Document nmbL1KQoaR4pMaw6M8GLgRaDX
1910 Sunderland Place, N.W. Washington, D.C. 20036 202-293-2980
Fax.: 202-293-291 5
Organization Resources Counselors, Inc
Memorandum
July 19, 1989
PLAINTIFF' EXHIBIT
AL-977
To: ORC Occupational Safety and Health Group ORC Western Occupational Safety and Health Group ORC Asbestos Task Force
From:
Darrell K. Mattheis
Subject:
Building and Construction Trades Department, AFL-CIO Request to the Court for an order of enforcement for the February 1988 Asbestos Remand
Attached for your interest is a copy of the Petition to the United States Court of Appeals for the District of Columbia Circuit for an order to force OSHA to respond expeditiously to the Courts February, 1988 Remand.
Attachment
1U3
IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
BUILDING AND CONSTRUCTION TRADES DEPARTMENT, AFL-CIO,
Petitioner, v.
ELIZABETH DOLE, SECRETARY OF LABOR,
Respondent.
) ) )
)
) No. ) ) Consolidated with Nos.
)
) and )
)
)
)
86-1359
86-1360, 86-1410, 86-1411.
PETITIONER'S MOTION TO ENFORCE THE COURT'S JUDGMENT
Petitioner Building and Construction Trades Department,
^.AFL-CIO ("BCTD") respectfully moves gr enforcement of the Court's
Judgment entered on February 28, 1988. An order of enforcement is
necessary because the respondent Secretary of Labor has failed to
comply with the Court's decision. That decision upheld BCTD's
challenges to several aspects of the Occupational Safety and Health
Administration's ("OSHA") asbestos standard for the construction
industry and remanded the matter to the Secretary for agency action
consistent with the Court's opinion. The Court's opinion is
reported at BCTD v. Brock. 838 F.2d 1258 (D.C. Cir. 1988) and is
attached hereto as Appendix A. The mandate issued on July 6,1988
and is attached as Appendix B.V
'
T------ " -
--- ~
"*'-*
''
^Prior proceedings in^this case listed William E.Brock,J-the
former Secretary of Labor, as respondent. The current Secretary
of Labor, Elizabeth Dole, has been substituted as respondent for
purposes of this motion pursuant to Rule 43(c)(1) of the Federal
Rules of Appellate Procedure.
Insofar as is pertinent to this motion, the Court ordered OSHA
to address on remand the following aspects of the asbestos standard
for the construction industry:
1. Permissible Exposure Limit ("PEL");
2. Respirator classification;
3. Exposure monitoring;
4 . Warnings and labels;
5. Reporting and record transfer;
6. Scope of "Competent Person" requirement; and
7. "Small-scale short-duration" exemptions.
Following repeated efforts by the BCTD to ascertain the steps
being taken to comply with the Court's Judgment, the Acting
Assistant Secretary for Occupational Safety and Health finally
""responded by letter dated May 10, 1989*7, stating in pertinent part:
With respect to those issues remanded for further consideration or fuller statement of reasons, OSHA
^OSHA's May 10, 1989 letter (Appendix G) responded to a letter of inquiry from the BCTD on October 5, 1988. Prior to that inquiry, in June, 1988, Robert A. Georgine, President of the BCTD, wrote to the Secretary of Labor summarizing the issues to be addressed on remand and urging the Secretary to act expeditiously to comply with the Court's remand order. (Appendix C.) By letter dated September 6, 1988, the Secretary of Labor responded, but, aside from the "short term exposure limit issue" (see infra n. 3), provided no specific details as to steps the agency was planning to take or a timetable for compliance with the Court's order. (Appendix D.) By its attorneys, the BCTD then contacted the Solicitor of Labor, again inquiring as to what specific steps OSHA would be taking to comply with the Court's order and to urge OSHA to proceed as expeditiously as possible.c (Appendix E;) By lettert* dated October 17, 1988, the Solicitor of Labor informed the BCTD that he had forwarded the letter to the OSHA Assistant Secretary^ and requested that he respond directly. (Appendix'F.T~ 0SHA~'s KaylO, 1989 letter ifollowed (seven months-later
2
undertook review of the record to determine which issues may be resolved on the present record and which require supplemental fact-gathering. Based on this review OSHA concluded that the remaining remand issues cannot be effectively resolved on the present record, and OSHA will, therefore, initiate the appropriate rulemaking.
The remand issues present a complex mix of technical and policy questions. We anticipate that the proposal to deal with these issues will be published in January 1990.
(Appendix G.)5/
ARgVMEKI
I. Introduction
The Secretary's lengthy and continuing delay in taking the
steps specified in the Court's opinion, her vague statement
regarding the "review" undertaken by OSHA, and her "anticipat(ion]"
"appropriate rulemaking" will be,i'initiate(d]" in January 1990
by the publication of a proposal, are wholly unreasonable and in
disregard of this Court's order. Furthermore, OSHA's expressed
intent to engage in "supplemental fact-gathering" is misguided at
*^On one issue, not listed above, the Secretary has acted,
although not within the time frame directed by this Court. That
issue involved the absence from the standard of a short term
exposure limit ("STEL"). At oral argument in this case, in April,
1987, the Secretary advised the Court of "its belief that it could
complete its reconsideration of this issue, on the existing record,
by November, 1987". BCTD v. Brock. 838 F.2d at 1273. At the time
of the issuance of this Court's decision, in February, 1988, OSHA
had yet to act.
The - Court ordered OSHA to complete its
reconsideration of a STEL within sixty days of the issuance of the
Bandate. The mandate issued July 6, 1988. On September 14, 1988,
OSHA promulgated an "excursion limit" for asbestos exposure and
added it to the-standard; OSHA's action on the STEL is not an
issue addressed by the instant motion.
c.
3
best. The issues remanded by this Court are not, in the main, fact-bound issues requiring further development of the record. Moreover, the record that was developed in the original rulemaking^ is sufficient for the agency to address those issues remanded by the Court. Accordingly, and as is discussed further below, the BCTD requests this Court to grant further and more specific relief that is necessary to compel the Secretary to comply with the Court's Judgment.
XI. Discussion
This Court has stated, "[d]elays that might be altogether
reasonable in the sphere of economic regulation are less tolerable
when human lives are at stake." Public Citizen Health Research
n___Group v. Auchter. 702 F.2d 1150, 11SZ (D.C. Cir. 1983). "Speed in
achieving protection for workers was of paramount importance to
Congress .... [W]e do not look upon delays as favorably 'where
human health is at stake1." Farmworkers Justice Fund v. Brock. 811
F.2d 613, 631 (D.C. Cir.), vacated as moot. 817 F.2d 890 (1987).
OSHA itself acknowledged, as the Court noted in this case, that "no
'toxic substance' has more clearly demonstrated detrimental health
effects on humans than has asbestos.' 51 Fed. Reg. 22615." BCTD
v. Brock. 838 F.2d at 1262. These propositions, we submit, serve
to delineate the framework of an appropriate enforcement order.
.
...
.
; . '
- ..
. .. -4 ` ^The rulemaking proceeding in the prpmulgation of 'the: asbestos
standard resulted in a record "with over 340 exhibit3 end approximately 55,000 pages." BCTD v. Brock. 838 F.2d at 1263.
- 4 **
The Court has continuing jurisdiction over its own mandate.
Dillev v. Alexander. 627 F.2d 407, 410-11 (D.C. Cir. 1980). The
Court also has authority to issue orders necessary to enforce
compliance with its earlier mandate. International Ladies' Garment
Workers1 Union v. Donovan. 733 F.2d 920, 922 (D.C. Cir.), cert,
denied
nom. Breen v. International Ladies' Garment Workers*
Union. 469 U.S. 820 (1984); City of Cleveland v. Federal Power
Commission, 561 F.2d 344, 346 (D.C. Cir. 1977); United Steelworkers
of America v. Pendergrass. 819 F.2d 1263 (3d Cir. 1987). See also
28 U.S.C. 1651 ("all courts established by Act of Congress may
issue all writs necessary or appropriate in aid of their respective
jurisdictions . . . ."). Additionally, this Court is empowered by
the Administrative Procedure Act to "compel agency action
unlawfully withheld or unreasonably delayed . . ." 5 U.S.C.
S 706(1). See also 5 U.S.C. 555(b) ("within a reasonable time,
each agency shall proceed to conclude a matter presented to it.").
The Secretary's continuing failure to address this Court's
order and opinion with regard to the asbestos standard warrants
action by this Court to enforce its Judgment. The Secretary has
not even been able or willing to establish a complete schedule for
reconsidering the various facets of the asbestos standard remanded
by the Court, but has merely stated that the agency will issue a
proposal in another eight months, nearly two years after the
Court's opinion in this matter. As wascthe case with the STEL, &.
1UBZ& n. 3, only a specific Court order" that the agency take
5
specific action by a set tine will cause OSHA to conplete its
rulemaking.
This Court has had repeated occasions to criticize OSHA's-
proclivity for delay in the promulgation and revision of health
standards under the OSH Act and has often found it necessary to set-
a specific rulemaking time framework for the agency to comply with
its legal obligations. See. Farmworker Justice Fund. 811 F.2d at
631 ("the decision to delay a field sanitation standard yet again
appears unreasonable in light of the prolonged delay that has
already occurred in this case," -- court ordered issuance of
standard within 30 days) ; International Union. UAW v, Donovan. 756
F.2d 162, 164-65 (D.C. Cir. 1985) ("we believe that the petitioners
have shown the agency's actions to be unduly delayed and its
explanation for delay to be questionable" and cautioning "we will
look with extreme displeasure on any variance from the schedule and
will not hesitate to set a date certain for completion of the
administrative proceeding if the [respondents] unreasonably
delay."); Public Citizen v. Auchter. 702 F.2d at 1153-54 ("we fully
agree with the district court that 'OSHA has embarked upon the
least responsive course short of inaction* . . . [and] therefore
hold that OSHA must expedite the rulemaking in which it is now
engaged. . . . [We] direct the Assistant Secretary to issue a
notice of proposed rulemaking within thirty days of.the date of
..ill"
t-; .;
.
J -
' -.
this decision and to proceed expeditiously thereafter . . . ") ...
5- '
V'Ci.
- ->
'a
' ft
6
OSHA's failure to comply with the Court's order in the
asbestos case forces the BCTD to now seek further relief from this
Court. We discuss below each of the remand issues as to which
enforcement is necessary as well as the specific relief requested
with regard to each.
1. Permissible Exposure Limit f"PEL") -- The Court ordered
OSHA to address the matter of further reducing the PEL for certain
work operations "to afford workers the benefits of more stringent
standards in areas where they are feasible." ' BCTD v. Brock. 838
F.2d at 1273. The Court noted that OSHA's Tables 22 and 23`, (see
Appendix H), which are found in the preamble to the standard and
are based on evidence in the record, indicate several industry
subcategories for which current airborne asbestos concentrations
it--
ur
are "well below 0.2 f/cc, several of them well below even 0.1
f/cc." BCTD v. Brock. 838 F.2d at 1273.Quoting OSHA's brief,
the Court pointed out that "the agency acknowledg[ed] that in many
operations the 0.1 f/cc level 'is already met on average by the
best plants.'" Id.
This Court's order presented the Secretary with at least one
and possibly two tasks. First, the Court directed OSHA to "provide
^Although the Court's discussion with regard to disaggregation
focused on brake repair in the general industry sector, it is clear that this issue must also be addressed with regard tb construction. The Court's rationale, its general discussion of the issue, and its, specific reference to Table 23, which is1 a: chart containing a breakdown of various operations in the construction industry, make clear that -the? Secretary must address disaggregation of the construction industry standard.
-7 -
a little more enlightenment", id*# by explaining the analysis
underlying its decision to reject lower PELs for certain operations
in favor of a uniform PEL. Certainly, explaining and documenting
reasons for a policy decision already made does not require further
rulemaking as suggested in the Acting Assistant Secretary's letter.
Second, the Court stated that to the extent that OSHA may rely on
factors other than administrative convenience for declining to set
lower PELs, it should make specific findings. The Court noted that
the agency's own data shows many operations with current average
concentrations below 0.1 f/cc. By the agency's own admission,
therefore, there is no need for delay on this issue. Accordingly,
this Court should order the Secretary, within 30 days either, 1)
to promulgate PELs- of less than 0.2 f/cc in the construction mL
industry in operations "where they are feasible" or, 2) provide the
Court with its explanation for declining to do so.
2. Respirator Classification -- The Court noted that OSHA
did not dispute the BCTD's contention that protection factors
assigned to various respirators are not supported by the evidence.
Nevertheless, on the basis of the Secretary's representation that
OSHA was in the process of reevaluating its general respirator
standard, 29 C.F.R. 1910.134, the Court ordered OSHA to complete
its reevaluation "without undue delay" and to incorporate the
results into the asbestos standard.; Id. at 1274-75. Clearly, OSHA;
has not heeded that admonition. ' - _ "
... .* ......
-v'-:a , ..... : c.'-*?* -i
The agency began its.review of the respirator standard- in May/*
8
1982 when it published an Advance Notice of Proposed Rulemaking.
47 Fed. Reg. 20803. Then, in October, 1986, OSHA published its
timetable for completing review of the general respirator standard.
51 Fed. Reg. 38593; see Appendix I.
In its timetable OSHA
projected it would publish a Notice of Proposed Rulemaking by
January, 1987, and complete the rulemaking by January, 1988. I.
It is now May, 1989 and OSHA has not even published its Notice of
Proposed Rulemaking for respiratory protection. Rather, on April
24, 1989, OSHA published a revised timetable projecting that it
would publish a proposed rule in June, 1989 with a final rule in
June, 1990. 54 Fed. Reg. 16868; see Appendix J. Not a word has
been mentioned, to the Court, the parties, or the public, about the
effecc of this delay on the asbestos standard. Indeed, OSHA's
notice states that there is no legal deadline for review of the
general respirator standard. Id.
In light of OSHA's blatant disregard for the Court's direction
to act "without undue delay", its callous indifference to the lives
and health of construction workers, and its admission that the
present standard "credit[s] various respirators with more
effectiveness than the record supports",BCTD v. Brock. 838 F.2d
t'ln April 1986 the EPA and the National Institute for
Occupational Safety and Health issued a joint report entitled & guide__2___RggPiratPIY___Protection for the Asbestos___Abatement Industry. (Sfi Appendix K.) In that report, based on "the best and most current information?. Appendix..K atrp. 1, those..agencies,, recommended that only two types of respirators be used for asbestos abatement work out of the thirteen ..types of respirators permitted ; by OSHA in its asbestos standard atf that time. Id.
9
at 1275, OSHA should be ordered within 30 days to modify the
standard by assigning new and lower protection factors based upon
the existing record and "the best available evidence", 29 U.s.C. 655(b)(5).
3. Monitoring -- The Court ordered OSHA to clarify the
construction industry standard to state explicitly that resumption
of periodic monitoring is required where a change in workplace
conditions may result in exposures above the action level. BCTD
v. Brock. 838 F.2d at 1276. OSHA agreed that this requirement is
implicit in the standard. Furthermore, this requirement is already
written into the general industry standard. Accordingly, there is
no need for any delay or "fact-gathering" whatsoever with regard
to this issue.
The Court should, therefore, order OSHA to
incorporate this provision into the construction industry standard
within seven days.
4. Warnings and labels -- The Court ruled that warnings and
labels in English only are not adequate to provide protection to
the significant number of non-English-speaking workers in the
construction industry. Id* at 1276-77. While the Court was
concerned that the BCTD's proposal -- that warnings and labels be
bilingual in the languages that predominate in the workforce
area -- "would impose 'an unduly stringent requirement on those
construction.- employers whose -workforce' is "comprised solely' of-^
English-speaking persons,'" id*, at' .1277* (quoting . 51 . FedReg.-
: ........ v'"
- *.;
22,724) ,-~ the Court' stated, "the agency,^ is surely capable of ^ *
10
designing a rule covering only employers with a significant number of non-English speakers." Certainly, the Court's analysis can be followed without further rulemaking proceedings. Accordingly, this Court should order OSHA to require employers to utilize bilingual warnings and labels in languages that are spoken by a substantial portion of the employer's workforce. We suggest that the Court specify that 10% of the workforce qualifies as a substantial portion.
5. Reporting and record transfer requirements -- The Court directed the Secretary to consider a requirement that all construc tion industry employers file reports with OSHA prior to engaging in any asbestos project. The Court also directed OSHA to consider requiring all employers engaged in asbestos-related work to maintain records of the location of asbestos in a workplace and to transfer these written records to building owners. Id. at 1278. It is hard to imagine what fact-gathering could be required, for - these two matters or why the agency would be unable to act on them before January 1990 at the earliest. Accordingly, the Court should direct OSHA, 1) to require all construction industry employers to file reports with OSHA before engaging in any asbestos-related work and, 2) to require all employers contracting or subcontracting asbestos-related work to establish, maintain and transfer to building owners written records of the presence and location of any
11
asbestos products in the workplace.-7
6. Scope of "competent person" requirement -- The Court
ordered the Secretary to expand the competent person requirement
to cover all asbestos-related construction work or to provide "a
more persuasive explanation for [her] refusal to do so."
at
1279. Again, there is no need to conduct further rulemaking with
regard to this issue, because what is required is an explanation
of why the Secretary chose a policy which on its face appears to
be legally deficient because it deprives a group of workers of the
meaningful protection required by the exacting criterion of section
6(b)(5) of the OSH Act, 29 U.S.C. 655(b)(5). If OSHA does not
have a "persuasive explanation" for its unwillingness to expand the
scope of this requirement, it follows that its only objective in
`pursuing further rulemaking is to search for a post-hoc
rationalization for its earlier action. Delay for this purpose
cannot be condoned. Accordingly, the Court should order OSHA
within fifteen days either, 1) to expand the scope of the
"competent person" requirement to all asbestos-related work or, 2)
to provide a "persuasive explanation" for not doing so.
^There is no need to resolve in this proceeding the issue
whether the OSH Act places any requirements on construction owners vis-a-vis workers not employed by them. The relief requested herein is limited to requiring employers to establish, maintain and transmit records with regard to buildings in which their employees work. Even in the absence of an OSH Act requirement that non employer building owners retain such records, it is likely that other statutory, regulatory, or contractual requirements, or selfimposed moral obligations, would result in such retention and
thereby render this requested relief meaningful.
12
7. Small-scale___Sfagrt-tigration___operations -- The Court ordered OSHA to reconsider the exemption for "small-scale short-duration operations" from the negative-pressure enclosure requirement and from the competent person requirement. BCTD v. Brock. 838 F.2d at 1279-80. With regard to the negative pressure enclosure, the Court noted that the exemption as worded "seems to erase the rule", id., and referred to OSHA's response that explanatory language in the preamble limits the exemption "to 'those work operations where it is impractical to construct a negative-pressure enclosure because of the configuration of the work environment.'" Id. (Quoting 51 Fed. Reg. at 22,711). The Court, therefore, directed OSHA to consider "including this clarification in the regulations themselves." Id* at 1279-80. There can be no reason why it is necessary to engage in further fact-finding to include language in the standard to reflect that which OSHA both stated in the preamble and represented to the Court was implicit in the standard. Accordingly, the Court should order OSHA within 7 days to amend the provision in question by explicitly limiting the scope of the exemption to situations where it is impractical to construct a negative-pressure enclosure because of the configuration of the work environment.
With regard to the exemption from the competent person requirement for small-scale short-duration operations, the Court ruled that "neither the record nor common sense provides clear support for the 'small-scale short-duration operations' exception
13
from the competent person requirement. ..."II Id- at 1279 n. 6. Accordingly1, the Secretary should be directed within seven days to remove the exemption from the competent person requirement for small-scale short-duration operations.
PRAYER FOR RELIEF
For the foregoing reasons, the BCTD respectfully requests this
Court to enter an order requiring OSHA to proceed as follows in its
reconsideration on remand of the construction industry asbestos
standard:
A. PEL -- within thirty days promulgate PELs of less
than 0.2 f/cc for those operations in the construction industry
"where they are feasible", or provide the Court with an explanation
B for declining to do so. . .
^
B. Respirator Classification -- Within thirty days,
assign lower protection factors to respirators permitted for
exposure to asbestos in accord with the evidence in the rulemaking
i
record, and the best evidence otherwise available.
C. Monitoring -- Within seven days add a provision to
the construction industry asbestos standard that explicitly
requires resumption of periodic monitoring where a change in
workplace conditions may result in exposures above the action
level.
VO
14
D. Warnings and Labels -- Within thirty days add to the construction industry asbestos standard a requirement that employers utilize warnings and labels in those languages that are spoken by a substantial portion of the employer's workforce. Ten percent of the employer's workforce constitutes a substantial portion.
E. Reporting and Record Transfer -- 1) Within thirty days, require all construction
industry employers to file reports with OSHA before engaging in any asbestos projects
2) Within thirty days, require all construction industry employers contracting or subcontracting asbestos-related work to establish, maintain and transfer to building owners written *records of the presence and location of any asbestos products in the workplace.
F. Competent Person -- Within fifteen days expand the scope of the competent person requirement to cover all asbestosrelated work, or provide a persuasive explanation for not doing so.
G. Small-Scale Short-Duration Operations -- 1) Within seven days, include in the asbestos
standard appropriate language stating that for removal, demolition, and ranovation, the exemption from the negative-pressure enclosure requirement for small-scale short-duration operations is limited to situations where it is impractical to construct a negative-
15
pressure enclosure because of the configuration of the work environment.
2) Within seven days, remove the exemption from the competent person requirement for small-scale short-duration operations.
uZl, ELIHU I. LEIfER - -
VICTORIA L. BOR
SHERMAN, DUNN, COHEN, LEIFER & COUNTS 1125 Fifteenth Street, N.W. Suite 801 Washington, D.C. 20005 Attorneys for Petitioner Building and Construction Trades
Department, AFL-CIO
.? c'
- 16