Document wqQYrB4oNvZ78Y63rpY5xDpXD
I'Mni is lu--OUUUI'A I iuiiAL ui . i. AND HEALTH STANDARDS
1. The authority citation for Subpart I of Part 1910 would be revised to read as follows:
Authority: Seca. 4.A8, Occupational Safety and Health Act of 197ft 39 USC 655.658,657; Secretary of Labor'* Order No. 12-71 (36 FR 8754.8-76 (41 FR 25059) or9-63 (48 FR 35738). aa applicable.
Section 1910.148 it alto ittued under 29 CPR Part 1911.
2. Part 1910 of Title 29 of the Code of Federal Regulations would be amended by adding a new 11810.146 and Appendices A. B. and C to Subpart J to read aa follows:
11910.146 Permit required confined spaces.
(a) Scope and application. This section contains requirements for practices and procedures to protect employees from those hazards of entry Into and work within permit required confined spaces in General Industry which can ha identified by an employer exercising reasonable care. This section does not apply to agriculture or construction, or to purely maritime (i-e.. afloat) industry activities, nordoea this section apply to confined spaces in electric generation and transmission Industries, grain handling faculties, or onshore operations of the maritime Industries wherever these confined spaces ate regulated by a more specific confined space entry standard.
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TV. Summary and Explanation of the Proposal
OSHA proposes to add a new S 1910.140 to Subpart J of 29 CFR Part 1910 which addresses the hazards confronting employees who enter "permit required confined spaces (permit spaces). The proposed standard provides a comprehensive regulatory framework within which employers can apply the existing 29 CFR Part 1910
standards to protect employees who wor^c In confined spaces. The Agency
has proposed a definition for the term "permit required confined apace" to state clearly which work spaces OSHA would consider subject to the proposed standard.
Paragraph (a) sets forth the scope and application of the proposed standard. OSHA has specifically excluded the agriculture, construction and maritime industries from the scope of this standard. As noted above in Issue 6. while OSHA believe* that those *
Industries are appropriately covered under the existing industry-specific regulations^the Agency is interested in. public input on the need for additional employee-protection in those areas.
OSHA notea that the existing regulations for welding (S 1910.251); pulp, paper and paperboard mills (S 1910.201): and grain handling facilities (51910272) contain provisions which require employers to protect employees from hazards which the Agency proposes, in this rulemaking, to regulate as permit space hazards. OSHA's approach to such situations is to have the Industry-specific provisions take precedence over the proposed generic permit apace provisions, insofar as the two cover the same subject matters (with the same level of detail). In a case where the generic standard provides the
only coverage for a particular subject matter. OSHA would apply the generic standard. OSHA believes that this approach strikes the appropriate balance between crediting efforts to
develop a standard which meets the needs of a particular industry and ensuring that all employers protect their employees from workplace hazards, wherever those dangers arise.
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(b) Definitions. (1) "Acceptable environmental conditions" means confined space workplace conditions in which uncontrolled hazardous atmospheres are not present, and which include any additional envir nmental criteria the employer may require for employee entry into a permit required confined space.
. In paragraph (b), OSHA is proposing a number of definitions which clearly state the meaning, for the purposes of this standard, of certain terms. OSHA ha's included this paragraph in the proposal because the Agency recognizes
./ that some of the terms used in the ,, #'* proposed rule may be unfamiliar, or may
have meanings which differ from their
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(2) "Attendant" means an individual stationed outside die permit required confined space who is trained as
> * ,y meaning in lids proposal.
While most of the proposed definitions are self-explanatory. OSHA
required by this standard and who monitors the authorized entrants inside the permit required confined space. An attendant may monitor not more entrants nor more permit spaces than the entry permit specifically authorizes.
believes that an expanded discussion would be appropriate for several.of
them..For example, OSHA has proposed
a definition for.the term "entry" in order
to Indicate exactly when OSHA considers a person to have entered a
(3) "Authorized entrant" means an employee who Is authorized by the employer to enter an permit required confined space. Authorized entrants may rotate duties, serving as attendants if the permit program and the entry
permit so state. Any properly trained person with die authority to authorize entry by other persons may enter the permit space during the term of the permit provided the attendant is informed of that entry.
(4) "Blanking!" or "blinding" means the absolute closure of a pipe, line or duct, by fastening across its bore a solid plate or "cap" which completely covers the bore; which extends at least to the duter edge of the flange at which It U attached; and which is capable of withstanding the maximum upstream pressure.
permit space. Under the proposed
definition, entry hae begin as soon as
an entrant's face breaks the plane of the
permit space's opening and the entrant
Is breathing the atmosphere of that
permit space. The Agency has proposed this
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definition In recognition of the
atmospheric hazards to which an
entrant could be exposed even before
the employee had completely entered and begun work in the permit space.
Indeed, OSHA anticipates that In the
absence of the proposed standard, an
employee could stick hie'or her head
inside the permit apace, Woveroome by an atmosphqric'hazard and suffer death or Injury due either to the direct effects
of the atmospheric hazard or to falling
into or near the permit space.
(8) "Double block and bleed" means
the closure of a line, duct or pipe by
locking and tagging a drain or vent
which is open to the atmosphere in the
line between two locked-closed valves.
(0) "Emergency" means any
occurrence (including any failure of
hazard control or monitoring equipment)
r event(s) internal or external to the
confined space which could endanger
entrants.
(7) "Enguliment" means the
surrounding and effective capture of a
person by a liquid or finely divided solid
substance.
(8) "Entry" means the act by which a
person intentionally passes through an
opening into an permit required confined
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space, and includes ensuing work
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activities in that space. The entrant is considered to have entered as soon as
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any part of the entrant's face breaks the plane of an opening into the space.
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(9) "Entry permit" means the written
or printed document established by the
employer, the content of which is based '
on the employer's hazard identification
'and evaluation for that confined space
(or class or family of confined spaces if
a number of spaces may contain similar
hazards) and is the instrument by which
the employer authorizes h(s or her
employees to enter that permit required
confined space. The entry permit;
Defines the conditions under which the permit space may be entered; states the
SHINTECH-000490
reason(s) for entering the space; the
anticipated hazards of the entry; for
entries where the individual authorizing
the entry does not assume direct charge
of the entry, lists the eligible attendants,
entrants, and the individuals wh may '
be in charge of the entry; and
establishes the length oflime (not to
exceed one year) for which the permit
may remain valid.
(10) "Entry permit system" means the
employer's written procedures for
preparing and issuing permits for entry
and returning the permit space to
service following termination of entry,
and designates by name or title the
individuals who may authorize entry.
(11) "Hazardous atmosphere" means an atmosphere which exposes
employees to a risk of death,
incapacitation, injury or acute illness from one-or more of the following
causes;
(I) A flammable gas, vapor, or mist in
excess oytLpercent of its lower
flammable limit (LFL); '
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(II) An airborne combustible dust at a
concentration that obscures vision at a
distance of five feet (1.52 m) or less;
(ill) An etmospheric oxygen
concentration below 10.5 percent or
above22percent:
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In proposed paragraph (b)(10) OSHA introduces and defines the term "permit required confined space" (permit space). Under the proposed definition, a permit space is: (l) Difficult to enter and leave: (2) not intended for employee occupancy except to perform repair or maintenance type tasks; and (3) presents or potentially presents serious hazards, including atmospheric hazards, antf serious recognized hazards to any occupants. OSHA notes that, for the purposes of proposed paragraph
' (b]M))(ii). doorways and other portals ' xfirough which a person can walk are not considered to be limited means for entry or exit The Agency emphasizes that this proposed standard is directed towards work areas, such as those with hatches and narrow passageways.
<Y whose configurations exacerbate employee risk by slowing evacuations
(iv) An atmospheric concentration of
and rescues.
any substance for which a permissible exposure limit is published in Subpart Z'
In addition, OSHA proposes paragraph (b)(Jo)(lii) to make it clear
of 20 CFR Part 1010 and could result in employee exposure in excess of its
that the work areas covered by this standard are unsuitable, by nature for
permissible limit(s). (When an air . contaminant for which OSHA has not determined a permissible exposure limit mey be present in the permit space atmosphere. OSHA recommends employers consult other sources of information, such as Material Safety Data Sheets which comply with the Hazard Communication Standard. S 1010.1200, for guidance in establishing the acceptable environmental conditions for entry by their employees.)
continuous employee occupancy,, because those spaces were created to contain such things as degreasers, sawdust and sewage, not to accommodate people. Indeed, under the proposed standard, an employer is required to ensure that a permit space is safe for entry only at the time that the entry could occur. OSHA anticipates that few, if any, employers whose
workplaces contain permit spaces could both maintain those spaces safe for
(v) Any etmospheric condition
entry and use the permit spaces for their
recognized as immediately dangerous to
intended purposes.
life or health.
OSHA considers the hazardous
(12) "Hot work permit" means the
atmosphere element of the permit space
employer's written authorization to
definition to be so important that the
perform operations which could provide
five conditions that make a "hazardous
a source of ignition, such as riveting,
atmosphere" are specifically //
welding, cutting, burning or heating.
enumerated in paragraph (b)(13). Two of
S"Immediately dangerous to Ufa or (IDLH)~ means any condition which poses an immediate threat of loss
the conditions listed in the definition of
"hazardous atmosphere" are discussed ' here.
of life: may result in irreversible or
Under the proposed definition, a
immediate-severe health effects; may
"hazardous atmosphere" may occur due
result in eye damage; irritation or other
to a concentration of airborne
conditions which could impair escape from the permit space.
combustible dust that obscures vision at a distance of five feet`(1.52 m) or less.
(14) "Immediate-severe health effects"
This proposed language is based on
means any acute clinical sign(s) of a
eyewitness observations gathered
serious, exposure-related reaction
during OSHA investigations of dust
manifested within 72 hours after -
explosions. A statement found in almost
exposure.
every report describes the situation
(15) "Inerting" means rendering the atm sphere of a permit space non flammable, non-explosive or otherwise chemically non-reactive by such means
preceding the initial blast Is " * * the dust was so thick you could not see your hand in front of your face." OSHA
specified the distance as five feet or less
as displacing or diluting the original atmosphere with steam or a gas that is . non-reactive with respect to that space.
SHINTECH-000491
in order to provide employers with clear guidance as to the point at which a
combustibility hazard might be present,
given that there are no recognized '
' (16) "In-plant rescue team" means a
group of two r more employees
designated and trained to perform
rescues in permit spaces in their plant
(17) "Isolation" means the separation
of a permit space from unwanted forms
of energy which could be a serious
hazard to permit space entrants.
Isolation is usually accomplished by such means at blanking or blinding;
removal or misalignment of pipe
sections or spool pieces; double'block ',.;
and bleed; or lockout and/or tagout
(16) "Line breaking" means the
Intentional opening of a pipe, line or duct that is or has been carrying ;
flammable, corrosive or toodc material,
an inert gas, or any fluid at a pressure or
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temperature capable of causing in{ury. ... ' m0r
(10) "Low-hazard permit space" t/Or
means a permit space where thereis an " .
extremely low likelihood that an IDLH <'
or engulfment hazard could be present, "
and where all other serious hazards ' ` have been controlled.
(20) "Not-permitted condition" means
any condition or set of conditions whose
hazard potential exceeds the limits
stated in the entry permit
(21) "Oxygen deficient atmosphere"
means an atmosphere containing less
than 105 percent oxygen by volume.
(22) "Oxygen enriched atmosphere"
means an atmosphere containing more
than 22 percent oxygen by volume.
(23) "Permit required confined space"
(permit space), means an enclosed space
which:
(1) Is large enough and so configured
that an employee can bodily enter and
perform assigned work;
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(11) Has limited or restricted means tori**
entry or exit (some examples are tanks,
vessels, silos, storage bins, hoppers,
vaults, pits and diked areas);
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(Ui) Is not designed for continuous r
employee occupancy; and,
(iv) Has one or more of the following L***
characteristics:
(A) Contains or haa a known potential
to contain a hazardous atmosphere;
(B) Contains a material with the
potential for engulfment of an entrant
(C) Has an internal configuration such^*
that an entrant could be trapped or
walls, or a floor which slopes downward t*-- and tapers to a smaller cross-section; or,
(iuD)j Ccoonnttaains any other recoegnlized t*--_ L serioiia safety or haaithhazniJ: --
(2A) "Permit required confined space program" means the employer's program
for preventing unauthorized employee entry and for ensuring safe entry into and work within permit spaces by authorized employees.
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explosihility i jtings for combustible
dusts and there is no reliable equipment available to measure all combustible
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dust concentrations. The proposed
language Is readily understood and can
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be applied with minimal training and
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with no equipment required.> <
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Proposed paragraph (b)(13)(iv).
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describes another hazardous atmosphere condition as an atmospheric : :
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concentration of any toxic, corrosive, or '
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asphyxiant substance which exceeds, or
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could reasonably exceed, the
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permissible exposure limit for that
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substance specified to Subpart Z of29
CFR Part 1910. In addition, if the 1 substance does not have a permissible
exposure limit specified in Subpart Z, .
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then OSHA recommends the use of the
exposure limits set for that substance in the "NIOSH Recommendations for Occupational Health Standards" dated
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I960, the limits set for that substance as specified by the American Conference of
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Governmental Industrial Hygienists in thtir publication "Threshold Limit
Values and Biological Exposure Indices
for 1986-87" dated 1986, or other
references such as material safety data
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The term "low hazard permit space" >
means a permit space where there is an extremely low likelihood that an IDLH
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or engulfment hazard oould be present
and where all other serious hazards
have been controlled. OSHA proposes
this definition in order to provide dear
guidance for employers who may decide
that compliance with proposed ' paragraph (i) Is an appropriate
alternative to providing an attendant
throughout an entry. The Agency has
proposed paragraph (i) in recognition that there may be spaces, which qualify
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only marginally as permit spaces and which have virtually no potential to pose IDLH or engulfment hazards, where the employer could ensure safe
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entry without an attendant on duty.
OSHA distinguishes between IDLH and
engulfment hazards on the one hand, *
and other serious hazards, requiring that
the former be extremely unlikely, while requiring that the otherhazards be
controlled before an employer could :' choose to comply with paragraph fl) instead of paragraph (1). OSHA belli that permit spaces should be most dosely scrutinized to determine if IDLH and engulfment hazards are or may be
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present because those hazards can kill. quickly and without notice.
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Once IDLH and engulfment hazards
havebeen identified as occurring In a spaced proposed paragraph (1) would bo
inapplicable. OSHA recognizes that It.ls
impossible to completely ruleout the possibility that an IDLH condition will'
arise, but requires that employers .
seeking to follow paragraph (i) makfe
every reasonable effort to determine if
IDLH hazards may arise in the permit
space. Other hazards, once detected, can usually be reliably controlled. -
SHINTECH-000492
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Therefore, the employer who can
virtually rule out the possibility of IDLH
or engulfment hazards and control any
other serious hazards would be able t
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follow proposed paragraph (i). OSHA solicits comments on how best to define
or explain this term.
(25) "Retrieval line" means a line or rope secured at one end to the worker
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The term "retrieval line," which appears in paragraph (b)(25), is defined
bv a chest-waist or full-bodv harness, or _ wristlets! and with its other end secured
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as a line attached to a lifting device or an anchorage, with the other end'
io eitner a lifting (or other retrieval) device, or to an anchor point located
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attached to a worker, which can be used to pull the worker from a permit space.
outside the entry portaL
J- Retrieval lines often differ from lifelines
in several respects. The retrieval line is
used for retrieving an entrant to whom It
is attached from a permit space,
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whereas a lifeline is used for fall arrest Because the retrieval line needs only to be strong enough for that puTpose.lt
nay be handier to use. thinner, and a less expensive line than that used for lifelines. Unless the permit space contains the potential for a serious fall, the retrieval line would not need to withstand the impact loading associated with fall arrest.nor would the elasticity of a lifeline, which is desirable In arresting falls, be necessary.- However, a
lifeline may be used as a retrieval line if desired. The primary purpose of the retrieval line, as defined, is that the line is attached to the entrant and can be used for immediate rescue without
exposing anyone else to conditions that disabled the entrant Using the retrieval line with a powered winch is recommended and makes a much quicker rescue possible.
(c) Permit required confinedtpoce v
program (entrypermitprogram). The
employer shall determine if the
workplace contains permit confined
,,
spaces. If there are changes in a
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confined space which previously was !
n t a permit space, the employer shall
reevaluate that space to determine if it has become a permit space. If the A employer has permit spaces and decides
Proposed paragraph (c) requires
employers to ensure that any permit
spaces in their workplaces are
Identified, and that appropriate
measures are
to protect workers
from permit space
If an
employer finds, upon completion of his
or her initial investigation, that the
workplace contains no permit spaces,
further responsibility, except to ensure
that his or her employees will not enter those spaces, the employer shall take appropriate measures to ensure that the spaces are notentered by his or her employees, and shall comply with paragraph (c)(10). as applicable. Any employer who decides to have employees enter a permit space, whether or not that space is under that * employer's direct control (contractors may be examples of such employers), shall establish an entry permit program to ensure that entrants are protected from penult space hazards. Under the
entry permit program, the employer
,jj shall:
ii
that any change In the workplace which creates potential for permit space hazards is detected in time for the appropriate measures to be taken.
On the other hand, if the employer determines that permit spaces are present in the workplace, then he or she has additional responsibilities depending upon the potential actions of hla or her employees with regard to the permit spaces. If the employer determines that no one will ever enter
the permit spaces, the employer could satisfy the proposed standard by permanently shutting off the space in question and ensuring that no one could enter. If an employer finds that the -
workplace contains permit spaces, but
determines that those spaces will not be
entered by his or her employees, the
employer could satisfy the proposed
standard by taking whatever measures
SHINTECH-000493
are necessary to ensure that his or her
employees do not enter the spaces, such
(1) Hazardidentification. Identify and evaluate each hazard of the permit paces, including determination of severity;
(2) HazardooatroL Establish and implement the means, procedures and practices by which the permit spaces can be entered safely;
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as by posting signs or.by closing off the spaces; and by providing other employers, such as contractors who plan to have employees perform work in that permit space, with the information' specified in proposed paragraph (c)[lO), below.
Finally, where the employer . determines that the workplace contains permit spaces, and that his or her employees will enter those spaces, the employer would ensure that any work in
a permit space be performed in compliance with an appropriately protective entry permit program. The elementa of such a program are discussed below. In recognition of the diversity of permit spaces, OSHA has drafted the proposed provisions In performance-oriented language so that employers can implement effective programs which are compatible with their operations. The Agency has arranged the provisions so they fit the logical sequence employers would follow in implementing the program.
Proposed paragraph (c)(1) requires employers to identify the potential permit space hazards that their employees could confront OSHA is concerned that employees who do not know what hazards may appear in their permit spaces will be uneble to protect their employees adequately. Indeed. OSHA notes that failure to identify potential hazards was a factor in several of the incidents reported in the Hazards section, above. Therefore, the Agency believes that compliance with the proposed paragraph will ensure that employers obtain the information needed to implement an effective entry permit program.
Proposed paragraph (c)(2) requires employers to establish and implement means, procedures and practices for control of the Identified permit spaoe hazards. OSHA notes, based on the incident reports, that employees do not benefit from the identification of permit spaces and the hazards associated with them unless employers follow through systematically to implement hazard controls. OSHA believes that authorized entrants are particularly dependent upon hazard controls for their protection
because the nature of permit space work, especially the way permit space configurations exacerbate hazards,
tends to rule out reliance on personal protective equipment. OSHA requests information on the engineering and work practice controls which have been used to protect employees who enter permit spaces.
In implementing proposed paragraph (c)(2), the employer must ensure that employees are not exposed to substances whose concentrations 1 exceed the permissible exp sure limits (PELs) listed in 1910.1000. OSHA
recognizes that the "Z Tables" allow exposure to concentrations exceeding the numerical value of the time weighted
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SHINTECH-000494
(3) Permit tyttem. Establish a written permit system for the proper preparation, issuance and implementation of entry permits.
SHINTECH-000495
average (TWA) listed, provided their ceiling values and their short term exposure limits (STELs) (for substances iwlth a "C" notation in Table Z-l-A. or listed in Table Z-2) are not exceeded, land provided the duration of such (exposure is short enough that the
exposure during an eight hour period does not exceed the TWA for that
substance. For example, if a substance regulated
in Subpart Z has an 8-hour TWA of one part per million (ppm). It would be permissible for an employee to be exposed to two ppm for up to four hours, or four ppm for two hours, eta, provided the employee has no other exposures end the ceiling and STEL values are not exceeded.
However. OSfJA is concerned about the procedures that employers will use to comply with the PELs during confined space entry. Specifically, the Agency feela that, in many cases, employers should not characterize concentrations of a substance in a confined space on the basis of a single sample, and then calculate the duration that workers would be permitted to remain in the space without any protection other than by controlling the duration of exposure only, so that (at least theoretically) the PEL would not be exceeded. The Agency believes, in many eases, that there are too many uncertain variables In entering confined spaces which would make such a procedure unwise. Eor.example, the restricted air circulation and non* homogenous atmosphere that characterize ao many confined spaces might not be properly characterized by one, or perhaps even several, samplings of the atmosphere in the area where the entry work will be performed. Also, either the entry task or even the entry Itself may "stir up" contaminants so that the ambient air concentration may rise and the PELs exceeded. In addition, exit from a confined space in many cases is very difficult which may result in
unanticipated delays In workers leaving, the space causing them to be exposed above the PEL Lastly, the cause (e g., a leaking valve gland) of the initial low to moderate reading may suddenly and '
unexpectedly deteriorate further (e.g.. leak becomes a blowout), causing a sudden, very high exposure.
For these reasons OSHA generally recommends, as a procedure, that where conditions would tend to higher or unexpected exposures, employers need . to take precautions, such as mechanical ventilation, personal protective equipment or other measures, when employees enter confined spaces where the readings exceed the values listed for the 8-hour TWAs in S 1910.1000.
OSHA requests comments on this recommended procedure.
Proposed paragraph (c)(3) requires employers to establish a written permit system under which entry permits would1 be properly prepared, issued and implemented. The Agency believes that compliance with the proposed
(4) Employee information. Signs shall be posted near permit spaces to notify employees what hazards maybe present end that only authorized entrants may enter the permit spaces;
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(5) Prevention ofunauthorized entry. Prevent unauthorized employee entry
through such measures as training or by posting signs and barriers, as necessary;
employees, as provided by this standard, so that attendants, authorized entrants and personnel authorizing or in charge of entry can work safely in and around the permit space:
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requirement would ensure that permit
space entry took place only after ell actions and conditions necessary for the protection of authorized entrants have
been performed. In particular, OSHA
believes that requiring a written system
would provide the best assurance that
an employer systematically addressed'
permit space concerns while
implementing the entry permit program and while reviewing the program in light of entry experience. The provisions of the permit system appear in proposed paragraph (d). OSHA requests that
commentate submit examples of permit
systems for permit space entry. Proposed paragraph (c)(4) requires
employers to post signs near the permit
spaces to notify employees what
hazards may be present and that only
authorized entrants may enter the
permit spaces. The Agency believes that
employees need this information to
understand the seriousness of potential
hazards ln the workplace. The Agency
anticipates that compliance with this requirement would ensure that
employees who are not involved in
permit space operations would be sufficiently informed so that they would not attempt to enter permit spaces.
OSHA notes that only personnel who
work with permit spaces would need to
know more about the potential hazards. Proposed paragraph (c)(5) requires
employers to prevent unauthorized
penult space entry. In addition, the
proposed paragraph mentions training
' and the posting ofsigns and barriers as
examples of means by which employers
could comply with this provision. OSHA
is concerned that personnel who are not authorized to enter a permit space are.
unlikely to know of or to take the : necessary precautions for safe entry. *
Therefore, the Agency believes that it is
- essential for employers to prevent unauthorized entry. OSHA requests that
commenters submit information on
methods-used to.prevent unauthorized
entry and the effectiveness of those
. methods.
Proposed paragraph (c)(6) requires employers to train employees so they can safely perform their entry pennit
program duties. OSHA notes that
inadequate training was an important factor in virtually ail of the incidents
reported in the Hazards section, above.
The Agency has proposed this general
requirement, in addition to the specific
training requirements in proposed
paragraphs (e) through (i), in order to emphasize that proper training is
essential for safe permit space
,
operations. OSHA requests that . commenters submit information on
training provided'lo employees working
in pennit space operations, including
information on provisions for retraining.
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SHINTECH-000496
(7) Equipment Provide, maintain and ensure the proper use of the equipment necessary for safe entry. Including testing, monitoring, communication and personal protective equipment:
(t) Rescue. Ensure that the procedures and equipment necessary to rescue entrants from permit spaces are implemented and provided:
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(9) Protection from external hazards. Ensure that all pedestrian, vehicle or other barriers necessary to protect entrants from external hazards are provided:
Proposed paragraph (c)(7) requires employers to provide, maintain and ensure the proper use of the equipment necessary for safe entry, such as testing, monitoring, communication and personal protective equipment This provision covers equipment which detects hazards before or during entry; which enables attendants to contact authorized entrants or rescue services; and which protects authorized entrants from any permit space hazards which may arise. OSHA believes, even though the proposal places primary reliance on hazard controls, that it is appropriate to require additional equipment and procedures to ensure employee protection in case hazard controls are inadequate. Hie Agency requests that -- commenters submit information on the equipment and procedures they have used.
Proposed paragraph (c)(8) requires employers to implement the equipment and procedures necessary to rescue entrants from permit spaces. OSHA notes that in most of the permit apace incidents reported the entrants would not have been harmed if the proper rescue equipment and procedures bad been available and used. Indeed, the incident reports indicate that many employers have made no provision for the rescue of entrants, and that this has resulted In fatalities among the would* be rescuers. Therefore, OSHA believes that this proposed paragraph is needed to ensure that employers make the necessary rescue equipment, such as retrieval lines, available and establish appropriate rescue procedures. OSHA requests information from commenters on the equipment and procedures Which have been used for rescue.
Proposed paragraph (c)(9) requires employers to ensure that all bairi rs necessary to protect authorized entrants from external hazards, such as vehicles or unauthorized entrants, are provided. OSHA la concerned that authorized entrants are extremely vulnerable t hazards, due to the nature of the spaces where they work, arid that those hazards originate both Inside and outside the permit space. The Agency notes that often protection has focused too strongly on hazards which arise inside the space. OSHA, therefore, believes that a specific requirement to prevent external hazards from endangering entrants would be appropriate to reflect the importance which OSHA attaches to effective control of all potential permit space hazards. OSHA requests information on barriers or other means which have been used to protect authorized entrants from external hazards.
SHINTECH-000497
(10) Duty to etheremployers. Ensure .that when an employer, such as a contractor, plans to send employees into a permit space which is under the ' control f another employer (host employer), the host employer provides the contractor with all available ' information on permit space hazards; on efforts to comply with this standard; and on any other workplace hazards, safety rules and emergency procedures of which the contractor needs to be aware in order to comply with this standard.
(d) Permit system. (1) Where required under this standard, foe employer shall prepare a permits) fa) a standardized format (or preprinted), through which the employer identifies all conditions which must be evahtsled to ensure safe entry. (For examples of permits, see Appendix C.The Appendix Is nonmandatory.)
SHINTECH-000498
Proposed (c)(10) requires individuals who control permit spaces (host
employer) to provide contractors (or similar employers) who plan to have - , employees enter these permit spaces with all available information on permit space hazards; on efforts to comply with foe standard; and on any other hazards, safety rules or emergency procedures. OSHA believes that contractors would need that Information in order to comply with the proposed standard. As indicated by the preface to proposed paragraph (c), OSHA anticipates that
would be particularly important where
an employer identifies permit spaces,
and then decides to have a contractor
instead of his or her own employees
perform permit space work.
OSHA notes that a contractor whose
employees enter permit spaces would be
under the same obligation as any other
employer to comply with this standard. However. OSHA believes that a
contractor who is unfamiliar with a
particular workplace may be seriously
hampered in his or her efforts to identify
and control potential hazards. Indeed,
that difficulty could be exacerbated
where the party retaining a contractor
assumes that foe contractor knows how
to operate safely in a particular space
because the contractor has a particular
professional expertise. In addition, as '
described above in the incident reports,
contractor employees have been
endangered where the host employer
makes changes'in workplace operations
which create hazards, but does not
inform the contractor. Further, once a
contractor's employees have confronted
a hazard, employees of the host
employer and members of an emergency rescue team could be killed or injured "
faying to save the initial entrants.
Therefore, OSHA has determined that
proposed paragraph (c)(10) is needed to
ensure that contractors offset any '
disadvantage they might otherwise face
in complying with this standard.
Proposed paragraph (d) requites
employers who plan to have employees
enter permit spaces to establish a
system under which entry will be
authorized, supervised and terminated,
as necessary, to ensure protection of
employees. In particular, the proposed
paragraph requires employees to
document certain critical,elements of
their compliance with the proposed
standard. OSHA recognizes that foe
employers covered by this proposed
standard are diverse in their activities,
resources and safety concerns.
(
Accordingly, the Agency has determined
that this proposed paragraph should
allow employers some flexibility in
deciding now to comply with foe
proposed documentation requirements.
The three compliance approaches which
OSHA would consider appropriate are, as follows:
* Preparation of a written permit at the time entry is authorized which
contains all of the information needed to
document compliance with the proposed standnrd;
V.
(2) Employers who intend to authorize entry into a permit space shall include
the following Information in the checklist portion of a permit:
(1) The hazards of the permit space; 1/ (U) The measures for isolation of the
permit space;
(IU) The measures, such as lockout/, ix'' tagout, equipment and procedures for purging, inerting, ventilating and
flushing, used to remove or control
potential hazards;
... . /
(lv) Acceptable environmental ^
conditions, quantified with regard to the
hazards identified in the permit space, which must be maintained during entry, .
(v) Testing and monitoring equipment
and procedures by which the employer
will verify that acceptable :
,
environmental conditions are being
maintained during entry: ,,
?
aThe rescue and other services ^ would be summoned in case of emergency and the means f
communication with those services:
(vii) Rescue equipment to be provided /
on-site, if necessary;
/
(vill) The communication procedures * and equipment used by euthorized
entrants and attendants to maintain contact;
* Preparation of a written permit at the time entry is authorized which
identifies the place, date and tlme.oi the
entry and the personnel who are
involved in the entry, along with a checklist portion of the permit (which
'mayoepre-printed) which specifies the
hazards potentially present and the precautions which have been taken to
protect entrants:
,
.
Direct supervision of the entry by
the person authorizing entry using a
checklist-type permit. In lieu of a more
complete written permit, which specifies
the hazards potentially present and the
precautions which have been taken to
protect entrants. In addition, OSHA would not require
employers to prepare a permit when the
personnel entering a space are members
of a rescue team summoned in
compliance with this standard.
Proposed paragraph (d)(1) requires employers to provide a permit(s) through
which the employers identify all
conditions which must be evaluated to 1 ensure safe entry, OSHA is concerned,
based on the incidents reported, that
employers have not been sufficiently .
careful about authorizing permit space
entry, and believes that only a
systematic approach will ensure that
entrants receive the necessary
protection. The Agency has not
specified a format for employers to use
in complyipg with the proposed
paragraph, because OSHA anticipates
tint individual companies or industries
would have approaches which are
attuned to their particular
circumstances. The Agency has included
sample permit system formet(s) as a
non-mandatory appendix to this rule.
OSHA requests that commenters submit
other samples of permit system formats
which have already been in use.
Proposed paragraph (d)(2) specifies the required information on permit space hazards and entry precautions which the employer must include as part of a permit OSHA recognizes that much of the Information generated by employers planning permit space entries is unchanged from one entry to the next In particular, this is the case with the identification of the potential hazard(s) and with the description of the measures that are necessary to protect entrants. Therefore, the Agency would accept the ( use of a pro-printed permit containingthe required information in order to spare employers an unnecessarily
repetitive burden. OSHA notes that allowing the use of a pro-printed permit would not reduce the employer's responsibility to ensure that the - recorded information is accurate.
v* |K'***-J
9
r dm b
i
4.
SHINTECH-000499
(ix) The personal protective
equipment, such as respirators, clothing
and retrieval lines, provided in order to
ensure employee safety; and
v
(x) Any other information whose i
inclusion is necessary, given the . circumstances of the particular permit
space, in order to ensure employee '
safety.
(3) Unless the Individual who
authorizes an entry assumes direct charge of the entry for its duratibn, -.
employers who Intend to authorize entry
in a permit space shall in addition to
the checklist items required In
paragraph (d)(2), above, indude in the .
permit at a minimum, the following
information:
' >' - ,v '
(t) The Identity of the permit space;-
(tt) The purpose of the entry; * * ''
(ill) The date of the entry and the
authorized duration; (A permit may be ;
valid for up to one year, so long as all
conditions under which the permit was
issued are maintained.)
'v
(iv) A list of the authorized entrants;
(v) A list of eligible attendants;
(vi) A list of individuals eligible to be
in charge of the entry and;
(vti) The signature, together with the
name printed or otherwise legible, of the
individual authorizing the entry,
verifying that ail actions and conditions
necessary for safe entry have been
performed.
(4) Employers who Intend to authorize
hot work fat a permit apace, such as
welding, shall note that intention
prominently on either the entry permit
or on a separate hot work permit which
is attached to tire permit '
(5) The individual authorizing the entry shall sign or initial the permit
before the entry begins, but not until all actions aend conditions necessary for safe enIfctry into the permit space nave been pternonned.
1*
Proposed paragraph (d)(3) specifies the additional minimum Information OSHA would require in an entry permit for entries notdireetiy supervised by the individual authorizing the permit OSHA believes that preparing a contemporaneous record of the entry piece, purpose, time, date end personnel would ensure that the person authorizing an entry gave appropriate consideration to the precautions needed for that entry. OSHA notea that the requirement to identity the attendant does not apply when entry is performed without an attendant, pursuant to proposed paragraph (i), below.
Proposed paragraph (d)(4) requires, that an employer who plans to have hot work, such as welding, done in a permit spaoe detail that ventilation or other measures have been taken to ensure
that authorized entrants would be protected from potential hot work hazards, such as fire or asphyxiation. This information could appear either in a permit or in e separate hot work permit which is attached to the permit
OSHA is not concerned about how the
information is presented, as long as it Is readily available. The Agency recognizes that requiring employers to
copy hot work permit information onto a separate entry permit would Impose en unnecessary burden on employers.
't '
Proposed paragraph (d)(S) requires 'that after all Actions and conditions necessary for safe entry into a permit
'1 <:`
7.-'
space have been performed, the person ; authorizing entry shall sign or initial the '
i
permit as applicable, end then allow
*"
entry to begin. OSHA has proposed this common sense requirement hare, as well
as In paragraph (g), in order to impress on employers that compliance with the proposed entry permit program requirements, and verification of that
compliance In the permit are prerequisites for entry; The Agency wants employers to take their responsibilities under the proposed standard very seriously, so that they sign off on an entry permit only if they are certain that the standard has been foil wed.
-'
1
SHINTECH-000500
(6) Upon completion of the entry covered by the permit, and after all entrant! have exited the permit space, the Individual authorizing the entry shall cancel the permit h
(e) Training anddutiee ofauthorized entrant*. The employer shall ensure that employees who wont as authorized entrants receive the appropriate training, and perform their assigned duties under the entry permit program, as follows;
K,': -u
*. t
(1) Hazardrecognition. The employer
shall ensure that authorized entrants:
(1) Know the hazards which may be
y'
faced duringcntry;
.;
(ii) Recognize the signs and symptoms
of exposure to a hazard: and .
(Ill) Understand the consequences of
.? exposure to a hazard. .
SHINTECH-000501
Proposed paragraph (d)(6) requires that upon completion of the work for which the entry was required and after all authorized entrants have exiled thepermit space, the person who authorized the entry shall cancel the permit. Again, OSHA has proposed a common sense requirement, which also appears In paragraph (g). In this case, the Agency
simply intends to provide clear guidance on what to do with a permit aftefr the authorized work has been completed. OSHA notes that permits can remain valid for up to one year so long as the conditions under which the permit was issued are maintained. In addition, this proposed provision underscores the Agency's view that the authorization of
entry is one part of a larger ongoing process by which employers ensure that their employees are protected from permit space hazards. OSHA anticipates that compliance with this paragraph wouldhelp to ensure that employers give due attention to all phases of the entry permit program.
OSHA anticipates that the Information generated in complying with proposed paragraph (d) would be useful in ensuring the safety of particular entries, and also when employers review their entry procedures in light of their entry experiences, especially where employers are investigating incidents.
Proposed paragraph (e) requires employers to train and supervise the employees they assign to work as authorized entrants so that the entrants perform their work safely. OSHA notes that the provisions covering authorized entrants and attendants are very similar. This reflects the Agency's perception that authorized entrants and attendants have complementary responsibilities. OSHA believes that employers who cultivate a spirit of mutual trust and cooperation between entrants and attendants will maximize safety and ' work efficiency.
In addition, OSHA observes that a given employee could be assigned to perform any of the duties set out in the
Ereposed rule, as long as that employee as the requisite training. Many employers may elect to alternate workers between entrant and attendant duties. As a result, employees can develop a clear understanding of how the attendant's vigilance and the entrant's responsiveness combine to ensure workplace safety.
Proposed paragraph (e)(1) requires employers to ensure that authorized entrants know and can recognize the effects of the hazards they may confront, and that they understand the consequences of hazard exposure. As indicated by the injury and fatality data, permit space hazards often give very little warning before entrants are endangered. Therefore, OSHA believes that familiarizing auth rized entrants with potential hazards will significantly increase the likelihood that an entrant would detect a hazard in time for successful escape or rescue:
' (2) Communication. The employer
shall ensure that authorized entrants:
(i) Maintain contact with the
attendant; and '
`" ;
(li) Notify the attendant when the'
entrants self-initiate evacuation of a
permit space.
' .iH > '
, *, !
(3) Protective equipment. The '
employer shall ensure that authorized
entrants:
(I) Are aware of the personal
protective equipment, such as retrieval
lines, respirators or clothing, needed for
safe entry and exit;
,,
(II) Are provided with the necessary ' -
personal protective equipment;
(Ui) Use the personal protective
equipment properly; and
(iv) Are aware of the external barriers
needed to protect entrants from external
hazards and.of the proper use of those
barriers.
(4) Seif-rescue. The employer shall
ensure that authorized entrants exit the
permit space, unless it Is physically
impossible to do so, when:
(I) The attendant orders evacuation;
(II) An automatic alarm la activated;'
or
(ill) The authorized entrants perceive
that they are in danger.
(f) Training andduties ofthe
attendant Except where paragraph (i) applies, the employer shall ensure that an attendant is stationed and remains outside the permit space(s) at all times during entry operations, and that .
empl yees who work as attendants receive the appropriate training and perform their assigned duties under the entry permit program, as follows;
SHINTECH-000502
Proposed paragraph (e)(2) requires
that employers ensure that authorized ' entrants use the means furnished for communicating with attendants. In ; many cases, attendants will depend on information from entrants in determining whether It Is safe to > continue the entry, indeed, OSHA anticipates that an entrant's failure to maintain contact, or that behavioral changes detected in communications from entrants, will Indicate'to the . attendant that an entry should be I terminated immediately.
The proposed paragraph also requires entrants to notify the attendant If they Initiate evacuation. In this way, the : attendant would be alerted to perform any assigned rescue-related dudes, such l as using a winch to haul entrants out or . summoning a rescue team OSHA believes that signaling the attendant would greatly improve the entrant's chances of exiting the space safely.
Proposed paragraph (e)(3) requites that employers provide and ensure the proper use of the personal protective equipment (PPE) necessary for safe entry. OSHA notes that the failure to provide and ensure the proper use of the appropriate personal protective equlpment-was a major factor In many of the incidents reported in the Hazards section, above. The Agency believes, therefore, that compliance with this proposed paragraph would prevent the , recurrence of these reported incidents. '
Proposed paragraph (e)(4) requires employers to ensure that their employees who work as authorized entrants exit a permit space without assistance (self-rescue), insofar as it la physically possible, in the appropriate circumstances. OSHA believes that self rescue will often provide the entrant's best chance of escaping a space when a hazard is present The time lost waiting for the attendant to summon rescuers, waiting for the rescue team to arrive, or waiting for the attendant to perform any other rescue duties can be the difference between life and death. Also, the Agency notes that the narrowly configured openings of many confined spaces can make it very difficult for rescuers to pull or to carry out victims of permit space hazards. Therefore, while OSHA reoognizes that self-roscue will sometimes be impossible, the Agency stresses the importance of self-rescue aa a means of saving lives and minimizing Injuries.
(Q Training and duties ofthe attendant Proposed paragraph (f)
requires employers to train and supervise attendants so they perform their work property. As noted above, the provisions covering attendants and authorized entrants in designed to complement each other. The attendant's role in this relationship is particularly important where one attendant is assigned to monitor more than one entrant working in one or m re permit
1 4*.
(1) Numberofentrant*. The employer *hall ensure that attendants
continuously maintain an accurate count ** ofall persons in the space. *"--
^^
f
(Z) Hazard recognition. The employer hail ensure that attendants know of and can recognise potential permit
pace hazards, monitor activities inside and outside the permit space to determine If it is eafe for entrants to remain in the space.
(3) Communication. The employer
shall ensure that attendants:
(i) Maintain effective and continuous t"'"'
contact with authorized entrants during entry;
(U) Order authorized entrants to
evacuate the permit space immediately wham
(A) The attendant observes a
condition which is not allowed in the entry permit;
(B) The attendant detects behavioral effects of hazard exposure; ~
(C) The attendant detects a situation outside the space which could endanger the entrants:
(D) The attendant detects en
uncontrolled hazard within the permit-
space;
-.
(E) The attendant Is monitoring entry j
in more than one permit space and must /
focus attention on the rescue of entrants /
from one of those spaces; and
-4 ,
SHINTECH-0005C
setting where employees may be called upon to make split-second decisions, the employer who conscientiously trains and aupervises attendants significantly reduces the likelihood that hazards, employee errors, or confusion will endanger authorized entrants.
Proposed paragraph (1) focuses the attendant's attention on detecting and responding to hazards. OSHA has not, however, proposed to prohibit the attendant from performing other assigned duties. The Agency believes that attendants could perform other duties as long as those other duties do not interfere with the requirements of proposed paragraph (Q. OSHA envisions circumstances, for example, where attendants pass or receive equipment and materials to and from authorized entrants. OSHA has specifically requested public Input on this matter in Issue 3 of this proposal.
Proposed paragraph (f)(1) requires employers to ensure that the attendant knows, at all times during the entry, how many persons are in the permit space so that no one Is accidentally left in the space when it is returned to service. In event of an emergency in the space, the attendant also needs to know the number of entrants so that there are neither any entrants needing help left in the space, nor are there any useless
search and rescue entries conducted for persons who have already left the space.
Proposed paragraph (f)(2) requires employers to ensure that attendants know and can recognize the effects of the hazards entrants may confront in a
space. The attendants would be required to monitor the permit space to ensure that any hazard waa detected. In this way, authorized entrants, whose efficiency might sufTer if they were preoccupied by efforts to detect hazards, could work carefully with the
confidence that the attendant would detect any hazard which eluded their attention. OSHA also proposes to have attendants watch out for any entry space hazards which might originals outside the permit space.
Proposed paragraph (f)(3) requires employers to ensure that attendants maintain contact with authorized entrants. In addition, the attendant would, whan necessary, order evacuation, deal with unauthorized persons in or near the space, and summon rescue and other emergency services. OSHA notes that establishing a routine for maintaining contact . between attendants and entrants would help attendants detect problems within
a space, because an entrant when first affected by a permit space hazard might signal the attendant erratically. The Agency has not prescribed any particular means or procedure f r communication, because OSHA , anticipates that the approaches chosen will have to vary according to the circumstances of the particular workplaces. The Agency's sole concern is that the means of communication
(F) The attendant muit leave the work
station.
* (Ui) Summon rescue and other
i.
emergency services as soon as the
attendant determines that authorized '
entrants need to escape from permit
space hazards; and
(iv) Take the following actions, as
necessary, when unauthorized persons
approach or enter a permit space while '
entry is underway:
'` r.
1
(A) Warn the unauthorized persons1
away from the space;
(B) Request the unauthorized persons
to exit immediately if they have entered
the permit space; and
,
\
(C) Inform the authorized entrants and* ,
any ther persons designated by the
employer if unauthorized persons have ,
entered the permit space.
. ,,,
[A) Rescue. The employer shall ensure I* ,
that attendants:
. /i.
(1) Do not enter die permit space to
attempt rescne of entrants; and
",
(ii) Properly use any rescue equipment
'provided for their use and perform any .
other assigned rescue and emergency .
duties, without entering the permit
space.
'
' ' *
'
i- m i<
i
entry. The employer shall ensure that individuals authorizing or in charge of entry receive the appropriate training and perform assigned duties, as follows:
{1) Entry authorization and supervision. Individuals authorizing or in charge of entry shalh
(i) Determine that the entry permit contains the requisite information before authorizing or allowing entry;
(U) Determine that the necessary procedures, practices and equipment for safe entry are in effect before allowing entry;
(iii) Determine, at appropriate intervals, that entry operations remain
consistent with the terms of the entry permit, and that acceptable entry conditions are present;
(Iv) Cancel the entry authorization and terminate entry whenever acceptable entry conditions are not present: and
SHINTECH-000504
chosen enable the attendants and the
entrants to maintain effective and continuous contact.
Proposed paragraph (0(4) requires
employers to ensure that attendants 11 `' property perform any assigned rescue duties. OSHA is particularly concerned 1
that employers prohibit attendants from `
entering a permit space to attempt rescue. There are numerous reports of attendants who died as would-be
rescuers because they were unprepared
for the hazards within the spaces. The Agency bqlieves that the attendant dpes the most good for entrants by working
from the outside, such as by attempting
rescue through the use of retrieval lines or by contacting trained rescuers, and
by being on hand to inform the rescuers 1 of what has happened in the space. *= -c: Furthermore, OSHA believes that the training of attendants should indude
simulated rescues, so that attendantscan develop a systematic approach for
summoning and dealing with rescuers, and for performing any assigned rescue
duties. Proposed paragraph (g) prescribes the
training and duties of individuals who
authorize entry or who are in charge of ah entry. Individuals who may authorize an entry may also assume the duty of either attendant or entrant if they have the proper training. OSHA believes that
the successful performance of these ,-j
roles is crucial to the success of the iu
employer's efforts to ensure safe entry. Proposed paragraph (gXl) requires
employers to ensure that individuals , who authorize or take charge of entry operations make the necessary ,',tt
determination that acceptable entry conditions are present, that the entry
permit or cheoclist Is prepend correctly,a
and that entry authorization is
'
terminated If acceptable entry,
conditions are not present
.
OSHA believes that the proposed <
requirements are needed to ensure that entries take place only after certain findings have been made and after certain actions haw been taken. The
Agency notes that failure to follow through with entry procedures contributed to some f the Incidents
reported in the Hazards section, above. The proposed provisions clearly assign responsibility for verifying compliance
(vfTake the necessary measures for concluding an entry operation, such as closing off a permit space and cancelling the permit, once the work authorized by the permit has been completed.
(vi) Individuals empowered to authorize entries may also serve as authorized entrants or attendants for an entry if they have the proper training.
(2) Dealing with unauthorized pertonnei. Individuals authorizing or in charge of entry shall take the appropriate measures to remove
unauthorized personnel who are in or npar entry permit spaces.
(h) Rescue team. The employer shall have either an in-plant rescue team or an arrangement under which an outside rescue team will respond to a request for rescue services.
11) hbpiant rescue, team. If the
employer decides to use an in-plant
team, the employer shall ensure that:
(1) Personnel assigned to an in-plant
rescue team are provitkd with and
trained to use properly the personal
protective equipment, including
respirators, and rescue equipment
necessary for making rescues from the
employees permit spaces;
(11) The in-plant rescue team is trained
to perform the assigned rescue functions
and has received the training required
for authorized entrants;
(Ui) Rescue teams practice making
permit space rescues at least once every *
twelve monthg^hv means of simulated'
rescue operations in which they remove
dummies, mannequins or personnel
through representative openings and
portals whose size, configuration and
accessibility closely approximate those
of the permit spaces from which rescues
may be required; and
'1
(iv) At least one member of each '
rescue team maintains current
certification in basic first-aid and
cardiopulmonary resuscitation (CPR)
skills. ' ........ .
(2) Outside rescue team. If the
employer chooses to use outside resale
services, the employer shell ensure that
the designated rescuers are aware of the
hazards they may confront when called
on t perf run rescues at the employer's
facility, so that the outside rescue team
can equip, train and conduct itself
appropriately.
SHINTECH-000505
to the individual who authorizes or is in charge of entry. OSHA observes that a single individual might both authorize and take charge of an entry. Indeed, that individual might also serve as the attendant
Proposed paragraph (g)(2) requires employers to ensure that individuals authorizing or in charge of entry take the necessary measures to remove unauthorized individuals who are in or near entry permit spaces. OSHA Is concerned that unauthorized individuals who get in or near a permit space may endanger themselves, as well as authorized entrants and personnel who may be needed to rescue the unauthorized individuals from entry space hazards. The Agency believes that the person authorizing or in charge of entry is in the best position to take the necessary action to deal with unauthorized individuals.
Proposed paragraph (h) sets out the requirements for in-nouse and outside rescue teams. Hie employer would choose whichever type of rescue team best suits his or her circumstances. The Agency is aware that, while prompt action by an in-plant rescue team may make the difference between a successful and a failed rescue, many employers may not have the resources to maintain a rescue team.
Proposed paragraph (h)(1) lists the minimum requirements for an in-house rescue team. The standard would require that employers provide the rescue team with the equipment for rescue, and train the team in proper rescue techniques, as well as in entry procedures. At least one member of the im would be required to maintain certification in basic first aid and cardiopulmonary resbscltation (CPR).
Proposed paragraph (h)(2) requires employers who dioose to use outside rescue services to ensure that the outside rescuers are informed of the hazards they may confront so they can equip and conduct themselves appropriately. Given that the employer has no control over outside rescuers, OSHA believes it is very important that employers keep designated rescuers informed pf potential rescue needs.
(i) Specialpermits for entry into low-
hazard permit spaces.
r
When employers determine, based on , *;
documentation which appears on the M
entry permit that the permit spaces they .
plan to have employees enter are low-
hazard permit spaces, the employers
L*
may authorize entry into a permit space
w vV* Prov*dlng an attendant for a
period of up to one year, by complying
with paragraphs (C) and (d) and the
following provisions, as applicable:
\X
J
t-'f*
*/
i/*
wj *> ,t
SHINTECH-000506
Proposed paragraph (i) contains
provisions under which employers could
issue "special permits" which would ;r.
authorize employees to enter low-
,rj
hazard permit spaces without an r- U t-vvT d( attendant Low-hazard permit spaces, as
defined in proposed paragraph (b), pose,
an extremely low risk ofposing 1DLH or
engulfment hazards and have had all
-,
other serious hazards controlled. OSHA . believes that this divergence from the , '
proposed paragraph (1) requirement for ,^r^:
an attendant is justified where entrants i6
routinely enter permit spaces to perform ^ checking and inspecting, minor 7-,
maintenance work and diked area work,
because authorized entrants would be
adequately protected born any possible
atmospheric hazards through the
proposed testing, monitoring and
ventilation requirements and through
the other proposed provisions. The
Agency notes that employers wh
assign employees to enter permit spaces,
which qualify only marginally as permit
spaces, could find proposed paragraph
(1) a reasonable alternative to complying
with proposed paragraph (f). ^
OSHA proposes to limit the effective "" '
life of a special permit to one year. - ,,
OSHA has not limited the effective life .,,
of entry permits when entry is to be
performed with an attendant on hand.
The Agency believes that an employer
who complies with the requirements of
the proposed standard, including the
requirements for attendants, has
provided sufficient assurance that . ,, .
entrants would be protected to justify
permitting the employer to set the ' v`"
duration of the permit at the length !'
appropriate to complete the pertinent ,,, 7
work. On the other hand. OSHA"' .''.',7
believes that the authorization of entry 1 '**
without an attendant may provide less .
assurance that the necessary conditions
for safe entry would be maintained. 1
Therefore, the Agency would require '!!,
employers who follow proposed
'
paragraph (I) to reevaluate and reissue '.3*
their entry permits at least once a year
to ensure that employers authorize non- 7'
attendant entry only when the
' 7,7
necessary conditions and actions have V !/
been performed.
^ '77 -7 ,7^'
Proposed paragraph (i) covers .-.nrarb
situations in which employers who,
authorize entry with special permits, n ,f
and who then revoke those permits
;
because unacceptable entry conditions.
have arisen. These employers cannot' j ,;
allow entryinto those spaces by special7
pennit until the conditions of that space -
which allowed for special permit entry > *::
have been restored and the employer
-
reevaluates the space and makes a new
determination that the space may again ,,
be treated as a special pennit (low
hazard) space. Inis requirement reflects *
OSHA's concern that employees would -<.
be endangered if the employer was . .
again allowed to authorize entry without
an attendant and unacceptable entry
'
conditions again arose. The Agency has , ,
serious doubts as to the likelihood that -
an employer could establish that a
permit space for which a special permit
has been revoked should continue to be
treated as a low-hazard permit space.
This provision also reflects OSHA's
view that proposed paragraph (i) should
only be available where employers can
provide clear assurance that employee
protection will not be compromised by
(l) Inspection and Checking.
Employer* who plan to have employees
periodically enter low-hazard permit
absence of an attendant. Proposed paragraph (ijftt presents the
additional requlromenta which employers must satisfy if they decide to
spaces on a routine basis, solely to
have employees perform checking or
inspect or check meters or other
inspecting duties inside a low-hazard
equipment, shall ensure that authorized
permit space without having an
entrants receive the necessary training
attendant stationed outside. OSHA
and that:
believes that there an situations where
(I) Appropriate entry practices and
procedures are in effect before
authorizing or allowing entry, and are
followed, throughout the entry;
(ii) In permit spaces with potential for
atmospheric hazard, the permit apace 7^., 4 *
atmosphere shall be tested prior to each -- ~~ .
entry and as the entry proceeds, using iM&h- X
an appropriate direct reading instrument
pt
and a remote sampling probe and testing " *e
fat the following sequence: Oxygen
z .'c
sn employer could appropriately decide that an entry performed simply to check or inspect equipment did not require the stationing of an attendant, based on:
The circumstances of the permit
space, such as the nature of the identified hazards and the likelihood that authorized entrants would generate
or confront hazards; The employer's and authorized
entrant's experience with entry to that
concentration, combustible gas or vapor, and potential toxic contaminants; -
(iff) No permit space hazard is present immediately before each entry,
(iv) The authorized entrant neither takes anything into the permit space nor takes any action which could cause a hazard to arise;
(v) If the space has a potential for a . hazardous atmosphere and the entry requires the entrant to move through areas which were not tasted prior to entry, the authorized entrant has an appropriate direct reading instrument f, ana remote sampling probe throughout the entry so that the entrant can determine using the testing sequence in paragraph (i)(l)(U) of this section, at the appropriate intervals, If the permit space conditions remain acceptable for entry;
permit space; The routine, repetitive and
nondisniptive nature of the entry: and The ability to comply with the
special provisions of proposed
paragraph (i)(l). OSHA remain* sufficiently concerned
that an 10LH atmosphere could arise in a "low-hazard permit space** that the
Agency would require employers to ensure that the permit space atmosphere is tested immediately prior to entry and that authorized entrants who would move beyond the area which could be tested from outside the space be . appropriately equipped, trained and supervised to ensure that they test the atmosphere, as necessary, to ensure that conditions are acceptable for continued
entry.
(vi) The entry permit la revoked when
the direct reading instrument being used
or some other circumstance indicates
that conditions in the space are no
longer acceptable for entry, and
(vli) When an entry permit has been revoked because unacceptable
conditions have arisen in a permit
pace, subsequent entry may not be
made by special permit until the apace Js
<-ti
restored to special permit conditions.' (2) Minormaintenance work.
Employers who plan to have employees
enter low-hazard permit spaces to.
perform minor maintenance work, such
at tightening a packing nut. which
would not generate a serious hazard
shall ensure that authorized entrants
receive the necessary training and that:
, ,t , -
r
Proposed paragraph (l)(2) presents the
additional requirements Which
employers must satisfy if they decide t
have employees perform minor
maintenance duties inside a low-hazard
permit space without having an
attendant stationed outside. OSHA
believes that there are situations where
' (i) Appropriate entry practices and
an employer could appropriately decide,
procedures are in effect bef re
based on the factors discussed above
authorizing or allowing entry and are followed throughout the entry;
under proposed paragraph (l)(l), that minor maintenance work on equipment
(U) If the space has a potential for a
within the permit space could be
hazardous atmosphere, the permit space
performed safely without having an
atmosphere shall be shown to be, and to
remain, acceptable for entry using one of the following means, as appropriate
SHINTECH-000507
attendant on hand. The key difference between proposed
(A) Ventilation of the permit apace
prior to entry, using a mechanically
powered ventilator for at least the time
specified in the nomograph prepared for
that ventilator, and continuously
throughout the entry: or '
(B) A combination of mechanically
powered ventilation and atmospheric
testing; or
(C) Continuous atmospheric
monitoring; or
(D) Frequent atmospheric testing.
(ill) The entry permit is revoked when
the conditions become unacceptable for
entry; and
i
(Iv) When an entry permit has been .
revoked because unacceptable
conditions have arisen in a permit
space, any subsequent entry is made .
with an attendant stationed outside the .
permit space.
.,
(3) Entry into certain dikedareas.
Employers who plan to have employees enter diked areas which have dikes six.
feet or more in height and are regulated
as permit spaces shall ensure that
authorized entrants receive the .
necessary training and that:
. (1) Appropriate entry practices and
procedures are in effect before
*
authorizing or allowing entry, and are'
followed throughout the entry; <
.<'
(ii) There has been no escape of *: * flammable, toxic or corrosive materials
qr other change in the permit space .................
which causes a permit apace hazard to
be present;
t
(ill) Any linebreaking is performed
uffag the appropriate equipment and in
,
accordance with the appropriate
procedures, including procedures for the
auth rization of line breaking through a
permit which could be attached to the entry permit;
(iv) The entry permit is revoked when
the conditions become unacceptable for
entry; and (v) When an entry permit has been
revoked because unacceptable
conditions have arisen in a permit
space, any subsequent entry Is made
with an attendant stationed outside the
permit space.
> IV-ll
SHINTECH-000508
ao
entrants performing minor maintenance
would bring materials int the permit space and perform work in the permit space which could change the conditions in the space. Under the proposal, the employer must ensure that
aqy such change in the permit space
would not generate a serious hazard. OSHA stresses that, where the employer cannot ensure that maintenance work would proceed without generating a
serious hazard in a permit space, the employer would be required to comply with the requirements for attendants in
proposed paragraph ff). OSHA also notes that, as discussed
' '>
above under proposed paragraph (i)(l), proposed paragraph (l)(2) requires employers to ensure that any potential IDUf hazard is controlled or detected
prior to entry. Again this provision indicates the Agency's concern that
' **
however low the probability, authorized entrants in a low-hazard permit space may be exposed to atmospheric hazards due, for example, to changes in the space. Therefore, the Agency proposes that employers ensure the safety of
authorized entrants by testing, monitoring or ventilating, as appropriate under the given circumstances. '
Proposed paragraph (1X3) presents the additional requirements which
h, *
fit*
* r ` f; i'' *
employers must satisfy if they dedde to
have employees perform work in diked ' ` *
arees which ate six feet or mors in
i.'
,f>
height and are regulated as permit
spaces without having an attendant
stationed outside. OSHA believes that
. H i'*',
there are situations where the employer *
could appropriately dedde, based again
on the factors discussed above under
..`V 4ii*i
proposed paragraph (fl(l), that work in a
diked area could be performed safely
without an attendant on hand. The work oontemplated under
proposed paragraph 0X3) could be similar to that which would be auinonzea unaer ptoposea paragrapn (i)(l) and (i)(2). and could also include ..
wsai 1 * txh'* '.!ii
.UPC rsvyi:
regular maintenance or repair work. In any case, OSHA would require that. entry could proceed without an attendant only if the employer ensured . that the necessary procedures to prevent. generation of a hazard were in effect before end throughout the entry. OSHA specifically noted linebreaking as an activity performed la diked arees for which appropriate procedures, including, the preparation of a permit to authorize
linebreaking, would be required to
protect authorized entrants. OSHA solicits comments on the
i. I* s';
:*j: '. t
r v
,
-.
. bit*
'w'L'" I '1 , . K**`l
appropriateness of allowing employers to authorize entry without providing an
attendant In addition, as noted in Issue
8. OSHA requests that commenters submit suggested criteria through which employers could assess the applicability of proposed paragraph (i) to their
operations and could determine^iow best to comply with proposed paragraph (i).
Costs vs. Risk Reduction ;
..
The U.S. Supreme Court in American Textile Manufacturers Institute v.
Donovan. 452 U.S. 490 (1981). determined that for standards dealing with toxic substances or harmful physical agents ("section 8(b)(5) standards"), once OSHA determines that there is a "significant risk" t employees, the standards may not be based on a balancing of costs and - benefits: rather, the standards must reduce the risk "to the extent feasible." The decision in American Textile did not reach the issue of whether cost* - benefit analysis Is either required or permitted in the issuance of other types . of standards under the OSH Act
In a recent decision on OSHA's grain handling standard. National Grain and flood Association v. OSHA, 868 Md 717 (5th Cir* 1989), the U.S. Court of Appeals for the Fifth Circuit held that . the grain standard did not deal with a toxic substance or harmful physical f agent within the contemplation of section 8(b)(5). and that it was not ` subject to the "feasibility mandate" under the American Textiles decision. In Nationalgrain, the Fifth Circuit found that standards other than section 8(b)(S) standards must be "reasonably necessary or appropriate" to protect employee safety, and that, in contrast t 8(b)(6) standards, "(tjhis determination encompasses a specie of cost-benefit Justification." 868 F.2d at 733. Citing its previous decision in Texas Independent Cinners v. Marshall. 630 P-2d 399 (I960), the Court determined that "(tjhe reasonably necessary requirement ... only demands that the expected costs of OSHA regulations be reasonably related to the expected benefits, leaving considerable discretion for the agency as long as it is exercised r on substantial evidence and with an adequate statement of reasons. 630 F.2d (398J at 411 n. 44(.J" 886 F.2d at 733. OSHA believes tiiat its proposed rule on ' confined spaces readily meets the test set forth by the Fifth Circuit in National Grain, insofar as that test is applicable and requests public comment on the requirements in its proposed rule.
Appendices
OSHA would propose to include three non-mandatory appendices (Appendix A, Appendix D and Appendix C) with the standard. The purpose of these appendices is to provide information useful to the employer in complying with the standard. Subjects of these appendices would be:
SH1NTECH-000509
Mfwon a to
rtiior woodii comiat macs
ft4*ci*ftf
Appendix A--Decision logic flowchart.
Appendix B to $ 1910.146--Reference* for Further Information
The following references provide
information which can be helpful In
under*tending (he requirement* contained In
varioua provision* of the standard a* well a*
provide other helpful Information.
1. US. Department of Labor. Occupational
Safety and Health Administration (US. DOL/
OSHA). "Selected Occupational Fatalities
Related To Toxic And Asphyxiating Atmospheres In Confined Spaces As Found
In Reports of OSHA Fatallty/Cataatrophe Investigations." Washington, DC 20210. US. DOL/OSHA. 1985.
2. IML Department of Labor, Occupational
Safety and Health Administration (U.S. DOL/
OSHA). "Selected Occupational Fatalities
Related to Fire and/or Explosion In Confined
Wont Spaces as Found In OSHA Fatality/
Catastrophe Investigations." Washington. DC 20210.U.S. DOL/OSHA. 1082.
3. U.S. Department of Labor, Occupational
Safety and Health Administration (US. DOL/ OSHA). "Selected Occupational Fatalities
Related to Lockout/Tagout Problems As
Found In
OftWA
Appendix B--References.
V SHINTECH-000510
Catastrophe Investigations." Washington, DC 20210. U.S. DOL/OSHA. 1902.
L U3. Department of Labor, Occupational Safety and Health Administration (UA DOlJ. OSHA). "Selected Occupational Fatalities Related to Grain Handling As Found in Reports of OSHA Fatality/Catastrophe Investigations." Washington. DC 20210. DA DOL/OSHA. 1983.
8. UA Department of Health and Human Services, National Institute for Occupational Safety and Health (DHHS/NIOSH), *!Requeat for Assistance in Preventing Occupational Fatalities in Coofined Spaces. Cincinnati.
Ohio 45220. HHS/PHS/CDC/NIOSH. 1986.
8. UA Department of Health, Education, and Welfare; National Institute for Occupational Safety and Hea!th.(USDHEW/ NIOSH). "Criteria for a Recommended
Standard * * * Working in Confined Spaces." Cincinnati, Ohio 40220, UA DHBW/NIOSH, 1979.
7. State of California, Department of Industrial Relations. General Industry Safety Orders *0192, "Confined Spaces." Sacramento, California 95814. 0. State of Florida, Department of I Commerce, Bureau of Woikmen'a Compensation "Regulation Relating to Hazardous Atmospheres in Confined Spaces," 1989. Tallahassee, Florida 32301.
9. Kentucky Department of Labor. Occupational Safety and Health Program. Kentucky Occupational Safety and Health General Industry Standards, 803 Kar 2tfl5 Section 3, Confined Spaces." Frankfort,
Kentucky 40801. 10. Michigan Department of Public Health,
Division of Occupational Health. "Control Measures for Hazardous Atmospheres (including tank and vessel entry)."
11. Commonwealth of Pennsylvania.. Department of Environmental Resources. "Entry to Confined Spaces," Harrisburg, Pennsylvania 1712a
12. State of New Jersey, Department of Labor and Industry, Bureau of Engineering and Safety, New lereey Administrative Code Title 12, Ompter 170, "Work in Confined Spaces." April 1871. Trenton, New Jersey 08825.
13. American National Standards Institute * (ANSI). "Safety Requirements for Working in
Confined Spaces." ANSI Z117J--1977. New York. New York 10018.
_ 14. American Petroleum Institute (API). Draft #3, "Guidelines for Working in Inert
Confined Spaces in the Petroleum Industry."
AOSC1985. Washington. DC 20008. IS. Organisation Resource Counselor*. Inc.
"Sixth Draft of Proposed Performance Standard for Confined Spaces." Washington. DC 20008,
16. National Fire Protection Association (NFPA). "Standards for the Control of Css Hazards on Vessels," NPPA 300*1984. Batierymarch Park, Quincy. Massachusetts 022099.
17. West Virginia University. "Confined Space Entry. An Evaluation of Current Practices arid Procedures used by General Industry with Recommendations for Improvements to the Confined Space Entry Standard." 1984. Morgantown. West Virginia 28305.
18. E. L DuPont de Nemours and Company. Safety Engineering Standard. "Vessel and Confined Space Entry." Wilmington. Delaware 19898.
i SHINTECH-000511
/ 2-4-'
Appendix C to 9 1910.146
' 'This appendixprovides examptoeo# permits in current um bylndustries Where entries are made into permit required confined spaces. One sample permit Is applicable to spaces directly supervised by the person who authorises the entry (checklist type permit), paragraph (d)(2). and the other example is applicable to spaces authorised for entry by a person who does not directly supervise the entry grPjiWM3)Vlhese samples are
intended to provide guidance for employers in devising their own permits. They may be reproduced and used in whole or in part as applicable and desirable.
These examples are advisory only; their use is NOT mandatory.
' * '
to*
.OSHA Would welcome examples of confined space entry procedures and .permits as well as other useful " linformation which could be included in
these appendices to serve as guidelines
for employers.
,, -'' ,,*i'' -
f ** I*'
*
i1
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j * > iVl * Ar:v * '
>; kja
-U * ' . -.V # .j
. "> >l.`v ' ' t ' > - .-ir', '
vessel. ano coNmen
SPACC eKTUY
TANK ENTnr - SAFETY CHECK SHEET - TANK NO.-----------
(This Sami swM ha oemptatety Mad In asch ttma lank la entered)
PM* RMawt Amu Data Thva Oat* ttma r
S. WMM intmMii, - OeMaSm
. IwM fsMt -tmmi iHm,mmk 1urn*
1. fihi| Umur - Oparwfj*
l TiK Start mMi rtota: ana amartav (amt 4mmi Hava day la lacii an aadatar In Ma pedat* Oasrtrtartn vaiw ana tatfd
4 14 Tranalav pump
#
X Um* ink** *MNr eiwSW
s. MkuMAeM a**.. Csb*iIu*Mri ee aoiiam at um..-- -nMal. anIIf/v yaw --. V* ^vgfH 1. VaiW * IU w iewr
^^SrtMtaaT^?aH*Sro?^S!*ar>!!!ri"P***^^ Uata: AX Uanaa mum mu yaaa taa
^ Salat^ taafca * ^laatbafUatS . *0llw*ff Iw f* *M'lf
S. Siiuy Sml>iim - Mm>iii
k. iif MM . CTMWI - inJ * Saiatv Han*aa - 1 mU baa - InioiMsJ a. A,,em cnaMa* ki *Me* -1mm L MUtV lim - HMH <* Aiaim Ham - Waiaa
*
a. a.
Oumpumthmt**itirhta*aAt maun
tuTTana tuifM w amty wmiwori
a *w* M^^nenwss
F MtVSwMuto Jt^MiaSsO ^nr y^AMlui
s. Tnk wkHMS M OniSliw
S. HmI CMck W OpinSiM
a* rtichaed ad Snaa lor MmM It. Tana ratumaa la tardea
CONFINED SPACE & HAZARDOUS AREA ENTRY PERMIT
Tha form will ba initiated by the supervisor in charge' of the complata lob.
Part 1, 3, and 4 (yes or no) can ba completed at tha proesdura
meeting, namely:
*
Location - Purpose - Parson in Charge -'Oats - Tims of
job start -- -Estimated time , of completion -- Special require
ments -- Tests-to ba uken/how often
(Note) If Job will continue an estimate of 6 turns, 6
copies of tha entry permit wili be initiated at tha
procedure meeting with tha same information as
stated above. .
.1.. ; >
- 1 . iH,f' J-
.-T- . J(i- ...
.r, v- iti-/:
..TWIT-* "
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fcl . aa.ri'--". 1
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7 ,i * *1*'.
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'j. : .... .Men'
, . ... :*n " (*'&>*;' .li-vi -
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'-T.fwTa.ti#_?i-. T> iJurr*'^
,. ` . .f,n
t.st ; .. ;>!> !err>-.'
,,:v f' / , . 4 iV' , >"' *
n it :
ivtsewAi'.vi T. t
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*-1 - * *
lit i :i *;
SHINTECH-000512
l
t
1i
*
The supervisor in charge at the job site will negotiate the following!
. Part 2 -- Outside supervisor(s) , -- Group. Leader--- Type, f Crew (Eieo-
'.
: tries!, carpenter. bollfcrmakar, etc.)'
`
Part 4 -- Remjlts^of testa taken prior to job entry -- (Lab or certified
get tester will note all information on form, and sign.1 List all other tests taken during turn.
Part S -- List all instruments used for tests (Lab will note information
on form.)
The supervisor at the fob site will list' name(s) of Safety standby person(s) if
The supervisor authorizing all the above conditions to his satisfaction will sign, data and time prior to work start. (Each turn)
Confined Space and Hazardous Area Entry Permit and Procedure will remain at the job rfte.
When fob is completed. -- Original to Department Duplicate to Safety Department
"
CONFINED SPACE ENTRY PERMIT 8AZAR0OUS AREA ENTRY PERMIT
aU comes OF ffMT
wu mm*m at soe sits until jos is ooMFtano -
LOCATION and DESCRIPTION e# Confined Soaea
PURPOSE ( Eauy.
I OCPARTMENt____
$ PERSON in Cham et Wotfc_ t;ht SUPERVISOR (SI In Charat ol Own
Tlme_
ElvkaHee.
,M M
Tmo oTCraw
Phene
SPECIAL REQUIREMENTS
Yea NO
Y*f No
Lode 0l - OwanarpUa
Eacao# Hamm
J Linaa BrAkon -- Cianod or Blanked
Tripod ameraanev naor unit
Naea -- Flu* and aant
LHafinas
*
Ventilation
Siam Am
Ushttna
Breathlna Anoaratm___________________
ItannahMor -- Inhaletor
Raaobator
TCST(S) TO U TAKEN **# fcP mm ** m
TLef Omraan % ot L.E.L. __________
P.EL*
c
f
H 0
Mt
M
Mtt At* >AH M ..... M M
Mff M
All
M
Att Alt
II M
-1P.6X a*l%
Aramatk Hvdrotarbon Hydrocyanic Add Hrdrotnn Sulfide smtor Oioaide Anmonia
10 ppm io
10 Pom B ppm
\.
OAS TESTER.
Matt: CanUnuaut/pariedk sans toai fee ewaMIdied
to ton ragulranwiHs
edified dMUan
tha Industrial Hygiankf
INSTRUMENTS USED
Name
haghnlas fo. Any Roettlene pertaining
wur, Plant Oaa Coordinator
or
Tvoe
IdanL No.
SAFETY STANDBY PERSON tSI - Name
vtinl
NO
AMBULANCE FIRE
1 P.E.L. PermiulWe Entry Laval ' L-E.L Lowar EapLnbn Laval
Orig. to OapL Copy to Safety
SHINTECH-000513