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A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers January 2, 1990 Epidemiology Resources Inc. 826 Boylston Street, Chestnut Hill, Massachusetts 02167 617-734-9100 Fax 617-277-0335 ERI 448496 A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers January 2, 1990 Epidemiology Resources Inc. 826 Bovlston Street, Chestnut Hill, Massachusetts 02167 617-734-9100 Fax 617-277-0335 ERI I- ..H 448496 06 A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers Final Report January 2, 1990 Prepared by: Charles Poole Margaret H. Satterfield Lester Levin Kenneth J. Rothman Nancy A. Dreyer Submitted to: American Petroleum Institute 1220 L Street Washington, DC 20005 448497 / J' A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers Abstract We conducted a case-control study within a combined cohort of approximately 100.000 male refinery workers from five petroleum companies to evaluate the hypothesis of increased kidney cancer risk following exposure to hydrocarbons, especially those found in unleaded gasoline. A review of 18,323 death certificates identified 102 kidney cancer cases, to each of whom four controls were matched. We defined three major hydrocarbon categories: non-aromatic liquid gasoline distillates, aromatic hydrocarbons, and the more volatile hydrocarbons. For less intensive exposure assessment, we identified asbestos, lead, chlorinated solvents, nitrosamines. ionizing radiation, polynuclear aromatic hydrocarbons, and higher-boiling hydrocarbons. Work histories were found for 98 per cent of the cases and 94 per cent of the controls. Industrial hygienists assessed all jobs, an average of 15.7 per subject, by assigning semiquantitative ratings for the intensity and frequency of the exposures of pnmary interest and dichotomous ratings (present or absent) for the secondary exposures. Each exposure had either no association or a weak association with kidney cancer in these data. The estimated relative risk (RR) for any above refinery background exposure to non-aromatic liquid gasoline distillates was 1.0 (95 per cent confidence interval (Cl) 0.5 -1.9). Analysis of the longest job (average duration 9.2 years or 40 per cent of the work history) produced results less inconsistent with a relation between employment and kidney cancer. In comparison with a reference group composed of office workers, professionals and technicians, three groups appeared to be at increased risk: workers in receipt, storage and movements (RR = 2.5, 95 per cent Cl 0.9 - 6.6): laborers (RR = 1.9, 95 per cent Cl 1.0 - 3.9): and unit cleaners (RR = 2.3, 95 per cent Cl 0.5 - 9.9). 448498 A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers Table of Contents Page Abstract ........................................................................................................................ , 1. Summary................................................................................................................... 1 2. Introduction .............................................................................................................. 3 3. Methods ...................................................................................................................5 3.1 Cohort Assembly ............................................................................................ 5 3.2 Case Ascertainment........................................................................................7 3.3 Control Selection ............................................................................................ 9 3.4 Exposure Assessment ................................................................................. 10 3.4.1 Work History Retrieval and Abstracting ...........................................10 3.4.2 Exposure Categories.......................................................................... 10 3.4.3 Development of the Exposure Rating System..................................14 3.4.4 Implementation of the Exposure RatingSystem .............................. 15' 3.4.5 Analysis of Exposure Rating Consistency................. 16 3.4.6 Exposure Scaling .................................... 17 4. Data Preparation and Analysis ............................................................................ 22 5. Results..................................................................................................................... 23 5.1 Case Ascertainment..................................................................................... 23 5.2 Work History Retrieval ................................................................................. 23 5.3 Exposure Ratings...................................................................................... 24 5.4 Case-Control Comparisons.......................................................................... 27 6. Conclusion.............................................................................................................. 44 7. References.............................................................................................................. 50 Appendix A - Guide to Case Identification............................................................ A-1 Appendix B - Guide to Abstracting Work Histories............................................... B-1 Appendix C - Exposure Rating Plan ......................................................................C-1 Appendix D - Job Title and Location Code List ................................................... D-1 Appendix E - Spanish Surname Analysis............................................................... E-1 448499 A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers List of Tables and Figures Figure Page 1 Isoalkane and Aromatic Content of Typical Gasoline Blend Streams .... 20 2 Relation Between Iso-octane and Aromatic Content of 12 Samples of Commercial Unleaded Gasoline ............................................. 21 Table 1 Characteristics of the ConsolidatedCohorts ...................................................6 2 Primary Hydrocarbon Exposure Categories..................................................12 3 Secondary Exposures ....................................................................................13 4 Intensity-Frequency Ratings and Three Exposure Scoring Schemes for Primary Hydrocarbon Categories ........................................... 18 5 Distribution of Jobs by Intensity and Frequency Ratings and Confidence Scores for Primary Hydrocarbon Exposures.................... 25 6 Distribution of Jobs by Intensity-Frequency Rating Combinations and Mean Confidence Scores for Primary Hydrocarbon Exposures .... 26 7 Distribution of Jobs by Exposure Ratings and Confidence Scores for the Secondary Exposures ........................................................................ 28 8 Distribution of Cases and Controls by Cohort, Duration of Employment, Race and Surname .......................................................... 29 9 Distribution of Cases and Controls by Age at Hire, Termination and Diagnosis and Year of Hire, Termination and Diagnosis .................. 30 10 Relative Risks for Any Above-Background Exposure to the Primary and Secondary Exposures............................................................. 32 11 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set I ..................................................33 12 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set II..................................................34 13 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set III ............................................... 35 14 Relative Risks within Categories of Duration of Exposure to the Secondary Exposures.............................................................................36 15 Relative Risks for Any Above-Background Exposure to the Primary Exposures within Time Periods Prior to Diagnosis.................................... 37 16 Relative Risks for Any Above-Background Exposure to the Secondary Exposures within Time Periods Prior to Diagnosis ................38 17 Relative Risks for Non-Aromatic Liquid Gasoline Distillates within Categories of Cumulative Exposure and Time Prior to Diagnosis........... 39 18 Relative Risks for Aromatics and Volatiles within Categories of Cumulative Exposure and Time Prior to Diagnosis.................................... 40 448500 Tabie 19 Relative Risks for Cumulative Exposure to NorvAromatic Liquid Gasoline Distillates (Unweighted Scores) within Categories of Cohort, Age at Diagnosis, Age at Hire and Year of Hire........................... 41 20 Job Title and Unit Categories ...................................................................... 43 21 Relative Risks for Longest Job Held ...........................................................45 448501 A Case-Control Study of Kidney Cancer Among Petroleum Refinery Workers 1. SUMMARY Epidemiology Resources Inc. (ERI) conducted a case-control study of kidney cancer within a combined conort of current and former refinery workers from five petroleum companies. The study was undertaken to evaluate the hypothesis of increased risk of human kidney cancer following exposure to hydrocarbons, especially the hydrocarbons found in unleaded gasoline. Male rats exposed to completely volatilized, unleaded gasoline have been shown to develop kidney cancers in a doserelated manner. Toxicologic research has linked this effect to a reversible inability of the male rat kidney to metabolize and eliminate branched alkanes with six or more carbon atoms (i.e., the C6+ isoalkanes or isoparaffins). The mechanism appears not to be genotoxic and seems to involve increased and sustained proliferation of the cells of the proximal renal tubule. A review of over 18.000 death certificates identified 102 cases of kidney cancer in the combined cohort. Four controls were randomly selected for each case from computer files of the cohort rosters. The controls were matched to the cases by company, refinery location, date of birth, and "at risk status" (i.e., being alive and free of a diagnosis of kidney cancer at the time the case was diagnosed). Supplemental controls were selected for controls whose work histories could not be found. Work histories were obtained for 98% of the cases and 95% of all controls. All entries on the work histories were abstracted and computerized for exposure rating. The exposure ratings were assigned by industrial hygienists, including a representative of ERI (LL) and one or more representatives of each company, with assistance from employees and retirees with long experience at the specific refinery locations. The exposures of primary interest consisted of three categories of hydrocarbons, defined on the basis of their atmospheric distillation temperature ranges and chemical structure: (1) non-aromatic liquid gasoline distillates (NALGD), (2) aromatic hydrocarbons in the C6-C9 range (aromatics), and \3) more volatile hydrocarbons (volatiles). The industrial hygienists assigned semiquantitative ratings for the intensity and frequency of exposure to these hydrocarbon categories. Exposures of secondary interest were higher-boiling hydrocarbons, polynuclear aromatic hydrocarbons (PAH), asbestos, lead, chlorinated solvents, nitrosamines and ionizing radiation. The industrial hygienists rated these exposures simply as present or absent in each job. The industrial hygienists assigned a confidence score to each of the exposure ratings to reflect their degree of certainty in their judgments. The lowest confidence score ("pure guesswork") was seldom used and the average scores for each exposure fell between the intermediate and highest levels of subjective confidence ("educated guess" and "reasonably sure"). An analysis of the consistency of exposure ratings 448502 E.R.I. Page 2 January 2, 1990 among refineries found adequate documentation for nearly all instances of apparent inconsistency in exposure ratings, as suggested by the assignment of different expdsure ratings to jobs with the same codes for job title and refinery unit. This analysis suggested that it would have been inadequate to rely exclusively upon job title and unit codes for exposure assessment. The cases and controls were compared with respect to ever having been exposed above refinery background levels and with respect to cumulative exposure to each of the primary and secondary exposures. The comparisons were made by estimating relative risks of kidney cancer (RR), with 95 per cent (statistical) confidence intervals (Cl). An RR of 1.0 indicates no association and an RR greater than 1.0 indicates a positive association between exposure and disease. RRs were computed for each employee s entire work history at these refineries and for specified periods of time prior to kidney cancer occurrence. All comparisons revealed either no association or weak associations between kidney cancer and refinery exposures. The weak associations were quite compatible with random error. The RR for any above-background exposure to the NALGD hydrocarbon category was 1.0 (95% Cl 0.5 - 1.9). These results are most eonsistent with the hypothesis of no effect on kidney cancer risk of the refinery exposures examined. The upper 95% confidence limits, a rough indication of the resolving power of this study, tended to be in the range of a 50% to a 150% increase in risk. It is possible that because much refinery work has historically been performed outdoors, exposures there were too low to produce a measurable increase in risk. Because high proportions of work histones were found for the cases and controls, bias from missing data is not a reasonable explanation for the absence of strong associations in this study. Bias toward the null RR value of 1.0 from nondifferential misclassification of exposure is always a possibility, but it is difficult to imagine major improvements that could have been made in the exposure assessment given the available resources. Confounding by unmeasured kidney cancer risk factors such as cigarette smoking and obesity cannot be dismissed, but should not have been sufficient to have masked a major effect. Analysis of the longest job held by each case and control produced results less inconsistent with a relation between refinery employment and kidney cancer. Laborers (RR = 1.9), unit cleaners (RR = 2.3), and workers in receipt, storage and movements (RR = 2.5) appeared to be at greater risk when compared with a group composed of office workers, professionals and technicians. The laborers were among the most difficult groups for the assignment of hydrocarbon exposure ratings because of their diverse duties and non-specific work locations in the refineries. Unit cleaners are generally considered to experience some of the highest hydrocarbon exposures in 448503 E.R.I. Page 3 January 2. 1990 refineries, but they were few in number in this study. Thus, the RR estimate for this group was imprecise (95% Cl 0.5 * 9.9) in comparison with the estimates for laborers (95% Cl 1.0 3.9) and workers in receipt, storage and movements (95% Cl 0.9 - 6.6). The latter group of workers is of special interest because it includes employees, such as the "downstream" workers involved in the distribution and transport of finished petroleum products, who have had higher hydrocarbon exposures than those of refinery workers in general. 2. INTRODUCTION This study was designed to examine the hypothesis that exposure to the hydrocarbons present in gasoline increases the risk of human kidney cancer. After a recent consideration of all available research, the International Agency for Research on Cancer (IARC 1989) described the evidence of carcinogenicity of gasoline as inadequate in humans and limited in laboratory animals. The existing information comes from two major sources: toxicologic studies of non-human mammalian species and epidemiologic studies of mortality among employees in the petroleum industry. Male rats exposed by inhalation to wholly vaporized unleaded gasoline developed nephropathy and experienced a dose-related increase in kidney cancer incidence (MacFarland et at. 1984, Kitchen 1984). These effects did not occur among female rats or mice of either gender in this study. Further investigation strongly suggested that the branched alkanes (i.e., isoalkanes or isoparaffins) with six or more carbon atoms (C6 + isoalkanes) were the compounds responsible for the nephrotoxic effects (Health Effects Institute 1988). These hydrocarbons are apparently metabolized to derivatives capable of binding to a rat-specific urinary protein, alpha^ globulin, forming a complex that is not readily degraded by cellular enzymes. As a result, the protein-hydrocarbon complex tends to accumulate in the cells of the proximal tubule to an extent that'may disrupt normal cellular function and cause the cells to die (Busey and Cockrell 1984, Phillips 1984, Haider et at. 1984, Trump et al. 1984). These reversible effects are not seen in the following species, which all lack alpha^ globulin: mice, dogs, guinea pigs, and monkeys (Craig 1983, Bruner 1984, Kuna and Ulrich 1984, MacNaughton and Uddin 1984). It is hypothesized that the development of kidney tumors in gasoline-treated male rats is the result of a non-genotoxic mechanism involving increased and sustained proliferation of the tubular epithelium as it replaces the dying cells. Exposure of rat kidney ceils to C6 + isoalkanes stimulates replicative DNA synthesis, but not unscheduled DNA synthesis (Loury and Butterworth 1986). Whereas unscheduled DNA synthesis indicates repair subsequent to genotoxic insult, replicative DNA synthesis is characteristic of proliferative response to injury or necrosis. Thus, it has 0673' 448504 E.R.I. Page 4 January 2. 1990 been suggested that "unleaded gasoline has little, if any, ability to initiate tumorigenesis in the kidney, but rather, may promote the development of spontaneously initiated tumors by mecnanisms related to cell turnover" (Loury and Butterworth 1986). The hydrocarbon composition of the completely volatilized gasoline to which the rats were exposed was unlike the composition of the vapors encountered in most situations of human gasoline exposure. In particular, the C6+ isoalkanes were proportionately more abundant in the rat bioassay. These compounds make up 30 to 35 per cent of liquid gasoline, but only 10 per cent of gasoline vapor under ordinary circumstances (McDermott and Killiany 1978. Myers et al. 1975. Haider et al. 1986). Because most workplace and other monitoring to date has measured total hydrocarbon concentrations (Westberg and Lamb 1985), it is difficult if not impossible to assess human exposures to the C6 + isoalkanes quantitatively at the present time. More than 20 epidemiologic studies have compared cancer death rates among petroleum company employees with rates in the general population (Savitz and Moure 1984, Carcinogen Assessment Group 1987, IARC 1989, Wong and Raabe 1989). A few of these studies reported slightly elevated mortality rate ratios for kidney cancer, but most of the estimates were at or below the null value of 1.0. Several aspects of these studies limit their informativeness. By far the most important limitation is that hydrocarbon exposures were not assessed in most of the studies. In many of them, exposure assessment did not go beyond ascertaining that an individual had been employed by a petroleum company or in a refinery for a given length of time. This kind of exposure classification scheme will capture people with relatively high and prolonged exposures, but will group them together with sizable numbers of people whose exposures are minimal. The resulting bias could mask all but the most pronounced effects. An efficient solution to this problem would be to conduct a casecontrol study within each cohort (a so-called "nested" case-control study). The much smaller number of individuals in such a study would permit a detailed exposure assessment to be undertaken for each of them. The second major limitation of the mortality follow-up studies of petroleum company employees is the rarity of kidney cancer. Even in groups of thousands of people followed for decades, few kidney cancer deaths will ordinarily occur and comparisons of rates will lack statistical precision. Possible remedies would be merely to wait as follow-up continues or to aggregate several study populations into a larger, combined cohort. The third major limitation is that cancer induction time was ignored in many of the analyses (Wong and Raabe 1989). If an agent causes cancer, its role may occur early 448505 E.R.I. Page 5 January 2, 1990 or late in the overall carcinogenic process. For instance, a genotoxic "initiator would act at an early stage in comparison with a "promoter or an agent that would enhance the growth of an existing tumor. For initiators, exposure close in time to the occurrence of disease would not be etiologically relevant, whereas such exposure would be important for tumor promoters and growth enhancers. Failure to allow for different hypothetical induction times constitutes an important form of exposure misclassification (Rothman 1981). As with the use of nonspecific indicators of the degree of exposure, lack of specificity with respect to the time when exposure was sustained will dimmish the estimated magnitude of any real effect. The present study was designed to reduce each of these limitations. By consolidating several cohorts of refinery workers, the study increases the number of cases and thereby enhances statistical precision. As a case-control study, it includes a manageable number of study subjects for the purpose of detailed exposure assessment. Finally, by assessing exposure within specified periods of time prior to kidney cancer occurrence, the study attempts to reduce the bias that can result when induction time is ignored. 3. METHODS The study began with the aggregation of several cohorts of petroleum refinery workers into a combined cohort and, concurrently, with the development of an exposure rating system. Case-finding was then accomplished by a review of all death certificates that had been collected through the most recent date of mortality follow-up of each cohort. Controls were selected at random from the cohort rosters, within categories of matching factors. Copies of all available work histories for the cases and controls were then obtained and converted to machine-readable form. Semiquantitative exposure ratings were assigned to each job by industrial hygienists familiar with the specific refineries in which the cases and controls were employed. The resulting data were then checked for errors, edited, and subjected to statistical analysis. 3.1 Cohort Assembly Cohorts of petroleum industry employees from 36 refinery locations (Divine et al. 1985, Hanis et al. 1985, Morgan and Wong 1984, Morgan and Wong 1985, Nelson 1985, Wen et al. 1983, Wong et al. 1986) were consolidated into a combined cohort (Table 1). All of the original-studies were conducted or funded by the petroleum companies. The definition of the distinct cohorts is of necessity arbitrary. Some of the cohorts were combined by the original investigators after they had been studied separately. 448506 E.R.I. Page 6 January 2, 1990 TABLE 1 Characteristics of the Consolidated Cohorts Cohort A B C D E F G Number of refinery locations 10 2 1 4 1 1 17 Follow-up period (inclusive dates) January 1, 1970 December 31, 1980 January 1, 1950 December 31, 1980 January 1, 1937 December 31, 1978 February 1, 1970 December 31, 1977* January 1, 1946 December 31, 1978 January 1, 1947 December 31, 1979 January 1,1947 December 31, 1977 Minimum employment duration criterion 6 months 1 year 1 day 1 month 1 year 1 year 5 years * This follow-up period is for persons entering the cohort as active employees. Follow-up began on January 2, 1970 for persons entering the cohort as annuitants, ail of whom were known to be alive on January 1, 1970. 448507 06740 E.R.I. Page 7 January 2, 1990 Others were not previously combined, but were composed of employees of the same companies and had identical membersmp criteria and follow-up periods. Two cohorts, not listed in Table 1, could not be included as originally planned. One had to be excluded because of a lack of sufficient company resources for participation in exposure assessment. The other could not be included because the company was unable to locate the needed work histories. An estimated total of only one or two cases would have been contributed by these comparatively small cohorts. In the aggregate, the consolidated cohorts contained approximately 100,000 employees. The cohort members were followed for an average of 15 years, producing a total of about 1.5 million person-years of observation. Some of the cohorts contained women and petrochemical workers. These employees were excluded from the present study because not all cohorts contained them and they were comparatively small in number. The restriction to men made the study more pertinent to the male-specific effect of the C6 + isoalkanes in rats. The exclusion of petrochemical workers simplified the exposure assessment, which was designed to focus on gasoline hydrocarbons. The follow-up periods in Table 1 indicate the earliest and latest possible dates of death in each study. We assumed that vital status follow-up of each cohort member did not begin until after he had achieved the minimum employment duration criterion established by the original investigators. For example, ail members of cohort E were employed for at least one year during a period that began on January 1, 1945. Therefore, the earliest possible date of death in this study was January 1, 1946. The follow-up periods for cohorts A and D began in 1970, considerably later than the others. Cohort A contributed younger person-time on average than any of the other cohorts because each member of cohort A had to be employed for at least one day after December 31, 1969. Cohort D included annuitants who were alive on January 1, 1970, as well as employees who worked for at least one month between January 1, 1970 and December 31, 1977. 3.2 Case Ascertainment Although the simple term "kidney cancer" is used throughout this report, the specific disease of interest is primary renal cell carcinoma, which is also known as . adenocarcinoma of the kidney or hypernephroma. Malignant neoplasms of the renal pelvis, ureter, urethra, and paraurethral glands were excluded for two reasons. First, most of the malignant tumors observed among the male rats expenmentally exposed to gasoline were carcinomas of the renal parenchyma (Kitchen 1984, MacFarland et al 06741 448508 E.FU. Page 8 January 2, 1990 1984). Second, in their histologic appearance and epidemiologic features, the excluded tumors resemDle cancers of the urinary bladder much more closely than they resemble adenocarcinoma of the kidney (Morrison and Cole 1982). Data from the Third National Cancer Survey (Percy et al. 1981) suggested that death certificates could be used to identify nearly all incident cases because the vast majority of kidney cancer patients die within a few years of diagnosis and the diagnosis is seldom missing from the death certificate. Of 930 death certificates listing "kidney cancer" (ICD-8 189.0 - 189.9) as the underlying cause of death, 865 were among individuals who had the same diagnosis made in a hospital. Thus, only 7% of the death certificates could be considered false positives with respect to kidney cancer as the underlying cause of death. Deaths attributed mistakenly to bladder cancer (ICD-8 188) were the single greatest source of error, accounting for 18 (28%) of the false positives. Extension of these results to kidney cancers mentioned elsewhere on the death certificate is not strictly appropriate. Overall, however, the proportion of false positives is likely to be less than 10%. The inaccuracy of death certificates among the ICD-9 categories 189.0 - 189.9 is also likely to be unimportant. There are no published data on this question, but the entity defined in this report as "kidney cancer" (ICD-9 189.0) is so predominant within this category that false positive diagnoses of other cancers in the ICD-9 189 category must be considered rare occurrences. In 1970, for instance, only 266 (7%) of the 4,078 deaths coded as ICD-8 189 among males in the United States (all ages, all races) were assigned to subcategories other than 189.0 (National Center for Health Statistics 1974). _ The foregoing information suggests that, in absolute terms and in comparison with other cancers, incident cases of kidney cancer may be ascertained reasonably well by the use of death certificate information. Steps required to go beyond the death certificate to obtain medical records, pathology and autopsy reports, and histologic specimens would include contacting the next of kin for permission; such steps were determined to be infeasible in this study. In any event, the proportion of cases for which any supplemental diagnostic information might be available is unknown and could well be quite low. Given these considerations, it was concluded that reasonably valid data on the occurrence of kidney cancer among petroleum company employees could be obtained by a qualified, uniform review of death certificates for any mention of the disease. Thus, the goal of case ascertainment was to use all available information on the death certificates to come as close as possible to a study of kidney cancer incidence, as opposed to a study of mortality from kidney cancer. 448509 E.R.I. Page -9 January 2, 1990 One of us (M*S.) read the 18,323 collected death certificates to find any mention of kidney cancer, using a guide developed for this study by a nosologist with substantial experience in death certificate coding (Appendix A). During this review, every death certificate that appeared to identify a kidney cancer according to this definition and every certificate for which there was any question was photocopied. In addition, every fiftieth certificate was copied and interspersed with the certificates for the potential cases. The selected death certificates were then reviewed and coded by another experienced nosologist. Only the kidney cancers that were confirmed by this nosologist were included as cases in the study. 3.3 Control Selection Because the study made use of previously assembled cohorts, control selection was straightforward. The participating companies provided computer files of cohort rosters that included the following data: race; vital status at the close of follow-up; and dates of birth, hire and termination of employment. A random sample of controls, within categories of matching factors, was drawn from the computerized cohort rosters. A ratio of four controls per case was determined to provide an acceptable level of statistical precision at an acceptable cost. Cases and controls were matched by refinery location (and therefore by employer), year of birth (within decades), and "at-risk status." Matching by "at-risk status" simply means that each control had to be alive and free of a known diagnosis of kidney cancer at the estimated date of the case's diagnosis. The dates of diagnosis were estimated using age-specific kidney cancer survival data from the Third National Cancer Survey (Axtell et al. 1976). Refinery location was used as a matching criterion primarily for practical purposes in the retrieval and coding of work histories. Matching by this variable also enhanced the comparability of exposure information and improved the statistical efficiency of controlling for geographically related determinants of kidney cancer, as well as for methodologic differences among the studies that might have exerted a confoundinglike bias on the results. If a control's work history could not be located, a supplemental control was selected from the remaining cohort members who met the same matching criteria. The objective of selecting the supplemental controls was to reduce the absolute number of controls with missing work histories. To avoid undue delay, only one set of supplemental controls was chosen. 06742 448510 E.R.I. Page 10 January 2. 1990 3.4 Exposure Assessment Exposure assessment began with the retrieval and abstraction of copies of original work history records. Concurrently, refinery exposures of primary and secondary importance were defined. Next, a semiquantitative system for rating each job with respect to each exposure was developed by industrial hygienists from ERI and the participating companies. Finally, the exposure rating system was implemented through a series of refinery site visits and a procedure for review and approval of the final ratings. 3.4.1 Work History Retrieval and Abstracting Copies of original work history records were requested from the companies for all cases and controls. All entries on the work histories were transcribed verbatim onto a computer file according to the instructions in Appendix B. Each indication of a change of employment status, job title, department or work location was considered, a work history entry, or "job.". The computerized work history transcriptions from each refinery were arranged in two complementary ways. The first was a grouping into general job title categories ("stillmen," "pumpers." etc.). Within each category, the jobs for all cases and controls from a given refinery were listed in chronologic order. The jobs for each case and control tended to be scattered throughout this listing, which was printed directly onto the forms that were used to record the exposure ratings. The chronologic listing within general job title categories enabled historical changes and trends at each refinery to be reflected easily in the exposure ratings. The second arrangement of jobs was a chronologic listing for each case and control, exactly as the information appeared on the original paper record. This listing was used as a secondary reference during exposure rating. For example, if a job title was missing for a particular job, the jobs before and after the one in question were used as a clue as to the nature of the employee's duties during the time period in question. 3.4.2 Exposure Categories Refinery exposures were considered in two categories. The primary exposures were defined as major categories of hydrocarbons, with an emphasis on creating a category that would classify subjects with respect to exposure to the hydrocarbons present in gasoline. The secondary exposures were defined as other chemical and 06744 448511 E.R.I. Page 11 January 2. 1990 physical agents that might be encountered in refinery work and that have been hypothesized to be related to cancer in general or kidney cancer in particular. Because gasoline is a complex mixture of several hundred hydrocarbons, the only feasible way to characterize refinery exposures to these compounds was by fairly broad categories. For meaningful connection to the information on the work histones, the principal consideration in devising the categories was to find some common property that would group the hydrocarbons in relation to refinery processes. The property that proved to be most useful from this standpoint was the hydrocarbon distillation temperature range at atmospheric pressure. This characteristic is intimately linked to the stages of petroleum refining, to volatility, and therefore to the potential for exposure by inhalation. An ancillary consideration was commonality of toxic properties, which in turn tend to be related to chemical structure. In this regard the aromatic hydrocarbons are freguently distinguished from other hydrocarbon categories. Based upon these considerations, and in close consultation with the industrial hygienists on the API task force for this project, the'primary hydrocarbon categories in Table 2 were developed. The category composed of the non-aromatic, liquid gasoline distillates (NALGD), with an approximate distillation range of 40 to 200 C, was of principal interest because it contains the C6 + isoalkanes. The aromatic compounds, with a distillation range (approximately 80 to 142 C) that falls within the NALGD range, warranted separate assessment on toxicologic and epidemiologic grounds, as well as from the standpoint of refinery processes. The third primary hydrocarbon category was formed by the more volatile hydrocarbons, which have an approximate distillation range of -42 to 40 C. The volatiles present the greatest potential for inhalation exposure because they constitute approximately 75 per cent of gasoline vapor. A review of the epidemiologic and toxicologic literature revealed that the secondary exposures shown in Table 3, each of which may occur in refinery operations, have been implicated to some degree in the etiology of cancer in general or kidney cancer in particular. The mounting evidence on occupational asbestos exposure and kidney cancer has recently been reviewed (Smith et al. 1989). Three separate studies (Blair et al. 1979, Katz and Jowett 1981, Duh and Asa! 1984) have reported elevated kidney cancer mortality among laundry and dry-cleaning workers, who are exposed to a variety of chlorinated solvents. There have also been isolated reports of kidney cancer excesses in relation to the polynuclear aromatic hydrocarbons (PAH) present in coke oven emissions (Redmond et al. 1972). Some nitrosamines are potent carcinogens in rodents (Sebranek and Cassens 1973). Ionizing radiation, of course, is associated with a wide variety of cancers (Committee on the Biological Effects of Ionizing Radiation 1980). For completeness, the hydrocarbons in the atmospheric distillation range above the NALGD (approximately 200 to 400 C) were added to the 448512 745 E.R.I. Page 12 January 2. 1990 TABLE 2 Primary Hydrocarbon Exposure Categories Category Approximate distillation range (C) Examples Volatile hydrocarbons -42 to + 40 Alkanes: n-butane, isobutane, isopentane, n-pentane Non-aromatic liquid gasoline distillates (NALGD) + 40 to + 200 Alkanes: methyl pentanes, cyclopentane, dimethyl & trimethyl pentanes Alkenes: isobutylene, methyl butane Aromaties (C6 - C9) + 80 to +142 Benzene, toluene, xylene 448513 06746 E.R.I. Page 13 January 2, 1990 TABLE 3 Secondary Exposures Secondary Exposures Lead Asbestos Ionizing radiation - Chlorinated hydrocarbon solvents Polynuclear aromatic hydrocarbons (PAH) Nitrosamines Higher boiling hydrocarbons Examples of Likely Job Titles or Activities Painter Grease manufacture Insulation worker Pipefitter Maintenance Radiographer Operator at catalyst unit with radiation density gauge Laboratory chemist Shop personnel Coke unit operator Thermal asphalt manufacture Machine shop operator Using nitrite-containing metal working fluids Stillman Unit cleaner 448514 E.R.I. Page 14 January 2, 1990 list of secondary exposures; these higher boiling hydrocarbons or middle distillates include heavy' naphtha, kerosene and light gas oil. 3.4.3 Development of the Exposure Rating System The exposure rating scheme for the primary exposures was more detailed than for the secondary exposures. For the secondary exposures, each job was simply assigned a dichotomous rating denoting the agents presence or absence. For the primary hydrocarbon categories, each job was assigned two semiquantitative ratings, one for exposure intensity and another for exposure frequency. The intensity rating represented, on a three-point scale, the highest exposure level that would be encountered at least once a month in a given job. The intensity rating of 1 corresponded to "refinery background," as would be experienced by a security guard or office worker. The intensity rating of 3 was intended to approximate the upper onefourth of all historical exposures at the refinery, in the judgment of the industrial hygienists. All remaining jobs were assigned the intensity rating of 2. The frequency ratings were also on a three-point scale. The frequency rating of 3 represented daily or constant exposure. The frequency rating of 2 was used for exposures that occurred on the order of once a week and the rating of 1 for exposures that occurred approximately once a month. The intensity and frequency ratings were designed to be assigned in conjunction with each other to create distinct intensity-frequency combinations. Because the intensity rating for each job represented the highest exposure that occurred at least once a month, it was assumed that whenever a frequency rating of 1 (monthly) or 2 (weekly) was assigned to a job, ail remaining time on that job was spent at the next-lowest intensity level. For example, the 3-2 combination of intensity and frequency ratings meant that a job involved exposure at the highest intensity level (3) about once a week (2) and at the intermediate intensity level (2) the remainder of the time. Under this system, the intensity rating of 1 (refinery background) was always accompanied by the frequency rating of 3, to represent the jobs in which above-background exposures never or rarely occurred. A subjective confidence score was assigned to each primary and secondary exposure rating. The confidence score indicated the degree of certainty the industrial hygienists were willing to place in their collective judgments. The confidence score of 1 indicated the lowest degree of certainty, which the industrial hygienists were asked to characterize as "pure guesswork." The confidence score of 2 represented an intermediate degree of certainty, or an "educated guess." The highest confidence 448515 '->6?4g E.R.I. Page 15 January 2. 1990 score of 3 was used to indicate that the industrial hygienists were "reasonably sure" about a particular rating decision. Each job was also assigned codes to indicate the job title and refinery unit. These codes were based on our modification of an API coding system for refinery tasks and processes (Appendix D). 3.4.4 Implementation of the Exposure Rating System The exposure rating decisions were made during site visits to the refineries or company headquarters, using the plan described in Appendix C. Because the work history information was arranged chronologically by job category on the rating sheets, identically worded entries within given periods of calendar time could be assigned identical ratings and the same job title and unit codes. The following people were present at the exposure rating site visits: an industrial hygienist (LL) representing ERI, at least one additional representative from ERI. at least one industrial hygienist representing the participating company, and current and former long-term employees of the company. Only the industrial hygienists made the rating decisions and assigned the confidence scores. The long-term employees provided key information with respect to the particular refinery or refineries under consideration, especially information about historical operations. The ERI representatives recorded the ratings on clean coding sheets and took notes on the rationales the industrial hygienists gave for their exposure rating judgments. Other people, including epidemiologists from ERI and the participating companies, were occasionally present as observers. For some refineries, the long-term employees or retirees were not present at the rating sessions but were consulted as needed by telephone. In either case, the availability of these persons proved to be invaluable. They were nearly always able to decipher the occasionally cryptic work history entries, to describe the activities of employees with vague or obscure job titles, and to identify important differences between identical or similar job titles that were held by persons who worked in different parts of the refinery. Procedures were instituted to keep the industrial hygienists unaware of whether the work history entries came from cases or controls. The arrangement of entries by job category and time period on the coding sheets would have made it extremely difficult for any such knowledge to have been used in any event. The experienced refinery personnel were asked not to reveal the identities of individuals whose work history entries they recognized, as happened occasionally. (In one instance, a retiree pointed 06740 448516 E.R.I. Page 16 January 2. 1990 out that only one person m the entire history of a refinery had ever had a certain job title that appeared on one subjects work history.) One of the duties of the ERI note taker was to watch for occurrences of unmasked scoring. None was observed. After the first two exposure rating site visits, the ERI industrial hygiene representative expressed a concern that the masking of case and control identities might have broken down. He had noted long periods of absence near the end of work records of some of the subjects and surmised that these were the work histories of kidney cancer patients who were away from work on sick leave. (Reasons for absences from work had not been transcribed from the paper records in an attempt to avoid this kind of problem.) The ERI industrial hygiene representative was asked to provide identification numbers of the subjects he suspected were cases. It turned out that all of the subjects he identified were actually controls. Until data collection was complete, he was told only that his observations "did not correlate" with case or control status. Shortly after each exposure rating site visit, the rating sheets were sent to the company industrial hygiene representatives for concurrence. Questions and discrepancies were resolved by telephone. The final rating sheets were then signed by the company representatives and returned to ERI. 3.4.5 Analysis of Exposure Rating Consistency We conducted an analysis of exposure rating consistency, the purpose of which was to identify-and review selected inconsistencies among the primary hydrocarbon exposure ratings that were assigned to nominally similar jobs. Nominally similar jobs were defined on the basis of the assigned job title and unit codes. An apparent inconsistency was defined as the assignment of different intensity or frequency ratings to two or more jobs with the same job title and unit codes. Apparent inconsistencies were more extreme if they were between intensity or frequency ratings of 1 and 3, as opposed to between ratings of 1 and 2 or between ratings of 2 and 3. A substantial number of apparent inconsistencies was expected because the purpose of the job-by-job rating system was to capture exposure information too specific to be reflected by the job title and unit codes themselves. Consequently, if the rating procedure had worked well, there would not be a high degree of consistency but rather a high degree of documentation for the apparent inconsistencies. For the NALGD hydrocarbon category, 13 title-unit combinations, comprising 2,004 jobs (25 per cent of the total of 7,943 jobs that received ratings) had apparent inconsistencies that were sufficiently extreme and numerous to merit detailed review. These title-unit combinations included 54 per cent of all jobs to which the highest 448517 6?50 E.R.I. Page 17 January 2, 1990 intensity rating of 3 was assigned and 33 per cent of all jobs receiving the intermediate intensity rating of 2. Similar numbers and proportions of jobs were selected for detailed review with respect to the ratings for volatiles and aromatics. In nearly all instances of apparent scoring inconsistency, we were able to find a clearly stated rationale in the notes from the rating sessions. A few transcription and keypunch errors were detected. In the aggregate, the effect of these errors was negligible, as indicated by the small number of subjects involved (fewer than one per cent) and the short duration of the jobs in question (at most 15 months). Our conclusion was that there was a high degree of documentation for apparent inconsistencies in exposure ratings and an acceptably low number of transcription and keypunching errors. It was dear from this analysis that sole reliance on job title and unit codes would have resulted in the loss of many details about refinery-specific factors that in the evident judgment of the industrial hygienists were important determinants of exposure. The fact that the rationale for an exposure rating decision was adequately documented does not imply that the rationale was a good one or that the decision was correct, of course. Responsibility for the adequacy of the rationales and the accuracy of the ratings lies ultimately with the participating company industrial hygienists, whose judgments were reflected in their approval of the final rating sheets. 3.4.6 Exposure Scaling For each of the primary hydrocarbon categories, the industrial hygienists assigned the frequency rating of 1 (once a month) to fewer than 0.1 per cent of all jobs. Consequently, the intensity-frequency combinations 2-1 and 2-2 were combined for purposes of data analysis, as were the 3-1 and 3-2 intensity-frequency combinations. Five rank-ordered categories of combined intensity and frequency ratings resulted, as shown in Table 4. * A score was assigned to each of the five intensity-frequency rating categories so that measures of cumulative exposure could be computed. For the secondary exposures, the scores were simply 1 if the exposure was judged to be present and 0 if it was judged to be absent. For the primary exposures, three sets of scores were used for this purpose (Table 4). Set I, which was used in the main analyses, implied an equal difference in exposure from each intensity-frequency combination to the next in the rank ordering. Score sets II and III were used in ancillary analyses to test the sensitivity of the results to the assumption of linearity in set I. In set II, the incremental differences in actual exposure were assumed to be greater at the high end of the scale than at the low end. In score set III, the differences were assumed to be greater at the low end of the scale than at the high end. 448518 l E.R.I. Page 18 January 2. 1990 Intensity-Frequency Ratings and Three Exposure Scoring Schemes for Primary Hydrocarbon Categories oo oO" o oO) oo o o d-- C030 a HI oc o CaO> Q l&(0 ia>*t c3 d-.S c2 oo oO CO CO d od oo eugo oCO mr^. oo odoO CO T3 C TJ co TcDo C O3 -O3o) JC3O c 03 o CCOO 03 CaO Cffl Cffl >. c03 * >* CO CffOl ffl a 0w3) ffl o<>20 0) > 03 Z 0"3c o CO d 03 E o c= 0*3* ffl f2fl 'a 03 E ffl c ^> CcffOl c JCfOZfOl) X (c0 03 -O(fCf0l) CM eg wi CO +co CO COI CM CM CO CO o w S 2* .0C3 ffl vO CUMO .Wfcfl 03 CO ffl ffl fOfl E <5 ^ =1 CM 13 o" O CD O) .XUfafl e.5g.. .if 2E .>.* co>. ' ffl c ,T* 448519 E.R.I. Page 20 Figure 1 Isoalkane and A rom atic Content of Source: R.C. Ru i n II, Exxon Co. unpubtfshnd data January 2, 1990 448520 E.R.I. Page 19 January 2, 1990 The cumulative-exposure computation for each job consisted of multiplying the score for that |Ob by the length of time it was held. (Because the only possible job-specific ratings for the secondary expdsures were 1 and 0, there was no difference between cumulative exposure and duration of exposure to these agents.) The score-years were then summed over all or a portion of the jobs in each person's work history. Summation over the whole work history produced a measure of cumulative exposure for the person's entire tenure of employment at the refinery. Because the highest exposure score in each set was 1.00. each person's highest possible number of score-years was equal to his duration of employment. A person could achieve this maximum of cumulative exposure if all his jobs throughout his work history were assigned the 3-3 combination of intensity and frequency ratings. The score-years were also summed for each person within "windows" of hypothetical kidney cancer induction time. These summations were computed by considering only the jobs that each case and his matched controls held within specific periods of time prior to the estimated date df the case's diagncsis. The highest possible number of. score-years an individual could accumulate within an exposure window was equal to the duration of that window (in years). Consideration of exposure in time windows close to the date of diagnosis (e.g., within 10 years) corresponds to the postulation of relatively short hypothetical kidney cancer induction periods, as would be characteristic of causes that act relatively late in the carcinogenic process. Tumor promoters or growth enhancers would display an association with kidney cancer during these exposure windows. Consideration of exposure windows in the more distant past (e.g., 10-19 years or _>20 years prior to diagnosis) corresponds to hypotheses involving causes of kidney cancer with comparatively long induction times, such as mutagenic initiators. After the exposure rating system for this study was developed and implemented, API and Exxon Company USA provided information indicating an inverse association between the concentration of isoalkanes and the concentration of aromatic compounds in gasoline blend streams. Light straight run naphtha and alkylate naphtha are higher in isoaikanes and lower in aromatics, whereas other gasoline blend streams are higher in aromatics and lower in isoalkanes (Figure 1). Commercial unleaded gasoline also appears to exhibit a strong inverse association between its aromatic content and its C6+ isoalkane content (Figure 2). It is therefore possible that when the industrial hygienists assigned a lower rating for aromatics than for NALGD to a particular job, this combination of ratings might have reflected to some degree an NALGD exposure that was relatively rich in C6+ isoalkanes. 448521 06754 E.R.I. Page 21 -Figure 2 Relation Between Iso-octane and Aromatic Content of 12 Samples of Commercial Unleaded Gasoline Benzene, ethylbenzene, toluene, xylene -From: Mobil Oil Corp. Mob! M ethanol-to Gasoline Procoes Environmental RpL 1982 448522 January 2. 1990 06 left E.R.I. Page 22 January 2, 1990 To take advantage of this possibility, we devised a scheme to weight each exposure score for NALGD in a manner that depended on the rating for aromatics that had been assigned to the same job. If exposure to aromatics was rated lower than NALGD exposure, according to the rank ordering in Table 4, we multiplied the NALGD exposure score by four-thirds (1.33); if the aromatics rating was equat to or greater than the NALGD rating, we multiplied the NALGD exposure score by two-thirds (0.67). This weighting procedure had the effect of doubling the NALGD score for the jobs in which exposure to aromatics was rated as lower than NALGD exposure (with each exposure assessed on its own relative, historical scale). By increasing the NALGD scores for some jobs and decreasing the scores for the others, this weighting system produced distributions of weighted NALGD score-years that were similar to the unweighted distributions. Thus, the same cut-points could be used in categorical analyses of weighted and unweighted cumulative NALGD exposures. For instance, with the unweighted scores in set I as the base (Table 4), the weighted scores for NALGD were 0.00, 0.33, 0.67, 1.00 and 1.33 when aromatics were rated lower than NALGD. When aromatics were rated equal to or higher than NALGD. the weighted" NALGD scores in set i were 0.00, 0.17, 0.33, 0.50 and 0.67. In the analysis of weighted NALGD scores, the highest cumulative exposure (in scoreyears) for any individual was equal to 1.33 times his employment duration or 1.33 times the length of a particular exposure window. An individual could achieve this maximum if all of his jobs were assigned the 3-3 intensity-frequency combination for NALGD and the rating for aromatics was below 3-3 for each of these jobs. 4. DATA PREPARATION AND ANALYSIS The work history data, including the exposure ratings and job title and unit codes, were keypunched directly from the exposure rating sheets. A second data file consisting of covariate data, such as date of birth and race, was created by extracting information from the cohort data files provided by the companies. A code for Hispanic and non-Hispanic ethnic background was derived from a U.S. Census Bureau list of Spanish surnames (see Appendix E) and added to the covariate file. Verification and editing of the exposure rating and covariate files entailed an extensive series of computer-assisted checks for missing, out-of-range, and inconsistent values. Every cohort member's work history was checked to ensure that all work history entries were in sequential order with no gaps or duplicate entries, and that all start and stop dates were correct. 44852.3 06736 E.R.I. Page 23 January 2, 1990 Estimates of relative risk (RR) were obtained by computing ratios of exposure-odds between cases and controls (original and supplemental controls combined). Conditional logistic regression analysis was used to control matched and unmatched covariates. RRs were estimated for ever having been exposed above refinery background levels over each employee's entire work history and within the specified periods of induction time. RRs were also estimated for cumulative exposure to each of the primary and secondary exposures. In addition, RRs were computed for the longest jobs held by the cases and controls, within categories based on the assigned job title and unit codes. The precision of the RR estimates was assessed by means of 95 per cent confidence intervals (Cl). The statistical analyses were performed with the EPILOG software system. Tests of statistical significance were neither performed nor implied in any of the analyses. 5. RESULTS 5.1 Case Ascertainment The death certificate review produced 104 tentatively identified kidney cancer cases among members of the consolidated cohort. The nosologist confirmed 102 (98 per cent) as cases according to the definition established for the study. None of the questionable or systematically sampled death certificates was classified as a case. 5.2 Work History Retrieval Initial requests were made to the participating companies to provide 510 work histories, 102 for the cases and 408 for their matched controls. Of the total, 480 (94 per cent) were found. Work histories were missing for two cases (two per cent) and 21 controls (five-per cent). The employment durations of these 23 subjects ranged from 4.7 years to 47.7 years, with a mean of 31.7 years. The low proportions of these missing records severely limit the degree of bias that could have been produced by completely missing work histories. Missing work histories were most prevalent in cohort F, for which the employment records of one of the six cases and eight of the 24 original controls could not be found. Cohort Ps company investigated the matter and determined that a recordmaintenance practice could explain the missing work histories. During the time period of the cohort F study, the general policy at this refinery was to retain personnel folders for at least 10 years for a select group of individuals, including those who terminated employment or stopped receiving company benefits. At the time of record destruction, information on these employees was added to a roster. The cohort 448524 06757 E.R.l. Page 24 January 2. 1990 membership information on these employees was created from this roster. Because of the relatively small contribution of cohort F to the combined cohort, any bias in the overall study results from this disproportionately high prevalence of missing work histones would be minor. Supplemental controls were selected for the 21 original controls whose work histories were not found. Supplemental controls were also selected for two controls within cohort A whose work histories were truncated. Thus, the study contained a total of 23 supplemental controls, 19 of whose work histories were found. In total, work histories were available for 100 of 102 cases (98 per cent) and for 406 of 431 controls (94 per cent). Within the 506 work histones, we found a total of 683 "gaps." Nearly all of these gaps were time periods during which the employee was not working (e.g., he was laid off or on military or sick leave). At least one such gap was present in the work histories of 54 per cent of the cases and 48 per cent of the controls; the work histories of 10 per cent of the cases and 10 per cent of the controls had more than three gaps. The gaps ranged in length from one day to 23.1 years, with a mean of 1.1 years. Fifty-three per cent of the gaps were for periods of three months or less and 24 per cent were for periods longer than one year. 5.3 Exposure Ratings Each missing work history and each gap within a work history was treated as a "job" and all exposure ratings were coded as unknown. Under this expanded definition of a "job," there were 710 jobs with unknown exposure ratings, or eight per cent of the total of 8,653 jobs. Of the 7,943 jobs that received exposure ratings, roughly half were assigned to the background exposure category (intensity rating of 1) for each of the primary exposures (Table 5). The proportions ranged from 42% for NALGD to 52% for aromatics. The intermediate intensity rating of 2 was assigned much more often than the highest intensity rating of 3. For a given intensity rating, there was an almost equal division between frequency ratings of 2 (once a week) and 3 (daily) (Table 6). Thus, the industrial hygienists attributed real distinctions in exposure to all three intensity ratings and, for above-background exposures, to the frequency ratings of 2 and 3. As previously noted, the frequency rating of 1 (approximately once a month) was almost never assigned (Tables 5 and 6). The industrial hygienists assigned frequency ratings of 2 and 3 with a great deal of confidence, as more than 85 per cent of all 448525 E.R.I. Page 25 January 2, 1990 TABLE 5 Distribution of Jobs by Intensity and Frequency Ratings and Confidence Scores for Primary Hydrocarbon Exposures Exposure NALGD Aromatics - Volatiles Characteristic Rating Jobs Frequency Intensity 17 2 2148 3 5788 1 3362 2 3926 3 655 Frequency Intensity 17 2 1948 3 5988 1 4108 2 3336 3 499 Frequency Intensity 17 2 2072 3 5864 1 3898 2 3673 3 372 Confidence Level Low Intermediate High 0 52 92 214 1842 10 186 5592 5 144 3213 98 570 3258 10 227 418 0 .5 2 92 181 1675 12 230 5746 6 161 3941 107 559 2670 0 247 252 0 52 s92 172 1808 10 172 5682 5 168 3725 98 509 3066 10 171 191 8 Frequency: 1, monthly: 2, weekly: 3, daily. Intensity: 1, refinery background: 2. intermediate: 3. upper 25% in refinery history. Abbreviation: NALGD, non-aromatic liquid gasoline distillates. 448526 06 7.T9 E.R.I. Page 26 January 2. 1990 TABLE 6 Distribution of Jobs by Intensity-Frequency Rating Combinations and Mean Confidence Scores for Primary Hydrocarbon Exposures NALGD Aromatics Volatiles Intensityfrequency combination3 No. of jobs Mean confidence score15 No. of jobs Mean confidence score0 No. of jobs Mean confidence score0 1-3 2-1 2-2 2-3 3-1 3-2 3-3 Unknown 3362 4 1932 1990 3 216 436 710 5.9 5.5 5.5 5.8 4.0 5.0 5.8 NA 4108 4 1726 1606 3 222 274 710 5.9 5.5 5.5 5.8 4.0 5.0 5.3 NA 3898 7 1909 1757 0 163 209 710 5.9 4.9 5.5 5.8 NA 5.0 5.7 NA a Frequency: 1, monthly: 2, weekly: 3, daily. Intensity: 1, refinery background: 2, intermediate: 3, upper 25% in refinery history. 0 The minimum combined confidence score is 2 ("pure guesswork" for both the intensity and frequency ratings). The maximum is 6 ("reasonably sure" about both ratings). Abbreviations: NALGD, Non-aromatic liquid gasoline distillates: NA, Not applicable. 448527 E.R.I. Page 27 January 2, 1990 such ratings ceceived the highest confidence score. The confidence scores assigned to the intensity ratings, on the other hand, were inversely proportional to the intensity ratings themselves. Refinery background intensity ratings of 1 were assigned with an extremely high degree of confidence, with more than 95% of such ratings receiving the highest score. The industrial hygienists were somewhat less confident about assigning the intermediate intensity rating of 2 and considerably less confident when they assigned the highest intensity rating of 3. As with the primary exposures, the secondary exposure ratings were seldom assigned with the lowest degree of confidence (Table 7). The industrial hygienists displayed a greater degree of confidence when they judged that a job did not involve above background exposure to the secondary exposures than when they judged these exposures to have been present. Nitrosamines were judged to have been present in only one job, which was held by a control (Table 7). Ionizing radiation was identified as an exposure in 24 jobs for five subjects, all of whom were controls. Because of their low frequency, these two exposures were not considered further in the analysis. 5.4 Case-Control Comparisons A modest inverse association between Spanish surname and kidney cancer risk in our data (Table 8) (RR = 0.66, 95% Cl 0.14 - 3.00) is consistent with incidence rates in New Mexico, where the rate among Hispanic males is also about two-thirds the rate among non-Hispanic males (Young et al. 1981). In contrast with national data, in which white and nonwhite males have roughly equal kidney cancer incidence rates (Morrison and Cole 1982), nonwhites appeared to be at somewhat higher risk than whites in this cohort (Table 8) (RR = 1.59, 95% Cl 0.74 - 3.39). The single refinery represented by cohort C contributed approximately one-fourth of the cases in the study, as did multi-refinery cohorts D and G (Table 8). The cases and controls had very similar distributions of employment duration (Table 8), age at termination of employment, year of termination, and age at the time of the case`s diagnosis (Table 9). These similarities may be attributed to the matching of the cases and controls by decade of birth and "at-risk status" at the estimated date of diagnosis. The distributions of year of hire were also nearly identical. The cases tended to have been hired at older ages than the controls, however. The relative risk associated with being hired at age 20 or older was 1.48 (95% Cl 0.71 - 3.09). In comparison with being hired under age 20, the relative risk for beginning employment at age 45 or older was 1.92 (95% Cl 0.58 - 6.37). 0& ` si 448528 E.R.I. Page 28 January 2, 1990 TABLE 7 Distribution of Jobs by Exposure Ratings and Confidence Scores for trie Secondary Exposures Exposure Rating Jobs Confidence Level Low Intermediate High Lead Absent Present 5.255 2.688 2 235 5.018 1 1,136 1,551 Asbestos Absent Present 2.939 5.005 0 192 2,747 3 1,416 3,586 Ionizing radiation Absent Present 7,920 24 0 40 7,880 0 21 3 Chlorinated solvents Absent Present 7,104 441 2 383 7,104 5 198 238 PAH Absent 3,899 0 194 3,705 Present 4,044 25 1,809 2,210 Nitrosamines Absent 7,943 0 50 7,893 Present 1 0 01 Higher boiling hydrocarbons Absent Present 3,359 4,584 0 150 3,209 86 962 3,536 Abbreviation: PAH, polynuclear aromatic hydrocarbons. 06762 448529 E.R.I. Page 29 January 2. 1990 TABLE 8 Distribution of Cases and Controls by Cohort, Duration of Employment Race and Surname Variable Cases Controls Cohort A B C D E F G Total 9 10 25 23 4 6 25 102 39 40 100 103 16 32 101 431 Variable Duration of employment4 < 10 years 10-19 years 20-29 years 30-39 years >_ 40 years * Total Cases 14 13 23 43 __ 9 102 Controls 65 41 122 158 45 431 Race Nonwhite White Unknown Total - 11 8& ___3 102 31 388 12 431 Surname Spanish Other Total 2 12 100 419 102 431 a The actual duration of employment or the time from hire to the case's estimated date of diagnosis, whichever was shorter. 448530 E.R.i. Page 30 January 2. 1990 TABLE 9 Distribution of Cases and Controls by Age at Hire, Termination and Diagnosis and Year of Hire, Termination and Diagnosis Variable Cases Controls Vanable Cases Controls Variable Cases Controls Age at Hire < 20 20-24 25-29 30-34 35-39 40-44 _> 45 Total 10 31 23 19 6 6 __ 7 102 58 113 102 64 48 24 22 431 Age at Termination3 < 40 40-44 45-49 50-54 55-59 60-64 >_ 65 Total ii 3 8 11 25 29 15 102 45 27 37 44 110 114 54 431 Age at Diaanosis6 < 50 50-54 55-59 60-64 65-69 70-74 >. 75 Total 17 10 14 20 10 14 17 102 74 44 81 51 70 47 64' 431 Year of Hire < 1920 1920-24 1925-29 1930-34 1935-39 1940-44 > 1945 Total 15 13 20 4 10 23 17 102 59 61 68 26 43 89 35 431 Year of Termination < 1950 1950-54 1955-59 1960-64 1965-69 1970-74 > 1975 Total 13 11 24 17 a 18 11 102 51 43 71 72 46 64 84 431 Year of Diaanosis < 1950 1950-54 1955-59 1960-64 1965-69 1970-74 > 1975 Total 5 8 12 10 NA 14 32 21 102 a The actual date of termination or the case's estimated date of diagnosis, whichever was earlier b For the controls, the age at the matched case's estimated date of diagnosis. Abbreviation: NA, Not applicable. 448531 E.R.I. Page 31 January 2, 1990 When the cases and controls were comoared with respect to ever having a job that the industrial hygienists rated as above refinery background, the relative risks for ail primary and secondary exposures were close to the null value (Table 10). (The two cases and 25 controls with missing work histories have been omitted from Table 10 and all subsequent tables.) The relative risk estimates remained close to the null value in categories of cumulative exposure to the primary hydrocarbon exposures, with the exception of a weak positive association in the lowest and highest cumulative exposure categories for aromatics (Table 11). The weighting of the NALGD ratings had a negligible impact on the results. The use of alternative exposure scores (see Table 4) exposure scores produced virtually identical results (Tables 12 and 13). As with the primary hydrocarbon exposures, we found an absence of strong positive associations in relation to duration of exposure to the secondary exposures (Table 14)., (There were too few cases and controls rated as exposed to chlorinated solvents to distinguish between 5-9 years and >_i 0 years of exposure.) Analysis within specified time periods prior to diagnosis produced no associations with either the primary (Table 15) or secondary exposures (Table 16) that were not readily compatible with random error in sampling variability, as reflected in the widths of the confidence intervals. For the primary exposures, we examined cumulative exposure and hypothetical induction time in conjunction with each other. For neither NALGD (Table 17), aromatics nor volatiles (Table 18) were any appreciably elevated relative risks evident. We analyzed NALGD within categories of cohort, age at diagnosis, age at hire, and year at hire (Table 19). Within categories of these variables, the numbers of cases and controls who had never been in jobs rated as having above background exposure were too small to support a meaningful analysis. We consequently divided cumulative NALGD exposures at five score-years. Nonetheless, the confidence intervals for all the relative risk estimates are comparatively wide because each estimate is based on a relatively small number of subjects (Table 19). We grouped cohorts A and D because of their previously noted methodologic similarity in beginning follow-up later in calendar time than the other cohorts (Table 1). Cohorts C and G were analyzed separately because they were the cohorts that provided the greatest numbers of cases. All other cohorts (B, E and F) were considered together as a group. There was a tendency toward positive associations between kidney cancer and NALGD exposure in cohorts A, D and C, and toward inverse associations in the remaining cohorts. An inverse association among the youngest cases (age < 55 at diagnosis) was balanced by a direct association in the ;>67 ^ 5 448532 E.R.I. Page 32 January 2. 1990 TABLE 10 Relative Risks for Any Above-Background Exposure to the Primary and Secondary Exposures Exposure Never Exposed Ever Exposed Cases Controls Cases Controls Relative Risk* 95% Cl NALGD Aromatics Volatiles Lead Asbestos Chlorinated solvents PAH Higher boiling hydrocarbons 13 20 15 28 15 88 24 14 53 96 59 109 49 344 .. 76 87 80 85 72 85 12 76 55 86 353 310 347 297 357 62 330 351 1.00 0.51 - 1.94 0.95 0.50 * 1.80 1.31 0.72 - 2.39 0.93 0.57 - 1.54 0.76 0.40 - 1.44 0.69 0.32 - 1.50 0.69 0.40 - 1.21 0.95 0.49 - 1.84 a Controlling for the matching factors by conditional logistic regression. Abbreviations: Cl, confidence interval; NALGD, non-aromatic liquid gasoline distillates; PAH, polynuclear aromatic hydrocarbons 448533 E.R.I. Page 33 January 2, 1990 TABLE 11 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set I* Exposure Group or measure Never exposed Score-vears <5 5-9 >.10 NALGD. unweighted NALGD, weighted Aromatics Volatiles Cases Controls RR 95% Cl Cases Controls RR6 95% Cl Cases Controls RR 95% Cl Cases Controls RRb ' 95% Cl 13 41 22 24 53 159 107 87 1.00 1.03 0.83 1.08 0.51 - 2.08 0.38 - 1.83 0.50 - 2.33 13 48 25 14 53 204 87 62 1.00 0.96 1.20 0.89 0.48 - 1.92 0.55 - 2.61 0.38 - 2.09 20 43 17 20 95 145 93 73 1.00 1.45 0.91 1.30 0.76 - 2.77 0.42 - 1.99 0.62 - 2.73 15 46 23 16 59 185 95 67 1.00 0.96 0.96 0.92 0.49 -\ 1.88 0.45 - 2.04 0.40 - 2.09 a See Table 4. 5 Controlling for the matching factors by conditional logistic regression. Abbreviations: NALGD, non-aromatic liquid gasoline distillates: RR, relative risk; Cl. confidence interval. 448534 E.R.I. Page 34 January 2. 1990 TABLE 12 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set II* Exposure NALGD, unweighted NALGD, weighted Aromatics - Volatiles Group or measure Never exposed Score-vears <5 5-9 >.10 Cases Controls RR 95% Cl Cases Controls RRb 95% Cl Cases Controls RRb 95% Cl Cases Controls RR 95% Cl 13 56 21 10 53 249 68 36 1.00 0.91 1.24 1.10 0.46 - 1.82 0.56 - 2.74 0.43 - 2.78 13 64 17 6 53 264 62 27 1.00 0.99 1.10 0.88 0.50 - 1.95 0.48 - 2.54 0.30 - 2.62 20 57 16 7 95 225 60 26 1.00 1.27 1.33 1.30 0.68 - 2.39 0.61 - 2.91 0.48 - 3.51 15 64 16 5 59 268 58 21 1.00 0.92 1.08 0.90 0.48 - 1.78 0.48 - 2.43 0.28 - 2.82 a See Table 4. b Controlling for the matching factors by conditional logistic regression. Abbreviations: NALGD, non-aromatic liquid gasoline distillates; RR, relative risk; Cl, confidence interval. 448535 E.R.I. Page 35 January 2, 1990 TABLE 13 Relative Risks within Categories of Cumulative Exposure to the Primary Exposures Using Score Set III* Exposure Group or measure Never exposed Score-years <5 5-9 >.10 NALGD. unweighted NALGD. weighted Aromatics " Volatiles Cases Controls RR 95% Cl Cases Controls RR ' 95% Cl Cases Controls RR 95% Cl Cases Controls RRb 95% Cl 13 29 20 38 53 132 68 153 1.00 0.90 1.27 1.04 0.43 - 1.85 0.55 - 2.92 0.50 - 2.14 13 34 27 26 53 156 96 101 1.00 0.89 1.21 1.04 0.43 - 1.81 0.55 - 2.64 0.49 - 2.21 20 31 19 30 95 113 67 131 1.00 1.36 1.49 1.15 0.70 - 2.63 0.68 - 3.26 0.57 - 2.30 15 35 19 31 59 155 70 122 1.00 0.87 1.09 1.01 0.44 - 1.74 0.49 - 2.43 0.49 - 2.07 a See Table 4. s Controlling for the matching factors by conditional logistic regression. Abbreviations: NALGD, non-aromatic liquid gasoline distillates: RR, relative risk; Cl. confidence interval. 06 448536 E.R.I. Page 36 January 2. 1990 TABLE 14 Relative Risks within Categories of Duration of Exposure to the Secondary Exposures Exposure Group or measure Never exposed Years of exDosure < 5 5-9 >_i o Lead Asbestos Chlorinated solvents PAH Higher boiling hydrocarbons Cases Controls RRa 95% Cl Cases Controls RRa 95% Cl Cases Controls RRa 95% Cl Cases Controls RRa 95% Cl Cases Controls RRa 95% Cl 28 34 9 29 109 157 32 108 1.00 0.84 1.09 1.05 0.48 - 1.47 0.44 - 2.66 0.58 - 1.92 15 20 10 55 49 94 36 227 1.00 0.68 0.90 0.78 0.32 - 1.46 0.36 - 2.26 0.40 - 1.55 88 5 7** 344 39 23 1.00 0.44 1.09 0.15 - 1.30 0.41 - 2.89 NA 24 26 12 38 76 129 38 163 1.00 0.60 0.94 0.72 0.31 - 1.16 0.39- 1.35 0.39 - 1.35 14 17 12 57 55 106 36 209 1.00 0.60 1.33 1.13 0.27- 1.35 0.54 - 3.24 0.56 - 2.25 a Controlling for the matching factors by conditional logistic regression. .>.5 years. Abbreviations: RR. relative risk; Cl, confidence interval; NA, not applicable; PAH, polynuclear aromatic hydrocarbons. 0&77C 448537 E.R.I. Page 37 January 2. 1990 TABLE 15 Relative Risks for Any Above-Background Exposure to the Primary Exposures within Time Periods Prior to Diagnosis Years prior Never exposed Ever exposed Relative Exposure to diagnosis Cases Controls Cases Controls risk* 95% Cl NALGD <10 10-19 >20 51 220 49 186 1.25 0.74 - 2.11 39 174 61 232 1.22 0.75 - 1.97 33 107 67 299 0.64 0.36 - 1.11 Aromatics <10 10-19 >.20 61 235 39 171 0.89 0.53 - 1.49 47 191 53 215 1.03 0.64 - 1.65 38 142 62 264 0.82 0.48 - 1.42 Volatiles <10 " 10-19 >20 55 233 45 173 1.20 0.72 - 2.00 45 190 55 216 1.06 0.69 - 1.79 35 112 65 294 0.63 0.37 - 1.07 a Controlling for the- matching factors by conditional logistic regression. Abbreviations: Cl, confidence interval; NALGD, non-aromatic liquid gasoline distillates. 06 448538 E.R.I. Page 38 January 2, 1990 TABLE 16 Relative Risks for Any Above-Background Exposure to the Secondary Exposures within Time Periods Prior to Diagnosis Years prior Never exposed Ever exposed Relative Exposure to diagnosis Cases Controls Cases Controls risk3 95% Cl Lead <10 10-19 >.20 Asbestos <10 10-19 >20 Chlorinated solvents <10 10-19 >20 PAH <10 - 10-19 >20 Higher boiling hydrocarbons <10 10-19 >20 70 301 30 105 1.31 0.77 - 2.23 67 258 33 148 0.85 0.53 - 1.38 45 153 55 253 0.68 0.42 - 1.11 52 206 48 200 0.97 0.58 - 1.62 39 174 61 232 1.22 0.75 - 2.00 37 99 63 307 0.44 0.26 - 0.76 94 382 6 94 375 6 92 362 8 24 1.02 0.38 - 2.71 31 0.72 0.27 - 1.91 44 0.65 0.27 - 1.59 68 255 32 151 0.80 0.47 - 1.34 53 221 47 185 1.09 0.68 - 1.77 42 130 58 276 0.54 0.32 - 0.91 50 224 50 182 1.37 0.82 - 2.30 39 175 61 231 1.22 0.75 - 1.98 34 105 66 301 0.57 0.32 - 1.00 a Controlling for the matching factors by conditional logistic regression. Abbreviations: Cl, confidence interval: PAH, polynuclear aromatic hydrocarbons 448539 E.R.I. Page 39 January 2. 1990 TABLE 17 Relative Risks for Non-Aromatic Liquid Gasoline Distillates within Categories of Cumulative Exposure and Time Prior to Diagnosis Years prior to diagnosis Score-years Cases Controls RRa 95% Cl Unweighted NALGD < 10 10-19 >20 0 <3 _>_3 0 <3 >.3 0 <3 >3 51 220 1.00 34 121 1.35 0.76 - 2.40 15 65 1.06 0.51 - 2.20 39 174 1.00 41 142 1.38 0.81 - 2.36 20 90 0.99 0.53 - 1.86 33 107 1.00 30 163 0.53 0.28 - 0.99 37 136 0.80 0.42 - 1.52 Weighted NALGD < 10 10-19 > 20 0 <3 >_3 0 <3 >3 0 <3 >3 51 220 1.00 35 134 1.25 0.71 - 2.21 14 52 1.24 0.59 - 2.63 39 174 1.00 42 159 1.24 0.73 - 2.10 19 73 1.18 0.62 - 2.24 33 107 1.00 37 195 0.55 0.30 - 1.00 30 104 0.82 0.42-1.59 8 Controlling for the matching factors by conditional logistic regression. Abbreviations: RR, relative risk; Cl, confidence interval; NALGD, non-aromatic liquid gasoline distillates. 448540 E.R.I. Page 40 January 2. 1990 TABLE 18 Relative Risks for Aromatics and Volatiles within Categories of Cumulative Exposure and Time Prior to Diagnosis Years prior to diagnosis Score-years Cases Controls RRa 95% Cl Aromatics < 10 10-19 >.20 0 61 235 1.00 <3 28 115 0.96 0.54 - 1.70 >3 11 56 0.76 0.35 - 1.64 0 47 191 1.00 <3 35 136 1.09 0.64 - 1.87 >3 18 79 0.93 0.49 - 1.75 0 38 142 1.00 <3 29 150 0.67 0.36 - 1.25 >3 33 114 1.06 0.56 - 2.01 Volatiles <10 10-19 >20 0 55 233 1.00 <3 31 123 1.15 0.65 - 2.02 >3 14 50 1.32 0.62 - 2.81 0 45 190 1.00 <3 39 140 1.25 0.74 - 2.13 >3 16 76 0.89 0.46 - 1.73 0 35 112 1.00 <3 37 180 0.60 0.34- 1.05 >3 28 114 0.71 0.37 - 1.37 a Controlling for the matching factors by conditional logistic regression. Abbreviations: RR, relative risk; Cl, confidence interval. 448541 067 . ^ E.R.I. Page 41 January 2. 1990 Table 19 Relative Risks for Cumulative Exposure to Non-Aromatic Liquid Gasoline Distillates (Unweighted Scores) Within Categories of Cohort, Age at Diagnosis, Age at Hire and Year of Hire < 5 score-years >_ 5 score-years Variable Cohort Cases Controls Cases Controls RRa 95% Cl A. D C G B, E. F 12 63 19 65 1.46 0.57 - 3.73 15 68 10 32 1.46 0.66 - 3.21 17 52 8 48 0.46' 0.17 - 1.28 10 29 9 49 0.56 0.20 - 1.54 Aqe at diagnosis0 < 55 55 - 64 65 - 74 > 75 22 75 5 41 0.46 0.16 - 1.37 11 61 22 69 2.04 0.82 - 5.07 13 49 10 57 0.72 0.27 - 1.94 8 27 9 27 1.04 0.34 - 3.24 Aae at Hire < 25 25 - 29 30 - 34 > 35 23 85 16 78 0.75 0.33 - 1.70 11 46 12 55 1.14 0.33 - 3.89 10 23 9 34 1.00 0.06 -15.99 10 58 9 27 2.50 0.72 - 8.72 Year of Hire < 1925 1925 - 34 1935 - 44 > 1945 13 44 14 64 1.04 0.38 - 2.84 12 35 11 52 1.43 0.44 - 4.65 18 79 15 48 1.29 0.51 - 3.29 11 54 6 30 0.61 0.14 - 2.58 a Controlling for the matching factors by conditional logistic regression. 0 For controls, age at the estimated date of the matched case's diagnosis. Abbreviations: RR, relative risk; Cl, confidence interval. 448542 E.R.I. Page 42 January 2. 1990 next age group (55-64). There appeared to be a positive association among cohort memoers who were relatively old at hire (>J35 years). No strong associations were evident in categories of year of hire. For the analysis of job titles and refinery units, we fbcused on the longest job held by each case and control. These jobs were held for a mean of 9.2 years, or 40 per cent of each subjects total duration of employment. On average, the longest job was the twelfth job on the work history. This job began an average of 11 years after the date of hire and ended an average of 13 years prior to termination of employment (or the estimated date of the matched case's diagnosis, whichever came first). We grouped the job title and unit codes (Appendix D) into categories for this analysis. There proved to be too few subjects in some highly specific categories of interest to permit a meaningful analysis. For instance, only one subjects longest job was specifically identified as being in an alkylation unit (unit codes 0700 - 0900) and only one subjects longest job was in an aromatics recovery unit (unit code 1700). Thus, we grouped the longest jobs of all 100 cases and 406 controls for whom work histories were available into eight general categories (Table 20). For the reference job title and unit category, we compiled ail the jobs of office workers and professional and technical staff. This category consisted of all subjects whose longest job was in an office or non-field unit (unit code 2700), or in any of the following job titles: administration and supervision (code 10), professional (code 11) or technical (code 12) field services, janitor (code 13), security (code 14), fire fighter (code 15), first aid or medical (code 17), or professional (code 51) or technical (code 52) laboratory staff. Next, we created a category composed of workers in receipt, storage and movements (unit codes 2900-2963), excluding those who had already been placed in the administrative and services category. Monitoring data indicate that some jobs in these units, such as jobs in the transport and distribution of finished petroleum products, tend to entail higher hydrocarbon exposures than jobs in refining processes (Wen et al. 1984, IARC 1989, Rappaport et al. 1985). The jobs in this category for the cases and controls in the study consisted of jobs on pumping units (unit codes 2910-2913), on tank farms (codes 2920-2923), in wharf operations connected with water transport (codes 2940-2943), in truck and rail transport (codes 2950-2952), and in pipeline transport (codes 2960-2963). Nearly all of the cases* and controls* jobs in this category were specifically identified as involving the distribution, transport and movement of petroleum products, as opposed to the receipt and movement of crude oil. The remaining categories were constructed by selecting common job titles with unit codes other than those that made up the previously defined- categories (Table 20). The most general categories were laborers and yard workers (job title codes 24 and 47), and operators (codes 21-23). The maintenance and maintenance crafts category was 0677 6 448543 E.R.I. Page 43 Table 20 Job Title and Unit Categories January 2. 1990 Category Administration and services Receipt, storage and movements Laborer Operator Pipefitter Machinist Maintenance Unit Cleaner Job title codes* 10-15, 17, 51, 52 Any other than 10-15, 17. 51, 52 24, 47 21-23 42 43 3, 30-41, 44-46 48 a Job titles and units are listed in Appendix D OR AND AND AND AND AND AND AND Unit codes* 2700 2900-2963 Any other than 2700, 2900-2963 Any other than 2700, 2900-2963 Any other than 2700, 2900-2963 Any other than 2700, 2900-2963 Any other than 2700, 2900-2963 Any other than 2700, 2900-2963 448544 E.R.I. Page 44 January 2. 1990 aiverse and included sandblasters (job title code 03), carpenters (code 31), masons (code 32), painters (code 33), insulators (code 36), electricians and instrument men (codes 37-39), boilermakers (code 40), welders (code 41), mobile equipment operators (code 44), and lead burners (code 46). Two job title codes from the maintenance crafts category were numerous enough for separate analysis: pipefitters (title code 42) and machinists and blacksmiths (code 43). Finally, we created a category for relatively small number of subjects whose longest jobs were as unit cleaners (code 48). In the exposure rating sessions, the industrial hygienists repeatedly singled out unit cleaners for their particularly high hydrocarbon exposures. The small numoers of cases and controls within categories precluded analysis by duration of the longest-held jobs. Compared with employees whose longest jobs were in administration and services, operators and maintenance workers did not differ appreciably in their kidney cancer risk from employees in administration and services (Table 21). Machinists and pipefitters appeared to be at lower risk of kidney cancer. Receipt, storage and movements workers, laborers and unit cleaners appeared to be at increased risk. Because of the small numbers involved, the estimated relative risk for unit cleaners was much less statistically stable (as indicated by its much wider confidence interval) than the others. The laborers and yard workers, with a relative risk of 1.9, were for the most part assigned the most general unit codes (e.g., code 2500, "multi-process to plant-wide"). The longest jobs of the receipt, storage and movements workers (relative risk of 2.5) were in the following specified units: receipt, storage and movements, unspecified (unit code 2900, two cases and five controls): pump (code 2910, two cases and three controls); tank farms (code 2920, one case and one control): water transport (wharf) (code 2940, two cases and one control): truck and rail transport (code 2950, two cases and three controls): and pipeline transport (code 2960, no cases and two controls). 6. CONCLUSION The results of the analysis of exposure ratings are most consistent with the hypothesis of no effect, or an effect too small to be measured with precision. The upper limits of the 95 per cent confidence intervals, which for many of the relative risk estimates were in the range of 1.5 to 2.5, give an indication of the effective size of this study. Toxicologic studies indicate that the carcinogenicity of unleaded gasoline in male rats results from a non-genotoxic mechanism of tumor promotion due to chronic, reversible renal toxicity from long-term exposure to the C6 + isoaikanes and the consequent proliferation of the cells of the proximal renal tubule. If the same mechanism were operating in humans, one would expect to find positive associations .Or f --' 448545 E.R.I. Page 45 Table 21 Relative Risks fof Longest Jobs Held January 2, 1990 Category Cases Controls RRa 95% Cl Administration and services Receipt, storage and movements Laborer Operator Pipefitter Machinist Maintenance Unit Cleaner 23 9 24 17 4 3 17 3 97 1.00 15 2.49 0.95 - 6.56 53 1.94 0.96 - 3.92 90 0.73 0.36 - 1.48 49 0.33 0.10 - 1.05 21 0.53 0.13 - 2.13 76 0.94 0.46 - 1.92 5 2.28 0.53 - 9.93 a Controlling for- the matching factors by conditional logistic regression Abbreviations: RR, relative risk; Cl. confidence interval 448546 E.R.I. Page 46 January 2, 1990 between NALGD exposure and kidney cancer risk after among older employees, after long-term exposure, and in relation to exposures that occurred relatively close in time to diagnosis. To the contrary, strong associations were not present in this study in the highest categories of cumulative exposure, in exposure periods close in time to the kidney cancer occurrence, or in the highest categories of age at diagnosis. There was a positive association between NALGD exposure among employees in the highest category of age at hire (>_35 years of age). The exposures of these employees would have been sustained on average at older ages than the exposures of the other cases and controls. This is the result in the analysis of exposure ratings that is perhaps most consistent with a causal interpretation with respect to NALGD. In the light of the null or near-null results overall and within categories of cumulative exposure, time prior to diagnosis, and age at diagnosis, however, this result cannot be accorded a great deal of interpretive weight. Misclassification of exposure is worthy of consideration as a possible explanation for the absence of strong positive associations between kidney cancer and the exposure ratings in this study. It proved to be impossible for the industrial hygienists to assess exposures to the specific class of compounds responsible for the preneoplastic effects in the kidneys of male rats, the C6 + isoalkanes. Moreover, no refinery job entails exposure to this class of hydrocarbons alone. The closest the industrial hygienists could come was NALGD category, which includes many other hydrocarbons in addition to the C6 + isoalkanes. The exposure assessment was neither quantitative nor based directly on measurements of hydrocarbons in the refinery environment. Instead, it was based on the experience and judgment of industrial hygienists, aided by information from highly experienced refinery personnel. Thus, a substantial potential existed for exposure misclassification. Because the industrial hygienists were unaware of the case or control status of the jobs they were rating, the frequency of classification errors should not have differed between the cases and controls. Consequently, bias in the relative risk estimates from exposure misclassification would be expected to be toward the null value of 1.0, and substantial bias toward the null from nondifferential misclassification of exposure cannot be ruled out in this study. Nevertheless, the exposure assessment was far more detailed than- in the original cohort mortality studies from which the cases and controls were identified. In most of the original studies, which have been found sufficiently informative to be the basis for several reviews and meta-analyses (Savitz and Moure 1904, Carcinogen Assessment Group 1987, IARC 1989, Wong and Raabe 1989), exposure assessment consisted of nothing more than the mere fact that a person worked for a petroleum company or in a refinery. The present study should have reduced the degree of exposure misclassification considerably in comparison with those studies. If there were a major effect on kidney cancer by a refinery exposure that is even modestly associated with any of the primary or secondary ''6 780 448547 E.R.I Page 47 January 2. 1990 exDOSures we considered, larger relative risk estimates would have been expected than the ones-our analysis produced. The exposure rating process seemed to work well, as indicated by the generally high degree of subjective confidence the industnal hygienists assigned to their exposure ratings and the high degree of documentation we found for the judgments in the notes from the rating sessions. The absolute accuracy of the ratings, of course, must remain a matter of speculation. There is some concern that, even though the exposure rating procedure worked well in general, there may have been inconsistencies among the ratings from refinery to refinery. The intensity ratings in particular were assigned on a semiquantitative scale in relation to the industrial hygienists' judgment of the range of historical exposures at each specific refinery. Clearly, it is possible for the highest historical exposures at one refinery to have been among the intermediate exposures at another refinery. The fact that each company provided its own industrial hygiene expertise, with the ERI industrial hygiene representative as the only expert common to all the rating sessions, presents another cause for concern. On a small number of occasions the industrial hygienist from one company or another insisted that certain exposure ratings should be assigned to job titles and units that received different ratings at other refineries. One of the functions of the ERI industrial hygiene representative was to identify and mention these inconsistencies at the exposure rating sessions, but the judgment of the company industnal hygienists was the deciding factor in all such situations. Thus, on the justifiable presumption that exposure misclassification was nondifferential between cases and controls at all refineries, different degrees of misclassification - and different degrees of bias toward the null relative risk value of t .0 - were possible at some refineries. An improvement in future use of the exposure assessment procedure developed in this study would be to have ail participating exposure raters review each others' judgments after all ratings are assigned. Such a process might produce more consistency in the exposure ratings from refinery to refinery. The expected result would be a more equal distribution of exposure misclassification errors throughout the study, if not a reduced degree of misclassification overall. . In comparison with exposure misclassification in the assignment of exposure ratings, misclassification of disease is a much less tenable explanation for the absence of strong associations between kidney cancer and refinery exposures in these data. Kidney cancer diagnoses seldom fail to appear on death certificates. Confounding also needs to be considered. In estimating the relative risks for refinery exposures, we found that controlling for race and Spanish surname did not materially alter the results. Thus, we reported relative risk estimates for which only the matching factors were controlled (by conditional logistic regression). For two related reasons, .'>1 7w91a 448548 E.R.I. Page 48 January 2, 1990 we did not explore the possibility of mutual confounding among the refinery exposures. First, no refinery exposure had the strong, independent association with kidney cancer it would have to possess in order to be an important confounder of the relative risks for the other exposures. If a strong association had been found between kidney cancer and one or more of the refinery exposures, a much greater incentive would have existed to explore possible confounding among the exposures. Since none of the exposures appeared to be a strong risk factor in its own right, it follows that none of them should have been a strong confounder of the estimated relative risk for any of the others. Second, the refinery exposures tended to be strongly and positively associated with each other. Thus, the inclusion of several refinery exposures in the same logistic regression model would have produced wild and uninterpretable vacillations in the relative risk estimates. Given the absence of a strong positive association between kidney cancer and any of the refinery exposures on their own. strong confounding could only have been produced by a refinery exposure that was inversely associated with kidney cancer. Such an association, indicating prevention at face value, would be considered implausible because all the exposures were selected for assessment as known or suspected causes of the disease. We had no information on several nonoccupational risk factors for kidney cancer. Some of them, such as polymastia or excessive phenacetin use, are too Tare to have exerted appreciable confounding on any of the associations. Obesity has been reported to be associated with kidney cancer but primarily among women. Obesity would produce a bias toward lower relative risks if it is positively associated with kidney cancer among men and more predominant among office workers, of whom the "refinery background" category was predominantly composed. Cigarette smoking is another kidney cancer risk factor for which information was not available. If the "refinery background" category contained a higher proportion of smokers than the other exposure categories, the resulting bias would have been toward underestimation of increased relative risks. The degree to which obesity, smoking or any other uncontrolled risk factor could have biased the results is limited by the magnitude of the independent effects of these factors themselves on kidney cancer risk. Even the extreme categories of these two factors have not been associated with relative risks greater than a doubling or trebling of risk. Thus, one would observe a relative risk of 1.0 due to confounding by obesity or smoking only if all of the following were true: (1) The true relative risk for the refinery exposure does not exceed the range of 2.0 to 3.0. (2) All the cases and controls in the exposed category were nonsmokers or thin. (3) All the cases and controls in the "refinery background" category were heavy smokers or obese. If the actual situation was less extreme than any, or all three, of these conditions, the degree of confounding would be even less pronounced. For smoking in particular, there is evidence that differences between hourly and salaried employees and between 448549 E.H.I. Page 49 January 2, 1990 refinery and nonrefinery personnel do not vary nearly this extent (Van Peenen et al. 1984). Thus, the algebra for assessing uncontrolled confounding by unmeasured risk factors (Axelson 1978) leads to the conclusion that it would be more reasonable to attribute the few, weakly positive associations for some of the refinery exposures in this study to confounding by risk factors such as smoking or obesity than to suspect that a pronounced effect of one or more of the refinery exposures was masked by such confounding. Oniy a risk factor that is common in refinery work and that has a relative risk of its own that is much larger than 2.0 or 3.0 could have obscured such an effect. No such factor is known at the present time. Continued research on the causes of kidney cancer may identify risk factors that have stronger associations with this disease than cigarette smoking does and that are more common than phenacetin abuse or extreme obesity. As such risk factors are identified, their effects should be taken into account in future studies of kidney cancer and occupational hydrocarbon exposure. In contrast with the exposure ratings, the analysis of job titles and units for the longest-held jobs did produce positive associations consistent with a causal effect of gasoline hydrocarbons on kidney cancer risk. The jobs that would be expected to entail the greatest exposures (receipt, storage and movements jobs, laborers and unit cleaners) had the highest relative risks. It is possible that in the bulk of jobs within refineries, especially the refinery unit operators and the diverse jobs in the maintenance crafts, the variations in exposure were all within a range that was too low to produce measurable increases in kidney cancer risk in a study of this size. The only sizable group with an elevated relative risk, the laborers, was also the most difficult to assess with respect to refinery exposures because of a lack of specificity of duties and refinery locations. The other jobs with elevated relative risks, the unit cleaners and the receipt, storage and movements workers, were too few in number in this study to permit a more detailed analysis. The positive associations we found with these job titles and units are analogous to the similar associations that have been reported from case-control studies of kidney cancer in general populations (MacLaughlin 1984, Siemiatycki et al. 1987). In the general-population studies, of course, the employment information is less reliable and the proportions of subjects in specific jobs are much lower than in studies of employed groups that have been selected because of their potential for specific exposures. Studies of occupational groups with greater exposures to hydrocarbons, especially the C6 + isoalkanes, would be highly informative. For this reason, receipt, storage and movements workers constitute a group that it would be particularly important to study. It is encouraging that API-sponsored research of "downstream" workers (i.e., employees engaged in the transport and distribution of finished petroleum products) is underway to address this research need. 448550 E.R.I. Page 50 January 2, 1990 in summary, the most important drawbacks of this study were the limited number of kianey cancer cases available, the potential for bias from exposure misclassification, the lower range of hydrocarbon exposures in refineries compared with some other workplace sites, and the dearth of knowledge of major kidney cancer risk factors. The last limitation affects any study of kidney cancer for which, unlike some other cancers (e.g., breast cancer), there are relatively few known major causes. 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Page 52 January 2, 1990 Loury DJ and BE Butterworth. Kidney-specific DNA repair assay: An evaluation of unleaded gasoline. CUT Activities 1986: 6:1. MacFarland HN, CE Ulrich, CE Holdsworth, et al. A chronic inhalation study with unleaded gasoline vapor. J Am Col Toxicol 1984; 3:231. MacLaughlin JK. Risk factors from a population-based case-contrpl study of renal cancer. In: MA Mehlman, GP Hemstreet, JJ Thorpe and NK Weaver (eds.), Renal Effects of Petroleum Hydrocarbons. Advances in Modem Environmental Toxicology 1984; VII:227-244. Princeton NJ: Princeton Scientific Publishers, Inc. MacNaughton MG and DE Uddin. Toxicology of mixed distillate and high energy synthetic fuels. In: MA Mehlman, GP Hemstreet. JJ Thorpe and NK Weaver (eds.), Renal Effects of Petroleum Hydrocarbons. Advances in Modern Environmental Toxicology 1984; Vll:121 -132. Princeton NJ: Princeton Scientific Publishers, Inc. McDermott JH and SE Killiany Jr. Quest for a gasoline TLV. Amer Ind Hyg Assoc J 1978: 39:110-117. Morgan RW and 0 Wong. An epidemiologic analysis of the mortality experience of Mobil Oil Corporation employees at the Beaumont, Texas, refinery. Report submitted to Mobil Oil Corporation, 1984. Morgan RW and 0 Wong. Final report. An epidemiological mortality study of Mobil Oil Corporation employees at the Paulsboro, New Jersey, refinery. Report submitted to Mobil Oil Corporation, 1985. Morrison AS and P Cole. Urinary Tract. Chapter 54. In: Schottenfeld D, Fraumeni Jr JF (eds.). Cancer Epidemiology and Prevention. Philadelphia: W.B. Saunders Co.. 1982. Myers MH, J Stollsteimer and AM Wims. Determination of hydrocarbon type distribution and hydrogen/carbon ratio of gasolines by nuclear magnetic resonance spectrometry. Anal Chem 1975; 47:2010. National Center for Health Statistics: Vital Statistics of the United States. 1970. Volume II - Mortality. Part A. Rockville MD: (HRA)75-1101, 1974. Nelson NA. Mortality in Amoco Oil refinery employees. Phase I. TSCA Section 8 (e) Report 8EHQ-0585-0557, 1985. 'JcTbi 448553 E.R.I. Page 53 January 2, 1990 Percy C. E Stanek ana L Gloeckler: Accuracy of cancer death certificates and its effect on cancer mortality statistics. Am J Public Health 1981: 71:242-250. Phillips SC. A review of the human kidney effects of hydrocarbon exposure. In: MA Mehlman, GP Hemstreet, JJ Thorpe and NK Weaver (eds.), Renal Effects of Petroleum Hydrocarbons. Advances in Modern Environmental Toxicology 1984; VII: 185-202. Princeton NJ: Princeton Scientific Publishers, Inc. Redmond CK, A Ciocci, JW Lloyd, et al. Long-term mortality study of steel workers. IV: Mortality from malignant neoplasms among coke oven workers. J Occup Med 1972; 14:621-629. Rappaport S. S Selvin and M Waters. Gasoline exposures in the petroleum industry. American Petroleum Institute contract IH-37-SMR-92-5. January 24. 1985. Rothman KJ. Induction and latent periods. Am J Epidemiol 1981; 114:253-259. Savitz D and R Moure. Cancer risk among oil refinery workers. J Occup Med 1984; 26:662-670. Sebranek JG, Cassens RG. Nitrosamines: a review. J Milk Food Technol 1973; 36:76-91. Siemiatycki J, R Dewar, L Nadon et al. Associations between several sites of cancer and twelve petroleum-derived liquids: Results from a casereferent study in Montreal. Scand J Work Environ Health 1987:13:493504. Smith AH, Shearn VI, Wood R. Asbestos and kidney cancer: the evidence supports a causal association. Am J Indust Med 1989: 16:159-166. Trump BF, MM Ljpsky, TW Jones, et al. An evaluation of the significance of experimental hydrocarbon toxicity to man. In: MA Mehlman, GP Hemstreet, JJ Thorpe and NK Weaver (eds.), Renal Effects of Petroleum Hydrocarbons. Advances in Modem Environmental Toxicology 1984; VII:273-288. Princeton NJ: Princeton Scientific Publishers, Inc. Van Peenen PFD, AG Blanchard and PM Wolkonsky. Smoking habits of oil refinery employees. Am J Public Health 1984; 74:1-408-1409. Wen CP, SP Tsai, WA McClellan, et al. Long-term mortality study of oil refinery workers. I. Mortality of hourly and salaried workers. Am J Epidemiol 1983; 118:526-542. Ot, 448554 E.R.I. Page 54 January 2, 1990 Wen CP, SP Tsai, KB Moffitt, et al. Epidemiologic studies of the role of gasoline (hydrocarbon) exposure in kidney cancer risk. In: MA Mehlman, GP Hemstreet, JJ Thorpe and NK Weaver (eds.), Renal Effects of Petroleum Hydrocarbons. Advances in Modern Environmental Toxicology 1984; Vll:245257. Princeton NJ: Princeton Scientific Publishers. Inc. Westberg H and B Lamb. Human exposures to gasoline vapors. Unpublished manuscript submitted to the Health Effects Institute, Cambridge, MA, December 1985. Wong 0. RW Morgan, WJ Bailey, et al. An epidemiological study of petroleum refinery employees. Br J Ind Med 1986; 43:6-17. Wong 0, Raabe GK. Critical review of cancer epidemiology in petroleum industry employees, with a quantitative meta-analysis by cancer site. Am J Indust Med 1989; 15:283-310. Young JL, CL Percy, AJ Asire, et al. Surveillance. Epidemiology and End Results: Incidence and Mortality Data, 1973-77. DHHS Publication No. (NIH81-2330. Washington DC: US GPO, 1981. 448555 APPENDIX A API KIDNEY CANCER CASE-CONTROL STUDY Guide to Case Identification I. General Procedures A. Cases of kidney cancer were identified through a systematic review of all death certificates previously collected by the participating companies for their own mortality studies. B. All causes of death, as well as other significant conditions, listed on the certificates were read for any mention of kidney cancer. C. Death certificates were photocopied if they met one or more of the following criteria: 1. The cohort member qualified as a kidney cancer case according to the criteria for case identification described in section II below. 2. It was the fiftieth certificate read (check for false negatives). 3. There was any question as to whether the individual qualified as a case for this study. After each site visit, the existing International Classification of Disease (ICD) codes on the death certificates copied were blocked out. The certificates were then sent to a trained nosologist for recoding to detect false-positive and false-negative classification errors. II. Terms Indicating Kidney Cancers Qualifying as Cases A. We are interested in any condition that would be assigned the code 189.0 in the ninth revision ot the coding manual for the International Classification of Diseases (ICD-9). This code is defined as "primary malignant neoplasm of the kidney, except kidney pelvis." However, identification of any cases should depend upon the terminology on the certificate, and not on any previously assigned ICD codes that may appear. 448556 0675? Page A-2 January 2, 1990 B. Terms most often seen on aeath certificates are: Renal carcinoma Cancer/carcinoma of the kidney,/renal parenchyma Although 189.0 includes only cancer of the renal parenchyma, any kidney cancers not otherwise specified are also classified as 189.0 and for our purposes are considered kidney cancer cases. C. Terms no longer used, but which may appear on older certificates: Hypernephroma Hypernephroid carcinoma Grawitz tumor Wilm's Tumor (A very rare type of kidney cancer) -also known as Embryonal adenomyosarcoma of kidney Embryonal carcinoma of kidney Embryonal nephroma Nephroblastoma Embryonal mixed tumor of kidney Carcinosarcoma of kidney Embryoma of kidney 448557 E.R.I. Page A-3 January 2, 1990 III. Other Kidney Cancers and Conditions These terms may appear on the oeath certificates. Put for a variety of reasons do not qualify as kidney cancer cases for this study. A. Secondary neoolasms of the kidney (see Section IV A below). These neoplasms are rare. They are coded as 198.0 in ICD-9. B. Benign tumors of the kidney, coded as 223.0 in ICD-9. Terms for these tumors include: Nephradenoma Lymphangioma of kidney Fibroma Angioma Lipoma Cortical adenoma If the certificate does not specify whether a tumor is benign or malignant, it is considered benign. C. Malignant neoplasms of other parts of the kidney, and other urinary organs. These neoplasms include: Renal pelvis (also renal calyx, renal hilus, ureteropelvic junction), 189.1 Ureter, 189.2 Urethra, 189.3 Paraurethral glands, 189.4 Urinary organ, site unspecified, 189.9 D. Other diseases of the kidney, including: Nephritis Nephrosclerosis Hydronephrosis Polycystic kidneys End stage renal disease 448558 ':67?1 E.R.I. Page A-a January 2. 1990 IV. Reading trie Death Certificate See attached sample of the U.S. standard death certificate. A. Part I Part I lists the immediate cause of death and any conditions giving rise to that cause. Generally, these lines can be read as. "Condition (a) is the immediate cause of death and was due to condition (b). which was due to condition (c)." The duration of each disease or condition is also given. The order and duration of the conditions listed are important in determining, for this study, the distinction between primary and secondary cancers. Example 1. A death certificate may list: 1(a) Carcinoma of lung (b) Renal cell carcinoma - If (b) is of longer duration than (a), then renal cell carcinoma is coded as primary and carcinoma of lung is coded as secondary. - If (a) and (b) are of the same duration, or if (a) is of longer duration than (b), then both cancers are coded as primary. Example 2. Often the physician who filled out the certificate will ignore the distinctions between lines and will write one run-on '`string11 of conditions: 1(a) Carcinoma of the kidney with metastases to bladder (b) and colon - The kidney is coded as the primary site, with the bladder and colon coded as secondary sites. B. Part II Part II lists other significant conditions that contributed to death, but were not related to the immediate cause. Any kidney cancer mentioned in Part II qualifies as a case for our study as long as it falls under the categories described in Section II of this guide. 448559 E.R.I Page A-5 January 2. 1990 <* UO iOOAIII 0 ttftOJCAk IIAMniM 0* CQAQili > <*<*. CMM*OVt *C>ii la*>l to : wM ?4* /_x\ IIT M*0**U UuU tmrt* om * om C4wi 3W( 'OWU*conmmuci o um *os m m* . 0411 AlCilVtU * L. Hfll )**! i/71 Owl TO 0 * * COMMMMCI 0* COMd*"0'>t l II *CC U<C>M oaHoi*i6'aili ?! ihiaiA* It . . . . . . . . . . . . . . . . . . . . . . . . . giilO* m i*CI 0* ii--iii-i-- ^ -- w *< -- mmmm >m m -m. -ou*oam* m* - ***m 'H 0(K*IH **o*> ** oeewMIO - 1 1U I UMWf CAIOAWIC ih .IV 7t _L_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ 448560 OG APPENDIX B API KIDNEY CANCER CASE-CONTROL STUDY Guide to Abstracting Work Histories Work History Entry 1. Definea as a specific joo in a specific cepartment of a refinery held for a specific continuous length of time. In other words, every time the employee changes joo title or department, or has an interruption in the time spent at a particular job. it is considered a new work history entry. 2. Example 1. An excerot from a work history might look like the following: Dept Cracking ii ii ii Light Oils ii Position Asst Operator Operator ii " Foreman Pav rate* -- -- -- -- -- .... Change Date 10/02/53 '1 03/06/56 2 03/06/57 09/01/58 12/22/63 3 02/23/65 4 *Pay rates have been blocked out on the copies for this study. There are four work history entries in the above example, as numbered in the right margin. 448561 E.R.I. Page B-2 January 2. 1990 B. ID Numoer i. Eacn work history entry nas its own 'ID ' which consists of the employee's ID# plus the oraer of appearance of the entries on the work history. If the study subject in Example i were #6-09-1234-10, then the work history entry numbers would be, respectively, 6-09-1234-10-01, 6-09-1234-10-02. 6-09-1234-10-03. and 6-09-1234-10-04. C. Job Title and Department 1. Should be abstracted exactly as listed on the original record. 2. Department names are often listed as "Locations" (i.e.. location in the refinery). 3. Sick time, military service, layoffs, and other periods of time not spent working for the company are counted as work history entries. In this case, the job 'title" is written as "Not working," and there is no department name. 4. Example 2. A work history excerpt might look like the following: Debt Position Chanqe Date Notes Constr Helper 07/01/35 Maint Mechanic 09/24/35 Sick 02/03/37-04/11/37 it Hd Mechanic 11/20/39 There would be 5 work history entries in this case, because the Mechanic-Maint Dept job counts as two entries (9/35-2/37, and 4/37-11 /39), with the sick time forming a separate entry between them. 448562 E.H.I. Page B-3 January 2, 1990 D. Place of Work Often someone wiil spend time working at another refinery or facility owned by the same company. These jobs are counted as separate work history entries. If'the facility is not SDecified. then it is assumed to be the main refinery of interest. E. Dates Held 1. Defined as the start ano stop dates for the work history entry. 2. Often the term 'change date" is used on the records; this date is considered to be the start date. If the stop date is not specified, it is assumed to be the day oefore the start of the next work history entry. 3. If a date is missing or completely illegible, the symbols < (before) and > (after) are used. 4. Example 3. A work history excerpt might look like the following: Dept Position Change Date Notes Acctg i ii Payroll Clerk Sr Payroll Clk Supv-Payroll 03/15/46 10/25/50 Normal Retirement 7/1/56 To give an approximate range of time in the "Sr Payroll Clk" job, the dates for that work history entry would be abstracted as 10/25/50 < 07/01 /56. Similarly, the dates for "Supv-PayroH" would be >10/25/50 - 07/01/56. F. Job Category 1. Work history entries are grouped into categories according to job title or department (e.g., "operators," "pumpers," etc.) to facilitate assignment of exposure scores. 448563 Page B-^ January 2. f 990 2. Each category has a two-digit numerical coce. whicn is assigned to a work history entry during data entry. 3. A list of job categories is attached. This list will expand as work histories from more refineries are abstracted. Output The form to be used by industrial hygienists at the exposure scoring site visits is attached. 448564 E.R.I. Page B-5 January 2. 1990 API KIDNEY CANCER CASE-CONTROL STUDY WORK HISTORY ABSTRACTS - SAMPLE LIST OF JOB CATEGORIES 06/12/86 Code 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 Category Miscellaneous Working for the company at another facility Not working (includes sick leave, military service, layoffs, etc.) Boiler Engineering Foreman/Supervisor, not otherwise categorized Helper, not otherwise categorized Fireman Laborer, Not otherwise categorized Laboratory Mechanic Office/Clerk Operator Pipe Pump StillShipping Machine Coils Case & Can Instrument 448565 Ua798 E.R.I. Page B-6 1= ILd 1= ,),l J V: ITT ?g j: i 3*1:1 slii ill,: i}; Exposure Scoring Form 1 M i I I i M i II II i Mill! ! I l I'M1 l ii iI e In i r j 7 3 rs January 2. 1990 il iii > 448566 !! APPENDIX C API KIDNEY CANCER CASE-CONTROL STUDY Exposure Rating Plan A "work history entry" is defined as a job title, location or department, date started and date stopped as recoraed on the employment history of a case or control. For recording ratings, one of us (L.L.) and the company industrial hygiene representative worked with work history entries sorted by job title. They also referred to the chronologic listing of work history entries for each employee. The forms for recording the ratings are pre-coded for aata entry (see Figure 1 of main report for coding form); i.e.. each work history entry was given a unique identifier so that it could be linked back to the appropriate case or control without additional coding or data entry. For the three hydrocarbon categories of principal interest (volatile hydrocarbons, non-aromatic liquid gasoline distillates, and aromatics), ratings were assigned for the frequency and intensity of exposure. Each assigned frequency and intensity rating was given a confidence rating, expressing the degree of certainty that Mr. Levin and the designated company representative attached to the rating they assigned jointly. Frequency The frequency ratings roughly quantify the proportion of time on the job that employees with the given job title and department spent exposed to hydrocarbons in the designated category during the years in question: (0 = unknown) 1 = infrequent, if at all 2 = intermittent; weekly 3 = regular or routine exposure; daily 448567 E.R.I. Page C-2 January 2. 1990 Intensity.. The exoosure intensity ratings ranK the airoome ana;or dermal exposures to the hydrocarbons in the designated category during the Deriods of exposure to which the corresponding frequency rating refers. A rating of "r is assigned if exposure intensity did not exceed "background." i.e., typical concentrations found within the refinery in "non-exposed" environments. A rating of "3" is assigned if exposure intensity is judged to have been in the top 25% of the range of concentrations for that hydrocarbon category throughout the refinery during the time frame of reference for this study. All other work history entries are assigned intensity ratings of "2". (0 = unknown) 1 = equal to or not substantially above oacKground at the refinery 2 = intermediate 3 = upper 25% of historical levels at the refinery In practice, determining the intensity rating proved to be the key factor, since the frequency rating follows logically. For example, if the intensity level for a given exposure is 1 ("background for the refinery"), the frequency rating must be 3 ("daily"). The seven workplace exposures of secondary interest (lead, asbestos, ionizing radiation, chlorinated hydrocarbon solvents, polynuclear aromatic hydrocarbons, nitrosamines, and higher boiling hydrocarbons) were classified by the dichotomy of "present1 or "absent": (0 = unknown) 1 = absent 2 = present Confidence In addition to the actual exposure ratings, all primary and secondary exposure ratings were assigned confidence ratings as described below: 1 = lowest confidence (pure guesswork) 2 = intermediate confidence (educated guess) 3 = highest confidence (reasonably sure) 06301 448568 E.R.I. Page C-3 January 2. 1990 The confidence ratings enabled us to soecify areas of uncertainty so that the data could be analyzed to account for confidence in the assessment. Duration The dates of starting and stopping in each work history entry define the overall duration of exposure associated with the job title and department. Consequently, there was no need for the coding system to include duration of exposure. EXAMPLES The following examoles are nypotnetical work history entries that could be found m an employment record at any one of the refineries. They show how the exposure rating system was used. Examole i: Job Title Tank truck Loader - Location Tank farm/ Loading Rack Intensity: Years Rating Confidence 1946 ..3 3 Frequency: Rating Confidence 33 In this example, we judged that this job regularly involved exposure to volatile distillates (3 = regular or routine exposure) at the highest level of intensity. The intensity assessment does not imply a quantitative estimate, i.e. a range of concentrations in parts per million or use of any workplace standard or threshold limit value. It merely reflects a judgment that of all job exposures to volatile distillates over the operating history of that refinery, tank truck loading (without benefit of vapor recovery, respiratory protection, etc.) is in the upper 25% of such exposures. Because this job assignment clearly falls into these frequency and intensity categories, our confidence ratings for both would be 3 (highest confidence). 448569 E.R.I. Example 2: Page C-- January 2. 1990 Job Title Location Intensity: Years Ratinq Confidence Welder Welding Shop 1945-64 2 3 Not available Iran 1965-68 3 2 Welder Welding Shoo 1969-76 2 3 Frequency: Ratinq Confidence 23 32 23 The key to evaluating this employee's exposure lies in reviewing his individual work history. The inference that this individual was a weider while in Iran lowers the confidence rating from 3 to 2. The rationale for inferences such as this one would be discussed and agreed to at the site visit meeting as well as recorded in the meeting notes. Example 3: - Job Title Guard Location Refinery Gate Intensity: Years Ratinq Confidence 1957-65 1 3 Frequency: Ratinq Confidence 33 As a non-operations worker, a guard stationed at a physical location not in or near any process units was judged to have been exposed to volatile distillates at levels not significantly different from background levels at the refinery and was therefore assigned an intensity rating of 1 and a frequency rating of 3. Again, our certainty that this job assignment fell into these categories was high, and so the confidence ratings for intensity and frequency was 3. u63Uo 448570 APPENDIX D API KIDNEY CANCER CASE-CONTROL STUDY Job Title and Location Code List Adapted from the Texaco/API Standardized Task List for the API Kidney Cancer Case-Control Study June 30, 1987 I. JOB TITLE CODES ERI API CODE CODE TASK 00 Unknown 10 AX ADMINISTRATION AND/OR SUPERVISION 2- BX OPERATIONS 21 BA Inside (Control Room) 22 BB Outside Apprentice COMMENT Occupations concerned with specialized administrative and managerial functions, or 'clerical" work (i.e. general white collar), or those whose primary function is to supervise and coordinate activities of others. Includes stockman, order filler, records clerk, storekeeper, buyer, sales, and engineers involved with management and technical supervision. Operates control panel to regulate temperature, pressure, rate of flow, and tank level in petroleum refining, processing, and treating units and petrochemical units, according to process schedules. An operator whose duties are primarily outside, and who has not yet completed sufficient on-the-job training to be considered a qualified, skilled worker. In general, assists and reports to outside journey man (Task 23). 448571 '.'6S04 E.R.I. Page D-2 January 2, 1990 ERI API , CODE CODE TASK 23 BC Outside Journeyman 24 Laborer, General COMMENT An operator wnose duties are primarily outside of the control room and who has completed a specified training program. Duties include moving controls to regulate valves, pumos, compressors, auxiliary equipment to direct flow of products: checking temperature and pressure gauges ana flow meters: checking equipment for malfunctions: and patrolling units to verify safe and efficient operating conditions. May perform minor repair and maintenance of equipment: sample liquids and gases, and test products for chemical characteristics and color; lubricate equipment: clean interior of processing units by circulating chemicals through them: and treat products. Includes blender, pumper, Stillman, gauger, fireman. Laborers who are not in the yard department. Includes (if Labor designation also present) helper, packer, rigger, loader, winchman, wharfman, oiler, trackman, mechanic, utility, maintenance, shop, warehouse, tanks, garage. 4- cx MAINTENANCE CRAFTS-METAL 40 CA Boilermaking Includes occupations concerned with assembling, erecting, and repairing boilers and related equipment, attachments and accessories. Includes laying out, cutting, fitting, and bolting, welding, or riveting heavy metal plates, boiler tubes, and castings. -'6305 E.R.i. Page D-3 January 2. *990 ERI API .. CODE CODE TASK 41 CF Welding 42 CC Pipefitting 46 CB Lead Burning 34 CD Structural Steel COMMENT Excludes these known as lead burners (Task 46) wnose primary occupation is welding with lead materials. This group includes occuoations primarily concerned with joining, surfacing, or otherwise fabricating or repairing structures or parts of metal or other weldable materials, such as plastic or glass, applying the following welding or cutting processes: arc; gas: resistance: sand state (friction, ultra-sonic, cold, explosion, diffusion); and other processes, such as electro-slag, electron beam, induction, thermit, and laser beam. Includes occuoations concerned with assembling and installing gas, steam, plumbing, and related fixtures, pipes, and fittings m structures, using pipe-cutting and pipe-threading tools, welding equipment, and other pipefitting tools and equipment. Welds lead or alloy, using gas torch or arc welding equipment, to install and repair lead items. Installs or repairs equipment such as lead pipes, valves, floors, and tank linings. Cuts lead sheets or pipe using powered saws, hand shears or chopping knife. (See also Welders, Task 41) Includes occupations concerned with joining (includes rigging) structural parts and components with bolts, screws, and related fasteners, or by fitting (placing) reinforcing steel or iron in forms to strengthen concrete. Rigging: assembles rigging to fit and move equipment of material; selects cable, ropes, pulleys, winches, blocks and sheaves, according to weight and size of load to be moved. E.R.I. Page D-J- ' January 2. 1990 ERI API , CODE CODE TASK 35 CE Tinsmithing COMMENT Includes occupations concerned with laying out cutting to size, bending or shaping, and soldering, brazing, riveting, or crimping sheet metal, such as copper, steel, aluminum, galvanized iron, and tin cold air vents, caomets, and light tanks. 30 MISCELLANEOUS Includes handyman, builder, tool inspector. MAINTENANCE & insDector. utility man, repairman, BUILDING TRADES construction mechanic DX MAINTENANCE CRAFTSNON-METAL 31 DA Carpentry Includes occupations concerned with fabricating, installing and repairing structures and structural members made of wood and materials that can be worked like wood, such as plastic and fiberglass, using bank saws, rip saws, planers, braces, hammers and other carpentry tools and woodworking machines. 32 DC Masonry Includes occupations working with artificial stone, brick, concrete, stone and the like. Includes those classified as bricklayer, cement mason, stone mason, etc. 33 DO Painting Includes occupations concerned with applying decorative or protective materials, such as paint, enamel, varnish, shellac, stain or oil to articles by brushing, spraying, wiping, or hand-dipping; includes preparing surface of the article, mixing coating ingredients, hand-rubbing, filled or coated surfaces, and related activity. 6307 448574 E.R.I. Page D-5 January 2, '990 ERI API . CODE CODE TASK 03 Sandblasting 36 DB Insulating 04 Miscellaneous Shop Services COMMENT As distinct from painting Includes occupations concerned with covering and lining structure with asbestos, cork, canvas, tar paper, magnesia, and related materials for insulation purposes, using saws, knives, rasps, trowels, and other tools and implements. For examole. casket cutting EX MAINTENANCE CRAFTSELECTRICAL SYSTEMS 37 EA Electrical Only Excludes those individuals whose jobs are combined to electrician and instrument man or instrument man only (see also Tasks 38 and 39). Includes occupations concerned with assembling, installing, erecting, and repairing electrical equipment and related structures designed for electric power generation, transmission, and distribution; communication, signaling, and object detection; process control, fire control, and data processing; transportation and material handling; heating, air conditioning, refrigeration, illumination; and other industrial, commercial, and domestic electrical applications. 38 EC Electrical and Instrument Combines the duties of electrical (Task 37) and instrument (Task 39). 448575 0o308 E.R.I. Page D-6 January 2. ",990 ERI API CODE CODE TASK 39 EB Instrument Only COMMENT Includes occuoations concerned with fabricating and repairing instruments for measuring, controlling, and indicating temperature, pressure and vacuum, fluid flow, liquid level, mechanical motion, rotation, humidity, density, acidity or alkalinity, and combustion; dial pressure gauges; scales and balances; and apparatus for testing such physical properties as hardness, tension, torsion, compression, and elasticity. FX MAINTENANCE CRAFTSENGINES FA Gas Repairs and maintains gas-driven, internal-combustion engines that power electric generators, compressors, and similar equipment, using hand tools and precision measuring devices. 49 FB Gasoline/Diesel Repairs and maintains gasoline and/or diesel engines used to power machines such as ships, trucks, railroad trains, electric generators, and construction machinery, using hand tools, precision measuring instruments, and machine tools. 43 GX MACHINING AND BLACKSMITHING Includes occupations concerned with shaping metal parts by milling, turning, planing, abrading, boring, chipping, sawing, and shaving with a variety of metal working machines. Includes laying out. job-setting, fitting, assembling and repairing. 448576 06 an <5 E.R.I. Page D-7 January 2. 1990 ERI API CODE CODE TASK COMMENT 14 HX TRUCK/TRAILER/RAIL Includes occupations concerned with the CRANE (MOBILE transportation of people and cargo from EQUIPMENT one geographical location to another, or OPERATOR) m or around establishments, by various methods. Includes trucK/'vehicie drivers, chauffeurs. IX 45 IA 47 IB 48 MAINTENANCE-RELATED ACTIVITIES Recovery/Salvage Recovers and/or salvages reusable materials and disposes of waste. May involve collection, inspection, separation, weighing, and minor repairs to scrap containers. Yard Performs any combination of following tasks in refinery: dig ditches, build dikes and levees, and fill holes using pick and shovel. Smooth ground surfaces and roadways, using hand tamper. Clean refining eouipment. Move debris from roadways and work areas, and spray and hoe weeds. Mix and pour cement. Unload material, such as tools, equipment, cement, etc., manually or with handtruck; and stack barrels and sacks for storage. Uncrate equipment and parts. Rip open sacks, and dump chemicals and catalysts into mixing, treating, or storage tanks. Dope pipelines to prevent corrosion. Change hoist cables, and rig chain hoists rope blocks, etc., used to move or raise equipment. Skim oil from cooling water in water boxes. Job titles include laborer and roustabout. Unit Cleaners :>o31 3 44857^ E.R.l. Page D-3 January 2, 1990 ERI API CODE CODE TASK COMMENT JX FIELD/SERVICES STAFF 11 JA Professional An individual who can work relatively independently by virtue of educational qualifications, work experience, and/or legal certification. 12 JB Technical An individual who works in direct support a professional (See Task 11). Includes draftsman. JC Non-Technical 13 ii An individual who provides support of an essentially non-technical nature to professional (Task 11) or technical (Task 12) staff. Janitor 14 15 <i 17 " it " Guard, watchman, and other security Firefighter First aid and other medical KX LABORATORY STAFF 51 KA Professional An individual who can work relatively independently by virtue of educational qualifications, work experience, and/or legal certification. Includes chemist, industrial hygienist. 52 KB Technical An individual who works in direct support of a professional (See Task KA). Includes inspector, lab technician. 06511 448578 E.R.I. 3age D-9 January 2, 1990 ERI API CODE CODE TASK 53 KC Non-tecnmcal PA Pipeliner COMMENT An individual who provides support of an essentially non-technicai nature to professional (Task KA) or technical (Task KB) staff. Maintains and repairs pipelines, pumping stations, and tank frames by performing any combination of the following duties: corrosion control by sandblasting, application of corrosion resistant materials and pipe wrapping; operate heavy earthmovmg equipment; position materials for carpenters, mechanics and welders; install screwpipe and manifold connections; clean storage tanks: yardwork; may use chemicals to clear foliage; may load or unload trucks: walk along pipeline to detect leaks. 448579 E.R.I. Page D-io January 2. 1390 II. JOB LOCATION CODES CODE 0000 0100 0110 0111 0112 0120 0121 0122 0130 0131 0132 0140 0150 0160 0200 JOB LOCATION Unknown CRUDE PROCESSING UNIT Desalting and Dehydrating Chemical desalting Electrical desalting Topping Umt/Atmospnenc Distillation with desulfurization (may have secondary stills) Light topping Deep topping Topping Unit/Atmospheric Distillation without desulfurization (may have secondary stills) Light topping Deep topping Vacuum Distillation (may occur at primary refinery or lube oil refinery - both process topped crude. Synonym: residuim stripping) Virgin naphtha rerun Virgin light ends rerun CATALYTIC CRACKING UNIT 448580 0681-3 :.r.i. CODE 0210 0211 0212 0220 0221 0222 0240 0300 0400 0410 0411 0412 0420 0421 0422 0500 0510 0511 0512 Page D-i i January 2. 1990 JOB LOCATION Fixea-bed With H.S removal/recovery facilities Without H.S removal/recovery facilities Fluid-bed (includes moving oed - involves regenerator) With H.S removal/recovery facilities Without H.S removal/recovery facilities Fuels plant - Light ends processing THERMAL CRACKING UNIT (Includes Visbreaking and batch stills no catalyst used) COKING UNIT Fluid caking With H2S removal/recovery facilities Without H.S removal/recovery facilities Delayed coking With H2S removal/recovery facilities Without H2S removal/recovery facilities CATALYTIC REFORMING UNITS (utilize precious metal catalysts) Without hydrogenation With H2S removai/recovery facilities Without H2S removal/recovery facilities 448581 :.r.i. CODE 0520 0521 0522 0600 0700 0800 0900 iooo 1010 1020 1100 1110 1120 1200 1300 1400 1410 1411 . 1412 Page D-12 January 2. 1990 JOB LOCATION With nyarogenation With H.S removal/recovery facilities Without H.S removal/recovery facilities STEAM REFORMING UNIT HF ALKYLATION UNIT H2SO, ALKYLATION UNIT AICI3 ALKYLATION UNIT RETORTING UNIT Shale oil Tar sand GASOLINE POLYMERIZATION UNIT Phosphoric acid Sulfuric acid NON-AROMATIC ISOMERIZATION UNIT (e.g., Butamer, pentane, hexane, etc.) AROMATIC ISOMERIZATION UNIT (when not combined with an aromatic recovery unit) KETONE DEWAXING UNIT MEK Alone With benzene 448582 E.R.I. CODE 1413 1420 1421 1422 1423 1430 1431 1432 1440 1450 1500 1510 1520 1530 1540 1550 1560 1570 1571 1572 Page D-13 JOB LOCATION With toluene MIBK Alone With benzene With toluene Acetone Alone With benzene MBK Wax presses LUBE/BASE OIL EXTRACTION UNIT Phenol Duo-Sol Furfural DMSO Di-Me Bariso Propane Dewaxing Deasphalting January 2. 1990 448583 i.R.I. CODE 1600 1700 1710 1720 1721 1722 1730 1740 1800 1810 1820 1830 1900 2000 2010 2020 2030 2100 2110 Page D-i 4 January 2. 1990 JOB LOCATION S02 (EDELEANU) EXTRACTION UNIT AROMATICS RECOVERY UNIT (includes combined isomerization and recovery) Distillation Extraction Glycols (e.g., Udex. Tetra) 1,1-dioxycyclopentane (e.g.. Shell-Sulfolane) Crystallization Selective adsorption CLAY TREATING UNIT Lube/base oil Benzene, toluene, xylene (BTX) Middle distillates BAUXITE TREATING UNIT (WAX) . SULFURIC ACID TREATING UNIT Lube/base oil Wax Middle distillates TREATING (SWEETENING) LIGHT OILS UNIT Caustic and inhibitor 448584 O'bSlT E.R.I. Page D-15 January 2, 1990 CODE 2111 2112 2113 2120 2121 2122 2123 2130 2131 2132 2133 2140 2200 2210 2211 2212 2213 2220 2221 oooo . JOB LOCATION Gasoline anc components Middle distillates Solvents Doctor Gasoline and components Middle distillates Solvents Cupric chloride Gasoline and components Middle distillates Solvents Others, e.g. cycloversion HYDROGEN TREATING UNIT (if operated as a separate unit) Desulfurization and/or denitrification Gasoline and components Middle distillates Solvents Saturation Olefin Aromatic 448585 E.R.I. CODE 2223 2230 2231 2232 2233 2234 2300 2310 2311 2312 2313 2320 2321 2322 2323 2324 2330 2400 Page D-16 January 2. 1990 JOB LOCATION Lube/base on oonsning ;hvarcofining; Cracking Distillate Residuim Lube/base oil For petrocnem plant WASTE TREATMENT UNIT Aqueous waste Sanitary Storm Process (e.g., API separator, charcoal filtration, secondary or tertiary treatment) Solid waste Collection Incineration Land-fill Land-farm Gaseous waste (e.g., tail gas clean-up) MAINTENANCE SHOP UNIT 448586 E.R.I. CODE 2500 2510 2511 2512 2520 2525 2530 2531 2532 2600 2610 2620 2700 2800 2810 2820 2830 2840 Page D-17 January 2. 1990 JOB LOCATION MULTI-PROCESS TO PLANT-WIDE UNIT Maintenance Routine Turnarounc Operations (e.g., :ador pool, yard, shiftbreakers. suoervisors/foremen) Transportation (cranes, trucks, buses. Ross carriers) Services Fire, safety, industrial hygiene, security (guard, watchman), medical/first aid Engineering, inspection LABORATORY UNIT Quality control (QC) Research and development (R & D) OFFICE - NON-FIELD UNIT UTILITY UNIT Water treatment Boiler house (includes electrical and steam) Pump house (cooling tower) Air compressors 448587 i.R.I. CODE 2900 2910 2911 2912 2913 2920 2921 2922 2923 2930 2931 2932 2933 2940 2941 2942 2943 2950 2951 2952 Page D-18 January 2. 1990 JOB LOCATION RECEIPT. STORAGE. AND MOVEMENTS UNIT Pump Product Intermediate Crude Tank farms Product Intermediate Crude Blending (includes additives) Product Intermediate Crude Water transport (wharf) Product Intermediate Crude Truck and rail transport Product Intermediate 448588 E.R.I. Page D-19 January 2. 1990 CODE 2953 2960 2961 2962 2963 3000 3010 3011 3012 3020 3021 3022 3030 3031 3032 3040 3041 3042 3100 3200 .. JOB LOCATION Crude Pipeline transport Product Intermediate Crude NGL (NATURAL GAS LIQUIDS) RECOVERY UNIT Expansion With H2S removal/recovery facilities Without H.SYemoval/recovery facilities Refrigeration With H2S removal/recovery facilities Without HaS removal/recovery facilities Cryogenic (colder than propane refrigeration) With H2S removal/recovery facilities Without H2S removal/recovery facilities Absorption With H2S removal/recovery facilities Without H2S removal/recovery facilities NGL (NATURAL GAS LIQUIDS) FRACTIONATION UNIT HELIUM-RECOVERY UNIT 448589 06822 E.R.I. CODE 3300 3310 3320 3400 3410 3420 3500 3510 3520 3530 3600 3610 3620 3630 3640 3650 3700 3800 Page D-20 January 2. 1990 JOB LOCATION SULFURIC ACID MANUFACTURING UNIT Chamoer Contact SULFUR RECOVERY UNIT Direct oxidation Claus HYDROGEN MANUFACTURING UNIT Steam reforming Partral oxidation (Texaco) RKN reforming (specifically to produce H2) ASPHALT MANUFACTURING UNIT Steam distillation Vacuum distillation Air blowing with catalyst Air blowing without catalyst Barrel and drum manufacture GREASE MANUFACTURING UNIT (includes both batch and continuous) LUBE/BASE OIL MANUFACTURING UNIT <48590 06823 E.R.I. CODE 3300 3310 3320 3400 3410 3420 3500 3510 3520 3530 3600 3610 3620 3630 3640 3650 3700 3800 Page D-20 January 2. 1990 JOB LOCATION SULFURIC ACID MANUFACTURING UNIT Chamoer Contact SULFUR RECOVERY UNIT Direct oxidation Claus HYDROGEN MANUFACTURING UNIT Steam reforming Partral oxidation (Texaco) RKN reforming (specifically to produce H2) ASPHALT MANUFACTURING UNIT Steam distillation Vacuum distillation Air blowing with catalyst Air blowing without catalyst Barrel and drum manufacture GREASE MANUFACTURING UNIT (includes both batch and continuous) LUBE/BASE OIL MANUFACTURING UNIT 448590 06B23 E.R.I. CODE 3900 3910 3920 4000 4100 41 10 4120 4130 4200 4210 4220 4230 4300 4310 4320 4400 4410 4420 4500 4600 Page D-21 January 2. 1990 JOB LOCATION PACKAGING UNIT (EXCLUDING WAX) Lube /base oil ana grease only Lube/base oil, grease, and other consumer oroducts WAX PACKAGING UNIT AROMATICS PRODUCTION UNIT Catalytic reforming - BTX (dehydrogenationi Hydrogen dealkylation (platforming) Thermal reforming CUMENE PRODUCTION UNIT Phosphoric Chlorine Hydroperoxide/phenol ETHYLENE PRODUCTION UNIT Steam/furnace/tube Other NITROGEN PRODUCTS UNIT Ammonia plants Other nitric products SALVAGE/RECOVERY CATALYST/BEAD PLANT 448591 06324 E.R.I. Page D-22 CODE 4700 4710 4750 4800 4900 5000 5100 , JOB LOCATION CHEMICAL PROCESSING Alcohol Unit (Ethanol Unit) Ther - Polymerization BOOSTER STATION ROOFING PLANT REFRIGERATION PLANT OXYGEN PLANT January 2. 1990 448592 06825 APPENDIX E API KIDNEY CANCER CASE-CONTROL STUDY Spanish Surname Analysis The purpose of this analysis of Spanish surnames is to distinguisn Hispamcs from non-Hispamcs (Anglos). As an indicator of ethnic oackground, the Hispanic/Anglo dichotomy supplements the white/non-wmte distinction already available from the cohort data tapes. In their review of epidemiologic studies of cancer m refinery workers, Savitz and Moure (1984) suggested that ethnicity may be an important confounder in assessing cancer rates for these workers. It could particularly be a problem for the refineries in Texas, which has a high Hispanic population. This concern was reiterated by the Environmental Protection Agency (1987) in its recent publication on the carcinogenicity of unleaded gasoline. Samet et al. (1980) reported lung cancer incidence rates in New Mexico to be approximately three times higher for non-Hispanic whites than for Hispanic whites. Humble et al. (1985) conducted a case-control study to investigate this disparity and concluded that the difference in lung cancer incidence rates between the two ethnic groups could largely be due to differing cigarette smoking patterns. Kidney cancer rates also seem to be linked to ethnicity. Using the New Mexico SEER data for 1973 - 1977, the rate in non-Hispanic males is one and a half times greater than that in Hispanic males (SMR = 1.5) (ERI, unpublished). The use of surnames has proved to be a highly reliable method for determining ethnicity in the absence of self-reported information. Wiggins et al. (unpublished) compared the accuracy of several Census Bureau methods for determining Hispanic status with respondents' self-reporting of ethnicity. The 1980 List of Spanish Surnames proved highly accurate in classifying participants as Hispanic or nonHispanic (see Table F-1, Test 2).. In addition, Howard et al. (1983) investigated the accuracy of the 1980 Census Bureau list and the GUESS (Generally Useful Ethnic Search System) computer program, which also uses surnames to determine ethnicity, in assessing Hispanic status. They found that both methods were highly accurate in classifying Hispanics and non-Hispanics when compared to the self-reported ethnicity of the participants in their survey (see Table E-1, GUESS program and Test 1). The GUESS program is no longer widely used, however. The 1980 List of Spanish Surnames was readily available from the Census Bureau. We obtained a copy and manually checked the surnames of all study subjects against the list. 448593 E.R.I. Page E-2 January 2, 1990 TABLE E-1 Hispanic Surname Analysis: Validation With Self-Reports (Males) Method GUESS Program (Howard et al.) 1980 Census List Test 1 (Howard et al.) Test 2 (Wiggins et al.) Sources: Howard et al., 1983 Wiggins et al., unpub. Sensitivity 87 85 84 Specificity 92 95 99 448594 06327 E.R.I. Page E-3 January 2, 1990 References Howard CA, JM Samet, RW Buecnley SD Schrag and CR Key. Survey research in New Mexico Hispamcs: some methodological issues. Am J Epidemiol 1983; 117:27-34. Humble CG. JM Samet, DR Pathak and BJ Skipper. Cigarette smoking and lung cancer in 'Hispanic' Whites and other Whites in New Mexico. Am J Public Health 1985; 75:145-148. Office of Health and Environment Assessment. Evaluation of the Carcinogenicity of Unleaded Gasoline. U.S. Environmental Protection Agency, 1987. EPA/600/687/001. Samet JM. CR Key, DM Kutvirt and CL Wiggins. Respiratory disease mortality in New Mexico's American Indians and Hispanics. Am J Public Health 1980; 70:492497. Savitz DA and R Moure. Cancer risk among oil refinery workers: a review of epidemiologic studies. J Occup Med 1984; 26:662-670. Wiggins CL CA Howard and JM Samet. Comparability of Census Bureau techniques for identifying Hispanics. Unpublished. 448595 06823