Document zQdBKNDx2YozO83x3qJG9rLMa
STATE OF COLORADO COUNTY OF ADAMS
AFFIDAVIT
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) ss.
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Plaintiffs' Exhibit BX 5070
Plaintiffs' Exhibit ABEX 5021
Plaintiffs' Exhibit MC 5005
I, Margaret J. Baumgardner, being of full age and first duly sworn do hereby state:
1. Iam not a party to this action. I have personal knowledge ofthe facts set forth in this affidavit, and if called as a witness, I could and would competently testify as to the truth of the matters set forth herein.
2. I am the Research Coordinator for the Claims Resolution Management Corporation ("CRMC"), a wholly owned subsidiary ofthe Manville Personal Injury Settlement Trust ("Trust"). The CRMC was created in December 1998 and is staffed by former Trust employees. On January 1, 1999, CRMC began providing claims resolution facility services to the Trust.
3. In this position, I manage the Asbestos Claims Research Facility ("Facility"), a document and records repository located at 3390 Peoria Street, Suite 304, Aurora, Colorado. The Facility contains the business records including but not limited to correspondence, memoranda, reports, records and data compilations ("record") of Manville Corporation or related entities ("Manville"), generally, as well as Manville records relevant to litigation ofasbestos liability. The Trust has managed and operated the Facility from November 28, 1988, the date on which the Manville bankruptcy plan was consummated.
4. My experience and familiarity with the documents at the Facilitybegan in 1983 while working for Manville. In my work as a paralegal for Manville, I assisted in locating, indexing and packing many ofthe records which became the foundation documents for the Facility. I continued to work for Manville until September 1987. From March 1988 to September 1988,1 was hired to supervise and assist in the indexing ofthe first 20,000 boxes which were turned over to the Trust in November 1988. From September 1988 to January 1989,1 assisted in the privilege review of documents to be given to the Trust. From November 1988 to April 1994,1 worked for Freeborn & Peters and was put in charge ofthe Facility, managing all productions and "new" acquisitions. In September 1995,1 was hired by the Trust to manage the Facility. In December 1998,1 was hired by
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the CRMC to manage the Facility for the Trust. Accordingly, I am personally familiar with many of the records stored at the Facility, as well as how the records have been gathered.
5. To the best ofmy knowledge, information and belief, I certify that these records were made at or near the time by, or from information transmitted by, a person with knowledge, were kept in the course ofthe regularly conducted business activity ofManville, and it was the regular practice and the business activity ofManville to make the records.
6. Documents from this Facility were copied for the firm of Simon, Eddins & Greenstone. The copies have come from files at the Facility and are bates labeled CRMC-SEG007353 through CRMC-SEG-007402 and these documents are true and correct copies ofdocuments found at the Facility.
Subscribed and sworn to before me this 17th day of September, 2009.
AMYWBENHAM ( NOTARY PUBLIC 1 STATE OF COLORADO i
My Commission Expires May 16,2012
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J
Presentation on Asbestos
by Dr. Irving J. Selikoff at American Industrial Hygiene Conference Boston, Massachusetts
May 21, 1973
This year, 1973, marks 50 years since the examination of the
first case of death due to asbestosis. Dr. Cooke in Leeds
described this fatal disease in 1924. He might well have been
asked the question which points a dilemma in which we still are.
If he had been asked what exposure of this asbestos textile
worker resulted in her fatal pulmonary fibrosis, he would have
had to say, "I don't know." Because 20 years ago when she began
work in this textile factory, no dust counts were done. Nov;, the
dilemma that he faced is still very much with us at this time
because the disease that we are nov; seeing is the result of ex
posures at a time when we were not alerted and environmental
measurements were not made. We find this a great difficulty in
our own work and perhaps it may be well demonstrated by the first
slide which I will read to you in view of the circumstances.
.
This is a slide of the x-ray results in 1,000 employee workers in the Nev; York area examined by us and it demonstrates that out of 725 people with less than 20 years from onset of exposure, most had normal x-rays. When they were abnormal, they tended to be minimally so. On the other hand, more than 20 years from
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onset of exposure, of the over 300 men so examined, few had
`
normal x-rays; and when they were abnormal, not infrequently,
the fibrosis was extensive. So the 20 year rule which was found
in 1924 is present with us today. The description of lung cancer,
1935, and subsequently of pleural mesothelioma in 1954 and after
wards, in 1955 of peritoneal mesothelioma and subsequently'of
other tumors, has done nothing to resolve this question because
they too have had this difficulty which we still face. We have
found it so in our studies.
For example, in the New York area, we have been following 632 members of the Asbestos Workers .Union; these are the insulation workers, who were on the union rolls on January 1, 1943. You will see in this slide that for the first 10 years from 1943 to 1947 and 1948 to 1952, the total number of deaths was almost exactly what was expected. It was not until after this 10 year period had passed that we began to see the extraordinary mortality patterns that are still with us. We found, for example, that after 20 years wherein there should have been 6 or 7 deaths of cancer in the lungs and pleural mesothelioma, there were 45. There should have been 9 or 10 deaths of cancer of the stomach, colon and rectum. There were three times as many, 29, and, of course, there were 12 deaths of asbestosis where none had been expected. Yet, as we go longer with this group - we have followed them now through December 31, 1971 (and these are unpublished data; I thought you might find
CRMC-SEG-0073 89
them interesting) - we have found that of the survivors of this
1943 group, there should have been another 85 deaths, but 168
have occurred. There should have been 4 or 5 deaths of lung
cancer. There were 42. There should have been no deaths of
mesothelioma, which almost never occurs in the general population.
There were 25. There was the small increase, 3 or 4 times increase,
in gastrointestinal cancer and the asbestosis deaths, so that
the longer we go from onset of exposure, the more evident the
risk appears.
.
We have, in order to further study this question, undertaken a second study and these are the first reports of this second study, not yet published.
On January 1, 1967, we registered every single union insulation
worker in the United States. There were 17,800 members of this
union on that date, and Dr. Hammond and I have followed them from
January 1, 1967 through December 31, 1971. These are the results
found in that study.
*
Whereas there should have been 805 deaths among them, given their
ages, there actually were almost 1,100. And, once again, the
lung cancer death rate was extraordinarily increased. Whereas
.
there should have been 44 expected, 213 bronchogenic carcinomas
actually occurred. There should have been no deaths of mesothelioma?
there were 77. There should have been a small number of gastro
intestinal deaths? there were 3 times as many as expected. And,
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of course, there should have been no deaths of asbestosis, which doesn't occur in the general population, and there were 78.
When we analyze these deaths by duration from onset of work, among these 17,800 men, we found that in the group less than IS years from onset of exposure, there was no significant increase in either lung cancer or mesothelioma. We did not see one mesothelioma in less than 15 years from onset of work, although we were observing almost 10,000 men in this category. On the other hand, once the 15 years passed, we found that the ratio of expected to observed deaths was 5, 6 and 7 times? now the mesothelioma deaths began to be seen.
We have also looked to see whether this was so in an asbestos products factory making insulation and.many other products. To study this, we made a list of every single production worker in this plant on January 1, 1959 who had on that date worked at least 20 years. We have followed this group, 689 people, through December 31, 1971. And, once again, we have found that whereas there should have been 8 or 9 deaths of respiratory cancer, there were 35? of these 27 were lung cancers, 8 were pleural mesothe liomas, 7 were peritoneal mesotheliomas, and the same increase, a modest increase, in gastro-intestinal cancer and asbestosis. Finally, to try to get some sense out of the duration from onset versus the actual exposure, because most of the men in the three
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cohorts that I have just reported to you had worked continuously
and in one group, we were able to find a very significant differ
ence in the amounts of work* This was a factory which opened in
June, 1941, to make insulation for the U. S. Navy. Nine hundred
thirty-three men were employed for the first fime, for Ml to
'45. The factory closed in 1954. Some 11 men worked for only 1
day. They didn*t like it. Some worked until the plant closed in
*54. Following this group of 933 people (it is a darn good plant
- they got their Army-Navy "E"), we have found that in these 933
men there should have been 300 deaths by the end of *71? there
actually were 484. And, once again - it's almost monotonous -
the same 7 times increase in lung cancer, pleural mesothelioma,
peritoneal mesothelioma, gastro-intestinal cancer and asbestosis.
But, of these men, approximately one-third worked for less than
3 months. One-third worked from 3 to 11 months, and one-third
worked for more than a year. We have found that although the
group with more than a year of exposure had a very significantly
greater ratio of expected to observed deaths, 11 times as many
lung cancers as expected, still even less than 3 months of work
was enough to give a 3 or 4 times increase in bronchogenic carci
noma provided they lived long enough - provided you looked at them
30 years later. Now all of these data indicate that what we are
seeing now, the current mortality experience, is the result of
the inadequately controlled exposures of the past. However, the .t
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problem is with this long latent period, how jyou find out what the exposures of the past were to relate them' to the epidemio logical evidence of disease at the present time. Unfortunately, in the United States we are at a loss for this. There are no
sets of dust counts and resulting disease observations, from the first case reported in the United States in 1930, to permit judgment here of acceptable levels. There are two approaches. Both have been used. First of all, if there were measured dust levels 20 years ago, and if we could identify the population exposed to those levels 20 years ago, we could make some corre lations. One, of course, would be asbestosis.
The other approach has been to take dust measurements now and get some sense of how these measurements now relate to what existed in practice 20, 30 and 40 years ago. This has been done but there are significant differences with this technique. First of all, in the past very few dust counts were done. The current techniques membrane filter methods, phase microscopy, etc. were not used at that time. For example, the Dr-eesen study. Also at that time all particles were counted rather than only fibers, and as we try to convert particles per cubic foot to fibers per cc, the results are unfortunately uncertain. We have, on the other hand, had some measurements of what exists today in the construction industry with the use of insulation material, and we have found in using fibers per cc, that in general somewhere around 5 to 10 fibers
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per cc exists in these environments. We don't really know whether this was true 20 years ago. There are 4 studies that provide evidence. First, there is the original study of Dr. Fleischer and his colleagues in the U. S. Navy shipyards, published in *46 and done in *44 and `45. A different instrument was used and a time weighted average of 25 fibers per cc could be obtained, but other glass fibers and so forth were included. Murphy and Ferris and their colleagues have looked at shipyard data published in '68 and *71 and they came to somewhere around 10 fibers per cc. Balzer and Cooper, in San Francisco insulation workers, have come to around 6 fibers per cc. And in our laboratories, looking at con struction work in shipyards throughout the United States, we have found exactly what Balzer and Cooper have found, somewhere around 6 fibers per cc. But this is reconstruction. And we don't really know that this existed 20 years ago. While this is the dilemma that we faced, we thought that 6 fibers per cc, somewhere around that, 10 fibers per cc, existed in the past but we weren't sure. We know what the disease is? I've just shown it to you. `Therefore, we were all very much impressed and grateful when the British Occupational Hygiene Society gave us the answer.
In 1968, the British Occupational Hygiene Society published a report stating that 4 fibers per cc or 2 fibers per cc would likely be safe. The basis for their report was the report of their sub committee on asbestos published in .the Annals of Occupational Hygiene
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in 1968. It read, "The results of recent work, the study of John F. Knox and Steven Holmes, have been made available to the Committee by the asbestos industry and it is on these recent; results that the new standard is primarily based." What they came to is that it' would be safe to have 100 fiber years, such as 2 fibers per cc for 50 years or 4 fibers per cc for 25 years. The work of Dr. Knox and Dr. Holmes (they were both members of this committee) was valid. Dr. Knox was Chief Medical Officer of Turner Brothers Asbestos Company in Rochdale and Dr. Holmes was their Industrial Hygiene Scientist.
The bases for these data were then published by
British
Occupational Hygiene Society. Dr. Knox had x-rayed allS^roducticn
workers at Turner Brothers Asbestos Company in Rochdale as of
.
June 30, 1966. There were 931 workers in this plant, of whom a
large number had been more than 10 years in their employ. They
had done dust counts, very good dust counts, from 1951 on, and
therefore we had a population, for the first time, where dust
counts could be related to clinical evidence of disease. In the
departments where the dust counts were 10 to 15 fibers per cc, of
the large number of workers there employed, 7 showed some x-ray
abnormality which could have been asbestosis. On the other hand, .
of 70 or 80 people working at 3 to 4 fibers per cc, only one was
reported to have an abnormal x-ray. This being so, the subcommittee,
which itself did not review the data but reviewed the numbers
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submitted to it, then reviewed the data given^ it and decided that since only one worker exposed' for 20 years or more at 4 fibers per cc showed evidence of asbestosis, that half that level, 2 fibers per cc, would be prudent and safe. And if I were on that committee, I would have come to exactly the same conclusion.
When these data, this conclusion and this recommendation reached the United States, it did, as I say, impress all of us. So much so that on February 28, 1969, Howard Ayer sent a letter, containing this statement, to 28 asbestos companies and 50 state health departments: "From these standards (that is, the British Occupational Hygiene Society recommended standards), one would gather that concentration below 2 fibers per cc are probably safe." A fair statement. Indeed when the criteria document was submitted by NIOSH last year, 1972, it stated, "The development of a standard for asbestos dust in Great Britain and the evaluation made by the British Occupational Hygiene Society Subcommittee on Hygiene Standards for Asbestos, which considered data to reduce the risk of asbestosis, was given great weight in the development of this asbestos standard." That is the origin of the 2 fiber per cc standard. Two fibers per cc obviously is 2 million fibers per cubic meter. A working man inhales somewhere around 8 to 10 cubic . meters of air in an eight-hour working day, which means that we have told him that he can safely inhale with an uncertain, unmeasured retention, somewhere around 20 million fibers longer than 5 microns
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reached 20 to 29 years from onset, and of these, actual pulmonary fibrosis was seen in 21 out of 114. Of those who had reached 30 to 39 years from onset, 78% had abnormal x-rays, and 17 out of the 42 had actual pulmonary fibrosis. Of those 40 to 49 years, there was too small a number to show.
When we put these two sets of data together, we can find that as of 400 fiber years, Dr. Knox had found, in reading the films, that somewhere around 7 or 8% had abnormal x-rays, whereas in the same population a different film reader had found that somewhere between 40 to 50 % had abnormal x-rays. There is obviously a considerable discrepancy in the two sets of film readings. Nov; when these dis crepancies were discussed with our British colleagues, last October in Lyon, France, Dr. Holmes made the following statement: "Thus, the information, although the best available at the time, was, to say the least, scanty for the purpose. And some of us who were associated with it have become increasingly concerned with the authority with which it has become invested in the international field (meaning the United States). The time has therefore probably arrived for an up-to-date reappraisal of the original data." I have communicated with Dr. Lewinsohn in the last three weeks and am informed that there are definite plans to undertake this review in the future. It has not yet been done.
In conclusion, then, as a result of these new data from Turner Brothers Asbestos Company, we can say that if the 1972 report of
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in an eight-hour day. As Mr. Dement has just told us, anywhere from 20 to 99% of fibers are smaller than 5 microns, and therefore the total number of fibers of all sizes is somewhere around 20 to 40 billion.
Now some new data has recently appeared which I thought might be 'of interest to you. In 1968, Dr. Knox retired as Chief Medical Officer of Turner Brothers and was replaced by a young South African, Dr. Hilton Lewinsohn. Dr. Lewinsohn has re-x-rayed all of the workers at Rochdale in December, 1970. The populations, however, were not entirely identical. Dr. Knox had examined only men in the scheduled areas - that is, the production areas, 913 whereas Dr. Lewinsohn included all employees, including the office personnel, and therefore had a larger number. To some extent you could say that this diluted the population, but I think it was a wise*thing to do. Also, some of the people working there in 1966 were no longer employed; obviously they had retired or died and some new v/orkers had been added. The very large majority, of course, were in both surveys. Dr. Lewinsohn reported the results of his December 1970 re-x-ray of the Rochdale personnel in the Royal Society of Health Journals in 1972. Dr. Lewinsohn*s data are on this slide.
It demonstrates that of those with, let's say, 20 to 29 years from onset of exposure, of 114 x-rayed, 51 had abnormal x-rays. All together, total abnormalities were 55% of all people who had
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the Chief Medical Officer of Turner Brothers Asbestos Company correctly represents the disease incidence associated with prior levels of asbestos exposure in the company, then the asbestos standard of the Department of Labor places u. S. asbestos workers at serious risk of irreversible, often fatal disease, and in my opinion, it should immediately be reconsidered.
Unfortunately, then, I feel that we are in the same dilemma still - after 50 years - that Dr. Cooke found himself in 1923.
Thank you very much.
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>.i*,,i--,/.
t.*. ,umcrii-i+kt.
Ai piw^v j
Vhil.- 'C^ i t >
PREVALENCE OF X-RAY EVIDENCE OF ASBESTOS l S. IK ASBESTOS TEXTILE WORKERS /
PERCENTAGE OF INDIVIDUALS AFFECTED
?
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QUESTION AND ANSWER SESSION FOLLOWING DR. SELIKOFF1S PRESENTATION
Q. In the asbestos products factory in which men employed for only three months were found to have.a significant increase in lung cancer, were smoking histories obtained?
(Dr. Selikoff) A. The answer is "Yes", and those data are now being analyzed,
but I would be amazed if we found any lung cancers or any more than a trivial number among those who did not smoke cigarettes. We have failed to see any significant increase in the incidence of lung cancer among asbestos workers who do not smoke cigarettes. We have been following 2,066 non smoking insulation workers from January 1967 through 1971 and we have only seen two lung cancers among them. On the other hand, of 9,590 cigarette smoking insulation workers, we have found 145 lung cancers whereas only some 30 were expected. Bronchogenic carcinoma is almost limited to ciga rette smoking asbestos workers. This is not true of peritoneal mesothelioma; it is not true of asbestosis; and it is probably, although our data is too scant yet to be sure, it is probably not true of pleural mesothelioma. But of lung cancer - there is no question - this will not occur by and large among asbestos Workers who do not smoke cigarettes.
Q.
I would like to ask Dr. Selikoff if he thinks the new standard should include both a total dust count - if there is a new standard - both a total dust count and a per cent fiber count. At least in our experience, we seem to vary comparatively. A standard set on one rather than the other could be quite mis leading .
A. Ray Murphy has asked me a very embarrassing question. He asked me to give an opinion where I can't give it even on fiber counts. He now asked me whether I would do it on total counts rather than just fibers. The answer is, "I don't know." But I'm not very impressed (if I can upstage Duncan Holiday a bit who is going to review this tomorrow morning) - we're not very impressed with asbestos standards which rely upon dust counts being dene. May I give you some data? Very depressing data, * if you think these are depressing. On June 7, 1972, the asbestos standard came into effect. And it said that every company using asbestos had to do at least one dust count, one dust count, in the next six months. That is, by December 6. We, on December 7, did a survey of insulation workers in the United States and we now have some 5,000 odd replies. Each man was cisked about
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the dust counts that he personally had seen in the six months when every company was supposed to do a dust count. In the United States insulation industry, fewer than 3% of the in sulation workers saw even one dust count done from June 7 to December 6, 1972. Obviously then, dependence upon dust counting as a means of control in this unusual industry has many deficiencies.
Q. It is really one question in two parts, perhaps. The fibers at the Turner Asbestos Company (Knox-Holmes study), what were these and could you comment, would you comment on the possible differences that you think may be between crocidolite and chrysotile and amosite?
A. The fibers in Turner Brothers, since it was a textile operation, were largely chrysotile. We can give you no information con cerning crocidolite because none of the workers studied by us had any crocidolite exposure. They had chrysotile exposure and many of them had amosite exposure. Indeed, in the plants, in the factory making the Navy insulation, this was almost entirely
amosite. So our data apply only to amosite and to chrysotile and, unfortunately, I can give you no information on the relative hazard of crocidolite. I would suggest, 'however, that if cro cidolite is more dangerous than amosite or chrysotile, it is going to be almost as bad as bis-chloromethylether. (Laughter)
Q. Dr. Selikoff, are you aware of a particular type of asbestos fiber mined in Ontario called Headman? fibers which have been found to be relatively inert, by Paul Gross and others?
A. I presume that you mean the fibers mined in Quebec, not Ontario. (No, mined in Headman Mine in Ontario.) No, I do not know these particular fibers and I v.Tould be delighted to know of an asbestos fiber which is comparatively inert.
Q. They claim - and Paul Gross and others have done experimental work - and they have found that this particular fiber which is chrysotile has been, in experimental work, found to be inert.
A. Well, T would be delighted to see those, indeed I'd be delighted to see those in industrial use.
Thank you, Dr. Selikoff.
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