Document zzEYEjvg57re3qvLNQXpqjEzR
MR. JUSTICE CLARK:
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This is a petition for review of the health and safety regulations
for the vinyl chloride industry, 29 C.F.R. 1910, 93q, promulgated by the
Secretary of Labor on October 4, 1974, pursuant to the Occupational Safety
and Health Act, 29 U, S, C. $651 et seq. (hereinafter OSHA). The standard
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and the Secretary's statement of reasons for its imposition ar* set forth
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i` "i at 39 Fed. Reg, 35890-35^98. In brief, the Secretary has adopted a standard
which requires thav no worker is to be exposed to concentrations of vinyl
chloride in exces^-^-u^r
per million (ppm) averaged over any eight-
hour period, 29 C.F.R. 1910, 93q (c)(1).
Petitioners -- manufacturers of vinyl chloride and vinyl
chloride products -- make five principal claimst (1) the available scientific and medical evidence does not establish that the l ppm exposure level adopted. A,T.
by the Secretary is required by health or safety considerations; (2) that the ; Secretary violated the requirements of 29 U. S. C. {655(b)(5) by adopting a ;
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standard which is technologically and economically infeasible for the industry
to meet; (3) that the standard is so vague and uncertain in its terms that
enforcement will violate the requirements of due process; (4) that there was
no substantial evidence in the record to support the Secretary's conclusion
that those who fabricate products out of vinyl chloride should be subject to
die same requirements as those who produce vinyl chloride; and (5) that th
Secretary's sign and labelling requirements unduly and hency unlawfully
emphasized the carcinogenic properties of vinyl chloride. We find thee
contentions meritless, and the petitions for review are accordingly denied.
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SCOPE OF JUDICIAL. REVIEW
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1 f Before proceeding to an examination of the regulations at
issue in this case, it would be wise to reemphasize the unique nature
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of thp court's role under OSHA. Although the statute Bets forth general .
policy objectives and a. procedural framework, the formulationg of
specific safety and health ^policies is left to the Secretary, subject to
review in, the United States Courts of Appeals. Our mandate is contained It in 29 U.S.C. 655 (f), which states in relevant part:
The determinations of the Secretary shall be conclusive if supported by substantial evidence in the record considered as a whole.
Yet the traditional "substantial evidence" test is almost impossible of
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application where , as here, the Secretary's decision-making is I
essentially legislative in character.
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The problems involved in according judicial review in such
i circumstances have been wisely discussed by Judge McGowan in
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1 Industrial Union Department, AFL-CIO v. Hodgson, 499 F. 2d 467 4* *
(D. C, Cir. 1974), who pointed out that, under OSHA:
[T]here are areas where explicit factual findings are not possible, and the act of decision is essentially a prediction, based upon pure legislative judgment, as when a Congressman decides to vote for or against a particular bill.
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fPJolicy choices of this sort are not susceptible to the same type of verification or refutation by reference to the record as are some factual questions. Con- sequently, the court's approach must necessarily be different no matter how the standards of review are labeled. [499 F. 2d at 474-75.]
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In the io circumstances, Judge Mefiowan concluded. the reviewing court must recognize that its task defies generalized description and go from there to'achieve its paramount objective which "is to see whether the agency, given an essentially legislative task to perform, has carried it out in a manner calculated to negate the dangers of arbitrariness and irrationality in the formulation of rules for general application in ttyj future." Automotive Parts t* Accessories Assn, v. Boyd. 407 F, 2d 330, 338 (D.C. Cir. 1968).
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Thus armed with these salutary remarks on our limitations and our obligations, we turn to the challenged regulations. The examination of the 4,000-page record in this case has been a prodigious task, aggravated bys duplications of testimony, irrelevant exhibits and letters, almost illegible reproduction of documents, and a generally blunderbuss approach in petitioners' briefs. Given the task, however, we have performed it and conclude that the standard laid down by the Secretary is fully supported by the record and well within the require ments of Universal Camera Corp. v. NLRB, 340 U.S. 474 (1951), and Assoc, Industries of New York State. Inc, v. Department of Labor, 487 F. 2d 342 (2d Cir. 1973), as well as Industrial Unior. Department, AFL-CIO v. Hodgson, supra.
II. BACKGROUND
- There are three basic components of the vinyl chloride industry. First, there are the manufacturers of vinyl chloride itself. A gas at ambient temperatures and pressure, vinyl chloride monomer (VCM) is primarily synthesized by the oxychlorination of ethylene in a handful of
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,rj;t outdoor proci'. < tiou'plants which resemble oil refineries,
oi ell, Dow, and Cot.(Inch are the loading producers, accounting for
sc me 50% of the 5.2 billion pounds annualty available in the United States, Because of the high degree of automation involved in this
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manufacturing process, only some 1,500 workers are employed in VCM production, VCM plants are open-air facilities,' primarily in
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the South,
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' Second, there are the manufacturers of polyvinyl chloride
(PVC), Virtually all vinyl chloride is polymerized into thermoplastic
pVG resin which serves as the basis for a wide variety of useful
plastic products. Goodrich is by far the largest single producer,
producing some 20% of the country's 5.4 billion pounds annually, though
in total there are only 21 companies operating the 37 PVC plants. *
Historically, PVC production has been a "batch1/ or non-continuous
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operation carried out in relatively small (2,000-6,000 gallon) "reactors"
which require frequent cleaning; the trend, however, is towards sub-
otantially larger reactors. PVC plants are not open-air facilities and
are generally located in colder climates than VCM plants. They employ
some 5,000 workers.
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Third, and finally, there are the fabricators of products which
utilize PVC resins. Innumerable firms throughout the country, employ
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ing thousands of workers, compound PVC with plasticizers, heat stabilizers,
lubricants, light stabilizers, flame retardants, or impact modifiers t
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produce an astounding variety of wares, such as pipes and conduits for- J - / * *v
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building and construction, flooring, wire and cable, furniture, phonograph'.
records, and packaging. In fabrication, residual VCM that has been entrapped in the PVC resin escapes during the heating process, and in
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this wqy workers in the fabricating industry arc also exposed to vinyl
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:'.0 v iuyl-chlorido industry are subjected to a serious health risk
from VCM. Although conclusive proof of the carcinogenic and, <y , *
in turn, fatal character of VCM did not emerge until early in 1974
when tho deaths of three workers in Goodrich's PVC plant at Louis-
ville were reported,' strong warning signals had appeared long before.
As early'as 1949, when the vinyl chloride industry had barely reached
. 1 ' ' !V ' 1 its tenth`anniversary, a study conducted among vinyl chloride workers
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in the Soviet Union found 'liver damage in 15 of 43 workers studied,
, tt'1* and in 1958 and 1959 Dow Chemical scientists elicited liver irregular
ities in rats and rabbits at a 100 ppm concentration of VCM. Although
Dow-recommended a 50 ppm allowable level in 1961, the industry
adhered to its previous 500 ppm standard.
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We need not outline in detail the morbid "Vinyl Chloride
Chronology", published by an industry spokesman, the Manufacturing
Chemists Association (MCA), in a 1974 press release (Joint Appendix
at 134-145) in order to illustrate the mounting evidence of VCM's
carcinogenicity. Indeed, the record shows what can only be described
as a course of continued procrastination on the part of the industry to
protect the lives of its employees. In 1967, when the industry had not
reached its thirtieth anniversary, upon receiving recurring reports of
the softening of the finger tips and bone of VCM. PVC workers, the
Manufacturing Chemists Association had the University of Michigan
study the causes of this abnormality. Three years later, in 1970,
when it was advised that research could not pinpr;nt the cause of the
malady but recommended a VCM/PVC ceiling of 5 0 ppm VCM, nothing
was done. And in March of the same year. Dr. P. L. Viola of the Regina
Elena Institute for Cancer Research in Rome, Italy, published a report that 30,000 ppm VCM exposure for four hours per day. five days per week for a
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. , i.t thi: nKiit, t'.r,;:, .-met bom-u ni ruts, ,mtl ;v iVu rr.rjr.tbs
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- it i:.c I'-tii:. ii.Vrj-,;jfioni*l Ci-i-'-i-. Cor.grcii?, describe*! obEcry&'.i'.ns of
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< i int tumor's in the car canals .of rats subjected fo the same exposure,
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v ,;:^-cnfly relying on Dr. Viola's comment at the close of his abstract thati
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``Wo implications to human pathology can be extrapolated from tho experimental
model reported in the paper," the industry did nothing, , .
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In 1971, MCA,began to inquire by letter regarding the conduct of
toxicological studies on laboratory animals with VCM and in May of 1971 heard
a detailed presentation by Dr, Viola regarding his earlier studies as well as
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other studies then unreported.. The industry began talking about'raising fund3
for epidemiological research,on VCM carcinogenicity, but notuntil'March 30,197'..
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did 17 U. S. companies agree to finance such a study. By then, the first deaths
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of U, S. v/orkers due fo VCM exposure were being recorded.
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participating company representatives, and it was not until February of 1973
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that a protocol was agreed upon and a research contract for animal exposure
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studies signed. Meanwhile, startling results from'European experiments
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were filtering back to the industry. By January of 1973 it was discovered
that European experiments with rats had not only found tumors of the ear
canal (which Dr. Viola had reported as early as 1970), but also of the kidneys
and liver at concentrations as low as 250 ppm VCM, but not at 50 ppln. '
This discovery, however, was kept confidential, and it was not even
revealed to the National Institute of'Occupational Safety and Health (NIOSH) until July 17 1973.
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Earlier, on September 27, L971, a patient of Dr. J, L. Creech, Jr.
plant physician of the B. F, Goodrich Chemical Company in Louisville,
Kentucky, d`cd. The patient had been employed for 15 years as a
helper and operator in Goodrich's Louisville PVC plant. When first
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* tentative diagnosis v/us made o( a bleeding duodenal
alter, but upop ro-admittance and after an exploratory laparotomy
end biopsy was carried out, he was found to have angiosarcoma of
the liver, ad exceptionally rare and irreversible cancer which * trike*
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only l person in some 50,000, no more than 20-50 persons a year.
Eighteen months, later, on March 3, 1973, another former employee
of the Louisville plant died, and a third died on December 19, 1973,
again of angiosarcoma of'the liver. Recognizing the rarity of the
tumor and learning that all three had worked in the Goodrich PVC
plant, Dr. Creech brought the matter to the attention of Goodrich,
and then. on. January 22, 1974, to the attention of the National Institute
of Occupational Safety and Health (NIOSH).
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News of other deaths followed swiftly. On January 29. 1974.
Goodrich reported the death of a fourth former employee from angiosarcoma;
a report of the death of a fifth employee followed on February 15th.
Six days later, Union Carbide advised NIOSH of the death of one of
its PVC workers from liver angiosarcoma. Goodyear Tire and Rubber
Company announced a vinyl chloride worker fatality from liver angio-
sarcome on March l, 1974, and reported two more such deaths from
the same cause on March 22nd. ( Goodrich reported cases of liver
angiosarcoma in two of its living employees. On April 16, 1974,
Firestone Plastics announced the death of one of its employees from
the same disease. Finally, on May 10, 1974, the National Cancer
Institute diagnosed another Union Carbide VCM worker as a victim
of the same disease. In all, the deaths of 13 workers in the PVC
and fabricating industries were reported.
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Two days after Goodrich made its report to NIOSFf ot its
first three VCM worker deaths, an Inspection of its plant by NIOSH
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indicated considerable exposure of workers to VCM , and control
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procedures as well-as precautionary monitoring were recommended.
NICSH alerted other federal agencies and after additional investigation I
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soon concluded that VCM was the suspect agent for a new occupational
* cancer. On April 5,' 1974," the Assistant Secretary of Labor, acting
on behalf of the Secrctr "v, Vr**d a hearing and promulgated an emergency
/l_ temporary standard of 50 ppm TWA in lieu of the prevailing 500 ppm one.
At the hearing, industry itself showed concern, and evidence was
presented that both VCM and PVC plants could reduce concentrations
below 50 ppm TWA. As in the past, Dow Chemical spoke out for
ft worker safety and urged that industry exposure be reduced, to 50 ppm
TV.'A by operational and engineering changes and that appropriate
respiratory protection be given where such level was not attainable.
The Assistant Secretary concluded that the evidence demonstrated VCM
to be carcinogenic for man. See 39 Fed. Reg. 12342. Monitoring and
housekeeping requirements were also imposed, and a requirement was
included that, if the 50 ppm level was breached, appropriate respirators
equipment be furnished workerB. The emergency order was limited to
six months "during which time the whole question of possible exposure
of humans to VC would be reconsidered more fully and in the light of
more information, including experiments utaich are underway at the
time. "
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MUifi'-'d MCA that its preliminary findings in Ihcir animal exposure
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study showed that, angiosarcoma of iho liver was produced in mice ar a level of 50 pp/n of vinyl chloride, and MCA so informed the federal government. On May 10, 1974, the Assistant Secretary again acted. Issuing a. notice of proposed permanent rulemaking, he drew attention to the MCA study results and noted that: "the question of a safe level of exposure for humans cannot be determined at this time, and may continue as a matter for scientific deliberation for many years. " 39 Fed. Reg. 16986. In the interim, he concluded, it was necessary to abandon the 5.0 ppm emergency temporary standard and to establish it at as low a level as can be detected using methodologies sensitive to l ppm plus-or-m^nus 50%, i. e, , the so-called "no-detectable" level. This level was to he reached through the "institution of engineering controls and work practices as soon as feasible, " but respiratory protection was to be afforded where the goal could not otherwise be achieved.
On May 24, 1974, notice of a hearing on the proposed standard to be held before an Administrative Law Judge was given. Eight days of hearings were held during June and July of 1974, and additional materials were received from interested parties until September 25th. In addition, the record of the previous hearing on February 25, 1974, was ordered to be included.
On October l, 1974, the final standard was promulgated, effective January 1, 1975. /--2 See 39 Fed. Reg. 35890. The main provisions are as follows:
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