Document zQ04NQrerL8ro2VMbovbwL2dR
A Division of The Society of The Hashes Industry, Inc.
** 021990
JCL
March 26, 1990
TO: The VI Health, Safety & Environment Committee
RE: OSHA: Respirators/Engineering Controls
As noted on the attached, OSHA has scheduled a public hearing (May 30th) to receive testimony on the Agency's June 5, 1989 proposal to amend existing regulations by identifying certain circumstances for which engineering controls may not be feasible.
MNS/pmb
Meredith N. Scheck Assistant Director
The Society of the Plastics Industry, Inc.
1275 K Street, N.W., Suite 400 Washington, D.C. 20005 (202) 371-5200 FAX 371-1022
MAR 2 31990
TO: OHEIC Stee ` Committee
FROM: Phil Stapleton . assistant Technical Director, Issues Analysis
RE: OSHA Informal Public Hearing on Alternative Methods of Compliance
DATE: March 20, 1990
On March 7, 1990 (55 FR 8152) OSHA announced that an informal public hearing would be held to discuss circumstances in which respirators may be used in lieu of engineering controls to limit exposure to toxic substances.
As you may recall, OSHA proposed to amend its regulations on June 5, 1989 (54 FR 23995) to provide flexibility in circumstances where limiting exposure through implementation of engineering controls was infeasible. The proposed rule identified several situations where engineering controls may not be feasible including, among others:
where engineering controls result in only negligible reduction in exposure, during emergencies, repair, shutdowns, and field situations where there is a lack
of utilities, and during entry into unknown atmospheres.
OSHA requested comments on the consideration of cost-effectiveness in determining acceptable control methods, the appropriateness of using respirators in lieu of engineering controls and other aspects of the proposal.
The informal hearing is being conducted by OSHA in order to receive testimony and data relevant to the issues raised by the proposed rule. The hearing is scheduled for May 30, 1990, starting at 9:30 am. The location of the hearing will be the Dept, of Labor Building, 200 Constitution Avenue, Washington, D.C.
The Federal Register notice is attached. Please call if you have any questions or comments.
PJS/rc Attachment
cc: H. P. Toner Richard LaLumondier Betsy Shirley Rich Gottwald
BOR 009018
8152
Federal Register / Vol. 55. No. 45 / Wednesday. March
I Proposed Rules
^ / existing provisions for the methods of
February 26.1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal Since this is a routine matter that will only affect air traffic procedures and air navigation, it is
DEPART------------ -----------
,
Occupational Safety and Health
Administration
am a, | r 29 CFR Part 1910 ^ N c "
-- . controlling exposure to toxic substances
addressed in its Air Contaminant Standard (29 CFR 1910.1000le)J and Respiratory Protection Standard (29 CFR / 1910.134(a)(1)). The Agencjfproposed to
certified that this rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.
List of Subjects in 14 CFR Parts 71 and 73
Aviation safety. Continental control area. Restricted areas.
[Docket No. H-160)
/"oMtDov4-*~4 *
RIN 1218-AA28
2fHHeeaallttlh Standards; Methods
(Cojnrptpliance
agency: Occupational Safety a^3 Health AdministrationJtOSHAJytaibor.
ACTION: Noti^t h of informal public
yihcorporate additional flexibility in its methods of compliance requirements by
explicitly setting forth, in regulatory
language, the circumstances under which respirators may be used due to the general infeasibility of limiting exposure through iimplementation of engineering controls^Other approaches to providing employers with greater flexibility in choosing exposure control
The Proposed Amendments
Accordingly, pursuant to the authority delegated to me. the Federal Aviation Administration proposes to amend parts 71 and 73 of the Federal Aviation Regulations (14 CFR parts 71 and 73) as follows:
PART 71-DESIGNATION OF FEDERAL AIRWAYS, AREA LOW ROUTES, CONTROLLED AIRSPACE. AND REPORTING POINTS
1. The authority citation for part 71 continues to read as follows:
Authority: 49 U.S.C. 1348(a). 1354(a). 1510; '"'Executive Order 10854:49 US.C. 106(g)
(Revised Pub. L. 97-449. January 12.1983); 14 CFR 11.69.
71.151 [Amended]
2. Section 71.151 is amended as follows:
R-6320 Matagorda. TX [New)
PART 73--SPECIAL USE AIRSPACE
3. The authority citation for 73 continues to read as follows:
Authority: 49 U.S.C. 134Bfa). 1354(a). 1510. 1522: Executive Order 10854; 49 U.S.C. 106(g) (Revised Pub. L. 97-H9, January 12.1983); 14 CFR 11.69.
73.63 [Amended) 4. Section 73.63 is amended as follows:
R-63Z0 Matagorda, TX [New]
Boundaries. That airspace within a 3-mile circle centered at lat. 28*4234* N,, long. 95*57 34' W.
Designated altitudes. Surface up to and including 15.000 feet M5L-
Time of designation. Continuous. Controlling agency. Houston ARTCC Using agency. United States Customs
Service.
Issued in Washington. DC. on t ebruary 27. 1990. Harold W. Becker,
Manager. Airspace~Hules and Aeronautical Information Service. (FR Doc. 90-5148 Filed 3-6-90S 8.45 am)
BILLING COOS 1S10-D-N
hearing)"____________________________ summary; OSHA (^scheduling an
informakcublic hearing on its proposed
standard 154 FR 23991, fune 5.1989) (to
modify the existing provisions for controllin&employee exposure to toxic
substanceyfound in 29 CFR 1910.1000(e)
and 29 CFR 1910.134(a)(1). This hearing
[will allow interested persons to present
'-information and evidence on therissues
raised by the proposed standard^
dates: Notices of intention to appear at
the informal public hearing must be postmariced by April IB, 1990. -
Testimony, comments and all
evidence which will be introduced into
the hearing record mast benostmarekd
by May 7,1990- ThartearingAvili be held
infWashingtsn. DC peginning
^
Wednesday\May 30,1990 at 9:30 a.n/
The hearing will continue, if necessary,
through Friday. June 1,1990.
ADORESSEE: Notices of intention to appear at the hearing and testimony and
documentary evidence which will be
introduced into the hearing record must
be submitted in quadruplicate to Mr.
Tom Hall, Occupational Safety and
Health Administration, Division of
Consumer Affairs. Room N3649. 200
Constitution Avenue NW., Washington.
DC 20210; (202) 523-8615.
Tne informal public hearing will be held in the auditorium of the Frances
Perkins Department of Labor Building,
200 Constitution Avenue NW.. Washington. DC 20210.
FOR FURTHER INFORMATION CONTACT;
Hearings: Mr. Tom Hall, Occupational Safety and Health Administration. Division of Consumer Affairs. Room N3649. 200 Constitution Avenue NW* Washington. DC 20210: (202) 523-8615
Proposal; Mr. James F. Foster. Office of Public Affairs. U.S. Department of Labor. Occupational Safety and Health Administration. Room N3649. 200 Constitution Avenue NW, Washington. DC 20210; (202) 523-8151.
supplementary information; On June 5.1989, OSHA proposed to amend it*
methodology were also raised in the preamble to the proposed rule.
OSHAs proposed standard is based on data submitted to the record in response to an Advance Notice of Proposed Rulemaking published on February 22.1983 (48 FR 7473). and on its experience from other rulemakings dealing with the issue of compliance methodology. The record identified specific situations where engineering controls generally may not be feasible and where respirators may have to be used. The circumstances that were identified by OSHA from data in the record where engineering controls may generally be infeasible are:
1. During the time necessary to install feasible engineering controls:
2. Where feasible engineering controls result in only a negligible reduction in exposure;
3. During emergencies, life saving, recovery operations, repair, shutdowns, and field situations where there is a lack of utilities for implementing engineering controls;
4. Operations requiring added protection where there is a failure of normal controls: and
5. Entries into unknown) atmospheres. The proposed standard incorporated regulatory language specifically exempting these circumstances from requirement of control by engineering means.
OSHA proposed paragraph (f)(5) to deal with circumstances where it was infeasible to protect employees from unknown atmospheres through the use of engineering or administrative controls. The discussion of the proposed provision (54 FR at 23995) included reference to confined spaces as examples of workplaces which would be covered by paragraph (f)(5). OSHA wishes to clarify that discussion by noting that there are. in fact, many confined space work situations where it is feasible to protect employees from any hazards which may be confronted in unknown atmospheres through the use
tX 9
t'U'lmi3 ? i \
L>
BOR 009019
Federal Register / Vol. 55, No. 45 / Wednesday. March 7, 1990 / Proposed Rules
8153
of engineering controls. Therefore, only those confined spaces where it is infeasible to protect employees using
such controls would be covered by proposed paragraph (f)(5). OSHA solicits testimony, with supporting information, on any workplace
circumstances, including confined spaces, which would be appropriately regulated under the proposed paragraph.
The proposed standard also raised for comment other circumstances and approaches where the use of respirators in lieu of feasible engineering controls
discussion of issues related to this proceeding.
Public Participation in Hearing
Pursuant to section 6(b) (3) of the Act. an opportunity to submit oral testimony concerning the limited issues raised by this notice will be provided at an informal public hearing scheduled to begin at 9:30 a.m. on May 30,1990 in the Auditorium. Frances Perkins Department of Labor Building. 200 Constitution Avenue. NW., Washington, DC 20210.
reviewed in light of the amount of time requested in the Notice of Intention to Appear. In those instances where the information contained in the submission does not justify the amount of time requested, a more appropriate amount of
time will be allocated and the participant will be notified of that fact.
Any parly who has not substantially complied with this requirement may be limited to a 10-minute presentation. Any party who has not filed a notice of intention to appear may be allowed to testify, as time permits, at the discretion
have been suggested as being suitable in controlling exposure to toxic substances. Comment was requested on the appropriateness of utilizing respirators to control exposure when performing brief, intermittent tasks, during maintenance activities, and to achieve compliance with short-term exposure limits. Further. OSHA requested comment on: (l) Circumstances in which
Notice of Intention to Appear
All persons desiring to participate at the hearing must file in quadruplicate a notice of intention to appear, postmarked on or before April 18.1990. addressed to Mr. Tom Hall. OSHA Division of Consumer Affairs, Docket H-160, Room N-3647, U.S. Department of Labor. 200 Constitution Avenue NW.,
of the Administrative Law Judge.
OSHA emphasizes that the hearing is open to the public, and that interested persons are welcome to attend. However, only persons who have filed proper Notices of Intention to Appear at the hearing will be entitled to ask questions and otherwise participate fully in the proceeding.
cost effectiveness factors would be a
Washington. DC 20210: telephone (202) Conduct and Nature of Hearing
legitimate consideration in determining 523-6615. The notice of intention to
the acceptability of one control method appear also may be transmitted by
over another; (2) the appropriateness of . facsimile to (202) 523-5046 or (for FTS)
allowing respirator use in lieu of
to 8-523-5046, provided the original and
feasible engineering controls in certain 4 copies of the notice are sent to the
instances where the employer has
above address therafter.
submitted a comprehensive written
The notices of intention to appear,
respirator compliance program to the
which will be available for inspection
Agency; (3) whether reliable and
and copying at the OSHA Technical
predictable exposure control can be
Data Center Docket Office, Room N-
The hearing will commence at 9:30 a.m.. on May 30.1990. At that time, any procedural matters relating to the proceeding will be resolved. The informal nature of the rulemaking hearings to be held is established in the legislative history of section 6 of the Act and is reflected by the OSHA hearing regulations (see 29 CFR 1911.15(a).
achieved if employers are allowed to establish a "respirator budget" to
2625. 200 Constitution Avenue NW., Washington, DC 20210, telephone (202)
Although the presiding officer is an Administrative Law Judge and
allocate a certain number of days per
523-7894. must contain the following
questioning by interested persons is
year or hours per day for employees to information:
allowed on crucial issues, it is clear that
wear respirators in lieu of implementing (1) The name, address, and telephone the proceeding shall remain informal
feasible engineering controls; and (4)
number of each person to appear:
and legislative in type. The intent, in
whether it would be acceptable to allow
(2) The capacity in which the person essence, is to provide an opportunity for
employers under any circumstances to will appear
effective oral presentation by interested
comply with exposure limits by any
(3) The approximate amount of time
persons which can be carried out
method the employer deems advisable. requested for the presentation:
expeditiously and in the absence of rigid
OSHA is interested in receiving
(4) The specific issues that will be
procedures which might unduly impede
testimony and data on the issues
addressed;
or protract the rulemaking process.
mentioned above and on other issues relevant to the discussions set-forth in the proposal.
In response to the proposed rule. OSHA has received 89 written
comments from interested parties. These comments are available for inspection end copying in the OSHA Docket Office. Room N-2625. U.S. Department of Labor, 200 Constitution Avenue, NW.. Washington. DC 20210. In addition, OSHA received requests for a public Hearing from the American Iron and
(5) A statement of the position that will be taken with respect to each issue addressed: and
(6) Whether the party intends to submit documentary evidence, and if so, a brief summary of that evidence.
Filing of Testimony and Evidence Before Hearing
Any party requesting more than 10 minutes for a presentation at the hearing, or who will submit documentary evidence, must provide in
The hearings will be conducted in accordance with 29 CFR part 1911. The hearing will be presided over by an Administrative Law Judge who will have all the powers necessary and appropriate to conduct a full and fair informal hearing as provided in 29 CFR part 1911 including the powers.
(1) To regulate the course of the proceedings;
(2) To dispose of procedural requests, objections and comparable matters;
Steel Institute (Ex. 6-20),SPI
quadruplicate the complete text of his
(3) To confine the presentation to the
Composites Institute (Ex. 6-22), and the testimony, including any documentary
matters pertinent to the issues raised;
United Steelworkers of America (Ex. 6- evidence to be presented at the hearing,
(4) To regulate the conduct of those
73).
to the OSHA Division of Consumer
present at the hearing by appropriate
Persons interested in participating in Affairs. This material must be
means:
the hearing should refer to the notice of proposed rulemaking on Methods of Compliance (54 FR 23991) for the text of the proposal and a more thorough
postmarked by May 7,1990 and will be available for inspection and copying at the Technical Data Center Docket Office. Each such submission will be
(5) In the Judge's discretion, to question and permit the questioning of any witness and to limit the time for questioning: and
BOR 009020
8154
Federal Register / Vol. 55. No. 45 / Wednesday. March 7. 1990 / Proposed Rules
(0) In the Judge's discretion, to keep the record open for a reasonable, stated time to receive written information and additional data, views, and arguments from any person who participated in the
oral proceedings. Following the close of the hearing, the
vessels give a 12-hour advance notice for passage through the drawbridge during peak traffic hours. The proposed changes to these regulations are, to the extent practical and feasible, intended
to provide for regularly scheduled drawbridge openings to help reduce
reasons for their comments. The Commander. Fifth Coast Guard District, will evaluate all communications received and determine a final course oT action on this supplemental proposal. This rule may be changed based on comments received.
presiding Administrative Law Judge will motor vehicle traffic delays and
certify the record of the hearing to the
congestion on the roads and highways
Drafting Information
Assistant Secretary of Labor for
linked by this drawbridge.
The drafters of this notice are Linda L.
Occupational Safety and Health. The
OATES: Comments must be received on Ciiliam, project officer, end LT S. M.
Administrative Law Judge does not
or before April 23.1990.
Fitten. project attorney.
make or recommend any decisions as to
the content of the final standard. The proposed standard will be
reviewed m light of all testimony and written submissions received as part of the record and a standard will be issued
based on the entire record of the proceeding, including the written comments and data received from the
public.
ADDRESSES: Comments should be mailed to Commander (ob). Fifth Coast Guard District, 431 Crawford Street. Portsmouth. Virginia 23704-5004. The comments and other materials referenced in ths notice will be available for inspection and copying at the above address, room 507, between 8 a.tn. and 4 p.m., Monday through Friday, except Federal holidays. Comments may
Discussion of Proposed Regulations
On June 14,19e9. Senator Stanley C. Walker requested.that the regulations for the drawbridge across the Eastern Branch of the Elizabeth River at mile 0 4 in Norfolk. Virginia, be amended to restrict openings during the peak highway traffic hours to help reduce traffic congestion, but remain open on
Authority and Signature
This document was prepared under the direction of Gerald F. Scannell, Assistant Secretary of Labor for Occupational Safety and Health, U.S. Department of Labor. 200 Constitution Avenue NW., Washington. DC 20210.
It is issued under section 6(b) of the Occupational Safety and Health Act of 1970 (29 U.S.C. 655). Secretary of Labor's Order No. S-83 (48 FR 35736) and 29 CFR part 1911.
Signed at Washington. DC on this 28th day of February. 1990.
Gerard F. Scanosll,
Assistant Secretary ofLabor.
(FR Doc. 5077 Filed 3-6-90; 8:45 am(
be hand-delivered to this address.
FOR FURTHER INFORMATION CONTACT!
Ann B. Deaton. Bridge Administrator. Fifth Coast Guard District at (604) 3986222.
SUPPLEMENTARY INFORMATION: On October 17.1989. the Coast Guard published a proposed rule (54 FR 42517) to evaluate bridge opening restrictions during the morning and evening rush hours for the Berkley Bridge. The Commander, Fifth Coast Guard District also published the proposed rule as a public notice on October 6.1989. interested persons were given until December 1.1989, to comment on the proposed rule that was published in the Federal Register. The comment period
signal during the rest of the time. The proposed change would have closed the Berkley Bridge to commercial,
recreational, and public vessels Monday through Friday, except Federal holidays, from 5:30 a.m. to 9 a.m,, and from 3:30 p.m. to 6:30 p.m. A provision that allows the draw to open on signal at all times for vessels in distress was made a part of the proposal. This supplemental
proposal includes the above with an . additional provision which provides commercial deep draft vessels with drafts of 22 feet or greater access through the bridge anytime provided they give a 12-hour advance notice of their arrival during the morning and evening rush hours.
BILLING CODS 4510-W-N
for the public notice ended November 9,
As a result of the proposed rule that
1989. An amendment to the public notice was published in the Federal Register
DEPARTMENT OF TRANSPORTATION
was issued November 6,1989. extending (54 FR 42517) and the public notice
the comment period to December 1.
issued on October6.1989. written
Coast Guard
1989, to coincide with the comment
comments were received from the
period published in the Federal Register. maritime community and the motoring
33 CFR Part 117 ICGD5-90-0031
This supplementary proposed rule exempts commercial vessels with drafts of 22 feet or greater from rush hour
public. The comments from motorists were all in favor of the proposed restrictions during peak traffic hours
Drawbridge Operation Regulations; Elizabeth River, Eastern Branch, Norfolk, VA
restrictions provided Jiey give at least 12 hours advance notice for a bridge lift. Imposition of the 12-hour advance notice requirement will provide motorists with
since elemination of draw openings during these hours should help reduce traffic disruption, delays, congestion and minor accidents. The comments from the
agency: Coast Guard, DOT.
an opportunity to learn about scheduled commercial marine industry were
ACTION: Supplemental Notice of Proposed Rulemaking.
summary: The Coast Guard is issuing a suplemcntal proposed rule for the operation of the Berkley drawbridge across the Eastern Branch of the Elizabeth River, mile 0.4. in Norfolk. Virginia, to allow commercial vessels with drafts 22 feet or greater passage through the bridge during the morning and evening rush hours. This supplemental proposed rule will include a requirement that these deep draft
bridge openings by radio broadcasts and any other means established by the bridge owner.
Public comments are requested on the deep draft vessel exemption provision and the 12-hour advance notice to ensure that this proposal is both reasonable and workable. Persons wishing to comment may do so by submitting written comments to the
office listed under "addresses" in this preamble. Persons submitting comments should include their names and addresses, identify the bridge and give
opposed to restricting the drawbridge based on such generalized factors as safety, economic impact concerns, and deep-draft vessel navigation requirements. The industry stated that restriction of deep draft vessels during the morning and evening rush hours would result in numerous days when vessels with drafts of 22 feet or greater would not be able to navigate through the bridge since these vessels require high tide to go upstream of the bridge due to the channel depth. The original proposal would have generally
BOR 009021
A Division of The Society of The Plastics Industry, Inc.
APR 0 2 1990
JCL
March 26, 1990
TO: The VI Health, Safety & Environment Committee
RE: OSHA Survey on Medical Surveillance and Exposure Assessment Program
As the attached material from SPI notes, the Occupational Safety and Health Administration intends to initiate (perhaps as early as mid-April), a survey of industrial programs for medical surveil lance, exposure monitoring and integrated process safety management systems. An advance copy of the general survey form is included in this material. Please feel free to pass this information on to the appropriate person in your company.
I will keep you apprised of any follow-up planned by SPI related to this issue.
Sincerely yours.
MNS/pmb cc: P. Stapleton, SPI
Meredith N. Scheck Assistant Director
Wayne Interchange Plaza II IS5 Route 46 West Wayne, NJ 07470 (201)890-9299 Fax # (201) 890-7029
BOR 009022
The Society of the Plastics industry, Inc.
1275 K Street, N.W., Suite 400 Washington, D.G 20005 (202) 371-5200 FAX 371-1022
MftR
TO: FROM:
OHEIC Steeling. Committee Phil Stapleton^-'Assistant Technical Director, Issues Analysis
RE: DATE:
Upcoming OSHA Survey on Medical Surveillance and Exposure Assessment Programs
March 21, 1990
As noted in the Federal Register on February 23 (55 FR 6491), OSHA intends to conduct a large-scale survey of industrial programs for medical surveillance, exposure assessment, and integrated process safety management systems. If expedited OMB approval of this survey is granted, OSHA plans to initiate telephone surveys by midApril.
As you may recall, OSHA announced in November 1989 that it planned to propose generic standards for medical surveillance. The voluntary survey is intended to collect the data needed to evaluate compliance costs associated with possible generic standards for medical surveillance, exposure assessment and integrated process safety systems.
A copy of the survey form is attached. As you can see, the survey requests information on the following topics:
types of chemicals used on-site, their annual usage, number of employees exposed, and how many of these employees are covered by medical surveillance programs.
medical surveillance programs - frequency and extent of examinations, how the program is implemented, how the information is used, etc.
exposure monitoring - extent of coverage, types of substances/hazards covered, how the information is used etc.
integrated process safety management systems - use of pre-startup safety reviews, written operating procedures, safety inspections, equipment testing and maintenance, and personal protective equipment.
In addition to these topics, the survey also requests information on hazard communication and training programs, and recent injury and illness records.
BOR 009023
OHEIC Steering Committee March 21, 1990 Page Two
It would appear that OSHA is poised to significantly increase its use of generic standards to supplement more stringent exposure limits for hazardous substances and other safety requirements. We may want to collect information (independent of OSHA' survey) on the use of medical surveillance, exposure assessment and integrated process safety management systems within the plastics industry so that we can accurately estimate the potential costs of implementing such programs. If you have any questions or comments please let me know.
PJS/rc Attachment cc: Pat Toner - SPI
Lew Freeman - SPI Richard LaLumondier - SPI Maureen Healey - SPI John Dubeck - Keller & Heckman
Bor 009024
February 2, 1990
Name Company Address city, state
OMB Approval No. xxxx
SIC Code xxxx OSHA Contact: Kristine Leininger
(202) 523-7177
Dear
The Occupational safety and Health Administration (OSHA) is
considering the development of generic standards to address medical
surveillance and exposure monitoring programs.
OSHA is also
developing regulations on integrated safety management methods for
process-related hazards, including fire and explosion risks,
injuries due to ergonomic factors, and other contributors to
workplace injuries and illnesses. OSHA believes such regulations
could significantly improve workplace safety and health as well as
enhance the effectiveness of existing regulations.
OSHA is conducting a voluntary telephone survey as part of this regulatory effort to determine the extent to which medical surveillance, exposure monitoring, and process safety management are currently done in industry. Your firm has been selected to participate in this survey, and an interviewer will be calling y u within the next few weeks. A copy of the survey instrument is attached. Information and cooperation from your firm will help OSHA develop the most practical and effective standard possible. To insure confidentiality, the survey information will be stored in a data base that will not permit individual firms or their responses to be identified.
The survey covers the following areas: medical surveillance programs, types of processes and operations, chemicals used, exposure assessment procedures including monitoring programs, hazard communication, engineering review of process and equipment safety, maintenance practices, employee training, assessments of ergonomics and other hazards, and recent injury and illness experience. We would appreciate your forwarding this letter to the person or persons in your organization best suited to respond t the survey.
BOR 009025
We are required by the office of Management and Budget to inform you that the public reporting burden for this collection of information is estimated to average 60 minutes per respondent, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. If you have comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, please send them to both the Office of Information Management, Department of Labor, Room N1301, 200 constitution Ave., N.W., Washington, DC 20210 and the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. We look forward to talking to your firm about these issues. Sincerely,
Gerard F. Scannell Assistant Secretary for OSHA
BOR 009026
Medical Surveillanc Survey, OSHA
[INTERVIEWER INSTRUCTIONS: RECORD THE FOLLOWING INFORMATION]
Interviewer Number Cell category
Size Code (1-4) Sequence Number (max. 600)
Call Record SIC Number of Employees [Reenter Sequence #]
[Reenter SIC]
INTRODUCTION
Hello. My name is and I'm calling from KCA Research in Alexandria, Virginia, we are conducting a survey on behalf of tne Occupational Safety and Health Administration (OSHA) of the U.S. Department of Labor to assess the current practices in industry in the use of Medical Surveillance, Exposure Assessment, Process Safety Management and Ergonomic programs. A letter was sent to your facility informing you of this survey.
As the letter indicated, we are interested in understanding the extent of health and safety programs in industry. We would like to emphasize that all responses will be kept strictly confidential. Respondents will not be identified by name in any reports or data compilations submitted to OSHA.
We are interested in collecting information about your firm at address^. Should I direct my questions to you, or is there someone else in the facility with whom you would prefer I speak?
1. Our records show your firm to be in SIC code XXXX, which is . Is this correct?
a. yes b. no c. don't know d. refused
if "a", go to Q4.
How would you describe your line of business?
a. ....
lrecord verbatim}
b. don't know
c. refused
Do you happen to know what that SIC code is?
a. enter SIC b. don't know c. refused
OR 009027
Are you a publicly owned company?
a. yes b. no c. don't know d. refused
If "a", only continue if in an OSHA state-plan state, otherwise, terminate.
In total, how many employees work at your establishment?
a.
(record verbatim)
(If zero or refused,
terminate)
I'd like you to divide the employees at your establishment
into four broad groups for me.
The first group called
administrative employees will be those who perform only
administrative, managerial, clerical, sales, or similar
functions. The second group called production employees would
be those who have at least some responsibility for producing
the goods or providing the service of your establishment.
Included in this group will be custodial employees. The third
group called laboratory employees would be those who work in
laboratories, including those that perform quality control,
R&D, or various testing activities for your company. The
fourth group called maintenance employee would be those that
perform non-custodial maintenance and repair activities. Do
not include contract workers. How many employees are:
(record all that apply)
a. administrative employees b. production employees c. laboratory employees d. maintenance employees
Record number Record number Record number Record number
7. Are contract workers used in this facility?
a. yes b. no c. don't know d. refused
If "b, c or d", go to Q9,
8. Which work is performed by contract workers? (record all that apply)
a. production
b. non-janitorial maintenance c. clean-up maintenance d. laboratory
e. pickup/delivery f. other ____________ (record verbatim) g. don't know h. refused
Bor 009028
9. I'm going to read a list of chemicals that many firms engaged in your line of business often use. I'd like you to tell me
which# if any, of these chemicals are used at your location, how many employees are exposed, how much of each one you use in a year, and whether you perform medical surveillance for the chemicals. The term "medical surveillance" refers to the practice of providing physical examinations and medical tests to employees for the purpose of detecting the presence of injuries or illnesses that might be related to work activities. Do you use? (SIC-specific prompt list of o chemical will be provided. Administrative establishments in manufacturing SIC's will be prompted with a separate list.)
CHEMICAL ____________
A B C D
NUMBER OF EMPLOYEES EXPOSED
ANNUAL USAGE
MEDICAL
fibs, or aals./year) SURVEILLANCE
_________ _____
Limit chemical response to 4 chemicals.
Respondent will be
prompted with a list of chemicals which are ordered according to
toxicity.
If no chemicals are used at this facility, go to Q15.
10. Are there any other chemicals used that I did not mention?
A
B
-------------
-------------
C
-------------
-------------
D
-------------
-------------
Limit chemical response to 4 chemicals.
11. Do you have more than 10,000 pounds (or 1,500 gallons) of any flammables stored in one location at your facility?
a. yes
b no c. don't know d. refused
If "b, c, or d", go to Q15.
12. Does this consist only of hydrocarbons that are used on-site for fuel?
a. yes
no c. don't know d. refused
If "a", go to Q15.
BOR 009029
13. Does this includ only flammables stored or transferred on site only (i.e. not processed or sold)?
a. yes b. no c. don't know d. refused
14. Are the flammable materials stored below their boiling point without the use of chilling or refrigeration?
a. yes b. no c. don't know d. refused
OVERALL PLANT QUESTIONS -ADMINISTRATIVE
The following questions pertain to administrative actions for potential health and safety hazards.
We would like to ask you some questions regarding medical surveillance practices.
IS. Please tell me whether your facility has any of the* following exams available to employees. (record as many as apply)
a. pre-employment examination
b. routine periodic examination for employees exposed to hazardous chemicals
c. routine periodic examinations for employees exposed to physical stresses (i.e. heat, repetitive motion)
d. examinations for workers required to wear respirators
e. routine examinations prior to termination of employment
f. formal employee
wellness program
g. random drugtesting
h. other ____________ (record verbatim) i. none
j. don't know
k. refused
if "i, j, or k", go to Q29.
BOR 009030
16. Do you perform the following examinations? For which employees?
medical surveillanc
(1) pre-employment (2) routine periodic
a. all employees b. production employees only c. only those employees covered
by OSHA requirements for medical surveillance d. other (record verbatim)
e. don't know o f. refused
17. Please indicate which of the following tests are performed,
the frequency of the tests performed and for whom.
(record as many as apply)
TYPE OF
FREQUENCY
EMPLOYEE
a. general physical examination
b. written medical and work history
c. audiometric examination
i. varies with age
d. pulmonary function
ii. every 3-5 years
e. complete blood count
iii. every 2 years
f. serum chemistries
iv. every year
g- urinalysis
V. other ___ (record)
tl * chest x-ray
Vi. don't know
i. cholinesterase activity
vii. refused
j* musculoskeletal examinations
k. other
(record verbatim)
1. none
m. don't know
n. refused
Are any of the workers at this facility required to wear respirators?
a. yes b. no c. don't know d. refused
if "b, c, or d", go to Q20.
19. Which of the following tests does your company give to workers who are required to wear respirators? (record all that apply)
a. general physical examinations b. pulmonary function c. chest x-ray d. stress test
e. other (record verbatim) f. don't know g. refused
BOR 009031
20. Where is your company's medical surveillance- program conducted?
a. on site
b. off site
c. both on and off site
d. don't know
If d, or e' go to Q22.
e. refused
21. Who implements your company's medical surveillance program?
a. certified occupational physician b. other licensed physician c. certified occupational nurse d. other registered nurse e. licensed practical nurse f. other (record verbatim) g. don't know h. refused
22. Does your company have a formal arrangement with any of the following outside sources to provide medical surveillance services?
a. occupational health clinic b. other clinic, hospital, or HMO c. private physician d. mobile medical van service e. insurance carrier f. other ________ (record verbatim) g. none h. don't know i. refused
23. How long are the medical records retained?
a. duration of employment b. duration plus X number of years {record wxw) c. other (record verbatim) d. don't know e. refused
24. Does your company systematically review the medical records each year?
a. yes b. no
c. don't know d. refused
if "b, c, or d", go to Q26.
BOR 009032
25. Are employee exposure assessments and monitoring data available to the individual conducting this review?
a. yes b. no c. don't know d. refused
26. Do you use the medical surveillance results to implement or to change the following programs? (record all that apply)
a. exposure monitoring b. training c. engineering controls d: personal protective equipment e. workstation analysis for ergonomic hazards f. other (record verbatim) g. don't know h. refused
27. Are employees notified of the results of their medical examination?
a. yes b. no c. don't know d. refused
28. On average, how many hours is an employee away from work to take a medical examination?
a. 1 hour b. 2 hours c. 3 hours d. other e. don't know f. refused
(record verbatim)
I would now like to ask you some questions concerning monitoring for potentially hazardous substances.
29. Do you have an exposure monitoring program?
a. yes b.' no
c. don't know d. refused
If "b, c or d", go to Q41.
BOR 009033
30. For which employee do you perform exposure monitoring? (record all that apply)
a. administrative b. production c. laboratory d. maintenance e. other ________ (record verbatim) f. don't know g. refused
31. Which of the following types of potential hazards are covered under your exposure monitoring program? What percentage of your exposure monitoring is related to that hazard? (record all that apply)
a. substance specific OSHA regulated substances, which include asbestos, benzene, formaldehyde, ethylene oxide, cotton dust, coke oven emissions, and lead.
b. z-table chemicals c. other substances d. biological agents e. noise f. radiation g. other _______ (record verbatim) h. don't know i. refused
32. Who performs the exposure monitoring?
a. company staff b. outside consultants c. insurance carriers d. other _______ (record verbatim) e. don't know f. refused
33. Does your facility perform any of the following monitoring techniques for substances that are easily absorbed through the skin?
(1) surface wipe sampling (2) skin (gauze) patch sampling (3) biological monitoring (taking blood or urine samples to
determine absorption) (4) other (record verbatim)
a. yes b. no c. don't know d. refused
If "a" for #2, continue. Otherwise go to Q35.
BOR 009034
How many dermal (patch) sampl s wer coll cted' at this facility during the past year? For how many exposed workers? (record all that apply)
a. number of samples b. number of exposed workers c. don't know d. refused
__________ _____
For all types of monitoring do you use the implement or to change the following programs? (record all that apply)
results
to
a. additional monitoring b. training c. engineering controls d. personal protective equipment e. medical surveillance f. other (record vferbatim) g. none h. don't know i. refused
Do you compute any of the following statistics from your monitoring data? (record all that apply)
a. average
b. arithmetic standard deviation c. geometric mean d. geometric standard deviation e. maximum exposure observed f. other ________ (record verbatim) g. none h. don't know i. refused
What percent of all monitoring samples result in overexposure?
a. ___________ percent
b. don't know c. refused
If answer "a" is * 0 or b or c, go to Q39.
How do you define overexposure? (record all that apply)
a. > PEL
b. < PEL but > 1/2 PEL c. > TLV
d. > ceiling/excursion e. > STEL
f. other (record verbatim) g. don11 know h. refused
BOR 009035
39 . Does your company notify workers of their monitoring* results?
a. yes b. no c. don't know d. refused
40. Are monitoring results communicated to contract employees?
a. yes b. no c. don't know d. refused
The following questions pertain to a company's procedure for assessing potential exposure to health, safety and stressor hazards. We will refer to this as' an exposure assessment.
41. Do you perform any of the following exposure assessment elements? (record as many as apply)
a. workplace inventory of chemical agents b. workplace inventory of physical and biological agents
and ergonomic stressors c. grouping of jobs by hazard for control or evaluation d. qualitative ranking of exposure risks. e. documentation of qualitative exposure assessment results f. development of quantitative exposure monitoring strategy
or protocol g. exposure monitoring/sampling h. evaluation of monitoring results i. records of exposure assessment program j. reevaluation of exposure assessment based on new
regulation, employee complaint or health effects data k. reevaluation of exposure assessment after changes in
chemical used or changes in process l. reevaluation of exposure assessment based on seasonal
changes m. other (record verbatim) n. none o. don't know p. refused
If "n, o, or p", go to Q47.
BOR 009036
42. For which employees do you perform an exposure assessment? (record all that apply)
a. administrative b. production c. laboratory d. maintenance e. other _______ (record verbatim) f. none g. don't know h. refused
43. What percentage of your facility's workers are included in your exposure assessment program? (record all that apply)
a. administration b. production c. laboratory d. maintenance
Who performs this exposure assessment?
a. company staff
b. outside consultants
c. insurance carriers
d. other
(record verbatim)
e. don't know
f. refused
--
45. Do you maintain records of the results of the exposure assessments that are performed at your facility?
a. yes b. no c- don't know d. refused
46. Which of the following activities are initiated as a result of your exposure assessment program? (record all that apply)
a. employee exposure monitoring b. medical surveillance c. use of personal protective equipment d. implementation of process change or engineering controls e. development of internal exposure guidelines f. toxicology testing g. other ________ (record verbatim) h. don't know i. refused
BOR 009037
47. As a result of conducting a medical surveillance program or an exposure assessment program, including use of monitoring if applicable, has your company noticed any of the following changes? What is the estimated percent change? (record all that apply)
a. reduction in illness by _____^ b. reduction in injuries by c. reduction in insurance costs by d. reduction in legal expenses by e. increased productivity by h. other (record verbatim) i. don't know j. refused
48.
Do you have a hazard communication program in place for the
following employees?
(record all that apply)
*
a. administrative
b. production
c. laboratory
d. maintenance
e. other _______ (record verbatim)
f. none
If "f, g, or h", go to Q50.
g. don't know
h. refused
49. Which of the following is included as part of your hazard communication program? (record all that apply)
a. overview of the standard b. hazards of routine and non-routine jobs c. use and location of MSDS d. explanation of labels e. health hazard evaluation of the chemicals produced or
used
f. protective equipment requirements g. other __________ (record verbatim) h. don't know i. refused
50. Do you have a formal emergency response plan in place?
a. yes b. no c. don't know d. refused
BOR 009038
51. Docs your facility have a written safety program?
&. yes b. no c. don't know If "b, c or d" go to Q59. d. refused
52. Which of the following is included in the safety program? (record all that apply)
a. material hazards information b. lockout/tagout procedures c. hot work procedures d. personal protective equipment use e. remedial action for exposures f. confined space entry procedures g. special procedures for opening process equipment and
piping h. other (record verbatim) i. don't know j. refused
53. How are safety rules communicated to employees? (record all that apply)
a. written b. oral c. classroom training d. on-the-job training e. informally f. other (record verbatim) g. not communicated h. don't know i. refused
54. Who enforces the safety rules? (record all that apply)
a. supervisor b. safety director c. safety committee d. labor agreement e. other ________ (record verbatim) f. no one g. don't know h. refused
55. Is there a safety committee?
a. yes b. no
c. don't know d. refused
If "b, c, or d" go to Q58.
BOR 009039
56. Does the safety committee have representatives from: (check all that apply)
a. labor b. management c. other ________ (record verbatim) d. don't know e* refused
57. Has your company noticed any of the following changes as a result of implementing a written safety program? What is the estimated percent change? (record all that apply)
a. reduction in illness by _______
b. reduction in injuries by
c. reduction in insurance costs by
d. reduction in legal expenses by
e. increased productivity by
_
h. other (record verbatim)
i. dont know
j. refused
58. Do you issue hot work permits at your facility?
a. yes b. no c. don't know d. refused
If "b, c or d" go to Q60. * *
59. How many permits do you issue annually?
a. ________ per month b. don't know c. refused
BOR 009040
-ENGINEERING RELATED
We would now like to ask you questions concerning engineeringrelated procedures to correct or control safety and health hazards.
60. For the following types of process situations, do you perform a pre-startup safety review? (record all that apply)
a. for new processes? b. for modified processes where only procedures or methods
of operation have changed c. for modified processes where process equipment has been
changed. d. other __________ (record verbatim) e. none f. don't know g. refused
If "e, f, or g", go to Q65.
61. Does the pre-startup safety review check that: (record all that apply)
construction meets the specifications safety, operating and maintenance procedures are-adequate and in place the prerequisites for startup are completed training of operator is complete other __________ (record verbatim) don't know refused
62. Does your facility have written procedures to address changes made with respect to: (record all that apply)
a. the chemicals used in a process b. the technical information about a process c. the design of an existing piece of equipment or system d. other ________ (record verbatim) e. none f. don't know g. refused
If "e, f, or g", go to Q65.
BOR 009041
63. Which of the following does the written procedure address? (record all that apply)
a. the technical basis for the change b. the impact on safety and health c. modifications to operating procedures d. requirements for authorizing the change to be made e. other ________ (record verbatim) f. don't know g. refused
64. How do you inform workers of procedural changes either to the process they perform or the equipment they operate?
a. written b. oral c. classroom training d. on-the-job training e. other ______ (record verbatim) f. none g. don*1 know h. refused
65. How often are facility safety inspections conducted?
a. daily b. weekly c. monthly d. other ________ (record verbatim) e. never f. don't know g. refused
-WORK PRACTICE RELATED
66. Do you have any personnel whose sole or primary duty is to inspect and test equipment?
a. yes b. no c. don't know d. refused
Bor 009042
67. Do you use maintenance workers to do the following? . (record all that apply)
a. routine maintenance b. repair of breakdowns c. inspection and testing d. maintenance support e. specific projects f. turnaround (cleanup, etc.) g. other ________ (record verbatim) h. don't know i. refused
68. Are operators expected to perform routine maintenance on their equipment?
a. yes b. no c. don11 know d- refused
--PPE
69. Are workers required to use personal protective equipment at your facility?
a. yes b. no c. don't know d. refused
If "b, c, or d", go to Q72.
70. Is there a written policy addressing the selection, use and limitations, decontamination, maintenance, and storage of the personal protective equipment?
a. yes b. no c. don't know d. refused
71. Have all employees who are required to wear personal protective equipment been trained upon initial assignment, biennially, and after a major job or process change?
a. yes
b. no c. don't know d. refused
BOR 009043
TRAINING
72. Is it company policy to train workers in the operating procedures of the process they work with or perform?
a. yes b. no
c. don't know d. refused
If "b, c, or d" go to Q80.
73. What types of workers receive this training? (check all that apply)
a. all employees
b. all production employees
(including supervisors)
c. new employees
d. production workers assigned to a process unit or work
activity where they have not previously worked.
e. contract employees
f. maintenance employees
g. other (record
verbatim)
h. don't know
i. refused
74. Does training for non-contract employees address the following topics? (record all that apply)
a. potential hazards of the process
b. procedures and safe practices applicable to the process
c. emergency response
d. proper use of personal protective equipment
e. general safety rules of the facility
f. changes to the process they work with
g. other
(record verbatim)
h. don't know
i. refused
75. Do contract, employees receive a briefing (or short training session) which addresses the following topics? (only ask if answered "e" in Q73.)
(record all that apply)
a. potential hazards of the process
b. procedures and safe practices applicable to the process c. emergency response
d. general safety rules of the facility
e. other (record f. don't know
verbatim)
g. refused
BOR 009044
76. HOW often are training sessions scheduled?
a. monthly b. as needed
If "a" go to Q78.
c. new hires
d. other
(record verbatim)
e. don't know
f. refused
77. How many training sessions are given each year?
a. number of sessions b. don't know c. refused
78. Typically, how many people attend a training session?
9l * number of workers b. number of trainers c. don't know
d. refused
79. How long does each training session last?
a. hours (or fraction thereof) b. don't know c. refused
-
PROCESS ORIENTED
80. OSHA has constructed a breakdown of processes that might b analyzed separately during a hazard analysis. I'm going to read a list of processes that many firms engaged in your type of business often have. I'd like you to tell me which, if any, of these processes are present at your facility. Also, if your company groups these processes for hazard analysis purposes, please give me your list. Do you have a ? (SIC-specific prompt list of processes will be provided).1 2 3
(1) process a (2) process b (3) process c (etc.)
81. Are there any other processes present that I did not mention?
(1) process a (2) process b (3) process c (etc.)
BOR 009045
Now I am going to ask questions about elements related to the processes you mentioned. (Certain processes will prompt certain
questions or parts of a question.)
82. Do you have a set procedure for compiling technical information on individual processes?
a. yes b. no
c. don't know d. refused
If "b, c, or d", go to Q90.
83. Have you compiled any of the following types of information for individu-1 processes? (record all that apply)
a. process flow diagram b. process chemistry c. maximum intended inventory of hazardous chemicals d. safe upper and lower limits for operating procedures e. safety and health results of operating outside these
limits f. equipment design information g. written operating procedures h. other (record verbatim) i. none j. don11 know k. refused
84. Which of the following are addressed inyour procedures for individual processes?
operating
a. temporary operations
b. emergency operations including emergencyshutdown c. start-up following downtime
d. safety equipment available for use with this process e. the function of that safety equipment
f. measures to be taken if physical contact or airborne exposure occurs
g. other special or unique hazards associated with this process
h. other (record verbatim) i. don11 know j. refused
BOR 009046
85. Does someone review the operating procedures for agreement with the following?
(1) hazardous chemical information for this process (2) technical design information for this process (3) equipment design information for this process
a. yes b. no c. don't know d. refused
86. Have the employees working with a process unit received training in operating procedures specific to the process unit?
a. yes b. no c. don't know d. refused
87. How much time is spent in initially training each employee in operating procedures?
a. _____________ (record verbatim) b. don ' t know c. refused
88. Are formal inspections and tests of critical equipment in each process conducted periodically?
a. yes b. no c. don't know d. refused
If "b, c or d", go to Q90.
89. How many days of work (man-days) are spent on inspecting and testing critical equipment each month?
a. ___________ (record verbatim) b. don't know c. refused
90. When changes are made in the technology of an operation, is the compiled information updated to reflect the change?
a. yes
b* no c. don't know d. refused
if "b, c or d", go to Q92.
BOH 009047
91. Are employees informed of such changes?
a. yes b. no c. don't know d. refused
PROCESS LOOP
Now, I would like to ask you questions for each of the processes you mentioned earlier.
92. How many workers at this locution participate in "process a"?
a. _____________ workers (record verbatim) b. don't know c. refused
93. How many processes of this type do you have?
a. _____________ (record verbatim) b. don't know c. refused
94. Does this process have any of the following engineering controls? (record all that apply)
a. general ventilation b. local exhaust ventilation c. laboratory exhaust ventilation d. noise reduction control e. enclosure f. other _________ (record verbatim) g. none h. don't know i. refused
95. Have you performed any of the following hazard analyses of this process? If yes, for which employees? (record all that apply)
(1) ergonomic analysis (2) exposure analysis
a. administrative b. production
(3) fire, explosion prevention
(4) spills prevention
(5) other
(record verbatim)
(6) none
c. laboratory d. maintenance
(7) don't know (8) refused
If did not answer "(1)", go to Q99 If answered "(6) , (7), or (8)", go to Q104
BOR 009048
96. Which of the following elements is included in your ergonomic analysis? (record all that apply)
a* analyzing injury and illness records for evidence of cumulative trauma disorders
b. cataloging work content c. analyzing work content with respect to potential
biomechanical risk factors for cumulative trauma disorders
d. measuring and documenting time required to perform each work task
e. analyzing production records f. video taping jobs g. developing check-lists to identify undesirable worksite
conditions or worker activities that contribute to cumulative trauma disorders h. developing study of the work environment i. other (record' verbatim) j. dont know k. refused
97. What actions have you taken resulting from the information generated by the ergonomic analysis?
a. redesign work methods b. redesign workstation c. substitution of tools d. other (record verbatim) e. don't know f. refused
98. Have you noticed any reduction in absenteeism, turnover or insurance claims as a result of these ergonomic changes?
a. yes b. no c. don't know d. refused
99. Who performs the hazard analysis (ergonomics, exposure, fire or explosion, or spills)?
a. in-house staff b. outside consultants c. combination of both d. other (record verbatim) e. don't know f. refused
BOH 009049
100. Are writt n reports prepared for each hazard analysis that is performed?
a. yes b. no c. -don't know d. refused
101. Which of the following does this analysis include? (record all that apply)
a. a description of the results b. a list of recommendations c. the actions taken as a result of the hazard analysis d. other (record verbatim) e. don't know f. refused
102. How many days of work (man-days) are required to perform the hazard analysis, including providing a written report?
a. _____________ (record verbatim) b. don't know c. refused
103. Are hazard analyses performed on process units before they ar started or restarted?
a. yes b. no c. don't know d. refused
104. What type and number of air samples were collected during the calendar year for how many exposed workers?
Personal a. full shift b. short-term c. peak
# of samples
* of exposed workers
General area d. full shift e. short-term f. peak
END OF LOOP
BOR 009050
105. Did your establishment have any lost time occupational injuries or illnesses recordable on OSHA Form 200 during 1988 and 1989? a. yes b. no c. don't know d. refused
If "a", request copies of the OSHA 200 log and any supplemental forms they may have. Give address*
bor 009051