Document xzDy6k5GaRpQQLxvyeQ7MNw10

Page 1 of3 ---------- BEGIN PRIVACY-ENHANCED MESSAGE----------Proc-Type: 2001, MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7zlT+B+twIDAQAB MIC-Info: RSA-MD5, RSA, S6/m3Z0+rTpHaRGgw9N+BwuqyXe6JhSYj+Gleg3HublA2fJV3fnHfQJ56wNPWdeD 71rafwYR7 6/QKuviCoHvRA== PLAINTIFF'S EXHIBIT <SEC-DOCUMENT>000007 8214-01-5 00043.txt : 20011001 <SEC-HEADER>0000078214-01-500043.hdr.sgml : 20011001 ACCESSION NUMBER: 0000078214-01-500043 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010914 ITEM INFORMATION: Acquisition or disposition of assets ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20010928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL INDEX KEY: STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: STATE OF INCORPORATION: FISCAL YEAR END: PHILLIPS PETROLEUM CO 0000078214 PETROLEUM REFINING [2911] 730400345 DS 1231 FILING VALUES: FORM TYPE: SEC ACT: SEC FILE NUMBER: FILM NUMBER: 8-K 1934 Act 001-00720 1748046 BUSINESS ADDRESS: STREET 1: STREET 2: CITY: STATE: 3U31NESS </SEC-HEADER> <DOCUMENTS <TYPE> 8 -K <SEQUENCE>1 < FILENAME> tos co3 k.txz <DESCRI?TION>FGRM 3-K <TEXT> PHONE: PHILLIPS BUILDING 800 PLAZA OFFICE 3UILDING BARTLESVILLE OK 74004 9136616600 UNITED STATES SECURITIES .AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT http ://www. sec. gov/Archives/edgar/data/78214/00000782140... /0000078214-01 -500043. tx 11/12/2001 Page 2 of 3 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2001 PHILLIPS PETROLEUM COMPANY (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-720 (Commission File Number 73-0400345 (IRS Employer Identification No.) Phillips Building, Bartlesville, Oklahoma (Address of principal executive offices) 74004 (Zip Code) Registrant's telephone number, including area code: 918-661-6600 < PAGE> Item 2. Acquisition or Disposition of Assets. On September II, 2001, Phillips Petroleum Company, a Delaware corporation (Phillips) completed its acquisition of Tosco Corporation, a Nevada corporation (Tosco), through the merger (the Merger! of Ping Acquisition Corp., a Nevada corporation and wholly owned subsidiary of Phillips (Merger Subsidiary), with and into Tosco, with Tosco as the surviving corporation in the Merger, pursuant to the Merger Agreement, dated as of February 4, 2001, by and among Phillips, Merger Subsidiary and Tosco. As a result of the Merger, Tosco became a wholly owned subsidiary of Phillips. Each share of Tosco common stock, par value $0.75 per share, outstanding on September 14, 2001, was converted into 0.8 of a share of Phillips common stock, par value $1.25 per share. Item 7. Financial Statements and Exhibits. (a) Audited financial statements for Tosco for the two years ended December 31, 2000 and 1999, and unaudited financial statements for Tosco for the period ended June 30, 2001, are http ://www. sec. gov/Archives/edgar/data/78214/00000782140... /0000078214-01-500043 .tx 11/12/2001 not included in this report but are expected to be filed by the end of October 2001. (b) Pro Forma Financial Information. The pro forma financial information related to the acquisition of Tosco is not included in this report but is expected to be filed by the end of October 2001. Page 3 of 3 <PAGE> 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PHILLIPS PETROLEUM COMPANY September 28, 2001 /s/ Rand C. rerney Rand C. Berney Vice President and Controller <PAGE> 2 </TEXTS </DOCUMENTS </SEC-DOCUMENT> ---------- END PRIVACY-ENHANCED MESSAGE----------- http ://www. sec. gov/Archives/edgar/data/78214/00000782140.../0000078214-01-500043 .tx 11/12/2001