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Annual Enforcement Report Fiscal Year 2009 Enforcement Division Office of Compliance and Enforcement Texas Commission on Environmental Quality November 2009 The electronic annual enforcement report is available on the TCEQ's Web Page at http://www.tceq.state.tx.us/compliance/enforcement/reports/AER/annenfreport.html Table of Contents Introduction.............................................................................................................vii Glossary of Abbreviations for Programs........................................................................viii Executive Summary...................................................................................................ix The Environmental Tool Box.....................................................................................1-1 Pollution Prevention Through Technical Assistance..............................................1-1 Table 1-1: Technical Assistance Activities................................................1-2 Figure 1-1: Pounds of VOCs Reduced thru Technical Assistance.................1-3 Table 1-2: Event Coordination and Education Activities..............................1-3 Assistance to Small Businesses and Local Governments......................................1-4 Table 1-3: Small Business and Local Government Assistance Activities.........1-5 Figure 1-2: Multi-Media Site Visits & Resulting C2 Partnerships...................1-5 Investigations and Enforcement Policy...............................................................1-6 Figure 1-3: Routine Investigations..........................................................1-8 Figure 1-4: Complaints Investigated.......................................................1-8 Figure 1-5: Notices of Violation Issued....................................................1-9 Figure 1-6: Summary of Texas Environmental, Health, and Safety Audit Privilege Act Statistics.................................................1-10 Table 1-4: Percent of Facilities Inspected by the TCEQ in Compliance.........1-11 Dollars and Sense...................................................................................................2-1 Figure 2-1: Total Number of Administrative Orders Issued by Fiscal Year................2-1 Figure 2-2: Number of Administrative Orders Issued by Media and FY....................2-2 Table 2-1: Summary of Administrative Penalties and SEPs by Fiscal Year...............2-3 Figure 2-3: Penalties and SEPs in Administrative Orders Issued............................2-4 Table 2-2: Summary of Civil Judicial Order Penalty Amounts and SEPs...................2-6 The Criminal Element..............................................................................................3-1 Table 3-1: Summary of Criminal Investigation Information by Fiscal Year.................3-1 Comparative Analysis of Performance.........................................................................4-1 i Figure 4-1: Percent of Orders Issued by Media Type...........................................4-1 Figure 4-2: Percent of Industry Types with Orders Issued.....................................4-2 Figure 4-3: Percent of Industry Types with Previous Orders Issued.........................4-3 Figure 4-4: Percent of Industry Types with Same or Similar Violations.....................4-4 Figure 4-5: Size of Regulated Entities with Administrative Orders Issued.................4-5 Table 4-1: Percent of Citations in Orders Issued.................................................4-6 Figure 4-6: Percent of Most Frequently Cited Rules or Statutes by Media Type.........4-7 Figure 4-7: Severity of Violations Included in Orders Issued...................................4-8 Assessment of Emissions Events...............................................................................5-1 Background.................................................................................................5-1 Rule Revisions.............................................................................................5-1 Data from FY 2008 and FY2009.......................................................................5-2 Reported Incidents........................................................................................5-3 Figure 5-1: Reported Incidents..............................................................5-4 Total Quantity of Emissions..............................................................................5-5 Figure 5-2: Total Quantity of Emissions....................................................5-6 Overall Trend in Reported Emissions..................................................................5-7 Figure 5-3: Overall Trend in Reported Emissions........................................5-8 Major Contaminants Released...........................................................................5-8 Figure 5-4: Major Contaminants Released................................................5-9 Top 5 Contributing Standard Industrial Classification (SIC) Codes.........................5-10 Figure 5-5: Contributing SIC Codes......................................................5-11 Quantity of Contaminants by SIC Code............................................................5-12 Figure 5-6: Quantity of Contaminants by SIC Code..................................5-13 Highly Reactive Volatile Organic Compounds (HRVOCs).....................................5-14 Figure 5-7: HRVOCs..........................................................................5-15 Investigation and Enforcement of All Incidents.....................................................5-16 Figure 5-8: Investigation & Enforcement of All Incidents............................5-17 Emissions Events Investigations........................................................................5-18 Figure 5-9: Emissions Events Investigations...........................................5-19 Excessive Emissions Events.............................................................................5-20 Figure 5-10: Excessive Emissions Events..............................................5-21 Table 5-1: FY 2009 Total Number of Incidents Reported.....................................5-22 Table 5-2: FY 2009 Total Quantity of Air Contaminants (pounds) Reported.............5-23 ii Table 5-3: FY 2009 Total Quantity of Air Contaminants (pounds) Reported, Listed by Air Contaminant.............................................................................5-24 Table 5-4: FY 2009 Total Number of Incidents Reported by SIC Code...................5-25 Table 5-5: FY 2009 Total Quantity of Air Contaminants by Source Category...........5-26 Table 5-6: FY 2009 Total Quantity of HRVOCs Emitted......................................5-27 Table 5-7: FY 2009 Agency Response to Maintenance, Shutdown, Startup and Opacity Incidents, Listed by Region.................................................................5-28 Table 5-8: FY 2009 Agency Response to Emissions Events, by Region.................5-29 Table 5-9: FY 2009 Agency Response to Incidents Listed by Incident Type............5-30 Results of Enforcement Actions..................................................................................6-1 Figure 6-1: Impact Analysis of Administrative and Civil Judicial Orders....................6-2 Figure 6-2: Results of Administrative and Civil Judicial Orders Permitting and Process Changes......................................................................6-3 Figure 6-3: Results of Administrative and Civil Judicial Orders Clean Up, Monitoring, and Recordkeeping Requirements......................................6-4 Figure 6-4: Results of Administrative and Civil Judicial Orders Pollution Prevention.......................................................................................6-5 Table 6-1: Twenty-Five Largest Estimated Pollutant Reductions from Orders Issued..6-6 Tables Table Descriptions .................................................................................................T-1 Table T-1A: Total Investigations Conducted Fiscal Year 2009 (9/1/2008 8/31/2009)..........T-3 Table T-1B: On-site Investigations Conducted Fiscal Year 2009 (9/1/2008 8/31/2009).......T-4 Table T-2A: Total Investigations Conducted Fiscal Year 2008 (9/1/2007 8/31/2008)..........T-5 Table T-2B: On-site Investigations Conducted Fiscal Year 2008 (9/1/2007 8/31/2008).......T-6 Table T-3A: Total Investigations Conducted Fiscal Year 2007 (9/1/2006 8/31/2007)..........T-7 Table T-3B: On-site Investigations Conducted Fiscal Year 2007 (9/1/2006 8/31/2007).......T-8 Table T-4A: Total Investigations Conducted Fiscal Year 2006 (9/1/2005 8/31/2006)..........T-9 Table T-4B: On-site Investigations Conducted Fiscal Year 2006 (9/1/2005 8/31/2006).....T-10 Table T-5A: Total Investigations Conducted Fiscal Year 2005 (9/1/2004 8/31/2005)........T-11 Table T-5B: On-site Investigations Conducted Fiscal Year 2005 (9/1/2004 8/31/2005).....T-12 Table T-6: Total Investigations Conducted Fiscal Year 2004 (9/1/2003 8/31/2004)..........T-13 Table T-6: On-site Investigations Conducted Fiscal Year 2004 (9/1/2003 8/31/2004)......T-14 iii Table T-7: Complaints Investigated Fiscal Year 2009 (9/1/2008 8/31/2009)...................T-15 Table T-8: Complaints Investigated Fiscal Year 2008 (9/1/2007 8/31/2008)...................T-16 Table T-9: Complaints Investigated Fiscal Year 2007 (9/1/2006 8/31/2007)...................T-17 Table T-10: Complaints Investigated Fiscal Year 2006 (9/1/2005 8/31/2006)..................T-18 Table T-11: Complaints Investigated Fiscal Year 2005 (9/1/2004 8/31/2005)..................T-19 Table T-12: Complaints Investigated Fiscal Year 2004 (9/1/2003 8/31/2004)..................T-20 Table T-13: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2009 (9/1/2008 8/31/2009)..........................................................T-21 Table T-14: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2008 (9/1/2007 8/31/2008)..........................................................T-22 Table T-15: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2007 (9/1/2006 8/31/2007)..........................................................T-23 Table T-16: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2006 (9/1/2005 8/31/2006)..........................................................T-24 Table T-17: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2005 (9/1/2004 8/31/2005)..........................................................T-25 Table T-18: Notices of Violation Issued (Mailed) from Regional Offices Fiscal Year 2004 (9/1/2003 8/31/2004)..........................................................T-26 Table T-19: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2009 (9/1/2008 8/31/2009)..........................................................T-27 Table T-20: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2008 (9/1/2007 8/31/2008)..........................................................T-28 Table T-21: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2007 (9/1/2006 8/31/2007)..........................................................T-29 Table T-22: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2006 (9/1/2005 8/31/2006)..........................................................T-30 Table T-23: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2005 (9/1/2004 8/31/2005)..........................................................T-31 Table T-24: Notices of Violation Issued (Mailed) from Central Office Fiscal Year 2004 (9/1/2003 8/31/2004)..........................................................T-32 Table T-25: Administrative Orders Issued Fiscal Year 2009 (9/1/2008 - 8/31/2009)............T-33 Table T-26: Administrative Orders Issued Fiscal Year 2008 (9/1/2007 - 8/31/2008)............T-34 Table T-27: Administrative Orders Issued Fiscal Year 2007 (9/1/2006 - 8/31/2007)............T-35 Table T-28: Administrative Orders Issued Fiscal Year 2006 (9/1/2005 - 8/31/2006)............T-36 iv Table T-29: Administrative Orders Issued Fiscal Year 2005 (9/1/2004 - 8/31/2005)............T-37 Table T-30: Administrative Orders Issued Fiscal Year 2004 (9/1/2003 - 8/31/2004)............T-38 Table T-31: Civil Judicial Orders Issued Fiscal Year 2009 (9/1/2008 - 8/31/2009)..............T-39 Table T-32: Civil Judicial Orders Issued Fiscal Year 2008 (9/1/2007 - 8/31/2008)..............T-40 Table T-33: Civil Judicial Orders Issued Fiscal Year 2007 (9/1/2006 - 8/31/2007)..............T-41 Table T-34: Civil Judicial Orders Issued Fiscal Year 2006 (9/1/2005 - 8/31/2006)..............T-42 Table T-35: Civil Judicial Orders Issued Fiscal Year 2005 (9/1/2004 - 8/31/2005)..............T-43 Table T-36: Civil Judicial Orders Issued Fiscal Year 2004 (9/1/2003 - 8/31/2004)..............T-44 Appendices Appendix Descriptions Appendix 1: List of Administrative Enforcement Orders Issued During Fiscal Year 2009 Appendix 2: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2009 Appendix 3: List of Administrative Enforcement Orders Issued During Fiscal Year 2008 Appendix 4: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2008 Appendix 5: List of Administrative Enforcement Orders Issued During Fiscal Year 2007 Appendix 6: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2007 Appendix 7: List of Administrative Enforcement Orders Issued During Fiscal Year 2006 Appendix 8: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2006 Appendix 9: List of Administrative Enforcement Orders Issued During Fiscal Year 2005 Appendix 10: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2005 Appendix 11: List of Administrative Enforcement Orders Issued During Fiscal Year 2004 Appendix 12: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2004 Appendix 13: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2009 Appendix 14: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2008 v Appendix 15: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2007 Appendix 16: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2006 Appendix 17: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2005 Appendix 18: List of Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2004 Appendix 19: Description of Each Criminal Conviction Obtained in Fiscal Year 2009 Appendix 20: Description of Each Criminal Conviction Obtained in Fiscal Year 2008 Appendix 21: Description of Each Criminal Conviction Obtained in Fiscal Year 2007 Appendix 22: Description of Each Criminal Conviction Obtained in Fiscal Year 2006 Appendix 23: Description of Each Criminal Conviction Obtained in Fiscal Year 2005 Appendix 24: Description of Each Criminal Conviction Obtained in Fiscal Year 2004 vi Introduction During the 75th Legislative Session, House Bills 1133 and 1367 added a new section (Section 5.126) to the Texas Water Code that requires the Texas Commission on Environmental Quality ("TCEQ") to prepare an electronic enforcement report each year by December 1. The law requires the Commission to report actions for each type of regulatory program. The report is to contain statistical indicators including the number of investigations, number of notices of violation issued, number of enforcement actions, type of enforcement actions, amount of penalties assessed, deferred, or collected; and any other information the Commission determines is relevant. The report must include a comparison with TCEQ's enforcement actions for each of the preceding five fiscal years. This report, the thirteenth of its kind, includes information from fiscal years 2004-2009. The 77th Legislative Session added requirements to the Annual Enforcement Report in TEX. WATER CODE 5.756 and re-codified 5.126 as TEX. WATER CODE 5.126. The new requirements expanded the comparison requirement in the original section by adding a comparative analysis of data evaluating the performance, over time, of the commission and of entities regulated by the commission. The Legislature also added a requirement in TEX. HEALTH AND SAFETY CODE 382.0215 to assess emissions events, including actions taken by the commission in response to the emissions events. Emissions events, formerly known as "air upsets," are unplanned or unanticipated occurrences of emissions (contaminants released into the air), emissions from unscheduled maintenance, startup, or shutdown activities that release air contaminants. The Legislature also required an annual assessment of complaints received by the TCEQ. This assessment is required to be published in a biennial report (even numbered years) and is therefore not included in this report. The TCEQ is the State's primary and comprehensive environmental regulatory agency. Its mission is to protect our State's precious human and natural resources consistent with sustainable economic development. The agency regulates approximately 400,000 public and private facilities and/or individuals in Texas that affect, or have the potential to significantly affect, the environment. The goal of the agency is clean air, clean water, and the safe management of waste. vii Glossary of Abbreviations for Programs AGRI or WWA = water quality facilities that are agricultural in nature, such as, dairies and confined animal feeding operations ("CAFO") AIR or AQ = air quality DC = Dry Cleaners EA = Edwards Aquifer ER = emergency response IHW = industrial and hazardous waste MSW = municipal solid waste, including landfills, tires, medical waste, and used oil/filter facilities OC or OL = occupational certification/licensing OSSF = on-site sewage facilities PST = petroleum storage tanks PWS = public water supply systems RAD = radioactive material disposal, including low level radioactive waste and non oil and gas exploration naturally occurring radioactive material waste disposal WQ = water quality, including domestic and industrial waste water treatment plants, on-site sewage facilities, Edwards Aquifer protection, stormwater, and sludge use operations (beneficial use sites and transporters) WR = water rights diversion and pumping UIC = underground injection control MM = multi-media - any combination of the above viii Annual Enforcement Report Fiscal Year 2009 Executive Summary Fiscal Year 2009 was a year of significant accomplishments for the Texas Commission on Environmental Quality (TCEQ). In this year, the TCEQ issued the highest number of administrative orders since the agency was granted administrative penalty authority. Enforcement efforts resulted in 1,756 administrative orders issued with over $14.5 million to be paid as penalties and over $6.3 million to be expended for Supplemental Environmental Projects (SEPs). There were an additional 29 judicial orders issued through representation by the Texas Attorney General's Office that resulted in over $10 million to be paid as penalties and more than $1.1 million to be expended for SEPs. Compliance Assistance: The agency's efforts to provide assistance to the regulated community resulted in the reduction of over 620,000 tons of hazardous and non-hazardous waste and 6.3 million pounds of volatile organic compound air emissions. Technical assistance also resulted in 2.7 billion gallons of water conserved and over 555 million kilowatt-hours of energy saved. These numbers are consistent with activities in previous years. Investigations and Enforcement: The region offices conducted more than 106,000 routine investigations and investigated almost 5,000 complaints which are consistent with previous years. Nearly 9,000 Notices of Violation were issued from the region offices regarding investigations conducted. The voluntary environmental self audit program resulted in the receipt, evaluation, and response for 324 notices of intent to audit and 274 disclosures of violation. Those who comply with the conditions of the Texas Environmental, Health, and Safety Audit Privilege Act may qualify for immunity from penalties if swift compliance is achieved. Along with the agency's administrative and civil enforcement authorities, the TCEQ also participates with the Texas Environmental Task Force to pursue criminal enforcement. The agency participated in 4 search warrants and finalized 12 cases with convictions against 12 individuals and 5 corporations. ix Comparative Analysis of Performance: Most of the enforcement orders issued by the TCEQ were for the water program (38%) and were the result of several initiatives by the agency including an increased focus on review and enforcement of self-reported data for minor wastewater discharge sources, and new rules that were implemented regarding disinfectant byproducts used for treatment of drinking water. Of the 1,756 orders issued, 6% of the regulated entities had previous enforcement orders and 23% had previous violations that were the same or similar. Industrial Organic Chemicals (17%), Sewerage Systems (14%), Water Supply (11%), Petroleum Refining (10%), Gasoline Service Stations (10%) and Plastics Materials (3%) were the industries with the highest number of previous orders issued. Sewage Treatment (15%), Petroleum Refining (11%), Water Supply (12%), Organic Chemical Manufacturing (10%), and Gasoline Stations (10%) topped the list for the industry types where regulated entities had same or similar violations that were included in previous orders issued at the same site. Emissions Events: The overall number of incidents reported decreased by 7%. The reported quantity of emissions increased by 69%. The increase in the Midland region was attributed to incidents associated with large releases from a few sites. The increases in the Houston and Beaumont regions were primarily a result of Hurricane Ike. The overall quantity of reported air contaminants increased by 69%. Midland and Beaumont regions had the most influence for this increase, followed by Houston, Lubbock, and Laredo regions. Sulfur dioxide comprised the greatest percentage, 42%, of all the contaminants reported. The total number of incidents reported during FY 2009 was led by the crude petroleum and natural gas industry, which had a 27% increase from FY2008. The carbon and graphite products industry showed the greatest percentage reduction in reported incidents, at 42% fewer reported incidents. There was an overall increase in the amount of Highly Reactive Volatile Organic Compounds reported from 2,193,517 in FY 2008 to 2,798,540 in FY 2009. Results of Enforcement Actions: Enforcement Orders resulted in nearly 47 million pounds of pollutants eliminated, reduced, or the routes of exposure reduced, and an estimated cost of nearly $170 million that respondents will spend to achieve compliance. x The Environmental Toolbox The TCEQ believes that enforcement is not a goal, but one tool among many available to protect the environment and people and to address key environmental problems. The agency pursues strong and vigorous enforcement, used within an overall strategy for achieving maximum compliance. Just as a teacher in a classroom uses many tools to enable students to learn, the TCEQ uses a broad range of tools to enable and require businesses and governments, large and small, to comply. These tools include pollution prevention, on-site and off-site facility assistance, small business and local government assistance, regulatory workshops, publications and guidance documents, telephone hotlines, and the agency's expansive internet site, as well as traditional investigations and enforcement. Pollution Prevention Through Technical Assistance Pollution prevention is a smart way to encourage and achieve environmental compliance. TCEQ experts in the Small Business and Environmental Assistance Division provide technical assistance and on-site visits, as well as workshops to teach businesses, industries, and government facilities how to prevent pollution. Since 1993, more than 750 facilities have been reached through on-site technical assistance visits. During on-site technical assistance visits, TCEQ engineers and scientists evaluate processes at a site, focusing on process inefficiencies, and make recommendations that may include compliance and pollution prevention opportunities. Following the site visits, the staff continues to work with the facilities. Facilities reported the following cumulative pollution reduction results through Fiscal Year 2009: 155,974 tons of hazardous waste reduced, 464,270 tons of non-hazardous waste reduced, reductions in Volatile Organic Compound ("VOC") air emissions of 6.30 million pounds, 555 million kilowatt-hours of energy saved, and 2.70 billion gallons of water conserved. As a result of these waste reduction efforts, these facilities reported annual savings of approximately $246 million. 1-1 Focusing on pollution prevention and enforcement programs working together, investigators can now hand out information to facilities on pollution prevention technologies and resources that can help facilities reduce waste and improve compliance. In addition, investigators check for compliance with the Pollution Prevention Planning requirements as part of standard solid wasterelated investigations. The Resource Exchange Network for Eliminating Waste (RENEW) program helped industries reclaim, reuse, or recycle over 23 million pounds of materials in Fiscal Year 2009, saving companies more than $2.2 million in avoided disposal costs and earning companies in excess of $1.4 million in revenue. Table 1-1 depicts the cumulative results reported by participants in on-site visits that have been reported in Fiscal Year 2009 and in the preceding five years. This data is submitted by the regulated community through a voluntary environmental performance survey. Figure 1-1 is a graphical representation of the amount of VOC reduced by the regulated community over the past six years after participation in agency technical assistance programs. Fiscal Year 2004 2005 2006 2007 2008 2009 Table 1-1 Technical Assistance Activities Tons of Hazardous Waste Reduced Tons of Non- Hazardous Waste Reduced Million Pounds of VOC Reductions Millions of KilowattHours of Energy Saved Billions of Gallons of Water Conserved 150,400 450,300 1.24 496 2.56 150,900 450,300 1.24 509 2.62 153,500 455,400 1.29 513 2.64 153,500 455,600 4.88 514 2.64 153,500 459,500 6.28 514 2.66 156,000 464,000 6.30 555 2.70 Annual Savings to Businesses (millions) $195 $213 $227 $228 $230 $246 1-2 Figure 1-1: Pounds of VOCs Reduced Thru Technical Assistance Activities 7,000,000 6,000,000 5,000,000 4,000,000 3,000,000 2,000,000 1,000,000 0 2004 2005 2006 2007 2008 2009 VOCs Reduced The Small Business and Environmental Assistance Division also provides educational opportunities and technical assistance through coordinated workshops, seminars, educational events, including an annual trade fair. During Fiscal Year 2009, 14 events provided technical information and assistance to over 5,500 attendees. Attendance at events targeted to small businesses and local governments is also shown on Table 1-2. Fiscal Year 2004 2005 2006 2007 2008 2009 Table 1-2 Event Coordination and Education Activities Attendees for General Educational Events Educational Events Attendees for Small Business and Local Government Events 47 4,800 6,400 32 4,600 2,400 18 3,300 4,000 20 3,300 4,800 26 4,400 4,400 14 5,500 6,200 1-3 Assistance to Small Businesses and Local Governments The Small Business and Environmental Assistance Division annually reaches more than 75,000 Texas small businesses and local governments, keeping them informed about changes and trends in environmental regulations to help them comply. The Division received and responded to approximately 6,900 requests for assistance from small business and local government customers, providing them information, direction, and encouragement to address environmental issues. In addition, more than 278 small businesses or local governments received on-site compliance assessments. Of those sites, 108 demonstrated compliance and qualified to join the Compliance Commitment Partnership (C2). The C2 partners correct all compliance deficiencies found during the site visit in exchange for a one-year exemption from routine TCEQ investigations. The U.S. Environmental Protection Agency and local enforcement programs in Houston, Galveston, El Paso, Corpus Christi, Dallas, and Ft. Worth waive scheduled investigations for C2 partners. Another Division effort, the EnviroMentor program, matches participating small businesses and local governments with dedicated environmental professionals who volunteer their time and expertise to help these small entities achieve compliance. In Fiscal Year 2009, this group tallied over 994 volunteer hours, and helped 58 small businesses or governments. Table 1-3 depicts assistance which focused on small businesses and local governments. Figure 1-2 is a graphical representation of the Multi-Media Site Visits and resulting C2 Partnerships that were issued over the past six years. 1-4 Table 1-3 Small Business and Local Government Assistance Activities Fiscal Year Request for Assistance Multi-Media Site Number of C2's Visits Issued 2004 2005 2006 2007 2008 2009 6,700 7,100 7,100 7,150 7,700 6,900 330 70 389 80 316 52 270 75 347 84 278 108 Figure 1-2: Multi-Media Site Visits & Resulting Compliance Commitment Partnerships 450 400 350 330 300 250 200 150 100 70 50 0 2004 389 80 2005 316 52 2006 270 75 2007 347 84 2008 278 108 2009 Multi-Media Site Visits Compliance Commitment (C2) Partnerships Issued 1-5 Investigations and Enforcement Policy Strong enforcement also means ensuring that enforcement measures are applied in an equitable manner. Equitable treatment also requires that violators not come out ahead economically to the disadvantage of those entities that spend substantial amounts of money to comply with the law. The TCEQ continues to implement the provisions of the enforcement penalty policy which was last revised in 2002. The cornerstone of this policy emphasizes compliance to protect our citizens from harm, coupled with swift, sure and firm enforcement for those who do not comply. The TCEQ has the authority to levy penalties in 28 environmental program areas. Penalties can be as much as $10,000 per day, per violation for most administrative cases and $25,000 per day, per violation for most civil judicial cases. There are some statutory provisions for certain regulated program activities that authorize different administrative and civil penalty amounts. Some examples of these unique situations include, but are not limited to: Limiting the statutory maximum to $500 (public water utilities), Limiting the statutory maximum to $1,000 (levees and public water supply), Limiting the statutory maximum to $2,500 (occupational licensees, on-site sewage disposal (OSSF), and used oil and filters), Limiting the statutory maximum to $5,000 (water rights), Application of a minimum penalty of $2,500 and maximum penalty of $25,000 per violation (unauthorized discharges from quarries), Application of a strict penalty of $10,000 per day of violation, rather than defining a maximum (rock crusher or concrete plants that perform wet batching, dry batching, or central mixing and are operating without a permit), Providing different maximum penalty amounts based upon the particular violation cited (water rights, dry cleaners), and Some statutes provide for a particular penalty amount total per violation, rather than per day (dry cleaners and computer equipment manufacturers). When determining the penalty amount, the TCEQ considers the nature, circumstances, extent, duration and gravity of the violation; the severity of impact to human health and the 1-6 environment; compliance history; culpability; good faith efforts to comply; economic benefit; deterrence; and other factors as justice may require. In Fiscal Year 2004, the TCEQ announced a comprehensive review of its enforcement functions. The goal of this enforcement review was to evaluate existing TCEQ compliance and enforcement policies and statutes to achieve enhanced consistency, environmental protection, and deterrence by developing simplified processes that result in timely, efficient, and effective enforcement where needed, and to further compliance with environmental laws which protect public health. The Enforcement Process Review Final Report was completed in January of 2005. The Commission carefully reviewed each recommendation at Commission Work Sessions and implemented most of the recommendations through procedural changes. For more information on this process, go to the TCEQ public web site located at: http://www.tceq.state.tx.us/comm_exec/enf_rev/implement_recc.html It is important to note that the TCEQ's enforcement activities tend to originate, not in Austin at the Commission's headquarters, but in Texas communities. Scientific, technical, and environmental specialists in the agency's 16 regional offices are responsible for the vast majority of both investigations conducted and complaints investigated. As demonstrated in Figure 1-3, the TCEQ has investigated more than 70,000 regulated entities annually for compliance with environmental laws in the past six years. In Fiscal Year 2009, the TCEQ conducted 106,758 investigations, of which 61,823 were on-site investigations. On average, the agency also consistently investigates approximately 5,000 complaints each year (see Figure 1-4). For details regarding investigations conducted over the past six years, see Tables T-1A thru T-6 in the tables section of this report. For details regarding complaints investigated over the past six years, see Tables T-7 thru T-12 in the tables section of this report. 1-7 Figure 1-3: Routine Investigations 120,000 100,000 80,000 60,000 40,000 20,000 0 . 74,939 2004 83,694 2005 107,739 104,839 106,758 76,738 2006 2007 2008 2009 Figure 1-4: Complaints Investigated 7,000 6,000 5,000 4,000 3,000 2,000 1,000 0 5,832 2004 6,043 2005 5,441 2006 5,041 2007 5,003 2008 4,875 2009 1-8 The most common tool used in Texas to encourage compliance with environmental laws is the "Notice of Violation," known as the "NOV." An NOV is sent to an entity when it is determined, usually by an on-site investigation, that an environmental violation may have occurred. The NOV is a multi-purpose, flexible tool that is used thousands of times each year. In many cases it is enough to encourage compliance, thereby halting possible damage to the environment. In other cases it can be the first step in a process that ultimately can result in administrative enforcement, civil enforcement, and/or possible criminal charges for violation of environmental laws. As depicted in Figure 1-5 below, the TCEQ issued 11,407 NOVs from both the region offices and the central office in FY2009. Details regarding NOVs issued are included in Tables T-13 through T-24 in the tables section of this report. Figure 1-5: Notices of Violation Issued 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 9,790 2004 11,088 13,100 14,172 14,365 11,407 2005 2006 2007 2008 2009 1-9 The TCEQ's traditional enforcement efforts have been enhanced by voluntary environmental self audits conducted at facilities under the Texas Environmental, Health, and Safety Audit Privilege Act ("Audit Act"). This legislation encourages businesses and governments subject to environmental regulation to perform comprehensive assessments of compliance with environmental laws, regulations, and permits for their own facilities. Organizations who participate in the Audit Act are required to notify the TCEQ of their intent to self-audit and then fully disclose and resolve violations resulting from the audit. The TCEQ ensures that all violations disclosed under this program are corrected, and, provided that certain conditions of the Audit Act are complied with, the participants in this program may not be subject to civil and administrative penalties. Figure 1-6 depicts a summary of the Notices of Audit and Disclosures of Violation that have been received by the TCEQ from Fiscal Year 2004 through Fiscal Year 2009. The number of audits in Fiscal Year 2004 increased significantly because several large gas companies elected to conduct voluntary audits of each of their gathering and compressor stations throughout the state resulting in several hundred audits for each company. Figure 1-6: Summary of Texas Environmental, Health and Safety Audit Privilege Act Statistics 1000 900 800 700 600 500 400 300 200 100 0 916 142 2004 416 250 416 155 368 181 386 100 2005 2006 2007 2008 Notices of Intent to Audit Disclosures of Violation 324 274 2009 1-10 The success of TCEQ's regulatory assistance and investigation/enforcement programs is revealed in the high percentages of compliance documented following investigations conducted by the TCEQ. Table 1-4 depicts the compliance rates of facilities inspected from Fiscal Years 2004 through 2009. Table 1-4: Percent of Facilities Inspected by the TCEQ in Compliance1 2004 2005 2006 2007 2008 % of inspected air facilities in compliance 98% 97% 97% 96% 95% % of inspected water facilities in compliance 99% 99% 99% 99% 99% % of inspected waste facilities in compliance 87% 90% 90% 96% 94% 2009 96% 99% 94% 1 Compliance indicates that enforcement orders, referrals to another agency (Office of the Attorney General, Railroad Commission, etc.) or program (Superfund or criminal investigations, etc.) or compliance agreements were not required following an investigation. Some minor violations may have been noted in the investigations, however, they were corrected within a reasonable period of time, and therefore did not require further enforcement. 1-11 Dollars and Sense Some of the most familiar indicators for the enforcement activities of a regulatory agency are dollars and cents: how much money did the agency order to be paid in fines? While familiar, this is not necessarily an indication that the agency has been successful. The number of administrative orders issued by the TCEQ varies each year and is dependent upon the violator's willingness to settle a case. If a violator refuses to settle a case, and requests a hearing, the TCEQ must try the case through the administrative hearing process. This is a complex legal process that is similar to trying a case in court and often results in significantly delaying issuance of final orders to allow due process of law. The TCEQ issued 1,756 administrative orders in Fiscal Year 2009 which is the highest number of orders issued in the past six years (see Figure 2-1). A focused effort to clear a backlog of cases in both the Enforcement Division and the Litigation Division contributed to a large number of orders being issued in Fiscal Year 2009. There were significantly fewer orders issued in Fiscal Year 2004 because the TCEQ diverted resources for a quarter of a year for implementation of new legislation regarding compliance history and classification. Figure 2-1: Total Number of Administrative Orders Issued by Fiscal Year 2,000 1,500 1,159 1,532 1,383 1,624 1,756 1,000 762 500 0 2004 2005 2006 2007 2008 2009 2-1 Figure 2-2: Number of Administrative Orders Issued by Media and FY 800 600 400 200 0 Air Water Waste Multi-Media 2004 183 237 300 41 2005 237 355 525 42 Air Water 2006 333 622 524 52 2007 260 424 566 133 2008 381 728 396 119 2009 400 678 540 138 Waste Multi-Media The number of orders in the water program area continues to be higher than air or waste due to targeted initiatives launched in prior Fiscal Years, some of which have resulted in ongoing increases in orders for the water program. In Fiscal Year 2005, the number of orders in the water program began to increase due to a few initiatives. One was an increased focus on review and enforcement of self-reported data for minor wastewater discharge sources, another was due to new rules that were implemented regarding disinfectant by-products used for treatment of drinking water. In Fiscal Year 2009 the storm water program had an increase in complaints against construction companies which also contributed to the large number of orders in the water program. The number of waste orders increased significantly from Fiscal Year 2008 to 2009. The increase in orders can be attributed mostly to the efforts in the Litigation Division to clear backlogged PST enforcement cases in Fiscal Year 2009. The 1,756 administrative orders issued in Fiscal Year 2009 required payments of $14,524,544 in penalties and an additional $6,375,212 was required to be paid by 2-2 violators for Supplemental Environmental Projects (SEPs). Table 2-1 and Figure 2-3 display the penalty and SEP amounts for the past six years. Table 2-1: Summary of Administrative Penalty Amounts and SEPs by Fiscal Year Fiscal Year Penalties Required to be Paid SEP Costs Number of Orders with SEPs 2004 $5,550,122 $2,367,038 90 2005 $8,178,899 $4,247,636 117 2006 $9,935,969 $3,279,898 174 2007 $8,245,706 $1,895,103 149 2008 $10,180,835 $4,659,119 297 2009 $14,524,544 $6,375,212 282 Figure 2-3: Penalties and SEPs in Administrative Orders Issued $16,000,000 $14,000,000 $12,000,000 $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 $0 2004 2005 2006 2007 2008 2009 Penalties SEPs SEPs are projects ordered by the Commission to benefit the local Texas communities where environmental laws have been broken. Violators are allowed to put the penalty dollars to work to benefit the environment in the community affected by the violations, rather than paying the penalty to the State's General Revenue Fund. SEP projects that have been approved include the following: cleanups of abandoned illegal dump sites, community household hazardous waste and tire collections, asbestos abatement, 2-3  on-site pollution prevention projects that exceed regulatory requirements, funding for air quality monitoring networks, wetlands and habitat restoration, establishment of nature preserves, erosion control, plugging abandoned wells, provision of drinking water for colonias, placement of ozone air monitoring equipment in schools and local community, funding to install on-site wastewater treatment facilities or to pay for hooking households up to municipal sewer lines for low-income households, funding for retrofitting of diesel buses to "clean-technology" for school districts, conducting home energy audits and weatherizing homes for low income residents, purchasing alternative fueled equipment to replace diesel and gasoline powered equipment, and cleanup of bays and watersheds, and provision of educational materials for local schools to enhance environmental awareness and protection. For more information regarding the number of orders issued, programmatic information, and a listing of each of the administrative orders issued by program, see Tables T-25 thru T-30 in the tables section of this report, and Appendices 1-12. If administrative orders and penalties issued by the TCEQ do not achieve environmental compliance, the agency may pursue compliance through the Texas Attorney General's Office (AG) in court. Additionally, there are some cases with such significant violations that the TCEQ refers to the Attorney General's Office immediately rather than pursue administrative remedies. During Fiscal Year 2009, the AG's office obtained 29 judicial orders in cases referred from the TCEQ or in which the TCEQ was a necessary and indispensable party. These 29 orders resulted in $10,030,845 in penalties and an additional $1,125,000 to be dedicated to SEPs. Table 2-2 is a summary of the judicial orders that have been issued for the past six years. 2-4 Table 2-2: Summary of Civil Judicial Order Penalty Amounts and SEPs by Fiscal Year Fiscal Number of Civil Year Judicial Orders Civil Penalties Required to be Paid SEP Costs 2004 39 $311,237,267 $0 2005 47 $5,989,757 $0 2006 32 $25,710,409 $5,526,250 2007 33 $1,858,127 $86,000 2008 22 $1,100,554 $100,000 2009 29 $10,030,845 $1,125,000 For more information regarding the number of judicial orders issued, programmatic information, and a listing of each of the judicial orders issued by program, see Tables T31 thru T-36 in the tables section of this report and Appendices 13-18. A strong enforcement program, combined with a strong regulatory assistance program, ensures that the public and environment receive the benefits of the promises embodied in environmental statutes, regulations, and permits. 2-5 The Criminal Element Texas Environmental Enforcement Task Force (the "Task Force") - Texas is a leader and national model in the investigation and prosecution of environmental crime. Created in 1991, the Task Force has included participants from more than 25 local, state, and federal agencies. The TCEQ and particularly the Environmental Crimes Unit play a key investigative role and head the task force. Members of the Task Force include the Texas Commission on Environmental Quality, the Governor's Office, the Texas Parks and Wildlife Department, the Texas Attorney General's Office, the Texas Railroad Commission, and the General Land Office. These agencies coordinate activities with the U.S. Environmental Protection Agency's Criminal Investigation Division, the U.S. Attorney's Office, the FBI, and local district and county attorneys. Numerous other federal, state, and local agencies also participate in Task Force investigations. Table 7 depicts the results of convictions that TCEQ was involved in prosecuting during the past six years. Criminal Environmental Law Enforcement Training - The TCEQ Environmental Crimes Unit with assistance from other members of the Task Force conduct environmental crimes enforcement training for local law enforcement officers. Environmental crimes training for local law enforcement has been conducted by the TCEQ at least annually for the past 13 years and has trained more than 1,300 peace officers and other enforcement personnel. Table 3-1: Summary of Criminal Investigation Information by Fiscal Year Fiscal Year Number of Search Warrants Number of Cases Resulting in Convictions Number of Convictions Against Individuals Number of Convictions Against Corporations Total Number of Convictions Number of Felony Counts 2004 3 17 20 4 24 13 2005 3 12 86 14 6 2006 4 14 16 1 17 22 2007 4 16 12 5 17 18 2008 2 14 17 6 23 16 2009 4 12 12 5 17 17 Number of Misdemeanor Counts 12 13 4 13 8 5 3-1 Comparative Analysis of Performance As indicated in the introduction to this report, the 77th Legislature added additional requirements to the Annual Enforcement Report, which were codified in TEX. WATER CODE 5.756. The new requirements expanded the comparison by adding a comparative analysis of data evaluating the performance, over time, of the commission and of entities regulated by the commission. This section of the report addresses the comparison of entities regulated by the commission. An analysis has been performed on the types of businesses for all of the orders issued, orders issued to regulated entities with prior orders, orders issued to regulated entities with the same or similar violations, the violations included in the orders (including classification of the severity of the violations), and the size of businesses or municipalities that had orders issued during the Fiscal Year. In Fiscal Year 2009, TCEQ issued 1,756 Administrative Orders and assisted the Texas Attorney General's Office in issuing 29 Civil Judicial Orders. Figure 4-1 displays the percentage of Orders issued during Fiscal Year 2009 by media type (air, water, waste, and multi-media). Figure 4-1: Percent of Orders Issued by Media Type Waste, 31% Multi-Media, 8% Air, 23% Water, 38% 4-1 Figure 4-2 depicts the percent of regulated entities with orders issued for FY 2009 based upon the North American Industry Classification System (NAICS). The highest percentages of regulated entities with enforcement orders (both administrative and judicial) for FY 2009 were Gasoline Service Stations, Water Supply, Sewerage Systems, and Petroleum Refining (see Figure 4-2). Thirty-Six percent of the regulated entities with orders issued represented NAICS categories of less than 0.9 percent. Figure 4-2: Percent of Industry Types with Orders Issued Gasoline Service Stations, 23% Organic Chemical Manufacturing, 4% Dry Cleaners, 3% Other, (<0.9%), 36% Solid Waste Landfill, 3% Sewerage Systems, 11% New Single Family Housing Construction, 2% Petroleum Refining, 4% Water Supply, 14% 4-2 Of the 1,756 orders issued, 108 (6%) of the regulated entities had previous enforcement orders (see Figure 4-3), and 413 (23%) had previous violations that were the same or similar (see Figure 4-4). The highest percentage of industry types with previous orders issued included Industrial Organic Chemicals, Sewerage Systems, Water Supply, Petroleum Refining, Gasoline Service Stations, and Plastics Material. (see Figure 4-3). Figure 4-3: Percent of Regulated Entities With Previous Orders 18% 17% 16% 14% 14% 12% 10% 11% 10% 10% 8% 6% 4% 2% 0% Industrial Organic Chemicals Sewerage Water Supply Petroleum Systems Refining Gasoline Service Stations 3% Plastics Material 4-3 The highest percentage of industry types for regulated entities with same or similar violations included in prior enforcement orders included Sewage Treatment, Petroleum Refining, Water Supply, Organic Chemical Manufacturing, and Gasoline Stations (see Figure 4-4). Figure 4-4: Percent of Regulated Entities With Same or Similar Violations 0.16 15% 0.14 0.12 0.1 0.08 11% 12% 10% 10% 0.06 0.04 0.02 0 Sewage Treatment Petroleum Refining Water Supply Organic Chemical Manufacturing Gasoline Stations 4-4 The Administrative Orders that were issued in Fiscal Year 2009 addressed regulated entities of varying sizes. Small businesses received 53% of the orders issued, 38% were issued to large businesses or local governments, 6% were issued to small local governments, and 3% went to small public water supply systems. Figure 4-5 depicts the breakdown of the size of business or local government with orders issued during the year. A small business is defined as any person, firm, or business that employs fewer than 100 fulltime employees. A small city is defined as one with a population of less than 5,000. A small county is defined as one with a population of less than 25,000. A small public water supply is defined as a retail public utility serving not more than 200 total connections that does not qualify as an affiliated interest in any other retail public utility. Number of Orders Figure 4-5: Size of Regulated Entities with Administrative Orders Issued 1000 900 800 700 600 500 400 300 200 100 0 672 Large 935 Small Business 94 51 4 Small City Small County Small PWS 4-5 Of the 1,756 Orders issued in Fiscal Year 2009, there were 6,400 violations alleged with more than 12,400 citations of rules, statutes, permits, or orders. Of all of the citations documented, 82% were for violations of rules or statutes, 17% were for violations of permit provisions, and 1% was for violations of orders issued. Table 4-1 lists the highest percentage of rule or statutory citations included in orders issued in Fiscal Year 2009. Figure 4-6 depicts the most frequently cited rules or statutes by Media Type. Table 4-1: Percent of Citations in Orders Issued Media Section of Rule Cited Percent Air TEX. HEALTH AND SAFETY CODE 382.085 Unauthorized Emissions Prohibited 13.14 Air 30 TEX. ADMIN. CODE 116.115 General and Special Conditions of New Source Review Permits 5.55 Multi-Media 30 TEX. ADMIN. CODE 305.125 Consolidated Permits Standard Permits and Conditions 4.16 Water 30 TEX. ADMIN. CODE 290.46 Minimum Acceptable Operating Practices for Public Drinking Water Systems 4.01 Waste TEX. WATER CODE 26.3475 Release Detection Requirements, Spill and Overfill Prevention, Corrosion Protection 4.00 Air 30 TEX. ADMIN. CODE 122.143 General Terms and Conditions of Permits 3.62 Waste 30 TEX. ADMIN. CODE 334.50 Release Detection 3.61 Water 30 TEX. ADMIN. CODE 290.109 Microbial Contaminants 2.93 Air 30 TEX. ADMIN. CODE 101.20 Compliance with Environmental Protection Agency Standards 2.46 Water TEX. WATER CODE 26.121 Unauthorized Discharges Prohibited 2.44 Water TEX. HEALTH AND SAFETY CODE 341.033 Protection of Public Water Supplies 2.42 Water 30 TEX. ADMIN. CODE 290.122 Public Notification 2.38 Waste 30 TEX. ADMIN. CODE 334.8 Certification for Underground Storage Tanks 2.26 Water TEX. HEALTH AND SAFETY CODE 341.0315 Public Drinking Water Supply System Requirements 1.72 Air 30 TEX. ADMIN. CODE 116.715 General and Special Conditions 1.47 Air 30 TEX. ADMIN. CODE 101.201 Emissions Events Reporting and Recordkeeping Requirements 1.29 Water 30 TEX. ADMIN. CODE 290.41 Water Sources 1.26 Water 30 TEX. ADMIN. CODE 281.25 TPDES Permit Required 1.21 Water 30 TEX. ADMIN. CODE 290.45 Minimum Water Capacity Requirements 1.42 Water 30 TEX. ADMIN. CODE 290.43 Water Storage 1.01 Air 30 TEX. ADMIN. CODE 122.145 Reporting Terms and Conditions 1.00 Additional citations of less than 1% frequency are not included in this table. 4-6 Figure 4-6: Percent of Most Frequently Cited Rules or Statutes by Media Type Waste, 15% Multi-Media, 7% Water, 33% Air, 45% Note: The chart above only includes an analysis of the data included in Table 4-1 and does not include information on the citations that were of less 1% frequency. The 77th Legislative Session placed additional requirements on the TCEQ to track and consider the compliance history of businesses and industries when issuing permits, assessing penalties, considering whether to conduct unannounced investigations, and deciding whether a regulated entity can participate in innovative environmental programs. Regulated entities are classified according to a three-tiered rating system. "High" performers are those with an above-average compliance record. "Average" performers have generally complied with environmental regulations, and "poor" performers have a below-average record. By law, poor performers cannot receive or renew a flexible permit nor use a wastewater general permit. They also are not allowed to participate in innovative programs or to receive notices of scheduled compliance investigations. 4-7 The program sets up a point system for various violations, criminal convictions, and federal orders. These points may be offset by mitigating factors, such as implementation of a voluntary pollution-reduction program or voluntary disclosure of violations. The point system is based on several factors, including whether a documented violation of an applicable legal requirement is of major, moderate, or minor significance. The commission's rationale for categorizing the violations as either major, moderate, or minor, is based on its experience in evaluating the severity of various violations and their impacts, or potential impacts, to human health and the environment. Figure 4-7 demonstrates the percentage of major, moderate and minor violations included in Orders issued in Fiscal Year 2009. The highest percentages of violations were of moderate severity. 70% 60% 50% 40% 30% 20% 10% 0% Figure 4-7: Severity of Violations Included in Orders Issued 65% 15% Major Moderate 20% Minor 4-8 Background Assessment of Emissions Events Subchapter F of 30 Texas Administrative Code, (TAC), Chapter 101 (relating to Emissions Events and Scheduled Maintenance, Startup, and Shutdown Activities) delineates the regulatory requirements relating to emissions events, opacity events, and scheduled maintenance, startup, and shutdown activities. The rule also incorporates the statutory requirements of Texas Health & Safety Code 382.0215 and 382.0216. 5-1 Reported Incidents The overall number of incidents reported under 30 TAC Chapter 101, Subchapter F decreased from 5,852 in FY 2008 to 5,436 in FY 2009, a 7% decrease. See Table 5-1 for the complete set of data by TCEQ region related to the total number of reported incidents for FY 2009. Figure 5-1 Reported Incidents 3,000 2,500 2,801 2,553 Number of Incidents 2,000 1,500 1,000 500 1,066 902 824 594 0 Emissions Events Maintenance Shut-down Incident Type 5-2 993 814 FY09 FY08 416 325 Start-up Excess Opacity Pounds of Contaminants (Millions) Total Quantity of Emissions The reported quantity of emissions from FY 2008 to FY 2009 increased from 40,676,320 pounds to 68,593,695 pounds, which is a 69% increase. The increase in the Midland region was attributed to incidents associated with large releases from a few sites. The increases in the Houston and Beaumont regions were primarily a result of Hurricane Ike. See Table 5-2 for the complete set of data related to pounds of contaminants emitted from regulated entities in each TCEQ region for FY 2009. Figure 5-2 Total Quantity of Emissions 35 30 25 20 FY09 FY08 15 10 5 0 Regions 5-3 REGION REGIROERNGRREIR1EEGREO4IGGE-GINIROIGOEO0NICO8NNGO1ONI-001NR0O-012SP21N7--A-6BU-N-AESHLMALMUAOICUAABUNDHBRRLSMGIRIETAOELOSLDLONCNTDOOINKOT REGIROERNGIE0OGRR4INREE-ORE1GGNIDIE3GIFO1O-GI5ONNWS-ON00ANM6H31NE0-01-A5T9-AREA--RLNLABIITOTUNWPLYPOSAAEGLLNTCSIIEEENXOEOONNR Overall Trend in Reported Emissions The overall quantity of reported air contaminants increased from 40,676,320 pounds in FY 2008 to 68,593,695 pounds in FY 2009, an overall 69% increase. Midland and Beaumont regions had the most influence for this increase, followed by Houston, Lubbock, and Laredo regions. Figure 5-3 Overall Trends in Reported Emissions 35 31.8 30 Pounds of Contaminants (Millions) 25 20 15 12.9 12.0 FY09 FY08 10 8.9 6.7 5.4 5 4.5 3.4 2.5 1.4 0 REGION 07 - MIDLAND REGION 10 - BEAUMONT REGION 12 - HOUSTON REGION 02 - LUBBOCK REGION 16 - LAREDO Regions 5-4 Major Contaminants Released Sulfur dioxide comprised the greatest percentage, 42%, of all the contaminants reported under 30 TAC Chapter 101, Subchapter F for FY2009. See Table 5-3 for the complete set of data related to contaminants reported by incident type in FY 2009. Figure 5-4 Major Contaminants Released 30 28.4 25 Pounds of Contaminants (Millions) 20 18.8 15 10 5 0 Sulfur dioxide 9.2 7.0 6.9 1.5 Carbon Monoxide Non-Methane NonEthane Natural Gas Contaminants 5-5 4.7 1.6 Natural Gas FY09 FY08 1.4 1.1 Propane Top 5 Contributing Standard Industrial Classification (SIC) Codes The total number of incidents reported during FY 2009 was led by SIC Code 1311 (Crude Petroleum and Natural Gas), which had a 27% increase from FY2008. SIC Code 4911 (Electric Services) showed a reduction of 2% in FY2009 reported incidents. SIC Code 3624 (Carbon and Graphite Products) showed the greatest percentage reduction in reported incidents, at 42% fewer reported incidents. SIC Code 2911 (Petroleum Refining) showed an increase of 8% and SIC Code 2869 (Industrial Organic Chemicals) showed an increase of 4% in reported incidents. See Table 5-4 for the complete set of data related to the number of incidents reported by SIC Code for FY 2009. Figure 5-5 Contributing SIC Codes 1,200 1,122 1121 1,000 800 600 884 666 682 645 604 558 598 574 FY09 FY08 Number of Incidents 400 200 0 1311: Crude Petroleum 4911: Electric Services and Natural Gas 3624: Carbon and Graphite Products SIC Codes 5-6 2911: Petroleum Refining 2869: Industrial Organic Chem icals Quantity of Contaminants by SIC Code The top source category for reported contaminants in FY 2009 was SIC Code 1311 (Crude Petroleum and Natural Gas) at 21,184,898 pounds, which is 33% of the total air contaminants reported. The total quantity of contaminants from SIC Code 1321 (Natural Gas Liquids) was 14,472,037 pounds, which was 23% of the total air contaminants reported. SIC Code 2911 (Petroleum Refining) reported 11,989,231 pounds, which was 19% of the total air contaminants reported. See Table 5-5 for the complete set of data related to contaminants reported by SIC Code for FY 2009. Figure 5-6 Quantity of Contaminant by SIC Code 25 21.2 20 Pounds of Contaminants (Millions) 15 14.5 10 9.6 12.0 8.7 FY09 FY08 5.6 5.5 5 4.5 3.7 3.8 0 1311: Crude Petroleum and Natural Gas 1321: Natural Gas Liquids 2911: Petroleum Refining 2869: Industrial Organic Chemicals SIC Code 5-7 4922: Natural Gas Transmission Highly Reactive Volatile Organic Compounds (HRVOCs) For this discussion, the term HRVOC is used to describe the following groups of contaminants: Butadienes, Butenes, Ethylene, and Propylene. In FY 2009, regulated entities in the Houston region had the highest amounts of HRVOCs emitted with 61% of the reported HRVOCs. The regulated entities in the Beaumont and Corpus Christi regions followed with 20% and 14% respectively. There was an overall increase in the amount of HRVOCs reported from 2,193,517 in FY 2008 to 2,798,540 in FY 2009. Houston region had the largest increase in reported HRVOCs from 1,031,153 in FY 2008 to 1,716,007 in FY 2009. See Table 5-6 for the complete set of data related to reported HRVOCs by region for FY 2009. Figure 5-7 Highly-Reactive VOCs 2.0 1.8 1.72 1.6 Pounds of Contaminants (Millions) 1.4 1.2 1.03 1.0 0.8 0.73 0.6 0.56 0.40 0.4 0.23 0.2 0.0 REGION 12 - HOUSTON REGION 10 - BEAUMONT REGION 14 - CORPUS CHRISTI Regions 5-8 0.20 0.12 Other Regions FY09 FY08 Investigation and Enforcement of all Incidents The number of investigations conducted in response to incidents reported under 30 TAC Chapter 101 decreased from 2,094 in FY 2008 to 2,011 in FY 2009. The number of Notices of Violation (NOVs) increased from 137 in FY 2008 to 150 in FY 2009, and the number of Notices of Enforcement (NOEs) decreased from 228 in FY 2008 to 132 in FY 2009. See Tables 5-7, 5-8, and 5-9 for the complete set of data related to investigations, NOVs and NOEs, and responses to Maintenance, Shutdown, Startup (MSS), Emissions Events, and Opacity Incidents for FY 2009. Please note, the MSS data in Tables 5-7 and 5-9 are not identical. Table 5-9 counts one investigation for each incident type, while Table 5-7 counts one investigation even though multiple incidents may have been associated to a single investigation (e.g., an investigation with 3 MSS incidents associated to it would count as 3 incidents for Table 5-9, yet in Table 5-7 it would be counted as 1 investigation). Figure 5-8 Investigation & Enforcement - All Incidents 2500 2000 2094 2011 1500 1000 FY09 FY08 500 0 Incidents 150 137 NOVs 210 178 NOV Violations 5-9 228 132 NOEs 401 218 NOE Violations Emissions Events Investigations by Regions The total number of Emissions Event (EE) Investigations increased from 1,165 in FY 2008 to 1,269 in FY 2009. Some examples of investigations done in response to reported EEs are as follows: The Houston region conducted 235 investigations in response to receiving 524 EE reports. The Midland region conducted 654 investigations in response to receiving 1,238 EE reports. The Beaumont region conducted 79 investigations in response to receiving 265 EE reports. The Lubbock region conducted 57 investigations in response to receiving 75 EE reports. See Tables 5-1 and 5-8 for the complete set of data related to EEs reported and EE Investigations, respectively. Figure 5-9 Emissions Events Investigations 700 654 600 Number of Investigations 500 400 300 200 100 0 3243 5765 1924 1929 2917 46 399 315 235 1011 3040 106 79 42 7378 1711 39 4 10 FY09 FY08 REGION RREEGGIRIROEORERNGNIEGREIR01ROGERGR4RIEO4IERNEG-EE-OGINRORGIE1GIGGNDIEOEIN0IC3OGOFI8NGO1GO-O1ONII-N5O0NW0N1NRSO0O--N102S0P20A1NNM7--A61H3-6BUN-E001--NA-AESHLT59-ARAMELMAO-AU-RICNLLAUAAIBBUNDOTIHTUWRNBRSMPLLGPYIROSIATEAALGLOEOLENTSCIDSLLOEINEECNNTXONOONITDORONKOE Regions 5-10 Excessive Emissions Events The number of Excessive Emissions Events determinations increased from 13 in FY 2008 to 16 in FY 2009. The number of approved Corrective Action Plans (CAPs) decreased from 21 in FY 2008 to 9 in FY 2009. See Table 5-8 for the complete set of data. Regulated entities must file CAPs within 60 days after receiving notification that the emissions event was deemed excessive. CAPs must identify four things: the cause or causes of the excessive emissions event (including all contributing factors that led to the emissions event), the control devices or other measures that are reasonably designed to prevent or minimize similar emissions events in the future, operational changes the owner or operator will take to prevent or minimize similar emissions events in the future, and time frames within which the owner or operator will implement the components of the CAP. Although the excessive determinations affect the number of CAPs approved, there is a slight lag in the number of approved CAPs because some of the CAPs are approved in subsequent fiscal years after the excessive determination was made. Figure 5-10 Excessive Determinations & Corrective Action Plans 60 52 50 40 30 20 10 10 9 15 7 37 17 39 21 13 Excessives CAPs 16 9 0 2004 2005 2006 2007 Fiscal Year 5-11 2008 2009 Table 5-1: FY 2009 Total Number of Incidents Reported Statewide under 30 TAC Ch. 101, Subchapter F Region REGION 01 - AMARILLO Emissions Maintenance Events 107 59 Shutdown 11 Start-up 15 MSS Total (Table Subtotal) 85 Excess Opacity 9 Total 201 REGION 02 - LUBBOCK 75 30 2 3 35 1 111 REGION 03 - ABILENE 47 35 319 319 673 4 724 REGION 04 - DFW METROPLEX 47 22 0 1 23 12 82 REGION 05 - TYLER 92 171 46 89 306 85 483 REGION 06 - EL PASO 4 0 00 0 04 REGION 07 - MIDLAND 1,238 104 9 22 135 18 1,391 REGION 08 - SAN ANGELO 26 4 00 4 0 30 REGION 09 - WACO 43 50 24 44 118 50 211 REGION 10 - BEAUMONT 265 126 29 76 231 42 538 REGION 11 - AUSTIN 6 21 12 15 48 7 61 REGION 12 - HOUSTON 524 140 85 147 372 34 930 REGION 13 - SAN ANTONIO 29 9 3 2 14 53 96 REGION 14 - CORPUS CHRISTI 187 124 49 72 245 10 442 REGION 15 - HARLINGEN 7 5 00 5 0 12 REGION 16 - LAREDO 104 2 5 9 16 0 120 Total 2,801 902 594 814 2,310 325 5,436 % of Total 51.5% 16.6% 10.9% 15.0% 42.5% 6.0% 100.0% Percent of Total 3.7% 2.0% 13.3% 1.5% 8.9% 0.1% 25.6% 0.6% 3.9% 9.9% 1.1% 17.1% 1.8% 8.1% 0.2% 2.2% 100.0% MSS = Maintenance, Shut-down, Start-up 5-12 Table 5-2: FY 2009 Total Quantity of Air Contaminants (in pounds) Reported Statewide under 30 Tex. Admin. Code Ch. 101 Subchapter F Region Emissions Maintenance Shut- Start-up MSS Total Excess Total Percent of Events down (Table Opacity Total Subtotal) REGION 07 - MIDLAND REGION 10 - BEAUMONT REGION 12 - HOUSTON REGION 02 - LUBBOCK REGION 16 - LAREDO REGION 14 - CORPUS CHRISTI REGION 08 - SAN ANGELO REGION 01 - AMARILLO REGION 05 - TYLER REGION 03 - ABILENE REGION 09 - WACO REGION 04 - DFW METROPLEX REGION 11 - AUSTIN REGION 13 - SAN ANTONIO REGION 15 - HARLINGEN REGION 06 - EL PASO Total % of Total 28,316,016 8,681,741 4,684,269 1,566,012 726,797 1,528,088 1,978,997 1,622,904 1,092,935 385,987 83,840 119,192 81,283 57,301 8,252 8,301 50,941,915 74.3% 2,556,592 1,753,190 643,537 2,544,871 363,633 105,201 173,325 153,303 32,303 636,981 43,083 29,254 2,396 2,156 24,908 0 9,064,733 13.2% 56,623 631,487 956,690 4 12,042 348,726 0 125 33,121 113 9,409 0 974 41 0 0 2,049,355 3.0% 866,506 923,995 2,586,373 341,578 1,405,040 239,689 0 32,175 98,734 113 23,924 120 1,383 146 0 0 6,519,776 9.5% 3,479,721 3,308,672 4,186,600 2,886,453 1,780,715 693,616 173,325 185,603 164,158 637,207 76,416 29,374 4,753 2,343 24,908 0 17,633,864 25.7% 886 3,137 2,552 35 0 563 0 552 4,024 130 2,034 886 580 2,537 0 0 17,916 0.0% 31,796,623 11,993,550 8,873,421 4,452,500 2,507,512 2,222,267 2,152,322 1,809,059 1,261,117 1,023,324 162,290 149,452 86,616 62,181 33,160 8,301 68,593,695 100.0% 46.4% 17.5% 12.9% 6.5% 3.7% 3.2% 3.1% 2.6% 1.8% 1.5% 0.2% 0.2% 0.1% 0.1% 0.0% 0.0% 100.0% MSS = Maintenance, Shut-down, Start-up 5-13 Table 5-3: FY 2009 Total Quantity of Air Contaminants (in pounds) Reported Statewide under 30 Tex. Admin. Code Ch. 101 Subchapter F -- Listed by Air Contaminant Contaminant Realeased Emission Maintenance Shut- Start-up MSS Total Excess Total Percent of Events down (Table Opacity Total Subtotal) Sulfur dioxide Carbon Monoxide Non-Methane Non-Ethane Natural Gas Natural Gas Propane Propylene (Propene) Ethylene (gaseous) VOC Hydrogen Sulfide Butane Natural Gas VOCs Particulate Matter Isobutane Nitrogen Oxides VOC - NONMETHANE NOX Oxides of Nitrogen (NOx) CO Ethylene, gaseous Butane, NOther Compounds Subtotal: Methane* Ethane* Carbon Dioxide* Subtotal: Total % of Total 19,942,524 6,269,195 6,407,080 4,240,395 1,195,037 814,575 609,460 213,576 471,865 476,887 504,012 179,828 355,205 324,832 110,443 276,013 192,265 292,040 232,327 176,341 3,362,546 46,646,446 3,999,575 109,304 73,273 4,182,152 50,828,598 75.8% 5,012,798 969,814 485,989 323,296 648,596 0 3,126,246 1,280,253 24,115 8,462,340 2,898,663 510,104 0 28,404,864 0 9,167,858 0 6,917,184 250,045 32,067 6,808 74,156 167,362 69,630 19,108 33,629 44,594 18,342 21,608 344,700 26,482 67,678 3,282 4,145 43,179 350,709 8,046,125 17,161 7,732 43 24,936 8,071,061 12.0% 5 66,251 122,634 131,129 53,049 6,228 16,867 0 156,276 33,329 72,879 2 17,948 13,184 2,893 15,782 14,500 237,254 1,932,102 34,521 7,450 12 41,983 1,974,085 2.9% 177,176 104,735 167,231 188,402 177,342 32,263 25,177 0 85,653 56,138 41,293 12 47,174 77,692 20,564 54,049 17,404 376,071 6,078,990 54,600 22,384 7 76,991 6,155,981 9.2% 427,226 203,053 296,673 393,687 397,753 108,121 61,152 33,629 286,523 107,809 135,780 344,714 91,604 158,554 26,739 73,976 75,083 964,034 16,057,217 106,282 37,566 62 143,910 16,201,127 24.2% 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 17,811 17,811 0 0 0 0 17,811 0.0% 4,667,621 1,398,090 1,111,248 1,003,147 611,329 579,986 538,039 537,641 466,351 463,014 460,612 455,157 367,617 350,819 318,779 306,303 251,424 4,344,391 62,721,474 4,105,857 146,870 73,335 4,326,062 67,047,536 100.0% 42.4% 13.7% 10.3% 7.0% 2.1% 1.7% 1.5% 0.9% 0.9% 0.8% 0.8% 0.7% 0.7% 0.7% 0.7% 0.5% 0.5% 0.5% 0.5% 0.4% 6.5% 93.5% 6.1% 0.2% 0.1% 6.5% 100.0% MSS = Maintenance, Shut-down, Start-up *Reported air contaminants not considered unauthorized emissions by definition, according to 30 TAC 101.1(107) (i.e., Carbon Dioxide, Nitrogen, Water, Methane, Ethane, Noble Gases, Hydrogen and Oxygen). 5-14 Table 5-4: FY 2009 Total Number of Incidents Reported Statewide under 30 Tex. Admin. Code Chapter 101, Subchapter F Listed by SIC Code Standard Industrial Classification (SIC) Code Emissions Maintenance Events Shutdown Startup MSS Total (Table Subtotal) Excess Opacity Total Percent of Total 1311: Crude Petroleum and Natural Gas 1,012 99 3 6 108 2 1,122 20.7% 4911: Electric Services 62 231 93 135 459 145 666 12.3% 3624: Carbon and Graphite Products 13 0 316 316 632 0 645 11.9% 2911: Petroleum Refining 342 110 48 75 233 29 604 11.2% 2869: Industrial Organic Chemicals 363 81 53 89 223 12 598 11.0% 1321: Natural Gas Liquids 450 41 7 23 71 17 538 9.9% 4941: Water Supply 8 3 0 0 3 0 11 0.2% 2821: Plastics Materials 57 87 24 35 146 4 207 3.8% 2819: Industrial Inorganic Chemicals 93 15 17 37 69 29 191 3.5% 5541: Gasoline Service Stations 49 6 7 34 47 1 97 1.8% 4922: Natural Gas Transmission 78 16 0 0 16 1 95 1.8% 3241: Cement 3 25 06 31 59 93 1.7% 2493: Reconstituted Wood Products 8 58 10 59 10 77 1.4% 4613: Refined Petroleum Pipelines 25 6 4 4 14 0 39 0.7% 9661: Space and Research and Technology 2 37 0 0 37 0 39 0.7% 2813: Industrial Gases 17 10 2 7 19 0 36 0.7% 2865: Cyclic Organic Crudes and Intermediates 14 0 5 9 14 1 29 0.5% 2895: Carbon Black 18 4 0 0 4 3 25 0.5% 3795: Tanks and Tank Components 0 0 0 24 24 0 24 0.4% 4226: Special Warehousing and Storage 15 4 1 3 8 1 24 0.4% 5171: Petroleum Bulk stations and Terminals 15 4 1 1 6 0 21 0.4% 5983: Fuel Oil Dealers 0 21 0 0 21 0 21 0.4% 2822: Synthetic Rubber (Vulcanizable Elastomers) Other SIC Codes 13 0 1 0 1 1 15 0.3% 128 36 11 10 57 10 195 3.6% Total 2,785 894 594 814 2,302 325 5,412 100.0% % of Total 51.5% 16.5% 11.0% 15.0% 42.5% 6.0% 100.0% MSS = Maintenance, Shut-down, Start-up 5-15 Table 5-5: FY 2009 Total Quantity of Air Contaminants (in Pounds) by Source Category Reported Statewide under 30 Tex. Admin. Code Chapter 101, Subchapter F Standard Industrial Classification (SIC) Emissions Events Maintenance Shutdown Start-up MSS Total (Table Subtotal) Excess Opacity Total 1311: Crude Petroleum and Natural Gas 1321: Natural Gas Liquids 2911: Petroleum Refining 2869: Industrial Organic Chemicals 4922: Natural Gas Transmission 2813: Industrial Gases 2821: Plastics Materials 5541: Gasoline Service Stations 2895: Carbon Black 4613: Refined Petroleum Pipelines 1389: Oil and Gas Field Services 2819: Industrial Inorganic Chemicals 9999: Nonclassifiable Establishments 5171: Petroleum Bulk stations and Terminals 2873: Nitrogenous Fertilizers 2865: Cyclic Organic Crudes and Intermediates 3412: Metal Shipping Barrels 5261: Retail Nurseries 4226: Special Warehousing and Storage 4925: Mixed Other SIC Codes Total % of Total MSS = Maintenance, Shut-down, Start-up 19,260,760 10,755,730 6,889,552 3,366,061 2,539,026 399,877 452,211 388,321 661,424 586,152 389,338 270,550 209,173 17,802 15,130 39,781 0 50,412 38,764 25,934 175,525 46,531,523 72.9% 1,880,890 1,444,509 2,030,942 320,740 1,170,821 1,628,034 12,437 1,442 38,553 1,348 39,743 780 24,238 48 10,567 19,484 1,050,287 670,059 0 1,088 158,599 41,238 0 6,994 0 71,520 0 0 32,551 2,250,834 2,016,585 1,160,309 0 362,386 209,001 343,042 0 681 0 4,345 0 79,550 1,924,008 3,714,827 5,097,814 2,151,108 1,170,821 1,991,508 380,037 385,722 38,553 9,023 39,743 76,645 24,238 79,598 130 1,480 1,865 1,065 50 0 270 38 205 0 0 2,017 0 0 21,184,898 14,472,037 11,989,231 5,518,234 3,709,897 2,391,385 832,518 774,081 700,182 595,175 429,081 349,212 233,411 97,400 12,171 0 32,009 44,180 0 59,310 0 3,404 13,068 16,472 30 56,283 52,052 0 1,442 2 44,743 8,704,935 13.6% 0 0 87 9,635 6,393 2,049,355 3.2% 0 0 1,802 4,207 9,405 6,519,775 10.2% 52,052 0 3,331 13,844 60,541 17,274,065 27.1% 0 0 145 0 10,621 17,916 0.0% 52,052 50,412 42,240 39,778 246,687 63,823,504 100.0% Percent of Total 33.2% 22.7% 18.8% 8.6% 5.8% 3.7% 1.3% 1.2% 1.1% 0.9% 0.7% 0.5% 0.4% 0.2% 0.1% 0.1% 0.1% 0.1% 0.1% 0.1% 0.4% 100.0% 5-16 Table 5-6: FY 2009 Total Quantity of Highly Reactive Volatile Organic Compounds (HRVOCs) Emitted Reported Statewide under 30 Tex. Admin. Code Chapter 101, Subchapter F Region Incident Type Butadienes Butenes Ethylene Propylene Total Percent of Total REGION 12 - HOUSTON EMISSIONS EVENT MAINTENANCE 31,029 242 83,518 1,361 417,794 72,290 662,671 1,195,012 5,898 79,791 42.7% 2.9% AIR SHUTDOWN 4,566 30,119 71,878 97,372 203,935 7.3% AIR STARTUP 11,486 34,100 111,752 79,931 237,269 8.5% Subtotal 47,323 149,098 673,714 845,872 1,716,007 61.3% REGION 10 - BEAUMONT EMISSIONS EVENT MAINTENANCE 16,830 6 38,323 1,344 199,136 1,815 52,522 371 306,811 3,536 11.0% 0.1% AIR SHUTDOWN 2,666 2,331 37,598 18,834 61,429 2.2% AIR STARTUP 10,861 15,703 99,487 61,650 187,701 6.7% Subtotal 30,363 57,701 338,036 133,377 559,477 20.0% REGION 14 - CORPUS CHRISTI EMISSIONS EVENT MAINTENANCE 19,858 150 53,254 527 183,993 4,196 66,616 451 323,721 5,324 11.6% 0.2% AIR SHUTDOWN 738 1,146 19,105 3,578 24,567 0.9% AIR STARTUP 4,470 3,576 25,632 15,875 49,553 1.8% Subtotal 25,216 58,503 232,926 86,520 403,165 14.4% Other Regions EMISSIONS EVENT MAINTENANCE 507 404 41,079 32,944 74,934 2.7% 0 55 0 96 151 0.0% AIR SHUTDOWN 605 747 18,330 8,641 28,323 1.0% AIR STARTUP 148 542 5,581 10,212 16,483 0.6% Subtotal 1,260 1,748 64,990 51,893 119,891 4.3% Total 104,162 267,050 1,309,666 1,117,662 2,798,540 100.0% % of Total 3.7% 9.5% 46.8% 39.9% 5-17 Table 5-7: FY 2009 Agency Response to Maintenance, Shutdown, Startup and Opacity Incidents Reported under 30 Tex. Admin. Code Chapter 101, Subchapter F Listed by Region Region MSS MSS MSS MSS MSS Opacity Opacity Opacity Opacity Opacity Inv NOV NOV NOE NOE Inv NOV NOV NOE NOE Viol Viol Viol Viol REGION 01 - AMARILLO 10 1 8 1 23 7 0 0 1 2 REGION 02 - LUBBOCK 20 0 0 0 0 1 0 0 0 0 REGION 03 - ABILENE 22 0 0 0 0 3 0 0 0 0 REGION 04 - DFW METROPLEX 5 0 0 0 0 10 2 2 0 0 REGION 05 - TYLER 130 1 2 0 0 52 3 4 0 0 REGION 06 - EL PASO 0 0 00 0 0 0 0 0 0 REGION 07 - MIDLAND 54 1 1 0 0 3 1 1 0 0 REGION 08 - SAN ANGELO 1 0 00 0 0 0 0 0 0 REGION 09 - WACO 70 0 0 0 0 41 1 1 0 0 REGION 10 - BEAUMONT 39 1 2 0 0 7 0000 REGION 11 - AUSTIN 11 0 0 0 0 2 0 0 0 0 REGION 12 - HOUSTON 67 3 3 2 4 7 4 4 0 0 REGION 13 - SAN ANTONIO 5 0 0 0 0 9 0 0 0 0 REGION 14 - CORPUS 52 1 3 1 1 3 0 0 0 0 CHRISTI REGION 15 - HARLINGEN 0 0 00 0 0 0 0 0 0 REGION 16 - LAREDO 0 0 00 0 0 0 0 0 0 Total 486 8 19 4 28 145 11 12 1 2 5-18 Table 5-8: FY 2009 Agency Response to Emissions Events (EEs) Reported under 30 Tex. Admin. Code Chapter 101, Subchapter F Listed by Region Region REGION 01 - AMARILLO EE Inv 32 EE NOVs EE NOV EE NOEs Viol 34 9 EE NOE Viol 19 Excessive EE 0 Approved CAPs 0 REGION 02 - LUBBOCK 57 4 9 00 0 0 REGION 03 - ABILENE 19 0 0 00 0 0 REGION 04 - DFW METROPLEX 19 2 2 00 0 0 REGION 05 - TYLER 29 0 0 11 0 0 REGION 06 - EL PASO 412 00 0 0 REGION 07 - MIDLAND 654 23 34 24 1 0 REGION 08 - SAN ANGELO 10 0 0 12 0 1 REGION 09 - WACO 30 4 4 11 0 0 REGION 10 - BEAUMONT 79 7 8 27 44 0 0 REGION 11 - AUSTIN 400 00 0 0 REGION 12 - HOUSTON 235 78 102 78 98 15 6 REGION 13 - SAN ANTONIO 17 2 2 00 0 0 REGION 14 - CORPUS CHRISTI 73 6 10 8 19 0 2 REGION 15 - HARLINGEN 300 00 0 0 REGION 16 - LAREDO 400 00 0 0 Total 1269 130 177 127 188 16 9 5-19 Table 5-9 : FY 2009 Agency Response to Incidents Reported under 30 Tex. Admin. Code Chapter 101, Subchapter F Listed by Incident Type Incident Type Incidents NOVs NOV Violations NOEs NOE Violations MAINTENANCE AIR SHUTDOWN AIR STARTUP EMISSIONS EVENT EXCESS OPACITY Total 339 92 166 1,269 145 2011 6 0 3 130 11 150 15 1 00 63 177 127 12 1 210 132 23 0 5 188 2 218 5-20 Results of Enforcement Actions Since Fiscal Year 1998, the TCEQ has been compiling statistical information regarding the results of enforcement actions taken by the TCEQ and through cases referred to the Attorney General's Office. Once administrative or judicial orders are finalized, the Enforcement Division staff review each case and determined if the enforcement action had an impact or potential impact on public health and the environment. Staff also document some of the actions required to achieve compliance, including an estimate of the cost of compliance to the violators. This statistical data indicates that as a result of administrative and judicial orders in Fiscal Year 2009, alleged violators spent nearly $170 million to correct violations and take steps necessary to protect the environment. Figure 6-1 depicts the percentage of cases that resulted in actions taken to reduce the actual or potential risk to human health, to workers at the site where the violations occurred, or to the environment or ecosystem. In addition, Figure 6-1 depicts the percentage of cases in which reductions in pollutants being emitted or discharged went beyond what was necessary for regulatory compliance and the percentage of cases in which actions resulted in reclaiming contaminated areas for a higher order of use (environmental restoration/land use). Figure 6-1 also depicts the percentage of cases in which government knowledge was increased (for example through compliance with self reporting requirements) and/or public awareness was increased (for example through compliance with toxic release inventory requirements or through public education). 6-1 6-2 EnvirRoendmInueIccnnrtceitHoaraenlusaEsRmescdeBaeosnedPWstyouHyGoorsbeaonrltakitevdciloemtthCrAnKPPo/wPnLmrrroaaooorwpnttteeeldelnicceaceUttdntiisiosogcoseennen 35 0.2 0 80 72 70 60 50 40 30 20 10 0 Percent of Orders 67 55 Figure 6-1: Impact Analysis of Administrative and Judicial Orders Figure 6-2 depicts the number of enforcement orders that resulted in the following: reduction of the use of hazardous chemicals; industrial process changes; emissions or discharge changes; storage or disposal changes; submittal of a permit application or amendment; environmental compliance promotion through dissemination of information to other members of the regulated community who are similarly situated; provision of public health care (either diagnostic or preventative) to members of the public who were potentially or actually affected by the violations; provision of emergency planning or preparedness equipment or assistance to local emergency response programs; or a decrease in the amount or toxicity of a pollutant (other than through a pollution prevention project). Figure 6-2: Results of Administrative and Judicial Orders - Permitting and Process Changes 400 350 359 334 Number of Orders 300 250 200 150 124 100 50 8 0 107 47 10 17 4 EnvionmEemnIitnsaSltdsiouoCrstnoaErsgiP/meamoPP/lpDlelileuirDrsPiubagrltcsiimnUeoihpcocstncaoeenrceHsAygsePaRRplseraeePplloltddiCCCahuucmhhhnccaoaaatCtnttiiiiinnnaoonorggognnegeneen 6-3 Figure 6-3 depicts the number of enforcement orders that resulted in the following: site assessment, remediation, restoration, or removal activities; auditing, testing, monitoring and/or sampling activities; labeling and manifesting of hazardous wastes; training; recordkeeping and/or reporting activities; and/or provision of site access to admit government officials for investigation and monitoring activities. Figure 6-3: Results of Administrative and Judicial Orders - Clean Up, Monitoring, and Recordkeeping Requirements 400 361 366 350 305 300 Number of Orders 250 201 212 200 150 100 83 50 40 52 15 15 0 54 4 LMaobnieSltiitonreig/nRARgeMs/easmSsneRtAeaiTfseouderimsedmsaaispttttlmtoiiiiiievnononnnagnnglgtg RecSoirtRedeTkrpAeaociercntpiiiennnsgggs 6-4 Figure 6-4 depicts the number of enforcement orders that resulted in the following pollution prevention related activities: equipment or technology modifications; product reformulation; raw materials substitutions; process or procedure modifications; in-process recycling; energy efficiency or conservation; improved housekeeping, operating and maintenance, training, or inventory control; and the number of orders with supplemental environmental projects including pollution prevention activities. Pollution prevention activities are those actions that result in reduction or elimination of a source of pollution that is above and beyond any regulatory requirements. Figure 6-4: Results of Administrative and Judicial Orders - Pollution Prevention 60 51 50 46 40 38 30 29 Number of Orders 20 10 10 0 14 P2PI2mPEp2nreoErPPvqg22euPyid2RPPpEraf2HPofmwrIioceocnuein-MdstsPe/paeu2srtnT/kcIeoctePrencyirc/eceRaohllpCseicnufsosneodonlSrgdeR/souudeeTmrgbrricueyslavyntiaiacttMMltnSiiiiuooEonontdden.P.ggn 6-5 Table 6-1 depicts an estimation of the largest amount of pollutant reductions through enforcement actions finalized in Fiscal Year 2009. Overall, it is estimated1 that TCEQ final enforcement actions resulted in, or will result in, almost 47 million pounds of pollutants eliminated or reduced, or the routes of exposure reduced, in the environment. Table 6-1: Twenty-Five Largest Estimated Pollutant Reductions from Orders Issued Pollutant Amount in Pounds Routes of Exposure Tires (Scrap) Volatile Organic Compounds Sewage 40,652,500 2,244,316 985,500 Land Air Water Sulfur Dioxide 657,271 Air Manure Carbon Dioxide 482,500 367,293 Water Air Total Suspended Solids Carbon Monoxide Biochemical Oxygen Demand Styrene Ethylene (gaseous) Propylene (Propene) 300,831 172,526 167,435 126,162 116,449 82,274 Water Air Water Air Air Air Nitrogen Oxide Ammonia Nitrogen 75,953 58,911 Air Water Methyl Chloride 42,500 Air Heptane-n Methyl Methacrylate 31,237 29,600 Air Air Ethane Oily Water Methane 28,075 16,000 15,683 Air Water Air Cyanide Ethylene oxide 14,430 12,238 Water Air Propane Benzene 12,018 10,737 Air Air Particulate Matter (unspeciated) 9,878 Air 1 Estimations were based upon best educated predictions or knowledge of the technical staff. In those cases where cleanups were not completed yet, estimates of the amount of contaminants to be removed were used. In those cases where emissions or discharges were reduced or eliminated by the enforcement action, the estimation was based upon an assumption that the violations would have continued at least for one year if the TCEQ had not acted. 6-6 Tables Table Descriptions: Investigations Table T-1A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2009. Table T-1B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2009. Table T-2A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2008. Table T-2B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2008. Table T-3A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2007. Table T-3B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2007. Table T-4A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2006. Table T-4B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2006. Table T-5A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2005. Table T-5B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2005. Table T-6A summarizes, by TCEQ region and type, total investigations conducted during Fiscal Year 2004. Table T-6B summarizes, by TCEQ region and type, on-site investigations conducted during Fiscal Year 2004. Complaints Table T-7 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2009. Table T-8 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2008. Table T-9 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2007. Table T-10 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2006. Table T-11 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2005. Table T-12 summarizes, by TCEQ region and type, complaints investigated during Fiscal Year 2004. Notices of Violation (NOV) by Regional Offices Table T-13 summarizes NOVs issued during Fiscal Year 2009 by regional offices. Table T-14 summarizes NOVs issued during Fiscal Year 2008 by regional offices. Table T-15 summarizes NOVs issued during Fiscal Year 2007 by regional offices. Table T-16 summarizes NOVs issued during Fiscal Year 2006 by regional offices. Table T-17 summarizes NOVs issued during Fiscal Year 2005 by regional offices. Table T-18 summarizes NOVs issued during Fiscal Year 2004 by regional offices. T-1 Notices of Violation by Central Office Table T-19 summarizes NOVs issued during Fiscal Year 2009 by the central TCEQ office in Austin. Table T-20 summarizes NOVs issued during Fiscal Year 2008 by the central TCEQ office in Austin. Table T-21 summarizes NOVs issued during Fiscal Year 2007 by the central TCEQ office in Austin. Table T-22 summarizes NOVs issued during Fiscal Year 2006 by the central TCEQ office in Austin. Table T-23 summarizes NOVs issued during Fiscal Year 2005 by the central TCEQ office in Austin. Table T-24 summarizes NOVs issued during Fiscal Year 2004 by the central TCEQ office in Austin. Administrative Orders Issued Table T-25 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2009. Table T-26 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2008. Table T-27 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2007. Table T-28 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2006. Table T-29 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2005. Table T-30 summarizes the administrative orders issued by the TCEQ for Fiscal Year 2004. Court Orders Issued Table T-31 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2009. Table T-32 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2008. Table T-33 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2007. Table T-34 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2006. Table T-35 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2005. Table T-36 summarizes the judicial orders issued through representation by the Attorney General's Office for Fiscal Year 2004. T-2 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 AGRI 145 56 15 274 154 0 1 12 7 0 3 23 6 6 1 1 Table T-1A: Total Investigations Conducted Fiscal Year 2009 (9/1/2008 - 8/31/2009) AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR 614 0 0 142 57 0 351 178 113 0 286 0 653 0 0 80 78 0 95 182 210 0 358 0 405 0 0 45 77 1 177 125 216 0 684 12 2,412 11 0 185 257 70 222 1,590 420 0 3,140 67 1,101 2 0 39 92 13 516 88 443 0 2,344 67 1,166 0 0 50 74 1 4 340 137 0 224 1 2,042 0 0 98 35 0 18 24 72 1 238 0 167 0 0 80 102 1 90 115 107 0 224 12 948 0 0 66 200 8 27 207 496 0 1,223 27 2,383 0 0 55 152 1 912 214 329 0 2,098 21 611 0 510 57 76 33 18 214 338 0 897 6 3,804 2 0 210 327 34 230 1,685 1,584 1 15,052 11 753 0 478 89 205 29 6 187 399 2 898 9 1,462 1 1 437 79 1 5 267 201 2 1,441 0 1,348 0 0 94 145 5 15 201 138 3 640 13 187 0 0 17 60 1 17 61 98 1 345 0 UIC MM 62 1 0 41 0 10 0 55 0 130 0 93 04 0 47 0 42 9 16 0 130 10 43 0 58 208 55 0 65 06 West, North Central, Border and Coastal Watermasters 35,920 TOTALS 704 20,056 16 989 1,744 2,016 198 2,703 5,678 5,301 10 30,092 36,166 289 796 TOTALS 1,949 1,753 1,767 8,703 4,989 2,090 2,533 957 3,251 6,190 2,893 23,016 3,119 4,166 2,668 794 35,920 106,758 T-3 Table T-1B: On-site Investigations Conducted Fiscal Year 2009 (9/1/2008 - 8/31/2009) AGRI AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 117 293 0 0 72 49 0 182 177 105 0 119 0 21 0 1,135 Region 2 31 84 0 0 75 68 0 44 107 140 0 148 0 0 33 730 Region 3 7 119 0 0 40 72 1 99 99 123 0 191 4 0 7 762 Region 4 222 1,684 7 0 144 213 66 126 1,524 252 0 675 17 0 35 4,965 Region 5 111 200 0 0 30 76 12 149 78 309 0 537 22 0 124 1,648 Region 6 0 843 0 0 44 59 0 4 328 113 0 118 0 0 87 1,596 Region 7 0 153 0 0 74 30 0 10 21 68 1 84 0 00 441 Region 8 2 93 0 0 33 69 1 47 88 63 0 105 5 0 39 545 Region 9 3 352 0 0 29 78 7 14 121 277 0 295 9 0 31 1,216 Region 10 0 1,026 0 0 41 116 0 500 173 149 0 191 4 9 14 2,223 Region 11 3 246 0 404 49 60 32 9 183 199 0 247 3 0 108 1,543 Region 12 18 1,431 0 0 135 276 33 220 1,388 544 1 730 4 10 17 4,807 Region 13 5 317 0 331 74 168 29 6 180 249 2 254 9 0 55 1,679 Region 14 5 224 0 0 144 68 1 5 236 147 2 230 0 48 48 1,158 Region 15 1 279 0 0 87 126 4 14 168 104 3 229 5 0 59 1,079 Region 16 1 87 0 0 17 53 1 12 47 57 1 94 0 06 376 West, North Central, Border and Coastal 35,920 35,920 Water- masters TOTALS 526 7,431 7 735 1,088 1,581 187 1,441 4,918 2,899 10 4,247 36,002 88 663 61,823 T-4 Table T-2A: Total Investigations Conducted Fiscal Year 2008 (9/1/2007 - 8/31/2008) AGRI AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 0 650 1 0 67 24 0 437 164 131 0 371 0 61 3 1,909 Region 2 1 730 0 0 85 40 0 86 103 279 0 244 0 6 19 1,593 Region 3 0 535 1 0 42 45 0 158 204 194 0 899 14 1 11 2,104 Region 4 4 1,869 10 0 218 89 39 166 1,685 523 0 4,351 54 0 31 9,039 Region 5 0 1,133 1 0 44 53 6 457 102 515 1 2,547 0 0 101 4,960 Region 6 0 542 0 0 39 28 0 1 278 83 0 245 0 0 37 1,253 Region 7 0 2,105 0 0 68 34 1 34 42 174 0 250 0 3 1 2,712 Region 8 0 114 0 0 52 61 0 75 82 98 0 241 2 0 36 761 Region 9 0 752 9 0 32 114 3 74 122 288 0 1,839 23 0 29 3,285 Region 10 0 2,587 1 0 76 94 5 732 294 304 0 2,234 50 0 52 6,429 Region 11 1 209 0 661 28 30 17 22 182 283 0 1,364 4 0 244 3,045 Region 12 0 3,840 16 0 344 144 22 220 2,283 2,214 1 11,700 13 14 87 20,898 Region 13 0 546 0 550 78 141 13 11 253 368 4 1,228 0 0 36 3,228 Region 14 0 1,111 2 0 158 50 9 8 190 155 3 1,835 0 212 73 3,806 Region 15 0 806 2 0 95 114 3 7 191 103 1 1,034 0 3 94 2,453 Region 16 6 214 0 0 18 62 1 10 74 98 2 399 1 7 26 918 West, North Central, Border and 36,446 36,446 Coastal Water- masters TOTALS 12 17,743 43 1,211 1,444 1,123 119 2,498 6,249 5,810 12 30,781 36,607 307 880 104,839 There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. T-5 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 West, North Central, Border and Coastal Watermasters TOTALS AGRI 139 52 12 262 183 2 4 14 11 1 2 7 11 7 2 4 Table T-2B: On-site Investigations Conducted Fiscal Year 2008 (9/1/2007 - 8/31/2008) AIR EA DC IHW MSW OC OSSF PST PWS RAD WQ WR 236 0 0 64 46 0 217 159 87 0 80 2 87 0 0 83 47 0 41 88 113 0 117 1 117 0 0 38 71 1 82 162 67 0 179 7 997 0 0 185 171 0 92 1,580 279 0 758 22 96 0 0 49 51 0 235 51 262 0 495 11 396 0 0 46 42 0 1 257 32 0 70 0 85 0 0 80 56 0 14 21 65 1 132 0 41 0 0 48 60 0 45 67 44 0 101 3 176 0 0 36 148 0 40 67 154 0 324 6 1,273 0 0 84 126 0 452 175 139 0 254 1 114 504 0 44 84 0 247 141 149 0 296 2 1,275 0 0 352 214 0 220 1,919 1,033 2 982 6 231 213 0 89 196 0 87 222 214 4 240 0 447 0 1 167 63 0 8 169 96 3 263 0 594 0 0 81 138 0 2 132 58 1 195 2 69 0 0 20 70 0 9 67 35 2 65 1 UIC 0 2 0 0 0 0 0 0 0 0 0 0 0 2 3 7 36,446 811 9,706 717 1 1,466 1,583 1 1,792 5,277 2,827 13 4,551 36,510 14 MM TOTALS 2 1,032 18 649 7 743 14 4,360 95 1,528 35 881 0 458 31 454 22 984 42 2,547 210 1,793 76 6,086 34 1,541 68 1,294 83 1,291 18 367 36,446 755 62,454 There was an increase in PST investigations due to the Federal Energy Bill. PST Investigations include Stage II investigations. T-6 Table T-3A: Total Investigations Conducted Fiscal Year 2007 (9/1/2006 - 8/31/2007) AGRI AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 163 637 3 0 134 29 7 437 173 92 0 444 1 96 1 2,217 Region 2 53 592 6 0 72 57 2 74 140 193 0 380 0 0 6 1,575 Region 3 23 415 5 0 32 72 4 167 236 253 0 959 16 0 7 2,189 Region 4 301 2,335 56 0 163 222 98 186 2,109 658 0 4,387 55 0 27 10,597 Region 5 308 1,033 8 0 65 64 15 271 260 400 0 2,473 13 0 47 4,957 Region 6 4 833 0 0 61 47 3 4 413 73 0 284 2 0 9 1,733 Region 7 4 1,703 0 0 68 47 3 37 81 120 0 335 0 1 1 2,400 Region 8 19 141 1 0 40 104 11 74 113 83 0 356 10 0 19 971 Region 9 11 862 15 0 15 156 13 298 153 604 0 1,974 19 0 6 4,126 Region 10 2 3,065 3 0 112 145 5 773 424 433 0 2,309 22 1 10 7,304 Region 11 0 410 5 793 35 76 58 47 123 299 0 1,547 10 0 23 3,426 Region 12 7 4,406 28 0 313 136 47 261 2,691 1,282 0 11,083 16 16 35 20,321 Region 13 12 872 1 489 97 87 30 10 238 327 0 1,215 0 1 11 3,390 Region 14 14 1,381 2 0 421 62 5 17 278 207 0 1,814 0 328 23 4,552 Region 15 4 897 5 0 75 170 21 5 206 134 0 979 0 5 26 2,527 Region 16 4 177 1 0 30 102 4 14 51 98 0 479 2 9 5 976 West, North Central, Border and 34,478 Coastal Water- masters TOTALS 929 19,759 139 1,282 1,733 1,576 326 2,675 7,689 5,256 0 31,018 166 457 256 107,739 There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. T-7 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 West, North Central, Border and Coastal Watermasters TOTALS Table T-3B: On-site Investigations Conducted Fiscal Year 2007 (9/1/2006 - 8/31/2007) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC 145 241 0 55 27 0 226 171 70 0 114 0 16 43 151 0 62 39 0 39 107 138 0 127 0 0 20 168 0 28 70 0 94 194 113 0 146 8 0 251 1,714 0 138 191 0 97 1,983 432 0 762 22 0 286 231 0 53 62 0 132 203 268 0 544 11 0 4 658 0 57 32 0 4 384 50 0 71 0 0 4 206 0 54 37 0 20 74 60 0 139 0 1 10 81 0 23 64 0 39 78 50 0 107 3 0 11 395 0 14 127 0 151 93 330 0 352 6 0 1 1,827 0 94 119 0 451 347 234 0 302 3 1 0 293 613 27 70 7 23 102 185 0 367 7 0 7 1,882 0 259 117 1 257 2,431 954 0 1,033 3 16 11 380 139 69 81 0 9 217 201 0 267 0 0 10 668 0 144 56 0 14 235 108 0 223 0 54 4 710 0 61 151 0 5 170 88 0 187 0 2 4 101 0 30 89 0 11 42 51 0 112 1 9 811 9,706 752 1,168 1,332 8 1,572 6,831 3,332 0 4,853 64 99 MM TOTALS 0 1,065 1 707 3 844 12 5,602 47 1,837 7 1,267 0 595 16 471 3 1,482 7 3,386 19 1,713 17 6,977 10 1,384 18 1,530 20 1,398 2 452 34,478 182 65,188 There was an increase in PST investigations due to the Federal Energy Bill. PST Investigations include Stage II investigations. PWS investigations include Municipal Utility District (MUD) Construction Investigations T-8 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Table T-4A: Total Investigations Conducted Fiscal Year 2006 (9/1/2005 - 8/31/2006) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 163 452 0 51 22 2 419 143 72 0 135 0 6 1 1,466 43 409 0 91 48 1 99 103 130 0 108 1 0 0 1,033 18 384 0 77 49 1 158 170 109 0 289 7 0 1 1,263 284 1,563 0 332 70 74 351 1,569 634 0 1,033 89 0 12 6,011 232 829 0 143 27 4 265 131 208 0 807 5 2 45 2,698 2 485 0 60 27 1 19 411 55 0 108 0 0 3 1,171 3 1,644 0 54 20 0 13 75 57 0 90 0 1 0 1,957 19 98 0 80 49 4 41 85 63 0 131 7 0 22 599 8 605 0 125 43 1 308 95 273 0 444 15 0 7 1,924 2 2,504 0 154 43 6 554 308 289 0 631 21 4 5 4,521 8 298 673 103 20 16 38 117 150 0 412 6 0 22 1,863 6 3,626 0 654 124 15 308 1,635 2,156 2 2,629 0 16 19 11,190 11 723 460 145 44 3 12 205 255 0 381 0 1 6 2,246 14 1,084 0 114 33 1 10 204 109 0 578 0 62 6 2,215 4 1,136 0 147 64 3 7 145 90 0 354 11 0 17 1,978 3 87 0 25 57 0 19 49 54 0 170 1 16 472 Rio Grande & South Texas Watermasters 34,131 34,131 TOTALS 820 15,927 1,133 2,355 740 132 2,621 5,445 4,704 2 8,300 34,294 93 172 76,738 There was an increase in IHW investigations due to a Dry Cleaner Initiative (1682 investigations conducted) PWS investigations include Municipal Utility District Construction investigations T-9 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Table T-4B: On-site Investigations Conducted Fiscal Year 2006 (9/1/2005 - 8/31/2006) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 135 228 0 55 18 0 219 139 66 0 80 0 61 947 38 197 0 82 39 0 50 83 88 0 83 1 00 661 8 195 0 67 43 0 82 160 82 0 91 5 01 734 233 1,392 0 320 55 1 190 1,486 385 0 389 85 0 12 4,548 215 294 0 134 20 0 130 103 157 0 424 0 2 45 1,524 1 437 0 50 17 0 10 374 44 0 57 0 03 993 3 192 0 41 19 0 9 62 56 0 58 0 10 441 12 72 0 78 28 0 22 57 32 0 69 7 0 22 399 5 297 0 107 18 0 123 65 123 0 85 15 07 845 1 1,903 0 145 38 0 305 257 148 0 154 21 4 5 2,981 8 214 292 100 13 5 24 97 123 0 160 6 0 22 1,064 4 2,436 0 599 99 2 174 1,479 2,130 2 737 0 16 19 7,697 6 330 29 139 35 1 11 169 184 0 172 0 1 6 1,083 9 684 0 110 30 0 9 183 54 0 132 0 62 6 1,279 4 1,113 0 143 37 0 4 106 58 0 146 11 0 17 1,639 3 75 0 23 44 0 13 47 40 0 84 1 16 337 Rio Grande & South Texas Watermasters 34,131 34,131 TOTALS 685 10,059 321 2,193 553 9 1,375 4,867 3,770 2 2,921 34,283 93 172 61,303 There was an increase in IHW investigations due to a Dry Cleaner Initiative (1682 investigations conducted) PWS investigations include Municipal Utility District (MUD) Construction Investigations T-10 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Out-of-State* Table T-5A: Total Investigations Conducted Fiscal Year 2005 (9/1/2004 - 8/31/2005) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 119 461 0 25 19 2 338 148 94 0 1,079 0 22 2 2,309 36 278 0 44 37 1 113 72 130 0 342 0 0 6 1,059 10 420 0 41 63 2 118 179 126 0 589 1 0 12 1,561 287 1,516 0 85 71 29 404 1,475 409 0 2,368 0 0 38 6,682 265 628 0 40 24 2 229 135 230 0 1,508 1 0 5 3,067 5 599 0 43 28 5 18 422 86 0 164 0 0 8 1,378 3 370 0 30 20 1 13 76 86 0 134 0 1 16 750 13 196 0 20 56 0 40 85 81 0 256 14 0 9 770 12 537 0 78 45 3 258 129 175 0 902 2 0 8 2,149 0 3,788 0 73 38 1 643 338 297 0 1,251 0 5 12 6,446 1 167 490 22 15 12 41 61 205 0 780 1 0 2 1,797 0 4,442 0 267 108 12 277 1,633 1,051 1 5,909 0 13 36 13,749 8 755 392 60 35 7 6 218 238 0 738 0 0 13 2,470 3 1,264 0 56 37 0 2 187 91 0 971 0 81 21 2,713 6 1,593 0 108 71 3 17 159 84 0 547 1 0 22 2,611 5 134 0 20 63 0 11 60 63 0 282 0 0 10 648 44 Rio Grande & San Antonio Watermasters 33,531 33,531 TOTALS 773 17,148 882 1,012 730 84 2,528 5,377 3,446 1 17,820 33,551 122 220 83,694 * Four investigations were conducted against installers or licensees who are located out-of-state but conduct business in Texas. One licensee was located in Florida and three were located in Oklahoma. T-11 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Table T-5B: On-site Investigations Conducted Fiscal Year 2005 (9/1/2004 - 8/31/2005) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 101 264 0 22 18 0 335 147 82 0 103 0 22 2 1,096 34 82 0 41 26 0 109 66 117 0 93 0 06 574 6 200 0 32 58 0 118 153 90 0 84 0 0 12 753 244 854 0 65 48 2 395 1,386 308 0 336 0 0 38 3,676 243 171 0 34 20 0 217 99 218 0 358 0 0 5 1,365 2 533 0 40 16 0 18 399 74 0 27 0 0 8 1,117 3 83 0 23 19 0 13 76 83 0 41 0 1 16 358 12 59 0 18 32 0 37 74 55 0 70 0 09 366 1 234 0 63 23 0 227 99 103 0 65 0 08 823 0 2,886 0 59 31 0 622 302 193 0 142 0 5 12 4,252 1 66 460 12 7 2 40 49 141 0 144 0 0 2 924 0 1,798 0 211 84 0 264 1,493 892 1 712 0 13 36 5,504 8 362 348 36 28 0 5 181 170 0 119 0 0 13 1,270 3 737 0 52 27 0 2 170 74 0 117 0 81 21 1,284 5 1,515 0 100 62 0 17 125 58 0 111 0 0 22 2,015 5 111 0 14 51 0 11 55 37 0 71 0 0 10 365 Rio Grande & San Antonio Watermasters 33,531 33,531 TOTALS 668 9,955 808 822 550 4 2,430 4,874 2,695 1 2,593 33,531 122 220 59,273 T-12 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Table T-6A: Total Investigations Conducted Fiscal Year 2004 (9/1/2003 - 8/31/2004) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 103 641 0 21 15 0 273 140 96 0 178 0 15 0 1,482 41 471 0 38 47 1 55 89 111 0 146 0 0 10 1,009 8 769 0 30 52 0 150 191 137 0 295 0 6 12 1,650 311 1,453 0 90 64 10 208 1,467 399 0 894 1 0 29 4,926 241 903 0 48 45 2 152 125 242 0 698 2 2 6 2,466 3 739 0 45 26 1 41 446 120 0 72 0 0 7 1,500 0 1,212 0 33 18 1 8 77 91 0 63 0 1 29 1,533 14 108 0 33 37 0 21 17 92 0 130 2 0 9 463 10 873 0 56 38 2 232 150 133 0 375 7 0 15 1,891 0 4,058 0 46 28 1 358 289 283 0 583 11 0 14 5,671 3 290 194 23 19 21 17 131 213 0 387 5 0 4 1,307 10 4,559 0 258 93 10 243 1,759 1,039 1 2,602 0 18 25 10,617 5 1,081 57 76 22 6 11 187 382 0 373 0 0 25 2,225 6 1,267 0 60 31 1 6 192 91 0 563 0 80 9 2,306 6 829 0 91 102 1 13 194 86 0 384 5 0 35 1,746 5 111 0 58 59 0 12 44 91 0 184 0 0 20 584 Rio Grande & San Antonio Watermasters 33,563 33,563 TOTALS 766 19,364 251 1,006 696 57 1,800 5,498 3,606 1 7,927 33,596 122 249 74,939 T-13 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Table T-6B: On-site Investigations Conducted Fiscal Year 2004 (9/1/2003 - 8/31/2004) AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS 90 621 0 18 13 0 262 135 89 0 94 0 15 0 1,337 26 470 0 36 29 0 49 80 92 0 110 0 0 10 902 3 730 0 24 52 0 148 178 99 0 104 0 6 12 1,356 268 1,362 0 75 47 2 204 1,358 260 0 405 1 0 29 4,011 251 898 0 43 40 0 141 102 232 0 353 2 2 6 2,070 3 726 0 37 13 0 39 415 100 0 37 0 0 7 1,377 0 1,199 0 27 15 0 8 74 84 0 38 0 1 29 1,475 13 108 0 33 31 0 17 17 61 0 76 2 09 367 8 831 0 36 21 0 176 125 80 0 71 7 0 15 1,370 0 4,007 0 35 21 0 349 224 217 0 132 11 0 14 5,010 3 254 158 15 11 4 16 110 115 0 150 4 04 844 9 4,377 0 198 78 1 236 1,577 935 1 769 0 18 25 8,224 5 1,033 52 29 18 2 11 164 227 0 178 0 0 25 1,744 3 1,262 0 57 29 0 4 182 84 0 144 0 80 9 1,854 4 812 0 83 86 0 9 179 57 0 154 3 0 35 1,422 5 100 0 50 40 0 12 42 58 0 90 0 0 20 417 Rio Grande & San Antonio Watermasters 33,563 33,563 TOTALS 691 18,790 210 796 544 9 1,681 4,962 2,790 1 2,905 33,593 122 249 67,343 T-14 Table T-7: Complaint Investigations, Fiscal Year 2009 (9/1/2008 - 8/31/2009) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ Region 1 4 70 0 0 14 21 10 1 3 4 Region 2 11 29 0 1 6 15 10 1 17 18 Region 3 5 42 0 0 12 22 7 1 37 42 Region 4 28 542 0 1 41 55 30 60 24 140 Region 5 14 94 0 0 4 12 8 0 60 90 Region 6 0 48 0 0 7 35 1 56 31 Region 7 0 74 0 0 18 17 2 47 17 Region 8 2 43 0 1 7 30 6 27 19 Region 9 6 289 0 2 9 44 1 20 131 96 Region 10 0 156 0 2 7 34 107 9 97 50 Region 11 1 53 14 0 19 35 3 5 35 58 Region 12 5 276 0 0 24 142 10 35 76 101 Region 13 3 131 23 1 24 44 0 8 11 41 Region 14 4 47 0 0 13 9 3 0 23 21 Region 15 0 56 0 1 10 36 7 6 30 50 Region 16 0 19 0 0 5 20 0 1 12 15 No Program Assigned* TOTALS 83 1,969 37 9 220 571 205 158 576 793 WR TOTALS 0 127 0 108 4 172 12 933 10 292 0 133 0 139 4 121 10 608 3 465 2 225 1 670 8 294 0 120 1 197 0 72 199 55 4,875 * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas, or complaints occurring at the end of FY09 that have not yet been assigned to a program area. ** The number of complaints investigated in FY09 is 4,733. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-15 Table T-8: Complaint Investigations, Fiscal Year 2008 (9/1/2007 - 8/31/2008) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ Region 1 7 72 0 0 5 24 5 23 11 Region 2 10 33 0 0 5 11 2 19 11 Region 3 3 44 0 0 6 25 16 2 28 42 Region 4 26 584 0 1 35 80 9 49 16 142 Region 5 10 2 0 2 12 12 12 1 50 111 Region 6 0 68 0 0 5 17 0 14 18 Region 7 0 64 0 1 21 29 1 4 11 25 Region 8 3 42 0 0 12 23 5 4 10 28 Region 9 4 272 0 0 15 97 6 18 100 130 Region 10 1 192 0 4 13 38 91 15 28 37 Region 11 2 74 16 2 17 42 2 8 33 80 Region 12 0 264 0 0 17 286 12 65 41 95 Region 13 2 104 22 2 30 55 0 20 8 20 Region 14 1 70 0 6 14 19 0 4 30 33 Region 15 0 61 0 0 7 49 4 6 23 51 Region 16 0 28 0 0 5 16 0 3 18 15 No Program Assigned* TOTALS 69 1,974 38 18 219 823 165 203 412 849 WR TOTALS 2 131 1 83 4 170 17 959 11 223 0 113 0 156 3 130 5 647 1 420 2 278 2 782 0 263 0 177 0 201 1 86 184 49 5,003** * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas, or complaints occurring at the end of FY08 that have not yet been assigned to a program area. ** The number of complaints investigated in FY08 is 4,974. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-16 Table T-9: Complaint Investigations, Fiscal Year 2007 (9/1/2006 - 8/31/2007) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ Region 1 3 31 0 0 12 6 8 13 13 Region 2 10 30 0 0 14 11 1 0 11 30 Region 3 7 36 0 0 9 18 16 8 33 40 Region 4 19 521 0 4 39 89 3 43 13 183 Region 5 18 57 0 0 7 14 26 1 26 63 Region 6 1 104 0 0 5 11 1 27 21 Region 7 0 57 0 1 20 16 0 04 27 Region 8 10 53 0 0 5 25 6 33 17 Region 9 1 239 0 1 11 114 48 4 99 155 Region 10 1 202 0 2 16 51 128 16 43 59 Region 11 0 62 24 1 7 51 0 5 37 110 Region 12 0 391 0 0 14 94 13 48 51 121 Region 13 3 115 12 1 20 38 3 13 20 53 Region 14 5 46 0 3 8 17 3 4 21 30 Region 15 0 47 0 1 13 58 0 10 17 49 Region 16 1 16 0 0 3 24 0 0 13 30 No Program Assigned* TOTALS 79 2,007 36 14 203 637 256 158 401 1,001 WR TOTALS 0 77 1 108 7 174 19 933 8 220 0 152 0 125 2 124 5 677 2 520 4 301 2 734 0 278 0 137 0 195 1 88 198 51 5,041** * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas, or complaints occurring at the end of FY07 that have not yet been assigned to a program area. ** The number of complaints investigated in FY07 is 4,970. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-17 Table T-10: Complaint Investigations, Fiscal Year 2006 (9/1/2005 - 8/31/2006) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ WR TOTALS Region 1 4 43 0 0 43 9 7 13 2 12 0 133 Region 2 10 52 0 0 10 19 0 3 10 13 0 117 Region 3 6 37 0 0 7 26 9 6 18 27 4 140 Region 4 22 623 0 4 56 90 12 60 43 180 22 1,112 Region 5 18 35 0 1 19 14 18 12 35 59 19 230 Region 6 1 145 0 2 9 30 0 7 6 10 0 210 Region 7 0 62 0 0 7 18 0 4781 107 Region 8 15 49 0 1 8 46 6 3 12 29 1 170 Region 9 2 244 0 1 4 37 36 10 139 129 15 617 Region 10 0 179 0 4 20 61 100 17 99 58 3 541 Region 11 1 62 23 0 9 35 0 3 67 84 5 289 Region 12 1 422 0 0 27 30 9 60 63 149 8 769 Region 13 3 151 12 1 33 51 3 16 26 61 0 357 Region 14 5 79 0 0 14 15 13 10 30 48 2 216 Region 15 0 61 0 1 5 51 1 8 29 39 0 195 Region 16 0 47 0 0 9 32 1 2 13 13 1 118 No Program Assigned* 120* TOTALS 88 2,291 35 15 280 564 215 234 599 919 81 5,441** * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas. ** The number of complaints investigated in FY06 is 5,308. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-18 Table T-11: Complaint Investigations, Fiscal Year 2005 (9/1/2004 - 8/31/2005) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ WR Region 1 3 42 0 0 3 11 7 4 1 12 1 Region 2 2 14 0 0 6 14 4 0 4 12 0 Region 3 5 42 0 0 11 33 3 7 22 36 5 Region 4 17 885 0 9 57 103 21 64 11 193 3 Region 5 21 23 0 0 21 23 36 16 16 79 2 Region 6 3 102 0 0 7 27 0 3 6 16 0 Region 7 0 63 0 0 8 13 0 3 6 9 0 Region 8 6 37 0 0 5 32 11 2 3 27 4 Region 9 9 184 0 2 15 72 62 16 108 164 5 Region 10 3 174 0 4 15 34 127 15 84 61 2 Region 11 4 57 19 2 10 44 0 14 54 87 6 Region 12 0 934 0 2 31 41 32 79 59 125 2 Region 13 4 157 22 2 19 50 4 17 22 62 0 Region 14 4 57 0 1 7 16 2 2 20 21 0 Region 15 0 85 0 0 3 72 1 6 27 42 1 Region 16 0 26 0 0 3 22 0 4 21 18 1 No Program Assigned* TOTALS 81 2,882 41 22 221 607 310 252 * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas. 464 964 32 TOTALS 84 56 164 1,363 237 164 102 127 637 519 297 1,305 359 130 237 95 167* 6,043** ** The number of complaints investigated in FY05 is 5,974. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-19 Table T-12: Complaint Investigations, Fiscal Year 2004 (9/1/2003 - 8/31/2004) AGRI AIR EA ER IHW MSW OSSF PST PWS WQ WR Region 1 2 37 0 0 9 7 12 2 2 11 0 Region 2 2 6 00 3 8 4 0 4 70 Region 3 3 58 0 0 7 27 4 1 11 5 0 Region 4 19 678 0 11 47 124 6 63 10 137 1 Region 5 22 96 0 0 50 14 14 19 25 37 2 Region 6 1 165 0 0 1 20 1 2 3 3 0 Region 7 1 71 0 0 9 26 1 4 13 11 0 Region 8 5 14 0 1 8 14 5 1 5 7 0 Region 9 6 137 0 2 25 39 61 17 78 114 2 Region 10 0 147 0 3 13 39 126 13 62 56 0 Region 11 1 87 12 4 30 63 5 9 54 92 0 Region 12 0 1,214 0 0 34 51 47 91 55 126 2 Region 13 0 136 9 0 22 51 3 15 5 35 0 Region 14 1 52 0 0 1 5 2 2 19 29 1 Region 15 1 80 0 0 8 79 1 5 11 27 0 Region 16 0 27 0 0 5 8 0 1 3 23 0 No Program Assigned* TOTALS 64 3,005 21 21 272 575 292 245 360 720 8 TOTALS 82 34 116 1,096 279 196 136 60 481 459 357 1,620 276 112 212 67 249* 5,832** * "No Program Assigned" includes complaint investigations that can not be categorized in the listed program areas. ** The number of complaints investigated in FY04 is 5,720. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-20 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-13: Notices of Violation Issued (Mailed) Fiscal Year 2009 (9/1/2008 - 8/31/2009) from Regional Offices AGRI AIR EA IHW MSW OSSF PST PWS RAD WQ WR UIC MM 27 41 0 15 8 8 60 19 0 48 0 2 0 19 35 0 16 19 4 55 73 0 71 0 0 6 6 33 0 6 9 1 48 115 0 158 1 0 2 85 219 0 44 59 31 373 186 0 263 2 0 8 34 84 0 9 7 71 3 280 0 150 4 0 18 0 56 0 33 28 0 77 45 0 55 0 0 19 0 91 0 25 9 0 1 6 0 40 0 0 0 6 31 0 27 35 7 39 51 0 66 1 0 9 2 70 0 38 87 0 125 311 0 181 0 0 8 2 182 0 9 28 96 47 192 0 187 0 2 3 0 62 23 16 18 5 44 128 0 136 0 0 21 0 398 0 62 46 8 307 438 0 370 0 2 6 1 81 48 12 21 0 38 203 0 119 2 0 9 2 87 0 52 25 0 63 124 0 145 0 3 17 1 43 0 45 50 1 81 59 0 99 8 0 15 0 15 0 1 15 0 20 52 0 45 0 0 1 183 1,528 71 411 464 232 1,381 2,282 0 2,133 18 9 142 TOTALS 228 298 379 1,271 660 313 172 272 822 746 453 1,637 534 518 402 149 8,854 T-21 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-14: Notices of Violation Issued (Mailed) Fiscal Year 2008 (9/1/2007 - 8/31/2008) from Regional Offices AGRI AIR EA IHW MSW OSSF PST PWS RAD WQ WR UIC MM 34 57 0 11 13 3 17 4 0 45 0 1 0 28 39 0 12 18 1 69 64 0 55 0 0 12 12 38 0 6 12 1 19 68 0 104 1 0 7 93 205 0 21 30 9 397 195 0 285 1 0 4 41 53 0 10 10 13 8 246 0 132 2 0 26 1 60 0 27 16 0 63 20 0 28 0 0 23 0 70 0 28 8 0 4 17 0 64 0 0 0 4 22 0 25 23 2 25 44 0 62 1 0 14 3 79 0 20 108 10 48 290 0 151 0 0 11 0 162 0 19 42 124 64 225 0 341 0 0 17 0 39 0 14 16 1 42 104 0 121 0 0 85 0 370 0 224 102 6 725 616 0 492 1 1 68 4 78 0 30 17 0 9 142 0 107 0 0 16 3 68 0 33 22 0 26 113 0 158 0 1 23 2 44 0 26 40 0 67 39 0 62 0 0 54 2 24 0 2 25 0 16 69 0 31 0 0 12 227 1,408 0 508 502 170 1,599 2,256 0 2,238 6 3 372 TOTALS 185 298 268 1,240 541 238 191 222 720 994 422 2,605 403 447 334 181 9,289 T-22 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-15: Notices of Violation Issued (Mailed) Fiscal Year 2007 (9/1/2006 - 8/31/2007) from Regional Offices AGRI AIR EA IHW MSW OSSF PST PWS RAD WQ WR UIC MM 26 42 0 3 6 7 42 9 0 45 0 0 0 24 28 0 9 17 0 71 72 0 53 0 0 1 7 25 0 2 10 2 55 77 0 99 2 0 0 86 221 0 29 51 5 574 345 0 384 7 0 2 41 38 0 9 6 15 106 223 0 92 1 0 11 1 72 0 41 18 0 107 12 0 12 0 0 5 1 69 0 18 6 1 31 6 0 59 0 0 0 6 27 0 11 20 7 55 39 0 75 0 0 8 2 86 0 6 54 59 65 321 0 113 0 0 1 1 144 0 33 36 121 198 254 0 244 0 0 0 0 21 23 8 12 0 36 71 0 140 1 0 7 1 393 0 178 43 6 1,035 535 0 526 0 9 15 3 55 30 21 18 1 84 97 0 90 0 1 4 8 40 0 22 18 0 80 114 0 135 0 4 10 0 46 0 28 37 0 116 43 0 42 0 4 11 4 9 0 5 22 0 15 45 0 54 0 7 2 211 1,316 53 423 374 224 2,670 2,263 0 2,163 11 25 77 TOTALS 180 275 279 1,704 542 268 191 248 707 1,031 319 2,741 404 431 327 163 9,810 T-23 Table T-16: Notices of Violation Issued (Mailed) Fiscal Year 2006 (9/1/2005 - 8/31/2006) from Regional Offices AGRI AIR EA IHW MSW OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 31 22 0 2 5 12 11 9 0 41 0 3 1 137 Region 2 10 14 0 13 14 1 19 38 0 21 0 0 0 130 Region 3 11 25 0 8 9 0 24 58 0 102 2 0 0 239 Region 4 130 186 0 29 45 16 384 337 0 454 13 0 5 1,599 Region 5 30 41 0 13 13 13 45 142 0 70 4 0 7 378 Region 6 0 36 0 16 23 0 81 13 0 19 0 0 2 190 Region 7 0 70 0 11 4 0 20 13 0 44 0 0 0 162 Region 8 15 27 0 8 30 4 36 40 0 83 1 0 9 253 Region 9 0 77 0 4 10 44 23 203 0 153 3 0 2 519 Region 10 1 93 0 21 40 92 116 200 0 209 0 0 4 776 Region 11 0 14 34 11 13 0 25 66 0 158 2 0 11 334 Region 12 0 376 0 60 51 10 457 617 1 530 1 4 12 2,119 Region 13 3 55 16 6 17 0 45 146 0 116 0 0 0 404 Region 14 4 66 0 12 11 1 44 50 0 109 0 1 1 299 Region 15 1 35 0 15 31 0 55 48 0 26 10 0 5 226 Region 16 0 35 0 3 15 0 21 42 0 64 0 1 3 184 TOTALS 236 1,172 50 232 331 193 1,406 2,022 1 2,199 36 9 62 7,949 T-24 Table T-17: Notices of Violation Issued (Mailed) Fiscal Year 2005 (9/1/2004 - 8/31/2005) from Regional Offices AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 18 22 0 4 3 0 3 6 17 0 40 0 0 0 113 Region 2 2 15 0 7 15 0 0 6 18 0 46 0 0 1 110 Region 3 6 32 0 15 25 0 0 19 48 0 73 0 0 3 221 Region 4 77 250 0 20 32 0 12 338 188 0 276 0 0 2 1,195 Region 5 29 25 0 9 6 0 27 38 121 0 56 0 1 1 313 Region 6 3 24 0 11 18 0 0 54 19 0 12 0 0 0 141 Region 7 2 24 0 11 5 0 0 1 7 0 18 0 0 5 73 Region 8 10 21 0 6 40 0 4 17 22 0 53 0 0 2 175 Region 9 7 75 0 5 21 0 18 13 100 0 109 0 0 6 354 Region 10 0 85 0 13 33 0 106 60 130 0 98 0 0 1 526 Region 11 1 22 24 9 13 0 0 25 106 0 46 0 0 1 247 Region 12 1 542 0 45 85 0 10 387 453 0 310 0 2 10 1,845 Region 13 0 52 15 20 15 0 0 38 94 0 38 0 0 8 280 Region 14 2 43 0 6 18 0 0 12 32 0 64 0 0 2 179 Region 15 1 56 0 27 61 0 1 45 44 0 10 0 0 3 248 Region 16 1 20 0 5 22 0 0 9 26 0 46 0 0 1 130 TOTALS 160 1,308 39 213 412 0 181 1,068 1,425 0 1,295 0 3 46 6,150 T-25 Table T-18: Notices of Violation Issued (Mailed) Fiscal Year 2004 (9/1/2003 - 8/31/2004) from Regional Offices AGRI AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTALS Region 1 19 23 0 2 50 9 4 12 0 47 0 1 0 122 Region 2 0 9 0 4 8 0 0 3 7 0 18 0 0 2 51 Region 3 4 34 0 4 9 0 0 31 51 0 69 0 0 1 203 Region 4 90 126 0 12 22 0 0 141 121 0 241 0 0 4 757 Region 5 11 28 0 11 10 0 12 37 93 0 74 2 0 2 280 Region 6 0 16 0 6 11 0 0 23 24 0 12 0 0 0 92 Region 7 0 49 0 4 70 0 2 9 0 9 016 87 Region 8 5 8 09 20 0 0 1 32 0 58 0 0 2 135 Region 9 9 41 0 12 12 0 0 27 56 0 107 2 0 7 273 Region 10 0 102 0 11 14 0 92 35 142 0 217 0 0 1 614 Region 11 1 34 0 7 11 0 0 18 95 0 78 0 0 1 245 Region 12 2 289 0 60 50 0 15 330 411 0 350 0 2 11 1,520 Region 13 0 40 7 12 9 0 0 19 160 0 59 0 0 7 313 Region 14 4 64 0 4 4 0 0 14 31 0 87 0 2 3 213 Region 15 0 43 0 16 34 0 0 30 21 0 58 0 0 4 206 Region 16 0 13 0 4 16 0 0 3 36 0 25 0 0 1 98 TOTALS 145 919 7 178 242 0 128 718 1,301 0 1,509 4 6 52 5,209 T-26 Table T-19: Notices of Violation Issued (Mailed) Fiscal Year 2009 (9/1/2008 - 8/31/2009) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTALS Region 1 0 00 0 0 0 0 62 3 0 65 Region 2 0 90 0 0 00 100 1 0 110 Region 3 0 10 0 0 0 0 49 2 0 52 Region 4 0 30 0 0 24 0 266 35 0 328 Region 5 0 30 0 0 60 104 11 0 124 Region 6 0 00 0 0 0 0 74 1 0 75 Region 7 0 00 0 0 0 0 49 0 0 49 Region 8 0 00 0 0 0 0 20 3 0 23 Region 9 0 00 0 0 0 0 99 26 0 125 Region 10 0 20 0 0 00 103 20 0 126 Region 11 0 00 0 0 11 0 155 5 0 171 Region 12 0 10 0 0 80 796 65 0 870 Region 13 0 00 0 0 18 0 221 4 0 243 Region 14 0 00 0 0 00 111 7 0 118 Region 15 0 00 0 0 0 0 23 5 0 28 Region 16 0 00 0 0 0 0 44 2 0 46 TOTALS 0 19 0 0 0 67 0 2,276 190 1 2,553 Most of the Central Office Notices of Violation resulted from review of self-reported data from public water public water supply systems (2,276) T-27 Table T-20: Notices of Violation Issued (Mailed) Fiscal Year 2008 (9/1/2007 - 8/31/2008) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTALS Region 1 0 00 0 0 0 0 89 0 0 89 Region 2 0 00 0 0 00 120 0 0 120 Region 3 0 00 0 0 01 150 3 0 154 Region 4 0 40 2 2 23 4 572 8 3 618 Region 5 0 50 1 0 12 291 1 0 301 Region 6 0 00 0 2 01 136 1 0 140 Region 7 0 10 0 2 11 156 0 0 161 Region 8 0 10 0 0 0 0 62 0 0 63 Region 9 0 01 0 0 10 245 1 1 249 Region 10 0 00 0 3 53 290 1 1 303 Region 11 0 00 0 0 70 294 0 0 301 Region 12 0 81 1 1 6 2 1,760 4 0 1,783 Region 13 0 00 0 2 72 485 4 0 500 Region 14 0 10 0 0 20 123 1 1 128 Region 15 0 00 0 4 2 1 78 2 0 87 Region 16 0 00 1 2 0 0 75 1 0 79 TOTALS 0 20 2 5 18 55 17 4,926 27 6 5,076 Most of the Central Office Notices of Violation resulted from review of self-reported data from public water public water supply systems (4,919) T-28 Table T-21: Notices of Violation Issued (Mailed) Fiscal Year 2007 (9/1/2006 - 8/31/2007) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTALS Region 1 0 00 0 0 41 105 5 0 115 Region 2 0 00 0 2 10 113 1 0 117 Region 3 0 30 0 0 20 131 10 0 146 Region 4 0 05 1 2 53 10 436 31 3 541 Region 5 0 00 0 0 71 181 28 0 217 Region 6 0 00 0 0 1 4 87 3 0 95 Region 7 0 60 0 0 10 134 5 1 147 Region 8 0 50 0 1 5 0 58 1 0 70 Region 9 0 08 0 0 61 187 34 1 237 Region 10 0 20 0 0 2 14 159 27 0 204 Region 11 0 11 0 0 30 1 337 16 1 387 Region 12 0 30 0 1 22 4 1,120 115 2 1,267 Region 13 0 10 0 1 11 3 442 14 0 472 Region 14 0 00 0 0 32 148 32 1 186 Region 15 0 01 0 0 10 1 43 15 1 71 Region 16 0 00 0 0 0 2 85 2 1 90 TOTALS 0 21 15 1 7 158 44 3,766 339 11 4,362 Most of the Central Office Notices of Violation resulted from review of self-reported data from public water public water supply systems (3,730) T-29 Table T-22: Notices of Violation Issued (Mailed) Fiscal Year 2006 (9/1/2005 - 8/31/2006) from Central Office AGRI AIR IHW MSW OC PST PWS WQ MM TOTALS Region 1 1 0 0 0 1 0 132 0 0 134 Region 2 0 0 0 1 0 1 176 1 0 179 Region 3 1 0 0 0 0 1 140 7 3 152 Region 4 0 0 0 0 48 17 520 37 0 622 Region 5 0 0 2 0 2 8 310 30 1 353 Region 6 0 2 0 0 0 2 103 2 0 109 Region 7 0 0 0 0 0 1 103 2 0 106 Region 8 0 00 0 00 40 1 1 42 Region 9 0 0 1 0 0 1 220 18 0 240 Region 10 0 10 0 0 47 313 18 0 379 Region 11 0 0 0 0 9 2 323 20 0 354 Region 12 0 11 4 4 9 34 1,226 163 1 1,452 Region 13 0 0 0 0 2 5 579 20 0 606 Region 14 0 0 0 0 1 4 202 22 0 229 Region 15 0 00 2 24 47 15 0 70 Region 16 0 0 0 1 0 0 121 2 0 124 TOTALS 2 14 7 8 74 127 4,555 358 6 5,151 Most of the Central Office Notices of Violation resulted from review of self reported data from public water supply systems (4,529). T-30 Table T-23: Notices of Violation Issued (Mailed) Fiscal Year 2005 (9/1/2004 - 8/31/2005) from Central Office AGRI AIR IHW MSW OC1 PST PWS RAD WQ UIC MM TOTALS Region 1 0 0 0 0 1 1 115 0 0 0 0 117 Region 2 0 0 0 0 1 0 178 0 1 0 0 180 Region 3 0 00 0 09 83 0 600 98 Region 4 0 00 1 6 11 595 0 21 0 0 634 Region 5 1 0 0 0 0 3 228 0 20 0 0 252 Region 6 0 00 0 10 95 0 100 97 Region 7 0 00 0 00 96 0 400 100 Region 8 0 00 0 00 32 0 100 33 Region 9 0 0 0 1 0 3 250 0 17 0 0 271 Region 10 0 0 2 0 0 5 214 0 13 0 0 234 Region 11 0 0 0 0 5 2 420 0 7 0 0 434 Region 12 0 0 0 0 6 8 1,554 0 82 0 0 1,650 Region 13 0 0 0 0 2 5 413 0 4 0 0 424 Region 14 0 0 0 0 0 1 239 0 16 0 0 256 Region 15 0 00 0 22 47 0 500 56 Region 16 0 00 0 01 98 0 200 101 Out of State* 1 1 TOTALS 1 0 2 2 25 51 4,657 0 200 0 0 4,938 Most of the Central Office Notices of Violation resulted from review of self reported data from public water supply systems (4,655). 1 One NOV was sent to an installer or licensee located out-of-state who conducted business in Texas. T-31 Table T-24 Notices of Violation Issued (Mailed) Fiscal Year 2004 (9/1/2003 - 8/31/2004) from Central Office AGRI AIR IHW MSW OC PST PWS RAD WQ UIC MM TOTALS Region 1 0 00 0 04 107 0 110 113 Region 2 0 00 0 14 117 0 000 122 Region 3 0 0 0 0 0 14 92 0 5 0 0 111 Region 4 0 2 0 0 6 86 458 0 18 0 0 570 Region 5 0 0 1 0 2 31 298 0 17 0 0 349 Region 6 0 0 0 0 1 4 95 0 3 0 0 103 Region 7 0 0 7 0 1 8 96 0 1 0 0 113 Region 8 0 0 0 0 0 4 44 0 1 0 0 49 Region 9 0 0 0 0 0 17 204 0 13 0 0 234 Region 10 0 0 0 0 0 24 181 0 16 0 0 221 Region 11 0 0 0 0 8 13 377 0 2 0 0 400 Region 12 0 50 0 9 118 1,229 0 67 0 0 1,428 Region 13 0 0 1 0 3 26 398 0 7 0 0 435 Region 14 0 00 0 16 165 0 17 0 0 189 Region 15 0 0 0 0 1 17 41 0 8 0 0 67 Region 16 0 0 0 0 0 6 69 0 2 0 0 77 TOTALS 0 79 0 33 382 3,971 0 178 1 0 4,581 Most of the Central Office Notices of Violation resulted from review of self reported data from public water supply systems (3,971) T-32 PROGRAMS AGRICULTURE TABLE T-25: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2009 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 24 $131,580 $21,849 $105,153 $4,578 $4,578 AIR 400 $10,501,393 $931,215 $5,707,538 $3,862,640 $3,862,640 DRY CLEANERS INDUSTRIAL AND HAZARDOUS WASTE* MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY* WATER QUALITY 16 30 77 37 417 227 390 $22,657 $1,186,665 $414,038 $32,954 $4,080,511 $640,757 $3,176,020 $0 $36,052 $24,666 $1,444 $478,120 $72,561 $656,739 $22,657 $790,001 $358,600 $31,510 $3,490,871 $474,249 $1,698,454 $0 $360,612 $30,772 $0 $111,520 $93,947 $820,827 $0 $360,612 $30,772 $0 $111,520 $93,947 $820,827 MULTI-MEDIA 138 $3,239,950 $304,123 $1,845,511 $1,090,316 $1,090,316 TOTALS 1,756 $23,426,525 $2,526,769 $14,524,544 $6,375,212 $6,375,212 * For all of the Administrative and Civil Judicial Order tables, the Industrial and Hazardous Waste program includes Underground Injection Control and Radioactive Waste cases. The Public Water Supply program includes Water Rights and Water Utilities Cases T-33 PROGRAMS AGRICULTURE TABLE T-26: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2008 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 41 $168,180.00 $22,640.00 $145,540.00 $0.00 $0.00 AIR 381 $8,818,323.00 $986,843.00 $4,891,889.50 $2,939,590.50 $2,939,590.50 DRY CLEANERS INDUSTRIAL AND HAZARDOUS WASTE* MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY* WATER QUALITY 60 21 69 59 246 193 435 $80,090.00 $469,239.00 $492,659.00 $42,928.00 $1,728,690.00 $447,570.00 $3,569,687.00 $4,703.00 $75,387.00 $0.00 $0.00 $45,155.00 $325,640.00 $98,444.00 $98,444.00 $44,299.00 $331,223.00 $117,137.00 $117,137.00 $2,568.00 $40,360.00 $0.00 $0.00 $185,360.00 $1,526,828.00 $16,502.00 $16,502.00 $38,471.00 $336,116.00 $72,983.00 $72,983.00 $622,190.00 $1,814,618.00 $1,132,879.00 $1,132,879.00 MULTI-MEDIA TOTALS 119 1,624 $1,090,546.00 $16,907,912.00 $115,730.00 $693,233.00 $281,583.00 $281,583.00 $2,067,959.00 $10,180,834.50 $4,659,118.50 $4,659,118.50 T-34 PROGRAMS AGRICULTURE TABLE T-27: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2007 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 9 $63,100.00 $8,147.00 $54,953.00 $0.00 $0.00 AIR 260 $5,240,329.00 $420,093.00 $3,825,083.00 $995,153.00 $995,153.00 DRY CLEANERS INDUSTRIAL AND HAZARDOUS WASTE* MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY* WATER QUALITY 224 22 44 37 276 152 226 $279,752.00 $473,429.00 $323,596.00 $39,160.00 $1,529,408.00 $410,819.00 $2,287,543.00 $50,963.00 $228,789.00 $0.00 $45,435.00 $424,544.00 $3,450.00 $23,632.00 $209,284.00 $90,680.00 $2,705.00 $36,455.00 $0.00 $153,984.00 $1,337,882.00 $37,542.00 $30,589.00 $347,453.00 $32,777.00 $310,099.00 $1,327,688.00 $649,756.00 $0.00 $3,450.00 $90,680.00 $0.00 $37,542.00 $32,777.00 $649,756.00 MULTI-MEDIA 133 $605,074.00 $65,754.00 $453,575.00 $85,745.00 $85,745.00 TOTALS 1,383 $11,252,210.00 $1,111,401.00 $8,245,706.00 $1,895,103.00 $1,895,103.00 * For all of the Administrative and Civil Judicial Order tables, the Industrial and Hazardous Waste program includes Underground Injection Control and Radioactive Waste cases. The Public Water Supply program includes Water Rights and Water Utilities Cases T-35 PROGRAMS AGRICULTURE TABLE T-28: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2006 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 15 $78,299.00 $8,432.00 $69,867.00 $0.00 $0.00 AIR INDUSTRIAL AND HAZARDOUS WASTE* MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY* 333 20 55 45 449 243 $6,307,937.00 $398,087.00 $272,597.00 $36,974.00 $2,354,530.16 $462,248.00 $530,459.00 $4,894,654.50 $882,823.50 $882,823.50 $36,099.00 $312,187.00 $49,801.00 $49,801.00 $22,512.00 $203,492.00 $46,593.00 $46,593.00 $3,191.00 $33,783.00 $0.00 $0.00 $303,241.00 $1,986,787.16 $64,502.00 $64,502.00 $23,153.00 $395,714.00 $43,381.00 $43,381.00 WATER QUALITY 320 $3,851,689.00 $345,809.00 $1,602,328.00 $1,903,552.00 $1,903,552.00 MULTI-MEDIA 52 $808,655.00 $82,254.00 $437,156.00 $289,245.00 $289,245.00 TOTALS 1,532 $14,571,016.16 $1,355,150.00 $9,935,968.66 $3,279,897.50 $3,279,897.50 T-36 PROGRAMS AGRICULTURE TABLE T-29: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2005 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 19 $100,790.00 $2,382.00 $95,558.00 $2,850.00 $2,850.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 237 28 36 26 461 118 192 $6,515,043.00 $300,695.00 $3,863,619.00 $2,335,244.00 $2,350,729.00 $313,446.00 $72,313.00 $198,763.00 $42,370.00 $42,370.00 $284,528.00 $127,419.00 $149,509.00 $7,600.00 $7,600.00 $14,133.00 $1,029.00 $13,104.00 $0.00 $0.00 $2,410,270.00 $443,237.00 $1,918,108.00 $48,925.00 $48,925.00 $247,374.50 $9,310.00 $218,508.50 $19,556.00 $19,556.00 $1,908,356.00 $218,006.00 $962,544.00 $727,926.00 $727,806.00 MULTI-MEDIA 42 $1,858,070.00 $35,720.00 $759,185.00 $1,063,165.00 $1,063,165.00 TOTALS 1,159 $13,652,010.50 $1,210,111.00 $8,178,898.50 $4,247,636.00 $4,263,001.00 T-37 PROGRAMS AGRICULTURE TABLE T-30: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FISCAL YEAR 2004 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 8 $233,840.00 $793.00 $129,922.00 $203,125.00 $103,125.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 182 15 25 20 260 78 132 $2,291,220.00 $237,144.00 $1,515,560.00 $538,516.00 $538,516.00 $283,705.00 $8,360.00 $253,345.00 $22,000.00 $22,000.00 $210,130.00 $6,920.00 $156,705.00 $46,505.00 $46,505.00 $17,770.00 $525.00 $17,245.00 $0.00 $0.00 $1,229,325.00 $124,035.00 $1,096,915.00 $8,375.00 $8,375.00 $257,014.00 $5,072.00 $194,390.00 $55,989.00 $55,989.00 $1,266,534.00 $61,379.00 $846,577.00 $358,578.00 $358,578.00 MULTI-MEDIA 42 $2,516,545.00 $43,132.00 $1,339,463.00 $1,133,950.00 $1,133,950.00 TOTALS 762 $8,306,083.00 $487,360.00 $5,550,122.00 $2,367,038.00 $2,267,038.00 T-38 PROGRAMS AGRICULTURE TABLE T-31: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2009 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 0 $0 $0 $0 $0 $0 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 1 2 9 0 4 3 4 $36,250 $435,020 $2,878,599 $0 $744,176 $210,000 $81,500 $0 $0 $40,000 $0 $0 $80,000 $0 $36,250 $435,020 $2,838,599 $0 $744,176 $130,000 $81,500 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 MULTI-MEDIA 6 $6,907,800 $1,142,500 $5,765,300 $1,125,000 $1,125,000 TOTALS 29 $11,293,345 $1,262,500 $10,030,845 $1,125,000 $1,125,000 T-39 PROGRAMS AGRICULTURE TABLE T-32: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2008 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 1 $145,000.00 $0.00 $145,000.00 $0.00 $0.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 4 4 4 1 0 2 4 $125,188.00 $725,666.17 $518,900.00 $3,500.00 $0.00 $8,500.00 $129,000.00 $0.00 $100,000.00 $96,000.00 $0.00 $0.00 $0.00 $0.00 $125,188.00 $0.00 $242,341.17 $100,000.00 $422,900.00 $0.00 $3,500.00 $0.00 $0.00 $0.00 $8,500.00 $0.00 $129,000.00 $0.00 $0.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 MULTI-MEDIA 2 $45,150.00 $21,025.00 $24,125.00 $0.00 $0.00 TOTALS 22 $1,700,904.17 $217,025.00 $1,100,554.17 $100,000.00 $100,000.00 T-40 PROGRAMS AGRICULTURE TABLE T-33: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2007 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 0 $0.00 $0.00 $0.00 $0.00 $0.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 10 2 7 0 1 4 4 $321,470.00 $730,540.00 $338,102.00 $0.00 $132,450.00 $139,365.00 $325,550.00 $65,000.00 $0.00 $8,275.00 $0.00 $0.00 $0.00 $149,375.08 $231,407.50 $730,540.00 $329,827.00 $0.00 $132,450.00 $139,365.00 $115,237.42 $25,062.50 $0.00 $0.00 $0.00 $0.00 $0.00 $60,937.50 $25,062.50 $0.00 $0.00 $0.00 $0.00 $0.00 $60,937.50 MULTI-MEDIA 5 $409,300.52 $230,000.00 $179,300.52 $0.00 $0.00 TOTALS 33 $2,396,777.52 $452,650.08 $1,858,127.44 $86,000.00 $86,000.00 T-41 PROGRAMS AGRICULTURE TABLE T-34: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2006 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 0 $0.00 $0.00 $0.00 $0.00 $0.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 6 2 5 0 4 2 3 $223,790.00 $0.00 $197,540.00 $26,250.00 $17,146,699.84 $0.00 $17,146,699.84 $0.00 $909,200.00 $784,800.00 $124,400.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,407,909.94 $0.00 $2,407,909.94 $0.00 $33,859.00 $0.00 $33,859.00 $0.00 $102,000.00 $50,000.00 $52,000.00 $0.00 $26,250.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 MULTI-MEDIA 10 $11,340,000.00 $92,000.00 $5,748,000.00 $5,500,000.00 $5,500,000.00 TOTALS 32 $32,163,458.78 $926,800.00 $25,710,408.78 $5,526,250.00 $5,526,250.00 T-42 PROGRAMS AGRICULTURE TABLE T-35: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2005 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 1 $18,400.00 $0.00 $18,400.00 $0.00 $0.00 AIR INDUSTRIAL AND HAZARDOUS WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY WATER QUALITY 7 1 6 2 3 8 11 $143,606.00 $0.00 $79,250.00 $78,906.00 $359,730.00 $104,213.00 $276,527.84 $0.00 $0.00 $19,500.00 $0.00 $8,480.00 $0.00 $17,500.00 $143,606.00 $0.00 $59,750.00 $78,906.00 $351,250.00 $104,213.00 $259,027.84 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 MULTI-MEDIA 8 $4,974,603.84 $0.00 $4,974,603.84 $0.00 $0.00 TOTALS 47 $6,035,236.68 $45,480.00 $5,989,756.68 $0.00 $0.00 T-43 PROGRAMS AGRICULTURE TABLE T-36: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FISCAL YEAR 2004 NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 0 $0.00 $0.00 $0.00 $0.00 $0.00 AIR 3 $68,025.00 $0.00 $68,025.00 $0.00 INDUSTRIAL AND HAZARDOUS WASTE 8 $309,354,460.00 $1,526,000.00 $307,013,900.00 $0.00 MUNICIPAL SOLID WASTE 5 $1,210,200.00 $4,000.00 $1,206,200.00 $0.00 OCCUPATIONAL CERTIFICATION 0 $0.00 $0.00 $0.00 $0.00 PETROLEUM STORAGE TANKS 4 $2,183,189.00 $0.00 $2,183,189.00 $0.00 PUBLIC WATER SUPPLY 9 $511,440.55 $0.00 $511,440.55 $0.00 WATER QUALITY 4 $170,000.00 $0.00 $170,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 MULTI-MEDIA 6 $119,012.67 $5,500.00 $84,512.67 $0.00 $0.00 TOTALS 39 $313,616,327.22 $1,535,500.00 $311,237,267.22 $0.00 $0.00 T-44 Appendices Appendix Descriptions: Administrative Orders Appendix 1: List of Administrative Enforcement Orders Issued During Fiscal Year 2009 Appendix 2: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2009 Appendix 3: List of Administrative Enforcement Orders Issued During Fiscal Year 2008 Appendix 4: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2008 Appendix 5: List of Administrative Enforcement Orders Issued During Fiscal Year 2007 Appendix 6: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2007 Appendix 7: List of Administrative Enforcement Orders Issued During Fiscal Year 2006 Appendix 8: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2006 Appendix 9: List of Administrative Enforcement Orders Issued During Fiscal Year 2005 Appendix 10: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2005 Appendix 11: List of Administrative Enforcement Orders Issued During Fiscal Year 2004 Appendix 12: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2004 Court Orders Appendix 13: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2009 Appendix 14: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2008 Appendix 15: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2007 Appendix 16: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2006 Appendix 17: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2005 Appendix 18: List of Civil Judicial Orders Issued Through Representation by the Attorney General's Office for Fiscal Year 2004 Criminal Convictions Appendix 19: Description of Each Criminal Conviction Obtained in Fiscal Year 2009 Appendix 20: Description of Each Criminal Conviction Obtained in Fiscal Year 2008 Appendix 21: Description of Each Criminal Conviction Obtained in Fiscal Year 2007 Appendix 22: Description of Each Criminal Conviction Obtained in Fiscal Year 2006 Appendix 23: Description of Each Criminal Conviction Obtained in Fiscal Year 2005 Appendix 24: Description of Each Criminal Conviction Obtained in Fiscal Year 2004 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AIREI AIREI Case No. 36104 36362 Respondent Name Atrium Companies, Inc. Mansfield Plumbing Products LLC AQ 35655 Owens Corning Composite Materials, LLC AQ 35295 La Porte Methanol Company, L.P. AQ 34676 Belvan Corp. AQ 35383 Diamond Shamrock Refining Company, L.P. AQ 29997 Exxon Mobil Corporation AQ 34346 Murphy Oil USA, Inc. AQ 35484 Lee's United Construction Services, Inc. AQ 34300 Equistar Chemicals, LP AQ 35740 Miller Breweries West Limited Partnership AQ 34902 Shell Oil Company AQ 35213 SABINA PETROCHEMICALS LLC AQ 35503 Motiva Enterprises LLC AQ 35524 KM Aviation, Inc. AQ 35319 Texas Petrochemicals LP AQ 35313 BROTHERS MATERIALS, LTD AQ 30876 Ya Razzak, Inc. AQ 34602 Shell Chemical LP AQ 35079 CICALO, SAM AQ 35334 Seminole Pipeline Company AQ 35342 McWane, Inc. AQ 35135 Rohm and Haas Texas Incorporated AQ 35674 Equistar Chemicals, LP AQ 35304 Exxon Mobil Corporation AQ 35656 Chevron Phillips Chemical Company, LP AQ 35791 DCP Midstream, LP AQ 34587 HERNANDEZ, ADELFO AQ 35961 J.C. Evans Construction Co., LP AQ 35594 McGuffy Group, Inc. AQ 35892 Union Carbide Corporation AQ 35595 E. I. du Pont de Nemours and Company AQ 35499 Texas Petrochemicals LP AQ 35696 Equistar Chemicals, LP AQ 18611 Southwestern Electric Power Company Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID DB4192G RL0008A RB0010D 2291 CZ0006F LK0009T 18287 919175M MH0040N TA0235N 21262 41945 JE0095D 86083 JEA007G WE0319D EE1961R HG0659W FG0247O SK0041T HG0632T 4634B 18287 19718 HD0014P 84873 48653 OC0007J 20485 4682B TF0012D County DALLAS RUSK Order Date 1/30/2009 2/22/2009 Subtotal for AIREI : 2 RANDALL 9/22/2008 HARRIS 9/22/2008 CROCKETT 9/22/2008 LIVE OAK 9/22/2008 HARRIS 9/22/2008 EL PASO 9/22/2008 ZAPATA 9/22/2008 MATAGORDA 9/22/2008 TARRANT 9/22/2008 HARRIS 9/22/2008 JEFFERSON 9/22/2008 JEFFERSON 9/22/2008 GRAYSON 9/22/2008 JEFFERSON 9/22/2008 WEBB 9/22/2008 EL PASO 9/22/2008 HARRIS 9/22/2008 WISE 9/22/2008 FORT BEND 9/22/2008 SMITH 10/6/2008 HARRIS 10/6/2008 BRAZORIA 10/6/2008 HARRIS 10/6/2008 BRAZORIA 10/6/2008 HANSFORD 10/6/2008 DALLAS 10/6/2008 BEXAR 10/6/2008 HARRIS 10/23/2008 CALHOUN 10/23/2008 ORANGE 10/23/2008 JEFFERSON 10/23/2008 NUECES 10/23/2008 TITUS 10/23/2008 Penalty Assessed 770.00 1,050.00 1,820.00 14,900.00 3,925.00 3,000.00 15,352.00 10,000.00 7,520.00 2,700.00 51,984.00 1,975.00 80,000.00 19,400.00 9,350.00 2,000.00 7,300.00 3,000.00 1,200.00 70,415.00 6,300.00 10,500.00 12,950.00 81,400.00 7,375.00 65,300.00 3,213.00 2,575.00 450.00 1,900.00 2,000.00 5,250.00 13,350.00 3,224.00 6,000.00 98,176.00 Penalty Deferred 154.00 210.00 364.00 2,980.00 785.00 600.00 3,070.00 0.00 1,504.00 540.00 10,396.00 395.00 0.00 3,880.00 1,870.00 400.00 1,460.00 600.00 0.00 0.00 1,260.00 2,100.00 2,590.00 16,280.00 1,475.00 13,060.00 642.00 515.00 90.00 380.00 400.00 1,050.00 2,670.00 644.00 1,200.00 0.00 Payable Amount 616.00 840.00 1,456.00 11,920.00 1,570.00 2,400.00 12,282.00 10,000.00 6,016.00 2,160.00 20,794.00 1,580.00 40,000.00 7,760.00 3,740.00 1,600.00 5,840.00 2,400.00 1,200.00 35,208.00 5,040.00 4,200.00 10,360.00 32,560.00 5,900.00 26,120.00 1,286.00 2,060.00 360.00 1,520.00 1,600.00 4,200.00 10,680.00 2,580.00 2,400.00 49,088.00 SEP Cost 0.00 0.00 0.00 0.00 1,570.00 0.00 0.00 0.00 0.00 0.00 20,794.00 0.00 40,000.00 7,760.00 3,740.00 0.00 0.00 0.00 0.00 35,207.00 0.00 4,200.00 0.00 32,560.00 0.00 26,120.00 1,285.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,400.00 49,088.00 SEP Offset 0.00 0.00 0.00 0.00 1,570.00 0.00 0.00 0.00 0.00 0.00 20,794.00 0.00 40,000.00 7,760.00 3,740.00 0.00 0.00 0.00 0.00 35,207.00 0.00 4,200.00 0.00 32,560.00 0.00 26,120.00 1,285.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,400.00 49,088.00 1 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 35667 35629 6513 10718 35324 35598 35785 35528 34555 35525 35938 35551 35764 35979 12364 35816 35227 35850 35810 35454 35554 36038 35768 34213 33027 35737 34552 35854 35658 35280 34199 35561 35364 35946 14112 35603 29089 35881 Respondent Name Chevron Phillips Chemical Company, LP Dolphin Petroleum, LP Newell Recycling of San Antonio, L.P. * ExxonMobil Oil Corporation Sunoco, Inc. (R&M) The Dow Chemical Company Oiltanking Beaumont Partners, L.P. J. Cleo Thompson Investment Management, LLC TOTAL PETROCHEMICALS USA, INC. Ash Grove Texas, L.P. LoneStar Fiberglass Pools, LLC The Goodyear Tire & Rubber Company Air Liquide Large Industries U.S. LP Houston Refining LP ExxonMobil Oil Corporation Valero Refining-Texas, L.P. DCP Midstream, LP PD Glycol LP Equistar Chemicals, LP Enbridge Pipelines (NE Texas) L.P. Permian Tank & Manufacturing, Inc. Mobile Mini I, Inc. Mobil Chemical Company Inc. Shell Chemical LP Exxon Mobil Corporation BP Amoco Chemical Company Gulf Coast Composite Marine Specialist Inc. Atlas Pipeline Mid-Continent WestTex, LLC Gulf South Pipeline Company, LP Sid Richardson Carbon, LTD Enterprise Products Operating LLC Owens Corning Roofing and Asphalt, LLC TOTAL PETROCHEMICALS USA, INC. Hess Corporation NEGRETE, ROBERTO Hill-Lake Gas Storage, L.P. Formosa Plastics Corporation, Texas INEOS USA LLC TCEQ ID BL0758C 257 8185 JE0062S 5572B 834 21356 CZ0035V JE0005H ED0034O 2808 22110 73110 2167 JE0062S HG0130C 79063 JE0049K 6257E 2961 16285 25503 JE0065M HG0659W 18287 GB0001R GB0672K 440 455 HW0017R CI0008R DB0632E JE0005H PSDTX328M3 EA0014H 7699 95 Appendix 1: List of Administrative Orders Issued FY2009 County BRAZORIA REFUGIO BEXAR JEFFERSON HARRIS BRAZORIA JEFFERSON CROCKETT JEFFERSON ELLIS GUADALUPE JEFFERSON HARRIS HARRIS JEFFERSON HARRIS CRANE JEFFERSON HARRIS CAMP ECTOR DALLAS JEFFERSON HARRIS HARRIS GALVESTON GALVESTON REAGAN POLK HUTCHINSON CHAMBERS *MULTIPLE JEFFERSON GAINES DALLAS EASTLAND CALHOUN BRAZORIA Order Date 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/12/2008 11/17/2008 11/17/2008 11/17/2008 Penalty Assessed 7,000.00 2,300.00 85,000.00 23,938.00 4,850.00 20,000.00 2,650.00 3,625.00 Penalty Deferred 1,400.00 460.00 0.00 0.00 970.00 4,000.00 530.00 725.00 Payable Amount 5,600.00 1,840.00 85,000.00 23,938.00 3,880.00 8,000.00 2,120.00 2,900.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 8,000.00 0.00 0.00 529,300.00 16,725.00 2,575.00 16,650.00 3,950.00 10,000.00 14,241.00 19,800.00 72,600.00 5,500.00 5,650.00 12,954.00 42,500.00 2,100.00 2,725.00 31,540.00 30,000.00 10,000.00 3,300.00 1,875.00 7,800.00 24,072.00 541,450.00 28,055.00 59,329.00 1,975.00 1,250.00 94,950.00 121,443.00 17,400.00 105,860.00 3,345.00 515.00 3,330.00 790.00 2,000.00 0.00 3,960.00 0.00 1,100.00 1,130.00 2,590.00 8,500.00 420.00 545.00 0.00 0.00 2,000.00 0.00 375.00 1,560.00 4,814.00 0.00 5,611.00 11,865.00 395.00 0.00 18,990.00 0.00 3,480.00 211,720.00 6,690.00 2,060.00 6,660.00 3,160.00 4,000.00 14,241.00 7,920.00 36,300.00 2,200.00 2,260.00 10,364.00 34,000.00 1,680.00 1,090.00 15,770.00 30,000.00 8,000.00 1,650.00 1,500.00 3,120.00 19,258.00 270,725.00 22,444.00 23,732.00 1,580.00 1,250.00 37,980.00 60,722.00 13,920.00 211,720.00 6,690.00 0.00 6,660.00 0.00 4,000.00 0.00 7,920.00 36,300.00 2,200.00 2,260.00 0.00 0.00 0.00 1,090.00 15,770.00 0.00 0.00 1,650.00 0.00 3,120.00 0.00 270,725.00 0.00 23,732.00 0.00 0.00 37,980.00 60,721.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 8,000.00 0.00 0.00 211,720.00 6,690.00 0.00 6,660.00 0.00 4,000.00 0.00 7,920.00 36,300.00 2,200.00 2,260.00 0.00 0.00 0.00 1,090.00 15,770.00 0.00 0.00 1,650.00 0.00 3,120.00 0.00 270,725.00 0.00 23,732.00 0.00 0.00 37,980.00 60,721.00 0.00 2 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 35995 35886 35697 36043 34673 35777 34861 35682 34699 35805 35685 35890 35819 35600 36004 35399 35843 35755 35565 35741 35284 35743 35999 35746 35143 35487 36020 35546 35974 35903 36149 36000 35848 35571 35878 35998 36110 Respondent Name Copano Processing, L.P. Williamson Printing Corporation Brownfield Farmers, L.L.C. CERTAINTEED CORPORATION Valero Refining-Texas, L.P. Exxon Mobil Corporation Safety Railway Service, L.P. Flint Hills Resources, LP Firestone Polymers, LLC M-I L L C BASF FINA Petrochemicals Limited Partnership Arkema Inc. TOTAL PETROCHEMICALS USA, INC. DCP Midstream, LP Clearstream Wastewater Systems, Incorporated Shell Chemical LP * US Department of the Army Arrow Marble L.L.C. Armstrong Hardwood Flooring Company Exxon Mobil Corporation Viron International Corporation Shell Oil Company * Magellan Pipeline Terminals, L.P. US Department of the Army Texas Port Recycling LP TOP GUN GUNITE COMPANY-GP LLC TOTAL PETROCHEMICALS USA, INC. The Premcor Refining Group Inc. Valero Refining-Texas, L.P. Rhodia Inc. Explorer Pipeline Company Chevron Phillips Chemical Company, LP Sherwin Alumina, L.P. Texas Port Recycling LP ExxonMobil Oil Corporation NuStar Terminals Texas, Inc. storm reconstruction services inc Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID CR0020C 1859 72361L002 2638 2937A HG0228H 21232 16989 2565 34447 JE0834F 22100 JE0005H 4813500022 1796 HG0659W 1659 HX2813G 49096 HG0232Q 19049 HG0659W EB0115M NE0054S 82289 86778 HG0036S JE0042B GB0073P HG0696Q JE0160R HW0013C 48455 82289 1173 GB0005J 84635L001 County COLORADO DALLAS GAINES GRAYSON NUECES HARRIS VICTORIA JEFFERSON ORANGE ECTOR JEFFERSON HARRIS JEFFERSON ECTOR HARDIN HARRIS BELL HARRIS SHELBY HARRIS BELL HARRIS ECTOR NUECES HARRIS HARRIS HARRIS JEFFERSON GALVESTON HARRIS JEFFERSON HUTCHINSON SAN PATRICIO HARRIS JEFFERSON GALVESTON BELL Order Date 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/20/2008 12/20/2008 Penalty Assessed 6,250.00 10,000.00 9,000.00 1,925.00 5,382.00 7,384.00 12,000.00 25,850.00 66,871.00 1,800.00 250,753.00 Penalty Deferred 1,250.00 2,000.00 1,800.00 385.00 1,076.00 1,476.00 2,400.00 5,170.00 13,374.00 360.00 50,150.00 Payable Amount 5,000.00 4,000.00 7,200.00 1,540.00 2,153.00 2,954.00 4,800.00 10,340.00 53,497.00 1,440.00 100,302.00 SEP Cost 0.00 4,000.00 0.00 0.00 2,153.00 2,954.00 4,800.00 10,340.00 0.00 0.00 100,301.00 3,874.00 15,496.00 7,950.00 4,750.00 774.00 3,099.00 1,590.00 950.00 3,100.00 6,199.00 3,180.00 3,800.00 0.00 6,198.00 3,180.00 0.00 20,000.00 4,750.00 20,250.00 46,075.00 20,695.00 15,750.00 43,970.00 2,450.00 2,425.00 900.00 5,000.00 10,000.00 54,688.00 9,375.00 7,564.00 2,850.00 7,425.00 23,200.00 61,500.00 16,450.00 3,625.00 3,000.00 4,000.00 950.00 4,050.00 9,215.00 4,139.00 3,150.00 0.00 490.00 485.00 180.00 1,000.00 2,000.00 0.00 1,875.00 1,512.00 570.00 1,485.00 4,640.00 0.00 3,290.00 725.00 600.00 8,000.00 0.00 16,200.00 36,860.00 8,278.00 12,600.00 21,985.00 1,960.00 1,940.00 720.00 4,000.00 8,000.00 27,344.00 3,750.00 6,052.00 2,280.00 5,940.00 9,280.00 61,500.00 6,580.00 2,900.00 2,400.00 8,000.00 3,800.00 0.00 0.00 8,278.00 0.00 21,985.00 0.00 0.00 0.00 0.00 0.00 27,344.00 3,750.00 0.00 0.00 0.00 9,280.00 0.00 6,580.00 0.00 0.00 SEP Offset 0.00 4,000.00 0.00 0.00 2,153.00 2,954.00 4,800.00 10,340.00 0.00 0.00 100,301.00 0.00 6,198.00 3,180.00 0.00 8,000.00 3,800.00 0.00 0.00 8,278.00 0.00 21,985.00 0.00 0.00 0.00 0.00 0.00 27,344.00 3,750.00 0.00 0.00 0.00 9,280.00 0.00 6,580.00 0.00 0.00 3 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 31118 35976 31081 35924 35590 36088 36103 31056 35790 31247 35358 36240 25458 36091 35889 27217 36322 36385 35963 35954 36109 36100 35989 34572 36024 36029 36431 36042 35762 36299 35795 36131 36227 35922 36264 36440 36167 Respondent Name Chevron Phillips Chemical Company, LP C.B.H. Services, Inc. BASF FINA Petrochemicals Limited Partnership Oiltanking Beaumont Partners, L.P. S Fiberglass, Ltd. LCY Elastomers, L.P. Gulf South Pipeline Company, LP ExxonMobil Oil Corporation CFF Recycling USA, Inc. Chevron Phillips Chemical Company, LP International Wood, LLC VIKING POOLS, LLC Chevron Phillips Chemical Company, LP Acme Brick Company UCAR Pipeline, Incorporated. BASF FINA Petrochemicals Limited Partnership Lindsey Contractors, Inc. Universal Corrosion Specialists, Inc. Pallet & Crating Co., Inc. Exxon Mobil Corporation National Oilwell Varco, L.P. SABINA PETROCHEMICALS LLC Texas A&M University The Premcor Refining Group Inc. BLOCK CREEK CONCRETE PRODUCTS, L.L.C. Flint Hills Resources, LP The Goodyear Tire & Rubber Company Citgo Products Pipeline Company Huntsman Petrochemical Corporation The Dow Chemical Company Chemical Lime, Ltd. Ameron International Corporation Oldcastle Windows, Inc. Fleetwood Travel Trailers of Texas, Inc. Ant Enterprises Incorporated Trinity Industries, Inc. State Service Co., Inc. TCEQ ID 1235 OC0329H 36644 1804 2659 HG3757A JB0030S JE0149F 82937 1504A HN0371V 36078 HG0310V PC0001E JEA014N JE0843F MB0058O 85078 928589A 18287 1084 JE0843F 44762 JE0042B 83958 JE0135Q 6618 2891 19823 436 CD0394P WH0015Q 9396 GJ0166Q 52424L001 TA0539N SD0156E Appendix 1: List of Administrative Orders Issued FY2009 County JEFFERSON ORANGE JEFFERSON JEFFERSON WISE HARRIS JACKSON JEFFERSON *MULTIPLE HARRIS HIDALGO MIDLAND HARRIS PARKER JEFFERSON JEFFERSON MCLENNAN FREESTONE GRAYSON HARRIS HARRIS JEFFERSON *MULTIPLE JEFFERSON KENDALL JEFFERSON HARRIS TARRANT JEFFERSON GALVESTON CAMERON WICHITA KAUFMAN GREGG BEXAR TARRANT SAN PATRICIO Order Date 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/8/2009 2/8/2009 Penalty Assessed 92,677.00 3,000.00 203,125.00 Penalty Deferred 0.00 600.00 0.00 Payable Amount 46,339.00 2,400.00 101,563.00 SEP Cost 46,338.00 0.00 101,562.00 5,400.00 2,375.00 3,650.00 2,000.00 55,200.00 11,550.00 47,442.00 2,375.00 15,750.00 20,200.00 2,925.00 9,000.00 59,800.00 1,080.00 475.00 730.00 400.00 0.00 0.00 0.00 475.00 3,150.00 0.00 585.00 0.00 0.00 4,320.00 950.00 2,920.00 1,600.00 27,600.00 11,550.00 23,721.00 1,900.00 12,600.00 10,100.00 2,340.00 4,500.00 29,900.00 0.00 950.00 0.00 0.00 27,600.00 0.00 23,721.00 0.00 0.00 10,100.00 0.00 4,500.00 29,900.00 850.00 900.00 1,425.00 47,600.00 1,140.00 5,150.00 4,375.00 14,641.00 10,000.00 170.00 180.00 285.00 0.00 228.00 1,030.00 875.00 0.00 0.00 680.00 720.00 1,140.00 23,800.00 912.00 4,120.00 3,500.00 7,321.00 10,000.00 0.00 0.00 0.00 23,800.00 0.00 0.00 0.00 7,320.00 0.00 27,100.00 6,175.00 2,675.00 49,728.00 6,725.00 1,050.00 19,500.00 770.00 10,250.00 750.00 4,000.00 5,775.00 5,420.00 1,235.00 535.00 9,945.00 1,345.00 210.00 3,900.00 154.00 2,050.00 150.00 800.00 1,155.00 10,840.00 4,940.00 2,140.00 19,892.00 5,380.00 840.00 7,800.00 616.00 8,200.00 600.00 3,200.00 4,620.00 10,840.00 0.00 0.00 19,891.00 0.00 0.00 7,800.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 46,338.00 0.00 101,562.00 0.00 950.00 0.00 0.00 27,600.00 0.00 23,721.00 0.00 0.00 10,100.00 0.00 4,500.00 29,900.00 0.00 0.00 0.00 23,800.00 0.00 0.00 0.00 7,320.00 0.00 10,840.00 0.00 0.00 19,891.00 0.00 0.00 7,800.00 0.00 0.00 0.00 0.00 0.00 4 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36129 34128 36403 32604 36325 36435 33527 35080 35593 35904 35880 36406 36163 32774 36141 35869 35964 36126 35520 36076 36323 36168 36233 36410 34340 36399 36518 36361 36217 35830 36577 36312 36025 36077 35496 36562 34566 36210 Respondent Name Oxy Vinyls, LP Chevron Phillips Chemical Company, LP Johnson County Pipe, Inc. Exxon Mobil Corporation HARRIS, DOUGLAS WAYNE Atlas Roofing Corporation Shell Chemical LP * The Dow Chemical Company ConocoPhillips Company Building Materials Corporation of America ExxonMobil Oil Corporation Valero Refining-Texas, L.P. Shell Pipeline Company LP Chevron Phillips Chemical Company, LP INEOS USA LLC Long Beach Shavings Co Inc Kuraray America, Inc. Holly Energy Partners - Operating, L.P. Alcoa World Alumina LLC Matrix Metals LLC LDH Energy Mont Belvieu L.P. Flint Hills Resources, LP Rohm and Haas Texas Incorporated Wyman-Gordon Forgings, Inc. Valero Refining-Texas, L.P. UTLX Manufacturing, Inc. West Fraser, Inc. Saint-Gobain Ceramics & Plastics Inc Texas Petrochemicals LP The Premcor Refining Group Inc. The Goodyear Tire & Rubber Company TexSand Distributors, LP Formosa Plastics Corporation, Texas DCP Midstream, LP Alumax Mill Products, Inc. El Paso Independent School District Accord Construction, Inc. Cargill Meat Solutions Corporation Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 3855B HG0310V 2868 HG0232Q 2303 21262 20432 HW0018P DB0378S 2041 GB0073P 2733 BL0758C BL0003Q MQ0494O HG1310O EE0057O CB0003M FG0044H CI0197K 8803A HG0632T HG0114A GB0073P HG0811R 2702 BM0026Q JEA007G JE0042B 6618 TA0101M 7699 73352 PSDTX886 EE1015A PD0019U County HARRIS HARRIS JOHNSON HARRIS HAMILTON MORRIS HARRIS BRAZORIA HUTCHINSON DALLAS JEFFERSON GALVESTON JEFFERSON BRAZORIA BRAZORIA MONTGOMERY HARRIS EL PASO CALHOUN FORT BEND CHAMBERS NUECES HARRIS HARRIS GALVESTON HARRIS RUSK BRAZOS JEFFERSON JEFFERSON HARRIS TARRANT CALHOUN SHERMAN BOWIE EL PASO DALLAS PARMER Order Date 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 Penalty Assessed 4,450.00 16,950.00 2,500.00 40,000.00 10,000.00 4,850.00 166,530.00 30,000.00 40,150.00 50,925.00 17,250.00 9,800.00 2,400.00 168,416.00 2,625.00 4,750.00 20,200.00 2,700.00 96,360.00 9,675.00 850.00 5,075.00 9,575.00 3,725.00 181,200.00 1,975.00 2,250.00 2,475.00 3,625.00 46,213.00 6,422.00 7,020.00 8,814.00 7,600.00 46,350.00 2,440.00 30,000.00 19,294.00 Penalty Deferred 890.00 0.00 500.00 0.00 0.00 970.00 0.00 0.00 8,030.00 10,185.00 3,450.00 1,960.00 480.00 0.00 525.00 950.00 4,040.00 540.00 19,272.00 1,935.00 170.00 1,015.00 1,915.00 745.00 0.00 395.00 450.00 495.00 725.00 0.00 1,284.00 1,404.00 1,762.00 1,520.00 9,270.00 488.00 0.00 3,858.00 Payable Amount 3,560.00 16,950.00 2,000.00 20,000.00 10,000.00 3,880.00 83,265.00 15,000.00 16,060.00 20,370.00 6,900.00 3,920.00 960.00 84,208.00 2,100.00 3,800.00 8,080.00 1,080.00 77,088.00 7,740.00 680.00 4,060.00 7,660.00 1,490.00 90,600.00 1,580.00 1,800.00 1,980.00 2,900.00 23,107.00 5,138.00 5,616.00 3,526.00 3,040.00 37,080.00 1,952.00 15,000.00 15,436.00 SEP Cost 0.00 0.00 0.00 20,000.00 0.00 0.00 83,265.00 15,000.00 16,060.00 20,370.00 6,900.00 3,920.00 960.00 84,208.00 0.00 0.00 8,080.00 1,080.00 0.00 0.00 0.00 0.00 0.00 1,490.00 90,600.00 0.00 0.00 0.00 0.00 23,106.00 0.00 0.00 3,526.00 3,040.00 0.00 0.00 15,000.00 0.00 SEP Offset 0.00 0.00 0.00 20,000.00 0.00 0.00 83,265.00 15,000.00 16,060.00 20,370.00 6,900.00 3,920.00 960.00 84,208.00 0.00 0.00 8,080.00 1,080.00 0.00 0.00 0.00 0.00 0.00 1,490.00 90,600.00 0.00 0.00 0.00 0.00 23,106.00 0.00 0.00 3,526.00 3,040.00 0.00 0.00 15,000.00 0.00 5 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36068 36206 36463 36514 36272 35856 36031 36108 36335 36526 35799 34653 36303 36173 36234 34611 36277 36003 36181 36643 36583 36726 36368 36209 36407 36573 36484 36369 36481 36289 36559 36282 36507 36533 36591 36114 36581 Respondent Name Enterprise Products Operating LLC BASF FINA Petrochemicals Limited Partnership XTO Energy Inc. Mitsubishi Caterpillar Forklift America Inc. Flint Hills Resources, LP Lucite International, Inc. Vopak Terminal Deer Park, Inc. The Imaging Bureau, Inc. Honeywell International, Inc. Merisol USA LLC ConocoPhillips Company E. I. du Pont de Nemours and Company BOSQUEZ, OFELIA Overwraps Packaging, L.P. PD Glycol LP BASF Corporation Hood Flexible Packaging Corporation Chevron Phillips Chemical Company, LP Eastman Chemical Company Frontera Generation Limited Partnership INEOS USA LLC Permian Enterprises, Ltd. E. I. du Pont de Nemours and Company Ineos Polyethylene North America ConocoPhillips Pipe Line Company Whirlwind Steel Buildings Inc. Greif Packaging LLC Favelle Favco Cranes USA, Inc. Lufkin Industries, Inc. ExxonMobil Oil Corporation Johnson Plate and Tower Fabrication, Inc. ExxonMobil Oil Corporation Chevron Phillips Chemical Company, LP Enstor Katy Storage and Transportation, L.P. American Acryl L. P. Eagle Rock Field Services, L.P. KMCO, L.P. TCEQ ID LHA011K JE0843F 673 HG4873N 16989 JE0425E HG0629I 47553 OC0001V HG0486G BL0042G HG0218K EE1228E 1823 JE0049K BL0021O SK0043P HG0310V 21832 1888 BL0002S 87265 JE0033C HG0665E 72815 HX1594C HG1221O 72677 8318 JE0067I EE2007P 1173 HG0310V 518 2655 CF0070W 9383 Appendix 1: List of Administrative Orders Issued FY2009 County LIBERTY JEFFERSON GREGG HARRIS JEFFERSON JEFFERSON HARRIS TARRANT ORANGE HARRIS BRAZORIA HARRIS EL PASO DALLAS JEFFERSON BRAZORIA SMITH HARRIS HARRISON HIDALGO BRAZORIA ECTOR JEFFERSON HARRIS LAMB HARRIS HARRIS CAMERON ANGELINA JEFFERSON EL PASO JEFFERSON HARRIS FORT BEND HARRIS CARSON HARRIS Order Date 2/22/2009 2/22/2009 2/22/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 Penalty Assessed 10,100.00 36,050.00 Penalty Deferred 0.00 7,210.00 Payable Amount 5,050.00 28,840.00 1,875.00 1,625.00 7,025.00 31,600.00 11,200.00 6,290.00 2,700.00 3,425.00 40,000.00 28,825.00 1,420.00 2,375.00 5,875.00 5,642.00 2,550.00 15,850.00 39,290.00 5,450.00 9,250.00 1,000.00 6,656.00 4,450.00 3,325.00 10,700.00 3,250.00 4,128.00 3,366.00 10,000.00 12,250.00 8,100.00 8,500.00 3,850.00 375.00 325.00 1,405.00 6,320.00 2,240.00 1,258.00 540.00 685.00 8,000.00 0.00 284.00 475.00 1,175.00 0.00 510.00 3,170.00 7,858.00 1,090.00 1,850.00 200.00 1,331.00 890.00 665.00 2,140.00 650.00 825.00 673.00 2,000.00 2,450.00 1,620.00 1,700.00 770.00 1,500.00 1,300.00 5,620.00 12,640.00 4,480.00 5,032.00 1,080.00 2,740.00 32,000.00 28,825.00 1,136.00 950.00 2,350.00 5,642.00 2,040.00 6,340.00 15,716.00 4,360.00 7,400.00 800.00 5,325.00 3,560.00 2,660.00 8,560.00 2,600.00 1,652.00 2,693.00 4,000.00 9,800.00 3,240.00 6,800.00 1,540.00 3,625.00 8,241.00 10,222.00 725.00 1,648.00 0.00 2,900.00 3,297.00 10,222.00 SEP Cost 5,050.00 0.00 0.00 0.00 0.00 12,640.00 4,480.00 0.00 1,080.00 0.00 0.00 0.00 0.00 950.00 2,350.00 0.00 0.00 6,340.00 15,716.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,651.00 0.00 4,000.00 0.00 3,240.00 0.00 1,540.00 0.00 3,296.00 0.00 SEP Offset 5,050.00 0.00 0.00 0.00 0.00 12,640.00 4,480.00 0.00 1,080.00 0.00 0.00 0.00 0.00 950.00 2,350.00 0.00 0.00 6,340.00 15,716.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,651.00 0.00 4,000.00 0.00 3,240.00 0.00 1,540.00 0.00 3,296.00 0.00 6 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36620 36790 36504 36006 36178 36613 36436 36124 36470 36482 36370 32896 36477 36341 36485 36333 36443 36503 36637 36071 36587 36506 36642 35511 34356 36216 32866 35039 36488 36430 36894 36696 36628 36497 36302 36498 36588 36797 Respondent Name KM Liquids Terminals LLC Flowers Baking Company of Tyler, LLC Linde Gas North America LLC Allied Feeds, Inc. Gulf Coast Waste Disposal Authority E. I. du Pont de Nemours and Company TOTAL PETROCHEMICALS USA, INC. Invista S.a.r.l. Formosa Plastics Corporation, Texas Hyman Farm Service, LLC Monsanto Ag Products LLC Exxon Mobil Corporation Raytheon Company Lucite International, Inc. Acme Brick Company Cimarex Energy Co. Belvan Corp. Shell Chemical LP Texas Petrochemicals LP TOTAL PETROCHEMICALS USA, INC. Vopak Logistics Services USA Inc. Exxon Mobil Corporation University of Texas at El Paso Texas Petrochemicals LP Salzgitter Mannesmann Stainless Tubes USA, Inc. AK/HA Manufacturing, LLC Diamond Shamrock Refining Company, L.P. Shumard Corporation Valero Refining-Texas, L.P. MEMC Pasadena, Inc. Mine Service, Ltd. Gilbert & Geraldine Malooly Children's Trust Clean Harbors Environmental Services, Inc. Fort Worth Excavating, Inc. Chevron Phillips Chemical Company, LP Extrusion Plus LLC Chevron Phillips Chemical Company, LP Insulfoam LLC TCEQ ID 5171 SK0346R HX2334A BG0122L 1710 JE0033C JE0005H 1302 CB0038Q 940673V 4815300001 1278 84943 1743 56206 84967 326 HG0657D JEA007G JE0005H HG0224P 1553 4814100095 HG0562P HG3179U JE0820R 1555 2785 2507A HX0029W 45363 EE0944B HG0633R TA1189L 2151 87471 1235 4814500003 Appendix 1: List of Administrative Orders Issued FY2009 County HARRIS SMITH HARRIS BEXAR HARRIS JEFFERSON JEFFERSON ORANGE CALHOUN ROBERTSON FLOYD HARRIS DALLAS JEFFERSON HENDERSON LIBERTY CROCKETT HARRIS JEFFERSON JEFFERSON HARRIS HARRIS EL PASO HARRIS HARRIS JEFFERSON MOORE TARRANT HARRIS HARRIS MCLENNAN EL PASO HARRIS TARRANT BRAZORIA MONTGOMERY JEFFERSON FALLS Order Date 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 Penalty Assessed 10,000.00 1,925.00 3,875.00 2,640.00 6,950.00 5,450.00 7,775.00 32,082.00 7,425.00 6,150.00 1,875.00 22,016.00 10,000.00 28,750.00 3,850.00 3,750.00 133,900.00 9,300.00 8,000.00 51,150.00 5,825.00 30,400.00 770.00 62,369.00 4,020.00 Penalty Deferred 0.00 385.00 775.00 0.00 1,390.00 1,090.00 1,555.00 6,416.00 1,485.00 0.00 375.00 0.00 2,000.00 5,750.00 770.00 750.00 0.00 1,860.00 1,600.00 10,230.00 1,165.00 6,080.00 154.00 12,472.00 0.00 Payable Amount 5,000.00 1,540.00 3,100.00 1,320.00 0.00 4,360.00 3,110.00 12,833.00 2,970.00 6,150.00 1,500.00 22,016.00 4,000.00 11,500.00 3,080.00 3,000.00 133,900.00 3,720.00 3,200.00 20,460.00 2,330.00 12,160.00 616.00 24,949.00 4,020.00 10,050.00 30,750.00 32,500.00 10,000.00 9,639.00 1,800.00 1,250.00 5,950.00 5,450.00 52,879.00 5,000.00 27,350.00 1,925.00 2,010.00 0.00 6,500.00 2,000.00 1,927.00 360.00 250.00 1,190.00 1,090.00 10,575.00 1,000.00 0.00 385.00 8,040.00 15,375.00 13,000.00 4,000.00 3,856.00 1,440.00 1,000.00 4,760.00 4,360.00 21,152.00 4,000.00 13,675.00 1,540.00 SEP Cost 5,000.00 0.00 0.00 1,320.00 5,560.00 0.00 3,110.00 12,833.00 2,970.00 0.00 0.00 0.00 4,000.00 11,500.00 0.00 0.00 0.00 3,720.00 3,200.00 20,460.00 2,330.00 12,160.00 0.00 24,948.00 0.00 0.00 15,375.00 13,000.00 4,000.00 3,856.00 0.00 0.00 0.00 0.00 21,152.00 0.00 13,675.00 0.00 SEP Offset 5,000.00 0.00 0.00 1,320.00 5,560.00 0.00 3,110.00 12,833.00 2,970.00 0.00 0.00 0.00 4,000.00 11,500.00 0.00 0.00 0.00 3,720.00 3,200.00 20,460.00 2,330.00 12,160.00 0.00 24,948.00 0.00 0.00 15,375.00 13,000.00 4,000.00 3,856.00 0.00 0.00 0.00 0.00 21,152.00 0.00 13,675.00 0.00 7 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36585 36814 36578 34443 36472 36519 34315 36616 35729 36133 36670 36646 30922 36522 36359 35985 36623 36875 36956 36679 37408 36819 36924 36338 36509 36953 36486 36799 35007 36515 36963 36598 34982 36700 36614 35189 36054 Respondent Name Bayer Materialscience LLC Rip Griffin Truck Service Center, Inc TXI Operations, LP Messer Construction Co., Inc. Huntsman Advanced Materials, LLC ExxonMobil Oil Corporation K-C Grain, LLC Carmax Auto Superstores, Inc. Pasadena Refining System, Inc Union Tank Car Company Nelson Bros. Ready Mix, Ltd. Invista S.a.r.l. Advantage Asphalt Products, Ltd. Channel Energy Center, LP Targa Midstream Services Limited Partnership Lauro Gonzalez Huntsman Petrochemical Corporation The Goodyear Tire & Rubber Company Brumley Manufacturing, LLC. Circleville Store & Grain, Inc. Texas Petrochemicals LP NuStar Terminals Partners TX L.P. Houston County Ready-Mix Concrete Co. Inc. The Lubrizol Corporation Leading Edge Aviation Services Inc Belco Manufacturing Company, Inc. C & R Distributing, Inc. Chevron Phillips Chemical Company, LP CIRCLE K STORES INC. Load Trail, Ltd. ingram concrete llc ConocoPhillips Company Lucite International, Inc. Delek Refining, Ltd. FLAT ROCK MINERALS LLC Solutia Inc. E. I. du Pont de Nemours and Company Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 2100 939376B DD0071C 1230 JE0149F 4368 1544 1539 43065 1897 76049L001 HX2690V 22088 NE0341M 1320 9582 87761 WK0152A HG0562P 1677 85906 1933 PG0118H BF0104B EE1274U HW0013C EE1024W 2412 44504 HW0018P JE0425E 5955A 84664L001 18251 9176 County CHAMBERS LUBBOCK COLLIN DEAF SMITH ECTOR JEFFERSON CALDWELL TRAVIS HARRIS LIBERTY COLLIN ORANGE POTTER HARRIS CHAMBERS NUECES JEFFERSON HARRIS WALLER WILLIAMSON HARRIS GALVESTON HOUSTON HARRIS POTTER BELL EL PASO HUTCHINSON EL PASO LAMAR PARKER HUTCHINSON JEFFERSON SMITH UPSHUR BRAZORIA ORANGE Order Date 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/23/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/10/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 Penalty Assessed 2,130.00 2,000.00 2,900.00 50,000.00 39,774.00 2,599.00 3,000.00 3,000.00 33,144.00 11,530.00 1,975.00 3,680.00 13,800.00 2,017.00 21,602.00 Penalty Deferred 426.00 400.00 580.00 0.00 7,954.00 519.00 600.00 600.00 6,628.00 2,306.00 395.00 736.00 0.00 403.00 0.00 Payable Amount 1,704.00 1,600.00 2,320.00 50,000.00 15,910.00 1,040.00 2,400.00 2,400.00 26,516.00 4,612.00 1,580.00 2,944.00 13,800.00 1,614.00 10,801.00 4,000.00 117,715.00 5,150.00 2,100.00 3,000.00 0.00 4,394.00 1,500.00 0.00 23,543.00 1,030.00 420.00 600.00 0.00 878.00 300.00 4,000.00 47,086.00 2,060.00 1,680.00 2,400.00 0.00 3,516.00 1,200.00 20,410.00 26,750.00 2,500.00 1,000.00 6,400.00 8,040.00 68,250.00 4,050.00 10,150.00 50,250.00 26,500.00 3,470.00 117,048.00 12,859.00 0.00 5,350.00 500.00 200.00 1,280.00 0.00 13,650.00 810.00 2,030.00 0.00 5,300.00 694.00 0.00 2,571.00 10,205.00 21,400.00 2,000.00 800.00 5,120.00 8,040.00 54,600.00 3,240.00 8,120.00 25,125.00 21,200.00 2,776.00 58,524.00 10,288.00 SEP Cost 0.00 0.00 0.00 0.00 15,910.00 1,040.00 0.00 0.00 0.00 4,612.00 0.00 0.00 0.00 0.00 10,801.00 0.00 47,086.00 2,060.00 0.00 0.00 0.00 0.00 0.00 10,205.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,125.00 0.00 0.00 58,524.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 15,910.00 1,040.00 0.00 0.00 0.00 4,612.00 0.00 0.00 0.00 0.00 10,801.00 0.00 47,086.00 2,060.00 0.00 0.00 0.00 0.00 0.00 10,205.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,125.00 0.00 0.00 58,524.00 0.00 8 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36238 36687 35827 35926 31739 36648 36945 36095 37079 36663 36190 37052 36793 36901 36840 36682 36680 37178 36718 37081 36818 37016 36464 36884 36756 33658 36651 37067 37179 37109 36182 35862 37128 36913 33795 37130 36935 Respondent Name TOTAL PETROCHEMICALS USA, INC. Norit Americas, Inc. Diamond Shamrock Refining Company, L.P. The Dow Chemical Company JOHNSON, BOBBY SONNY Maximus Coffee Group, LP Obbco Ranch Corporation The Premcor Refining Group Inc. Bluff Manufacturing, Inc. Eagle Rock Field Services, L.P. Southwest Convenience Stores, LLC Rescar, Inc. TOTAL PETROCHEMICALS USA, INC. ConocoPhillips Company E. I. du Pont de Nemours and Company Conner Steel Products Inc. Southwest Convenience Stores, LLC Essner Manufacturing, L.P. SandRidge CO2, LLC Targa Midstream Services Limited Partnership Citgo Refining and Chemicals Company L.P. Pilot Travel Centers LLC dba Pilot Travel Center 435 ONEOK Hydrocarbon Southwest, LLC Chevron Phillips Chemical Company, LP Exxon Mobil Corporation PRICE CONSTRUCTION, LTD. Shell Oil Company The Dow Chemical Company CLW, Inc. Huntsman Polymers Corporation Chemical Lime, Ltd. King Ranch, Inc. Marathon Oil Company The Lubrizol Corporation The Dow Chemical Company Enertech Industries Incorporated Chevron Phillips Chemical Company, LP TCEQ ID HG0036S 1379 MR0008T 20432 80293 1018 JE0042B 86325 77131 EE0807M OC0054A HG0036S BL0042G 20204 2820 EE1130W 74141 PE0050P 56431 PSDTX653M1 EE2327R CI0005A 21101 3452 7901 1945 HG0769O 87202 4813500005 CS0020O 87223 6221 BL0082R EB0759I HG0310V Appendix 1: List of Administrative Orders Issued FY2009 County HARRIS HARRISON MOORE BRAZORIA GREGG HARRIS ECTOR JEFFERSON TARRANT ROBERTS EL PASO ORANGE HARRIS BRAZORIA ORANGE TOM GREEN EL PASO TARRANT PECOS CHAMBERS NUECES EL PASO CHAMBERS JEFFERSON HARRIS LUBBOCK HARRIS HARRIS SAN JACINTO ECTOR COMAL KLEBERG LEON HARRIS BRAZORIA ECTOR HARRIS Order Date 5/18/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 Penalty Assessed 83,424.00 28,760.00 8,450.00 202,325.00 16,200.00 3,500.00 1,100.00 17,100.00 1,050.00 57,589.00 4,850.00 3,050.00 43,103.00 10,000.00 6,916.00 32,600.00 2,620.00 1,600.00 10,500.00 3,800.00 Penalty Deferred 16,684.00 5,752.00 1,690.00 0.00 0.00 700.00 220.00 3,420.00 210.00 11,517.00 970.00 610.00 8,620.00 2,000.00 1,383.00 6,520.00 524.00 320.00 2,100.00 760.00 Payable Amount 66,740.00 11,504.00 6,760.00 101,163.00 16,200.00 2,800.00 880.00 6,840.00 840.00 23,036.00 3,880.00 2,440.00 34,483.00 8,000.00 5,533.00 13,040.00 2,096.00 1,280.00 8,400.00 3,040.00 SEP Cost 0.00 11,504.00 0.00 101,162.00 0.00 0.00 0.00 6,840.00 0.00 23,036.00 0.00 0.00 0.00 0.00 0.00 13,040.00 0.00 0.00 0.00 0.00 20,459.00 4,091.00 8,184.00 8,184.00 1,220.00 244.00 976.00 0.00 13,100.00 14,560.00 26,450.00 5,145.00 21,275.00 3,000.00 2,000.00 45,208.00 2,875.00 3,570.00 1,000.00 3,510.00 166,465.00 1,070.00 23,624.00 2,620.00 2,912.00 5,290.00 0.00 0.00 600.00 400.00 9,041.00 575.00 0.00 200.00 702.00 0.00 214.00 4,724.00 10,480.00 5,824.00 10,580.00 5,145.00 10,638.00 1,200.00 1,600.00 18,084.00 2,300.00 3,570.00 800.00 2,808.00 83,233.00 856.00 9,450.00 0.00 5,824.00 10,580.00 0.00 10,637.00 1,200.00 0.00 18,083.00 0.00 0.00 0.00 0.00 83,232.00 0.00 9,450.00 SEP Offset 0.00 11,504.00 0.00 101,162.00 0.00 0.00 0.00 6,840.00 0.00 23,036.00 0.00 0.00 0.00 0.00 0.00 13,040.00 0.00 0.00 0.00 0.00 8,184.00 0.00 0.00 5,824.00 10,580.00 0.00 10,637.00 1,200.00 0.00 18,083.00 0.00 0.00 0.00 0.00 83,232.00 0.00 9,450.00 9 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36767 37152 25508 36231 36976 36223 37099 36990 37198 32543 31785 37167 37189 37197 36931 37051 36537 37386 37220 37114 37083 37274 35700 31162 37237 37264 35089 34452 37076 528 37070 37263 37161 37227 37185 18691 36156 Respondent Name Whiting Oil and Gas Corporation DCP Midstream, LP J. C. Evans Construction Holdings, Inc. E. I. du Pont de Nemours and Company TOTAL PETROCHEMICALS USA, INC. Exxon Mobil Corporation Eagle Rock Field Services, L.P. City of Plano CenterPoint Energy Field Services, Inc. TOTAL PETROCHEMICALS USA, INC. LI Holdings, Inc. TOTAL PETROCHEMICALS USA, INC. Apac-Texas, Inc. Tenaska Frontier Partners, LTD. Lide Industries LLC E. I. du Pont de Nemours and Company Kaneka Texas Corporation XTO Energy Inc. INEOS USA LLC Lucite International, Inc. Exxon Mobil Corporation Valero Refining-Texas, L.P. DANIELS, FRANK EDWARD Arturo Maldonado Viridis Energy (Texas), LP Eagle Rock Field Services, L.P. Exxon Mobil Corporation Lehigh Cement Company SABINA PETROCHEMICALS LLC Citgo Refining and Chemicals Company L.P. Seminole Pipeline Company Huntsman Petrochemical Corporation Magellan Terminals Holdings, L.P. MillerCoors LLC Honeywell International, Inc. Citgo Refining and Chemicals Company L.P. Shell Oil Company * Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 2425 676A OC0007J 78962 HG0232Q RH0008Q 780 JE0005H FI0159N 78962 3637 GK0077F FI0159N 4351 2800 87671 BL0002S JE0425E 18287 HG0130C EE2482E 2565 47545 HG0228H 1035 JE0834F NE0192F JE0052V HG0017W TA0235N 1829 NE0192F HG0659W County YOAKUM ECTOR WILLIAMSON ORANGE HARRIS HARRIS *MULTIPLE COLLIN HARRISON JEFFERSON FREESTONE HARRIS JASPER GRIMES FREESTONE JEFFERSON HARRIS FREESTONE BRAZORIA JEFFERSON HARRIS HARRIS BEXAR EL PASO *MULTIPLE MOORE HARRIS MCLENNAN JEFFERSON NUECES HARRIS JEFFERSON HARRIS TARRANT ORANGE NUECES HARRIS Order Date 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/29/2009 8/9/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 Penalty Assessed 1,950.00 10,000.00 210,000.00 31,408.00 20,000.00 30,000.00 2,575.00 1,050.00 2,300.00 749,910.00 28,378.00 10,000.00 500.00 2,100.00 30,100.00 5,643.00 5,150.00 900.00 60,000.00 5,357.00 10,000.00 10,439.00 1,050.00 3,150.00 5,500.00 1,875.00 496,201.00 160,140.00 7,550.00 68,640.00 Penalty Deferred 390.00 0.00 0.00 6,281.00 4,000.00 6,000.00 515.00 210.00 460.00 0.00 0.00 2,000.00 100.00 420.00 0.00 1,128.00 1,030.00 180.00 0.00 1,071.00 2,000.00 2,087.00 0.00 0.00 1,100.00 375.00 0.00 0.00 1,510.00 0.00 Payable Amount 1,560.00 5,000.00 42,000.00 12,564.00 16,000.00 12,000.00 2,060.00 0.00 1,840.00 374,955.00 14,189.00 8,000.00 400.00 1,680.00 15,050.00 4,515.00 4,120.00 720.00 30,000.00 2,143.00 4,000.00 4,176.00 1,050.00 3,150.00 4,400.00 1,500.00 248,101.00 104,550.00 6,040.00 34,320.00 SEP Cost 0.00 5,000.00 168,000.00 12,563.00 0.00 12,000.00 0.00 840.00 0.00 374,955.00 14,189.00 0.00 0.00 0.00 15,050.00 0.00 0.00 0.00 30,000.00 2,143.00 4,000.00 4,176.00 0.00 0.00 0.00 0.00 248,100.00 55,590.00 0.00 34,320.00 10,000.00 19,050.00 2,750.00 7,640.00 24,075.00 10,000.00 0.00 3,810.00 550.00 1,528.00 4,815.00 0.00 10,000.00 7,620.00 1,100.00 6,112.00 9,630.00 10,000.00 0.00 7,620.00 1,100.00 0.00 9,630.00 0.00 71,900.00 0.00 35,950.00 35,950.00 SEP Offset 0.00 5,000.00 168,000.00 12,563.00 0.00 12,000.00 0.00 840.00 0.00 374,955.00 14,189.00 0.00 0.00 0.00 15,050.00 0.00 0.00 0.00 30,000.00 2,143.00 4,000.00 4,176.00 0.00 0.00 0.00 0.00 248,100.00 55,590.00 0.00 34,320.00 0.00 7,620.00 1,100.00 0.00 9,630.00 0.00 35,950.00 10 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 36536 37077 37154 37393 37072 35305 37291 37017 35498 37313 36255 37595 37006 37400 37123 37365 37261 36933 37124 36717 35335 37110 36494 37316 37540 37513 37346 37144 37194 Respondent Name Kaneka Texas Corporation DCP Midstream, LP INEOS Nova, LLC Equalizer, Inc. Flint Hills Resources, LP ExxonMobil Oil Corporation Owens Corning Roofing and Asphalt, LLC Gregory Power Partners, L.P. Diamond Shamrock Refining Company, L.P. ExxonMobil Oil Corporation Citgo Refining and Chemicals Company L.P. PEREZ, TOMAS Huntsman Petrochemical Corporation B & B Ready Mix, Inc. LANXESS Corporation Chevron Phillips Chemical Company, LP BASF FINA Petrochemicals Limited Partnership Shell Oil Company * Air Liquide Large Industries U.S. LP The Dow Chemical Company Chalico Concrete Materials, Inc. The Premcor Refining Group Inc. CICALO, SAM Bells Conversions, Inc. Firestone Polymers, LLC Enbridge Pipelines (NE Texas) L.P. Shintech Incorporated Mobil Chemical Company Inc. Chevron Phillips Chemical Company, LP TCEQ ID 1152 HD0014P 1625 JE0135Q JE0067I 1779 34824 9708 JE0062S 3119A JE0052V DB5347R OC0004P HG0310V 36644 HG0659W 1735 834 77534 JE0042B 86676 87762 292 8986 1361 JE0065M 22690 DC 30920 Hyeshin Han Bouwhuis DC 30887 DOSAN ENTERPRISES, INC. DC 31024 CHEA, YUNG DC 30701 Demitree Ochoa DC 30884 CLEANING STOP LLC DC 31209 Nhung T. Nguyen DC 31501 Seong D. Roh 104096292 104996285 TXR000075416 TXR000073676 103988812 104309794 103200424 Appendix 1: List of Administrative Orders Issued FY2009 County HARRIS HANSFORD HARRIS MCLENNAN JEFFERSON JEFFERSON ELLIS SAN PATRICIO MOORE JEFFERSON NUECES Order Date 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 HIDALGO JEFFERSON DALLAS ORANGE HARRIS JEFFERSON 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 HARRIS HARRIS BRAZORIA CAMERON JEFFERSON WISE DALLAS ORANGE CAMP BRAZORIA JEFFERSON BRAZORIA 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Subtotal for AQ : 398 HARRIS 9/18/2008 HARRIS 10/6/2008 BELL 11/17/2008 HARRIS 11/26/2008 *MULTIPLE 12/7/2008 FORT BEND 12/7/2008 DALLAS 12/30/2008 Penalty Assessed 6,350.00 7,600.00 5,642.00 800.00 12,950.00 106,600.00 2,500.00 30,500.00 93,236.00 9,925.00 10,482.00 Penalty Deferred 1,270.00 1,520.00 1,128.00 160.00 2,590.00 0.00 500.00 6,100.00 0.00 1,985.00 0.00 Payable Amount 5,080.00 3,040.00 2,257.00 640.00 10,360.00 53,300.00 2,000.00 24,400.00 46,618.00 3,970.00 10,482.00 SEP Cost 0.00 3,040.00 2,257.00 0.00 0.00 53,300.00 0.00 0.00 46,618.00 3,970.00 0.00 SEP Offset 0.00 3,040.00 2,257.00 0.00 0.00 53,300.00 0.00 0.00 46,618.00 3,970.00 0.00 1,100.00 28,615.00 970.00 4,524.00 9,750.00 53,900.00 220.00 0.00 194.00 904.00 1,950.00 10,780.00 880.00 14,308.00 776.00 1,810.00 3,900.00 21,560.00 0.00 14,307.00 0.00 1,810.00 3,900.00 21,560.00 0.00 14,307.00 0.00 1,810.00 3,900.00 21,560.00 30,423.00 82,455.00 63,000.00 5,350.00 19,600.00 1,000.00 4,280.00 5,475.00 3,000.00 3,500.00 3,675.00 9,700.00 10,499,573.00 1,185.00 1,185.00 1,185.00 1,185.00 270.00 1,185.00 1,185.00 0.00 16,491.00 0.00 0.00 3,920.00 0.00 856.00 1,095.00 600.00 700.00 735.00 1,940.00 930,851.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,212.00 32,982.00 31,500.00 5,350.00 7,840.00 1,000.00 3,424.00 4,380.00 2,400.00 2,800.00 1,470.00 3,880.00 5,706,082.00 1,185.00 1,185.00 1,185.00 1,185.00 270.00 1,185.00 1,185.00 15,211.00 32,982.00 31,500.00 0.00 7,840.00 0.00 0.00 0.00 0.00 0.00 1,470.00 3,880.00 3,862,640.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,211.00 32,982.00 31,500.00 0.00 7,840.00 0.00 0.00 0.00 0.00 0.00 1,470.00 3,880.00 3,862,640.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM DC DC DC DC DC DC DC DC DC Case No. 31224 30569 30635 30782 31021 30897 30803 30287 30806 Respondent Name Kim Phuong Tran dba Kims Cleaners Thanh Dung Nguyen Shali Enterprises, Inc. Fairmont Cleaners, Inc. WALK, HYON C Myung & Choon Kim, Inc. ASAP Enterprises, Inc. Webera, Inc. TAM PHUONG CORPORATION ER 36274 Flying Star Transport, L.L.C. ER 36469 JESKE CONSTRUCTION CO ER 36655 Advance Hydrocarbon Corporation ER 35851 LINDGREN, JAMES ER 36575 City of Cedar Park IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW 34165 33474 35675 35349 25611 35870 35343 31962 33082 34809 30057 36465 35397 34877 24637 12684 35015 33457 29616 37040 36444 33041 PHILLIPS, BILL U.S. Oil Recovery, L.P. COLLINS, ROGER Chevron Phillips Chemical Company, LP Mickey D Wells Houston Unlimited Inc. Metal Processing Xklen Corporation Van Der Horst U S A Corporation Opti-Blast, Inc. Itasca Landfill TX, LP Chevron Chemical Company Oxea Corporation Veolia ES Technical Solutions, L.L.C. Parrish Machine & Service, Inc. Walker Wood Preserving, Inc. Irma Maldonado-Rullan BP Products North America Inc. INEOS Americas LLC Veolia ES Technical Solutions, LLC Safety-Kleen Systems, Inc. BP Products North America Inc. H. O. T. Transport, Ltd. Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 104995105 104098157 104996400 104086384 105010417 100795848 100705763 104065958 TXD097054878 52123 TXD041516709 TXR000058610 TX0000248633 83163 30391 TXR000046748 86925 TXR000004390 TXR000077784 TXD000838896 20324 TXD026042168 TXR000031955 34507 TXR000065730 TXD000838896 TXD000729400 TXD008080533 TXR000076943 County HARRIS HARRIS HARRIS HARRIS BELL DALLAS HARRIS DALLAS *MULTIPLE Order Date 12/30/2008 1/30/2009 2/19/2009 4/1/2009 4/5/2009 4/25/2009 5/23/2009 6/7/2009 6/21/2009 Subtotal for DC : 16 RANDALL 1/30/2009 DALLAS 3/12/2009 BRAZOS 4/20/2009 LIMESTONE 6/7/2009 WILLIAMSON 8/23/2009 Subtotal for ER : 5 LUBBOCK 9/22/2008 HARRIS 11/6/2008 FALLS 11/6/2008 HUTCHINSON 11/6/2008 KERR 11/12/2008 WASHINGTON 12/20/2008 BRAZORIA 12/24/2008 *MULTIPLE 12/30/2008 CHEROKEE 2/8/2009 HILL 2/8/2009 JEFFERSON 4/20/2009 MATAGORDA 4/20/2009 JEFFERSON 5/18/2009 HARRIS 5/18/2009 POLK 5/23/2009 WEBB 7/9/2009 *MULTIPLE 7/9/2009 JEFFERSON 7/9/2009 JEFFERSON 7/9/2009 BEXAR 7/20/2009 GALVESTON 7/20/2009 ANGELINA 7/20/2009 Penalty Assessed 1,185.00 656.00 1,185.00 1,185.00 1,535.00 2,370.00 2,370.00 3,606.00 1,185.00 22,657.00 1,200.00 7,500.00 1,050.00 1,050.00 10,000.00 20,800.00 10,350.00 6,700.00 1,020.00 36,974.00 28,355.00 25,000.00 13,000.00 44,685.00 63,500.00 8,625.00 19,287.00 1,875.00 6,090.00 13,590.00 101,000.00 18,000.00 650,000.00 6,880.00 15,554.00 1,750.00 12,650.00 15,000.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 240.00 0.00 210.00 0.00 0.00 450.00 2,070.00 0.00 204.00 7,394.00 0.00 5,000.00 0.00 0.00 12,700.00 1,725.00 0.00 375.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 350.00 2,530.00 3,000.00 Payable Amount 1,185.00 656.00 1,185.00 1,185.00 1,535.00 2,370.00 2,370.00 3,606.00 1,185.00 22,657.00 960.00 7,500.00 840.00 1,050.00 0.00 10,350.00 8,280.00 6,700.00 816.00 14,790.00 28,355.00 20,000.00 13,000.00 44,685.00 50,800.00 6,900.00 19,287.00 1,500.00 3,045.00 13,590.00 101,000.00 18,000.00 325,000.00 6,880.00 7,777.00 1,400.00 10,120.00 12,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,000.00 10,000.00 0.00 0.00 0.00 14,790.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,045.00 0.00 0.00 0.00 325,000.00 0.00 7,777.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,000.00 10,000.00 0.00 0.00 0.00 14,790.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,045.00 0.00 0.00 0.00 325,000.00 0.00 7,777.00 0.00 0.00 0.00 12 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM IHW IHW IHW Case No. 33299 37024 35395 Respondent Name Leading Edge Aviation Services Inc City of Encinal Citgo Refining and Chemicals Company L.P. MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW 28007 35494 34876 28196 34895 32827 35619 34643 35863 1741 15894 35370 35183 34390 34666 31942 36096 35710 36072 34163 31775 35818 36001 29047 30108 25476 35997 2760 15774 35798 33304 27278 33901 Triple A Dump Truck Service, L.L.C. GRIFFIN, ROBERT H H. Mitchell Enterprises, Inc KNOWLES, JAMES M DIAZ, JUAN ANTONIO MARROQUIN, JESUS WHITFIELD, R J McCarty Road Landfill TX, LP Jimi Enterprise Inc Brazosport Equipment & Rental, Inc. Texas Mexican Railway Company Friedman Recycling of El Paso, LP City of Corpus Christi Tyler County GRANADOS, JOSE George Zambrano ROSAS, MAURICE GREGORY, BEN Cowtown Redi Mix, Inc. HINSON, HERMAN * FRENCH, MICHAEL EUGENE City of Laredo GOPDQ.Net, LLC Garland Kimbrell MCCLURE, HEATHER L * P Johnston Ventures, Inc. CCAA, L.L.C. David Hughitt Aguero Ricardo City of Kingsville San Antonio Disposal Interests, L.P. Aguero Ricardo CCRS - Consolidated Construction Recycling Services, Ltd. Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID TXD987992690 TXD051161990 County POTTER WEBB NUECES Order Date 8/23/2009 8/31/2009 8/31/2009 455150139 455120107 455150151 261A 455120017 UNA455160026 100156 423A 40038 455150161 UNA455140033 455040185 455100055 455040169 1693A 2350 100015 6200044 455120104 6200066 235B 100135 Subtotal for IHW : 25 HIDALGO 9/4/2008 MASON 10/6/2008 TARRANT 10/6/2008 MONTGOMERY 10/6/2008 BEXAR 10/12/2008 HIDALGO 10/12/2008 FALLS 10/23/2008 HARRIS 10/23/2008 MCLENNAN 10/23/2008 BRAZORIA 10/23/2008 WEBB 10/23/2008 EL PASO 10/23/2008 NUECES 11/17/2008 TYLER 11/17/2008 HIDALGO 11/17/2008 JIM WELLS 11/26/2008 SCURRY 12/4/2008 TARRANT 12/4/2008 TARRANT 12/4/2008 HARDIN 12/4/2008 KAUFMAN 12/10/2008 WEBB 12/20/2008 HARRIS 12/20/2008 LUBBOCK 12/20/2008 TAYLOR 12/20/2008 MONTGOMERY 12/24/2008 BRAZOS 1/30/2009 HAMILTON 1/30/2009 WEBB 1/30/2009 KLEBERG 1/30/2009 BEXAR 2/8/2009 WEBB 2/8/2009 DENTON 2/22/2009 Penalty Assessed 41,250.00 1,270.00 23,460.00 Penalty Deferred 0.00 254.00 0.00 Payable Amount 41,250.00 1,016.00 23,460.00 SEP Cost 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 1,165,865.00 4,200.00 5,250.00 8,942.00 1,050.00 12,500.00 5,000.00 3,775.00 3,720.00 475.00 5,500.00 22,000.00 13,872.00 5,300.00 6,300.00 7,500.00 5,000.00 1,050.00 1,000.00 3,000.00 2,100.00 1,000.00 2,625.00 8,625.00 2,100.00 2,005.00 7,875.00 3,477.00 6,930.00 27,500.00 12,540.00 3,060.00 3,500.00 10,500.00 35,602.00 0.00 1,050.00 0.00 0.00 0.00 0.00 755.00 744.00 95.00 0.00 0.00 2,774.00 0.00 1,260.00 3,900.00 0.00 210.00 200.00 600.00 0.00 0.00 525.00 0.00 0.00 0.00 0.00 695.00 0.00 0.00 2,508.00 0.00 0.00 0.00 779,651.00 4,200.00 4,200.00 8,942.00 1,050.00 12,500.00 5,000.00 3,020.00 2,976.00 380.00 5,500.00 22,000.00 11,098.00 0.00 0.00 3,600.00 5,000.00 840.00 800.00 2,400.00 2,100.00 1,000.00 2,100.00 8,625.00 2,100.00 2,005.00 7,875.00 2,782.00 6,930.00 27,500.00 0.00 3,060.00 3,500.00 10,500.00 350,612.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,300.00 5,040.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,032.00 0.00 0.00 0.00 350,612.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,300.00 5,040.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,032.00 0.00 0.00 0.00 13 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 35789 36101 36468 35702 34649 33640 34206 34759 36636 28386 33531 35220 34769 36665 37001 36904 33864 35453 36973 35033 33708 35352 33318 36466 36936 28310 35634 36050 36597 33662 34345 35572 32506 34386 35388 34973 36267 36414 Respondent Name RAMIREZ, AGUSTIN RAMON, MACLOVIO Eagle Disposal Company, Inc. Four States Recycling, Inc. Smith County Recycling, L.L.C. RUIZ, RODOLFO I.M.C. Waste Disposal, Inc. League City Paving Company, Inc. Mike Bowman CROY, CASEY Burroughs Don JUAREZ, EFRAIN LUCKEY, JAMES * RJR BioEnergy, Inc. YTURRI, JOHN HERNANDEZ, MACARIO HERMES, CHESTER Trash Solutions L.L.C. SAPP, ALFRED LARUE IBARRA, JOSE Pencco, Inc. SILLER, ERNESTO ANTONIO Republic Waste Services of Texas, Ltd. Angelina County SANTIS, ROSA * Danny Wilde Silvester and Martha Martinez JMJ Organics Ltd City of Fredericksburg AZTEC WASTE, INC. LOPEZ, VICTOR C CASTRO, DONALD Fort Worth Excavating, Inc. GARZA, EMMA G * Red River Service Corporation Bosque County ROMO, ALEJANDRO PEREZ, RAUL Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 455150171 UNA455160063 100019 455150157 2229 455120121 6200497 455100054 455100056 A85913 455150165 SD0129H 455150158 1209C 2105A 100152 100145 100148 1995 455040173 455150163 100129 County HIDALGO DUVAL LIMESTONE POTTER SMITH CAMERON WICHITA GALVESTON BOSQUE HAMILTON JEFFERSON DALLAS JASPER SAN PATRICIO BEXAR MILAM BEXAR TRAVIS LEON CAMERON SAN PATRICIO CAMERON ELLIS ANGELINA TRAVIS TOM GREEN TOM GREEN HARRIS GILLESPIE BEXAR BEXAR BEXAR TARRANT HIDALGO CAMERON BOSQUE CHEROKEE KLEBERG Order Date 2/22/2009 2/22/2009 3/12/2009 3/12/2009 3/23/2009 4/1/2009 4/5/2009 4/20/2009 4/20/2009 4/25/2009 5/10/2009 5/10/2009 5/10/2009 5/18/2009 5/18/2009 5/18/2009 5/22/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/15/2009 6/15/2009 6/15/2009 7/5/2009 7/5/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/20/2009 7/20/2009 7/29/2009 7/29/2009 Penalty Assessed 1,000.00 1,050.00 3,888.00 6,115.00 15,371.00 5,250.00 1,050.00 7,350.00 2,625.00 3,960.00 1,050.00 1,050.00 4,450.00 7,761.00 5,553.00 1,050.00 2,000.00 1,070.00 2,625.00 2,000.00 8,450.00 1,050.00 5,000.00 13,000.00 900.00 5,025.00 1,050.00 6,539.00 1,070.00 3,210.00 2,000.00 1,050.00 15,900.00 1,000.00 9,000.00 3,150.00 5,000.00 15,000.00 Penalty Deferred 0.00 210.00 777.00 1,223.00 0.00 0.00 0.00 0.00 525.00 0.00 0.00 0.00 0.00 1,552.00 1,110.00 210.00 0.00 0.00 525.00 0.00 0.00 0.00 0.00 2,600.00 180.00 0.00 0.00 0.00 214.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 1,000.00 840.00 3,111.00 4,892.00 15,371.00 5,250.00 1,050.00 7,350.00 2,100.00 3,960.00 1,050.00 1,050.00 4,450.00 6,209.00 4,443.00 840.00 2,000.00 1,070.00 2,100.00 2,000.00 8,450.00 1,050.00 5,000.00 0.00 720.00 5,025.00 1,050.00 6,539.00 856.00 3,210.00 2,000.00 1,050.00 15,900.00 1,000.00 9,000.00 3,150.00 5,000.00 15,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MSW MSW MSW MSW MSW MSW Case No. 36763 36276 35237 37359 31509 36037 Respondent Name HERNANDEZ, BAUDELIO Z The J.W. Grimes Family Limited Partnership MATA, JUAN MIGUEL Linda Kay Torres Maverick County DE LOS SANTOS, JOSE TCEQ ID UNA455160074 UNA455160066 OL 32187 TRAMMELL, DAVID OL 36298 PATTERSON, LARRY OL 11125 BOLTON, BRAD OL 25967 SISCA, JOEY OL 35260 JAMES, TERRY R OL 35846 SHERRELL, KEITH OL 33907 MARTINEZ, JAVIER R OL 34987 HUNT, JOHN OL 36202 HAMM, JEFF OL 34715 GALVAN, VICTOR R OL 31619 LIMAS, JOHN R OL 34403 VASQUEZ, CESAR OL 35748 SLATER, JOE F OL 34689 HARRIS, CATHERINE E OL 33657 GOFF, JASON S OL 34985 MELTON, REX D OL 32941 CAVAZOS, JORGE A OL 35002 BURSE, STANLEY OL 34393 GARZA, EMILIO OL 34749 WALLS, SHANE OL 31520 CRUZ, ALFREDO C OL 35050 HICKS, CORBY OL 36252 MEYER, JARROD L OL 32979 WEAVER, EVANS OL 36979 MARTINEZ, HIPOLITO OL 36823 DENNIS, BENNIE OL 35275 GOMEZ, JUAN OL 37186 Gail A. Wright OL 37238 CALLEJAS, PEDRO OL 34402 HACKNEY, JAMES W OL 34822 LUGO, ROBERTO LI0009716 LI0007808 LI0009567 LI0010919 BP0004334 LI0014284 LI0008131 LI0008261 LI0012271 LI0009529 LI0010678 LI0014828 LI0014359 LI0015690 Appendix 1: List of Administrative Orders Issued FY2009 County MCLENNAN *MULTIPLE DIMMIT JOHNSON MAVERICK MAVERICK Order Date 7/29/2009 8/9/2009 8/9/2009 8/23/2009 8/31/2009 8/31/2009 Subtotal for MSW : 77 HARRIS 10/6/2008 DENTON 10/6/2008 COLEMAN 10/23/2008 TRAVIS 10/23/2008 BASTROP 11/6/2008 HOOD 11/6/2008 FORT BEND 12/24/2008 HARRIS 12/24/2008 HOOD 1/30/2009 BEXAR 2/22/2009 POTTER 2/28/2009 EL PASO 3/14/2009 HOOD 3/14/2009 WILLIAMSON 3/14/2009 TARRANT 4/1/2009 HUTCHINSON 4/5/2009 MAVERICK 4/12/2009 WILLIAMSON 4/20/2009 HIDALGO 4/25/2009 BEXAR 5/3/2009 HARRIS 5/10/2009 WILLIAMSON 5/10/2009 SMITH 5/23/2009 TRAVIS 6/15/2009 HARRIS 6/15/2009 TARRANT 6/15/2009 TRAVIS 6/18/2009 COLLIN 7/9/2009 HARRIS 7/20/2009 HARRIS 7/29/2009 NUECES 7/29/2009 Penalty Assessed 2,625.00 15,000.00 7,500.00 1,120.00 3,810.00 1,050.00 414,038.00 625.00 210.00 750.00 4,000.00 625.00 742.00 625.00 267.00 986.00 1,050.00 1,250.00 1,750.00 1,336.00 2,337.00 262.00 1,675.00 2,500.00 594.00 262.00 400.00 625.00 500.00 300.00 625.00 736.00 1,992.00 625.00 356.00 743.00 736.00 262.00 Penalty Deferred 0.00 0.00 0.00 224.00 0.00 0.00 24,666.00 0.00 0.00 0.00 0.00 125.00 148.00 0.00 0.00 197.00 210.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 147.00 398.00 0.00 71.00 148.00 0.00 0.00 Payable Amount 2,625.00 15,000.00 7,500.00 896.00 3,810.00 1,050.00 358,600.00 625.00 210.00 750.00 4,000.00 500.00 594.00 625.00 267.00 789.00 840.00 1,250.00 1,750.00 1,336.00 2,337.00 262.00 1,675.00 2,500.00 594.00 262.00 400.00 625.00 500.00 300.00 625.00 589.00 1,594.00 625.00 285.00 595.00 736.00 262.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 30,772.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 30,772.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM OL OL OL OL OL OL Case No. 35067 35210 35276 36523 34383 36205 Respondent Name HARRIS, JOHN M ELLIS, ALBERT E BOYD, GREGORY W HUTCHINS, JAY L VICKERY, CASEY L CARLSON, BRYAN D PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST 33268 33419 30576 31363 27373 29444 35292 25638 35668 35471 35409 35410 35411 32107 35272 35813 35815 35501 36297 35947 35474 35885 36174 35457 2696 26046 2442 35526 35686 15128 13988 DODSON, JOHN PAUL * Husnain AFTAB Enterprises, Inc. ANNA ENTERPRISES INC. Martin Adelakun B & F and Sons, LLC Murmur Corporation Development II Partners, Inc. Neptune International Inc. BROWN, CHARLES R 15010, INC Entergy Gulf States, Inc. May Man Corp. USA IDOL Inc F P N Enterprises, Inc. KBEC Corporation Southwest Convenience Stores, LLC AGUILAR, ALONZO G & R STORE, INC. Shelter Park, L.P. MOUSAVI, MOHSEN MAX Sohail Malik EGERT, SCOTT Trans Health Management, Inc. PEERMOHAMMED, KARIM ALI Friends International, Inc. SAO Traders Inc. ELHOMMOUD, MOHAMMAD Mosley Grady W AAMIR Enterprises, Inc. Thatta Corp. Inc., D/B/A Stop-N-Drive #26 Virginia Ent Inc Dba Super Food Store Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID WO0017946 LI0014680 WO0020085 LI0013828 59397 74484 5425 74264 5965 46177 78439 67250 11211 68941 16606 73843 32838 72815 50396 78444 48654 27145 6835 34078 25210 22070 34487 36541 53128 27217 16427 47151 30572 57470 20328 County DENTON FORT BEND BEXAR BOSQUE HAYS FORT BEND Order Date 7/29/2009 7/29/2009 7/29/2009 7/29/2009 8/23/2009 8/31/2009 Subtotal for OL : 37 WINKLER 9/4/2008 ORANGE 9/4/2008 HARRIS 9/18/2008 HARRIS 9/18/2008 ELLIS 9/18/2008 DALLAS 9/21/2008 HAYS 9/22/2008 HARRIS 9/22/2008 JONES 9/22/2008 TRAVIS 9/22/2008 MONTGOMERY 9/22/2008 HARRIS 9/22/2008 WEBB 9/22/2008 HARRIS 9/22/2008 HARRIS 9/22/2008 EL PASO 10/6/2008 BREWSTER 10/6/2008 DENTON 10/6/2008 LUBBOCK 10/6/2008 LUBBOCK 10/6/2008 HARRIS 10/6/2008 LUBBOCK 10/6/2008 LUBBOCK 10/6/2008 TRAVIS 10/6/2008 HARRIS 10/8/2008 SAN JACINTO 10/12/2008 HARRIS 10/23/2008 SMITH 10/23/2008 HARRIS 10/23/2008 JEFFERSON 10/23/2008 JEFFERSON 10/23/2008 Penalty Assessed 250.00 872.00 207.00 1,367.00 262.00 250.00 32,954.00 7,875.00 4,725.00 8,840.00 24,600.00 3,210.00 5,250.00 5,625.00 19,950.00 4,750.00 4,000.00 875.00 3,500.00 2,625.00 4,400.00 2,040.00 1,750.00 1,750.00 11,232.00 875.00 875.00 6,000.00 2,625.00 875.00 5,778.00 16,000.00 9,500.00 14,500.00 6,300.00 4,576.00 13,200.00 7,200.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 1,444.00 0.00 0.00 0.00 0.00 0.00 0.00 1,125.00 0.00 950.00 800.00 0.00 0.00 0.00 0.00 408.00 0.00 0.00 2,246.00 0.00 0.00 1,200.00 0.00 0.00 1,155.00 0.00 0.00 0.00 1,260.00 915.00 0.00 0.00 Payable Amount 250.00 872.00 207.00 1,367.00 262.00 250.00 31,510.00 7,875.00 4,725.00 8,840.00 24,600.00 3,210.00 5,250.00 4,500.00 19,950.00 3,800.00 3,200.00 875.00 3,500.00 2,625.00 4,400.00 1,632.00 1,750.00 1,750.00 8,986.00 875.00 875.00 4,800.00 2,625.00 875.00 4,623.00 16,000.00 9,500.00 14,500.00 5,040.00 3,661.00 13,200.00 7,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35512 15654 35439 23791 34981 31048 20320 35912 18851 35527 35627 13831 35548 9562 16303 35508 15652 13950 35326 35081 35408 34477 34859 35562 35709 35759 35868 35744 35739 35443 35659 34100 35929 36073 35652 15736 9871 14729 Respondent Name TROUT, CHRIS SINGH, JASPAL CARRILLO, RAMIRO "Cedar Park E&J, Ltd." Best Mart, Inc. New Way Enterprise Inc. Barton Good Oil Co., Inc Advance Petroleum Distributing Company, Inc. Asuda Holdings LLC Donald C. Moore & Sons, Inc. ALI, KHAVEED Kas Investments, Ltd. Aliahsan Enterprises, Inc. D & P Management Services, L.L.C. Ayers' Companies, Inc. HADDAD, KENNETH * MENDEZ, CRUZ CARRASCO, ESPERANZA J.C. Conoco, Inc. LA CHIRIPA, INC. Sirajuddin Corporation STRONG, DON Dhanani Investment, Inc. Desi Group, Inc. Campbell Oil Co. C & L Diamond Liquor, Inc. United Petroleum Transports, Inc. ESHAAN INVESTMENTS, L.L.C. Bell Bottom Foundation Co. H. G. Word Al-Azar Enterprises, Inc. NASSIF, MICHAEL AVALON GOLDEN JUBILEE, INC Gasgo Markets, Inc. LESLIE, JOHN T PATEL, BIPIN Sammy's Groceries Inc. WARREN, MARIA E TCEQ ID 42361 20750 54760 53512 14194 35274 37168 38928 71839 53382 20465 50247 29405 71218 16431 1332 18552 72780 27473 41915 42370 41667 49609 6211 6124 380 1068030 35391 12072 29702 39690 40823 26151 21380 25361 69845 31931 31331 Appendix 1: List of Administrative Orders Issued FY2009 County COLLIN HUNT *MULTIPLE WILLIAMSON TARRANT BRAZORIA HUNT TARRANT DENTON LIVE OAK HARRIS BRAZORIA JEFFERSON HARRIS DALLAS EL PASO GREGG PRESIDIO HARRIS TARRANT COLLIN BURLESON HARRIS DALLAS HARDIN TARRANT EL PASO HARRIS BRAZORIA GRAYSON HARRIS HARRIS HARRIS REFUGIO MORRIS ANGELINA HARRIS MONTAGUE Order Date 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/26/2008 10/26/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/12/2008 11/12/2008 11/12/2008 Penalty Assessed 7,230.00 5,600.00 18,392.00 23,625.00 27,980.00 6,200.00 4,000.00 1,120.00 Penalty Deferred 1,446.00 0.00 3,678.00 20,025.00 5,596.00 0.00 0.00 224.00 Payable Amount 5,784.00 5,600.00 14,714.00 3,600.00 22,384.00 6,200.00 4,000.00 896.00 1,940.00 13,750.00 8,856.00 3,750.00 4,200.00 27,000.00 8,740.00 6,500.00 16,500.00 56,500.00 11,305.00 3,500.00 12,932.00 7,875.00 4,600.00 12,038.00 6,101.00 9,499.00 850.00 4,246.00 9,500.00 7,875.00 9,875.00 5,145.00 4,418.00 6,250.00 3,675.00 15,000.00 11,320.00 19,000.00 0.00 2,750.00 1,771.00 0.00 840.00 0.00 2,252.00 1,300.00 0.00 29,320.00 2,261.00 0.00 2,586.00 0.00 0.00 2,407.00 1,220.00 1,899.00 170.00 849.00 1,900.00 1,575.00 1,975.00 0.00 883.00 1,250.00 735.00 0.00 0.00 0.00 1,940.00 11,000.00 7,085.00 3,750.00 3,360.00 13,500.00 6,488.00 5,200.00 16,500.00 27,180.00 9,044.00 3,500.00 10,346.00 7,875.00 4,600.00 9,631.00 4,881.00 7,600.00 680.00 3,397.00 7,600.00 6,300.00 7,900.00 5,145.00 3,535.00 5,000.00 2,940.00 15,000.00 11,320.00 19,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 17 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 22062 25126 9434 35687 17392 25836 21940 12096 21636 14107 23847 36041 35965 34153 35586 35653 35665 35773 35925 35618 35899 34411 33540 33144 31345 26186 35701 35421 36291 36235 35476 35793 34933 34783 34358 29941 30327 26725 Respondent Name Asad Enterprises, Inc. SALDIVAR, IRMA M IZR Corporation HABIB, MOHAMMAD RAFIUL Bountheung Noymany Frank Lewis JOHNSON, LEO AROUD, MOHAMMED K Yaman, Inc. Deer Park Business, Inc. IZR Corporation Currey Decatur Truckstop, Inc. Umer International, Inc. Bob Covington 1403, INC Bucky's Navigation, Inc. MOHAN, BRIJINDER Petroleum Wholesale, L.P. TEXAS BUSINESS NETWORKS INC OSMANI, TY Murphy Oil USA, Inc. BREAUX, BEVERLY LAWTON, SHURAN * SKINNER, SHARON A & L PARTNERS, LLC BATAINEH, MOHAMED AHMED AL Penske Truck Leasing Co., L.P. Allina Business, Inc. dba Five Star Food Mart SAMY RETAIL SERVICES INC SHERA CORPORATION PEREZ, MANUEL D HWANG, YOUNGMI Pasadena Investment Group Corporation TES, CHANTHORN PATRICK JORDAN, TOM S. P. Holmes, Inc. Shalynah, Inc. SAMTANI, VASHU Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 55209 74184 72525 72365 66667 43595 47814 33010 46485 35149 72525 70548 36063 72599 37568 18046 45458 75154 37832 72011 15030 5032 44476 56836 10083 35649 32841 63809 61619 68332 43773 25270 62153 26064 69277 71761 County TYLER *MULTIPLE DALLAS DALLAS TARRANT *MULTIPLE MCLENNAN HARRIS GALVESTON HARRIS DALLAS WISE HARRIS ORANGE TRAVIS NUECES GRAYSON HARRIS NUECES GRAYSON ORANGE DEWITT MARION COOKE TARRANT HARRIS NUECES HARRIS WEBB DALLAS MIDLAND DALLAS JEFFERSON KAUFMAN TARRANT WILLIAMSON HARRIS VAN ZANDT Order Date 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/12/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/26/2008 11/26/2008 11/26/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/7/2008 12/7/2008 12/7/2008 12/10/2008 12/20/2008 12/20/2008 Penalty Assessed 3,150.00 2,140.00 16,800.00 1,130.00 6,750.00 18,975.00 26,000.00 136,070.00 3,210.00 7,000.00 2,540.00 11,096.00 950.00 625.00 8,000.00 12,315.00 8,670.00 5,816.00 2,200.00 33,428.00 6,000.00 10,500.00 8,925.00 8,925.00 5,500.00 1,050.00 1,000.00 13,791.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,219.00 190.00 0.00 1,600.00 2,463.00 1,734.00 1,163.00 440.00 6,684.00 1,200.00 0.00 0.00 0.00 0.00 0.00 200.00 9,438.00 Payable Amount 3,150.00 2,140.00 16,800.00 1,130.00 6,750.00 18,975.00 26,000.00 136,070.00 3,210.00 7,000.00 2,540.00 8,877.00 760.00 625.00 6,400.00 9,852.00 6,936.00 4,653.00 1,760.00 26,744.00 4,800.00 10,500.00 8,925.00 8,925.00 5,500.00 1,050.00 800.00 4,353.00 1,750.00 3,721.00 2,625.00 16,650.00 24,500.00 10,500.00 4,280.00 9,375.00 11,790.00 7,650.00 0.00 744.00 525.00 3,330.00 0.00 0.00 0.00 0.00 0.00 0.00 1,750.00 2,977.00 2,100.00 13,320.00 24,500.00 10,500.00 4,280.00 9,375.00 11,790.00 7,650.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 18 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35695 36063 9296 24937 36599 36040 36009 36137 31223 36220 35331 28087 36180 36263 31784 25503 26032 26868 34858 30060 25174 25456 35024 33639 28849 36159 36164 36036 36530 35683 35894 25052 35834 35923 36228 13345 9903 36034 Respondent Name KISHORE, NAND MOMIN, MEHEBOOB Friend Enterprises Inc. MORALES, EVELIO KENDRICK OIL COMPANY Jerry Spencer, L.P. PAGE, DONALD NIAZI, ZAKI A.Z.H.E. Corporation Shy Investment, Inc. LOPEZ, ALBERTO Asalah, Inc. Coastal Transport Co., Inc. Rusk Byron Bilal Enterprises, Inc. RAMIREZ, JAMES A NGUYEN, JOEY PEREZ, ARNOLDO JAMES, WILLIAM M BLUFF SPRINGS FOOD MART, INC. Mohammed A. Swati Name Investment, Inc. SWITZER, STEVEN Nel-Mark Properties, LLC MCBIRNIE, DAVID Albertson's LLC Addison Enterprises Inc. Focus Metroplex, Inc. KENDRICK OIL COMPANY Greenspoint Enterprises LLC De La O Javier RFK Enterprises, Inc. Martinez JR Ramon JARODIYA & SONS LLC. Texas Stop N Shine, Inc. MZEE, Inc. Ballpark Mart, Inc. Rajwani & Ali's Corporation Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 27559 47248 7146 14781 77088 75159 1377 57380 62339 23871 53317 17709 23503 66788 32996 59369 35982 31177 45723 46246 15841 17557 2387 69084 72643 42963 17926 76552 64247 67811 16559 32366 26481 26236 62822 72638 42989 County GRAYSON ORANGE TRAVIS MAVERICK LUBBOCK TARRANT BURNET HARRIS HARRIS NUECES HIDALGO TARRANT DALLAS HARRIS *MULTIPLE TOM GREEN TARRANT HIDALGO PALO PINTO TRAVIS HARRIS NUECES DALLAS *MULTIPLE CULBERSON TOM GREEN DALLAS TARRANT LUBBOCK HARRIS HIDALGO JEFFERSON LA SALLE DALLAS DALLAS HARRIS TARRANT COLLIN Order Date 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/24/2008 12/24/2008 12/24/2008 12/30/2008 12/30/2008 12/30/2008 1/14/2009 1/14/2009 1/28/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Penalty Assessed 7,726.00 5,327.00 15,300.00 61,690.00 875.00 4,546.00 6,243.00 7,875.00 3,150.00 4,150.00 6,300.00 6,000.00 1,100.00 4,250.00 4,080.00 8,100.00 5,000.00 3,150.00 6,300.00 4,500.00 4,280.00 7,500.00 18,125.00 14,200.00 6,405.00 6,375.00 5,821.00 5,400.00 875.00 6,869.00 10,450.00 4,950.00 5,250.00 9,794.00 8,955.00 5,775.00 3,920.00 3,150.00 Penalty Deferred 1,545.00 1,065.00 0.00 0.00 0.00 909.00 1,248.00 1,575.00 0.00 830.00 1,260.00 0.00 220.00 850.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,275.00 1,164.00 1,080.00 0.00 1,373.00 2,090.00 0.00 4,050.00 1,958.00 1,791.00 0.00 0.00 630.00 Payable Amount 6,181.00 4,262.00 15,300.00 61,690.00 875.00 3,637.00 4,995.00 6,300.00 3,150.00 3,320.00 5,040.00 6,000.00 880.00 3,400.00 4,080.00 8,100.00 5,000.00 3,150.00 6,300.00 4,500.00 4,280.00 7,500.00 18,125.00 14,200.00 6,405.00 5,100.00 4,657.00 4,320.00 875.00 5,496.00 8,360.00 4,950.00 1,200.00 7,836.00 7,164.00 5,775.00 3,920.00 2,520.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35935 36290 36152 27926 36239 36284 36806 36055 36365 36257 36434 31508 36118 5692 31104 31012 36563 35754 35858 36145 36396 36467 36116 36268 36428 29278 32109 30966 36566 36402 36547 36493 36295 31754 36461 36400 36607 28311 Respondent Name AHMAD, ANAS HAKIMZADEH, JAFAR MOHSIN INC. KASSIRA, KAMAL SAJJAD, PASHA Fairway Enterprises, Inc. City of Austin U-2 Stores, Inc. Post Oak Retailer's Inc. BARCENAS, SANTOS Awad Enterprises Inc WADE, JACK METHODIST HOSPITAL, PLAINVIEW, TEXAS BARUA, PULAK Saif Malik Enterprises, Inc. Mohammed K. Ali Proton Realty Co. SILVA, ROY WEHBE INVESTMENTS, INC. SHREEDHAR CORPORATION INC Earnhardt El Paso Motors, LP Metro Suppliers, Incorporated 3AR INC SWH Realty, Ltd. K-Yoba, Inc. Bountheung Noymany Millenium Gasoline Corporation Classic Convenience Inc. AAEMS LLC Chevron U.S.A. Inc. HNQ, Inc. Neptune International Inc. * FERGUSON, GERENE FORD, BUDDY KHAWAJA, ATA UR RAHMAN G & J International, Inc. 50'S Classic Car Wash of Lubbock, Inc. HUSAINAT, AIEDEH * Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 26747 23072 18451 56693 18106 66959 47014 68592 35405 30202 61086 15920 58344 40023 76601 35390 42956 9508 53512 27024 18758 73993 64658 31789 60480 66667 32128 35306 39353 34732 67397 65914 63033 24657 27219 960 66308 12207 County HARRIS HARRIS JIM WELLS *MULTIPLE MONTGOMERY HARRIS TRAVIS HARRIS FORT BEND TOM GREEN HARRIS HOUSTON HALE KAUFMAN HARRIS HARRIS DALLAS KIMBLE WILLIAMSON LUBBOCK EL PASO TRAVIS TARRANT EL PASO BEXAR TARRANT *MULTIPLE HARRIS TARRANT KARNES TRAVIS FORT BEND LUBBOCK HARRISON HARRIS DENTON LUBBOCK JEFFERSON Order Date 1/30/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/12/2009 2/19/2009 2/19/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/25/2009 2/28/2009 2/28/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/14/2009 Penalty Assessed 12,401.00 8,044.00 8,550.00 5,625.00 2,350.00 4,100.00 875.00 5,200.00 7,740.00 11,130.00 2,550.00 3,745.00 3,375.00 Penalty Deferred 2,480.00 1,608.00 1,710.00 0.00 470.00 820.00 0.00 1,040.00 1,548.00 2,226.00 510.00 0.00 675.00 Payable Amount 9,921.00 6,436.00 6,840.00 5,625.00 1,880.00 3,280.00 875.00 4,160.00 6,192.00 8,904.00 2,040.00 3,745.00 2,700.00 217,775.00 3,150.00 8,250.00 5,103.00 9,746.00 5,400.00 29,155.00 21,017.00 7,500.00 24,962.00 8,450.00 7,922.00 21,000.00 8,400.00 4,725.00 9,521.00 6,300.00 1,750.00 13,846.00 5,748.00 5,704.00 3,097.00 4,700.00 1,750.00 8,925.00 0.00 0.00 0.00 1,020.00 1,949.00 1,080.00 5,831.00 4,203.00 1,500.00 4,992.00 1,690.00 1,584.00 0.00 0.00 0.00 1,904.00 1,260.00 0.00 2,769.00 1,149.00 0.00 619.00 940.00 0.00 0.00 217,775.00 3,150.00 8,250.00 4,083.00 7,797.00 2,160.00 23,324.00 16,814.00 6,000.00 19,970.00 6,760.00 6,338.00 21,000.00 8,400.00 4,725.00 7,617.00 5,040.00 1,750.00 11,077.00 4,599.00 5,704.00 2,478.00 3,760.00 1,750.00 8,925.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 36571 24391 36499 36260 25887 34138 36259 36697 33231 2659 32212 36674 36393 36671 36810 36656 36487 36193 36625 36378 36065 36412 36652 32844 36877 36475 36686 15492 36476 28247 32761 31319 35211 36889 36478 36815 36631 36629 Respondent Name KENDRICK OIL COMPANY ALTAF, MUHAMMAD Elvan Management Inc. JO PO AND ASSOCIATES INC CITY OF EL PASO Orange Cty Development Company One Stop Food Stores, Inc. Costco Wholesale Corporation DAVIS, JAKE FKD Enterprises Inc. dba Lucky Seven Food Mart Prince Texas Group, Inc. Aristos, Inc. Shane Transportation, Inc. HALBERT, SCOTT J. T. Heath Home & Auto Supply Company Riyaan & Noorain Enterprises, Inc. Victron Stores, L.P. DAVIDSON, JEFF Misaq Enterprises Inc. Terry County Patterson Nile J JR Bobby Enterprises, Inc. United Fuel & Energy Corporation West Texas Gas, Inc. VAN NGUYEN, TOM Nationial Stations, Inc. RG Holdings Inc. M & K Pantry LC PNS Shell Inc Dallas AOS Enterprises, Inc. ALVARADO, SOCORRO Almeda, Inc. Edna L. Rayford M. Kashmiri Management, Inc. SE Young Corporation Top New Wave, Inc. NNY, Inc. PERALES, JOSE TCEQ ID 57198 38082 8960 73209 11418 46707 78225 56997 44882 40085 71598 77082 40989 76191 71352 25839 61142 66843 54244 43966 7769 109976 77987 8496 73842 43553 69730 70705 12248 70523 53122 27441 74186 50054 22884 12199 Appendix 1: List of Administrative Orders Issued FY2009 County LUBBOCK JASPER HOOD JOHNSON EL PASO ORANGE DALLAS DALLAS PALO PINTO BEXAR JEFFERSON ORANGE JEFFERSON BASTROP CULBERSON BASTROP JOHNSON IRION HARRIS TERRY ARMSTRONG HARRIS HOCKLEY TOM GREEN TARRANT HALE COLLIN HARDIN HARRIS DALLAS WINKLER HARRIS CALDWELL NUECES TARRANT TARRANT DALLAS LIBERTY Order Date 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 4/1/2009 4/1/2009 4/1/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/12/2009 4/12/2009 4/12/2009 4/12/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 Penalty Assessed 875.00 19,500.00 6,498.00 18,900.00 73,980.00 6,500.00 58,975.00 5,601.00 7,875.00 14,300.00 Penalty Deferred 0.00 15,900.00 1,299.00 3,780.00 0.00 0.00 11,795.00 1,120.00 0.00 0.00 Payable Amount 875.00 3,600.00 5,199.00 15,120.00 0.00 6,500.00 47,180.00 4,481.00 7,875.00 14,300.00 11,050.00 2,500.00 4,100.00 3,379.00 2,412.00 7,500.00 10,606.00 9,880.00 4,296.00 875.00 5,500.00 1,650.00 4,300.00 30,000.00 4,446.00 6,756.00 5,875.00 21,825.00 2,971.00 16,800.00 7,875.00 55,080.00 11,550.00 3,073.00 6,271.00 9,692.00 15,570.00 3,675.00 0.00 500.00 820.00 675.00 482.00 1,500.00 2,121.00 1,976.00 859.00 0.00 1,900.00 330.00 860.00 0.00 889.00 1,351.00 1,175.00 0.00 594.00 0.00 0.00 0.00 0.00 614.00 1,254.00 1,938.00 3,114.00 735.00 11,050.00 2,000.00 3,280.00 2,704.00 1,930.00 6,000.00 8,485.00 7,904.00 3,437.00 875.00 3,600.00 1,320.00 3,440.00 15,000.00 3,557.00 5,405.00 4,700.00 21,825.00 2,377.00 16,800.00 7,875.00 55,080.00 11,550.00 2,459.00 5,017.00 7,754.00 12,456.00 2,940.00 SEP Cost 0.00 0.00 0.00 0.00 73,980.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 73,980.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 21 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 36138 36558 36954 36866 36627 36885 36644 36589 36483 34703 34664 34353 33149 20720 34681 35460 32928 31188 34388 36857 36649 36693 36831 36938 36787 36928 13530 36910 36911 36765 31580 36703 36850 36764 36676 36809 35206 34910 Respondent Name ABUSALAH, ALBERT Tiger Glenn Apartments, Inc. Nila Akash Enterprises, Inc. Save N More Corporation Cal Development, Inc. O`Donnell Oil & Butane Co., Inc. KNJ ENTERPRISES INC. Crystal Falls Car Wash, Inc. VAN DORN, ONA Loveladdy Oil Company, Inc. MAKHANI, AMIN LUCIO, MIKE WEBB, HUNTER Dahisar Business, Inc. dba Honey Stop 2 BRANNAN, RICHARD Hetherly Patrick H IZR Corporation SHEKHANI, AFZAL DYER, DEWAYNE Armstrong Mechanical Co., Inc. HWEIDI, MIKE SANM, Inc. Fatima Ladhani * Mercantile Enterprises, Inc. Quick Track, Inc. John Ho Im GONZALEZ, TEOFILO R TC and E Realty, Inc. Sunesara Investment Inc. Kras Investments LLC AP Livingston Limited Partnership RIFAI, THOMAS Friendship Enterprises, Inc. CMCR Corporation S.A.A.A. ENTERPRISES, INC. Lone Star Petroleum, LP M-Co Auto Supply, Inc. NTA Enterprises, Inc. TCEQ ID 34569 25037 36378 30579 19599 2421 40109 54828 8979 2194 18794 13926 68180 24455 68038 64709 72525 38239 12467 62362 53151 13401 74454 70546 5591 9004 57189 10986 71455 58846 43007 75329 39758 1843 69698 23158 38399 64498 Appendix 1: List of Administrative Orders Issued FY2009 County HARRIS NUECES HARRIS HARRIS HARRIS LYNN HARRIS LUBBOCK LIVE OAK SHELBY BEXAR CAMERON POTTER ORANGE *MULTIPLE BOWIE DALLAS HARRIS FANNIN LUBBOCK TARRANT DENTON ATASCOSA HARRIS TARRANT NUECES HIDALGO BELL HARRIS BASTROP POLK DENTON HARRIS DALLAS HARRIS HARRIS BEXAR NAVARRO Order Date 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/22/2009 4/24/2009 4/25/2009 4/25/2009 4/25/2009 4/25/2009 4/25/2009 4/29/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/6/2009 Penalty Assessed 12,500.00 2,625.00 2,721.00 2,414.00 12,646.00 3,710.00 20,195.00 3,500.00 2,625.00 7,875.00 2,100.00 17,000.00 5,250.00 37,500.00 2,600.00 8,925.00 11,102.00 11,000.00 6,300.00 1,750.00 16,858.00 17,600.00 9,760.00 2,309.00 2,631.00 2,500.00 46,725.00 9,200.00 6,146.00 20,673.00 3,675.00 9,518.00 2,684.00 6,596.00 3,150.00 6,096.00 6,096.00 13,900.00 Penalty Deferred 2,500.00 525.00 544.00 482.00 2,529.00 742.00 4,039.00 0.00 525.00 6,675.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,371.00 3,520.00 1,952.00 461.00 526.00 500.00 43,125.00 1,840.00 1,229.00 4,134.00 0.00 1,903.00 536.00 1,319.00 630.00 1,219.00 0.00 0.00 Payable Amount 10,000.00 2,100.00 2,177.00 1,932.00 10,117.00 2,968.00 16,156.00 3,500.00 2,100.00 1,200.00 2,100.00 17,000.00 5,250.00 37,500.00 2,600.00 8,925.00 11,102.00 11,000.00 6,300.00 1,750.00 13,487.00 14,080.00 7,808.00 1,848.00 2,105.00 2,000.00 3,600.00 7,360.00 4,917.00 16,539.00 3,675.00 7,615.00 2,148.00 5,277.00 2,520.00 4,877.00 6,096.00 13,900.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 22 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35232 26299 33859 35020 31366 36740 36917 36878 36870 36879 36860 36848 36975 36707 35650 27122 36846 35902 36520 36902 36916 36748 36704 36083 27323 35036 35241 34820 36249 36271 34627 5117 36826 37004 36824 34905 35147 34581 Respondent Name PRICE, DWIGHT AHMAD, ISSA TH Quick & Convenience Pro - Victoria 1 LLC GAS2006 PARTNERS, LP Sakina, Inc. RIDI, SAYED NRH Group, Inc Shaku Brothers Inc. CORREA GARCIA, LINDA Richdairy Ventures Inc Lamb County Hospital MURFF, JOHN R Ambica Corporation Yasinha INC. PEREZ, ALBERTO SR Sarn Management Inc. MOMIN, MENDI T CKN, Inc. Momin Abdulbhai BERRY CONTRACTING LP DBA BAY LTD CPG Investments L L C * Poly Trucking, Inc. Ashnoor, L.L.C. Reddy-Gator, Inc. * MALIK, TANVIR A Je Jalaram Inc. Duran Properties, Inc. MACIAS, JOE BEGUM, KAZI GARCIA, LEONARD SERENIL, GLORIA NADAF, MUSTAFA HRH Investments, LP Hillside Grocery, Inc. CAHILL INVESTMENTS INC DBA RESLER CHEVRON Huynh Hien Addison Enterprises Inc. BHAYANI INVESTMENT, INC. TCEQ ID 13661 39462 25740 78861 36377 5560 74726 5428 47077 46108 56992 37389 27721 5648 37212 39771 63927 8891 63679 32082 45881 72366 23117 20758 26593 25733 19744 47295 38836 8230 1749 26337 49714 59917 17854 63984 45315 29638 Appendix 1: List of Administrative Orders Issued FY2009 County NAVARRO BEXAR VICTORIA HUNT BRAZORIA HARRIS TARRANT HARRIS CAMERON HARRIS LAMB LEON TRAVIS DALLAS JIM WELLS HARRIS TRAVIS CALDWELL BRAZORIA NUECES BEXAR DALLAS HARRIS MCLENNAN DALLAS VICTORIA SAN PATRICIO HASKELL MONTGOMERY TOM GREEN BEE TARRANT TARRANT TRAVIS EL PASO HARRIS HARRIS MCLENNAN Order Date 5/6/2009 5/6/2009 5/10/2009 5/10/2009 5/10/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/20/2009 5/22/2009 5/23/2009 5/23/2009 5/23/2009 5/23/2009 5/23/2009 5/24/2009 5/31/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 Penalty Assessed 4,675.00 34,680.00 31,620.00 19,900.00 5,100.00 3,325.00 8,916.00 1,540.00 5,500.00 10,100.00 875.00 5,450.00 2,625.00 19,057.00 8,925.00 5,152.00 5,250.00 1,125.00 16,196.00 6,990.00 2,250.00 34,919.00 8,419.00 17,850.00 17,500.00 16,320.00 23,625.00 7,875.00 6,390.00 16,800.00 16,800.00 15,875.00 2,411.00 5,644.00 8,125.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 665.00 1,783.00 308.00 1,100.00 2,020.00 0.00 1,090.00 525.00 3,811.00 1,785.00 0.00 1,050.00 0.00 3,239.00 1,398.00 450.00 6,983.00 1,683.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 482.00 1,128.00 1,625.00 Payable Amount 4,675.00 34,680.00 31,620.00 19,900.00 5,100.00 2,660.00 7,133.00 1,232.00 4,400.00 8,080.00 875.00 4,360.00 2,100.00 15,246.00 7,140.00 5,152.00 4,200.00 1,125.00 12,957.00 5,592.00 1,800.00 27,936.00 6,736.00 17,850.00 17,500.00 16,320.00 23,625.00 7,875.00 6,390.00 16,800.00 16,800.00 15,875.00 1,929.00 4,516.00 6,500.00 4,500.00 1,070.00 3,500.00 0.00 0.00 0.00 4,500.00 1,070.00 3,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 23 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 37095 34971 37023 36996 36989 37107 35897 31235 36816 36770 36988 37131 37073 26712 36969 36617 34517 31606 33488 37139 36944 37101 36762 37180 37118 37121 37284 37008 37028 37030 36769 27638 33643 35406 15793 36269 35566 35970 Respondent Name Fondren ADP, Ltd. Vinklarek Underground Utilities Co. S.W.G., Limited Partnership ROSE, MICHAEL D Victron Stores, L.P. Racetrac Petroleum, Inc. RODRIGUEZ, JUAN Oscar Food Corp E-Z Star Inc. Pro Mobil, Inc. Valet Enterprises, Inc. O`Donnell Oil & Butane Co., Inc. Horizon Retail, L.L.C. AHMAD, NISAR City of Corpus Christi RIVERA, JESUS BRYMER, BERT ARMENDARIZ, JAVIER B Gwen Gordan and Wanda Percy United Fuel & Energy Corporation Vimex Enterprises, Inc. Terminal Market Garage , L.L.C. Star Fuels, Inc. OHM SAI, INC. JOSO Enterprises, Inc. Racetrac Petroleum, Inc. NICHOLS, BILL A N Trading Inc. M&O Services, L.L.C. Luckhany Enterprises Inc Loay Daraghmeh Asad Ali Coporation Raul R. Martinez Huong Th Tran M.v.k, Inc. CANTU, ARMANDO Linda Hill Barton MARTINEZ, CARMEN Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 26388 47744 63797 43112 79118 68985 18436 8919 14926 17689 7086 2422 77716 67047 48904 79299 18976 43280 40402 7745 78865 31834 26165 11326 59582 69122 11734 39434 45233 36548 43275 5933 61800 63136 18896 38419 42047 34015 County HARRIS BASTROP TRAVIS HUDSPETH TARRANT HARRIS CAMERON HARRIS DALLAS DALLAS BEXAR BORDEN HARRIS TARRANT NUECES HIDALGO GRAYSON ECTOR LAMAR LUBBOCK HARRIS BEXAR HARRIS WILLIAMSON COLLIN HARRIS STEPHENS DALLAS EL PASO TARRANT DALLAS BEXAR TARRANT JEFFERSON MCLENNAN HIDALGO *MULTIPLE WILLACY Order Date 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/3/2009 6/7/2009 6/7/2009 6/10/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/20/2009 6/21/2009 6/21/2009 6/25/2009 6/26/2009 7/5/2009 7/5/2009 Penalty Assessed 3,058.00 3,675.00 7,419.00 5,100.00 8,938.00 5,599.00 6,548.00 16,770.00 2,686.00 8,750.00 4,500.00 1,855.00 5,196.00 17,655.00 1,500.00 7,365.00 13,125.00 15,625.00 1,000.00 3,500.00 9,692.00 7,000.00 2,518.00 5,728.00 7,192.00 4,846.00 875.00 6,490.00 19,499.00 11,116.00 4,388.00 2,340.00 5,250.00 21,000.00 1,000.00 5,000.00 7,875.00 22,050.00 Penalty Deferred 611.00 0.00 1,483.00 1,020.00 1,787.00 1,119.00 1,309.00 0.00 537.00 1,750.00 900.00 371.00 1,039.00 0.00 300.00 0.00 0.00 0.00 0.00 0.00 1,938.00 1,400.00 503.00 1,145.00 1,438.00 969.00 0.00 1,298.00 3,899.00 2,223.00 877.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 2,447.00 3,675.00 5,936.00 4,080.00 7,151.00 4,480.00 5,239.00 16,770.00 2,149.00 7,000.00 3,600.00 1,484.00 4,157.00 17,655.00 0.00 7,365.00 13,125.00 15,625.00 1,000.00 3,500.00 7,754.00 5,600.00 2,015.00 4,583.00 5,754.00 3,877.00 875.00 5,192.00 15,600.00 8,893.00 3,511.00 2,340.00 5,250.00 21,000.00 1,000.00 5,000.00 7,875.00 22,050.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 24 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35557 35317 35766 35270 35366 34710 37335 37032 33317 36111 32643 31241 37236 37119 34782 36907 35437 35127 36213 34914 37354 37211 36771 30968 36991 37182 36914 37089 36920 35403 33879 37200 34361 37205 35864 36127 34892 35949 Respondent Name FARRIS, PATRICIA A CASHION, CURTIS Latham Miller Estate PATEL, SHOBHANA PARRISH, CHARLIE TES, CHANTHORN PATRICK Southwest Convenience Stores, LLC Selawi Unlimited, Inc. MULLEN, JANIS * CHAUDHRY, FARAH WARD, NED H Melvin Terral and Martha Terral RJR Restaurants of Denton, L. C. Big Diamond, Inc. MERCADO, LUPE Texas ARRM Investments Inc. Gator Stop, Inc. SHAHJHAN, ALI MSMS Inc Teth Investment Shanco Group LLC Racetrac Petroleum, Inc. Klemme Entripreises Inc 10104 Inc Jonestown Investments, Inc. Pamir, Inc. Berry Contracting, L.P. GJN, LLC Haribar, LLC Gian O'Donnell James J Flanagan Shipping Corporation WOLDU, TES CHA INC Haroon & Khalid Investment Inc NAJM, ADNAN Lometa Davis Andrea Bennett, Trustee of the Randy Bennett GST Trust CHAPMAN, MARTHA Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 29802 73983 12360 69641 40927 31351 60716 9606 14538 60058 9594 76528 45987 38988 14917 54324 15591 16526 62776 35696 69123 22318 49412 71068 46693 32080 29186 41360 8797 48086 28009 639 72618 47269 1920 66014 County CASS YOUNG MASON MCLENNAN NAVARRO KAUFMAN ECTOR TARRANT WILLIAMSON NACOGDOCHES STONEWALL *MULTIPLE DENTON EL PASO DEWITT DALLAS LIBERTY TARRANT DENTON FAYETTE BRAZOS HARRIS EL PASO HARRIS TRAVIS HARRIS NUECES HARRIS MCLENNAN HARRIS HARRIS DALLAS MONTGOMERY HARRIS HARRIS SCHLEICHER ERATH BEXAR Order Date 7/5/2009 7/5/2009 7/5/2009 7/5/2009 7/5/2009 7/8/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 Penalty Assessed 6,300.00 7,875.00 11,550.00 1,600.00 7,875.00 26,800.00 750.00 10,915.00 3,850.00 6,300.00 5,250.00 8,000.00 2,403.00 4,401.00 7,875.00 10,227.00 5,160.00 5,821.00 12,300.00 2,625.00 875.00 4,846.00 15,881.00 7,650.00 4,339.00 7,597.00 3,600.00 8,601.00 8,453.00 3,060.00 8,000.00 2,337.00 6,230.00 4,221.00 22,708.00 17,600.00 2,625.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 150.00 2,183.00 250.00 0.00 0.00 6,800.00 480.00 880.00 0.00 2,045.00 0.00 0.00 0.00 0.00 0.00 969.00 3,176.00 0.00 867.00 1,519.00 720.00 1,720.00 1,690.00 0.00 0.00 467.00 0.00 844.00 0.00 0.00 0.00 Payable Amount 6,300.00 7,875.00 11,550.00 1,600.00 7,875.00 26,800.00 600.00 8,732.00 3,600.00 6,300.00 5,250.00 1,200.00 1,923.00 1,761.00 7,875.00 8,182.00 5,160.00 5,821.00 12,300.00 2,625.00 875.00 3,877.00 12,705.00 7,650.00 3,472.00 6,078.00 2,880.00 6,881.00 6,763.00 3,060.00 8,000.00 1,870.00 6,230.00 3,377.00 22,708.00 17,600.00 2,625.00 16,000.00 0.00 16,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,760.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,760.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 36460 33874 35956 36332 36473 35413 36861 30874 20844 33188 35229 36565 34412 36830 37390 37294 37322 36404 37529 34897 35928 36576 37319 36888 36479 37170 35567 36288 37251 33803 9501 37181 37449 37293 36932 35368 37352 35749 Respondent Name YUNUSALI, BADARPURA John R. Preston dba Refugio Exxon New Star Holdings, L.L.C. AZY CORPORATION, INC. CHENNAULT, HENRY CARTER, GLADYS WIESEN, EDWARD S R.D.S.A., Inc. HABIB, MOHAMMAD RAFIUL Hyer Rodney GOINS, SUE Logics Enterprise, L.L.C. Lancaster Mini Mart, Inc. PEACE PARTNERS CAR WASH, L.L.C. Cal-Mod Enterprises, LLC Avali Enterprise, Inc. KWON, BRIAN Gene's Go Truck Stop, Inc. Producers Cooperative Association GRANADOS, LUDIVINIA Mohammad A. Swati Dumas Used Cars, Inc. Dallas Texas Properties, Inc. RODRIGUEZ, EUSEBIO JR Lozano Ltd. Loop 12 Investment Corporation MOHAMMAD SULTAN Denny Oil Company ASH CORPORATION SMITH, RUTH ANN MBE, Inc. Kori Services, LTD. Napm Enterprises Inc. VO, HIEU MATAR, FOUAD GALINDO, LEOPOLDO E Paint Rock Independent School District Hwy 29 Grocery, Inc. Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 41315 18549 69347 3647 9894 67988 74012 68892 72365 1751 19810 57178 0000755 45238 73324 39849 46066 73440 71157 46056 55171 23287 44820 47159 69213 76329 7643 25426 64334 61851 48868 69546 7077 8294 6745 19910 35526 52774 County CHAMBERS REFUGIO HARRIS HARRIS DEWITT DENTON YOUNG HARRIS DALLAS *MULTIPLE MORRIS POLK TARRANT EL PASO HARRIS HARRIS HARRIS KIMBLE BRAZOS HIDALGO ORANGE CALHOUN TARRANT HIDALGO ZAPATA HUNT ORANGE NACOGDOCHES DALLAS PANOLA SAN AUGUSTINE TRAVIS BEXAR JEFFERSON HARRIS CRANE CONCHO WILLIAMSON Order Date 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 8/6/2009 8/9/2009 8/9/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Penalty Assessed 17,893.00 26,250.00 4,725.00 10,500.00 5,250.00 6,300.00 3,675.00 5,100.00 3,885.00 10,500.00 9,900.00 35,696.00 2,050.00 35,501.00 6,790.00 3,112.00 11,178.00 2,500.00 875.00 3,675.00 1,100.00 5,250.00 10,621.00 8,062.00 7,650.00 10,097.00 6,000.00 2,000.00 3,535.00 22,000.00 5,100.00 21,759.00 3,075.00 12,269.00 3,218.00 2,625.00 4,900.00 8,367.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,100.00 1,358.00 622.00 2,235.00 0.00 0.00 0.00 0.00 1,650.00 2,124.00 1,612.00 0.00 2,019.00 0.00 400.00 707.00 20,800.00 0.00 4,351.00 615.00 2,453.00 0.00 0.00 980.00 0.00 Payable Amount 17,893.00 26,250.00 4,725.00 10,500.00 5,250.00 6,300.00 3,675.00 5,100.00 3,885.00 10,500.00 9,900.00 35,696.00 2,050.00 28,401.00 5,432.00 2,490.00 8,943.00 2,500.00 875.00 3,675.00 1,100.00 3,600.00 8,497.00 6,450.00 7,650.00 8,078.00 6,000.00 1,600.00 2,828.00 1,200.00 5,100.00 17,408.00 2,460.00 9,816.00 3,218.00 2,625.00 0.00 8,367.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,920.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,920.00 0.00 26 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PST PST PST PST PST PST Case No. 37151 37268 35983 37383 36336 36708 Respondent Name Tenet Hospitals Limited CIRCLE K STORES INC. SKLOSS, PHIL Denny Transport, LLC CARTER, JOYCE TREVINO, EDELIA I TCEQ ID 16840 5462 76443 38943 61858 PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS 34485 35592 35727 34039 35459 35188 35314 35176 35341 35574 25744 6067 32369 35279 36296 35673 34993 35168 33422 26366 11945 24392 35714 35807 35483 35604 26974 35573 25207 3025 35626 Derdeyn/Ford, Inc. Elm Creek Water Supply Corporation Eastern Cass Water Supply Corporation Webb County Ranger Utility Company Moore's Water System of Beaver Lake, Inc. Faith West, Inc. City of Wortham Texas Tech University City of Newark YAGUE, MARIO New Progress Wsc City of Hubbard City of Killeen BAZE, ROBERT WAYNE CASTANEDA, JULIAN Forest Creek Partnership Ltd. City of Kenedy ONEILL, MICHAEL LANTZ Austin Dr and Glenn Rd SNI Corporation GILLEM, TRUDY City of Gordon Axtell Water Supply Corporation The Reinforced Earth Company Fayette County WCID Monument Hill The Texas Latin American Conference of the International Pentecostal Holines Church Gray Utility Service, L.L.C. Thunderbird Bay Water Services, Inc. REEVES, CLARENCE A Camp Champions Texas L.P. 1580002 1550026 0340068 2400022 2370008 1550127 1012702 0810003 1520079 2490008 0710157 1840096 1090002 0140006 1012905 1280002 2020028 1230099 0450065 0130058 1820007 1550016 1550135 0750009 0370040 1230083 0320013 0490030 0270059 Appendix 1: List of Administrative Orders Issued FY2009 County EL PASO EL PASO BEXAR NACOGDOCHES CHAMBERS NUECES Order Date 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Subtotal for PST : 417 *MULTIPLE 9/4/2008 MCLENNAN 9/22/2008 CASS 9/22/2008 WEBB 9/22/2008 WALLER 9/22/2008 MCLENNAN 9/22/2008 HARRIS 9/22/2008 FREESTONE 9/22/2008 *MULTIPLE 9/22/2008 WISE 9/22/2008 EL PASO 9/22/2008 PARKER 9/22/2008 HILL 10/6/2008 BELL 10/6/2008 TOM GREEN 10/6/2008 DALLAS 10/6/2008 HARRIS 10/6/2008 KARNES 10/6/2008 SABINE 10/12/2008 JEFFERSON 10/23/2008 COLORADO 10/23/2008 BEE 10/23/2008 PALO PINTO 10/23/2008 MCLENNAN 10/23/2008 MCLENNAN 10/23/2008 FAYETTE 10/23/2008 CHEROKEE 10/23/2008 *MULTIPLE CAMP COOKE BURNET 10/23/2008 10/23/2008 10/25/2008 11/6/2008 Penalty Assessed 4,230.00 3,246.00 3,675.00 3,750.00 13,092.00 2,550.00 4,080,511.00 5,647.00 472.00 347.00 5,980.00 2,030.00 577.00 1,920.00 5,301.00 306.00 1,130.00 2,745.00 20,945.00 715.00 5,216.00 210.00 210.00 1,600.00 3,665.00 6,670.00 1,050.00 4,950.00 3,906.00 725.00 687.00 1,507.00 347.00 1,925.00 Penalty Deferred 846.00 649.00 0.00 0.00 0.00 0.00 478,120.00 0.00 94.00 0.00 0.00 406.00 115.00 384.00 0.00 61.00 226.00 0.00 0.00 0.00 1,043.00 0.00 0.00 320.00 733.00 0.00 0.00 0.00 0.00 0.00 137.00 301.00 0.00 0.00 Payable Amount 3,384.00 2,597.00 3,675.00 3,750.00 13,092.00 2,550.00 3,490,871.00 5,647.00 378.00 347.00 0.00 1,624.00 462.00 0.00 5,301.00 245.00 0.00 2,745.00 20,945.00 0.00 4,173.00 210.00 210.00 1,280.00 0.00 6,670.00 1,050.00 4,950.00 3,906.00 725.00 550.00 1,206.00 347.00 1,925.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 111,520.00 0.00 0.00 0.00 5,980.00 0.00 0.00 1,536.00 0.00 0.00 904.00 0.00 0.00 715.00 0.00 0.00 0.00 0.00 2,932.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,010.00 1,890.00 20,760.00 105.00 202.00 0.00 0.00 21.00 808.00 1,890.00 20,760.00 84.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 111,520.00 0.00 0.00 0.00 5,980.00 0.00 0.00 1,536.00 0.00 0.00 904.00 0.00 0.00 715.00 0.00 0.00 0.00 0.00 2,932.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 27 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 35969 35855 35531 35259 35984 35809 35891 7251 27649 35179 36993 36084 35933 33626 35560 15229 35268 36090 35654 17752 28327 36372 36075 36067 35936 35849 35981 36115 35811 35968 31746 35519 35845 36993 36198 35027 35162 Respondent Name Rhodia Inc. City of Bardwell City of La Feria Rincon Water Supply Corporation Deep Water Holdings, Inc. WATKINS, RODNEY W City of Troup Kmali Enterprises, Inc. LINES, GUSS The Consolidated Water Supply Corporation SAUCIER JR, LESTER A * MURPHEY, LYLE ROMERO, GERARDO DERDEYN, DAVID P Interstate Southwest, Ltd. Butler WSC Quail Oak Property Owners Association City of Granger Feron Corporation City of Kirvin Hari Enterprises, L.L.C. VANOVER, RHONDA C MUELLER, HARTMUT HARRY Zion Lutheran Church of Mission Valley, Texas Jefferson County Water Control & Improvement District 10 City of Coolidge MORETTI, CYNTHIA ANN Chicken House Flea Market, Inc. Kenedy Manor Nursing Homes, Inc. McClelland Water Supply Corporation WSWS Company Custom Water Co., L.L.C. CARO Water Supply Corporation HODGES, RICHARD H * ALLEN, JAMES LEWIS Dirgin Water Suppy Corporation Monarch Utilities I L.P. TCEQ ID 1011077 0700020 0310003 2050073 0260030 2120003 1012339 0220038 1130028 1810188 2270186 1080238 0930031 0810013 1013138 2460002 0710189 0810019 2410064 2350059 1230003 1470001 1460097 0720049 1280012 2100011 0910112 1690004 1740007 1810188 1020028 2010013 0910052 Appendix 1: List of Administrative Orders Issued FY2009 County HARRIS ELLIS CAMERON SAN PATRICIO BURLESON FREESTONE SMITH HARRIS *MULTIPLE HOUSTON ORANGE TRAVIS HIDALGO MARION GRIMES FREESTONE HARRIS WILLIAMSON EL PASO FREESTONE WHARTON LUBBOCK BLANCO VICTORIA JEFFERSON LIMESTONE *MULTIPLE *MULTIPLE KARNES SHELBY GRAYSON MONTAGUE NACOGDOCHES ORANGE HARRISON RUSK GRAYSON Order Date 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/12/2008 11/12/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/26/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 1/28/2009 1/30/2009 1/30/2009 1/30/2009 Penalty Assessed 937.00 188.00 1,782.00 1,440.00 262.00 500.00 3,815.00 804.00 6,813.00 16,956.00 0.00 1,015.00 2,850.00 1,875.00 1,777.00 5,163.00 2,035.00 525.00 7,640.00 3,114.00 2,835.00 210.00 600.00 325.00 Penalty Deferred 0.00 37.00 356.00 288.00 52.00 100.00 763.00 0.00 0.00 3,391.00 0.00 203.00 570.00 0.00 355.00 0.00 407.00 105.00 0.00 0.00 0.00 0.00 120.00 65.00 Payable Amount 937.00 151.00 1,426.00 0.00 210.00 400.00 3,052.00 804.00 6,813.00 13,565.00 0.00 812.00 2,280.00 1,875.00 1,422.00 5,163.00 1,628.00 420.00 7,640.00 3,114.00 2,835.00 210.00 480.00 260.00 550.00 110.00 440.00 3,201.00 3,295.00 2,056.00 844.00 1,634.00 1,050.00 3,737.00 2,312.00 0.00 356.00 27,557.00 2,100.00 640.00 0.00 0.00 168.00 327.00 0.00 747.00 462.00 0.00 71.00 23,957.00 420.00 2,561.00 3,295.00 2,056.00 676.00 1,307.00 1,050.00 2,990.00 1,850.00 0.00 285.00 3,600.00 1,680.00 SEP Cost 0.00 0.00 0.00 1,152.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 1,152.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 36046 36250 35833 36047 36419 36331 35817 36261 36069 36142 36425 36321 36045 27041 36086 30488 35711 33793 34461 34524 36287 36360 36389 16927 36135 36666 33840 36568 36491 36739 36586 36432 36442 32980 34937 36610 36706 Respondent Name VANOVER, JACK * City of Cresson WHEELER, DARRYL Cottonwood Creek MHP, L.P. FREITAG, BOYD R City of Mount Vernon San Pedro Canyon Water Company Greenwood Ventures Inc. City of Lawn Richland SUD SWEA GARDENS ESTATES UTILITY, INC. City of Fort Worth BALL, DWIGHT City of Del Rio Delta County Municipal Utility District D.W. Subdivision Water Supply Corporation PETTY, PATETREEN MAIB, CORINNE T S Ranch & Retreat, Inc. City of Hale Center THAMES, JULIE ANN The Grove Water Supply Corporation Clarkson Energy Homes Inc. Fort Gates Water Supply Corporation ONEILL, MICHAEL LANTZ Bethany-Hearne Water Supply Corporation FABRE, BRIEN Bosqueville Green Acres Water Supply Corporation City of Cranfills Gap Mullin Independent School District South Rusk County Water Supply Corporation Diamond Water Company Glenwood Water Supply Corporation Los Ojuelos Water Company, Inc. CANTU, HANK STAFFORD, BILLY A GARCIA, GUILLERMO JR TCEQ ID 1520188 1260053 1870116 0570094 0160028 0800001 2330011 1650006 2210005 2060012 1010218 2200012 1013249 2330001 0600018 2390016 2500019 2350036 1840160 0950002 1260108 0500023 0720025 0500017 2020028 1980006 1520225 1550080 0180013 1670013 2010039 0100042 2300005 2400017 0270128 Appendix 1: List of Administrative Orders Issued FY2009 County LUBBOCK JOHNSON POLK DALLAS BLANCO FRANKLIN VAL VERDE MIDLAND TAYLOR SAN SABA HARRIS TARRANT HARRIS VAL VERDE DELTA *MULTIPLE WOOD VICTORIA PARKER HALE JOHNSON CORYELL ERATH CORYELL SABINE ROBERTSON LUBBOCK MCLENNAN BOSQUE MILLS RUSK BANDERA UPSHUR WEBB BURNET MCLENNAN NUECES Order Date 1/30/2009 1/30/2009 1/30/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/28/2009 3/2/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/14/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 4/1/2009 4/5/2009 4/5/2009 Penalty Assessed 1,850.00 3,165.00 2,335.00 993.00 200.00 300.00 1,877.00 541.00 1,645.00 1,370.00 210.00 8,400.00 1,293.00 2,448.00 2,210.00 12,765.00 8,672.00 2,365.00 3,350.00 336.00 588.00 2,265.00 5,146.00 480.00 716.00 154.00 1,612.00 1,474.00 Penalty Deferred 370.00 0.00 0.00 198.00 40.00 60.00 0.00 108.00 329.00 274.00 42.00 0.00 258.00 0.00 442.00 0.00 7,400.00 473.00 0.00 0.00 117.00 453.00 1,029.00 0.00 0.00 30.00 0.00 0.00 Payable Amount 1,480.00 3,165.00 2,335.00 795.00 160.00 240.00 1,877.00 433.00 1,316.00 1,096.00 168.00 0.00 1,035.00 0.00 1,768.00 12,765.00 1,272.00 1,892.00 3,350.00 336.00 471.00 1,812.00 4,117.00 480.00 716.00 124.00 1,612.00 1,474.00 787.00 552.00 1,333.00 157.00 110.00 266.00 630.00 442.00 1,067.00 280.00 3,003.00 684.00 3,640.00 210.00 680.00 56.00 600.00 0.00 0.00 0.00 136.00 224.00 2,403.00 684.00 3,640.00 210.00 544.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,400.00 0.00 2,448.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,400.00 0.00 2,448.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 29 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 36474 36387 36615 36685 36602 34802 34990 31426 33073 36538 36710 36968 34707 36705 31301 34916 36582 36761 36215 36792 36505 36993 36776 37015 36871 36754 30777 27473 36946 36845 34136 36923 36981 35738 32826 36813 35620 Respondent Name Sidney Independent School District City of Moran Macedonia Eylau Municipal Utility District 1 Coke County Water Supply Corporation City of Del Rio STEWART, DONA * GARCIA, FREDERICO Triumph Christian Center, Inc KARL, ALAN RISINGER, DALE SCOLLEY, ANTONIO T City of Electra Cowcatchers, L.L.C. Foster Consolidated Investments, L.L.C. dba Chaparral III Fatima Family Village, Inc. BELTRAN, MARIA A City of New Summerfield City of Thornton LINES, GUSS Comcast of Houston, LLC Cardinal Meadows Improvement District HODGES, RICHARD H * Bexar Metropolitan Water District Public Facility Corporation IH 10/FIS Building, L.P. City of La Ward Cherokee Independent School District Peach Creek Dam & Lake Club MPR Investments, LLC Lake Whitney Resorts, LLC Federal Bureau of Prisons City Of Edgewood E. I. du Pont de Nemours and Company LEONARD, AL City of Texarkana Swenson WSC Marlow Water Supply Corporation POPPE, GLORIA ANN * TCEQ ID 0470019 2090002 0190012 0410017 2330013 0340019 1013154 0790365 0360114 1250039 2430002 0460254 2460016 1010746 2140030 0370028 1470005 0220038 1013304 1230020 1810188 0150054 0150548 1200013 2060010 1700064 1260031 1090075 0570128 2340002 1810114 0210062 0190004 2170002 1660014 2350058 Appendix 1: List of Administrative Orders Issued FY2009 County COMANCHE SHACKELFORD BOWIE COKE VAL VERDE CASS HARRIS FORT BEND CHAMBERS JIM WELLS BAILEY WICHITA COMAL WILLIAMSON HARRIS STARR CHEROKEE LIMESTONE BREWSTER HARRIS JEFFERSON ORANGE BEXAR BEXAR JACKSON SAN SABA MONTGOMERY JOHNSON HILL DALLAS VAN ZANDT *MULTIPLE BRAZOS BOWIE STONEWALL MILAM VICTORIA Order Date 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/10/2009 4/12/2009 4/12/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/25/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/15/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/21/2009 5/21/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/7/2009 Penalty Assessed 892.00 110.00 3,239.00 2,160.00 755.00 8,601.00 157.00 2,800.00 800.00 600.00 210.00 215.00 3,757.00 168.00 Penalty Deferred 178.00 22.00 647.00 0.00 151.00 0.00 0.00 0.00 0.00 120.00 0.00 43.00 0.00 33.00 Payable Amount 714.00 88.00 2,592.00 0.00 604.00 8,601.00 157.00 2,800.00 800.00 480.00 210.00 172.00 3,757.00 135.00 417.00 2,500.00 2,492.00 282.00 1,191.00 4,252.00 1,804.00 0.00 508.00 0.00 0.00 498.00 56.00 0.00 0.00 360.00 0.00 101.00 417.00 2,500.00 1,994.00 226.00 1,191.00 4,252.00 1,444.00 0.00 407.00 2,665.00 1,664.00 3,008.00 1,400.00 13,420.00 5,094.00 1,079.00 16,321.00 3,712.00 291.00 715.00 2,250.00 255.00 850.00 533.00 332.00 0.00 1,400.00 0.00 1,018.00 0.00 0.00 0.00 58.00 0.00 0.00 51.00 0.00 2,132.00 1,332.00 3,008.00 0.00 13,420.00 4,076.00 1,079.00 0.00 3,712.00 233.00 715.00 2,250.00 204.00 850.00 SEP Cost 0.00 0.00 0.00 2,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,321.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 2,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,321.00 0.00 0.00 0.00 0.00 0.00 0.00 30 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 36057 35747 37133 37065 35003 26237 36593 36952 37288 36334 36993 14128 36172 36668 36058 25318 37113 37145 37222 37027 28194 37039 36058 37192 27420 36106 37244 37177 33490 37333 37160 37351 37134 27347 37188 Respondent Name WATTS, ALLEN RUSSEL, RANDY Sanderson Farms, Inc. (Production Division) City of Groesbeck HUTCHESON, TONY US Dept of Agriculture, Animal and Plant Health Inspection Service RICHTER, FRANCISCA City of Hewitt City of Stanton ORTIZ, GERARD HODGES, RICHARD H * Moss Lake Water Supply Corporation SULLIVAN, RICHARD BILLINGS, RICHARD Cain Addition HomeOwners Association CAHA PETTY, DELORIS Brazos Valley Septic & Water, Inc. Rolling Hills Water Service, Inc. Buena Vista WSC Post Oak Hill Water Supply Corporation City of McGregor Texas Parks and Wildlife Department Cain Addition HomeOwners Association CAHA * Bi County WSC City of Laredo Lakewood On Lake Conroe Property Owners Association, Inc. City of West Tawakoni Pure Utilities, L.C. KL Comfort Park, Ltd. LITTLE, LARRY G Rodell Water System, Inc. City of Cisco NEW HORIZONS RANCH AND CENTER INC Trent Water Works, Inc. Combined Consumers Special Utility District TCEQ ID 0940029 0200183 1550141 1470002 1520156 1080075 0710050 1550031 1590001 0270065 1810188 0490017 1520247 0940085 1370036 0610016 0260021 1110032 2100032 0260009 1550004 0250003 1370036 1720013 2400001 1700661 1160012 1870149 0140169 1450032 0670001 1670009 0200041 1160052 Appendix 1: List of Administrative Orders Issued FY2009 County GUADALUPE BRAZORIA LIMESTONE LUBBOCK HIDALGO EL PASO MCLENNAN MARTIN BURNET ORANGE COOKE LUBBOCK GUADALUPE KLEBERG *MULTIPLE BURLESON HOOD SHELBY BURLESON MCLENNAN BROWN *MULTIPLE MORRIS WEBB MONTGOMERY HUNT POLK BELL DICKENS LEON EASTLAND MILLS BRAZORIA HUNT Order Date 6/7/2009 6/7/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/26/2009 7/4/2009 7/5/2009 7/5/2009 7/5/2009 7/5/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/16/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 Penalty Assessed 2,068.00 1,010.00 525.00 3,378.00 2,062.00 2,850.00 Penalty Deferred 0.00 0.00 105.00 675.00 0.00 0.00 Payable Amount 2,068.00 1,010.00 420.00 2,703.00 2,062.00 2,850.00 383.00 5,636.00 975.00 3,906.00 0.00 4,453.00 1,475.00 669.00 1,850.00 76.00 1,127.00 0.00 781.00 0.00 4,305.00 0.00 0.00 0.00 307.00 4,509.00 975.00 3,125.00 0.00 148.00 1,475.00 669.00 1,850.00 22,844.00 735.00 355.00 1,060.00 355.00 10,812.00 1,095.00 0.00 0.00 0.00 0.00 212.00 0.00 0.00 219.00 0.00 22,844.00 735.00 355.00 848.00 355.00 10,812.00 876.00 0.00 575.00 48,747.00 318.00 0.00 0.00 63.00 575.00 0.00 255.00 5,850.00 1,996.00 1,102.00 718.00 1,909.00 1,050.00 1,005.00 0.00 399.00 0.00 143.00 381.00 0.00 0.00 5,850.00 1,597.00 1,102.00 575.00 1,528.00 1,050.00 1,005.00 1,275.00 720.00 0.00 0.00 1,275.00 720.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 48,747.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 48,747.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 31 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 36918 34348 35993 36811 36307 35917 33542 36170 28010 36035 36659 35264 36594 35916 34625 34791 37136 31699 37206 37345 37265 37427 37389 36961 34151 35915 37037 36839 36179 37029 25076 35440 36755 Respondent Name Child INC. WALKER, PAT REEVES, CLARENCE A AMK Enterprises, LLC GRIMES, TILLIE Red Rock Wsc BARNETT, VICKY LIMAS, LEROY LEONARD Bosque Basin Water Supply Corporation HORVATH, SHAWN M YOUNG, JOHN R WINSTEAD, DARRYL City of Wolfe City Copperas Cove MHC, LLC Roofing Supply Inc. FENOGLIO, DAVID A Maverick County City of La Joya City of Del Rio North San Saba Wsc City of Eagle Pass Water Works System City of Bogata 1404 Blaketree, L.P. RINKER, JUDY * Lewis Blessing, L.P. HALL, DARRELL Longhorn Mobile Home Community Ltd. BIRD, LEO Royal Oak Water System Inc Amistad Lake Developments, Inc. City of Queen City Shore-Tech, Inc. GUZMAN, HECTOR WATE RIGHT WATE RIGHT WATE RIGHT 35786 36177 36176 Chesapeake Energy Marketing, Inc. Chisholm Operating, INC. Starr County Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 0160015 1870084 0490041 0150363 2350061 0610113 0340071 0710158 1550074 0610243 1010520 2460046 1160005 0500043 1013215 1690007 1620003 1080213 2330001 2060003 1620001 1940001 1700784 0460128 2460031 0930063 1010587 0030006 1330013 2330015 WQ0011225001 0840229 1460047 County BLANCO POLK COOKE BEXAR VICTORIA DENTON CASS EL PASO MCLENNAN DENTON HARRIS WILLIAMSON HUNT CORYELL HARRIS MONTAGUE MAVERICK HIDALGO *MULTIPLE SAN SABA MAVERICK RED RIVER MONTGOMERY COMAL WILLIAMSON GRIMES HARRIS ANGELINA KERR VAL VERDE CASS GALVESTON LIBERTY Order Date 7/20/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 8/9/2009 8/9/2009 8/9/2009 8/10/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Subtotal for PWS : 210 TARRANT 9/22/2008 RUNNELS 10/6/2008 STARR 10/6/2008 Penalty Assessed 2,168.00 3,196.00 3,117.00 4,867.00 3,350.00 624.00 9,067.00 598.00 1,573.00 5,133.00 754.00 0.00 1,797.00 90.00 157.00 10,210.00 2,652.00 2,511.00 2,992.00 1,274.00 6,466.00 1,050.00 4,578.00 2,052.00 1,656.00 6,885.00 4,212.00 354.00 3,893.00 1,801.00 745.00 352.00 7,872.00 619,071.00 575.00 Penalty Deferred 433.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 359.00 18.00 0.00 0.00 0.00 0.00 598.00 254.00 0.00 210.00 915.00 0.00 0.00 1,377.00 0.00 0.00 778.00 0.00 0.00 0.00 0.00 69,734.00 115.00 Payable Amount 1,735.00 3,196.00 3,117.00 4,867.00 3,350.00 624.00 9,067.00 598.00 1,573.00 5,133.00 754.00 0.00 1,438.00 72.00 157.00 10,210.00 0.00 2,511.00 2,394.00 1,020.00 6,466.00 840.00 3,663.00 2,052.00 1,656.00 5,508.00 4,212.00 354.00 3,115.00 1,801.00 745.00 352.00 7,872.00 455,390.00 460.00 350.00 0.00 350.00 350.00 0.00 350.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,652.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 93,947.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,652.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 93,947.00 0.00 0.00 0.00 32 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT WATE RIGHT Case No. 36195 35391 35966 36380 36569 36595 36779 36965 37356 35541 36601 37511 37594 37360 Respondent Name EnCana Oil & Gas (USA) Inc. The Golf Club at Circle C, LP Chesapeake Energy Marketing, Inc. Range Resources Corporation FLAT ROCK MINERALS LLC Wagner & Brown, Ltd. Steve Simpson & Associates, Inc. Quicksilver Resources Inc. Eberle Materials, Inc. Sonntag Materials, Inc. Gulf Colorado & San Saba Railway Corporation Sand Hill Foundation, LLC Brystar Contracting, Inc. Stallion Oilfield Services Ltd. WQ 35679 Weatherford Brothers WQ 35355 Harris County WQ 35643 Troy T. Hunt Management Corporation WQ 35606 DRENNAN DAY CUSTOM HOMES INC. WQ 35287 City of Blooming Grove WQ 35703 Bruni Rural Water Supply Corporation WQ 35694 City of Maud WQ 35353 CRVC Via Bayou, LLC WQ 35376 City of Roxton WQ 35774 GONZALEZ, MR WQ 25471 Chilton Water Supply and Sewer Service Corporation WQ 35322 Homes Unique, Inc. WQ 35717 284 San Gabriel, L.L.C. WQ 35101 North Texas Municipal Water District WQ 35563 Oxbow Carbon & Minerals LLC Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID WRPERM 5852 County TARRANT TRAVIS JOHNSON PARKER UPSHUR HARRISON SABINE TARRANT HIDALGO HOOD LAMPASAS SHELBY JEFFERSON TARRANT Order Date 10/6/2008 10/23/2008 11/6/2008 12/4/2008 12/20/2008 2/22/2009 5/3/2009 5/18/2009 7/9/2009 7/29/2009 7/29/2009 8/23/2009 8/31/2009 8/31/2009 TX0083526 TXR15EC72 TX0075418 WQ0013924001 WQ0014025001 WQ0014326001 WQ0010204001 TPDES0053520 TXR15FI04 TXR15JT41 WQ0010363001 WQ0002670000 Subtotal for WATERIGHT : 17 TOM GREEN 9/22/2008 HARRIS 9/22/2008 MIDLAND 9/22/2008 WILLIAMSON 9/22/2008 NAVARRO 9/22/2008 WEBB 9/22/2008 BOWIE 9/22/2008 GALVESTON 9/22/2008 LAMAR 9/22/2008 PECOS 9/22/2008 FALLS 9/22/2008 MIDLAND BURNET *MULTIPLE GALVESTON 9/22/2008 9/22/2008 9/22/2008 9/22/2008 Penalty Assessed 350.00 Penalty Deferred 0.00 Payable Amount 350.00 10,000.00 2,000.00 8,000.00 1,711.00 342.00 1,369.00 350.00 0.00 350.00 875.00 0.00 875.00 575.00 115.00 460.00 350.00 0.00 350.00 700.00 140.00 560.00 350.00 0.00 350.00 1,875.00 0.00 1,875.00 2,000.00 0.00 2,000.00 350.00 0.00 350.00 350.00 0.00 350.00 575.00 115.00 460.00 21,686.00 1,050.00 6,490.00 1,650.00 26,000.00 6,402.00 210.00 9,400.00 20,660.00 12,595.00 1,050.00 22,750.00 1,425.00 750.00 58,475.00 4,030.00 2,827.00 210.00 1,298.00 330.00 5,200.00 1,280.00 42.00 1,880.00 4,132.00 2,519.00 210.00 19,150.00 285.00 150.00 11,695.00 806.00 18,859.00 840.00 0.00 1,320.00 20,800.00 5,122.00 168.00 0.00 16,528.00 10,076.00 840.00 3,600.00 1,140.00 600.00 0.00 1,612.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,192.00 0.00 0.00 0.00 0.00 7,520.00 0.00 0.00 0.00 0.00 0.00 0.00 46,780.00 1,612.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,192.00 0.00 0.00 0.00 0.00 7,520.00 0.00 0.00 0.00 0.00 0.00 0.00 46,780.00 1,612.00 33 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 33739 35637 35473 34926 27387 35517 35734 36012 35491 35475 35726 35778 34107 36015 36011 35883 35724 35884 35312 36013 36016 35690 35587 35553 35538 35307 36196 36014 32513 35769 35452 35788 27015 21143 35596 7767 35865 25315 Respondent Name R & S Concrete, LLC Apple Springs Independent School District Columbia-Brazoria Independent School District Shirley Creek Marina, Inc. The Meadows at Quail Run GP, LLC Fernco Development, Ltd. * Safety-Kleen Systems, Inc. City of Tyler San Antonio Water System Gulf Coast Waste Disposal Authority First Texas Homes, Inc. KAMARY DEVELOPMENT LTD J.W. Garrett & Son, Inc. The Card Group, Inc. City of Wichita Falls REDDING, ALBERT B First Texas Homes, Inc. Milk Transport Services, L.P. Lankford Construction, L.L.C. Seven Points Sand & Gravel, Inc. City of Carthage City of McGregor First Texas Homes, Inc. Sentinel Transportation Company Teen Challenge of Texas SandRidge Energy, Inc. Hal Jones Development, LLC City of Wichita Falls Bruce's, Inc. Aero Greensmor, LP Mammoet USA, Inc. American Commodities, Inc. City of Joaquin City of Haskell City of Corpus Christi Southwood Estates, Inc. TXI Operations, LP Mason Ready Mix, Inc. Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID TXG110601 WQ0014086001 WQ0012103001 County FORT BEND TRINITY BRAZORIA TX0054224 130100082 TX0075841 WQ0004336000 WQ0010653002 WQ0010137004 WQ0011571001 TXR15JT59 13-07120301 TXR15KF80 TXR15JT46 TXR05X363 TXR15IF07 TXR05X093 TXR05X218 WQ0010219002 TXR05X038 WQ0011689001 TXR15KR69 TX0081388 TXR05W048 TXR05X381 WQ0012718001 TXR05O585 TX0047082 WQ0012780001 TXG110184 R08ST0061 NACOGDOCHES WILSON HARRIS DENTON SMITH BEXAR HARRIS DENTON BEXAR JEFFERSON ANGELINA WICHITA CALHOUN TARRANT LUBBOCK NACOGDOCHES NAVARRO PANOLA MCLENNAN COLLIN WICHITA NUECES PECOS ARANSAS WICHITA JASPER HARRIS BRAZORIA WEBB SHELBY HASKELL NUECES BRAZORIA DALLAS MASON Order Date 9/22/2008 9/22/2008 9/22/2008 9/22/2008 9/22/2008 9/22/2008 9/22/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/8/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 Penalty Assessed 4,560.00 4,500.00 8,640.00 Penalty Deferred 0.00 900.00 1,728.00 Payable Amount 4,560.00 0.00 6,912.00 13,338.00 27,300.00 15,080.00 4,070.00 700.00 7,400.00 7,810.00 700.00 14,625.00 4,200.00 700.00 700.00 210.00 700.00 700.00 4,200.00 700.00 700.00 3,507.00 700.00 700.00 5,080.00 700.00 700.00 700.00 3,950.00 5,100.00 6,160.00 1,800.00 92,040.00 6,300.00 18,180.00 31,350.00 4,950.00 6,000.00 2,668.00 0.00 3,016.00 814.00 0.00 1,480.00 1,562.00 0.00 2,925.00 0.00 0.00 0.00 0.00 0.00 0.00 840.00 0.00 0.00 701.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,020.00 1,232.00 360.00 18,408.00 0.00 3,636.00 0.00 990.00 0.00 10,670.00 27,300.00 12,064.00 3,256.00 700.00 5,920.00 0.00 700.00 11,700.00 4,200.00 700.00 700.00 210.00 700.00 700.00 3,360.00 700.00 700.00 2,806.00 700.00 700.00 5,080.00 700.00 700.00 700.00 3,950.00 4,080.00 4,928.00 1,440.00 0.00 0.00 0.00 31,350.00 3,960.00 6,000.00 SEP Cost 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,248.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 73,632.00 6,300.00 14,544.00 0.00 0.00 0.00 SEP Offset 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,248.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 73,632.00 6,300.00 14,544.00 0.00 0.00 0.00 34 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 35825 18892 35599 17870 27886 35837 22423 35608 12584 2754 35438 35564 35032 35008 36379 35664 35661 35765 35719 35400 34449 35613 35794 35910 33143 36451 35857 26298 35859 34795 36374 35978 35415 34721 35660 Respondent Name Houston Oaks Golf Management Company, L.P. Fort Worth Excavating, Inc. CastleRock Communities, L.P. City of Springtown American Golf Corporation * Montgomery County MUD 83 Fincher Bros., Inc. Dessau Fountains Estates, L.L.C. City of Nacogdoches PERRY, BOB BAKER, MAMIE DELL Melrose Construction, Inc. Veolia ES Technical Solutions, L.L.C. City of Pasadena L H Lacy Co Ltd City of Bishop Pete Terrazas Texas Petrochemicals LP City of Weatherford Harris County Water Control and Improvement District 89 City of Plano Harris County Fresh Water Supply District 1A Archdiocese of San Antonio Northwest Harris County Municipal Utility District 5 Advantage Asphalt Products, Ltd. GILLISPIE, KENNETH LOUIS ALLEN, JAMES LEWIS LAURA STRAWBRIDGE EAST CEDAR CREEK FWSD CITY OF HENRIETTA Thurman Woodle Investments, LLC Montgomery County Municipal Utility District No. 24 City of Normangee Village of Wimberly * MUNIZ, EMMA * TCEQ ID WQ0012402001 TXR05R611 TPDES0032646 0610306 WQ0014482001 TX0093173 WQ0010342004 WQ0014467001 WQ0002417000 TPDES0117528 TXR15GC89 TX0023019 TX0087254 TPDES0047724 WQ0012939001 TX0026913000 13-99122001 TX0072346 TXR05R223 WQ0014746001 TX0074861 TX0022314 TXR15KJ36 TX0071412 TPDES0027448 WQ0013321001 County WALLER TARRANT MONTGOMERY PARKER DENTON MONTGOMERY TARRANT TRAVIS NACOGDOCHES VAL VERDE HARRISON SOMERVELL JEFFERSON HARRIS COLLIN NUECES PECOS HARRIS PARKER HARRIS COLLIN HARRIS BEXAR HARRIS ARMSTRONG KAUFMAN HARRISON YOUNG HENDERSON CLAY PARKER MONTGOMERY LEON HAYS ECTOR Order Date 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/12/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 Penalty Assessed 3,120.00 Penalty Deferred 624.00 Payable Amount 2,496.00 3,210.00 1,800.00 6,420.00 2,200.00 2,300.00 7,350.00 31,500.00 15,975.00 4,200.00 11,660.00 1,500.00 7,320.00 31,620.00 700.00 6,000.00 1,050.00 17,213.00 3,050.00 18,000.00 0.00 360.00 0.00 0.00 460.00 0.00 0.00 0.00 0.00 2,332.00 300.00 0.00 6,324.00 0.00 1,200.00 210.00 3,442.00 610.00 0.00 3,210.00 1,440.00 0.00 2,200.00 1,840.00 7,350.00 31,500.00 0.00 4,200.00 9,328.00 1,200.00 3,660.00 0.00 700.00 0.00 840.00 6,886.00 0.00 18,000.00 11,250.00 3,150.00 0.00 630.00 0.00 0.00 750.00 4,320.00 150.00 864.00 600.00 3,456.00 2,205.00 175.00 2,440.00 2,100.00 5,370.00 18,700.00 700.00 1,400.00 0.00 0.00 488.00 0.00 1,074.00 0.00 0.00 280.00 2,205.00 175.00 976.00 2,100.00 0.00 18,700.00 700.00 1,120.00 44,315.00 8,000.00 1,050.00 37,665.00 1,600.00 210.00 6,650.00 0.00 840.00 SEP Cost 0.00 0.00 0.00 6,420.00 0.00 0.00 0.00 0.00 15,975.00 0.00 0.00 0.00 3,660.00 25,296.00 0.00 4,800.00 0.00 6,885.00 2,440.00 0.00 11,250.00 2,520.00 0.00 0.00 0.00 0.00 976.00 0.00 4,296.00 0.00 0.00 0.00 0.00 6,400.00 0.00 SEP Offset 0.00 0.00 0.00 6,420.00 0.00 0.00 0.00 0.00 15,975.00 0.00 0.00 0.00 3,660.00 25,296.00 0.00 4,800.00 0.00 6,885.00 2,440.00 0.00 11,250.00 2,520.00 0.00 0.00 0.00 0.00 976.00 0.00 4,296.00 0.00 0.00 0.00 0.00 6,400.00 0.00 35 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 34299 35647 35461 35829 35990 36453 35720 36376 35642 35801 35775 35792 35906 33047 36102 35853 35942 36082 35800 35911 35518 25924 29871 35802 35436 36542 35522 35808 36608 35945 35896 35940 36030 36059 35930 36219 Respondent Name TCEQ ID MORRIS, LEONARD Kendall County Water Control and Improvement District No. 1 City of Bellevue WQ0010414001 WQ0011235001 City of Huntsville WQ0010781004 Nash Trucking & Construction, Ltd. TXR05W759 W.M. Group LP City of Groesbeck TX0117587 City of Dallas Park and Recreation Department City of Walnut Springs WQ0013436001 Micobe, Inc. City of Burkburnett WQ0010002001 Shell Chemical LP * WQ0001853000 Aqua Utilities, Inc. dba Aqua Texas, Inc. WQ0013293001 City of Oakwood TPDES0116173 City of Keene WQ0010611002 Smith & Coffman, Ltd. TXG830129 Northwest Harris County Municipal Utility District 20 Cliff Lewis Custom Homes, LLC TX0081337 TXR15KE99 Weatherford 202, LLP City of Windthorst WQ0011399001 ROTTER, ROBERT Lutenbaker-Coleman, Ltd. TXG110311 C.L. Castillo Builders, Inc. TXR15CZ08 Holy Trinity Episcopal School of Greater Houston Inc. City of Humble TX0125326 WQ0010763002 Trademark Homes, Inc. TXR15LT30 Dripping Springs Independent School District WQ0013748002 Cobra Stone, Inc. 11-08043006 SMITH, LARRY TXR15Q731 RACE 4 TIME, INC. TXI Operations, LP TXG110631 Clover Creek Mud TX0097969 City of Mount Pleasant WQ0010575004 THE SALVATION ARMY WQ0013904001 LAMBERTI USA, INCORPORATED WQ0002469000 Standley Feed & Seed, Inc. County PALO PINTO KENDALL CLAY WALKER UPSHUR SAN JACINTO LIMESTONE DALLAS BOSQUE CORYELL WICHITA HARRIS HAYS LEON JOHNSON SMITH HARRIS DENTON PARKER ARCHER HAYS WISE HUNT HARRIS HARRIS BEXAR HAYS WILLIAMSON SOMERVELL LIPSCOMB *MULTIPLE MONTGOMERY TITUS ELLIS WHARTON MADISON Order Date 11/26/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 12/20/2008 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Penalty Assessed 5,000.00 6,960.00 Penalty Deferred 0.00 1,392.00 Payable Amount 5,000.00 5,568.00 20,100.00 8,675.00 9,368.00 700.00 6,800.00 700.00 4,020.00 1,735.00 1,873.00 0.00 1,360.00 0.00 16,080.00 0.00 3,748.00 700.00 0.00 700.00 1,250.00 2,100.00 23,800.00 4,830.00 5,850.00 15,402.00 5,280.00 11,503.00 9,525.00 250.00 420.00 0.00 966.00 1,170.00 3,080.00 1,056.00 2,300.00 1,905.00 0.00 1,680.00 0.00 1,932.00 4,680.00 12,322.00 4,224.00 9,203.00 0.00 800.00 2,850.00 6,000.00 13,260.00 5,945.00 1,800.00 4,500.00 160.00 570.00 1,200.00 2,652.00 0.00 0.00 900.00 640.00 2,280.00 4,800.00 10,608.00 5,945.00 1,800.00 3,600.00 6,500.00 700.00 9,450.00 39,000.00 700.00 6,000.00 3,566.00 2,700.00 9,500.00 4,085.00 80,507.00 7,500.00 1,300.00 0.00 1,890.00 7,800.00 0.00 1,200.00 713.00 540.00 1,900.00 817.00 16,101.00 1,500.00 0.00 700.00 0.00 31,200.00 700.00 4,800.00 2,853.00 2,160.00 0.00 3,268.00 64,406.00 6,000.00 SEP Cost 0.00 0.00 0.00 6,940.00 3,747.00 0.00 5,440.00 0.00 1,000.00 0.00 23,800.00 1,932.00 0.00 0.00 0.00 0.00 7,620.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 7,560.00 0.00 0.00 0.00 0.00 0.00 7,600.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 6,940.00 3,747.00 0.00 5,440.00 0.00 1,000.00 0.00 23,800.00 1,932.00 0.00 0.00 0.00 0.00 7,620.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 7,560.00 0.00 0.00 0.00 0.00 0.00 7,600.00 0.00 0.00 0.00 36 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 29041 36340 35835 36606 35988 36192 36128 36242 35939 36056 35986 36852 36805 36060 35681 36251 35953 36294 36397 35532 36552 36416 36426 36808 36662 36541 36681 36151 34947 36121 36027 36098 33523 35104 35663 36458 36293 36490 Respondent Name DURHAM, ROBERT Ross Construction, Inc. City of Pflugerville FLAT ROCK MINERALS LLC Texas Department of Transportation NEW WEST CONSTRUCTION LLC HYDER, SYED N 1977 Kindred II, L.P. TIN Inc. Central Texas Water Supply Corporation Campbell Soup Supply Company L.L.C. Image Homes, Ltd. Red River Biodiesel, Ltd. Harris County City of Orange City of Byers Harris County Municipal Utility District 82 IH 10 LOOP 1604 PARTNERS LTD South Fort Worth RV Ranch, LLC SMITH, WILLIAM DONALD Endeavour, Inc. City of Willow Park City of Kerrville SR Denton 2181, LLC City of Elkhart Encino Developers, Inc. City of Shiner Metroplex Quarry's Inc. Dr. Gobbler, Ltd. Hereford Highway Properties, Ltd. GM TRUCKS & EQUIPMENT, INC. Austwell Aqua Farm, Inc. City of Port Arthur Carotex, Inc. A.K. Interests-Hunterwood, L.P. City of Hallsville City of Riesel Altivia Corporation Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID TXR15KQ19 WQ0011845002 TXR05X737 WQ0011959001 WQ0011778001 TX0075078 WQ0001185000 0140161 WQ0001012000 TXR15MT25 TXR05X886 WQ0010932001 WQ0010626001 WQ0010890001 TX0071528 13-08042502 WQ0014680001 TX0090735 WQ0013759001 TX0047333 TXR15MP81 TX0022578 TXR15LS07 WQ0010280001 WQ0004820000 TXR05S883 TXR15EK73 TXR05P185 TX0115002 WQ0010364010 WQ0001674000 TX0027332 TX0026921 WQ0011015001 TX0116076 County *MULTIPLE TRAVIS TRAVIS UPSHUR *MULTIPLE ELLIS BRAZOS HARRIS ORANGE BELL LAMAR BEXAR BOWIE HARRIS ORANGE CLAY HARRIS BEXAR JOHNSON HARRIS PARKER PARKER KERR DENTON ANDERSON TOM GREEN LAVACA PALO PINTO BOSQUE RANDALL WEBB REFUGIO JEFFERSON JEFFERSON HARRIS HARRISON MCLENNAN HARRIS Order Date 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/8/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 Penalty Assessed 2,040.00 1,500.00 10,300.00 700.00 10,345.00 5,113.00 43,993.00 3,750.00 28,860.00 4,250.00 3,480.00 700.00 700.00 3,340.00 58,555.00 11,500.00 3,525.00 10,500.00 3,870.00 20,800.00 700.00 2,800.00 12,300.00 700.00 8,720.00 700.00 2,440.00 14,311.00 1,575.00 5,600.00 16,200.00 1,270.00 13,860.00 9,800.00 2,834.00 4,780.00 1,950.00 5,350.00 Penalty Deferred 0.00 300.00 2,060.00 0.00 2,069.00 1,022.00 8,798.00 750.00 5,772.00 0.00 696.00 0.00 0.00 668.00 11,711.00 2,300.00 705.00 2,100.00 774.00 4,160.00 0.00 0.00 2,460.00 0.00 1,744.00 0.00 488.00 2,862.00 315.00 1,120.00 3,240.00 254.00 2,772.00 1,960.00 566.00 0.00 390.00 1,070.00 Payable Amount 2,040.00 1,200.00 0.00 700.00 0.00 4,091.00 35,195.00 3,000.00 11,544.00 0.00 2,784.00 700.00 700.00 0.00 0.00 9,200.00 2,820.00 8,400.00 3,096.00 16,640.00 700.00 2,800.00 0.00 700.00 6,976.00 700.00 1,952.00 5,725.00 1,260.00 4,480.00 12,960.00 1,016.00 0.00 3,920.00 2,268.00 4,780.00 1,560.00 4,280.00 SEP Cost 0.00 0.00 8,240.00 0.00 8,276.00 0.00 0.00 0.00 11,544.00 4,250.00 0.00 0.00 0.00 2,672.00 46,844.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,840.00 0.00 0.00 0.00 0.00 5,724.00 0.00 0.00 0.00 0.00 11,088.00 3,920.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 8,240.00 0.00 8,276.00 0.00 0.00 0.00 11,544.00 4,250.00 0.00 0.00 0.00 2,672.00 46,844.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,840.00 0.00 0.00 0.00 0.00 5,724.00 0.00 0.00 0.00 0.00 11,088.00 3,920.00 0.00 0.00 0.00 0.00 37 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 36153 36549 36684 36496 34336 36551 36452 36820 36741 35822 36604 36572 36531 36673 36329 36786 36766 36415 33019 36784 34141 34202 36245 36394 35689 36339 35223 36199 27522 34821 36570 36079 36532 36401 36701 36021 34869 Respondent Name SILO ROAD PARTNERS LTD Larry Oates Construction Company HCN Management, LLC Toll Bros., Inc. ICI Construction, Inc. Cornerbrook Construction, L.P. Edge Concepts, LLC Mira Vista, Inc. Avalon Water Supply And Sewer Service Corporation Timpson Rural Water Supply Corporation Jordan Paving Corporation PARADISE MANUFACTURING COMPANY, INC. RIDGECREST, INC. City of Groesbeck West Hardin County Consolidated Independent School District E. E. Hood & Sons, Inc. Texas Department of Transportation City of Gatesville Town of Mustang City of Bridgeport Harvest Communities of Houston, Inc. SPARKS, JIM Harris County Municipal Utility District 24 Metroplex Retaining Walls, Inc. City of Evant City of Magnolia City of Goodlow Fort Worth Crushed Stone, LC Clear Lake City Water Authority Stoneridge Custom Homes, Inc. City of Henderson City of Hempstead Sierra Vista Construction, Inc. Timber Lane Utility District H. E. Butt Grocery Company City of Crowell City of Roscoe TCEQ ID TXR15IX45 TXR15BX03 TXR15T154 TXR15MA14 TXR15KP54 TXR15S820 WQ0013981001 2100410 TXRNEV868 TXR15LP16 WQ0010182001 WQ0011274001 13-08051501 WQ0012024001 WQ0010176002 TPDES0125199 WQ0010389002 TX0032255 TX0076856 TXG110585 WQ0011011001 TX0072702 TX0092223 TXR05L416 TX0022543 TXR05X643 WQ0010948001 TXR15LP81 TX0046680 13-01052301 WQ0014888001 WQ0010263001 County COLLIN ARANSAS CORYELL TRAVIS SMITH GALVESTON RANDALL TAYLOR ELLIS SHELBY TAYLOR POTTER TOM GREEN LIMESTONE HARDIN UVALDE VICTORIA CORYELL NAVARRO WISE *MULTIPLE ERATH HARRIS TARRANT CORYELL MONTGOMERY *MULTIPLE HOOD HARRIS TARRANT RUSK WALLER TOM GREEN HARRIS BEXAR FOARD NOLAN Order Date 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/12/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/23/2009 3/25/2009 4/1/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 Penalty Assessed 1,500.00 700.00 1,050.00 4,000.00 17,000.00 700.00 700.00 2,000.00 9,950.00 Penalty Deferred 300.00 0.00 210.00 800.00 0.00 0.00 0.00 400.00 1,990.00 Payable Amount 1,200.00 700.00 840.00 3,200.00 17,000.00 700.00 700.00 1,600.00 7,960.00 570.00 700.00 700.00 114.00 0.00 0.00 456.00 700.00 700.00 700.00 2,580.00 9,579.00 0.00 516.00 1,915.00 700.00 0.00 7,664.00 33,750.00 6,380.00 23,000.00 20,000.00 4,795.00 15,408.00 2,000.00 25,270.00 17,876.00 10,335.00 8,520.00 41,166.00 5,643.00 3,400.00 4,000.00 700.00 3,900.00 700.00 10,250.00 2,000.00 12,600.00 6,300.00 6,750.00 1,276.00 0.00 0.00 959.00 0.00 0.00 5,054.00 3,575.00 2,067.00 1,704.00 41,166.00 1,128.00 0.00 0.00 0.00 780.00 0.00 2,050.00 400.00 2,520.00 1,260.00 27,000.00 0.00 0.00 20,000.00 3,836.00 15,408.00 2,000.00 0.00 14,301.00 8,268.00 6,816.00 0.00 4,515.00 3,400.00 4,000.00 700.00 3,120.00 700.00 0.00 1,600.00 0.00 5,040.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,064.00 0.00 0.00 5,104.00 23,000.00 0.00 0.00 0.00 0.00 20,216.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,200.00 0.00 10,080.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,064.00 0.00 0.00 5,104.00 23,000.00 0.00 0.00 0.00 0.00 20,216.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,200.00 0.00 10,080.00 0.00 38 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 36548 35610 35707 36567 36720 36611 36817 36417 36802 36752 36775 36672 36621 36381 36070 36794 36694 36743 36727 34408 36689 36783 34322 33535 36450 34904 36864 36712 36441 36729 36358 34951 36736 36714 36555 36821 36716 Respondent Name Jacobs, Edward T. Geosource, Inc. Westphalia Water & Sewer Supply Corporation Wayne Dobbins Fin & Feather Lodge LLC Rimrock Development, L.L.C. Burdick Homes, Ltd. South Texas Aggregates, Inc. Dale K. Farrow City of Itasca Dean Word Company, Ltd. Barr / Principle Builders, LLC Red River Redevelopment Authority E. I. du Pont de Nemours and Company Century Export Company, Inc. City of Thornton City of San Antonio City of Point MAYFIELD, MIKE L City of Rosebud City of Whitesboro Forest Glen Inc LAMAS, FRANK W W Cattle Feeds, Inc. dba W W Cattle Feeds CLS Excavation, Inc. JKD Builder, LLC Grand Texas Homes, Inc. Southland Contracting, Inc. Chireno ISD City of Madisonville City of Rochester City of Kirbyville City of Kennard Bosque Utilities Corporation C.H. Investments, Inc. Trinity Pines Conference Center, Inc. JWR-HO, L.P. Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 13-06030103 WQ0014382001 County SMITH COMAL FALLS 22343 WQ0012143001 TXR15MK35 TXR15MQ03 TXR05P450 TXR05Y026 WQ0010423001 TXR05N843 TXR15MB61 WQ0004664000 WQ0000475000 WQ0010824001 13-08072401 TX0071544 WQ0010731001 TPDES0023566 TX0071765 TXR05W149 TXR05V993 VICTORIA SABINE TOM GREEN BEXAR UVALDE CHEROKEE HILL TRAVIS BEXAR BOWIE ORANGE WEBB LIMESTONE BEXAR RAINS MONTAGUE FALLS GRAYSON WALKER SAN PATRICIO PARKER 11-08061201 TXR15MT08 TXR05X891 WQ0013917001 WQ0010215001 WQ0011636001 WQ0014384001 WQ0011474001 WQ0013528001 13-08080701 WQ0014842001 TX0107158 WILLIAMSON TRAVIS COLLIN TARRANT NACOGDOCHES MADISON HASKELL JASPER HOUSTON NAVARRO BEXAR TRINITY HARRIS Order Date 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/5/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/25/2009 4/25/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 Penalty Assessed 700.00 3,500.00 7,245.00 Penalty Deferred 0.00 0.00 1,449.00 Payable Amount 700.00 3,500.00 5,796.00 3,080.00 3,200.00 700.00 3,000.00 36,400.00 3,600.00 4,580.00 17,250.00 900.00 12,850.00 15,150.00 1,070.00 3,475.00 2,250.00 11,524.00 175.00 3,825.00 5,160.00 4,485.00 4,200.00 3,640.00 616.00 640.00 0.00 600.00 7,280.00 720.00 916.00 3,450.00 180.00 2,570.00 3,030.00 214.00 695.00 450.00 2,304.00 0.00 765.00 1,032.00 897.00 0.00 0.00 2,464.00 2,560.00 700.00 2,400.00 29,120.00 2,880.00 3,664.00 13,800.00 720.00 0.00 12,120.00 856.00 2,780.00 0.00 9,220.00 175.00 0.00 0.00 3,588.00 4,200.00 3,640.00 1,875.00 3,600.00 700.00 700.00 5,114.00 6,500.00 7,490.00 29,470.00 8,745.00 6,600.00 4,500.00 26,425.00 3,760.00 375.00 0.00 0.00 0.00 1,022.00 1,300.00 1,498.00 29,470.00 0.00 1,320.00 900.00 5,285.00 752.00 1,500.00 3,600.00 700.00 700.00 4,092.00 0.00 5,992.00 0.00 8,745.00 5,280.00 3,600.00 21,140.00 3,008.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,280.00 0.00 0.00 0.00 1,800.00 0.00 0.00 3,060.00 4,128.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,280.00 0.00 0.00 0.00 1,800.00 0.00 0.00 3,060.00 4,128.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 39 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 36829 36837 36788 36895 16788 36863 36900 36934 36854 36832 36162 37036 36695 36964 36987 36926 36967 36812 36858 36690 33819 36984 32019 36789 29354 34787 35651 37057 36603 37009 36982 36728 36886 36959 36942 36985 36891 Respondent Name Beach Road Municipal Utility District City of Hawk Cove CONCAN COUNTRY CLUB INC MPII, Inc. Duke Pendergraft dba Pendergraft Stone Red River Redevelopment Authority Bentwood Estates, Inc. United States Postal Service Tyson Fresh Meats, Inc. Trinity Materials, Inc. FRANCISCO CORNEJO City of Emory MASSEY, JIMMIE WAYNE Pavilion Assisted Living, LLC Liberty Materials, Inc. City of Fort Worth Allen Keller Company Aqua Water Supply Corporation Adrian Balderas dba AB Builders Frank Prado Hamshire Community Water Supply Corporation Luna Creek, Ltd. Angelina County WCID 3 TXI Operations, LP City of Thornton AYALA, RICHARD Tynan Water Supply Corporation SAGE, RICK City of Kerens The Rosebud Development, Ltd. Leander ISD North Texas District Council Assemblies of God Gulf Coast Water Authority Brazier Construction, Inc. City of Bardwell Sonterra Development LLC of Jarrell Texas City of Houston TCEQ ID WQ0013563001 WQ0014522001 13-08091001 13-08072501 TXR05X978 TX0091693 11-08121901 WQ0001873000 TXR05O531 TX0002658 WQ0011768001 11-08100801 TXR05R964 TX0119962 TXR15MZ24 23838 WQ0014899001 11-08100601 WQ0014201001 TXG110167 TPDES0075639 WQ0014123001 TXR05Y080 WQ0010745001 TXR15NC26 11-08090803 TPDES0118877 730049 WQ0013675001 TX0127221 TPDES0069736 County MATAGORDA HUNT UVALDE BEXAR *MULTIPLE BOWIE HARRIS WILLIAMSON POTTER COKE TARRANT RAINS MATAGORDA TRAVIS MONTGOMERY TARRANT GILLESPIE BASTROP TOM GREEN KLEBERG JEFFERSON WILLIAMSON ANGELINA DENTON LIMESTONE NUECES *MULTIPLE SMITH NAVARRO ELLIS WILLIAMSON ELLIS GALVESTON JACK ELLIS WILLIAMSON HARRIS Order Date 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/10/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/22/2009 5/23/2009 5/23/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 Penalty Assessed 4,350.00 2,500.00 14,000.00 750.00 14,850.00 700.00 3,318.00 1,500.00 3,040.00 770.00 2,100.00 5,250.00 3,000.00 750.00 1,900.00 3,750.00 700.00 5,800.00 700.00 8,950.00 46,000.00 Penalty Deferred 870.00 500.00 2,800.00 150.00 0.00 0.00 663.00 300.00 608.00 154.00 420.00 1,050.00 600.00 150.00 380.00 0.00 0.00 1,160.00 0.00 1,790.00 42,400.00 Payable Amount 3,480.00 2,000.00 11,200.00 600.00 14,850.00 700.00 2,655.00 1,200.00 2,432.00 616.00 1,680.00 0.00 2,400.00 600.00 1,520.00 0.00 700.00 0.00 700.00 7,160.00 3,600.00 1,500.00 0.00 14,400.00 48,480.00 1,050.00 26,750.00 700.00 16,725.00 700.00 1,875.00 7,050.00 300.00 0.00 2,880.00 24,240.00 0.00 0.00 0.00 0.00 0.00 375.00 1,410.00 1,200.00 0.00 5,760.00 24,240.00 1,050.00 26,750.00 700.00 0.00 700.00 1,500.00 5,640.00 2,080.00 700.00 2,335.00 3,440.00 7,800.00 416.00 0.00 467.00 688.00 1,560.00 1,664.00 700.00 1,868.00 2,752.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,200.00 0.00 0.00 0.00 3,750.00 0.00 4,640.00 0.00 0.00 0.00 0.00 0.00 5,760.00 0.00 0.00 0.00 0.00 16,725.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,240.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,200.00 0.00 0.00 0.00 3,750.00 0.00 4,640.00 0.00 0.00 0.00 0.00 0.00 5,760.00 0.00 0.00 0.00 0.00 16,725.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,240.00 40 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 35060 36947 37085 34866 36881 37141 36356 37153 36753 36807 37064 37034 37137 37035 34844 36405 35356 25449 36795 36906 37138 36841 37005 35693 904 33903 36019 36062 37150 36448 32932 37058 30800 37202 36925 36553 37218 36266 Respondent Name TCEQ ID One Way Hauling, Inc. TXR05V539 Thomas Enterprises, Inc. 13-08090802 Texas A&M University TPDES0116912 City of Laredo TPDES0025461 Killeen Majestic Homes, Inc. City of Waco TXR05T062 Aqua Utilities, Inc. dba Aqua Texas, Inc. WQ0012109001 BULVERDE-SPRING BRANCH EMS * 13-09010902 City of Hackberry WQ0013434001 Parkway Construction & Associates, L.P. TXR15MQ97 Dripping Springs Independent School District 11-08043012B City of Shepherd WQ0011380001 INGRAM, WILLIAM K City of West TX0020451 West Houston Airport Corporation TX0089907 City of Eustace TX0027481 Patriot Car Wash LLC Olmito Water Supply Corporation TX0113875 WESTERN RIM INVESTMENT ADVISORS INC City of Mart TXR15DX85 WQ0010645001 City of San Marcos Clemsa Lumber Company TPDES0123064 Joseph Realty Group, LLC 11-08102402 City of Crandall TX0024929 City of Newark WQ0011626001 International Airport Square Investment, Ltd. TX0079570 Danny J Shipman, Jr. 23845 S & J Endeavors, L.L.C. Harris County FWSD 61 TX0091804 Heiser Hollow Partners, LLC 13-08043002 Everett Custom Homes, L.L.C. Oak Manor Mud WQ0010700001 City of Goodrich WQ0012711001 Reed Parque Limited Partnership TPDES0117862 City of Sonora TX0023191 City of Bonham TX0021814 Conroe Independent School District WQ0012205001 Thompson Water Company, Inc. WQ0011508001 County WEBB BEXAR BRAZOS WEBB MCLENNAN MCLENNAN ORANGE COMAL DENTON DENTON HAYS SAN JACINTO JOHNSON MCLENNAN HARRIS HENDERSON TRAVIS CAMERON SMITH MCLENNAN HAYS ANGELINA WILLIAMSON KAUFMAN WISE HARRIS JOHNSON HAYS HARRIS COMAL ROCKWALL BRAZORIA POLK HARRIS SUTTON FANNIN MONTGOMERY FREESTONE Order Date 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 7/5/2009 7/5/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 Penalty Assessed 14,500.00 750.00 4,340.00 12,933.00 2,700.00 700.00 7,410.00 1,900.00 7,800.00 700.00 3,750.00 6,910.00 210.00 7,260.00 28,980.00 12,360.00 1,070.00 8,800.00 19,758.00 Penalty Deferred 0.00 150.00 868.00 0.00 540.00 0.00 1,482.00 380.00 1,560.00 0.00 750.00 1,382.00 0.00 1,452.00 5,796.00 2,472.00 0.00 0.00 3,951.00 Payable Amount 14,500.00 600.00 3,472.00 0.00 2,160.00 700.00 5,928.00 1,520.00 6,240.00 700.00 3,000.00 0.00 210.00 5,808.00 23,184.00 0.00 1,070.00 8,800.00 7,904.00 18,375.00 700.00 1,290.00 2,250.00 63,616.00 21,812.00 39,900.00 1,530.00 2,100.00 4,600.00 1,500.00 1,050.00 2,740.00 12,150.00 2,700.00 26,192.00 26,125.00 3,020.00 16,500.00 3,675.00 0.00 258.00 450.00 63,616.00 0.00 0.00 0.00 0.00 920.00 0.00 0.00 548.00 0.00 540.00 0.00 0.00 604.00 3,300.00 14,700.00 700.00 1,032.00 1,800.00 0.00 0.00 39,900.00 1,530.00 2,100.00 3,680.00 1,500.00 1,050.00 2,192.00 12,150.00 2,160.00 0.00 0.00 2,416.00 13,200.00 SEP Cost 0.00 0.00 0.00 12,933.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,528.00 0.00 0.00 0.00 9,888.00 0.00 0.00 7,903.00 0.00 0.00 0.00 0.00 0.00 21,812.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,192.00 26,125.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 12,933.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,528.00 0.00 0.00 0.00 9,888.00 0.00 0.00 7,903.00 0.00 0.00 0.00 0.00 0.00 21,812.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,192.00 26,125.00 0.00 0.00 41 of 48 Singles Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 37183 37259 37279 34817 37280 36899 37281 37282 37159 36980 37355 37126 34125 37208 37173 37310 37148 37115 37469 37147 37464 36212 37368 37465 37275 37283 37357 37002 37100 37246 37175 35550 34909 36862 37468 37287 35506 36275 Respondent Name City of China Trinity @ Windfern LLC Timberlake Trails, LLC Silver Creek Lodge, Marina, and Yacht Club, Incorporated M. J. Boyle General Contractor, Inc. Geaux Corporation SIMS, JOHN D Shepherd Place Homes, Inc. Union Oil Company of California SASSON, ELI GRAVRIEL Cooper Medical Buildings, Inc. ROCKFIELD INVESTMENTS LLC David Golden LEDEZMA READY MIX LLC Montgomery County MUD 15 Granite Stonebridge Health Center LLC Martin Operating Partnership L. P. City of Frisco PIATT, JON D City of Sanger Whitehead Construction, Inc. City of Big Wells Texas Barge & Boat, Inc. Trans Pecos Foods, LP Harris County Municipal Utility District 130 LEDEZMA READY MIX LLC Air Liquide Large Industries U.S. LP City of Cotulla Post Oak Development of Texas, Inc. * Harris County Municipal Utility District 249 City of Pearland JENKINES, KEN ADCOCK, DOUGLAS US Department of the Army The Crosby Group, Inc. B & J Excavating, Inc. ESPINOSA, GILBERT Y-D ENTERPRISES LLC TCEQ ID WQ0012104001 TX0092746 TXR15IE96 TX0063746 TXR15NJ12 TXR15MI96 WQ0000316000 TX0104795 TXR15NN12 13-08090401 TXRNEU110 TXG110909 TX0022055 WQ0013860001 TX0003662 WQ0014372001 TXR15NQ43 TPDES0104884 TX0126322 TXR05M531 WQ0012574001 TXR05Y198 TXRNEW301 WQ0010153001 TXR15Z191 WQ0013765001 TX0116581 13-08011801 WQ0013807001 TXR05Y262 County JEFFERSON *MULTIPLE DENTON BURNET COMAL SMITH ANGELINA ELLIS JEFFERSON HARRIS DEAF SMITH COMAL HARDIN MCCULLOCH MONTGOMERY TRAVIS JEFFERSON COLLIN DENTON DENTON ECTOR DIMMIT BRAZORIA REEVES HARRIS MASON ECTOR *MULTIPLE BEXAR HARRIS BRAZORIA COMAL HARRIS BELL GREGG ANGELINA CONCHO TARRANT Order Date 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/9/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/20/2009 7/29/2009 7/29/2009 Penalty Assessed 10,322.00 3,240.00 700.00 17,550.00 Penalty Deferred 2,064.00 648.00 0.00 3,510.00 Payable Amount 8,258.00 2,592.00 700.00 14,040.00 700.00 12,625.00 175.00 700.00 8,400.00 4,892.00 700.00 5,625.00 3,280.00 4,000.00 950.00 14,250.00 20,400.00 3,750.00 210.00 5,700.00 700.00 11,950.00 5,970.00 700.00 5,800.00 700.00 700.00 25,166.00 17,500.00 1,100.00 16,950.00 8,000.00 11,520.00 855.00 700.00 2,000.00 627.00 3,150.00 0.00 2,525.00 0.00 0.00 1,680.00 978.00 0.00 1,125.00 656.00 800.00 190.00 2,850.00 4,080.00 0.00 0.00 0.00 0.00 0.00 1,194.00 0.00 1,160.00 0.00 0.00 5,033.00 3,500.00 220.00 3,390.00 0.00 0.00 0.00 0.00 400.00 0.00 0.00 700.00 10,100.00 175.00 700.00 6,720.00 3,914.00 700.00 4,500.00 2,624.00 3,200.00 760.00 11,400.00 8,160.00 3,750.00 210.00 0.00 700.00 11,950.00 4,776.00 700.00 4,640.00 700.00 700.00 0.00 14,000.00 880.00 0.00 8,000.00 11,520.00 855.00 700.00 1,600.00 627.00 3,150.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,160.00 0.00 0.00 5,700.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20,133.00 0.00 0.00 13,560.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,160.00 0.00 0.00 5,700.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20,133.00 0.00 0.00 13,560.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 35753 36898 36600 36171 35951 35578 35662 37556 37019 37373 37557 35692 37558 36732 36751 34321 37093 37530 35646 35952 37330 36825 37103 37267 37258 37301 37483 37458 36798 35201 37285 17893 37378 37410 33648 36413 37361 Respondent Name J.R.'s Concrete Incorporated PSW Real Estate, LLC. HUGHES, WARREN Lunsford James F dba Fairview Joint Venture SUNCOAST ENVIRONMENTAL & CONSTRUCTION INC Industrial Anchors, Inc. R & B Homes Haciendas Adobe Development, L.P. MEIER, DOUG PATEL, NANU ABC Custom Homes, Inc. D.L. Finney Investments, Inc 5 & 1 Investors, Ltd. Value Family Properties - Denton, L.P. Town of Flower Mound D & M Water Supply Corporation East Texas Precast Co., Ltd. City of Edinburg B&M Marshall Road, Ltd. Lochinvar Golf Club City of Houston-Houston Airport System City of Jacksonville Camp Olympia, Inc. Air Products LLC City of Lott Indian Petro Corp. Bell County Water Control & Improvement District 2 Town of Buckholts City of Groveton Monarch Utilities I L.P. Aqua Utilities, Inc. dba Aqua Texas, Inc. MPR Investments, LLC 100 Century Oaks, Ltd. Bright Star-Salem Special Utility District Barmont, LP CATHEY, LARRY El Dorado Utility District Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID 11-08091002 TXR15DY57 TPDES0066737 County WILLIAMSON TRAVIS BELL COLLIN LEON R10ST0044 TXR15IJ48 TXR15NO62 TXR15NQ51 WQ0011321001 WQ0013927001 TXG110719 TXR05Y266 13-08011803 TX0131555 TX0088111 TPDES0024392 WQ0014261001 WQ0001280000 TX0053376 TX0117196 TX0020249 JEFFERSON PARKER EL PASO ELLIS ROBERTSON ECTOR LAMPASAS BELL DENTON DENTON NACOGDOCHES *MULTIPLE HIDALGO BEXAR HARRIS HARRIS CHEROKEE TRINITY HARRIS FALLS SAN JACINTO BELL TX0073008 TX0076104 TX0078255 WQ0013022001 WQ0013376001 13-09010701 WQ0014220001 WQ0011302001 MILAM TRINITY HENDERSON HOOD *MULTIPLE BEXAR WOOD PARKER MCLENNAN HARRIS Order Date 7/29/2009 7/29/2009 7/29/2009 7/29/2009 7/29/2009 8/9/2009 8/9/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Penalty Assessed 5,400.00 5,000.00 7,280.00 38,850.00 Penalty Deferred 0.00 0.00 0.00 0.00 Payable Amount 5,400.00 5,000.00 7,280.00 38,850.00 2,100.00 0.00 2,100.00 2,000.00 2,100.00 700.00 3,150.00 4,356.00 700.00 2,100.00 700.00 5,650.00 19,100.00 28,980.00 1,940.00 700.00 25,000.00 6,600.00 2,540.00 5,400.00 5,640.00 2,540.00 6,140.00 4,640.00 2,750.00 0.00 0.00 0.00 630.00 871.00 0.00 0.00 0.00 1,130.00 3,820.00 0.00 388.00 0.00 0.00 1,320.00 508.00 0.00 0.00 508.00 1,228.00 928.00 550.00 2,000.00 2,100.00 700.00 2,520.00 3,485.00 700.00 2,100.00 700.00 4,520.00 0.00 0.00 1,552.00 700.00 25,000.00 5,280.00 0.00 0.00 0.00 2,032.00 4,912.00 3,712.00 2,200.00 3,840.00 31,531.00 10,110.00 3,520.00 14,650.00 2,250.00 2,700.00 2,000.00 3,210.00 6,500.00 768.00 0.00 2,022.00 0.00 0.00 450.00 540.00 400.00 0.00 1,300.00 3,072.00 0.00 8,088.00 3,520.00 14,650.00 1,800.00 2,160.00 1,600.00 3,210.00 5,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,280.00 28,980.00 0.00 0.00 0.00 0.00 2,032.00 5,400.00 5,640.00 0.00 0.00 0.00 0.00 0.00 31,531.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,280.00 28,980.00 0.00 0.00 0.00 0.00 2,032.00 5,400.00 5,640.00 0.00 0.00 0.00 0.00 0.00 31,531.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43 of 48 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ WQ WQ WQ Case No. 37593 37592 36999 37376 Respondent Name H & H Iron and Metal, Inc. Mueller Supply Company, Inc. City of Gatesville City of Savoy WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA 35509 22465 34594 35860 35973 33138 35866 36169 35708 36203 36125 36241 36107 36211 35820 34457 36634 33809 36654 36382 36955 36166 36657 37317 Salvador G. Gonzalez dba Gonzalez Dairy WHB Cattle L.P. SCHIEVINK, JOCHUM Tommy Manion Of Texas, INC. HALL, THELMA TALSMA, KLAAS Stowater Jon And Pool James Dirk de Boer VAN GOSLIGA BOSMA, JANTJE Caprock Dairy, L.L.C. Jon Klemme Bert & Heidi Velson Kempenaar Real Estate, Ltd. TALSMA, KLAAS MONTANEZ, DAVID HARRIS, JERRY DEAN LLOYD, DAVID MOERMAN, WAYNE NUTT, GARY LANE GARMAN, JR JR BOEHNING, BRIAN PAUL SCHOUTEN, CORNELIUS T * Sudan Feedyard, Inc. DEBOER, NICO JAAP Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID TXR05Y315 TXRNEW406 WQ0010176002 TX0023299 County NUECES RUNNELS CORYELL FANNIN Order Date 8/31/2009 8/31/2009 8/31/2009 8/31/2009 TXG920211 WQ0003145000 R05AG0018 R05AG0124 TXG920515 TXG920718 TXG920425 TXG920117 WQ0003145000 TXG920999 TXG920503 TXG920040 TXG920358 TXG921055 TXG920491 WQ0004133000 TXG920047 WQ0003856000 Subtotal for WQ : 390 TOM GREEN 10/6/2008 LIPSCOMB 10/23/2008 ERATH 11/17/2008 DENTON 11/17/2008 FRANKLIN 11/17/2008 ERATH 11/20/2008 HOPKINS 12/4/2008 BOWIE 12/20/2008 HOPKINS 1/30/2009 LAMB 2/8/2009 HUTCHINSON 2/8/2009 ERATH 2/22/2009 HOPKINS 2/22/2009 ERATH 3/12/2009 ERATH 3/23/2009 BROWN 3/23/2009 JOHNSON 4/5/2009 COMANCHE 4/20/2009 CASTRO 4/20/2009 DEAF SMITH 5/3/2009 LAMB 6/1/2009 ERATH 6/15/2009 LAMB 7/9/2009 HENDERSON 8/23/2009 Subtotal for WWA : 24 Total for Singles Programs : 1,618 Penalty Assessed 700.00 700.00 1,975.00 7,500.00 3,176,020.00 5,775.00 5,000.00 2,550.00 1,900.00 23,400.00 3,100.00 11,445.00 2,100.00 9,575.00 4,080.00 4,430.00 850.00 8,085.00 10,815.00 3,150.00 2,000.00 6,420.00 1,600.00 2,140.00 5,340.00 4,380.00 5,215.00 7,280.00 950.00 131,580.00 20,186,575.00 Penalty Deferred 0.00 0.00 0.00 1,500.00 656,739.00 1,155.00 0.00 0.00 380.00 4,680.00 0.00 2,289.00 420.00 1,915.00 816.00 886.00 170.00 0.00 2,163.00 630.00 0.00 1,284.00 0.00 428.00 1,068.00 876.00 1,043.00 1,456.00 190.00 21,849.00 2,222,646.00 Payable Amount 700.00 700.00 1,975.00 6,000.00 SEP Cost 0.00 0.00 0.00 0.00 1,698,454.00 4,620.00 5,000.00 2,550.00 1,520.00 18,720.00 3,100.00 4,578.00 1,680.00 7,660.00 3,264.00 3,544.00 680.00 8,085.00 8,652.00 2,520.00 2,000.00 5,136.00 1,600.00 1,712.00 4,272.00 3,504.00 4,172.00 5,824.00 760.00 820,827.00 0.00 0.00 0.00 0.00 0.00 0.00 4,578.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 105,153.00 4,578.00 12,679,033.00 5,284,896.00 SEP Offset 0.00 0.00 0.00 0.00 820,827.00 0.00 0.00 0.00 0.00 0.00 0.00 4,578.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,578.00 5,284,896.00 44 of 48 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 33644 34389 33045 29870 35149 35145 36197 35814 32938 36010 35371 35852 36194 35478 22886 10819 11105 14811 9755 6058 30795 29350 18749 17869 35828 29958 30888 35239 35779 36377 35417 35387 5685 35515 30841 36371 35543 35384 Respondent Name Texas Industrial Scrap Iron & Metal Company, Inc. JACKSON, LAWRENCE ONEILL, MICHAEL LANTZ Waste Control Specialists LLC MARTINI, RICHARD 50'S Group Properties, LTD. SERTH, ROBERT Yellow Transportation, Inc. City of Laredo BAIN, FRANKLIN LEWIS, DONNIE STRICKLIN, JOHNNY MCBRIDE, LEROY BROWN, KERRY CHARLES Pat, Inc. dba Action Excavating City of Wolfe City KIM, JIMMY Degussa Engineered Carbons, L.P. Parker County's Squaw Creek Downs, L.P. South Hampton Resources, Inc. New SM, Inc. Multi-Chem Group, LLC The Dow Chemical Company E. I. du Pont de Nemours and Company Pac N Sac Stores, Inc. Faridabano Gaffar Royal Superior Corporation BAZAN, JOEL Houston Refining LP THOMPSON, DOROTHY A Near Bore Resources, INC. Austin Equipment Company, LC Matt Diez Co., Ltd. Willie Jesus Garza Opel Business, Inc. TREJO, VIDAL Lake Whitney Resorts, LLC * Apache Disposal, Inc. TCEQ ID 455040144 TX0022918 TXD988088464 TXR000055111 TXRNEQ039 TX0002542 730055 TXD988080123 TPDES0003832 30672 TXR000068635 BL0082R OC0007J 18195 TXD981909906 TXD988021101 UNA455160075 HG0048L F1998 11-05022201B ZA0177P TXR000079097 TXR000069815 1090816 78892 Appendix 1: List of Administrative Orders Issued FY2009 County TARRANT BURLESON SABINE ANDREWS HARRIS TOM GREEN KLEBERG JEFFERSON WEBB HALE PALO PINTO KAUFMAN SHELBY SCHLEICHER TARRANT HUNT HARRIS HARRIS PARKER HARDIN TARRANT SUTTON BRAZORIA ORANGE HAYS TARRANT HARRIS DUVAL HARRIS GREGG RUSK WILLIAMSON ZAPATA KLEBERG *MULTIPLE TARRANT HILL GUADALUPE Order Date 9/4/2008 9/4/2008 9/18/2008 9/22/2008 9/22/2008 9/22/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/6/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/23/2008 10/26/2008 10/26/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/6/2008 11/12/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 11/17/2008 Penalty Assessed 26,775.00 Penalty Deferred 0.00 Payable Amount 26,775.00 SEP Cost 0.00 5,840.00 48,535.00 151,200.00 2,813.00 2,850.00 210.00 700.00 8,030.00 210.00 210.00 210.00 210.00 210.00 9,660.00 70,361.00 18,428.00 51,510.00 5,350.00 274,433.00 1,067.00 68,816.00 648,904.00 176,575.00 8,701.00 1,185.00 5,948.00 10,054.00 481,105.00 210.00 26,000.00 18,415.00 9,375.00 8,020.00 2,370.00 210.00 14,375.00 5,200.00 0.00 0.00 0.00 562.00 570.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,740.00 0.00 0.00 2,010.00 96,221.00 0.00 5,200.00 3,683.00 0.00 1,604.00 0.00 0.00 0.00 1,040.00 5,840.00 48,535.00 85,230.00 1,126.00 2,280.00 210.00 700.00 0.00 210.00 210.00 210.00 210.00 210.00 9,660.00 70,361.00 18,428.00 51,510.00 5,350.00 137,217.00 1,067.00 68,816.00 324,452.00 88,288.00 6,961.00 1,185.00 5,948.00 8,044.00 192,442.00 210.00 20,800.00 14,732.00 9,375.00 6,416.00 2,370.00 210.00 14,375.00 4,160.00 0.00 0.00 65,970.00 1,125.00 0.00 0.00 0.00 8,030.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 137,216.00 0.00 0.00 324,452.00 88,287.00 0.00 0.00 0.00 0.00 192,442.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 65,970.00 1,125.00 0.00 0.00 0.00 8,030.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 137,216.00 0.00 0.00 324,452.00 88,287.00 0.00 0.00 0.00 0.00 192,442.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 45 of 48 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 35826 36375 35579 31243 35763 36373 28867 34946 36454 34810 36270 27150 30651 30708 31664 35175 35676 36005 36232 35783 31120 34771 30729 34370 29046 35482 36048 29777 32460 36254 35542 36605 35879 36527 36579 36540 33871 33642 Respondent Name Anh P. Brown Corporation CLARKSON, CHARLES Kleberg County Inwood Center, LLC DEGUIRE, JOHN RODRIGUEZ, JIMMY L Shell Chemical LP * FOX TREE & LANDSCAPE NURSERY INC JONES, BILLY ADAMS, JOE LEE H & W Petroleum Company, Inc. BROWN, BETTY Carol Bailey JKY Store Inc. RICHARDSON, ROYCE River City Waste, Inc. Wendland Properties, Inc. Ehan, Inc. City of Victoria VANDERLEI, KORNELIS WILT * GALE, LONZO GORE, JOHNNY Shali Enterprises, Inc. City of Cisco City of Alvarado SHERMAN DRY CLEAN CITY INC. Arrowhead Shores Owners Association Chez-Salin Quality Cleaners, Inc. Kirtley Gravel Co.,Inc RAMON, ROGELIO ROWLAND, JEFF DUNHAM, KEVIN City of Terrell Minsa Corporation Pasadena Refining System, Inc SHUPAK, CURTIS J POWELL, WILMER Liberty Waste Systems, Inc. TCEQ ID 51473 TXR000070458 WG0000869 HG0659W 76846 TXR000066191 TXR000070995 TXR000072842 39150 36538 38843 TXG920043 2370016 455100057 103956769 WQ0010424001 1260001 TXR000079149 104087416 UNA455140043 TX00493 1473 0090019 20246 455100053 87197 Appendix 1: List of Administrative Orders Issued FY2009 County TRAVIS ERATH KLEBERG HARRIS BELL ELLIS HARRIS NUECES LIMESTONE HILL ANGELINA TOM GREEN HARRIS HARRIS MCLENNAN BEXAR TOM GREEN WILLIAMSON VICTORIA LAMB WALLER HARDIN HARRIS EASTLAND JOHNSON GRAYSON HOOD BEXAR FAYETTE JACKSON RAINS COMANCHE KAUFMAN BAILEY HARRIS BURLESON TRINITY HARRIS Order Date 11/17/2008 11/17/2008 11/17/2008 11/26/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/4/2008 12/7/2008 12/20/2008 12/20/2008 12/24/2008 12/30/2008 12/30/2008 1/30/2009 1/30/2009 1/30/2009 2/8/2009 2/8/2009 2/8/2009 2/19/2009 2/19/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 2/22/2009 3/12/2009 3/14/2009 3/23/2009 3/23/2009 4/5/2009 4/5/2009 4/5/2009 4/12/2009 4/19/2009 Penalty Assessed 12,500.00 210.00 3,150.00 420.00 4,650.00 210.00 345,744.00 16,721.00 210.00 1,050.00 1,875.00 6,000.00 1,185.00 1,185.00 1,100.00 3,787.00 6,420.00 5,350.00 3,850.00 3,080.00 8,356.00 13,580.00 1,185.00 29,235.00 54,900.00 3,500.00 1,050.00 4,740.00 525.00 3,740.00 1,050.00 210.00 6,500.00 4,545.00 4,975.00 210.00 3,150.00 2,200.00 Penalty Deferred 2,500.00 0.00 630.00 0.00 930.00 0.00 0.00 0.00 0.00 0.00 375.00 0.00 0.00 0.00 0.00 757.00 1,284.00 1,070.00 770.00 616.00 0.00 0.00 0.00 0.00 54,900.00 700.00 210.00 0.00 0.00 748.00 0.00 0.00 1,300.00 909.00 995.00 0.00 0.00 0.00 Payable Amount 10,000.00 210.00 2,520.00 420.00 3,720.00 210.00 172,872.00 16,721.00 210.00 1,050.00 1,500.00 6,000.00 1,185.00 1,185.00 1,100.00 3,030.00 5,136.00 4,280.00 3,080.00 1,232.00 8,356.00 13,580.00 1,185.00 0.00 0.00 2,800.00 840.00 4,740.00 525.00 2,992.00 1,050.00 210.00 0.00 3,636.00 3,980.00 210.00 3,150.00 2,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 172,872.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,232.00 0.00 0.00 0.00 29,235.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 172,872.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,232.00 0.00 0.00 0.00 29,235.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,200.00 0.00 0.00 0.00 0.00 0.00 46 of 48 Multi-Media Programs Appendix 1: List of Administrative Orders Issued FY2009 Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 36723 36609 36801 31050 36749 30819 36772 36777 36804 36778 36711 36859 36447 36957 23364 36632 33627 37000 36081 36958 37214 36922 35126 30125 33539 36699 36742 37140 37247 33361 37215 35677 30910 34941 35481 36265 35327 35823 Respondent Name RAPER, TOMMY C WARREN, CHARLES L OXFORD, JIM Fallbrook Enterprises, Inc ADAMS, HARLIE G N T & M, Inc. I.C.A. Properties, Inc. MYERS, ROBERT D Dale K. Farrow BOWDEN, DOUG C Ed Bell Construction Company VASQUEZ, FRANCISCO J Rehmania Cleaners, L.L.C. ACUNA, MAXIMINO III Quest Diagnostics Clinical Laboratories, Inc. HALL, JAMES City of Broaddus RODRIQUEZ, THOMAS V BOEKHORST, PETRUS ADRIANUS WALDEN, JOHN D JR WRIGHT, SID City of Amherst Karl Tatsch SALAS, RODRIGO Salt Fork UWCD PECAN GROVE HOMES, LP WILEY, VIRGIL WAYNE BUNDY, SCOTT A NELSON, DAVID LUKE, DOLORES A LEE, DEANNA WILLETT, KERMIT TRAN, JOHN GARZA, JOEL City Market Group of Sun City, L.P. VASQUEZ, MARK A CHURCHES HILL GROCERY, INC. 5D DRILLING & PUMP SERVICE, INC. TCEQ ID SW0004589 TXR000073031 TXR000072686 TXR05Y026 WW0031719 90593 87396 WQ0011772001 TXG920170 104089891 7406500 1000071 104137443 455150148 70055 100618552 69511 F1999 County MOORE MCMULLEN BEE HARRIS COCHRAN HARRIS MIDLAND MCLENNAN CHEROKEE COMANCHE DENTON CROCKETT HARRIS SAN PATRICIO HARRIS LIMESTONE SAN AUGUSTINE HASKELL HOPKINS JACK HILL LAMB *MULTIPLE DALLAS KENT GUADALUPE GUADALUPE ANDERSON HILL HARDIN HILL SAN JACINTO *MULTIPLE HIDALGO WILLIAMSON BEXAR WILLIAMSON BEXAR Order Date 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 4/20/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/3/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 5/18/2009 6/1/2009 6/1/2009 6/1/2009 6/1/2009 6/7/2009 6/7/2009 6/10/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 6/15/2009 7/5/2009 7/5/2009 7/5/2009 7/9/2009 7/9/2009 7/20/2009 7/20/2009 Penalty Assessed 210.00 210.00 210.00 1,185.00 210.00 1,185.00 1,705.00 210.00 350.00 210.00 5,000.00 210.00 2,164.00 210.00 51,100.00 1,491.00 29,367.00 210.00 11,776.00 210.00 210.00 1,000.00 350.00 3,172.00 0.00 6,050.00 3,486.00 210.00 210.00 1,730.00 210.00 2,290.00 6,500.00 2,370.00 11,590.00 9,337.00 9,375.00 11,426.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 341.00 0.00 0.00 0.00 0.00 0.00 432.00 0.00 0.00 298.00 28,079.00 0.00 2,355.00 0.00 0.00 200.00 0.00 0.00 0.00 1,210.00 697.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,866.00 0.00 0.00 Payable Amount 210.00 210.00 210.00 1,185.00 210.00 1,185.00 1,364.00 210.00 350.00 210.00 2,500.00 210.00 1,732.00 210.00 51,100.00 1,193.00 1,288.00 210.00 9,421.00 210.00 210.00 800.00 350.00 3,172.00 0.00 4,840.00 2,789.00 210.00 210.00 1,730.00 210.00 2,290.00 6,500.00 2,370.00 11,590.00 7,471.00 9,375.00 11,426.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 47 of 48 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 37454 34432 34430 36421 29966 36028 27007 32937 35200 35994 35722 34927 37467 37163 30977 37499 35716 37402 37599 37600 37522 35718 36658 32680 Respondent Name JAMES, CORY L GUILES, MONTY * Effluent Recycling, Inc. GILES, RUSSELL PAEK, NAM SUN EGGEN, JOHN R MCHANEY, JOE LAVOIE, PAUL DUTTON, JEFF LUFKIN CREOSOTING CO., INC. CAMPBELL, KENNETH Valero Refining-Texas, L.P. OLIVEROS, JOSE Sam's Truck Stop Business, Inc. Denison Snow White Laundry, LLC PENA, JULIAN J Northwest Petroleum LP RICHTER, DAVID M BRITE, CODY M HERNANDEZ, DAVID A MALDONADO, ANDRES Hwy 2243 Grocery, Inc. SCHRAM, CHARLES E III Derek Broussard Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : 1756 282 16.1 30.5 Appendix 1: List of Administrative Orders Issued FY2009 TCEQ ID WO0018029 50274 37305 TXD981056872 84814 UNA455140054 TXD008063661 30530 0550016 TXR000075309 69454 WO0002771 WO0016411 WW0032948 WS0006347 16750 13682 County ERATH NUECES *MULTIPLE MCLENNAN *MULTIPLE DALLAS TARRANT SAN PATRICIO MASON ANGELINA SHELBY *MULTIPLE BEXAR CULBERSON GRAYSON VAL VERDE WILLIAMSON EL PASO VAL VERDE VICTORIA MAVERICK WILLIAMSON BROWN ORANGE Order Date 7/20/2009 7/20/2009 7/20/2009 7/29/2009 7/29/2009 7/29/2009 8/6/2009 8/6/2009 8/9/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/23/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 8/31/2009 Total for Multi-Media Programs : 138 Total for all Programs : 1,756 Penalty Assessed 210.00 38,640.00 86,660.00 1,757.00 2,006.00 328.00 29,903.00 2,100.00 9,975.00 18,262.00 2,378.00 108,900.00 210.00 2,823.00 2,370.00 225.00 9,600.00 210.00 210.00 210.00 210.00 14,059.00 1,992.00 3,150.00 3,239,950.00 Penalty Deferred 0.00 0.00 83,060.00 0.00 0.00 0.00 0.00 0.00 0.00 3,652.00 0.00 0.00 0.00 564.00 0.00 45.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 304,123.00 Payable Amount 210.00 38,640.00 3,600.00 1,757.00 2,006.00 328.00 29,903.00 2,100.00 9,975.00 7,305.00 2,378.00 54,450.00 210.00 2,259.00 2,370.00 180.00 9,600.00 210.00 210.00 210.00 210.00 14,059.00 1,992.00 3,150.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,305.00 0.00 54,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,845,511.00 1,090,316.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,305.00 0.00 54,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,090,316.00 23,426,525.00 2,526,769.00 14,524,544.00 6,375,212.00 6,375,212.00 * There are Multiple Respondent Names associated to this Case No. 48 of 48 Single Program Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name AQ 36302 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 35135 Rohm and Haas Texas Incorporated POLLUTION REDUCTION AQ 35741 Exxon Mobil Corporation Appendix 2: List of SEP's & SEP Projects FY2009 Effective Date 04/20/2009 Ratio 1.00:1 Assessed Amt 52,879.00 Deferred Amt 10,575.00 Payable Amt 21,152.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/06/2008 1.00:1 81,400.00 16,280.00 32,560.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 20,695.00 4,139.00 8,278.00 SEP Cost 21,152.00 21,152.00 32,560.00 32,560.00 8,278.00 SEP Offset 21,152.00 21,152.00 32,560.00 32,560.00 8,278.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 1 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 8,278.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36503 Shell Chemical LP POLLUTION PREVENTION 04/05/2009 1.00:1 9,300.00 1,860.00 3,720.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 3,720.00 3,720.00 AQ 36637 Texas Petrochemicals LP POLLUTION PREVENTION 04/05/2009 1.00:1 8,000.00 1,600.00 3,200.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,200.00 3,200.00 AQ 36682 Conner Steel Products Inc. 06/15/2009 1.00:1 32,600.00 6,520.00 * There are Multiple Respondent Names associated to this Case No. 13,040.00 13,040.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 8,278.00 3,720.00 3,720.00 3,200.00 3,200.00 13,040.00 Page 2 of 80 Single Program CLEAN UP AQ 35498 Diamond Shamrock Refining Company, L.P. CLEAN UP AQ 35227 DCP Midstream, LP CLEAN UP AQ 35856 Lucite International, Inc. POLLUTION REDUCTION AQ 36990 City of Plano POLLUTION PREVENTION Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used purchase equipment for activities related to recycling efforts at the Citizen's Recycling Center. The center is open to the general public and currently accepts glass, plastics, e-waste, paper, aluminium, mixed metals, appliances, oil and filters, and batteries. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/31/2009 1.00:1 93,236.00 0.00 46,618.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 11/06/2008 1.00:1 72,600.00 0.00 36,300.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 03/12/2009 1.00:1 31,600.00 6,320.00 12,640.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 07/20/2009 1.00:1 1,050.00 210.00 0.00 The Performing Party shall provide reimbursement to schools, school districts, or school bus operators that retrofit, repower, or replace older school buses with newer model year buses or cleaner technology. Retrofitting, in this context, means installing devices to reduce exhaust emissions that are verified or certified by the U.S. Environmental Protection Agency (EPA) or the California Air Resources Board (CARB) as proven retrofit technologies. Repowering, in this context, means replacing older engines with newer, cleaner engines but keeping the same vehicle body. All replacement engines must be certified or verified by the EPA or CARB. 13,040.00 46,618.00 46,618.00 36,300.00 36,300.00 12,640.00 12,640.00 840.00 840.00 13,040.00 46,618.00 46,618.00 36,300.00 36,300.00 12,640.00 12,640.00 840.00 840.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 3 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program AQ 36410 Wyman-Gordon Forgings, Inc. POLLUTION PREVENTION AQ 34340 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 37313 ExxonMobil Oil Corporation POLLUTION PREVENTION 02/22/2009 1.00:1 3,725.00 745.00 1,490.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harris County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2009 1.00:1 181,200.00 0.00 90,600.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 9,925.00 1,985.00 3,970.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 1,490.00 1,490.00 90,600.00 90,600.00 3,970.00 3,970.00 AQ 35850 PD Glycol LP All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/06/2008 1.00:1 5,500.00 1,100.00 2,200.00 2,200.00 1,490.00 1,490.00 90,600.00 90,600.00 3,970.00 3,970.00 2,200.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 4 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 35603 Hill-Lake Gas Storage, L.P. CLEAN UP AQ 35954 Exxon Mobil Corporation POLLUTION REDUCTION AQ 37067 The Dow Chemical Company The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 11/17/2008 1.00:1 94,950.00 18,990.00 37,980.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/30/2009 1.00:1 47,600.00 0.00 23,800.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/09/2009 1.00:1 3,000.00 600.00 1,200.00 2,200.00 37,980.00 37,980.00 23,800.00 23,800.00 1,200.00 2,200.00 37,980.00 37,980.00 23,800.00 23,800.00 1,200.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 5 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35810 Equistar Chemicals, LP POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/06/2008 1.00:1 5,650.00 1,130.00 2,260.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 1,200.00 1,200.00 2,260.00 2,260.00 2,260.00 2,260.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 32543 TOTAL PETROCHEMICALS USA, 07/20/2009 1.00:1 749,910.00 INC. 0.00 374,955.00 374,955.00 374,955.00 POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to City 86,468.00 86,468.00 of Port Arthur in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to replace three of the City's old diesel-powered generators with more environmentally friendly natural gas fueled generators. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 6 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION POLLUTION PREVENTION SEP monies for the West Port Arthur Home Energy Efficiency Program will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes, which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. SEP monies for the Southeast Texas Regional Air Monitoring Network will be used to will maintain, operate, and repair seven monitoring stations located at Beaumont, Cove School, Mauriceville, Sabine Pass, Southeast Texas Regional Airport, Port Neches, and West Orange. These monitoring stations monitor ozone (O3), nitrogen oxides (NOx), and volatile organic compounds (VOC). AQ 36031 Vopak Terminal Deer Park, Inc. 03/12/2009 1.00:1 11,200.00 2,240.00 4,480.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 29089 Formosa Plastics Corporation, 11/17/2008 1.00:1 121,443.00 Texas 0.00 60,722.00 POLLUTION PREVENTION The City of Point Comfort will use SEP funds to assist in rehabilitation of the wastewater treatment system as follows: 25,000.00 25,000.00 263,487.00 263,487.00 4,480.00 4,480.00 4,480.00 4,480.00 60,721.00 60,721.00 60,721.00 60,721.00 " Replacement of the main sanitary sewer lift station (excluding the cost of installation of new high level alarms) to prevent sewage overflows or backups of sewage into residences; " Replacement of the final effluent outfall line at the wastewater treatment facility site; " Simultaneous deconstruction of portions of the former site to alleviate stormwater inflow into the chlorine contact chamber at the treatment facility; and " Engineering design and oversight. SEP funds will be used to pay contractors for direct costs associated with performance of the project and no portion will be spent on administrative costs. AQ 36071 TOTAL PETROCHEMICALS USA, 04/05/2009 1.00:1 INC. 51,150.00 10,230.00 20,460.00 20,460.00 20,460.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 7 of 80 Single Program POLLUTION PREVENTION POLLUTION PREVENTION AQ 35089 Exxon Mobil Corporation POLLUTION PREVENTION AQ 36533 Enstor Katy Storage and Transportation, L.P. Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to City of Port Arthur in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to replace three of the City's old diesel-powered generators with more environmentally friendly natural gas fueled generators. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/23/2009 1.00:1 496,201.00 0.00 248,101.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring in Harris County as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/23/2009 1.00:1 3,850.00 770.00 1,540.00 12,960.00 12,960.00 7,500.00 7,500.00 248,100.00 248,100.00 248,100.00 248,100.00 1,540.00 1,540.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 8 of 80 Single Program POLLUTION PREVENTION AQ 35295 La Porte Methanol Company, L.P. POLLUTION PREVENTION AQ 35743 Shell Chemical LP * Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/22/2008 1.00:1 3,925.00 785.00 1,570.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 43,970.00 0.00 21,985.00 1,540.00 1,570.00 1,570.00 21,985.00 1,540.00 1,570.00 1,570.00 21,985.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 9 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36114 Eagle Rock Field Services, L.P. 03/23/2009 1.00:1 8,241.00 1,648.00 3,297.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 31118 Chevron Phillips Chemical Company, LP 12/20/2008 1.00:1 92,677.00 0.00 46,339.00 POLLUTION REDUCTION SEP funds will be used to The SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 36587 Vopak Logistics Services USA 04/05/2009 1.00:1 Inc. 5,825.00 1,165.00 2,330.00 21,985.00 3,296.00 3,296.00 46,338.00 46,338.00 2,330.00 21,985.00 3,296.00 3,296.00 46,338.00 46,338.00 2,330.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 10 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36335 Honeywell International, Inc. 03/12/2009 1.00:1 2,700.00 540.00 1,080.00 POLLUTION PREVENTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 34452 Lehigh Cement Company 08/23/2009 1.00:1 160,140.00 0.00 104,550.00 POLLUTION REDUCTION The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. AQ 37109 Huntsman Polymers Corporation 07/09/2009 1.00:1 45,208.00 9,041.00 18,084.00 CLEAN UP The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,330.00 1,080.00 1,080.00 55,590.00 55,590.00 18,083.00 18,083.00 2,330.00 1,080.00 1,080.00 55,590.00 55,590.00 18,083.00 18,083.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 11 of 80 Single Program AQ 36588 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 36506 Exxon Mobil Corporation POLLUTION PREVENTION AQ 31785 LI Holdings, Inc. POLLUTION PREVENTION AQ 36620 KM Liquids Terminals LLC Appendix 2: List of SEP's & SEP Projects FY2009 04/20/2009 1.00:1 27,350.00 0.00 13,675.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 04/05/2009 1.00:1 30,400.00 6,080.00 12,160.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Liberty County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/20/2009 1.00:1 28,378.00 0.00 14,189.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Freestone County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/23/2009 1.00:1 10,000.00 0.00 5,000.00 13,675.00 13,675.00 13,675.00 13,675.00 12,160.00 12,160.00 12,160.00 12,160.00 14,189.00 14,189.00 14,189.00 14,189.00 5,000.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 12 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36687 Norit Americas, Inc. POLLUTION PREVENTION AQ 35696 Equistar Chemicals, LP CLEAN UP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/01/2009 1.00:1 28,760.00 5,752.00 11,504.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harrison County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/23/2008 1.00:1 6,000.00 1,200.00 2,400.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 5,000.00 11,504.00 11,504.00 2,400.00 2,400.00 SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. AQ 528 Citgo Refining and Chemicals 08/23/2009 1.00:1 68,640.00 Company L.P. 0.00 34,320.00 34,320.00 POLLUTION REDUCTION The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner 34,320.00 technology buses to reduce air pollution emissions. AQ 34572 The Premcor Refining Group Inc. 01/30/2009 1.00:1 14,641.00 0.00 7,321.00 7,320.00 5,000.00 11,504.00 11,504.00 2,400.00 2,400.00 34,320.00 34,320.00 7,320.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 13 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 31081 BASF FINA Petrochemicals Limited Partnership POLLUTION REDUCTION AQ 35768 Mobil Chemical Company Inc. POLLUTION REDUCTION AQ 37006 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 35304 Exxon Mobil Corporation The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12/20/2008 1.00:1 203,125.00 0.00 101,563.00 Home energy audits in the West Port Arthur area 11/06/2008 1.00:1 2,725.00 545.00 1,090.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 08/31/2009 1.00:1 28,615.00 0.00 14,308.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 10/06/2008 1.00:1 65,300.00 13,060.00 26,120.00 7,320.00 7,320.00 101,562.00 101,562.00 101,562.00 101,562.00 1,090.00 1,090.00 1,090.00 1,090.00 14,307.00 14,307.00 14,307.00 14,307.00 26,120.00 26,120.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 14 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35830 The Premcor Refining Group Inc. 02/22/2009 1.00:1 46,213.00 0.00 23,107.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 37263 Huntsman Petrochemical Corporation POLLUTION PREVENTION 08/23/2009 1.00:1 19,050.00 3,810.00 7,620.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 26,120.00 23,106.00 23,106.00 7,620.00 7,620.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 18611 Southwestern Electric Power 10/23/2008 1.00:1 Company 98,176.00 0.00 49,088.00 49,088.00 26,120.00 23,106.00 23,106.00 7,620.00 7,620.00 49,088.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 15 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 37161 Magellan Terminals Holdings, L.P. POLLUTION PREVENTION AQ 32604 Exxon Mobil Corporation POLLUTION REDUCTION AQ 35926 The Dow Chemical Company Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contributions will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Clean School Bus program in Titus County. Specifically, SEP monies for the Clean School Bus program will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel buses to reduce emissions. SEP funds may be used in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. 08/23/2009 1.00:1 2,750.00 550.00 1,100.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 40,000.00 0.00 20,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 06/01/2009 1.00:1 202,325.00 0.00 101,163.00 49,088.00 49,088.00 1,100.00 1,100.00 1,100.00 1,100.00 20,000.00 20,000.00 20,000.00 20,000.00 101,162.00 101,162.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 16 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36359 Targa Midstream Services Limited Partnership POLLUTION PREVENTION AQ 37185 Honeywell International, Inc. POLLUTION PREVENTION AQ 36025 Formosa Plastics Corporation, Texas The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/03/2009 1.00:1 21,602.00 0.00 10,801.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 08/23/2009 1.00:1 24,075.00 4,815.00 9,630.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2009 1.00:1 8,814.00 1,762.00 3,526.00 101,162.00 101,162.00 10,801.00 10,801.00 10,801.00 10,801.00 9,630.00 9,630.00 9,630.00 9,630.00 3,526.00 3,526.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 17 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to assist in the rehabilitation of the wastewater treatment system, including: replacement of the main sanitary sewer lift station to prevent sewage overflows or backups of sewage into residences; replacement of the final effluent outfall line at the wastewater treatment facility site; demolition of portions of the former site to alleviate storm water inflow into the chlorine contact chamber; and engineering design and oversight for the project. AQ 34213 Shell Chemical LP POLLUTION REDUCTION 11/06/2008 1.00:1 31,540.00 0.00 15,770.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35886 Williamson Printing Corporation 11/17/2008 1.00:1 10,000.00 2,000.00 4,000.00 POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 35511 Texas Petrochemicals LP 04/05/2009 1.00:1 62,369.00 12,472.00 24,949.00 3,526.00 15,770.00 15,770.00 4,000.00 4,000.00 24,948.00 3,526.00 15,770.00 15,770.00 4,000.00 4,000.00 24,948.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 18 of 80 Single Program POLLUTION PREVENTION AQ 36156 Shell Chemical LP * POLLUTION PREVENTION AQ 33527 Shell Chemical LP * Appendix 2: List of SEP's & SEP Projects FY2009 This SEP will provide significant and discernible environmental benefits to the Harris County area by providing measurements of concentrations of certain air pollutants. The information obtained from this monitoring site will provide the community with more knowledge of the types and quantities of pollutants present in this industrialized area. Data obtained from the monitoring site, and made available to the public, may be used by the TCEQ, EPA, scientists, local government and industry to reduce emissions, as appropriate. Because air quality is an important priority in the Harris County area, this project is focused on providing air quality data that may be used by the TCEQ, local programs, and other stakeholders to investigate and improve knowledge of any identified air quality concerns. Data from the project may be used to detect and track air emissions in near real-time to determine air pollution source locations for enforcement actions, permitting and regulatory decisions, potential future health effects studies and/or as part of a pollution program such as the Environmental Monitoring and Response System. The data also can be used by the TCEQ and the EPA to help determine if additional air quality problems that have not yet been detected exist in the Harris County area. 08/23/2009 1.00:1 71,900.00 0.00 35,950.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 166,530.00 0.00 83,265.00 24,948.00 24,948.00 35,950.00 35,950.00 35,950.00 35,950.00 83,265.00 83,265.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 19 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 37123 LANXESS Corporation ENVIRONMENTAL RESTORATION AQ 36818 Citgo Refining and Chemicals Company L.P. POLLUTION PREVENTION AQ 35080 The Dow Chemical Company POLLUTION REDUCTION The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in Harris County in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 08/31/2009 1.00:1 4,524.00 904.00 1,810.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Ducks Unlimited, Inc. for Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for the restoration and enhancement of the forested wetlands at the park. SEP monies will be used to pay for the cost of trees, labor, and for the equipment needed to plant tree and remove undesired exotic species. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/15/2009 1.00:1 20,459.00 4,091.00 8,184.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 02/08/2009 1.00:1 30,000.00 0.00 15,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 83,265.00 1,810.00 1,810.00 8,184.00 8,184.00 15,000.00 15,000.00 83,265.00 1,810.00 1,810.00 8,184.00 8,184.00 15,000.00 15,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 20 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program AQ 32866 Diamond Shamrock Refining 04/05/2009 1.00:1 Company, L.P. 30,750.00 0.00 15,375.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 37365 Chevron Phillips Chemical Company, LP 08/31/2009 1.00:1 9,750.00 1,950.00 3,900.00 POLLUTION PREVENTION The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Energy Efficiency in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, the SEP funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades; 3) the incremental cost of the purchase of more energy-efficient equipment or appliances; and/or 4) or other direct costs authorized in advance by TCEQ. AQ 35039 Shumard Corporation POLLUTION PREVENTION 04/05/2009 1.00:1 32,500.00 6,500.00 13,000.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to host a one-day even in Tarrant County where 167 operational gas-powered walk-behind lawn mowers may be traded in for a discount on a clean-running electric mower. The City of Fort Worth ("the City") shall coordinate with retailers and/or manufacturers to provide a 20% discount off the retail cost of electric mowers. The City will pay 40% of the retail cost with SEP funds to keep out-of-pocket consumer costs comparable to that of buying a gas-powered mower. The discounted price for the consumer will be approximately $209 for an electric mower that usually costs $449. AQ 35593 ConocoPhillips Company CLEAN UP 02/08/2009 1.00:1 40,150.00 8,030.00 16,060.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 36029 Flint Hills Resources, LP 01/30/2009 1.00:1 27,100.00 5,420.00 10,840.00 * There are Multiple Respondent Names associated to this Case No. 15,375.00 15,375.00 3,900.00 3,900.00 13,000.00 13,000.00 16,060.00 16,060.00 10,840.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 15,375.00 15,375.00 3,900.00 3,900.00 13,000.00 13,000.00 16,060.00 16,060.00 10,840.00 Page 21 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 36623 Huntsman Petrochemical Corporation POLLUTION PREVENTION 05/03/2009 1.00:1 117,715.00 23,543.00 47,086.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. AQ 35904 Building Materials Corporation of 02/08/2009 1.00:1 America 50,925.00 10,185.00 20,370.00 POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 35880 ExxonMobil Oil Corporation 02/08/2009 1.00:1 17,250.00 3,450.00 6,900.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10,840.00 47,086.00 47,086.00 20,370.00 20,370.00 6,900.00 6,900.00 AQ 36931 Lide Industries LLC Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. 07/20/2009 1.00:1 30,100.00 0.00 15,050.00 15,050.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 10,840.00 47,086.00 47,086.00 20,370.00 20,370.00 6,900.00 6,900.00 15,050.00 Page 22 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 34300 Equistar Chemicals, LP POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Freestone County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/22/2008 1.00:1 51,984.00 10,396.00 20,794.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 15,050.00 20,794.00 20,794.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36406 Valero Refining-Texas, L.P. 02/08/2009 1.00:1 9,800.00 1,960.00 3,920.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36077 DCP Midstream, LP 02/22/2009 1.00:1 7,600.00 1,520.00 * There are Multiple Respondent Names associated to this Case No. 3,040.00 3,920.00 3,920.00 3,040.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 15,050.00 20,794.00 20,794.00 3,920.00 3,920.00 3,040.00 Page 23 of 80 Single Program CLEAN UP AQ 34673 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 35777 Exxon Mobil Corporation POLLUTION PREVENTION AQ 35590 S Fiberglass, Ltd. Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/17/2008 1.00:1 5,382.00 1,076.00 2,153.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 11/17/2008 1.00:1 7,384.00 1,476.00 2,954.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/20/2008 1.00:1 2,375.00 475.00 950.00 3,040.00 2,153.00 2,153.00 2,954.00 2,954.00 950.00 3,040.00 2,153.00 2,153.00 2,954.00 2,954.00 950.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 24 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program CLEAN UP AQ 34861 Safety Railway Service, L.P. POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/17/2008 1.00:1 12,000.00 2,400.00 4,800.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 950.00 4,800.00 4,800.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36163 Shell Pipeline Company LP 02/08/2009 1.00:1 2,400.00 480.00 960.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 36006 Allied Feeds, Inc. POLLUTION REDUCTION 03/23/2009 1.00:1 2,640.00 0.00 1,320.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Bexar County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 960.00 960.00 1,320.00 1,320.00 950.00 4,800.00 4,800.00 960.00 960.00 1,320.00 1,320.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 25 of 80 Single Program AQ 35762 Huntsman Petrochemical Corporation POLLUTION REDUCTION AQ 36884 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 37261 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 36178 Gulf Coast Waste Disposal Authority Appendix 2: List of SEP's & SEP Projects FY2009 01/30/2009 1.00:1 49,728.00 9,945.00 19,892.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 06/15/2009 1.00:1 14,560.00 2,912.00 5,824.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 08/31/2009 1.00:1 53,900.00 10,780.00 21,560.00 Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 03/23/2009 1.00:1 6,950.00 1,390.00 0.00 19,891.00 19,891.00 5,824.00 5,824.00 21,560.00 21,560.00 5,560.00 19,891.00 19,891.00 5,824.00 5,824.00 21,560.00 21,560.00 5,560.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 26 of 80 Single Program POLLUTION PREVENTION AQ 35682 Flint Hills Resources, LP POLLUTION PREVENTION AQ 31056 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 36933 Shell Chemical LP * Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 25,850.00 5,170.00 10,340.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12/20/2008 1.00:1 55,200.00 0.00 27,600.00 The county will purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The county will also convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. 08/31/2009 1.00:1 30,423.00 0.00 15,212.00 5,560.00 10,340.00 10,340.00 27,600.00 27,600.00 15,211.00 5,560.00 10,340.00 10,340.00 27,600.00 27,600.00 15,211.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 27 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35598 The Dow Chemical Company POLLUTION PREVENTION AQ 34552 Gulf Coast Composite Marine Specialist Inc. The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/23/2008 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/06/2008 1.00:1 3,300.00 0.00 1,650.00 15,211.00 8,000.00 8,000.00 1,650.00 15,211.00 8,000.00 8,000.00 1,650.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 28 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36875 The Goodyear Tire & Rubber 05/03/2009 1.00:1 Company 5,150.00 1,030.00 2,060.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 37124 Air Liquide Large Industries U.S. 08/31/2009 1.00:1 LP 82,455.00 16,491.00 32,982.00 1,650.00 2,060.00 2,060.00 32,982.00 1,650.00 2,060.00 2,060.00 32,982.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 29 of 80 Single Program POLLUTION PREVENTION AQ 36173 Overwraps Packaging, L.P. ENVIRONMENTAL RESTORATION AQ 36488 Valero Refining-Texas, L.P. Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 2,375.00 475.00 950.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/05/2009 1.00:1 10,000.00 2,000.00 4,000.00 32,982.00 950.00 950.00 4,000.00 32,982.00 950.00 950.00 4,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 30 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35546 The Premcor Refining Group Inc. 12/04/2008 1.00:1 54,688.00 0.00 27,344.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 35656 Chevron Phillips Chemical Company, LP 10/06/2008 1.00:1 3,213.00 642.00 1,286.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. * There are Multiple Respondent Names associated to this Case No. 4,000.00 27,344.00 27,344.00 1,285.00 1,285.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 4,000.00 27,344.00 27,344.00 1,285.00 1,285.00 Page 31 of 80 Single Program Appendix 2: List of SEP's & SEP Projects FY2009 AQ 36436 TOTAL PETROCHEMICALS USA, 03/23/2009 1.00:1 INC. 7,775.00 1,555.00 3,110.00 POLLUTION PREVENTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,110.00 3,110.00 3,110.00 3,110.00 AQ 36430 MEMC Pasadena, Inc. POLLUTION PREVENTION 04/05/2009 1.00:1 9,639.00 1,927.00 3,856.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 3,856.00 3,856.00 3,856.00 3,856.00 AQ 32774 Chevron Phillips Chemical Company, LP 02/08/2009 1.00:1 168,416.00 0.00 84,208.00 84,208.00 84,208.00 POLLUTION REDUCTION The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston 84,208.00 84,208.00 AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap AQ 36095 The Premcor Refining Group Inc. 06/01/2009 1.00:1 17,100.00 3,420.00 6,840.00 6,840.00 6,840.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 32 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 35658 Gulf South Pipeline Company, LP 11/06/2008 1.00:1 7,800.00 1,560.00 3,120.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 36124 Invista S.a.r.l. POLLUTION PREVENTION 03/23/2009 1.00:1 32,082.00 6,416.00 12,833.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 36234 PD Glycol LP POLLUTION PREVENTION 03/12/2009 1.00:1 5,875.00 1,175.00 2,350.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. AQ 36472 Huntsman Advanced Materials, 04/20/2009 1.00:1 LLC 39,774.00 7,954.00 15,910.00 6,840.00 3,120.00 3,120.00 12,833.00 12,833.00 2,350.00 2,350.00 15,910.00 6,840.00 3,120.00 3,120.00 12,833.00 12,833.00 2,350.00 2,350.00 15,910.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 33 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36717 The Dow Chemical Company POLLUTION PREVENTION AQ 35685 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 36756 Exxon Mobil Corporation The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/31/2009 1.00:1 63,000.00 0.00 31,500.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 250,753.00 50,150.00 100,302.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/15/2009 1.00:1 26,450.00 5,290.00 10,580.00 15,910.00 15,910.00 31,500.00 31,500.00 31,500.00 31,500.00 100,301.00 100,301.00 100,301.00 100,301.00 10,580.00 10,580.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 34 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35974 Valero Refining-Texas, L.P. 12/04/2008 1.00:1 9,375.00 1,875.00 3,750.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34982 Lucite International, Inc. 05/18/2009 1.00:1 50,250.00 0.00 25,125.00 POLLUTION REDUCTION The county will use SEP funds for the incremental costs to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The county will also convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. * There are Multiple Respondent Names associated to this Case No. 10,580.00 3,750.00 3,750.00 25,125.00 25,125.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 10,580.00 3,750.00 3,750.00 25,125.00 25,125.00 Page 35 of 80 Single Program Appendix 2: List of SEP's & SEP Projects FY2009 AQ 33795 The Dow Chemical Company 07/09/2009 1.00:1 166,465.00 0.00 83,233.00 83,232.00 83,232.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in 83,232.00 83,232.00 accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36003 Chevron Phillips Chemical Company, LP 03/12/2009 1.00:1 15,850.00 3,170.00 6,340.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 6,340.00 6,340.00 6,340.00 6,340.00 AQ 31247 Chevron Phillips Chemical Company, LP 12/20/2008 1.00:1 47,442.00 0.00 23,721.00 23,721.00 23,721.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 36 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for AQ 37077 DCP Midstream, LP CLEAN UP 08/23/2009 1.00:1 7,600.00 1,520.00 3,040.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 36181 Eastman Chemical Company 03/12/2009 1.00:1 39,290.00 7,858.00 15,716.00 POLLUTION PREVENTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harrison County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 34566 Accord Construction, Inc. POLLUTION REDUCTION 02/22/2009 1.00:1 30,000.00 0.00 15,000.00 The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. AQ 36131 Ameron International Corporation POLLUTION PREVENTION 01/30/2009 1.00:1 19,500.00 3,900.00 7,800.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Wichita County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 35964 Kuraray America, Inc. 02/08/2009 1.00:1 20,200.00 4,040.00 8,080.00 * There are Multiple Respondent Names associated to this Case No. 23,721.00 3,040.00 3,040.00 15,716.00 15,716.00 15,000.00 15,000.00 7,800.00 7,800.00 8,080.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 23,721.00 3,040.00 3,040.00 15,716.00 15,716.00 15,000.00 15,000.00 7,800.00 7,800.00 8,080.00 Page 37 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 37220 INEOS USA LLC POLLUTION PREVENTION 07/20/2009 1.00:1 60,000.00 0.00 30,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34555 TOTAL PETROCHEMICALS USA, 10/23/2008 1.00:1 529,300.00 INC. 105,860.00 211,720.00 8,080.00 8,080.00 30,000.00 30,000.00 30,000.00 30,000.00 211,720.00 211,720.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 38 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 211,720.00 211,720.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36470 Formosa Plastics Corporation, 03/23/2009 1.00:1 Texas 7,425.00 1,485.00 2,970.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to assist in the rehabilitation of the wastewater treatment system, including: replacement of the main sanitary sewer lift station to prevent sewage overflows or backups of sewage into residences; replacement of the final effluent outfall line at the wastewater treatment facility site; demolition of portions of the former site to alleviate storm water inflow into the chlorine contact chamber; and engineering design and oversight for the project. 2,970.00 2,970.00 2,970.00 2,970.00 AQ 34199 Enterprise Products Operating 11/06/2008 1.00:1 541,450.00 LLC 0.00 270,725.00 270,725.00 270,725.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Chambers County. The 270,725.00 270,725.00 contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 36935 Chevron Phillips Chemical Company, LP 07/09/2009 1.00:1 23,624.00 4,724.00 * There are Multiple Respondent Names associated to this Case No. 9,450.00 9,450.00 9,450.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 39 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36519 ExxonMobil Oil Corporation POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/20/2009 1.00:1 2,599.00 519.00 1,040.00 A. Project 9,450.00 1,040.00 1,040.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. AQ 35525 Ash Grove Texas, L.P. POLLUTION PREVENTION 10/23/2008 1.00:1 16,725.00 3,345.00 6,690.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to host a one-day event in Tarrant County where 167 operational gas-powered walk-behind lawn mowers may be traded in for a discount on a clean-running electric mower. The City of Fort Worth ("the City") shall coordinate with retailers and/or manufacturers to provide a 20% discount off the retail cost of electric mowers. The City will pay 40% of the retail cost with SEP funds to keep out-of-pocket consumer costs comparable to that of buying a gas-powered mower. The discounted price for the consumer will be approximately $209 for an electric mower that usually costs $449. AQ 35551 The Goodyear Tire & Rubber 10/23/2008 1.00:1 Company 16,650.00 3,330.00 6,660.00 6,690.00 6,690.00 6,660.00 9,450.00 1,040.00 1,040.00 6,690.00 6,690.00 6,660.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 40 of 80 Single Program POLLUTION PREVENTION AQ 36651 Shell Oil Company POLLUTION PREVENTION AQ 36126 Holly Energy Partners Operating, L.P. POLLUTION PREVENTION AQ 37154 INEOS Nova, LLC POLLUTION PREVENTION AQ 34902 Shell Oil Company Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/15/2009 1.00:1 21,275.00 0.00 10,638.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 2,700.00 540.00 1,080.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in El Paso County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/23/2009 1.00:1 5,642.00 1,128.00 2,257.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 09/22/2008 1.00:1 80,000.00 0.00 40,000.00 6,660.00 6,660.00 10,637.00 10,637.00 10,637.00 10,637.00 1,080.00 1,080.00 1,080.00 1,080.00 2,257.00 2,257.00 2,257.00 2,257.00 40,000.00 40,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 41 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35213 SABINA PETROCHEMICALS LLC 09/22/2008 1.00:1 19,400.00 3,880.00 7,760.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 40,000.00 7,760.00 7,760.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 35503 Motiva Enterprises LLC POLLUTION PREVENTION 09/22/2008 1.00:1 9,350.00 1,870.00 3,740.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 3,740.00 3,740.00 AQ 36663 Eagle Rock Field Services, L.P. 06/01/2009 1.00:1 57,589.00 11,517.00 23,036.00 23,036.00 40,000.00 7,760.00 7,760.00 3,740.00 3,740.00 23,036.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 42 of 80 Single Program POLLUTION PREVENTION AQ 36338 The Lubrizol Corporation POLLUTION PREVENTION AQ 35189 Solutia Inc. POLLUTION REDUCTION AQ 35979 Houston Refining LP Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Roberts County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 05/03/2009 1.00:1 20,410.00 0.00 10,205.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/18/2009 1.00:1 117,048.00 0.00 58,524.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used in Brazoria County to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. 10/23/2008 1.00:1 10,000.00 2,000.00 4,000.00 23,036.00 23,036.00 10,205.00 10,205.00 10,205.00 10,205.00 58,524.00 58,524.00 58,524.00 58,524.00 4,000.00 4,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 43 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 37114 Lucite International, Inc. ENVIRONMENTAL ENHANCEMENT 07/20/2009 1.00:1 5,357.00 1,071.00 2,143.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. AQ 35819 TOTAL PETROCHEMICALS USA, 11/17/2008 1.00:1 INC. 15,496.00 3,099.00 6,199.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 4,000.00 2,143.00 2,143.00 6,198.00 6,198.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 4,000.00 2,143.00 2,143.00 6,198.00 6,198.00 Page 44 of 80 Single Program Appendix 2: List of SEP's & SEP Projects FY2009 AQ 37110 The Premcor Refining Group Inc. 08/31/2009 1.00:1 19,600.00 3,920.00 7,840.00 POLLUTION PREVENTION Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 7,840.00 7,840.00 7,840.00 7,840.00 AQ 25458 Chevron Phillips Chemical Company, LP 12/20/2008 1.00:1 20,200.00 0.00 10,100.00 10,100.00 10,100.00 POLLUTION REDUCTION Project will use funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to 10,100.00 10,100.00 pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. AQ 37083 Exxon Mobil Corporation POLLUTION PREVENTION 07/20/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 4,000.00 4,000.00 4,000.00 4,000.00 AQ 35364 TOTAL PETROCHEMICALS USA, 11/06/2008 1.00:1 INC. 59,329.00 11,865.00 23,732.00 23,732.00 23,732.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 45 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 37152 DCP Midstream, LP CLEAN UP AQ 35889 UCAR Pipeline, Incorporated. POLLUTION REDUCTION AQ 36477 Raytheon Company POLLUTION PREVENTION AQ 35600 DCP Midstream, LP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 07/09/2009 1.00:1 10,000.00 0.00 5,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/20/2008 1.00:1 9,000.00 0.00 4,500.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 03/23/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/17/2008 1.00:1 7,950.00 1,590.00 3,180.00 23,732.00 5,000.00 5,000.00 4,500.00 4,500.00 4,000.00 4,000.00 3,180.00 23,732.00 5,000.00 5,000.00 4,500.00 4,500.00 4,000.00 4,000.00 3,180.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 46 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program CLEAN UP AQ 35305 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 35399 Shell Chemical LP * POLLUTION PREVENTION AQ 36068 Enterprise Products Operating LLC The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/23/2009 1.00:1 106,600.00 0.00 53,300.00 The SEP Offset Amount will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles, and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The SEP Amount will also be used to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. 11/17/2008 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/22/2009 1.00:1 10,100.00 0.00 5,050.00 3,180.00 53,300.00 53,300.00 8,000.00 8,000.00 5,050.00 3,180.00 53,300.00 53,300.00 8,000.00 8,000.00 5,050.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 47 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. AQ 35843 US Department of the Army 11/17/2008 1.00:1 4,750.00 950.00 0.00 POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 25508 J. C. Evans Construction Holdings, Inc. POLLUTION REDUCTION CLEAN UP 07/09/2009 1.00:1 210,000.00 0.00 42,000.00 The Respondent shall perform an air pollution reduction project involving paving (with non-asphalt base materials) unpaved parking and driving areas at 9601 Clinton Drive in Houston, Texas. The subject site is a 0.773 acre commercial tract located at the northeast corner of Clinton Drive and Clinton Park Avenue in the Galena Park area of Houston. The legal description is: Business Tract "C", of CLINTON PARK ADDITION, a subdivision in the John Brown Survey, Abstract No. 8, in Houston, Harris County, Texas, according to the map or plat thereof, recorded in Volume 18, Pages 28, 29 and 30 of the Map Records of Harris County, Texas. The Respondent shall provide site specific engineer work, obtain permits, provide excavation and disposal of dirt, asphalt and concrete from areas 1, 3 & 4, perform site preparation, and install 6" concrete pavement in those same areas as shown in the scope of work approved by TCEQ. This project will only receive a contribution if the Respondent does not complete Project 1 (custom SEP). Any remaining balance will be contributed to Texas RC&D for the Cleanup of Unauthorized Dumpsites AQ 36369 Favelle Favco Cranes USA, Inc. 03/12/2009 1.00:1 4,128.00 825.00 1,652.00 ENVIRONMENTAL RESTORATION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Friends of Laguna Atascosa National Wildlife Refuge for the Flooding of Bahia Grande Project in Cameron County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to work with the United States Fish and Wildlife Service to re-flood the Bahia Grande. This will restore tidal wetland habitats that went dry with the construction of the Brownsville ship channel. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 35848 Sherwin Alumina, L.P. 12/04/2008 1.00:1 23,200.00 4,640.00 9,280.00 5,050.00 5,050.00 3,800.00 3,800.00 3,800.00 3,800.00 168,000.00 168,000.00 168,000.00 168,000.00 0.00 0.00 1,651.00 1,651.00 1,651.00 1,651.00 9,280.00 9,280.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 48 of 80 Single Program POLLUTION REDUCTION AQ 37274 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 36341 Lucite International, Inc. POLLUTION PREVENTION AQ 36133 Union Tank Car Company Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Texas A&M University-Kingsville, Air Quality Monitoring in San Patricio County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas A&M University-Kingsville and the Texas Commission on Environmental Quality. The 3rd party will establish three air quality monitoring stations in the San Patricio Water District. The stations will consist of ambient air monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous non-regulatory information on air quality. The stations will also generate data on background concentrations, pollutant transports from outside the air shed, and from the industrial district during the periods of predominant southeast to northwest wind patterns. The monitoring sites will be located at the Odem Raw Water Stations, Taft Texana Blending Station, and the San Patricio Country Municipal Water District Main Office, and the existing site at the Aransas Pass Treatment Plant. 07/20/2009 1.00:1 10,439.00 2,087.00 4,176.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/23/2009 1.00:1 28,750.00 5,750.00 11,500.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 04/20/2009 1.00:1 11,530.00 2,306.00 4,612.00 9,280.00 4,176.00 4,176.00 11,500.00 11,500.00 4,612.00 9,280.00 4,176.00 4,176.00 11,500.00 11,500.00 4,612.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 49 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36231 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 27217 BASF FINA Petrochemicals Limited Partnership POLLUTION REDUCTION AQ 34602 Shell Chemical LP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Liberty County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/09/2009 1.00:1 31,408.00 6,281.00 12,564.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/20/2008 1.00:1 59,800.00 0.00 29,900.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 09/22/2008 1.00:1 70,415.00 0.00 35,208.00 4,612.00 12,563.00 12,563.00 29,900.00 29,900.00 35,207.00 4,612.00 12,563.00 12,563.00 29,900.00 29,900.00 35,207.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 50 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 36289 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 35878 ExxonMobil Oil Corporation POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 12/04/2008 1.00:1 16,450.00 3,290.00 6,580.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 35,207.00 4,000.00 4,000.00 6,580.00 6,580.00 AQ 35816 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. Valero Refining-Texas, L.P. 10/23/2008 1.00:1 19,800.00 3,960.00 * There are Multiple Respondent Names associated to this Case No. 7,920.00 7,920.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 35,207.00 4,000.00 4,000.00 6,580.00 6,580.00 7,920.00 Page 51 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 37144 Mobil Chemical Company Inc. POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 3,675.00 735.00 1,470.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 7,920.00 1,470.00 1,470.00 AQ 36223 Exxon Mobil Corporation All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/09/2009 1.00:1 30,000.00 6,000.00 12,000.00 12,000.00 7,920.00 1,470.00 1,470.00 12,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 52 of 80 Single Program POLLUTION PREVENTION AQ 35334 Seminole Pipeline Company POLLUTION REDUCTION AQ 37194 Chevron Phillips Chemical Company, LP Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/22/2008 1.00:1 10,500.00 2,100.00 4,200.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Fort Bend County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 9,700.00 1,940.00 3,880.00 12,000.00 4,200.00 4,200.00 3,880.00 12,000.00 4,200.00 4,200.00 3,880.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 53 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36282 ExxonMobil Oil Corporation POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 8,100.00 1,620.00 3,240.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 3,880.00 3,240.00 3,240.00 ER 36575 City of Cedar Park POLLUTION PREVENTION Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. 08/23/2009 1.00:1 10,000.00 0.00 0.00 The Respondent shall hold a collection event to collect, properly dispose, or recycle household non-hazardous materials such as used motor oil, batteries, and antifreeze. The Respondent shall offer a convenient drop off location at no cost to the public. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. 10,000.00 10,000.00 IHW 35397 Veolia ES Technical Solutions, 05/18/2009 1.00:1 L.L.C. 6,090.00 0.00 3,045.00 ENVIRONMENTAL RESTORATION The project will use dredge spoil material to restore eight miles of shoreline within the Texas Point National Wildlife Refuge in Jefferson County, Sabine Pass, Texas. SEP monies will be used to assist with the installation of an estimated 2,000,000 cubic yards of dredge spoil material along Sabine- Neches Waterway. * There are Multiple Respondent Names associated to this Case No. 3,045.00 3,045.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 3,880.00 3,240.00 3,240.00 10,000.00 10,000.00 3,045.00 3,045.00 Page 54 of 80 Single Program Appendix 2: List of SEP's & SEP Projects FY2009 IHW 35015 BP Products North America Inc. 07/09/2009 1.00:1 650,000.00 0.00 325,000.00 ENVIRONMENTAL RESTORATION Respondent shall purchase a minimum of 125 accres of contiguious property in and around Texas City; perform a cleanup of contamination on the property; and preserve it in perpetuity as a park and nature preserve through a conservation easement. IHW 29616 Veolia ES Technical Solutions, 07/09/2009 1.00:1 LLC 15,554.00 0.00 7,777.00 POLLUTION REDUCTION SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. IHW 35349 Chevron Phillips Chemical Company, LP CLEAN UP 11/06/2008 1.00:1 36,974.00 7,394.00 14,790.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. MSW 36466 CLEAN UP Angelina County 06/15/2009 1.00:1 13,000.00 2,600.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. MSW 35183 CLEAN UP City of Corpus Christi 11/17/2008 1.00:1 5,300.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. MSW 35798 City of Kingsville POLLUTION PREVENTION 01/30/2009 1.00:1 12,540.00 2,508.00 0.00 The Respondent shall hold a cleanup event to remove and properly dispose of or recycle used tires throughout the city. MSW 34390 Tyler County 11/17/2008 1.00:1 6,300.00 1,260.00 0.00 325,000.00 325,000.00 325,000.00 325,000.00 7,777.00 7,777.00 7,777.00 7,777.00 14,790.00 14,790.00 14,790.00 14,790.00 10,400.00 10,400.00 10,400.00 10,400.00 5,300.00 5,300.00 5,300.00 5,300.00 10,032.00 10,032.00 10,032.00 10,032.00 5,040.00 5,040.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 55 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. PST 37352 Paint Rock Independent School 08/31/2009 1.00:1 District 4,900.00 980.00 0.00 POLLUTION PREVENTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Concho County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. PST 35858 WEHBE INVESTMENTS, INC. 02/22/2009 1.00:1 5,400.00 1,080.00 2,160.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs PST 37119 Big Diamond, Inc. ENVIRONMENTAL ENHANCEMENT 07/09/2009 1.00:1 4,401.00 880.00 1,761.00 The Respondent will contribute to Audubon Society Rio Bosque Wetlands Park. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Audubon Society and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for wetland restoration of 372 acres. The project will involve planting native plants, habitat redefinition, and wetlands restoration. PST 25887 CITY OF EL PASO CLEAN UP 03/23/2009 1.00:1 73,980.00 0.00 0.00 The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project in El Paso County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. PST 32844 West Texas Gas, Inc. 04/05/2009 1.00:1 30,000.00 0.00 15,000.00 5,040.00 3,920.00 3,920.00 2,160.00 2,160.00 1,760.00 1,760.00 73,980.00 73,980.00 15,000.00 5,040.00 3,920.00 3,920.00 2,160.00 2,160.00 1,760.00 1,760.00 73,980.00 73,980.00 15,000.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 56 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION PST 9562 D & P Management Services, L.L.C. POLLUTION REDUCTION PST 36969 City of Corpus Christi CLEAN UP The Respondent shall contribute to the San Angelo Friends of the Environment (S.A.F.E.) - Recycling Program for Electronics, Glass, Plastics. Specifically, the contribution will be used in accordance with the Supplemental Environmental Project Agreement between the San Angelo Friends of the Environment and the Texas Commission on Environmental Quality. SEP funds will be used for the direct cost of purchasing recycling equipment, for labor costs, and for other for disposal and recycling costs associated with this project. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. 10/23/2008 1.00:1 27,000.00 0.00 13,500.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 06/01/2009 1.00:1 1,500.00 300.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 15,000.00 13,500.00 13,500.00 1,200.00 1,200.00 PWS PWS SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. 27420 City of Laredo POLLUTION PREVENTION 07/20/2009 1.00:1 48,747.00 0.00 0.00 The Respondent will contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. 34136 CLEAN UP City Of Edgewood 06/01/2009 1.00:1 16,321.00 0.00 0.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. * There are Multiple Respondent Names associated to this Case No. 48,747.00 48,747.00 16,321.00 16,321.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 15,000.00 13,500.00 13,500.00 1,200.00 1,200.00 48,747.00 48,747.00 16,321.00 16,321.00 Page 57 of 80 Single Program PWS 36321 CLEAN UP City of Fort Worth PWS 32369 City of Hubbard POLLUTION REDUCTION PWS 27041 CLEAN UP City of Del Rio PWS 34039 Webb County POLLUTION PREVENTION PWS 35259 Rincon Water Supply Corporation ENVIRONMENTAL ENHANCEMENT PWS 37136 Maverick County Appendix 2: List of SEP's & SEP Projects FY2009 02/22/2009 1.00:1 8,400.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/06/2008 1.00:1 715.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 02/22/2009 1.00:1 2,448.00 0.00 0.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Water or Wastewater Assistance project in Val Verde County. Specifically, SEP monies will pay for the labor and disposal costs associated with assistance to low-income residents with shallow, improperly designed, or contaminated drinking water wells or failing wastewater systems, or plugging of abandoned wells. 09/22/2008 1.00:1 5,980.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/06/2008 1.00:1 1,440.00 288.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The Coastal Bend Audubon Society owns the North Bay Sanctuary. It is a 75-acre, largely wooded tract containing a 5-acre pond. The site includes a 12-foot viewing tower that can accommodate 15 people on the upper platform. Specifically, the contribution will be used to maintain the existing roads in the sanctuary, control Prickly Pear Cacti in a 20-acre section of the sanctuary, and assist in the removal of invasive reeds and other plants from the eastern section of the pond. 08/23/2009 1.00:1 2,652.00 0.00 0.00 8,400.00 8,400.00 715.00 715.00 2,448.00 2,448.00 5,980.00 5,980.00 1,152.00 1,152.00 2,652.00 8,400.00 8,400.00 715.00 715.00 2,448.00 2,448.00 5,980.00 5,980.00 1,152.00 1,152.00 2,652.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 58 of 80 Single Program CLEAN UP PWS 36685 Coke County Water Supply Corporation POLLUTION PREVENTION PWS 35314 CLEAN UP Faith West, Inc. PWS 35168 City of Kenedy POLLUTION REDUCTION PWS 35574 CLEAN UP City of Newark WQ 37103 Camp Olympia, Inc. Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/05/2009 1.00:1 2,160.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/22/2008 1.00:1 1,920.00 384.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 10/06/2008 1.00:1 3,665.00 733.00 0.00 The Respondent shall provide first-time sewer service for one low-income individual that is currently utilizing a septic system. The project shall include purchasing and installing sanitary sewer line and other materials as required, to perform the work as well as properly decommissioning the existing septic system at no cost to the homeowner. 09/22/2008 1.00:1 1,130.00 226.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/31/2009 1.00:1 5,640.00 0.00 0.00 2,652.00 2,160.00 2,160.00 1,536.00 1,536.00 2,932.00 2,932.00 904.00 904.00 5,640.00 2,652.00 2,160.00 2,160.00 1,536.00 1,536.00 2,932.00 2,932.00 904.00 904.00 5,640.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 59 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ 33523 City of Port Arthur POLLUTION REDUCTION ENVIRONMENTAL RESTORATION WQ 36603 City of Kerens POLLUTION PREVENTION WQ 35104 Carotex, Inc. ENVIRONMENTAL RESTORATION WQ 35859 EAST CEDAR CREEK FWSD POLLUTION PREVENTION WQ 37034 City of Shepherd POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/12/2009 1.00:1 13,860.00 2,772.00 0.00 The Respondent shall provide first-time sewer service for one low-income household in Jefferson County. Respondent shall properly decommission (empty and remove or backfill) the existing septic tank at no cost to the homeowner. The project shall include purchasing and installing sewer system piping, clean-outs, and other materials required to complete the work and make it fully operational. This project will help stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromsing the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. 06/01/2009 1.00:1 16,725.00 0.00 0.00 The Respondent shall hold two one-day events for the collection, recycling, or proper disposal of tires, batteries, electronics, and lawn clippings. The Respondent shall offer a designated drop-off location where the public can drop off materials for disposal or recycling at no cost to the citizens. The events will be advertised in a local newspaper to increase public awareness of and participation in the events. 03/12/2009 1.00:1 9,800.00 1,960.00 3,920.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. 11/17/2008 1.00:1 5,370.00 1,074.00 0.00 Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 06/15/2009 1.00:1 6,910.00 1,382.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 5,640.00 11,088.00 6,000.00 5,088.00 16,725.00 16,725.00 3,920.00 3,920.00 4,296.00 4,296.00 5,528.00 5,528.00 5,640.00 11,088.00 6,000.00 5,088.00 16,725.00 16,725.00 3,920.00 3,920.00 4,296.00 4,296.00 5,528.00 5,528.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 60 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program WQ 35829 City of Huntsville POLLUTION PREVENTION WQ 36925 City of Sonora POLLUTION PREVENTION WQ 36553 City of Bonham POLLUTION REDUCTION WQ 35990 Nash Trucking & Construction, Ltd. CLEAN UP WQ 35475 Gulf Coast Waste Disposal Authority 12/04/2008 1.00:1 8,675.00 1,735.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 07/09/2009 1.00:1 26,192.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 07/09/2009 1.00:1 26,125.00 0.00 0.00 The Respondent shall provide first-time wastewater service to two low-income homes currently utilizing failing or inadequately designed septic systems. The SEP Offset Amount will be used to install an estimated 1,600 linear feet of sewer lines, to install an estimated four manholes, to connect the two residences to the central sewer line, and to properly decommission the existing septic systems. The Respondent and its agents shall perform this project in accordance with all federal, state and local environmental laws and regulations 12/04/2008 1.00:1 9,368.00 1,873.00 3,748.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/06/2008 1.00:1 7,810.00 1,562.00 0.00 6,940.00 6,940.00 26,192.00 26,192.00 26,125.00 26,125.00 3,747.00 3,747.00 6,248.00 6,940.00 6,940.00 26,192.00 26,192.00 26,125.00 26,125.00 3,747.00 3,747.00 6,248.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 61 of 80 Single Program CLEAN UP WQ 35664 CLEAN UP City of Bishop WQ 35355 Harris County ENVIRONMENTAL ENHANCEMENT WQ 27015 City of Joaquin Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 11/06/2008 1.00:1 6,000.00 1,200.00 0.00 The Respondent shall perform a cleanup of an unauthorized dumpstie on at least two properties in Nueces County and shall utilize recycling of recyclable materials where possible. Eligible sites will be those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. The Respondent shall post signs or implement other measures in an effort to prevent future occurrences of illegal dumping. The Respondent shall use contract labor to perform the project or shall only receive credit for its employee labor to the extent that it is used on an overtime basis and can be documented. The Respondent will not receive credit for gratuities or inducements for volunteers. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. 09/22/2008 1.00:1 6,490.00 1,298.00 0.00 The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 10/23/2008 1.00:1 92,040.00 18,408.00 0.00 6,248.00 6,248.00 4,800.00 4,800.00 4,800.00 4,800.00 5,192.00 5,192.00 5,192.00 5,192.00 73,632.00 73,632.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 62 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. WQ 37148 Martin Operating Partnership L. 07/20/2009 1.00:1 P. 20,400.00 4,080.00 8,160.00 ENVIRONMENTAL ENHANCEMENT The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. WQ 21143 City of Haskell POLLUTION REDUCTION 10/23/2008 1.00:1 6,300.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used by the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Wastewater Treatment Assistance program in Haskell County. In the alternative, if all SEP funds are not expended on the clean up of illegal trash dumps, the funds will be spent on the Abandoned Tire Site Clean-Up, Unauthorized Trash Dump Clean-Up, or other pre-approved SEP project in Haskell County. WQ 35596 City of Corpus Christi ENVIRONMENTAL ENHANCEMENT 10/23/2008 1.00:1 18,180.00 3,636.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. WQ 37147 City of Sanger 07/20/2009 1.00:1 5,700.00 0.00 0.00 73,632.00 8,160.00 8,160.00 6,300.00 6,300.00 14,544.00 14,544.00 5,700.00 73,632.00 8,160.00 8,160.00 6,300.00 6,300.00 14,544.00 14,544.00 5,700.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 63 of 80 Single Program POLLUTION PREVENTION WQ 36426 City of Kerrville POLLUTION PREVENTION WQ 35939 TIN Inc. ENVIRONMENTAL RESTORATION WQ 35765 Texas Petrochemicals LP POLLUTION PREVENTION WQ 36673 City of Groesbeck Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 02/22/2009 1.00:1 12,300.00 2,460.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 02/08/2009 1.00:1 28,860.00 5,772.00 11,544.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Ducks Unlimited, Inc. for Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for the restoration and enhancement of the forested wetlands at the park. SEP monies will be used to pay for the cost of trees, labor, and for the equipment needed to plant tree and remove undesired exotic species. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/06/2008 1.00:1 17,213.00 3,442.00 6,886.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 03/23/2009 1.00:1 2,580.00 516.00 0.00 5,700.00 5,700.00 9,840.00 9,840.00 9,840.00 9,840.00 11,544.00 11,544.00 11,544.00 11,544.00 6,885.00 6,885.00 6,885.00 6,885.00 2,064.00 2,064.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 64 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 35719 City of Weatherford CLEAN UP 11/06/2008 1.00:1 3,050.00 610.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 35694 CLEAN UP City of Maud 09/22/2008 1.00:1 9,400.00 1,880.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 36729 City of Madisonville POLLUTION PREVENTION 05/03/2009 1.00:1 6,500.00 1,300.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. WQ 36401 Timber Lane Utility District CLEAN UP 04/05/2009 1.00:1 10,250.00 2,050.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and TCEQ. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. WQ 35720 City of Groesbeck 12/04/2008 1.00:1 6,800.00 1,360.00 * There are Multiple Respondent Names associated to this Case No. 0.00 2,064.00 2,440.00 2,440.00 7,520.00 7,520.00 5,200.00 5,200.00 8,200.00 8,200.00 5,440.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 2,064.00 2,440.00 2,440.00 7,520.00 7,520.00 5,200.00 5,200.00 8,200.00 8,200.00 5,440.00 Page 65 of 80 Single Program CLEAN UP WQ 36405 City of Eustace POLLUTION REDUCTION WQ 36621 Red River Redevelopment Authority CLEAN UP WQ 35642 City of Walnut Springs CLEAN UP WQ 36798 City of Groveton POLLUTION REDUCTION Appendix 2: List of SEP's & SEP Projects FY2009 Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/15/2009 1.00:1 12,360.00 2,472.00 0.00 The Respondent shall provide first-time central sewer service to three low-income residences that are currently utilizing failing or inadequately designed septic systems. SEP monies will be used to pay for a private contractor to install low-pressure systems to each of the residences, to connect the residences to central sewer, and to properly decommission the existing septic tanks and drain field systems. 04/20/2009 1.00:1 12,850.00 2,570.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 1,250.00 250.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/31/2009 1.00:1 31,531.00 0.00 0.00 The Respondent shall repair or replace failing or inadequately designed private sewer lines, access units, and clean-outs for low-income residents. The Respondent anticipates repair or replacement of private sewer lines at approximately 10 homes in Trinity County. SEP monies will be used to pay contractor costs to perform the project. The Respondent and its agents shall perform this project in accordance with all federal, state and local environmental laws and regulations 5,440.00 5,440.00 9,888.00 9,888.00 9,888.00 9,888.00 10,280.00 10,280.00 10,280.00 10,280.00 1,000.00 1,000.00 1,000.00 1,000.00 31,531.00 31,531.00 31,531.00 31,531.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 66 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program WQ 34449 City of Plano POLLUTION PREVENTION WQ 36056 Central Texas Water Supply Corporation POLLUTION PREVENTION WQ 35436 CLEAN UP City of Humble WQ 34721 Village of Wimberly * CLEAN UP WQ 36021 CLEAN UP City of Crowell 11/06/2008 1.00:1 11,250.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 02/08/2009 1.00:1 4,250.00 0.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas State University for the Continuous Water Quality Monitoring Network in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used by the Recipient to install and/or support a continuous monitoring station that will collect water quality data every fifteen (15) minutes and report data to the TCEQ LEADS system every hour using cellular telemetry. The following water quality parameters will be measured: dissolved oxygen, temperature, specific conductance, pH, turbidity, and water level. 12/20/2008 1.00:1 6,500.00 1,300.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 11/17/2008 1.00:1 8,000.00 1,600.00 0.00 The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/05/2009 1.00:1 12,600.00 2,520.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11,250.00 11,250.00 4,250.00 4,250.00 5,200.00 5,200.00 6,400.00 6,400.00 10,080.00 10,080.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 11,250.00 11,250.00 4,250.00 4,250.00 5,200.00 5,200.00 6,400.00 6,400.00 10,080.00 10,080.00 Page 67 of 80 Single Program WQ 36891 City of Houston ENVIRONMENTAL ENHANCEMENT WQ 37036 City of Emory POLLUTION PREVENTION WQ 36766 Texas Department of Transportation POLLUTION PREVENTION WQ 35775 City of Burkburnett CLEAN UP WQ 36415 City of Gatesville POLLUTION PREVENTION WQ 36751 Town of Flower Mound Appendix 2: List of SEP's & SEP Projects FY2009 06/01/2009 1.00:1 7,800.00 1,560.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 05/18/2009 1.00:1 5,250.00 1,050.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 03/23/2009 1.00:1 6,380.00 1,276.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 12/04/2008 1.00:1 23,800.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 03/23/2009 1.00:1 23,000.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 08/23/2009 1.00:1 19,100.00 3,820.00 0.00 6,240.00 6,240.00 6,240.00 6,240.00 4,200.00 4,200.00 4,200.00 4,200.00 5,104.00 5,104.00 5,104.00 5,104.00 23,800.00 23,800.00 23,800.00 23,800.00 23,000.00 23,000.00 23,000.00 23,000.00 15,280.00 15,280.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 68 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION Respondent shall perform an erosion control project in a creek to reduce siltation in a tributary of the Trinity River in Denton County. This project will consist of the installation of approximately 60 linear feet of slope protection to eliminate ongoing erosion of the creek bank adjacent to 1201 Savannah Court in Flower Mound, Texas. Slope stabilization will be addressed by the installation of R-Rap Walls (also referred to as a Bag Wall installation). The R-Rap wall installation will begin above the sanitary creek crossing and will extend south for approximately 20 feet on the east side of the creek and 40' feet on the west side of the creek. WQ 35613 Harris County Fresh Water Supply District 1A ENVIRONMENTAL RESTORATION 11/06/2008 1.00:1 3,150.00 630.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. WQ 34866 City of Laredo POLLUTION REDUCTION 06/01/2009 1.00:1 12,933.00 0.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. WQ 36795 WESTERN RIM INVESTMENT 06/15/2009 1.00:1 ADVISORS INC 19,758.00 3,951.00 7,904.00 ENVIRONMENTAL ENHANCEMENT The Respondent will contribute to Tyler Audubon Society Habitat Improvement for its habitat improvement on Langley Island on Lake Tyler. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Audubon Society and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for transportation via boat to the island, for purchase of hand tools for clearing undergrowth and unwanted trees, and for needed signs to mark trails and post rules for island usage. WQ 34321 D & M Water Supply Corporation 08/23/2009 1.00:1 28,980.00 0.00 0.00 POLLUTION REDUCTION Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. WQ 17870 City of Springtown POLLUTION REDUCTION 10/23/2008 1.00:1 6,420.00 0.00 0.00 The Respondent shall, through a licensed professional installer, construct a compressed natural gas ("CNG") fueling station and convert at least two of its existing fleet of diesel and regular gasoline powered vehicles to natural gas fueled vehicles. The Respondent shall use SEP funds to pay for the direct cost of the CNG fueling station installation and the cost of conversion of the vehicles and will not use SEP funds for administrative costs or for purchasing fuel. The Respondent shall continue the operation of the CNG fueling station and the use of CNG fuel in its converted vehicles for a minimum of three years following the effective date of this Agreed Order. 15,280.00 2,520.00 2,520.00 12,933.00 12,933.00 7,903.00 7,903.00 28,980.00 28,980.00 6,420.00 6,420.00 The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 15,280.00 2,520.00 2,520.00 12,933.00 12,933.00 7,903.00 7,903.00 28,980.00 28,980.00 6,420.00 6,420.00 Page 69 of 80 Single Program WQ 36030 City of Mount Pleasant POLLUTION PREVENTION WQ 35101 North Texas Municipal Water District CLEAN UP WQ 36694 City of San Antonio ENVIRONMENTAL RESTORATION WQ 36151 Metroplex Quarry's Inc. CLEAN UP WQ 37002 City of Cotulla Appendix 2: List of SEP's & SEP Projects FY2009 01/30/2009 1.00:1 9,500.00 1,900.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 09/22/2008 1.00:1 58,475.00 11,695.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/20/2009 1.00:1 2,250.00 450.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. The re-introduction of the native vegetation throughout the uplands will provide maximum benefit for the wildlife of Mitchell Lake. 02/22/2009 1.00:1 14,311.00 2,862.00 5,725.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/20/2009 1.00:1 25,166.00 5,033.00 0.00 7,600.00 7,600.00 46,780.00 46,780.00 1,800.00 1,800.00 5,724.00 5,724.00 20,133.00 7,600.00 7,600.00 46,780.00 46,780.00 1,800.00 1,800.00 5,724.00 5,724.00 20,133.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 70 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 36926 City of Fort Worth CLEAN UP 05/18/2009 1.00:1 3,750.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 35563 Oxbow Carbon & Minerals LLC 09/22/2008 1.00:1 4,030.00 806.00 1,612.00 CLEAN UP The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. WQ 36812 Aqua Water Supply Corporation 05/18/2009 1.00:1 5,800.00 1,160.00 0.00 CLEAN UP The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. WQ 35792 Shell Chemical LP * 12/04/2008 1.00:1 4,830.00 966.00 1,932.00 20,133.00 3,750.00 3,750.00 1,612.00 1,612.00 4,640.00 4,640.00 1,932.00 20,133.00 3,750.00 3,750.00 1,612.00 1,612.00 4,640.00 4,640.00 1,932.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 71 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program CLEAN UP WQ 37175 City of Pearland POLLUTION PREVENTION The Respondents will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 07/20/2009 1.00:1 16,950.00 3,390.00 0.00 The Respondent will contribute to Brazoria County to provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities ("OSSFs") within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 1,932.00 13,560.00 13,560.00 Brazoria County shall not charge homeowners for any portion of the cost of the project paid for by SEP funds. WQ 35637 Apple Springs Independent School District CLEAN UP 09/22/2008 1.00:1 4,500.00 900.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. 3,600.00 3,600.00 WQ 36245 Harris County Municipal Utility 03/23/2009 1.00:1 District 24 25,270.00 5,054.00 0.00 POLLUTION PREVENTION The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and TCEQ. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. WQ 34408 City of Rosebud POLLUTION REDUCTION POLLUTION REDUCTION 04/20/2009 1.00:1 3,825.00 765.00 0.00 Project 1 - Erosion Control The Respondent shall perform an erosion control project at three locations in Falls County. The Respondent shall regrade the slopes of the creek or waterway banks and plant vegetation or other approved non-eroding materials to prevent further erosion and siltation, as well as to reduce the likelihood of downstream flooding. The erosion currently is causing turbidity and sedimentation. The Respondent shall utilize city employees to perform regrading, seeding, and/or installation of materials, and shall encourage the growth of the vegetation. Project 2 - Wastewater Assistance 20,216.00 20,216.00 3,060.00 1,530.00 1,530.00 The Respondent shall repair or replace sanitary sewer service lines, cleanouts, and caps on approximately 3 residences of low-income homeowners in Falls County. The project will reduce inflow and infiltration into the sanitary sewer collection system and help prevent stoppages and backups of sewage into residential areas. The Respondent shall not charge the homeowners for the costs of the SEP. WQ 35522 Dripping Springs Independent 12/20/2008 1.00:1 School District 9,450.00 1,890.00 * There are Multiple Respondent Names associated to this Case No. 0.00 7,560.00 October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 1,932.00 13,560.00 13,560.00 3,600.00 3,600.00 20,216.00 20,216.00 3,060.00 1,530.00 1,530.00 7,560.00 Page 72 of 80 Single Program POLLUTION PREVENTION WQ 36060 CLEAN UP Harris County WQ 35942 Northwest Harris County Municipal Utility District 20 CLEAN UP WQ 36689 City of Whitesboro CLEAN UP WQ 35681 CLEAN UP City of Orange WQ 12584 City of Nacogdoches Appendix 2: List of SEP's & SEP Projects FY2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 02/08/2009 1.00:1 3,340.00 668.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 9,525.00 1,905.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 04/20/2009 1.00:1 5,160.00 1,032.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2009 1.00:1 58,555.00 11,711.00 0.00 Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 10/23/2008 1.00:1 15,975.00 0.00 0.00 7,560.00 7,560.00 2,672.00 2,672.00 2,672.00 2,672.00 7,620.00 7,620.00 7,620.00 7,620.00 4,128.00 4,128.00 4,128.00 4,128.00 46,844.00 46,844.00 46,844.00 46,844.00 15,975.00 15,975.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 73 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program ENVIRONMENTAL RESTORATION The Respondent shall construct a retaining wall to control erosion and stabilize the east bank of Banita Creek, south of West Main Street (State Highway 21). Erosion along the creek bank has resulted in loss of soils and silting of the creek. The Respondent proposes to construct the wall because the slope of the bank is too steep to maintain native vegetation as a means to control the erosion. The Respondent proposes this SEP to take advantage of cost sharing with a private entity whose property is also impacted by the erosion. A portion of the eroded bank is very close to the pier and beam foundation that supports a historic building. The Respondent is paying approximately 40% of the total project cost. The total project cost is estimated to be $39,950. WQ 35835 City of Pflugerville CLEAN UP 01/30/2009 1.00:1 10,300.00 2,060.00 0.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Travis County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. WQ 37330 City of Houston-Houston Airport 08/23/2009 1.00:1 System 2,540.00 508.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. WQ 35988 Texas Department of Transportation POLLUTION PREVENTION 01/30/2009 1.00:1 10,345.00 2,069.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 35032 Veolia ES Technical Solutions, 10/23/2008 1.00:1 L.L.C. 7,320.00 0.00 3,660.00 15,975.00 8,240.00 8,240.00 2,032.00 2,032.00 8,276.00 8,276.00 3,660.00 15,975.00 8,240.00 8,240.00 2,032.00 2,032.00 8,276.00 8,276.00 3,660.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 74 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ 35008 City of Pasadena ENVIRONMENTAL RESTORATION WQ 904 City of Newark POLLUTION PREVENTION WQ 35857 ALLEN, JAMES LEWIS POLLUTION PREVENTION WQ 36825 City of Jacksonville POLLUTION PREVENTION WQ 36789 TXI Operations, LP CLEAN UP WWA 35866 Stowater Jon And Pool James The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 10/23/2008 1.00:1 31,620.00 6,324.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 06/15/2009 1.00:1 21,812.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 11/06/2008 1.00:1 2,440.00 488.00 976.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 08/23/2009 1.00:1 5,400.00 0.00 0.00 The Respondent shall hold a one-day cleanup event to collect, properly dispose, or recycle household bulky solid waste items not normally disposed of by regular solid waste pickup. The Respondent shall ensure that it does not collect hazardous waste materials during the event. The Respondent shall offer approximately six convenient drop-off locations at no cost to the public. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. 05/18/2009 1.00:1 14,400.00 2,880.00 5,760.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 11,445.00 2,289.00 4,578.00 3,660.00 25,296.00 25,296.00 21,812.00 21,812.00 976.00 976.00 5,400.00 5,400.00 5,760.00 5,760.00 4,578.00 3,660.00 25,296.00 25,296.00 21,812.00 21,812.00 976.00 976.00 5,400.00 5,400.00 5,760.00 5,760.00 4,578.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 75 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Single Program CLEAN UP The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 4,578.00 4,578.00 Count of Single Program Orders: 268 Total: 10,285,809.00 776,054.00 4,224,859.00 5,284,896.00 5,284,896.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 76 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Multi-Media Program Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM Case No. Respondent Name 35994 LUFKIN CREOSOTING CO., INC. Effective Date 08/23/2009 Ratio 1.00:1 Assessed Amt 18,262.00 Deferred Amt 3,652.00 Payable Amt 7,305.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. MM 35779 Houston Refining LP ENVIRONMENTAL ENHANCEMENT POLLUTION REDUCTION 11/06/2008 1.00:1 481,105.00 96,221.00 192,442.00 The Respondent will contribute to The Trust for Public Land ("TPL") Galveston Bay Natural Area Acquisition and Conservation Project in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between TPL and the Texas Commission on Environmental Quality. SEP monies will be used to acquire land to preserve open space in the Galveston Bay watershed. The preserved open space would provide more land for public enjoyment, while protecting wildlife habitats. Areas of focus would include: Armand Bayou, Bray's Bayou, Buffalo Bayou, Chambers County, Clear Creek, Columbia Bottomlands, Hall's Bayou, Spring Creek, and West Galveston Island. TPL will work with local interests to identify acquisition projects, purchase land to remove it from the market, and transfer the land to a public agency or nonprofit organization, which will be the ultimate fee title holder and permanent steward of the property. TPL will ensure that each property is encumbered with a conservation easement that will preserve the property into perpetuity. The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. MM 34927 Valero Refining-Texas, L.P. 08/23/2009 1.00:1 108,900.00 0.00 54,450.00 SEP Cost SEP Offset 7,305.00 7,305.00 7,305.00 7,305.00 192,442.00 192,442.00 96,221.00 96,221.00 96,221.00 96,221.00 54,450.00 54,450.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 77 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Multi-Media Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. MM 29870 Waste Control Specialists LLC 09/22/2008 1.00:1 151,200.00 0.00 85,230.00 POLLUTION PREVENTION The City of Andrews shall provide first time water and sewer service for older, single-family, low-income residences in the 600 block of Southwest 11th Place. The area to be serviced contains open sewage pits and nearby abandoned water wells that have not been properly closed. The sewage pits are a hazard to human health and the environment. MM 35149 MARTINI, RICHARD CLEAN UP 09/22/2008 1.00:1 2,813.00 562.00 1,126.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. MM 34370 City of Cisco POLLUTION REDUCTION 02/22/2009 1.00:1 29,235.00 0.00 0.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. MM 28867 Shell Chemical LP * POLLUTION REDUCTION 12/04/2008 1.00:1 345,744.00 0.00 172,872.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. MM 32938 City of Laredo POLLUTION REDUCTION 10/06/2008 1.00:1 8,030.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. MM 36711 Ed Bell Construction Company 05/03/2009 1.00:1 5,000.00 0.00 2,500.00 54,450.00 54,450.00 65,970.00 65,970.00 65,970.00 65,970.00 1,125.00 1,125.00 1,125.00 1,125.00 29,235.00 29,235.00 29,235.00 29,235.00 172,872.00 172,872.00 172,872.00 172,872.00 8,030.00 8,030.00 8,030.00 8,030.00 2,500.00 2,500.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 78 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Multi-Media Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. MM 6058 South Hampton Resources, Inc. 10/23/2008 1.00:1 274,433.00 0.00 137,217.00 POLLUTION REDUCTION Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners in Hardin County. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. MM 35783 VANDERLEI, KORNELIS WILT * 02/08/2009 1.00:1 3,080.00 616.00 1,232.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. MM 18749 The Dow Chemical Company 10/23/2008 1.00:1 648,904.00 0.00 324,452.00 POLLUTION REDUCTION The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used in accordance with the Supplemental Environmental Project Agreement between AERCO and the Texas Commission on Environmental Quality for the Clean Cities/Clean Vehicles Program in Brazoria County. SEP monies will be used to aid local school districts and area transit agencies, and may be used to reach local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP funds will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP funds will be used for the costs of retrofitting or replacing older diesel buses with alternative fueled or clean fuel diesel buses. The older "high emission" buses will be permanently retired and sold only for scrap. MM 17869 E. I. du Pont de Nemours and 10/23/2008 1.00:1 176,575.00 Company 0.00 88,288.00 2,500.00 2,500.00 137,216.00 137,216.00 137,216.00 137,216.00 1,232.00 1,232.00 1,232.00 1,232.00 324,452.00 324,452.00 324,452.00 324,452.00 88,287.00 88,287.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 79 of 80 Appendix 2: List of SEP's & SEP Projects FY2009 Multi-Media Program ENVIRONMENTAL RESTORATION MM 35879 CLEAN UP City of Terrell Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp Description: Restoration and enhancement of the forested wetlands located at Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp between the Sabine River and Orange, Texas. The wetland has historically been impacted by heavy logging. Ducks Unlimited, Inc. will begin reforestation by planting 2.0 acres of Bald Cypress and Water Tupelo trees at a density of about 300 trees per acre. Planted trees will be approximately three feet in height, spaced 12 feet apart, and will be protected from herbivores using tree guards. Undesirable exotic plants such as the Chinese Tallow tree will be removed. SEP monies will be used to pay for the cost of trees and for the equipment needed to plant trees and remove exotics, and for the labor associated with planting the trees and removing exotics. 03/23/2009 1.00:1 6,500.00 1,300.00 0.00 The Respondent shall perform a cleanup of an unauthorized trash dumpsite along Windsor Avenue and South Rockwall Streets in Terrell in Kaufman County. The Respondent shall ensure that collected wastes are properly disposed of or recycled. The Respondent shall ensure that the event: 88,287.00 88,287.00 5,200.00 5,200.00 5,200.00 5,200.00 " occurs on a weekend or after-hours " results in proper disposal or recycling of wastes " is performed on a property where no responsible party can be found The Respondent shall post No Dumping signs in the area where the dumping occurred. SEP monies may be used for the following: equipment including heavy equipment, roll-off bins, and trailers; over time labor of employees, signage, and proper disposal or recycling of the wastes. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent recognizes that additional funds over and above the SEP Offset Amount may be necessary to conduct the event. Count of Multi-Media Program Orders: 14 Total: 2,259,781.00 102,351.00 1,067,114.00 1,090,316.00 1,090,316.00 Grand Total Count of Orders: 282 Grand Total: 12,545,590.00 878,405.00 5,291,973.00 6,375,212.00 6,375,212.00 * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 80 of 80 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34887 34850 32601 34776 32599 32847 34437 35094 32684 35043 35416 32461 34983 35065 35392 34687 33521 34929 35009 34308 34701 34169 32663 29798 32446 33001 34561 33959 33199 34496 32449 33301 34376 34698 16524 32767 34325 Respondent Name Aero-Marine Engineering, Inc. Air Liquide Large Industries U.S. LP Air Liquide Large Industries U.S. LP AK/HA Manufacturing, LLC Albemarle Catalysts Company LP Albemarle Corporation Albertson's LLC Albertson's LLC Alcoa World Alumina LLC Alegre Energy, Inc. Alvin Chemical, Inc. Amarillo Road Company, L.P. Amarillo Road Company, L.P. Amerrock Products, LP Arkema Inc. Armortex, Inc. Atmos Energy Corporation Atrium Companies, Inc. Avis Rent A Car System, LLC Azteca Milling, L. P. Barney M. Davis, L.P. Barten Industrial Coatings, LLC BASF Corporation BASF Corporation Bayer Materialscience LLC Bayer Materialscience LLC Baylor College of Medicine Big Tex Trailer Manufacturing, Inc. Big Tex Trailer Manufacturing, Inc. Blue Line Corporation BMB Wood Recycling, Ltd. Bond-Coat, Inc. BOSQUEZ, OFELIA BP Amoco Chemical Company BP Amoco Chemical Company Brandom Southwest, Ltd Bruce's, Inc. TCEQ ID 1106 73110 32274 2163 9402 48710 EE2324A 8166 24064 BL0368T 45063 9397 865A 2920 443 DB0595I EE0865V 2806 1177 BL0021O BL0021O CI0016S 2101 1417 30791 4844900018 84176 76001 EE1228E 1176 BL0002S 20883 JC0022G County JACK HARRIS BRAZORIA JEFFERSON HARRIS HARRIS EL PASO EL PASO CALHOUN COKE BRAZORIA HARDEMAN PARMER BELL JEFFERSON GUADALUPE CLAY DALLAS EL PASO DEAF SMITH NUECES COLORADO BRAZORIA BRAZORIA CHAMBERS CHAMBERS HARRIS MIDLAND TITUS BEXAR DALLAS MIDLAND EL PASO GALVESTON BRAZORIA HILL JASPER Order Date 04/14/2008 05/22/2008 10/04/2007 05/22/2008 10/25/2007 10/25/2007 02/25/2008 06/05/2008 10/04/2007 07/10/2008 08/29/2008 10/25/2007 07/03/2008 06/19/2008 08/29/2008 08/15/2008 12/20/2007 06/05/2008 06/19/2008 02/18/2008 04/28/2008 02/25/2008 10/25/2007 04/03/2008 02/18/2008 02/08/2008 02/08/2008 12/20/2007 01/28/2008 04/14/2008 09/21/2007 01/28/2008 06/19/2008 04/28/2008 11/19/2007 10/04/2007 02/08/2008 Penalty Assessed 1,875.00 2,068.00 6,681.00 2,675.00 5,252.00 10,000.00 1,220.00 1,040.00 5,075.00 2,000.00 1,000.00 15,750.00 2,000.00 3,450.00 5,100.00 31,954.00 2,392.00 2,625.00 1,170.00 10,350.00 2,470.00 4,000.00 18,100.00 87,120.00 6,350.00 38,233.00 1,925.00 12,000.00 35,000.00 7,000.00 1,790.00 2,000.00 1,120.00 6,875.00 57,200.00 6,300.00 2,425.00 Penalty Deferred 375.00 413.00 1,336.00 535.00 1,050.00 0.00 244.00 208.00 1,015.00 400.00 200.00 3,150.00 400.00 0.00 1,020.00 6,390.00 478.00 525.00 234.00 2,070.00 494.00 800.00 3,620.00 0.00 1,270.00 7,646.00 385.00 2,400.00 7,000.00 0.00 0.00 400.00 224.00 1,375.00 0.00 1,260.00 485.00 Payable Amount 1,500.00 1,655.00 5,345.00 2,140.00 4,202.00 10,000.00 976.00 832.00 4,060.00 1,600.00 800.00 12,600.00 1,600.00 3,450.00 4,080.00 25,564.00 1,914.00 2,100.00 936.00 8,280.00 1,976.00 3,200.00 14,480.00 43,560.00 5,080.00 30,587.00 1,540.00 9,600.00 28,000.00 3,500.00 1,790.00 1,600.00 896.00 5,500.00 28,600.00 5,040.00 1,940.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43,560.00 0.00 0.00 0.00 0.00 0.00 3,500.00 0.00 0.00 0.00 0.00 28,600.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43,560.00 0.00 0.00 0.00 0.00 0.00 3,500.00 0.00 0.00 0.00 0.00 28,600.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 1 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34560 35115 35004 33558 34433 30209 31889 33359 33462 34959 32920 33867 35122 28046 34682 29650 32919 34634 34527 33902 32850 26837 30787 35052 34969 33232 Respondent Name TCEQ ID Builders Marble Company 2839 Cabot Corporation 1623 Carrier Corporation SK0004C Cemex Construction Materials, L.P. 3384 Cemex Construction Materials, L.P. CS0012N Centurion Pipeline, L.P. 1206 Cerrito Gas Processing, L.L.C. WE0304Q Channel Shipyard Company, Inc. HG3585F Chemtrade Refinery Services, Inc. 1409 CHEVRON PHILLIPS CHEMICAL COMPANY LP 22690 CHEVRON PHILLIPS CHEMICAL COMPANY LP 21101 CHEVRON PHILLIPS CHEMICAL COMPANY LP BL0758C CHEVRON PHILLIPS CHEMICAL COMPANY LP HG0566H CHEVRON PHILLIPS CHEMICAL COMPANY LP BL0758C CHEVRON PHILLIPS CHEMICAL COMPANY LP BL0758C CHEVRON PHILLIPS CHEMICAL COMPANY LP 22690 CHEVRON PHILLIPS CHEMICAL COMPANY LP 5562A CHEVRON PHILLIPS CHEMICAL COMPANY LP 21101 CHEVRON PHILLIPS CHEMICAL COMPANY LP 22690 CHEVRON PHILLIPS CHEMICAL COMPANY LP HW0013C CHEVRON PHILLIPS CHEMICAL COMPANY LP HG0310V CIRCLE K STORES INC. EE1101G CIRCLE K STORES INC. EE1101G Citation Corporation 1427 Citgo Refining and Chemicals Company 8778A L.P. Citgo Refining and Chemicals Company 3123A L.P. County COLLIN GRAY SMITH EL PASO COMAL MIDLAND WEBB HARRIS JEFFERSON BRAZORIA JEFFERSON BRAZORIA HARRIS BRAZORIA BRAZORIA BRAZORIA HARRIS JEFFERSON BRAZORIA HUTCHINSON HARRIS EL PASO EL PASO ANGELINA NUECES NUECES Order Date 05/22/2008 06/05/2008 06/05/2008 12/20/2007 02/25/2008 07/21/2008 12/20/2007 11/09/2007 04/14/2008 06/19/2008 11/09/2007 04/14/2008 07/21/2008 12/20/2007 06/05/2008 01/12/2008 10/04/2007 07/03/2008 02/25/2008 03/08/2008 01/12/2008 02/18/2008 07/21/2008 08/15/2008 08/15/2008 12/20/2007 Penalty Assessed 12,065.00 3,825.00 950.00 2,000.00 4,950.00 7,650.00 128,043.00 10,000.00 34,119.00 10,000.00 7,128.00 38,179.00 4,300.00 34,875.00 10,000.00 3,700.00 4,275.00 16,344.00 10,229.00 44,361.00 60,283.00 1,000.00 1,000.00 13,300.00 2,425.00 4,850.00 Penalty Deferred 2,413.00 765.00 190.00 400.00 990.00 0.00 0.00 0.00 6,823.00 2,000.00 0.00 7,635.00 860.00 0.00 2,000.00 0.00 855.00 0.00 2,045.00 8,872.00 0.00 0.00 0.00 2,660.00 485.00 970.00 Payable Amount 9,652.00 3,060.00 760.00 1,600.00 3,960.00 7,650.00 128,043.00 10,000.00 27,296.00 4,000.00 7,128.00 15,272.00 3,440.00 17,437.50 4,000.00 3,700.00 3,420.00 16,344.00 4,092.00 17,745.00 30,142.00 1,000.00 1,000.00 5,320.00 1,940.00 3,880.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 15,272.00 0.00 17,437.50 4,000.00 0.00 0.00 0.00 4,092.00 17,744.00 30,141.00 0.00 0.00 5,320.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 15,272.00 0.00 17,437.50 4,000.00 0.00 0.00 0.00 4,092.00 17,744.00 30,141.00 0.00 0.00 5,320.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 2 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 26763 35402 32308 35537 33649 34187 31429 33151 34302 33292 34854 32171 27076 35137 30530 34597 33908 32666 34746 32999 31121 33796 32443 32609 30147 34212 35207 35107 30908 33787 31341 33308 27383 34152 Respondent Name TCEQ ID CITY CONCRETE, INC. 4771 City of Denton 2059 City of Garland DB4394P City of Weatherford CLINT WEST Coastal Industrial Coatings, Incorporated 78625 Conners Construction Inc 73999L001 ConocoPhillips Company 1440 ConocoPhillips Company BL0042G ConocoPhillips Company BL0042G ConocoPhillips Company 21265 ConocoPhillips Company 831 ConocoPhillips Company 2166 Copano Processing, L.P. CR0020C CRUPPER, GARY GENE Custom Building Products, Inc. 72660 Dallas Fort Worth Rail Terminal LLC 79511 Darling International Inc. 18687 Davis Gas Processing, Inc. CC0005U Davis Petroleum Pipeline LLC 25443 DCP Midstream, LP 73507 DCP Midstream, LP 16884 DCP Midstream, LP 16136 DCP Midstream, LP 2211A DCP Midstream, LP EB0053J DCP Midstream, LP 2593 DCP Midstream, LP 446 Deer Park Refining Limited Partnership HG0659W Delek Refining, Ltd. 1257 Destructors, Inc. 78322L001 Diamond Shamrock Refining Company, 9708 L.P. Diamond Shamrock Refining Company, 9708 L.P. Diamond Shamrock Refining Company, 50607 L.P. Diamond Shamrock Refining Company, 9708 L.P. County WICHITA DENTON DALLAS PARKER JEFFERSON HARDIN LIMESTONE HUTCHINSON BRAZORIA BRAZORIA BRAZORIA CHAMBERS HUTCHINSON COLORADO HOOD DALLAS TARRANT HARRIS CALLAHAN HARRIS JIM WELLS MIDLAND HANSFORD ANDREWS ECTOR CROCKETT PANOLA HARRIS SMITH DENTON MOORE MOORE LIVE OAK MOORE Order Date 07/21/2008 07/21/2008 09/21/2007 08/29/2008 05/22/2008 04/14/2008 02/18/2008 05/22/2008 06/05/2008 03/08/2008 06/19/2008 02/25/2008 11/19/2007 08/29/2008 08/15/2008 03/08/2008 02/18/2008 10/25/2007 05/22/2008 11/09/2007 02/18/2008 03/08/2008 10/04/2007 10/04/2007 04/14/2008 04/03/2008 07/21/2008 08/15/2008 10/25/2007 01/28/2008 11/09/2007 12/20/2007 10/04/2007 03/08/2008 Penalty Assessed 27,940.00 2,500.00 2,550.00 1,000.00 1,050.00 1,700.00 10,000.00 210,128.00 228,900.00 325,120.00 26,225.00 135,538.00 143,062.00 20,850.00 1,050.00 800.00 2,100.00 1,100.00 5,225.00 30,000.00 93,009.00 99,666.00 41,440.00 2,100.00 42,014.00 4,500.00 120,400.00 10,000.00 288,395.00 950.00 12,852.00 30,826.00 10,203.00 13,884.00 Penalty Deferred 0.00 500.00 510.00 200.00 210.00 340.00 0.00 42,025.00 0.00 0.00 5,245.00 0.00 28,612.00 4,170.00 0.00 160.00 420.00 220.00 1,045.00 0.00 0.00 19,933.00 8,288.00 420.00 0.00 900.00 24,080.00 2,000.00 57,679.00 190.00 0.00 6,165.00 2,041.00 2,776.00 Payable Amount 27,940.00 2,000.00 0.00 800.00 840.00 1,360.00 10,000.00 84,052.00 114,450.00 162,560.00 20,980.00 67,769.00 57,225.00 8,340.00 1,050.00 640.00 1,680.00 880.00 4,180.00 30,000.00 46,505.00 39,867.00 16,576.00 1,680.00 21,008.00 3,600.00 48,160.00 4,000.00 115,358.00 760.00 12,852.00 SEP Cost 0.00 0.00 2,040.00 0.00 0.00 0.00 0.00 84,051.00 114,450.00 162,560.00 0.00 67,769.00 57,225.00 8,340.00 0.00 0.00 0.00 0.00 0.00 0.00 46,504.00 39,866.00 16,576.00 0.00 21,006.00 0.00 48,160.00 4,000.00 115,358.00 0.00 0.00 12,331.00 12,330.00 8,162.00 0.00 5,554.00 5,554.00 SEP Offset 0.00 0.00 2,040.00 0.00 0.00 0.00 0.00 84,051.00 114,450.00 162,560.00 0.00 67,769.00 57,225.00 8,340.00 0.00 0.00 0.00 0.00 0.00 0.00 46,504.00 39,866.00 16,576.00 0.00 21,006.00 0.00 48,160.00 4,000.00 115,358.00 0.00 0.00 12,330.00 0.00 5,554.00 09/09/2008 List of Administrative Orders Issued Page 3 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 35486 34672 32621 31967 34650 34913 34998 35170 35140 34406 33493 24228 32086 33554 34888 35129 33289 34855 35302 35216 35006 34965 35085 33625 29337 34444 34368 30269 33797 33111 33070 34659 33194 33547 32444 Respondent Name TCEQ ID DICKEY, TONY RHETT Dixie Chemical Company, Inc. 18342 Dome Hydrocarbons, L.C. 1572 Donny Lloyd dba Lloyd's Electric Motor CV0135O Repair Double "B" Foods, Inc. DREHER, GEORGE 83391 DuPont Performance Elastomers L.L.C. 1269 E. I. du Pont de Nemours and Company 20204 E. I. du Pont de Nemours and Company 1743 E. I. du Pont de Nemours and Company 1961 E. I. du Pont de Nemours and Company 1896 Eastman Chemical Company HH0042M Eastman Chemical Company HH0042M Eastman Chemical Company 1105 Eastman Chemical Company 1105 Eastman Chemical Company 1973 Eastman Chemical Company HH0042M Eastman Cogeneration L.P. 2082 EBAA Iron, Inc. 12626 Eggemeyer Tree Service El Paso County EE1694R El Paso Independent School District El Paso Independent School District EE1015A Enbridge G & P (North Texas) LP 13889 Enbridge Pipelines East Texas L.P. 31352 ENGLE, CHARLES J Enterprise Products Operating LLC 893 Environmental Recycling Technologies FGA008H LLC Equistar Chemicals, LP 18978 Equistar Chemicals, LP HG0770G Equistar Chemicals, LP 2181 Equistar Chemicals, LP 4157A Equistar Chemicals, LP 4157A Equistar Chemicals, LP HG0621B Equistar Chemicals, LP BL0113I County WISE HARRIS CHAMBERS COOKE BOSQUE MIDLAND JEFFERSON ORANGE JEFFERSON JEFFERSON ORANGE HARRISON HARRISON HARRISON HARRISON HARRISON HARRISON HARRISON EASTLAND BEXAR EL PASO EL PASO EL PASO JACK FREESTONE EL PASO SUTTON FORT BEND HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS BRAZORIA Order Date 08/29/2008 03/08/2008 10/04/2007 09/21/2007 04/14/2008 06/05/2008 07/21/2008 07/21/2008 08/29/2008 03/08/2008 04/28/2008 04/03/2008 09/21/2007 06/05/2008 06/19/2008 07/21/2008 01/12/2008 04/28/2008 08/15/2008 08/15/2008 06/19/2008 08/15/2008 07/21/2008 12/20/2007 02/18/2008 04/14/2008 02/08/2008 05/04/2008 04/03/2008 02/25/2008 06/19/2008 04/28/2008 12/20/2007 03/08/2008 09/21/2007 Penalty Assessed 1,482.00 3,300.00 6,000.00 1,050.00 16,050.00 3,150.00 10,000.00 3,675.00 30,625.00 4,950.00 77,860.00 16,338.00 33,990.00 102,125.00 10,000.00 13,050.00 31,964.00 1,875.00 3,500.00 2,100.00 2,000.00 790.00 750.00 3,750.00 10,650.00 4,620.00 5,916.00 20,000.00 50,000.00 40,000.00 228,720.00 7,125.00 6,875.00 32,725.00 20,000.00 Penalty Deferred 296.00 660.00 1,200.00 210.00 0.00 630.00 0.00 735.00 6,125.00 990.00 15,572.00 0.00 6,798.00 20,425.00 2,000.00 2,610.00 6,392.00 375.00 700.00 420.00 400.00 158.00 150.00 750.00 0.00 924.00 1,183.00 0.00 0.00 0.00 45,742.00 1,425.00 1,375.00 6,545.00 0.00 Payable Amount 1,186.00 1,320.00 4,800.00 840.00 8,025.00 2,520.00 10,000.00 2,940.00 24,500.00 3,960.00 62,288.00 16,338.00 27,192.00 40,850.00 4,000.00 5,220.00 25,572.00 1,500.00 2,800.00 1,680.00 1,600.00 632.00 600.00 3,000.00 10,650.00 3,696.00 4,733.00 20,000.00 25,000.00 20,000.00 91,489.00 5,700.00 5,500.00 13,090.00 10,000.00 SEP Cost 0.00 1,320.00 0.00 0.00 8,025.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 40,850.00 4,000.00 5,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,000.00 20,000.00 91,489.00 0.00 0.00 13,090.00 10,000.00 SEP Offset 0.00 1,320.00 0.00 0.00 8,025.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 40,850.00 4,000.00 5,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,000.00 20,000.00 91,489.00 0.00 0.00 13,090.00 10,000.00 09/09/2008 List of Administrative Orders Issued Page 4 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34330 34827 33100 33306 32141 34147 32118 32802 33881 34762 34529 29287 33509 34732 32625 27321 34788 34677 33507 35490 34150 33489 32819 32021 34144 34652 34337 33495 32648 34525 34719 34579 26936 34543 34344 34651 Respondent Name Equistar Chemicals, LP Equistar Chemicals, LP Explorer Pipeline Company Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation Falcon Gunite Co., Inc. Fiberglass Specialities, Inc. Firestone Polymers, LLC Flint Hills Resources, LP Flint Hills Resources, LP Flint Hills Resources, LP FMC Corporation Formosa Plastics Corporation, Texas Formosa Plastics Corporation, Texas Formosa Plastics Corporation, Texas Fritz Industries, Inc. Gas Solutions II Ltd. GB Biosciences Corporation General Dynamics OTS (Garland), L.P Georgia-Pacific Chemicals LLC Griffin Industries, Inc. Gulf Chemical & Metallurgical Corporation TCEQ ID 2933 HG0770G 2780 HG0232Q HG0228H 568 HG0232Q 3452 18287 18287 18287 HG0232Q 49151 JE0067I 1202 JE0067I JE0067I JE0067I 7799 33084 RL0071Q 292 8803A 8803A 1272 2278 19168 7699 CB0038Q 1097 19994 2264 2594 1140 15353A 19793 County HARRIS HARRIS JEFFERSON HARRIS HARRIS KLEBERG HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON TRAVIS RUSK ORANGE NUECES NUECES NUECES HARRIS CALHOUN CALHOUN CALHOUN DALLAS GREGG HARRIS DALLAS ANGELINA BASTROP BRAZORIA Order Date 05/22/2008 07/03/2008 10/25/2007 01/12/2008 09/21/2007 02/18/2008 09/21/2007 10/04/2007 03/08/2008 06/05/2008 02/25/2008 02/25/2008 02/18/2008 06/19/2008 10/25/2007 11/19/2007 05/22/2008 06/05/2008 01/28/2008 08/15/2008 01/28/2008 02/25/2008 10/25/2007 09/21/2007 02/08/2008 04/14/2008 03/08/2008 02/08/2008 02/25/2008 02/08/2008 02/25/2008 05/22/2008 10/04/2007 03/08/2008 04/03/2008 06/05/2008 Penalty Assessed 20,000.00 20,431.00 3,240.00 70,400.00 44,575.00 24,522.00 20,000.00 8,200.00 10,000.00 13,775.00 10,000.00 10,324.00 94,050.00 10,000.00 24,139.00 10,000.00 40,950.00 31,375.00 5,375.00 950.00 770.00 27,625.00 12,150.00 3,425.00 20,000.00 5,650.00 12,350.00 20,000.00 6,422.00 1,925.00 1,875.00 23,875.00 86,775.00 4,690.00 5,250.00 31,050.00 Penalty Deferred 0.00 4,086.00 648.00 0.00 0.00 4,904.00 0.00 1,640.00 0.00 0.00 0.00 0.00 18,810.00 0.00 4,827.00 0.00 8,190.00 6,275.00 1,075.00 190.00 154.00 5,525.00 2,430.00 685.00 0.00 1,130.00 2,470.00 0.00 0.00 385.00 375.00 4,775.00 0.00 938.00 0.00 6,210.00 Payable Amount 10,000.00 8,173.00 2,592.00 35,200.00 22,288.00 19,618.00 10,000.00 3,280.00 5,000.00 6,888.00 5,000.00 10,324.00 37,620.00 5,000.00 9,656.00 5,000.00 16,380.00 12,550.00 2,150.00 760.00 616.00 22,100.00 9,720.00 2,740.00 20,000.00 2,260.00 4,940.00 10,000.00 3,211.00 1,540.00 1,500.00 9,550.00 43,388.00 3,752.00 5,250.00 12,420.00 SEP Cost 10,000.00 8,172.00 0.00 35,200.00 22,287.00 0.00 10,000.00 3,280.00 5,000.00 6,887.00 5,000.00 0.00 37,620.00 5,000.00 9,656.00 5,000.00 16,380.00 12,550.00 2,150.00 0.00 0.00 0.00 0.00 0.00 0.00 2,260.00 4,940.00 10,000.00 3,211.00 0.00 0.00 9,550.00 43,387.00 0.00 0.00 12,420.00 SEP Offset 10,000.00 8,172.00 0.00 35,200.00 22,287.00 0.00 10,000.00 3,280.00 5,000.00 6,887.00 5,000.00 0.00 37,620.00 5,000.00 9,656.00 5,000.00 16,380.00 12,550.00 2,150.00 0.00 0.00 0.00 0.00 0.00 0.00 2,260.00 4,940.00 10,000.00 3,211.00 0.00 0.00 9,550.00 43,387.00 0.00 0.00 12,420.00 09/09/2008 List of Administrative Orders Issued Page 5 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 29492 19435 34901 35091 35208 32499 29943 35062 31639 33439 29268 35108 34541 32884 33839 33133 32871 34605 35378 32887 34360 34522 33492 34801 32878 35333 34944 35196 34454 35184 33786 34407 33875 33470 31964 Respondent Name Gulf Chemical & Metallurgical Corporation Gulf Chemical & Metallurgical Corporation Haldor Topsoe, Inc. Harris Daniel R and Harris D Patricia Honeywell International, Inc. Houston Marine Services, Inc. HOUSTON PRECAST, INC. HOUSTON REFINING, L.P. HOUSTON REFINING, L.P. HOUSTON REFINING, L.P. Huerta's Trucking, Inc. Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation INEOS Polymers Inc. INEOS USA LLC INEOS USA LLC International Paper Company Invista S.a.r.l. Invista S.a.r.l. ISP Synthetic Elastomers LP ISP Synthetic Elastomers LP ISP Technologies Inc. ISP Technologies Inc. J.H. Strain & Sons, Inc. Johnson Controls Battery Group, Inc. JSW Steel (USA) Inc. K.A.T. Excavation & Construction, Inc. Kiewit Texas Construction L.P. Kinder Morgan Production Company LP KM Liquids Terminals, L. P. Koral Industries, Inc. TCEQ ID 1157C 1157C HG0903L EE2238R 1533 21098 79078 2167 HG0048L HG0048L 78687 20160 MQ0012Q JE0052V 20134 19823 16989 2570 BL0002S BL0002S 980 1468 1302 9908 9908 22079 55847 72637L002 82109 1832 951031D 77586 45842 5171 ED0013W County BRAZORIA BRAZORIA HARRIS EL PASO ORANGE HARRIS MONTGOMERY HARRIS HARRIS HARRIS DALLAS JEFFERSON MONTGOMERY JEFFERSON JEFFERSON JEFFERSON JEFFERSON HARRIS BRAZORIA BRAZORIA POLK ORANGE ORANGE JEFFERSON JEFFERSON GALVESTON GALVESTON TAYLOR BEXAR CHAMBERS HARDIN TERRY SCURRY HARRIS ELLIS Order Date 01/28/2008 10/04/2007 06/05/2008 07/21/2008 08/15/2008 10/25/2007 05/18/2008 07/21/2008 12/20/2007 10/04/2007 10/04/2007 08/15/2008 03/08/2008 10/25/2007 01/28/2008 04/14/2008 11/09/2007 04/03/2008 07/21/2008 01/28/2008 05/22/2008 04/14/2008 02/18/2008 04/03/2008 04/03/2008 08/29/2008 07/03/2008 06/05/2008 02/25/2008 07/03/2008 01/12/2008 04/14/2008 04/03/2008 01/12/2008 09/21/2007 Penalty Assessed 154,275.00 118,500.00 3,350.00 2,400.00 2,025.00 17,812.00 30,000.00 20,000.00 49,800.00 20,453.00 10,000.00 29,482.00 3,950.00 7,925.00 64,923.00 23,775.00 36,300.00 3,725.00 10,000.00 217,000.00 14,375.00 11,100.00 2,975.00 5,122.00 13,025.00 3,562.00 14,000.00 800.00 1,800.00 4,000.00 2,175.00 3,120.00 6,200.00 10,000.00 3,850.00 Penalty Deferred 0.00 0.00 670.00 480.00 405.00 3,562.00 0.00 0.00 0.00 0.00 0.00 0.00 790.00 0.00 12,984.00 4,755.00 0.00 745.00 2,000.00 0.00 2,875.00 2,220.00 595.00 1,024.00 0.00 712.00 2,800.00 160.00 360.00 800.00 435.00 624.00 1,240.00 0.00 770.00 Payable Amount 77,138.00 SEP Cost 77,137.00 59,250.00 59,250.00 1,340.00 1,920.00 1,620.00 14,250.00 30,000.00 10,000.00 24,900.00 10,227.00 10,000.00 14,741.00 3,160.00 3,963.00 25,970.00 9,510.00 18,150.00 2,980.00 8,000.00 108,500.00 11,500.00 8,880.00 2,380.00 4,098.00 13,025.00 1,425.00 11,200.00 640.00 1,440.00 3,200.00 1,740.00 2,496.00 2,480.00 5,000.00 3,080.00 1,340.00 0.00 0.00 0.00 0.00 10,000.00 24,900.00 10,226.00 0.00 14,741.00 0.00 3,962.00 25,969.00 9,510.00 18,150.00 0.00 0.00 108,500.00 0.00 0.00 0.00 0.00 0.00 1,425.00 0.00 0.00 0.00 0.00 0.00 0.00 2,480.00 5,000.00 0.00 SEP Offset 77,137.00 59,250.00 1,340.00 0.00 0.00 0.00 0.00 10,000.00 24,900.00 10,226.00 0.00 14,741.00 0.00 3,962.00 25,969.00 9,510.00 18,150.00 0.00 0.00 108,500.00 0.00 0.00 0.00 0.00 0.00 1,425.00 0.00 0.00 0.00 0.00 0.00 0.00 2,480.00 5,000.00 0.00 09/09/2008 List of Administrative Orders Issued Page 6 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34562 34890 34647 34860 35018 34442 34843 31785 34852 27800 35116 34536 34366 33426 34654 33189 34978 15009 31113 32935 32039 32108 34556 34201 34763 35010 32726 32602 31014 34615 29560 33184 34450 27494 32831 Respondent Name Lanxess Corporation Laredo Paving, Inc. Leedo Manufacturing Co., L.P. Lee-Var Inc. dba Palmer of Texas Leiusre Pools USA Trading, Inc. LERMA, ROBERT JR * Liberty Pressure Pumping, LP Lide Industries, Inc. Lone Star Industries, Inc. Lonestar Prestress Mfg., Inc. Longhorn Glass Manufacturing, L.P. Louisiana-Pacific Corporation Love's Travel Stops & Country Stores, Inc. Lucite International, Inc. Lyondell Chemical Company Lyondell Chemical Company Lyondell Chemical Company Magnum Blue Ribbons Feeds, Inc. Mannesmann DMV Stainless USA, Inc. Marathon Petroleum Company LLC Maxim Farm Egg Co., Inc. Maxim Production Co., LP McWane, Inc. Merisol USA LLC Merisol USA LLC Millennium Petrochemicals Inc. Mobil Chemical Company Inc. Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Nalco Company TCEQ ID 2105 WF0046E 25359 2933 76629 83172 75952 4835300001 2641 1198 EE1053P 19005 19613 9395 19155 DD0066S 1340 GB0055R 18380 24542 1407 20686 1254 4751 7799 8404 8404 JE0095D 8404 357 8404 8404 FG0025L County CHAMBERS TOM GREEN WHARTON ANDREWS BEXAR JIM WELLS ERATH FREESTONE NOLAN HARRIS HARRIS JASPER EL PASO JEFFERSON HARRIS HARRIS HARRIS DEAF SMITH HARRIS GALVESTON WHARTON SMITH HARRIS HARRIS HARRIS JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON FORT BEND Order Date 02/25/2008 06/05/2008 06/05/2008 06/05/2008 05/22/2008 06/19/2008 06/05/2008 05/22/2008 06/05/2008 11/09/2007 08/15/2008 04/28/2008 02/08/2008 01/12/2008 05/22/2008 12/20/2007 06/19/2008 10/25/2007 08/29/2008 11/09/2007 02/25/2008 10/25/2007 06/05/2008 02/08/2008 06/19/2008 07/03/2008 01/12/2008 10/25/2007 06/19/2008 07/03/2008 11/09/2007 02/25/2008 04/14/2008 02/18/2008 09/21/2007 Penalty Assessed 3,050.00 60,000.00 72,049.00 19,050.00 7,500.00 5,750.00 4,200.00 306,570.00 7,400.00 10,000.00 46,860.00 1,900.00 3,660.00 3,050.00 10,000.00 5,525.00 10,200.00 2,500.00 3,225.00 30,696.00 4,160.00 3,660.00 22,950.00 6,681.00 6,250.00 5,525.00 40,700.00 14,085.00 368,445.00 222,268.00 18,944.00 29,362.00 24,700.00 32,980.00 4,750.00 Penalty Deferred 610.00 0.00 14,409.00 3,810.00 1,500.00 1,150.00 840.00 0.00 1,480.00 0.00 9,372.00 380.00 732.00 610.00 2,000.00 1,105.00 2,040.00 0.00 0.00 0.00 0.00 732.00 4,590.00 1,336.00 1,250.00 1,105.00 0.00 2,817.00 73,689.00 44,453.00 0.00 5,872.00 4,940.00 0.00 950.00 Payable Amount 2,440.00 60,000.00 57,640.00 15,240.00 6,000.00 4,600.00 3,360.00 153,285.00 5,920.00 5,000.00 37,488.00 1,520.00 2,928.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 153,285.00 0.00 5,000.00 0.00 0.00 0.00 1,220.00 4,000.00 2,210.00 4,080.00 2,500.00 3,225.00 30,696.00 4,160.00 2,928.00 18,360.00 5,345.00 5,000.00 2,210.00 20,350.00 5,634.00 147,378.00 88,908.00 18,944.00 11,745.00 9,880.00 32,980.00 3,800.00 1,220.00 4,000.00 2,210.00 4,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,210.00 20,350.00 5,634.00 147,378.00 88,907.00 0.00 11,745.00 9,880.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 153,285.00 0.00 5,000.00 0.00 0.00 0.00 1,220.00 4,000.00 2,210.00 4,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,210.00 20,350.00 5,634.00 147,378.00 88,907.00 0.00 11,745.00 9,880.00 0.00 0.00 09/09/2008 * **T*h**ere are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 7 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34378 35121 30921 32613 34341 34875 34318 35199 34616 33119 35344 35159 29895 34851 32779 31881 33624 32600 34476 34614 33125 33239 24616 35191 35359 35430 34686 27287 34162 35106 34324 35124 34577 33807 Respondent Name Name: UNITED STATES ALUMINUM CORPORATION - TEXAS National Oilwell Varco, L.P. New Process Steel, L.P, NEWLAND, SCOTT NRG Texas LP Nutri-Feeds, Inc. Oasis Pipe Line Company Texas L.P. Ogre, Inc. ONEOK Hydrocarbon Southwest, LLC Owens Corning Composite Materials, LLC Owens Corning Composite Materials, LLC Owens Corning Roofing and Asphalt, LLC Oxbow Calcining LLC Oxy Vinyls, LP Parker-Hannifin Corporation Pasadena Refining System, Inc. PD Glycol LP PD Glycol LP Peace Partners Car Wash, L.L.C. Pelican Refining Company, LLC Plains Pipeline, L.P. Prairie View A&M University PRICE CONSTRUCTION, LTD. Prism Gas Systems I, L.P Pyco Industries, Inc. Quala Systems, Inc. Quebecor World Dallas II Inc. RED DOG TRACK, INC. Red Ewald, Inc. Reliant Energy Channelview LP Republic Plastics, Ltd. RK Petroleum Corp. Rohm and Haas Texas Incorporated Rushing Paving Company, Ltd. TCEQ ID 34802 1818 HG9460H 80899 75 4805500005 2664 3956B 1019 1019 1779 1493 3855B 46721 20246 JE0049K 8639A EE1850E 1286 2669 1711 7901 815 1075 48930 1247 17945 2136 2680 35008 8838 80986 County ELLIS HARRIS HARRIS HARRISON LIMESTONE DEAF SMITH CALDWELL RANDALL CHAMBERS RANDALL RANDALL ELLIS JEFFERSON HARRIS TARRANT HARRIS JEFFERSON JEFFERSON EL PASO HARRIS WOOD WALLER LUBBOCK HARRISON LUBBOCK BRAZORIA DALLAS PALO PINTO KARNES HARRIS GUADALUPE MARTIN HARRIS GRAYSON Order Date 04/03/2008 07/21/2008 04/14/2008 11/19/2007 02/08/2008 06/05/2008 02/25/2008 07/03/2008 04/28/2008 10/25/2007 08/29/2008 07/03/2008 06/05/2008 04/28/2008 10/25/2007 10/04/2007 01/28/2008 11/19/2007 05/22/2008 04/28/2008 10/04/2007 10/04/2007 02/18/2008 07/21/2008 07/21/2008 08/29/2008 02/25/2008 02/18/2008 02/08/2008 07/03/2008 02/18/2008 06/05/2008 05/22/2008 01/28/2008 Penalty Assessed 27,900.00 12,445.00 3,000.00 20,000.00 2,975.00 4,950.00 1,200.00 2,425.00 2,808.00 2,925.00 16,600.00 5,000.00 32,004.00 3,275.00 3,672.00 20,438.00 3,475.00 30,412.00 2,040.00 9,120.00 2,000.00 2,500.00 5,500.00 10,320.00 5,775.00 1,000.00 7,700.00 31,925.00 2,125.00 2,250.00 2,600.00 1,875.00 85,500.00 2,675.00 Penalty Deferred 5,580.00 2,489.00 0.00 0.00 595.00 990.00 240.00 485.00 561.00 585.00 3,320.00 1,000.00 0.00 655.00 734.00 0.00 695.00 0.00 408.00 1,824.00 400.00 500.00 0.00 2,064.00 1,155.00 200.00 1,540.00 0.00 425.00 450.00 520.00 375.00 17,100.00 535.00 Payable Amount 11,160.00 9,956.00 3,000.00 20,000.00 2,380.00 3,960.00 960.00 1,940.00 2,247.00 2,340.00 13,280.00 4,000.00 17,892.00 2,620.00 2,938.00 20,438.00 1,390.00 15,206.00 1,632.00 7,296.00 1,600.00 2,000.00 5,500.00 8,256.00 4,620.00 800.00 6,160.00 31,925.00 1,700.00 1,800.00 2,080.00 1,500.00 34,200.00 2,140.00 SEP Cost 11,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,112.00 0.00 0.00 0.00 1,390.00 15,206.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 34,200.00 0.00 SEP Offset 11,160.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,112.00 0.00 0.00 0.00 1,390.00 15,206.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 34,200.00 0.00 09/09/2008 List of Administrative Orders Issued Page 8 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34612 33501 35345 34301 26872 35205 32895 33240 11244 34655 34595 34328 34531 31130 24286 34805 35360 34598 34214 35164 34343 35055 33526 33112 34365 34986 33923 34182 34578 34174 35204 33079 34479 35035 33747 34604 Respondent Name SABINA PETROCHEMICALS LLC Sabine Cogen, LP Saint-Gobain Vetrotex America, Inc. Sand Express, L.P. SBBQS, INC. Shell Chemical LP Shell Pipeline Company LP Shell Pipeline Company LP Shintech Incorporated Shintech Incorporated SI Group, Inc. Signal Hill Wichita Falls Power, LP Signal International Texas, L.P. Solutia Inc. Solutia Inc. Southern Forest Products, LLC Southern Star Concrete, Inc. Southern Union Gas Services, Ltd. Southwest Convenience Stores, LLC Southwest Convenience Stores, LLC Southwest Convenience Stores, LLC Southwest Convenience Stores, LLC Southwest Shipyard, L.P. Southwestern Public Service Company Southwest-Tex Leasing Co., Inc. Southwest-Tex Leasing Co., Inc. Sport Auto Enterprise, Inc. Stallion Oilfield Construction, LLC Sunoco Pipeline L.P. Sunoco Pipeline L.P. Sunoco, Inc. (R&M) Sunoco, Inc. (R&M) Sunoco, Inc. (R&M) Sunoco, Inc. (R&M) SWIFT BEEF COMPANY Targa Midstream Services Limited Partnership TCEQ ID 41945 1843 4848500010 46900 3179 2733 2739 1361 1431 16750 1355 BL0038U BL0038U 20804 CP0084V 02624 EE1165D EE0995H EE1188O 1260 PG0041R EE1308F EE1308F 82129L001 1307 2688 2314 5572B 5572B 5572B 37234 5414 County JEFFERSON ORANGE WICHITA COLORADO RUSK HARRIS JEFFERSON JEFFERSON BRAZORIA BRAZORIA BRAZORIA WICHITA JEFFERSON BRAZORIA BRAZORIA NEWTON COLLIN WINKLER EL PASO EL PASO EL PASO EL PASO HARRIS POTTER EL PASO EL PASO BEXAR JOHNSON SCURRY NAVARRO HARRIS HARRIS HARRIS HARRIS MOORE HARRIS Order Date 06/05/2008 01/28/2008 07/03/2008 06/19/2008 01/12/2008 08/15/2008 11/19/2007 01/12/2008 09/21/2007 02/25/2008 04/14/2008 02/18/2008 03/08/2008 01/28/2008 11/19/2007 06/05/2008 08/29/2008 02/25/2008 04/28/2008 08/29/2008 04/14/2008 08/29/2008 06/05/2008 11/09/2007 02/25/2008 06/19/2008 06/19/2008 02/25/2008 05/22/2008 07/03/2008 08/15/2008 02/08/2008 04/03/2008 07/03/2008 10/25/2007 04/14/2008 Penalty Assessed 24,625.00 15,730.00 5,850.00 4,040.00 1,050.00 10,000.00 6,600.00 7,735.00 25,000.00 2,475.00 5,700.00 1,625.00 8,600.00 45,597.00 95,490.00 5,000.00 1,045.00 1,875.00 21,240.00 24,860.00 17,450.00 20,230.00 77,276.00 750.00 920.00 1,020.00 500.00 20,000.00 6,250.00 6,000.00 11,100.00 8,950.00 20,400.00 4,940.00 1,050.00 2,990.00 Penalty Deferred 4,925.00 3,146.00 1,170.00 808.00 0.00 2,000.00 1,320.00 1,547.00 0.00 495.00 1,140.00 325.00 1,720.00 0.00 0.00 1,000.00 209.00 375.00 4,248.00 4,972.00 3,490.00 4,046.00 0.00 150.00 184.00 204.00 100.00 0.00 1,250.00 1,200.00 2,220.00 1,790.00 4,080.00 988.00 210.00 598.00 Payable Amount 9,850.00 12,584.00 4,680.00 3,232.00 1,050.00 4,000.00 5,280.00 3,094.00 25,000.00 1,980.00 4,560.00 1,300.00 6,880.00 22,799.00 47,745.00 4,000.00 418.00 1,500.00 8,496.00 19,888.00 6,980.00 16,184.00 38,638.00 600.00 736.00 816.00 400.00 10,000.00 5,000.00 4,800.00 8,880.00 7,160.00 16,320.00 3,952.00 840.00 2,392.00 SEP Cost 9,850.00 0.00 0.00 0.00 0.00 4,000.00 0.00 3,094.00 0.00 0.00 0.00 0.00 0.00 22,798.00 47,745.00 0.00 418.00 0.00 8,496.00 0.00 6,980.00 0.00 38,638.00 0.00 0.00 0.00 0.00 10,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 9,850.00 0.00 0.00 0.00 0.00 4,000.00 0.00 3,094.00 0.00 0.00 0.00 0.00 0.00 22,798.00 47,745.00 0.00 418.00 0.00 8,496.00 0.00 6,980.00 0.00 38,638.00 0.00 0.00 0.00 0.00 10,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 9 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34613 31963 35516 33147 33909 34606 35096 35150 34806 34646 35442 35379 34912 34331 34197 35177 33074 34761 33533 32840 34867 33152 33128 35451 32115 34789 34019 34445 34459 33805 32479 29721 32927 16384 34200 35609 34513 Respondent Name Targa North Texas, LP Ten Hi Gin, Inc. Tennessee Gas Pipeline Company TERRAZAS, FRANCISCO Tesco Industries, L.P. Texas Barge & Boat, Inc. Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texas Petrochemicals LP Texmark Chemicals, Inc. The Dow Chemical Company The Dow Chemical Company The Dow Chemical Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Hertz Corporation The Premcor Refining Group Inc. The Premcor Refining Group Inc. The Premcor Refining Group Inc. The Premcor Refining Group Inc. The Premcor Refining Group Inc. The Shredder Company, LLC Thelin Recycling Company, L.P. Tige Boats, Inc. Tige Boats, Inc. TCEQ ID 20232 2318 56321 EE1557F AH0043O 1698 HG0562P HG0562P 46307 HG0562P HG0562P HG0562P HG0562P 46307 46307 1327 20485 46307 1363 HGA005E 834 BL0082R 1593 6618 1593 1593 HG0289K EE1145J 6825A 6825A 6825 JE0042B 2229 23499 TA3987H 2674 2674 County YOUNG GAINES JASPER EL PASO AUSTIN BRAZORIA HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS JEFFERSON JEFFERSON HARRIS HARRIS HARRIS BRAZORIA BRAZORIA JEFFERSON HARRIS JEFFERSON JEFFERSON HARRIS EL PASO JEFFERSON JEFFERSON JEFFERSON JEFFERSON JEFFERSON EL PASO TARRANT TAYLOR TAYLOR Order Date 04/28/2008 11/09/2007 08/15/2008 06/11/2008 01/12/2008 06/05/2008 06/05/2008 05/22/2008 02/25/2008 01/28/2008 08/15/2008 07/21/2008 04/14/2008 01/12/2008 04/28/2008 07/21/2008 11/09/2007 04/03/2008 02/18/2008 12/20/2007 06/19/2008 04/03/2008 12/20/2007 08/15/2008 01/28/2008 05/22/2008 11/19/2007 02/08/2008 04/14/2008 02/25/2008 01/12/2008 09/21/2007 12/20/2007 06/19/2008 02/25/2008 08/15/2008 02/08/2008 Penalty Assessed 37,500.00 2,500.00 2,050.00 2,200.00 4,000.00 3,600.00 6,575.00 10,000.00 6,500.00 10,266.00 8,086.00 7,075.00 6,500.00 10,000.00 33,250.00 3,600.00 2,500.00 13,566.00 75,692.00 14,000.00 44,450.00 34,670.00 6,450.00 5,600.00 102,564.00 6,475.00 4,450.00 1,100.00 30,400.00 25,150.00 64,625.00 43,437.00 56,166.00 40,560.00 9,100.00 5,000.00 4,750.00 Penalty Deferred 0.00 500.00 410.00 0.00 800.00 720.00 1,315.00 0.00 1,300.00 2,053.00 1,617.00 1,415.00 1,300.00 2,000.00 6,650.00 720.00 500.00 2,713.00 15,138.00 2,800.00 8,890.00 6,934.00 1,290.00 1,120.00 20,512.00 1,295.00 890.00 220.00 0.00 5,030.00 0.00 0.00 0.00 0.00 1,820.00 1,000.00 950.00 Payable Amount 18,750.00 2,000.00 1,640.00 2,200.00 3,200.00 2,880.00 2,630.00 5,000.00 2,600.00 4,107.00 3,235.00 2,830.00 2,600.00 4,000.00 13,300.00 2,880.00 2,000.00 5,427.00 30,277.00 5,600.00 17,780.00 13,868.00 5,160.00 4,480.00 41,026.00 2,590.00 1,780.00 880.00 15,200.00 10,060.00 32,313.00 21,719.00 28,083.00 40,560.00 7,280.00 4,000.00 3,800.00 SEP Cost 18,750.00 0.00 0.00 0.00 0.00 0.00 2,630.00 5,000.00 2,600.00 4,106.00 3,234.00 2,830.00 2,600.00 4,000.00 13,300.00 0.00 0.00 5,426.00 30,277.00 5,600.00 17,780.00 13,868.00 0.00 0.00 41,026.00 2,590.00 1,780.00 0.00 15,200.00 10,060.00 32,312.00 21,718.00 28,083.00 0.00 0.00 0.00 0.00 SEP Offset 18,750.00 0.00 0.00 0.00 0.00 0.00 2,630.00 5,000.00 2,600.00 4,106.00 3,234.00 2,830.00 2,600.00 4,000.00 13,300.00 0.00 0.00 5,426.00 30,277.00 5,600.00 17,780.00 13,868.00 0.00 0.00 41,026.00 2,590.00 1,780.00 0.00 15,200.00 10,060.00 32,312.00 21,718.00 28,083.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 10 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 34551 35534 34722 35298 34195 34486 33781 33230 35167 32820 32622 34559 34700 27415 34853 35136 34312 34641 35157 35056 34610 33225 34186 34568 34399 34567 34205 34720 34599 33455 34702 35012 34387 24907 Respondent Name TOTAL PETROCHEMICALS USA, INC. TOTAL PETROCHEMICALS USA, INC. TOTAL PETROCHEMICALS USA, INC. TOTAL PETROCHEMICALS USA, INC. TOTAL PETROCHEMICALS USA, INC. TOTAL PETROCHEMICALS USA, INC. Transcontinental Gas Pipe Line Corporation Trinity Industries, Inc. Trunkline Gas Company, LLC U.S. Minerals, LLC Union Carbide Corporation United Copper Industries, Inc. United Structures of America, Inc. University of Texas Medical Branch at Galveston US Petroleum Depot, Inc. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. VIKING POOLS, LLC Viridis Energy (Texas), LP Viridis Energy (Texas), LP Viridis Energy (Texas), LP Water World Fiberglass Pools (U.S.A.) Inc. Weirich Bros., Inc. Wharton County Power Partners, L.P. WTG Gas Processing, L.P. WTG Jameson, L.P. Wyler Industrial Works, Inc. Ya Razzak, Inc. YARBROUGH, JOSEPH TCEQ ID HG0036S 78963 HG0036S HG0036S 3908B 5264 MH0047W OC0024J 73000 18048 1914 2828 HG1387C 18655 82549 39142 2937 39142 HG0130C 48982 38754 HG0130C 2438 2565 2538 2574 2808 KG0017H 86 4822700003 RK0063D EE0699O EE1961R County HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS MATAGORDA ORANGE HARRIS GALVESTON GALVESTON DENTON HARRIS GALVESTON CAMERON GALVESTON NUECES GALVESTON HARRIS HARRIS NUECES HARRIS MIDLAND HARRIS GALVESTON CHAMBERS GUADALUPE KIMBLE WHARTON HOWARD RUNNELS EL PASO EL PASO YOUNG Order Date 04/28/2008 08/29/2008 04/03/2008 07/21/2008 01/28/2008 04/14/2008 02/08/2008 11/19/2007 07/21/2008 10/04/2007 03/08/2008 03/08/2008 04/03/2008 09/21/2007 06/05/2008 07/03/2008 04/14/2008 06/19/2008 06/19/2008 07/03/2008 04/03/2008 11/09/2007 02/08/2008 06/19/2008 04/14/2008 04/28/2008 02/08/2008 04/28/2008 02/25/2008 01/28/2008 04/28/2008 06/19/2008 02/08/2008 06/11/2008 Penalty Assessed 17,697.00 8,450.00 8,525.00 25,764.00 7,750.00 7,050.00 10,000.00 12,000.00 13,800.00 26,035.00 76,450.00 1,625.00 2,475.00 11,400.00 2,850.00 10,000.00 8,800.00 8,600.00 10,270.00 41,500.00 34,125.00 46,150.00 6,750.00 7,455.00 4,387.00 7,455.00 2,850.00 1,320.00 11,000.00 46,291.00 970.00 920.00 1,200.00 1,050.00 Penalty Deferred 3,539.00 1,690.00 1,705.00 5,152.00 1,550.00 1,410.00 2,000.00 2,400.00 2,760.00 5,207.00 15,290.00 325.00 495.00 2,280.00 570.00 2,000.00 1,760.00 1,720.00 2,054.00 8,300.00 0.00 0.00 1,350.00 1,491.00 877.00 1,491.00 570.00 264.00 2,200.00 9,258.00 194.00 184.00 240.00 0.00 Payable Amount 14,158.00 6,760.00 6,820.00 20,612.00 6,200.00 2,820.00 8,000.00 9,600.00 5,520.00 20,828.00 30,580.00 1,300.00 1,980.00 0.00 2,280.00 4,000.00 3,520.00 3,440.00 4,108.00 16,600.00 17,063.00 23,075.00 5,400.00 5,964.00 3,510.00 5,964.00 2,280.00 1,056.00 8,800.00 37,033.00 776.00 736.00 960.00 1,050.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 2,820.00 0.00 0.00 5,520.00 0.00 30,580.00 0.00 0.00 9,120.00 0.00 4,000.00 3,520.00 3,440.00 4,108.00 16,600.00 17,062.00 23,075.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 2,820.00 0.00 0.00 5,520.00 0.00 30,580.00 0.00 0.00 9,120.00 0.00 4,000.00 3,520.00 3,440.00 4,108.00 16,600.00 17,062.00 23,075.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 11 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM AQ AQ Case No. 35195 34310 Respondent Name Ysleta Independent School District Ysleta Independent School District TCEQ ID County EE1018R EL PASO EE1018R EL PASO AQ Orders Issued: 381 Order Date 08/15/2008 04/03/2008 Total: Penalty Assessed 1,140.00 1,340.00 8,818,323.00 Penalty Deferred 228.00 268.00 986,843.00 Payable Amount SEP Cost 912.00 0.00 1,072.00 0.00 4,891,889.50 2,939,590.50 SEP Offset 0.00 0.00 2,939,590.50 09/09/2008 List of Administrative Orders Issued Page 12 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30114 30973 30283 30130 30797 31103 30802 30690 30912 30811 29877 30348 30639 30760 29955 30113 30964 30683 30711 30785 31025 29651 30861 31006 30982 31127 30121 30717 31167 29912 30886 31166 29715 30579 31098 Respondent Name TCEQ ID Abdulaziz Ibrahim dba Specialty Cleaners 103955332 Aesthetic Developers, Inc. TXR000075085 AGUAS MART DBA A1 DRY CLEANERS 104967260 AHMED, TAUFIQ H 104963939 ALI, MOHAMMED SADIQ 104160924 BILLY C JONES 104402268 Bothina J Al Hussein 104096995 Bruce H Paek Canyon Cleaners, Inc 104996137 Carol D. Shumaker CARTER, BRANDY L 104964564 CHEA, PUTHY 104962055 CLASSIC PRESS, INC. TX0000241679 Dark Angel Investments, Inc. TXR000071720 Desi Services Incorporated 103959615 Doyle Reid's Cleaners & Laundry Inc. TXR000074997 ELITE DRYCLEANERS, INC. 103970794 Frances Alvarez 69509 HA YOUNG SHIN 105004030 HILDA QUIROS TXR000074385 HWANG, SUNG JA 104086582 IVORY CLEANERS II, INC. 102018033 JAFFRI, RIFAT James R. Coleman 103952735 JAWAID, ROUQAIYA Jimmy N Tu JNCHO INC. 103954442 JON E CUSHMAN 104992102 Jose B Juarez 104028014 JUNG, SONG K. B. Master Cleaners, Inc. 104995139 KATY CRYSTAL CLEANERS, INC. TXR000073114 Kelvin Ho aka Toan A Ho 104959929 Ken Young 104998638 Kirby-Dunstan, Inc. dba Le Bon Cleaners TXR000071209 County DALLAS BRAZOS WEBB TARRANT DALLAS HARRIS HARRIS DALLAS FORT BEND DALLAS CALDWELL DALLAS HARRIS FORT BEND TARRANT LLANO HARRIS JONES HARRIS CAMERON BELL DALLAS DALLAS DENTON HARRIS TARRANT HARRIS HARRIS COLLIN HARRIS HARRIS TARRANT HARRIS HARRIS Order Date 02/08/2008 10/25/2007 02/08/2008 06/19/2008 08/10/2008 02/18/2008 01/28/2008 09/21/2007 02/08/2008 11/19/2007 04/04/2008 02/18/2008 04/23/2008 10/25/2007 02/18/2008 11/19/2007 07/21/2008 05/22/2008 01/28/2008 09/21/2007 02/18/2008 04/14/2008 09/21/2007 01/12/2008 11/19/2007 04/03/2008 08/15/2008 06/05/2008 02/08/2008 12/20/2007 06/19/2008 10/04/2007 02/08/2008 02/18/2008 12/20/2007 Penalty Assessed 889.00 3,555.00 1,185.00 889.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 1,067.00 889.00 1,185.00 1,980.00 889.00 3,555.00 1,066.00 1,185.00 889.00 1,185.00 853.00 280.00 1,185.00 1,185.00 225.00 1,185.00 889.00 945.00 1,185.00 1,067.00 1,185.00 3,555.00 1,185.00 1,185.00 1,185.00 Penalty Deferred 0.00 0.00 237.00 0.00 0.00 0.00 237.00 0.00 237.00 0.00 0.00 0.00 0.00 0.00 178.00 711.00 213.00 0.00 0.00 0.00 0.00 0.00 237.00 0.00 45.00 237.00 178.00 0.00 0.00 0.00 0.00 711.00 0.00 0.00 0.00 Payable Amount 889.00 3,555.00 948.00 889.00 1,185.00 1,185.00 948.00 1,185.00 948.00 1,185.00 1,067.00 889.00 1,185.00 1,980.00 711.00 2,844.00 853.00 1,185.00 889.00 1,185.00 853.00 280.00 948.00 1,185.00 180.00 948.00 711.00 945.00 1,185.00 1,067.00 1,185.00 2,844.00 1,185.00 1,185.00 1,185.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 13 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC ER ER Case No. 31010 31208 31100 30620 30429 30944 30862 30709 30678 30951 30659 30868 30644 30622 30144 30111 30367 30998 30594 30684 31028 30740 30911 29967 30674 Respondent Name L&L AG Products, Inc. LAM, TRINH THUY M D C M S, INC. DBA MILLENNIUM DRY CLEANERS MAI BUI NGUYEN MESFIN, HAILU SIMA Mimi Hoang Investment Inc. MOHAMMAD HAROON MEMON Mubeen Enterprise, Inc. NGUYEN, TONY P & N Star Enterprises, Inc. Park Jin PARK, DAN PARK, HYUNG S PIA LINDA N VAN THO PILARCIK, DEBORAH L GODFREY QASWA ENTERPRISE LLC RODRIGUEZ, JUAN J Summit Cleaners, Inc. Tidwell Super Cleaners, Inc. TWIN LAKES ENTERPRISES, INC. Wholesale Cleaners, Inc. Willie Scales WOODS, GERRY L Zucker Enterprises, Inc. Zul Noorane 35049 Diamondback Pumping Service, L.P. 14132 MCKILLIP, MARK TCEQ ID County TXR000070961 BOWIE HARRIS DALLAS 104066824 BRAZORIA 104962196 DALLAS 101637320 HARRIS 104990593 DALLAS 104996459 FORT BEND TXR000023481 HARRIS DALLAS 104995121 HARRIS DALLAS 102753597 COLLIN TXR000069674 HARRIS 104962683 TARRANT TARRANT 103957320 DALLAS 102167004 HARRIS 103987962 HARRIS 104186945 HARRIS 104983895 HARRIS TXR000069955 104967047 DALLAS TXR000069930 EL PASO HARRIS DC Orders Issued: 60 JOHNSON TXR000066159 COMANCHE ER Orders Issued: 2 Order Date 10/25/2007 11/09/2007 01/09/2008 02/18/2008 07/03/2008 07/03/2008 04/23/2008 07/09/2008 09/20/2007 09/21/2007 02/25/2008 11/09/2007 12/20/2007 09/21/2007 03/08/2008 11/09/2007 06/25/2008 02/08/2008 08/29/2008 07/03/2008 01/28/2008 12/20/2007 02/18/2008 11/19/2007 02/08/2008 Total: 06/05/2008 02/18/2008 Total: Penalty Assessed 1,185.00 1,067.00 1,185.00 2,667.00 1,185.00 3,555.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 889.00 1,185.00 1,185.00 1,185.00 140.00 1,778.00 889.00 2,370.00 1,185.00 2,370.00 1,185.00 1,778.00 1,185.00 80,090.00 8,570.00 3,500.00 12,070.00 Penalty Deferred 0.00 0.00 0.00 0.00 237.00 711.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 178.00 0.00 0.00 0.00 0.00 356.00 0.00 4,703.00 0.00 0.00 0.00 Payable Amount 1,185.00 1,067.00 1,185.00 2,667.00 948.00 2,844.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 1,185.00 889.00 1,185.00 1,185.00 1,185.00 140.00 1,778.00 711.00 2,370.00 1,185.00 2,370.00 1,185.00 1,422.00 1,185.00 75,387.00 8,570.00 3,500.00 12,070.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 14 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW Case No. 33536 31793 33227 31163 32650 27827 32500 34745 34737 26818 30856 34448 33279 33085 33300 34952 34691 31402 Respondent Name TCEQ ID County AIRBORN, INC. 37472 DALLAS Akzo Nobel Polymer Chemicals LLC 30281 HARRIS Ameriforge Corporation 90266 HARRIS BASF Corporation 33849 HARRIS BFI Waste Services of Texas, LP 40034 CSA Limited, Inc. 31504 HARRIS E. I. du Pont de Nemours and Company 30010 JEFFERSON Georgia Gulf Chemicals & Vinyls, LLC 31608 HARRIS Gulf Chemical & Metallurgical Corporation 30952 BRAZORIA JOHNSON, JOE BOY F1852 MCCULLOCH Kaspar Electroplating Corporation 35002 LAVACA MURPAKS INC 34809 KIMBLE Poly-America GP, LLC 20242 DALLAS PSC Recovery Systems, Inc. TXD102599339 DALLAS TAYLORCRAFT AVIATION LLC TXD066429028 CAMERON The Dow Chemical Company 30106 BRAZORIA THOMAS M THORP DBA THORPS LAUNDRY 64134 SUTTON W. Silver, Inc. 20498 EL PASO IHW Orders Issued: 18 Order Date 10/25/2007 10/04/2007 06/05/2008 09/21/2007 10/25/2007 04/03/2008 11/09/2007 06/05/2008 06/19/2008 11/19/2007 07/23/2008 04/03/2008 11/19/2007 11/19/2007 05/18/2008 08/15/2008 06/19/2008 03/08/2008 Total: Penalty Assessed 3,000.00 112,770.00 3,102.00 4,239.00 1,100.00 65,392.00 137,600.00 29,510.00 3,600.00 2,500.00 17,500.00 3,690.00 1,000.00 1,020.00 8,400.00 51,600.00 5,450.00 3,696.00 455,169.00 Penalty Deferred 600.00 22,554.00 620.00 848.00 220.00 0.00 0.00 5,902.00 720.00 0.00 0.00 738.00 200.00 204.00 0.00 10,320.00 1,090.00 739.00 44,755.00 Payable Amount 2,400.00 45,108.00 2,482.00 3,391.00 880.00 32,696.00 137,600.00 23,608.00 2,880.00 SEP Cost 0.00 45,108.00 0.00 0.00 0.00 32,696.00 0.00 0.00 0.00 2,500.00 17,500.00 2,952.00 800.00 816.00 8,400.00 20,640.00 4,360.00 0.00 0.00 0.00 0.00 0.00 0.00 20,640.00 0.00 2,957.00 311,970.00 0.00 98,444.00 SEP Offset 0.00 45,108.00 0.00 0.00 0.00 32,696.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20,640.00 0.00 0.00 98,444.00 09/09/2008 List of Administrative Orders Issued Page 15 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 33303 34729 32510 30699 25608 24703 34943 33900 33719 34339 29332 33499 32858 34956 34796 29592 12691 34894 34215 35238 35263 34349 32113 31939 25911 33083 31940 32739 26948 32634 33229 33077 34532 33476 28006 34733 Respondent Name ALVAREZ, ARMANDO Arbor Care, Inc. Bastrop County BEALE, EDDIE BURKHARDT, DONALD Capitol City Disposal, Inc. CCAA, L.L.C. CCRS - Consolidated Construction Recycling Services, Ltd. CHOATE, ROBERT City of Archer City City of Crockett City of Edcouch CITY OF EL PASO City Of Eldorado City Of Mason City Of San Angelo City of Waco City of Wichita Falls CLAUBAUGH, STEVE COLLINS, ROGER CONNER, HERSHEL W Custom Crushed Stone, Inc. D&KW Family, L.P. * David D. Smith Construction, Inc. DENTLER, HUGH DOUG * Dial Lubricants, Inc. DONALDSON, LORRAINE DUGAS, KEVIN Duval County El Paso Press/Box, Inc. Environmental Recycle Inc. Fiesta Nursery Co., Inc. Fort Bend Regional Landfill, LP GALLISON, MARTHA Garcia, Jamie - Alameda Bldg. GRIFFITH, DAVID TCEQ ID County Order Date 455150114 100128 C80893 100033 100075 CAMERON HARRIS BASTROP NACOGDOCHES HARRIS TRAVIS BRAZOS DALLAS 05/18/2008 04/28/2008 10/25/2007 02/18/2008 11/09/2007 06/05/2008 06/05/2008 06/19/2008 26972 40008 40114 455150156 729A 2264 195 79 948A 1428A 455040170 COT009 A85485 1481 100115 2270 6027052 UNA455140027 JEFFERSON ARCHER HOUSTON HIDALGO EL PASO SCHLEICHER MASON TOM GREEN MCLENNAN WICHITA MIDLAND FALLS BOSQUE BEXAR TARRANT CORYELL NUECES DALLAS BELL JEFFERSON DUVAL EL PASO COLLIN BEXAR FORT BEND HARRIS CAMERON NACOGDOCHES 04/14/2008 04/03/2008 11/19/2007 01/12/2008 01/12/2008 06/05/2008 06/19/2008 04/28/2008 02/08/2008 07/21/2008 02/25/2008 08/15/2008 07/03/2008 02/08/2008 09/21/2007 08/15/2008 07/09/2008 10/04/2007 08/15/2008 10/04/2007 10/25/2007 10/25/2007 04/03/2008 10/04/2007 05/22/2008 03/08/2008 05/22/2008 03/08/2008 Penalty Assessed 2,625.00 4,415.00 10,250.00 6,300.00 6,774.00 8,700.00 1,387.00 2,000.00 5,250.00 1,100.00 3,350.00 750.00 23,100.00 4,810.00 11,550.00 1,380.00 18,750.00 15,100.00 4,000.00 920.00 1,070.00 10,000.00 2,000.00 18,525.00 17,500.00 900.00 19,760.00 7,500.00 9,095.00 7,500.00 3,640.00 22,800.00 15,500.00 5,940.00 3,000.00 500.00 09/09/2008 *There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 883.00 2,050.00 0.00 0.00 0.00 277.00 400.00 1,050.00 220.00 670.00 150.00 4,620.00 962.00 2,310.00 0.00 0.00 3,020.00 800.00 184.00 214.00 2,000.00 400.00 0.00 0.00 180.00 0.00 1,500.00 0.00 1,500.00 0.00 0.00 3,100.00 1,188.00 0.00 100.00 Payable Amount 2,625.00 3,532.00 8,200.00 6,300.00 6,774.00 8,700.00 1,110.00 1,600.00 4,200.00 880.00 0.00 600.00 0.00 3,848.00 0.00 1,380.00 0.00 12,080.00 3,200.00 736.00 856.00 8,000.00 1,600.00 18,525.00 17,500.00 720.00 19,760.00 6,000.00 0.00 6,000.00 3,640.00 22,800.00 12,400.00 4,752.00 3,000.00 400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,680.00 0.00 18,480.00 0.00 9,240.00 0.00 18,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,095.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,680.00 0.00 18,480.00 0.00 9,240.00 0.00 18,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,095.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 16 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 34856 33084 30646 25832 34644 31841 33552 32440 33339 33720 16184 32800 31442 5947 34227 32825 23124 33899 34148 31794 33646 32427 31443 27427 32450 33999 32890 24883 32329 33504 33472 32002 34382 Respondent Name Hardin County Harrison County Hartley County HODGES, CHARLES D James & Vickie Enterprises, Inc. JTB Recycling Facility, Inc. K & M Broussard Co. Los Betos Caliche Pit, L.L.C. LYNCH, JAMES Manshack & Sons, Inc. MARISCAL, MARCOS MERCADO, PHILLIP Michael Daniel DBA Mikes Tire NICHOLS, R C PANAGOPOULOS, JOE E Polk County Positive Impact Waste Solutions, LLC Pulte Homes of Texas, L.P. R. C. Smith Companies, Ltd. Rod Packard DBA Packard Tire Service Seven Sanders Companies, Inc. Southwest Tire Disposal, LLC Starr County Stericycle, Inc. STOVALL, GREG EDWARD Texas Department of Transportation The JHM & KPM Company LLC Tyson Alther VAUGHN, ANTHONY WALL, ROGER WASHINGTON, ALVIN Wilke Tire Service, Inc. WILLIAMS, STEVE TCEQ ID County 455100057 HARDIN 307 HARRISON 787 HARTLEY 455040157 TARRANT 455100052 HARDIN 40164 JEFFERSON JEFFERSON 455150152 HIDALGO HUDSPETH ORANGE 455150025 HIDALGO 455150153 HIDALGO WA0014 LEON 455100029 SAN JACINTO BEXAR 1384A POLK 50070 ECTOR 455040178 DENTON 25520 MONTGOMERY 25032 NUECES 100120 LUBBOCK 6200001 ECTOR 1762 STARR 2222 MONTGOMERY BEXAR SAN JACINTO 455040177 TARRANT 455100041 JEFFERSON LUBBOCK SAN AUGUSTINE TRAVIS 5533 NUECES UNA455140037 VICTORIA MSW Orders Issued: 69 Order Date 08/15/2008 04/03/2008 02/08/2008 03/28/2008 03/08/2008 10/04/2007 02/08/2008 10/25/2007 10/25/2007 04/14/2008 02/18/2008 04/03/2008 02/18/2008 01/12/2008 02/25/2008 07/03/2008 01/12/2008 02/18/2008 01/28/2008 09/21/2007 01/28/2008 10/04/2007 06/05/2008 04/03/2008 09/21/2007 02/18/2008 11/09/2007 10/04/2007 02/25/2008 02/25/2008 12/20/2007 06/19/2008 03/08/2008 Total: Penalty Assessed 6,060.00 8,800.00 14,280.00 30,000.00 2,156.00 3,255.00 262.00 1,000.00 1,050.00 2,540.00 10,500.00 22,500.00 5,250.00 6,650.00 1,000.00 7,500.00 14,100.00 1,500.00 2,250.00 2,400.00 5,690.00 2,500.00 22,960.00 8,400.00 2,000.00 1,875.00 1,020.00 6,300.00 1,070.00 5,250.00 1,050.00 5,250.00 8,500.00 492,659.00 Penalty Deferred 1,212.00 0.00 2,856.00 0.00 431.00 651.00 52.00 200.00 210.00 508.00 0.00 0.00 0.00 0.00 200.00 1,500.00 0.00 300.00 450.00 480.00 1,138.00 500.00 0.00 1,680.00 400.00 375.00 204.00 0.00 214.00 1,050.00 210.00 0.00 1,700.00 44,299.00 Payable Amount 0.00 0.00 0.00 30,000.00 1,725.00 2,604.00 210.00 800.00 840.00 2,032.00 10,500.00 22,500.00 5,250.00 6,650.00 800.00 0.00 14,100.00 1,200.00 1,800.00 1,920.00 4,552.00 2,000.00 0.00 3,360.00 1,600.00 0.00 816.00 6,300.00 856.00 4,200.00 840.00 5,250.00 6,800.00 331,223.00 SEP Cost 4,848.00 8,800.00 11,424.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 0.00 0.00 0.00 0.00 0.00 0.00 22,960.00 3,360.00 0.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 117,137.00 SEP Offset 4,848.00 8,800.00 11,424.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 0.00 0.00 0.00 0.00 0.00 0.00 22,960.00 3,360.00 0.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 117,137.00 09/09/2008 List of Administrative Orders Issued Page 17 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL Case No. 31240 33068 35337 33162 32873 32763 33020 34608 27174 31375 34596 33293 34217 34731 33784 32760 34422 33104 28551 34778 32430 33197 31239 32892 34514 31500 33202 34932 34431 34219 34767 27379 32152 32642 34780 28874 29915 Respondent Name AGUILAR, FELIX ALDRUP, WILLIAM M ALLEN, RAYMOND AMEZQUITA, NICOLAS BROWN, TERRY BURSE, STANLEY CARTWRIGHT, SERENA CHAMBERS, CLIFF J CRAWFORD, RICKY D CRUZ, ALEX L DELUNA, FRANCISCO FARBER, TODD FEY, STEPHEN P FOUST, DORNAL L GONZALEZ, ISRAEL R GREEN, JOHN WAYNE HEATHCOTT, DENNY HICKS, CORBY HOLMES, DENNIS A HUBBARD, MARSHALL HUMELSINE, GARY LEE HUNT, ROCKY KLEIN, GLENN KYPUROS, JAIME R JR LEWIS, GREGORY ALAN LOVE, KEVIN G LOVETT, DAVID GAYLE LUGO, SAMMY RENE Manicured Landscapes, Inc. MARTIN, KEITH BOYD MARTINEZ, JESUS MEYER, JARROD L MEYER, JARROD L MITCHELL, JOHN E JR MORENO, ROSENDO MOUTON, MARK A NIKAH, NICK 09/09/2008 Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID BP0001346 LI0009016 LI0014828 CI0002180 LI0006550 LI0009112 LI0008641 LI0014359 WW0025193 LI0002932 County HARRIS BEXAR RANDALL HARRIS TARRANT WILLIAMSON HAYS HARDIN MCCULLOCH BEXAR BRAZOS FORT BEND KENDALL TARRANT MONTGOMERY SMITH RUNNELS TRAVIS TYLER CROCKETT TARRANT HARRIS HARRIS MAVERICK JACK HENDERSON RANDALL NUECES HARRIS POLK TRAVIS SMITH SMITH HARRIS SAN PATRICIO ORANGE DALLAS Order Date 12/20/2007 07/23/2008 08/29/2008 02/18/2008 03/28/2008 09/21/2007 10/04/2007 01/28/2008 11/19/2007 02/01/2008 07/03/2008 01/28/2008 01/28/2008 08/29/2008 05/04/2008 10/25/2007 12/20/2007 08/10/2008 12/20/2007 02/18/2008 03/09/2008 03/09/2008 02/01/2008 11/09/2007 04/14/2008 04/23/2008 06/25/2008 05/22/2008 07/23/2008 02/18/2008 04/28/2008 08/29/2008 02/18/2008 12/20/2007 02/18/2008 01/28/2008 03/27/2008 Penalty Assessed 562.00 7,500.00 210.00 656.00 250.00 625.00 262.00 175.00 2,000.00 625.00 262.00 262.00 500.00 131.00 625.00 625.00 210.00 2,250.00 313.00 210.00 250.00 250.00 625.00 188.00 875.00 250.00 1,575.00 262.00 263.00 262.00 625.00 625.00 625.00 250.00 210.00 960.00 2,500.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 125.00 52.00 0.00 0.00 0.00 52.00 52.00 100.00 26.00 0.00 125.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 37.00 175.00 0.00 0.00 52.00 0.00 52.00 125.00 0.00 125.00 50.00 0.00 0.00 0.00 Payable Amount 562.00 7,500.00 210.00 656.00 250.00 500.00 210.00 175.00 2,000.00 625.00 210.00 210.00 400.00 105.00 625.00 500.00 210.00 2,250.00 313.00 210.00 250.00 250.00 625.00 151.00 700.00 250.00 1,575.00 210.00 263.00 210.00 500.00 625.00 500.00 200.00 210.00 960.00 2,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 List of Administrative Orders Issued Page 18 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL Case No. 32773 33003 33234 33105 33228 32645 31511 35111 33201 30328 31433 23544 33447 20905 34129 33135 32762 31840 33524 34685 32929 33281 Respondent Name PETERS, TIM PETRIK, LOUIS C JR POST, JAMES E RAMOS, ALBERTO JR RODRIGUEZ, YUBANY A SIEGEL, BRUCE COLEMAN SMITH, LARRY SOMMERFELD, DALE D SOTELO, JOE SQUIRES, MARK K STANDLEY, STUART STRICKER, BRAD SWADLEY, DOREEN A TOWNLEY, TIMOTHY ALLEN TREJO, ALONSO TURNER, DUSTY L VILLARREAL, ADRIAN LIONEL WACHTENDORF, BRENDAN L WEAVER, JASON E WEAVER, ROBERT L WEST, JIMMY L WETZEL, PHILIP Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID County HARRIS LI0015215 TRAVIS ARANSAS LI0008677 HIDALGO DALLAS WOOD COOKE TARRANT BP0006697 HIDALGO BP0007811 HARRIS MONTGOMERY MEDINA LI0012945 BELL OS0015434 ORANGE EL PASO LI0008735 COOKE BRAZORIA LI0008362 MCLENNAN LI0007939 HARRIS WW0021449 NAVARRO WILSON ROCKWALL OL Orders Issued: 59 Order Date 10/04/2007 11/19/2007 11/09/2007 02/18/2008 07/23/2008 03/08/2008 03/28/2008 06/19/2008 11/09/2007 04/23/2008 11/09/2007 10/24/2007 03/08/2008 11/19/2007 07/23/2008 06/25/2008 02/18/2008 02/18/2008 12/20/2007 06/19/2008 10/04/2007 10/04/2007 Total: Penalty Assessed 625.00 1,125.00 250.00 866.00 262.00 250.00 250.00 250.00 475.00 263.00 625.00 1,750.00 551.00 525.00 875.00 750.00 625.00 250.00 401.00 2,250.00 625.00 237.00 42,928.00 Penalty Deferred 125.00 225.00 50.00 173.00 0.00 0.00 0.00 50.00 95.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 80.00 450.00 125.00 47.00 2,568.00 Payable Amount 500.00 900.00 200.00 693.00 262.00 250.00 250.00 200.00 380.00 263.00 625.00 1,750.00 551.00 525.00 875.00 750.00 625.00 250.00 321.00 1,800.00 500.00 190.00 40,360.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 19 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 31763 27199 34490 34400 32438 31624 32137 17357 21682 35139 32116 26445 26723 31631 14789 34979 34313 33080 33423 34752 34972 27393 26652 34354 35308 33468 31606 29039 33463 35325 33740 18455 33465 34862 34882 Respondent Name 16303 FOOD STORE ASSOCIATES, INC. 4A Investments, LTD. A & D Auto Pit Stop Ltd A R H Enterprises, Inc. AHMAD, NASEER Airtex Investments, Inc. AKHTAR, MOHAMMED SAEED Al-Azim Corporation Ali Bukhari and Sue Bukhari Ali Gullu Corporation ALI, ZULFIQAR Ali's Grocery, Inc. AMIN, JOGESH Amir Ali Momin Ammar Food, Inc. Amy Investments, Inc. Anarkali Enterprises, Inc. Anguiano, Severiano M. Angus Mims ANJUM INVESTMENTS L.P. Annona Manufacturing Company Antonio Vera and Roman Vera Anusha, Inc. Arash The Archer Corporation Ardhana Texas, Inc. ARIF, MOHAMMAD ARMENDARIZ, JAVIER B ARSHAD, MOHAMMAD MAJEED Ashish Food, Inc. Ashmal, Inc. ATC Leasing Company LLC AZMAN INCORPORATED DBA SHOPPERS MART 1 B & Z LLC BALLAS, VICTOR BASHEER, M TCEQ ID 39756 76624 29563 66942 27472 72618 4196 32800 8815 39740 69782 69861 39742 30828 40080 64497 61095 64348 15481 3028 76038 17924 43968 47803 7646 43280 47549 65643 11315 4170 25209 64958 56837 26658 County FORT BEND TARRANT WEBB DALLAS ORANGE HARRIS BEXAR HARRIS HARRIS TARRANT HARRIS BRAZORIA DALLAS HARRIS BEXAR JEFFERSON TARRANT KIMBLE RUSK DENTON RED RIVER HIDALGO HARRIS GALVESTON TARRANT ORANGE ECTOR HILL HARRIS TRAVIS DENTON HARRIS JEFFERSON DALLAS GALVESTON Order Date 08/29/2008 09/21/2007 12/20/2007 03/08/2008 07/09/2008 02/08/2008 09/21/2007 10/25/2007 02/18/2008 08/15/2008 02/08/2008 02/18/2008 02/18/2008 02/25/2008 02/08/2008 06/19/2008 04/03/2008 01/28/2008 02/18/2008 06/19/2008 02/18/2008 01/28/2008 08/10/2008 04/14/2008 08/29/2008 06/11/2008 09/21/2007 02/18/2008 12/20/2007 08/15/2008 01/28/2008 11/19/2007 11/19/2007 07/21/2008 05/22/2008 Penalty Assessed 1,750.00 20,250.00 1,750.00 8,300.00 4,110.00 6,450.00 8,400.00 5,250.00 1,090.00 2,310.00 4,340.00 1,940.00 9,350.00 18,800.00 31,500.00 1,940.00 7,200.00 5,500.00 5,250.00 11,600.00 5,075.00 1,050.00 2,140.00 4,600.00 3,500.00 4,690.00 5,000.00 11,322.00 5,200.00 4,375.00 11,250.00 3,930.00 1,020.00 8,925.00 7,850.00 Penalty Deferred 0.00 0.00 0.00 1,660.00 0.00 0.00 1,680.00 0.00 0.00 462.00 868.00 0.00 0.00 0.00 0.00 388.00 1,440.00 4,300.00 0.00 2,320.00 0.00 0.00 0.00 0.00 0.00 0.00 3,800.00 0.00 1,040.00 875.00 2,250.00 0.00 204.00 1,785.00 1,570.00 Payable Amount 1,750.00 20,250.00 1,750.00 6,640.00 4,110.00 6,450.00 6,720.00 5,250.00 1,090.00 1,848.00 3,472.00 1,940.00 9,350.00 18,800.00 31,500.00 1,552.00 5,760.00 1,200.00 5,250.00 9,280.00 5,075.00 1,050.00 2,140.00 4,600.00 3,500.00 4,690.00 1,200.00 11,322.00 4,160.00 3,500.00 9,000.00 3,930.00 816.00 7,140.00 6,280.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 20 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9432 34421 31267 34714 31567 26768 35000 35083 33467 34738 33086 34410 35076 35113 31261 33553 31506 33182 34743 34456 33632 33810 34470 34418 33619 32618 31000 32682 34586 2773 34417 35539 28287 34184 34478 33812 26252 Respondent Name BASN CORPORATION BAYLOR UNIVERSITY BELL, WILLIAM CARL BELLO, MARINA Best Texan, Inc. Birdsong Fuel & Services, L.L.C. BK Services Inc. Brazoria County Brazos Valley Petroleum Corporation Broadway Grocery, Inc. Brooks Special Company BROWN, TROY C & L Services, LP C W & A, Inc. C.B. Express, Inc. Cantu-Alaniz-Martinez, Inc. CARDINAL TOWING COMPANY, INC. CARNES, JAMES CARTER, JAMES CAVITT, KENNETH RAY CHANDANI, NAZIR N CHAUDHRY, FARAH City of Grand Prairie City Of Levelland City Of Levelland CRAGHEAD, DALE Cullen Texaco, Inc. CULLINS, CHARLES O Dallas Area Rapid Transit Datari Corporation Davis And Wardlaw Oil Co., Inc. Davis And Wardlaw Oil Co., Inc. DAVIS, JUDY De Los Santos Frank Delta Bevco, Inc. DEROUEN, BILLY FRANK DHANJI, HUSSAIN MOHAMMAD TCEQ ID 42957 8720 65654 36575 27470 49072 5511 23959 57663 39479 30767 2962 48159 9942 39062 1907 12188 30007 46807 70456 14537 45510 27950 27950 43261 62782 36318 31302 5422 44786 62890 6706 49045 61799 36876 County Order Date TARRANT MCLENNAN KAUFMAN BEXAR HARDIN FORT BEND BRAZORIA ORANGE BEXAR CAMERON UPSHUR JOHNSON VICTORIA DENTON JIM WELLS TARRANT ANGELINA ELLIS BRAZOS JOHNSON NACOGDOCHES DALLAS HOCKLEY HOCKLEY MITCHELL HARRIS DALLAS HARRIS BAYLOR BAYLOR DEWITT ORANGE HARDIN 01/28/2008 11/19/2007 07/23/2008 04/28/2008 10/25/2007 11/14/2007 07/03/2008 04/03/2008 02/25/2008 06/05/2008 03/09/2008 05/18/2008 04/03/2008 08/15/2008 08/07/2008 02/18/2008 10/25/2007 02/18/2008 07/23/2008 03/08/2008 10/04/2007 01/28/2008 11/19/2007 11/19/2007 01/28/2008 02/18/2008 08/15/2008 05/04/2008 04/28/2008 01/12/2008 11/19/2007 08/29/2008 09/21/2007 07/03/2008 02/25/2008 02/18/2008 02/18/2008 Penalty Assessed 3,750.00 875.00 22,050.00 5,000.00 5,850.00 2,800.00 2,675.00 875.00 1,000.00 5,100.00 12,100.00 8,925.00 875.00 4,800.00 2,695.00 9,000.00 2,300.00 3,675.00 11,550.00 5,250.00 3,500.00 3,750.00 3,500.00 875.00 4,050.00 13,125.00 22,000.00 11,550.00 1,875.00 3,150.00 875.00 900.00 20,150.00 5,250.00 2,140.00 2,000.00 3,150.00 Penalty Deferred 0.00 0.00 0.00 1,000.00 1,170.00 0.00 535.00 0.00 0.00 1,020.00 0.00 0.00 0.00 960.00 0.00 1,800.00 0.00 0.00 0.00 1,050.00 0.00 750.00 0.00 0.00 810.00 0.00 0.00 0.00 375.00 0.00 0.00 180.00 0.00 1,050.00 428.00 400.00 0.00 Payable Amount 3,750.00 875.00 22,050.00 2,000.00 4,680.00 2,800.00 2,140.00 875.00 1,000.00 4,080.00 12,100.00 8,925.00 875.00 3,840.00 2,695.00 7,200.00 2,300.00 3,675.00 11,550.00 4,200.00 3,500.00 3,000.00 3,500.00 875.00 3,240.00 13,125.00 22,000.00 11,550.00 1,500.00 3,150.00 875.00 720.00 20,150.00 4,200.00 1,712.00 1,600.00 3,150.00 SEP Cost 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 21 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 33638 35093 15309 35245 34166 35048 27350 26359 33155 33195 35110 31109 33636 34518 26199 18370 31790 33424 34908 34133 27394 35495 33440 23403 24944 31659 34123 15472 23887 35672 35011 31634 34398 26419 26249 33029 Respondent Name Dharani Amirali DIAZ, LUZ DILLON, SAM R Dixie Gas Station, Inc. DODIER, DAVID Doggett Heavy Machinery Services, Ltd Econo Lube N'Tune, Inc. EDWARDS, RON El Paso Water Utilities Public Service Board Ernest Hogue Farmersville Texaco, Inc. FARRIS, TOOTSIE S FAYYAZ, AHMAD First County, Inc. First Gatesville Venture, Inc. FLORES, JESUS JORGE SR Flying J Inc. Flying J Inc. Flying J Inc. Fort Bend Oil Corporation G.Q. Enterprises Corporation GARCIA, MANUEL III GAVRANOVIC, F D GHENE, MOHAMMAD A Good Brothers, Inc. GOUSHEY, AHMAD B Grant Rd Enterprises, LLC GRUBER, MARLIN Guru Rakha, Inc. Gutierrez Oil Company H H FARMS LLC Haider A., Inc. Hale County HAMLIN, CURTIS Hamsho Enterprises, Inc. HARLOW STORES, INC. TCEQ ID 8796 63196 49756 26232 29563 71790 53387 55512 58639 64946 41649 66565 24200 77667 17078 71235 36577 65222 65222 73401 75832 74960 35471 41202 48742 37254 28539 0076375 35292 72227 148 5423 34133 35942 40084 73717 County Order Date FORT BEND CAMERON NACOGDOCHES DALLAS WEBB HIDALGO BEXAR RAINS EL PASO 09/21/2007 08/29/2008 05/29/2008 05/22/2008 01/28/2008 04/28/2008 01/28/2008 06/19/2008 11/19/2007 EL PASO COLLIN HUDSPETH DALLAS MONTGOMERY BEXAR HIDALGO EL PASO ORANGE ORANGE FORT BEND ZAPATA WHARTON SMITH TARRANT COLLIN HARRIS NEWTON HARRIS HIDALGO HALE HARRIS HALE HOUSTON JEFFERSON COLLIN 02/08/2008 07/21/2008 07/09/2008 11/19/2007 04/03/2008 01/12/2008 02/18/2008 09/21/2007 02/18/2008 07/03/2008 03/08/2008 10/25/2007 06/19/2008 01/12/2008 04/28/2008 07/21/2008 02/08/2008 10/25/2007 01/12/2008 11/19/2007 07/21/2008 04/14/2008 06/19/2008 11/19/2007 07/03/2008 05/09/2008 08/15/2008 Penalty Assessed 875.00 10,500.00 16,800.00 3,500.00 1,000.00 2,625.00 6,825.00 2,565.00 2,750.00 8,925.00 3,200.00 9,200.00 1,750.00 4,470.00 3,150.00 1,050.00 5,457.00 13,125.00 20,500.00 1,750.00 1,050.00 1,750.00 8,500.00 14,500.00 4,200.00 15,000.00 875.00 4,500.00 2,850.00 5,250.00 3,500.00 4,500.00 4,375.00 6,750.00 35,125.00 1,750.00 Penalty Deferred 0.00 3,500.00 0.00 0.00 200.00 0.00 0.00 0.00 550.00 7,725.00 640.00 0.00 0.00 894.00 0.00 0.00 1,091.00 0.00 4,100.00 0.00 0.00 0.00 1,700.00 0.00 0.00 13,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,350.00 0.00 0.00 Payable Amount 875.00 7,000.00 16,800.00 3,500.00 800.00 2,625.00 6,825.00 2,565.00 2,200.00 1,200.00 2,560.00 9,200.00 1,750.00 3,576.00 3,150.00 1,050.00 4,366.00 6,563.00 16,400.00 1,750.00 1,050.00 1,750.00 3,400.00 14,500.00 4,200.00 1,200.00 875.00 4,500.00 2,850.00 5,250.00 3,500.00 4,500.00 4,375.00 5,400.00 35,125.00 1,750.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,562.00 0.00 0.00 0.00 0.00 3,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,562.00 0.00 0.00 0.00 0.00 3,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 22 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 28188 33702 29610 35028 35017 34259 9459 33187 32207 29271 24833 11519 34465 31480 35497 34777 34874 35061 28452 33026 35247 24621 34580 35250 33445 31842 22984 33580 35173 33071 35435 8982 35013 32290 34899 35077 34423 Respondent Name HARLOW STORES, INC. HERNANDEZ, LORENZO Herndon Marine Products, Inc. Hicks Oil & Butane Co. Hillcroft Grocers, L.L.C. Hina Enterprises, Inc. Honey Stop Food Marts, Inc. Hussain Shoukat HUYNH, DANG CONG HWEIDI, MIKE Inara Convenience Inc. Inara Convenience Inc. Indian Petro Corp. IZ, Inc. J. Griffin Jim Wells County Jimmy Doan JOHNSON, DONNIE * JOHNSON, LOWELL JOHNSON, RAY Joshua Investments, L.L.C. K & M Michael, Inc. KAHLIG, BEN Kash 'N' Karry, Inc. Kerrville Fast Wash, Inc. KHAN, IMRAN KIM, EDWARD JONG Knapp Chevrolet, Inc. Koodaloor Corporation Kotexan, INC. KOYOTE RANCH-BANDERA UNIT LP La Marque Independent School District La Noria Convenience Store, Inc. LAKHANI, HUSSAIN LaPorte Business, Inc. Leo Kopecky LONGORIA, YVONNE A TCEQ ID 76725 32416 26901 68571 73347 54757 33608 74627 53151 5590 05590 74514 5663 33954 48844 62759 41914 62963 15466 26089 5243 22726 65383 26126 40555 38658 11604 35387 42362 77915 21614 54131 14932 35159 12902 58680 County COLLIN TYLER ARANSAS WILLACY HARRIS ORANGE GREGG HARRIS TARRANT TARRANT TARRANT TARRANT SAN JACINTO COLLIN CASS JIM WELLS JONES DALLAS RUSK WEBB GREGG FALLS TARRANT KERR HARRIS DENTON HARRIS FORT BEND DALLAS BANDERA GALVESTON WEBB TARRANT HARRIS FAYETTE HIDALGO Order Date 11/19/2007 03/28/2008 08/29/2008 07/21/2008 07/03/2008 02/08/2008 02/18/2008 05/18/2008 12/20/2007 09/21/2007 11/09/2007 02/25/2008 11/19/2007 04/14/2008 08/29/2008 05/22/2008 06/19/2008 07/03/2008 05/18/2008 02/25/2008 08/29/2008 08/29/2008 07/21/2008 08/29/2008 02/18/2008 01/28/2008 02/18/2008 11/19/2007 08/29/2008 11/19/2007 05/22/2008 09/21/2007 04/03/2008 10/25/2007 07/03/2008 08/15/2008 11/19/2007 Penalty Assessed 9,375.00 38,475.00 5,400.00 5,500.00 7,650.00 6,100.00 86,400.00 5,040.00 9,350.00 1,750.00 2,620.00 40,610.00 3,500.00 25,000.00 350.00 15,750.00 10,500.00 7,875.00 1,050.00 21,000.00 875.00 16,000.00 4,750.00 1,750.00 1,750.00 1,580.00 18,190.00 4,375.00 9,650.00 5,100.00 875.00 30,000.00 875.00 2,050.00 4,815.00 7,875.00 1,750.00 *There are Multiple Respondent Names associated to this Case No. 09/09/2008 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 1,100.00 1,530.00 1,220.00 0.00 0.00 1,870.00 0.00 0.00 0.00 0.00 0.00 70.00 3,150.00 2,100.00 1,575.00 0.00 0.00 0.00 12,239.00 950.00 0.00 0.00 0.00 0.00 0.00 1,930.00 1,020.00 0.00 0.00 0.00 410.00 963.00 1,575.00 0.00 Payable Amount 9,375.00 38,475.00 5,400.00 4,400.00 6,120.00 4,880.00 86,400.00 5,040.00 7,480.00 1,750.00 2,620.00 40,610.00 3,500.00 25,000.00 280.00 12,600.00 8,400.00 6,300.00 1,050.00 21,000.00 875.00 3,761.00 3,800.00 1,750.00 1,750.00 1,580.00 18,190.00 4,375.00 7,720.00 4,080.00 875.00 30,000.00 875.00 1,640.00 3,852.00 6,300.00 1,750.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 23 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 34831 26820 32766 35073 34906 11947 34667 34842 20943 21046 24718 35082 35277 32939 34198 19555 35233 32804 32799 32842 34464 32660 34132 33530 31097 34164 33066 34528 25953 26233 28930 32681 31887 26821 33872 Respondent Name Lube Center Management, LTD. MASHIANA, MOHINDER McWhorter Sam W. Meador Chrysler-Plymouth, Inc. Midland Village Car Wash, Inc. Millenium Gasoline Corporation Miller Billy L Mo Vac Service Company of Alice Mohammad Jamal Aqil Momentum Investment, Inc. MOMIN, FEROZ ALI MORRIS, JARED Nasa Oil, Inc. Naz Stores, Inc. Neches Food Store New York Brothers Investments, Inc. Nitrous Express, Inc. Nu-Way Energy Corporation OH, JONG HWAN OLIWI, ABDUL Olmos Park Chevron, Inc. Pak - Baderia Enterprises, Inc. PATEL, PRITEN Y PATEL, PRITEN Y Pathan Investments, INC. DBA Time Out Paul's Oil Station, Ltd. Performance Food Group of Texas, Inc. Petroleum Wholesale, L.P. PHOU, KUANG PINGLIA AND ASSOCIATES INVESTMENT, LLC Plain-O-Gas, Inc. POTTER, DANIEL PRESSLY, DON JR PRINCE A, INC Pringka Corporation TCEQ ID 54392 70597 28948 63496 40911 32130 64050 65170 60355 45486 27988 48205 40281 36596 53663 55933 20844 18498 75112 44546 28618 39974 7903 7903 16557 44213 36751 942 27911 70332 40047 43502 2525 53688 77472 County Order Date DALLAS DENTON CULBERSON TARRANT MIDLAND DENTON MILLS KARNES HARRIS CHAMBERS HARRIS BROWN HARRIS HARRIS ORANGE KAUFMAN WICHITA COMANCHE HARRIS TARRANT BEXAR JEFFERSON CROSBY CROSBY JEFFERSON 02/18/2008 07/21/2008 02/08/2008 02/18/2008 06/05/2008 10/04/2007 11/19/2007 05/22/2008 02/22/2008 02/08/2008 06/11/2008 03/08/2008 08/29/2008 11/19/2007 04/28/2008 01/12/2008 08/29/2008 11/19/2007 02/18/2008 05/22/2008 10/04/2007 08/29/2008 11/09/2007 01/12/2008 02/18/2008 DALLAS VICTORIA TARRANT NACOGDOCHES HARRIS 11/19/2007 02/18/2008 04/03/2008 02/08/2008 10/25/2007 COLLIN JOHNSON HUNT TARRANT TARRANT 04/09/2008 10/04/2007 07/03/2008 06/19/2008 01/12/2008 Penalty Assessed 1,750.00 8,320.00 7,875.00 1,750.00 9,250.00 11,100.00 875.00 8,600.00 3,280.00 15,950.00 17,780.00 875.00 2,650.00 4,500.00 7,875.00 3,150.00 5,250.00 3,675.00 2,300.00 8,400.00 1,750.00 4,725.00 875.00 900.00 2,500.00 700.00 875.00 4,150.00 3,500.00 2,100.00 23,650.00 4,500.00 8,400.00 5,400.00 2,550.00 Penalty Deferred 0.00 0.00 0.00 0.00 1,850.00 0.00 0.00 1,720.00 0.00 0.00 0.00 0.00 530.00 900.00 1,575.00 0.00 1,050.00 735.00 460.00 0.00 0.00 0.00 0.00 180.00 0.00 0.00 0.00 830.00 0.00 0.00 0.00 900.00 0.00 0.00 510.00 Payable Amount 1,750.00 8,320.00 7,875.00 1,750.00 7,400.00 11,100.00 875.00 6,880.00 3,280.00 15,950.00 17,780.00 875.00 2,120.00 3,600.00 6,300.00 3,150.00 4,200.00 2,940.00 1,840.00 8,400.00 1,750.00 4,725.00 875.00 720.00 2,500.00 700.00 875.00 3,320.00 3,500.00 2,100.00 23,650.00 3,600.00 8,400.00 5,400.00 2,040.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 24 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 34131 31399 31082 34466 33637 34493 32327 34455 34684 35248 19515 25452 20762 34521 34438 34773 32846 31116 29567 33241 34467 34837 31791 26240 23347 31848 5518 18629 34489 34607 35249 33811 34589 32633 34472 Respondent Name Quick & Convenience Pro - Victoria 1 LLC Qusra Corporation R. S. Parker Construction, L.L.C. Rall Management Inc. reddy&family inc. RFK Enterprises, Inc. River Oaks Country Club RUDOLPHS, INC. S & K Iman, Inc. S B ALL SEASONS, INC. Sahil Business, Inc. SAMADI, GITA K SAMNANI, ALI San Antonio Water System Sanya Investments, Inc. Se Yon Oh Seven Heights Corporation Shahid Hameed Sharnah Corporation Sheema Enterprise, Inc. SINGH, DAVE Skyway Business, Inc. SNSSS Enterprises, Inc. SNW Enterprises, Inc. Sonal Enterprises Inc. SPARKS, DENNIS Speedy Mart SSMA CORPORATION, INC. DBA STOP N DRIVE 30 St Marys University St. Mary's Hall Star Fuels, Inc. Steven L. Robinson Stripes LLC STUARD, RON Sunny Financial L.L.C. TCEQ ID 25740 60115 62322 45465 106861 10255 53728 19634 70855 74154 5829 58198 13589 33917 26260 67244 71415 68384 6253 23068 46002 33028 20457 40079 7106 32033 74264 43543 3194 15359 23135 61799 26360 2334 69136 County VICTORIA JEFFERSON NUECES MONTGOMERY HALE JEFFERSON HARRIS LAVACA BEXAR HARRIS DENTON TARRANT BEXAR DALLAS HARRIS DALLAS HARRIS DALLAS HARRIS BOSQUE HARRIS HARRIS JEFFERSON BEXAR PALO PINTO HARRIS JEFFERSON BEXAR BEXAR HARRIS HARDIN NUECES PECOS HARRIS Order Date 11/09/2007 03/08/2008 04/03/2008 11/19/2007 10/04/2007 04/03/2008 08/29/2008 05/22/2008 04/14/2008 08/29/2008 10/04/2007 10/04/2007 01/12/2008 04/28/2008 04/03/2008 06/05/2008 10/25/2007 07/03/2008 09/21/2007 12/20/2007 08/29/2008 02/18/2008 10/04/2007 07/13/2008 10/25/2007 08/10/2008 10/25/2007 11/19/2007 01/12/2008 02/18/2008 08/15/2008 02/08/2008 06/19/2008 10/25/2007 12/20/2007 Penalty Assessed 875.00 11,250.00 10,890.00 1,750.00 3,500.00 1,940.00 4,375.00 5,100.00 2,850.00 4,375.00 3,150.00 3,210.00 3,330.00 2,625.00 13,700.00 14,625.00 5,500.00 5,100.00 16,000.00 3,675.00 875.00 875.00 10,625.00 26,661.00 2,850.00 7,875.00 20,000.00 34,650.00 875.00 2,625.00 1,750.00 5,250.00 11,350.00 2,250.00 3,500.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 388.00 0.00 1,020.00 570.00 0.00 0.00 0.00 0.00 525.00 2,740.00 2,925.00 1,100.00 0.00 0.00 735.00 0.00 0.00 2,125.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,050.00 2,270.00 450.00 0.00 Payable Amount 875.00 11,250.00 10,890.00 1,750.00 3,500.00 1,552.00 4,375.00 4,080.00 2,280.00 4,375.00 3,150.00 3,210.00 3,330.00 2,100.00 10,960.00 11,700.00 4,400.00 5,100.00 16,000.00 2,940.00 875.00 875.00 8,500.00 26,661.00 2,850.00 7,875.00 20,000.00 34,650.00 875.00 2,625.00 1,750.00 4,200.00 4,540.00 1,800.00 3,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,540.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,540.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 25 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 35064 32617 27760 26423 32771 27345 34997 28538 34419 33744 34185 21552 31150 9118 34482 35412 35197 32981 35209 34468 34784 29069 32647 24580 26390 34717 34960 35066 33633 35146 35023 Respondent Name SWATI Holding, Company T.A.B. Lone Star Holdings, Inc. T.T.X., Inc. Tariq Shahzad Enterprises, Inc. TAYLOR, CHARLES TELL, AMER Texas Department of Transportation Texas Malik Enterprises, Inc. Texas Renaissance Festivals, Inc. Town & Country Food Stores, Inc. Town & Country Food Stores, Inc. TRANG DAI NGUYEN * Tristar Convenience Stores, Inc. TuftSun, Inc. Tutle & Tutle Trucking, Inc. USA IDOL Inc Valliani Enterprises, Inc. VASQUEZ, ANGIE G Vivek LLC Wal-Mart Stores East, L.P. Walter Lloyd Smith, Sr. Westex Capital, LTD. Wilcrest Associate, Inc. WITHERSPOON, HERMINIA WOOD, ADAM J Z Q Inc. ZAM, Inc. ZARIN, INC. Zeam, Incorporated Zee Smoke Inc ZZQ Enterprises, Inc. TCEQ ID County 68567 FAYETTE 40082 JEFFERSON 41933 DALLAS 38161 ORANGE 36320 41416 BOWIE 18270 CROSBY 34066 TARRANT 48435 GRIMES 7628 REAGAN 63768 SUTTON 37155 WALLER 40119 HARRIS 12081 HILL 38391 JOHNSON 32839 WEBB 74739 HARRIS 12185 REEVES 44816 DENTON 76635 MONTGOMERY 49552 NOLAN 26785 DEWITT 46098 HARRIS 73014 BEXAR 29701 BURNET 7097 BEXAR 57739 BRAZORIA 17619 TARRANT 34376 TARRANT 48970 JEFFERSON 7383 DALLAS PST Orders Issued: 246 Order Date 07/21/2008 09/21/2007 10/04/2007 03/08/2008 11/09/2007 02/25/2008 02/25/2008 03/08/2008 11/19/2007 01/12/2008 02/08/2008 11/19/2007 12/20/2007 01/12/2008 02/18/2008 08/29/2008 07/03/2008 01/28/2008 08/15/2008 11/19/2007 08/15/2008 01/28/2008 11/19/2007 02/25/2008 03/28/2008 04/28/2008 06/19/2008 07/03/2008 09/21/2007 07/21/2008 06/19/2008 Total: Penalty Assessed 7,850.00 9,350.00 3,150.00 1,000.00 5,250.00 100.00 1,750.00 3,850.00 875.00 8,550.00 7,650.00 2,100.00 1,875.00 4,200.00 790.00 1,750.00 8,500.00 10,500.00 8,000.00 875.00 28,600.00 2,500.00 4,050.00 2,850.00 12,330.00 4,500.00 12,500.00 11,500.00 1,750.00 13,770.00 4,725.00 1,728,690.00 Penalty Deferred 1,570.00 1,870.00 0.00 0.00 1,050.00 0.00 0.00 0.00 0.00 1,710.00 1,530.00 0.00 0.00 0.00 158.00 0.00 1,700.00 6,003.00 1,600.00 0.00 27,400.00 0.00 810.00 0.00 0.00 900.00 2,500.00 2,300.00 0.00 2,754.00 945.00 185,360.00 Payable Amount 6,280.00 7,480.00 3,150.00 1,000.00 4,200.00 100.00 1,750.00 3,850.00 875.00 6,840.00 6,120.00 2,100.00 1,875.00 4,200.00 632.00 1,750.00 6,800.00 4,497.00 6,400.00 875.00 1,200.00 2,500.00 3,240.00 2,850.00 12,330.00 3,600.00 10,000.00 9,200.00 1,750.00 11,016.00 3,780.00 1,526,828.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,502.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,502.00 09/09/2008 * *T*here are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 26 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 34392 25284 32822 35005 33808 34369 34918 34918 34918 34547 34494 33379 32149 5864 35385 33546 33537 35465 35426 33794 34601 34409 32507 34175 32889 35026 32940 35570 34695 10234 31362 34391 35105 34352 Respondent Name TCEQ ID A Young Adventure Child Care Learning 0790191 Center Inc. Alexander Moulding Mill Company 0970010 AMIN, MOHAMMAD 1700725 Aqua Texas, Inc. 1870155 Aqua Utilities, Inc. 0360096 Arledge Ridge Water Supply Corporation 0740019 Bert Dickens, Inc. 0750039 Bert Dickens, Inc. 0750039 Bert Dickens, Inc. 0750039 BLACK, THURMAN 1012647 Blackland Water Supply Corporation 1990004 Bluegrove Water Supply Corporation 0390014 BRISTER, JACKIE 2060014 BRYANT, KATHIE 0270008 Buchanan Lake Village, Inc. 1500003 Burleson County Municipal Utility District 0260005 1 Caddo Lake Water Supply Corporation 1020084 Cayuga Water Supply Corporation 0010019 Central Bosque Water Supply Corporation 1550061 Chatt Water Supply Corporation 1090020 CHILD INC 0160015 Christ Community Church of Houston 1013334 Church Hill Water Supply Corporation 2010008 City of Arp 2120001 City of Bonham 0740001 City of Boyd 2490002 City of Brackettville 1360001 City of Brazos 0080025 City of Buckholts 1660007 City of Carl's Corner 1090070 City of Cockrell Hill 0570038 City of Evant 0500015 City of Fairfield 0810001 City of Forest Hill 2200011 County FORT BEND HAMILTON MONTGOMERY POLK CHAMBERS FANNIN FAYETTE FAYETTE FAYETTE HARRIS ROCKWALL CLAY SAN SABA BURNET LLANO BURLESON HARRISON ANDERSON MCLENNAN HILL BLANCO HARRIS RUSK SMITH FANNIN WISE KINNEY AUSTIN MILAM HILL DALLAS CORYELL FREESTONE TARRANT Order Date 06/05/2008 07/21/2008 04/03/2008 08/15/2008 01/28/2008 04/14/2008 02/05/2008 12/14/2007 08/06/2008 04/03/2008 04/28/2008 12/20/2007 01/12/2008 04/14/2008 08/29/2008 12/20/2007 04/03/2008 08/15/2008 08/15/2008 01/28/2008 03/08/2008 05/22/2008 09/21/2007 02/18/2008 12/20/2007 08/15/2008 11/19/2007 08/29/2008 07/21/2008 11/19/2007 12/20/2007 07/03/2008 07/03/2008 03/08/2008 Penalty Assessed 2,257.00 1,500.00 825.00 360.00 1,490.00 1,350.00 0.00 0.00 0.00 1,370.00 3,142.00 1,260.00 1,150.00 8,931.00 630.00 850.00 760.00 735.00 240.00 525.00 100.00 210.00 1,207.00 372.00 2,970.00 2,580.00 1,056.00 272.00 1,114.00 13,263.00 2,203.00 2,095.00 712.00 950.00 Penalty Deferred 0.00 0.00 165.00 72.00 0.00 270.00 0.00 0.00 0.00 0.00 628.00 252.00 230.00 0.00 126.00 0.00 0.00 0.00 48.00 105.00 20.00 42.00 241.00 0.00 0.00 0.00 211.00 53.00 222.00 0.00 441.00 419.00 142.00 190.00 Payable Amount 2,257.00 1,500.00 660.00 288.00 1,490.00 1,080.00 0.00 0.00 0.00 1,370.00 2,514.00 1,008.00 920.00 8,931.00 504.00 850.00 760.00 735.00 192.00 420.00 80.00 168.00 966.00 372.00 2,970.00 0.00 845.00 219.00 0.00 0.00 0.00 1,676.00 570.00 760.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,580.00 0.00 0.00 892.00 13,263.00 1,762.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,580.00 0.00 0.00 892.00 13,263.00 1,762.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 27 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 29730 33124 32000 34327 34757 33741 34524 34661 32832 34475 34105 34800 32880 33399 34591 33150 32519 35070 34375 33109 30860 33761 34903 32269 5319 5917 35165 35414 31640 33528 34565 35731 27296 34636 34994 6015 34873 Respondent Name City of Gatesville City of Godley City of Granbury City of Granbury City of Gregory City of Gustine City of Hale Center City of Hamilton City of Hamilton City of Itasca City of Jayton City of Kosse City of Lacy Lakeview City of Leona City of Mart City of Megargel City of Megargel City of Midway City Of New Home City of Newcastle City of Nome City of Paducah City of Petrolia City of Point City of Point City of Rising Star City of Rockdale City of Roscoe City of Royse City City of Sour Lake City of Southside Place City of Sulphur Springs City of Tahoka City of Tatum City of Tyler City of Waco City of Waco 09/09/2008 Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID 0500002 1260007 1110001 1110001 2050001 0470003 0950002 0970001 0970001 1090003 1320001 1470003 1550033 1450008 1550005 0050012 0050012 1570003 1530004 2520002 1230039 0510001 0390002 1900004 1900004 0670005 1660002 1770001 1990002 1000003 1010023 1120002 1530002 2010034 2120004 1550008 1550008 County CORYELL JOHNSON HOOD HOOD SAN PATRICIO COMANCHE HALE HAMILTON HAMILTON HILL KENT LIMESTONE MCLENNAN LEON MCLENNAN ARCHER ARCHER MADISON LYNN YOUNG JEFFERSON COTTLE CLAY RAINS RAINS EASTLAND MILAM NOLAN ROCKWALL HARDIN HARRIS HOPKINS LYNN RUSK SMITH MCLENNAN MCLENNAN Order Date 04/14/2008 11/19/2007 11/09/2007 02/25/2008 04/28/2008 02/08/2008 04/28/2008 04/28/2008 10/25/2007 02/25/2008 04/28/2008 06/05/2008 11/19/2007 01/28/2008 06/05/2008 10/04/2007 01/12/2008 07/03/2008 07/21/2008 11/09/2007 03/08/2008 03/08/2008 04/28/2008 02/08/2008 07/21/2008 11/19/2007 07/21/2008 08/29/2008 11/09/2007 04/28/2008 04/28/2008 08/15/2008 02/25/2008 04/28/2008 08/15/2008 02/18/2008 06/19/2008 Penalty Assessed 7,553.00 825.00 6,960.00 715.00 165.00 1,165.00 2,599.00 4,687.00 3,124.00 218.00 3,121.00 8,108.00 10,053.00 2,437.00 9,877.00 1,409.00 2,473.00 1,422.00 531.00 495.00 3,135.00 3,097.00 605.00 3,202.00 6,608.00 2,925.00 7,022.00 770.00 3,360.00 104.00 2,571.00 675.00 7,150.00 2,343.00 5,295.00 8,412.00 322.00 Penalty Deferred 0.00 165.00 0.00 0.00 33.00 233.00 519.00 937.00 0.00 43.00 624.00 1,621.00 2,010.00 0.00 1,975.00 0.00 0.00 284.00 106.00 99.00 0.00 619.00 0.00 0.00 0.00 585.00 1,404.00 154.00 672.00 20.00 0.00 0.00 1,430.00 468.00 1,059.00 0.00 64.00 Payable Amount 0.00 660.00 0.00 715.00 132.00 932.00 0.00 0.00 0.00 175.00 2,497.00 6,487.00 0.00 2,437.00 7,902.00 1,409.00 2,473.00 1,138.00 425.00 396.00 3,135.00 2,478.00 605.00 3,202.00 6,608.00 0.00 0.00 616.00 0.00 84.00 0.00 675.00 5,720.00 1,875.00 4,236.00 8,412.00 258.00 SEP Cost 7,553.00 0.00 6,960.00 0.00 0.00 0.00 2,080.00 3,750.00 3,124.00 0.00 0.00 0.00 8,043.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,340.00 5,618.00 0.00 2,688.00 0.00 2,571.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 7,553.00 0.00 6,960.00 0.00 0.00 0.00 2,080.00 3,750.00 3,124.00 0.00 0.00 0.00 8,043.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,340.00 5,618.00 0.00 2,688.00 0.00 2,571.00 0.00 0.00 0.00 0.00 0.00 0.00 List of Administrative Orders Issued Page 28 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 7386 31568 34668 32189 33505 32089 34954 34183 33106 34620 34984 33862 33285 33078 33312 32877 33650 34558 35120 34585 33798 25098 29033 34333 18129 26999 34548 35377 30107 32759 34429 Respondent Name TCEQ ID City of West Tawakoni 1160012 City of Wilmer 0570018 Clara Hills Civic Association 0260022 Clayton WSC 1830030 Coming of Christ Full Gospel Church, A 0700080 Community Church COUNTRY PLACE\NORTHWEST 2390049 HOME OWNERS' ASSOCIATION, INC. Cross Country Water Supply Corporation 1550059 DICKSON, CRAIG J 2370083 DYCHE, JAMES A 1260034 E. I. du Pont de Nemours and Company 1810114 Eastex Lumber & Supply, LLC 1013311 El Paso County Water Control Improvement District 4 0710018 Emerald Valley Independent Aquatic Network, Ltd. Co. 0460206 Forest Water Supply Corporation 0370019 Fossil Rim Wildlife Center, Inc. 2130032 G & W Water Supply Corporation 0930048 Galveston County Waste Consolidated 0840028 Independent District 19 George Stebens Jr. dba Little Creek Acres Water System 1160069 Ghuman Enterprise Inc. 1700737 Golinda Water Supply Corporation 0730005 Gray Utility Service, L.L.C. 0360005 Grayson Hilltop Estates Water Supply 0910133 Corporation H O E Water Supply Corporation 1011101 Happy Hill Farm Children's Home, Inc. 2130009 Hilco United Services, Inc. 1090038 Hinas Lodging Company 0450043 HOLLOWAY, EZEKIEL L 1330151 Houston County Water Control And Improvement District 1 1130010 HUSTEAD, YETTA 0200492 Hydro Conduit of Texas, LP 0080047 INEOS USA LLC 0200132 County HUNT DALLAS BURLESON PANOLA ELLIS WASHINGTON MCLENNAN WALLER JOHNSON ORANGE HARRIS EL PASO COMAL CHEROKEE SOMERVELL GRIMES GALVESTON HUNT MONTGOMERY FALLS CHAMBERS GRAYSON HARRIS SOMERVELL HILL COLORADO KERR HOUSTON AUSTIN BRAZORIA Order Date 04/28/2008 09/21/2007 04/28/2008 11/09/2007 06/05/2008 09/21/2007 07/21/2008 02/25/2008 12/20/2007 08/29/2008 07/21/2008 12/20/2007 12/20/2007 11/09/2007 11/09/2007 10/25/2007 01/12/2008 04/03/2008 07/03/2008 06/05/2008 01/12/2008 12/20/2007 02/18/2008 05/22/2008 05/22/2008 05/18/2008 03/08/2008 08/29/2008 05/04/2008 10/04/2007 04/03/2008 Penalty Assessed 12,725.00 2,086.00 342.00 770.00 440.00 1,900.00 378.00 1,395.00 1,749.00 5,342.00 1,250.00 395.00 364.00 1,214.00 315.00 840.00 770.00 545.00 490.00 315.00 745.00 2,205.00 629.00 1,520.00 1,387.00 2,840.00 856.00 2,600.00 1,755.00 1,552.00 632.00 Penalty Deferred 0.00 417.00 68.00 0.00 88.00 380.00 75.00 0.00 349.00 0.00 250.00 79.00 72.00 0.00 63.00 168.00 0.00 109.00 98.00 63.00 0.00 0.00 0.00 304.00 0.00 0.00 171.00 0.00 0.00 310.00 0.00 Payable Amount 12,725.00 1,669.00 274.00 770.00 352.00 1,520.00 303.00 1,395.00 1,400.00 5,342.00 1,000.00 316.00 292.00 1,214.00 252.00 672.00 770.00 436.00 392.00 252.00 745.00 2,205.00 629.00 1,216.00 1,387.00 2,840.00 685.00 2,600.00 1,755.00 1,242.00 632.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 29 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 34139 33680 26058 35293 34936 35258 34794 33759 27080 35109 34173 31679 26016 33044 33233 33226 34849 32348 35192 34104 34168 33679 34632 35128 32367 34177 33802 34137 33960 34101 34196 26557 32268 25741 Respondent Name Iola Independent School District Iola Water Company, Inc. JABOURI, AL JRS Mart, Inc. Katy Sun Parks, Ltd. Kempner Water Supply Corporation Kent Distributors, Incorporated KIA Enterprises, Inc. KRANZ, DOROTHY L Lake Whitney Resorts, LLC Leggett Water Supply Corporation LEWIS, ANITA * LEWIS, DEBRA ANN Lilbert-Looneyville Water Supply Corporation Live Oak Resort, Inc. Luke's Mobile Home Park, Inc. Lumberton Municipal Utilities District M R K Investment Corp. MANUS, RANDAL PAUL Martindale Water Supply Corporation Matagorda Waste Disposal And Water Supply Corporation MAYHEW, BILL Mclennan County WCID 2 McMullen County Water Control & Improvement District No. 1 MECAN, DORA MAE MILLER, BARBARA MITTAL, A K Monarch Utilities I L.P. Monarch Utilities I L.P. Monarch Utilities I L.P. MOORE, KIM Mountain Breeze, L.L.C. MOUSAVI, REZA S N.D.N.Y. Enterprises, Inc. TCEQ ID 0930043 0930013 0200585 0200611 1011714 1410028 1650086 1700735 2320050 1090075 1870007 0270006 2260105 1740013 2390050 1840141 1000035 2400024 0280013 1610013 1330137 1550002 1560002 2410058 0790190 1520180 1260025 1070206 1260074 0720035 0460190 1520208 0040051 County Order Date GRIMES GRIMES BRAZORIA BRAZORIA HARRIS LAMPASAS MIDLAND MONTGOMERY UVALDE HILL POLK BURNET TOM GREEN NACOGDOCHES 01/12/2008 11/19/2007 12/08/2007 07/21/2008 06/19/2008 08/29/2008 05/22/2008 02/18/2008 02/08/2008 07/03/2008 04/03/2008 09/21/2007 08/15/2008 11/19/2007 WASHINGTON PARKER HARDIN WEBB PARKER CALDWELL MATAGORDA 01/28/2008 02/18/2008 04/28/2008 03/08/2008 07/21/2008 04/14/2008 03/08/2008 KERR MCLENNAN MCMULLEN 01/28/2008 02/25/2008 08/29/2008 LUBBOCK JOHNSON HENDERSON JOHNSON COMAL LUBBOCK ARANSAS 06/11/2008 07/23/2008 01/28/2008 01/28/2008 02/18/2008 01/28/2008 04/14/2008 02/18/2008 02/25/2008 11/14/2007 Penalty Assessed 925.00 755.00 1,150.00 784.00 3,350.00 1,523.00 6,440.00 760.00 2,925.00 1,522.00 4,830.00 1,700.00 11,840.00 3,387.00 2,572.00 1,750.00 900.00 600.00 570.00 571.00 780.00 312.00 460.00 3,687.00 1,050.00 29,750.00 249.00 1,417.00 740.00 2,835.00 1,375.00 5,160.00 312.00 3,200.00 09/09/2008 * T**here are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 156.00 670.00 304.00 0.00 152.00 0.00 304.00 0.00 340.00 0.00 677.00 514.00 350.00 180.00 120.00 114.00 0.00 0.00 62.00 92.00 737.00 0.00 0.00 49.00 283.00 0.00 567.00 275.00 0.00 62.00 0.00 Payable Amount 925.00 755.00 1,150.00 628.00 2,680.00 0.00 6,440.00 608.00 2,925.00 1,218.00 4,830.00 1,360.00 11,840.00 2,710.00 2,058.00 1,400.00 720.00 480.00 456.00 571.00 780.00 250.00 368.00 2,950.00 1,050.00 29,750.00 200.00 1,134.00 740.00 2,268.00 1,100.00 5,160.00 250.00 3,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 1,219.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 1,219.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 30 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 35172 33464 34879 34619 32821 32869 34176 32934 34662 34970 31226 33482 34955 30508 29007 24987 34571 33506 35099 33203 34863 23808 35458 32852 34487 32502 34516 34190 33290 35641 34103 33647 27418 34427 Respondent Name TCEQ ID NEELY, JACK 2120051 NGUYEN, JOHN * 1012929 North Bosque Water Supply Corporation 1550088 North Hamilton Hill Water Supply Corporation 1980011 North Milam Water Supply Corporation 1660011 Northeast Washington County Water Supply Corporation 2390043 Occidental Permian Ltd. 2510018 Palo Duro Service Company, Inc. 1840100 Palo Duro Service Company, Inc. 2490028 Peachleaf Associates Venture #1, L.P. 1012321 POSADA, FELIPE 2350055 Post Oak Development of Texas, Inc. 1630045 Post Oak Special Utility District 1090030 R&R Mobile Home Management, Inc. 2460031 Racetrac Petroleum, Inc. 1012927 Ramming Land, LLC 0150393 Red River Authority of Texas 0390021 Red River Redevelopment Authority 0190021 Rincon Water Supply Corporation 2050057 Rio Brazos Water Supply Corporation 1840004 Rochelle Water Supply Corporation 1540004 S.L.C. Water Supply Corporation 1470031 Salado WSC 0140035 Shaded Lane Water Company, Inc. 1260103 SHIVERS, DAVID E 2010042 Southeast Kaufman Water Supply Corporation 1290042 Southwest Texas District of the Pentacostal Church of God, Inc. 0460128 SOZA, MICHAEL 2270030 Sparta Oaks Water Corporation 0140168 Stryker Lake Water Supply Corporation 0370033 Tall Oaks Estates Water System 2340033 Taylor Petroleum Companies, Inc. 1520229 Tempe Water Supply Corporation 1870105 Texas Department of Transportation 0950066 County SMITH HARRIS MCLENNAN ROBERTSON MILAM WASHINGTON YOAKUM PARKER WISE HARRIS VICTORIA MEDINA HILL WILLIAMSON HARRIS BEXAR CLAY BOWIE SAN PATRICIO PARKER MCCULLOCH LIMESTONE BELL JOHNSON RUSK KAUFMAN COMAL TRAVIS BELL CHEROKEE VAN ZANDT LUBBOCK POLK HALE Order Date 07/03/2008 01/12/2008 04/14/2008 03/08/2008 10/25/2007 10/25/2007 02/08/2008 09/21/2007 05/22/2008 07/21/2008 07/09/2008 01/12/2008 07/21/2008 04/14/2008 02/25/2008 09/21/2007 03/08/2008 01/12/2008 07/21/2008 11/09/2007 03/08/2008 04/03/2008 08/15/2008 10/25/2007 02/08/2008 10/25/2007 02/25/2008 07/07/2008 01/12/2008 08/15/2008 07/03/2008 03/08/2008 08/10/2008 04/28/2008 Penalty Assessed 392.00 994.00 535.00 535.00 4,266.00 3,727.00 292.00 420.00 962.00 2,250.00 3,098.00 744.00 668.00 1,595.00 1,200.00 7,280.00 7,240.00 2,600.00 3,071.00 154.00 655.00 5,182.00 1,107.00 472.00 354.00 1,045.00 1,887.00 11,890.00 787.00 347.00 1,312.00 2,788.00 650.00 1,450.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 198.00 107.00 107.00 853.00 745.00 0.00 84.00 192.00 0.00 0.00 148.00 134.00 0.00 0.00 0.00 0.00 0.00 614.00 30.00 131.00 0.00 221.00 94.00 0.00 209.00 0.00 0.00 157.00 0.00 262.00 557.00 0.00 290.00 Payable Amount 392.00 796.00 428.00 428.00 0.00 2,982.00 292.00 336.00 770.00 2,250.00 3,098.00 596.00 534.00 1,595.00 1,200.00 7,280.00 7,240.00 2,600.00 0.00 124.00 524.00 5,182.00 886.00 378.00 354.00 836.00 1,887.00 11,890.00 630.00 347.00 1,050.00 2,231.00 650.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 3,413.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,457.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,160.00 SEP Offset 0.00 0.00 0.00 0.00 3,413.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,457.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,160.00 Page 31 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 34590 32851 35174 34484 31132 33538 34935 34708 34592 33510 5631 14288 32209 25834 33681 34624 Respondent Name TCEQ ID County Texas H2O, Inc. 1110127 HOOD Texas H2O, Inc. 2200186 TARRANT Texas State Technical College 1550138 MCLENNAN Texas-American Water Company 0200065 BRAZORIA THOMAS, TOMMY JOE 1010686 HARRIS Thompson Heights Development Company 0910085 GRAYSON TONDRE, MAE DELL 0790070 FORT BEND TOTAL PETROCHEMICALS USA, INC. 1230048 JEFFERSON TurboCare, Inc. 1013167 HARRIS Walnut Creek Special Utility District 1840008 PARKER WALTON, CONRAD G 2390019 WASHINGTON Water Association Of North Lake, Inc. 0610171 DENTON West Harrison Water Supply Corporation 1020078 HARRISON West Jefferson County Municipal Water 1230021 District JEFFERSON WHEELER, DARRYL 1870116 POLK ZULEJKIC, DAVID 1260106 JOHNSON PWS Orders Issued: 186 UIC 33920 Mestena Uranium, L.L.C. WDW366 BROOKS UIC Orders Issued: 1 WATERIGHT 35225 WATERIGHT 35432 WATERIGHT 34420 WATERIGHT 35075 WATERIGHT 35253 WATERIGHT 33040 WATERIGHT 32620 ADEXCO OPERATING COMPANY Chesapeake Energy Marketing, Inc. CHOLLA PETROLEUM, INC. FORTSON, JAMES E Granite Construction Company LGI Land, Ltd. Rancho Viejo Cattle Company, Ltd. PARKER JOHNSON KENT NAVARRO LUBBOCK COLLIN UVALDE WATERIGHT Orders Issued: 7 Order Date 04/28/2008 10/04/2007 08/15/2008 04/03/2008 06/05/2008 01/28/2008 06/19/2008 07/03/2008 05/22/2008 06/05/2008 01/12/2008 06/11/2008 10/04/2007 06/19/2008 01/28/2008 06/05/2008 Total: 01/12/2008 Total: 08/29/2008 08/15/2008 11/19/2007 08/15/2008 06/19/2008 01/28/2008 10/04/2007 Total: Penalty Assessed 2,730.00 1,496.00 6,406.00 372.00 1,494.00 1,260.00 1,725.00 690.00 210.00 2,000.00 4,125.00 2,813.00 798.00 1,510.00 2,160.00 4,690.00 438,967.00 2,000.00 2,000.00 350.00 641.00 350.00 350.00 350.00 1,312.00 5,250.00 8,603.00 Penalty Deferred 546.00 299.00 1,281.00 0.00 0.00 252.00 0.00 138.00 42.00 0.00 0.00 0.00 159.00 0.00 432.00 938.00 37,293.00 400.00 400.00 0.00 128.00 0.00 0.00 0.00 0.00 1,050.00 1,178.00 Payable Amount 2,184.00 1,197.00 5,125.00 372.00 1,494.00 1,008.00 1,725.00 552.00 168.00 2,000.00 4,125.00 2,813.00 639.00 0.00 1,728.00 3,752.00 328,691.00 1,600.00 1,600.00 350.00 513.00 350.00 350.00 350.00 1,312.00 4,200.00 7,425.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,510.00 0.00 0.00 72,983.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,510.00 0.00 0.00 72,983.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 32 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 32662 33265 35273 34799 34754 33529 35347 35423 34857 35074 32635 33456 33556 33320 33342 33343 31626 32247 32248 32150 33341 34497 34816 34515 35477 34434 33049 34112 32579 35422 29197 32868 34907 29281 33487 34121 Respondent Name TCEQ ID 685 Cedar Creek, Ltd. 13-06120101 A T HOLDING-COPPER RIDGE LLC 13-07021302 AAA Sanitation, Inc. 20253 Aguado Stone Incorporated AHZ, LLC * 13-07071301 Air Liquide Large Industries U.S. LP TX0065021 Allco, Inc. AMC Facilities, LP TX0083836 American Plant Food Corporation TXR05X257 Ameri-Forge Group Inc. TXR05P045 Ameri-Forge Limited TX0113972 Aqua Development, Inc. TPDES0123013 Aqua Development, Inc. TX0103705 Aqua Development, Inc. TX0122661 Aqua Development, Inc. TX0117846 Aqua Development, Inc. TX0122459 Aqua Utilities, Inc. dba Aqua Texas, Inc. TX0068683000 Aqua Utilities, Inc. dba Aqua Texas, Inc. TPDES0089915 Aqua Utilities, Inc. dba Aqua Texas, Inc. TX0079251 Aqua Utilities, Inc. dba Aqua Texas, Inc. TPDES0083976 Ashler Oaks, LLC ATCO-VALLEY PLAZA, LLC WQ0001222000 Aus-Tex Parts & Services, Ltd. TX0117676 Austin Equipment Company, LC 11-05022201 Babin Machine Works, Inc. TXRNEV697 BAE Systems Tactical Vehicle Systems TX0085936 LP Ballater, Ltd. Barker Development Company, LLC BARKLEY, RICHARD B BCWK, LP TX0067539 Benavides Custom Homes, LLC TXR152927 Benbrook, LLC TPDES0093092 Best Materials, Inc. TXR05R720 Blacksher Development Corporation WQ0013691001 BlakeLee Builders, Inc. Bloomington Independent School District TX0127353 County BEXAR COMAL SMITH BELL BEXAR BRAZORIA JEFFERSON HARRIS FREESTONE TYLER HARRIS FORT BEND HARRIS DENTON MONTGOMERY FORT BEND HARRIS HARRIS ORANGE HARRIS BEXAR HARRIS HAYS WILLIAMSON JEFFERSON AUSTIN MONTGOMERY PARKER MONTGOMERY HARRIS TARRANT ROBERTSON ORANGE TAYLOR VICTORIA Order Date 10/04/2007 11/09/2007 06/19/2008 06/19/2008 04/14/2008 01/28/2008 07/21/2008 07/21/2008 06/19/2008 06/05/2008 09/21/2007 01/12/2008 12/20/2007 12/20/2007 12/20/2007 02/18/2008 09/21/2007 01/28/2008 12/20/2007 09/21/2007 10/25/2007 04/14/2008 04/28/2008 03/08/2008 08/29/2008 06/05/2008 10/25/2007 03/08/2008 10/25/2007 08/15/2008 11/19/2007 02/08/2008 05/22/2008 11/29/2007 11/19/2007 02/08/2008 Penalty Assessed 8,250.00 2,000.00 750.00 2,500.00 10,500.00 8,250.00 2,700.00 4,770.00 3,150.00 700.00 7,080.00 2,910.00 5,960.00 2,574.00 4,712.00 12,650.00 7,880.00 7,020.00 3,300.00 1,560.00 1,875.00 3,600.00 7,000.00 3,410.00 700.00 28,244.00 2,700.00 2,000.00 188.00 3,240.00 3,150.00 10,126.00 835.00 29,577.00 1,000.00 1,240.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,650.00 400.00 150.00 500.00 2,100.00 1,650.00 540.00 954.00 630.00 0.00 1,416.00 582.00 1,192.00 514.00 942.00 2,530.00 1,576.00 1,404.00 660.00 312.00 375.00 720.00 1,400.00 682.00 0.00 5,648.00 540.00 400.00 37.00 648.00 0.00 6,526.00 167.00 0.00 200.00 248.00 Payable Amount 6,600.00 1,600.00 600.00 2,000.00 8,400.00 6,600.00 2,160.00 3,816.00 2,520.00 700.00 5,664.00 2,328.00 4,768.00 2,060.00 3,770.00 10,120.00 6,304.00 5,616.00 2,640.00 1,248.00 1,500.00 2,880.00 5,600.00 1,364.00 700.00 11,298.00 2,160.00 1,600.00 151.00 2,592.00 3,150.00 3,600.00 668.00 29,577.00 800.00 992.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,364.00 0.00 11,298.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,364.00 0.00 11,298.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 33 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 33699 26386 34474 34764 32512 33494 23644 33305 34657 25840 33130 34208 33261 33043 33545 33221 34159 35132 34797 32865 32874 33048 35155 34840 31238 34826 32428 35154 32114 12092 31279 35181 34948 32435 35088 33283 Respondent Name TCEQ ID Bobby Gene Rowland Boraas Properties, Inc. Bowles Construction Co. Boyett Construction, L.L.C. BROADMORE CUSTOM HOMES LP Brookeland Fresh Water Supply District Brookeland Independent School District Brookshire Municipal Water District BUFLER, ROGER BULLOCK, DORIS Bulverde Area Rural Library District BYRON, CORY Canyon Vista Custom Homes, LLC Charley's Concrete Co., Ltd. Charley's Concrete Co., Ltd. Chemicals Incorporated Chusei (U.S.A.), Inc. City of Alba City of Angleton City of Angus City of Anna City of Annona City of Archer City City of Arlington City of Avinger City of Azle City of Bartlett City of Bells City of Big Lake City of Brownsboro City of Buda and Guadalupe-Blanco River Authority City of Bynum City of Cameron City of Charlotte City of Childress City of Cleveland TXR152240 TPDES0101346 TX0031283 WQ0013092001 TX0025046 13-07010301 WQ0003372000 TXG110353 TXG110354 TX0118427 TX0112704 TX0022489 TX0056316 TX0073032 TPDES0056677 TX0022705 TX0054518 TPDES0071803 TX0023116 TX0027006 TX0053368 TPDES0023426 WQ0010540001 TPDES0057436 TX0069043 0010004001 TX0033375 WQ0010076003 TX0053473 County WICHITA GRAYSON ERATH ORANGE WISE JASPER SABINE WALLER ANDREWS HARDIN COMAL EL PASO TRAVIS DENTON WISE HARRIS HARRIS WOOD BRAZORIA NAVARRO COLLIN RED RIVER ARCHER TARRANT CASS TARRANT BELL GRAYSON REAGAN HENDERSON HAYS HILL MILAM ATASCOSA CHILDRESS LIBERTY Order Date 02/08/2008 11/04/2007 11/19/2007 04/14/2008 11/09/2007 02/08/2008 04/03/2008 12/20/2007 04/03/2008 04/04/2008 11/19/2007 04/14/2008 07/09/2008 10/04/2007 02/08/2008 11/09/2007 02/08/2008 06/19/2008 04/14/2008 11/09/2007 12/20/2007 10/25/2007 07/21/2008 08/29/2008 04/03/2008 08/29/2008 10/04/2007 08/29/2008 11/09/2007 11/09/2007 12/20/2007 07/21/2008 06/05/2008 10/25/2007 07/03/2008 11/09/2007 Penalty Assessed 1,625.00 11,385.00 700.00 1,680.00 1,900.00 7,770.00 4,500.00 2,410.00 950.00 4,575.00 1,875.00 2,040.00 1,050.00 2,500.00 6,790.00 2,780.00 7,750.00 8,000.00 11,250.00 1,590.00 14,535.00 4,830.00 16,575.00 10,000.00 13,734.00 25,920.00 10,280.00 13,750.00 24,850.00 6,800.00 3,630.00 1,070.00 1,150.00 8,122.00 5,450.00 1,287.00 Penalty Deferred 325.00 0.00 0.00 336.00 380.00 1,554.00 900.00 482.00 190.00 0.00 375.00 408.00 0.00 500.00 0.00 556.00 1,550.00 1,600.00 2,250.00 318.00 0.00 966.00 3,315.00 0.00 2,747.00 0.00 2,056.00 2,750.00 4,970.00 1,360.00 726.00 214.00 230.00 1,624.00 1,090.00 257.00 Payable Amount 1,300.00 11,385.00 700.00 1,344.00 1,520.00 6,216.00 0.00 0.00 760.00 4,575.00 1,500.00 1,632.00 1,050.00 2,000.00 6,790.00 2,224.00 3,100.00 0.00 0.00 1,272.00 0.00 0.00 13,260.00 0.00 10,987.00 0.00 0.00 0.00 0.00 5,440.00 0.00 856.00 920.00 0.00 4,360.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 1,928.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,100.00 6,400.00 9,000.00 0.00 14,535.00 3,864.00 0.00 10,000.00 0.00 25,920.00 8,224.00 11,000.00 19,880.00 0.00 2,904.00 0.00 0.00 6,498.00 0.00 1,030.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 1,928.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,100.00 6,400.00 9,000.00 0.00 14,535.00 3,864.00 0.00 10,000.00 0.00 25,920.00 8,224.00 11,000.00 19,880.00 0.00 2,904.00 0.00 0.00 6,498.00 0.00 1,030.00 09/09/2008 List of Administrative Orders Issued Page 34 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 28815 24899 33113 32578 33484 34626 32580 26004 32829 26202 35202 30882 32888 34080 24393 32606 32724 11900 9863 35315 34142 35190 27830 33461 35059 35363 34804 34460 34772 32854 31771 26554 34924 25389 32561 34988 35087 Respondent Name City of Collinsville City of Collinsville City of Colorado City City of Commerce City of Corinth City of Corpus Christi City of Covington City of Cranfills Gap City of Crockett City of Crockett City of Crowell City of De Kalb City of De Leon City Of DeSoto City of Dilley City Of Eden City Of Edgewood City of Elsa City Of Follett City of Fort Worth City of Frankston City of Gainesville City of Galveston City of Garland City of Glen Rose City of Godley City of Gorman City of Graford City of Graham City of Grandview City of Gregory City of Gustine City of Hemphill City of Hico City of Holland City of Hooks City of Houston 09/09/2008 Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID County TPDES0034410 WQ0010151001 WQ0010077001 TX0020591 TPDES0047074 TX0084395 TPDES0122360 TX0070831 TPDES0070831 TX0023370 TPDES0069671 TX0054844 TPDES0115282 TX0079804 TX0023710 TPDES0104990 TPDES0066796 TX0047295 TX0033456 TX0022357 WQ0011477001 TX0109568 TX0033316 TX0104558 TX0021806 TX0104752 WQ0010487001 TPDES0024503 TX0083062 TX0117722 TX0060801 TPDES0026590 TPDES0046612 TX0022969 TX0065307 GRAYSON GRAYSON MITCHELL HUNT DENTON NUECES HILL BOSQUE HOUSTON HOUSTON FOARD BOWIE COMANCHE DALLAS FRIO CONCHO VAN ZANDT HIDALGO LIPSCOMB TARRANT ANDERSON COOKE GALVESTON DALLAS SOMERVELL JOHNSON EASTLAND PALO PINTO YOUNG JOHNSON SAN PATRICIO COMANCHE SABINE HAMILTON BELL BOWIE HARRIS Order Date 03/08/2008 02/08/2008 11/19/2007 10/04/2007 01/12/2008 04/28/2008 12/20/2007 02/25/2008 09/21/2007 04/03/2008 08/29/2008 02/25/2008 11/09/2007 02/25/2008 07/03/2008 09/21/2007 11/09/2007 01/12/2008 01/12/2008 07/21/2008 03/08/2008 07/21/2008 02/18/2008 02/25/2008 08/15/2008 08/29/2008 04/28/2008 04/03/2008 06/19/2008 10/25/2007 09/21/2007 07/03/2008 05/22/2008 04/03/2008 10/04/2007 05/22/2008 08/29/2008 Penalty Assessed 24,955.00 3,820.00 2,875.00 7,450.00 3,850.00 42,810.00 14,145.00 16,100.00 4,350.00 7,865.00 14,000.00 9,675.00 9,945.00 18,825.00 2,540.00 8,544.00 1,170.00 16,385.00 10,560.00 22,200.00 9,840.00 6,050.00 1,050.00 6,000.00 1,990.00 7,600.00 5,022.00 11,840.00 3,600.00 5,700.00 12,250.00 10,575.00 5,550.00 41,170.00 10,044.00 6,180.00 7,250.00 Penalty Deferred 4,991.00 764.00 575.00 0.00 0.00 0.00 2,829.00 3,220.00 870.00 0.00 2,800.00 0.00 1,989.00 0.00 508.00 1,708.00 234.00 0.00 0.00 0.00 1,968.00 0.00 210.00 1,200.00 0.00 0.00 1,004.00 2,368.00 720.00 0.00 0.00 2,115.00 1,110.00 0.00 2,008.00 1,236.00 1,450.00 Payable Amount 0.00 0.00 2,300.00 0.00 0.00 0.00 11,316.00 12,880.00 3,480.00 0.00 11,200.00 0.00 7,956.00 18,825.00 0.00 6,836.00 936.00 0.00 0.00 0.00 7,872.00 6,050.00 840.00 4,800.00 1,990.00 7,600.00 4,018.00 0.00 2,880.00 5,700.00 12,250.00 0.00 0.00 0.00 0.00 4,944.00 0.00 SEP Cost 19,964.00 3,056.00 0.00 7,450.00 3,850.00 42,810.00 0.00 0.00 0.00 7,865.00 0.00 9,675.00 0.00 0.00 2,032.00 0.00 0.00 16,385.00 10,560.00 22,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,472.00 0.00 0.00 0.00 8,460.00 4,440.00 41,170.00 8,036.00 0.00 5,800.00 SEP Offset 19,964.00 3,056.00 0.00 7,450.00 3,850.00 42,810.00 0.00 0.00 0.00 7,865.00 0.00 9,675.00 0.00 0.00 2,032.00 0.00 0.00 16,385.00 10,560.00 22,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,472.00 0.00 0.00 0.00 8,460.00 4,440.00 41,170.00 8,036.00 0.00 5,800.00 List of Administrative Orders Issued Page 35 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 31774 31461 32700 32544 33163 24906 14968 33491 24509 33286 32111 34481 33623 24717 25439 34021 33263 23484 34347 32862 33117 25191 32849 34401 34723 33185 34670 31636 31089 33906 35054 32843 34765 34593 33746 34760 25773 Respondent Name City of Hudson City of Junction City of Kemp City of Kenedy City of Kennard City of Kerens City of Kerens City of Kingsville City of La Coste City of Lefors City of Leonard City of Liberty City of Lone Oak City of Lorena City of Lott City of Lubbock City of Madisonville City of Marfa City of McAllen City of Mertens City of Mexia City of Miami City of Midway City of Mont Belvieu City of Moran City of Morgan's Point City of Munday City of Murchison City of Navasota City of Nederland City of Needville City of Palmer City of Pharr City of Pinehurst City of Plano City of Plano City of Point 09/09/2008 Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID County TX0068985 TPDES0021075 TX0023396 TX0027774 TPDES0056596 TPDES0023027 TPDES0023027 TXR05L074 TPDES0107743 TX0022586 TX0054208000 TX0074284 TX0100021 WQ0012195001 TPDES0053376 TX0028487 TPDES0026662 WQ0010109001 TX0093106 TX0100463 WQ0010222001 TPDES0070963 TX0102849 TX0053317 WQ0011420001 TX0027260 TX0119105 TX0072087 TPDES0071790 WQ0010483002 TX0027634 TX0026603 TX0062219 WQ0010597001 TPDES0071579 ANGELINA KIMBLE KAUFMAN KARNES HOUSTON NAVARRO NAVARRO KLEBERG MEDINA GRAY FANNIN LIBERTY HUNT MCLENNAN FALLS LUBBOCK MADISON PRESIDIO HIDALGO HILL LIMESTONE ROBERTS MADISON CHAMBERS SHACKELFORD HARRIS KNOX HENDERSON GRIMES JEFFERSON FORT BEND ELLIS HIDALGO ORANGE COLLIN COLLIN RAINS Order Date 09/21/2007 09/21/2007 09/21/2007 08/29/2008 11/09/2007 08/15/2008 09/21/2007 01/12/2008 04/14/2008 11/09/2007 10/04/2007 02/18/2008 04/03/2008 02/08/2008 04/03/2008 02/18/2008 11/19/2007 02/18/2008 07/03/2008 11/09/2007 02/08/2008 09/21/2007 01/12/2008 02/25/2008 06/05/2008 01/28/2008 08/29/2008 02/18/2008 09/21/2007 01/28/2008 06/19/2008 04/28/2008 03/08/2008 04/28/2008 07/21/2008 05/22/2008 11/19/2007 Penalty Assessed 3,060.00 11,550.00 12,530.00 29,400.00 4,200.00 3,300.00 5,520.00 3,440.00 8,120.00 2,280.00 9,600.00 3,350.00 13,020.00 10,800.00 10,350.00 4,350.00 4,050.00 1,100.00 22,400.00 5,100.00 26,688.00 12,100.00 13,512.00 18,900.00 6,300.00 7,955.00 44,400.00 7,000.00 8,700.00 13,100.00 5,100.00 26,390.00 2,275.00 15,717.00 27,000.00 15,000.00 12,773.00 Penalty Deferred 612.00 2,310.00 2,506.00 0.00 840.00 660.00 0.00 688.00 0.00 456.00 1,920.00 670.00 2,604.00 2,160.00 0.00 870.00 810.00 0.00 0.00 1,020.00 5,337.00 2,420.00 2,702.00 3,780.00 1,260.00 1,591.00 8,880.00 0.00 0.00 0.00 1,020.00 5,278.00 455.00 3,143.00 0.00 0.00 2,555.00 Payable Amount 0.00 0.00 0.00 0.00 3,360.00 0.00 0.00 2,752.00 0.00 1,824.00 0.00 2,680.00 10,416.00 0.00 10,350.00 3,480.00 0.00 1,100.00 22,400.00 0.00 0.00 0.00 0.00 15,120.00 5,040.00 0.00 0.00 0.00 0.00 13,100.00 4,080.00 0.00 1,820.00 12,574.00 0.00 15,000.00 10,218.00 SEP Cost 2,448.00 9,240.00 10,024.00 29,400.00 0.00 2,640.00 5,520.00 0.00 8,120.00 0.00 7,680.00 0.00 0.00 8,640.00 0.00 0.00 3,240.00 0.00 0.00 4,080.00 21,351.00 9,680.00 10,810.00 0.00 0.00 6,364.00 35,520.00 7,000.00 8,700.00 0.00 0.00 21,112.00 0.00 0.00 27,000.00 0.00 0.00 SEP Offset 2,448.00 9,240.00 10,024.00 29,400.00 0.00 2,640.00 5,520.00 0.00 8,120.00 0.00 7,680.00 0.00 0.00 8,640.00 0.00 0.00 3,240.00 0.00 0.00 4,080.00 21,351.00 9,680.00 10,810.00 0.00 0.00 6,364.00 35,520.00 7,000.00 8,700.00 0.00 0.00 21,112.00 0.00 0.00 27,000.00 0.00 0.00 List of Administrative Orders Issued Page 36 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case Respondent Name No. TCEQ ID County Order Date Penalty Assessed 32807 34726 34397 34865 32897 34848 32879 33652 34928 34693 32603 34617 34106 31565 34583 34881 33131 34001 34847 32576 33659 33870 34744 34770 31478 2875 34306 34416 32608 32893 33238 34480 34713 34207 32894 35252 34483 City of Post City of Pottsboro City of Quinlan City of Redwater City of Reno City of Rising Star City of Rockdale City of Rogers City of Rose City City of Runaway Bay City of Sabinal City of San Augustine City of Seminole City of Shepherd City of Shepherd City of Southside Place City of Stockdale City of Strawn City of Streetman City of Teague City of Teague City of Temple City of the Colony City of Trinidad City of Uvalde City of Venus City of Waco * City of Waelder City of Whitney City of Wichita Falls City of Willow Park City of Willow Park City of Wills Point CLARK, JAMES W Claybar Construction, LLP Clearstream Wastewater Systems, Inc. Clifco Construction, Ltd. TX0001511 TX0068756 TX0022331 TX0056251 TX0082309 TX0075604 TX0027197 TX0027103 WQ0014595001 TX0026689 TX0118435 TX0022349 TX0123315 TPDES0054160 WQ0011380001 TX026972 TPDES0054232 TX0022977 TX0072338 TX0034509 TPDES0034495 TX0053112 TX0054585 TPDES0023094 TPDES0032620 TPDES0026506 TX0034452 TPDES0106551 WQ0010509001 TX0099732000 WQ0013759001 WQ0010623001 TXRNEV429 GARZA GRAYSON HUNT BOWIE LAMAR EASTLAND MILAM BELL ORANGE WISE UVALDE SAN AUGUSTINE GAINES SAN JACINTO SAN JACINTO HARRIS WILSON PALO PINTO FREESTONE FREESTONE FREESTONE DENTON HENDERSON UVALDE JOHNSON MCLENNAN GONZALES HILL WICHITA PARKER PARKER VAN ZANDT CORYELL NEWTON HARDIN MONTGOMERY 02/25/2008 07/21/2008 02/25/2008 04/28/2008 01/12/2008 06/19/2008 11/19/2007 01/28/2008 08/15/2008 06/05/2008 01/12/2008 08/15/2008 07/21/2008 09/21/2007 04/14/2008 05/22/2008 02/18/2008 04/28/2008 06/19/2008 10/25/2007 01/28/2008 01/12/2008 06/19/2008 04/28/2008 11/09/2007 02/18/2008 04/28/2008 04/14/2008 10/04/2007 11/09/2007 11/19/2007 02/25/2008 07/03/2008 02/08/2008 11/09/2007 08/29/2008 04/14/2008 14,450.00 194,725.00 6,100.00 3,100.00 4,540.00 2,700.00 7,100.00 12,600.00 9,230.00 9,675.00 11,250.00 5,200.00 4,560.00 3,840.00 8,600.00 3,600.00 8,060.00 7,080.00 4,805.00 8,280.00 9,570.00 6,300.00 51,000.00 8,520.00 21,750.00 17,620.00 54,720.00 3,200.00 9,960.00 4,825.00 7,280.00 9,200.00 18,600.00 750.00 2,100.00 700.00 4,500.00 *There are Multiple Respondent Names associated to this Case No. 09/09/2008 List of Administrative Orders Issued Penalty Deferred 2,890.00 73,828.00 0.00 620.00 908.00 540.00 0.00 2,520.00 1,846.00 1,935.00 2,250.00 1,040.00 912.00 768.00 1,720.00 720.00 1,612.00 1,416.00 961.00 1,656.00 1,914.00 1,260.00 0.00 1,704.00 4,350.00 0.00 0.00 640.00 1,992.00 965.00 1,456.00 1,840.00 3,720.00 150.00 420.00 0.00 900.00 Payable Amount 0.00 0.00 6,100.00 2,480.00 0.00 0.00 0.00 0.00 7,384.00 0.00 9,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,844.00 0.00 0.00 5,040.00 0.00 6,816.00 0.00 0.00 0.00 2,560.00 7,968.00 3,860.00 5,824.00 7,360.00 0.00 600.00 1,680.00 700.00 3,600.00 SEP Cost 11,560.00 120,897.00 0.00 0.00 3,632.00 2,160.00 7,100.00 10,080.00 0.00 7,740.00 0.00 4,160.00 3,648.00 3,072.00 6,880.00 2,880.00 6,448.00 5,664.00 0.00 6,624.00 7,656.00 0.00 51,000.00 0.00 17,400.00 17,620.00 54,720.00 0.00 0.00 0.00 0.00 0.00 14,880.00 0.00 0.00 0.00 0.00 SEP Offset 11,560.00 120,897.00 0.00 0.00 3,632.00 2,160.00 7,100.00 10,080.00 0.00 7,740.00 0.00 4,160.00 3,648.00 3,072.00 6,880.00 2,880.00 6,448.00 5,664.00 0.00 6,624.00 7,656.00 0.00 51,000.00 0.00 17,400.00 17,620.00 54,720.00 0.00 0.00 0.00 0.00 0.00 14,880.00 0.00 0.00 0.00 0.00 Page 37 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 34441 33790 34146 23303 33651 34808 34439 33302 31342 34884 2625 35336 34640 32931 34520 33791 34204 31542 34570 34473 34413 33262 33622 33599 34832 34573 34436 35445 32407 35507 32136 34939 33459 34425 Respondent Name TCEQ ID Clint Independent School District WQ0014005001 Coastal Chemical Co., L.L.C. TX0118648 Common Development Group 06, LTD. 13-07022302 COWBOY FOUNDATIONS AND CONSTRUCTION, INC. R13ST0127 Crance Co. Creek Park Corporation TX0125954 Custom Crushed Stone, Inc. Dallas County Utility & Reclamation District TPDES0111741 Del Sol Development, Inc. Delta Tubular Processing, L.P. TX0087599 Derdeyn/Ford, Inc. TPDES0066338 Dewberry Investments, Ltd. Diocese of Galveston-Houston TX0123587 Diocese of Galveston-Houston TPDES0123587 Dionysus Group L.L.L.P. 11-07062503 Dome Petrochemical, L.C. TX0098604 Douglas L. Barr DBA Texas Rock TXR05Q601 DRENNAN DAY CUSTOM HOMES INC. E. I. du Pont de Nemours and Company TX0007293 Earth Haulers, Inc. Earth Haulers, Inc. TXR15K235 East Central ISD WQ0013701001 EDWARDS, MARTIN LEON TX0128406 El Dorado Utility District TX0025623 Eldon Blount Construction Company, Inc. TXR15BD04 ELG Metals, Inc. TX0106861 Elite Computer Consultants, L.P. TX0091171 Enviroplan Architects - Planners Austin, 11-07120501 Inc. Erath County ESPINOSA, JIMMY ESPINOZA, JOSE J ExxonMobil Oil Corporation TX0004227 ExxonMobil Oil Corporation TPDES0118737 F&K Face, L.P. County EL PASO HARRIS BEXAR COMAL MONTGOMERY JOHNSON BEXAR DALLAS DALLAS HARRIS MARION BASTROP MONTGOMERY MONTGOMERY WILLIAMSON CHAMBERS LIMESTONE WILLIAMSON HARRIS PARKER TARRANT BEXAR WOOD HARRIS ECTOR HARRIS HARRIS TRAVIS ERATH CONCHO WILLIAMSON JEFFERSON JEFFERSON SMITH Order Date 03/08/2008 04/03/2008 02/08/2008 07/03/2008 12/20/2007 04/14/2008 03/08/2008 12/20/2007 02/18/2008 04/03/2008 01/28/2008 08/29/2008 04/28/2008 12/20/2007 02/18/2008 12/20/2007 07/23/2008 11/09/2007 04/03/2008 01/28/2008 03/08/2008 11/19/2007 01/28/2008 01/12/2008 02/18/2008 04/14/2008 03/08/2008 07/03/2008 09/21/2007 08/29/2008 02/18/2008 06/19/2008 01/12/2008 03/08/2008 Penalty Assessed 2,040.00 4,509.00 13,500.00 3,800.00 3,180.00 2,200.00 1,500.00 4,340.00 2,100.00 18,200.00 41,933.00 700.00 11,626.00 6,080.00 3,375.00 5,400.00 6,300.00 16,000.00 20,400.00 875.00 1,000.00 1,650.00 2,400.00 1,200.00 700.00 5,670.00 4,960.00 2,625.00 2,100.00 131.00 14,300.00 5,740.00 2,880.00 5,202.00 Penalty Deferred 408.00 901.00 2,700.00 0.00 636.00 440.00 300.00 868.00 0.00 3,640.00 38,333.00 0.00 2,325.00 1,216.00 675.00 1,080.00 0.00 3,200.00 4,080.00 0.00 200.00 330.00 480.00 240.00 0.00 1,134.00 992.00 525.00 420.00 26.00 0.00 1,148.00 576.00 1,040.00 Payable Amount 1,632.00 3,608.00 10,800.00 3,800.00 2,544.00 1,760.00 1,200.00 3,472.00 2,100.00 14,560.00 3,600.00 700.00 0.00 4,864.00 2,700.00 4,320.00 6,300.00 6,400.00 16,320.00 875.00 800.00 0.00 1,920.00 960.00 700.00 2,268.00 3,968.00 2,100.00 1,680.00 105.00 14,300.00 2,296.00 1,152.00 4,162.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,301.00 0.00 0.00 0.00 0.00 6,400.00 0.00 0.00 0.00 1,320.00 0.00 0.00 0.00 2,268.00 0.00 0.00 0.00 0.00 0.00 2,296.00 1,152.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,301.00 0.00 0.00 0.00 0.00 6,400.00 0.00 0.00 0.00 1,320.00 0.00 0.00 0.00 2,268.00 0.00 0.00 0.00 0.00 0.00 2,296.00 1,152.00 0.00 09/09/2008 List of Administrative Orders Issued Page 38 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 33118 33314 33099 35588 35589 33705 34351 35504 34394 34211 33486 33910 33284 34350 33110 33631 32860 35320 34364 33237 29277 34209 34124 34156 34696 33749 34424 35367 33134 32167 33021 Respondent Name TCEQ ID FAIRWAY LEASING LLC 13-07021303 Fayette County TPDES0125491 Fiorano Ventures, L.L.C. 13-07012201 First Texas Homes, Inc. First Texas Homes, Inc. Five Nine Seven Limited Partnership TX0033197 Forestar (USA) Real Estate Group Inc. 13-07041602 Fort Bend County MUD 130 TX0118109 Fort Bend County MUD 30 TX0078751 Fort Bend County Municipal Utility District 116 TX0117617 Fort Bend County Municipal Utility District 142 TPDES0125555 Frontera Truck Parts & Equipment, Inc. TXR05R291 Galileo Mount Houston TX LP TPDES0120189 Galileo Mount Houston TX LP TX0120189 GARDNER, JOHN 20474 Gavin Steel Fabricating, Inc. TXR05P614 Georgetown Independent School District 11-07020201 GRAUL, JOHN M Gruene Rapids Condominiums, LLC 13-07051601 Gulf Coast Machine & Supply Company TX0008290 Gulf Coast Trades Center TPDES0035157 GUZMAN, HECTOR TPDES0072516 Halliburton Energy Services, Inc. TX0078638 Harbenger Enterprises, Inc. HARMONY INDEPENDENT SCHOOL TX0097233 DISTRICT Harris County MUD 278 TX0124346 Harris County Municipal Utility District TX0083712 189 Harris County Municipal Utility District TX0093581 250 Harris County Municipal Utility District TX0096920 286 Harris County Municipal Utility District TPDES0105376 358 Harris County Municipal Utility District WQ0013753001 360 County COMAL FAYETTE COMAL COLLIN COLLIN BRAZOS BEXAR FORT BEND FORT BEND FORT BEND FORT BEND ELLIS HARRIS HARRIS PARKER BEXAR WILLIAMSON TRAVIS COMAL JEFFERSON WALKER LIBERTY HARRIS PARKER UPSHUR HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS Order Date 11/19/2007 01/28/2008 08/15/2008 07/21/2008 07/21/2008 02/18/2008 02/08/2008 08/29/2008 02/25/2008 02/18/2008 12/20/2007 01/12/2008 12/20/2007 02/25/2008 11/09/2007 10/25/2007 10/25/2007 08/29/2008 03/08/2008 11/19/2007 09/21/2007 04/03/2008 02/18/2008 02/08/2008 03/08/2008 04/28/2008 02/25/2008 08/15/2008 01/12/2008 01/12/2008 11/19/2007 Penalty Assessed 1,000.00 2,469.00 24,000.00 700.00 700.00 9,000.00 1,875.00 4,170.00 6,680.00 2,580.00 1,740.00 1,500.00 5,310.00 35,490.00 3,060.00 875.00 24,000.00 2,625.00 25,500.00 9,100.00 6,985.00 6,420.00 2,820.00 3,000.00 4,560.00 2,500.00 2,040.00 11,160.00 2,000.00 2,900.00 3,900.00 Penalty Deferred 200.00 493.00 4,800.00 0.00 0.00 1,800.00 375.00 834.00 1,336.00 516.00 348.00 300.00 1,062.00 0.00 612.00 0.00 4,800.00 525.00 5,100.00 1,820.00 1,397.00 1,284.00 564.00 600.00 912.00 500.00 408.00 2,232.00 400.00 580.00 780.00 Payable Amount 800.00 0.00 19,200.00 700.00 700.00 7,200.00 1,500.00 3,336.00 5,344.00 2,064.00 1,392.00 1,200.00 4,248.00 35,490.00 2,448.00 875.00 19,200.00 2,100.00 20,400.00 7,280.00 0.00 5,136.00 2,256.00 2,400.00 3,648.00 2,000.00 1,632.00 8,928.00 1,600.00 2,320.00 3,120.00 SEP Cost 0.00 1,976.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,588.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 1,976.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,588.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 39 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 35386 32434 34961 35375 33139 35119 34171 33865 33291 34603 35014 34463 33779 33313 34210 35084 34469 34042 32564 34835 30843 32630 34880 35153 32610 17629 35063 35444 33789 33704 34709 35163 32764 34748 Respondent Name HARRIS, GRADY Hawkins Homes, Inc. HCNRC REAL ESTATE, LTD HERNANDEZ, MARIO HIGHWAY 46 LTD Hooks Mobile Home Park, Ltd. Houston Marine Services, Inc. Houston Oaks Golf Management Company, L.P. Hull Fresh Water Supply District HYDER, SYED N Icon Builders, L.L.C. I-CORP, INC. Ineos Polyethylene North America International Paper Company Is Zen Center J. C. SMITH AND SONS SAND GRAVEL, INC. J.H. Strain & Sons, Inc. Jack Bandy Construction, Inc. Janskys Sand & Gravel Jay Mills Contracting, Incorporated Jerrico General Contractor, Inc. Johnson County Fresh Water Supply District 1 JOHNSON, JOE JORDAN, WILLIAM OSWALD Katy ISD KC MATERIALS, INC. Kerr Materials, L.P. Kiker's Machine Works, Inc. King-Isles, Inc. Kwik-Kopy Corporation Lakeshore Utility Company Lattimore Materials Company, L.P. Leeco Properties, Inc. LGI Homes, LTD. TCEQ ID County TXR15HN48 23383 13-07021304 TX0078883 TX0106488 TX0086053 KAUFMAN HARDIN GONZALES CAMERON COMAL HARRIS HARRIS WALLER TX0106836 TX0071145 TX0006033 TPDES0006076 TX0126306 TXR05T327 LIBERTY BRAZOS ORANGE JEFFERSON HARRIS POLK MONTGOMERY POLK TX0124923 TAYLOR BURNET LAVACA ERATH HARRIS JOHNSON TPDES0079201 20801 TXR05X293 TX0098434 WQ0011502001 TXG110120 TX0127183 LLANO TYLER HARRIS COMAL FAYETTE ECTOR NUECES HARRIS HENDERSON COLLIN ECTOR FORT BEND Order Date 08/29/2008 10/25/2007 07/03/2008 08/29/2008 11/09/2007 06/19/2008 02/08/2008 02/08/2008 01/12/2008 03/08/2008 04/28/2008 11/19/2007 04/03/2008 02/25/2008 04/03/2008 06/05/2008 11/19/2007 02/18/2008 10/25/2007 02/18/2008 09/21/2007 09/21/2007 06/19/2008 06/05/2008 10/25/2007 02/18/2008 05/22/2008 08/15/2008 02/25/2008 01/12/2008 05/22/2008 07/21/2008 02/08/2008 02/08/2008 Penalty Assessed 1,050.00 3,210.00 2,100.00 2,800.00 1,000.00 1,650.00 3,960.00 5,859.00 22,425.00 41,800.00 700.00 875.00 49,750.00 6,372.00 1,700.00 700.00 700.00 1,500.00 2,100.00 700.00 750.00 4,445.00 2,100.00 700.00 3,140.00 6,000.00 2,000.00 2,100.00 1,000.00 1,270.00 12,240.00 4,350.00 2,000.00 850.00 Penalty Deferred 210.00 642.00 420.00 560.00 200.00 330.00 792.00 1,171.00 4,485.00 0.00 0.00 0.00 9,950.00 1,274.00 340.00 0.00 0.00 300.00 420.00 0.00 0.00 889.00 420.00 0.00 628.00 0.00 400.00 420.00 200.00 254.00 2,448.00 870.00 400.00 170.00 Payable Amount 840.00 2,568.00 1,680.00 2,240.00 800.00 1,320.00 1,584.00 4,688.00 17,940.00 41,800.00 700.00 875.00 39,800.00 5,098.00 1,360.00 700.00 700.00 1,200.00 1,680.00 700.00 750.00 3,556.00 1,680.00 700.00 0.00 6,000.00 1,600.00 1,680.00 800.00 1,016.00 9,792.00 3,480.00 1,600.00 680.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 1,584.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,512.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 1,584.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,512.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 40 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 32882 33653 25950 32876 17574 34803 34618 33380 33059 29434 33069 33114 35090 32636 34878 34140 32867 35535 32845 33076 33922 29032 34534 32661 34829 34920 32008 34099 29629 35254 33750 34992 34898 33235 Respondent Name TCEQ ID Lighthouse Land Ventures, Ltd. 13-06122802 Lone Star Stone of Texas, Inc. TXG110573 Lonestar Aquafarms, Ltd. TPDES0123803 LONG, JERRY 710322 LOUIS MONCUS DBA MONCUS SAND TXR05R479 & GRAVEL Lower Colorado River Authority * TPDES0101940 LUND, ROGER ALLEN WQ0013829001 M&T Natural Stone, Inc. TXR05R383 Mallard Point WWTP, LLC TX0123528 MARCANTEL, THOMAS 21313 Marine Quest - Hidden Cove, L.P. TX0093696 Marmac, LLC TX0125920 Martin Product Sales LLC * TPDES0116921 Martinek Construction, Inc. MCCLUNG, JERRY L 22628 McMullen County Water Control & Improvement District No. 1 * TX0107646 MeadWestvaco Texas, L.P. TX0003891 Medina County Water Control & Improvement District No. 2 TX0075779 Memorial Point Utility District TX0022845 Mesa Canyon Springs, Ltd. 13-03121801 Mike Einkauf Custom Homes, Inc MILAM, CHRISTOPHER * 11-05100701 Military Highway Water Supply Corporation TX0104612 MILO DRIVE, INC. 13-06113001 Monarch Utilities I L.P. TX0117455 Monarch Utilities I L.P. TX0083127 Montgomery County MUD 56 TX0089672 Moscow Water Supply Corporation WQ0011139001 MULLIN, PAUL 20585 Nabors Well Services Ltd. Nalle Custom Homes, Inc. Neal's Lodges, Inc. New Waverly Ventures Ltd. Co. TX0028169 NGUYEN, CHUNG County BEXAR HILL JACKSON PALO PINTO MCLENNAN WILLIAMSON ANDERSON PALO PINTO HUNT LEON DENTON HARRIS JEFFERSON ELLIS BELL MCMULLEN JASPER MEDINA POLK BEXAR TAYLOR TRAVIS HIDALGO BEXAR WOOD HENDERSON MONTGOMERY POLK ANGELINA PECOS BASTROP UVALDE WALKER BELL Order Date 10/25/2007 02/18/2008 01/28/2008 10/25/2007 07/23/2008 05/22/2008 04/14/2008 01/28/2008 11/19/2007 02/18/2008 11/19/2007 11/09/2007 07/03/2008 09/21/2007 03/08/2008 05/22/2008 11/19/2007 08/15/2008 10/25/2007 10/04/2007 04/14/2008 10/04/2007 04/14/2008 06/25/2008 05/22/2008 07/21/2008 10/25/2007 02/08/2008 02/08/2008 08/29/2008 12/20/2007 08/29/2008 05/22/2008 12/20/2007 Penalty Assessed 58,000.00 10,934.00 3,048.00 1,590.00 0.00 13,500.00 12,000.00 29,760.00 5,130.00 2,500.00 8,100.00 1,600.00 34,240.00 1,800.00 650.00 20,160.00 12,525.00 1,265.00 3,340.00 750.00 2,700.00 9,750.00 6,000.00 6,000.00 4,140.00 35,150.00 12,116.00 18,900.00 7,000.00 700.00 750.00 8,000.00 7,515.00 6,300.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 11,600.00 2,186.00 0.00 318.00 0.00 2,700.00 2,400.00 5,952.00 1,026.00 0.00 1,620.00 320.00 6,848.00 360.00 130.00 4,032.00 2,505.00 253.00 668.00 150.00 540.00 1,950.00 1,200.00 0.00 828.00 0.00 2,423.00 3,780.00 5,800.00 0.00 150.00 1,600.00 1,503.00 1,260.00 Payable Amount 46,400.00 8,748.00 3,048.00 1,272.00 0.00 0.00 9,600.00 23,808.00 4,104.00 2,500.00 6,480.00 1,280.00 27,392.00 1,440.00 520.00 16,128.00 5,010.00 1,012.00 0.00 600.00 2,160.00 7,800.00 4,800.00 6,000.00 3,312.00 35,150.00 9,693.00 15,120.00 1,200.00 700.00 600.00 6,400.00 6,012.00 5,040.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 10,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,010.00 0.00 2,672.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 10,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,010.00 0.00 2,672.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 41 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 33081 31662 35362 35698 34154 33319 35045 34814 34180 34893 34145 34830 31849 34839 33707 35046 25342 35278 35257 34845 34119 34812 25481 34963 34000 32823 34683 35447 28962 32570 35602 34675 33442 35194 Respondent Name TCEQ ID North Alamo Water Supply Corporation TX0119024 O'Boy Service Company, Inc. 20783 Oceaneering International, Inc. TX0089061 OK Concrete Company TXG110569 OLMOS, GABINO Olney Construction Company, Inc. TXR15AT05 Option 1 Realty Group, LP Orange County Water Control and Improvement District 2 TX0054810 Orange County Water Control and Improvement District No. 1 TX0108073 Oxid L.P. TX0075060 P CHEM, INC. TPDES0084956 Paintbrush 290 GP, LLC. Palo Gaucho, Inc. TX0066672 Panorama Properties, Ltd. PARKSIDE AT MAYFIELD RANCH LTD 11-07022803 Parkway Construction & Associates, L.P. Peaster Independent School District Public Facility Corporation TPDES0107981 Pilgrim's Pride Corporation TXR05U391 Point Aquarius Municipal Utility District TX0022071 Port Terminal Railroad Association TX0070645 Post Oak Development of Texas, Inc. Prairie View A&M University TX0111201 Presbyterian Mo-Ranch Assembly WQ0010768001 Primarily Primates Printpack, Inc. TX0101192 Pulte Homes of Texas, L.P. 13-04031001 R. A. Bagwell Oil Company, Inc. TXG830245 R.E.E. HOLDING, INC. RAMOS, MARIO * Randolph Water Supply Corporation TX0027928 Ray French Land Company, Ltd. Rayburn Country Municipal Utility District TX0023701 Reagent Chemical & Research, Inc. TX0125369 Red River Redevelopment Authority TX0126098 County HIDALGO WEBB HARRIS BAYLOR TRAVIS WICHITA NUECES ORANGE ORANGE HARRIS HOUSTON HAYS SABINE TARRANT WILLIAMSON LAMB PARKER NACOGDOCHES MONTGOMERY HARRIS BEXAR WALLER KERR BEXAR ORANGE BEXAR RUNNELS JEFFERSON JIM HOGG FANNIN PARKER JASPER HARRIS BOWIE Order Date 10/04/2007 06/11/2008 08/29/2008 08/29/2008 02/18/2008 01/12/2008 08/29/2008 05/22/2008 02/08/2008 06/05/2008 02/08/2008 08/29/2008 07/02/2008 02/18/2008 01/12/2008 04/14/2008 09/21/2007 08/29/2008 07/03/2008 04/28/2008 07/03/2008 05/22/2008 11/19/2007 06/19/2008 02/08/2008 09/21/2007 04/28/2008 08/29/2008 02/08/2008 04/28/2008 08/29/2008 04/14/2008 11/09/2007 08/29/2008 Penalty Assessed 5,700.00 8,925.00 5,760.00 1,900.00 1,050.00 800.00 700.00 14,200.00 4,500.00 7,040.00 3,960.00 2,500.00 9,200.00 700.00 3,000.00 700.00 9,870.00 2,000.00 2,980.00 2,840.00 1,000.00 10,950.00 5,100.00 1,050.00 3,060.00 11,000.00 9,850.00 700.00 688.00 41,410.00 1,900.00 4,410.00 2,940.00 11,880.00 Penalty Deferred 1,140.00 0.00 1,152.00 380.00 0.00 160.00 0.00 2,840.00 900.00 1,408.00 792.00 500.00 0.00 0.00 600.00 0.00 1,974.00 400.00 596.00 568.00 200.00 2,190.00 1,020.00 210.00 612.00 2,200.00 1,970.00 0.00 0.00 29,659.00 380.00 882.00 588.00 0.00 Payable Amount 4,560.00 8,925.00 4,608.00 1,520.00 1,050.00 640.00 700.00 11,360.00 0.00 5,632.00 3,168.00 2,000.00 9,200.00 700.00 2,400.00 700.00 0.00 1,600.00 2,384.00 2,272.00 800.00 8,760.00 0.00 840.00 2,448.00 8,800.00 7,880.00 700.00 688.00 11,751.00 1,520.00 0.00 2,352.00 5,940.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,896.00 0.00 0.00 0.00 0.00 0.00 4,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,528.00 0.00 5,940.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,896.00 0.00 0.00 0.00 0.00 0.00 4,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,528.00 0.00 5,940.00 09/09/2008 List of Administrative Orders Issued Page 42 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 35092 34742 33544 32646 29653 32742 35151 33551 33075 35559 33264 34316 33498 34656 34957 34833 33315 35244 35310 34679 34404 34639 35152 33788 34120 2757 33497 27386 33701 34885 32501 34730 33555 33508 Respondent Name Renaissance Stone Works, LLC Restaurant Service, L.L.C. Rhodia Inc. Rice Water Supply and Sewer Service Corporation RICE, JOHN W RIEDEL, ANTHONY J Riviera Water Control & Improvement District ROBINSON, JAMES WAYNE Rocky Point Estate Land Trust Royce Homes, L. P. San Antonio Water System SCHOBER, CHRIS Scientific Drilling International, Inc. Scurry-Rosser Independent School District Sealy Concrete, Inc. Shepherd Place Homes, Inc. Shin-Etsu Silicones of America, Inc. Signature Flight Support Corporation Smart Materials, Inc. SMI Oil Field Services, Inc. * Smith County MUD SOHO Retail, Ltd. Somerset Custom Homes, Ltd. Southern Forest Products, LLC South-Tex Concrete, Inc. Southwest Nut Company Southwestern Public Service Company Speedy Stop Food Stores, Ltd. Spring Creek Utility District SPX Corporation Stephen F. Austin State University Sterling Chemicals, Inc. Stolthaven Houston, Inc. Stone Mill Homes, Inc. TCEQ ID TX0095435 TPDES0088781 TX0117056 TX0082988 TX0112763 TX0094056 TX0123552 TXR150234 TX0052639 TX0126128 TXG110293 TX0124427 TXR05N559 TX0084093 TX0032484 13-04072201A WQ0004241000 TX0124575 1105072204 TPDES0026221 TX0087416 TX0098744 TX0005762 TX0091855 County TRAVIS HARRIS WILBARGER NAVARRO JIM WELLS HARRIS KLEBERG HARRIS DENTON HARRIS BEXAR BEXAR MIDLAND KAUFMAN AUSTIN KAUFMAN BRAZORIA NUECES CHAMBERS HARRIS SMITH BEXAR TARRANT NEWTON CAMERON EL PASO POTTER WILLIAMSON MONTGOMERY HARRIS SAN AUGUSTINE GALVESTON HARRIS DENTON Order Date 07/03/2008 04/28/2008 01/28/2008 10/25/2007 01/12/2008 10/04/2007 08/15/2008 01/28/2008 11/19/2007 08/29/2008 06/05/2008 03/08/2008 11/09/2007 04/28/2008 05/22/2008 02/18/2008 01/12/2008 06/19/2008 08/29/2008 06/05/2008 04/14/2008 04/03/2008 08/29/2008 02/18/2008 10/25/2007 03/08/2008 01/12/2008 01/28/2008 12/20/2007 05/22/2008 09/21/2007 06/05/2008 01/28/2008 01/12/2008 Penalty Assessed 800.00 8,960.00 5,430.00 13,100.00 1,050.00 6,370.00 2,500.00 4,410.00 5,540.00 1,050.00 11,400.00 900.00 875.00 6,200.00 4,750.00 700.00 10,650.00 700.00 700.00 13,426.00 13,275.00 3,900.00 700.00 7,350.00 875.00 18,300.00 4,320.00 29,625.00 3,770.00 3,060.00 2,380.00 7,875.00 13,725.00 3,000.00 09/09/2008 * T* here are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 160.00 1,792.00 1,086.00 2,620.00 0.00 1,274.00 500.00 882.00 1,108.00 210.00 0.00 180.00 0.00 1,240.00 950.00 0.00 2,130.00 0.00 0.00 2,685.00 2,655.00 780.00 0.00 1,470.00 0.00 0.00 864.00 0.00 754.00 612.00 476.00 1,575.00 2,745.00 600.00 Payable Amount 640.00 7,168.00 4,344.00 10,480.00 1,050.00 5,096.00 2,000.00 3,528.00 4,432.00 840.00 11,400.00 720.00 875.00 4,960.00 3,800.00 700.00 8,520.00 700.00 700.00 10,741.00 0.00 3,120.00 700.00 5,880.00 875.00 18,300.00 1,728.00 29,625.00 3,016.00 1,224.00 1,904.00 3,150.00 5,490.00 2,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,620.00 0.00 0.00 0.00 0.00 0.00 1,728.00 0.00 0.00 1,224.00 0.00 3,150.00 5,490.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,620.00 0.00 0.00 0.00 0.00 0.00 1,728.00 0.00 0.00 1,224.00 0.00 3,150.00 5,490.00 0.00 Page 43 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 28312 34747 33560 34041 33126 34872 33460 33503 25256 34526 34535 32859 35265 34922 32429 33287 33421 35306 33183 35187 32215 34999 32803 34040 34974 34958 34127 34335 33543 33706 33550 32516 32848 31643 34658 Respondent Name TCEQ ID Superior Stone Inc. Tarken Builders, Ltd. Tejas Industries, Ltd. Texas Department of Criminal Justice Texas Department of Criminal Justice Texas Department of Criminal Justice Texas Department of Criminal Justice Texas Department of Criminal Justice Texas Department of Transportation Texas Department of Transportation Texas Egg Products, LLC Texas H2O, Inc. Texas H2O, Inc. Texas Military Institute of San Antonio, Texas Texas Parks and Wildlife Department Texas Westmoreland Coal Co. THAMES, JULIE ANN The Aermotor Company The Falls MUD The Goodyear Tire & Rubber Company The Park at Hardy Oak Homeowners Association, Inc. TOTAL PETROCHEMICALS USA, INC. Town of Ponder Town of Prosper TOWN OF VAN HORN TOWN OF WINDOM TOWN OF WOODSBORO Tri Century Management Solutions, Inc. Trigeant, Ltd. Trinity @ Windfern LLC Trinity Bay Conservation District Trinity Bay Conservation District * TXI Operations, LP U.S. Oil Recovery, L.P. Upper Trinity Regional Water District 11-071051501 WQ0001300000 TX0031569 TX0031658 TX0031607 TPDES0031615 TX0031674 TPDES0027855 TX0075205000 TXU500245 TPDES0089338 13-04071401 WQ0011738001 TPDES0086541 WQ0014753001 TPDES0096768 WQ0003750000 13-00102303 TX0007421 TX0123862 TX0026514 TX0107867 TX0072711 TX0032638 TXR15BU46 TPDES0096474 TX0092746 TX0020460 TX0033944 TX0047791 TX0123781 County WILLIAMSON ARANSAS DEAF SMITH BRAZORIA BRAZORIA WALKER MADISON FORT BEND ELLIS GONZALES HOOD HOOD BEXAR SMITH LEON JOHNSON TOM GREEN COLORADO TOM GREEN BEXAR HARRIS DENTON COLLIN CULBERSON FANNIN REFUGIO WICHITA NUECES HARRIS CHAMBERS CHAMBERS NAVARRO HARRIS DENTON Order Date 02/18/2008 02/25/2008 02/08/2008 02/25/2008 11/09/2007 06/05/2008 01/12/2008 01/12/2008 12/20/2007 04/14/2008 02/25/2008 11/09/2007 08/29/2008 06/05/2008 09/21/2007 01/12/2008 01/12/2008 08/29/2008 11/19/2007 07/21/2008 09/21/2007 05/22/2008 10/04/2007 02/18/2008 05/22/2008 07/21/2008 01/28/2008 02/25/2008 01/12/2008 06/05/2008 01/12/2008 10/04/2007 11/09/2007 06/05/2008 06/05/2008 Penalty Assessed 13,200.00 2,000.00 18,315.00 13,360.00 2,970.00 3,220.00 3,660.00 14,365.00 14,260.00 6,200.00 950.00 6,929.00 2,100.00 3,000.00 3,810.00 10,625.00 6,500.00 700.00 6,000.00 2,140.00 2,625.00 37,800.00 4,500.00 8,960.00 2,900.00 9,960.00 1,050.00 410.00 2,220.00 12,390.00 18,400.00 8,904.00 14,445.00 26,650.00 3,400.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 400.00 3,663.00 0.00 594.00 644.00 732.00 2,873.00 2,852.00 1,240.00 190.00 1,385.00 420.00 600.00 762.00 2,125.00 1,300.00 0.00 1,200.00 428.00 525.00 7,560.00 900.00 1,792.00 580.00 1,992.00 210.00 82.00 444.00 2,478.00 3,680.00 1,780.00 2,889.00 0.00 680.00 Payable Amount 13,200.00 1,600.00 14,652.00 0.00 0.00 0.00 0.00 0.00 11,408.00 0.00 760.00 5,544.00 1,680.00 2,400.00 3,048.00 8,500.00 5,200.00 700.00 4,800.00 1,712.00 2,100.00 30,240.00 3,600.00 0.00 0.00 7,968.00 840.00 328.00 1,776.00 9,912.00 14,720.00 7,124.00 11,556.00 26,650.00 0.00 SEP Cost 0.00 0.00 0.00 13,360.00 2,376.00 2,576.00 2,928.00 11,492.00 0.00 4,960.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,168.00 2,320.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,720.00 SEP Offset 0.00 0.00 0.00 13,360.00 2,376.00 2,576.00 2,928.00 11,492.00 0.00 4,960.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,168.00 2,320.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,720.00 Page 44 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 31762 35133 32721 32064 34405 33813 33748 35071 33186 33751 34357 33222 33471 34915 33288 32723 Respondent Name VALENZUELA, ENRIQUE Value Family Homes - Denton, L.P. Velta Homes, Inc. Via Bayou, Inc. Victoria County Wcid 1 Vopak Terminal Galena Park, Inc. Warren Independent School District Weekley Homes, L.P West Harris County Municipal Utility District 4 Westex Capital, LTD. Westwind Enterprises, Ltd. Wildwood Property Owners Association Wise Ready Mix Concrete Company Wolf Hollow I, L.P. Young Men's Christian Association of The Greater Houston Area Zavala County TCEQ ID County TX0124761 TX0122246 TX0030929 TPDES0076015 TX0079359 OCHILTREE DENTON ELLIS GALVESTON VICTORIA HARRIS TYLER TARRANT HARRIS TX0103641 TXG110495 TX0123820 TPDES0059579 KENDALL CORYELL HARDIN WISE HOOD TRINITY TX0117986 ZAVALA WQ Orders Issued: 435 Order Date 03/08/2008 08/29/2008 11/09/2007 09/21/2007 04/03/2008 02/18/2008 02/18/2008 04/28/2008 01/28/2008 Penalty Assessed 4,462.00 4,875.00 2,000.00 9,150.00 8,280.00 3,900.00 3,300.00 700.00 5,080.00 02/18/2008 02/25/2008 11/19/2007 01/28/2008 05/22/2008 12/20/2007 3,210.00 3,300.00 1,375.00 2,500.00 17,160.00 7,700.00 11/09/2007 1,265.00 Total: 3,569,687.00 Penalty Deferred 892.00 0.00 400.00 1,830.00 1,656.00 780.00 660.00 0.00 1,016.00 Payable Amount 3,570.00 4,875.00 800.00 7,320.00 0.00 3,120.00 2,640.00 700.00 4,064.00 SEP Cost 0.00 0.00 800.00 0.00 6,624.00 0.00 0.00 0.00 0.00 642.00 660.00 275.00 500.00 3,432.00 1,540.00 2,568.00 2,640.00 0.00 2,000.00 13,728.00 0.00 0.00 0.00 1,100.00 0.00 0.00 6,160.00 253.00 1,012.00 0.00 622,190.00 1,814,618.00 1,132,879.00 SEP Offset 0.00 0.00 800.00 0.00 6,624.00 0.00 0.00 0.00 0.00 0.00 0.00 1,100.00 0.00 0.00 6,160.00 0.00 1,132,879.00 09/09/2008 List of Administrative Orders Issued Page 45 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA Case No. 26318 33266 33192 33259 34841 34203 33161 33154 35001 32607 33160 34697 33629 34458 33628 33129 33103 33120 33198 33122 34435 20579 33039 34329 33101 34109 35068 34314 34553 33267 33136 33102 35186 34143 26968 32605 33123 Respondent Name ALLEN, BRAD ANGUIANO, ALICIA BEYER, JIMMY GAYLON BOEKHORST, PETRUS ADRIANUS CARPENTER, RUSSELL WAYNE Comtex Dairies, L.L.C. * COOPER, WILLIAM NEWELL Cottonwood Auction Barn, L.L.C. Dale Gold DEBOER, NICO JAAP DERIDDER, PETER WILFRIDUS DEVRIES, GEORGE TED DEVRIES, GEORGE TED HEIJLIGERS, LEON Horizon Dairy HOWLE, ALLENE * HUCKABEE, NANCY LEA * HUISMAN, MEINE * J.B. Grand Canyon Dairy, L.P. LEYENDEKKER, GERBEN MARTINDALE, LARRY Mid-West Feed Yards, Inc. NC-NorTex Cattle Company, LLC Optimum Calves, L.L.C. * PARKS, ELMER JACK Penn-Cal, L.L.C. * Postmus Dairy, LLC Pottsboro Independent School District San Angelo Feed Yard Ltd SCHOUTEN, DENNIS JAMES STOKER, JANNES STOKER, ROEL Tapia Brothers, Inc. Tapia Dairy #3, L.L.C. TAPIA, ADOLFO TAPIA, EZEQUIEL TRAWEEK, JAMES THOMAS TCEQ ID County WQ0003234000 TXG920170 WQ0003185000 TXG920011 WQ0003094000 TX0131156 R05AG0698 WQ0003290000 WQ0003061000 WQ0003061000 TXG920161 TXG920332 TXG010019 WQ0003699000 WQ0003563000 TX0130923 WQ0003259000 WQ0001870000 TXG920817 WQ0003590000 WQ0003199000 TPDES0130851 TXG920349 TX0128422 WQ0003238000 WQ0004028000 TXG920974 TXG920031 TXG920008 TXG920033 WQ0003217000 ERATH ERATH ERATH HOPKINS ERATH COMANCHE ERATH ERATH LAVACA HENDERSON ERATH ERATH ERATH HOPKINS HAMILTON ERATH HAMILTON ERATH ERATH ERATH COOKE TOM GREEN WILBARGER BAILEY ERATH ERATH ERATH GRAYSON TOM GREEN ERATH ERATH ERATH TOM GREEN TOM GREEN TOM GREEN RUNNELS ERATH Order Date 01/12/2008 12/20/2007 10/04/2007 12/20/2007 04/03/2008 02/08/2008 12/20/2007 10/04/2007 08/29/2008 11/09/2007 11/19/2007 04/03/2008 12/20/2007 06/05/2008 08/29/2008 10/04/2007 12/20/2007 11/19/2007 11/09/2007 11/19/2007 04/14/2008 02/08/2008 10/04/2007 02/08/2008 11/19/2007 01/28/2008 08/15/2008 02/25/2008 05/22/2008 02/25/2008 11/19/2007 04/28/2008 07/21/2008 03/08/2008 02/08/2008 09/21/2007 11/19/2007 Penalty Assessed 1,050.00 800.00 2,160.00 6,000.00 790.00 4,290.00 2,080.00 1,840.00 1,050.00 7,000.00 3,542.00 5,200.00 1,860.00 4,000.00 2,020.00 3,030.00 2,225.00 1,820.00 2,280.00 2,060.00 1,575.00 24,675.00 6,300.00 2,440.00 2,040.00 2,320.00 7,200.00 3,150.00 4,200.00 2,340.00 1,860.00 1,860.00 3,689.00 16,640.00 13,104.00 2,700.00 1,860.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 160.00 432.00 1,200.00 158.00 858.00 416.00 368.00 210.00 1,400.00 0.00 1,040.00 372.00 800.00 0.00 606.00 445.00 364.00 456.00 412.00 315.00 0.00 1,260.00 488.00 408.00 464.00 1,440.00 630.00 840.00 0.00 372.00 0.00 0.00 3,328.00 0.00 0.00 372.00 Payable Amount 1,050.00 640.00 1,728.00 4,800.00 632.00 3,432.00 1,664.00 1,472.00 840.00 5,600.00 3,542.00 4,160.00 1,488.00 3,200.00 2,020.00 2,424.00 1,780.00 1,456.00 1,824.00 1,648.00 1,260.00 24,675.00 5,040.00 1,952.00 1,632.00 1,856.00 5,760.00 2,520.00 3,360.00 2,340.00 1,488.00 1,860.00 3,689.00 13,312.00 13,104.00 2,700.00 1,488.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 46 of 51 Singles Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM WWA WWA WWA WWA Case No. 33137 33223 34167 33121 Respondent Name VANDEN BERGE, JACK EDWIN VELDHUIZEN, WILLIAM G VISS, DANIEL WYLY, RANDY EARL Appendix 3: List of Administrative Orders Issued FY2008 TCEQ ID County WQ0003184000 ERATH ERATH ERATH WQ0003160000 ERATH WWA Orders Issued: 41 Order Date 11/09/2007 03/08/2008 07/03/2008 11/19/2007 Total: Penalty Assessed 3,420.00 1,000.00 5,830.00 4,880.00 168,180.00 Penalty Deferred 684.00 200.00 1,166.00 976.00 22,640.00 Payable Amount 2,736.00 800.00 4,664.00 3,904.00 145,540.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 47 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Multi-Media Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 33024 31004 31191 29898 30793 30815 35671 34648 30846 29890 33743 35072 33449 32740 29936 35705 35214 24736 30067 35242 34544 25477 35267 25077 31663 25076 34925 34554 33939 7116 32805 25208 33307 28026 34471 31099 34149 Respondent Name 100 Century Oaks, Ltd. 125 Max Drycleaning Center, LLC 3 PARK'S ENTERPRISES, L.L.C. Abdul Aziz ABZZ Corporation AHAD BUSINESS, INC. ALANIZ, NOE Amigo's Fuel Center, L.P. Andres E Pascual Aqua Texas, Inc. ASKINS, BILLY W BAIN, FRANKLIN BENKE, STEVEN BENOIT, JOHN BERRY CLEANERS, INC. BRISTOW, DONNIE EARL CARR, JOE CARRILLO, GILBERT Chico Auto Parts & Service, Inc. City Of Austin City of Corpus Christi City Of Edgewood City of Encinal City of Grand Saline City of Harlingen City of Queen City City Of San Angelo City of San Juan City of Sonora City of Winfield CO2 Cleaning Servies, Inc. ConocoPhillips Company ConocoPhillips Company ConocoPhillips Company COOPER, RONALD RAY Daegu Corp DECHERT, BILL TCEQ ID County 13-04012802 TXR000071670 TXR000072793 102521036 TXR000073494 TXR000033068 WS0000593 455130104 TX0000703827 1630026 TXD981590425 TXR15EP49 69385 TX0097870 1780003 WQ0014648001 UNA455160076 TPDES0027545 169 TPDES0034797 WQ0010641003 54154L002 TPDES0023191 TPDES0079782 455040176 TXD980626774 30111 71385 BP0004675 84858 BEXAR HARRIS HARRIS DALLAS HARRIS FORT BEND CAMERON FRIO HARRIS MEDINA SHELBY HALE MEDINA JEFFERSON HANSFORD JONES WOOD BEXAR WISE TRAVIS NUECES VAN ZANDT WEBB VAN ZANDT CAMERON CASS TOM GREEN HIDALGO SUTTON TITUS WISE HUTCHINSON HUTCHINSON HUTCHINSON COKE COLLIN KIMBLE Order Date 02/25/2008 02/18/2008 10/25/2007 08/15/2008 04/03/2008 11/09/2007 07/03/2008 04/28/2008 08/29/2008 01/28/2008 02/18/2008 04/14/2008 11/19/2007 10/04/2007 04/14/2008 07/03/2008 08/29/2008 01/10/2008 01/26/2008 07/21/2008 04/14/2008 10/04/2007 07/03/2008 02/25/2008 04/28/2008 10/04/2007 08/15/2008 04/03/2008 08/15/2008 11/19/2007 02/25/2008 11/09/2007 12/20/2007 11/19/2007 01/12/2008 11/09/2007 04/14/2008 Penalty Assessed 33,500.00 1,185.00 1,067.00 2,370.00 3,437.00 1,185.00 210.00 3,750.00 1,778.00 2,202.00 750.00 210.00 210.00 12,750.00 1,067.00 210.00 1,575.00 24,300.00 7,350.00 16,250.00 11,076.00 20,447.00 1,050.00 17,920.00 22,560.00 22,653.00 17,120.00 3,600.00 8,950.00 16,160.00 2,000.00 5,375.00 65,832.00 189,658.00 210.00 1,185.00 2,000.00 Penalty Deferred 6,700.00 0.00 214.00 0.00 687.00 0.00 0.00 750.00 0.00 0.00 150.00 0.00 0.00 2,550.00 214.00 0.00 315.00 0.00 0.00 0.00 0.00 0.00 210.00 0.00 0.00 4,465.00 0.00 720.00 0.00 0.00 0.00 1,075.00 0.00 37,932.00 0.00 0.00 400.00 Payable Amount 26,800.00 1,185.00 853.00 2,370.00 2,750.00 1,185.00 210.00 3,000.00 1,778.00 2,202.00 600.00 210.00 210.00 10,200.00 853.00 210.00 1,260.00 24,300.00 7,350.00 16,250.00 0.00 0.00 840.00 17,920.00 22,560.00 18,188.00 0.00 0.00 0.00 16,160.00 2,000.00 2,150.00 32,916.00 75,863.00 210.00 1,185.00 1,600.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,076.00 20,447.00 0.00 0.00 0.00 0.00 17,120.00 2,880.00 8,950.00 0.00 0.00 2,150.00 32,916.00 75,863.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,076.00 20,447.00 0.00 0.00 0.00 0.00 17,120.00 2,880.00 8,950.00 0.00 0.00 2,150.00 32,916.00 75,863.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 48 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Multi-Media Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 34836 30694 35357 35051 33752 30467 33905 35309 34870 30919 34491 17354 35338 32288 34896 33481 33065 31269 32665 30955 35346 30686 33443 31406 33806 34223 34492 34060 34462 33473 35044 35704 34609 34838 34059 23604 34934 Respondent Name TCEQ ID DERRICK, EDNA 1210019 DORTON, JOHNNY TXR000074419 East Texas Millworxs Inc. Environmental Processing Systems, L.C. 86166 F. A. Nunnelly Company 13-07010301 GIFFORD, VANCE E F1913 GSW Cleaners, Inc. F1963 GUTIERREZ, RUBEN GUZMAN, JOSEPHINE * TXR000079010 HAB, INC. TXR000069898 HALES, SANDRA L WO0021101 HAMPTON, MARRICE M HARBAUGH, ROSS B Hebert Construction Services, Inc. HENDERSON, MELVIN * 455100052 HILTON, BILLY HORN, BENNY D Huntsman Petrochemical Corporation 1230096 I. 35 Sandpit, Inc. 100034 IRSA, INC. TXR000071480 Ivan's Pumping Service, Inc. 21224 Jack Nguyen TXR000069831 JARREL, LINDA Jesse J Garcia JUAN J RODRIGUEZ 55277 KUBITJA, FRED E JR LANSFORD, THOMAS R JR Lindsey Contractors, Inc. LITTLE, LARRY G Lone Star Beef Processors, L.P. 47036 LONGORIA, EDWARD WW0025717 LOPEZ, ADAM D JR LYLES, JAMES E MADDOX, GREG MAJOR, DARYL Matbon, Inc. MCCLOSKEY, ALEX P County JASPER WICHITA BRAZOS LIBERTY COMAL BEXAR BROOKS CAMERON HARRIS JIM WELLS SMITH RANDALL TARRANT HARDIN GUADALUPE NAVARRO JEFFERSON JOHNSON HARRIS EL PASO HARRIS RANDALL TRAVIS DALLAS MCLENNAN LA SALLE REAL DICKENS TOM GREEN LAMB EASTLAND JOHNSON HILL SAN JACINTO WISE SAN PATRICIO Order Date 02/18/2008 06/05/2008 08/15/2008 08/29/2008 01/12/2008 01/09/2008 02/25/2008 08/29/2008 07/21/2008 07/21/2008 01/28/2008 01/12/2008 08/29/2008 02/18/2008 07/23/2008 12/20/2007 11/19/2007 05/22/2008 10/25/2007 12/20/2007 07/21/2008 02/18/2008 11/19/2007 02/18/2008 02/18/2008 11/19/2007 02/18/2008 01/28/2008 02/18/2008 12/20/2007 05/22/2008 07/03/2008 01/12/2008 02/18/2008 05/18/2008 03/08/2008 02/18/2008 Penalty Assessed 210.00 2,370.00 1,182.00 51,850.00 1,500.00 2,370.00 2,000.00 210.00 1,152.00 1,185.00 210.00 17,500.00 210.00 2,000.00 5,092.00 6,000.00 210.00 98,263.00 8,560.00 2,370.00 950.00 1,185.00 210.00 12,500.00 670.00 210.00 210.00 6,000.00 210.00 4,200.00 210.00 210.00 210.00 210.00 8,500.00 13,860.00 210.00 09/09/2008 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 236.00 10,370.00 300.00 0.00 400.00 0.00 230.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 0.00 1,712.00 474.00 190.00 0.00 0.00 0.00 134.00 0.00 0.00 1,200.00 0.00 840.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 210.00 2,370.00 946.00 41,480.00 1,200.00 2,370.00 1,600.00 210.00 922.00 1,185.00 210.00 17,500.00 210.00 2,000.00 5,092.00 4,800.00 210.00 49,132.00 6,848.00 1,896.00 760.00 1,185.00 210.00 12,500.00 536.00 210.00 210.00 4,800.00 210.00 3,360.00 210.00 210.00 210.00 210.00 8,500.00 13,860.00 210.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 49,131.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 49,131.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 49 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Multi-Media Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 34834 30580 30844 27026 33635 34414 32769 35330 29652 31018 29962 35047 35246 31123 32287 34825 32110 34945 34975 28928 30700 30710 31088 30536 34557 34921 30682 33480 34222 35251 26143 32539 30873 33148 Respondent Name McEachern Enterprises, Inc. Meldimaa Enterprise, Inc. METRO CONTINENTAL, INC. MICHAEL, DEVEN MIMS, STEVEN L MOORE, ANDREW D MOORE, JOHN L Munsell Construction, Inc. NGUYEN, SON Nhan Q Ha dba 7-7 Cleaners and Alterations North Bengal, Inc. PADDOCK, SAMUEL D PARRISH, TONY DWAYNE Paul Anthony Pasillas PDLA Partners, LP PETRO STOPPING CENTERS, L.P. PETRO STOPPING CENTERS, L.P. Prime Mart Inc. QUINTANILLA, MATIAS G RAMON, RAFAEL RETA, GILBERTO River Oaks Brothers, Inc. RUBEN D SERNA S. J. & Sons, Inc. SHIN, PATRICK Y SHIN, PATRICK Y SNS Enterprises, Inc SONG, RICHARD K Stagecoach Properties, Inc. SWANSON, TIM M TAMEZ, JOHN Texas Children's Hospital Thai C Truong Thomas Steel Drums, Inc. TCEQ ID County 11-08042803 TXR000072918 TXR000069732 455100049 55552 66314 TXR000070300 WILLIAMSON BRAZORIA LIBERTY ORANGE PANOLA GREGG MCLENNAN MASON TRAVIS HARRIS TXR000070730 WO0022007 86224 30636 20002 20002 7164 WW0026812 F1915 TXD981059769 TXD137601720 82573 F1965 TXD021470562 77729 74564 TXR000072090 65206 TARRANT GRAYSON HUNT BEXAR TARRANT JEFFERSON JEFFERSON TRAVIS BEXAR MILAM BEXAR HARRIS JIM HOGG HARRIS DALLAS DALLAS HARRIS BELL HARRIS EL PASO HARRIS HARRIS TARRANT Order Date 05/22/2008 01/28/2008 10/04/2007 07/21/2008 11/19/2007 11/19/2007 06/19/2008 08/15/2008 04/14/2008 02/18/2008 10/25/2007 02/18/2008 08/29/2008 09/21/2007 09/21/2007 05/22/2008 04/03/2008 06/05/2008 05/22/2008 09/21/2007 10/04/2007 02/18/2008 02/18/2008 04/03/2008 07/03/2008 06/19/2008 10/04/2007 08/10/2008 04/03/2008 08/29/2008 06/19/2008 11/09/2007 11/09/2007 08/15/2008 Penalty Assessed 3,150.00 4,740.00 4,740.00 7,875.00 210.00 210.00 675.00 2,355.00 2,370.00 1,209.00 889.00 210.00 210.00 1,185.00 2,000.00 16,050.00 41,242.00 7,800.00 250.00 3,750.00 1,185.00 1,067.00 210.00 2,844.00 2,000.00 2,000.00 1,209.00 7,650.00 1,050.00 210.00 21,000.00 2,000.00 1,185.00 13,500.00 Penalty Deferred 630.00 0.00 0.00 4,275.00 0.00 0.00 135.00 471.00 0.00 0.00 0.00 0.00 0.00 0.00 400.00 3,210.00 8,248.00 1,560.00 50.00 0.00 0.00 0.00 0.00 569.00 400.00 400.00 0.00 0.00 210.00 0.00 0.00 400.00 0.00 0.00 Payable Amount 2,520.00 4,740.00 4,740.00 3,600.00 210.00 210.00 540.00 1,884.00 2,370.00 1,209.00 889.00 210.00 210.00 1,185.00 1,600.00 12,840.00 32,994.00 6,240.00 200.00 3,750.00 1,185.00 1,067.00 210.00 2,275.00 1,600.00 1,600.00 1,209.00 7,650.00 840.00 210.00 21,000.00 1,600.00 1,185.00 13,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Administrative Orders Issued Page 50 of 51 Appendix 3: List of Administrative Orders Issued FY2008 Multi-Media Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM MM MM MM MM MM MM MM MM MM MM MM Case No. 30687 30910 30783 28148 25390 34995 29209 31404 2627 33641 34130 Respondent Name TCEQ ID County TQH INVESTMENTS, LTD. DBA BELLS TXR000053447 CLEANERS AND DBA MART CLEANERS HARRIS TRAN, JOHN TXR000069799 JEFFERSON Tuan Ngoc Nguyen TXD982548273 HARRIS TURNEY, LYNN HOOD US Department of the Air Force BEXAR VALDEZ, GARY HARRIS Valero Refining-Texas, L.P. GB0073P NUECES Viridis Energy (Texas), LP 48006 HARRIS Webb County TPDES0123323 WEBB WILLIAMS, GEORGE 455130098 BEXAR WINSTEAD, DARRYL C WILLIAMSON MM Orders Issued: 119 Total Orders Issued : 1,624 Order Date 12/20/2007 Penalty Assessed 2,370.00 Penalty Deferred 0.00 Payable Amount 2,370.00 SEP Cost 0.00 SEP Offset 0.00 10/04/2007 07/09/2008 10/25/2007 02/18/2008 03/08/2008 11/19/2007 09/21/2007 02/08/2008 08/10/2008 11/19/2007 Total: 900.00 1,185.00 3,000.00 2,309.00 210.00 59,475.00 46,046.00 37,260.00 2,000.00 210.00 1,090,546.00 0.00 0.00 0.00 0.00 0.00 11,895.00 9,209.00 0.00 0.00 0.00 115,730.00 900.00 1,185.00 3,000.00 2,309.00 210.00 23,790.00 36,837.00 0.00 2,000.00 210.00 693,233.00 0.00 0.00 0.00 0.00 0.00 23,790.00 0.00 37,260.00 0.00 0.00 281,583.00 GrandTotal: 16,907,912.00 2,067,959.00 10,180,834.50 4,659,118.50 0.00 0.00 0.00 0.00 0.00 23,790.00 0.00 37,260.00 0.00 0.00 281,583.00 4,659,118.50 09/09/2008 List of Administrative Orders Issued Page 51 of 51 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM Case No. Respondent Name AQ 33797 Equistar Chemicals, LP POLLUTION REDUCTION AQ 31121 DCP Midstream, LP POLLUTION PREVENTION AQ 34959 CHEVRON PHILLIPS CHEMICAL COMPANY LP POLLUTION REDUCTION AQ 33151 ConocoPhillips Company Effective Date Ratio Assessed Deferred Amt Payable Amt Amt 04/03/2008 1.00:1 50,000.00 0.00 25,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/18/2008 1.00:1 93,009.00 0.00 46,505.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation & Development Areas, Inc. ("RC&D") Clean School Bus program. Specifically, SEP monies will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost replacing older diesel buses with alternative fueled or clean diesel buses or retrofitting older diesel buses with new cleaner technology. The project will be administered in accordance with federal, state, and local environmental laws and regulations. 06/19/2008 1.00:1 10,000.00 2,000.00 4,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/22/2008 1.00:1 210,128.00 42,025.00 84,052.00 SEP Cost 25,000.00 25,000.00 46,504.00 46,504.00 4,000.00 4,000.00 84,051.00 SEP Offset 25,000.00 25,000.00 46,504.00 46,504.00 4,000.00 4,000.00 84,051.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 1 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP AQ 34182 Stallion Oilfield Construction, LLC POLLUTION PREVENTION AQ 35136 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 35107 Deer Park Refining Limited Partnership The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/25/2008 1.00:1 20,000.00 0.00 10,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems 07/03/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/15/2008 1.00:1 10,000.00 2,000.00 4,000.00 84,051.00 10,000.00 10,000.00 4,000.00 4,000.00 4,000.00 84,051.00 10,000.00 10,000.00 4,000.00 4,000.00 4,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 2 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35010 Millennium Petrochemicals Inc. 07/03/2008 1.00:1 5,525.00 1,105.00 2,210.00 POLLUTION PREVENTION The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. AQ 34302 ConocoPhillips Company POLLUTION REDUCTION 06/05/2008 1.00:1 228,900.00 0.00 114,450.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 32840 The Dow Chemical Company 12/20/2007 1.00:1 14,000.00 2,800.00 * There are Multiple Respondent Names associated to this Case No. 5,600.00 4,000.00 4,000.00 2,210.00 2,210.00 2,210.00 2,210.00 114,450.00 114,450.00 114,450.00 114,450.00 5,600.00 5,600.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 3 of 81 Single Program PUBLIC EDUCATION AQ 32602 Motiva Enterprises LLC POLLUTION REDUCTION AQ 35108 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 33111 Equistar Chemicals, LP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 10/25/2007 1.00:1 14,085.00 2,817.00 5,634.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/15/2008 1.00:1 29,482.00 0.00 14,741.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. 02/25/2008 1.00:1 40,000.00 0.00 20,000.00 5,600.00 5,634.00 5,634.00 14,741.00 14,741.00 20,000.00 5,600.00 5,634.00 5,634.00 14,741.00 14,741.00 20,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 4 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 35096 Texas Petrochemicals LP POLLUTION PREVENTION AQ 34901 Haldor Topsoe, Inc. POLLUTION PREVENTION AQ 35052 Citation Corporation CLEAN UP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/05/2008 1.00:1 6,575.00 1,315.00 2,630.00 This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 06/05/2008 1.00:1 3,350.00 670.00 1,340.00 The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 08/15/2008 1.00:1 13,300.00 2,660.00 5,320.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. 20,000.00 20,000.00 2,630.00 2,630.00 2,630.00 2,630.00 1,340.00 1,340.00 1,340.00 1,340.00 5,320.00 5,320.00 5,320.00 5,320.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 5 of 81 Single Program AQ 27415 University of Texas Medical Branch at Galveston POLLUTION REDUCTION AQ 34312 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 33867 CHEVRON PHILLIPS CHEMICAL COMPANY LP POLLUTION PREVENTION AQ 33306 Exxon Mobil Corporation Appendix 4: List of SEP's & SEP Projects - FY 2008 09/21/2007 1.00:1 11,400.00 2,280.00 0.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/14/2008 1.00:1 8,800.00 1,760.00 3,520.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 04/14/2008 1.00:1 38,179.00 7,635.00 15,272.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/12/2008 1.00:1 70,400.00 0.00 35,200.00 9,120.00 9,120.00 3,520.00 3,520.00 15,272.00 15,272.00 35,200.00 9,120.00 9,120.00 3,520.00 3,520.00 15,272.00 15,272.00 35,200.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 6 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 35150 Texas Petrochemicals LP POLLUTION PREVENTION AQ 33796 DCP Midstream, LP CLEAN UP AQ 34651 Gulf Chemical & Metallurgical Corporation the Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/22/2008 1.00:1 10,000.00 0.00 5,000.00 This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 03/08/2008 1.00:1 99,666.00 19,933.00 39,867.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 06/05/2008 1.00:1 31,050.00 6,210.00 12,420.00 35,200.00 5,000.00 5,000.00 39,866.00 39,866.00 12,420.00 35,200.00 5,000.00 5,000.00 39,866.00 39,866.00 12,420.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 7 of 81 Single Program POLLUTION REDUCTION AQ 33526 Southwest Shipyard, L.P. POLLUTION PREVENTION AQ 34496 Blue Line Corporation CLEAN UP AQ 29895 Oxbow Calcining LLC POLLUTION REDUCTION AQ 32141 Exxon Mobil Corporation Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/05/2008 1.00:1 77,276.00 0.00 38,638.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Harris County shall perform Fourier Transform Infra Red (FTIR) air monitoring, equipment operation and equipment maintenance. The FTIR will analyze volatile organic compounds in ambient air. SEP monies will fund the lease/contract for services of the FTIR and related equipment, as well as the operation and maintenance of the FTIR site. SEP monies will also be used to pay for equipment, software, and programming associated with Internet connectivity and automated data ingestion. 04/14/2008 1.00:1 7,000.00 0.00 3,500.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/05/2008 1.00:1 32,004.00 0.00 17,892.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Southeast Texas Regional Planning Commission (SETRPC) will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. No portion of the funds will be used for administrative costs. 09/21/2007 1.00:1 44,575.00 0.00 22,288.00 12,420.00 12,420.00 38,638.00 38,638.00 38,638.00 38,638.00 3,500.00 3,500.00 3,500.00 3,500.00 14,112.00 14,112.00 14,112.00 14,112.00 22,287.00 22,287.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 8 of 81 Single Program POLLUTION PREVENTION AQ 33624 PD Glycol LP POLLUTION REDUCTION AQ 33070 Equistar Chemicals, LP POLLUTION REDUCTION AQ 34641 Valero Refining-Texas, L.P. Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/28/2008 1.00:1 3,475.00 695.00 1,390.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/19/2008 1.00:1 228,720.00 45,742.00 91,489.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/19/2008 1.00:1 8,600.00 1,720.00 3,440.00 22,287.00 1,390.00 1,390.00 91,489.00 91,489.00 3,440.00 22,287.00 1,390.00 1,390.00 91,489.00 91,489.00 3,440.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 9 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 32118 Exxon Mobil Corporation POLLUTION REDUCTION AQ 34806 Texas Petrochemicals LP POLLUTION REDUCTION AQ 31014 Motiva Enterprises LLC The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/21/2007 1.00:1 20,000.00 0.00 10,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/25/2008 1.00:1 6,500.00 1,300.00 2,600.00 This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 06/19/2008 1.00:1 368,445.00 73,689.00 147,378.00 3,440.00 3,440.00 10,000.00 10,000.00 10,000.00 10,000.00 2,600.00 2,600.00 2,600.00 2,600.00 147,378.00 147,378.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 10 of 81 Single Program POLLUTION REDUCTION AQ 34613 Targa North Texas, LP POLLUTION PREVENTION AQ 32802 Exxon Mobil Corporation POLLUTION REDUCTION AQ 31130 Solutia Inc. POLLUTION REDUCTION AQ 26936 General Dynamics OTS (Garland), L.P Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/28/2008 1.00:1 37,500.00 0.00 18,750.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 10/04/2007 1.00:1 8,200.00 1,640.00 3,280.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/28/2008 1.00:1 45,597.00 0.00 22,799.00 SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP monies will be used to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/04/2007 1.00:1 86,775.00 0.00 43,388.00 147,378.00 147,378.00 18,750.00 18,750.00 18,750.00 18,750.00 3,280.00 3,280.00 3,280.00 3,280.00 22,798.00 22,798.00 22,798.00 22,798.00 43,387.00 43,387.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 11 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 33426 Lucite International, Inc. POLLUTION REDUCTION Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the City of Fort Worth, Texas "Mow Down Air Pollution" Mower Exchange will perform a SEP in Tarrant County, with participation from residents of Dallas County, pursuant to the agreement between the City of Fort Worth and the TCEQ. SEP monies will be used to remove gasoline-powered lawn mowers from service and replace them with more fuel-efficient and lower pollution-emitting electric mowers. The City will scrap all unusable parts and recycle any recyclable parts from the gasoline-powered mowers. The City will not resell the mowers. 01/12/2008 1.00:1 3,050.00 610.00 1,220.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 43,387.00 1,220.00 1,220.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 34459 The Premcor Refining Group Inc. 04/14/2008 1.00:1 30,400.00 0.00 15,200.00 15,200.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the 15,200.00 TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 34615 Motiva Enterprises LLC POLLUTION PREVENTION 07/03/2008 1.00:1 222,268.00 44,453.00 88,908.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 88,907.00 88,907.00 AQ 33509 ExxonMobil Oil Corporation 02/18/2008 1.00:1 94,050.00 18,810.00 37,620.00 37,620.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the 37,620.00 TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 32115 The Goodyear Tire & Rubber 01/28/2008 1.00:1 102,564.00 Company 20,512.00 41,026.00 41,026.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 43,387.00 1,220.00 1,220.00 15,200.00 15,200.00 88,907.00 88,907.00 37,620.00 37,620.00 41,026.00 Page 12 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION AQ 34867 The Dow Chemical Company POLLUTION REDUCTION AQ 34672 Dixie Chemical Company, Inc. POLLUTION REDUCTION AQ 33292 ConocoPhillips Company The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/19/2008 1.00:1 44,450.00 8,890.00 17,780.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/08/2008 1.00:1 3,300.00 660.00 1,320.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/08/2008 1.00:1 325,120.00 0.00 162,560.00 41,026.00 41,026.00 17,780.00 17,780.00 17,780.00 17,780.00 1,320.00 1,320.00 1,320.00 1,320.00 162,560.00 162,560.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 13 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 35205 Shell Chemical LP POLLUTION REDUCTION 08/15/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34378 Name: UNITED STATES 04/03/2008 1.00:1 27,900.00 ALUMINUM CORPORATION - 5,580.00 11,160.00 TEXAS POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. AQ 34646 Texas Petrochemicals LP 01/28/2008 1.00:1 10,266.00 2,053.00 4,107.00 162,560.00 162,560.00 4,000.00 4,000.00 4,000.00 4,000.00 11,160.00 11,160.00 11,160.00 11,160.00 4,106.00 4,106.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 14 of 81 Single Program POLLUTION REDUCTION AQ 35442 Texas Petrochemicals LP POLLUTION PREVENTION AQ 34654 Lyondell Chemical Company POLLUTION REDUCTION AQ 32443 DCP Midstream, LP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/15/2008 1.00:1 8,086.00 1,617.00 3,235.00 This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 05/22/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/04/2007 1.00:1 41,440.00 8,288.00 16,576.00 4,106.00 3,234.00 3,234.00 4,000.00 4,000.00 16,576.00 4,106.00 3,234.00 3,234.00 4,000.00 4,000.00 16,576.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 15 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 32884 Huntsman Petrochemical Corporation POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/25/2007 1.00:1 7,925.00 0.00 3,963.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 35379 Texas Petrochemicals LP 07/21/2008 1.00:1 7,075.00 1,415.00 2,830.00 POLLUTION PREVENTION This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. AQ 34214 Southwest Convenience Stores, 04/28/2008 1.00:1 LLC 21,240.00 4,248.00 8,496.00 16,576.00 3,962.00 3,962.00 2,830.00 2,830.00 8,496.00 16,576.00 3,962.00 3,962.00 2,830.00 2,830.00 8,496.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 16 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 28046 CHEVRON PHILLIPS CHEMICAL COMPANY LP 12/20/2007 1.00:1 34,875.00 0.00 17,437.50 POLLUTION REDUCTION Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Houston-Galveston Area Emission Reduction Credit Organization (AERCO) Clean Cities/Clean Vehicles Program will perform a SEP within the airshed of Harris County pursuant to the agreement between AERCO and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies for the costs of replacing older diesel buses with alternative fueled or clean fuel diesel buses or retrofitting older buses with clean fuel technology. AQ 33805 The Premcor Refining Group Inc. 02/25/2008 1.00:1 25,150.00 5,030.00 10,060.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 29492 Gulf Chemical & Metallurgical 01/28/2008 1.00:1 154,275.00 Corporation 0.00 77,138.00 POLLUTION REDUCTION SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. AQ 33308 Diamond Shamrock Refining Company, L.P. 12/20/2007 1.00:1 30,826.00 6,165.00 12,331.00 8,496.00 17,437.50 17,437.50 10,060.00 10,060.00 77,137.00 77,137.00 12,330.00 8,496.00 17,437.50 17,437.50 10,060.00 10,060.00 77,137.00 77,137.00 12,330.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 17 of 81 Single Program CLEAN UP AQ 32171 ConocoPhillips Company POLLUTION REDUCTION AQ 33547 Equistar Chemicals, LP POLLUTION REDUCTION AQ 35360 Southern Star Concrete, Inc. Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/25/2008 1.00:1 135,538.00 0.00 67,769.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/08/2008 1.00:1 32,725.00 6,545.00 13,090.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/29/2008 1.00:1 1,045.00 209.00 418.00 12,330.00 67,769.00 67,769.00 13,090.00 13,090.00 418.00 12,330.00 67,769.00 67,769.00 13,090.00 13,090.00 418.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 18 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 33240 Shell Pipeline Company LP POLLUTION REDUCTION AQ 29798 BASF Corporation POLLUTION REDUCTION AQ 33189 Lyondell Chemical Company POLLUTION REDUCTION AQ 34789 The Goodyear Tire & Rubber Company The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to host a one-day event in Tarrant County where 167 operational gas-powered walk-behind lawn mowers may be traded in for a discount on a clean-running electric mower. The City of Fort Worth ("the City") shall coordinate with retailers and/or manufacturers to provide a 20% discount off the retail cost of electric mowers. The City will pay 40% of the retail cost with SEP funds to keep out-of-pocket consumer costs comparable to that of buying a gas-powered mower. The discounted price for the consumer will be approximately $209 for an electric mower that usually costs $449. 01/12/2008 1.00:1 7,735.00 1,547.00 3,094.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/03/2008 1.00:1 87,120.00 0.00 43,560.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for 12/20/2007 1.00:1 5,525.00 1,105.00 2,210.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/22/2008 1.00:1 6,475.00 1,295.00 2,590.00 418.00 3,094.00 3,094.00 43,560.00 43,560.00 2,210.00 2,210.00 2,590.00 418.00 3,094.00 3,094.00 43,560.00 43,560.00 2,210.00 2,210.00 2,590.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 19 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION AQ 19435 Gulf Chemical & Metallurgical Corporation POLLUTION REDUCTION AQ 34579 GB Biosciences Corporation POLLUTION REDUCTION AQ 32726 Mobil Chemical Company Inc. The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 10/04/2007 1.00:1 118,500.00 0.00 59,250.00 SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. 05/22/2008 1.00:1 23,875.00 4,775.00 9,550.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/12/2008 1.00:1 40,700.00 0.00 20,350.00 2,590.00 59,250.00 59,250.00 9,550.00 9,550.00 20,350.00 2,590.00 59,250.00 59,250.00 9,550.00 9,550.00 20,350.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 20 of 81 Single Program POLLUTION REDUCTION AQ 34912 Texas Petrochemicals LP PUBLIC EDUCATION AQ 35157 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 34682 CHEVRON PHILLIPS CHEMICAL COMPANY LP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. 04/14/2008 1.00:1 6,500.00 1,300.00 2,600.00 This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 06/19/2008 1.00:1 10,270.00 2,054.00 4,108.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/05/2008 1.00:1 10,000.00 2,000.00 4,000.00 20,350.00 2,600.00 2,600.00 4,108.00 4,108.00 4,000.00 20,350.00 2,600.00 2,600.00 4,108.00 4,108.00 4,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 21 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 32479 The Premcor Refining Group Inc. POLLUTION REDUCTION AQ 35062 HOUSTON REFINING, L.P. POLLUTION REDUCTION AQ 32308 City of Garland The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/12/2008 1.00:1 64,625.00 0.00 32,313.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/21/2008 1.00:1 20,000.00 0.00 10,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/21/2007 1.00:1 2,550.00 510.00 0.00 4,000.00 32,312.00 32,312.00 10,000.00 10,000.00 2,040.00 4,000.00 32,312.00 32,312.00 10,000.00 10,000.00 2,040.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 22 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION AQ 29721 The Premcor Refining Group Inc. POLLUTION REDUCTION AQ 33554 Eastman Chemical Company POLLUTION PREVENTION AQ 33184 Motiva Enterprises LLC POLLUTION REDUCTION AQ 32444 Equistar Chemicals, LP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2007 1.00:1 43,437.00 0.00 21,719.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ, specifically, the Southeast Texas Regional Planning Commission ("SETRPC") West Port Arthur Home Energy Efficiency Program. The SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes, which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/05/2008 1.00:1 102,125.00 20,425.00 40,850.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 02/25/2008 1.00:1 29,362.00 5,872.00 11,745.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2007 1.00:1 20,000.00 0.00 10,000.00 2,040.00 21,718.00 21,718.00 40,850.00 40,850.00 11,745.00 11,745.00 10,000.00 2,040.00 21,718.00 21,718.00 40,850.00 40,850.00 11,745.00 11,745.00 10,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 23 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34343 Southwest Convenience Stores, 04/14/2008 1.00:1 LLC 17,450.00 3,490.00 6,980.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 34732 ExxonMobil Oil Corporation 06/19/2008 1.00:1 10,000.00 0.00 5,000.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. AQ 33881 Exxon Mobil Corporation 03/08/2008 1.00:1 10,000.00 0.00 5,000.00 10,000.00 6,980.00 6,980.00 5,000.00 5,000.00 5,000.00 10,000.00 6,980.00 6,980.00 5,000.00 5,000.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 24 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 30147 DCP Midstream, LP CLEAN UP AQ 34762 Exxon Mobil Corporation POLLUTION REDUCTION AQ 32625 ExxonMobil Oil Corporation The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/14/2008 1.00:1 42,014.00 0.00 21,008.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for clean up of unauthorized trash dumps to be conducted within Ector County. In the alternative, if the project cannot be completed for tire clean ups, the Third-Party Recipient may perform clean up of illegal dumpsites, wastewater treatment assistance, or other projects approved pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will pay for the labor and disposal costs associated with proper clean up and disposal of wastes, debris, or abandoned tires, assistance to low-income residents with failing on site wastewater systems, plugging of abandoned wells, household hazardous waste collection, or antifreeze recycling. The projects will be administered in accordance with federal, state, and local environmental laws and regulations. 06/05/2008 1.00:1 13,775.00 0.00 6,888.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/25/2007 1.00:1 24,139.00 4,827.00 9,656.00 5,000.00 5,000.00 21,006.00 21,006.00 21,006.00 21,006.00 6,887.00 6,887.00 6,887.00 6,887.00 9,656.00 9,656.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 25 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 32887 INEOS USA LLC POLLUTION PREVENTION AQ 34888 Eastman Chemical Company POLLUTION PREVENTION AQ 32622 Union Carbide Corporation The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. 01/28/2008 1.00:1 217,000.00 0.00 108,500.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/19/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/08/2008 1.00:1 76,450.00 15,290.00 30,580.00 9,656.00 9,656.00 108,500.00 108,500.00 108,500.00 108,500.00 4,000.00 4,000.00 4,000.00 4,000.00 30,580.00 30,580.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 26 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 34612 SABINA PETROCHEMICALS LLC POLLUTION PREVENTION AQ 33839 Huntsman Petrochemical Corporation POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/05/2008 1.00:1 24,625.00 4,925.00 9,850.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 01/28/2008 1.00:1 64,923.00 12,984.00 25,970.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. AQ 34450 Motiva Enterprises LLC Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. 04/14/2008 1.00:1 24,700.00 4,940.00 9,880.00 30,580.00 9,850.00 9,850.00 25,969.00 25,969.00 9,880.00 30,580.00 9,850.00 9,850.00 25,969.00 25,969.00 9,880.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 27 of 81 Single Program POLLUTION REDUCTION AQ 35137 Copano Processing, L.P. CLEAN UP AQ 34330 Equistar Chemicals, LP POLLUTION REDUCTION AQ 34652 FMC Corporation Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. 08/29/2008 1.00:1 20,850.00 4,170.00 8,340.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Colorado County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 05/22/2008 1.00:1 20,000.00 0.00 10,000.00 The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 04/14/2008 1.00:1 5,650.00 1,130.00 2,260.00 9,880.00 9,880.00 8,340.00 8,340.00 8,340.00 8,340.00 10,000.00 10,000.00 10,000.00 10,000.00 2,260.00 2,260.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 28 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 34331 Texas Petrochemicals LP POLLUTION REDUCTION AQ 34978 Lyondell Chemical Company The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 01/12/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/19/2008 1.00:1 10,200.00 2,040.00 4,080.00 2,260.00 4,000.00 4,000.00 4,080.00 2,260.00 4,000.00 4,000.00 4,080.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 29 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 34019 The Goodyear Tire & Rubber Company POLLUTION REDUCTION AQ 34486 TOTAL PETROCHEMICALS USA, INC. The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/19/2007 1.00:1 4,450.00 890.00 1,780.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/14/2008 1.00:1 7,050.00 1,410.00 2,820.00 4,080.00 1,780.00 1,780.00 2,820.00 4,080.00 1,780.00 1,780.00 2,820.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 30 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 33133 Huntsman Petrochemical Corporation POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/14/2008 1.00:1 23,775.00 4,755.00 9,510.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 27321 ExxonMobil Oil Corporation 11/19/2007 1.00:1 10,000.00 0.00 5,000.00 POLLUTION REDUCTION The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. Benefit: Reduce air emissions generated by gasoline and diesel powered lawnmowers, heavy equipment, and vehicles in the Beaumont/Port Arthur ozone non-attainment area. Such emissions contribute to ozone pollution in this state. AQ 34337 Formosa Plastics Corporation, 03/08/2008 1.00:1 Texas 12,350.00 2,470.00 4,940.00 2,820.00 2,820.00 9,510.00 9,510.00 9,510.00 9,510.00 5,000.00 5,000.00 5,000.00 5,000.00 4,940.00 4,940.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 31 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION AQ 27076 ConocoPhillips Company POLLUTION REDUCTION AQ 33875 Kinder Morgan Production Company LP ENVIRONMENTAL ENHANCEMENT AQ 34788 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 32927 The Premcor Refining Group Inc. The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the City of Point Comfort, Texas for its Wastewater Treatment Plant Repair Assistance project. The Third Party Recipient shall use SEP funds to assist in rehabilitation of its wastewater treatment system as described below: " Rehabilitation of the main sanitary sewer lift station (excluding the cost of installation of new high level alarms) to prevent sewage overflows or backups of sewage into residences; " Replacement of the final effluent outfall line at the wastewater treatment facility site; " Simultaneous deconstruction of portions of the former site, which will alleviate storm water inflow into the chlorine contact chamber at the treatment facility. 11/19/2007 1.00:1 143,062.00 28,612.00 57,225.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Borger ISD ("Performing Party") for the Asbestos Abatement program, to be conducted within Hutchinson County. Through a certified asbestos contractor, the performing party shall remove asbestos from the following schools in the Borger Independent School District: " 3,126 square feet (sf) of floor tile from the Paul Belton Early Childhood campus; " 6,771 sf of floor tile from the South Campus; " 550 linear feet (lf) of insulation from the South Campus; and " 3,843 sf of floor tile from Crockett Elementary. The performing party is removing the asbestos due to the age of the asbestos and the likelihood of increased traffic in the affected areas in the future. The performing party will test the materials to verify the presence of asbestos and will use proper procedures for handling and disposal of any asbestos-containing materials. Specifically, SEP monies will pay for the labor and disposal costs associated with properly removing and disposing of asbestos-containing materials to which children may be exposed. 04/03/2008 1.00:1 6,200.00 1,240.00 2,480.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to place a natural plant barrier near the lake to reduce erosion and noise from four wheeled vehicles along the lake. 05/22/2008 1.00:1 40,950.00 8,190.00 16,380.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 12/20/2007 1.00:1 56,166.00 0.00 28,083.00 4,940.00 57,225.00 57,225.00 2,480.00 2,480.00 16,380.00 16,380.00 28,083.00 4,940.00 57,225.00 57,225.00 2,480.00 2,480.00 16,380.00 16,380.00 28,083.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 32 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 30908 Delek Refining, Ltd. CLEAN UP POLLUTION PREVENTION AQ 35056 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 27800 Lonestar Prestress Mfg., Inc. The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/25/2007 1.00:1 288,395.00 57,679.00 115,358.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/03/2008 1.00:1 41,500.00 8,300.00 16,600.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/09/2007 1.00:1 10,000.00 0.00 5,000.00 28,083.00 28,083.00 115,358.00 115,358.00 92,358.00 92,358.00 23,000.00 23,000.00 16,600.00 16,600.00 16,600.00 16,600.00 5,000.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 33 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Houston-Galveston Area Emission Reduction Credit Organization (AERCO) Clean Cities/Clean Vehicles Program will perform a SEP within the airshed of Harris County pursuant to the agreement between AERCO and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies for the costs of replacing older diesel buses with alternative fueled or clean fuel diesel buses or retrofitting older buses with clean fuel technology. The older "high emission" buses being retired will be sold only for scrap. AERCO will send a verification form to TCEQ in the form of paid invoices and other documentation to show that the retrofits or replacements were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrous oxide (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emissions control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34197 Texas Petrochemicals LP 04/28/2008 1.00:1 33,250.00 6,650.00 13,300.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 32600 PD Glycol LP POLLUTION REDUCTION 11/19/2007 1.00:1 30,412.00 0.00 15,206.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment AQ 24286 Solutia Inc. POLLUTION REDUCTION 11/19/2007 1.00:1 95,490.00 0.00 47,745.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. AQ 34827 Equistar Chemicals, LP 07/03/2008 1.00:1 20,431.00 4,086.00 * There are Multiple Respondent Names associated to this Case No. 8,173.00 5,000.00 13,300.00 13,300.00 15,206.00 15,206.00 47,745.00 47,745.00 8,172.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 5,000.00 13,300.00 13,300.00 15,206.00 15,206.00 47,745.00 47,745.00 8,172.00 Page 34 of 81 Single Program POLLUTION PREVENTION AQ 31639 HOUSTON REFINING, L.P. POLLUTION PREVENTION AQ 34677 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 34527 CHEVRON PHILLIPS CHEMICAL COMPANY LP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 12/20/2007 1.00:1 49,800.00 0.00 24,900.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Houston-Galveston Area Emission Reduction Credit Organization (AERCO) Clean Cities/Clean Vehicles Program will perform a SEP in Harris County pursuant to the agreement between AERCO and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP funds will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP funds will be used for the costs of replacing older diesel buses with alternative fueled or clean fuel diesel buses. The older "high emission" buses will be permanently retired and sold only for scrap. AERCO will send a verification form to TCEQ in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emissions control technologies that are developed and approved by EPA or the California Air Resources Board. 06/05/2008 1.00:1 31,375.00 6,275.00 12,550.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 02/25/2008 1.00:1 10,229.00 2,045.00 4,092.00 8,172.00 24,900.00 24,900.00 12,550.00 12,550.00 4,092.00 8,172.00 24,900.00 24,900.00 12,550.00 12,550.00 4,092.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 35 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 35129 Eastman Chemical Company POLLUTION PREVENTION AQ 33495 Formosa Plastics Corporation, Texas POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/21/2008 1.00:1 13,050.00 2,610.00 5,220.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 02/08/2008 1.00:1 20,000.00 0.00 10,000.00 The City of Point Comfort will use SEP funds to assist in rehabilitation of the wastewater treatment system as follows: " Replacement of the main sanitary sewer lift station (excluding the cost of installation of new high level alarms) to prevent sewage overflows or backups of sewage into residences; " Replacement of the final effluent outfall line at the wastewater treatment facility site; " Simultaneous deconstruction of portions of the former site to alleviate stormwater inflow into the chlorine contact chamber at the treatment facility; and " Engineering design and oversight. SEP funds will be used to pay contractors for direct costs associated with performance of the project and no portion will be spent on administrative costs. AQ 34610 Valero Refining-Texas, L.P. 04/03/2008 1.00:1 34,125.00 0.00 17,063.00 ENVIRONMENTAL ENHANCEMENT The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to develop adapted native seed sources and techniques for the establishment of native plant species. SEP monies will be used for evaluating selected native grass and forb species, increasing seed production, maintaining fields and harvesting and testing seed from multiple locations. 4,092.00 5,220.00 5,220.00 10,000.00 10,000.00 17,062.00 8,531.00 4,092.00 5,220.00 5,220.00 10,000.00 10,000.00 17,062.00 8,531.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 36 of 81 Single Program POLLUTION REDUCTION AQ 33470 KM Liquids Terminals, L. P. POLLUTION REDUCTION AQ 32871 Huntsman Petrochemical Corporation POLLUTION REDUCTION AQ 35333 ISP Technologies Inc. Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 01/12/2008 1.00:1 10,000.00 0.00 5,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/09/2007 1.00:1 36,300.00 0.00 18,150.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/29/2008 1.00:1 3,562.00 712.00 1,425.00 8,531.00 5,000.00 5,000.00 18,150.00 18,150.00 1,425.00 8,531.00 5,000.00 5,000.00 18,150.00 18,150.00 1,425.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 37 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 34529 Exxon Mobil Corporation POLLUTION REDUCTION AQ 31785 Lide Industries, Inc. POLLUTION REDUCTION AQ 35167 Trunkline Gas Company, LLC The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/25/2008 1.00:1 10,000.00 0.00 5,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/22/2008 1.00:1 306,570.00 0.00 153,285.00 Project will use funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 07/21/2008 1.00:1 13,800.00 2,760.00 5,520.00 1,425.00 1,425.00 5,000.00 5,000.00 5,000.00 5,000.00 153,285.00 153,285.00 153,285.00 153,285.00 5,520.00 5,520.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 38 of 81 Single Program POLLUTION PREVENTION AQ 33533 Texmark Chemicals, Inc. POLLUTION REDUCTION AQ 33225 Valero Refining-Texas, L.P. Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/18/2008 1.00:1 75,692.00 15,138.00 30,277.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/09/2007 1.00:1 46,150.00 0.00 23,075.00 5,520.00 30,277.00 30,277.00 23,075.00 5,520.00 30,277.00 30,277.00 23,075.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 39 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 35207 DCP Midstream, LP CLEAN UP AQ 33507 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 33152 The Dow Chemical Company The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/21/2008 1.00:1 120,400.00 24,080.00 48,160.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 01/28/2008 1.00:1 5,375.00 1,075.00 2,150.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/03/2008 1.00:1 34,670.00 6,934.00 13,868.00 23,075.00 48,160.00 48,160.00 2,150.00 2,150.00 13,868.00 23,075.00 48,160.00 48,160.00 2,150.00 2,150.00 13,868.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 40 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION AQ 32648 Formosa Plastics Corporation, Texas POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/25/2008 1.00:1 6,422.00 0.00 3,211.00 The City of Point Comfort will use SEP funds to assist in rehabilitation of the wastewater treatment system as follows: 13,868.00 3,211.00 3,211.00 " Replacement of the main sanitary sewer lift station (excluding the cost of installation of new high level alarms) to prevent sewage overflows or backups of sewage into residences; " Replacement of the final effluent outfall line at the wastewater treatment facility site; " Simultaneous deconstruction of portions of the former site to alleviate stormwater inflow into the chlorine contact chamber at the treatment facility; and " Engineering design and oversight. SEP funds will be used to pay contractors for direct costs associated with performance of the project and no portion will be spent on administrative costs. AQ 34577 Rohm and Haas Texas Incorporated POLLUTION REDUCTION 05/22/2008 1.00:1 85,500.00 17,100.00 34,200.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 34,200.00 34,200.00 AQ 33902 CHEVRON PHILLIPS CHEMICAL COMPANY LP 03/08/2008 1.00:1 44,361.00 8,872.00 17,745.00 17,744.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 13,868.00 3,211.00 3,211.00 34,200.00 34,200.00 17,744.00 Page 41 of 81 Single Program CLEAN UP AQ 33439 HOUSTON REFINING, L.P. POLLUTION REDUCTION AQ 34152 Diamond Shamrock Refining Company, L.P. CLEAN UP AQ 32850 CHEVRON PHILLIPS CHEMICAL COMPANY LP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/04/2007 1.00:1 20,453.00 0.00 10,227.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/08/2008 1.00:1 13,884.00 2,776.00 5,554.00 Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/12/2008 1.00:1 60,283.00 0.00 30,142.00 17,744.00 10,226.00 10,226.00 5,554.00 5,554.00 30,141.00 17,744.00 10,226.00 10,226.00 5,554.00 5,554.00 30,141.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 42 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 16524 BP Amoco Chemical Company 11/19/2007 1.00:1 57,200.00 0.00 28,600.00 POLLUTION PREVENTION Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Houston-Galveston Area Emission Reduction Credit Organization (AERCO) Clean Cities/Clean Vehicles Program will perform a SEP in Brazoria County pursuant to the agreement between AERCO and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP funds will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP funds will be used for the costs of replacing older diesel buses with alternative fueled or clean fuel diesel buses. The older "high emission" buses will be permanently retired and sold only for scrap. AERCO will send a verification form to TCEQ in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emissions control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 34650 Double "B" Foods, Inc. CLEAN UP 04/14/2008 1.00:1 16,050.00 0.00 8,025.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 34761 Texas Petrochemicals LP 04/03/2008 1.00:1 13,566.00 2,713.00 5,427.00 30,141.00 28,600.00 28,600.00 8,025.00 8,025.00 5,426.00 30,141.00 28,600.00 28,600.00 8,025.00 8,025.00 5,426.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 43 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. IHW 31793 Akzo Nobel Polymer Chemicals LLC POLLUTION REDUCTION 10/04/2007 1.00:1 112,770.00 22,554.00 45,108.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. IHW 27827 CLEAN UP CSA Limited, Inc. 04/03/2008 1.00:1 65,392.00 0.00 32,696.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Keep Texas Beautiful ("KTB") Stop Trashing Texas Program will perform a SEP in Harris County pursuant to the agreement between KTB and the TCEQ. SEP monies will be used to promote the cleanup statewide of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events and by providing assistance with disposal fees for proper disposal of wastes collected at the events. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. IHW 34952 The Dow Chemical Company 08/15/2008 1.00:1 51,600.00 10,320.00 20,640.00 5,426.00 45,108.00 45,108.00 32,696.00 32,696.00 20,640.00 5,426.00 45,108.00 45,108.00 32,696.00 32,696.00 20,640.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 44 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION MSW 33084 CLEAN UP Harrison County MSW 32825 Polk County POLLUTION PREVENTION MSW 34796 CLEAN UP City Of Mason MSW 29332 City of Crockett The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/03/2008 1.00:1 8,800.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used by the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Unauthorized Trash Dump Clean-Up program in Harrison County. In the alternative, if all SEP funds are not expended on the clean up of illegal trash dumps, the funds will be spent on the Abandoned Tire Site Clean-Up, Wastewater Treatment Assistance, or other pre-approved SEP project in Harrison County. SEP monies will pay for the labor and disposal costs associated with proper clean up and disposal of wastes, debris, or abandoned tires, assistance to low-income residents with failing on site wastewater systems, plugging of abandoned wells, or antifreeze recycling. 07/03/2008 1.00:1 7,500.00 1,500.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/19/2008 1.00:1 11,550.00 2,310.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 11/19/2007 1.00:1 3,350.00 670.00 0.00 20,640.00 20,640.00 8,800.00 8,800.00 8,800.00 8,800.00 6,000.00 6,000.00 6,000.00 6,000.00 9,240.00 9,240.00 9,240.00 9,240.00 2,680.00 2,680.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 45 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION The Respondent shall perform cleanups of at least two unauthorized dumpsites in Houston County. Eligible properties will be limited to those: 1) that are not owned by the Respondent; or 2) where a responsible party cannot be found or is unable to clean up the site; and 3) where reasonable efforts have been made to prevent the dumping. 2,680.00 MSW 31443 CLEAN UP Starr County MSW 26948 CLEAN UP Duval County MSW 32858 CLEAN UP CITY OF EL PASO The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent will only receive credit for employee labor to the extent that it is used on an overtime basis and can be documented. The Respondent will not receive credit for gratuities or inducements for volunteers. 06/05/2008 1.00:1 22,960.00 0.00 0.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Cleanup of Unauthorized Trash Dumps project. SEP monies will pay for the labor and disposal costs associated with proper clean up and disposal of wastes and debris at unauthorized trash dump sites. Any remaining SEP funds after completion of the cleanup of unauthorized trash dumps may, upon approval of the Executive Director, be spent on cleaning up abandoned tire dump sites, wastewater treatment assistance for low income individuals, or another approved project in a water quality media. The project will be administered in accordance with federal, state, and local environmental laws and regulations. 10/25/2007 1.00:1 9,095.00 0.00 0.00 Respondent shall conduct a three-day county-wide municipal solid waste collection and electronics waste recycling event and an illegal dumpsite clean up event. The solid waste clean up event must include collection of household municipal solid waste and tires and will not include disposal of household hazardous waste. The events will provide a local option to dispose of household municipal solid waste at no cost to the residents. The projects will target the low- to mid-income communities of Concepcion, San Jose, Rios, Ramirez and Realitos. Respondent shall conduct multiple events, if necessary to ensure that the amount of SEP offset is met. 01/12/2008 1.00:1 23,100.00 4,620.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Keep Texas Beautiful shall use the funds for the Cleanup of Unauthorized Trash Dumps project in El Paso County. The cleanup project shall promote the cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at the events. 22,960.00 22,960.00 9,095.00 9,095.00 18,480.00 18,480.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. MSW 34856 Hardin County POLLUTION PREVENTION 08/15/2008 1.00:1 6,060.00 1,212.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. MSW 27427 Stericycle, Inc. 04/03/2008 1.00:1 8,400.00 1,680.00 3,360.00 * There are Multiple Respondent Names associated to this Case No. 4,848.00 4,848.00 3,360.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 2,680.00 22,960.00 22,960.00 9,095.00 9,095.00 18,480.00 18,480.00 4,848.00 4,848.00 3,360.00 Page 46 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP The Respondent shall participate in the Montgomery County Precinct 4 Bi-Annual Household Heavy Trash Collection events in 6 locations throughout Montgomery County. The company will coordinate and manage the collection of household medical waste activities that will: 3,360.00 MSW 33999 CLEAN UP Texas Department of Transportation MSW 30646 Hartley County POLLUTION PREVENTION 1. Be open to the public during the precinct's designated collection time; 2. Accept medical waste common to households including and limited to sharps and expired medications; and Administer the project in accordance with the TCEQ guidance document on hazardous waste collection projects as well as in compliance with federal, state, and local environmental laws and regulations. 02/18/2008 1.00:1 1,875.00 375.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2008 1.00:1 14,280.00 2,856.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 1,500.00 1,500.00 11,424.00 11,424.00 MSW 12691 City of Waco ENVIRONMENTAL ENHANCEMENT PST 34589 CLEAN UP Stripes LLC The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 02/08/2008 1.00:1 18,750.00 0.00 0.00 The City of Waco shall connect approximately five low- to moderate-income residences, which are currently on septic systems, to the sanitary sewer system. The project shall include purchasing and installing 1,750 linear feet of 8" sewer lines along S. Loop 340 and connecting the residences to central sewer. The City shall properly decommission the residents' old septic tanks. This project shall be done at no cost to the homeowners. The SEP shall be done in accordance with all federal, state and local environmental laws and regulations. The City of Waco shall use SEP monies only for the direct cost of implementing the project and no portion shall be spent on administrative costs. 06/19/2008 1.00:1 11,350.00 2,270.00 4,540.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 18,750.00 18,750.00 4,540.00 4,540.00 PST 34714 SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. BELLO, MARINA 04/28/2008 1.00:1 5,000.00 1,000.00 2,000.00 * There are Multiple Respondent Names associated to this Case No. 2,000.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 3,360.00 1,500.00 1,500.00 11,424.00 11,424.00 18,750.00 18,750.00 4,540.00 4,540.00 2,000.00 Page 47 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program ENVIRONMENTAL ENHANCEMENT PST 33440 CLEAN UP GAVRANOVIC, F D PST 33424 Flying J Inc. POLLUTION REDUCTION PWS 32000 City of Granbury POLLUTION PREVENTION The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. The re-introduction of the native vegetation throughout the uplands will provide maximum benefit for the wildlife of Mitchell Lake. 01/12/2008 1.00:1 8,500.00 1,700.00 3,400.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Travis County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 02/18/2008 1.00:1 13,125.00 0.00 6,563.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the RC&D Wastewater Treatment Assistance project. Specifically, SEP monies will pay for the labor and disposal costs associated with repair or replacement of wastewater treatment or on-site sewage facilities for low income individuals. Any unspent SEP monies remaining after completion of the Wastewater Treatment Assistance project may, upon approval by TCEQ, be spent on another authorized RC&D project in Orange County, such as abandoned tire cleanup, unauthorized trash dump cleanup, plugging of abandoned water wells, or recycling of antifreeze. 11/09/2007 1.00:1 6,960.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 2,000.00 3,400.00 3,400.00 6,562.00 6,562.00 6,960.00 6,960.00 PWS The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 31362 CLEAN UP City of Cockrell Hill 12/20/2007 1.00:1 2,203.00 441.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. * There are Multiple Respondent Names associated to this Case No. 1,762.00 1,762.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 2,000.00 3,400.00 3,400.00 6,562.00 6,562.00 6,960.00 6,960.00 1,762.00 1,762.00 Page 48 of 81 Single Program PWS 29730 City of Gatesville POLLUTION PREVENTION PWS 35026 City of Boyd POLLUTION PREVENTION PWS 34661 CLEAN UP City of Hamilton PWS 32832 City of Hamilton POLLUTION PREVENTION PWS 35099 Rincon Water Supply Corporation ENVIRONMENTAL ENHANCEMENT PWS 34565 City of Southside Place Appendix 4: List of SEP's & SEP Projects - FY 2008 04/14/2008 1.00:1 7,553.00 0.00 0.00 The Respondent shall construct and operate an antifreeze collection, disposal, and recycling center that will offer to the public a free and convenient method for disposing of used antifreeze. The Respondent shall hire a licensed waste hauler to transport and dispose of or recycle the antifreeze. The Respondent shall operate the center for a minimum of three years from the effective date of this Order. 08/15/2008 1.00:1 2,580.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 04/28/2008 1.00:1 4,687.00 937.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 10/25/2007 1.00:1 3,124.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/21/2008 1.00:1 3,071.00 614.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The Coastal Bend Audubon Society owns the North Bay Sanctuary. It is a 75-acre, largely wooded tract containing a 5-acre pond. The site includes a 12-foot viewing tower that can accommodate 15 people on the upper platform. Specifically, the contribution will be used to maintain the existing roads in the sanctuary, control Prickly Pear Cacti in a 20-acre section of the sanctuary, and assist in the removal of invasive reeds and other plants from the eastern section of the pond. 04/28/2008 1.00:1 2,571.00 0.00 0.00 7,553.00 7,553.00 2,580.00 2,580.00 3,750.00 3,750.00 3,124.00 3,124.00 2,457.00 2,457.00 2,571.00 7,553.00 7,553.00 2,580.00 2,580.00 3,750.00 3,750.00 3,124.00 3,124.00 2,457.00 2,457.00 2,571.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 49 of 81 Single Program POLLUTION PREVENTION PWS 35165 CLEAN UP City of Rockdale PWS 5917 City of Rising Star POLLUTION PREVENTION PWS 34524 CLEAN UP City of Hale Center PWS 34427 Texas Department of Transportation POLLUTION PREVENTION PWS 10234 City of Carl's Corner Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 07/21/2008 1.00:1 7,022.00 1,404.00 0.00 The Respondent shall perform a cleanup of an unauthorized trash and tire dump along approximately 1,200 feet of creek located between Highway 79 and East 3rd Street in Milam County. The Respondent shall ensure that wastes collected are properly disposed or recycled. The Respondent shall ensure that the event: " occurs on a weekend or after-hours " results in proper disposal or recycling of wastes " is performed on properties where no responsible party can be found or where the property owner is low income 11/19/2007 1.00:1 2,925.00 585.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to plug abandoned water wells where there is no responsible party that can be identified to plug the well. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/28/2008 1.00:1 2,599.00 519.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/28/2008 1.00:1 1,450.00 290.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 11/19/2007 1.00:1 13,263.00 0.00 0.00 2,571.00 2,571.00 5,618.00 5,618.00 5,618.00 5,618.00 2,340.00 2,340.00 2,340.00 2,340.00 2,080.00 2,080.00 2,080.00 2,080.00 1,160.00 1,160.00 1,160.00 1,160.00 13,263.00 13,263.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 50 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Texas Association of Resource Conservation & Development Areas, Inc. (RC&D) shall use the contribution to clean up sites in Hill County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. PWS 25834 West Jefferson County Municipal Water District ENVIRONMENTAL ENHANCEMENT 06/19/2008 1.00:1 1,510.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. PWS 35258 Kempner Water Supply Corporation CLEAN UP 08/29/2008 1.00:1 1,523.00 304.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. PWS 32880 City of Lacy Lakeview POLLUTION PREVENTION 11/19/2007 1.00:1 10,053.00 2,010.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. PWS 31640 City of Royse City The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/09/2007 1.00:1 3,360.00 672.00 0.00 13,263.00 1,510.00 1,510.00 1,219.00 1,219.00 8,043.00 8,043.00 2,688.00 13,263.00 1,510.00 1,510.00 1,219.00 1,219.00 8,043.00 8,043.00 2,688.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 51 of 81 Single Program POLLUTION PREVENTION PWS 32821 North Milam Water Supply Corporation CLEAN UP PWS 34695 CLEAN UP City of Buckholts WQ 32807 City of Post ENVIRONMENTAL RESTORATION WQ 32843 City of Palmer Appendix 4: List of SEP's & SEP Projects - FY 2008 Respondent shall hold a one-day citywide household hazardous waste (HHW) collection event. Respondent shall provide a drop-off location where citizens may bring HHW such as paints, fertilizers, thinners, used oil and oil filters, batteries, and other wastes for disposal at no cost to the citizens. Respondent shall provide attendants at the collection station to assist the public and hire a licensed contractor to properly dispose of the wastes collected at the event. Respondent shall provide public notification to ensure that the general public is aware of the event. The Respondent shall ensure that the event: " occurs on a weekend during daylight hours; " offers to the public a convenient drop-off location; " results in the collection, transport, and proper disposal of the collected wastes; " is organized and conducted by City employees and by a licensed HHW disposal contractor; " is advertised in: o a newspaper of large circulation in the geographic area, o flyers placed in utility bill mail-outs, and o by the City's outbound telephone calling system ("Connect-CTY"). " is performed within one year of the effective date of this Order 10/25/2007 1.00:1 4,266.00 853.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/21/2008 1.00:1 1,114.00 222.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/25/2008 1.00:1 14,450.00 2,890.00 0.00 The Respondent shall conduct a waste tire collection and disposal event in the City of Post. The City shall place tire collection dumpsters throughout the City and advertise to the public the locations of the dumpsters. Tires shall be collected by city staff and transported by a licensed hauler to a permitted facility for processing. Specifically, SEP funds will be used to pay for heavy equipment such as tractor loaders, backhoes, a dump truck, trailers, labor, and other direct costs associated with the event. The Respondent shall only use City labor after hours or on weekends to conduct the event. The event shall be conducted at no cost to the citizens. 04/28/2008 1.00:1 26,390.00 5,278.00 0.00 2,688.00 2,688.00 3,413.00 3,413.00 3,413.00 3,413.00 892.00 892.00 892.00 892.00 11,560.00 11,560.00 11,560.00 11,560.00 21,112.00 21,112.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 52 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION POLLUTION REDUCTION WQ 31279 City of Buda and Guadalupe-Blanco River Authority ENVIRONMENTAL ENHANCEMENT Respondent shall contribute the specified SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Clean School Bus Program in Ellis County. Any remaining SEP funds not able to be spent on completion of the Clean School Bus Program may be spent, upon approval of the Executive Director, on cleanup of unauthorized trash dumps or abandoned tire sites, wastewater treatment assistance to low-income individuals, or another RC&D pre-approved project in Ellis County. Specifically, SEP monies will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel buses to reduce emissions. Old buses deemed not suitable for retrofit will be permanently retired and only sold for scrap. The Respondent shall hold two collection and recycling events in which it shall collect and chip vegetative debris, recycle the debris into mulch, and distribute the mulch at no cost to the public. The Respondent shall advertise the events to the public in a newspaper of large circulation, shall provide free curbside collection of vegetative debris, shall purchase and utilize a brush chipper for the events, shall provide labor to operate the chipper, provide labor to operate the collection and distribution location, load mulch for citizens, and shall provide signage for the collection and distribution location. Mulch shall be provided free to the public. Any remaining mulch not distributed to the public shall be beneficially applied to public areas by the Respondent. 12/20/2007 1.00:1 3,630.00 726.00 0.00 The Respondent will contribute to The Hill Country Conservancy for the Wentzel Tract project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between The Hill Country Conservancy and the Texas Commission on Environmental Quality. SEP monies will be used to help divert water into an 18-acre abandoned quarry. The quarry will then capture and hold the water, so that the water can be absorbed into the Edwards Aquifer that runs beneath the quarry. It is estimated that the quarry could divert up to 275 acre-feet of additional storm water runoff into the Edwards Aquifer. WQ 33484 City of Corinth POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 01/12/2008 1.00:1 3,850.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action WQ 34803 Lower Colorado River Authority * 05/22/2008 1.00:1 13,500.00 2,700.00 0.00 8,802.00 12,310.00 2,904.00 2,904.00 3,850.00 3,850.00 10,800.00 8,802.00 12,310.00 2,904.00 2,904.00 3,850.00 3,850.00 10,800.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 53 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP WQ 34001 City of Strawn POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/28/2008 1.00:1 7,080.00 1,416.00 0.00 The Respondent shall perform an erosion control project at the Lake Tucker dam in Palo Pinto County to reduce the likelihood of further erosion and downstream flooding. Erosion in this area, if left without repair, may undermine the structural integrity of the dam. The erosion currently causes sedimentation in downstream waterways. The Respondent shall utilize city employees to perform regrading and seeding to correct and prevent further erosion, post signs in the area to prevent vehicular traffic, and encourage the growth of the planted vegetation seeds. 10,800.00 5,664.00 5,664.00 The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. To the extent it can be documented, the Respondent will receive credit for the overtime hours its employees and equipment are used in implementing the SEP. The Respondent will not receive credit for gratuities and/or inducements for volunteers. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 31478 CLEAN UP City of Uvalde 11/09/2007 1.00:1 21,750.00 4,350.00 0.00 The Respondent shall conduct a city-wide waste tire collection event and illegal tire dump clean up program. The collection event will occur during a one-month period, be advertised to the public, and allow for proper disposal of waste tires at no cost to the residents. The illegal tire dump clean up program will target low- to mid-income communities or public rights-of-way where no responsible party can be found for the illegal dumps. The Respondent shall conduct the events until such time as it has expended the requisite amount of SEP offset. 17,400.00 17,400.00 WQ 34041 Texas Department of Criminal 02/25/2008 1.00:1 Justice 13,360.00 0.00 0.00 13,360.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the 13,360.00 TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 32897 City of Reno POLLUTION PREVENTION 01/12/2008 1.00:1 4,540.00 908.00 0.00 The Respondent shall create and operate a used oil and antifreeze collection and recycling center. The center will offer to the public a free and convenient method of disposing of used oil, oil filters, and antifreeze. SEP funds will be used solely for the direct costs of operating the center and no portion of the funds will be spent on administrative costs. The Respondent shall provide staff to ensure that the antifreeze and oil collection containers receive only their designated materials. The Respondent shall ensure that the site is fenced and locked in a secure area. * There are Multiple Respondent Names associated to this Case No. 3,632.00 3,632.00 October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 10,800.00 5,664.00 5,664.00 17,400.00 17,400.00 13,360.00 13,360.00 3,632.00 3,632.00 Page 54 of 81 Single Program Appendix 4: List of SEP's & SEP Projects - FY 2008 WQ 33126 Texas Department of Criminal 11/09/2007 1.00:1 Justice 2,970.00 594.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 2,376.00 2,376.00 2,376.00 2,376.00 WQ 34106 City of Seminole POLLUTION PREVENTION WQ 32849 City of Midway POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/21/2008 1.00:1 4,560.00 912.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 01/12/2008 1.00:1 13,512.00 2,702.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems 3,648.00 3,648.00 3,648.00 3,648.00 10,810.00 10,810.00 10,810.00 10,810.00 WQ 33262 East Central ISD ENVIRONMENTAL RESTORATION WQ 25389 City of Hico POLLUTION PREVENTION WQ 30882 City of De Kalb POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/19/2007 1.00:1 1,650.00 330.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. The re-introduction of the native vegetation throughout the uplands will provide maximum benefit for the wildlife of Mitchell Lake. 04/03/2008 1.00:1 41,170.00 0.00 0.00 The Respondent shall provide first-time sewer service to approximately ten low to moderate-income residences which are currently on septic systems to the sanitary sewer system. The existing septic systems are failing and result in release of sewage to the environment. The project shall include purchasing and installing sewer system lateral lines, clean-outs, a manhole, and other materials required to complete the work and make it fully operational. 02/25/2008 1.00:1 9,675.00 0.00 0.00 The Respondent shall repair or replace failing or inadequately designed private sewer lines, access units, and clean-outs for approximately six low-income residences in Bowie County. The Respondent shall use SEP monies for the direct costs to replace old vitrified clay and Orangeburg pipes that are no longer functioning properly. The failure of these existing lines has resulted in overflows of untreated sewage to the environment, causing unsanitary conditions and environmental concerns. 1,320.00 1,320.00 1,320.00 1,320.00 41,170.00 41,170.00 41,170.00 41,170.00 9,675.00 9,675.00 9,675.00 9,675.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 55 of 81 Single Program WQ 31774 City of Hudson POLLUTION PREVENTION WQ 32111 City of Leonard POLLUTION REDUCTION WQ 33263 City of Madisonville POLLUTION PREVENTION WQ 34626 City of Corpus Christi ENVIRONMENTAL RESTORATION WQ 33305 Brookshire Municipal Water District Appendix 4: List of SEP's & SEP Projects - FY 2008 09/21/2007 1.00:1 3,060.00 612.00 0.00 The Respondent shall hold a three-day event for the collection and recycling of tires, batteries, electronics and household appliances. In addition to accepting the items at a designated drop-off location, the Respondent shall pick items for senior citizens who have no other way of disposing the wastes. The event will be advertised in two local papers (The Lufkin Daily News and the East Texas Peddler), and on utility bills for the month prior to the event. If possible the event will occur in conjunction with Texas Tire Reclamation Day. The Respondent shall ensure that the event: " occurs on at least one weekend day during daylight hours; " offers to the public a convenient drop-off location; " is organized and conducted by City employees and volunteers; " includes recycling of electronics; and " is advertised in: a newspaper of large circulation in the geographic area, utility bill mail-outs. The Respondent shall collect, transport, dispose of or recycle the collected materials. SEP monies will be used for heavy equipment such as roll-off bins, trailers, overtime labor of employees, public announcement of the event, and disposal and recycling costs. 10/04/2007 1.00:1 9,600.00 1,920.00 0.00 The Respondent shall connect to the City of Leonard's wastewater collection system one home, owned by a low-income homeowner, which has a substandard or failing septic system. SEP monies will be used to install approximately 1,800 linear feet (LF) of 6" standard dimension ratio (SDR) 35 polyvinyl chloride (PVC) sewer line, approximately 150 LF of 4" SDR 35 PVC sewer line, install four manholes, and one cleanout. 11/19/2007 1.00:1 4,050.00 810.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/28/2008 1.00:1 42,810.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. 12/20/2007 1.00:1 2,410.00 482.00 0.00 2,448.00 2,448.00 7,680.00 7,680.00 3,240.00 3,240.00 42,810.00 42,810.00 1,928.00 2,448.00 2,448.00 7,680.00 7,680.00 3,240.00 3,240.00 42,810.00 42,810.00 1,928.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 56 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 23644 Brookeland Independent School 04/03/2008 1.00:1 District 4,500.00 900.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 32435 CLEAN UP City of Charlotte 10/25/2007 1.00:1 8,122.00 1,624.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 33555 Stolthaven Houston, Inc. CLEAN UP WQ 32874 CLEAN UP City of Anna The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 01/28/2008 1.00:1 13,725.00 2,745.00 5,490.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 12/20/2007 1.00:1 14,535.00 0.00 0.00 The Respondent shall hold a one-day city-wide household hazardous waste collection and electronics and tire recycling event to include collection and proper disposal of household hazardous waste, used motor oil, filters, batteries, and tires, and recycling of electronics,. The Respondent shall ensure that the event: " occurs on a weekend during daylight hours; " offers to the public a convenient drop-off location; " is advertised to the public to ensure public participation WQ 28815 City of Collinsville The Respondent shall collect, transport, and recycle or properly dispose of the collected materials. SEP monies related to this Order will be used for roll-off bins, heavy equipment, waste disposal, labor, and other direct costs necessary to conduct the event. 03/08/2008 1.00:1 24,955.00 4,991.00 0.00 1,928.00 1,928.00 3,600.00 3,600.00 3,600.00 3,600.00 6,498.00 6,498.00 6,498.00 6,498.00 5,490.00 5,490.00 5,490.00 5,490.00 14,535.00 14,535.00 14,535.00 14,535.00 19,964.00 19,964.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 57 of 81 Single Program ENVIRONMENTAL RESTORATION WQ 33222 Wildwood Property Owners Association CLEAN UP WQ 34840 City of Arlington POLLUTION PREVENTION WQ 31461 City of Junction POLLUTION PREVENTION Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall extend first-time sewer service to one moderate-income household and a church that are currently utilizing older on-site septic systems in a rural area. The septic systems are located at 26390 FM 902 and 877 Woodland in Collinsville. The Respondent agrees to properly decommission (remove or backfill) the existing septic tanks at no cost to the owners. 11/19/2007 1.00:1 1,375.00 275.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/29/2008 1.00:1 10,000.00 0.00 0.00 Respondent shall conduct at least two city-wide pharmaceutical collection events to provide city-wide collection and proper disposal of pharmaceuticals at no cost to the public. The events will include collection and proper disposal of pharmaceuticals, including those that may be considered to have endocrine disrupting effects. The Respondent may conduct these events concurrently with planned household hazardous waste collection events. Respondent shall ensure that the events: " occur on weekends during daylight hours; " offer to the public convenient drop-off locations; " are advertised in flyers placed in utility bills or mail-outs, or advertised in at least one newspaper of large circulation in the community Respondent shall collect the pharmaceuticals and shall contract with a licensed hauler to transport and properly dispose of the collected materials. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. SEP monies will be used for equipment such as collection bins, overtime labor of employees, public announcement of the event, and transport and disposal fees. Respondent shall perform this project in accordance with all federal, state and local laws and regulations. 09/21/2007 1.00:1 11,550.00 2,310.00 0.00 Respondent shall hold two citywide collection events in which citizens may bring in tires, electronics, household hazardous waste ("HHW"), and large municipal solid waste for disposal at no cost to the citizens. Respondent shall provide a drop-off location where citizens may bring these items for collection and proper disposal. Respondent shall provide attendants at the collection station to assist the public and will use a licensed contractor to dispose of the wastes. The City has agreed to provide public notification prior to the event to ensure that the public is aware of the event. The first event shall be for the collection of used tires, metal, and large debris. The second event shall be for used tires, metal, HHW, electronics and other debris. Both events shall " occur within one year of the effective date of the Order; " offer to the public a drop-off location convenient to the public; " be organized and conducted by City employees and by a licensed disposal contractor; " be advertised in a newspaper of large circulation in the geographic area. 19,964.00 1,100.00 1,100.00 10,000.00 10,000.00 9,240.00 9,240.00 19,964.00 1,100.00 1,100.00 10,000.00 10,000.00 9,240.00 9,240.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 58 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program WQ 34040 Town of Prosper POLLUTION PREVENTION WQ 33314 Fayette County POLLUTION PREVENTION 02/18/2008 1.00:1 8,960.00 1,792.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 01/28/2008 1.00:1 2,469.00 493.00 0.00 The Respondent shall hold a one-day county wide used passenger tire collection and recycling event in which used tires may be dropped off at a designated location by citizens at no cost to the public. The event shall consist of a public drop-off site and shall: " occur on a weekend during daylight hours; " offer to the public a no-cost option to dispose of tires; " be advertised in a newspaper of large circulation in the geographic area, Respondent shall utilize a contractor to haul and properly dispose of or recycle the collected tires. SEP monies will be used for the disposal costs and for public announcement of the event. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. WQ 34640 Diocese of Galveston-Houston 04/28/2008 1.00:1 11,626.00 2,325.00 0.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 34670 City of Munday POLLUTION PREVENTION 08/29/2008 1.00:1 44,400.00 8,880.00 0.00 The Respondent shall conduct a series of collection and recycling events over a period of three years to collect, dispose of, or recycle waste tires, batteries, household appliances, tree trimmings, and other recyclable or reusable materials. The events will be advertised at a minimum in one local newspaper of large circulation in the community. The Respondent shall ensure that the event: " offers to the public a convenient drop-off location; " is organized and conducted to avoid improper storage or disposal of collected materials; " includes recycling; and " occurs on a weekend day. WQ 34460 City of Graford SEP monies will be used for heavy equipment such as roll-off bins, trailers, overtime labor of employees, public announcement of the event, and disposal and recycling costs. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent recognizes that additional funds over and above the SEP Offset Amount may be necessary to conduct the event. 04/03/2008 1.00:1 11,840.00 2,368.00 0.00 7,168.00 7,168.00 1,976.00 1,976.00 9,301.00 9,301.00 35,520.00 35,520.00 9,472.00 7,168.00 7,168.00 1,976.00 1,976.00 9,301.00 9,301.00 35,520.00 35,520.00 9,472.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 59 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION WQ 9863 CLEAN UP City Of Follett WQ 34713 City of Wills Point POLLUTION PREVENTION WQ 34872 Texas Department of Criminal Justice CLEAN UP WQ 33652 CLEAN UP City of Rogers WQ 35194 Red River Redevelopment Authority The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 01/12/2008 1.00:1 10,560.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Illegal Dump Clean Up program in Lipscomb County. Any funds remaining after completion of the Illegal Dump Clean Up program may, in the alternative, be used by the Recipient to perform either: an Abandoned Tire Site Clean Up, Wastewater Treatment Assistance, or other approved project to be conducted within Lipscomb, Ochiltree, Hemphill, or Roberts Counties. Specifically, SEP monies will pay for the labor and disposal costs associated with proper clean up and disposal of wastes, debris, or abandoned tires, assistance to low-income residents with failing on site wastewater systems, plugging of abandoned wells, or antifreeze recycling. The projects will be administered in accordance with federal, state, and local environmental laws and regulations. 07/03/2008 1.00:1 18,600.00 3,720.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 06/05/2008 1.00:1 3,220.00 644.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/28/2008 1.00:1 12,600.00 2,520.00 0.00 The Respondent shall establish and conduct an annual county wide used tire collection and recycling event in which used tires may be dropped off at a designated location by citizens at no cost to the public. The Respondent agrees to hold a minimum of three annual events within a three year period after the effective date of this Agreed Order. To conduct the event, the Respondent shall purchase equipment to demount and cut tires, and shall use a licensed hauler to remove and dispose of or recycle the tires. 08/29/2008 1.00:1 11,880.00 0.00 5,940.00 9,472.00 10,560.00 10,560.00 14,880.00 14,880.00 2,576.00 2,576.00 10,080.00 10,080.00 5,940.00 9,472.00 10,560.00 10,560.00 14,880.00 14,880.00 2,576.00 2,576.00 10,080.00 10,080.00 5,940.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 60 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 31542 DRENNAN DAY CUSTOM HOMES INC. 11/09/2007 1.00:1 16,000.00 3,200.00 6,400.00 POLLUTION REDUCTION The Respondent shall contribute the SEP amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Respondent shall contribute to RC&D for its Abandoned Tire Clean-Up project in Williamson County. The SEP contribution will be used to clean up sites in Williamson County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. WQ 24509 City of La Coste POLLUTION PREVENTION 04/14/2008 1.00:1 8,120.00 0.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. WQ 24393 CLEAN UP City of Dilley 07/03/2008 1.00:1 2,540.00 508.00 0.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) and shall be used to clean up sites where tires have been disposed of illegally. Remaining SEP monies not completely spent on the Abandoned Tire Cleanup project in the City of Dilley may, in the alternative, be spent on an Unauthorized Trash Dump Cleanup, Wastewater Treatment Assistance, or other approved project within Frio County. Specifically, SEP monies will be used to pay for the labor and disposal costs associated with proper clean up and disposal of abandoned tires, clean up of unauthorized trash dumps, to assist to low-income residents with failing on site wastewater systems, to plug abandoned wells, or to conduct antifreeze recycling. Eligible cleanup up sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. WQ 34180 Orange County Water Control 02/08/2008 1.00:1 and Improvement District No. 1 4,500.00 900.00 0.00 5,940.00 6,400.00 6,400.00 8,120.00 8,120.00 2,032.00 2,032.00 3,600.00 5,940.00 6,400.00 6,400.00 8,120.00 8,120.00 2,032.00 2,032.00 3,600.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 61 of 81 Single Program POLLUTION PREVENTION WQ 34744 City of the Colony POLLUTION REDUCTION WQ 32428 City of Bartlett POLLUTION PREVENTION WQ 33117 City of Mexia POLLUTION PREVENTION WQ 32867 MeadWestvaco Texas, L.P. POLLUTION PREVENTION WQ 29277 Gulf Coast Trades Center Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems 06/19/2008 1.00:1 51,000.00 0.00 0.00 The Respondent shall perform an erosion control project along the Heron Cove outfall area above Lake Lewisville in Denton County. The project will involve the use of a contractor to install a new headwall, energy dissipater, and grouted rock riprap to reduce the velocity of drainage downstream of the structure. Soil erosion in this area has been causing excessive sedimentation into Lake Lewisville. 10/04/2007 1.00:1 10,280.00 2,056.00 0.00 The Respondent shall hold a six-week event for the collection and recycling of waste tires, batteries, electronics, and other recyclable or reusable materials. In addition to accepting the items at a designated drop-off location, the Respondent shall pick items for citizens who have no other way of bringing the materials to the drop-off location. The event will be advertised in two local papers, and on utility bill mailings prior to the event. The Respondent shall ensure that the event: " offers to the public a convenient drop-off location; " offers to the public special pick-up for recyclable materials; " is organized and conducted by City employees and volunteers; " includes recycling of electronics; and " is advertised in: a newspaper of large circulation in the geographic area, utility bill mail-outs. The Respondent shall collect, transport, dispose of or recycle the collected materials. SEP monies will be used for heavy equipment such as roll-off bins, trailers, overtime labor of employees, public announcement of the event, and disposal and recycling costs. 02/08/2008 1.00:1 26,688.00 5,337.00 0.00 The Respondent shall repair or replace failing, broken, or inadequately designed private sewer lines, access units, and clean-outs for approximately 20 low to moderate income residents in Limestone County. The failure of some of the existing lines has resulted in overflows of untreated sewage to the environment, causing unsanitary conditions and environmental concerns. The Respondent shall provide this service at no cost to the residents. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent shall use its own labor only on weekends or after-hours and will be reimbursed at an overtime rate. If the Respondent uses contract labor, it will be reimbursed at a regular hourly rate. 11/19/2007 1.00:1 12,525.00 2,505.00 5,010.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2007 1.00:1 6,985.00 1,397.00 0.00 3,600.00 51,000.00 51,000.00 8,224.00 8,224.00 21,351.00 21,351.00 5,010.00 5,010.00 5,588.00 3,600.00 51,000.00 51,000.00 8,224.00 8,224.00 21,351.00 21,351.00 5,010.00 5,010.00 5,588.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 62 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program ENVIRONMENTAL RESTORATION Endangered Species Habitat Restoration Respondent shall perform an endangered species habitat restoration project in the Sam Houston National Forest. The restoration project shall restore and enhance habitat areas for the endangered Red-Cockaded Woodpecker by completing mid-story growth control projects within the National Forest. The Red-Cockaded Woodpecker has been on the list of endangered species since 1973 due to destruction of habitable areas (known as "clusters") that it needs for food and shelter, from cutting of mature pinewood timber stands. The Red-Cockaded Woodpecker prefers mid- to large-size stands of live mature pine trees of a 10" diameter or larger, with limited understory growth within a 200 foot radius of its nesting area, and a surrounding foraging area of approximately one-half mile of mature pine. To provide a habitat for this endangered species, Respondent shall remove undesirable understory growth as described above, during periods that would not disturb the birds during nesting season. (Nesting season is from March through June of each year). Respondent shall coordinate participation of at-risk youth from the Gulf Coast Trade Center to perform the habitat restoration. The youth will learn about the dangers and consequences of loss of habitat of the species, as well as the environmental benefits accrued from performing the restoration. The youths will additionally receive certificates of achievement for their participation in the project. The restored areas will be a part of an educational program for visitors to the National Forest. POLLUTION REDUCTION Respondent shall use SEP funds to pay for tools to conduct the clearing, for travel costs to and from the work site, and for other direct costs necessary to perform the SEP. Illegal Trash Dump Clean Up Respondent shall perform an illegal trash dump clean up within the Sam Houston National Forest. Areas of the Forest have become the site for sporadic dumping of solid wastes. Respondent shall coordinate participation of at-risk youth from the Gulf Coast Trade Center to perform the clean-ups. The youth will learn about the dangers and consequences of illegal dumping, as well as the environmental benefits accrued from performing the clean ups. The youths will additionally receive certificates of achievement for their participation in the project. Respondent shall use SEP funds to pay for tools to conduct the clearing, for travel costs to and from the work site, disposal of collected wastes, and for other direct costs of the SEP. WQ 34515 Austin Equipment Company, LC 03/08/2008 1.00:1 3,410.00 682.00 1,364.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 34693 City of Runaway Bay 06/05/2008 1.00:1 9,675.00 1,935.00 0.00 5,088.00 500.00 1,364.00 1,364.00 7,740.00 5,088.00 500.00 1,364.00 1,364.00 7,740.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 63 of 81 Single Program CLEAN UP WQ 33185 City of Morgan's Point ENVIRONMENTAL ENHANCEMENT WQ 34924 City of Hemphill POLLUTION PREVENTION WQ 34730 Sterling Chemicals, Inc. CLEAN UP WQ 33746 City of Plano POLLUTION PREVENTION WQ 34159 Chusei (U.S.A.), Inc. Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall perform cleanup of illegal dumpsites in Wise County. The Respondent shall use SEP monies to pay for the labor and disposal costs associated with proper clean up and disposal or recycling of materials from unauthorized trash dumps, including abandoned tires, used motor oil, oil filters, and other wastes. Eligible clean up sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. The Respondent shall attempt to prevent future dumping at publicly-accessible sites by posting no dumping signs at those locations. 01/28/2008 1.00:1 7,955.00 1,591.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/22/2008 1.00:1 5,550.00 1,110.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/05/2008 1.00:1 7,875.00 1,575.00 3,150.00 The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 07/21/2008 1.00:1 27,000.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems 02/08/2008 1.00:1 7,750.00 1,550.00 3,100.00 7,740.00 7,740.00 6,364.00 6,364.00 6,364.00 6,364.00 4,440.00 4,440.00 4,440.00 4,440.00 3,150.00 3,150.00 3,150.00 3,150.00 27,000.00 27,000.00 27,000.00 27,000.00 3,100.00 3,100.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 64 of 81 Single Program CLEAN UP WQ 25481 Presbyterian Mo-Ranch Assembly POLLUTION PREVENTION WQ 26202 City of Crockett POLLUTION REDUCTION WQ 34797 City of Angleton Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 11/19/2007 1.00:1 5,100.00 1,020.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 04/03/2008 1.00:1 7,865.00 0.00 0.00 The Respondent shall perform an erosion control project on approximately 1500 feet of Town Branch Creek between Bell Avenue and a point 100 feet north of Dallas Street in the City of Crockett. The Respondent shall remove and properly dispose of dead trees and debris, including cement blocks that have fallen into the creek from an old abandoned cotton gin. Additionally, the Respondent shall securely plant native grasses along the stream bank and encourage vegetation to prevent bank erosion. The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. To the extent it can be documented, City of Crockett will receive credit for the overtime hours its employees and equipment are used in implementing the SEP. City of Crockett will also not receive credit for gratuities and/or inducements for volunteers. 04/14/2008 1.00:1 11,250.00 2,250.00 0.00 3,100.00 3,100.00 4,080.00 4,080.00 4,080.00 4,080.00 7,865.00 7,865.00 7,865.00 7,865.00 9,000.00 9,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 65 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION WQ 34726 City of Pottsboro POLLUTION REDUCTION WQ 34434 BAE Systems Tactical Vehicle Systems LP POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/21/2008 1.00:1 194,725.00 73,828.00 0.00 Respondent shall conduct erosion control and creek cleanup projects in two creeks that discharge to Lake Texoma in Grayson County. Respondent shall conduct the work on portions of the two creeks located at the 200 block of East FM 120 and the 500 block of East FM 120. The project will involve using contract labor to install gabion baskets and perform creek cleanup activities. All portions of the project will be performed in accordance with all federal, state and local laws and regulations. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. 06/05/2008 1.00:1 28,244.00 5,648.00 11,298.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 9,000.00 120,897.00 120,897.00 11,298.00 11,298.00 9,000.00 120,897.00 120,897.00 11,298.00 11,298.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 33460 Texas Department of Criminal 01/12/2008 1.00:1 Justice 3,660.00 732.00 0.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,928.00 2,928.00 2,928.00 2,928.00 WQ 32879 City of Rockdale The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/19/2007 1.00:1 7,100.00 0.00 0.00 7,100.00 7,100.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 66 of 81 Single Program CLEAN UP WQ 24906 City of Kerens POLLUTION PREVENTION POLLUTION PREVENTION WQ 33131 CLEAN UP City of Stockdale WQ 33288 Young Men's Christian Association of The Greater Houston Area POLLUTION PREVENTION WQ 32578 City of Commerce CLEAN UP Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall hold a one-day city-wide used tire collection clean up event and shall recycle reusable tires. The Respondent shall ensure that the final transport and disposal or recycling of tires will be conducted by a certified contractor. The Respondent shall post NO DUMPING signs in publicly owned areas within the City limits that experience chronic tire dumping. 08/15/2008 1.00:1 3,300.00 660.00 0.00 Respondent shall hold a one-day event for the collection, recycling, or disposal of tires, batteries, electronics, and lawn clippings. Respondent shall offer to the public a designated drop-off location where the public can drop off wastes for disposal and recycling at no cost to the citizens. The event will be advertised in a local newspaper to ensure public awareness of the event. Respondent shall ensure that the event: " is advertised to the public; " occurs on at least one weekend day during daylight hours; " offers to the public a convenient drop-off location; and " includes recycling of electronics and vegetative debris This case was originally proposed to be combined with Docket 2004-0623-MWD-E; however, they were not combined so the SEP was withdrawn on this case. 02/18/2008 1.00:1 8,060.00 1,612.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/20/2007 1.00:1 7,700.00 1,540.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/04/2007 1.00:1 7,450.00 0.00 0.00 The Respondent shall establish a citizen scrap tire disposal and processing facility where citizens may dispose of used tires and shall hold a one-day county-wide used tire collection event at no cost to the residents. The Respondent shall offer a drop off site on City property where it will collect, dismount, cut, and properly dispose of tires dropped off by citizens from any portion of Hunt County. The Respondent shall advertise the event in a newspaper to ensure public participation. SEP funds will be used for heavy equipment such as use of a dump truck, box blade tractor, for purchase of a Model 9100 Tire Cutter (estimated costs of $4,900), a Model 4501 Tire Changer (estimated cost of $3,549), and other direct costs of performance such as fuel and disposal costs. The Respondent agrees to continue to use the tire cutter and changer for performing tire disposal operations for at least three years from the date of the Agreed Order. 7,100.00 2,640.00 2,640.00 0.00 6,448.00 6,448.00 6,160.00 6,160.00 7,450.00 7,450.00 7,100.00 2,640.00 2,640.00 0.00 6,448.00 6,448.00 6,160.00 6,160.00 7,450.00 7,450.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 67 of 81 Single Program WQ 25342 Peaster Independent School District Public Facility Corporation POLLUTION REDUCTION WQ 24899 City of Collinsville ENVIRONMENTAL RESTORATION WQ 33283 City of Cleveland POLLUTION PREVENTION WQ 34617 City of San Augustine POLLUTION PREVENTION WQ 32576 CLEAN UP City of Teague WQ 34404 Smith County MUD 1 Appendix 4: List of SEP's & SEP Projects - FY 2008 09/21/2007 1.00:1 9,870.00 1,974.00 0.00 7,896.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to provide low-income rural homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2008 1.00:1 3,820.00 764.00 0.00 The Respondent shall extend first-time sewer service to one low-income household in a rural area that is currently utilizing an older on-site septic system. The septic system is located at 26360 FM 902 in Collinsville. The Respondent agrees to properly decommission (remove or backfill) the existing septic tank at no cost to the owner. 11/09/2007 1.00:1 1,287.00 257.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/15/2008 1.00:1 5,200.00 1,040.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 10/25/2007 1.00:1 8,280.00 1,656.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 04/14/2008 1.00:1 13,275.00 2,655.00 0.00 7,896.00 3,056.00 3,056.00 1,030.00 1,030.00 4,160.00 4,160.00 6,624.00 6,624.00 10,620.00 7,896.00 7,896.00 3,056.00 3,056.00 1,030.00 1,030.00 4,160.00 4,160.00 6,624.00 6,624.00 10,620.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 68 of 81 Single Program ENVIRONMENTAL ENHANCEMENT WQ 35087 City of Houston ENVIRONMENTAL RESTORATION WQ 34826 City of Azle POLLUTION PREVENTION WQ 34405 Victoria County Wcid 1 CLEAN UP WQ 33497 Southwestern Public Service Company CLEAN UP WQ 2875 City of Venus Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent will contribute to Tyler Audubon Society Habitat Improvement for its habitat improvement on Langley Island on Lake Tyler. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Audubon Society and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for transportation via boat to the island, for purchase of hand tools for clearing undergrowth and unwanted trees, and for needed signs to mark trails and post rules for island usage. 08/29/2008 1.00:1 7,250.00 1,450.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 08/29/2008 1.00:1 25,920.00 0.00 0.00 Respondent shall hold a collection event to collect, properly dispose, or recycle household hazardous waste (HHW) and non-hazardous materials. Respondent shall offer drop off locations for HHW and other items at no cost to the public. The collection event will include collection and proper disposal or recycling of used paint, acids, cleaners, pesticides, herbicides, oil, oil filters, batteries, and antifreeze. Respondent shall also collect and properly dispose of or recycle non-hazardous materials such as tires, brush, concrete, logs, furniture, and other large bulky items. 04/03/2008 1.00:1 8,280.00 1,656.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/12/2008 1.00:1 4,320.00 864.00 1,728.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 02/18/2008 1.00:1 17,620.00 0.00 0.00 10,620.00 5,800.00 5,800.00 25,920.00 25,920.00 6,624.00 6,624.00 1,728.00 1,728.00 17,620.00 10,620.00 5,800.00 5,800.00 25,920.00 25,920.00 6,624.00 6,624.00 1,728.00 1,728.00 17,620.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 69 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP WQ 34171 Houston Marine Services, Inc. CLEAN UP WQ 34939 ExxonMobil Oil Corporation POLLUTION REDUCTION Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Respondent shall contribute to the Texas Association of Resource Conservation & Development ("RC&D") for the Household Hazardous Waste Collection program, to be conducted within the geographic watershed of Johnson County. During the event, residents shall be allowed to bring household hazardous waste to the collection site for proper disposal. Specifically, SEP monies will pay for the labor and disposal costs associated with properly disposing of paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers. Citizens will not be charged disposal fees. The project will be administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. 02/08/2008 1.00:1 3,960.00 792.00 1,584.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 06/19/2008 1.00:1 5,740.00 1,148.00 2,296.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. WQ 34675 Rayburn Country Municipal Utility District 04/14/2008 1.00:1 4,410.00 882.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 11900 City of Elsa 01/12/2008 1.00:1 16,385.00 0.00 0.00 17,620.00 1,584.00 1,584.00 2,296.00 2,296.00 3,528.00 3,528.00 16,385.00 17,620.00 1,584.00 1,584.00 2,296.00 2,296.00 3,528.00 3,528.00 16,385.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 70 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP WQ 32721 Velta Homes, Inc. POLLUTION PREVENTION WQ 26554 CLEAN UP City of Gustine WQ 34658 Upper Trinity Regional Water District CLEAN UP WQ 32862 City of Mertens The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used in the Texas Association of Resource Conservation and Development Areas, Inc. - Abandoned Tire Clean-Up Project which provides the coordinated clean-up of sites where tires have been disposed of illegally. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner of the property and where reasonable efforts have been or will be made to prevent the dumping. The contribution will be used for the direct cost of collection and disposal of debris and tires. The contribution from this agreement will be used to fund several clean up events which have an estimated cost of $2,500 per event 11/09/2007 1.00:1 2,000.00 400.00 800.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/03/2008 1.00:1 10,575.00 2,115.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/05/2008 1.00:1 3,400.00 680.00 0.00 The Respondent shall hold a one-day household hazardous waste collection event at no cost to citizens in Denton County. The event shall include collection and proper disposal of cleaning products, paint thinners, petroleum products, and lawn fertilizers. The Respondent shall ensure that the event: " occurs on a weekend during daylight hours; " offers to the public a convenient drop-off location; and " is advertised to the public to ensure participation in the event The event will involve a staging area where Respondent's employees or contractors shall collect, sort, and properly seal the wastes for transport by a licensed transporter. SEP monies will be used for heavy equipment including roll-off bins, trailers, overtime labor of employees, public announcement of the event, disposal fees, and other approved costs. 11/09/2007 1.00:1 5,100.00 1,020.00 0.00 16,385.00 800.00 800.00 8,460.00 8,460.00 2,720.00 2,720.00 4,080.00 16,385.00 800.00 800.00 8,460.00 8,460.00 2,720.00 2,720.00 4,080.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 71 of 81 Single Program CLEAN UP WQ 14968 City of Kerens POLLUTION REDUCTION WQ 32114 City of Big Lake POLLUTION PREVENTION WQ 33459 ExxonMobil Oil Corporation ENVIRONMENTAL RESTORATION WQ 34974 TOWN OF VAN HORN Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2007 1.00:1 5,520.00 0.00 0.00 Respondent shall hold a one-day event for the collection, recycling, or disposal of tires, batteries, electronics, and lawn clippings. Respondent shall offer to the public a designated drop-off location where the public can drop off wastes for disposal and recycling at no cost to the citizens. The event will be advertised in two local papers (The Kerens Tribune and the Corsican Daily Sun), on local radio stations, on the internet, and in utility bill mailings. Respondent shall ensure that the event: " occurs on at least one weekend day during daylight hours; " offers to the public a convenient drop-off location; " is organized and conducted by City employees and volunteers; " includes recycling of electronics and vegetative debris; and " is advertised in: at least one newspaper of large circulation in the geographic area, the internet, radio, and utility bill mail-outs. Respondent shall collect, transport, dispose of or recycle the collected materials. SEP monies will be used for heavy equipment such as roll-off bins, trailers, overtime labor of employees, public announcement of the event, and disposal and recycling costs. 11/09/2007 1.00:1 24,850.00 4,970.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to plug abandoned water wells where there is no responsible party that can be identified to plug the well. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 01/12/2008 1.00:1 2,880.00 576.00 1,152.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to remove non-native tallow trees from around the periphery of the Cattail Marsh artificial wetlands in Tyrrell Park. These invasive trees can seriously degrade both the ecological and recreational aspects of these portions of the park. Both mechanical removal and herbicides will be used to control the growth of tallow trees. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/22/2008 1.00:1 2,900.00 580.00 0.00 4,080.00 5,520.00 5,520.00 19,880.00 19,880.00 1,152.00 1,152.00 2,320.00 4,080.00 5,520.00 5,520.00 19,880.00 19,880.00 1,152.00 1,152.00 2,320.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 72 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP WQ 33659 CLEAN UP City of Teague WQ 32845 Memorial Point Utility District CLEAN UP WQ 24717 CLEAN UP City of Lorena WQ 32561 City of Holland The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/28/2008 1.00:1 9,570.00 1,914.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 10/25/2007 1.00:1 3,340.00 668.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2008 1.00:1 10,800.00 2,160.00 0.00 The Respondent shall partner with Keep McLennan County Beautiful to perform an electronics collection and recycling event in McLennan County. The Respondent shall ensure that the event: " occurs on a weekend during daylight hours; " offers to the public a convenient drop-off location; " is advertised in a newspaper of large circulation in the geographic area The Respondent shall participate with Keep McLennan County Beautiful to collect, transport, and recycle the collected electronic components. The SEP Offset related to this Order will be used for the direct cost of performance of the event and will not be used for administrative costs. 10/04/2007 1.00:1 10,044.00 2,008.00 0.00 2,320.00 7,656.00 7,656.00 2,672.00 2,672.00 8,640.00 8,640.00 8,036.00 2,320.00 7,656.00 7,656.00 2,672.00 2,672.00 8,640.00 8,640.00 8,036.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 73 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 8,036.00 WQ 33048 CLEAN UP City of Annona WQ 31565 CLEAN UP City of Shepherd The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/25/2007 1.00:1 4,830.00 966.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2007 1.00:1 3,840.00 768.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,864.00 3,864.00 3,072.00 3,072.00 WQ 34306 City of Waco * POLLUTION PREVENTION WQ 34881 City of Southside Place POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/28/2008 1.00:1 54,720.00 0.00 0.00 The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 05/22/2008 1.00:1 3,600.00 720.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 54,720.00 54,720.00 2,880.00 2,880.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps 8,036.00 3,864.00 3,864.00 3,072.00 3,072.00 54,720.00 54,720.00 2,880.00 2,880.00 Page 74 of 81 Single Program WQ 34526 Texas Department of Transportation POLLUTION PREVENTION WQ 31089 CLEAN UP City of Navasota WQ 34573 ELG Metals, Inc. POLLUTION REDUCTION WQ 25191 City of Miami POLLUTION PREVENTION WQ 32610 Katy ISD Appendix 4: List of SEP's & SEP Projects - FY 2008 04/14/2008 1.00:1 6,200.00 1,240.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 09/21/2007 1.00:1 8,700.00 0.00 0.00 Respondent shall hold a city-wide illegal dump site clean up to remove illegally dumped tires, lumber, brush, and other debris from rights-of-way (R.O.W.) areas within the City limits and at one private property owned by a low-income homeowner. Respondent shall post ANo Dumping@ signs on or near R.O.W. areas where dumping is occurring. The clean up will target a total of approximately 13 illegal dump sites. The Respondent shall recycle all tires collected in the clean up event. The SEP will be performed at no cost to the citizens and Respondent shall not collect reimbursement from the low-income homeowner for the cost of the property clean up. 04/14/2008 1.00:1 5,670.00 1,134.00 2,268.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/21/2007 1.00:1 12,100.00 2,420.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/25/2007 1.00:1 3,140.00 628.00 0.00 4,960.00 4,960.00 4,960.00 4,960.00 8,700.00 8,700.00 8,700.00 8,700.00 2,268.00 2,268.00 2,268.00 2,268.00 9,680.00 9,680.00 9,680.00 9,680.00 2,512.00 2,512.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 75 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION REDUCTION WQ 34885 CLEAN UP SPX Corporation WQ 33503 Texas Department of Criminal Justice CLEAN UP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/22/2008 1.00:1 3,060.00 612.00 1,224.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 01/12/2008 1.00:1 14,365.00 2,873.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 32544 City of Kenedy POLLUTION REDUCTION WQ 35315 City of Fort Worth The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/29/2008 1.00:1 29,400.00 0.00 0.00 The Respondent shall provide first-time sewer service for approximately three low-income individuals currently utilizing septic systems. The project shall include purchasing and installing standard dimensional ration (SDR) 35 polyvinyl chloride (PVC) sanitary sewer line, a manhole, and other materials as required to complete the work and make it fully operational, subcontractor and engineering costs. The City shall properly decommission and abandon the residents' old septic tanks. 07/21/2008 1.00:1 22,200.00 0.00 0.00 2,512.00 1,224.00 1,224.00 11,492.00 11,492.00 29,400.00 29,400.00 22,200.00 2,512.00 1,224.00 1,224.00 11,492.00 11,492.00 29,400.00 29,400.00 22,200.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 76 of 81 Single Program CLEAN UP WQ 32700 CLEAN UP City of Kemp WQ 35132 CLEAN UP City of Alba WQ 34848 City of Rising Star CLEAN UP WQ 35154 City of Bells Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2007 1.00:1 12,530.00 2,506.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/19/2008 1.00:1 8,000.00 1,600.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/19/2008 1.00:1 2,700.00 540.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/29/2008 1.00:1 13,750.00 2,750.00 0.00 22,200.00 22,200.00 10,024.00 10,024.00 10,024.00 10,024.00 6,400.00 6,400.00 6,400.00 6,400.00 2,160.00 2,160.00 2,160.00 2,160.00 11,000.00 11,000.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 77 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 11,000.00 11,000.00 WQ 34583 City of Shepherd POLLUTION PREVENTION 04/14/2008 1.00:1 8,600.00 1,720.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 6,880.00 6,880.00 6,880.00 6,880.00 WQ 31636 CLEAN UP City of Murchison CLEAN UP 02/18/2008 1.00:1 7,000.00 0.00 0.00 Stop Trashing Texas Program. Keep Texas Beautiful shall use the SEP funds to promote the cleanup of unauthorized trash dumps and waterways cleanups by supplying project coordination, labor, supplies, and materials, for clean up events, by providing assistance with disposal fees for proper disposal of wastes collected at the events, and by performing activities that promote pollution reduction and pollution prevention, such as illegal dumping enforcement training for law enforcement officers and judges, and public education directly related to prevention or cleanup of illegal dumping in Henderson County. Keep Texas Beautiful shall use the SEP funds to promote the cleanup of unauthorized trash dumps and waterways cleanups by supplying project coordination, labor, supplies, and materials, for clean up events, by providing assistance with disposal fees for proper disposal of wastes collected at the events, and by performing activities that promote pollution reduction and pollution prevention, such as illegal dumping enforcement training for law enforcement officers and judges, and public education directly related to prevention or cleanup of illegal dumping in Henderson County. 7,000.00 3,500.00 7,000.00 3,500.00 3,500.00 3,500.00 Count of Single Program Orders: 286 Total: 8,446,490.00 965,609.00 ########### ########## ########## * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 78 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Multi-Media Program Date Range Selected : 09/01/2007 - 08/31/2008 PGM Case No. Respondent Name MM 34925 City Of San Angelo CLEAN UP MM 25208 ConocoPhillips Company CLEAN UP MM 34554 City of San Juan POLLUTION PREVENTION MM 34544 City of Corpus Christi ENVIRONMENTAL RESTORATION MM 2627 Webb County Effective Date Ratio Assessed Deferred Amt Payable Amt Amt 08/15/2008 1.00:1 17,120.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/09/2007 1.00:1 5,375.00 1,075.00 2,150.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/03/2008 1.00:1 3,600.00 720.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 04/14/2008 1.00:1 11,076.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. 02/08/2008 1.00:1 37,260.00 0.00 0.00 SEP Cost 17,120.00 17,120.00 2,150.00 2,150.00 2,880.00 2,880.00 11,076.00 11,076.00 37,260.00 SEP Offset 17,120.00 17,120.00 2,150.00 2,150.00 2,880.00 2,880.00 11,076.00 11,076.00 37,260.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 79 of 81 Multi-Media Program CLEAN UP MM 33939 CLEAN UP City of Sonora MM 25477 City Of Edgewood CLEAN UP MM 33307 ConocoPhillips Company CLEAN UP MM 31269 Huntsman Petrochemical Corporation Appendix 4: List of SEP's & SEP Projects - FY 2008 The Respondent shall contribute the SEP amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Respondent shall contribute to RC&D for its Abandoned Tire Clean-Up project in Webb County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution shall be used to clean up sites in Webb County where tires have been disposed of illegally. Eligible sites shall be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies shall be used to pay for the direct cost of collecting and disposing of tires. Respondent shall not profit from SEP in any manner. All dollars contributed shall be used solely for the direct cost of the project and no portion shall be spent on administrative costs. The SEP shall be done in accordance with all federal, state and local environmental laws and regulations. 08/15/2008 1.00:1 8,950.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/04/2007 1.00:1 20,447.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/20/2007 1.00:1 65,832.00 0.00 32,916.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 05/22/2008 1.00:1 98,263.00 0.00 49,132.00 37,260.00 37,260.00 8,950.00 8,950.00 8,950.00 8,950.00 20,447.00 20,447.00 20,447.00 20,447.00 32,916.00 32,916.00 32,916.00 32,916.00 49,131.00 49,131.00 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 80 of 81 Appendix 4: List of SEP's & SEP Projects - FY 2008 Multi-Media Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 49,131.00 49,131.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. MM 29209 Valero Refining-Texas, L.P. 11/19/2007 1.00:1 59,475.00 11,895.00 23,790.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 23,790.00 23,790.00 23,790.00 23,790.00 MM 28026 ConocoPhillips Company ENVIRONMENTAL ENHANCEMENT 11/19/2007 1.00:1 189,658.00 37,932.00 75,863.00 The Respondent shall contribute the SEP Amount to the Third Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Borger ISD LEEDS Green School Building Project to be conducted within Hutchinson County. Specifically, the SEP will involve Borger ISD receiving contributions of SEP Funds to assist the school in the purchase of approximately 84 rooftop air conditioning units that are classified as having a 14 Seasonal Energy Efficiency Ratio (SEER) rating. These units exceed the 12-SEER requirement of the current energy code. Higher SEER units reduce energy usage thus saving energy and reducing the amount of pollution created during energy production. The SEP monies will assist the school to pay for the cost difference in upgrading the heating and cooling system to a more energy efficient cooling and heating system. The project will be administered in accordance with federal, state, and local environmental laws and regulations. 75,863.00 75,863.00 75,863.00 75,863.00 Count of Multi-Media Program Orders: 11 Total: 517,056.00 51,622.00 183,851.00 281,583.00 281,583.00 Grand Total Count of Orders: 297 Grand Total: 8,963,546.00 1,017,231.00 3,287,196.50 4,659,118.50 4,659,118.50 * There are Multiple Respondent Names associated to this Case No. October 13, 2008 H:\ENFORCE\DHOLLAND\Annual\List of SEP's & SEP Projects.rpt dnorwood/sps Page 81 of 81 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 27027 25612 31344 31601 29618 32005 24636 28708 30789 26385 30212 32307 31623 29563 31179 31747 32271 31251 26832 3631 31170 28186 29649 29045 29559 28069 26897 28956 28667 29432 28814 31137 31767 29561 30629 30150 Respondent Name 3M Company A. K. S. Construction L.P. Acme Brick Company Air Liquide Large Industries U.S. LP Air Products, L.P. Akzo Nobel Polymer Chemicals LLC Alcoa World Alumina LLC Alcoa, Inc. Ameron Fiberglass Composite Pipe Division USA Angleton Danbury Hospital District Anthony Forest Products Company Approach Operating, L.L.C. Arkema Inc. Arkema Inc. Arkema Inc. Army & Air Force Exchange Service Associated Rack Corporation Austin White Lime Company Azzan Osama Belvan Corp. Benedum Gas Partners, L.P. * Border Steel, Inc. BP Amoco Chemical Company BP Amoco Chemical Company BP Amoco Chemical Company BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. Brazos Electric Power Cooperative, Inc. C & R Distributing, Inc. Carbon Silica Partners, L.P. CASTILLO, CARLOS Cerrito Gas Processing, L.L.C. TCEQ ID TH0243G 71112L004 1597 HG0071Q 35873 HG0717K 8166 MM0001T 1017 BL0123F 22521 2797 HG0461W JE0074L HG0558G EE1213R TA2113O 6629 EE1234J CZ0006F UB0002K EE0011P GB0001R GB0001R HX0055V GB0004L GB0004L GB0004L 8810 GB0004L GB0004L 00002 EE1272B VC0060O 74621 44441 County TRAVIS HARRIS PARKER HARRIS HARRIS HARRIS CALHOUN MILAM WICHITA BRAZORIA CASS CROCKETT HARRIS JEFFERSON HARRIS EL PASO TARRANT TRAVIS EL PASO CROCKETT UPTON EL PASO GALVESTON GALVESTON HARRIS GALVESTON GALVESTON GALVESTON GALVESTON GALVESTON GALVESTON PALO PINTO EL PASO VICTORIA BEXAR WEBB Order Date 12/22/2006 09/21/2006 03/19/2007 05/25/2007 01/26/2007 08/10/2007 07/13/2007 11/03/2006 03/19/2007 05/11/2007 02/18/2007 08/23/2007 07/13/2007 11/18/2006 04/13/2007 08/23/2007 08/31/2007 03/19/2007 09/21/2006 10/19/2006 06/29/2007 10/02/2006 11/18/2006 11/18/2006 12/02/2006 12/02/2006 05/11/2007 10/19/2006 09/21/2006 11/18/2006 09/21/2006 03/19/2007 07/13/2007 09/21/2006 02/18/2007 03/05/2007 Penalty Assessed 5,450.00 15,000.00 2,400.00 38,073.00 5,200.00 10,000.00 44,426.00 90,000.00 3,100.00 10,400.00 5,000.00 2,250.00 3,950.00 4,500.00 2,575.00 2,200.00 5,680.00 2,450.00 1,020.00 48,900.00 41,726.00 4,013.00 10,000.00 5,375.00 3,600.00 10,000.00 130,625.00 49,300.00 90,000.00 30,000.00 40,000.00 6,100.00 1,100.00 2,500.00 1,100.00 1,090.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,090.00 0.00 480.00 7,615.00 1,040.00 0.00 0.00 18,000.00 620.00 2,080.00 1,000.00 450.00 790.00 900.00 515.00 440.00 1,136.00 490.00 0.00 0.00 8,345.00 803.00 0.00 1,075.00 720.00 0.00 0.00 0.00 0.00 0.00 0.00 1,220.00 220.00 500.00 220.00 218.00 Payable Amount 4,360.00 15,000.00 1,920.00 30,458.00 2,080.00 5,000.00 44,426.00 36,000.00 2,480.00 8,320.00 2,000.00 1,800.00 3,160.00 3,600.00 2,060.00 1,760.00 4,544.00 1,960.00 1,020.00 48,900.00 33,381.00 3,210.00 10,000.00 4,300.00 2,880.00 10,000.00 130,625.00 49,300.00 90,000.00 30,000.00 40,000.00 4,880.00 880.00 2,000.00 880.00 872.00 SEP Cost 0.00 0.00 0.00 0.00 2,080.00 5,000.00 0.00 36,000.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 2,080.00 5,000.00 0.00 36,000.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 1 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 30898 31185 30069 29351 28812 29920 30281 29905 32518 5904 32933 30169 30091 31752 28816 31084 29596 25411 31781 29714 28549 30679 30533 31114 32009 31346 31249 31770 31043 29615 32112 31824 10237 30167 Respondent Name TCEQ ID Chambers County 24247 Champion Pet Foods, Inc. Chevron Phillips Chemical Company LP BL0758C Chevron Phillips Chemical Company LP HG0310V Chevron Pipe Line Company Chevron U.S.A, Inc. 2678 Citation Corporation 1427 Citgo Products Pipeline Company 1163 Citgo Refining and Chemicals Company, NE0027V L.P. City of Coleman 102 City of Fort Worth 1704 Clarke Products, Inc. 1033 Coleto Creek Power LP 25 Commercial Metals Company EE0068J Commonwealth Properties, Inc. TA0372C ConocoPhillips Company BL0042G ConocoPhillips Company HW0018P ConocoPhillips Company BL0042G ConocoPhillips Company BL0042G ConocoPhillips Company BL0042G ConocoPhillips Company BL0042G ConocoPhillips Pipe Line Company 19919 ConocoPhillips Pipe Line Company 4827900026 Copano Processing, L.P. 871 Cotton Center Producers, Inc. 6616 Cross-Cut Hardwoods, Inc. CJ0106K Crown Beverage Packaging, Inc. 1034 Crown Cork & Seal Company (USA), MQ0117B Inc. Crown Cork & Seal Company (USA), MQ0117B Inc. DCP Midstream, LP HW0020F Delta Brands, Inc. 81846 E. I. du Pont de Nemours and Company HG0218K E. I. du Pont de Nemours and Company 2796A E. R. Carpenter, L.P. HG0141U County CHAMBERS MCLENNAN BRAZORIA HARRIS BRAZORIA STERLING ANGELINA TARRANT NUECES COLEMAN TARRANT TARRANT GOLIAD EL PASO TARRANT BRAZORIA HUTCHINSON BRAZORIA BRAZORIA BRAZORIA BRAZORIA GAINES LAMB COLORADO DAWSON CHEROKEE FORT BEND MONTGOMERY MONTGOMERY HUTCHINSON DALLAS HARRIS JEFFERSON HARRIS Order Date 07/13/2007 06/29/2007 02/05/2007 11/03/2006 09/21/2006 01/26/2007 04/13/2007 02/18/2007 08/31/2007 03/05/2007 08/31/2007 03/05/2007 05/25/2007 07/13/2007 12/02/2006 06/29/2007 11/18/2006 05/25/2007 07/13/2007 12/02/2006 09/21/2006 02/05/2007 12/02/2006 03/19/2007 07/13/2007 08/23/2007 08/23/2007 07/13/2007 04/13/2007 10/19/2006 08/31/2007 08/23/2007 08/31/2007 02/05/2007 Penalty Assessed 4,950.00 5,250.00 9,350.00 4,825.00 10,000.00 2,925.00 2,100.00 3,150.00 5,550.00 9,115.00 2,200.00 25,000.00 2,400.00 1,400.00 2,360.00 46,416.00 16,175.00 25,662.00 10,000.00 91,808.00 96,296.00 1,875.00 2,000.00 2,800.00 1,700.00 7,500.00 7,920.00 3,650.00 3,875.00 12,200.00 8,400.00 8,800.00 53,230.00 6,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 990.00 0.00 1,870.00 965.00 0.00 585.00 420.00 630.00 1,110.00 0.00 440.00 5,000.00 480.00 280.00 472.00 0.00 3,235.00 0.00 0.00 0.00 0.00 375.00 400.00 560.00 340.00 1,500.00 1,584.00 730.00 775.00 2,440.00 1,680.00 1,760.00 0.00 1,200.00 Payable Amount 0.00 5,250.00 7,480.00 3,860.00 10,000.00 2,340.00 1,680.00 1,260.00 4,440.00 0.00 1,760.00 10,000.00 960.00 1,120.00 1,888.00 23,208.00 12,940.00 25,662.00 10,000.00 91,808.00 96,296.00 1,500.00 1,600.00 2,240.00 1,360.00 6,000.00 6,336.00 2,920.00 3,100.00 4,880.00 6,720.00 7,040.00 53,230.00 4,800.00 SEP Cost 3,960.00 0.00 0.00 0.00 0.00 0.00 0.00 1,260.00 0.00 9,115.00 0.00 10,000.00 960.00 0.00 0.00 23,208.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,880.00 0.00 0.00 0.00 0.00 SEP Offset 3,960.00 0.00 0.00 0.00 0.00 0.00 0.00 1,260.00 0.00 9,115.00 0.00 10,000.00 960.00 0.00 0.00 23,208.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,880.00 0.00 0.00 0.00 0.00 Page 2 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 31600 31620 31037 28467 32068 29719 30175 28868 30712 31581 32062 29349 30211 29309 31079 28790 31013 31795 29726 30623 29037 30810 31797 30962 28950 28456 31229 25125 31236 29725 31280 31798 27524 30779 27078 22383 Respondent Name E. R. Carpenter, L.P. Eastman Chemical Company Eastman Chemical Company Ebaa Iron, Inc. Energy Transfer Fuel, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Equistar Chemicals, LP Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation Farmers Milling Company of Graham, Inc. Federal Bureau of Prisons Firestone Polymers, LLC Flex Tank Systems, LLC GARCIA, JOSE TCEQ ID 1341 1973 18104 EA0006G 4800100012 4157A HG0770G 4682B HG0770G 19558 HG0033B BL0113I BL0113I BL0113I HG0770G HG0228H HG0232Q HG0228H HG0232Q HG0229F HG0232Q 3452 2276 HG0232Q HG0232Q JE0062S JE0067I 47358 HG0232Q 7799 YB0005F EE0577G 1271 2390 75721 County BELL HARRISON HARRISON EASTLAND ANDERSON HARRIS HARRIS HARRIS NUECES HARRIS BRAZORIA HARRIS BRAZORIA BRAZORIA BRAZORIA HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS CHAMBERS HARRIS HARRIS JEFFERSON JEFFERSON JEFFERSON HARRIS JEFFERSON YOUNG EL PASO ORANGE HARRIS HARRIS Order Date 05/25/2007 08/10/2007 06/29/2007 08/10/2007 06/29/2007 12/22/2006 08/10/2007 02/18/2007 04/13/2007 08/10/2007 08/31/2007 12/02/2006 03/19/2007 11/18/2006 06/29/2007 12/02/2006 04/13/2007 08/23/2007 07/13/2007 06/29/2007 11/03/2006 05/25/2007 08/10/2007 07/13/2007 10/02/2006 09/21/2006 06/29/2007 10/02/2006 05/25/2007 01/26/2007 05/25/2007 08/31/2007 12/22/2006 03/19/2007 05/25/2007 11/03/2006 Penalty Assessed 2,600.00 15,708.00 32,035.00 30,000.00 1,875.00 5,746.00 96,106.00 64,100.00 9,750.00 28,775.00 80,191.00 8,425.00 7,900.00 24,750.00 14,450.00 10,000.00 8,700.00 10,469.00 50,147.00 10,000.00 20,000.00 20,000.00 4,575.00 92,138.00 10,000.00 44,600.00 5,975.00 26,866.00 23,175.00 20,724.00 5,975.00 16,000.00 840.00 20,792.00 2,550.00 9,240.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 520.00 3,142.00 6,407.00 6,000.00 375.00 0.00 0.00 0.00 1,950.00 5,755.00 0.00 0.00 1,580.00 0.00 0.00 0.00 1,740.00 0.00 0.00 0.00 0.00 0.00 915.00 18,428.00 0.00 0.00 1,195.00 5,373.00 4,635.00 0.00 1,195.00 3,200.00 0.00 4,158.00 510.00 0.00 Payable Amount 2,080.00 6,283.00 12,814.00 24,000.00 1,500.00 5,746.00 96,106.00 64,100.00 3,900.00 11,510.00 40,096.00 4,213.00 6,320.00 24,750.00 14,450.00 5,000.00 3,480.00 5,235.00 25,074.00 5,000.00 10,000.00 10,000.00 1,830.00 73,710.00 5,000.00 22,300.00 2,390.00 10,747.00 9,270.00 10,362.00 2,390.00 12,800.00 840.00 16,634.00 2,040.00 9,240.00 SEP Cost 0.00 6,283.00 12,814.00 0.00 0.00 0.00 0.00 0.00 3,900.00 11,510.00 40,095.00 4,212.00 0.00 0.00 0.00 5,000.00 3,480.00 5,234.00 25,073.00 5,000.00 10,000.00 10,000.00 1,830.00 0.00 5,000.00 22,300.00 2,390.00 10,746.00 9,270.00 10,362.00 2,390.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 6,283.00 12,814.00 0.00 0.00 0.00 0.00 0.00 3,900.00 11,510.00 40,095.00 4,212.00 0.00 0.00 0.00 5,000.00 3,480.00 5,234.00 25,073.00 5,000.00 10,000.00 10,000.00 1,830.00 0.00 5,000.00 22,300.00 2,390.00 10,746.00 9,270.00 10,362.00 2,390.00 0.00 0.00 0.00 0.00 0.00 Page 3 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 29188 29564 31789 31477 33030 29906 25585 31230 29044 30061 29330 32559 29207 31571 30290 31135 31300 29088 27289 12669 31440 31739 32267 30427 28668 30724 25584 29532 27079 29167 30230 30109 31049 31825 31856 Respondent Name Gentex Power Corporation Gerdau Ameristeel US Inc. Glasscock County Co-op Haldor Topsoe, Inc. Houston Refining LP Houston Refining LP Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation INEOS USA LLC INEOS USA LLC INEOS USA LLC Intercontinental Terminals Company International Paper Company Invista S.a.r.l. ISP Synthetic Elastomers LP JASON BEAM DBA CASE BY CASE Jerry Resendez Enterprises, Inc. Jetta Operting Company, Inc. JOHNSON, BOBBY SONNY KM Liquids Terminals, L. P. KMCO Port Arthur, Inc. DBA KMTEX K-Solv, LP La Moderna, Inc. La Roca Ready Mix, Inc. Lanxess Corporation LARNED, PIERCE Latino's Ready Mix Concrete Contractors, Inc. LBC Houston, L.P. Lide Industries, Inc. Lone Star Industries, Inc. Love's Travel Stops & Country Stores, Inc. Lucite International, Inc. TCEQ ID BC0082T OC0011S 24036 1217 HG0048L HG0048L JE0052V 1384 JE0052V 19823 JE0135Q 95 BL0002S 95 1078 980 1302 74010 55368L001 592 80293 5171 74398 HX2351A EE1147F CIA004D 77674 3467B FI0066V 1119 EE1053P 1437 County BASTROP ORANGE GLASSCOCK HARRIS HARRIS HARRIS JEFFERSON MONTGOMERY JEFFERSON JEFFERSON JEFFERSON BRAZORIA BRAZORIA BRAZORIA HARRIS POLK ORANGE JEFFERSON DALLAS WEBB FORT BEND GREGG HARRIS JEFFERSON HARRIS EL PASO LIBERTY CHAMBERS MIDLAND DALLAS HARRIS FREESTONE NOLAN EL PASO JEFFERSON Order Date 10/19/2006 11/18/2006 07/13/2007 05/25/2007 08/10/2007 02/05/2007 12/02/2006 05/25/2007 09/21/2006 05/25/2007 10/02/2006 08/31/2007 11/03/2006 04/26/2007 03/19/2007 03/19/2007 08/31/2007 03/05/2007 10/02/2006 12/02/2006 04/26/2007 06/29/2007 08/31/2007 01/26/2007 10/19/2006 03/05/2007 02/05/2007 12/22/2006 01/26/2007 10/19/2006 05/25/2007 12/22/2006 04/26/2007 07/13/2007 06/29/2007 Penalty Assessed 2,000.00 4,600.00 1,000.00 8,816.00 50,453.00 20,000.00 421,941.00 18,375.00 19,608.00 5,700.00 10,550.00 5,225.00 21,375.00 4,450.00 9,500.00 2,950.00 120,666.00 3,225.00 2,100.00 10,000.00 15,000.00 4,200.00 5,814.00 9,231.00 5,400.00 1,490.00 10,000.00 4,080.00 450.00 10,000.00 8,800.00 27,520.00 14,544.00 2,000.00 2,600.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 400.00 920.00 200.00 1,763.00 0.00 0.00 0.00 3,675.00 0.00 0.00 0.00 1,045.00 4,275.00 890.00 1,900.00 590.00 24,133.00 645.00 0.00 0.00 3,000.00 840.00 1,162.00 0.00 1,080.00 298.00 0.00 816.00 90.00 0.00 1,760.00 5,504.00 2,909.00 400.00 520.00 Payable Amount 1,600.00 3,680.00 800.00 3,527.00 25,227.00 20,000.00 421,941.00 14,700.00 9,804.00 5,700.00 5,275.00 4,180.00 17,100.00 3,560.00 7,600.00 2,360.00 48,267.00 2,580.00 2,100.00 10,000.00 12,000.00 3,360.00 4,652.00 9,231.00 4,320.00 1,192.00 10,000.00 3,264.00 360.00 10,000.00 7,040.00 22,016.00 11,635.00 1,600.00 1,040.00 SEP Cost 0.00 0.00 0.00 3,526.00 25,226.00 0.00 0.00 0.00 9,804.00 0.00 5,275.00 0.00 0.00 0.00 0.00 0.00 48,266.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,040.00 SEP Offset 0.00 0.00 0.00 3,526.00 25,226.00 0.00 0.00 0.00 9,804.00 0.00 5,275.00 0.00 0.00 0.00 0.00 0.00 48,266.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,040.00 Page 4 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 30764 31051 29443 25591 30957 25135 31128 31755 29273 28807 30745 28822 29917 32131 29965 29509 31769 29333 30288 29612 30590 31855 31466 31959 30695 31083 31263 29336 29049 31439 30531 32173 32011 31839 31742 30942 31720 Respondent Name Lufkin Industries, Inc. Lyondell Chemical Company Lyondell Chemical Company M & H Crates, Inc. Magellan Pipeline Company, L.P. Mastercraft Industries Company, L.P. Masters Resources, LLC Millennium Petrochemicals Inc. Millennium Petrochemicals Inc. Mine Service, Ltd. Motiva Enterprises LLC National Oilwell Varco, L.P. Occidental Permian Ltd. Occidental Permian Ltd. Orange Crush Recyclers, Ltd. Owens Corning Sales, Inc. Oxy USA WTP, L.P. Oxy Vinyls, LP Oxy Vinyls, LP Pasadena Refining System, Inc. PD Glycol LP PD Glycol LP Penreco Partnership PEREZ, JOE Petro Stopping Centers, L.P. Plains Pipeline, L.P. Ponderosa Pine Energy Partners, Ltd Price Construction, Ltd. Price Construction, Ltd. Range Pipeline Systems, L.P. Red Ewald, Inc. Rescar, Inc. REYES JR, GILBERT O Riata Energy, Inc. ROMO, DAVID RSC Equipment Rental, Inc. RSC Equipment Rental, Inc. TCEQ ID 1854 9395 HG0537O CJ0101U 2764 TF0031W 2145 HX1726J HX1726J 74574L001 357 HG0878I TC0002Q 18406 55240L001 DB0632E 20660 HG0193B HG1451S 56389 3361A 2190 GB0054T 79266 EE1094B 1183 543 21169 7901 SO0007V 1006 OC0054A EE0863C EE1153K EE1153K County ANGELINA HARRIS HARRIS CHEROKEE ECTOR TITUS CHAMBERS HARRIS HARRIS WILLIAMSON JEFFERSON HARRIS TERRELL HOCKLEY DALLAS DALLAS KENT HARRIS HARRIS HARRIS JEFFERSON JEFFERSON GALVESTON TAYLOR EL PASO UPTON JOHNSON WEBB LUBBOCK STERLING KARNES ORANGE EL PASO PECOS EL PASO EL PASO EL PASO Order Date 03/05/2007 05/25/2007 12/02/2006 08/31/2007 03/05/2007 01/26/2007 02/18/2007 08/10/2007 11/03/2006 11/03/2006 02/18/2007 09/21/2006 11/18/2006 08/31/2007 02/18/2007 11/18/2006 08/10/2007 05/11/2007 12/22/2006 02/18/2007 04/26/2007 06/29/2007 08/10/2007 08/23/2007 01/26/2007 04/13/2007 04/13/2007 04/26/2007 03/05/2007 06/29/2007 03/19/2007 08/31/2007 08/23/2007 08/23/2007 04/13/2007 03/05/2007 06/29/2007 Penalty Assessed 4,250.00 10,000.00 3,800.00 1,050.00 2,000.00 11,250.00 4,125.00 10,000.00 16,050.00 10,000.00 2,500.00 85,625.00 3,240.00 25,300.00 16,720.00 11,550.00 152,350.00 19,425.00 4,030.00 14,364.00 10,575.00 2,875.00 68,586.00 1,050.00 1,240.00 2,000.00 2,500.00 1,000.00 6,000.00 850.00 1,625.00 34,000.00 650.00 2,675.00 800.00 1,200.00 1,200.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 850.00 2,000.00 760.00 210.00 400.00 0.00 825.00 0.00 3,210.00 0.00 500.00 17,125.00 648.00 0.00 3,344.00 2,310.00 30,470.00 3,885.00 806.00 2,873.00 2,115.00 575.00 13,717.00 210.00 248.00 400.00 500.00 0.00 0.00 170.00 325.00 6,800.00 130.00 535.00 160.00 240.00 240.00 Payable Amount 3,400.00 8,000.00 3,040.00 840.00 1,600.00 11,250.00 3,300.00 5,000.00 6,420.00 10,000.00 2,000.00 34,250.00 2,592.00 25,300.00 13,376.00 9,240.00 121,880.00 15,540.00 3,224.00 11,491.00 4,230.00 2,300.00 27,435.00 840.00 992.00 1,600.00 2,000.00 1,000.00 6,000.00 680.00 1,300.00 27,200.00 520.00 2,140.00 640.00 960.00 960.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 6,420.00 0.00 0.00 34,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,230.00 0.00 27,434.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 6,420.00 0.00 0.00 34,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,230.00 0.00 27,434.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 5 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 32004 24861 31740 21547 24963 14617 30883 22342 31248 30997 32067 27410 30744 31756 27340 28309 30567 31644 30780 29340 27413 31459 29716 30591 29718 31221 28789 28466 30037 30092 6498 24551 32900 32227 31470 Respondent Name TCEQ ID Rushing Paving Company, Ltd. 18602 SABINA PETROCHEMICALS, LLC JE0843F Sabine Valley Pipeline, Inc. 2801 Saint-Gobain Vetrotex America, Inc. 5667 Sargent's Wholesale Biologicals Scott Hewitt Broiler Farm UA0181R Sequa Corporation 56588 Sherwin Alumina, L.P. SD0037N Shintech Incorporated 1361 South Texas Electric Cooperative, Inc. 799 Southern Union Pipeline, Ltd. 4847500007 South-Tex Concrete, Inc. 908371F Southwest Convenience Stores, LLC EE1186S Southwest Convenience Stores, LLC EE1267R Southwest Laminates, Inc. EE2086Q Southwest Recycled Materials LP 948523I Southwestern Bell Telephone, L.P. EE1042U Southwestern Bell Telephone, L.P. EE1042U Southwestern Industrial Contractors and EE1696N Riggers, Inc. Stantrans, Inc. GB0005J Stephenville Mobil Home Park, Ltd. * Stonewater Pipeline Company, L.P. 250 Sunoco, Inc. (R&M) HG1996R Tekni-Plex, Inc. DB1276U Tekni-Plex, Inc. DB1276U Texaco Exploration and Production, Inc. 2648 Texas A&M University BM0032V TEXAS AERO ENGINE SERVICES, L.L.C. 1468 Texas Barge & Boat, Inc. 1698 Texas Crude Energy, Inc. NE0062T Texas Lime Company JH0045I Texas Petrochemicals LP 1598 Texas Petrochemicals LP HG0562P Texas Petrochemicals LP 46307 The BOC Group, Inc. HGA002B County GRAYSON JEFFERSON GREGG WICHITA BEXAR UPSHUR HARRIS SAN PATRICIO BRAZORIA VICTORIA WARD CAMERON EL PASO EL PASO EL PASO KAUFMAN EL PASO EL PASO EL PASO GALVESTON ERATH SUTTON HARRIS DALLAS DALLAS ECTOR BRAZOS DENTON BRAZORIA NUECES JOHNSON HARRIS HARRIS HARRIS HARRIS Order Date 07/13/2007 10/19/2006 07/13/2007 07/13/2007 10/19/2006 02/18/2007 05/25/2007 08/10/2007 05/25/2007 01/26/2007 08/23/2007 05/25/2007 07/13/2007 08/10/2007 12/02/2006 10/02/2006 02/05/2007 05/25/2007 04/13/2007 10/19/2006 10/02/2006 05/25/2007 03/05/2007 03/19/2007 11/18/2006 05/25/2007 10/02/2006 10/02/2006 03/05/2007 11/18/2006 10/02/2006 04/26/2007 08/31/2007 04/26/2007 05/25/2007 Penalty Assessed 2,740.00 33,275.00 3,750.00 3,100.00 6,630.00 6,500.00 58,225.00 20,488.00 18,725.00 7,200.00 3,050.00 10,500.00 11,380.00 18,820.00 19,795.00 5,000.00 1,000.00 1,000.00 1,200.00 6,700.00 4,600.00 2,875.00 10,000.00 12,700.00 2,730.00 6,750.00 22,275.00 4,800.00 21,700.00 5,000.00 50,625.00 157,959.00 20,000.00 31,336.00 5,320.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 548.00 0.00 750.00 0.00 0.00 0.00 11,645.00 0.00 3,745.00 1,440.00 610.00 0.00 2,276.00 3,764.00 3,959.00 1,000.00 200.00 200.00 240.00 1,340.00 0.00 575.00 0.00 0.00 546.00 1,350.00 4,455.00 960.00 4,340.00 1,000.00 0.00 0.00 4,000.00 0.00 1,064.00 Payable Amount 2,192.00 16,638.00 3,000.00 3,100.00 6,630.00 6,500.00 46,580.00 10,244.00 14,980.00 5,760.00 2,440.00 10,500.00 9,104.00 15,056.00 15,836.00 4,000.00 800.00 800.00 960.00 2,680.00 4,600.00 1,150.00 10,000.00 12,700.00 2,184.00 5,400.00 0.00 3,840.00 17,360.00 4,000.00 25,313.00 78,980.00 8,000.00 31,336.00 2,128.00 SEP Cost 0.00 16,637.00 0.00 0.00 0.00 0.00 0.00 10,244.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,680.00 0.00 1,150.00 0.00 0.00 0.00 0.00 17,820.00 0.00 0.00 0.00 25,312.00 78,979.00 8,000.00 0.00 2,128.00 SEP Offset 0.00 16,637.00 0.00 0.00 0.00 0.00 0.00 10,244.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,680.00 0.00 1,150.00 0.00 0.00 0.00 0.00 17,820.00 0.00 0.00 0.00 25,312.00 78,979.00 8,000.00 0.00 2,128.00 Page 6 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 31343 31768 31966 30487 26972 28086 32872 30859 29722 28588 31245 30633 30572 31181 30330 31845 32065 32885 30763 31202 31749 24474 20721 31369 29335 30786 32517 27826 32509 30300 31965 29859 30852 19655 25066 Respondent Name The Dow Chemical Company The Dow Chemical Company The Dow Chemical Company The Dow Chemical Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company THE METHODIST HOSPITAL Thomas Steel Drums, Inc. TM Chemicals Limited Partnership Tony Lama Company Torres Ready-Mix, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Transcontinental Gas Pipe Line Corporation Transit Mix Concrete & Materials Company TRI State Electric, Ltd. Trinity Industries, Inc. Ultra Fuel & Oil, L.L.C. Union Carbide Corporation Union Oil Company of California United States Gypsum Company US Department of the Army VALDEZ, DOLORES M * Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Viewpoint Energy, Inc. Vopak Logistics Services USA Inc. W & W Fiberglass Tank Company Wallach Concrete, Inc. TCEQ ID HG0769O BL0082R BL0082R GB0076J JE0039N HG0289K HG0289K HX2687K 49060 HG3043A 1755 16840 21538 3908B HG0036S HF0042L PC0290P EE1700B TA0285V EE2178K GB0076J JE0111H 2572 1638 EE0948Q HG0130C GB0073P 2937A GB0073P HG0130C HG0224P GH0099A 74163 County HARRIS BRAZORIA BRAZORIA GALVESTON JEFFERSON HARRIS HARRIS HARRIS TARRANT HARRIS EL PASO JEFFERSON HARRIS HARRIS HARRIS HARDIN PARKER EL PASO TARRANT EL PASO GALVESTON JEFFERSON NOLAN NUECES EL PASO HARRIS GALVESTON NUECES GALVESTON HARRIS GALVESTON HARRIS GRAY GAINES Order Date 08/10/2007 07/13/2007 08/31/2007 04/26/2007 06/29/2007 02/18/2007 08/10/2007 04/13/2007 02/05/2007 10/02/2006 04/13/2007 12/02/2006 05/25/2007 04/13/2007 03/19/2007 08/10/2007 08/31/2007 08/23/2007 12/22/2006 05/11/2007 07/13/2007 02/05/2007 12/22/2006 04/26/2007 02/05/2007 05/11/2007 07/13/2007 05/11/2007 08/23/2007 08/23/2007 08/10/2007 01/26/2007 05/11/2007 12/22/2006 06/29/2007 Penalty Assessed 3,406.00 20,000.00 87,192.00 10,233.00 283,654.00 4,075.00 11,856.00 32,000.00 1,120.00 9,500.00 2,375.00 1,100.00 63,280.00 12,699.00 10,000.00 21,750.00 2,240.00 3,220.00 1,200.00 3,500.00 1,000.00 14,175.00 79,820.00 18,375.00 2,050.00 1,240.00 38,000.00 35,550.00 10,000.00 119,149.00 75,600.00 3,300.00 55,328.00 12,495.00 20,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 681.00 0.00 0.00 2,047.00 0.00 0.00 2,371.00 6,400.00 224.00 1,900.00 475.00 220.00 0.00 0.00 2,000.00 4,350.00 448.00 644.00 240.00 700.00 200.00 0.00 0.00 3,675.00 410.00 248.00 0.00 7,110.00 2,000.00 0.00 0.00 660.00 11,066.00 0.00 0.00 Payable Amount 2,725.00 20,000.00 43,596.00 8,186.00 141,827.00 4,075.00 4,743.00 0.00 896.00 7,600.00 1,900.00 880.00 63,280.00 12,699.00 8,000.00 17,400.00 1,792.00 SEP Cost 0.00 0.00 43,596.00 0.00 141,827.00 0.00 4,742.00 25,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,576.00 0.00 960.00 2,800.00 800.00 14,175.00 39,910.00 14,700.00 1,640.00 992.00 19,000.00 28,440.00 8,000.00 59,575.00 75,600.00 2,640.00 22,131.00 12,495.00 20,000.00 0.00 0.00 0.00 0.00 39,910.00 0.00 0.00 0.00 19,000.00 0.00 0.00 59,574.00 0.00 0.00 22,131.00 0.00 0.00 SEP Offset 0.00 0.00 43,596.00 0.00 141,827.00 0.00 4,742.00 25,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 39,910.00 0.00 0.00 0.00 19,000.00 0.00 0.00 59,574.00 0.00 0.00 22,131.00 0.00 0.00 Page 7 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 30291 32368 28987 18030 31883 29194 31231 31246 29319 32272 31884 32349 Respondent Name Wal-Mart Stores, Inc. Watco Tanks, Inc. WEISHUHN, DARRYL WEST TEXAS G STORES INC Western Extrusions Corporation Western Gas Resources, Inc. WFC Company Inc. Wharton County Power Partners, L.P. Williams Field Services Group, LLC Wingate Gin Corporation Wise County Power Company, LP WTG Gas Processing, L.P. TCEQ ID County EE2179I EL PASO 32476 WILSON TOM GREEN EE0948Q EL PASO DB1172K DALLAS UB0009T UPTON 26330 CHEROKEE WF0175P WHARTON GB0156K GALVESTON 29009 HOWARD 2604 WISE 4822700034 HOWARD AQ Orders Issued: 260 Order Date 03/19/2007 08/23/2007 10/02/2006 12/02/2006 08/10/2007 10/19/2006 06/29/2007 03/19/2007 10/02/2006 07/13/2007 07/13/2007 08/31/2007 Total: Penalty Assessed 1,020.00 2,500.00 1,050.00 2,040.00 17,850.00 52,500.00 14,400.00 2,100.00 1,190.00 2,100.00 1,625.00 2,444.00 5,240,329.00 Penalty Deferred 204.00 500.00 210.00 0.00 3,570.00 10,500.00 2,880.00 420.00 238.00 420.00 325.00 488.00 420,093.00 Payable Amount 816.00 2,000.00 840.00 2,040.00 14,280.00 42,000.00 11,520.00 1,680.00 952.00 1,680.00 1,300.00 1,956.00 3,825,083.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 995,153.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 995,153.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 8 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 31160 29963 30135 31042 30575 29862 30142 29878 30647 30993 30672 30845 31107 31142 30881 30822 30653 30719 29913 30885 31213 31165 30707 31055 31026 30296 30630 31007 30657 31119 31177 29926 30972 31134 29950 29953 Respondent Name TCEQ ID 6914 M.L.K. Center, Inc. TXR000071118 A Plus Cleaners Abdul H Hirani AHAD BUSINESS, INC. TXR000071522 Ahmed Jafferaly TXR982552390 Aleem Enterprises, Inc. ALEX INC All Seasons Dry Cleaning & Laundry, Inc. ALLBRIGHT, PAUL ALLIN, KYONG H TXR000075218 ALY MOHAMMAD INC TXR000069856 AMAN, ABDOUREZAK M ANJUL, INC. Arfa & Shifa Business, Inc TXR000075606 B & D Kim Corporation Bang Cong Tieu TXR000072827 Bark Investments, Inc. TXR000074088 Bark Investments, Inc. BENGAL CORPORATION Bennie Taylor TXR000071084 Betty J Starling TXR000074591 BIRDSONG, CHUN SON TXR000075937 Bobbie S Dodd, Bonnie Mitchell & Bobbie M Cherry TXR000070656 BOK HEE KIM TXR000071035 Bok I. Kim TXR000074682 Bolton Brite Way Cleaners, Inc. TXR000071738 Bon & Bin Inc Brazos Valley Enterprises, Inc. Brian D Le dba Brian Cleaners TXR000070565 BUI, THUC X C & D YUN CORPORATION Chet N. Inc. CHIN, HOON TXR000075705 Chinh V Phan TXD988019451 Chriserin, Inc. Chul Woong Lee dba Silver Cleaners TXR000070888 County HARRIS TARRANT DENTON FORT BEND HARRIS DALLAS TARRANT TRAVIS COLLIN BELL HARRIS DALLAS COLLIN LIBERTY DALLAS HARRIS TAYLOR DALLAS HARRIS MCLENNAN CORYELL MONTGOMERY HARRIS BELL LUBBOCK DENTON HAMILTON HARRIS DALLAS COLLIN DALLAS BELL HARRIS GREGG TARRANT Order Date 03/05/2007 07/13/2007 03/19/2007 04/13/2007 03/05/2007 11/18/2006 04/26/2007 04/13/2007 02/18/2007 02/18/2007 06/29/2007 03/05/2007 04/13/2007 03/19/2007 04/13/2007 02/18/2007 12/22/2006 01/26/2007 11/03/2006 03/19/2007 05/11/2007 03/19/2007 08/10/2007 04/26/2007 01/26/2007 02/18/2007 12/02/2006 03/19/2007 02/18/2007 08/31/2007 02/18/2007 07/13/2007 06/29/2007 02/05/2007 01/26/2007 04/13/2007 Penalty Assessed 1,067.00 1,185.00 1,067.00 2,370.00 1,185.00 2,370.00 955.00 1,067.00 1,185.00 117.00 3,319.00 1,185.00 889.00 1,067.00 1,185.00 1,185.00 1,185.00 200.00 1,185.00 889.00 1,067.00 1,067.00 889.00 770.00 1,185.00 12,031.00 724.00 1,185.00 1,185.00 889.00 889.00 2,370.00 1,185.00 889.00 889.00 1,185.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 214.00 0.00 0.00 474.00 237.00 474.00 0.00 213.00 237.00 23.00 663.00 237.00 178.00 214.00 237.00 237.00 237.00 40.00 237.00 178.00 214.00 214.00 178.00 154.00 237.00 2,409.00 145.00 237.00 237.00 178.00 178.00 474.00 237.00 178.00 178.00 237.00 Payable Amount 853.00 1,185.00 1,067.00 1,896.00 948.00 1,896.00 955.00 854.00 948.00 94.00 2,656.00 948.00 711.00 853.00 948.00 948.00 948.00 160.00 948.00 711.00 853.00 853.00 711.00 616.00 948.00 9,622.00 579.00 948.00 948.00 711.00 711.00 1,896.00 948.00 711.00 711.00 948.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 9 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30792 29947 29923 31144 31164 30721 31125 29598 30136 29709 30971 31359 29925 30742 30624 29886 30619 30272 30233 30286 31002 29951 29817 30702 30954 30139 29939 29595 30812 30988 30715 30914 31111 31027 29957 30947 Respondent Name Chung K Yi Chy Lee Corporation Comet Cleaners Franchise Group, LLC CROWN CLEANERS CUSTER CLEANERS LLC CYPERT, LISA D&M Cleaners, Inc. DAVID W. BAKER HOMES, INC. DAWARE, BABITA LATA DE LEON, MARIA * Deluxe Enterprises, Inc. DENVILLE BUSINESS INC Desi Services, Inc. DIVA BUSINESS MANAGEMENT GROUP LLC Don Adams & Associates Inc. Dunky LLC ELITE DRYCLEANERS, INC. Elvi Lorena Hilton F. Basra Inc Five Star Legacy, Inc. FLOYD, AE CHA Fresh, Inc. Friendly Cleaners, Inc. GARDNER, THELMA E George's Cleaners, Inc. GIBSON, JESSE Gimmarino Group Inc GRAFF CLEANERS, INC. Gulo Bandali GUNKEL, ALVIN D Ha Kim Hoang Huy Le HA, SUN OK HANDY, HENRY G Heights Cleaners Heiskell, L.P. Helen Ja Yang TCEQ ID TXR000076117 76922 TXR000074344 TXR000075713 TXR000072272 TXR000079569 TXR00071134 TXR000071787 TXR000070763 TXR000070409 TXR000072116 TXR000074443 TXR000075176 TXR000075077 TXR000069948 County DALLAS DALLAS TARRANT JEFFERSON COLLIN KNOX HIDALGO MIDLAND TARRANT POTTER CORYELL HARRIS DALLAS COLLIN KAUFMAN HARRIS DALLAS DALLAS BELL DENTON HARRIS BRAZORIA ELLIS DALLAS WHARTON HARRIS CASS HARRIS BELL LIMESTONE BELL POTTER HARRIS Order Date 02/18/2007 01/26/2007 02/05/2007 03/05/2007 02/18/2007 08/23/2007 03/05/2007 11/03/2006 11/03/2006 02/18/2007 05/11/2007 08/31/2007 12/22/2006 03/19/2007 01/26/2007 10/02/2006 12/02/2006 04/13/2007 05/11/2007 06/29/2007 01/26/2007 02/05/2007 12/02/2006 03/19/2007 02/18/2007 02/05/2007 12/22/2006 12/22/2006 04/26/2007 01/26/2007 12/22/2006 02/05/2007 06/29/2007 02/18/2007 12/02/2006 01/26/2007 Penalty Assessed 1,185.00 2,667.00 251.00 1,185.00 311.00 1,185.00 889.00 378.00 1,185.00 1,067.00 3,555.00 1,185.00 889.00 889.00 3,555.00 889.00 551.00 1,185.00 308.00 1,185.00 889.00 1,185.00 2,370.00 1,185.00 1,185.00 1,185.00 889.00 3,555.00 1,185.00 1,185.00 203.00 1,185.00 3,555.00 889.00 1,185.00 889.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 237.00 534.00 50.00 237.00 62.00 237.00 178.00 78.00 237.00 0.00 711.00 0.00 178.00 178.00 711.00 178.00 110.00 0.00 62.00 0.00 178.00 237.00 474.00 0.00 237.00 237.00 178.00 711.00 237.00 237.00 41.00 237.00 711.00 178.00 237.00 178.00 Payable Amount 948.00 2,133.00 201.00 948.00 249.00 948.00 711.00 300.00 948.00 1,067.00 2,844.00 1,185.00 711.00 711.00 2,844.00 711.00 441.00 1,185.00 246.00 1,185.00 711.00 948.00 1,896.00 1,185.00 948.00 948.00 711.00 2,844.00 948.00 948.00 162.00 948.00 2,844.00 711.00 948.00 711.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 10 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30698 30277 29819 30120 30761 30930 31110 30791 29933 30728 29797 30726 30208 29733 29894 30294 31044 30784 30408 31260 30643 31020 29907 29948 31154 30767 29874 30691 30850 30839 29930 30588 30959 30976 Respondent Name TCEQ ID Henry Janer dba 1.35 Cleaners TXR000071472 Hereford - Custom Cleaners, L.C. TXR000073171 Hiep Q. Lam dba Custom Cleaners & Alterations HILL, SANG K Hoai Huong Nguyen TXR000070425 Hodgkins Greyhound Merchandising, Inc. TXR000074377 HUGHES, KYUNG TXR000075952 HUSAINI INC Hyunsuk Park Iqbal Abdulaziz TXR000073361 Jack Brown Cleaners, Inc. Jafferally Ahmed TXR000071100 James D Kim James W Weaver dba Val U Cleaners Javier Moreno dba Comet Drycleaner & Laundry JENNIFER NGUYEN DBA RAILYARD CLEANERS JERNIGAN, HEATHER ANNE TXR000075606 Jims Inc. JOHNSON, KIM A Jorge Tangarife TXR000071894 Jose F Dallo F1909 KEIFFER, MICHAEL O * TXR000074674 KHARBANDA, VINEY Khushi Servicers Inc. Kim Oanh T Nguyen TXR000072801 KIM, STEPANO YOUNG JR KNRK, Inc. Kwang Sool Shin TX0000012138 Kyu Enterprise, Inc. 77729 Lan C Bui TXR000072983 Larry Hassell Dba Hassell Cleaners Lavelle M Jeane TXR000072900 LE, HUNG LE, LONG P County HARRIS DEAF SMITH TARRANT WILLIAMSON HARRIS PALO PINTO HARRIS TARRANT HARRIS TRAVIS HARRIS DALLAS TARRANT TARRANT TRAVIS POLK DALLAS DALLAS FORT BEND BEXAR TYLER TARRANT TRAVIS HARRIS DALLAS COLLIN HARRIS DENTON HARRIS TARRANT GALVESTON DALLAS DALLAS Order Date 03/05/2007 01/26/2007 03/19/2007 04/13/2007 12/22/2006 12/02/2006 03/05/2007 05/11/2007 11/18/2006 02/05/2007 12/22/2006 02/05/2007 11/03/2006 12/02/2006 02/05/2007 12/22/2006 03/05/2007 02/18/2007 02/18/2007 08/23/2007 05/11/2007 04/26/2007 10/02/2006 10/19/2006 06/29/2007 03/05/2007 01/26/2007 12/22/2006 04/26/2007 08/31/2007 12/02/2006 02/18/2007 08/31/2007 02/05/2007 Penalty Assessed 1,185.00 889.00 1,185.00 378.00 1,185.00 889.00 1,185.00 3,201.00 889.00 1,185.00 1,955.00 889.00 889.00 2,074.00 1,185.00 1,185.00 889.00 889.00 1,185.00 270.00 889.00 889.00 889.00 1,185.00 1,185.00 880.00 1,185.00 1,209.00 889.00 1,185.00 1,185.00 1,185.00 1,185.00 1,067.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 237.00 178.00 0.00 0.00 237.00 178.00 237.00 639.00 178.00 237.00 391.00 178.00 178.00 415.00 237.00 237.00 178.00 178.00 237.00 0.00 178.00 178.00 178.00 237.00 237.00 176.00 237.00 242.00 178.00 237.00 237.00 237.00 0.00 214.00 Payable Amount 948.00 711.00 1,185.00 378.00 948.00 711.00 948.00 2,562.00 711.00 948.00 1,564.00 711.00 711.00 1,659.00 948.00 948.00 711.00 711.00 948.00 270.00 711.00 711.00 711.00 948.00 948.00 704.00 948.00 967.00 711.00 948.00 948.00 948.00 1,185.00 853.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 11 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30771 29873 29891 29863 30279 31015 30656 30813 29935 30809 30115 31023 30817 30110 30816 30823 29897 30275 31001 30652 30768 29938 30948 30532 30946 29732 31212 31233 30368 30285 30661 30678 30872 29968 30877 Respondent Name Lee Van Cleaners, Inc. LEE, CHUN LERCHE, KIM Lin Song Lindsey Ngo Littlerado, Inc. MALONE, ASMAOU B MANIR BATA MANN, BRENDA A Marina G Reyes MARTINEZ, VELIA M MATTHEW JOHN REINO MCNEELY, RUBEN N MCPHAIL, LEZLI E MH Cleaners, Inc. Mikyung Lim dba Fountain Place Cleaners Mohan & Mohan Enterprises Inc. Momin Inc MOORE, PAUL MARTIN III MORGAN, WENDY R MURTUZA, CHONG O Musheer U Qureshi dba Esteem Cleaners Mylan Enterprises, Inc. NARA MANAGEMENT, INC. Navico Corp Nghiem Phan NGUYEN, BINH T NGUYEN, K * NGUYEN, NGOCDUNG THI NGUYEN, PAUL V NGUYEN, PHUONG DUY NGUYEN, TONY NGUYEN, TUAN NICHOLS, JOHN D Nicolos T. Ponce TCEQ ID County 55366 TXR000074534 TXR000070797 TXR000074211 DALLAS DALLAS BASTROP TARRANT TRAVIS HIDALGO DALLAS DALLAS TARRANT CAMERON TARRANT TARRANT DALLAS TARRANT DALLAS TXR000073163 TXR000075291 TARRANT WALKER HIDALGO JACK TXR000070748 DALLAS TXR000072280 TXR000073007 TXR000071696 85231 TXR000070664 TXR000070359 TXR000023481 TXR000073510 TXR000074641 COLLIN HARRIS BRAZORIA TARRANT HARRIS COLLIN COLLIN WALKER HARRIS HARRIS HARRIS RUSK BRAZOS Order Date 01/26/2007 12/22/2006 10/19/2006 04/26/2007 02/05/2007 06/29/2007 06/29/2007 08/23/2007 04/13/2007 04/26/2007 01/26/2007 04/26/2007 03/19/2007 11/03/2006 03/05/2007 03/05/2007 01/26/2007 11/18/2006 03/05/2007 03/19/2007 01/26/2007 01/26/2007 03/05/2007 07/13/2007 04/26/2007 11/03/2006 02/05/2007 05/25/2007 12/22/2006 01/26/2007 01/26/2007 08/31/2007 05/25/2007 05/11/2007 04/26/2007 Penalty Assessed 889.00 889.00 1,185.00 420.00 889.00 1,185.00 889.00 1,185.00 889.00 889.00 1,185.00 1,067.00 1,185.00 889.00 1,185.00 889.00 1,778.00 889.00 889.00 1,185.00 1,185.00 1,185.00 889.00 1,185.00 2,370.00 1,185.00 889.00 1,185.00 889.00 889.00 889.00 1,185.00 889.00 105.00 1,778.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 178.00 178.00 237.00 84.00 178.00 237.00 178.00 0.00 178.00 178.00 237.00 214.00 237.00 178.00 237.00 178.00 356.00 178.00 178.00 237.00 237.00 237.00 178.00 0.00 474.00 237.00 178.00 237.00 178.00 178.00 178.00 0.00 178.00 21.00 356.00 Payable Amount 711.00 711.00 948.00 336.00 711.00 948.00 711.00 1,185.00 711.00 711.00 948.00 853.00 948.00 711.00 948.00 711.00 1,422.00 711.00 711.00 948.00 948.00 948.00 711.00 1,185.00 1,896.00 948.00 711.00 948.00 711.00 711.00 711.00 1,185.00 711.00 84.00 1,422.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 12 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30847 30535 30278 30941 29966 30597 30335 30207 30583 31205 31102 30581 29932 31101 30232 30801 30931 31376 31140 29603 29969 29887 29593 30929 31009 30658 29911 29909 29945 30625 30125 30821 29741 31053 29977 30781 30349 Respondent Name Nizar Ali Noorain, Inc. ORTIZ, JOSE I PACE CLEANERS INC PAEK, NAM SUN PAK, EDWIN STANFORD PARK, DANNY PARK, SOHYON Patricia A. Johnson Pauline N Pham PHAM, VAN THI Phu Nguyen PORTER, BETTY PREMIER CLEANERS GROUP, LP Preston Tiptop Cleaners Inc. Preston Tiptop Cleaners Inc. Protex - Care, L.P. Rahim Ali Rainbow $1.25 Cleaners, Inc. RAJAH-GP, LP RATHMANN, MARY RHEE, KEE J RITENOUR, PETER C Robert P. Checkeye ROBINSON, ADELIA R ROBINSON, KYU I S&A Lee Corporation SADRUDDIN, IQBAL Safagu, Inc. Saipullai Imtiaz SALAS, RODRIGO SALDANA, GLORIA SAMJOO, MOHAMMAD Sandy's Cleaners and Alterations, Inc. Sarsabna, Inc. SCHULER, RUSAMEE J SHARIF, SHAMIMA TCEQ ID TXR000071019 TXR000071167 TXR000069922 TXR000070326 TXR000073585 TXR000072157 F1906 F1910 TXR000074245 TXR000071761 TXR000070649 TXR000069781 County HARRIS HARRIS DALLAS DALLAS DENTON TARRANT TARRANT TARRANT HARRIS HARRIS HARRIS HARRIS RUSK DALLAS DALLAS HARRIS BEXAR WHARTON BASTROP TARRANT BRAZORIA PARKER BOWIE BEXAR DALLAS DALLAS TRAVIS DENTON DALLAS CAMERON DALLAS HARRIS DALLAS JEFFERSON TARRANT Order Date 08/31/2007 03/05/2007 03/05/2007 03/19/2007 08/23/2007 01/26/2007 02/05/2007 12/22/2006 12/02/2006 03/19/2007 03/05/2007 01/26/2007 11/18/2006 06/29/2007 03/19/2007 05/25/2007 05/25/2007 04/26/2007 03/05/2007 11/03/2006 08/10/2007 12/22/2006 10/19/2006 04/13/2007 02/05/2007 12/22/2006 12/22/2006 08/10/2007 12/02/2006 01/26/2007 08/10/2007 05/11/2007 03/19/2007 04/26/2007 01/26/2007 02/05/2007 08/10/2007 Penalty Assessed 1,185.00 5,157.00 1,185.00 1,185.00 2,370.00 889.00 1,185.00 889.00 319.00 1,185.00 1,185.00 1,185.00 889.00 4,740.00 889.00 203.00 1,070.00 889.00 285.00 948.00 889.00 776.00 630.00 1,778.00 889.00 889.00 1,185.00 889.00 378.00 2,370.00 1,185.00 1,185.00 1,185.00 1,067.00 1,066.00 1,185.00 1,185.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 1,034.00 237.00 237.00 0.00 178.00 237.00 178.00 64.00 237.00 237.00 237.00 178.00 948.00 178.00 41.00 214.00 178.00 57.00 190.00 178.00 155.00 126.00 356.00 178.00 178.00 237.00 178.00 76.00 474.00 0.00 237.00 0.00 213.00 213.00 237.00 0.00 Payable Amount 1,185.00 4,123.00 948.00 948.00 2,370.00 711.00 948.00 711.00 255.00 948.00 948.00 948.00 711.00 3,792.00 711.00 162.00 856.00 711.00 228.00 758.00 711.00 621.00 504.00 1,422.00 711.00 711.00 948.00 711.00 302.00 1,896.00 1,185.00 948.00 1,185.00 854.00 853.00 948.00 1,185.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 13 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC DC Case No. 30902 31047 30626 30170 30131 30952 29557 30994 30138 31148 29731 30899 31126 30116 30128 30299 31176 31022 30992 29558 29885 29602 30840 30704 31158 30663 30634 30905 30636 29740 30943 29614 29952 31021 30772 30903 Respondent Name TCEQ ID Sharon Dodd TXR000074401 SHAZAD, IRADJ TXR000070342 SHENAZ A HIRANI SHIN, DONG CHUN SHOAIB, ASIFA SMILE CLEANERS INCORPORATED TXR000073155 SMITH, JO DELL Song Choe Bracamonte TXR000075358 SONG, EUI K Soo Jin Chung Summit Fabric Care, Inc. SUNG JIN CORPORATION SUPER HEIMER VIEW INC TXR000071191 Supreme Dry Cleaners INC. Taekyu Kim TAMEZ, SANDRA E * TXR000071506 TAYLOR, HYE YONSO TXR000075663 THOMAS, KYUNG AE * TXR000074708 Tin Nguyen TXD078539541 Tin Trung Tran & Tuyet Thi Phan TIRMIZI, AMIN M TORRES, ELOINA G TRAN CATHY TXR000072934 TRIKUT DEVI INC TXR000073148 US of True Corporation 75115 Van & Jacqui Inc * TXR000070284 VASQUEZ, MAGDALENA BAZANES TXR000074252 Vicki Atkins TXR000070979 Victor Resendiz TXR000071126 VIEN T LE DBA CLASSY CLEANERS & ALTERATIONS VNP, Inc. TXD988023925 VONDERAU, BERTHA W L & L, Inc. WALK, HYON Wan Tae Lim WARD, TOK S County WISE HARRIS DENTON TRAVIS DALLAS FORT BEND DEWITT BELL DALLAS COLLIN DALLAS HARRIS ELLIS DALLAS HIDALGO BELL BELL HARRIS BRAZORIA DALLAS MATAGORDA GALVESTON GALVESTON COLLIN HARRIS CAMERON HARRIS HARRIS TARRANT HARRIS WHARTON TRAVIS BELL DALLAS DENTON Order Date 12/22/2006 04/13/2007 02/18/2007 12/02/2006 02/18/2007 03/19/2007 12/02/2006 12/22/2006 11/03/2006 04/26/2007 11/18/2006 02/05/2007 05/25/2007 12/02/2006 04/13/2007 04/13/2007 03/05/2007 05/25/2007 02/05/2007 10/19/2006 12/22/2006 02/18/2007 03/19/2007 02/05/2007 05/11/2007 04/26/2007 02/05/2007 08/31/2007 02/05/2007 04/26/2007 02/18/2007 06/29/2007 04/13/2007 08/10/2007 02/18/2007 02/05/2007 Penalty Assessed 194.00 1,067.00 889.00 1,067.00 889.00 889.00 1,066.00 889.00 889.00 1,185.00 2,370.00 476.00 1,185.00 1,185.00 1,185.00 5,334.00 1,185.00 2,370.00 1,185.00 1,067.00 342.00 1,185.00 1,185.00 630.00 1,185.00 1,185.00 889.00 1,185.00 353.00 1,067.00 770.00 1,185.00 2,370.00 1,185.00 889.00 889.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 39.00 214.00 178.00 213.00 178.00 178.00 213.00 178.00 178.00 237.00 474.00 95.00 237.00 237.00 237.00 1,068.00 237.00 474.00 237.00 213.00 68.00 237.00 237.00 126.00 237.00 237.00 178.00 237.00 71.00 214.00 154.00 0.00 474.00 237.00 178.00 178.00 Payable Amount 155.00 853.00 711.00 854.00 711.00 711.00 853.00 711.00 711.00 948.00 1,896.00 381.00 948.00 948.00 948.00 4,266.00 948.00 1,896.00 948.00 854.00 274.00 948.00 948.00 504.00 948.00 948.00 711.00 948.00 282.00 853.00 616.00 1,185.00 1,896.00 948.00 711.00 711.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 14 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM DC DC DC DC DC DC DC DC DC DC Case No. 30287 30995 30662 30627 30970 31016 30675 30595 30986 30668 Respondent Name Webera, Inc. WONSICK, HYO SUN YEN XUAN THI HA DBA 1.25 SUPER CLEANERS YI, SUK K Yong Sun Mahony YONG, BAEK O YOUNG MAN RHEE ZAFFAR HASHIM Zucker Enterprises, Inc. Zulfiqar Noorani TCEQ ID County TXR000075192 BELL TXR000070276 HARRIS TARRANT F1911 BEXAR TXR000074542 BELL TXR000070375 HARRIS TXR000027041 HARRIS TXR000075614 EL PASO TXR000071795 HARRIS DC Orders Issued: 224 Order Date 12/22/2006 03/19/2007 06/29/2007 03/19/2007 01/26/2007 06/29/2007 02/18/2007 02/05/2007 04/26/2007 08/31/2007 Total: Penalty Assessed 1,185.00 1,185.00 1,185.00 2,074.00 889.00 1,185.00 1,778.00 889.00 2,370.00 1,185.00 279,752.00 Penalty Deferred 237.00 237.00 237.00 415.00 178.00 237.00 356.00 178.00 474.00 0.00 50,963.00 Payable Amount 948.00 948.00 948.00 1,659.00 711.00 948.00 1,422.00 711.00 1,896.00 1,185.00 228,789.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 15 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW Case No. 27327 30301 27299 29108 2867 29867 31086 28830 27871 27142 30151 30632 30762 32959 29440 30143 25526 23404 32218 29057 29490 Respondent Name AAA Industrial Chromium Company BFI Waste Services of Texas, LP Burlington Northern And Santa Fe Railway Company Butch Hall dba East Texas Waste Management Chester L. Slay Jr., Trustee of the Peckham Family Trust * Firestone Polymers, LLC Flower Grove Cooperative Gin GSF Energy, L.L.C. dba McCarty Road Landfill Gas Recovery Facility Gulf Bayport Chemicals LP Gulf West Landfill TX, LP Intergulf Corporation Invista S.a.r.l. Nova Chemicals Inc. PENA, ANDREW Phelps Dodge Refining Corporation Questech Services Corporation SAVAGE, DONALD Teer Plating Co., Inc. Texas Petrochemicals LP Tyler Dirty Dozen, Inc. Wood George & Co., Inc. TCEQ ID County 65442 85812 T2004 TARRANT WASHINGTON F1877 SMITH TXD068104561 JEFFERSON 30581 72146 ORANGE MARTIN HARRIS 31409 HARRIS 39039 CHAMBERS 39068 HARRIS 50395 ORANGE 39186 HARRIS TXR000076695 ELLIS 30825 EL PASO 84501 DALLAS 33793 DALLAS 65116 DALLAS 50396 JEFFERSON F1879 SMITH 20785 HARRIS IHW Orders Issued: 21 Order Date 09/21/2006 04/26/2007 12/22/2006 10/02/2006 08/19/2007 02/05/2007 08/10/2007 10/02/2006 10/19/2006 11/18/2006 02/05/2007 04/26/2007 04/26/2007 08/23/2007 12/02/2006 04/26/2007 08/31/2007 03/05/2007 08/31/2007 11/18/2006 11/03/2006 Total: Penalty Assessed 44,459.00 1,122.00 4,000.00 2,500.00 177,500.00 14,350.00 900.00 79,200.00 2,725.00 3,660.00 5,250.00 2,400.00 5,814.00 5,000.00 24,750.00 18,189.00 31,500.00 35,000.00 1,000.00 8,500.00 3,360.00 471,179.00 Penalty Deferred 8,892.00 224.00 800.00 500.00 0.00 2,870.00 180.00 15,840.00 545.00 732.00 1,050.00 480.00 1,163.00 1,000.00 4,950.00 3,637.00 0.00 0.00 200.00 1,700.00 672.00 45,435.00 Payable Amount 35,567.00 898.00 3,200.00 2,000.00 177,500.00 11,480.00 720.00 63,360.00 2,180.00 2,928.00 4,200.00 1,920.00 2,326.00 4,000.00 19,800.00 14,552.00 31,500.00 35,000.00 800.00 6,800.00 2,688.00 423,419.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,325.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,325.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,325.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,325.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 16 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 24947 27031 29442 2574 29869 27002 28955 31379 25483 30388 31843 27148 29929 25561 28386 32503 26817 28008 28550 31660 31199 30577 29074 29190 29307 27349 27353 31509 26127 30732 32881 24860 29095 28687 Respondent Name TCEQ ID ACOSTA SANCHEZ, JESUS 455150104 BAGLEY, WAYNE BARRON, ALFORD JR 455040164 BAXLEY, LEN 455040133 BFI Waste Services of Texas, LP 2027 Charles C. Crawford 455040158 City of Big Lake 86B City of Pleasanton City of Port Arthur 1815 City of Ralls City of Stratford 40109 City of Uvalde Coffman Tank Trucks, Inc. F1901 CONLIN, MICHAEL 455100047 CROY, CASEY DIAZ, JORGE HAT0036 Express Waste, Inc. GARCIA, JESUS UNA455140027 GONZALES, MACARIO JR 455120108 GWG Wood Group, Inc. 100141 Hidalgo County 1727 Hockley County HOOTON, TOMMY 455040130 Hossein Lhaiji dba Lahiji Urology Centers HAW011 PA Kriewaldt Tree Care, Inc. 100119 LOPEZ, DANIEL * 455150121 LOZANO, MIGUEL A Maverick County McCarty Road Landfill TX, LP 261A Milano ISD N.B. Wood Recycling and Construction, Ltd. Nathaniel Energy Corporation 6044115 R & J Recycling, Disposal, Construction, 100092 L.L.C. * RAMON, ROSA MARIA 455160030 County HIDALGO PANOLA GRAYSON DALLAS JEFFERSON TARRANT REAGAN ATASCOSA JEFFERSON CROSBY SHERMAN UVALDE WISE HARDIN HAMILTON HIDALGO DALLAS JIM WELLS WALLER DALLAS HIDALGO HOCKLEY JOHNSON HIDALGO GUADALUPE HIDALGO BEXAR MAVERICK HARRIS MILAM BEXAR DALLAS NACOGDOCHES WEBB Order Date 08/10/2007 04/13/2007 01/26/2007 10/19/2006 03/05/2007 05/25/2007 12/02/2006 05/25/2007 03/05/2007 05/25/2007 08/10/2007 05/11/2007 11/18/2006 05/25/2007 08/23/2007 08/23/2007 11/03/2006 07/13/2007 12/22/2006 05/11/2007 08/31/2007 01/26/2007 12/22/2006 10/02/2006 05/11/2007 07/13/2007 12/22/2006 06/29/2007 09/21/2006 05/11/2007 08/23/2007 07/13/2007 06/29/2007 11/18/2006 Penalty Assessed 4,200.00 7,500.00 7,500.00 0.00 500.00 5,000.00 9,350.00 1,000.00 10,125.00 2,000.00 1,000.00 1,050.00 1,000.00 1,000.00 1,070.00 1,000.00 11,550.00 3,000.00 5,250.00 1,000.00 12,200.00 900.00 3,150.00 2,000.00 1,400.00 5,250.00 3,875.00 2,040.00 50,076.00 1,050.00 500.00 16,900.00 3,050.00 4,750.00 Penalty Deferred 600.00 0.00 1,500.00 0.00 100.00 1,000.00 0.00 200.00 2,025.00 400.00 200.00 210.00 200.00 0.00 0.00 200.00 0.00 0.00 0.00 200.00 0.00 180.00 0.00 400.00 280.00 0.00 775.00 408.00 10,015.00 210.00 100.00 0.00 610.00 950.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Payable Amount 3,600.00 7,500.00 6,000.00 0.00 400.00 4,000.00 9,350.00 800.00 0.00 1,600.00 800.00 840.00 800.00 1,000.00 1,070.00 800.00 11,550.00 3,000.00 5,250.00 800.00 0.00 720.00 3,150.00 1,600.00 1,120.00 5,250.00 3,100.00 1,632.00 20,031.00 840.00 400.00 16,900.00 2,440.00 3,800.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,100.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20,030.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,100.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 20,030.00 0.00 0.00 0.00 0.00 0.00 Page 17 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 29554 28011 23409 2032 26566 1978 31305 2333 31701 25928 Respondent Name Richard Davis DBA Sundance Enterprises Rogelio De La Paz dba De La Paz Trucking Sentinel Waste, LLC Southwest Tire Disposal, LLC Synergy Management Group, L.L.C. Touche' International, Inc. VILLARREAL, JUAN MARTIN Western Waste of Texas, LLC William Bell Wood Processing Services, Inc. TCEQ ID County FANNIN UNA455140026 KLEBERG TRAVIS 26000 EL PASO 6200140 HASKELL 27079 GRAYSON HIDALGO 576 BOWIE UNA455140032 SAN PATRICIO JOHNSON MSW Orders Issued: 44 Order Date 01/26/2007 01/26/2007 10/19/2006 05/11/2007 11/03/2006 07/21/2007 05/25/2007 01/26/2007 08/10/2007 06/29/2007 Total: Penalty Assessed 3,675.00 1,000.00 11,550.00 12,140.00 8,670.00 11,600.00 6,500.00 81,625.00 2,000.00 3,600.00 323,596.00 Penalty Deferred 735.00 0.00 0.00 0.00 1,734.00 0.00 0.00 0.00 400.00 0.00 23,632.00 Payable Amount 2,940.00 SEP Cost 0.00 1,000.00 0.00 11,550.00 6,070.00 3,468.00 11,600.00 6,500.00 40,813.00 1,600.00 3,600.00 209,284.00 0.00 6,070.00 3,468.00 0.00 0.00 40,812.00 0.00 0.00 90,680.00 SEP Offset 0.00 0.00 0.00 6,070.00 3,468.00 0.00 0.00 40,812.00 0.00 0.00 90,680.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 18 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL Case No. 32568 31901 31744 25218 30174 33022 5830 24126 31471 28809 29565 29318 31777 31741 31504 31972 29107 29949 30387 27873 31880 31642 30722 31252 6052 32454 32632 8551 25583 26922 337 30731 32012 33190 26080 31434 28530 Respondent Name ASKINS, BILLY W BABB, TERRY L SR BACCUS, TRACY L BALSTAD, JOHN M BERMUDEZ, JUAN BONE, JAMES ORAN BRUCE, GROVER G JR CAMACHO, LAZARO CHAVEZ, ANDY CHAVEZ, DEMECIO DAVILA, MANNY DE LA CERDA, TYLER RAY EMMOT, JAMES L FISK, DAVE FOX, GREGORY D GONZALES, DAVID HAMER, PHILLIP P HOANG, CU HOPPER, JOE K HOWARD, LARRY DON RS HULCY, DECHARD A HUTTON, LARRY E JOLLEY, CLARENCE MANNING, ROBERT C MCCANS, ROBERT BARTON JR MILLER, KIMBERLY F MOORE, TOMMY CHRISTOPHER ORTEGA, RICARDO PENICK, RICKY JON RIVERA, ALBERT RODRIGUEZ, OMAR SANCHEZ, ALBERTO BELLO SANDATE, PEDRO SKERO, LARRY E SMITH, ALFRED HOWARD TURNER, DUSTY L WILSON, JANICE L TCEQ ID WG0002915 LI0007784 ILP001811 LI0010248 LI0010939 BP0000157 LI0006612 LI0012058 LI0004342 LI0011659 LI0013553 OS0021598 LI0004889 LI0009456 WO0016644 LI0001652 LI0009911 BP0002393 LI0008735 LI0013722 County SHELBY HENDERSON JOHNSON DALLAS HARRIS PARKER TARRANT EL PASO BEXAR SHELBY EL PASO DENTON BEXAR TRAVIS KAUFMAN DEAF SMITH WILLIAMSON MONTGOMERY LUBBOCK COLLIN DALLAS HARRIS HOUSTON CORYELL TARRANT VICTORIA BEXAR GUADALUPE BRAZOS HARRIS CAMERON HARRIS BEXAR HARRIS COLLIN COOKE AUSTIN Order Date 04/26/2007 04/26/2007 07/13/2007 10/19/2006 03/19/2007 05/25/2007 12/22/2006 11/03/2006 03/19/2007 06/29/2007 12/02/2006 10/02/2006 06/29/2007 08/10/2007 07/13/2007 07/13/2007 09/21/2006 03/05/2007 08/31/2007 11/18/2006 06/29/2007 06/29/2007 09/21/2006 09/21/2006 04/26/2007 04/26/2007 08/31/2007 03/05/2007 01/26/2007 09/21/2006 08/31/2007 04/13/2007 08/31/2007 08/31/2007 12/22/2006 08/23/2007 03/05/2007 Penalty Assessed 210.00 210.00 187.00 2,250.00 2,500.00 210.00 625.00 250.00 625.00 625.00 188.00 263.00 625.00 1,875.00 275.00 500.00 525.00 2,500.00 2,500.00 875.00 200.00 625.00 210.00 210.00 3,125.00 210.00 250.00 250.00 10,000.00 625.00 1,250.00 1,250.00 625.00 262.00 1,750.00 250.00 250.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 37.00 0.00 500.00 0.00 0.00 0.00 125.00 0.00 38.00 53.00 125.00 375.00 55.00 100.00 105.00 500.00 0.00 0.00 40.00 125.00 0.00 0.00 0.00 0.00 50.00 0.00 0.00 0.00 0.00 250.00 125.00 52.00 0.00 50.00 0.00 Payable Amount 210.00 210.00 150.00 2,250.00 2,000.00 210.00 625.00 250.00 500.00 625.00 150.00 210.00 500.00 1,500.00 220.00 400.00 420.00 2,000.00 2,500.00 875.00 160.00 500.00 210.00 210.00 3,125.00 210.00 200.00 250.00 10,000.00 625.00 1,250.00 1,000.00 500.00 210.00 1,750.00 200.00 250.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 19 of 44 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM Case Respondent Name No. Appendix 5: List of Administrative Orders Issued FY2007 TCEQ ID County OL Orders Issued: 37 Order Date Total: Penalty Assessed 39,160.00 Penalty Deferred 2,705.00 Payable Amount 36,455.00 SEP Cost 0.00 SEP Offset 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 20 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 29008 29027 30227 27380 29591 26562 28850 28788 31377 26764 29315 31879 21927 31776 28013 31778 26669 24572 9206 31772 26931 31467 30723 19537 31780 26409 31046 9140 31473 29247 33063 29491 29944 32066 31093 30875 Respondent Name SHANIL-TEX, Inc. A & B, INC. A & M Holding, Inc. A & S Corporation Advance Petroleum Distributing Company, Inc. AFRIDI, SOHAIL AGA Enterprises, Inc. AHMEDI, ABDULLAH Airline Conoco, Inc. AJMM, Inc. Albertson's, Inc. ALI HEMATI, JOHN ALI, HUSSAIN Alia Enterprises, Inc. Aliahsan Nadia Enterprises, Inc. Alina & Zainab, Inc. Alishan, Inc. Al-Tahir U.S.A., Inc. Amin Business, Inc. Amtul Enterprises, Inc. AmWest Savings Association Angel Brothers Enterprises, Ltd. Arlamar, LLC ARSHAD, MOHAMMAD MAJEED ASA MANAGEMENT, INC. At Systems Ssouthwest, Inc. AZAR, FUAD Aziz Alsurmi dba Yemco Petroleum BAIG, JOHN BALDRIDGE, CHIL L Baptist St. Anthony's Health System Bay Area Healthcare Group, Ltd. Ben E. Keith Company Best Texan, Inc. Bill L. Dover Company, Inc. BK Services Inc. TCEQ ID 17534 25838 28584 69100 38928 43368 54157 68977 26656 35114 73937 17836 39671 49954 48994 29242 40077 73521 3901 18521 77591 932 69594 47549 20443 45642 1961 38594 21001 65907 22171 56005 32708 27470 6894 5511 County DALLAS TOM GREEN HARRIS COLLIN TARRANT HARDIN ORANGE DALLAS HARRIS HARRIS TAYLOR EL PASO BEXAR HARRIS BEXAR MONTGOMERY JEFFERSON HARRIS GALVESTON SMITH WICHITA HARRIS TARRANT HILL CAMERON DALLAS HARRIS TRAVIS FANNIN HARRIS POTTER NUECES TAYLOR HARDIN HARDIN FORT BEND Order Date 01/26/2007 08/23/2007 12/22/2006 02/12/2007 10/02/2006 08/23/2007 06/29/2007 07/13/2007 06/29/2007 09/21/2006 12/02/2006 08/23/2007 12/17/2006 08/10/2007 04/13/2007 08/31/2007 06/29/2007 08/23/2007 08/10/2007 08/10/2007 11/03/2006 05/25/2007 09/21/2006 06/29/2007 06/29/2007 05/11/2007 04/26/2007 05/11/2007 12/22/2006 09/21/2006 08/10/2007 12/02/2006 05/11/2007 02/18/2007 03/05/2007 06/29/2007 Penalty Assessed 5,360.00 6,240.00 6,222.00 3,250.00 2,000.00 8,925.00 2,625.00 14,700.00 3,900.00 7,350.00 4,500.00 1,500.00 1,575.00 2,300.00 3,780.00 7,200.00 17,550.00 3,210.00 4,280.00 4,000.00 1,875.00 9,450.00 1,750.00 3,150.00 3,000.00 2,100.00 3,150.00 4,750.00 1,750.00 4,600.00 875.00 1,100.00 4,050.00 875.00 1,940.00 7,315.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 1,244.00 0.00 400.00 0.00 0.00 0.00 780.00 0.00 900.00 300.00 0.00 460.00 0.00 1,440.00 0.00 0.00 0.00 800.00 0.00 1,890.00 0.00 0.00 600.00 0.00 630.00 0.00 0.00 920.00 0.00 220.00 810.00 0.00 388.00 1,463.00 Payable Amount 5,360.00 6,240.00 4,978.00 3,250.00 1,600.00 8,925.00 2,625.00 14,700.00 3,120.00 7,350.00 3,600.00 1,200.00 1,575.00 1,840.00 3,780.00 5,760.00 17,550.00 3,210.00 4,280.00 3,200.00 1,875.00 7,560.00 1,750.00 3,150.00 2,400.00 2,100.00 2,520.00 4,750.00 1,750.00 3,680.00 875.00 880.00 3,240.00 875.00 1,552.00 5,852.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 21 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 33062 31582 30059 26926 28811 30788 18111 21009 28929 26895 31633 31979 24864 25403 30247 18451 30063 24426 22785 30939 14027 8415 24910 16605 32875 28329 30854 2822 21486 22522 26387 31203 31168 27541 31625 17689 Respondent Name Bohica Investment, Ltd. Brazos Valley Petroleum Corporation Breenze Enterprises, Inc. Brownsville Val-Marts, L.L.C. BUTLER, RONNIE C & L Services, LP Cal Farley's Girlstown, U.S.A. CARDENAS, MARIO A CAVAZOS, ORLANDO CERVANTES, SYLVIA CHANDANI, NAZIR N CHANDWANI, AZIZ Charles Cole CHAROLIA, IMRAN Chedid, Inc. CHI, TSUO-MIN Chia Dinh Ly and Sung Kung CHOWDHURY, KAMAL CIC Construction Company, Inc. City of Aransas Pass City of Georgetown City of Pharr City of Weslaco CONNER, CLAUDE COOKE, JOHN W COOPER, SANDRA Cowtown Petroleum LTD Crest Enterprises, Inc. CRUMP, DANNY CWB Tire Repair & Automotive, Inc. DANA, AMAL Danish Business Inc dba Power Fuel Express Dennis Mobil Service Center DIinesh M. Patel, M. D., P.A. DO, TUAN NGOC Duininck Bros, Inc. TCEQ ID 8112 57663 65245 56808 54498 69624 26098 60138 70456 14930 40263 41224 14928 43969 71065 7425 76065 58643 10024 21939 18587 40735 788 0077170 69100 48005 3096 17713 66578 17744 45088 55098 65411 County Order Date SUTTON ORANGE TARRANT CAMERON SAN AUGUSTINE JOHNSON WILLACY HIDALGO JOHNSON JOHNSON TARRANT TARRANT HARRIS HARRIS RED RIVER HUNT WHARTON SAN PATRICIO WILLIAMSON HIDALGO HIDALGO JEFFERSON PANOLA JEFFERSON TARRANT COLLIN TITUS SAN SABA TARRANT HARRIS 08/10/2007 08/23/2007 01/26/2007 10/19/2006 09/21/2006 02/05/2007 12/22/2006 01/26/2007 10/19/2006 09/21/2006 07/13/2007 08/10/2007 12/22/2006 08/31/2007 05/11/2007 10/02/2006 04/13/2007 09/21/2006 01/26/2007 08/10/2007 03/19/2007 03/05/2007 10/02/2006 05/25/2007 08/23/2007 03/19/2007 06/29/2007 10/02/2006 08/31/2007 11/18/2006 05/25/2007 04/13/2007 HARRIS TARRANT TARRANT DENTON 04/13/2007 10/19/2006 08/10/2007 06/29/2007 Penalty Assessed 875.00 12,600.00 2,125.00 2,100.00 13,125.00 3,150.00 2,500.00 2,200.00 4,464.00 2,140.00 2,250.00 3,600.00 1,400.00 7,875.00 2,100.00 2,100.00 5,000.00 7,000.00 2,100.00 5,000.00 12,375.00 22,500.00 3,927.00 9,450.00 2,250.00 6,600.00 2,000.00 6,500.00 1,200.00 2,850.00 8,832.00 9,750.00 2,000.00 5,775.00 4,815.00 6,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 2,520.00 425.00 0.00 2,625.00 630.00 500.00 0.00 893.00 0.00 450.00 720.00 0.00 1,575.00 420.00 0.00 0.00 0.00 0.00 1,000.00 2,475.00 0.00 785.00 0.00 450.00 0.00 400.00 0.00 0.00 0.00 2,451.00 1,950.00 400.00 1,155.00 963.00 0.00 Payable Amount 875.00 10,080.00 1,700.00 2,100.00 10,500.00 2,520.00 0.00 2,200.00 3,571.00 2,140.00 1,800.00 2,880.00 1,400.00 6,300.00 1,680.00 2,100.00 5,000.00 7,000.00 2,100.00 4,000.00 0.00 0.00 0.00 9,450.00 1,800.00 6,600.00 1,600.00 6,500.00 1,200.00 2,850.00 6,381.00 7,800.00 1,600.00 4,620.00 3,852.00 6,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,900.00 22,500.00 3,142.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,900.00 22,500.00 3,142.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 22 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 31882 30528 27172 31766 30805 20108 31507 13025 31602 20099 30807 30913 33061 29439 31421 25047 24938 29208 29896 27034 31977 32569 32575 31225 28457 32022 29903 30332 9616 27200 31425 18250 2375 24446 17156 Respondent Name East Business, Inc. Echo Bluff, Co. Eco Himal Incorporated Econo Lube N'Tune, Inc. Eddins-Walcher Company ENNIS WEST END, INC. Esteem Enterprise Inc. F.K.R. ENTERPRISES, INC. Fas Mart Inc. Fillibusters, LLC Food Mart Inc Food Mart Inc Fort Bend Independent School District Fortune 501 Plus, Inc. Fred Garrison Oil Company Fuller Oil Co., Inc. GARCIA, JOSE R Gas Mart U. S. A., Inc. Gasgo Markets, Inc. Gb's Self Serve, Inc. Gentek Investments, Inc. George West Independent School District George West Independent School District Gessner Investments, L.L.C. Gonzalez Arthur M GOODSON, JOHN Grapeland Propane And Fuel, Inc. Gurnak Inc Haafiz & Aman, Inc. HAGERMAN, CHARLES LEONARD Hagg, Inc. dba Speedy Mart Hall Grapevine Corporation HALL, BILLY G Hardin Foodmart dba Short Stop HARPER, WILL TCEQ ID 10828 69840 26302 53386 113096 73349 39834 27202 35313 76687 46089 46089 4640 42828 11367 6912 11820 11757 46143 27375 75029 58962 58962 29213 55032 75631 24229 45465 630 69273 39751 69604 67740 23988 County MONTGOMERY TARRANT TARRANT DALLAS LUBBOCK ELLIS HARRIS BRAZORIA HARRIS BEXAR DALLAS DALLAS FORT BEND DALLAS TARRANT HIDALGO EL PASO BEXAR VAN ZANDT HARRIS LIVE OAK LIVE OAK HARRIS HARRIS SAN PATRICIO HOUSTON MONTGOMERY ORANGE WHEELER HARRIS TARRANT HARDIN JEFFERSON Order Date 08/10/2007 03/19/2007 12/14/2006 06/29/2007 01/26/2007 09/21/2006 05/11/2007 01/26/2007 06/29/2007 11/18/2006 10/19/2006 04/26/2007 08/10/2007 11/03/2006 05/25/2007 10/02/2006 09/21/2006 05/25/2007 11/03/2006 07/20/2007 02/18/2007 04/26/2007 08/10/2007 05/25/2007 03/19/2007 08/10/2007 12/02/2006 01/26/2007 11/03/2006 11/03/2006 07/13/2007 04/13/2007 01/29/2007 04/13/2007 03/05/2007 Penalty Assessed 5,775.00 1,900.00 3,570.00 2,500.00 2,625.00 2,400.00 4,000.00 7,000.00 2,040.00 4,500.00 875.00 1,925.00 875.00 3,745.00 7,875.00 3,150.00 3,150.00 5,715.00 5,000.00 17,500.00 875.00 1,750.00 750.00 16,000.00 3,210.00 7,650.00 4,000.00 6,000.00 1,300.00 3,150.00 6,600.00 2,740.00 9,900.00 9,450.00 3,150.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,155.00 380.00 0.00 500.00 525.00 0.00 800.00 0.00 408.00 0.00 0.00 385.00 0.00 749.00 1,575.00 0.00 630.00 1,143.00 1,000.00 0.00 0.00 0.00 150.00 3,200.00 642.00 1,530.00 800.00 1,200.00 0.00 0.00 1,320.00 0.00 0.00 0.00 0.00 Payable Amount 4,620.00 1,520.00 3,570.00 2,000.00 2,100.00 2,400.00 3,200.00 7,000.00 1,632.00 4,500.00 875.00 1,540.00 875.00 2,996.00 6,300.00 3,150.00 2,520.00 4,572.00 4,000.00 17,500.00 875.00 1,750.00 600.00 12,800.00 2,568.00 6,120.00 3,200.00 4,800.00 1,300.00 3,150.00 5,280.00 2,740.00 9,900.00 9,450.00 3,150.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 23 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24046 31637 33050 23003 32001 31234 28446 31603 9131 32214 29599 31700 17695 24811 23567 33450 28448 31779 32922 31250 31773 33064 32059 32926 27317 31474 31539 27417 14109 21720 32441 29410 31187 32921 31572 20100 Respondent Name TCEQ ID Heena Enterprises, Inc. 35356 Hi Five Auto Care, Inc. 17547 Hi Five Auto Care, Inc. 17547 HIRANI, MADAT FRED 66445 Houston Country Club 41786 Howard Petroleum Company 51719 HUERECA, JESUS L 33821 HUFF, RAYMOND 6566 HUSSIAN, LIAQAT * 48837 Hyatt Corporation 68468 I. B. Cheaper's, LP 75622 IBM, Inc. 754 Imran Investments, Inc. 23164 Inara Management, LLC 36713 IQBAL, JAVED 5686 Irwin Co., Inc. 59744 J.C. Conoco, Inc. 27473 Jacob Neycheril 35130 Jai Kapish Corporation 57764 JAIN, RAJIVE 28902 Jalisco, Ltd. 18425 Jayvik Auto Systems, Inc. 77072 Jayvik Auto Systems, Inc. 77072 Jefferson County 71847 Jubilant Services, Inc. 63035 K & R Fuel Centers, Inc. 75829 K & S Mart, Inc. 0039372 Kaiser Energy Inc. 26243 Kanzani Abdul Ali 11207 Kash 'N' Karry, Inc. 65383 Katy ISD 14337 KDGG Investments Partners, Ltd. dba LT 77682 Country Market Kempwood Enterprises, LLC 29297 Kent Distributors, Incorporated 38147 Key Oil Company 22196 KHAN, AMER 4128 County HARRIS DALLAS DALLAS HARRIS HARRIS PRESIDIO EL PASO SMITH HARRIS DALLAS ORANGE TARRANT GALVESTON COOKE DALLAS HARRIS HARRIS HARRIS DENTON TARRANT HIDALGO DENTON DENTON JEFFERSON TARRANT SOMERVELL TARRANT DALLAS JEFFERSON TARRANT HARRIS TRAVIS REAGAN HARRIS LEON Order Date 08/23/2007 08/10/2007 05/25/2007 03/05/2007 08/10/2007 04/26/2007 10/02/2006 05/11/2007 02/18/2007 08/10/2007 12/22/2006 06/29/2007 03/05/2007 12/02/2006 04/13/2007 07/13/2007 08/10/2007 08/23/2007 05/25/2007 12/02/2006 08/10/2007 08/23/2007 05/25/2007 06/29/2007 02/18/2007 02/18/2007 05/11/2007 10/19/2006 02/05/2007 09/21/2006 03/19/2007 09/21/2006 04/26/2007 06/29/2007 08/23/2007 11/03/2006 Penalty Assessed 5,500.00 2,250.00 1,750.00 4,500.00 6,000.00 1,050.00 8,960.00 3,000.00 3,210.00 1,500.00 10,350.00 3,325.00 3,200.00 3,540.00 3,270.00 1,750.00 4,095.00 2,250.00 1,750.00 2,625.00 1,000.00 1,750.00 1,000.00 875.00 9,500.00 1,750.00 3,825.00 2,460.00 11,700.00 3,150.00 875.00 5,000.00 3,150.00 1,750.00 14,500.00 7,350.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 450.00 0.00 0.00 1,200.00 210.00 1,792.00 600.00 0.00 300.00 2,070.00 665.00 0.00 0.00 0.00 0.00 0.00 450.00 0.00 0.00 200.00 0.00 200.00 0.00 0.00 0.00 765.00 492.00 0.00 0.00 0.00 1,000.00 630.00 0.00 2,900.00 0.00 Payable Amount 5,500.00 1,800.00 1,750.00 4,500.00 4,800.00 840.00 7,168.00 2,400.00 3,210.00 1,200.00 8,280.00 2,660.00 3,200.00 3,540.00 3,270.00 1,750.00 4,095.00 1,800.00 1,750.00 2,625.00 800.00 1,750.00 800.00 875.00 9,500.00 1,750.00 3,060.00 1,968.00 11,700.00 3,150.00 875.00 4,000.00 2,520.00 1,750.00 11,600.00 7,350.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 24 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 31560 28347 25364 27008 9459 24575 15998 30961 30331 31974 18869 26894 29713 32925 28198 29210 8998 29569 29275 23986 18852 29711 28727 23566 27285 32856 29553 32437 26052 25042 24573 27874 31973 25418 31339 Respondent Name Kingsville Independent School District Kingwood Petroleum, LLC KOONSMAN, KAREN KR MINA INC Lakeport Development, Inc. Lakhani Ashraf Lakhani Sam Laredo Regional Medical Center, L.P. Laredo Regional Medical Center, L.P. Larry D. Hodge, Inc. LEO, WILLIAM R Light Business, Inc. Lubbock Independent School District Lube Center Management, LTD. Lucky Lady Oil Company LUMBLEY, RICK M & C Enterprises, Inc. M K Family Limited Partnership MAKNOJIA, RAHIM ALI MAKS CORPORATION, INC. DBA QUICK & EASY 2 MANRIQUEZ, MANUEL Mansehra, Inc. MARKET TRUCK STOP, INC MARVIN'S CHEVRON SERVICE CENTER, INC. MCADAMS, ROBERT Mclane Company Inc Meador Chrysler-Plymouth, Inc. MERINO, EUFROCINA Metroplex Lucky Star, LLC Metroplex Lucky Star, LLC Mike's Groceries & Feed, Inc. Milam Investment, Inc. MILLER SR, TOM E Moghul Empire Inc. Mom Ratan Corporation, Inc. TCEQ ID 2003 3811 27947 17746 54757 45256 28091 46049 46049 35474 55005 9406 4808 54399 43117 56459 54921 16751 72397 38909 15928 45527 9778 31786 29501 48858 63496 44519 8280 8280 74122 69607 35475 29158 36379 County Order Date KLEBERG NACOGDOCHES ERATH HARRIS GREGG BRAZOS TRAVIS WEBB WEBB MIDLAND HIDALGO GUADALUPE LUBBOCK DALLAS DALLAS KIMBLE HARRIS WILLIAMSON HARRIS WHARTON 12/22/2006 12/22/2006 02/18/2007 02/05/2007 05/11/2007 09/21/2006 10/19/2006 03/19/2007 02/18/2007 03/19/2007 02/18/2007 04/26/2007 02/05/2007 06/29/2007 10/19/2006 04/26/2007 10/19/2006 03/19/2007 10/02/2006 10/02/2006 PRESIDIO JEFFERSON HARRIS NUECES 04/21/2007 11/18/2006 07/13/2007 12/22/2006 HENDERSON LUBBOCK TARRANT ORANGE GRAYSON GRAYSON MONTGOMERY TRAVIS ECTOR MCLENNAN HARRIS 08/10/2007 05/11/2007 09/21/2006 08/31/2007 03/05/2007 09/21/2006 04/13/2007 10/19/2006 04/13/2007 12/02/2006 04/13/2007 Penalty Assessed 1,750.00 23,500.00 6,840.00 3,280.00 9,900.00 3,150.00 2,550.00 2,625.00 4,500.00 3,500.00 2,100.00 3,150.00 10,125.00 1,750.00 19,000.00 2,750.00 4,200.00 12,500.00 3,672.00 5,360.00 0.00 3,745.00 13,400.00 3,150.00 10,800.00 875.00 1,000.00 3,900.00 3,150.00 11,000.00 2,100.00 1,925.00 1,750.00 7,455.00 5,400.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 900.00 0.00 0.00 0.00 2,025.00 0.00 3,800.00 550.00 0.00 2,500.00 734.00 0.00 0.00 749.00 0.00 0.00 0.00 0.00 200.00 780.00 0.00 0.00 0.00 385.00 0.00 0.00 1,080.00 Payable Amount 1,750.00 23,500.00 6,840.00 3,280.00 9,900.00 3,150.00 2,550.00 2,625.00 3,600.00 3,500.00 2,100.00 3,150.00 8,100.00 1,750.00 15,200.00 2,200.00 4,200.00 10,000.00 2,938.00 5,360.00 0.00 2,996.00 13,400.00 3,150.00 10,800.00 875.00 800.00 3,120.00 3,150.00 11,000.00 2,100.00 1,540.00 1,750.00 7,455.00 4,320.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 25 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 28817 33453 18689 31419 32801 24407 26896 28392 32433 31599 30621 31432 29034 31566 31899 20379 31605 31900 29070 9372 29757 19476 26020 30974 28953 29942 29669 30122 31665 26960 32565 32567 32566 29594 26749 Respondent Name TCEQ ID MONTGOMERY, SUSAN 42650 Moore County Hospital District 1768 MUGILI, RAMA RAO 46039 Multiple Concepts, Inc. 17113 Murphy Oil USA, Inc. 72011 Murphy Tulon Jr and Murphy Leticia M 47212 Naide Enterprises, Inc. 5932 Nasib, Inc. dba Discount Food Mart 41911 NDV Enterprises Inc. 31561 New Everest Group Corporation 18817 NGUYEN, HUNG 39802 NGUYEN, LINH 69591 Nirmal & Armaan Enterprises, Inc. 3814 Normandy Truckstop 60804 North Texas Super Save, L.P. 72430 Nuraj Enterprises, Inc. 20385 OH, JONG HWAN 75112 OMAIR, MOHAMD 55183 Orange County 41768 Oshborn, Inc. 75132 Overseas Enterprises USA, Inc. 17234 Padilla, Rafael 55944 Pak Convenience Store Inc. * 9090 PANJWANI, FEROZ 64686 PATEL, SHOBHANA 69641 Patiala Petroleum LLC 14942 PAVLIS, JOHN 26674 Pedernales Electric Cooperative, Inc. 45671 PIRAFZAL CORPORATION DBA STAR 69572 STOP 4 PIRAFZAL CORPORATION DBA STAR 24457 STOP 4 Port of Houston Authority 3254 Premier Golf Management, Inc. 12156 Presidio Independent School District 57396 Producers Cooperative Elevator 53850 Quick Shop #2, Inc. 44788 County TAYLOR MOORE BEXAR HARRIS ORANGE PECOS BEXAR TARRANT LIBERTY TARRANT HARRIS HARRIS TARRANT HARRIS DENTON GRIMES HARRIS PARKER ORANGE ORANGE ORANGE EL PASO DALLAS HARRIS MCLENNAN TARRANT CHAMBERS WILLIAMSON JEFFERSON ORANGE HARRIS LUBBOCK PRESIDIO FLOYD ORANGE Order Date 02/05/2007 08/23/2007 04/13/2007 04/26/2007 08/31/2007 11/18/2006 06/29/2007 09/21/2006 08/23/2007 05/25/2007 12/22/2006 06/29/2007 11/03/2006 05/25/2007 02/18/2007 07/13/2007 07/13/2007 02/18/2007 11/18/2006 11/03/2006 03/19/2007 08/10/2007 04/13/2007 03/19/2007 10/19/2006 01/26/2007 10/02/2006 12/02/2006 08/23/2007 09/21/2006 05/11/2007 04/26/2007 04/26/2007 11/03/2006 08/23/2007 Penalty Assessed 13,000.00 875.00 800.00 2,250.00 1,050.00 2,100.00 6,825.00 7,600.00 2,675.00 800.00 4,500.00 5,625.00 4,800.00 23,625.00 1,750.00 1,600.00 1,050.00 1,750.00 3,075.00 16,200.00 43,977.00 9,500.00 6,222.00 4,500.00 3,600.00 3,080.00 4,600.00 2,500.00 2,625.00 2,400.00 875.00 875.00 875.00 750.00 12,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 450.00 210.00 0.00 0.00 1,520.00 535.00 160.00 900.00 1,125.00 960.00 4,725.00 0.00 0.00 210.00 0.00 615.00 0.00 8,795.00 0.00 0.00 900.00 720.00 616.00 920.00 500.00 525.00 0.00 0.00 0.00 0.00 150.00 0.00 Payable Amount 13,000.00 875.00 800.00 1,800.00 840.00 2,100.00 6,825.00 6,080.00 2,140.00 640.00 3,600.00 4,500.00 3,840.00 18,900.00 1,750.00 1,600.00 840.00 1,750.00 2,460.00 16,200.00 35,182.00 9,500.00 6,222.00 3,600.00 2,880.00 2,464.00 3,680.00 2,000.00 2,100.00 2,400.00 875.00 875.00 875.00 600.00 12,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 26 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 21581 30741 29054 26074 26003 33452 33454 27426 31661 32190 32134 29338 26750 28388 27120 32442 24699 21657 5835 9865 23947 24705 31184 21549 19295 29409 27070 31303 31460 31220 26752 25465 26746 27660 Respondent Name R. Master & Sons, Inc. dba Get & Go Racetrac Petroleum, Inc. Razeen Enterprises, Inc. RCF INVESTMENTS INC. Reddy Energy, Inc. reddy&family inc. reddy&family inc. RIHANI, AKRAM Rosamond Corporation Rosemin Enterprises, Inc. S & S USA Enterprises, Inc. S. S. P. C-Store, Inc. Sada Bahar, Inc. * SAFEWAY INC. Saks Enterprise Inc. Salco Investments, Inc. Salim Aziz Dossani SALMAN, MOHAMMAD Salwa, Inc. Sampri Investments, LLC Shaheen International, Inc. SHANE, DIANA Sharp Investments, Inc. Silva Hector and Petra Silwad Inc. Ska Ventures Inc. Sona Stores, Inc. Southwest Convenience Stores, LLC Speedee Oil Change, Inc. STEPHEN, SIMON SULTANA INTERSTATE INC. DBA HAND STOP 50 Sunshine Stores, Inc. dba Sunshine Grocery Silsbee SYP ENTERPRISES, INC. DBA COLLINS TEXACO TEXAS BUSINESS NETWORKS INC TCEQ ID 47665 67121 0040242 68575 26586 44324 10260 13598 39627 2923 37926 77594 16571 76470 6581 17833 59152 27983 8990 66954 38602 36747 35229 14303 18871 45676 47370 7057 17547 32228 40141 6910 33128 75154 County CALHOUN JEFFERSON TARRANT PARKER DALLAS LUBBOCK HALE HARRIS BRAZORIA HARRIS DALLAS ELLIS WILLIAMSON DENTON EL PASO HARRIS MONTGOMERY ORANGE HARRIS JEFFERSON HUNT HARRIS FRIO MCLENNAN NUECES NEWTON LUBBOCK DALLAS HARRIS HARRIS HARDIN TARRANT NUECES Order Date 05/11/2007 02/18/2007 10/02/2006 11/03/2006 05/25/2007 07/13/2007 07/13/2007 04/13/2007 07/13/2007 08/23/2007 08/23/2007 11/18/2006 02/02/2007 01/26/2007 03/19/2007 03/19/2007 08/10/2007 04/13/2007 02/18/2007 12/22/2006 11/03/2006 12/02/2006 04/26/2007 10/19/2006 08/23/2007 04/13/2007 09/21/2006 05/11/2007 08/10/2007 05/25/2007 10/02/2006 11/04/2006 12/02/2006 01/26/2007 Penalty Assessed 1,600.00 7,875.00 5,775.00 2,850.00 19,482.00 3,500.00 3,500.00 1,090.00 6,300.00 1,155.00 13,950.00 8,000.00 6,500.00 2,500.00 8,505.00 875.00 16,585.00 4,200.00 14,000.00 8,500.00 21,375.00 950.00 6,000.00 6,300.00 13,375.00 2,500.00 3,600.00 4,500.00 2,000.00 2,250.00 3,210.00 11,040.00 26,550.00 4,500.00 Penalty Deferred 0.00 1,575.00 1,155.00 0.00 11,119.00 0.00 0.00 0.00 1,260.00 231.00 2,790.00 1,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 190.00 1,200.00 0.00 0.00 500.00 0.00 900.00 400.00 450.00 0.00 0.00 0.00 900.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Payable Amount 1,600.00 6,300.00 4,620.00 2,850.00 8,363.00 3,500.00 3,500.00 1,090.00 5,040.00 924.00 11,160.00 6,400.00 6,500.00 2,500.00 8,505.00 875.00 16,585.00 4,200.00 14,000.00 8,500.00 21,375.00 760.00 4,800.00 6,300.00 13,375.00 2,000.00 3,600.00 3,600.00 1,600.00 1,800.00 3,210.00 11,040.00 26,550.00 3,600.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 27 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 30068 28528 29358 25291 32210 24032 20357 17991 31087 409 31630 28607 9684 31975 31481 25954 29601 29438 29060 28548 32545 26369 26425 26961 30268 14189 32924 17990 29312 Respondent Name TCEQ ID County Texas Lucky 7 Beer & Wine, Inc. 0018553 TARRANT Texcan Consulting, Inc. 33758 BEXAR Three Rivers Flying Service Co., Inc. 60726 TOM GREEN Timpson Independent School District 31443 SHELBY TIPTON, DONDI * 31004 SHELBY TRAN, HUNG 35272 BRAZORIA TRES NLSS MG Corporation 75271 HARRIS TREVINO, LUIS M 6507 FRIO TR's Market Inc dba In & Out 72601 DENTON TXG Properties of Texas, LLC 108724 HOCKLEY ULLAH BROTHERS LLC 74775 SAN PATRICIO Umar Bhatti, Ltd. 27138 DALLAS Uppal Brothers, Inc. 44704 TARRANT US CUSTOMS AND BORDER PROTECTION * 11408 EL PASO Valero Refining-Texas, L.P. 60979 NUECES Valley Star, Inc. 26920 JEFFERSON VAUGHN, ANN 77993 WICHITA VAUGHN, ANN WICHITA WASSON, DEREK 38512 CASS WATTERS, DAPINO 1022 WICHITA Wholesale Electric Supply Company, Inc. 27126 HARRIS William B. Colwell 53642 ELLIS WILLIAMSON, KELLY POTTER World Class Enterprises, Inc. 40108 XAC, PETER SAN PATRICIO Yari Enterprises Inc. 14810 BRAZORIA Yash Hospitality, Inc. 56987 CAMERON Zag Petroleum Inc. 70314 FORT BEND ZSA Investment Inc. 24373 PST Orders Issued: 276 Order Date 12/22/2006 08/23/2007 03/19/2007 09/21/2006 08/23/2007 10/19/2006 10/02/2006 05/25/2007 10/19/2006 04/13/2007 07/13/2007 10/02/2006 05/11/2007 03/19/2007 Penalty Assessed 3,850.00 5,000.00 1,500.00 6,375.00 3,745.00 1,600.00 9,000.00 9,120.00 875.00 16,500.00 16,000.00 14,400.00 35,100.00 875.00 05/11/2007 02/05/2007 12/22/2006 10/02/2006 08/10/2007 02/18/2007 05/11/2007 05/11/2007 09/21/2006 09/21/2006 02/18/2007 05/11/2007 08/31/2007 11/03/2006 02/05/2007 Total: 10,000.00 4,000.00 1,500.00 3,500.00 35,700.00 12,500.00 875.00 1,875.00 2,500.00 3,150.00 5,000.00 17,100.00 1,750.00 2,140.00 3,925.00 1,529,408.00 Penalty Deferred 770.00 1,000.00 300.00 1,275.00 749.00 0.00 0.00 0.00 0.00 0.00 3,200.00 2,880.00 0.00 0.00 Payable Amount 3,080.00 4,000.00 1,200.00 5,100.00 2,996.00 1,600.00 9,000.00 9,120.00 875.00 16,500.00 12,800.00 11,520.00 35,100.00 875.00 2,000.00 0.00 300.00 0.00 0.00 0.00 0.00 375.00 0.00 0.00 1,000.00 8,793.00 0.00 0.00 785.00 153,984.00 8,000.00 4,000.00 1,200.00 3,500.00 35,700.00 12,500.00 875.00 1,500.00 2,500.00 3,150.00 4,000.00 8,307.00 1,750.00 2,140.00 3,140.00 1,337,882.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 37,542.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 37,542.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 28 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 32172 12784 25277 29430 29339 29042 31469 29091 28010 23485 30574 27801 19460 26943 27829 28749 30904 29529 32328 29736 29919 30878 25179 30547 19717 28829 31092 29904 29656 26082 28873 32128 21658 31699 31265 Respondent Name TCEQ ID 6700 McHard, Inc. 0790113 ABDELHAK, MARDOCHE 0150131 ABDELHAK, MARDOCHE 0150131 ADDY, ALEX 1012483 ADVENTURE CAMP, INC. 1330116 AMK Enterprises, LLC 0150363 Aransas County Municipal Utililty District 0040042 No. 1 Back Forty Water Co., Inc. 0490033 Bosque Basin Water Supply Corporation 1550074 Bosque-Brazos Valley Water Systems, 0180009 Inc. BRADEN, MARIE 1500113 Brazos Bend Home & Ranch, Inc. 0790184 BROWN, CHARLIE N JR 1520154 CARDER, MARTI M 1610042 City of Archer City 0050001 City of Avinger 0340002 City of Ballinger 2000001 City of Burnet 0270001 City of Byers 0390003 City of Camp Wood 1930001 City of Center 2100001 City of Clarksville 1940002 City of Cockrell Hill 0570038 City of Crowell 0780001 City of Domino 0340041 City of Eagle Pass 1620004 City of Eagle Pass Water Works System 1620001 City of Evant 0500015 City of Gladewater 0920001 City of Graham 2520001 City of Holland 0140003 City of Kaufman 1290003 City of Killeen 0140006 City of La Joya 1080213 City of Lancaster 0570013 County FORT BEND BEXAR BEXAR HARRIS KERR ARANSAS COOKE MCLENNAN BOSQUE LLANO FORT BEND LUBBOCK MATAGORDA ARCHER CASS RUNNELS BURNET CLAY REAL SHELBY RED RIVER DALLAS FOARD CASS MAVERICK MAVERICK CORYELL GREGG YOUNG BELL KAUFMAN BELL HIDALGO DALLAS Order Date 08/23/2007 12/22/2006 10/19/2006 09/21/2006 02/18/2007 06/29/2007 05/11/2007 06/29/2007 05/25/2007 04/26/2007 03/19/2007 02/18/2007 02/05/2007 04/26/2007 10/02/2006 11/03/2006 03/05/2007 09/21/2006 08/23/2007 12/02/2006 11/18/2006 07/13/2007 07/13/2007 08/10/2007 05/11/2007 09/21/2006 04/26/2007 02/05/2007 11/03/2006 10/02/2006 12/02/2006 05/25/2007 08/23/2007 08/10/2007 04/26/2007 Penalty Assessed 6,020.00 578.00 3,133.00 2,500.00 8,798.00 2,640.00 750.00 158.00 820.00 7,921.00 1,905.00 3,823.00 2,400.00 1,118.00 330.00 1,260.00 765.00 665.00 1,130.00 2,129.00 4,200.00 725.00 6,525.00 1,370.00 7,146.00 2,565.00 6,272.00 1,338.00 2,520.00 845.00 1,835.00 6,380.00 1,473.00 924.00 525.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 252.00 0.00 0.00 226.00 426.00 0.00 0.00 0.00 0.00 0.00 0.00 1,255.00 268.00 0.00 0.00 367.00 1,276.00 0.00 185.00 105.00 Payable Amount 6,020.00 578.00 3,133.00 2,500.00 8,798.00 2,640.00 750.00 126.00 820.00 7,921.00 1,905.00 3,823.00 2,400.00 1,118.00 330.00 1,008.00 765.00 665.00 904.00 1,703.00 4,200.00 725.00 0.00 1,370.00 7,146.00 2,565.00 5,017.00 1,070.00 2,520.00 845.00 1,468.00 5,104.00 0.00 739.00 420.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,525.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,473.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,525.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,473.00 0.00 0.00 Page 29 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 27989 30527 24871 19715 30778 31852 31299 32006 25470 31559 30703 31563 29837 28961 13026 26708 29690 27639 19856 30705 27889 24610 31475 30999 31743 27428 31783 30963 22064 29272 30064 31561 30231 29658 Respondent Name TCEQ ID City of Lawn 2210005 City of Meadow 2230002 City of Mexia City of Port Lavaca 0290002 City of Poth 2470002 City of Roanoke 0610008 City of Robinson 1550010 City of Sansom Park 2200071 City of Santa Rosa 0310009 City of Somerville 0260002 City of Springtown 1840003 City of Tehuacana 1470013 City of Texarkana 0340005 City of Waco 1550008 City of West Tawakoni 1160012 City of Winters 2000003 Clear Creek Rentals, Ltd. 0140171 Comal County 0460231 Community Development Institute dba 1180006 Mertzon Head Start Community WSC 2200044 Concho Rural Water Corporation 2260093 Continental Land Owners Association, 1012576 Inc. Crims Chapel Water Supply Ccorporation 2010010 Dale Water Supply Corporation 0280005 Dial Ville Oakland Water Supply Corporation 0370017 EAS Oil, LLC 0860111 ECO Resources, Inc. 2120035 Eddie & Manal, LLC 0790187 Flynn Water Supply Corporation 1450005 Freer Water Conservation and Improvement District 0660002 FRENCH, DON 0610090 FRENCH, DON 0610090 Gary Water Supply Corporation 1830008 Gause Water Supply Corporation 1660008 County TAYLOR TERRY LIMESTONE CALHOUN WILSON DENTON MCLENNAN TARRANT CAMERON BURLESON PARKER LIMESTONE CASS MCLENNAN HUNT RUNNELS BELL COMAL IRION TARRANT TOM GREEN HARRIS RUSK CALDWELL CHEROKEE GILLESPIE SMITH FORT BEND LEON DUVAL DENTON DENTON PANOLA MILAM Order Date 11/03/2006 04/13/2007 05/11/2007 11/18/2006 01/26/2007 08/23/2007 05/11/2007 08/23/2007 10/19/2006 07/13/2007 03/19/2007 07/13/2007 04/13/2007 09/21/2006 05/25/2007 06/29/2007 11/03/2006 10/02/2006 12/02/2006 12/02/2006 02/05/2007 02/18/2007 07/13/2007 04/26/2007 05/25/2007 03/05/2007 08/23/2007 06/29/2007 03/19/2007 11/18/2006 03/19/2007 05/11/2007 02/05/2007 11/03/2006 Penalty Assessed 3,454.00 1,563.00 935.00 3,725.00 1,838.00 802.00 1,994.00 1,890.00 755.00 760.00 745.00 1,400.00 3,740.00 1,595.00 10,098.00 9,016.00 420.00 1,150.00 563.00 730.00 204.00 5,038.00 1,905.00 2,433.00 1,103.00 2,500.00 561.00 1,487.00 1,047.00 1,418.00 4,320.00 1,092.00 1,840.00 250.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 187.00 0.00 368.00 160.00 399.00 378.00 0.00 0.00 0.00 280.00 0.00 319.00 0.00 1,803.00 84.00 0.00 113.00 0.00 0.00 0.00 0.00 0.00 221.00 0.00 112.00 0.00 0.00 284.00 0.00 218.00 0.00 50.00 Payable Amount 3,454.00 1,563.00 0.00 0.00 1,470.00 642.00 1,595.00 1,512.00 0.00 760.00 745.00 1,120.00 3,740.00 1,276.00 0.00 0.00 336.00 1,150.00 450.00 730.00 204.00 5,038.00 1,905.00 2,433.00 882.00 2,500.00 449.00 1,487.00 1,047.00 1,134.00 4,320.00 874.00 1,840.00 200.00 SEP Cost 0.00 0.00 748.00 3,725.00 0.00 0.00 0.00 0.00 755.00 0.00 0.00 0.00 0.00 0.00 10,098.00 7,213.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 748.00 3,725.00 0.00 0.00 0.00 0.00 755.00 0.00 0.00 0.00 0.00 0.00 10,098.00 7,213.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 30 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 32117 30600 28290 31472 26070 31668 29352 31753 28536 29469 26282 29549 29978 28048 26279 28748 32612 19035 27134 31351 30178 29655 30280 343 31218 30289 28535 25190 28166 25257 29928 29937 29097 28934 Respondent Name TCEQ ID Girl Scouts-Circle T Council, Inc 2200205 GOODY, RICHARD R 0840221 HANKS, CHRIS 0490046 HART, ROBERT V HICKAM, KYLE 2270257 Hilco United Services, Inc. 1090037 HILGEN, CAROLYN 2370083 Hill Country Arts Foundation 1330105 Hilltop Hosts, Inc. 1050107 HMW Special Utility District 1011996 HORNSBY, PAT 1820077 HOUSE, KELLY 2200320 HUBER, STANLEY 0680163 Intercontinental Water Supply Corporation 1010827 International Boundary And Water Commission 2140002 JACKSON, GEORGE W 1520064 Jacobs Water Supply Corporation 2010062 JANSSEN, STEVE 1700627 Jopa Sports & Entertainment, Inc. 1700602 KIM, JAMES 1700726 KIM, YOUN OK 1700573 Knippa Water Supply Corporation 2320004 KREBS, PAUL H 1012868 Lake Livingston Water Supply and Sewer 1000053 Service Corporation Lake Somerville Marina and Campground Incorporated 2390014 Lake South Water Supply Corporation 1700713 LANDERS, LEE 2200146 LEGGETT, PAUL * 1830032 LEIBER, EDWARD * 0930046 Live Oak Golf Country Club Inc. 0040031 Maple Water Supply Corporation 0090011 MAREK FAMILY ENTERPRISES INC 0070034 Marguerite's, Inc. 0840215 MARTIN, VERGIL 12472 County TARRANT GALVESTON COOKE BEXAR TRAVIS HILL KERR HAYS MONTGOMERY PALO PINTO TARRANT ECTOR HARRIS STARR LUBBOCK RUSK MONTGOMERY MONTGOMERY MONTGOMERY MONTGOMERY UVALDE HARRIS POLK WASHINGTON MONTGOMERY TARRANT PANOLA GRIMES ARANSAS BAILEY ATASCOSA GALVESTON HARRIS Order Date 08/23/2007 07/13/2007 10/02/2006 12/22/2006 05/25/2007 08/23/2007 03/19/2007 07/13/2007 10/19/2006 07/13/2007 09/21/2006 05/11/2007 02/18/2007 12/22/2006 03/05/2007 05/25/2007 08/31/2007 05/25/2007 12/22/2006 03/19/2007 08/31/2007 11/18/2006 05/25/2007 05/11/2007 05/11/2007 12/02/2006 08/31/2007 09/21/2006 01/26/2007 12/22/2006 02/05/2007 02/05/2007 02/05/2007 10/19/2006 Penalty Assessed 510.00 1,220.00 1,575.00 210.00 2,840.00 3,780.00 2,840.00 2,840.00 600.00 11,011.00 1,980.00 788.00 1,488.00 1,733.00 665.00 318.00 805.00 1,450.00 3,875.00 220.00 2,940.00 525.00 2,206.00 63,456.00 2,000.00 105.00 1,950.00 1,830.00 578.00 2,055.00 2,398.00 1,200.00 12,363.00 0.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 102.00 0.00 315.00 0.00 0.00 756.00 0.00 0.00 120.00 2,203.00 0.00 158.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 44.00 0.00 105.00 442.00 12,692.00 400.00 21.00 0.00 0.00 116.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 408.00 1,220.00 1,260.00 210.00 2,840.00 3,024.00 2,840.00 2,840.00 480.00 8,808.00 1,980.00 630.00 1,488.00 1,733.00 665.00 318.00 805.00 1,450.00 3,875.00 176.00 2,940.00 420.00 1,764.00 50,764.00 1,600.00 84.00 1,950.00 1,830.00 462.00 2,055.00 2,398.00 1,200.00 12,363.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 31 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 30592 29531 30965 30302 29654 30187 32069 21470 23928 32151 30310 31106 26654 30293 30334 27474 25272 30509 27083 25927 31782 19575 32013 32213 19858 26216 27036 26915 32347 29059 30347 28449 16644 31237 Respondent Name Maverick County Monarch Utilities I L.P. Monarch Utilities I L.P. Monarch Utilities I L.P. Navasota Livestock Auction Co. Neal, Inc. NEELY, JACK NEW HORIZONS RANCH AND CENTER INC New Town Water Corporation OBRIEN, TIM OBRIEN, TIM Ocean Mobile Home Park, LLC Oda Farms, Inc. PATE, TERESA PICH, CHIVLY KAING PINE, ROBERT POOL, MACK Praxair, Inc. Quail Valley Estates, Inc. Reford Water Supply River Acres Water Supply Corporation Robert Wilson Rolling Hills Water System * Rosebud-Lott Independent School District RUBIO, EMEL G Sadruddin & Sons, Inc. dba Churchill Grocery Saira & Rizwan, Inc. SAK Diamond Petroleum, LLC Starrville Water Supply Corporation T.O.P. Ministries, Inc. Texas Conference Association of Seventh-Day Adventists Texas H2O, Inc. Texas H2O, Inc. Texas H2O, Inc. TCEQ ID 1620003 0100037 0910035 1110004 0930041 2330054 2120051 1670009 0450023 1300052 1300052 0360023 0790414 0030099 0200313 0200328 2010068 1012286 1000030 1890012 1780013 2390047 1160048 0730025 0880007 0200259 0200571 2340059 2120100 0150464 1013330 1110042 1110070 1260078 County MAVERICK BANDERA HENDERSON HOOD GRIMES VAL VERDE SMITH MILLS COLORADO KENDALL KENDALL CHAMBERS FORT BEND ANGELINA BRAZORIA BRAZORIA RUSK HARRIS HARDIN PRESIDIO NUECES WASHINGTON HUNT FALLS GOLIAD BRAZORIA VAN ZANDT SMITH BEXAR HOOD HOOD JOHNSON Order Date 03/05/2007 11/18/2006 04/26/2007 02/05/2007 12/02/2006 01/26/2007 08/23/2007 11/18/2006 03/05/2007 08/10/2007 03/05/2007 04/13/2007 05/11/2007 02/18/2007 03/05/2007 09/21/2006 08/23/2007 05/11/2007 12/22/2006 02/05/2007 07/13/2007 10/02/2006 05/25/2007 08/23/2007 11/03/2006 03/05/2007 09/21/2006 07/13/2007 07/13/2007 09/21/2006 04/26/2007 10/02/2006 05/25/2007 04/26/2007 Penalty Assessed 1,880.00 745.00 4,300.00 1,005.00 1,800.00 1,463.00 1,785.00 626.00 1,500.00 726.00 2,840.00 315.00 788.00 2,010.00 950.00 2,480.00 6,600.00 2,050.00 1,650.00 1,600.00 735.00 2,096.00 2,640.00 460.00 3,140.00 3,850.00 2,363.00 3,175.00 750.00 2,188.00 1,220.00 998.00 4,480.00 2,625.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 360.00 0.00 357.00 0.00 0.00 145.00 0.00 63.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 147.00 0.00 528.00 92.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 200.00 0.00 525.00 Payable Amount 1,880.00 745.00 4,300.00 1,005.00 1,440.00 1,463.00 1,428.00 626.00 1,500.00 581.00 2,840.00 252.00 788.00 2,010.00 950.00 2,480.00 6,600.00 2,050.00 1,650.00 1,600.00 588.00 2,096.00 2,112.00 368.00 3,140.00 3,850.00 2,363.00 3,175.00 750.00 2,188.00 1,220.00 798.00 2,240.00 2,100.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,240.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,240.00 0.00 Page 32 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 31788 27825 31570 5485 31216 26765 29035 28366 14988 31361 25905 27846 25273 Respondent Name Texas Parks and Wildlife Department THOMPSON, ELTON W TORNO, STEVE TOWN OF MARSHALL CREEK Travis County Water Control and Improvement District 20 WATSON, CAROL WHEELER, DARRYL Wildwood Circle Property Owners Association, Inc. WILLETT, GAYLORD Windwood Water System, Inc. Windwood Water System, Inc. XIA, CHONG BAI XIA, CHONG BAI UIC 27050 JAY LESLIE INC WATERIGHT 29055 Amistad Ready Mix, Inc. WATERIGHT 29571 XTO Energy Inc. TCEQ ID County 0180060 1460086 1450032 0610056 2270231 BOSQUE LIBERTY LEON DENTON TRAVIS 0150401 1870116 2040052 BEXAR POLK SAN JACINTO 1013096 HARRIS 1010920 HARRIS 1010920 HARRIS 2200190 TARRANT 2200190 TARRANT PWS Orders Issued: 150 TXR000065458 ECTOR UIC Orders Issued: 1 VAL VERDE ELLIS WATERIGHT Orders Issued: 2 Order Date 07/13/2007 11/03/2006 08/23/2007 05/11/2007 04/13/2007 12/02/2006 09/21/2006 05/11/2007 04/26/2007 07/13/2007 01/26/2007 08/23/2007 10/02/2006 Total: 11/18/2006 Total: 05/11/2007 11/18/2006 Total: Penalty Assessed 450.00 5,950.00 1,100.00 13,313.00 1,208.00 2,800.00 2,923.00 1,150.00 1,188.00 1,575.00 508.00 1,340.00 1,220.00 402,769.00 2,250.00 2,250.00 5,675.00 2,375.00 8,050.00 Penalty Deferred 90.00 0.00 220.00 0.00 0.00 0.00 0.00 230.00 0.00 315.00 0.00 0.00 0.00 30,114.00 0.00 0.00 0.00 475.00 475.00 Payable Amount 360.00 5,950.00 880.00 13,313.00 1,208.00 2,800.00 2,923.00 920.00 1,188.00 1,260.00 508.00 1,340.00 1,220.00 339,878.00 1,125.00 1,125.00 5,675.00 1,900.00 7,575.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32,777.00 1,125.00 1,125.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32,777.00 1,125.00 1,125.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 33 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 31030 31186 24751 29189 2528 21925 15573 28453 33309 31719 31054 29073 29861 32445 29127 31680 24877 29818 31886 29916 29823 29094 32140 29659 29028 31853 25271 31091 25947 31999 31846 29068 Respondent Name TCEQ ID A. Schulman, Inc. TPDES0008281 Acton MUD TX0105163 ADCOCK, DOUGLAS WQ0013807001 Agrifos Fertilizer Inc. WQ0000649000 Agrifos Fertilizer Inc. * TX0007285000 Al Jodoin dba Lake Whitney RV Community TX0123927 Algonquin Water Resources Of America WQ0013000001 Inc ALLUMS, TERESA GAIL 21403 Apex of Texas Homes, LP Aqua Development, Inc. TPDES0119067 Aqua Development, Inc. TPDES0117161 Aqua Operations Inc. * WQ0011041002 Aqua Utilities, Inc. TPDES0075434 Aqua Utilities, Inc. TPDES0112747 ARIMOND, ROBERT Bastrop County Waste Consolidated Independent District 3 TPDES0098710 Bell County Water Control & Improvement District 2 WQ0011090001 Benton City Water Supply Corporation TX0124036 BLAIR, KEITH TX0096059 BP Dancing Bear, Ltd. dba Dancing Bear 13-06041902 Ranch Breakaway Park Section IV, Ltd. 11-06022401 Brett Rodgers TXR05T446 C&R Water Supply, Inc. TX0113255 C. Johnnie-On-The-Spot Portable Toilets, Inc. 22348 Cal Farley's Boys Ranch WQ0011108001 Calabrian Corporation TX0062448000 Calpine Corporation * WQ0004344000 Camelot Custom Homes, Inc. Camp for all Foundation TPDES0114413 Camp Olympia, Inc. TX0119415 Capital City - Bee Caves, Ltd. 11-06092902 Central Transport International, Inc. TXR05M915 County ORANGE HOOD HARRIS HARRIS HARRIS HILL SMITH HOUSTON JOHNSON HARRIS HARRIS HAYS HARRIS TRINITY MONTGOMERY BASTROP BELL ATASCOSA WOOD MEDINA WILLIAMSON GRAYSON MONTGOMERY JEFFERSON OLDHAM JEFFERSON HARRIS TRAVIS WASHINGTON TRINITY TRAVIS WEBB Order Date 06/29/2007 05/25/2007 11/03/2006 10/02/2006 01/26/2007 08/19/2007 05/11/2007 11/03/2006 08/31/2007 07/13/2007 04/26/2007 10/02/2006 02/18/2007 08/23/2007 02/05/2007 08/23/2007 11/03/2006 01/26/2007 07/13/2007 12/02/2006 12/02/2006 12/02/2006 08/23/2007 08/31/2007 09/21/2006 07/13/2007 12/22/2006 02/18/2007 08/31/2007 08/31/2007 08/23/2007 10/19/2006 Penalty Assessed 14,560.00 5,775.00 2,520.00 7,350.00 67,362.00 2,000.00 17,895.00 2,400.00 2,100.00 1,120.00 6,080.00 15,150.00 24,750.00 4,410.00 2,500.00 4,914.00 28,220.00 6,325.00 3,420.00 38,000.00 4,550.00 2,100.00 16,896.00 8,500.00 2,500.00 4,110.00 3,750.00 750.00 3,240.00 2,450.00 31,500.00 8,505.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 2,912.00 1,155.00 504.00 1,470.00 13,472.00 0.00 0.00 0.00 420.00 224.00 1,216.00 3,030.00 0.00 882.00 0.00 982.00 5,644.00 1,265.00 684.00 7,600.00 910.00 420.00 0.00 1,700.00 500.00 822.00 2,250.00 150.00 648.00 490.00 6,300.00 1,701.00 Payable Amount 5,824.00 0.00 2,016.00 5,880.00 26,945.00 2,000.00 17,895.00 2,400.00 1,680.00 896.00 2,432.00 12,120.00 24,750.00 3,528.00 2,500.00 3,932.00 22,576.00 0.00 2,736.00 30,400.00 3,640.00 1,680.00 16,896.00 6,800.00 0.00 3,288.00 1,500.00 600.00 0.00 1,960.00 25,200.00 6,804.00 SEP Cost 5,824.00 4,620.00 0.00 0.00 26,945.00 0.00 0.00 0.00 0.00 0.00 2,432.00 0.00 0.00 0.00 0.00 0.00 0.00 5,060.00 0.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 2,592.00 0.00 0.00 0.00 SEP Offset 5,824.00 4,620.00 0.00 0.00 26,945.00 0.00 0.00 0.00 0.00 0.00 2,432.00 0.00 0.00 0.00 0.00 0.00 0.00 5,060.00 0.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 2,592.00 0.00 0.00 0.00 Page 34 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 31666 29822 26177 29470 26853 29821 15048 29611 24701 30307 29313 25443 12305 31178 29657 31890 30210 32139 31969 28870 31569 30038 32060 25515 31057 24885 30087 30927 25404 26741 31090 21428 30297 25340 30720 13867 Respondent Name Chapel Hill Independent School District Chasco Constructors, Ltd., L.L.P. City of Alpine City of Alvarado City of Anson City of Arlington City of Aubrey City Of Austin City of Blossom City of Bonham City of Brazoria City of Bremond City of Brenham City of Buda Economic Development Corporation City of Center City of Childress City of Chillicothe City of Cleveland City of College Station City of Commerce City of Coolidge City of Crockett City of Dumas City of East Tawakoni City of Eastland City of Ector City of Edinburg City of Edinburg City of Electra City of Emory City of Florence City of Georgetown City of Giddings City of Goree City of Hallsville City of Hempstead TCEQ ID TPDES0118753 WQ0010567001 WQ0010500002 TPDES0056588 WQ0013318001 TX0075957000 TPDES0021814 WQ0014581001 WQ0010917001 TPDES0025470 WQ0010063004 TX0024058 TX0053066 TPDES0053481 WQ0010024006 WQ0010555001 WQ0010496001 TPDES0025895 WQ0010161001 WQ0011428001 TPDES0024007 TPDES0025151 21785 TPDES0024112 TPDES0026964 TPDES0026328 TPDES0078247 TPDES0101281 WQ0010456002 TPDES0054976 TPDES0026921 WQ0010948001 County TITUS WILLIAMSON BREWSTER JOHNSON JONES TARRANT DENTON TRAVIS LAMAR FANNIN BRAZORIA ROBERTSON WASHINGTON HAYS SHELBY CHILDRESS HARDEMAN LIBERTY BRAZOS HUNT LIMESTONE HOUSTON MOORE RAINS EASTLAND FANNIN HIDALGO HIDALGO WICHITA RAINS WILLIAMSON WILLIAMSON LEE KNOX HARRISON WALLER Order Date 06/29/2007 11/18/2006 03/05/2007 11/03/2006 05/25/2007 08/31/2007 04/13/2007 12/22/2006 08/31/2007 08/23/2007 09/21/2006 10/02/2006 08/31/2007 04/26/2007 11/18/2006 07/13/2007 01/26/2007 08/31/2007 08/23/2007 09/21/2006 06/29/2007 02/18/2007 08/23/2007 09/21/2006 03/19/2007 04/13/2007 12/02/2006 04/26/2007 08/10/2007 05/11/2007 04/13/2007 03/19/2007 11/18/2006 06/29/2007 02/05/2007 09/21/2006 Penalty Assessed 9,240.00 750.00 15,432.00 11,760.00 7,875.00 11,250.00 9,680.00 4,082.00 10,221.00 3,925.00 6,390.00 11,400.00 44,150.00 1,600.00 3,180.00 2,800.00 9,245.00 5,200.00 4,700.00 10,024.00 9,680.00 5,310.00 2,704.00 9,680.00 1,490.00 4,680.00 1,430.00 10,213.00 8,360.00 4,840.00 8,700.00 15,625.00 900.00 2,320.00 2,250.00 5,500.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,848.00 150.00 3,086.00 0.00 0.00 0.00 1,936.00 816.00 2,044.00 785.00 1,278.00 2,280.00 0.00 320.00 636.00 560.00 1,849.00 1,040.00 940.00 2,005.00 1,936.00 1,062.00 540.00 1,936.00 298.00 936.00 286.00 2,043.00 1,672.00 968.00 1,740.00 0.00 180.00 464.00 450.00 0.00 Payable Amount 0.00 600.00 0.00 0.00 7,875.00 0.00 0.00 3,266.00 0.00 3,140.00 5,112.00 0.00 0.00 0.00 2,544.00 2,240.00 7,396.00 0.00 0.00 8,019.00 7,744.00 4,248.00 0.00 0.00 1,192.00 3,744.00 1,144.00 0.00 0.00 0.00 6,960.00 0.00 720.00 0.00 1,800.00 0.00 SEP Cost 7,392.00 0.00 12,346.00 11,760.00 0.00 11,250.00 7,744.00 0.00 8,177.00 0.00 0.00 9,120.00 44,150.00 1,280.00 0.00 0.00 0.00 4,160.00 3,760.00 0.00 0.00 0.00 2,164.00 7,744.00 0.00 0.00 0.00 8,170.00 6,688.00 3,872.00 0.00 15,625.00 0.00 1,856.00 0.00 5,500.00 SEP Offset 7,392.00 0.00 12,346.00 11,760.00 0.00 11,250.00 7,744.00 0.00 8,177.00 0.00 0.00 9,120.00 44,150.00 1,280.00 0.00 0.00 0.00 4,160.00 3,760.00 0.00 0.00 0.00 2,164.00 7,744.00 0.00 0.00 0.00 8,170.00 6,688.00 3,872.00 0.00 15,625.00 0.00 1,856.00 0.00 5,500.00 Page 35 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 30309 28747 21003 32863 27351 30062 29048 30680 31264 30989 9942 29092 28289 14810 32898 31579 23543 31821 24961 30177 31796 29308 15624 25604 29389 31888 32088 31847 29096 30308 31859 27969 30940 31562 32447 25175 21941 Respondent Name City of Hidalgo City of Houston City of Hubbard City of Huntington City of Jacinto City City of Keller City of Kennedale City of Kerrville City of Killeen City of La Ward City of Lovelady City of Maud City of Mission City of New Boston City of Nixon City of Oglesby City of Orange City of Panorama Village City of Penelope City of Pflugerville City of Pflugerville City of Pinehurst City of Quinlan City of Rhome City of Rhome City of Rio Grande City City of Robinson City of Robinson City of Rosenberg City of Savoy City of Tenaha City of Weatherford City of West City of White Oak City of Winnsboro City of Winona Classic Marble Company TCEQ ID County TPDES0058386 WQ0010495139 TPDES0053295 TX0053422 TPDES0053970 R09WW001 TPDES0105104 TPDES0027138 WQ0014025001 WQ0010484001 WQ0010482001 TX0070785 TX0100854 TPDES0073423 TPDES0020206 TPDES0112283 TX0094927 TPDES0112941 WQ0010597001 WQ0013725001 WQ0010701002 WQ0010701001 WQ0010802001 TPDES0117935 WQ0010607004 TPDES0023299 TX0069086 TX0020451 TX0026531 TX0054658 WQ0010922001 HIDALGO HARRIS HILL ANGELINA HARRIS TARRANT TARRANT KERR BELL JACKSON HOUSTON BOWIE HIDALGO BOWIE GONZALES CORYELL ORANGE MONTGOMERY HILL TRAVIS TRAVIS ORANGE HUNT WISE WISE STARR MCLENNAN MCLENNAN FORT BEND FANNIN SHELBY PARKER MCLENNAN GREGG WOOD SMITH TRAVIS Order Date 04/26/2007 09/21/2006 05/25/2007 08/31/2007 08/23/2007 12/02/2006 09/21/2006 03/05/2007 08/23/2007 04/26/2007 05/25/2007 11/03/2006 11/18/2006 01/26/2007 08/31/2007 06/29/2007 08/31/2007 07/13/2007 08/10/2007 03/05/2007 06/29/2007 10/19/2006 10/02/2006 09/21/2006 11/18/2006 05/11/2007 08/10/2007 08/23/2007 11/03/2006 07/13/2007 07/13/2007 10/19/2006 06/29/2007 05/11/2007 08/31/2007 11/18/2006 04/13/2007 Penalty Assessed 25,000.00 6,660.00 8,400.00 3,960.00 6,823.00 3,750.00 4,000.00 24,900.00 4,880.00 8,680.00 19,550.00 7,000.00 34,650.00 20,200.00 1,400.00 13,350.00 36,300.00 3,000.00 7,000.00 12,700.00 10,350.00 6,960.00 31,950.00 29,165.00 31,900.00 875.00 7,500.00 4,960.00 12,750.00 10,400.00 5,010.00 8,700.00 11,825.00 2,600.00 6,650.00 11,680.00 1,050.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 5,000.00 1,332.00 0.00 792.00 0.00 0.00 0.00 0.00 0.00 1,736.00 19,005.00 1,400.00 0.00 0.00 280.00 2,670.00 0.00 600.00 1,400.00 2,540.00 2,070.00 1,392.00 0.00 0.00 6,380.00 0.00 0.00 992.00 0.00 2,080.00 1,002.00 0.00 2,365.00 520.00 1,330.00 2,336.00 210.00 Payable Amount 20,000.00 5,328.00 0.00 0.00 0.00 3,750.00 4,000.00 0.00 0.00 6,944.00 545.00 5,600.00 34,650.00 0.00 1,120.00 10,680.00 0.00 2,400.00 0.00 0.00 0.00 5,568.00 31,950.00 0.00 0.00 875.00 0.00 0.00 12,750.00 0.00 0.00 0.00 0.00 2,080.00 0.00 0.00 840.00 SEP Cost 0.00 0.00 8,400.00 3,168.00 6,823.00 0.00 0.00 24,900.00 4,880.00 0.00 0.00 0.00 0.00 20,200.00 0.00 0.00 36,300.00 0.00 5,600.00 10,160.00 8,280.00 0.00 0.00 29,165.00 25,520.00 0.00 7,500.00 3,968.00 0.00 8,320.00 4,008.00 8,700.00 9,460.00 0.00 5,320.00 9,344.00 0.00 SEP Offset 0.00 0.00 8,400.00 3,168.00 6,823.00 0.00 0.00 24,900.00 4,880.00 0.00 0.00 0.00 0.00 20,200.00 0.00 0.00 36,300.00 0.00 5,600.00 10,160.00 8,280.00 0.00 0.00 29,165.00 25,520.00 0.00 7,500.00 3,968.00 0.00 8,320.00 4,008.00 8,700.00 9,460.00 0.00 5,320.00 9,344.00 0.00 Page 36 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 29357 31629 33243 31628 25525 28202 17712 29530 29550 28949 29369 32511 28768 24964 28933 31146 29040 24408 17896 33451 29820 31891 26266 27451 26023 10331 31340 31822 29276 31244 25176 31183 31573 30123 Respondent Name CLEMONS, JIM B CLW, Inc. Contractor's Supplies, Inc. Cooper Concrete Co. CSA Limited, Inc. D & K Development Corp. D&M Excavating, Inc. DDC Construction, Inc. DE HOYOS, WILLIE B Driftwood 323 Vineyard, LTD. El Dorado Utility District ELECTRA CUSTOM HOMES, INC. Ellinger Sewer and Water Supply Corporation Ellinger Sewer and Water Supply Corporation EVANS, ROBERT PAUL EZ Pickens Auto Ranch, Inc. FMC Technologies, Inc. FSSM Limited Partnership Goodspeed Sand Company, Inc. Groendyke Transport, Inc. Harris County Municipal Utility District 221 Hood County Utilities, Inc. HOWARD, ERIK HURTADO, JOSE * Hydro Conduit of Texas, LP Igloo Products Corp. Imperial Homes Texas, Ltd. Insteel Wire Products Company Jackson County WCID 1 Jatra International, Inc. Joe Smith John Thames Excavating, Ltd. K Hovnanian of Houston II, L.P. Kahler Homes LTD TCEQ ID County TXG110197 TXG110417 TPDES0063878 TX0105872 TXR15M862 22501 11-06012701 WQ0011302001 WQ0010945001 NAVARRO POLK HARRISON DALLAS HARRIS TARRANT WISE WILSON HAYS HARRIS WISE FAYETTE WQ0010945001 FAYETTE TXR05Q583 TXR05O358 TPDES0029564 11-00060701A TXR05R583 TX0089184 KAUFMAN MCLENNAN HARRIS HAYS JOHNSON HUTCHINSON HARRIS TX0098264 11-05050301 TXG110443 WQ0002229000 TXR05L275 TX0064998 TXR15AV14 HOOD HAYS DALLAS DENTON WALLER HARRIS LIBERTY JACKSON FREESTONE POLK HAYS CHAMBERS MIDLAND Order Date 04/26/2007 12/22/2006 08/31/2007 07/13/2007 02/05/2007 05/11/2007 01/26/2007 09/21/2006 10/19/2006 10/02/2006 10/19/2006 08/10/2007 09/21/2006 11/03/2006 12/02/2006 05/11/2007 09/21/2006 10/02/2006 11/03/2006 08/23/2007 01/26/2007 08/10/2007 06/29/2007 05/25/2007 10/19/2006 12/22/2006 04/26/2007 08/10/2007 05/11/2007 06/29/2007 10/02/2006 03/05/2007 04/13/2007 02/18/2007 Penalty Assessed 1,125.00 875.00 2,190.00 28,435.00 3,000.00 60,300.00 6,000.00 1,050.00 1,800.00 2,250.00 8,400.00 800.00 9,450.00 11,750.00 2,180.00 8,925.00 9,480.00 13,950.00 6,000.00 875.00 7,752.00 17,850.00 36,000.00 263.00 12,800.00 2,000.00 750.00 10,400.00 12,680.00 5,280.00 6,000.00 1,600.00 750.00 1,350.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 438.00 5,687.00 0.00 0.00 0.00 210.00 360.00 450.00 1,680.00 160.00 1,890.00 0.00 436.00 1,785.00 1,896.00 2,790.00 0.00 0.00 1,550.00 0.00 0.00 0.00 2,560.00 0.00 150.00 2,080.00 2,536.00 1,056.00 0.00 320.00 150.00 270.00 Payable Amount 1,125.00 875.00 1,752.00 22,748.00 3,000.00 60,300.00 6,000.00 840.00 1,440.00 1,800.00 6,720.00 640.00 7,560.00 11,750.00 1,744.00 7,140.00 7,584.00 11,160.00 6,000.00 875.00 0.00 17,850.00 36,000.00 263.00 10,240.00 2,000.00 600.00 8,320.00 0.00 4,224.00 6,000.00 1,280.00 600.00 1,080.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,202.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,144.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,202.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,144.00 0.00 0.00 0.00 0.00 0.00 Page 37 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 25982 29450 29198 29390 32540 26060 29857 31444 17271 29864 17895 32572 31885 31519 30598 31750 32741 31638 29429 30179 29710 32127 13730 29334 30311 30065 16789 29570 16077 32087 29922 32020 32063 31968 Respondent Name TCEQ ID Kaufman County Fresh Water Supply WQ0013910001 District No 1A KB HOME LONE STAR LP 11-06013101 KB HOME LONE STAR LP 1105092001 Kendall County Water Control and Improvement District No. 1 WQ0010414001 L.B. Foster Company Larry D. Lindsey TXR05L165 Longhorn Excavators, Inc. Lower Colorado River Authority TPDES0073946 M. & M. General Contractors, Inc. Mak Foster Ranch, L.P. 11-02050701 Mansfield Sand & Select Matheson Tri-Gas, Inc. TPDES0118745 McCulloch Xiu Hui Li TPDES0097527 Mercer Construction Company MHC TT, Inc. TPDES0097675 Michael's Scrap Metal, Inc. * Mills Road Municipal Utility District TX0075132 Monarch Utilities I L.P. TX0106704 Monterey Mushrooms, Inc. WQ0001896000 Newport MUD TPDES0023230 Nexxus Homes, Inc. NJB & Sons, Inc. TX0054534 North San Gabriel Overlook, Ltd. 11-03041701 North Texas District Council Assemblies WQ0013847001 of God NRG Texas LP TPDES0082651 Ohmstede Ltd. TX0008184 P & S Stone, Inc. Parkstone Estate Homes, LLC TXR15BW75 PATE, LETA BESS 710069 PATEL, MR * TPDES0081299 Payne Homes Inc TXR15AU86 Pencco, Inc. TXR05M024 Perry Lemmons 23625 Port of Houston Authority TPDES0099473 County KAUFMAN WILLIAMSON WILLIAMSON KENDALL HILL HARRIS NUECES BASTROP MITCHELL HAYS TARRANT ELLIS HARRIS BRAZORIA RAINS HARRIS HARRIS TRINITY MADISON HARRIS DALLAS MCLENNAN WILLIAMSON ELLIS LIMESTONE HARRIS JACK HARRIS BELL LIBERTY MIDLAND SAN PATRICIO TARRANT HARRIS Order Date 10/19/2006 12/02/2006 11/18/2006 11/03/2006 04/13/2007 12/02/2006 10/19/2006 05/25/2007 02/05/2007 11/03/2006 03/19/2007 08/31/2007 07/13/2007 06/29/2007 03/19/2007 08/31/2007 08/31/2007 06/29/2007 11/03/2006 02/05/2007 10/02/2006 08/31/2007 11/03/2006 11/18/2006 01/26/2007 05/11/2007 02/18/2007 12/02/2006 10/19/2006 08/31/2007 03/19/2007 08/10/2007 08/10/2007 08/23/2007 Penalty Assessed 65,280.00 750.00 35,000.00 8,550.00 875.00 37,380.00 900.00 5,850.00 8,000.00 6,000.00 6,000.00 2,780.00 3,810.00 1,800.00 14,350.00 2,100.00 2,140.00 6,000.00 38,640.00 19,050.00 1,500.00 1,250.00 22,500.00 8,910.00 7,425.00 6,000.00 6,000.00 950.00 1,000.00 13,875.00 900.00 7,490.00 2,100.00 4,620.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 150.00 7,000.00 1,710.00 0.00 0.00 180.00 0.00 0.00 1,200.00 0.00 556.00 762.00 360.00 2,870.00 420.00 428.00 1,200.00 0.00 3,810.00 300.00 250.00 0.00 1,782.00 1,485.00 1,200.00 0.00 190.00 200.00 2,775.00 180.00 1,498.00 420.00 924.00 Payable Amount 0.00 600.00 28,000.00 0.00 875.00 37,380.00 720.00 5,850.00 8,000.00 4,800.00 6,000.00 2,224.00 3,048.00 1,440.00 11,480.00 1,680.00 1,712.00 4,800.00 38,640.00 15,240.00 1,200.00 500.00 22,500.00 0.00 5,940.00 4,800.00 6,000.00 760.00 800.00 11,100.00 720.00 5,992.00 1,680.00 0.00 SEP Cost 65,280.00 0.00 0.00 6,840.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 7,128.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,696.00 SEP Offset 65,280.00 0.00 0.00 6,840.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 7,128.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,696.00 Page 38 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 29510 31976 29858 27328 26964 29411 31902 29562 26548 24028 30507 28533 31748 29605 26905 29551 30808 30869 31189 29341 32619 31017 31854 30804 29758 29090 26949 25279 31941 29311 33446 33448 26733 30765 Respondent Name Preston Club Utility Corporation Price Construction, Ltd. R.M. Dealer-BJM, L.L.C. RAY LONG WASHOUT AND TRUCK SERVICE River Chase Subdivision II, Ltd. Robin Brown ROSALES, MARIA San Antonio Water System SAND & GRAVEL, INC. Sea Lion Technology, Inc. SEC Energy Products & Services, L.P. Sentinel Refuse, L.L.C. Shelbyville Independent School District Solvay Chemicals, Inc. Sonntag Materials, Inc. Southwest Land Services, Inc. dba Adkins Ranch Southwestern Motor Transport, Inc. Spring Creek Utility District Stowaway Bay Property Owners Association TAYLOR, CRATON Tex Mix Partners, LTD Texas Department of Criminal Justice Texas Department of Criminal Justice Texas Department of Transportation Texas Department of Transportation Texas Instruments Incorporated Texas Parks and Wildlife Department Texas Parks and Wildlife Department Texas Polymer Services, Inc. Textech Environmental, Inc. * The Trinity Company The Trinity Company THOMAS, TOMMY JOE THS Properties, L.L.C. * TCEQ ID TPDES0102164 13-05122104 11-02061001 WQ0010137008 TPDES0108367 TX0088676 TPDES0102261 WQ0002544000 11-06020203 TPDES0026221 TPDES0071293 TX0031593000 TPDES0092789 TXR15M744 TXR15Q620 WQ0001225000 TX0124087 TPDES0032549 WQ0002835000 TPDES0099171 County GRAYSON LUBBOCK BEXAR MONTAGUE WILLIAMSON TARRANT MONTGOMERY BEXAR YOUNG GALVESTON HARRIS BEXAR SHELBY HARRIS HOOD WILLIAMSON CAMERON MONTGOMERY POLK TARRANT WILLIAMSON HOUSTON WALKER NACOGDOCHES SOMERVELL FORT BEND HARRIS ORANGE JOHNSON HALE FLOYD HARRIS JASPER Order Date 04/13/2007 03/19/2007 10/19/2006 04/13/2007 04/13/2007 10/19/2006 02/18/2007 11/18/2006 09/21/2006 04/13/2007 03/19/2007 03/19/2007 05/25/2007 12/02/2006 10/19/2006 12/02/2006 10/19/2006 02/05/2007 04/26/2007 11/18/2006 08/23/2007 04/13/2007 08/31/2007 05/11/2007 05/11/2007 11/03/2006 03/05/2007 07/13/2007 08/23/2007 01/26/2007 08/31/2007 08/31/2007 01/26/2007 02/18/2007 Penalty Assessed 40,204.00 875.00 1,500.00 7,500.00 5,250.00 1,000.00 875.00 10,900.00 1,050.00 9,950.00 40,508.00 7,000.00 3,927.00 15,525.00 2,000.00 6,000.00 875.00 3,640.00 6,600.00 3,150.00 740.00 5,130.00 40,280.00 1,050.00 11,800.00 28,800.00 6,080.00 5,678.00 38,755.00 10,000.00 875.00 875.00 6,400.00 5,600.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 8,041.00 0.00 300.00 0.00 1,050.00 200.00 0.00 2,180.00 0.00 0.00 8,102.00 0.00 785.00 3,105.00 0.00 1,200.00 0.00 728.00 1,320.00 630.00 148.00 1,026.00 8,056.00 210.00 2,360.00 5,760.00 0.00 1,136.00 7,751.00 0.00 0.00 0.00 0.00 1,120.00 Payable Amount 32,163.00 875.00 1,200.00 7,500.00 4,200.00 800.00 875.00 8,720.00 1,050.00 9,950.00 16,203.00 7,000.00 3,142.00 6,210.00 2,000.00 4,800.00 875.00 2,912.00 5,280.00 2,520.00 592.00 0.00 0.00 0.00 0.00 23,040.00 0.00 4,542.00 31,004.00 10,000.00 875.00 875.00 6,400.00 4,480.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,203.00 0.00 0.00 6,210.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,104.00 32,224.00 840.00 9,440.00 0.00 6,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,203.00 0.00 0.00 6,210.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,104.00 32,224.00 840.00 9,440.00 0.00 6,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 39 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Singles Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WWA WWA WWA WWA WWA WWA WWA WWA WWA Case No. 30215 31431 29868 24911 31360 29317 32133 32010 32132 29431 29071 25473 29717 32003 32106 30271 29331 31745 28192 Respondent Name TCEQ ID County Timber Tech Texas, Inc. TXR05K777 GUADALUPE TIMMS TRUCKING AND EXCAVATING, LTD. BEXAR TOM WOODRUFF SIGNATURE HOMES LLC TXR15BA94 MIDLAND TOWN OF WINDOM WQ0010666001 FANNIN Triad Hospitals Inc. 11-06080703 WILLIAMSON U.S. Denro Steels, Inc. WQ0001332000 CHAMBERS Union Water Supply Corporation TPDES0124613 STARR USA Five Star Homes, LP KAUFMAN Valero Refining-Texas, L.P. TPDES0063355 NUECES Valero Refining-Texas, L.P. WQ0000449000 GALVESTON Vanity Homes, LLC MONTGOMERY Vernco Construction, Inc. BEXAR WADSWORTH GOLF CONSTRUCTION COMPANY NUECES Weatherford U.S., L.P. TX0089940 HARRIS West Harris County Municipal Utility District 17 TX0084468 HARRIS Westin Services, L.L.C. JASPER Westlake JV, Inc. dba Renaissance Builders TARRANT White Oak Utilities, Inc. TX0119857 MONTGOMERY Winston Construction, Inc. 11-01031601 HAYS WQ Orders Issued: 226 27645 29067 30725 2838 29227 28948 31180 31115 25258 David Medina DE GOEDE, JOHANNES HERMON GOMEZ, ROGER * HALL, CL * Kempenaar Real Estate, Ltd. MOYERS, MIKE R. J. Smelley Company, Inc. TAMMINGA, ANNE CORNELIUS WALKER, ROBERT ERATH TXG920206 WOOD BAILEY WQ0004316000 RAINS TXG920117 HOPKINS WISE WQ0002422000 TARRANT TXG015343 COMANCHE FAYETTE WWA Orders Issued: 9 Order Date 02/05/2007 05/11/2007 Penalty Assessed 5,795.00 3,000.00 03/05/2007 3,600.00 10/19/2006 04/26/2007 10/02/2006 07/13/2007 08/10/2007 07/13/2007 10/19/2006 10/02/2006 12/02/2006 10/02/2006 7,110.00 54,000.00 17,325.00 8,550.00 1,000.00 37,370.00 38,400.00 2,700.00 37,500.00 900.00 08/31/2007 08/10/2007 8,800.00 4,050.00 12/02/2006 08/31/2007 750.00 5,000.00 07/13/2007 08/10/2007 Total: 10/02/2006 11/18/2006 03/05/2007 12/22/2006 09/21/2006 09/21/2006 05/25/2007 03/19/2007 09/21/2006 Total: 5,400.00 3,000.00 2,287,543.00 6,825.00 12,150.00 7,350.00 10,800.00 5,265.00 5,885.00 7,990.00 535.00 6,300.00 63,100.00 Penalty Deferred 1,159.00 600.00 Payable Amount 4,636.00 2,400.00 SEP Cost 0.00 0.00 720.00 2,880.00 0.00 1,422.00 10,800.00 7,435.00 1,710.00 200.00 7,474.00 7,680.00 540.00 0.00 180.00 0.00 43,200.00 2,960.00 6,840.00 800.00 29,896.00 30,720.00 2,160.00 37,500.00 720.00 5,688.00 0.00 6,930.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,760.00 810.00 7,040.00 3,240.00 0.00 0.00 150.00 0.00 600.00 5,000.00 0.00 0.00 1,080.00 0.00 310,099.00 1,365.00 2,430.00 1,470.00 0.00 0.00 1,177.00 1,598.00 107.00 0.00 8,147.00 4,320.00 3,000.00 1,327,688.00 5,460.00 9,720.00 5,880.00 10,800.00 5,265.00 4,708.00 6,392.00 428.00 6,300.00 54,953.00 0.00 0.00 649,756.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 5,688.00 0.00 6,930.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 649,756.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 40 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Multi-Media Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 30928 32571 30628 30390 30292 29613 29954 31117 31227 30274 30858 30650 30228 27281 29908 29556 30587 30855 30849 30932 29899 29274 31112 25964 27420 29882 30666 29759 30152 29609 31175 30126 26819 30867 Respondent Name TCEQ ID 777 Enterprises, Inc. TXR000074104 AFFILIATED CROWN DEVELOPMENTS LTD Al-Ameen, Inc. TXD981598170 ALDERS, WELDON W W 1700615 ALDERS, WELDON W W 1700621 Amarillo Village Cleaners, Inc. TXR000069682 ANH MA TXR000070847 Ann Van Nguyen Baha Capital Enterprises, Inc. 87612 Bixby Enterprises, Inc. Brothers Together Inc. TXR000071183 BUFORD, JAMES A TXR000074070 BUI, THUC X BULK SERVICES TRANSPORTATION, INC. C Kunn Corporation C. C. Crawford Retreading Company, 6025279 Inc. CADILLAC CLEANERS INC Chang Soo Yoo and Young Yoo TXR000071803 Christina Diem-Chi Hoang 82576 Chun H Pae CHUNG, KYO M CISNEROS, JOSE UNA 45514021 City of Aledo 1840001 City of China 1230038 City of Laredo 2400001 Cleburne Cleaners, Inc. CLEMENTS, EDWARD E 72019 CONTRERAS, CATALINA TXR000069864 CRYSTAL CLEANERS OF DESOTO, INC. D R & S Inc. 69250 DHUKA, NIZARALI ALI BHAI 69180 Dillard Dry Cleaning & Restoration, Inc. DOSS, MILTON Dry Clean Express, Inc. TXR000070433 County PARKER MONTGOMERY FORT BEND MONTGOMERY MONTGOMERY TARRANT DENTON COLLIN BEXAR HARRIS WEBB BOSQUE DALLAS ELLIS GALVESTON DALLAS JIM WELLS PARKER JEFFERSON WEBB JOHNSON BEXAR EL PASO DALLAS BEXAR BEXAR TARRANT BOWIE Order Date 03/05/2007 08/31/2007 03/05/2007 12/02/2006 12/22/2006 04/13/2007 05/25/2007 04/26/2007 05/11/2007 02/18/2007 02/05/2007 03/05/2007 11/03/2006 04/13/2007 03/05/2007 02/05/2007 12/02/2006 02/05/2007 02/18/2007 04/13/2007 04/26/2007 05/25/2007 08/10/2007 12/22/2006 05/11/2007 12/02/2006 12/02/2006 02/05/2007 01/26/2007 11/03/2006 02/18/2007 08/31/2007 11/18/2006 04/13/2007 Penalty Assessed 3,023.00 2,235.00 1,185.00 3,281.00 3,281.00 1,185.00 1,185.00 1,185.00 1,185.00 2,625.00 2,667.00 1,185.00 1,185.00 2,500.00 1,185.00 18,750.00 1,185.00 2,370.00 1,185.00 3,555.00 1,185.00 2,100.00 9,930.00 5,023.00 45,300.00 5,334.00 1,185.00 889.00 889.00 1,185.00 889.00 889.00 6,000.00 4,740.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 606.00 447.00 237.00 656.00 656.00 237.00 0.00 237.00 237.00 525.00 534.00 237.00 237.00 500.00 237.00 3,750.00 237.00 474.00 237.00 711.00 0.00 0.00 1,986.00 0.00 0.00 1,068.00 237.00 178.00 178.00 237.00 178.00 178.00 0.00 948.00 Payable Amount 2,417.00 1,788.00 948.00 2,625.00 2,625.00 948.00 1,185.00 948.00 948.00 2,100.00 2,133.00 948.00 948.00 2,000.00 948.00 15,000.00 948.00 1,896.00 948.00 2,844.00 1,185.00 2,100.00 0.00 5,023.00 0.00 4,266.00 948.00 711.00 711.00 948.00 711.00 711.00 6,000.00 3,792.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,944.00 0.00 45,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,944.00 0.00 45,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 41 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Multi-Media Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 30949 30119 30987 29879 30669 31120 30853 31008 30276 29889 32765 32857 31131 29961 30655 30696 29738 30796 30895 30866 29901 30298 30880 30798 30282 31058 30578 21550 30140 31059 30213 31622 32451 29734 30428 29931 Respondent Name Dung Van Le Emil B. Corporation Expert Cleaners, Inc. ExxonMobil Oil Corporation Fallbrook Enterprises, Inc GALE, LONZO Gerald Grimes HA, SUN HARRINGTON, TERRY HART, KENNETH HENDRICKS, ARTHUR D III HERRERA, JOSE HI Quality Cleaners Hoa Bui Entrprises, Inc. Hong Enterprises, LLC Hong Nguyen Imsha Inc. dba One Hour Martinizing Iturrino and Associates, Inc. J&M Royal, Inc. Jaime Granados JAMAIL ENTERPRISES, INC. Jaymauma Incorporated JJ & JM Enterprise, Inc. JMR CLASSIC DRY CLEANING AND LAUNDRY LP John A Dunaway Joy International Corporation Judy's Super Drycleaner, Inc. K. J. Plunkett Sand & Base, Inc. Karl Tatsch KIM, OK HUI CHOI KIM, YOUNG CHOL KINDEL, LAWRENCE Kinder Morgan Petcoke GP, LLC KOO, BONTAG L A F ENTERPRISES, INC. LAWSON SR, WILLIE O TCEQ ID County TXR00071225 TXR000070201 2754 TXR000071837 1012916 TXD981906712 TXR000075911 TXR000070839 TXR000072603 TXR000072082 55378 TXR000070029 TXR000075531 TXR00074310 HARRIS DALLAS HARRIS JEFFERSON HARRIS WALLER DALLAS GRIMES ORANGE TARRANT ERATH JIM WELLS HARRIS TARRANT HARRIS HARRIS DALLAS TARRANT HARRIS HIDALGO TARRANT WILLIAMSON HARRIS TXR000073684 51114 TXR000072629 455120047 RANDALL HARRIS MONTGOMERY MONTGOMERY TXR000069880 81756 TXD981144892 TXR000072611 DALLAS TRAVIS JEFFERSON DALLAS TARRANT Order Date 03/05/2007 12/22/2006 02/18/2007 04/26/2007 02/05/2007 06/29/2007 04/13/2007 05/11/2007 02/05/2007 04/13/2007 05/11/2007 05/11/2007 03/05/2007 02/18/2007 02/05/2007 08/10/2007 12/02/2006 03/05/2007 02/05/2007 03/05/2007 12/02/2006 01/26/2007 04/26/2007 04/13/2007 11/03/2006 02/18/2007 12/22/2006 10/19/2006 12/22/2006 05/11/2007 12/22/2006 01/26/2007 08/31/2007 11/18/2006 02/05/2007 11/18/2006 Penalty Assessed 1,209.00 4,090.00 889.00 13,500.00 346.00 1,446.00 1,185.00 4,740.00 2,100.00 1,185.00 210.00 210.00 1,040.00 1,185.00 889.00 2,370.00 1,185.00 889.00 611.00 1,185.00 889.00 1,067.00 1,067.00 2,370.00 889.00 932.00 889.00 6,540.00 2,370.00 1,185.00 889.00 210.00 3,675.00 1,185.00 2,370.00 1,185.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 242.00 817.00 178.00 2,700.00 69.00 289.00 237.00 948.00 420.00 0.00 0.00 0.00 208.00 237.00 178.00 0.00 237.00 178.00 122.00 237.00 178.00 214.00 214.00 474.00 178.00 187.00 178.00 0.00 474.00 237.00 178.00 0.00 735.00 237.00 474.00 237.00 Payable Amount 967.00 3,273.00 711.00 5,400.00 277.00 1,157.00 948.00 3,792.00 1,680.00 1,185.00 210.00 210.00 832.00 948.00 711.00 2,370.00 948.00 711.00 489.00 948.00 711.00 853.00 853.00 1,896.00 711.00 745.00 711.00 6,540.00 1,896.00 948.00 711.00 210.00 2,940.00 948.00 1,896.00 948.00 SEP Cost 0.00 0.00 0.00 5,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 5,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 42 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Multi-Media Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 32168 30141 30677 30978 31173 31124 29728 32148 30824 30214 30153 30568 30739 29093 31139 29727 30871 30727 29888 30917 25187 30589 31138 31136 29893 29960 29712 30915 31228 31122 30154 31635 30664 30864 30173 30692 30706 Respondent Name Loadcraft Industries, LTD. M7 Aerospace LP Marfel Corporation Mizmez, Inc Naail Investments, Inc. NALIKA, INC. Namma Corporation Nash Trucking & Construction, Inc. NGO, OANH HOANG NIMI's, Inc. North Dallas Swiss Cleaners, Ltd. North Lauderdale Inc Northeast Service, Inc. Ozark Bottled Water, Inc. Patec Enterprise, Inc. Paul Mauricio & Sons, Inc. Phuong Tam Enterprises, Inc. PJ's Cleaners, Inc. PNH Star Enterprises, Inc Polynesian, Inc. PRIESS, RANDY * Q.R.N. Enterprises, Inc. Ram Leather Care of San Antonio, Inc. Raymond C Goolsby RHEE, KEE J RLY Cleaners, L.L.C. RM Walsdorf, Inc. Royal Family Corporation Sabah Corporation, Inc. SABINE MUD-LOGGING, INC. Sam Yong Corporation Santos Construction, Inc. SB & AB Corporation Scott D. Nguyen Seong D. Roh Seymour Inn Sherali Haiderali TCEQ ID 35046 34630 TXD132289125 TXR000074807 TXR000075630 TXR000072066 TXR000077967 455040168 2270326 F1903 TXR000073221 TXR000075572 TXR000074427 F1828 TXR000069708 78056 TXR000075853 TXR000070805 HAU0103 TX0000452789 TXR000075689 TXD982559163 TX0000015438 84957 TXR000073528 90605 County MCCULLOCH BEXAR HARRIS DENTON BEXAR COLLIN DALLAS CASS HARRIS DALLAS DALLAS HARRIS TARRANT TRAVIS BEXAR HARRIS WEBB TARRANT HARRIS MASON HARRIS BEXAR HOUSTON TARRANT DENTON CAMERON HARRIS LIBERTY PANOLA DALLAS DENTON HARRIS HARRIS DALLAS HARRIS HARRIS Order Date 08/31/2007 05/11/2007 12/02/2006 05/25/2007 05/11/2007 04/13/2007 11/18/2006 03/05/2007 02/18/2007 12/22/2006 10/19/2006 02/05/2007 04/13/2007 11/18/2006 03/19/2007 02/18/2007 08/31/2007 03/05/2007 12/22/2006 05/25/2007 08/10/2007 04/13/2007 02/18/2007 03/05/2007 11/03/2006 02/18/2007 06/29/2007 03/05/2007 04/26/2007 08/10/2007 01/26/2007 06/29/2007 02/05/2007 01/26/2007 01/26/2007 03/19/2007 05/25/2007 Penalty Assessed 43,028.00 5,712.00 630.00 1,185.00 1,778.00 889.00 4,445.00 875.00 1,185.00 889.00 1,185.00 2,370.00 5,500.00 4,703.00 1,185.00 8,745.00 1,209.00 2,370.00 1,067.00 1,185.00 25,000.00 1,036.00 889.00 2,134.00 575.00 474.00 15,625.00 912.00 3,555.00 5,625.00 1,778.00 3,750.00 2,370.00 1,185.00 1,185.00 1,778.00 1,067.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 8,605.00 1,142.00 126.00 237.00 356.00 178.00 890.00 0.00 237.00 178.00 237.00 474.00 1,100.00 941.00 237.00 1,749.00 0.00 474.00 213.00 237.00 0.00 206.00 178.00 426.00 115.00 96.00 3,125.00 182.00 711.00 1,125.00 356.00 0.00 474.00 237.00 237.00 356.00 214.00 Payable Amount 17,212.00 4,570.00 504.00 948.00 1,422.00 711.00 3,555.00 875.00 948.00 711.00 948.00 1,896.00 4,400.00 3,762.00 948.00 6,996.00 1,209.00 1,896.00 854.00 948.00 25,000.00 830.00 711.00 1,708.00 460.00 378.00 6,250.00 730.00 2,844.00 4,500.00 1,422.00 3,750.00 1,896.00 948.00 948.00 1,422.00 853.00 SEP Cost 17,211.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 17,211.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 43 of 44 Appendix 5: List of Administrative Orders Issued FY2007 Multi-Media Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 28291 31152 12426 28531 30890 29884 30168 29316 30814 13209 30582 31151 25109 31210 30956 31172 30172 31159 29604 29724 29606 30857 30570 26449 29031 29940 Respondent Name TCEQ ID County Simons Petroleum, Inc. SUTTON SMART PRESS INC TXD067990788 HARRIS South Texas Chlorine, Inc. 21286 CAMERON Southwest Shipyard, L.P. 1260 HARRIS SULTAN, INC. TXR000074757 HARRIS Summerside Cleaners Corporation 68492 COLLIN Sunoco Partners Marketing & Terminals 32500 L.P. JEFFERSON Texas Sludge Disposal, Inc. SAN PATRICIO THE CHOY CORPORATION TXR000070060 HARRIS Torres Ready-Mix, Inc. 70774 TRAN, TUAN Q TXR000070011 HARRIS Trans Future Incorporated TXR000073734 HARRIS Transit Mix Concrete & Materials Company TXR05P896 BELL TRISHLA, INC. TX0000035121 HARRIS UNITED RECYCLERS SERVICES OF 81727 TEXAS INC DALLAS Uy Eang Chou TXR000072165 HARRIS VALENZUELA, JOSE RUBEN EL PASO Valet Express Dry Cleaning Services Company, Inc. F1908 BEXAR Victoria's Cleaners and Alterations Inc. 81352 TRAVIS WALLACE, A D BLANCO William A Ansley Jr WHARTON WINDEMERE LAKES LLC TXR000070268 HARRIS Yarana, Inc. TXR000069906 HARRIS YFZ Land, LLC WQ0014553001 SCHLEICHER YFZ Land, LLC TXR15I300 SCHLEICHER YTK ENTERPRISES INC TXR000070680 DALLAS MM Orders Issued: 133 Total Orders Issued : 1,383 Order Date 03/19/2007 04/26/2007 04/26/2007 04/13/2007 04/26/2007 12/22/2006 08/10/2007 Penalty Assessed 12,500.00 1,067.00 5,100.00 49,123.00 889.00 889.00 28,078.00 Penalty Deferred 0.00 237.00 0.00 0.00 178.00 178.00 5,616.00 Payable Amount 12,500.00 830.00 2,550.00 49,123.00 711.00 711.00 22,462.00 SEP Cost 0.00 0.00 2,550.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 2,550.00 0.00 0.00 0.00 0.00 10/02/2006 01/26/2007 11/03/2006 02/05/2007 08/10/2007 06/29/2007 2,725.00 2,097.00 61,250.00 1,956.00 1,185.00 27,500.00 545.00 419.00 0.00 392.00 237.00 0.00 1,090.00 1,678.00 61,250.00 1,564.00 948.00 27,500.00 1,090.00 0.00 0.00 0.00 0.00 0.00 1,090.00 0.00 0.00 0.00 0.00 0.00 02/18/2007 05/25/2007 1,185.00 5,693.00 237.00 1,139.00 948.00 4,554.00 0.00 0.00 0.00 0.00 01/26/2007 02/18/2007 04/26/2007 770.00 889.00 1,185.00 154.00 178.00 237.00 616.00 711.00 948.00 0.00 0.00 0.00 0.00 0.00 0.00 10/19/2006 05/11/2007 10/02/2006 03/05/2007 02/05/2007 09/21/2006 11/18/2006 08/31/2007 Total: 889.00 7,500.00 1,185.00 889.00 1,185.00 14,140.00 4,503.00 1,778.00 605,074.00 178.00 1,500.00 237.00 178.00 237.00 0.00 0.00 356.00 65,754.00 GrandTotal: 11,252,210.00 1,111,401.00 711.00 6,000.00 948.00 711.00 948.00 14,140.00 4,503.00 1,422.00 453,575.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 85,745.00 8,245,706.00 1,895,103.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 85,745.00 1,895,103.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 44 of 44 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM Case No. Respondent Name AQ 24551 Texas Petrochemicals LP POLLUTION REDUCTION AQ 26972 The Goodyear Tire & Rubber Company POLLUTION REDUCTION Effective Date Ratio Assessed Deferred Amt Payable Amt Amt 04/26/2007 1.00:1 157,959.00 0.00 78,980.00 The contribution will be used in the Harris County Public Health and Environmental Services - Pollution Control Division Fourier Transform Infra Red Project which includes obtaining air monitoring equipment, Fourier Transfor Infra Red and other associated monitoring equipment as well as site preparation, installation, operation and maintenance for a minimum of a two-year period. The FTIR will analyze volatile organic compounds in ambient air. 06/29/2007 1.00:1 283,654.00 0.00 141,827.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Southeast Texas Regional Planning Commission's West Port Arthur Home Energy Efficiency Program. This project is dedicated to reducing non-renewable energy usage and assisting low income residents in the West Port Arthur area by conducting home energy audits and weatherizing their homes, which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking, and insulating the homes and appliances, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. SEP Cost SEP Offset 78,979.00 78,979.00 78,979.00 78,979.00 141,827.00 141,827.00 141,827.00 141,827.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 24861 SABINA PETROCHEMICALS, 10/19/2006 1.00:1 LLC 33,275.00 0.00 16,638.00 16,637.00 16,637.00 POLLUTION REDUCTION Sabina will contribute to the Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles Program in 16,637.00 16,637.00 Jefferson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality dated August 6, 2003. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by Jefferson County will be used to comply with the Texas Clean Fleet Program. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. AQ 28950 ExxonMobil Oil Corporation 10/02/2006 1.00:1 10,000.00 0.00 5,000.00 5,000.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 1 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION Exxon will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. Exxon certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. AQ 30859 THE METHODIST HOSPITAL 04/13/2007 1.00:1 32,000.00 6,400.00 0.00 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 31013 Exxon Mobil Corporation The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/13/2007 1.00:1 8,700.00 1,740.00 3,480.00 5,000.00 5,000.00 25,600.00 25,600.00 25,600.00 25,600.00 3,480.00 3,480.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 2 of 46 Single Program POLLUTION REDUCTION AQ 32517 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 31795 Exxon Mobil Corporation Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/13/2007 1.00:1 38,000.00 0.00 19,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/23/2007 1.00:1 10,469.00 0.00 5,235.00 3,480.00 3,480.00 19,000.00 19,000.00 19,000.00 19,000.00 5,234.00 5,234.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 3 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION AQ 31620 Eastman Chemical Company POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/10/2007 1.00:1 15,708.00 3,142.00 6,283.00 The Respondent will contribute to Gregg County to purchase alternative fueled equipment. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Gregg County and the Texas Commission on Environmental Quality. SEP monies will be used to purchase alternative fueled equipment such as propane powered lawn mowers, propane powered heavy equipment or alternative fueled vehicles to be used by the county instead of gasoline or diesel powered equipment. The county will also use SEP dollars to convert current gasoline powered equipment used by the county to alternative powered equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 31470 The BOC Group, Inc. POLLUTION REDUCTION 05/25/2007 1.00:1 5,320.00 1,064.00 2,128.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 30852 Vopak Logistics Services USA 05/11/2007 1.00:1 Inc. 55,328.00 11,066.00 22,131.00 5,234.00 5,234.00 6,283.00 6,283.00 6,283.00 6,283.00 2,128.00 2,128.00 2,128.00 2,128.00 22,131.00 22,131.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 4 of 46 Single Program POLLUTION REDUCTION AQ 28456 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ 31229 ExxonMobil Oil Corporation Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2006 1.00:1 44,600.00 0.00 22,300.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/29/2007 1.00:1 5,975.00 1,195.00 2,390.00 22,131.00 22,131.00 22,300.00 22,300.00 22,300.00 22,300.00 2,390.00 2,390.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 5 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. AQ 30212 Anthony Forest Products Company CLEAN UP 02/18/2007 1.00:1 5,000.00 1,000.00 2,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites in Cass County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 31755 Millennium Petrochemicals Inc. 08/10/2007 1.00:1 10,000.00 0.00 5,000.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 29340 Stantrans, Inc. 10/19/2006 1.00:1 6,700.00 1,340.00 2,680.00 2,390.00 2,000.00 2,000.00 5,000.00 5,000.00 2,680.00 2,390.00 2,000.00 2,000.00 5,000.00 5,000.00 2,680.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 6 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 29726 Exxon Mobil Corporation POLLUTION REDUCTION 07/13/2007 1.00:1 50,147.00 0.00 25,074.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 31459 Stonewater Pipeline Company, 05/25/2007 1.00:1 L.P. 2,875.00 575.00 1,150.00 2,680.00 2,680.00 25,073.00 25,073.00 25,073.00 25,073.00 1,150.00 1,150.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 7 of 46 Single Program POLLUTION PREVENTION AQ 6498 Texas Lime Company CLEAN UP AQ 29044 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 25125 ExxonMobil Oil Corporation PUBLIC EDUCATION AQ 31084 ConocoPhillips Company Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to plug abandoned water wells where there is no responsible party that can be identified to plug the well. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/02/2006 1.00:1 50,625.00 0.00 25,313.00 Texas Lime will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Abandoned Tire Clean-Up project in Johnson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean up sites in Johnson County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2006 1.00:1 19,608.00 0.00 9,804.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, funds will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/02/2006 1.00:1 26,866.00 5,373.00 10,747.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. 06/29/2007 1.00:1 46,416.00 0.00 23,208.00 1,150.00 1,150.00 25,312.00 25,312.00 25,312.00 25,312.00 9,804.00 9,804.00 9,804.00 9,804.00 10,746.00 10,746.00 10,746.00 10,746.00 23,208.00 23,208.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 8 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 32005 Akzo Nobel Polymer Chemicals 08/10/2007 1.00:1 LLC 10,000.00 0.00 5,000.00 POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 30623 Exxon Mobil Corporation 06/29/2007 1.00:1 10,000.00 0.00 5,000.00 23,208.00 23,208.00 5,000.00 5,000.00 5,000.00 5,000.00 5,000.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 9 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 31236 ExxonMobil Oil Corporation 05/25/2007 1.00:1 23,175.00 4,635.00 9,270.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 20721 Union Oil Company of California 12/22/2006 1.00:1 79,820.00 0.00 39,910.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. AQ 29037 Exxon Mobil Corporation 11/03/2006 1.00:1 20,000.00 0.00 10,000.00 5,000.00 5,000.00 9,270.00 9,270.00 9,270.00 9,270.00 39,910.00 39,910.00 39,910.00 39,910.00 10,000.00 10,000.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 10 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 30712 Equistar Chemicals, LP CLEAN UP The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/13/2007 1.00:1 9,750.00 1,950.00 3,900.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 29273 Millennium Petrochemicals Inc. 11/03/2006 1.00:1 16,050.00 3,210.00 6,420.00 10,000.00 10,000.00 3,900.00 3,900.00 3,900.00 3,900.00 6,420.00 6,420.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 11 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION AQ 32872 The Goodyear Tire & Rubber Company POLLUTION REDUCTION AQ 31581 Equistar Chemicals, LP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. 08/10/2007 1.00:1 11,856.00 2,371.00 4,743.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/10/2007 1.00:1 28,775.00 5,755.00 11,510.00 6,420.00 6,420.00 4,742.00 4,742.00 4,742.00 4,742.00 11,510.00 11,510.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 12 of 46 Single Program POLLUTION REDUCTION AQ 28708 CLEAN UP Alcoa, Inc. AQ 5904 City of Coleman POLLUTION PREVENTION AQ 31466 Penreco Partnership Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/03/2006 1.00:1 90,000.00 18,000.00 36,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/05/2007 1.00:1 9,115.00 0.00 0.00 The City of Coleman will extend the city's main sewer line to the King Addison subdivision, which is a low-income neighborhood. SEP monies will be used to pay for the cost of extending the main line and connecting six households, which are presently connected to failing on-site septic system, to the main line at no cost to the recipient. The failing on-site septic systems will be properly abandoned. The city is not required to extend the main line to this low-income neighborhood or to connect the low-income recipient. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The city will use SEP monies to pay for the direct cost of implementing the project, and no portion will be spent on administrative costs. The City of Coleman certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by decreasing the potential for illegal discharges of raw, untreated sewage into the surface and ground water. 08/10/2007 1.00:1 68,586.00 13,717.00 27,435.00 11,510.00 11,510.00 36,000.00 36,000.00 36,000.00 36,000.00 9,115.00 9,115.00 9,115.00 9,115.00 27,434.00 27,434.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 13 of 46 Single Program POLLUTION REDUCTION AQ 32900 Texas Petrochemicals LP POLLUTION REDUCTION AQ 33030 Houston Refining LP Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2007 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/10/2007 1.00:1 50,453.00 0.00 25,227.00 27,434.00 27,434.00 8,000.00 8,000.00 8,000.00 8,000.00 25,226.00 25,226.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 14 of 46 Single Program POLLUTION REDUCTION AQ 22342 Sherwin Alumina, L.P. POLLUTION PREVENTION AQ 30091 Coleto Creek Power LP ENVIRONMENTAL ENHANCEMENT AQ 29725 ExxonMobil Oil Corporation Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/10/2007 1.00:1 20,488.00 0.00 10,244.00 The Respondent will contribute to The University of Texas' Corpus Christi Air Monitoring and Surveillance Camera Installation and Operation in Nueces County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the University of Texas and the Texas Commission on Environmental Quality. The University of Texas will install, maintain, and operate an air monitoring and surveillance camera network along the Corpus Christi ship channel to record the concentrations of specific air pollutants along the industrial area. At least seven air monitoring stations and two surveillance cameras will be installed along the ship channel. The air monitoring stations will record concentrations of hydrogen sulfide, (total reduced sulfur), sulfur dioxide and volatile organic compounds including benzene and meteorological data. Data and images obtained from the monitors will be made available to the public via the TCEQ website as soon as possible after it becomes available electronically, depending on the type on monitor. 05/25/2007 1.00:1 2,400.00 480.00 960.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will improve and maintain the wetland habitat of the Myrtle Foester-Whitmire Unit ("Unit") of the Aransas National Wildlife Refuge for waterfowl and shorebirds. This cooperative program will provide a more reliable supply of water and improve the efficiency of the delivery of freshwater to and within the unit. The area has been known to hold 18% of the wintering waterfowl on the Texas Gulf Coast. Nearly every waterfowl species using the Central Flyway will benefit from this project by providing high value wintering habitat. 01/26/2007 1.00:1 20,724.00 0.00 10,362.00 25,226.00 25,226.00 10,244.00 10,244.00 10,244.00 10,244.00 960.00 960.00 960.00 960.00 10,362.00 10,362.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 15 of 46 Single Program POLLUTION REDUCTION AQ 30810 Exxon Mobil Corporation POLLUTION REDUCTION AQ 31797 Exxon Mobil Corporation Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/25/2007 1.00:1 20,000.00 0.00 10,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/10/2007 1.00:1 4,575.00 915.00 1,830.00 10,362.00 10,362.00 10,000.00 10,000.00 10,000.00 10,000.00 1,830.00 1,830.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 16 of 46 Single Program POLLUTION REDUCTION AQ 30590 PD Glycol LP POLLUTION REDUCTION AQ 30898 Chambers County ENVIRONMENTAL ENHANCEMENT AQ 28789 Texas A&M University Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/26/2007 1.00:1 10,575.00 2,115.00 4,230.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/13/2007 1.00:1 4,950.00 990.00 0.00 The Respondent will contribute to Galveston Bay Restoration "Marsh Mania" in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 10/02/2006 1.00:1 22,275.00 4,455.00 0.00 1,830.00 1,830.00 4,230.00 4,230.00 4,230.00 4,230.00 3,960.00 3,960.00 3,960.00 3,960.00 17,820.00 17,820.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 17 of 46 Single Program POLLUTION PREVENTION AQ 32062 Equistar Chemicals, LP POLLUTION REDUCTION AQ 29349 Equistar Chemicals, LP POLLUTION REDUCTION Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 80,191.00 0.00 40,096.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/02/2006 1.00:1 8,425.00 0.00 4,213.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 17,820.00 17,820.00 40,095.00 40,095.00 40,095.00 40,095.00 4,212.00 4,212.00 4,212.00 4,212.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 18 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program AQ 29615 DCP Midstream, LP POLLUTION PREVENTION 10/19/2006 1.00:1 12,200.00 2,440.00 4,880.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 4,880.00 4,880.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 31280 ExxonMobil Oil Corporation 05/25/2007 1.00:1 5,975.00 1,195.00 2,390.00 POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 2,390.00 2,390.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. AQ 29905 Citgo Products Pipeline Company CLEAN UP 02/18/2007 1.00:1 3,150.00 630.00 1,260.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,260.00 1,260.00 AQ 30300 Valero Refining-Texas, L.P. 08/23/2007 1.00:1 119,149.00 0.00 59,575.00 59,574.00 POLLUTION PREVENTION The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston 59,574.00 AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap AQ 29618 Air Products, L.P. 01/26/2007 1.00:1 5,200.00 1,040.00 2,080.00 2,080.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps 4,880.00 4,880.00 2,390.00 2,390.00 1,260.00 1,260.00 59,574.00 59,574.00 2,080.00 Page 19 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION REDUCTION AQ 31037 Eastman Chemical Company POLLUTION REDUCTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/29/2007 1.00:1 32,035.00 6,407.00 12,814.00 The Respondent will contribute to Gregg County to purchase alternative fueled equipment. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Gregg County and the Texas Commission on Environmental Quality. SEP monies will be used to purchase alternative fueled equipment such as propane powered lawn mowers, propane powered heavy equipment or alternative fueled vehicles to be used by the county instead of gasoline or diesel powered equipment. The county will also use SEP dollars to convert current gasoline powered equipment used by the county to alternative powered equipment. AQ 29330 Huntsman Petrochemical Corporation POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/02/2006 1.00:1 10,550.00 0.00 5,275.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, funds will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. AQ 28822 National Oilwell Varco, L.P. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2006 1.00:1 85,625.00 17,125.00 34,250.00 2,080.00 2,080.00 12,814.00 12,814.00 12,814.00 12,814.00 5,275.00 5,275.00 5,275.00 5,275.00 34,250.00 34,250.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 20 of 46 Single Program POLLUTION REDUCTION AQ 28790 Equistar Chemicals, LP POLLUTION REDUCTION AQ 30169 Clarke Products, Inc. Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. 12/02/2006 1.00:1 10,000.00 0.00 5,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. 03/05/2007 1.00:1 25,000.00 5,000.00 10,000.00 34,250.00 34,250.00 5,000.00 5,000.00 5,000.00 5,000.00 10,000.00 10,000.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 21 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 10,000.00 AQ 31856 Lucite International, Inc. POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/29/2007 1.00:1 2,600.00 520.00 1,040.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 1,040.00 1,040.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 31477 Haldor Topsoe, Inc. PUBLIC EDUCATION AQ 31300 Invista S.a.r.l. POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. 05/25/2007 1.00:1 8,816.00 1,763.00 3,527.00 The Respondent will contribute to Harris County Public Health and Environmental Services-Pollution Control Division's FTIR Project. This project includes the lease/contracting for services of air monitoring equipment, FTIR and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. 08/31/2007 1.00:1 120,666.00 24,133.00 48,267.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. 3,526.00 3,526.00 48,266.00 48,266.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps 10,000.00 1,040.00 1,040.00 3,526.00 3,526.00 48,266.00 48,266.00 Page 22 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program AQ 31966 The Dow Chemical Company POLLUTION REDUCTION IHW 30762 Nova Chemicals Inc. ENVIRONMENTAL RESTORATION 08/31/2007 1.00:1 87,192.00 0.00 43,596.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/26/2007 1.00:1 5,814.00 1,163.00 2,326.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. MSW 31199 Hidalgo County POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 12,200.00 0.00 0.00 The Respondent will contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. MSW 2032 Southwest Tire Disposal, LLC The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/11/2007 1.00:1 12,140.00 0.00 6,070.00 43,596.00 43,596.00 43,596.00 43,596.00 2,325.00 2,325.00 2,325.00 2,325.00 12,200.00 12,200.00 12,200.00 12,200.00 6,070.00 6,070.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 23 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ, specifically, the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. The contribution will be used to clean-up sites in El Paso County where tires have been disposed of illegally. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. Respondent agrees that any tire waste collected shall not be processed, stored, or disposed of by any facilities owned or operated by Southwest Tire Disposal, L.L.C., and that Respondent shall not profit in any manner from the performance of this SEP. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. MSW 26566 Synergy Management Group, L.L.C. CLEAN UP MSW 26127 McCarty Road Landfill TX, LP CLEAN UP MSW 2333 Western Waste of Texas, LLC POLLUTION PREVENTION POLLUTION PREVENTION MSW 25483 City of Port Arthur The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/03/2006 1.00:1 8,670.00 1,734.00 3,468.00 Synergy will contribute to the Texas Association of Resource Conservation and the Development Areas, Inc. ("RC&D") for its Abandoned Tire Clean-Up project in Haskill County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution will be used to clean-up sites in Haskell County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2006 1.00:1 50,076.00 10,015.00 20,031.00 McCarty Landfill will contribute to the Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays, 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 01/26/2007 1.00:1 81,625.00 0.00 40,813.00 The Clean Up of Unauthorized Trash Dumps project will coordinate with local city and/or county government officials to clean up sites where trash has been disposed illegally. Eligible sites will be limited to those where a responsible party can not be identified and where the reasonable efforts have already been taken to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of debris. The Household Hazardous Waste Clean Up project will provide a day for local residents to bring in household hazardous waste ("HHW") such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. The project is administered in accordance with TCEQ guidance on HHW, and in compliance with federal, state, and local environmental laws and regulations. SEP monies are used solely for collection, recycling, and disposal. 03/05/2007 1.00:1 10,125.00 2,025.00 0.00 6,070.00 6,070.00 3,468.00 3,468.00 3,468.00 3,468.00 20,030.00 20,030.00 20,030.00 20,030.00 40,812.00 20,406.00 40,812.00 20,406.00 20,406.00 20,406.00 8,100.00 8,100.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 24 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program CLEAN UP Respondent shall establish a citizen scrap tire disposal and processing facility where citizens may dispose of tires at no cost. Respondent shall purchase a new TC-55 Tire Cutter from Tire Service Equipment Manufacturing Co. at an estimated cost of $9,500 for use at the facility. At least one time per week, Respondent shall split collected tires into quarters and dispose of them in the Port Arthur landfill. Respondent shall post a minimum of three (3) 4'x4' metal-based signs to notify the public of the facility and shall perform advertising through the Port Arthur television channel. Respondent shall register with the TCEQ as a tire generator, processor, and transporter. Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. PST 8415 CLEAN UP City of Pharr Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/05/2007 1.00:1 22,500.00 0.00 0.00 The Respondent shall contribute Twenty-two thousand seven hundred and fifty dollars ($22,750.00) to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the The Rensselaerville Institute SEP Program. This project is dedicated to provide low income homeowners with assistance to enable repair or replace failures on-site and or improve on-site wastewater systems. SEP monies will be used to pay for labor and materials costs related to repairing, replacing, and or improving the failing systems. The recipients will not be charged for the cost. PST PST 24910 City of Weslaco POLLUTION PREVENTION 18111 Cal Farley's Girlstown, U.S.A. POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/02/2006 1.00:1 3,927.00 785.00 0.00 The City of Weslaco will extend first time sewer service to three low-income households which are presently connected to failing on-site septic systems. The City will hire a private plumbing contractor to complete the work, which will consist of installation of a service line from each mobile home to the sewer stub-out which connects to the City's main sewer line. All dollars spent will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/22/2006 1.00:1 2,500.00 The respondent shall do the following: 500.00 0.00 1. Purchase 20 Bald Cypress trees, which are native to the area and 12 Spartan Junipers; and PST 14027 City of Georgetown 2. Plant the trees in a four hundred (400) foot area to the Respondent's property with the volunteer help of the girls who reside on the Respondent's property. The Respondent will not receive SEP credit for the girls' volunteer labor in planting the trees. 03/19/2007 1.00:1 12,375.00 2,475.00 0.00 8,100.00 8,100.00 22,500.00 22,500.00 22,500.00 22,500.00 3,142.00 3,142.00 3,142.00 3,142.00 2,000.00 2,000.00 2,000.00 2,000.00 9,900.00 9,900.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 25 of 46 Single Program POLLUTION PREVENTION PWS 16644 CLEAN UP Texas H2O, Inc. PWS 25179 CLEAN UP City of Cockrell Hill PWS 24871 City of Mexia POLLUTION PREVENTION PWS 13026 City of West Tawakoni Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/25/2007 1.00:1 4,480.00 0.00 2,240.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party and the TCEQ, specifically, to the Texas Association of Resource Conservation and Development Areas, Inc. for its Cleanup of Illegal Trash Dumps Project in Hood County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. The contribution will be used to help rid communities of the dangers and health threats associated with non-reguated trash dumps which contaminate air and water, and harbor disease carrying animals and insects. . . . 07/13/2007 1.00:1 6,525.00 0.00 0.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for a Household Hazardous Waste Collection program, to be conducted within Dallas County. During the event, residents shall be allowed to bring household hazardous waste to the collection site for proper disposal. Specifically, SEP monies will pay for the labor and disposal costs associated with properly disposing of paint, thinners, pesticides, oil and gas, corrosive cleaners, fertilizers, and other wastes. Citizens will not be charged disposal fees. The project will be administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/11/2007 1.00:1 935.00 187.00 0.00 The Respondent shall repair or replace sanitary sewer service lines, cleanouts, and caps on private property in an environmental justice community (low income, minority homeowners) in the City of Mexia to reduce inflow and infiltration into the sanitary sewer collection system. Approximately 5 lines will be repaired or replaced as needed. The homeowners are low income and would not be able to afford the repairs themselves. The Respondent will not charge the homeowners for the costs of the SEP. The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. 05/25/2007 1.00:1 10,098.00 0.00 0.00 9,900.00 9,900.00 2,240.00 2,240.00 2,240.00 2,240.00 6,525.00 6,525.00 6,525.00 6,525.00 748.00 748.00 748.00 748.00 10,098.00 10,098.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 26 of 46 Single Program CLEAN UP PWS 21658 City of Killeen POLLUTION PREVENTION PWS 25470 City of Santa Rosa POLLUTION PREVENTION PWS 19715 CLEAN UP City of Port Lavaca PWS 26708 City of Winters Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/23/2007 1.00:1 1,473.00 0.00 0.00 Respondent shall hold a one-day city-wide waste collection and recycling event and a waste tire dump clean up event. The clean up event will include recycling batteries, electronics, and tires. Respondent shall ensure that the event: 1. occurs on a weekend during daylight hours; 2. offers to the public a convenient drop-off location; 3. is organized and conducted by City employees; 4. is advertised in: a. one newspaper of large circulation in the geographic area, b. flyers placed in utility bill mail-outs, c. City of Killeen web page, and d. City of Killeen cable channel. Respondent shall collect, transport, and dispose of the collected wastes. SEP monies related to this Order will be used for roll-off bins, heavy equipment including a track loader, and small equipment to be used during the event. 10/19/2006 1.00:1 755.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/18/2006 1.00:1 3,725.00 0.00 0.00 The City of Port Lavaca will conduct and advertise a used tire collection day for its citizens. The City of Port Lavaca will collect and properly dispose of the tires at no cost to its citizens. SEP monies will be used for the direct costs of collecting and properly disposing of the used tires. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Port Lavaca will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 06/29/2007 1.00:1 9,016.00 1,803.00 0.00 10,098.00 10,098.00 1,473.00 1,473.00 1,473.00 1,473.00 755.00 755.00 755.00 755.00 3,725.00 3,725.00 3,725.00 3,725.00 7,213.00 7,213.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 27 of 46 Single Program CLEAN UP UIC 27050 CLEAN UP JAY LESLIE INC WQ 31859 City of Tenaha POLLUTION PREVENTION WQ 32863 City of Huntington Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall demolish and properly dispose of an asbestos-containing unsafe structure that is in danger of imminent collapse and that has been deemed by the Respondent to be an unsafe structure, and remove illegally dumped batteries and solid waste from the property. The property is located at 216 N. Melwood near residences and a church, where young children frequently play. The Respondent has performed an asbestos survey of the structure using a licensed Individual Asbestos Consultant. The consultant collected samples of suspected asbestos containing building materials (ACBMs). The following materials tested positive for asbestos: 1. Cement shingles, approximately 800 sq. ft.; 2. Drywall Gypsum Wallboard (DGWD), approximately 2,700 sq. ft.; and 3. Window Glazing, approximately 300 linear feet. The majority of these materials are located in or on portions of the structure that appear to be in danger of imminent collapse or are unsafe to enter. To ensure that the asbestos removal will comply with state and federal regulations, prior to demolition activities, ACBMs in the areas to be disturbed will be abated by a qualified asbestos contractor under monitoring and supervision of a qualified asbestos consultant. The Respondent will place a deed restriction on the property to preserve it in perpetuity as a public park. The Respondent shall perform all aspects of this project in accordance with all federal, state and local environmental laws and regulations. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/18/2006 1.00:1 2,250.00 0.00 1,125.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ, specifically, Keep Odessa Beautiful. This project encourages citizens to bring in recyclable materials, household hazardous waste, large metal appliances and tires for a Texas Recycles Day and Household Hazardous Waste Collection event. Keep Odessa Beautiful collects and properly disposes of or recycles these wastes at no cost to the citizens. SEP monies will be used to pay for the cost of properly disposing of the household hazardous waste and tires collected during the events. SEP monies will be used solely for the projects. 07/13/2007 1.00:1 5,010.00 1,002.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 3,960.00 792.00 0.00 7,213.00 7,213.00 1,125.00 1,125.00 1,125.00 1,125.00 4,008.00 4,008.00 4,008.00 4,008.00 3,168.00 3,168.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 28 of 46 Single Program CLEAN UP WQ 29276 Jackson County WCID 1 POLLUTION REDUCTION WQ 31178 City of Buda Economic Development Corporation ENVIRONMENTAL ENHANCEMENT WQ 2528 Agrifos Fertilizer Inc. * ENVIRONMENTAL RESTORATION WQ 25443 City of Bremond POLLUTION PREVENTION WQ 25175 City of Winona Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no preexisting obligation to clean up the site by the owner. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/11/2007 1.00:1 12,680.00 2,536.00 0.00 The Respondent will locate, repair, or replace substandard sewer lateral connections to approximately ten homes located within the Jackson County Water Control & Improvement District No. 1. The homeowners are low-income and are financially unable to afford replacing the sanitary lateral sewer lines. The project will include repairing or installing sewer system lateral lines on the homeowner's property and connecting the homes to the main line of the city sanitary sewer system at no cost to the homeowners. The Respondent will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 04/26/2007 1.00:1 1,600.00 320.00 0.00 The Respondent will contribute to The Hill Country Conservancy for the Wentzel Tract project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between The Hill Country Conservancy and the Texas Commission on Environmental Quality. SEP monies will be used to help divert water into an 18-acre abandoned quarry. The quarry will then capture and hold the water, so that the water can be absorbed into the Edwards Aquifer that runs beneath the quarry. It is estimated that the quarry could divert up to 275 acre-feet of additional storm water runoff into the Edwards Aquifer. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 01/26/2007 1.00:1 67,362.00 13,472.00 26,945.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment ot grae an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. 10/02/2006 1.00:1 11,400.00 2,280.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/18/2006 1.00:1 11,680.00 2,336.00 0.00 3,168.00 3,168.00 10,144.00 10,144.00 10,144.00 10,144.00 1,280.00 1,280.00 1,280.00 1,280.00 26,945.00 26,945.00 26,945.00 26,945.00 9,120.00 9,120.00 9,120.00 9,120.00 9,344.00 9,344.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 29 of 46 Single Program POLLUTION PREVENTION WQ 13867 City of Hempstead POLLUTION PREVENTION WQ 29821 City of Arlington POLLUTION PREVENTION Appendix 6 : List of SEP's & SEP Projects - FY 2007 The City of Winona will participate in a sewer extension project. SEP monies will be used to provide sewer extension to three households that require expensive individual lift stations, at no cost to the recipients. This area has not been serviced because the elderly, low-income residents could not afford the lift stations to add pressure to convey wastewater to the sewer system that is upgrade from their properties. The failing septic systems will be properly decommissioned. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City of Winona will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. Additional labor costs will be absorbed by the city. 09/21/2006 1.00:1 5,500.00 0.00 0.00 The City of Hempstead will connect two homes to the main sewer line that are currently utilizing failing on-site septic systems and then properly abandon the failing septic systems. The City will pay for all associated labor and materials costs and will not charge the recipients for these costs. There is nothing requiring the city of extend this service to the recipient homes. 08/31/2007 1.00:1 11,250.00 0.00 0.00 Respondent shall, through a contractor, extend first-time sewer service to one low-income household which is presently connected to a failing on-site septic system. The septic system is located at 1345 Mansfield Webb Road in Arlington. Respondent agrees to connect the resident to the central system and properly decommission the existing septic tank at no cost to the homeowner. This SEP will provide a discernible environmental benefit by preventing possible contamination of residential areas and watersheds resulting from discharge of sewage or septage from the failing system. Raw sewage can carry bacteria, viruses, protozoa (parasitic organisms), helminths (intestinal worms), and bioaerosols (inhalable molds and fungi). The diseases they may cause range in severity from mild gastroenteritis (causing stomach cramps and diarrhea) to life-threatening ailments such as cholera, dysentery, infectious hepatitis, and severe gastroenteritis. People can be exposed through sewage in drinking water sources; direct contact in areas of public access such as basements, lawns or streets, or in waters used for recreation; shellfish harvested from areas contaminated by raw sewage; and inhalation and skin absorption. A key environmental concern with sewage overflows is the effect on rivers, lakes, streams, or aquifer systems. In addition to potential spread of disease, sewage in the environment contributes excess nutrients, metals, and toxic pollutants that contaminate water quality, cause excess algae blooms, and kill fish and other organisms in aquatic habitats. 9,344.00 9,344.00 5,500.00 5,500.00 5,500.00 5,500.00 11,250.00 3,750.00 11,250.00 3,750.00 Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 30 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program CLEAN UP Respondent shall hold a one-day city-wide household hazardous waste and pharmaceuticals collection event. The event will include collection of batteries, paints, cleaners, used oils, pesticides, and pharmaceuticals. Respondent shall ensure that the event: 1. occurs on a weekend during daylight hours; 2. offers to the public a convenient drop-off location; 3. is organized and conducted by City employees; and 4. is advertised in flyers placed in utility bills or mail-outs. Respondent shall collect the wastes and shall contract with a licensed hauler to transport and properly dispose of the collected wastes. Respondent shall perform this project in accordance with all federal, state and local laws and regulations. Respondent certifies that there is no prior commitment to do these projects and that they are being performed solely in an effort to settle this enforcement action. WQ 31017 Texas Department of Criminal 04/13/2007 1.00:1 Justice 5,130.00 1,026.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 30804 Texas Department of Transportation POLLUTION PREVENTION 05/11/2007 1.00:1 1,050.00 210.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 25604 CLEAN UP City of Rhome The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2006 1.00:1 29,165.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 27351 City of Jacinto City The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/23/2007 1.00:1 6,823.00 0.00 0.00 7,500.00 7,500.00 4,104.00 4,104.00 4,104.00 4,104.00 840.00 840.00 840.00 840.00 29,165.00 29,165.00 29,165.00 29,165.00 6,823.00 6,823.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 31 of 46 Single Program POLLUTION PREVENTION WQ 21003 City of Hubbard POLLUTION PREVENTION WQ 29605 Solvay Chemicals, Inc. POLLUTION PREVENTION WQ 32139 City of Cleveland POLLUTION PREVENTION WQ 29317 U.S. Denro Steels, Inc. Appendix 6 : List of SEP's & SEP Projects - FY 2007 Respondent shall hold a one-day household hazardous waste (such as motor oils, paint, pesticides, fertilizers, and used batteries), used tires, mercury-containing thermometers, and used electronics (E-waste) collection event. The collection event must include recycling of electronics and mercury. Respondent shall ensure that the event: 1. occurs on a weekend during daylight hours; 2. offers to the public a convenient drop-off location; 3. is organized and conducted by City employees; 4. is advertised in: a. a newspaper of large circulation in the geographic area, and b. posted on City marquis Respondent shall collect, transport, and dispose of the collected wastes. SEP monies will be used for heavy equipment including roll-off bins, trailers, overtime labor of employees, public announcement of the event, disposal fees, and recycling costs. 05/25/2007 1.00:1 8,400.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 12/02/2006 1.00:1 15,525.00 3,105.00 6,210.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 5,200.00 1,040.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/02/2006 1.00:1 17,325.00 7,435.00 2,960.00 6,823.00 6,823.00 8,400.00 8,400.00 8,400.00 8,400.00 6,210.00 6,210.00 6,210.00 6,210.00 4,160.00 4,160.00 4,160.00 4,160.00 6,930.00 6,930.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 32 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program ENVIRONMENTAL RESTORATION The Respondent will contribute to Galveston Bay Restoration "Marsh Mania" in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 29820 Harris County Municipal Utility 01/26/2007 1.00:1 District 221 7,752.00 1,550.00 0.00 ENVIRONMENTAL ENHANCEMENT The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. WQ 25982 Kaufman County Fresh Water 10/19/2006 1.00:1 Supply District No 1A 65,280.00 0.00 0.00 ENVIRONMENTAL RESTORATION Kaufman County will perform the Shenandoah Park Native Habitat Restoration project. The project involves restoring native habitat to a 25-acre of open land located near Forney, Texas in Kaufman County. The property targeted for restoration is scheduled to become part of a 70 acre public park. The purpose of the proposed restoration is to provide habitat for native plants and animals and improve ecosystem resistance to drought and flood events. The restoration will include areas of riparian habitat and native prairie grass historically and ecologically characteristic of the Blackland Prairie bioregion. The area includes an intermittent stream that will be widened and a restored native bog and stream habitat will be built. Native Texas prairie and riparian plant species specific to the Blackland Prairie region of northeast Texas will be introduced. The habitat restoration will include the removal of aggressive invasive species such as Johnson grass and replacement with a mixture of native prairie species such as little bluestem and Indian grass. A conservation easement will be placed upon the area to be restored. Subject to the restirctions in paragraph B below, SEP monies will pay for labor and materials costs associated with planting native plants and the removal of invasive plant species. WQ 26177 City of Alpine POLLUTION PREVENTION 03/05/2007 1.00:1 15,432.00 3,086.00 0.00 The City of Alpine will extend first-time sewer service to ten homes currently utilizing failing on-site sewage systems. SEP monies will be used to pay for the cost of connecting these ten low-income households to the main sewer line at no cost to the recipients. The failing on-site septic systems will be properly abandoned. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City of Alpine will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. The City of Alpine certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by abandoning these failing on-site septic systems and decreasing the potential for discharges of raw untreated sewage. 6,930.00 6,930.00 6,202.00 6,202.00 6,202.00 6,202.00 65,280.00 65,280.00 65,280.00 65,280.00 12,346.00 12,346.00 12,346.00 12,346.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 33 of 46 Single Program WQ 25404 City of Electra POLLUTION PREVENTION WQ 32447 City of Winnsboro POLLUTION PREVENTION WQ 31030 A. Schulman, Inc. POLLUTION PREVENTION WQ 29758 Texas Department of Transportation CLEAN UP WQ 25340 City of Goree Appendix 6 : List of SEP's & SEP Projects - FY 2007 08/10/2007 1.00:1 8,360.00 1,672.00 0.00 Respondent shall repair or replace broken and/or substandard private service lines within the wastewater collection system for approximately four low to moderate-income homeowners. The project shall upgrade lines to modern construction standards and prevent leakage and/or infiltration due to breaks or cracks. Respondent will perform this project at no cost to the homeowners. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Respondent will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 08/31/2007 1.00:1 6,650.00 1,330.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/29/2007 1.00:1 14,560.00 2,912.00 5,824.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 05/11/2007 1.00:1 11,800.00 2,360.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/29/2007 1.00:1 2,320.00 464.00 0.00 6,688.00 6,688.00 6,688.00 6,688.00 5,320.00 5,320.00 5,320.00 5,320.00 5,824.00 5,824.00 5,824.00 5,824.00 9,440.00 9,440.00 9,440.00 9,440.00 1,856.00 1,856.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 34 of 46 Single Program CLEAN UP WQ 14810 City of New Boston POLLUTION PREVENTION WQ 23543 City of Orange POLLUTION PREVENTION WQ 32088 City of Robinson Appendix 6 : List of SEP's & SEP Projects - FY 2007 The City of Goree shall hold a special "Going for Greatness in Goree" collection event to collect household hazardous wastes, tires, and large bulk items such as refrigerators and freezers. The event shall be comprised of at least the following: 1. Respondent shall obtain three roll-off accumulation bins (special roll-off box that is covered or one that can be covered) to sort, collect, and later properly dispose of the materials; 2. Locate the accumulation bins at a designated city collection location; 3. Post signage at the City-operated event and publicize the collection event in the community to apprise the public about the date and location of the event; and 4. Hold the event on a designated week-end day, offering disposal services at no cost to the citizens. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. 01/26/2007 1.00:1 20,200.00 0.00 0.00 The City of New Boston will participate in a sewer extension project. SEP monies will be used to provide sewer extension to approximately six (6) households utilizing failing septic systems on the north side of Interstate 30 outside the corporate limits of the City of New Boston, at no cost to the recipients. The project will consist of approximately 600 LF of 6" diameter sewer main that will convey sewer discharges from the residents' homes. The City will reconnect all of the existing household drain lines to the new main, and properly decommission the septic tanks. This area has not been serviced because the residents are low-income and could not afford the cost of the connection to their properties. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City of New Boston will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. Additional labor costs will be absorbed by the city, 08/31/2007 1.00:1 36,300.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/10/2007 1.00:1 7,500.00 0.00 0.00 1,856.00 1,856.00 20,200.00 20,200.00 20,200.00 20,200.00 36,300.00 36,300.00 36,300.00 36,300.00 7,500.00 7,500.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 35 of 46 Single Program POLLUTION PREVENTION WQ 29470 CLEAN UP City of Alvarado WQ 27969 City of Weatherford POLLUTION PREVENTION WQ 29818 Benton City Water Supply Corporation CLEAN UP WQ 31847 City of Robinson Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 11/03/2006 1.00:1 11,760.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/19/2006 1.00:1 8,700.00 0.00 0.00 The City of Weatherford will extend the city's main sewer line to the two lots located at Duke Street in Weatherford, to assist Habitat for Humanity in constructing two homes for low income individuals. SEP monies will be used to pay for the cost of extending 175 feet of sewer main, construct a manhole, install 2 sewer taps and service lines, repair asphalt damaged by construction, and provide traffic control and inspection for the project at no cost to the recipient. The city is not required to extend the main line to these low-income lots or to connect the low-income recipients. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The city will use SEP monies to pay for the direct cost of implementing the project, and no portion will be spent on administrative costs. 01/26/2007 1.00:1 6,325.00 1,265.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/23/2007 1.00:1 4,960.00 992.00 0.00 7,500.00 7,500.00 11,760.00 11,760.00 11,760.00 11,760.00 8,700.00 8,700.00 8,700.00 8,700.00 5,060.00 5,060.00 5,060.00 5,060.00 3,968.00 3,968.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 36 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,968.00 WQ 26949 Texas Parks and Wildlife Department ENVIRONMENTAL RESTORATION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/05/2007 1.00:1 6,080.00 0.00 0.00 Respondent shall perform reforestation by planting 2.0 acres of Bald Cypress and Water Tupelo trees at a density of 300 trees per acre. Planted trees must be a minimum of approximately three feet in height, spaced 12 feet apart, and be protected from herbivores using tree guards. Respondent shall remove undesirable exotics such as the Chinese Tallow tree. Respondent shall use SEP funds to pay for new trees and the removal of undesirables, as well as the associated labor and equipment costs for the project. 6,080.00 6,080.00 Respondent shall perform this project within approximately 25 acres of land located along the banks San Jacinto River at the San Jacinto Battleground State Park. This park is owned by the State of Texas. It has been designated as a State Historic Site, a National Historic Landmark and has been dedicated to the public use. Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. WQ 15048 City of Aubrey POLLUTION PREVENTION WQ 30940 CLEAN UP City of West Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/13/2007 1.00:1 9,680.00 1,936.00 0.00 The City of Aubrey shall connect approximately five substandard or failing septic systems of low-income homes located within the City of Aubrey. The project shall include purchasing and installing sewer system lateral lines, clean-outs, and other materials required to complete the work and make it fully operational. The City shall properly decommission and abandon the residents' old septic tanks. This project shall be done at no cost to the homeowners. The SEP shall be done in accordance with all federal, state and local environmental laws and regulations. The City of Aubrey shall use SEP monies only for the direct cost of implementing the project and no portion shall be spent on administrative costs. 06/29/2007 1.00:1 11,825.00 2,365.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 7,744.00 7,744.00 9,460.00 9,460.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps 3,968.00 6,080.00 6,080.00 7,744.00 7,744.00 9,460.00 9,460.00 Page 37 of 46 Single Program WQ 26741 CLEAN UP City of Emory WQ 29389 City of Rhome POLLUTION PREVENTION WQ 32060 City of Dumas POLLUTION PREVENTION WQ 30308 City of Savoy POLLUTION PREVENTION WQ 30507 SEC Energy Products & Services, L.P. Appendix 6 : List of SEP's & SEP Projects - FY 2007 05/11/2007 1.00:1 4,840.00 968.00 0.00 The City of Emory will contribute to the RC&D Abandoned Tire Clean-up project in Rains County. The contribution will be used to clean-up sites in Rains County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. The City of Emory certifies that there is no prior commitment to make this contribution adn that it is being done solely in an effort to settle this enforcement action. 11/18/2006 1.00:1 31,900.00 6,380.00 0.00 The Respondent shall contribute to the Third-Party Recipient to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair and replacement of their failing on-site wastewater systems. SEP monies will be used for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 08/23/2007 1.00:1 2,704.00 540.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 07/13/2007 1.00:1 10,400.00 2,080.00 0.00 The City of Savoy shall connect approximately two low- to moderate-income residences, which are currently on septic systems, to the sanitary sewer system. The project shall include purchasing and installing sewer system lateral lines, clean-outs, a manhole, and other materials required to complete the work and make it fully operational. The City shall properly decommission and abandon the residents' old septic tanks. This project shall be done at no cost to the homeowners. The SEP shall be done in accordance with all federal, state and local environmental laws and regulations. The City of Savoy shall use SEP monies only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The City of Savoy certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/19/2007 1.00:1 40,508.00 8,102.00 16,203.00 3,872.00 3,872.00 3,872.00 3,872.00 25,520.00 25,520.00 25,520.00 25,520.00 2,164.00 2,164.00 2,164.00 2,164.00 8,320.00 8,320.00 8,320.00 8,320.00 16,203.00 16,203.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 38 of 46 Single Program CLEAN UP WQ 31186 Acton MUD POLLUTION PREVENTION WQ 12305 CLEAN UP City of Brenham WQ 31969 City of College Station POLLUTION PREVENTION WQ 32127 NJB & Sons, Inc. Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Galveston Bay Restoration "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 05/25/2007 1.00:1 5,775.00 1,155.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 44,150.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 08/23/2007 1.00:1 4,700.00 940.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 1,250.00 250.00 500.00 16,203.00 16,203.00 4,620.00 4,620.00 4,620.00 4,620.00 44,150.00 44,150.00 44,150.00 44,150.00 3,760.00 3,760.00 3,760.00 3,760.00 500.00 500.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 39 of 46 Single Program POLLUTION PREVENTION WQ 31968 Port of Houston Authority CLEAN UP WQ 30177 City of Pflugerville CLEAN UP WQ 31264 CLEAN UP City of Killeen WQ 31054 Aqua Development, Inc. Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/23/2007 1.00:1 4,620.00 924.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/05/2007 1.00:1 12,700.00 2,540.00 0.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Travis County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/23/2007 1.00:1 4,880.00 0.00 0.00 Respondent shall hold a one-day city-wide waste collection and recycling event and a waste tire dump clean up event. The clean up event must include recycling batteries, electronics, and tires. 04/26/2007 1.00:1 6,080.00 1,216.00 2,432.00 500.00 500.00 3,696.00 3,696.00 3,696.00 3,696.00 10,160.00 10,160.00 10,160.00 10,160.00 4,880.00 4,880.00 4,880.00 4,880.00 2,432.00 2,432.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 40 of 46 Single Program CLEAN UP WQ 24961 City of Penelope POLLUTION REDUCTION WQ 31796 City of Pflugerville CLEAN UP WQ 24701 City of Blossom POLLUTION PREVENTION WQ 30927 City of Edinburg Appendix 6 : List of SEP's & SEP Projects - FY 2007 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/10/2007 1.00:1 7,000.00 1,400.00 0.00 Respondent shall hold a one-day community-wide waste tire collection event in which residents will be allowed to bring tires to a drop-off location for proper disposal by the City at no cost to the residents. Respondent shall ensure that the event: occurs on a weekend during daylight hours; offers to the public a convenient drop-off location; is organized and advertised by the City; utilizes an authorized contractor for proper disposal of the tires. Respondent shall collect, transport, and dispose of the collected wastes. SEP monies related to this Order will be used for rental of heavy equipment such as collection trailers, labor, advertising, and transport and disposal costs. Respondent shall perform this project in accordance with all federal, state and local laws and regulations. 06/29/2007 1.00:1 10,350.00 2,070.00 0.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Travis County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 08/31/2007 1.00:1 10,221.00 2,044.00 0.00 Respondent shall provide assistance to repair or replace failing or inadequately designed private sewer lines, access units, and clean-outs for low-income residents. SEP monies will be used to replace approximately 1,100 linear feet of sewer lines, install two manholes, and provide cleanouts on the lines at approximately fourteen (14) residences on Sunset Street located in Lamar County. 04/26/2007 1.00:1 10,213.00 2,043.00 0.00 2,432.00 2,432.00 5,600.00 5,600.00 5,600.00 5,600.00 8,280.00 8,280.00 8,280.00 8,280.00 8,177.00 8,177.00 8,177.00 8,177.00 8,170.00 8,170.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 41 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION PREVENTION The Respondent will contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. WQ 24911 TOWN OF WINDOM POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/19/2006 1.00:1 7,110.00 1,422.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 31666 Chapel Hill Independent School 06/29/2007 1.00:1 District 9,240.00 1,848.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 29028 Cal Farley's Boys Ranch POLLUTION REDUCTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2006 1.00:1 2,500.00 500.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 21428 City of Georgetown The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/19/2007 1.00:1 15,625.00 0.00 0.00 8,170.00 8,170.00 5,688.00 5,688.00 5,688.00 5,688.00 7,392.00 7,392.00 7,392.00 7,392.00 2,000.00 2,000.00 2,000.00 2,000.00 15,625.00 15,625.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 42 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 29334 North Texas District Council Assemblies of God 11/18/2006 1.00:1 8,910.00 1,782.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 25515 City of East Tawakoni POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 09/21/2006 1.00:1 9,680.00 1,936.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 29390 Kendall County Water Control 11/03/2006 1.00:1 and Improvement District No. 1 8,550.00 1,710.00 0.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 25947 Camp for all Foundation This SEP will provide a discernible environmental benefit by providing a means of properly disposing household hazardous waste which might otherwise be disposed of in storm drains, the sewage system, or other means detrimental to the environment. 08/31/2007 1.00:1 3,240.00 648.00 0.00 15,625.00 15,625.00 7,128.00 7,128.00 7,128.00 7,128.00 7,744.00 7,744.00 7,744.00 7,744.00 6,840.00 6,840.00 6,840.00 6,840.00 2,592.00 2,592.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 43 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 2,592.00 2,592.00 WQ 30680 CLEAN UP City of Kerrville The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 03/05/2007 1.00:1 24,900.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 24,900.00 24,900.00 24,900.00 24,900.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 31854 Texas Department of Criminal 08/31/2007 1.00:1 Justice 40,280.00 8,056.00 0.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 32,224.00 32,224.00 32,224.00 32,224.00 Count of Single Program Orders: 142 Total: 3,167,645.00 282,468.00 1,075,819.00 1,809,358.00 1,809,358.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 44 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Multi-Media Program Date Range Selected : 09/01/2006 - 08/31/2007 PGM Case No. Respondent Name MM 29316 Texas Sludge Disposal, Inc. ENVIRONMENTAL ENHANCEMENT MM 29879 ExxonMobil Oil Corporation POLLUTION PREVENTION MM 29712 RM Walsdorf, Inc. ENVIRONMENTAL RESTORATION MM 32168 Loadcraft Industries, LTD. Effective Date Ratio Assessed Deferred Amt Payable Amt Amt 10/02/2006 1.00:1 2,725.00 545.00 1,090.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The Coastal Bend Audubon Society owns the North Bay Sanctuary. It is a 75-acre, largely wooded tract containing a 5-acre pond. The site includes a 12-foot viewing tower that can accommodate 15 people on the upper platform. Specifically, the contribution will be used to maintain the existing roads in the sanctuary, control Prickly Pear Cacti in a 20-acre section of the sanctuary, and assist in the removal of invasive reeds and other plants from the eastern section of the pond. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/26/2007 1.00:1 13,500.00 2,700.00 5,400.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. 06/29/2007 1.00:1 15,625.00 3,125.00 6,250.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution with be used for restoration and revegetation of Green and Three Islands. This long-term island habitat restoration and revegetation project aims to improve nesting conditions for colonial waterbirds on these four islands by planting appropriate plants, thus further reducing damage due to erosion. The lower Laguna Madre bay system, made up of a number of islands, has significant erosion damage in size, configuration, and vegetation, making it much less suitable for nesting colonial waterbirds. Twenty-two species of colonial waterbirds, including the brown pelican, reddish egret, tricolored heron, roseate spoonbill, and white ibis will benefit directly from these restoration projects. SEP monies will be used to purchase native plant materials, equipment used in revegetation, and labor costs. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/31/2007 1.00:1 43,028.00 8,605.00 17,212.00 SEP Cost 1,090.00 1,090.00 5,400.00 5,400.00 6,250.00 6,250.00 17,211.00 SEP Offset 1,090.00 1,090.00 5,400.00 5,400.00 6,250.00 6,250.00 17,211.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 45 of 46 Appendix 6 : List of SEP's & SEP Projects - FY 2007 Multi-Media Program CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 17,211.00 17,211.00 MM 31112 City of Aledo POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 08/10/2007 1.00:1 9,930.00 1,986.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 7,944.00 7,944.00 7,944.00 7,944.00 MM 12426 South Texas Chlorine, Inc. ENVIRONMENTAL ENHANCEMENT MM 27420 City of Laredo POLLUTION PREVENTION The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 04/26/2007 1.00:1 5,100.00 0.00 2,550.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution with be used for restoration and revegetation of Green and Three Islands. This long-term island habitat restoration and revegetation project aims to improve nesting conditions for colonial waterbirds on these four islands by planting appropriate plants, thus further reducing damage due to erosion. The lower Laguna Madre bay system, made up of a number of islands, has significant erosion damage in size, configuration, and vegetation, making it much less suitable for nesting colonial waterbirds. Twenty-two species of colonial waterbirds, including the brown pelican, reddish egret, tricolored heron, roseate spoonbill, and white ibis will benefit directly from these restoration projects. SEP monies will be used to purchase native plant materials, equipment used in revegetation, and labor costs 05/11/2007 1.00:1 45,300.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 2,550.00 2,550.00 2,550.00 2,550.00 45,300.00 45,300.00 45,300.00 45,300.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. Count of Multi-Media Program Orders: 7 Total: 135,208.00 16,961.00 32,502.00 85,745.00 Grand Total Count of Orders: 149 Grand Total: 3,302,853.00 299,429.00 1,108,321.00 1,895,103.00 85,745.00 1,895,103.00 * There are Multiple Respondent Names associated to this Case No. November 07, 2007 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\ms5ceprd.pageserver(2)\temp\p dnorwood/sps Page 46 of 46 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 27820 28413 26173 24888 24611 24660 25441 21226 25381 26676 24670 26214 27650 26211 10563 26831 26854 26556 25844 28246 22783 10356 25111 26859 26920 24466 25446 25846 27991 24665 24072 26268 17892 28412 23746 25902 25379 Respondent Name Air System Components LP Akzo Nobel Polymer Chemicals LLC Allied Construction Supplies Corp. Alon USA, LP American Rockwool, Inc Arkema Inc. Arkema Inc. Arkema Inc. Ashland Inc. Atlas Roofing Corporation Atlas Roofing Corporation Attebury Grain, LLC Avis Rent A Car System, Inc. Azimuth Energy, LLC Azteca Milling, L. P. Azteca Milling, L. P. Barjan Products, LLC BAYLOR UNIVERSITY BMB Wood Recycling, Ltd. BMB Wood Recycling, Ltd. BMC Holdings, Inc. BNSF Railway Company Bollinger Houston, L.P. Boral Material Technologies Inc. Border Steel, Inc. BOSQUEZ, OFELIA BP Amoco Chemical Company BP Amoco Chemical Company BP Amoco Chemical Company BP Amoco Chemical Company BP Amoco Chemical Company BP Amoco Chemical Company BP Pipelines (North America) Inc. BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. BP Products North America Inc. TCEQ ID EE2271T DB0032L HT0011Q 9397 865A HG0558G JE0074L DB0060G MS0003S AC0055Q TA0136Q EE0865V 77495 HA0106T HA0106T CP0356L 1872 76001 76001 JE0343H 22914 HG3214U FI0014R EE0011P EE1228E HX0055V GB0001R GB0001R GB0001R GB0001R HX0055V UNKNOWN GB0004L 8810 GB0004L 18706 County EL PASO HARRIS DALLAS HOWARD BELL JEFFERSON HARRIS JEFFERSON DALLAS MORRIS ANGELINA TARRANT EL PASO CHAMBERS HALE HALE COLLIN MCLENNAN DALLAS DALLAS JEFFERSON TARRANT HARRIS FREESTONE EL PASO EL PASO HARRIS GALVESTON GALVESTON GALVESTON GALVESTON HARRIS HARRIS GALVESTON GALVESTON GALVESTON GALVESTON Order Date 05/28/2006 07/22/2006 01/26/2006 11/24/2005 11/06/2005 10/24/2005 12/15/2005 08/20/2006 11/24/2005 02/20/2006 11/06/2005 03/06/2006 05/28/2006 12/30/2005 05/28/2006 02/20/2006 02/20/2006 03/23/2006 12/30/2005 07/22/2006 09/30/2005 11/06/2005 11/06/2005 02/20/2006 04/29/2006 09/30/2005 12/30/2005 02/20/2006 07/14/2006 02/05/2006 10/10/2005 02/20/2006 10/24/2005 08/28/2006 11/06/2005 07/22/2006 12/30/2005 Penalty Assessed 1,925.00 750.00 800.00 13,600.00 2,800.00 4,075.00 2,002.00 9,594.00 3,000.00 3,050.00 7,350.00 2,000.00 1,200.00 1,000.00 2,625.00 5,000.00 3,625.00 1,925.00 1,000.00 1,500.00 4,600.00 4,750.00 14,560.00 4,500.00 5,500.00 1,000.00 4,131.00 3,016.00 4,100.00 10,725.00 7,150.00 2,184.00 2,500.00 62,750.00 18,762.00 22,268.00 24,650.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 385.00 150.00 160.00 2,720.00 560.00 0.00 400.00 0.00 600.00 610.00 1,470.00 400.00 240.00 200.00 0.00 1,000.00 725.00 385.00 200.00 0.00 920.00 0.00 2,912.00 900.00 1,100.00 200.00 826.00 603.00 820.00 0.00 0.00 437.00 500.00 0.00 0.00 4,454.00 0.00 Payable Amount 1,540.00 600.00 640.00 10,880.00 2,240.00 4,075.00 1,602.00 4,797.00 1,200.00 2,440.00 5,880.00 1,600.00 960.00 800.00 2,625.00 4,000.00 2,900.00 1,540.00 800.00 1,500.00 3,680.00 4,750.00 11,648.00 3,600.00 4,400.00 800.00 3,305.00 2,413.00 3,280.00 10,725.00 7,150.00 1,747.00 2,000.00 62,750.00 18,762.00 17,814.00 24,650.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,797.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,797.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 1 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 25205 24397 21679 24930 27412 26276 25089 26071 24659 25632 27821 25338 28827 17749 26867 26858 27131 23323 9195 26989 20102 26914 28208 28393 23807 24729 27024 27866 25335 13027 17006 25952 28195 26888 17351 26655 3192 Respondent Name TCEQ ID BP Products North America Inc. GB0004L BP Products North America Inc. GB0004L Brant-Sta, Inc. DB5318B Builders Marble Company 74386 C & R Distributing, Inc. EE0432K Calhoun County Navigation District CB0008C Cal-Tex Lumber Company, Inc. NA0055O Carbon Silica Partners, L.P. VC0060O Celanese Ltd. HX2763T Celanese Ltd. HG0126Q Celanese Ltd. HG0126Q CEMEX Cement of Texas, L.P. EB0121R Cemex Inc. 5296 Cemex Inc. EB0121R Channel Shipyard Company, Inc. HG3585F Chaparral Energy, L.L.C. NEA001A Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP 37063 Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP BL0758C Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP HW0013C Chevron Phillips Chemical Company LP HG0310V Chevron Phillips Chemical Company LP HW0013C Chevron Phillips Chemical Company LP HW0013C Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP OC0012Q Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP HW0013C Chevron Phillips Chemical Company LP HW0013C Chevron Phillips Chemical Company LP HW0013C Chevron U.S.A, Inc. ML0048E City of Dallas DB5077A City of Garland CP0026M City of Houston HG0143Q City of Robstown Utility Systems NE0035W Coastal Refining & Marketing, Inc. NE0043A County GALVESTON GALVESTON DALLAS COLLIN EL PASO CALHOUN NACOGDOCHES VICTORIA HARRIS HARRIS HARRIS ECTOR ECTOR ECTOR HARRIS NUECES JEFFERSON HARRIS JEFFERSON BRAZORIA JEFFERSON HUTCHINSON HARRIS HUTCHINSON HUTCHINSON JEFFERSON ORANGE JEFFERSON HUTCHINSON HUTCHINSON HUTCHINSON DALLAS COLLIN HARRIS NUECES NUECES Order Date 03/06/2006 06/15/2006 07/14/2006 12/15/2005 07/14/2006 02/05/2006 11/06/2005 02/20/2006 11/24/2005 12/30/2005 07/14/2006 04/14/2006 08/28/2006 01/26/2006 04/14/2006 02/20/2006 04/29/2006 06/26/2006 11/24/2005 04/14/2006 02/05/2006 04/29/2006 08/28/2006 07/22/2006 02/20/2006 02/20/2006 06/15/2006 07/14/2006 11/06/2005 11/06/2005 05/12/2006 04/14/2006 07/22/2006 03/06/2006 11/24/2005 02/05/2006 12/30/2005 Penalty Assessed 14,900.00 336,556.00 4,725.00 1,800.00 1,900.00 2,075.00 2,000.00 2,250.00 5,050.00 3,750.00 10,000.00 70,525.00 108,750.00 123,608.00 15,660.00 5,000.00 6,630.00 4,350.00 51,816.00 3,850.00 278,250.00 24,786.00 19,800.00 13,425.00 16,362.00 7,400.00 31,875.00 13,680.00 4,050.00 3,925.00 78,697.00 3,848.00 2,425.00 2,425.00 40,348.00 1,875.00 272,097.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 2,980.00 0.00 0.00 360.00 380.00 415.00 400.00 450.00 1,010.00 750.00 2,000.00 14,105.00 0.00 0.00 3,132.00 1,000.00 1,326.00 0.00 0.00 770.00 0.00 4,957.00 3,960.00 2,685.00 3,272.00 1,480.00 6,375.00 0.00 810.00 785.00 0.00 770.00 485.00 485.00 0.00 375.00 0.00 Payable Amount 11,920.00 336,556.00 4,725.00 1,440.00 1,520.00 1,660.00 1,600.00 1,800.00 4,040.00 3,000.00 8,000.00 28,210.00 108,750.00 61,804.00 12,528.00 4,000.00 5,304.00 4,350.00 51,816.00 3,080.00 208,687.50 19,829.00 7,920.00 5,370.00 13,090.00 5,920.00 12,750.00 13,680.00 3,240.00 1,820.00 39,349.00 3,078.00 1,940.00 1,940.00 40,348.00 1,500.00 136,049.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28,210.00 0.00 61,804.00 0.00 0.00 0.00 0.00 0.00 0.00 69,562.50 0.00 7,920.00 5,370.00 0.00 0.00 12,750.00 0.00 0.00 1,320.00 39,348.00 0.00 0.00 0.00 0.00 0.00 136,048.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 28,210.00 0.00 61,804.00 0.00 0.00 0.00 0.00 0.00 0.00 69,562.50 0.00 7,920.00 5,370.00 0.00 0.00 12,750.00 0.00 0.00 1,320.00 39,348.00 0.00 0.00 0.00 0.00 0.00 136,048.00 Page 2 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 22902 22183 23906 27320 20681 26924 28288 26855 19155 27022 27892 25163 22279 28958 26572 27849 25069 23283 18909 12705 27868 22963 25402 28146 25966 23889 26468 28869 20907 27419 23670 27646 27540 26149 5820 Respondent Name TCEQ ID COMPEAN, BLAS EE0944B Conner Steel Products Ltd TG0253O ConocoPhillips Company 5682A ConocoPhillips Company BL0042G ConocoPhillips Company 5682A ConocoPhillips Company BL0042G ConocoPhillips Pipe Line Company EB0103T Containment Solutions, Inc. MQ0014M Continental Cabinets Manufacturing, Inc. DB0621J Continental Cabinets Manufacturing, Inc. DB0621J Continental Carbon Company MR0003G CROWN Cork & Seal USA, Inc. MQ0117B D & H Pump Service, Inc. EE2122O D & J Enterprise Dallas Woodcraft Company, L.P. DB0259E Dal-Tile Corporation EE1471Q DCP Midstream, LP HL0049F DCP Midstream, LP PE0024Q DCP Midstream, LP WC0111F DCP Midstream, LP JC0067H Delek Refining, Ltd. SK0022A Desert Eagle Distributing of El Paso, Inc. EE1107R Devon Gas Services L.P. GK0057L Diamond Shamrock Refining Company, MR0008T L.P. Diamond Shamrock Refining Company, MR0008T L.P. Dixie Chemical Company, Inc. 18658 Dome Hydrocarbons, L.C. CI0069U DuPont Performance Elastomers L.L.C. JE0693A E. I. du Pont de Nemours and Company VC0008Q E. I. du Pont de Nemours and Company JE0033C E. I. du Pont de Nemours and Company SD0012G Eagle Railcar Services, L.P. AA0027U Earnhardt El Paso Motors, LP EE1315I East Texas Asphalt Co., Ltd. 35007B El Paso Field Services, L.P. NE0165I County EL PASO TOM GREEN BRAZORIA BRAZORIA BRAZORIA BRAZORIA ECTOR MONTGOMERY DALLAS DALLAS MOORE MONTGOMERY EL PASO JEFFERSON DALLAS EL PASO HEMPHILL PECOS WARD WALLER SMITH EL PASO GRIMES MOORE MOORE HARRIS CHAMBERS JEFFERSON VICTORIA JEFFERSON SAN PATRICIO ANDERSON EL PASO POLK NUECES Order Date 08/28/2006 09/30/2005 01/26/2006 07/14/2006 09/30/2005 04/14/2006 06/26/2006 05/12/2006 10/10/2005 04/14/2006 06/15/2006 12/15/2005 08/20/2006 07/22/2006 01/26/2006 07/22/2006 03/23/2006 12/30/2005 12/30/2005 03/06/2006 06/15/2006 10/10/2005 11/06/2005 06/26/2006 03/23/2006 11/06/2005 02/20/2006 08/20/2006 03/23/2006 05/12/2006 02/20/2006 06/15/2006 04/14/2006 02/05/2006 05/12/2006 Penalty Assessed 1,040.00 12,200.00 20,250.00 10,000.00 10,000.00 7,200.00 1,925.00 27,572.00 1,925.00 3,750.00 5,100.00 13,750.00 1,250.00 1,575.00 2,500.00 7,350.00 7,700.00 150,150.00 2,625.00 23,625.00 4,264.00 1,000.00 2,725.00 5,825.00 4,264.00 3,225.00 1,625.00 2,525.00 19,800.00 18,150.00 6,150.00 9,450.00 1,170.00 3,500.00 202,400.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 2,440.00 4,050.00 2,000.00 0.00 1,440.00 385.00 5,514.00 385.00 750.00 1,020.00 2,750.00 0.00 315.00 500.00 1,470.00 1,540.00 30,030.00 0.00 4,725.00 853.00 200.00 545.00 1,165.00 853.00 645.00 325.00 505.00 0.00 3,630.00 0.00 1,890.00 234.00 700.00 0.00 Payable Amount 1,040.00 9,760.00 16,200.00 8,000.00 10,000.00 5,760.00 1,540.00 22,058.00 1,540.00 3,000.00 4,080.00 5,500.00 1,250.00 1,260.00 2,000.00 5,880.00 3,080.00 60,060.00 1,312.00 9,450.00 3,411.00 800.00 2,180.00 4,660.00 3,411.00 2,580.00 1,300.00 2,020.00 19,800.00 14,520.00 3,075.00 7,560.00 936.00 2,800.00 106,439.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,500.00 0.00 0.00 0.00 0.00 3,080.00 60,060.00 1,313.00 9,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,075.00 0.00 0.00 0.00 95,961.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,500.00 0.00 0.00 0.00 0.00 3,080.00 60,060.00 1,313.00 9,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,075.00 0.00 0.00 0.00 95,961.00 Page 3 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 22322 20662 29193 24713 27374 26280 28049 27099 26836 25469 28066 27324 26908 27652 27651 27038 24591 16265 24593 27823 23085 17227 27331 25772 10801 28200 27967 27121 24615 23031 23248 26923 25609 23867 26361 27872 Respondent Name El Paso Materials, L.L.C. eMAG SOLUTIONS, LLC Enbridge Pipelines (NE Texas) L.P. Enbridge Pipelines (NE Texas) L.P. Enbridge Pipelines East Texas L.P. Enbridge Pipelines East Texas L.P. Enbridge Pipelines East Texas L.P. Enbridge Pipelines East Texas L.P. Ennis-Tractebel Power Company, LP Enterprise NGL Pipelines, LLC Enterprise Products Operating L.P. Enterprise Products Operating L.P. Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation Farmers Dairies, Ltd. dba Farmers Dairies FFP Operating Partners, L.P. FFP Operating Partners, L.P. Flint Hills Resources, LP Flint Hills Resources, LP Formosa Plastics Corporation, Texas Formosa Plastics Corporation, Texas Frontera Materials, Inc. G S I II TCEQ ID 70239L001 YB0006D UA0156Q CG0012C FI0082A FI0008M 31352 FI0082A ED0347N 1171 HX1182G CI0008R KE0003R HG0228H 20211 HG0232Q HG0229F HG0232Q 18287 18838 JE0062S JE0067I 56360 HG0232Q JE0067I 7799 JE0067I EE1311Q EE1961R EE1993E NE0120H NE0122D CB0038Q CB0038Q 917613A 76629 County EL PASO YOUNG UPSHUR CASS FREESTONE FREESTONE FREESTONE FREESTONE ELLIS GAINES HARRIS CHAMBERS KENT HARRIS HARRIS HARRIS HARRIS HARRIS HARRIS JEFFERSON JEFFERSON JEFFERSON JEFFERSON HARRIS JEFFERSON JEFFERSON JEFFERSON EL PASO EL PASO EL PASO NUECES NUECES CALHOUN CALHOUN HIDALGO JIM WELLS Order Date 11/06/2005 01/26/2006 08/28/2006 10/24/2005 05/28/2006 04/14/2006 08/28/2006 06/15/2006 03/06/2006 12/30/2005 06/15/2006 06/26/2006 05/12/2006 07/22/2006 06/26/2006 06/15/2006 01/26/2006 02/20/2006 08/28/2006 06/26/2006 03/06/2006 10/10/2005 07/14/2006 04/29/2006 06/15/2006 08/28/2006 07/22/2006 04/14/2006 09/30/2005 11/06/2005 08/20/2006 05/12/2006 06/26/2006 12/30/2005 07/22/2006 07/14/2006 Penalty Assessed 1,500.00 7,800.00 2,600.00 85,197.00 3,250.00 8,393.00 19,600.00 6,100.00 2,375.00 5,100.00 2,500.00 10,950.00 5,200.00 10,807.00 3,525.00 6,675.00 8,662.00 6,600.00 65,700.00 8,300.00 4,704.00 17,250.00 16,867.00 28,900.00 80,444.00 12,616.00 8,112.00 8,400.00 1,400.00 1,060.00 21,925.00 4,732.00 34,542.00 20,916.00 10,000.00 2,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 300.00 0.00 520.00 17,039.00 650.00 1,679.00 3,920.00 1,220.00 475.00 1,020.00 500.00 2,190.00 1,040.00 0.00 705.00 1,335.00 1,732.00 0.00 0.00 1,660.00 941.00 0.00 3,373.00 0.00 0.00 2,523.00 1,622.00 0.00 280.00 212.00 0.00 946.00 6,908.00 0.00 0.00 400.00 Payable Amount 1,200.00 7,800.00 2,080.00 68,158.00 2,600.00 6,714.00 15,680.00 4,880.00 1,900.00 4,080.00 2,000.00 8,760.00 4,160.00 5,404.00 1,410.00 2,670.00 3,465.00 6,600.00 65,700.00 3,320.00 3,763.00 17,250.00 6,747.00 28,900.00 40,222.00 5,047.00 3,245.00 8,400.00 1,120.00 848.00 21,925.00 3,786.00 27,634.00 20,916.00 5,000.00 1,600.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,403.00 1,410.00 2,670.00 3,465.00 0.00 0.00 3,320.00 0.00 0.00 6,747.00 0.00 40,222.00 5,046.00 3,245.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,403.00 1,410.00 2,670.00 3,465.00 0.00 0.00 3,320.00 0.00 0.00 6,747.00 0.00 40,222.00 5,046.00 3,245.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 0.00 Page 4 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 5664 25334 26816 26954 25171 26958 22023 24865 26912 24590 27258 27429 27430 25276 24661 27721 28108 27073 28106 25399 22363 11264 26105 25124 28226 28537 27513 24900 26254 24632 24595 24723 24710 24582 27381 Respondent Name Gary Wallace Georgia Gulf Chemicals & Vinyls, LLC Good Time Stores, Inc. Gregory Power Partners, L.P. Grinding and Sizing Company, Inc. H. E. Butt Grocery Company Hanover Compression Limited Partnership Headwaters Resources, Inc. Hexion Specialty Chemicals, Inc. Hill-Lake Gas Storage, L.P. Hirschfeld Steel Co., Inc. Hope Agri Products of Texas, Ltd. Houston Refining LP Houston Refining LP Houston Refining LP Houston Refining LP Hueco Quarry, Inc. Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Hydrodynamics, Incorp. Industrial Models, Inc. Industrial Spray Painting, Inc. INEOS Polymers Inc. INEOS Polymers Inc. INEOS USA LLC INEOS USA LLC Intercontinental Terminals Company Intercontinental Terminals Company Invista S.a.r.l. Invista S.a.r.l. ISP Synthetic Elastomers LP ISP Technologies, Inc. J. Cleo Thompson Investment Management, Llc Johann Haltermann, Ltd. Kaneka Texas Corporation TCEQ ID MQ0665L 4825A EE1011I SD0161L AC0006G 50957 RL0119N HX2786H EA0014H 21663 LA0026J HG0048L 2167 HG0048L HG0048L EE2237T JE0135Q JE0052V TA0038R 2364 51331 HX2897U HX2897U 1513 BL0002S HG0403N HG0403N 51509 VC0008Q JE0017A GB0028U CZ0035V HG0929Q HG1065E County MONTGOMERY HARRIS EL PASO SAN PATRICIO ANGELINA BEXAR MADISON RUSK HARRIS EASTLAND TOM GREEN LAMAR HARRIS HARRIS HARRIS HARRIS EL PASO JEFFERSON JEFFERSON TARRANT COOKE DALLAS HARRIS HARRIS GALVESTON BRAZORIA HARRIS HARRIS ORANGE VICTORIA JEFFERSON GALVESTON CROCKETT HARRIS HARRIS Order Date 10/27/2005 05/12/2006 03/06/2006 04/29/2006 11/06/2005 06/15/2006 10/10/2005 12/15/2005 03/06/2006 10/10/2005 06/26/2006 06/15/2006 05/28/2006 02/05/2006 02/20/2006 06/15/2006 06/15/2006 06/15/2006 08/20/2006 11/24/2005 03/23/2006 12/30/2005 02/05/2006 12/15/2005 07/22/2006 08/28/2006 07/22/2006 11/06/2005 04/29/2006 02/05/2006 11/06/2005 11/06/2005 10/10/2005 12/30/2005 07/22/2006 Penalty Assessed 3,750.00 7,020.00 1,300.00 2,700.00 6,300.00 5,000.00 2,100.00 2,100.00 9,000.00 2,375.00 21,350.00 16,000.00 10,000.00 16,400.00 131,670.00 10,000.00 1,020.00 4,550.00 15,798.00 2,550.00 2,300.00 3,800.00 7,500.00 2,525.00 2,550.00 27,450.00 5,174.00 3,975.00 2,340.00 9,000.00 2,550.00 5,350.00 7,600.00 7,140.00 9,880.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 1,404.00 260.00 540.00 1,260.00 1,000.00 0.00 420.00 0.00 475.00 4,270.00 3,200.00 0.00 3,280.00 26,334.00 0.00 204.00 910.00 0.00 510.00 460.00 0.00 0.00 505.00 510.00 5,490.00 1,035.00 795.00 468.00 1,800.00 510.00 1,070.00 0.00 1,428.00 1,976.00 Payable Amount 3,750.00 5,616.00 1,040.00 2,160.00 5,040.00 2,000.00 2,100.00 1,680.00 9,000.00 1,900.00 8,540.00 6,400.00 10,000.00 13,120.00 105,336.00 10,000.00 816.00 3,640.00 7,899.00 2,040.00 1,840.00 3,800.00 7,500.00 2,020.00 2,040.00 21,960.00 4,139.00 3,180.00 1,872.00 3,600.00 2,040.00 4,280.00 7,600.00 2,856.00 7,904.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 8,540.00 6,400.00 0.00 0.00 0.00 0.00 0.00 0.00 7,899.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 2,856.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 0.00 0.00 8,540.00 6,400.00 0.00 0.00 0.00 0.00 0.00 0.00 7,899.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 2,856.00 0.00 Page 5 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 26857 24867 25145 23583 26711 11761 24950 24086 27133 25102 20908 17128 23244 14609 27119 28828 20098 26866 24606 21084 28526 27493 26048 19392 24088 26668 21859 26909 27598 22782 5144 23463 26253 28193 24034 28468 Respondent Name TCEQ ID Kaspar Wire Works Inc. LE0011B Kinder Morgan Production Company LP PE0021W Kinder Morgan Production Company LP SG0029C Kinder Morgan Production Company LP SG0006O Kinder Morgan Texas Pipeline, L.P. PF0030K Kingsville Material Corporation 56801L001 KM Aviation, Inc. Kraft Foods Global, Inc. HG0473P K-T Galvanizing., Inc. JH0371P L.F. Manufacturing, Inc. LF0053U La Porte Methanol Company, L.P. 2291 La Porte Methanol Company, L.P. HX2302N Lanxess Corporation OC0004P Laredo Paving, Inc. 946667U Laredo Paving, Inc. LBC Houston, L.P. HG0029P Liquid Environmental Solutions of Texas, DB1564M L.P. Little Big Inch Pipeline Company, Inc. EE1673C Lucite International, Inc. JE0425E Lufkin Industries, Inc. 1852 Lyondell Chemical Company HG1575W Lyondell Chemical Company HG0537O Lyondell-Citgo Refining Company Ltd. HG0048L Magellan Terminals Holdings, L.P. NE0003M Marathon Petroleum Company LLC GB0055R Marathon Petroleum Company LLC GB0055R Marshall Pottery Inc. HH0027I Masters Resources, LLC CI0177Q Maverick Tube, L.P. MQ0028B Maxwell Lumber Company CJ0018I Mayfield McCraw DBA McCraw Materials 45246 Millennium Petrochemicals Inc. HX1726J Millennium Petrochemicals Inc. HX1726J Milwhite, Inc. 2107 Moore Wallace North America, Inc. 1684 Moss Bluff HUB Partners, L.P. 20205 County LAVACA PECOS SCURRY SCURRY POLK DUVAL DALLAS HARRIS JOHNSON LEE HARRIS HARRIS ORANGE STERLING WEBB HARRIS DALLAS EL PASO JEFFERSON ANGELINA HARRIS HARRIS HARRIS NUECES GALVESTON GALVESTON HARRISON CHAMBERS MONTGOMERY CHEROKEE FANNIN HARRIS HARRIS CULBERSON HARRIS LIBERTY Order Date 02/20/2006 11/06/2005 11/06/2005 11/06/2005 03/06/2006 10/24/2005 11/06/2005 11/06/2005 05/28/2006 11/06/2005 03/06/2006 11/06/2005 06/15/2006 07/14/2006 07/22/2006 07/22/2006 12/15/2005 02/05/2006 12/15/2005 10/10/2005 08/28/2006 06/26/2006 12/15/2005 12/30/2005 11/06/2005 03/23/2006 07/22/2006 05/12/2006 06/15/2006 10/24/2005 01/30/2006 10/24/2005 03/23/2006 08/28/2006 09/30/2005 08/28/2006 Penalty Assessed 1,625.00 2,750.00 3,475.00 2,180.00 2,125.00 10,000.00 1,050.00 4,950.00 9,000.00 3,775.00 66,990.00 12,480.00 17,955.00 1,000.00 6,250.00 10,000.00 1,120.00 1,200.00 3,350.00 1,875.00 18,700.00 7,500.00 7,075.00 19,000.00 3,800.00 4,925.00 28,800.00 21,875.00 5,075.00 2,040.00 4,500.00 10,750.00 4,375.00 750.00 6,000.00 70,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 325.00 550.00 695.00 0.00 425.00 0.00 210.00 990.00 1,800.00 755.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 240.00 670.00 375.00 3,740.00 0.00 1,415.00 3,800.00 760.00 985.00 0.00 4,375.00 1,015.00 408.00 0.00 0.00 875.00 150.00 1,200.00 0.00 Payable Amount 1,300.00 2,200.00 2,780.00 1,090.00 1,700.00 5,000.00 840.00 3,960.00 7,200.00 3,020.00 66,990.00 12,480.00 17,955.00 1,000.00 6,250.00 8,000.00 1,120.00 960.00 1,340.00 1,500.00 7,480.00 7,500.00 5,660.00 7,600.00 3,040.00 3,940.00 14,400.00 17,500.00 4,060.00 1,632.00 4,500.00 10,750.00 3,500.00 600.00 4,800.00 70,000.00 SEP Cost 0.00 0.00 0.00 1,090.00 0.00 5,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,340.00 0.00 7,480.00 0.00 0.00 7,600.00 0.00 0.00 14,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 1,090.00 0.00 5,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,340.00 0.00 7,480.00 0.00 0.00 7,600.00 0.00 0.00 14,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 6 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 22443 24634 26126 27288 26411 26247 28954 25484 15737 24869 27558 27257 12046 11539 26937 27642 28406 27644 25123 27395 22159 25288 24656 27138 25740 26446 26224 24979 24594 26791 4896 15069 26730 26815 25290 27020 Respondent Name Motiva Enterprises LLC Motiva Enterprises LLC MUNOZ, FERNANDO JR National Oilwell Varco, L.P. Newfield Exploration Mid-Continent Inc Nisseki Chemical Texas Inc. Nova Chemicals Inc. Nucor Corporation Oceanic Systems, Inc. Odessa-Ector Power Partners, L.P. Oil Patch Sandblast & Paint, LTD. Oiltanking Beaumont Partners, L.P. Orange Crush Recyclers Management, L.L.C. Overwraps Packing, L.P. Owens Corning Sales, Inc. Owens Corning Sales, Inc. Parker-Hannifin Corporation PAYAN, ANDRES PD Glycol LP Penreco Partnership Penske Truck Leasing Co., L.P. Permian Tank & Manufacturing, Inc. Phelps Dodge Corporation Plains Pipeline, L.P. Port Elevator-Brownsville, L.C. Praxair, Inc. Precision Painting Inc. Price Construction, Ltd. Price Construction, Ltd. Public Service Company of Oklahoma Quality Electric Steel Castings, L.P. Reece Albert, Inc. Regency Gas Services Waha LP Rescar, Inc. Rhino Linings Of South Texas, Inc. Rohm And Haas Company TCEQ ID JE0095D JE0095D ZA0147B ML0047G GH0084N HG3626Q HG3307M LG0006S DBA001A EB0868C HX1323M JE0010O 54044L001 1823 ED0051O ED0051O 1101 EE0964S JE0049K GB0054T EE1312O 75539 EE0067L WM0038A CD0061W 19297 HT0033G HT0033G WI0025C HG0599P PE0024Q HG0066J HG0632T County Order Date JEFFERSON JEFFERSON ZAPATA MIDLAND GRAY HARRIS HARRIS LEON DALLAS ECTOR HARRIS JEFFERSON DALLAS 12/15/2005 11/06/2005 03/23/2006 06/15/2006 01/26/2006 01/26/2006 08/20/2006 03/06/2006 10/10/2005 11/06/2005 05/12/2006 07/22/2006 05/12/2006 DALLAS ELLIS ELLIS NACOGDOCHES EL PASO JEFFERSON GALVESTON EL PASO RUSK EL PASO WINKLER CAMERON GALVESTON NUECES MAVERICK MAVERICK WILBARGER HARRIS TOM GREEN PECOS HARRIS BEXAR HARRIS 11/06/2005 03/06/2006 05/28/2006 08/28/2006 04/29/2006 02/20/2006 05/28/2006 09/30/2005 11/06/2005 11/24/2005 04/29/2006 03/23/2006 05/12/2006 04/29/2006 04/14/2006 11/06/2005 03/23/2006 09/30/2005 12/15/2005 04/14/2006 01/26/2006 01/26/2006 04/29/2006 Penalty Assessed 4,975.00 10,659.00 2,910.00 23,000.00 2,625.00 7,000.00 2,500.00 8,000.00 12,500.00 1,875.00 2,180.00 36,765.00 80,000.00 2,525.00 5,850.00 3,042.00 3,000.00 650.00 12,300.00 20,750.00 1,200.00 10,000.00 2,250.00 2,500.00 15,600.00 5,202.00 2,000.00 5,000.00 6,000.00 1,625.00 9,000.00 10,000.00 30,625.00 2,025.00 1,050.00 3,750.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 582.00 4,600.00 525.00 1,400.00 500.00 1,600.00 0.00 375.00 436.00 7,353.00 0.00 505.00 1,170.00 608.00 600.00 130.00 2,460.00 4,150.00 0.00 2,000.00 450.00 500.00 0.00 1,040.00 400.00 0.00 1,200.00 325.00 0.00 2,000.00 6,125.00 405.00 210.00 750.00 Payable Amount 4,975.00 10,659.00 2,328.00 9,200.00 2,100.00 5,600.00 1,000.00 3,200.00 12,500.00 1,500.00 1,744.00 14,706.00 80,000.00 2,020.00 4,680.00 2,434.00 2,400.00 520.00 4,920.00 16,600.00 1,200.00 8,000.00 1,800.00 2,000.00 15,600.00 4,162.00 1,600.00 5,000.00 4,800.00 1,300.00 9,000.00 4,000.00 24,500.00 1,620.00 840.00 3,000.00 SEP Cost 0.00 0.00 0.00 9,200.00 0.00 0.00 1,000.00 3,200.00 0.00 0.00 0.00 14,706.00 0.00 0.00 0.00 0.00 0.00 0.00 4,920.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 9,200.00 0.00 0.00 1,000.00 3,200.00 0.00 0.00 0.00 14,706.00 0.00 0.00 0.00 0.00 0.00 0.00 4,920.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 Page 7 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 24073 23166 23346 24507 26921 27966 23768 26358 26882 25078 25283 26175 26527 23967 26275 24957 3217 26900 26677 24206 11165 27411 28547 22862 25382 23907 26027 24306 27888 27295 16886 27000 26899 24548 Respondent Name TCEQ ID Rohm and Haas Texas Incorporated HG0632T RSC Equipment Rental, Inc. EE1153K Rudolph Foods Company, Inc. 53816 Rushing Paving Company, Ltd. GI0144J Sabine Cogen, LP OC0363H SAF-T- BOX INCORPORATED Saint-Gobain Ceramics & Plastics Inc BM0026Q San-Coat, Inc. BG0642D Shell Chemical LP HG0659W Shell Chemical LP HB0659W Shell Oil Company HG0659W Shell Pipeline Company, LP JE0228I Sherwin Alumina, L.P. SD0037N SI Group, Inc. BL0048R Sid Richardson Pipeline, Ltd. PE0042O Solutia Inc. BL0038U Southern Union Gas Services, Ltd. WM0011U Southline Metal Products Company HG0675B Southwest Convenience Stores, LLC EE1007W Stantrans, Inc. GB0005J Steves Auto Works & Sales Stonewater Pipeline Company, L.P. SQ0032A Sun Pipe Line Company OC0185H Sunoco Partners Marketing & Terminals JE0091L L.P. Sunoco, Inc. (R&M) HG0825G Sunoco, Inc. (R&M) 4157A Sunoco, Inc. (R&M) HG1996R Sunoco, Inc. (R&M) 5572B Sunset Logistics, Inc. Superior Crude Gathering, Inc. SD0054N Surepak, L.P. DB2035O Sweetwater Ready-Mix Concrete Co. SG0010A Targa Midstream Services Limited Partnership CI0022A Targa Midstream Services Limited Partnership CI0022A County HARRIS EL PASO DALLAS GRAYSON ORANGE TARRANT BRAZOS BEXAR HARRIS HARRIS HARRIS JEFFERSON SAN PATRICIO BRAZORIA PECOS BRAZORIA WINKLER HARRIS EL PASO GALVESTON PALO PINTO SUTTON ORANGE JEFFERSON HARRIS HARRIS HARRIS HARRIS TARRANT SAN PATRICIO DALLAS SCURRY CHAMBERS CHAMBERS Order Date 04/14/2006 10/10/2005 11/06/2005 11/06/2005 06/15/2006 07/14/2006 10/24/2005 12/15/2005 05/12/2006 02/20/2006 02/20/2006 04/14/2006 04/29/2006 03/06/2006 04/29/2006 02/20/2006 05/28/2006 05/12/2006 05/12/2006 10/24/2005 10/10/2005 05/28/2006 07/22/2006 04/14/2006 07/14/2006 05/12/2006 03/06/2006 10/24/2005 05/28/2006 04/29/2006 02/20/2006 02/05/2006 05/28/2006 11/06/2005 Penalty Assessed 19,500.00 1,050.00 2,200.00 4,500.00 11,040.00 5,250.00 2,600.00 3,780.00 32,495.00 61,350.00 10,222.00 14,600.00 4,425.00 11,450.00 6,222.00 5,000.00 70,288.00 13,000.00 16,780.00 2,912.00 3,150.00 4,750.00 2,000.00 95,077.00 3,614.00 8,700.00 12,750.00 3,625.00 800.00 2,875.00 5,100.00 1,840.00 9,375.00 6,250.00 Penalty Deferred 3,900.00 210.00 0.00 900.00 2,208.00 1,050.00 520.00 756.00 0.00 12,270.00 0.00 2,920.00 0.00 2,290.00 1,244.00 1,000.00 0.00 2,600.00 3,356.00 582.00 0.00 950.00 400.00 19,015.00 0.00 1,740.00 2,550.00 725.00 160.00 575.00 0.00 368.00 1,875.00 1,250.00 Payable Amount 7,800.00 840.00 2,200.00 3,600.00 8,832.00 4,200.00 2,080.00 3,024.00 32,495.00 49,080.00 10,222.00 11,680.00 2,213.00 9,160.00 4,978.00 4,000.00 70,288.00 10,400.00 13,424.00 2,330.00 3,150.00 1,900.00 1,600.00 38,031.00 3,614.00 6,960.00 10,200.00 2,900.00 640.00 2,300.00 5,100.00 1,472.00 7,500.00 5,000.00 SEP Cost 7,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,212.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 38,031.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued SEP Offset 7,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,212.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 38,031.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 8 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 18009 19875 26689 13706 2898 26919 25588 26278 25213 28367 23726 27700 25159 23866 20700 25884 25737 26727 25058 27319 24035 27375 24948 23926 24620 26310 26309 25226 25518 26728 26928 21918 29371 24677 19562 Respondent Name TCEQ ID Tenet Hospitals Limited EE0188V Texas Barge & Boat, Inc. BL0423N Texas Crude Energy, Inc. 2527 Texas Department of Public Safety EE0168E Texas Department of Transportation EE1695P Texas Eastern Transmission, LP SI0034K Texas Molecular Limited Partnership Texas Sand & Gravel Co., Inc. 75355L001 The Dow Chemical Company BL0082R The Dow Chemical Company HGA005E The Dow Chemical Company HGA005E The Goodyear Tire & Rubber Company JE0039N The Goodyear Tire & Rubber Company JE0039N The Goodyear Tire & Rubber Company 38755 The Goodyear Tire & Rubber Company HG0289K The Kippur Corporation 50074 The Lubrizol Corporation HG0459J The Lubrizol Corporation HG0459J The Premcor Refining Group Inc. JE0042B Tiffany Brick Co., L.P. dba Hanson Brick BC0018F Total Petrochemicals USA, Inc. HG0036S Total Petrochemicals USA, Inc. HG4662F Total Petrochemicals USA, Inc. HG0036S Total Petrochemicals USA, Inc. HG0036S Tyler Holding Company, Inc. SK0022A Tyler Holding Company, Inc. SK0022A U.S. Silica Company LI0008P U.S.A. Meat and Grain Co., Inc. CD0092L Union Carbide Corporation CB0028T Union Tank Car Company 1539 UNITED EQUIPMENT RENTALS GULF, EE1203U L.P. UNITED EQUIPMENT RENTALS GULF, EE1203U L.P. Valero Refining-Texas, L.P. HG0130C Valley Proteins, Inc. 1494C Veolia ES Technical Solutions, LLC 50212 County EL PASO BRAZORIA NUECES EL PASO EL PASO SHELBY HARRIS OLDHAM BRAZORIA HARRIS HARRIS JEFFERSON JEFFERSON JEFFERSON HARRIS EL PASO HARRIS JEFFERSON BASTROP HARRIS HARRIS HARRIS HARRIS SMITH SMITH LIMESTONE CAMERON CALHOUN LIBERTY EL PASO EL PASO HARRIS POTTER JEFFERSON Order Date 11/06/2005 11/06/2005 01/26/2006 11/06/2005 05/28/2006 04/14/2006 01/26/2006 03/23/2006 04/14/2006 08/28/2006 11/06/2005 07/14/2006 01/26/2006 10/24/2005 06/26/2006 03/23/2006 05/28/2006 06/15/2006 06/15/2006 03/23/2006 09/30/2005 07/22/2006 02/05/2006 09/30/2005 10/24/2005 05/12/2006 11/24/2005 03/06/2006 05/12/2006 03/23/2006 03/23/2006 10/10/2005 08/28/2006 12/30/2005 03/23/2006 Penalty Assessed 2,250.00 2,600.00 3,850.00 750.00 2,750.00 2,500.00 7,500.00 10,000.00 51,750.00 2,350.00 2,500.00 14,364.00 18,540.00 3,725.00 204,603.00 15,200.00 6,396.00 53,400.00 6,860.00 5,200.00 13,900.00 3,725.00 16,100.00 3,550.00 10,000.00 329,772.00 7,650.00 4,000.00 4,100.00 1,875.00 1,070.00 820.00 700,000.00 570.00 31,920.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 450.00 520.00 770.00 150.00 0.00 500.00 1,500.00 0.00 10,350.00 470.00 500.00 2,873.00 3,708.00 745.00 0.00 0.00 1,279.00 10,680.00 1,372.00 1,040.00 0.00 745.00 3,220.00 0.00 0.00 65,954.00 1,530.00 800.00 820.00 375.00 214.00 0.00 0.00 114.00 6,384.00 Payable Amount 1,800.00 2,080.00 3,080.00 600.00 0.00 2,000.00 6,000.00 10,000.00 20,700.00 940.00 1,000.00 5,746.00 14,832.00 2,980.00 204,603.00 15,200.00 2,559.00 21,360.00 2,744.00 4,160.00 13,900.00 1,490.00 12,880.00 3,550.00 10,000.00 263,818.00 6,120.00 3,200.00 3,280.00 1,500.00 856.00 820.00 700,000.00 456.00 12,768.00 SEP Cost 0.00 0.00 0.00 0.00 2,750.00 0.00 0.00 0.00 20,700.00 940.00 1,000.00 5,745.00 0.00 0.00 0.00 0.00 2,558.00 21,360.00 2,744.00 0.00 0.00 1,490.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,768.00 SEP Offset 0.00 0.00 0.00 0.00 2,750.00 0.00 0.00 0.00 20,700.00 940.00 1,000.00 5,745.00 0.00 0.00 0.00 0.00 2,558.00 21,360.00 2,744.00 0.00 0.00 1,490.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,768.00 Page 9 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW Case No. 11923 26125 28848 6038 26269 26955 26956 17158 24667 25472 25813 18930 Respondent Name W. Silver, Inc. Waco Infinity Properties, LTD. Wall Co-operative Gin WASTE MANAGEMENT OF TEXAS, INC. Western Cabinets, Inc. Western Extrusions Corporation Wholearth Organic Composting, LLC WILSON, BILL Wilsonart International, Inc. Wolf Hollow I, L.P. Woodmere Development Co.,Ltd Wright Materials, Inc. TCEQ ID EE0091O TG0039S BG1066M DB3613K DB1172K 75504 9739 HQ0112O County EL PASO MCLENNAN TOM GREEN BEXAR DALLAS DALLAS BEXAR DENTON BELL HOOD 72488 NUECES AQ Orders Issued: 333 27129 26957 27346 24628 27173 12665 19755 17409 26962 19110 524 21923 22099 24896 26902 23406 16685 2856 Centauri Technologies, L.P. TXR000044032 HARRIS Champion Technologies, Inc. 31502 FORT BEND ECOLAB Inc. 31827 DALLAS Environmental Management Services of 85009 Texas, Inc. EL PASO Equistar Chemicals, LP 38449 BRAZORIA Fuel Brokers, Inc. 31653 BEXAR General Electric Railcar Services Corporation 32088 EASTLAND Gulf West Landfill TX, LP 39039 CHAMBERS Imthkn Acquisitions, LLC 30401 DALLAS P & J Industries, Inc. 82620 EL PASO Rhimco Industries, Inc. 32341 TARRANT Stewart & Stevenson Tactical Vehicle 32050 Systems, LP AUSTIN Sunoco, Inc. (R&M) 30486 HARRIS U.S. Filter Recovery Services (Mid-Atlantic), Inc. 41432 CALDWELL Van Der Horst U S A Corporation 30391 KAUFMAN Veolia ES Technical Solutions, LLC 50212 JEFFERSON VIGIL, GABRIEL 86173 HIDALGO Western Oil Tools, Inc. F1276 MONTGOMERY IHW Orders Issued: 18 Order Date 04/29/2006 08/20/2006 08/20/2006 07/14/2006 Penalty Assessed 4,560.00 1,675.00 2,500.00 62,595.00 02/05/2006 02/05/2006 02/20/2006 04/29/2006 10/24/2005 12/30/2005 11/24/2005 03/06/2006 Total: 06/15/2006 04/29/2006 04/29/2006 04/14/2006 4,375.00 2,150.00 2,625.00 55,000.00 5,000.00 52,690.00 2,000.00 10,000.00 6,307,937.00 25,949.00 50,740.00 750.00 625.00 04/29/2006 01/23/2006 09/30/2005 8,100.00 27,000.00 22,950.00 10/10/2005 08/28/2006 06/26/2006 10/10/2005 01/26/2006 6,300.00 15,750.00 25,956.00 26,400.00 94,489.00 12/15/2005 10/10/2005 7,623.00 1,875.00 05/12/2006 11/24/2005 09/30/2005 11/03/2005 Total: 28,080.00 6,400.00 4,000.00 15,750.00 368,737.00 Penalty Deferred 0.00 0.00 500.00 0.00 Payable Amount 4,560.00 1,675.00 1,000.00 31,297.00 SEP Cost 0.00 0.00 1,000.00 31,298.00 875.00 430.00 525.00 0.00 1,000.00 10,538.00 400.00 0.00 530,459.00 5,190.00 10,148.00 150.00 0.00 3,500.00 1,720.00 2,100.00 55,000.00 4,000.00 42,152.00 1,600.00 10,000.00 4,894,654.50 20,759.00 40,592.00 600.00 625.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 882,823.50 0.00 0.00 0.00 0.00 1,620.00 0.00 4,590.00 6,480.00 27,000.00 18,360.00 0.00 0.00 0.00 1,260.00 0.00 0.00 0.00 0.00 5,040.00 15,750.00 25,956.00 26,400.00 47,248.00 0.00 0.00 0.00 0.00 47,241.00 0.00 375.00 7,623.00 1,500.00 0.00 0.00 5,616.00 1,280.00 0.00 0.00 30,229.00 22,464.00 2,560.00 4,000.00 15,750.00 288,707.00 0.00 2,560.00 0.00 0.00 49,801.00 SEP Offset 0.00 0.00 1,000.00 31,298.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 882,823.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 47,241.00 0.00 0.00 0.00 2,560.00 0.00 0.00 49,801.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 10 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 2621 14408 26528 27992 26862 27423 23946 27640 27476 25194 23806 13848 24977 27525 25122 26651 23647 27906 23145 25929 28310 18792 19311 27028 24207 25674 21007 25113 27283 15170 28028 25968 18280 27369 16907 15533 Respondent Name Astro Waste, Inc. BAILEY, BISHOP Big Chipper of Texas, Inc. BILBY, ROLLINS E Bill Briscoe Enterprises, Inc. BYROM, CODY B CALLAHAN, RONNIE Central Freight Lines, Inc. Ceres Environmental Services, Inc. CHAMBERS, JIMMIE C City of Brady City of Edinburg City Of Eldorado City Of Robert Lee City Of San Angelo City of Taft City of Wichita Falls Covenant Health System CRUCES, LIBORIO Dallas Oil Service, Inc. Danny Wilde DAVIS, JACKIE W Don Vogt dba West Side Storage Eisenberg Properties, Ltd. Ellis, Angela DBA ELLIS AUTO DETAIL Enviroclean Management Services LLC FINCHER, RODNEY GILLESPE, HARVEY HALEY, DARRYL HAMILTON, FRANKIE MAE J. W. Turner Construction John Boykin, Jr. Lewisville Landfill TX, LP Mastec North America, Inc. Maverick Trucking Company, Inc. Norma Garza & Julian Hinojosa dba Garza Trucking TCEQ ID 40147 455040160 455040165 455040159 100068 455100039 1732 956B 2264 614 79 455140023 UA 1429 455150086 A85023 455040150 UNA455160026 455130074 6200080 50001 455040163 UNA455140026 455100045 1749B F1868 County HARRIS BREWSTER DENTON WISE DENTON BEXAR FANNIN TARRANT HARRIS JASPER MCCULLOCH HIDALGO SCHLEICHER COKE TOM GREEN SAN PATRICIO WICHITA HOCKLEY CAMERON DALLAS TOM GREEN DENTON WEBB BEXAR TOM GREEN HARRIS VAN ZANDT BAILEY WISE ANDERSON HARRIS HARDIN DENTON MCCULLOCH WILLIAMSON HIDALGO Order Date 01/26/2006 12/30/2005 08/20/2006 07/14/2006 04/29/2006 05/28/2006 11/24/2005 06/15/2006 04/14/2006 04/29/2006 04/29/2006 02/05/2006 11/06/2005 06/15/2006 04/29/2006 02/20/2006 03/06/2006 06/26/2006 03/06/2006 04/29/2006 07/14/2006 07/22/2006 11/24/2005 05/28/2006 11/24/2005 02/20/2006 09/30/2005 06/15/2006 04/14/2006 09/30/2005 05/28/2006 12/15/2005 10/10/2005 05/12/2006 07/14/2006 09/30/2005 Penalty Assessed 11,250.00 6,300.00 4,000.00 2,500.00 3,060.00 750.00 2,500.00 3,000.00 1,550.00 5,250.00 12,947.00 16,275.00 4,950.00 4,950.00 16,000.00 900.00 2,625.00 6,000.00 15,750.00 525.00 2,040.00 13,625.00 2,520.00 3,000.00 2,730.00 7,350.00 2,000.00 7,350.00 1,000.00 7,875.00 750.00 800.00 1,750.00 7,500.00 2,500.00 2,500.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 500.00 612.00 150.00 500.00 600.00 310.00 0.00 2,589.00 0.00 990.00 990.00 0.00 180.00 0.00 1,200.00 0.00 105.00 408.00 0.00 0.00 600.00 546.00 1,470.00 0.00 0.00 200.00 0.00 150.00 160.00 350.00 1,500.00 0.00 0.00 Payable Amount 11,250.00 6,300.00 4,000.00 2,000.00 2,448.00 600.00 2,000.00 2,400.00 1,240.00 5,250.00 0.00 0.00 3,960.00 0.00 0.00 720.00 2,625.00 4,800.00 15,750.00 420.00 1,632.00 13,625.00 2,520.00 2,400.00 2,184.00 5,880.00 2,000.00 7,350.00 800.00 7,875.00 600.00 640.00 1,400.00 6,000.00 2,500.00 2,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,358.00 16,275.00 0.00 3,960.00 16,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,358.00 16,275.00 0.00 3,960.00 16,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 11 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 26568 25169 13647 26144 10742 27318 30090 27074 28209 10579 24856 28909 10822 29320 23846 16866 15572 27157 22884 Respondent Name Pete Gallegos Paving, Inc. RESTIVO, JACK Rod Packard DBA Packard Tire Service Roofing Recycle Center, Inc. SCHREIER, ROBERT M Seven Sanders Companies, Inc. TENERY, CHARLES E SR Texas Waste Systems, Inc. Three Lakes Land Co., L.L.C. Uni-Wide Auto Imports, Inc. VASQUEZ, JAIME Waste Works, LLC Western States Realty, LLC Wholearth Organic Composting, LLC WILLIAMS, CARL WILLIAMS, DAVID WILLIAMS, MELVIN Wright Materials, Inc. YOUNG, KENNETH TCEQ ID County 455160030 WEBB MCLENNAN 25032 NUECES 100054 DALLAS 455060005 BREWSTER 100120 LUBBOCK CROCKETT BEXAR 455150134 CAMERON 27061 HARRIS 455150106 CAMERON GRAYSON JONES 2317 BEXAR TARRANT 455100042 SHELBY 0000000 SHELBY UNA455140026 SAN PATRICIO MCCULLOCH MSW Orders Issued: 55 Order Date 02/05/2006 03/06/2006 03/06/2006 05/12/2006 03/06/2006 05/12/2006 08/20/2006 05/12/2006 08/28/2006 06/26/2006 10/24/2005 08/20/2006 12/30/2005 08/20/2006 10/10/2005 02/05/2006 10/31/2005 03/23/2006 10/10/2005 Total: Penalty Assessed 2,000.00 2,100.00 2,600.00 10,990.00 2,850.00 2,500.00 210.00 15,000.00 900.00 11,655.00 2,100.00 1,000.00 4,650.00 1,120.00 1,000.00 5,250.00 17,500.00 900.00 1,900.00 272,597.00 Penalty Deferred 400.00 0.00 520.00 2,198.00 0.00 500.00 0.00 3,000.00 180.00 0.00 420.00 200.00 0.00 224.00 200.00 0.00 0.00 180.00 380.00 22,512.00 Payable Amount 1,600.00 2,100.00 2,080.00 8,792.00 2,850.00 2,000.00 210.00 12,000.00 720.00 11,655.00 1,680.00 800.00 4,650.00 896.00 800.00 5,250.00 17,500.00 720.00 1,520.00 203,492.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 46,593.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 46,593.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 12 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL Case No. 24486 24830 25932 23826 25520 22038 28454 24698 25317 25400 25514 27147 28818 26953 26550 26230 24929 30133 26018 27870 5837 25969 25267 22429 26771 26745 26420 25177 23163 24738 5839 28529 23247 26529 28306 25380 28767 Respondent Name ALLISON, STEPHEN ARISTEGUIETA, PEDRO E BALDERAS, RAYMOND BALES, LAYNE BARFIELD, WILLIAM C BELTRAN, ROBERT BRITO, DENNIS DECKELMAN, RICHARD DELGADO, DAVID ESCOBEDO, JESUS FITTRO, WILLIAM G GILSON, GRANT H GRISHAM, PHILLIP M SR HAMILTON, RICK HARDIN, GARRY DON HARRELL, CHARLES R HERNANDEZ, MIGUEL SR HOUCK, CURTIS INGRAM, WILLIAM K Jasper Oil Company Joe Jenkins KALINA, THOMAS A KILPATRICK, HAL II LOVING, TRUMAN MANDERS, MICHAEL A MARCUM, JAMES T JR * MAYA, HERNAN F MENJIVAR, JOSE A SR MOUTON, MARK A MUNOZ, JOSE LUIS Pete Gallegos Paving, Inc. POWELL, MARJORIE ROSALEZ, MAURICE RUIZ, JUAN JOSE RUTLEDGE, ROGER SALINAS, JAIME J SHARP, GREGORY SCOTT TCEQ ID LI0011247 LI0005755 IN0000383 OS0012758 OS0019043 LI0005581 LI0008855 OS0008238 2290736 OS0001247 LI0014014 LI0012238 LI0011952 OS0005735 LI0005901 County ELLIS BEXAR KENDALL MEDINA JOHNSON BRAZORIA DALLAS WILBARGER EL PASO HENDERSON HARRIS ORANGE MADISON PARMER WILSON TARRANT ELLIS TAYLOR JOHNSON JASPER TARRANT MCLENNAN TYLER COLLIN DENTON HARRIS GRAYSON ORANGE HIDALGO WEBB DALLAS WILBARGER HARRIS EASTLAND HIDALGO TARRANT Order Date 11/06/2005 12/15/2005 07/14/2006 10/24/2005 05/28/2006 06/26/2006 08/28/2006 09/30/2005 12/15/2005 12/30/2005 10/24/2005 04/29/2006 07/14/2006 05/12/2006 05/12/2006 05/28/2006 10/24/2005 08/28/2006 04/29/2006 07/14/2006 11/24/2005 11/24/2005 11/06/2005 04/14/2006 01/26/2006 05/28/2006 04/29/2006 06/26/2006 09/30/2005 04/29/2006 09/30/2005 08/28/2006 01/26/2006 05/28/2006 08/28/2006 01/26/2006 08/20/2006 Penalty Assessed 750.00 250.00 1,500.00 1,000.00 263.00 1,000.00 625.00 250.00 625.00 1,250.00 625.00 203.00 375.00 625.00 750.00 1,250.00 2,750.00 210.00 188.00 1,050.00 3,313.00 188.00 250.00 750.00 469.00 625.00 625.00 1,250.00 510.00 263.00 625.00 250.00 625.00 625.00 1,875.00 625.00 394.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 150.00 50.00 300.00 0.00 0.00 0.00 125.00 50.00 125.00 250.00 125.00 41.00 75.00 125.00 0.00 0.00 0.00 0.00 0.00 210.00 0.00 38.00 50.00 0.00 94.00 125.00 0.00 0.00 102.00 0.00 125.00 50.00 0.00 125.00 375.00 125.00 79.00 Payable Amount 600.00 200.00 1,200.00 1,000.00 263.00 1,000.00 500.00 200.00 500.00 1,000.00 500.00 162.00 300.00 500.00 750.00 1,250.00 2,750.00 210.00 188.00 840.00 3,313.00 150.00 200.00 750.00 375.00 500.00 625.00 1,250.00 408.00 263.00 500.00 200.00 625.00 500.00 1,500.00 500.00 315.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 13 of 47 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM OL OL OL OL OL OL OL OL Case No. 25523 24166 25162 8412 9861 25716 25843 11163 Respondent Name SHEPELWICH, CASEY B SIMONS, FRANK JOSEPH SOCIA, JIMMY KEITH STROZDAS, MIKE E SWEETLAND, RANDY L THOMAS, MARCUS IVAN VASCONSUELOS, RICKY Wiltshire Brothers Inc. Appendix 7: List of Administrative Orders Issued FY2006 TCEQ ID County LI0012760 DALLAS CONCHO OS0005563 ANGELINA LI0003437 BEXAR MONTGOMERY OS0009110 KIMBLE DENTON TRAVIS OL Orders Issued: 45 Order Date 04/14/2006 11/06/2005 10/24/2005 05/12/2006 03/23/2006 07/14/2006 12/30/2005 10/24/2005 Total: Penalty Assessed 250.00 500.00 260.00 1,463.00 3,812.00 1,000.00 625.00 263.00 36,974.00 Penalty Deferred 0.00 100.00 52.00 0.00 0.00 0.00 125.00 0.00 3,191.00 Payable Amount 250.00 400.00 208.00 1,463.00 3,812.00 1,000.00 500.00 263.00 33,783.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 14 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24631 26549 27033 19744 27382 2657 26437 26588 26215 21327 18489 24956 26053 22762 28190 23706 28368 24605 9736 27021 25654 26408 23669 24348 24347 27177 22843 27009 28527 21960 25054 26822 29437 24386 25189 Respondent Name "Grecoair, Inc." 18 Hours Incorporated 2001 Milenium Corporation 7-Eleven, Inc. A J & P Investors, Inc. A P G & Z, Inc. dba McKinney Food Store A&F Brothers, Inc. A&K Enterprises, Inc. A.H. Chaney, Inc. Aarey Colloney, Inc. Aarish Investments, Inc. ABDELGADER, IMAD ABDULLALIF, HASAN Abed Brothers Corporation ABF Freight System, Inc. Adams Resources & Energy, Inc. Adeel, Inc. Aegon Direct Marketing Services Inc. AGA Enterprises, Inc. AGUILAR, ALONZO AHMED, ASHFAQ AHMED, HAZRAT SYED Airtex Investments, Inc. Al Barkaat Enterprises, Inc. Al Sadaka, Inc. Albertson's, Inc. Ali Hamid Corp. Alkarim, Inc. Altaf Food Store, Inc. dba Pennysaver Foodstore Alto Corner Market, Inc. ALZUBI, ABDALLAH R * Amaya Candido and Amaya Consuelo American O.G.D. Corporation Amil Enterprises Inc. ANR Investments, Inc. TCEQ ID 72171 30708 73108 9137 69150 49369 40090 33595 20177 12295 68997 14890 37027 74363 22943 27005 34408 71356 54159 48654 74944 9041 72618 36861 30096 73803 48526 43362 26582 45663 20904 49182 33178 4998 24875 County EL PASO TARRANT DENTON DALLAS PARKER DENTON JEFFERSON WHARTON WISE JEFFERSON BEXAR HARRIS BEXAR EL PASO HARRIS TARRANT COLLIN ORANGE BREWSTER DALLAS HARRIS HARRIS WHARTON HARRIS EL PASO HARRIS BRAZORIA DALLAS CHEROKEE COOKE CAMERON DALLAS JIM WELLS MONTGOMERY Order Date 09/30/2005 02/05/2006 04/14/2006 12/30/2005 05/28/2006 06/26/2006 04/29/2006 06/15/2006 12/30/2005 10/10/2005 06/15/2006 09/30/2005 02/20/2006 07/22/2006 08/28/2006 10/24/2005 08/28/2006 10/24/2005 05/28/2006 04/14/2006 11/24/2005 08/28/2006 11/24/2005 02/20/2006 10/24/2005 04/14/2006 02/20/2006 03/06/2006 08/28/2006 01/26/2006 10/24/2005 07/22/2006 07/22/2006 11/24/2005 01/26/2006 Penalty Assessed 1,270.00 800.00 800.00 2,425.00 7,920.00 2,000.00 14,520.00 4,040.00 3,750.00 12,200.00 1,050.00 800.00 4,280.00 4,050.00 5,000.00 1,000.00 35,000.00 1,050.00 13,000.00 9,450.00 1,170.00 5,750.00 2,180.00 1,120.00 2,740.00 3,640.00 5,600.00 3,800.00 8,800.00 4,280.00 6,500.00 2,100.00 3,500.00 1,600.00 6,750.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 254.00 160.00 160.00 0.00 1,584.00 0.00 2,904.00 808.00 750.00 0.00 0.00 160.00 856.00 810.00 1,000.00 200.00 7,000.00 210.00 0.00 1,890.00 234.00 0.00 0.00 0.00 0.00 728.00 1,120.00 760.00 1,760.00 0.00 1,300.00 0.00 0.00 320.00 1,350.00 Payable Amount 1,016.00 640.00 640.00 2,425.00 6,336.00 2,000.00 11,616.00 3,232.00 3,000.00 12,200.00 1,050.00 640.00 3,424.00 3,240.00 4,000.00 800.00 28,000.00 840.00 13,000.00 7,560.00 936.00 5,750.00 2,180.00 1,120.00 2,740.00 2,912.00 4,480.00 3,040.00 7,040.00 4,280.00 5,200.00 2,100.00 3,500.00 1,280.00 5,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 15 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24490 24581 24559 23646 9565 22427 24489 26250 24604 26073 8983 21551 26031 25466 28608 26648 24904 23246 21468 24731 25717 26767 25193 20784 17331 25286 9167 26997 27284 8402 24866 24730 17530 26057 26735 Respondent Name Apro Corporation ARECHIGA PETROLEUM, INC. ARIF, MOHAMMAD ARIF, MOHAMMAD Aristos, Inc. Army & Air Force Exchange Service ASHRAF, MOHAMMAD IFTIKH AT&T Communications, Inc. Avis Rent A Car System, Inc. AVS Management Inc Awais And Sons, Inc. B - 5 Bar, Inc. B. K. Trading, Inc. B. Rainey & Son Enterprises, Inc. Baba Sadiq Investments, Inc. BAE, HAN YEOL Bank of America NA Baptist Hospitals of Southeast Texas Bar G Store, Inc. Barton Good Oil Co., Inc BASN CORPORATION DBA SWIFT STORE 21 Beaumont I.S.D. Public Facility Corporation Bee County Cooperative Association BELL, JERRY BENITEZ, MINERVA G Berani, Akber Best Enterprises, Inc. BHARWANI, GULAMALI Bianca Enterprises, Inc. Bill Head Enterprise Bill L. Dover Company, Inc. BLUFF SPRINGS FOOD MART, INC. Brant-Sta, Inc. Brownsville Independent School District Brownsville Val-Marts, L.L.C. TCEQ ID 50069 28596 31560 7646 71598 56883 47238 17345 152 59149 42827 49905 33385 63124 41194 47836 58639 48639 58800 50621 42826 12781 287 44509 65864 74910 35207 45318 45787 20001 26865 18793 60014 56887 56816 County TARRANT WEBB LIBERTY ORANGE ORANGE MCLENNAN HENDERSON DALLAS LUBBOCK HARRIS DALLAS ZAVALA LAMAR LAMAR CHEROKEE SAN PATRICIO EL PASO JEFFERSON FAYETTE HUNT DALLAS JEFFERSON BEE MARION STARR DALLAS HARRIS ERATH TARRANT HIDALGO JASPER TRAVIS RAINS CAMERON CAMERON Order Date 05/28/2006 09/30/2005 10/10/2005 04/29/2006 06/26/2006 03/23/2006 10/24/2005 03/06/2006 09/30/2005 04/14/2006 10/10/2005 09/30/2005 02/05/2006 11/24/2005 08/28/2006 02/20/2006 12/30/2005 09/30/2005 10/24/2005 10/24/2005 07/22/2006 02/05/2006 10/10/2005 09/30/2005 12/30/2005 11/24/2005 09/24/2005 06/15/2006 04/29/2006 11/06/2005 10/10/2005 08/28/2006 11/24/2005 06/26/2006 07/22/2006 Penalty Assessed 5,200.00 1,050.00 1,600.00 2,100.00 2,000.00 5,000.00 4,200.00 4,500.00 800.00 1,050.00 3,280.00 1,540.00 3,150.00 4,500.00 18,415.00 3,150.00 15,600.00 750.00 2,800.00 5,000.00 4,950.00 2,500.00 4,500.00 4,280.00 3,150.00 11,220.00 3,510.00 1,900.00 3,744.00 30,000.00 50,000.00 16,100.00 5,000.00 2,015.00 9,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,040.00 0.00 0.00 0.00 0.00 1,000.00 840.00 900.00 160.00 0.00 656.00 308.00 630.00 900.00 3,683.00 630.00 3,120.00 150.00 0.00 1,000.00 0.00 500.00 900.00 0.00 0.00 2,244.00 0.00 380.00 749.00 0.00 10,000.00 0.00 0.00 403.00 0.00 Payable Amount 4,160.00 1,050.00 1,600.00 2,100.00 2,000.00 0.00 3,360.00 3,600.00 640.00 1,050.00 2,624.00 1,232.00 2,520.00 3,600.00 14,732.00 2,520.00 12,480.00 600.00 2,800.00 4,000.00 4,950.00 2,000.00 3,600.00 4,280.00 3,150.00 8,976.00 3,510.00 1,520.00 2,995.00 15,000.00 40,000.00 16,100.00 5,000.00 1,612.00 9,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,000.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,000.00 0.00 0.00 0.00 0.00 0.00 Page 16 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 27599 20282 19031 25160 19131 9657 23710 24774 24027 26560 24639 24990 21680 29050 9254 28688 25167 28539 25220 24664 25635 20761 24949 23793 20719 25673 24702 19351 2761 20863 24704 14868 26045 24750 24663 28540 Respondent Name TCEQ ID BUENO, HERMENEGILDO 4637 Buford West and Leah West 64955 BURHANI, JIVANJI 71700 BURHANI, JIVANJI 75038 BURK, ROBERT 49696 Burnet County 11912 C & R Distributing, Inc. 19719 CARTER, NANCY 27605 CAVAZOS, ORLANDO 26098 Centergas, Inc. 109171 Chahal Investment Inc. 45458 Chapman Inc. 18985 Chapman's Grocery, Inc. 70055 CHILDRESS, JAMES BOB BOB 41989 CHMIELOWSKI, FRANK 39301 Choice Petroleum, Inc. dba DJ's Country 66384 Store #2 CHS Inc Cibolo Grocery Store Inc. 77270 Circle Bar Truck Corral, Inc. 64553 City Meat Market, Inc. 48206 City of Brownfield 20341 City of Brownfield 68300 City of Edinburg 62575 City of Pearsall 12456 Clara, Inc. 71980 Cleereco Services, Inc. 42986 Coastal Transport Co., Inc. COLLAZOS, NELSON A 2387 Colonial Distribution, Inc. 15051 Colonial Distribution, Inc. 15051 Colorado Fayette Medical Center 74916 COLTER, JIMMY * 73859 Commercial Lubricants Corporation 61059 Convenience Management Services, Inc. 15031 Coolidge Grain & Produce, Inc. 60274 Coronado Golf and Country Club 16399 County Order Date EL PASO MCLENNAN MONTGOMERY GALVESTON YOUNG BURNET EL PASO COLLINGSWORTH HIDALGO POTTER HARRIS GRAYSON WILLIAMSON CROCKETT HIDALGO JEFFERSON 06/26/2006 11/24/2005 10/24/2005 09/30/2005 05/12/2006 09/30/2005 11/24/2005 09/30/2005 09/30/2005 07/22/2006 10/10/2005 12/15/2005 09/30/2005 08/20/2006 12/30/2005 08/28/2006 RANDALL BEXAR CROCKETT AUSTIN TERRY TERRY HIDALGO FRIO BASTROP SCHLEICHER DALLAS BEXAR BEXAR BEXAR COLORADO CASS DALLAS FAYETTE HARRIS EL PASO 10/24/2005 08/28/2006 10/24/2005 10/24/2005 10/24/2005 10/24/2005 06/26/2006 09/30/2005 05/28/2006 12/15/2005 10/24/2005 05/05/2006 09/30/2005 10/10/2005 07/14/2006 12/30/2005 03/23/2006 11/24/2005 10/10/2005 08/20/2006 Penalty Assessed 5,100.00 2,140.00 820.00 1,600.00 3,800.00 4,050.00 3,750.00 3,150.00 1,050.00 27,500.00 2,850.00 600.00 1,600.00 5,000.00 3,150.00 5,814.00 900.00 3,500.00 19,500.00 2,400.00 1,800.00 3,150.00 8,000.00 2,140.00 1,600.00 3,570.00 1,000.00 7,350.00 1,050.00 7,200.00 200.00 8,500.00 5,850.00 8,100.00 1,050.00 3,420.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,020.00 0.00 0.00 320.00 0.00 0.00 750.00 630.00 210.00 0.00 570.00 120.00 0.00 1,000.00 0.00 1,163.00 180.00 700.00 3,900.00 480.00 360.00 0.00 1,600.00 0.00 0.00 714.00 200.00 0.00 0.00 1,440.00 0.00 1,700.00 1,170.00 1,620.00 210.00 684.00 Payable Amount 4,080.00 2,140.00 820.00 1,280.00 3,800.00 0.00 3,000.00 2,520.00 840.00 27,500.00 2,280.00 480.00 1,600.00 4,000.00 3,150.00 4,651.00 720.00 2,800.00 15,600.00 1,920.00 1,440.00 3,150.00 0.00 0.00 1,600.00 2,856.00 800.00 7,350.00 1,050.00 5,760.00 200.00 6,800.00 4,680.00 6,480.00 840.00 2,736.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 4,050.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,400.00 2,140.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 4,050.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,400.00 2,140.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 17 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 14769 25121 25128 17829 20280 26552 27293 19556 25316 13588 21306 26365 22203 22504 13787 26551 18272 25739 24988 25442 25157 26362 14248 9219 26424 25210 25383 25269 25365 21738 24709 26941 26389 24941 26713 Respondent Name CRAVEN, J M Crockett Farm & Fuel Center, Inc. Crosby County Fuel Association CRUZ, RUBEN Crystal Beach Corporation Culebra Phillips Mart, Inc. Dallas Convenience Stores Inc. Daniel S. Boschert, Inc. Davidson Oil Company Dayton Drive-Thru, Inc. Deepak & Mashuk Corporation, Inc. DeWitt, William Dexter Simpson DGPS Enterprises, Inc. Dhanani Investment, Inc. Diversified Investments, Inc. Dung Huynh Dupre' Transport, Inc. Dupre' Transport, Inc. Econo Lube N'Tune, Inc. Elhamad Enterprises, Inc. dba Habeeb Food Store Energy Mart, Inc. ENNIS WEST END, INC. Enviro-Tech Engineers, Inc. Eshetu Teklu Expert Enterprises, Inc. F. K. Corporation Farmers Coorperative Association of O'Donnell, Texas FFP Operating Partners, L.P. Foremost Holdings, Inc. FREEMAN, RICKY LYNN Gandaf USA, Inc. Gateway Truck Terminal, Inc. GIBSON, ROBERT Gillani Energy Company TCEQ ID 20129 704 74022 54519 3909 47861 45885 17523 75117 40218 60556 75267 47895 33094 23887 39653 53389 34001 68346 43275 57931 26619 36618 16165 1465 637 47525 40430 7419 49732 44822 55090 County GONZALES HOUSTON CROSBY STARR GALVESTON BEXAR DALLAS DALLAS RANDALL LIBERTY DALLAS NAVARRO DALLAS HARRIS BRAZORIA HARRIS TARRANT JACKSON DALLAS DENTON TARRANT TRAVIS HARRIS LYNN LIBERTY HOUSTON SMITH WEBB DALLAS Order Date 03/31/2006 09/30/2005 11/06/2005 12/15/2005 02/05/2006 01/26/2006 05/28/2006 02/20/2006 09/30/2005 01/26/2006 12/15/2005 06/15/2006 08/20/2006 09/30/2005 11/24/2005 06/29/2006 10/24/2005 12/30/2005 09/30/2005 11/06/2005 12/30/2005 05/12/2006 03/23/2006 11/03/2005 07/22/2006 10/24/2005 05/12/2006 02/05/2006 11/06/2005 02/20/2006 12/30/2005 03/06/2006 06/26/2006 10/10/2005 04/14/2006 Penalty Assessed 0.00 1,220.00 2,000.00 7,130.00 8,925.00 2,850.00 15,000.00 4,280.00 500.00 4,500.00 11,000.00 5,000.00 3,150.00 4,050.00 24,500.00 2,910.00 2,400.00 500.00 500.00 3,325.00 9,000.00 1,625.00 2,300.00 2,520.00 7,360.00 1,600.00 4,200.00 26,520.00 800.00 4,200.00 6,300.00 2,400.00 6,825.00 3,280.00 11,250.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 244.00 400.00 454.00 0.00 570.00 3,000.00 0.00 100.00 900.00 3,739.00 1,000.00 0.00 810.00 0.00 0.00 0.00 100.00 100.00 665.00 0.00 325.00 0.00 0.00 1,472.00 320.00 0.00 5,304.00 160.00 3,000.00 1,260.00 480.00 0.00 656.00 2,250.00 Payable Amount 0.00 976.00 1,600.00 6,676.00 8,925.00 2,280.00 12,000.00 4,280.00 400.00 3,600.00 7,261.00 4,000.00 3,150.00 3,240.00 24,500.00 2,910.00 2,400.00 400.00 400.00 2,660.00 9,000.00 1,300.00 2,300.00 2,520.00 5,888.00 1,280.00 4,200.00 21,216.00 640.00 1,200.00 5,040.00 1,920.00 6,825.00 2,624.00 9,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 18 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 26234 27515 24560 25743 24716 26571 19595 24614 18271 22462 28009 26015 24549 25359 24715 24107 9243 11164 26075 25407 26017 22039 26762 26747 25141 26407 24578 25184 25119 29921 18529 28047 26267 21778 18458 17669 26993 Respondent Name GK SINGH ENTERPRISES, L.L.C. GL James Investments, LLC Golden Horn Corporation Golden Prizm Inc. Granite Construction Company GREEN, THOMAS J Griff's Grill, Inc. Groendyke Transport, Inc. GUERRA, RICARDO GUTIERREZ, FELIPE DE JESUS GWD Operating, LTD. H&H Snacks, Inc. HAKEMY, YOUSEF HALL, JAMES HANSEN, HANS Hardin County Harisar Petroleum, Inc. Harris Methodist Fort Worth Heart of Texas Investments, Inc. Henderson County Justice Center Heroes Quick Stop, Inc. Het & Harsh Corporation Highness Enterprises, Inc. Hill Country Stop, Inc. Himaloy, Inc. HIRANI, NOORUDDIN Hixson Lumber Sales of Texas, Inc. Hong, Nga and Tu, Tien Hooda Corporation, Inc. HOOMA Investments, Inc. HOSSAIN, MOHAMMED Hotels.COM Texas, L.P. HUMA Corporation HUN, SANDRA Hurein S. Corporation Hussain Liaqat IGA Foodliner of Jacksboro, TX., Inc. TCEQ ID 10203 27549 66097 45198 18579 46842 59319 71080 659 45316 70267 27447 62794 11499 57349 15577 34067 32073 57825 5936 40823 62133 44916 60256 53168 63446 63886 63208 45207 39434 38164 67339 56433 44259 54324 40837 County GRAYSON COLLIN GALVESTON TRAVIS LUBBOCK RED RIVER MCLENNAN TARRANT HIDALGO DALLAS TOM GREEN DALLAS MORRIS WOOD HARDIN DALLAS TARRANT CORYELL HENDERSON BEXAR HARRIS MONTGOMERY MASON WALKER BEXAR HUNT HARRIS DALLAS TRAVIS DALLAS TARRANT DALLAS HENDERSON MONTGOMERY LIBERTY JACK Order Date 03/23/2006 05/28/2006 08/28/2006 12/15/2005 09/30/2005 02/20/2006 12/15/2005 10/24/2005 10/24/2005 07/14/2006 07/14/2006 03/23/2006 09/30/2005 10/24/2005 02/20/2006 10/10/2005 02/05/2006 10/24/2005 06/30/2006 02/05/2006 02/05/2006 04/14/2006 08/20/2006 02/20/2006 09/30/2005 03/06/2006 09/30/2005 09/30/2005 12/30/2005 08/20/2006 10/27/2005 06/15/2006 12/30/2005 09/30/2005 03/23/2006 02/05/2006 05/12/2006 Penalty Assessed 1,600.00 7,200.00 6,300.00 6,750.00 6,000.00 2,850.00 2,625.00 2,400.00 2,100.00 2,140.00 4,800.00 4,935.00 3,280.00 950.00 1,000.00 1,500.00 26,215.00 1,125.00 2,600.00 2,790.00 5,000.00 3,750.00 5,680.00 2,125.00 4,200.00 6,000.00 800.00 3,200.00 7,600.00 1,750.00 25,380.00 6,300.00 6,120.00 6,750.00 3,270.00 3,150.00 800.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 320.00 1,440.00 0.00 1,350.00 1,200.00 570.00 0.00 480.00 0.00 0.00 960.00 987.00 656.00 190.00 200.00 300.00 0.00 225.00 0.00 558.00 1,000.00 0.00 0.00 425.00 840.00 1,200.00 0.00 640.00 1,520.00 0.00 0.00 1,260.00 1,224.00 1,350.00 0.00 0.00 160.00 Payable Amount 1,280.00 5,760.00 6,300.00 5,400.00 4,800.00 2,280.00 2,625.00 1,920.00 2,100.00 2,140.00 1,920.00 3,948.00 2,624.00 760.00 800.00 1,200.00 26,215.00 900.00 2,600.00 0.00 4,000.00 3,750.00 5,680.00 1,700.00 3,360.00 4,800.00 800.00 2,560.00 6,080.00 1,750.00 25,380.00 5,040.00 4,896.00 5,400.00 3,270.00 3,150.00 640.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,920.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,232.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,920.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,232.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 19 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24266 25214 25337 26753 23730 24857 21103 27039 20105 18469 19056 28390 25222 18531 28787 26769 23165 9057 21779 13006 24467 23383 22562 25692 27004 18390 24909 27822 25165 24625 26245 9559 9248 25087 25541 24638 Respondent Name TCEQ ID INS Emerald, L.L.C. 70037 Insight Equity Acquisition Partners, LP 57213 J H & Son, Inc. dba Holton Oil Company 27598 J. D. Abrams, L. P. 72813 Jacinto Enterprises, Inc. 14302 Jack Ray & Sons Oil Co., Inc. 17966 JAFFER, SALIM M 66266 James Carr dba A K Convenience Store 47872 JAMSHIDI, MOHAMMAD 35470 Jan Pate 71445 Jaquess Gary P 1059 Jarrell Texaco, Inc. 43679 Jefferson County 74420 Jeffy's, Inc. dba Jeffys Exxon Mobil 2 26689 Jerry Jr., Inc. 21292 Jesamin, Inc. 45087 Jeswood Oil Company Jinnah Enterprise Corporation 23452 JIVANI, FEROZ ALI 24403 JNS & Samir Corporation 36538 Joesingh, Inc. 74534 Johnson Roofing, Inc. 70275 Josefina Estrella 14468 Jung Oil, Inc. KABIR, SAIDUL 38049 KAMALIE, NASROLAH 45459 Kav Corporation Inc. dba Shop N Go Neighborhood Store 25182 KBC Services, Inc. 76085 KBR Investment Inc. 74243 Ken Saffel * 74791 Kenneth Martin 20559 KGA CORPORATION, INC. 39222 Khail Enterprises, Inc. 42171 KHATRY, RAJEEV 25865 KILLIAN, STEVEN DALE 23010 KIM, DAN KWANG 32920 County Order Date TARRANT DALLAS COLLINGSWORTH HARRIS MAVERICK DALLAS ARANSAS ERATH NAVARRO CHEROKEE TARRANT WILLIAMSON JEFFERSON HARRIS LA SALLE TARRANT DENTON TARRANT HARRIS WILLIAMSON HARRIS MCLENNAN ECTOR BEXAR NACOGDOCHES GALVESTON TARRANT 10/10/2005 11/06/2005 11/06/2005 06/15/2006 07/22/2006 10/24/2005 05/12/2006 04/29/2006 10/24/2005 01/26/2006 06/26/2006 08/28/2006 09/30/2005 06/15/2006 08/28/2006 05/12/2006 02/05/2006 12/15/2005 06/15/2006 06/10/2006 09/30/2005 10/24/2005 10/24/2005 01/26/2006 03/23/2006 10/10/2005 11/06/2005 GALVESTON ORANGE JONES CARSON SMITH GALVESTON GREGG JEFFERSON NUECES 06/15/2006 10/24/2005 10/10/2005 12/15/2005 04/14/2006 12/30/2005 03/06/2006 12/15/2005 02/20/2006 Penalty Assessed 5,915.00 4,500.00 1,900.00 2,100.00 13,125.00 2,400.00 2,100.00 9,500.00 3,150.00 3,150.00 4,280.00 7,650.00 3,500.00 4,280.00 4,050.00 6,400.00 21,000.00 2,910.00 3,150.00 14,400.00 2,140.00 5,600.00 3,880.00 4,000.00 4,200.00 4,000.00 9,500.00 1,050.00 1,900.00 970.00 2,400.00 6,750.00 1,100.00 3,150.00 3,150.00 14,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 900.00 380.00 420.00 0.00 480.00 0.00 1,900.00 630.00 0.00 0.00 1,530.00 700.00 0.00 810.00 1,280.00 4,200.00 0.00 0.00 0.00 428.00 1,120.00 0.00 800.00 840.00 0.00 1,900.00 210.00 380.00 194.00 480.00 0.00 0.00 0.00 630.00 2,800.00 Payable Amount 5,915.00 3,600.00 1,520.00 1,680.00 13,125.00 1,920.00 2,100.00 7,600.00 2,520.00 3,150.00 4,280.00 6,120.00 2,800.00 4,280.00 3,240.00 5,120.00 16,800.00 2,910.00 3,150.00 14,400.00 1,712.00 4,480.00 3,880.00 3,200.00 3,360.00 4,000.00 7,600.00 840.00 1,520.00 776.00 1,920.00 6,750.00 1,100.00 3,150.00 2,520.00 11,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 20 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24725 25143 24592 28951 22962 24955 28587 26813 28027 24475 26273 25116 20759 9230 2388 26360 25358 24558 13386 28927 20119 21748 24506 26260 29270 27071 21783 24029 19563 26851 26885 26342 24791 23890 28407 20969 Respondent Name Kirby & Kirby Oil Company, Inc. Kirby & Kirby Oil Company, Inc. Kleen Kar Wash of Wichita Falls, Ltd. KNOWLES JR, OSCAR S KTC Investment, Inc. KUMAR, VILAS KURJI, AKBER R Kwang Ho Park dba Oak Tree Texaco K-Yoba, Inc. Lacefield Investments, Inc. Lackland Mart Inc. Ladhani Amirali And Ladhani Fatima LAKEWIND ENTERPRISES, INC. Lakhani Investments, Inc. LAKHANI, MEHMOOD Lakshmi Balaji Inc. Lamb County Hospital dba Lamb Healthcare Center Landed I, LTD. Larry Beakey DBA BBT Investments LE, MANH LEATHERWOOD, TERRY L LEDBETTER, BRENDA Lee County Petroleum, Inc. LEE, MELINDA LEE, TINA LH Texas OpCo, LP Lisa Motor Lines, Inc. Lisanti Realty Corporation Llano ISD Lucky Lady Oil Company Luling Mini Mart, Inc. M & D Jacobson Properties, Ltd. M K Family Limited Partnership M.A.D. Property Mgt., L.P. M.A.D. Property Mgt., L.P. Mack Massey Motors, L.P. TCEQ ID 24657 24648 54208 12216 13363 72229 14912 67042 60480 47186 10909 74454 68676 39291 21877 27496 56992 75632 21226 28668 55629 39903 44440 45749 29414 55798 46730 59456 67181 51522 30172 3681 22736 971 73366 18758 County Order Date HARRISON SMITH LUBBOCK HENDERSON MCLENNAN TARRANT HARRIS BEXAR HENDERSON BEXAR ATASCOSA HARRIS BEXAR DALLAS CALDWELL LAMB 10/10/2005 10/24/2005 12/15/2005 08/20/2006 11/24/2005 10/24/2005 08/20/2006 03/23/2006 06/26/2006 02/05/2006 01/26/2006 03/23/2006 04/14/2006 06/10/2006 05/28/2006 03/23/2006 05/12/2006 HARRIS CAMERON JEFFERSON ECTOR COMAL LEE NACOGDOCHES CALHOUN DALLAS TARRANT DALLAS LLANO TARRANT CALDWELL DALLAS WILLIAMSON TARRANT TARRANT EL PASO 04/14/2006 08/28/2006 07/14/2006 10/24/2005 02/20/2006 10/24/2005 01/26/2006 06/15/2006 03/23/2006 09/30/2005 07/22/2006 02/20/2006 02/20/2006 03/23/2006 02/20/2006 03/23/2006 09/30/2005 07/14/2006 11/06/2005 Penalty Assessed 5,250.00 4,200.00 3,150.00 2,250.00 3,150.00 11,000.00 8,400.00 1,600.00 5,600.00 1,900.00 3,400.00 1,050.00 950.00 3,150.00 17,120.00 3,150.00 770.00 2,100.00 5,185.00 1,875.00 3,200.00 3,150.00 4,000.00 5,000.00 1,750.00 6,300.00 1,050.00 950.00 3,200.00 2,970.00 5,600.00 4,500.00 3,000.00 2,850.00 4,365.00 3,960.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,050.00 840.00 0.00 450.00 0.00 2,200.00 1,680.00 320.00 1,120.00 0.00 680.00 210.00 0.00 0.00 0.00 630.00 154.00 0.00 0.00 375.00 0.00 0.00 800.00 1,000.00 0.00 1,260.00 0.00 0.00 640.00 594.00 1,120.00 900.00 600.00 0.00 873.00 0.00 Payable Amount 4,200.00 3,360.00 3,150.00 1,800.00 3,150.00 8,800.00 6,720.00 1,280.00 4,480.00 1,900.00 2,720.00 840.00 950.00 3,150.00 17,120.00 2,520.00 616.00 2,100.00 5,185.00 1,500.00 3,200.00 3,150.00 3,200.00 4,000.00 1,750.00 5,040.00 1,050.00 950.00 0.00 2,376.00 4,480.00 3,600.00 2,400.00 2,850.00 3,492.00 3,960.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,560.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,560.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 21 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 20903 2793 26393 24897 24487 9227 25088 25388 27322 26760 25502 25064 21045 24568 18113 24562 21044 9110 25139 9192 24366 16324 25249 29269 26072 25041 25278 25482 24875 13405 26410 2820 27390 26910 18110 Respondent Name TCEQ ID Mahakali Group, Inc. 70335 Marine Quest-Captains Cove, L.P. 41272 MARTINEZ, VICTORIA 74043 MAULDIN, JOYCE ANN 27595 Mazen, Inc. 47792 MCADAMS, ROBERT 29501 McCormick Marketing, Inc. 51989 MCCOY, BILL 73382 Mehak & Michelle, Inc. 38755 MEHDI, MAREDIA 46001 Mehrin Investments, Inc. 9337 Mercedes Independent School District 6432 MFP Gas Service Company, L.C. 1274 Midway Truck Stop Inc. 25740 Millenium Gasoline Corporation 32129 Milton Galoob Company 73931 MOHAMMAD, NAEEMUDDIN 4273 MOHAMMED, ASLAM 42381 MOHMAND, SULTAN M 36548 MOMIN, ZULFIGAR K 27984 Monroe @ Winkler Investments, Inc. 11849 MORALES, ANTONIO 5524 Morgan Oil Company 53856 MORGAN, WANDA 23234 Muenster Telephone Corporation of Texas 22468 Muhammad Aslam dba Convenient Food 39577 Mart Multiple Concepts, Inc. 74062 Murphy Oil USA, Inc. 77329 N. E. Jones Oil Company, Inc. 18515 N.H. Kim, Inc. 71680 N.T. Petroleum-Bedford, LLC 69212 Navi Food and Fuel L.L.C. 47142 Neutze Properties, Ltd. 41469 New Braunfels Aero Service, Inc. 16332 NGUYEN, HANG THI 59297 County Order Date HARRIS DALLAS HIDALGO COLLINGSWORTH PARKER HENDERSON SCURRY MCLENNAN TARRANT ROBERTSON HARDIN HIDALGO TARRANT VICTORIA DENTON MORRIS NAVARRO TARRANT TARRANT WHARTON HARRIS HUDSPETH NACOGDOCHES TOM GREEN COOKE 03/06/2006 05/28/2006 03/06/2006 10/10/2005 09/30/2005 07/22/2006 10/24/2005 10/24/2005 05/12/2006 06/15/2006 10/24/2005 06/26/2006 10/24/2005 05/28/2006 12/15/2005 09/30/2005 09/30/2005 02/05/2006 11/24/2005 07/14/2006 10/10/2005 09/30/2005 03/06/2006 07/22/2006 12/15/2005 TRAVIS 11/24/2005 HARRIS HARRIS BOWIE TRAVIS TARRANT CHAMBERS VAL VERDE COMAL FORT BEND 12/15/2005 04/29/2006 12/30/2005 07/14/2006 08/28/2006 11/24/2005 05/28/2006 07/14/2006 10/24/2005 Penalty Assessed 3,150.00 4,950.00 800.00 3,200.00 3,200.00 4,050.00 1,000.00 7,140.00 4,500.00 4,200.00 3,850.00 11,000.00 10,000.00 8,700.00 4,280.00 2,400.00 4,200.00 2,400.00 2,850.00 4,200.00 10,200.00 18,500.00 2,400.00 3,500.00 3,600.00 2,500.00 4,692.00 12,150.00 17,100.00 35,700.00 2,910.00 9,000.00 800.00 6,000.00 2,850.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 160.00 640.00 0.00 0.00 200.00 1,428.00 900.00 0.00 770.00 2,200.00 2,000.00 0.00 0.00 480.00 0.00 0.00 570.00 0.00 2,040.00 14,900.00 480.00 0.00 720.00 500.00 938.00 2,430.00 3,420.00 0.00 0.00 7,800.00 160.00 0.00 0.00 Payable Amount 3,150.00 4,950.00 640.00 2,560.00 3,200.00 4,050.00 800.00 5,712.00 3,600.00 4,200.00 3,080.00 0.00 8,000.00 8,700.00 4,280.00 1,920.00 4,200.00 2,400.00 2,280.00 4,200.00 8,160.00 3,600.00 1,920.00 3,500.00 2,880.00 2,000.00 3,754.00 9,720.00 13,680.00 35,700.00 2,910.00 1,200.00 640.00 6,000.00 2,850.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 22 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 28050 24601 13367 27280 26898 25211 26413 24576 17355 21469 24889 23343 26283 24026 15189 30134 19835 25082 27539 26886 25059 24655 25313 21978 25039 25168 29043 20911 29607 14615 4142 17989 25185 20101 2535 Respondent Name NNS Enterprises Inc. Noorie Traders, Inc. NSA Investments, Inc. NSBR, Inc. Oak Tree Properties, Inc. OVERALL, FLOYD Ozdo, Inc. P.M. Fuel Service, Incorporated Paco Steel Corp. Padre Isles Management Corp. Paint Rock Independent School District PALAI, LLC Paris Car Care, L.L.C. PATEL, NIRANJAN PATEL, RAJESHKUMAR B Patiala Petroleum LLC PEARL'S, LLC PETROLEUM TRANSPORT INC Petroleum Wholesale, L.P. Plain-O-Gas, Inc. Pleasant Oil Company, Inc. PNI Transportation, Inc. PNI Transportation, Inc. PNI Transportation, Inc. POPP, C A Port of Beaumont PREDDY, CHARLES H Pritul Investment Inc. dba Citgo Cedar Hill Producers Cooperative Elevator PT Gas Service Company, L.C. QURESHI, MOHAMMAD N R & B Scobee's Mini Mart #3, Inc. R R J & P, Inc. R.D. Wallace Oil Co., Inc. dba Petro Products Corporation Rafati, Inc. TCEQ ID 18524 35316 17911 65243 15035 38958 44687 44975 74317 51405 35526 68228 37127 43548 41550 14942 62344 32233 72628 66216 12320 41975 59371 64485 53850 3615 40144 37308 71406 30393 28954 County SAN PATRICIO HARRIS TARRANT DALLAS DEWITT MONTGOMERY RANDALL DALLAS NUECES CONCHO HARRIS LAMAR COLORADO MCLENNAN TARRANT HARRIS LUBBOCK HARRIS COLLIN HUNT DALLAS DALLAS DALLAS HARRIS JEFFERSON CROCKETT DALLAS FLOYD WICHITA GALVESTON WICHITA JEFFERSON HOCKLEY Order Date 07/14/2006 04/29/2006 10/24/2005 04/29/2006 06/26/2006 10/24/2005 01/26/2006 10/24/2005 02/05/2006 02/20/2006 11/24/2005 10/24/2005 11/24/2005 12/30/2005 12/15/2005 08/28/2006 05/12/2006 09/30/2005 05/28/2006 08/28/2006 10/24/2005 10/24/2005 10/24/2005 09/30/2005 10/24/2005 12/15/2005 08/20/2006 11/06/2005 07/14/2006 04/14/2006 07/23/2006 07/14/2006 12/15/2005 11/24/2005 03/19/2006 Penalty Assessed 5,000.00 1,600.00 18,180.00 11,252.00 2,250.00 1,600.00 3,150.00 4,200.00 1,050.00 1,600.00 2,600.00 6,240.00 1,050.00 3,150.00 6,000.00 1,750.00 4,200.00 1,000.00 3,670.00 3,800.00 2,500.00 12,600.00 11,900.00 7,000.00 950.00 5,700.00 5,000.00 1,640.00 875.00 13,500.00 3,750.00 11,100.00 3,510.00 2,040.00 13,650.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,000.00 0.00 3,636.00 2,250.00 450.00 320.00 630.00 840.00 0.00 0.00 520.00 1,248.00 210.00 0.00 0.00 0.00 0.00 200.00 734.00 0.00 500.00 2,520.00 2,380.00 0.00 190.00 1,140.00 1,000.00 0.00 0.00 0.00 0.00 0.00 702.00 408.00 0.00 Payable Amount 4,000.00 1,600.00 14,544.00 9,002.00 1,800.00 1,280.00 2,520.00 3,360.00 1,050.00 1,600.00 2,080.00 4,992.00 840.00 3,150.00 6,000.00 1,750.00 4,200.00 800.00 2,936.00 3,800.00 2,000.00 10,080.00 9,520.00 7,000.00 760.00 4,560.00 4,000.00 1,640.00 875.00 13,500.00 3,750.00 11,100.00 2,808.00 1,632.00 13,650.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 23 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 16767 24935 24700 20377 29436 25136 15715 21999 1622 25164 25192 24641 26414 26860 26732 20906 25714 25178 23792 26170 25040 9661 9538 24526 9458 26238 25074 9864 24873 15432 18931 16444 22663 24872 26530 Respondent Name Ram Krupa Corporation RAMIREZ, AMADO RAMIREZ, DANIEL JR Randall's Food & Drugs LP Randy L Gardner Inc Regency Centers Corporation Regional Transportation Authority Residual Fuels, Inc. RFK Enterprises, Inc. Rio Grande State Center Ron Wood and Dee Wood Royal Price, Corp. Rubina, Incorporated RUDOLPHS INC Rukas Enterprises, Inc. RUSSELL, DALEY C JR S & J Oil Company Inc. S.K. MASTER, INC. Sabrina Investments, Inc. Sadash Corporation Sadruddin & Sons, Inc. dba Churchill Grocery SALMAN, MOHAMMAD SALMAN, MOHAMMAD SAMADI, MOHAMMAD REZA Sammys Memorial Texaco Inc. Sampri Investments, LLC Samuel Consulting Inc. Saniha & Associates, Inc. Sarbali Oil, Inc. Sardinia Inc. Sarn Management Inc. Sattar Investments, Inc. dba CFM Florence Schmidt & Sons, Inc. Sese, LLC Sha Investment Corp. TCEQ ID 21053 76468 71678 75212 32423 74463 35552 10730 44519 74271 16005 25015 43873 30432 25686 71095 45439 35221 8899 60116 14125 64345 38836 54618 23177 66954 28827 66381 8841 8065 39771 11749 1733 46706 40219 County MCLENNAN ZAPATA HIDALGO DALLAS TYLER HARRIS NUECES YOUNG ORANGE CAMERON CASS TRAVIS TARRANT DEWITT WHARTON BELL COOKE HARRIS PARKER SAN JACINTO MONTGOMERY DALLAS HARRIS HARRIS HUNT TARRANT SABINE JEFFERSON LIBERTY MCLENNAN FAYETTE DALLAS DALLAS Order Date 03/06/2006 10/24/2005 01/26/2006 10/24/2005 07/22/2006 01/26/2006 03/06/2006 11/06/2005 10/10/2005 10/10/2005 10/24/2005 12/15/2005 04/29/2006 08/20/2006 02/20/2006 02/20/2006 02/20/2006 11/24/2005 03/06/2006 02/05/2006 11/06/2005 07/14/2006 08/20/2006 07/30/2006 05/28/2006 12/15/2005 01/26/2006 07/14/2006 03/06/2006 11/24/2005 04/29/2006 06/29/2006 12/15/2005 07/22/2006 03/23/2006 Penalty Assessed 5,250.00 2,500.00 1,070.00 525.00 875.00 2,100.00 3,750.00 6,000.00 7,260.00 1,625.00 1,600.00 12,600.00 3,150.00 3,000.00 4,200.00 2,100.00 1,540.00 2,970.00 2,140.00 2,400.00 3,210.00 9,500.00 11,500.00 3,330.00 4,800.00 3,150.00 6,000.00 15,600.00 9,000.00 21,150.00 1,975.00 20,350.00 9,000.00 3,150.00 2,400.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,050.00 500.00 0.00 0.00 0.00 0.00 750.00 1,200.00 0.00 325.00 320.00 2,520.00 0.00 0.00 840.00 0.00 308.00 594.00 0.00 480.00 642.00 0.00 0.00 0.00 960.00 630.00 0.00 0.00 0.00 0.00 0.00 0.00 1,800.00 0.00 480.00 Payable Amount 4,200.00 2,000.00 1,070.00 525.00 875.00 2,100.00 0.00 4,800.00 7,260.00 1,300.00 1,280.00 10,080.00 3,150.00 3,000.00 3,360.00 2,100.00 1,232.00 2,376.00 2,140.00 1,920.00 2,568.00 9,500.00 11,500.00 3,330.00 3,840.00 2,520.00 6,000.00 15,600.00 9,000.00 21,150.00 1,975.00 20,350.00 7,200.00 3,150.00 1,920.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 3,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 3,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 24 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24903 9214 27290 26388 25227 26608 27082 26992 9083 24958 25182 25732 28111 25112 18092 25147 19956 18093 26263 23687 17110 20177 21700 25475 19743 24626 9461 26833 25521 25250 18570 21266 26181 26064 Respondent Name TCEQ ID Shady Valley Management Corp. dba 59028 Shady Valley Golf Club Shaheen Retail Company, Inc. 4057 Shannon Medical Center 48337 Shapla, Inc. 43353 Sharp Ram Corporation 76148 Shawn & Sameer, Inc. 45595 Shawn & Sameer, Inc. 11732 Shawn & Sameer, Inc. 35046 Shawn & Shawn, Inc. 44847 SHEIKH, AHMAD 5921 Sheuli Investments, Inc. 53974 Shine Enterprises, Inc. 9405 Sierra Medical Center 61728 SK Integrated, Inc. 6310 Smartway Inc DBA Roadrunner Food Mart 17073 SMS Enterprises, Inc. 49655 Somoye Inc. 52819 Southern Cross Rentals, Inc. 49749 Southwest Glass, Inc. 66671 Sprint Petroleum, Inc. 67806 SRS Investments, LLC 7469 St. Stephens Episcopal School 72630 STAR TEX DISTRIBUTORS, INC. DBA 39025 RICE BIRD DRIVE-IN Star Tex Gasoline & Oil Distributors, Inc. 23481 Stephan Wright * 67890 Stephens Fuel Company 34110 Steve Eller 32214 STS Gas Services, Inc. 70542 Sultan Enterprises, Inc. 43545 Sun Valley Distribution, Inc. 16358 SUNESARA, KARIM 44903 SUNESARA, KARIM 44903 Sunray MiniMart #2, Inc. 77183 Sunshine Stores, Inc. dba Sunshine Grocery Silsbee 6910 County Order Date TARRANT 11/06/2005 TRAVIS TOM GREEN TARRANT COOKE EASTLAND STEPHENS TAYLOR TARRANT BEXAR NACOGDOCHES GUADALUPE EL PASO DENTON BEXAR 11/06/2005 04/29/2006 04/14/2006 12/15/2005 04/14/2006 05/28/2006 08/28/2006 06/15/2006 03/06/2006 03/06/2006 02/05/2006 07/22/2006 11/24/2005 11/24/2005 HARRIS KENDALL CAMERON DALLAS HUNT TARRANT TRAVIS WHARTON 05/28/2006 10/24/2005 03/06/2006 01/26/2006 10/10/2005 12/30/2005 11/06/2005 12/15/2005 NUECES LLANO ERATH HARRIS FORT BEND JEFFERSON EL PASO HARRIS HARRIS HARRIS HARDIN 06/26/2006 12/15/2005 09/30/2005 03/23/2006 04/14/2006 02/05/2006 11/24/2005 10/24/2005 11/06/2005 04/29/2006 02/20/2006 Penalty Assessed 5,500.00 1,300.00 8,740.00 8,160.00 6,500.00 11,500.00 7,740.00 6,100.00 3,200.00 2,100.00 3,500.00 14,175.00 1,300.00 2,400.00 8,800.00 2,652.00 2,140.00 7,350.00 15,500.00 1,875.00 3,210.00 1,500.00 4,200.00 2,040.00 3,600.00 3,200.00 970.00 6,745.00 9,450.00 10,710.00 2,520.00 14,110.00 5,600.00 2,400.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 1,100.00 0.00 1,748.00 1,632.00 1,300.00 2,300.00 1,548.00 0.00 0.00 0.00 0.00 2,835.00 260.00 480.00 0.00 530.00 0.00 0.00 3,100.00 375.00 0.00 300.00 0.00 0.00 720.00 640.00 0.00 1,349.00 1,890.00 2,142.00 0.00 0.00 1,120.00 480.00 Payable Amount 4,400.00 1,300.00 6,992.00 6,528.00 5,200.00 9,200.00 6,192.00 6,100.00 3,200.00 2,100.00 3,500.00 11,340.00 1,040.00 1,920.00 8,800.00 2,122.00 2,140.00 7,350.00 12,400.00 1,500.00 3,210.00 1,200.00 4,200.00 2,040.00 2,880.00 2,560.00 970.00 5,396.00 7,560.00 8,568.00 2,520.00 14,110.00 4,480.00 1,920.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 25 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 26225 24613 18910 24635 24991 27286 26561 25738 24945 19557 28538 28267 25461 25146 25065 29435 25888 26916 21533 24597 26734 25886 24600 25137 28307 24547 24561 26742 26672 24859 26104 21576 27292 2390 26274 25070 Respondent Name TCEQ ID SUTERIA NOOR 68663 SWATI, SHUJAT 44987 Tanoli Enterprises, Inc. 6520 Tashi Enterprise, Inc. 74051 Tejas Petroleum Products, Inc. 50316 Texas Department of Public Safety 4764 Texas Department of Public Safety 2758 Texas Department of Transportation 10179 Texas Department of Transportation 101654 Texas Department of Transportation 45823 Texas Malik Enterprises, Inc. 34066 Texas Star Investments, Inc. 66048 Texas State Aquarium Association 49199 Texas United Capital, Inc. 69920 The Grocers Supply Co., Inc. 72891 Three Rivers Flying Service Co., Inc. 60726 Three Stars Aviation, L.L.C. dba Town & 56859 Country Airpark TLT Const. Co., Inc. 43193 Toko Foko Inc. 49985 TOR TENAX, INC. DBA AMIGOS 2 27498 Town & Country Enterprises Inc. 632 TRAN, TANG 36621 TRAN, TUAN QUOC 74104 Trans Health Management, Inc. 34487 Trany Inc. dba Ms Express 722 17915 TREVINO MARICELA 45826 TREVINO, JUAN R 73860 TRICE, CHARLES 12110 Trimac Transportatioin South, Inc. 32329 Trimac Transportation, Inc. Tristar Convenience Stores, Inc. 492 UBUCK, LLC 28610 United Petroleum Transports, Inc. 75283 US Department of the Navy 2411 USA Travel Plaza Inc 49190 Uvalde County Farmers' Cooperative 20072 County SAN JACINTO JEFFERSON JEFFERSON WHARTON HENDERSON LUBBOCK BOWIE DEWITT LUBBOCK SAN PATRICIO TARRANT NUECES NUECES HARRIS BRAZORIA TOM GREEN LUBBOCK GRAYSON CHAMBERS BEXAR BRAZOS TRAVIS FORT BEND LUBBOCK HARRIS HIDALGO CAMERON HARRISON JEFFERSON DALLAS HARRIS BEXAR TARRANT KLEBERG POTTER UVALDE Order Date 07/14/2006 04/14/2006 07/14/2006 04/29/2006 10/10/2005 06/15/2006 06/15/2006 06/15/2006 05/12/2006 11/06/2005 08/28/2006 07/22/2006 12/30/2005 10/24/2005 10/10/2005 07/22/2006 11/06/2005 02/20/2006 08/20/2006 05/12/2006 06/26/2006 12/30/2005 09/30/2005 11/06/2005 06/15/2006 11/06/2005 09/30/2005 01/26/2006 02/20/2006 02/20/2006 02/20/2006 09/30/2005 06/15/2006 01/26/2006 05/12/2006 11/06/2005 Penalty Assessed 14,000.00 4,050.00 7,600.00 4,280.00 500.00 2,625.00 2,500.00 1,875.00 2,000.00 1,875.00 10,700.00 14,500.00 900.00 6,750.00 2,100.00 4,375.00 2,300.00 4,500.00 7,650.00 10,500.00 2,400.00 6,120.00 1,600.00 2,400.00 3,150.00 2,100.00 1,900.00 2,400.00 3,500.00 700.00 4,500.00 3,200.00 1,020.00 3,096.16 7,350.00 1,920.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 2,800.00 810.00 0.00 0.00 100.00 525.00 500.00 375.00 400.00 375.00 2,140.00 2,900.00 180.00 1,350.00 420.00 0.00 460.00 900.00 0.00 0.00 0.00 1,224.00 320.00 480.00 630.00 0.00 380.00 480.00 700.00 140.00 900.00 0.00 204.00 0.00 0.00 384.00 Payable Amount 11,200.00 3,240.00 7,600.00 4,280.00 400.00 2,100.00 2,000.00 0.00 0.00 0.00 8,560.00 11,600.00 720.00 5,400.00 1,680.00 4,375.00 1,840.00 3,600.00 7,650.00 10,500.00 2,400.00 4,896.00 1,280.00 1,920.00 2,520.00 2,100.00 1,520.00 1,920.00 2,800.00 560.00 3,600.00 3,200.00 816.00 3,096.16 7,350.00 1,536.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 1,600.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 1,600.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 26 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24556 24488 26863 23790 18970 27511 27197 21880 20176 26609 24960 25225 24640 24878 26716 26870 24675 2641 23345 24858 24623 20499 27081 25062 Respondent Name TCEQ ID County Vining Enterprises Inc. 76031 MONTGOMERY Vinyard Enterprises, Inc. 47106 FRANKLIN WAFIA, HANIF 29899 RAINS WASSON, DEREK 38512 CASS WATSON, DAVID 49266 CHAMBERS We Are Crazy, Inc. 45658 ORANGE Wend-XX, Inc. 66493 BOWIE West Texas Gas, Inc. 110216 Wilbarger County 53280 WILBARGER Willtex Stores, LP 1865 LA SALLE Wm. G. Johnson Oil Co. 44722 NAVARRO WOO, SANG E 73589 HIDALGO Wood County 59521 WOOD WRIGHT, CARL W 26827 JASPER WRIGHT, JOHN KEITH 68782 MONTGOMERY WTG Fuels, Inc. 97866 LAMB XENA, INC. 7337 COOKE Y J K Inc. 0068960 WILLIAMSON YUN, JAMES 27426 YUSUF, ABUBAKER 13575 DALLAS Z. A.O., INC. 8333 EL PASO ZAK Business Inc. 67946 MONTGOMERY Zaval-Tex Construction Company 74712 JEFFERSON Zuber Group, Inc. dba Convenience King 70297 107 MCLENNAN PST Orders Issued: 449 Order Date 10/10/2005 10/10/2005 06/15/2006 04/29/2006 03/06/2006 06/15/2006 04/29/2006 09/30/2005 11/24/2005 03/23/2006 10/24/2005 04/14/2006 10/24/2005 05/12/2006 02/05/2006 06/15/2006 12/15/2005 06/15/2006 10/10/2005 11/24/2005 07/14/2006 03/23/2006 07/22/2006 11/06/2005 Penalty Assessed 1,940.00 1,900.00 8,500.00 3,150.00 3,150.00 2,675.00 3,600.00 1,000.00 9,500.00 3,000.00 10,000.00 5,795.00 3,150.00 3,375.00 1,900.00 4,500.00 12,500.00 4,800.00 2,550.00 11,730.00 18,850.00 5,250.00 5,400.00 3,750.00 Total: 2,354,530.16 Penalty Deferred 388.00 380.00 1,700.00 0.00 0.00 535.00 720.00 200.00 1,900.00 600.00 2,000.00 1,159.00 630.00 0.00 380.00 900.00 0.00 0.00 510.00 2,346.00 0.00 0.00 1,080.00 750.00 Payable Amount 1,552.00 1,520.00 6,800.00 3,150.00 3,150.00 2,140.00 2,880.00 400.00 0.00 2,400.00 8,000.00 4,636.00 2,520.00 3,375.00 1,520.00 1,800.00 12,500.00 4,800.00 2,040.00 9,384.00 18,850.00 5,250.00 4,320.00 3,000.00 303,241.00 1,986,787.16 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 400.00 7,600.00 0.00 0.00 0.00 0.00 0.00 0.00 1,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 64,502.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 400.00 7,600.00 0.00 0.00 0.00 0.00 0.00 0.00 1,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 64,502.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 27 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 9850 25639 28447 14329 25284 26370 26717 28821 27326 26391 28292 27471 24881 27085 26368 24887 24596 23707 26222 27151 16101 27282 26576 26066 24307 26223 25581 26011 26629 28887 24589 Respondent Name TCEQ ID A&K Enterprises, Inc. 2410032 AHS, Inc. 0840184 ALDERS, WELDON W W 1460148 ALDERS, WELDON W W 1460098 Alexander Moulding Mill Company 0970010 Aqua Development, Inc. 2270083 Aquilla Water Supply District 1090068 Arthur Thompson Post No. 8905, Veteran of Foreign Wars of the United States Cypress Texas 1012602 Bandera County Fresh Water Supply District 1 0100011 Baybrook Municipal Utility District 1 1012698 Beacon Estates Water Supply Corporation 2370047 Bell County Water Control & Improvement District 1 0140016 Bexar County 0150476 Bigford, Inc. 1490006 BOSKIND, PAUL ALAN 1630042 Bosqueville Green Acres Water Supply 1550080 Corporation BOSWELL, JAMES M 1870131 Brandon-Irene Water Supply Corporation 1090018 Brookeland FWSD 2020050 Buda/Kyle Church of Christ 1050097 Cahill Country Water System 1260073 Camp Eagle 1930022 Camp Red Oak Springs 1760010 Canyon Lake Water Supply Corporation 0460019 CARO Water Supply Corporation 1740007 CARSON, MAY 1150013 CENTER POINT SUPPLY, INC. 0100068 CHADICK, WAYNE 1880036 Cheyenne Hills/Glen Rose 618 Limited 2130035 Partnership Childress Creek Water Supply Corporation 0180026 CHORENZIAK, DAN 0970006 County WHARTON LIBERTY LIBERTY HAMILTON TRAVIS HILL HARRIS Order Date 03/06/2006 01/26/2006 08/28/2006 04/14/2006 12/15/2005 02/20/2006 02/05/2006 08/28/2006 Penalty Assessed 4,318.00 1,540.00 9,660.00 22,050.00 1,700.00 655.00 1,370.00 1,980.00 BANDERA 03/23/2006 HARRIS WALLER 02/05/2006 06/15/2006 BELL 06/15/2006 BEXAR LIVE OAK MEDINA MCLENNAN 07/14/2006 04/29/2006 02/20/2006 02/20/2006 POLK HILL SABINE HAYS JOHNSON REAL NEWTON COMAL NACOGDOCHES HUDSPETH BANDERA POTTER SOMERVELL 10/24/2005 10/24/2005 02/05/2006 06/15/2006 09/30/2005 05/28/2006 03/23/2006 02/05/2006 10/10/2005 06/26/2006 07/22/2006 05/28/2006 05/12/2006 BOSQUE 08/20/2006 HAMILTON 11/24/2005 318.00 625.00 2,340.00 2,450.00 1,188.00 3,800.00 440.00 1,308.00 714.00 84.00 318.00 3,150.00 2,900.00 1,885.00 510.00 1,310.00 1,275.00 1,980.00 9,595.00 2,505.00 3,465.00 3,650.00 1,296.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 308.00 1,932.00 0.00 340.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 88.00 262.00 143.00 17.00 0.00 0.00 0.00 0.00 102.00 0.00 255.00 0.00 0.00 0.00 693.00 730.00 259.00 Payable Amount 4,318.00 1,232.00 7,728.00 11,025.00 1,360.00 655.00 1,370.00 1,980.00 SEP Cost 0.00 0.00 0.00 11,025.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 11,025.00 0.00 0.00 0.00 0.00 318.00 625.00 2,340.00 2,450.00 0.00 3,800.00 352.00 1,046.00 571.00 67.00 318.00 3,150.00 2,900.00 1,885.00 408.00 1,310.00 1,020.00 1,980.00 9,595.00 2,505.00 2,772.00 2,920.00 1,037.00 0.00 0.00 0.00 0.00 1,188.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,188.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 28 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 26374 17028 29046 23183 16929 25893 24890 25978 26081 5788 2002 25892 26055 25792 27041 25509 19936 26714 25215 20823 25378 26375 26372 25931 25223 27343 16926 25285 26270 26178 24931 27389 26007 23030 25977 28410 25387 Respondent Name City of Albany City of Alpine City of Alvarado City of Anahuac City of Atlanta City of Baird City of Boyd City Of Breckenridge City of Bridgeport City of Camp Wood City of Cisco City of Cooper City of Cottonwood Shores City of Decatur City of Del Rio City of Early City Of Edgewood City of Elsa City of Goldthwaite City of Goldthwaite City of Goodrich City of Groesbeck City of Hamlin City of Hemphill CITY OF HENRIETTA City of Hillsboro City of Huxley City of Iredell City of Jacksboro City Of Jasper City of Joaquin City of Junction City of Kemp City of Lawn City of Lawn City of Lott City of Marshall TCEQ ID 2090001 0220001 1260001 0360001 0340001 0300001 2490002 2150001 2490003 1930001 0600001 0270013 2490005 2330001 0250015 2340002 1080005 1670001 1670001 1870005 1470002 1270002 2020001 0390001 1090001 2100019 0180014 1190002 1210001 2100010 1340001 1290004 2210005 2210005 0730001 1020002 County SHACKELFORD BREWSTER JOHNSON CHAMBERS CASS CALLAHAN WISE STEPHENS WISE REAL EASTLAND DELTA BURNET WISE VAL VERDE BROWN VAN ZANDT HIDALGO MILLS MILLS POLK LIMESTONE JONES SABINE CLAY HILL SHELBY BOSQUE JACK JASPER SHELBY KIMBLE KAUFMAN TAYLOR TAYLOR FALLS HARRISON Order Date 02/20/2006 01/26/2006 08/28/2006 05/12/2006 11/06/2005 06/26/2006 11/24/2005 04/29/2006 02/20/2006 10/24/2005 10/10/2005 11/24/2005 03/06/2006 12/30/2005 04/14/2006 11/24/2005 01/26/2006 05/28/2006 11/06/2005 10/10/2005 11/06/2005 03/23/2006 03/23/2006 01/26/2006 11/06/2005 05/28/2006 06/26/2006 01/26/2006 02/05/2006 02/05/2006 11/06/2005 04/29/2006 11/24/2005 05/28/2006 05/12/2006 07/22/2006 11/24/2005 Penalty Assessed 235.00 10,440.00 3,900.00 510.00 1,260.00 1,250.00 1,650.00 665.00 1,310.00 893.00 7,971.00 368.00 635.00 1,440.00 1,800.00 655.00 3,675.00 655.00 635.00 668.00 350.00 4,185.00 427.00 1,290.00 665.00 2,600.00 1,634.00 1,375.00 645.00 1,200.00 510.00 695.00 645.00 471.00 895.00 1,943.00 1,500.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 47.00 0.00 780.00 102.00 0.00 0.00 330.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 360.00 0.00 735.00 0.00 0.00 0.00 70.00 837.00 85.00 0.00 0.00 520.00 166.00 0.00 0.00 240.00 102.00 0.00 0.00 0.00 0.00 389.00 0.00 Payable Amount 188.00 0.00 3,120.00 408.00 1,260.00 1,250.00 1,320.00 665.00 1,310.00 0.00 0.00 368.00 635.00 1,440.00 1,440.00 655.00 0.00 655.00 635.00 0.00 280.00 3,348.00 342.00 1,290.00 665.00 2,080.00 0.00 1,375.00 645.00 960.00 408.00 695.00 645.00 471.00 895.00 1,554.00 1,500.00 SEP Cost 0.00 10,440.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 893.00 7,971.00 0.00 0.00 0.00 0.00 0.00 2,940.00 0.00 0.00 668.00 0.00 0.00 0.00 0.00 0.00 0.00 1,468.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 10,440.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 893.00 7,971.00 0.00 0.00 0.00 0.00 0.00 2,940.00 0.00 0.00 668.00 0.00 0.00 0.00 0.00 0.00 0.00 1,468.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 29 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 26024 26248 28194 26043 6036 26145 25445 25605 25983 27384 24892 28016 25224 27291 25958 26068 27828 26217 25132 25067 27472 19152 26190 25336 28191 27578 27559 26675 26056 26069 25742 27424 28167 26005 24555 19456 26025 Respondent Name City of Mart City of Mathis CITY OF MCGREGOR City of Mercedes City of Merkel City of Midway City of Mission City of Moody City of Mount Vernon City of New Summerfield City of Newark City of Overton City of Paint Rock City of Pflugerville City of Point City of Point Comfort City of Reno City of Rio Hondo City of River Oaks City Of Robert Lee City of Rochester City of Rose City City of Runaway Bay City of Santa Anna City of Temple City of Timpson City of West Tawakoni City of Wichita Falls City of Wills Point City of Winnsboro City of Winters COLEMAN, JACK Community Water Company Cowtown Enterprises, Inc. Crest Water Company Cripple Creek Restaurant, Inc. Crosby Municipal Utility District TCEQ ID 1550005 2050003 1550100 1080007 2210002 1570003 1080008 1550006 0800001 0370028 2490008 2010002 0480012 2270014 1900004 0290001 1840049 0310006 2200069 0410002 1040002 1810139 2490017 0420002 0140005 2100003 1160012 2430001 2340005 2500004 2000003 0150210 1160048 1840123 2130031 2330044 1010118 County MCLENNAN SAN PATRICIO MCLENNAN HIDALGO TAYLOR MADISON HIDALGO MCLENNAN FRANKLIN CHEROKEE WISE RUSK CONCHO TRAVIS RAINS CALHOUN PARKER CAMERON TARRANT COKE HASKELL ORANGE WISE COLEMAN BELL SHELBY HUNT WICHITA VAN ZANDT WOOD RUNNELS BEXAR HUNT PARKER SOMERVELL VAL VERDE HARRIS Order Date 11/24/2005 02/05/2006 08/28/2006 12/15/2005 10/10/2005 03/06/2006 11/06/2005 03/23/2006 11/24/2005 08/28/2006 05/12/2006 06/26/2006 11/24/2005 05/28/2006 08/28/2006 02/05/2006 05/28/2006 03/23/2006 10/24/2005 02/20/2006 04/29/2006 05/12/2006 03/06/2006 10/24/2005 06/26/2006 05/12/2006 05/28/2006 04/29/2006 11/24/2005 01/26/2006 02/05/2006 04/29/2006 07/14/2006 05/12/2006 12/15/2005 11/06/2005 11/24/2005 Penalty Assessed 1,470.00 1,290.00 2,008.00 655.00 2,400.00 635.00 1,313.00 1,050.00 343.00 325.00 1,628.00 318.00 560.00 2,200.00 700.00 288.00 323.00 368.00 585.00 520.00 318.00 655.00 323.00 655.00 995.00 313.00 1,530.00 10,296.00 1,310.00 625.00 1,360.00 318.00 1,705.00 1,875.00 420.00 5,600.00 1,290.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 402.00 0.00 0.00 0.00 263.00 210.00 0.00 0.00 326.00 0.00 112.00 0.00 0.00 0.00 0.00 0.00 0.00 104.00 0.00 0.00 0.00 0.00 199.00 0.00 0.00 2,059.00 0.00 0.00 0.00 0.00 341.00 0.00 84.00 0.00 0.00 Payable Amount 1,470.00 1,290.00 1,606.00 655.00 0.00 635.00 1,050.00 0.00 343.00 325.00 0.00 318.00 448.00 2,200.00 700.00 288.00 323.00 368.00 585.00 0.00 318.00 655.00 323.00 655.00 796.00 313.00 1,530.00 8,237.00 1,310.00 625.00 1,360.00 318.00 1,364.00 1,875.00 336.00 5,600.00 1,290.00 SEP Cost 0.00 0.00 0.00 0.00 2,400.00 0.00 0.00 840.00 0.00 0.00 1,302.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 416.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 2,400.00 0.00 0.00 840.00 0.00 0.00 1,302.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 416.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 30 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 25903 26026 25898 26891 27512 25733 24528 14849 27368 26467 27341 9012 24854 27344 27562 28107 25715 27175 25909 29196 24880 26628 19859 25447 27421 24982 23712 26171 25890 27136 26050 25247 23666 27030 Respondent Name TCEQ ID DRAGOO, DONALD 1260107 EAST CEDAR CREEK FWSD 1070019 Eastland County Water Supply District 0670019 Echo Hill Ranch, Inc. 1330115 El Camino Bay Water Supply Corporation 2020013 Elm Ridge Water Company, Inc. 0460202 ENGLISH, DON L 1250033 ENGLISH, DON L 1250033 ERA Water Supply Corporation 0490014 Etoile Water Supply Corporation 1740011 Farmers Transport, Inc. 0290050 FENOGLIO, DAVID A 1690007 FENOGLIO, EDWARD A 1690011 Flagstop Enterprises, Inc. 0150306 Flat Fork Water Supply Corporation 2100007 Flo Community Water Supply Corporation 1450015 Flo Community Water Supply Corporation 1450015 Flomot Water Supply Corporation 1730003 Frank A Daugherty Trust 0800014 FREEMAN, ROBERT N II 0100082 Fresno C-Store, Inc. 0790235 FRIEND, JON A 1011039 FULLER, SHAWN 1520249 GARZA, ROMEO 1013093 Gill Water Supply Corporation 1020021 Girl Scouts of Tejas Council 0570122 H & H Water Supply Corporation 1550029 Hamshire Community Water Supply Corporation 1230025 HEINER, ROBERT JOHN 1470034 HELD ENTERPRISES, INC. 1910046 HENDON, JOANN 0100078 Hidalgo County Municipal Utility District 1 1080088 Hilco United Services, Inc. 0180015 Horse Heaven Stables, Inc. 0790407 County Order Date HENDERSON EASTLAND KERR SABINE 07/22/2006 03/06/2006 12/15/2005 03/06/2006 05/28/2006 COMAL JIM WELLS JIM WELLS COOKE NACOGDOCHES CALHOUN MONTAGUE MONTAGUE BEXAR SHELBY LEON 03/23/2006 03/23/2006 02/20/2006 05/12/2006 04/14/2006 06/26/2006 12/30/2005 12/15/2005 03/23/2006 05/12/2006 07/22/2006 LEON 12/15/2005 MOTLEY FRANKLIN BANDERA FORT BEND HARRIS LUBBOCK HARRIS HARRISON DALLAS MCLENNAN JEFFERSON 04/14/2006 04/14/2006 08/20/2006 10/24/2005 08/20/2006 03/06/2006 03/23/2006 04/29/2006 11/06/2005 12/15/2005 05/28/2006 LIMESTONE RANDALL BANDERA HIDALGO BOSQUE FORT BEND 03/23/2006 04/14/2006 03/23/2006 10/10/2005 03/06/2006 04/14/2006 Penalty Assessed 500.00 1,965.00 695.00 1,220.00 645.00 840.00 952.00 3,575.00 1,338.00 810.00 318.00 4,725.00 630.00 2,300.00 298.00 3,480.00 1,600.00 563.00 2,800.00 525.00 1,800.00 12,925.00 18,055.00 1,520.00 313.00 1,980.00 263.00 323.00 428.00 788.00 2,247.00 675.00 1,998.00 1,200.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 168.00 0.00 0.00 268.00 162.00 0.00 0.00 126.00 0.00 0.00 696.00 320.00 113.00 0.00 105.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 86.00 0.00 449.00 0.00 400.00 0.00 Payable Amount 500.00 1,965.00 695.00 1,220.00 645.00 672.00 952.00 3,575.00 1,070.00 648.00 318.00 4,725.00 504.00 2,300.00 298.00 2,784.00 1,280.00 450.00 2,800.00 420.00 1,800.00 12,925.00 18,055.00 1,520.00 313.00 1,980.00 263.00 323.00 342.00 788.00 1,798.00 675.00 1,598.00 1,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 31 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 26030 27563 26721 24607 27526 24876 27641 26755 25979 28326 26235 26078 24732 26262 22264 27392 27010 25897 26766 26194 26079 26406 26364 16686 28934 25282 25926 26959 27907 24953 27473 26487 19697 Respondent Name TCEQ ID Houston Fruitland Inc. 0150370 Hubert-Watson Subdivision Water Supply, Inc. 1610114 Hudson Water Supply Corporation 0030023 Humble Partners Limited Partnership 1010162 International A.L.E.R.T. Academy 2300009 JAMESTOWN WATER SUPPLY CORPORATION 1760023 JORDAN, LEN D 2270144 Katy Family YMCA 0790348 Kelso Water System Inc 1520080 KHAWAJA, MANSOOR 1700733 KURJEE, FIROZ A 0200397 Lake LBJ Municipal Utility District 1500015 Lake Livingston Water Supply and Sewer 1870076 Service Corporation Lake Livingston Water Supply and Sewer 2360014 Service Corporation Lake Ridge Properties, Incorporated 2330029 Liberty City Water Supply Corporation 0920016 Limestone Marina, Inc. 1470029 Limestone Marina, Inc. * 1470029 Linh-Son Buddhist Association of Texas 1013240 Loop 360 Water Supply Corporation 2270242 Lower Colorado River Authority 1610052 Mackenzie Municipal Water Authority 0230004 MAIB, JAMES R JR 2350036 MAIR, ALEX 0040053 MARTIN, VERGIL 12472 Matagorda County Water Control & Improvement District No. 2 1610016 Mayfair 5 Water Company 0710147 MAYHEW, BILL 1330137 MCMURRY, MAXINE 1260108 Mill Creek Water Supply Corporation 0930054 MPR Investments, LLC 1260031 Mullin Independent School District 1670013 MUNTZ, ERNEST H * 1020085 County BEXAR MATAGORDA ANGELINA HARRIS UPSHUR NEWTON TRAVIS FORT BEND LUBBOCK MONTGOMERY BRAZORIA LLANO POLK WALKER VAL VERDE GREGG LIMESTONE LIMESTONE HARRIS TRAVIS MATAGORDA BRISCOE VICTORIA NUECES HARRIS MATAGORDA EL PASO KERR JOHNSON GRIMES JOHNSON MILLS HARRISON Order Date 06/15/2006 04/29/2006 03/23/2006 02/05/2006 05/28/2006 12/15/2005 05/28/2006 08/20/2006 08/20/2006 08/28/2006 06/15/2006 12/30/2005 10/24/2005 01/26/2006 10/10/2005 05/12/2006 03/23/2006 12/30/2005 02/05/2006 01/26/2006 01/26/2006 02/05/2006 08/28/2006 11/24/2005 08/11/2006 02/05/2006 12/15/2005 03/06/2006 07/14/2006 12/30/2005 06/26/2006 02/20/2006 04/29/2006 Penalty Assessed 3,083.00 323.00 510.00 368.00 328.00 1,122.00 323.00 635.00 31,576.00 1,313.00 1,650.00 1,290.00 350.00 625.00 4,673.00 500.00 2,800.00 1,900.00 1,275.00 323.00 635.00 1,250.00 2,840.00 3,350.00 0.00 1,418.00 2,643.00 210.00 420.00 1,380.00 1,733.00 2,030.00 10,413.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 102.00 74.00 0.00 224.00 0.00 0.00 0.00 0.00 0.00 0.00 70.00 0.00 0.00 0.00 0.00 380.00 0.00 0.00 0.00 0.00 0.00 670.00 0.00 284.00 0.00 42.00 84.00 0.00 347.00 406.00 0.00 Payable Amount 3,083.00 323.00 408.00 294.00 328.00 898.00 323.00 635.00 31,576.00 1,313.00 1,650.00 1,290.00 280.00 625.00 4,673.00 500.00 2,800.00 1,520.00 1,275.00 323.00 635.00 1,250.00 2,840.00 2,680.00 0.00 1,134.00 2,643.00 168.00 336.00 1,380.00 1,386.00 1,624.00 10,413.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 32 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 27342 25592 25289 23713 15028 27084 29072 25889 25930 26674 25173 26221 25895 25385 26128 23563 28957 17809 23808 19857 26148 27376 27514 26373 26371 25839 14790 26942 27144 15773 26904 25333 25107 Respondent Name TCEQ ID North Harrison Water Supply Corporation 1020018 Olsen Estates Property Owner's Association 0360065 Pendleton Utility Corp. 2020020 Petty Water Supply Corporation 1390012 Pleasure Point Water Supply Corporation 0030007 Poalson Investments, L.L.C. 2270272 Post Oak Development of Texas, Inc. 1630045 Rancho Del Lago, Inc. 0460179 Rayburn Country Municipal Utility District 1210014 RAYNOR, WALLACE ALLEN 0920028 REPKA, BARBARA 2370079 Rhodia Inc. 0200177 Richard A. Anderson Post No. 8953 1460066 Veterans of Foreign Wars of the United States, Rye, Texas Rivero Restaurants, Inc. 2260029 Rock Hill Water Supply Corporation 1830014 S D Harrison dba San Pedro Village 2330046 S.J.G. Corp. 1050056 S.L.C. Water Supply Corporation 1470031 S.L.C. Water Supply Corporation 1470031 Sam Rayburn Water, Inc. 2030006 Sam Rayburn Water, Inc. 2030023 Sandy Creek Yacht Club, Ltd. 2270339 Seadrift Coke, L.P. 0290054 Sebastian Municipal Utility District 2450006 Shelbyville Water Supply Corporation 2100014 SHERIDAN, PHILIP 0150550 Shiloh Ridge Property Owners Association 1870082 Silverlake Church 0200595 SIMI Investment Company, LTD. 0790402 SINGLETARY, BETTYE 0220032 Sivells Bend Independent School District 0490039 SMITH, WILLIAM DONALD 1012892 South Bosque Water Supply Corporation 1550081 County HARRISON CHAMBERS SABINE LAMAR ANGELINA TRAVIS MEDINA COMAL JASPER GREGG WALLER BRAZORIA LIBERTY Order Date 05/12/2006 04/14/2006 11/24/2005 05/12/2006 10/24/2005 08/28/2006 08/20/2006 12/30/2005 02/20/2006 04/29/2006 10/24/2005 01/26/2006 04/29/2006 TOM GREEN PANOLA VAL VERDE HAYS LIMESTONE LIMESTONE SAN AUGUSTINE SAN AUGUSTINE TRAVIS CALHOUN WILLACY SHELBY BEXAR POLK 08/20/2006 12/30/2005 12/30/2005 07/22/2006 10/10/2005 12/30/2005 10/24/2005 01/26/2006 05/12/2006 05/12/2006 02/05/2006 03/06/2006 12/30/2005 05/12/2006 BRAZORIA FORT BEND BREWSTER COOKE HARRIS MCLENNAN 08/28/2006 05/12/2006 10/24/2005 04/14/2006 04/14/2006 11/06/2005 Penalty Assessed 313.00 1,980.00 645.00 368.00 1,250.00 4,800.00 214.00 2,858.00 250.00 318.00 150.00 325.00 1,100.00 1,830.00 380.00 1,955.00 1,438.00 323.00 1,925.00 345.00 323.00 1,563.00 645.00 480.00 635.00 1,900.00 2,468.00 2,398.00 3,353.00 1,418.00 1,830.00 1,523.00 321.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 74.00 0.00 0.00 43.00 572.00 50.00 0.00 30.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 385.00 0.00 0.00 0.00 0.00 96.00 0.00 380.00 0.00 0.00 0.00 0.00 0.00 305.00 64.00 Payable Amount 313.00 1,980.00 645.00 294.00 1,250.00 4,800.00 171.00 2,286.00 200.00 318.00 120.00 325.00 1,100.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,830.00 380.00 1,955.00 1,438.00 323.00 1,540.00 345.00 323.00 1,563.00 645.00 384.00 635.00 1,520.00 2,468.00 2,398.00 3,353.00 1,418.00 0.00 1,218.00 257.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,830.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,830.00 0.00 0.00 Page 33 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 27680 27538 25120 25513 13388 23668 25522 27517 26076 26284 26427 27968 25480 25360 25925 24835 26532 26952 26998 25957 26185 27347 25970 25081 25951 25511 13590 26237 21641 26243 25582 25506 Respondent Name TCEQ ID South Rusk County Water Supply Corporation 2010039 South Tawakoni Water Supply Corporation 2340019 STAHLHEBER, GARY DON 0200055 Steubner-Airline CVS, LP 1013256 Steven and Sheila Agnew dba Heritage 1700121 Oaks Subdivision STEWART, DONA * 0340019 T.W.E. Enterprises, Inc. 1610125 Talley Water Supply Corporation 1020023 Tashi Enterprise, Inc. 2410064 Taylor Petroleum Companies, Inc. 1520229 Texas Conference Association of Seventh-Day Adventists 2270168 Texas Municipal Power Agency 0930040 Texas Parks and Wildlife Department 1300030 Texas Parks and Wildlife Department 0260033 Texas Parks and Wildlife Department 2320006 The Lighted Fishing Pier, LLC 0840205 The Sabine Mining Company 1020057 TIEMANN, PEGGY 2390040 Timberlane Estates Property Owners Association, Inc. 2020055 TOWN OF QUINTANA 0200510 Travis County Mud 10 2270333 Trent Water Works, Inc. 0200041 Trinity Bay Conservation District 0360002 TURNER, CRAIG 0790190 Turtle Cove Lot Owners Association, Inc. 0200062 Union Water Supply Corporation 2140004 US Army Corps of Engineers 1550101 US Dept of Agriculture, Animal and Plant 1080075 Health Inspection Service VAN OVER, JACK * 1520188 Village Wsc 0260042 Volente Beach Restaurant 2270198 Walnut Creek Special Utility District 1840008 County RUSK VAN ZANDT BRAZORIA HARRIS MONTGOMERY CASS MATAGORDA HARRISON WHARTON LUBBOCK TRAVIS GRIMES KENDALL BURLESON UVALDE GALVESTON HARRISON WASHINGTON SABINE BRAZORIA TRAVIS BRAZORIA CHAMBERS FORT BEND BRAZORIA STARR MCLENNAN HIDALGO LUBBOCK BURLESON TRAVIS PARKER Order Date 04/29/2006 07/22/2006 06/15/2006 10/24/2005 02/20/2006 03/31/2006 11/24/2005 05/28/2006 05/28/2006 05/28/2006 01/26/2006 05/28/2006 11/06/2005 11/06/2005 12/15/2005 11/24/2005 03/23/2006 04/29/2006 06/15/2006 01/26/2006 01/26/2006 05/12/2006 03/23/2006 01/26/2006 11/24/2005 10/24/2005 06/26/2006 02/05/2006 01/26/2006 06/15/2006 05/28/2006 03/23/2006 Penalty Assessed 313.00 313.00 1,260.00 2,363.00 2,087.00 2,000.00 1,120.00 313.00 2,980.00 2,800.00 6,338.00 345.00 600.00 400.00 285.00 1,525.00 313.00 2,650.00 1,040.00 635.00 655.00 318.00 2,610.00 7,050.00 280.00 960.00 1,715.00 655.00 7,290.00 2,010.00 1,588.00 2,120.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 120.00 80.00 57.00 0.00 0.00 530.00 208.00 0.00 0.00 0.00 0.00 0.00 56.00 192.00 343.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 313.00 313.00 1,260.00 2,363.00 2,087.00 2,000.00 1,120.00 313.00 2,980.00 2,800.00 6,338.00 345.00 480.00 320.00 228.00 1,525.00 313.00 2,120.00 832.00 635.00 655.00 318.00 2,610.00 7,050.00 224.00 768.00 1,372.00 655.00 7,290.00 2,010.00 1,588.00 2,120.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 34 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM PWS PWS PWS PWS PWS PWS UIC UIC Case No. 26147 27391 25259 27409 26722 25196 Respondent Name Waterco, Inc. Wickson Creek Special Utility District Grimes County Winkler Water Supply Corporation Wright City WSC YEATES, RONALD Zapata County TCEQ ID County 2360025 0930003 WALKER GRIMES 1750023 NAVARRO 2120099 SMITH 1012619 HARRIS 2530002 ZAPATA PWS Orders Issued: 243 9800 24711 Environmental Processing Systems, L.C. WDW316 LIBERTY William R Massey, Ltd. ECTOR UIC Orders Issued: 2 Order Date 02/20/2006 05/28/2006 11/06/2005 05/28/2006 03/23/2006 02/05/2006 Total: 10/10/2005 02/05/2006 Total: Penalty Assessed 313.00 313.00 323.00 330.00 2,640.00 1,600.00 462,248.00 28,350.00 1,000.00 29,350.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 23,153.00 5,670.00 200.00 5,870.00 Payable Amount 313.00 313.00 323.00 330.00 2,640.00 1,600.00 395,714.00 22,680.00 800.00 23,480.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 43,381.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 43,381.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 35 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 22988 25956 25752 9866 24952 26852 22101 25606 25912 24895 15853 26887 24891 28819 23605 25254 25975 17187 25923 19776 26201 26966 26963 26231 1969 28426 25202 22259 25629 27893 25073 28532 25891 27329 20417 26918 Respondent Name TCEQ ID 5510 Acorn L.L.C. WQ0012772001 A B C Concrete, Inc. TXG110225 ABG Development, Ltd. 13-04100601 Adelphi Community Cooperative TPDES0083887 Air Liquide America L.P. WQ0001595000 Air Liquide Large Industries U.S. LP TPDES0102296 Alamo Concrete Products, Ltd. TXG110100 Alamo Concrete Products, Ltd. TXG110085 Alamo Concrete Products, Ltd. TXG110091 Alfred Conhagen, Inc. of Texas Alkusari Texas Limestone Corporation ALLUMS, TERESA GAIL 21403 Alvarado ISD WQ0014101001 Angelina and Neches River Authority WQ0011620001 Ann Arundel Farms, Ltd. TPDES0122556 Aqua Utilities, Inc. TPDES0100684 Aqua Utilities, Inc. TPDES0066401 Astello Stone Azteca Milling, L. P. WQ0004052000 Balaban Eugenia And Balaban Mikhailina WQ0013749001 Bandera Independent School District WQ0013783001 BARGER, JERRY Beall Concrete Enterprises, Ltd. TXG110295 Benbrook L.L.C. WQ0012723001 Boling Municipal Water District WQ0010843001 Bontke Brothers Construction Company Boring Specialties, Inc. WQ0012484001 Brasada Ford, LTD 13-04082601 Brazoria County Fresh Water Supply District No. 1 WQ0011130001 Bridgeport Utilities, LLC WQ0013528001 Brookshire Municipal Water District WQ0010001001 Buddy's Testers, Inc. Campbell Gas & Oil Company, Inc. TXG830150 Cardinal Meadows Improvement District Carlisle Independent School District TPDES0124371 Carotex, Inc. WQ0001674000 County TRAVIS BEXAR HUNT JEFFERSON HARRIS NUECES VICTORIA COMAL GALVESTON BURNET HOUSTON JOHNSON ANGELINA HAYS ROCKWALL PALO PINTO DEAF SMITH HARRIS BANDERA LAMPASAS TARRANT WHARTON TAYLOR HARRIS BEXAR BRAZORIA NAVARRO WALLER NOLAN ORANGE JEFFERSON RUSK JEFFERSON Order Date 05/28/2006 06/15/2006 01/26/2006 10/10/2005 02/20/2006 03/23/2006 11/06/2005 11/06/2005 12/15/2005 10/10/2005 09/30/2005 02/20/2006 02/05/2006 08/20/2006 10/10/2005 01/26/2006 03/23/2006 08/28/2006 12/30/2005 12/15/2005 03/23/2006 08/20/2006 05/28/2006 08/28/2006 09/30/2005 06/26/2006 02/05/2006 12/15/2005 04/14/2006 05/28/2006 11/24/2005 06/26/2006 01/26/2006 05/28/2006 09/30/2005 05/12/2006 Penalty Assessed 2,240.00 5,350.00 6,750.00 9,450.00 8,700.00 3,100.00 3,880.00 1,800.00 18,000.00 3,210.00 4,750.00 1,000.00 6,500.00 5,600.00 3,750.00 5,610.00 3,822.00 6,000.00 970.00 970.00 5,700.00 5,350.00 4,080.00 6,552.00 26,581.00 900.00 2,740.00 3,600.00 8,775.00 4,500.00 4,420.00 950.00 3,000.00 3,210.00 4,500.00 8,835.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 1,350.00 0.00 1,740.00 620.00 776.00 360.00 3,600.00 642.00 0.00 200.00 1,300.00 1,120.00 750.00 1,122.00 764.00 0.00 194.00 194.00 1,140.00 0.00 816.00 0.00 0.00 180.00 548.00 720.00 1,755.00 900.00 884.00 190.00 600.00 642.00 900.00 1,767.00 Payable Amount 2,240.00 5,350.00 2,700.00 0.00 6,960.00 2,480.00 3,104.00 1,440.00 14,400.00 2,568.00 4,750.00 800.00 5,200.00 4,480.00 3,000.00 4,488.00 3,058.00 6,000.00 776.00 776.00 4,560.00 5,350.00 3,264.00 6,552.00 0.00 720.00 2,192.00 2,880.00 7,020.00 3,600.00 3,536.00 760.00 2,400.00 2,568.00 3,600.00 7,068.00 SEP Cost 0.00 0.00 2,700.00 9,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,581.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 2,700.00 9,450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,581.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 36 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 25060 26761 28820 24974 26574 25068 25479 27132 7433 21858 27371 26022 29036 26426 13528 16424 27659 24985 27277 25406 27298 25253 14734 16986 24491 24863 25908 25154 25652 28847 17151 14690 2802 2798 22703 24810 25319 Respondent Name Cayuga Independent School District Cemex Construction Materials, L.P. Centex Materials LLC City of Abbott City of Alto City of Angleton City of Arcola City of Atlanta City Of Austin City of Beaumont City of Beaumont City of Bryan City of Buda City of Caddo Mills City of Calvert City of Cisco City of Cooper City of Cotulla City of Cotulla City of Crandall City of Dalworthington Gardens City of Dodd City City of Dublin City of Eagle Lake City Of Eldorado City of Fairfield City of Floresville City Of Follett City of Franklin City of Frost City of Galena Park City of Galena Park City of Galveston City of Glen Rose City of Grandview City of Grapeland City of Groveton TCEQ ID County TPDES0111520 TXR05K159 TXR05K741 TPDES0075396 WQ0010546001 WQ0010548002 TPDES0102385 WQ0010338001 11-99061402 WQ0010501020 WQ0010501020 WQ0001906000 WQ0010425001 WQ0010095001 TPDES0119814 WQ0010449001 WQ0010153001 WQ0010153001 TX0024929 WQ0010538001 WQ0010405001 WQ0010505001 WQ0010165001 WQ0010168001 WQ0010085001 WQ0010508001 WQ0010440001 WQ0010444001 TPDES0057177 WQ0010831001 TX0047309000 TX0033316 TPDES0024503 WQ0010181002 WQ0010556001 ANDERSON COMAL HAYS HILL CHEROKEE BRAZORIA FORT BEND CASS WILLIAMSON JEFFERSON JEFFERSON BRAZOS HAYS HUNT ROBERTSON EASTLAND DELTA LA SALLE LA SALLE KAUFMAN TARRANT FANNIN ERATH COLORADO SCHLEICHER FREESTONE WILSON LIPSCOMB ROBERTSON NAVARRO HARRIS HARRIS GALVESTON SOMERVELL JOHNSON HOUSTON TRINITY Order Date 04/29/2006 05/28/2006 08/20/2006 12/15/2005 02/20/2006 11/24/2005 03/23/2006 04/14/2006 10/24/2005 02/20/2006 05/28/2006 02/05/2006 08/28/2006 04/14/2006 11/06/2005 03/23/2006 08/20/2006 02/05/2006 07/22/2006 04/29/2006 07/14/2006 05/28/2006 05/28/2006 10/24/2005 12/15/2005 03/06/2006 06/15/2006 12/30/2005 02/05/2006 08/20/2006 09/30/2005 03/06/2006 12/30/2005 01/26/2006 12/15/2005 12/30/2005 04/14/2006 Penalty Assessed 10,250.00 12,600.00 4,050.00 4,900.00 10,500.00 4,960.00 8,680.00 18,500.00 2,300.00 10,000.00 8,750.00 9,690.00 2,700.00 2,592.00 4,950.00 43,625.00 6,525.00 23,760.00 14,875.00 2,982.00 3,750.00 15,350.00 7,400.00 15,480.00 2,946.00 17,700.00 12,120.00 14,700.00 9,270.00 4,500.00 2,040.00 2,550.00 65,725.00 14,325.00 7,360.00 3,700.00 13,000.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 2,050.00 2,520.00 0.00 980.00 2,100.00 992.00 1,736.00 3,700.00 0.00 0.00 1,750.00 1,938.00 540.00 518.00 0.00 0.00 1,305.00 0.00 2,975.00 596.00 0.00 3,070.00 0.00 0.00 0.00 3,540.00 2,424.00 2,940.00 1,854.00 900.00 408.00 510.00 13,145.00 0.00 0.00 0.00 2,600.00 Payable Amount 0.00 10,080.00 4,050.00 3,920.00 8,400.00 3,968.00 0.00 14,800.00 0.00 0.00 7,000.00 7,752.00 2,160.00 2,074.00 0.00 0.00 5,220.00 23,760.00 11,900.00 0.00 3,750.00 12,280.00 0.00 15,480.00 2,946.00 14,160.00 0.00 0.00 7,416.00 3,600.00 1,632.00 2,040.00 0.00 0.00 0.00 3,700.00 0.00 SEP Cost 8,200.00 0.00 0.00 0.00 0.00 0.00 6,944.00 0.00 2,300.00 10,000.00 0.00 0.00 0.00 0.00 4,950.00 43,625.00 0.00 0.00 0.00 2,386.00 0.00 0.00 7,400.00 0.00 0.00 0.00 9,696.00 11,760.00 0.00 0.00 0.00 0.00 52,580.00 14,325.00 7,360.00 0.00 10,400.00 SEP Offset 8,200.00 0.00 0.00 0.00 0.00 0.00 6,944.00 0.00 2,300.00 10,000.00 0.00 0.00 0.00 0.00 4,950.00 43,625.00 0.00 0.00 0.00 2,386.00 0.00 0.00 7,400.00 0.00 0.00 0.00 9,696.00 11,760.00 0.00 0.00 0.00 0.00 52,580.00 14,325.00 7,360.00 0.00 10,400.00 Page 37 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 21759 854 25965 14748 25046 20418 943 17851 26890 22903 2961 28458 24870 13426 14628 21758 22102 23144 23028 25061 10055 27519 24962 27125 25963 25083 12944 27720 956 22582 25049 12093 17590 904 27202 19975 9844 Respondent Name City of Gunter City of Gustine City of Hackberry City of Haskell City of Hawkins City of Hearne City of Hillsboro City of Hooks City of Houston City of Houston City of Houston City of Iredell City Of Jasper City of Jourdanton City of Karnes City City of Kenedy City of Kingsville City of Kosse City of La Joya City of Lago Vista City of Lone Oak City of Lubbock City of Luling City of Lytle City of Marlin City of Martindale City of Merkel City of Morton City of Mount Calm City of Mount Enterprise City of Muenster City of Munday City of New Summerfield City of Newark City of Nocona City of Pearland City of Pecan Gap TCEQ ID County WQ0010569001 WQ0010841001 WQ0013434001 TPDES0026891 WQ0010439001 WQ0010046002 WQ0010630001 WQ0010507001 WQ0010495112 WQ0010495037 WQ0010495002 WQ0011565001 WQ0010197001 WQ0010418001 WQ0010352001 TPDES0027774 WQ0010696004 WQ0011405001 WQ0012675001 TPDES0069302 WQ0010760001 WQ0010353002 WQ0010582002 TPDES0057509 WQ0010110003 WQ0013450001 WQ0010786002 WQ0010226001 WQ0011464001 WQ0014283001 WQ0010341001 WQ0010228002 WQ0013585001 WQ0011626001 TX0042650 WQ0010134008 WQ0010744001 GRAYSON COMANCHE DENTON HASKELL WOOD ROBERTSON HILL BOWIE HARRIS HARRIS HARRIS BOSQUE JASPER ATASCOSA KARNES KARNES KLEBERG LIMESTONE HIDALGO TRAVIS HUNT LUBBOCK CALDWELL ATASCOSA FALLS CALDWELL TAYLOR COCHRAN HILL RUSK COOKE KNOX CHEROKEE WISE MONTAGUE BRAZORIA DELTA Order Date 11/24/2005 05/12/2006 08/20/2006 01/26/2006 10/24/2005 11/24/2005 07/14/2006 03/06/2006 03/06/2006 11/24/2005 11/24/2005 07/22/2006 03/06/2006 11/06/2005 02/05/2006 10/10/2005 02/05/2006 07/22/2006 04/14/2006 12/15/2005 04/14/2006 06/26/2006 11/06/2005 04/29/2006 02/05/2006 01/26/2006 10/24/2005 06/26/2006 03/06/2006 02/20/2006 02/20/2006 07/22/2006 11/24/2005 10/24/2005 04/29/2006 09/30/2005 11/06/2005 Penalty Assessed 15,900.00 16,150.00 21,700.00 3,040.00 7,600.00 12,675.00 15,900.00 3,900.00 4,650.00 17,500.00 969,195.00 4,410.00 9,095.00 4,240.00 28,430.00 9,460.00 9,100.00 7,800.00 12,400.00 8,400.00 18,213.00 16,425.00 1,650.00 9,480.00 11,055.00 8,800.00 21,000.00 7,875.00 16,250.00 3,900.00 8,220.00 20,161.00 3,340.00 15,750.00 7,080.00 5,250.00 4,955.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 1,520.00 2,535.00 0.00 780.00 930.00 3,500.00 0.00 882.00 1,819.00 848.00 0.00 1,892.00 0.00 1,560.00 0.00 1,680.00 0.00 3,285.00 330.00 1,896.00 2,211.00 1,760.00 4,200.00 1,575.00 0.00 780.00 1,644.00 4,032.00 0.00 0.00 1,416.00 1,050.00 0.00 Payable Amount 0.00 0.00 21,700.00 0.00 6,080.00 0.00 0.00 3,120.00 3,720.00 0.00 0.00 3,528.00 0.00 3,392.00 0.00 0.00 0.00 6,240.00 0.00 6,720.00 18,213.00 13,140.00 1,320.00 7,584.00 8,844.00 7,040.00 0.00 6,300.00 2,250.00 3,120.00 0.00 0.00 0.00 0.00 5,664.00 4,200.00 4,955.00 SEP Cost 15,900.00 16,150.00 0.00 3,040.00 0.00 10,140.00 15,900.00 0.00 0.00 14,000.00 969,195.00 0.00 7,276.00 0.00 28,430.00 7,568.00 9,100.00 0.00 12,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,800.00 0.00 14,000.00 0.00 6,576.00 16,129.00 3,340.00 15,750.00 0.00 0.00 0.00 SEP Offset 15,900.00 16,150.00 0.00 3,040.00 0.00 10,140.00 15,900.00 0.00 0.00 14,000.00 969,195.00 0.00 7,276.00 0.00 28,430.00 7,568.00 9,100.00 0.00 12,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 16,800.00 0.00 14,000.00 0.00 6,576.00 16,129.00 3,340.00 15,750.00 0.00 0.00 0.00 Page 38 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 27560 274 10480 28408 25056 25438 26938 24959 14733 15833 15676 28147 27149 25197 9941 27848 26933 21554 25587 27831 28387 24770 2734 25195 27780 24707 24932 25894 24984 26256 26945 24812 24989 24790 10271 26884 Respondent Name TCEQ ID City of Pflugerville WQ0011845002 City of Port Arthur WQ0010364001 City of Poteet TPDES0032387 City of Prairie View City of Rogers WQ0010804001 City of Rosenberg WQ0010607002 City of Round Rock 1105050602 City of Sadler TPDES0055361 City of Saint Jo WQ0010368001 City of Shepherd WQ0011380001 City of South Houston WQ0010287001 City of Southside Place WQ0010712001 City of Taft WQ0010705001 City of Teague WQ0010300002 City Of Texline WQ0011029001 City of Troy WQ0011263001 City of Valley Mills WQ0010307001 City of Waller TPDES0032476 City of Walnut Springs WQ0013436001 City of Wichita Falls City of Willis WQ0010315001 City of Wills Point WQ0010623001 City of Yorktown WQ0010323001 City of Zavalla WQ0013871001 Clark Miller DBA American Underground Utilities Clint Independent School District WQ0013667001 Coastal Bend Youth City TPDES0064408 Coil Tubing Services, L. L. C. TX0125636 Comal Independent School District 13-04101101 Countryside Nursery & Landscape, Inc. 1105061702 CP Red Oak Partners, Ltd. 11-04102903 CRC-Evans Pipeline International, Inc. TXR05S341 Cross Roads Independent School District TX0102113000 CSA Materials, Inc. Czech Catholic Home for the Aged WQ0010935001 D & M Water Supply Corporation WQ0013927001 County TRAVIS JEFFERSON ATASCOSA WALLER BELL FORT BEND WILLIAMSON GRAYSON MONTAGUE SAN JACINTO HARRIS HARRIS SAN PATRICIO FREESTONE DALLAM BELL BOSQUE WALLER BOSQUE MONTGOMERY VAN ZANDT DEWITT ANGELINA BROWN EL PASO NUECES JIM WELLS COMAL WILLIAMSON WILLIAMSON HARRIS HENDERSON COKE WHARTON NACOGDOCHES Order Date 05/12/2006 12/15/2005 03/06/2006 08/28/2006 01/26/2006 02/05/2006 04/29/2006 12/30/2005 01/26/2006 10/10/2005 11/24/2005 08/20/2006 04/14/2006 06/15/2006 07/14/2006 08/20/2006 05/12/2006 10/10/2005 12/30/2005 06/26/2006 06/26/2006 10/24/2005 06/26/2006 02/20/2006 07/14/2006 10/10/2005 12/30/2005 12/15/2005 11/06/2005 04/14/2006 06/26/2006 10/10/2005 10/10/2005 12/30/2005 03/06/2006 02/20/2006 Penalty Assessed 2,425.00 25,425.00 18,275.00 3,250.00 6,200.00 15,900.00 1,500.00 7,360.00 12,420.00 2,620.00 20,000.00 9,320.00 5,520.00 10,080.00 5,850.00 63,600.00 12,250.00 5,560.00 2,375.00 2,280.00 1,815.00 6,400.00 25,200.00 8,970.00 1,050.00 8,200.00 4,480.00 850.00 2,250.00 6,000.00 33,000.00 1,900.00 5,400.00 2,700.00 6,955.00 4,110.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 485.00 5,085.00 3,655.00 650.00 1,240.00 3,180.00 300.00 1,472.00 0.00 0.00 0.00 1,864.00 1,104.00 2,016.00 0.00 0.00 0.00 1,112.00 475.00 456.00 363.00 1,280.00 0.00 1,794.00 210.00 1,640.00 0.00 170.00 450.00 1,200.00 6,600.00 380.00 1,080.00 540.00 0.00 822.00 Payable Amount 1,940.00 0.00 14,620.00 2,600.00 0.00 12,720.00 1,200.00 5,888.00 0.00 0.00 20,000.00 0.00 4,416.00 0.00 5,850.00 63,600.00 12,250.00 4,448.00 1,900.00 1,824.00 1,452.00 5,120.00 0.00 0.00 840.00 6,560.00 4,480.00 680.00 1,800.00 4,800.00 26,400.00 1,520.00 4,320.00 2,160.00 0.00 3,288.00 SEP Cost 0.00 20,340.00 0.00 0.00 4,960.00 0.00 0.00 0.00 12,420.00 2,620.00 0.00 7,456.00 0.00 8,064.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,200.00 7,176.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,955.00 0.00 SEP Offset 0.00 20,340.00 0.00 0.00 4,960.00 0.00 0.00 0.00 12,420.00 2,620.00 0.00 7,456.00 0.00 8,064.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,200.00 7,176.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,955.00 0.00 Page 39 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 23667 27077 26740 24719 28346 24980 26751 27005 25199 25221 23788 26950 25973 26257 25631 26939 21727 25468 28067 26889 20337 1331 24735 27761 26307 9820 24036 27145 27352 25906 26567 24708 10441 Respondent Name D.B. Western, Inc. - Texas DAUGHERTY, JOHN David Starnes Degussa Engineered Carbons, L.P. Delta Tubular International, L.P. Dessau Fountains Estates, L.L.C. DILLON, FORREST A Dixie Chemical Company, Inc. Double Diamond Utilities Co. Dreamtech Homes, Ltd. ELG Metals, Inc. Enterprise Products Operating L.P. Ergon Asphalt & Emulsions, Inc. ERNEST COOPER Five Nine Seven Limited Partnership Five Nine Seven Limited Partnership FORBES, CHARLES Fort Bend County Municipal Utility District 50 Fort Bend County Municipal Utility District No. 124 Frito-Lay, Inc. Fruitvale Independent School District Galveston County Water Control and Improvement District 1 Gardner Glass Products, Inc. Gardner Telecommunications Inc. Garrett Creek Ranch, Inc. GARZA, JOSE Goff Homes, Ltd. Golden Spread Redi-Mix, Inc. Gulbrandsen Technologies Inc. Hardin Independent School District Public Facility Corporation Harlingen Shrimp Farms, Ltd. HARMONY INDEPENDENT SCHOOL DISTRICT Harris County TCEQ ID County WQ0004201000 WQ0000814000 WQ0004690000 WQ0012733001 21130 TX0125644 TPDES0113913 WQ0003324000 WQ0002940000 WQ0003209000 22735 TX0033197 WQ0011038001 TPDES0100137 HARRIS WICHITA MONTGOMERY ORANGE HARRIS TRAVIS NACOGDOCHES HARRIS HILL MONTGOMERY HARRIS CHAMBERS MCLENNAN LAVACA BRAZOS BRAZOS JIM WELLS FORT BEND WQ0014134001 WQ0002443000 TPDES0087246 TPDES0023655 FORT BEND VAN ZANDT GALVESTON WQ0002919000 WQ0013427001 TXG110238 WQ0001785000 TPDES0098400 WALKER DALLAS WISE CAMERON TARRANT POTTER HARRIS LIBERTY TPDES0087441 CAMERON WQ0013050001 UPSHUR WQ0013561001 HARRIS Order Date 12/30/2005 06/15/2006 03/23/2006 12/30/2005 07/14/2006 02/05/2006 02/05/2006 02/20/2006 03/23/2006 10/10/2005 11/06/2005 04/14/2006 02/20/2006 02/20/2006 12/30/2005 04/14/2006 09/30/2005 12/15/2005 06/26/2006 03/06/2006 10/10/2005 03/23/2006 12/15/2005 05/12/2006 02/05/2006 10/21/2005 11/06/2005 04/14/2006 06/15/2006 12/15/2005 03/23/2006 05/28/2006 03/06/2006 Penalty Assessed 8,845.00 3,150.00 750.00 13,250.00 4,095.00 16,625.00 750.00 2,975.00 6,600.00 750.00 3,600.00 7,372.00 1,290.00 2,000.00 4,200.00 7,000.00 3,150.00 4,680.00 3,000.00 6,417.00 3,240.00 27,000.00 21,614.00 5,000.00 12,095.00 11,550.00 1,540.00 4,410.00 9,900.00 1,500.00 7,000.00 4,320.00 14,425.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,769.00 0.00 150.00 2,650.00 819.00 3,325.00 150.00 595.00 1,320.00 150.00 720.00 1,474.00 258.00 400.00 840.00 1,400.00 0.00 936.00 600.00 1,283.00 0.00 0.00 4,323.00 0.00 0.00 0.00 308.00 882.00 1,980.00 300.00 1,400.00 864.00 0.00 Payable Amount 7,076.00 3,150.00 600.00 10,600.00 1,638.00 13,300.00 600.00 2,380.00 5,280.00 600.00 2,880.00 2,949.00 1,032.00 1,600.00 3,360.00 5,600.00 3,150.00 3,744.00 2,400.00 5,134.00 3,240.00 0.00 17,291.00 5,000.00 12,095.00 11,550.00 1,232.00 3,528.00 7,920.00 1,200.00 5,600.00 0.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 1,638.00 0.00 0.00 0.00 0.00 0.00 0.00 2,949.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 27,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,456.00 14,425.00 SEP Offset 0.00 0.00 0.00 0.00 1,638.00 0.00 0.00 0.00 0.00 0.00 0.00 2,949.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 27,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,456.00 14,425.00 Page 40 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 24976 21777 26835 16724 28207 29279 2686 2686 24527 27035 27431 30066 26210 27014 23886 22364 25148 27176 25630 25959 27294 26200 27300 25134 26340 23645 17391 26198 27023 25451 Respondent Name Harris County MUD 344 Harris County Municipal Utility District 217 Harris County Municipal Utility District 284 Harris County Municipal Utility District No. 8 Harris County Water Control and Improvement District 70 Hatfield Custom Homes, Ltd. HAWLEY, BAILEY RAY * HAWLEY, SHERRIE * HCS Holding Company, L.P. dba The Shops at the Galleria Hess Corporation Hewlett Holdings, Ltd. Hexion Specialty Chemicals, Inc. Hill Sand Company, Inc. Hines Nurseries, Inc. HJG Trucking Company HMW Special Utility District Holigan Homes Texas, Ltd. Hood County Utilities, Inc. Hooks Independent School District Hudspeth County Water Control And Improvement District 1 HUNTERS CREEK BUSINESS PARK, LTD. Huntsman Petrochemical Corporation HYDER, SYED N HYDER, SYED N Iola Independent School District IU Merger Sub, Inc. J.H. Strain & Sons, Inc. Jackson County Water Control and Improvement District No. 2 Jaeger Homes, Inc. Jatra International, Inc. TCEQ ID WQ0013483001 TPDES0124231 WQ0012949001 WQ0011727001 WQ0010530001 WQ0013853001 WQ0013853001 TXR15B367 TXG830151 11-04120201 TXR05M185 WQ0003015000 WQ0014266001 11-02060703 WQ0013022001 TPDES0118079 TPDES0115657 13-05041401 WQ0000584000 WQ0011778001 WQ0011778001 WQ0014400001 WQ0013866001 WQ0010196001 TPDES0054054 County HARRIS HARRIS HARRIS HARRIS HARRIS TARRANT WOOD WOOD TRAVIS NUECES WILLIAMSON MCCULLOCH HARRIS FORT BEND TARRANT MONTGOMERY WILLIAMSON HOOD BOWIE HUDSPETH COMAL MONTGOMERY BRAZOS BRAZOS GRIMES WILLIAMSON HASKELL JACKSON HARRIS FREESTONE Order Date 11/06/2005 09/30/2005 03/06/2006 07/22/2006 06/26/2006 08/20/2006 09/16/2005 11/19/2005 11/06/2005 05/28/2006 07/14/2006 08/20/2006 03/06/2006 04/14/2006 09/30/2005 11/06/2005 10/14/2005 05/12/2006 12/30/2005 04/29/2006 08/20/2006 06/15/2006 06/26/2006 11/24/2005 01/26/2006 11/24/2005 09/30/2005 02/05/2006 05/12/2006 12/15/2005 Penalty Assessed 5,880.00 4,500.00 1,700.00 6,280.00 2,604.00 1,500.00 0.00 0.00 10,500.00 2,125.00 6,150.00 875.00 7,850.00 5,940.00 5,700.00 3,210.00 4,200.00 19,760.00 8,190.00 10,080.00 15,000.00 14,100.00 19,000.00 5,720.00 1,500.00 5,000.00 8,100.00 11,160.00 750.00 5,560.00 Penalty Deferred 1,176.00 0.00 340.00 0.00 521.00 300.00 0.00 0.00 2,100.00 425.00 1,230.00 0.00 1,570.00 1,188.00 0.00 0.00 840.00 3,952.00 1,638.00 2,016.00 0.00 2,820.00 3,800.00 1,144.00 300.00 1,000.00 1,620.00 2,232.00 150.00 1,112.00 Payable Amount 4,704.00 4,500.00 1,360.00 6,280.00 2,083.00 1,200.00 0.00 0.00 8,400.00 1,700.00 4,920.00 875.00 6,280.00 4,752.00 5,700.00 3,210.00 3,360.00 15,808.00 6,552.00 8,064.00 15,000.00 5,640.00 15,200.00 4,576.00 1,200.00 4,000.00 3,240.00 8,928.00 600.00 4,448.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,640.00 0.00 0.00 0.00 0.00 3,240.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,640.00 0.00 0.00 0.00 0.00 3,240.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 41 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 25105 26189 26008 25072 23123 28460 27126 22208 18932 29267 26251 24862 27098 25712 24886 399 27013 27118 25933 17698 23026 25212 25275 10620 25838 28227 25972 27990 24622 28707 26209 24720 8893 Respondent Name TCEQ ID Jefferson County Water Control & Improvement District 10 WQ0010838003 Jimmie Hahn Partnership, Ltd. TXG110497 Jimmie Hahn, Inc. TXG110371 Joe D. Havens, Inc. dba Havens Landing WQ0014210001 Wastewater Treatment Plant JPO Enterprises, Inc. dba EZ Clean Car 23325 Wash Katy-Hockley Corp. WQ0014109001 Kenny Palmer 21536 Laguna Madre Water District WQ0010350001 Lake Conroe Hills Municipal Utility District WQ0011569001 Larry Stewart Custom Homes, L.P. Lee-Var, Inc. Lexicon, Inc. Liberty City Water Supply Corporation WQ0011179001 Lone Star Crushed Stone and Sand, Inc. TXR05R232 Lone Star Growers, L.P. WQ0002212000 Magna-Flow International, Inc. 710789 Martin Product Sales LLC WQ0004074000 MELVIN JERRY THREADGILL TXR05R383 Meridian Precast & Granite, Inc. TXR05S395 Metro Brick Company Metroplex Sand & Gravel, Ltd. Metton America, Inc. WQ0002406000 Michlee Development Corporation TXR15F301 Mirage Stop, Inc. WQ0003517000 MMR Joint Ventures, Ltd. 13-05021701 Monarch Utilities I L.P. WQ0011506001 Montgomery County Municipal Utility District No. 24 WQ0014116001 Monument Inn, Inc. WQ0013666001 National-Oilwell, L.P. WQ0012314001 NNN AmberOaks, LLC 11-98071001 North Orange Water & Sewer, LLC WQ0013072001 North Park Public Utility District WQ0011855001 North Texas Municipal Water District TPDES0088633 County JEFFERSON WALLER WASHINGTON MONTGOMERY HIDALGO HARRIS STEPHENS CAMERON MONTGOMERY TARRANT ANDREWS MONTGOMERY GREGG COOKE WALKER BRAZORIA JEFFERSON PALO PINTO MCLENNAN HOOD TARRANT HARRIS TARRANT HARRIS BEXAR HENDERSON MONTGOMERY HARRIS WILLIAMSON ORANGE HARRIS COLLIN Order Date 04/14/2006 01/26/2006 04/14/2006 11/06/2005 11/06/2005 07/14/2006 05/12/2006 11/06/2005 03/06/2006 08/20/2006 04/14/2006 01/26/2006 03/06/2006 07/14/2006 01/26/2006 12/15/2005 04/14/2006 04/29/2006 02/05/2006 04/29/2006 08/20/2006 12/30/2005 12/15/2005 06/15/2006 06/26/2006 07/14/2006 02/05/2006 06/15/2006 11/06/2005 07/14/2006 05/12/2006 10/24/2005 10/03/2005 Penalty Assessed 9,000.00 4,250.00 11,250.00 6,765.00 7,875.00 2,000.00 1,000.00 12,000.00 4,270.00 1,500.00 4,960.00 3,500.00 1,595.00 15,504.00 4,920.00 12,320.00 9,850.00 3,300.00 2,080.00 6,000.00 5,700.00 15,600.00 1,575.00 10,900.00 13,950.00 8,835.00 2,780.00 6,450.00 2,640.00 3,600.00 9,320.00 40,500.00 203,185.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 850.00 2,250.00 1,353.00 1,575.00 400.00 200.00 0.00 0.00 300.00 992.00 700.00 319.00 0.00 984.00 0.00 1,970.00 660.00 416.00 0.00 0.00 0.00 315.00 0.00 0.00 1,767.00 556.00 1,290.00 528.00 720.00 1,864.00 0.00 0.00 Payable Amount 0.00 SEP Cost 9,000.00 3,400.00 9,000.00 5,412.00 0.00 0.00 0.00 6,300.00 0.00 1,600.00 800.00 12,000.00 4,270.00 0.00 0.00 0.00 0.00 1,200.00 3,968.00 2,800.00 1,276.00 15,504.00 3,936.00 12,320.00 7,880.00 2,640.00 1,664.00 6,000.00 5,700.00 15,600.00 1,260.00 10,900.00 13,950.00 7,068.00 2,224.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,160.00 2,112.00 2,880.00 7,456.00 40,500.00 0.00 0.00 0.00 0.00 0.00 0.00 203,185.00 SEP Offset 9,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 203,185.00 Page 42 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 25449 25589 17633 13368 27643 25634 26965 25601 11599 11600 16726 5860 25745 9881 16348 24901 23408 25386 25248 26188 24898 25217 26990 2664 21555 25118 17673 25019 26367 19736 25586 Respondent Name TCEQ ID Olmito Water Supply Corporation TX0113875 Orange County Water Control and Improvement District No. 1 WQ0010875001 Osburn Sand Co. R13ST0117 Our Lady of Guadalupe Catholic Church 13-89062701 Overseas Enterprises USA, Inc. Pappy's Sand & Gravel, Inc. Parmer-McNeil Holdings, Ltd. 11-04093002 Penreco Partnership WQ0000377000 Pine Tree Estates 2 Landowner Association Inc. WQ0013831001 Pine Tree Mobile Home Park Landowners Association WQ0013036001 Prater Equipment Co., Inc. Preston Club Utility Corporation WQ0013309001 Quality Concrete & Materials Co., Ltd. Rayburn Country Municipal Utility District TPDES0023701 Real Estate Property Investments, L.L.C. 13-99042101 Red River Authority of Texas WQ0011252001 Reedhycalog, L.P. WQ0000635000 Richards ISD TX0106119 Ridge Utilities, Inc WQ0013025001 Rittiman Plumbing, Inc. 20473 Rivercrest Independent School District WQ0011204001 Rock Solid Crushed Stone, Inc. Rolling Creek Utility District TPDES0097373 Rubens Vacuum and Hydrojetting Services, Inc. 22386 Sabine Valley Center WQ0011361001 Safety kleen Systems Inc TPDES0124052 Salado Quarry, Inc. TXR05R645 Sam Houston Area Council Boy Scouts TX0119083 of America Sanderson Farms, Inc. (Processing Division) TPDES0113603 Sarabecca GP LLC TPDES0112941 Shelbyville Independent School District WQ0013370001 County CAMERON ORANGE BEXAR BEXAR ORANGE KAUFMAN TRAVIS GALVESTON TARRANT TARRANT STEPHENS GRAYSON ORANGE JASPER BEXAR HALL HARRIS GRIMES HOOD KENDALL RED RIVER KAUFMAN HARRIS HIDALGO HARRISON DENTON BELL GRIMES BRAZOS TRAVIS SHELBY Order Date 01/26/2006 07/14/2006 07/22/2006 03/06/2006 06/26/2006 12/15/2005 06/26/2006 02/05/2006 04/14/2006 02/05/2006 07/22/2006 03/06/2006 01/26/2006 01/26/2006 10/10/2005 11/24/2005 01/26/2006 12/30/2005 05/12/2006 05/12/2006 11/06/2005 11/06/2005 04/29/2006 11/24/2005 10/24/2005 01/26/2006 11/24/2005 12/30/2005 01/26/2006 09/30/2005 02/05/2006 Penalty Assessed 8,800.00 28,425.00 6,000.00 3,060.00 7,500.00 3,000.00 27,000.00 9,960.00 0.00 0.00 8,000.00 32,500.00 2,625.00 9,110.00 7,500.00 1,720.00 1,080.00 9,800.00 3,480.00 1,300.00 5,000.00 3,750.00 2,040.00 14,510.00 2,100.00 3,750.00 7,500.00 4,200.00 6,300.00 4,500.00 5,985.00 Penalty Deferred 1,760.00 5,685.00 0.00 0.00 1,500.00 600.00 5,400.00 1,992.00 0.00 0.00 1,600.00 6,500.00 525.00 1,822.00 1,500.00 344.00 216.00 1,960.00 696.00 260.00 1,000.00 750.00 408.00 0.00 420.00 750.00 1,500.00 840.00 1,260.00 900.00 1,197.00 Payable Amount 7,040.00 0.00 6,000.00 0.00 6,000.00 2,400.00 21,600.00 7,968.00 0.00 0.00 6,400.00 26,000.00 2,100.00 7,288.00 6,000.00 1,376.00 864.00 7,840.00 2,784.00 1,040.00 4,000.00 3,000.00 1,632.00 14,510.00 1,680.00 3,000.00 6,000.00 0.00 5,040.00 3,600.00 4,788.00 SEP Cost 0.00 22,740.00 0.00 3,060.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,360.00 0.00 0.00 0.00 SEP Offset 0.00 22,740.00 0.00 3,060.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,360.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 43 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 24771 28455 24733 25209 24936 26422 25653 24712 28810 27648 25501 25219 2141 24565 28312 24975 26077 15637 24954 27297 26184 9455 24934 28451 15454 28486 10252 22602 26688 16584 25603 27802 26063 24933 11925 Respondent Name Silver Creek Lodge, Marina, and Yacht Club, Incorporated Site Concrete, Inc. SORRELL, DAVID JOSEPH Southern Star, Inc. Southford Development, LTD Southwest Energy Distributors, Inc. Special Camps For Special Kids Spencer Road PUD Springtown Independent School District STAHLHEBER, GARY Stanley Lake Municipal Utility District Stewart Builders, Ltd. Sublight Enterprises, Inc. Superior Derrick Services, Inc. Superior Stone Inc. Tawakoni Waste Water Corporation TAYLOR, DARREN D Temple Hall Silica, Inc. Texas A&M University Texas Department of Criminal Justice Texas Department of Transportation Texas Municipal Power Agency Texas Polymer Services, Inc. The Enclave at Canyon Lake, Ltd. The Lubrizol Corporation The Optimist Club of Town & Country, Round Rock, Texas Tiki Leasing Company, LTD. Total Petrochemicals USA, Inc. TOWN OF MUSTANG Trammell Crow Residential Company Trinity Bay Conservation District Triple J & L Construction Co., Inc. TXI Operations, LP Union Water Supply Corporation USS Tubular Processing, Inc. TCEQ ID WQ0011394001 WQ0014171001 WQ0004244000 11-00091202 TXG830112 WQ0013536001 WQ0011472001 WQ0014054001 0200252 TPDES0022063 11-03090504 TPDES0066664 TPDES0088676 WQ0014297001 2030083 TXR05R445 WQ0004003000 WQ0011915001 WQ0012952001 WQ0002120000 WQ0002835000 13-05092701 WQ0000639000 11-96070302A WQ0013865001 WQ0001000000 WQ0011516001 11-01092401 TPDES0020460 13-02060601 TXG110167 WQ0013842001 WQ0003540000 County BURNET TARRANT WOOD CAMERON WILLIAMSON MIDLAND BOSQUE HARRIS PARKER BRAZORIA MONTGOMERY WILLIAMSON SAN PATRICIO HARRIS WILLIAMSON HUNT SAN AUGUSTINE HOOD ANDERSON JOHNSON GRIMES ORANGE COMAL WILLIAMSON BRAZORIA HARRIS NAVARRO WILLIAMSON CHAMBERS BEXAR HARRIS STARR HARRIS Order Date 11/24/2005 07/22/2006 03/23/2006 12/30/2005 10/10/2005 04/29/2006 06/15/2006 10/10/2005 08/28/2006 08/28/2006 03/23/2006 12/15/2005 10/10/2005 12/30/2005 07/14/2006 02/05/2006 06/26/2006 05/11/2006 11/24/2005 06/15/2006 06/26/2006 10/24/2005 12/30/2005 08/28/2006 12/15/2005 08/28/2006 11/06/2005 03/06/2006 06/26/2006 05/12/2006 12/15/2005 05/12/2006 06/15/2006 10/24/2005 07/22/2006 Penalty Assessed 7,995.00 3,000.00 9,250.00 3,325.00 3,675.00 4,800.00 6,680.00 3,500.00 5,350.00 1,650.00 3,150.00 3,800.00 8,500.00 3,680.00 12,000.00 5,800.00 8,531.00 9,900.00 14,400.00 13,750.00 4,470.00 8,400.00 24,300.00 3,750.00 32,000.00 2,250.00 6,682.00 22,000.00 13,684.00 3,150.00 4,950.00 1,875.00 91,502.00 6,800.00 11,520.00 Penalty Deferred 1,599.00 600.00 1,850.00 665.00 735.00 960.00 1,336.00 700.00 1,070.00 330.00 630.00 760.00 0.00 736.00 2,400.00 1,160.00 0.00 0.00 2,880.00 0.00 894.00 1,680.00 0.00 750.00 6,400.00 450.00 0.00 0.00 2,737.00 630.00 990.00 375.00 18,300.00 1,360.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Payable Amount 6,396.00 2,400.00 3,700.00 2,660.00 2,940.00 3,840.00 0.00 2,800.00 4,280.00 1,320.00 2,520.00 3,040.00 8,500.00 2,944.00 9,600.00 4,640.00 8,531.00 9,900.00 11,520.00 0.00 0.00 6,720.00 12,150.00 3,000.00 12,800.00 1,800.00 6,682.00 22,000.00 10,947.00 2,520.00 3,960.00 1,500.00 36,601.00 5,440.00 11,520.00 SEP Cost 0.00 0.00 3,700.00 0.00 0.00 0.00 5,344.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,750.00 3,576.00 0.00 12,150.00 0.00 12,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 36,601.00 0.00 0.00 SEP Offset 0.00 0.00 3,700.00 0.00 0.00 0.00 5,344.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,750.00 3,576.00 0.00 12,150.00 0.00 12,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 36,601.00 0.00 0.00 Page 44 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Singles Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA Case No. 22063 23686 19436 25384 28168 29051 23245 24908 25071 27032 25314 27425 Respondent Name V&M Star, a Partnership with General and Limited Partners, LP Vernco Construction, Inc. Via Bayou, Inc. Wal-Mart Stores, Inc. WANKAN, ROBERT DWAYNE Weatherford International, Inc. Weirich Bros., Inc. Westphalia Water & Sewer Supply Corporation Westwood Shores Municipal Utility District Wolf Hollow I, L.P. WONG, ROSE T * ZOLTEK CORPORATION 2244 27152 5334 29356 23203 21739 22262 27146 25114 25598 27520 26429 26239 28328 16744 BYL, STEVE HENRICUS Comtex Dairies, L.L.C. DYKSTERHUIS, EVERT Estate of Fred E. Koricanek Feather Crest Farms, Inc. FRANK, KALSBEEK JISHA, KENT MCNEAL, RODNEY WARREN Penn-Cal, L.L.C. VANDERMEER, STYTZE VILLA, GIL VON DER HEIDE, DAVID WATERLANDER, HARMEN WEST, LARRY Woodward Trading, Inc. TCEQ ID County WQ0003787000 HARRIS WQ0014326001 TPDES0111660 TXR05Q048 080100099 WQ0014382001 BEXAR GALVESTON ANDERSON ANGELINA HARRIS KIMBLE FALLS TPDES0027677 TRINITY WQ0004288000 HOOD 11-05011403 WILLIAMSON TAYLOR WQ Orders Issued: 320 TXG015043 ERATH WQ0003543000 COMANCHE R05AG0159 UPSHUR DEWITT SHELBY WQG200003 ERATH TXG920100 HOPKINS TXG920269 ERATH WQ0003199000 ERATH ERATH RUNNELS WQ0003763000 COMANCHE TX0130389 ERATH GRAYSON TOM GREEN WWA Orders Issued: 15 Order Date 10/10/2005 Penalty Assessed 5,960.00 01/26/2006 10/24/2005 04/29/2006 07/14/2006 08/20/2006 12/30/2005 11/24/2005 10,200.00 5,400.00 18,760.00 750.00 3,675.00 1,640.00 3,410.00 12/30/2005 4,050.00 05/28/2006 06/15/2006 05/28/2006 Total: 06/15/2006 05/28/2006 12/10/2005 08/28/2006 11/06/2005 10/10/2005 10/10/2005 05/28/2006 12/15/2005 12/30/2005 06/26/2006 03/06/2006 03/23/2006 07/14/2006 10/24/2005 Total: 1,540.00 2,250.00 800.00 3,851,689.00 3,640.00 2,825.00 22,500.00 1,800.00 1,875.00 750.00 650.00 5,200.00 8,680.00 950.00 5,000.00 3,395.00 8,284.00 2,750.00 10,000.00 78,299.00 Penalty Deferred 0.00 Payable Amount 5,960.00 SEP Cost 0.00 SEP Offset 0.00 0.00 1,080.00 3,752.00 150.00 735.00 328.00 682.00 10,200.00 4,320.00 7,512.00 600.00 2,940.00 1,312.00 2,728.00 0.00 0.00 7,496.00 0.00 0.00 0.00 0.00 0.00 0.00 7,496.00 0.00 0.00 0.00 0.00 810.00 3,240.00 0.00 0.00 308.00 450.00 160.00 345,809.00 0.00 565.00 0.00 360.00 375.00 150.00 130.00 1,040.00 1,736.00 190.00 1,000.00 679.00 1,657.00 550.00 0.00 8,432.00 1,232.00 900.00 640.00 1,602,328.00 0.00 900.00 0.00 1,903,552.00 3,640.00 2,260.00 22,500.00 1,440.00 1,500.00 600.00 520.00 4,160.00 6,944.00 760.00 4,000.00 2,716.00 6,627.00 2,200.00 10,000.00 69,867.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 900.00 0.00 1,903,552.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 45 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Multi-Media Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 6241 25505 26570 5915 19090 10051 27141 21938 14989 25341 13525 26970 27887 319 27492 26865 18789 5925 25075 27075 408 26565 14067 27001 28534 17273 26392 28014 26436 27367 18549 27416 21488 22622 26488 Respondent Name TCEQ ID American Chrome & Chemicals Inc. * 31661 BANNWORTH, JOHN 455160035 C. Bonner & Son Auto Crushing, Inc. TXR000065094 Cameron County 51071 CAMPO, MIKE BH0016A Century Industrial Coatings Incorporated 87233 Chambers County 2239A City of Anson 1270001 City of Dell City 1150001 City Of Jasper WQ0010197001 City of La Feria 43859 City of Pearsall City of Rockdale 1660002 City of Roma 2140007 Coast to Coast Investments, Inc. 39533 Cotton Center Producers, Inc. DC0013E DeGar Fuel Systems, Inc. 1146 eMAG SOLUTIONS, LLC 30962 Epley Enterprises, Inc. TXR05Q734 Exxon Mobil Corporation CI0009P FELTS, ARNOLD 2260059 Galveston County Landfill TX, LP 1149A Gulf Coast Waste Disposal Authority HG0250O Henk Post 47018 Hirschfeld Steel Co., Inc. 84373 HOLCOMB, SAMUEL 66471 Jim Wells County UA455140024 John Dudley Batla 21087 JONES, HORRAL INGRAM JR 20901 Jon-Lin Corp. Liquid Environmental Solutions of Texas, 40093 L.P. Loadcraft Industries, LTD. 35046 Love's Travel Stops & Country Stores, 66875 Inc. LUNA, RAY C OS0001591 Manville Water Supply Corporation 2270033 County NUECES ZAPATA CHEROKEE CAMERON BLANCO CHEROKEE CHAMBERS JONES HUDSPETH JASPER CAMERON BEXAR MILAM STARR BEXAR DAWSON MONTGOMERY YOUNG TOM GREEN CHAMBERS TOM GREEN GALVESTON HARRIS FRANKLIN TOM GREEN HARRIS JIM WELLS COLORADO MONTGOMERY FALLS NUECES MCCULLOCH EASTLAND FRIO TRAVIS Order Date 02/20/2006 11/06/2005 02/05/2006 01/26/2006 10/24/2005 05/28/2006 08/20/2006 03/06/2006 11/06/2005 12/30/2005 02/20/2006 04/29/2006 07/14/2006 10/10/2005 06/26/2006 04/14/2006 10/24/2005 10/24/2005 04/14/2006 04/29/2006 04/14/2006 04/14/2006 09/30/2005 08/28/2006 08/20/2006 03/23/2006 04/29/2006 07/14/2006 05/28/2006 06/15/2006 02/05/2006 05/12/2006 09/30/2005 10/24/2005 06/26/2006 Penalty Assessed 20,625.00 1,600.00 5,250.00 8,600.00 1,050.00 14,400.00 5,460.00 3,480.00 10,185.00 6,615.00 43,200.00 2,000.00 9,900.00 49,595.00 9,690.00 2,000.00 1,000.00 22,000.00 6,050.00 32,600.00 9,390.00 10,812.00 41,000.00 14,300.00 4,312.00 11,668.00 1,800.00 7,000.00 10,890.00 5,000.00 2,200.00 15,275.00 750.00 3,000.00 7,800.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 320.00 1,050.00 1,720.00 0.00 0.00 1,092.00 0.00 0.00 1,323.00 0.00 400.00 1,980.00 0.00 1,938.00 400.00 0.00 0.00 0.00 6,520.00 8,190.00 2,162.00 8,200.00 0.00 862.00 0.00 360.00 1,400.00 2,178.00 1,000.00 0.00 3,055.00 150.00 600.00 1,560.00 Payable Amount 20,625.00 1,280.00 4,200.00 0.00 1,050.00 14,400.00 0.00 0.00 10,185.00 5,292.00 0.00 1,600.00 7,920.00 0.00 7,752.00 1,600.00 1,000.00 22,000.00 6,050.00 26,080.00 1,200.00 8,650.00 0.00 14,300.00 1,725.00 11,668.00 1,440.00 5,600.00 8,712.00 4,000.00 1,100.00 12,220.00 600.00 2,400.00 6,240.00 SEP Cost 0.00 0.00 0.00 6,880.00 0.00 0.00 4,368.00 3,480.00 0.00 0.00 43,200.00 0.00 0.00 49,595.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32,800.00 0.00 1,725.00 0.00 0.00 0.00 0.00 0.00 1,100.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 6,880.00 0.00 0.00 4,368.00 3,480.00 0.00 0.00 43,200.00 0.00 0.00 49,595.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32,800.00 0.00 1,725.00 0.00 0.00 0.00 0.00 0.00 1,100.00 0.00 0.00 0.00 0.00 Page 46 of 47 Appendix 7: List of Administrative Orders Issued FY2006 Multi-Media Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 16323 26927 27875 17333 26183 24583 27618 23284 8241 25287 24087 26213 26864 12904 26021 17207 16122 Respondent Name TCEQ ID County McCulloch County F1759 MCCULLOCH Msc Group, Inc. CRP001272 DALLAS Pavestone Company, L.P. TXR05P359 WALLER Pool Company Texas Ltd. TOM GREEN Ramos Industries, Inc. HARRIS REED, REBECCA * HUNT Regent Coach Line, Ltd. TXR05S873 BEXAR Rip Griffin Truck Service Center, LP LUBBOCK Rohm and Haas Texas Incorporated 30041 HARRIS Septic Hydro-Tec, Inc. POLK SOLIMAN, MOSTAFA A 2370049 WALLER Southern Ready Mix, Inc. TXR05R431 MONTGOMERY Sparenberg Gin, Inc. 44049 DAWSON Stewart Tank Company & Oilfield Supply, 13715 Inc. GRAYSON Texas Pacifico Transportation, LTD. F1534 TOM GREEN US Ecology Texas, L.P. TXD069452340 NUECES YFZ Land, LLC SCHLEICHER MM Orders Issued: 52 Total Orders Issued : 1,532 Order Date 06/15/2006 03/23/2006 07/14/2006 03/06/2006 03/06/2006 11/24/2005 06/15/2006 11/06/2005 11/06/2005 12/15/2005 11/06/2005 04/14/2006 04/29/2006 10/10/2005 Penalty Assessed 31,250.00 1,875.00 18,900.00 4,200.00 3,150.00 20,910.00 4,500.00 4,000.00 109,719.00 500.00 1,261.00 12,150.00 2,000.00 14,500.00 Penalty Deferred 0.00 375.00 3,780.00 0.00 630.00 4,182.00 900.00 800.00 21,944.00 100.00 253.00 2,430.00 400.00 0.00 Payable Amount 0.00 1,500.00 15,120.00 4,200.00 2,520.00 16,728.00 1,800.00 3,200.00 43,888.00 400.00 1,008.00 9,720.00 1,600.00 14,500.00 SEP Cost 31,250.00 0.00 0.00 0.00 0.00 0.00 1,800.00 0.00 43,887.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 31,250.00 0.00 0.00 0.00 0.00 0.00 1,800.00 0.00 43,887.00 0.00 0.00 0.00 0.00 0.00 06/26/2006 07/14/2006 08/20/2006 Total: 20,550.00 138,320.00 20,373.00 808,655.00 0.00 0.00 0.00 82,254.00 GrandTotal: 14,571,016.16 1,355,150.00 20,550.00 69,160.00 20,373.00 437,156.00 0.00 69,160.00 0.00 289,245.00 9,935,968.66 3,279,897.50 0.00 69,160.00 0.00 289,245.00 3,279,897.50 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 47 of 47 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM Case No. Respondent Name AQ 28526 Lyondell Chemical Company POLLUTION REDUCTION Effective Date Ratio Assessed Deferred Amt Payable Amt Amt 08/28/2006 1.00:1 18,700.00 3,740.00 7,480.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used solely for the purchase of new "clean fuel technology" buses, or for retrofitting and refurbishing existing diesel buses in Harris County. All dollars contributed will be used for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 27700 The Goodyear Tire & Rubber 07/14/2006 1.00:1 Company 14,364.00 2,873.00 5,746.00 POLLUTION PREVENTION Goodyear Tire will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles in. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and to retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. AQ 24606 Lucite International, Inc. POLLUTION REDUCTION 12/15/2005 1.00:1 3,350.00 670.00 1,340.00 Lucite International will contribute to Jefferson County's Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 27257 Oiltanking Beaumont Partners, 07/22/2006 1.00:1 L.P. 36,765.00 7,353.00 14,706.00 SEP Cost 7,480.00 7,480.00 5,745.00 5,745.00 1,340.00 1,340.00 14,706.00 SEP Offset 7,480.00 7,480.00 5,745.00 5,745.00 1,340.00 1,340.00 14,706.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 1 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION Oiltanking will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and to retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Oiltanking certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing air emissions generated by gasoline and diesel powered equipment and vehicles in the Beaumont/Port Arthur ozone non-attainment area. AQ 25069 Duke Energy Field Services, LP 03/23/2006 1.00:1 7,700.00 1,540.00 3,080.00 CLEAN UP Duke Energy will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D") abandoned tire clean-up program in Hemphill County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally in Hemphill county. Eligible sites will be limited to areas where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Duke Energy certifies that there is no prior commitment to make this contribution and that it is being performed solely in an effort to settle this enforcement action. AQ 26527 Sherwin Alumina, L.P. CLEAN UP 04/29/2006 1.00:1 4,425.00 0.00 2,213.00 Sherwin Alumina, L.P. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Unauthorized Trash Dump Clean-Up project in San Patricio County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, RC&D will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in San Patricio County. Eligible sites will be limited to those where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 2898 Texas Department of Transportation 05/28/2006 1.00:1 2,750.00 0.00 0.00 14,706.00 3,080.00 3,080.00 2,212.00 2,212.00 2,750.00 14,706.00 3,080.00 3,080.00 2,212.00 2,212.00 2,750.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 2 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT The Texas Department of Transportation will contribute to the National Audubon Society for its Rio Bosque Wetlands Park Project a cooperative between the Audubon society and the University of Texas at El Paso. A disturbed area in Rio Bosque Wetlands Park will be turned into a productive ecological habitat by increasing plant and animal diversity in the area. SEP monies will pay for the labor and materials costs associated with habitat redefinition and wetlands restoration. Wells will be opened and native plants will be planted. Exotic plants will be removed. This plant project is not part of the Texas Department of Transportation's normal vegetation management program and represents an expansion of the Texas Department of Transportation's native plant restoration efforts in El Paso County. AQ 17749 CLEAN UP Cemex Inc. 01/26/2006 1.00:1 123,608.00 0.00 61,804.00 Cemex will contribute to Keep Odessa Beautiful, Inc. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Keep Odessa Beautiful, Inc. and the Texas Commission on Environmental Quality. Citizens will bring in recyclable materials, household hazardous waste, large metal appliances, and tires for a Texas Recycles Day and Household Hazardous Waste Collection event. Keep Odessa Beautiful will collect and properly dispose of or recycle these items at no cost to the citizens. The project will also educate citizens about the need to properly dispose of waste and tires collected during the Texas Recycles Day and Household Hazardous Waste Collection event. AQ 27823 ExxonMobil Oil Corporation 06/26/2006 1.00:1 8,300.00 1,660.00 3,320.00 PUBLIC EDUCATION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. AQ 25213 The Dow Chemical Company 04/14/2006 1.00:1 51,750.00 10,350.00 20,700.00 POLLUTION REDUCTION The contribution will benefit a school within Brazoria County. SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting schools' existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 25338 CEMEX Cement of Texas, L.P. 04/14/2006 1.00:1 70,525.00 14,105.00 28,210.00 CLEAN UP The contribution will be used to clean up sites in Ector County where tires have been disposed illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. AQ 25484 Nucor Corporation 03/06/2006 1.00:1 8,000.00 1,600.00 3,200.00 2,750.00 61,804.00 61,804.00 3,320.00 3,320.00 20,700.00 20,700.00 28,210.00 28,210.00 3,200.00 2,750.00 61,804.00 61,804.00 3,320.00 3,320.00 20,700.00 20,700.00 28,210.00 28,210.00 3,200.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 3 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION AQ 27652 Exxon Mobil Corporation POLLUTION REDUCTION AQ 27651 Exxon Mobil Corporation Nucor will contribute the offset amount of Three Thousand Two Hundred Dollars ($3,200) to Leon County for its Citizen Collection Station project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Leon County and the Texas Commission on Environmental Quality. Nucor will contribute to Leon County for its Waste Transfer Station Project. The County will make improvements to Leon County's Precinct #3 Waste Transfer Station. The project will provide the County Precinct the means for preventing illegal dumping of municipal solid waste in rural areas. The County will use the SEP monies to create additional space and containers to manage the waste generated within the County. The Precinct #3 Waste Transfer Station currently has one roll-off box and one trash compactor to serve the entire northwestern portion of Leon County. The amount of waste currently managed at the station has outgrown the confines of the existing site resulting in illegal dumping in the immediate vicinity of the waste transfer station as well as in rural areas of the County. The waste transfer station expansion will prevent illegal dumping near the transfer station as well as minimize the proliferation of illegal waste dumps within the County by providing additional space and containers to manage the waste generated within the County. The County will double the size of the existing waste transfer station, which will allow for the placement of two additional roll-off boxes at the site. SEP monies will be used to pay for the cost of clearing additional land, preparing and stabilizing a pad for roll-off boxes and for additional security fencing. 07/22/2006 1.00:1 10,807.00 0.00 5,404.00 Exxon will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. Exxon certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. 06/26/2006 1.00:1 3,525.00 705.00 1,410.00 3,200.00 5,403.00 5,403.00 1,410.00 3,200.00 5,403.00 5,403.00 1,410.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 4 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION AQ 27288 National Oilwell Varco, L.P. CLEAN UP AQ 26958 H. E. Butt Grocery Company ENVIRONMENTAL ENHANCEMENT AQ 27038 Exxon Mobil Corporation Exxon will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus Project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used solely for the purchase of new "clean fuel technology" buses, or for retrofitting and refurbishing existing diesel buses in Harris County. All dollars contributed will be used for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. Exxon certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. 06/15/2006 1.00:1 23,000.00 4,600.00 9,200.00 Varco, L.P. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc., for its Household Hazardous Waste Clean-Up Project, in Midland County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contributions will be used to provide local residents with a means of properly disposing household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to apy for the associated labor, materials, and disposal cost. Citizens will be not charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 06/15/2006 1.00:1 5,000.00 1,000.00 2,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. Native plants that will provide maximum benefit for the wildlife of Mitchell Lake will be reintroduced throughout the uplands. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by restoring native habitat that will benefit native wildlife. 06/15/2006 1.00:1 6,675.00 1,335.00 2,670.00 1,410.00 9,200.00 9,200.00 2,000.00 2,000.00 2,670.00 1,410.00 9,200.00 9,200.00 2,000.00 2,000.00 2,670.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 5 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION AQ 25737 The Lubrizol Corporation POLLUTION PREVENTION AQ 19392 Magellan Terminals Holdings, L.P. CLEAN UP AQ 20102 Chevron Phillips Chemical Company LP POLLUTION REDUCTION AQ 27331 ExxonMobil Oil Corporation Exxon Mobil will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's (FHWA) Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/28/2006 1.00:1 6,396.00 1,279.00 2,559.00 Lubrizol will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus Project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used solely for the purchase of new "clean fuel technology" buses, or for retrofitting and refurbishing existing diesel buses in Harris County. All dollars contributed will be used for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/30/2005 1.00:1 19,000.00 3,800.00 7,600.00 Magellan will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D") abandoned tire clean-up program in Nueces County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally in Nueces county. Eligible sites will be limited to areas where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Magellan certifies that there is no prior commitment to make this contribution and that it is being performed solely in an effort to settle this enforcement action. 02/05/2006 1.00:1 278,250.00 0.00 208,687.50 Chevron Phillips will contribute to South East Texas Regional Planning Commission's (SETRPC) West Port Arthur Home Energy Efficiency Program. The SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 07/14/2006 1.00:1 16,867.00 3,373.00 6,747.00 2,670.00 2,558.00 2,558.00 7,600.00 7,600.00 69,562.50 69,562.50 6,747.00 2,670.00 2,558.00 2,558.00 7,600.00 7,600.00 69,562.50 69,562.50 6,747.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 6 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION ExxonMobil will contribute to Jefferson County for its Southeast Texas Regional Air Monitoring Network. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Jefferson County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. ExxonMobil certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by measuring ozone and nitrogen oxide at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. This data is accessible to TCEQ and the public. Continued monitoring will help TCEQ and local governments better respond to citizen's questions about public health as it relates to air quality and will enable TCEQ to better identify emission sources. AQ 28367 The Dow Chemical Company 08/28/2006 1.00:1 2,350.00 470.00 940.00 PUBLIC EDUCATION This project includes the lease/contracting for services of air monitoring equipment, Fourier Transform Infra Red (FTIR) and other associated monitoring equipment, site preparation (including power and a shelter for the monitoring equipment), installation, operation and maintenance for a minimum of a two year period. Data validation management and reporting, and site closure and restoration will also be performed as a part of this project using methods approved by the TCEQ. The FTIR will analyze volatile organic compounds in ambient air. Harris County, in cooperation with the TCEQ, will establish Internet connectivity and automated data ingestion into the TCEQ LEADS system. SEP monies will fund the lease/contract for services of the FTIR and related equipment, site creation, preparation and installation of the FTIR, and the operation and maintenance of the FTIR site for a minimum of two years. SEP monies will also be used to pay for any equipment, software, and programming associated with establishing Internet connectivity and automated data ingestion. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 11761 Kingsville Material Corporation 10/24/2005 1.00:1 10,000.00 0.00 5,000.00 ENVIRONMENTAL RESTORATION Will contribute to Texas A&M university at Kingsville. Contribution will be used in the South Texas Native Plant Restoration Seed Collection project in Duval County. The project involves collecting native grass, forb, and shrub seeds. The seeds will be taken from plants based on the range of distribution, wildlife value, liestock forage value, drought tolerance, harvest ability, plant vigor, and successional stage of the plants. The seed collected will be cleaned, processed, and stored. SEP monies will be used to pay for the cost of seed collection. AQ 6038 WASTE MANAGEMENT OF 07/14/2006 1.00:1 62,595.00 TEXAS, INC. 0.00 31,297.00 6,747.00 940.00 940.00 5,000.00 5,000.00 31,298.00 6,747.00 940.00 940.00 5,000.00 5,000.00 31,298.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 7 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT AQ 27258 Hirschfeld Steel Co., Inc. POLLUTION REDUCTION AQ 27429 Hope Agri Products of Texas, Ltd. CLEAN UP AQ 5820 El Paso Field Services, L.P. POLLUTION PREVENTION AQ 3192 Coastal Refining & Marketing, Inc. Waste Management will contribute to the Audubon Society's Mitchell Lake project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the National Audubon Society and the Texas Commission on Environmental Quality. Mitchell Lake is located on 1,300 acres in San Antonio's Council District 3 and occupies 600-acres including adjacent wetlands. Approximately three hundred species have been recorded in the area, and the site is renowned as a premier regional birding location. SEP monies will pay for labor and materials to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary. Non-native, exotic plant species will be removed, and native grasses and plants will be reestablished to provide maximum benefit for the wildlife of Mitchell Lake. 06/26/2006 1.00:1 21,350.00 4,270.00 8,540.00 Hirschfeld will contribute to the San Angelo Friends of the Environment ("SAFE") for its Recyling Center in Tom Green County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the San Angelo Friends of the Environment and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the cost of purchasing recycling equipment and for disposal and labor costs associated with recycling and properly disposing of items brought to the recycling center. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/15/2006 1.00:1 16,000.00 3,200.00 6,400.00 Hope will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Unauthorized Trash Dump Clean-Up project in Lamar County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, RC&D will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Lamar County. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 05/12/2006 1.00:1 202,400.00 0.00 106,439.00 El Paso will contribute to Texas A&M University-Corpus Christi for its AutoCheck program in Nueces County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas A&M University - Corpus Christi and the Texas Commission on Environmental Quality. AutoCheck is a remote vehicle emission sensing system that identifies polluting vehicles and informs the vehicle operators about the health of their vehicle via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on identified polluting vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. SEP monies will be used to pay for repair vouchers, equipment maintenance, and a program operator. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. 12/30/2005 1.00:1 272,097.00 0.00 136,049.00 31,298.00 31,298.00 8,540.00 8,540.00 8,540.00 8,540.00 6,400.00 6,400.00 6,400.00 6,400.00 95,961.00 95,961.00 95,961.00 95,961.00 136,048.00 136,048.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 8 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION AQ 28106 Huntsman Petrochemical Corporation POLLUTION REDUCTION AQ 22862 Sunoco Partners Marketing & Terminals L.P. POLLUTION REDUCTION AQ 24591 Exxon Mobil Corporation POLLUTION REDUCTION AQ 24073 Rohm And Haas Texas, Incorporated Will contribute to University of Texas-Corpus Christi Air Monitoring Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between University of Texas and the Texas Commission on Environmental Quality. The SEP described in that Agreement is directed at monitoring and recording the concentrations of specific air emissions near the Corpus Christi ship channel. Under the Agreement between the University and the TCEQ, the University will install, maintain and operate a network of at least seven air-monitoring stations along the Corpus Chrisiti ship channel. Data obtained from the monitors will be made available to the public via the TCEQ website as soon as possible upon availability. The public will also be able to view the images captured by the surveillance cameras via the Internet. 136,048.00 08/20/2006 1.00:1 15,798.00 0.00 7,899.00 7,899.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, funds will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. 7,899.00 04/14/2006 1.00:1 95,077.00 19,015.00 38,031.00 38,031.00 Sunoco will contribute to Jefferson County's Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 38,031.00 01/26/2006 1.00:1 8,662.00 1,732.00 3,465.00 Exxon Mobil will contribute to the Education Foundation of Harris County for its Adopt-A- School Bus Project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting school's existing buses with emission reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the Californa Air Resources Board. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. Exxon Mobil will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 3,465.00 3,465.00 04/14/2006 1.00:1 19,500.00 3,900.00 7,800.00 7,800.00 136,048.00 7,899.00 7,899.00 38,031.00 38,031.00 3,465.00 3,465.00 7,800.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 9 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION Rohm and Haas will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. The contribution will be made pursuant to the agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. Specifically, the contribution will benefit an Independent School District (ISD) within Harris County. SEP monies will be used to pay for the cost of replacing an ISD's older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting the ISD's existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Rohm and Haas will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. Rohm and Haas certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by resulting in a direct reduction in particulate matter (PM), volatile organic compounds (VOCs), and nitrogen oxides (NOx) emissions. The use of alternative fueled buses, clean diesel buses, and retrofitted older buses in combination with the use of ultra low sulfur diesel will result in significant emissions reductions. Specifically, a pre-2004 bus replaced with a new clean diesel bus will result in a 95% reduction in PM emissions, a 100% reduction in CO emissions, and a 50% reduction in NOx emissions. AQ 27411 Stonewater Pipeline Company, 05/28/2006 1.00:1 L.P. 4,750.00 950.00 1,900.00 POLLUTION PREVENTION Stonewater Pipeline will contribute to the Texas Association of Resource Conversation and Development Areas, Inc. ("RC&D") for its Plugging Abandoned Water Wells in Sutton County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution will be used to plug abandoned water wells where there is no responsible party that can be identified to plug the well. AQ 10801 ExxonMobil Oil Corporation 06/15/2006 1.00:1 80,444.00 0.00 40,222.00 POLLUTION REDUCTION Exxon will contribute to Jefferson County for its Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles project in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Jefferson County will use the contribution to purchase alternative fueled equipment and vehicles which will replace gasoline and diesel powered equipment and vehicles. The County will purchase alternative fueled equipment such as propane or electric powered lawn mowers and propane powered light duty and heavy equipment. The replaced gasoline and diesel powered equipment and vehicles will be permanently retired and only sold for scrap. Jefferson County will also retrofit currently owned equipment and vehicles into alternative fueled equipment and vehicles in order to lower emissions. All retrofits will meet EPA standards. Jefferson County will not use the vehicles or equipment purchased to comply with the Texas Clean Fleet Program. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. AQ 28208 Chevron Phillips Chemical Company LP 08/28/2006 1.00:1 19,800.00 3,960.00 7,920.00 7,800.00 1,900.00 1,900.00 40,222.00 40,222.00 7,920.00 7,800.00 1,900.00 1,900.00 40,222.00 40,222.00 7,920.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 10 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used solely for the purchase of new "clean fuel technology" buses, or for retrofitting and refurbishing existing diesel buses in Harris County. All dollars contributed will be used for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 27375 Total Petrochemicals USA, Inc. 07/22/2006 1.00:1 3,725.00 745.00 1,490.00 POLLUTION REDUCTION Total Petrochemicals will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. Total Petrochemicals certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. AQ 23283 Duke Energy Field Services, LP 12/30/2005 1.00:1 150,150.00 30,030.00 60,060.00 CLEAN UP Duke Energy will contribute $30,030 to RC&D's Household Hazardous Waste Clean-Up project in Pecos County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of Resource Conservation & Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which provides local residents a means of properly disposing of household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in a one day collection event. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. SEP monies are used solely for collection, recycling, and disposal. 7,920.00 1,490.00 1,490.00 60,060.00 30,030.00 7,920.00 1,490.00 1,490.00 60,060.00 30,030.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 11 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION Duke Energy will contribute $30,030 to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance project in Pecos County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of providing low-income rural homeowners with assistance to repair or replace their failing on-site wastewater treatment systems. SEP monies will be used to pay for the labor and materials cost associated with repairing or replacing the systems. The recipients are low-income and will not be charged for the cost of the repairs or replacements of their wastewater systems. AQ 23583 Kinder Morgan Production Company LP 11/06/2005 1.00:1 2,180.00 0.00 1,090.00 POLLUTION PREVENTION Kinder Morgan will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used by RC&D to plug abandoned wells in Scurry County where there is no responsible party able to plug the wells. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 28393 Chevron Phillips Chemical Company LP 07/22/2006 1.00:1 13,425.00 2,685.00 5,370.00 CLEAN UP The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Hutchinson County. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 21859 Marshall Pottery Inc. POLLUTION PREVENTION 07/22/2006 1.00:1 28,800.00 0.00 14,400.00 Marshall Pottery will contribute to the Northeast Texas Municipal Water District's Wastewater Treatment Assistance project in Harrison County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Northeast Texas Municipal Water District and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide assistance to low-income homeowners to repair or replace failing on-site septic systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. AQ 19562 Veolia ES Technical Solutions, 03/23/2006 1.00:1 LLC 31,920.00 6,384.00 12,768.00 30,030.00 1,090.00 1,090.00 5,370.00 5,370.00 14,400.00 14,400.00 12,768.00 30,030.00 1,090.00 1,090.00 5,370.00 5,370.00 14,400.00 14,400.00 12,768.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 12 of 45 Single Program POLLUTION REDUCTION Appendix 8 - List of SEP's & SEP Projects - FY2006 Onyx Environmental Services, L.L.C. will contribute to the Southeast Texas Regional Planning Commission ("SETRPC") for its Home Energy Efficiency Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Southeast Regional Planning Commission and the Texas Commission on Environmental Quality. SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Onyx Environmental Services, L.L.C. certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing residential fuel and electricity usage for heating and cooling. These reductions, in turn, will reduce emissions of VOCs, NOx and PM associated with the combustion of fuel and the generation of electricity. Additionally, the improvements will improve homes as shelters for responding to emergency releases. 12,768.00 12,768.00 The offset of Twelve Thousand Seven Hundred Sixty-Eight Dollars ($12,768) of the administrative penalty is based upon the Onyx Environmental Services, L.L.C.'s agreement to contribute Twelve Thousand Seven Hundred Sixty-Eight Dollars ($12,768) to the project described above and to comply with all other provisions of this SEP. AQ 28848 Wall Co-operative Gin POLLUTION REDUCTION 08/20/2006 1.00:1 2,500.00 500.00 1,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the cost of purchasing recycling equipment and for disposal and labor costs associated with recycling and properly disposing of items brought to the recycling center. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 25058 The Premcor Refining Group 06/15/2006 1.00:1 Inc. 6,860.00 1,372.00 2,744.00 ENVIRONMENTAL ENHANCEMENT Premcor will contribute to the Southeast Texas Regional Planning Commission ("SETRPC") for its Home Energy Efficiency Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Southeast Regional Planning Commission and the Texas Commission on Environmental Quality. SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 23726 The Dow Chemical Company 11/06/2005 1.00:1 2,500.00 500.00 1,000.00 1,000.00 1,000.00 1,000.00 1,000.00 2,744.00 2,744.00 2,744.00 2,744.00 1,000.00 1,000.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 13 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION Dow will contribute to Harris County Pollution Control Division's Meteorological Monitoring Equipment Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Harris County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to purchase meteorological monitoring equipment. The Harris County Pollution Control Division is currently installing ozone monitors in a few public buildings such as libraries, and the meteorological monitoring equipment will be added to some of the same locations. These monitors will contribute data to the TCEQ's ozone monitoring system which will assist in tracking ozone plumes. The tracking of ozone plumes assists efforts to understand the production and movement of ozone. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. AQ 27024 Chevron Phillips Chemical Company LP 06/15/2006 1.00:1 31,875.00 6,375.00 12,750.00 POLLUTION REDUCTION Chevron Phillips will contribute to Jefferson County for its Southeast Texas Regional Air Monitoring Network. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. AQ 18909 Duke Energy Field Services, LP 12/30/2005 1.00:1 2,625.00 0.00 1,312.00 POLLUTION PREVENTION Duke Energy Field Services, L.P. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance Project, in Midland County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to provide low-income rural homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 24582 Johann Haltermann, Ltd. POLLUTION PREVENTION 12/30/2005 1.00:1 7,140.00 1,428.00 2,856.00 Johann Haltermann, Ltd. will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will bue used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emisstion control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 28954 Nova Chemicals Inc. 08/20/2006 1.00:1 2,500.00 500.00 1,000.00 1,000.00 12,750.00 12,750.00 1,313.00 1,313.00 2,856.00 2,856.00 1,000.00 1,000.00 12,750.00 12,750.00 1,313.00 1,313.00 2,856.00 2,856.00 1,000.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 14 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used solely for the purchase of new "clean fuel technology" buses, or for retrofitting and refurbishing existing diesel buses in Harris County. All dollars contributed will be used for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 23670 E. I. du Pont de Nemours and 02/20/2006 1.00:1 Company 6,150.00 0.00 3,075.00 ENVIRONMENTAL ENHANCEMENT Du Pont will contribute to the National Audubon Society for its North Bay Sanctuary Habitat Improvement Project in San Patricio County. The Sanctuary is a seventy-five acre, largely wooded tract containing a five acre pond. SEP monies will be used to pay for the cost of controlling Prickly Pear cacti and for removing invasive species and maintaining existing roads in the Sanctuary. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. AQ 26361 Frontera Materials, Inc. POLLUTION REDUCTION 07/22/2006 1.00:1 10,000.00 0.00 5,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. AQ 15069 Reece Albert, Inc. POLLUTION PREVENTION 12/15/2005 1.00:1 10,000.00 2,000.00 4,000.00 Reece Albert, Inc. will contribute to San Angelo Friends of the Environment for the San Angelo Friends of the Environmental Recycling Center project in Tom Green County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the San Angelo Friends of the Environment and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of purchasing recycling equipment and for disposal and labor costs associated with recycling and properly disposing of items brought to the recycling center. The San Angelo Friends of the Environment will purchase a glass recycling bin to accompany a recently purchased glass pulverizer. This is a specialized recycling bin that meets TCEQ requirements for receptacles holding glass waiting to be pulverized. Currently, there are no other recycling centers in the area that recycle glass, and this specialized recycling bin is really needed. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 12705 Duke Energy Field Services, LP 03/06/2006 1.00:1 23,625.00 4,725.00 9,450.00 1,000.00 3,075.00 3,075.00 5,000.00 5,000.00 4,000.00 4,000.00 9,450.00 1,000.00 3,075.00 3,075.00 5,000.00 5,000.00 4,000.00 4,000.00 9,450.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 15 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION POLLUTION REDUCTION AQ 13027 Chevron Phillips Chemical Company LP POLLUTION REDUCTION AQ 24632 Invista S.a.r.l. POLLUTION REDUCTION AQ 28200 ExxonMobil Oil Corporation PUBLIC EDUCATION AQ 25123 PD Glycol Duke Energy will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance project in Waller County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Waller County will receive $2,520 for the project. Specifically, the contribution will be used by RC&D in this county to cover the direct cost of the project to provide low-income rural homeowners with failing on-site wastewater treatment assistance to enable repair or replacement of their failing systems at no cost to the homeowners. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance will all federal, state, and local environmental laws and regulations. Duke Energy will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance project in Sabine County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Sabine County will receive $6,930 for the project. Specifically, the contribution will be used by RC&D in this county to cover the direct cost of the project to provide low-income rural homeowners with failing on-site wastewater treatment assistance to enable repair or replacement of their failing systems at no cost to the homeowners. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance will all federal, state, and local environmental laws and regulations. 11/06/2005 1.00:1 3,925.00 785.00 1,820.00 Contribution to the City of Fritch for its Tire Cutter Acquisition project. The contribution will be used by the city to purchase a tire cutter which will be used in the Fritch Recycling Center. The tire cutter will allow the City to load more tires on to a truck which will reduce the cost of shipping and make sending tires for recycling or fuel use to an end user for tires affordable for the City. 02/05/2006 1.00:1 9,000.00 1,800.00 3,600.00 INVISTA will contribute to the City of Victoria for its Retrofit of City of Victoria Solid Waste Trucks project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Victoria and the Texas Commission on Environmental Quality. Specifically, SEP monies will be used to pay for the installation of retrofit technology in approximately ten City of Victoria solid waste trucks. The trucks will be installed with nitrous oxide ("NOx") reduction retrofit technologies. All City of Victoria solid waste trucks are diesel fueled and produce approximately three times the ozone forming pollutants of gasoline engines. The City of Victoria's trucks operate approximately 40 hours per week which significantly contributes to NOx emissions in Victoria. The average NOx produced by ten diesel truck engines is .025 tons per day. 08/28/2006 1.00:1 12,616.00 2,523.00 5,047.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. 02/20/2006 1.00:1 12,300.00 2,460.00 4,920.00 2,520.00 6,930.00 1,320.00 1,320.00 3,600.00 3,600.00 5,046.00 5,046.00 4,920.00 2,520.00 6,930.00 1,320.00 1,320.00 3,600.00 3,600.00 5,046.00 5,046.00 4,920.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 16 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT AQ 25381 Ashland Inc. POLLUTION REDUCTION AQ 26727 The Lubrizol Corporation POLLUTION REDUCTION PD Glycol, will contribute to the Southeast Texas Regional Planning Commission's West Port Arthur Home Efficiency Program in Jefferson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Southeast Texas Regional Planning Commission and the Texas Commission on Environmental Quality. Southeast Texas Regional Planning Commission will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/24/2005 1.00:1 3,000.00 600.00 1,200.00 Specifically, SEP monies will pay for the purchase of EPA approved electric lawn mowers and low-emission line trimmers or leaf blowers by the City of Garland for its Lawn Equipment Replacement Project in Dallas County. The City will retire an older gasoline powered piece of equipment at the same time it purchases a new low emission piece of equipment. The old equipment will be recycled and permanently retired and will not be sold. 06/15/2006 1.00:1 53,400.00 10,680.00 21,360.00 Lubrizol will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board Lubrizol certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by reducing particulate emissions on buses by more than 90% below today's level and reducing hydrocarbons below measurement capability. AQ 25163 CROWN Cork & Seal USA, Inc. 12/15/2005 1.00:1 13,750.00 2,750.00 5,500.00 POLLUTION REDUCTION SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses in Montgomery County ISDs. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. AQ 27967 ExxonMobil Oil Corporation 07/22/2006 1.00:1 8,112.00 1,622.00 3,245.00 4,920.00 1,200.00 1,200.00 21,360.00 21,360.00 5,500.00 5,500.00 3,245.00 4,920.00 1,200.00 1,200.00 21,360.00 21,360.00 5,500.00 5,500.00 3,245.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 17 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program PUBLIC EDUCATION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located at Sabine Pass, Mauriceville, Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School sites. SEP monies will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. AQ 17006 Chevron Phillips Chemical Company LP 05/12/2006 1.00:1 78,697.00 0.00 39,349.00 CLEAN UP Chevron Phillips will contribute Thirty-Nine Thousand Three Hundred Forty-Eight Dollars ($39,348) to the City of Fritch ("City") for its Tire Cutter Acquisition project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Fritch and the Texas Commission on Environmental Quality. The City will purchase a tire cutter which will be used in the Fritch Recycling Center. The tire cutter will allow the city to load more tires on to a truck which will reduce the cost of shipping and make sending tires for recycling or fuel use to an end user for tires affordable for the City. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 21226 Arkema, Inc. POLLUTION REDUCTION 08/20/2006 1.00:1 9,594.00 0.00 4,797.00 Arkema, Inc. will contribute to Jefferson County for its Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles project in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Jefferson County will use the contribution to purchase alternative fueled equipment and vehicles which will replace gasoline and diesel powered equipment and vehicles. The County will purchase alternative fueled equipment such as propane or electric powered lawn mowers and propane powered light duty and heavy equipment. The replaced gasoline and diesel powered equipment and vehicles will be permanently retired and only sold for scrap. Jefferson County will also retrofit currently owned equipment and vehicles into alternative fueled equipment and vehicles in order to lower emissions. All retrofits will meet EPA standards. Jefferson County will not use the vehicles or equipment purchased to comply with the Texas Clean Fleet Program. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. IHW 23406 Veolia ES Technical Solutions, 11/24/2005 1.00:1 LLC 6,400.00 1,280.00 2,560.00 POLLUTION REDUCTION SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. IHW 21923 Stewart & Stevenson Tactical 01/26/2006 1.00:1 Vehicle Systems, LP 94,489.00 0.00 47,248.00 3,245.00 39,348.00 39,348.00 4,797.00 4,797.00 2,560.00 2,560.00 47,241.00 3,245.00 39,348.00 39,348.00 4,797.00 4,797.00 2,560.00 2,560.00 47,241.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 18 of 45 Single Program CLEAN UP MSW 13848 CLEAN UP MSW 27525 CLEAN UP MSW 25122 CLEAN UP Appendix 8 - List of SEP's & SEP Projects - FY2006 City of Edinburg City Of Robert Lee City Of San Angelo Stewart & Stevenson will contribute to the Texas Association of Resource Conservation and Development Ares, Inc. (RC&D) for its Clean-up of Unauthorized Trash Dumps project in Austin County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which cleans up unauthorized sites where trash has been illegally disposed. Eligible dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. 02/05/2006 1.00:1 16,275.00 0.00 0.00 The City of Edinburg will conduct a cleanup of illegally dumped material located three quarters of a mile west of Highway 281 off of FM 2812, one and a half miles to the north and one half miles to the south on an old railroad right-of-way just outside the city limits. The illegally dumped material is comprised of 3,500 cubic yards of household garbage and construction debris, including 225 tires. There is no responsible party able to clean this site. This area is patrolled by County Deputy Sherriff's Office and constables. It is an area that has little to no garbage service. The city has in the past worked with county officials to curtail illegal dumping as much as possible by routinely patrolling the area. The city has begun to offer city garbage collection and brush collection to these areas. No dumping signs that have been stolen in the past will now be replaced. Once the area is cleaned it will become a routine part of the city's garbage route section and will be patrolled frequently by city staff as well as by Hidalgo County. SEP monies will be used to pay for overtime labor and disposal costs. 06/15/2006 1.00:1 4,950.00 990.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Coke County. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/29/2006 1.00:1 16,000.00 0.00 0.00 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Household Hazardous Waste Clean-Up project in Tom Green County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation & Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which provides local residents a means of properly disposing of household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in a one day collection event. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. SEP monies are used solely for collection, recycling, and disposal. 47,241.00 16,275.00 16,275.00 3,960.00 3,960.00 16,000.00 16,000.00 47,241.00 16,275.00 16,275.00 3,960.00 3,960.00 16,000.00 16,000.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 19 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program MSW 23806 CLEAN UP City of Brady PST 28009 GWD Operating, LTD. CLEAN UP PST 21880 West Texas Gas, Inc. ENVIRONMENTAL ENHANCEMENT PST 25407 Henderson County Justice Center CLEAN UP PST 26870 WTG Fuels, Inc. 04/29/2006 1.00:1 12,947.00 2,589.00 0.00 The City of Brady will contribute to the Texas Association of Resource Conservation and Development Areas, Inc ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used by RC&D in its abandoned tire clean-up project in McCulloch County. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. 07/14/2006 1.00:1 4,800.00 960.00 1,920.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites in Dallas County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/30/2005 1.00:1 1,000.00 200.00 400.00 West Texas Gas, Inc. will contribute to the National Audubon Society's South Plains Riparian Restoration project in Lubbock County. SEP monies will be used to restore and enhance approximately one-half mile of riparian habitat on the North Fork of the Double Mountain Fork of the Brazos River in Lubbock County. Invading exotics, such as Salt Cedar and Siberian Elm will be removed. Native willows and cottonwoods will be planted to create a streamed canopy and a variety of fruiting deciduous shrubs and trees which will form a mid-story level. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. West Texas Gas, Inc. will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs 02/05/2006 1.00:1 2,790.00 558.00 0.00 HCJC will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Henderson County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. 06/15/2006 1.00:1 4,500.00 900.00 1,800.00 10,358.00 10,358.00 1,920.00 1,920.00 400.00 400.00 2,232.00 2,232.00 1,800.00 10,358.00 10,358.00 1,920.00 1,920.00 400.00 400.00 2,232.00 2,232.00 1,800.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 20 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP PST 20176 CLEAN UP Wilbarger County PST 8402 Bill Head Enterprise POLLUTION PREVENTION PST 19563 Llano ISD POLLUTION PREVENTION PST 9657 Burnet County WTG will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Unauthorized Trash Dump Clean-Up project in Lamb County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, RC&D will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Lamb County. Eligible sites will be limited to those where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/24/2005 1.00:1 9,500.00 1,900.00 0.00 Specifically, the contribution will be used to clean-up unauthorized trash dumps in Wilbarger County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. 11/06/2005 1.00:1 30,000.00 0.00 15,000.00 The Institute will provide low-income homeowners with no water or wastewater or who have failing on-site wastewater treatment systems with technical and financial assistance to install, repair, or replace those water or wastewater sewage systems. The Institute teams with low-income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. 02/20/2006 1.00:1 3,200.00 640.00 0.00 The LCRA will co-sponsor or sponsor household hazardous waste (HHW) collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments in Llano County. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as paint, tires, pesticides, motor oil, oil filters, anitfreeze, batteries, and household cleansers. Citizens will be encouraged to "reuse" unused portions of properly labeled and handled chemical products through the reusable materials exchange. SEP monies will be used by LCRA to pay for additional HHW disposal costs to supplement scheduled events, add special collection events, such as tire, battery, used oil and paint collection events, and to add additional collection events. 09/30/2005 1.00:1 4,050.00 0.00 0.00 1,800.00 7,600.00 7,600.00 15,000.00 15,000.00 2,560.00 2,560.00 4,050.00 1,800.00 7,600.00 7,600.00 15,000.00 15,000.00 2,560.00 2,560.00 4,050.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 21 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP PST 15715 Regional Transportation Authority CLEAN UP PST 23793 City of Pearsall POLLUTION PREVENTION PST 25738 Texas Department of Transportation Burnet County will contribute to the Lower Colorado River Authority ("LCRA") for its Household Hazardous Waste and Reusable Materials Collection project in Burnet County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the LCRA and the Texas Commission on Environmental Quality. The LCRA will co-sponsor or sponsor household hazardous waste ("HHW") collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments in Burnet County. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes: such as paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleansers. Citizens will be encouraged to "reuse" unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to pay for additional HHW disposal costs to supplement scheduled events, add special collection events, such as tire, battery, used oil, and paint collection events, and to add additional collection events. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. 03/06/2006 1.00:1 3,750.00 750.00 0.00 Regional Transportation Authority will contribute to the Beautify Corpus Christi Association. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Beautify Corpus Christi Association and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Nueces County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/30/2005 1.00:1 2,140.00 0.00 0.00 The City of Pearsall will replace 350 linear feet of existing water line with 2" PVC plastic line to approximately eight homes. The homeowners are low-income. The existing line is a 1.5" steel line which is substandard and corroding. There is no requirement for the City of Pearsall to connect these homes to the city water service. SEP monies will be used to provide this water line to residents. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Pearsall will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. The City of Pearsall certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 06/15/2006 1.00:1 1,875.00 375.00 0.00 4,050.00 3,000.00 3,000.00 2,140.00 2,140.00 1,500.00 4,050.00 3,000.00 3,000.00 2,140.00 2,140.00 1,500.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 22 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP TXDOT will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Unauthorized Trash Dump Clean-Up project in Dewitt County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, RC&D will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Dewitt County. Eligible sites will be limited to those where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. PST 24945 Texas Department of Transportation ENVIRONMENTAL ENHANCEMENT 05/12/2006 1.00:1 2,000.00 400.00 0.00 TxDOT will contribute to the National Audubon Society's South Plains Riparian Restoration project in Lubbock County. This is a Supplemental Environmental Project Agreement between the National Audubon Society and the Texas Commission on Environmental Quality. SEP monies will be used to restore and enhance approximately one-half mile of riparian habitat on the North Fork of the Double Mountain Fork of the Brazos River in Lubbock County. Invading exotics, such as Salt Cedar and Siberian Elm will be removed. Native willows and cottonwoods will be planted to create a streamed canopy and a variety of fruiting deciduous shrubs and trees which will form a mid-story level. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. TxDOT will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. PST 24949 City of Edinburg POLLUTION PREVENTION 06/26/2006 1.00:1 8,000.00 1,600.00 0.00 Rensselaeville Insititute for its Self-Help Rio Grande project in Hidalgo County. The contribution will be used in accordance with the Supplemental Environemental Project Agreement between the Rensselaerville Institute and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income home owners with no water or wastewater service or who have failing on-site wastewater treatment systems with technical and financial assistance to install, repair, or replace those water or wastewater sewage systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. PST 19557 Texas Department of Transportation CLEAN UP 11/06/2005 1.00:1 1,875.00 375.00 0.00 The Texas Department of Transportation will contribute to the Coastal Conservation Association--Texas in San Patricio County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Coastal Conservation Association--Texas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in the Big Bay Debris Clean-up project, dedicated to removing abandoned vessels, pilings, markers, dredge pipe, and other hazards from the waters and beaches. SEP monies will be used to pay for disposal costs directly associated with the clean-up of debris targeted for removal from the San Antonio Bay through the Land Cut. PST 25064 Mercedes Independent School 06/26/2006 1.00:1 District 11,000.00 2,200.00 0.00 1,500.00 1,600.00 1,600.00 6,400.00 6,400.00 1,500.00 1,500.00 8,800.00 1,500.00 1,600.00 1,600.00 6,400.00 6,400.00 1,500.00 1,500.00 8,800.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 23 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION PST 22427 Army & Air Force Exchange Service CLEAN UP PWS 17028 City of Alpine POLLUTION REDUCTION PWS 24892 City of Newark ENVIRONMENTAL ENHANCEMENT PWS 16926 City of Huxley POLLUTION PREVENTION PWS 19936 City Of Edgewood Mercedes ISD will contribute to the Texas Association of Resource Conversation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance in Hidalgo County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/23/2006 1.00:1 5,000.00 1,000.00 0.00 AAFES will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Abandoned Tire Clean-Up project in McClennan County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean up sites in McClennan County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 01/26/2006 1.00:1 10,440.00 0.00 0.00 The City of Alpine will plant approximately 200 native trees along a one mile area of Highway 90 from Peach Tree to 8th Street. The City will plant the trees with the cooperation of the Urban Forestry Section of the Texas Forest Service. The City and the Urban Forestry Section will cooperate to establish, protect, and manage these individual trees which will become part of a forest system within this urban environment. The forest system will slow rain water run-off and soil erosion. SEP monies will pay for the cost of the trees, and labor and materials associated with planting the trees. 05/12/2006 1.00:1 1,628.00 326.00 0.00 The City will contribute to the National Audubon Society for its LBJ National Grasslands Erosion Control and Habitat Restoration project in Wise County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the National Audubon Society and the Texas Commission on Environmental Quality. SEP monies will pay for controlling erosion on the LBJ National Grasslands as well as restoring native grassland habitat. The grasslands provide habitat for numerous native plants and animals. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/26/2006 1.00:1 1,634.00 166.00 0.00 The City of Huxley will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D") Wastewater Treatment Assistance in Shelby County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the labor and materials costs associated with repairing or replacing the systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 01/26/2006 1.00:1 3,675.00 735.00 0.00 8,800.00 4,000.00 4,000.00 10,440.00 10,440.00 1,302.00 1,302.00 1,468.00 1,468.00 2,940.00 8,800.00 4,000.00 4,000.00 10,440.00 10,440.00 1,302.00 1,302.00 1,468.00 1,468.00 2,940.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 24 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP PWS 6036 City of Merkel POLLUTION PREVENTION PWS 25605 City of Moody ENVIRONMENTAL ENHANCEMENT PWS 14329 ALDERS, WELDON W W POLLUTION REDUCTION PWS 26904 Sivells Bend Independent School District The City will hold a bulky trash collection event in which citizens may bring bulky trash to dumpsters provided by the City. The local population within the City limits is 61% low to moderate income. Since there are no permitted landfills within Van Zandt County, the proper disposal of large and bulky materials is cost prohibitive for many of the citizens. This frequently results in bulky trash being illegally dumped into right-of-ways, creeks, and fields. The City will provide six to eight 40 cubic yard dumpsters at a site within the City limits and will accept large, bulky materials such as couches, mattresses, appliances, metals, and lumber delivered by the citizens at no cost to the citizens. In some cases, where a resident can demonstrate an inability to transport the trash to the collection site, the City will pickup and deliver the items to the collection site. SEP monies will be used to pay for the overtime labor and disposal costs associated with the collection event. 10/10/2005 1.00:1 2,400.00 0.00 0.00 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D), Waste Water Treatment Assistance Project, in Taylor County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for the direct cost of the project, which provides low-income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and materials costs associated with repairing or replacing of the systems. The recipients are low-income and will not be charged for the cost of the repairs or replacements of their wastewater systems. 03/23/2006 1.00:1 1,050.00 210.00 0.00 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance project in McLennan County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable repair or replacement of their failing on-site wastewater systems. Eligible recipients will not be charged for the cost of replacing or repairing the failing systems. SEP monies will be used to pay for the direct cost of labor and materials costs related to repairing or replacing the failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/14/2006 1.00:1 22,050.00 0.00 11,025.00 Mr. Alders will mitigate water hyacinth in a three mile area of the Dayton Canal just four miles south of the City of Dayton, between Hwy 146 and the Trinity River. Water hyacinth is a non-native and invasive aquatic plant found in Texas and along the entire Gulf Coast. Environmental problems associated with water hyacinth include water loss, inhibition of water flow, increased sedimentation rate, and degradation of water quality and biodiversity. It also becomes breeding ground for mosquitos. The mitigation will be accomplished via accepted integrated best management practices. Mr. Alders will make two applications of an herbicide approved for use in an aquatic environment and efficacious on water hyacinth. Application of this herbicide has been designated and approved by the Texas Parks and Wildlife Department as part of the best management practice for hyacinth control. SEP monies will be used to pay for the labor and materials costs associated with applying the herbicide. Mr. Alders will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 04/14/2006 1.00:1 1,830.00 0.00 0.00 2,940.00 2,400.00 2,400.00 840.00 840.00 11,025.00 11,025.00 1,830.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps 2,940.00 2,400.00 2,400.00 840.00 840.00 11,025.00 11,025.00 1,830.00 Page 25 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT PWS 20823 City of Goldthwaite POLLUTION REDUCTION PWS 25067 City Of Robert Lee POLLUTION PREVENTION PWS 24881 Bexar County POLLUTION REDUCTION PWS 2002 CLEAN UP City of Cisco PWS 5788 City of Camp Wood Sivells Bend ISD will contribute to the Native Prairies Association of Texas ("NPAT"). The contribution will be used in accordance with the Supplelmental Environmental Project Agreement between Native Prairies Association of Texas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in the Purchase of Tallgrass Prairie Remnants Project in Cooke County. NPAT will purchase prairies in fee simple and purchase conservation easements in counties with identified tallgrass prairie remnants. The properties purchased will be kept as nature preserves and will not be sold for residential or commercial purposes. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/10/2005 1.00:1 668.00 0.00 0.00 The City will plant fifty (50) native trees in the city park to replace trees lost to damage from storms or drought. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. The City certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 02/20/2006 1.00:1 520.00 104.00 0.00 The City of Robert Lee will build and install a Bat House in the Fern Havins Park located in the City of Robert Lee. Fern Havins Park is a multi-use park on the Colorado River and provides good habitat for butterflies, dragonflies, and birds such as the Pied-billed Grebe, Scissor-tailed Flycatcher, Belted Kingfisher, and Great Blue Heron. Fern Havins Park is one of the five locations of the Caliche Loop designated on the Great Panhandle/Plains Wildlife Trail Map. The bat habitat is needed to help control the insect population in a natural way instead of with chemicals which would pollute the water stream. The Colorado River in Fern Havins Park does not have a steady flow, and at times, becomes very stagnant. This creates a breeding ground for mosquitoes. Since bats are nocturnal, they rarely come into contact with most birds. As insects consumed by both bats and insect eating birds are typically not in short supply, there is rarely competition for food. SEP monies will be used to pay for the cost of materials used to build the bat house. 07/14/2006 1.00:1 1,188.00 0.00 0.00 Bexar County, through a contractor, will replace five three-gallon tank power surge toilets in the public restrooms of the Bexar County Juvenile Probation Office. The five toilets will be replaced with three Crane CR3-825 elongated white pressure assist toilets and two CR3-828 ADA elongated handicapped pressure assist toilets. Each new toilet has a 1.6 gallon, low-flush, power surge tank. SEP monies will be used to pay for the new low-flush toilets. Bexar County will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. Bexar County certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/10/2005 1.00:1 7,971.00 0.00 0.00 The City of Cisco will clear a creek that bisects the City which has become overgrown with excessive vegetation and has accumulated brush and debris. Approximately 5612 feet of the creek will be cleared of the excessive vegetation and accumulated brush and debris. SEP monies will be used to pay for the labor, equipment and materials costs associated with removing the debris in the creek and disposing of the debris. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Cisco will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 10/24/2005 1.00:1 893.00 0.00 0.00 1,830.00 668.00 668.00 416.00 416.00 1,188.00 1,188.00 7,971.00 7,971.00 893.00 1,830.00 668.00 668.00 416.00 416.00 1,188.00 1,188.00 7,971.00 7,971.00 893.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 26 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP The City of Camp Wood will conduct a city-wide tire collection day so that citizens may put old tires out with their trash for disposal. The tires will then be collected by the city and properly disposed. The city will charge citizens for the tires that are collected, but the city will charge 50% of what they normally do. SEP monies will be used for the cost of properly disposing of the tires collected. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Camp Wood will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. WQ 2798 City of Glen Rose ENVIRONMENTAL RESTORATION 01/26/2006 1.00:1 14,325.00 0.00 0.00 The City of Glen Rose will implement erosion control measures along 200 feet of Van Zant Creek in the City of Gen Rose. Three undersized culverts will be removed. The culverts have becomes clogged and cause flooding and erosion along the north bank of the creek. The north side of the creek will be covered with rock rip-rap to prevent further erosion. WQ 956 City of Mount Calm CLEAN UP 03/06/2006 1.00:1 16,250.00 0.00 2,250.00 The City will clean up two abandoned lots within the city limits that contain tires, an automobile, a truck, a bus, trash, and concrete beams. The vehicles will be brought to the City's impoundment lot and the City will conduct a notification process for those vehicles with unknown ownership. All items and debris collected from the lots will be properly disposed. No responsible parties can be found to clean these lots and reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the labor and disposal costs associated with cleaning the lots WQ 25653 Special Camps For Special Kids 06/15/2006 1.00:1 6,680.00 1,336.00 0.00 POLLUTION PREVENTION Special Camps will contribute to the Texas Association of Resource Conversation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance in Bosque County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 28147 City of Southside Place POLLUTION PREVENTION 08/20/2006 1.00:1 9,320.00 1,864.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 24934 Texas Polymer Services, Inc. 12/30/2005 1.00:1 24,300.00 0.00 12,150.00 POLLUTION PREVENTION The contribution will be used to pay for the direct cost of providing low income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the proejct, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 21858 City of Beaumont 02/20/2006 1.00:1 10,000.00 0.00 0.00 893.00 14,325.00 14,325.00 14,000.00 14,000.00 5,344.00 5,344.00 7,456.00 7,456.00 12,150.00 12,150.00 10,000.00 893.00 14,325.00 14,325.00 14,000.00 14,000.00 5,344.00 5,344.00 7,456.00 7,456.00 12,150.00 12,150.00 10,000.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 27 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION The City of Beaumont will hire a contractor to replace sewer service lines to eight (8) homes that currently use substandard, sanitary sewer lines. The city will replace 379 linear feet of sanitary sewer service lines from the property line to the house. The home owners will not be charged for any of the tap fees and installation costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Beaumont will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. WQ 25384 Wal-Mart Stores, Inc. CLEAN UP 04/29/2006 1.00:1 18,760.00 3,752.00 7,512.00 Wal-Mart will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Anderson County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 20418 City of Hearne POLLUTION PREVENTION 11/24/2005 1.00:1 12,675.00 2,535.00 0.00 The City of Hearne will extend first-time sewer service to two homes currently utilizing failing on-site sewage systems. SEP monies will be used to pay for the cost of extending lateral connections from the main line, for a bore under Highway 485, and for connecting these two low-income households to the sewer system. This project will be completed at no cost to the recipients. The failing on-site septic systems will be properly abandoned. WQ 10441 Harris County ENVIRONMENTAL RESTORATION 03/06/2006 1.00:1 14,425.00 0.00 0.00 Harris County will contribute to the Harris County Pollution Control District and the Texas Department of Criminal Justice for the Wetland Enhancement Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Harris County Pollution Control Division, the Texas Department of Criminal Justice, and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for materials, supplies, and tools for inmates who will clean-up and /or restore publicly owned property and/or waterways within Harris County. The inmates are provided by the Texas Department of Criminal Justice's Job Training Program. Harris County certifies that there is no prior commitment to make this contribution and that it is being performed solely in an effort to settle this enforcement action. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. WQ 25908 CLEAN UP City of Floresville 06/15/2006 1.00:1 12,120.00 2,424.00 0.00 City of Floresville will contribute to Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Household Hazardous Waste Clean-Up project in Wilson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which provides local residents a means of properly disposing of household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in a one day collection event. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. SEP monies are used solely for collection, recycling, and disposal. * There are Multiple Respondent Names associated to this Case No. 10,000.00 7,496.00 7,496.00 10,140.00 10,140.00 14,425.00 14,425.00 9,696.00 9,696.00 October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps 10,000.00 7,496.00 7,496.00 10,140.00 10,140.00 14,425.00 14,425.00 9,696.00 9,696.00 Page 28 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program WQ 26200 Huntsman Petrochemical Corporation CLEAN UP WQ 25752 ABG Development, Ltd. ENVIRONMENTAL RESTORATION WQ 12093 City of Munday POLLUTION PREVENTION WQ 10271 Czech Catholic Home for the Aged CLEAN UP WQ 25056 City of Rogers 06/15/2006 1.00:1 14,100.00 2,820.00 5,640.00 Huntsman will contribute to the City of Houston for its Household Hazardous Waste Collection in Montgomery County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Houston and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to coordinate and manage a Household Hazardous Waste Collection Facility. The facility will be open to the public twice a week and collect hazardous waste common to households including, but not limited to, paint and thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers. 01/26/2006 1.00:1 6,750.00 1,350.00 2,700.00 ABG Development will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance project in Bexar County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable repair or replacement of their failing on-site wastewater systems. Eligible recipients will not be charged for the cost of replacing or repairing the failing systems. SEP monies will be used to pay for the direct cost of labor and materials costs related to repairing or replacing the failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/22/2006 1.00:1 20,161.00 4,032.00 0.00 The City of Munday will extend a water line from the water treatment plant to the local city owned golf course. This will allow the golf course to use waster effluent for irrigation in lieu of the city's surface water supply. 03/06/2006 1.00:1 6,955.00 0.00 0.00 Czech Catholic will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D") for its Clean-Up of Unauthorized Trash Dumps in Wharton County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commisssion on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which clean-ups unauthorized sites where trash has been illegally disposed. Eligible dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 100% 01/26/2006 1.00:1 6,200.00 1,240.00 0.00 5,640.00 5,640.00 2,700.00 2,700.00 16,129.00 16,129.00 6,955.00 6,955.00 4,960.00 5,640.00 5,640.00 2,700.00 2,700.00 16,129.00 16,129.00 6,955.00 6,955.00 4,960.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 29 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Abandoned Tire Clean-Up project in Bell County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean up sites in Bell County where tires have been disposed illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 2802 City of Galveston POLLUTION PREVENTION 12/30/2005 1.00:1 65,725.00 13,145.00 0.00 The City will contribute to the Trust for Public Land for the Galveston Bay Natural Area Acquisition and Conservation Project ("TPL"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the TPL and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for the identification and acquisition of projects, land purchases, and transfer of land to a public agency or nonprofit organization, which will be the ultimate fee title holder and permanent steward for the property. TPL will ensure that each property is encumbered with a conservation easement which will preserve the property into perpetuity. SEP monies will be used to pay for the purchase of land. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 9866 Adelphi Community Cooperative 10/10/2005 1.00:1 9,450.00 0.00 0.00 ENVIRONMENTAL RESTORATION Contribution to Nature Conservancy's Native Seedstock for Landscape-Scale Restoration to pay for the cost of seedstock development and the development and establishment of native seed production plots, seed preparation, and storage facilities for use in restoration projects across the Clymer Project Area, which is a primary conservation site. WQ 25314 WONG, ROSE T * CLEAN UP 06/15/2006 1.00:1 2,250.00 450.00 900.00 The Wongs will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Clean-Up of Unauthorized Trash Dumps project in Williamson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which cleans-up unauthorized sites where trash has been illegally disposed. Eligible dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 13528 City of Calvert POLLUTION PREVENTION 11/06/2005 1.00:1 4,950.00 0.00 0.00 The City of Calvert will conduct and advertise a Tire Collection Event over a two week period for its citizens. SEP monies will be used for direct costs of collecting and properly disposing of the used tires at no cost to its citizens. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative cost. WQ 25105 Jefferson County Water Control 04/14/2006 1.00:1 & Improvement District 10 9,000.00 0.00 0.00 4,960.00 52,580.00 52,580.00 9,450.00 9,450.00 900.00 900.00 4,950.00 4,950.00 9,000.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps 4,960.00 52,580.00 52,580.00 9,450.00 9,450.00 900.00 900.00 4,950.00 4,950.00 9,000.00 Page 30 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT Jefferson County WC&ID No. 10 will contribute to Jefferson County for its Pleasure Island Shoreline Stabilization project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Jefferson County will stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. This project will seek to correct the erosion problem and will result in less silt and turbidity in the waters. WQ 14733 City of Saint Jo ENVIRONMENTAL ENHANCEMENT 01/26/2006 1.00:1 12,420.00 0.00 0.00 The City of Saint Jo will perform a reclaimed water irrigation project. The City will extend a reclaimed water line approximately 3546 ft. which will allow the connection to Saint Jo's School for irrigation of the baseball and football fields. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. This will reduce the demand from the city's water supply during heavier usage seasons. WQ 27297 Texas Department of Criminal 06/15/2006 1.00:1 Justice 13,750.00 0.00 0.00 POLLUTION PREVENTION Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 1969 Boling Municipal Water District 09/30/2005 1.00:1 26,581.00 0.00 0.00 ENVIRONMENTAL RESTORATION Boling MWD will contribute to the Native Prairies Association of Texas' Purchase of Tallgrass Prairie Remnants in Wharton County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Native Prairies Association of Texas ("NPAT") and the Texas Commission on Environmental Quality. SEP monies will pay for the purchase of prairie land in counties with identified tallgrass prairie remnants. The purchases will be in the form of a fee simple and/or a conservation easement. The lands purchased will be kept as nature preserves and will not be sold for residential or commercial purposes. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 12944 City of Merkel POLLUTION REDUCTION 10/24/2005 1.00:1 21,000.00 4,200.00 0.00 The City will contibute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Treatment Assistance Project in Taylor County. The contribution will be used to pay for the direct cost of the project, which provides low-income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. SEP monies will be used for labor and materials costs associated with repairing or replacing of the systems. the recipients are low-income and will not be charged for the cost of the repairs or replacements of their wastewater systems. WQ 25319 City of Groveton 04/14/2006 1.00:1 13,000.00 2,600.00 0.00 9,000.00 12,420.00 12,420.00 13,750.00 13,750.00 26,581.00 26,581.00 16,800.00 16,800.00 10,400.00 9,000.00 12,420.00 12,420.00 13,750.00 13,750.00 26,581.00 26,581.00 16,800.00 16,800.00 10,400.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 31 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION The City of Groveton presently lacks a location to dispose of bulk waste items, such as large household appliances, furniture, and paint. There are no other disposal locations of this type in the surrounding areas. This project will consist of building a site which will function as a Citizen Collection Station. The site will have two 30 yard roll-off containers, with hinged doors at the ends for ease of waste disposal and control of container volume. The site will be fenced and an attendant will inspect to ensure appropriateness of contents. This project will reduce illegal dumping of large bulk waste in local neighborhoods. SEP monies will be used to pay for the labor and materials costs associated with building the Citizen Collection Station. WQ 26950 Enterprise Products Operating 04/14/2006 1.00:1 L.P. 7,372.00 1,474.00 2,949.00 ENVIRONMENTAL RESTORATION Enterprise will contribute to the Galveston Bay Foundation. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Galveston Bay Foundation and the Texas Commission on Environmental Quality. Specifically, SEP monies will be used to pay for labor and materials costs associated with implementing the Galveston Bay Restoration "Marsh Mania" project. This project includes restoring shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The higher elevation can then be planted with emergent vegetation. WQ 23028 City of La Joya POLLUTION PREVENTION 04/14/2006 1.00:1 12,400.00 0.00 0.00 The City of La Joya will connect sewer service to ten homes that are currently connected to failing on-site septic systems. The homeowners are low-income. The city will install lateral sewer lines from the city's main sewer line to the houses. SEP monies will be used to pay for direct cost of installing the lateral sewer lines and connections. The low-income home owners will not be charged the $1250 for any of the tap fees and installation costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of La Joya will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. WQ 25589 Orange County Water Control 07/14/2006 1.00:1 and Improvement District No. 1 28,425.00 5,685.00 0.00 POLLUTION PREVENTION The District will contribute to the Texas Association of Resource Conversation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance in Orange County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the RC&D and the TCEQ. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 25060 Cayuga Independent School District 04/29/2006 1.00:1 10,250.00 2,050.00 0.00 10,400.00 2,949.00 2,949.00 12,400.00 12,400.00 22,740.00 22,740.00 8,200.00 10,400.00 2,949.00 2,949.00 12,400.00 12,400.00 22,740.00 22,740.00 8,200.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 32 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP Cayuga ISD will contribute to the Texas Association of Resource Conservation and Development Areas, Inc ("RC&D") for its Unauthorized Trash Dump Clean-up project in Anderson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, RC&D will coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally in Anderson County. Eligible sites will be limited to those where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or the government. Additionally, responable efforts have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 25406 City of Crandall POLLUTION PREVENTION 04/29/2006 1.00:1 2,982.00 596.00 0.00 The City will contribute to the Texas Association of Resource Conservation And Development Areas, Inc ("RC&D") for its Wastewater Treatment Assistance project in Kaufman County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable repair or replacement of their failing on-site wastewater systems. Eligible recipients will not be charged for the cost of replacing or repairing the failing systems. SEP monies will be used to pay for the direct cost of labor and materials costs related to repairing or replacing the failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. WQ 24733 SORRELL, DAVID JOSEPH 03/23/2006 1.00:1 9,250.00 1,850.00 3,700.00 CLEAN UP Mr. Sorrell will contribute to the Texas Association of Resource Conservation and Development Areas (RC&D). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. Specificallly, the contribution will be used to clean-up unauthorized trash dumps in Wood County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 13368 Our Lady of Guadalupe Catholic 03/06/2006 1.00:1 Church 3,060.00 0.00 0.00 ENVIRONMENTAL RESTORATION Our Lady of Guadalupe Catholic Church will contribute to Texas A&M University at Kingsville. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas A&M University at Kingsville and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in the South Texas Native Plant Restoration Seed Collection Project which will collect native grass, forb, and shrub seeds from distribution, wildlife value, livestock forage value, drought tolerance, harvest ability, plant vigor, and successional stage of the plants. The seeds collected will be cleaned, processed and stored. SEP monies will be used to pay for the cost of seed collection. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state, and local environmental laws and regulations. WQ 274 City of Port Arthur 12/15/2005 1.00:1 25,425.00 5,085.00 * There are Multiple Respondent Names associated to this Case No. 0.00 8,200.00 2,386.00 2,386.00 3,700.00 3,700.00 3,060.00 3,060.00 20,340.00 October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps 8,200.00 2,386.00 2,386.00 3,700.00 3,700.00 3,060.00 3,060.00 20,340.00 Page 33 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION WQ 943 City of Hillsboro ENVIRONMENTAL ENHANCEMENT WQ 15454 The Lubrizol Corporation ENVIRONMENTAL RESTORATION WQ 7433 City Of Austin The City of Port Arthur will provide wastewater treatment assistance to four low-income households within the City of Port Arthur that currently do not have city sewer service. SEP monies will be spent to extend approximately 755 feet of sewer line to the four low-income households, and for the proper abandonment of the current failing sewage systems at the four homes. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Port Arthur will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 07/14/2006 1.00:1 15,900.00 0.00 0.00 The City will conduct a junk vehicle abatement project. A large number of junk vehicles are located on properties throughout town. Attempts to address the problem via code enforcement have met with very limited success because almost all of the vehicles are on abandoned property or the property owner is low-income and cannot afford to have the vehicles removed. In addition, most of the vehicles do not have clear title and towing companies and salvage operators will not take vehicles without clear title because they do not want to go through the notification process and hold the vehicle on their lot as prescribed by statute. The City is authorized to have an impoundment lot for vehicles but currently doesn't have one. The City will create an impoundment lot and then conduct an outreach effort including publication in the local paper, public service announcements on the radio, and notices on the local cable television's bulletin board. The City will then hire a towing company and begin towing vehicles. Only abandoned vehicles or those vehicles located on the property of low-income individuals will be towed. The vehicles will be brought to the impoundment lot and the City will begin the notification process for those vehicles with unknown ownership. The goal will be to collect at least 150 vehicles. Once a salvage title has been acquired by the City, the vehicle will be collected by a scrap metal company and properly disposed. The City will not profit from scrapping the cars. SEP monies will be used to pay for the labor, materials and advertising costs directly associated with this project. The City will use SEP monies only to pay for the direct cost of implementing the project, and no portion will be spent on administrative costs. The project will be administered in accordance with TCEQ guidance and in compliance with federal, state, and local environmental laws and regulations. The City certifies that there is no prior commitment to do this project 12/15/2005 1.00:1 32,000.00 6,400.00 12,800.00 Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Prescribed burning is one stewardship tool used to maintain a tallgrass prairie ecosystem. If the prairie is not maintained, it can be destroyed by invasive species which primarily include the Chinese Tallow tree and other woody plants. Historically, prairies were managed by grazing, natural fires set by lightning, or fires set by Native Americans to aid in their hunter-gatherer lifestyle. ABNC must employ prescribed burning methods and cannot use more natural stewardship tools due to its location in the center of a highly urbanized and industrialized area. ABNC's stewardship coordinator, who directs the prescribed burning program, has been certified by the Texas Parks and Wildlife Department to conduct prescribed burns. SEP monies will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 10/24/2005 1.00:1 2,300.00 0.00 0.00 20,340.00 15,900.00 15,900.00 12,800.00 12,800.00 2,300.00 20,340.00 15,900.00 15,900.00 12,800.00 12,800.00 2,300.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 34 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION WQ 17391 J.H. Strain & Sons, Inc. POLLUTION PREVENTION WQ 15833 City of Shepherd POLLUTION PREVENTION WQ 25479 City of Arcola POLLUTION PREVENTION WQ 14628 City of Karnes City The City of Austin will contribute to Audubon Texas for its Rare Plant Habitat Protection project at the Balcones Canyon Land National Wildlife Refuge in Travis County, pursuant to the Supplemental Environmental Project Agreement between the National Audubon Society and the Texas Commission on Environmental Quality. The Refuge harbors many plants endemic to Texas and several that are regionally rare. Formal protection of such species is desired. These include, among others, Texabama Croton, Sycamore-leaf Snowbells, Purple Coneflower, Torrey Crag-lily, and Showy Menodora. SEP monies will be used to pay for the cost of reintroducing these rare species onto the refuge and propagating the plants in the greenhouse. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City of Austin will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 09/30/2005 1.00:1 8,100.00 1,620.00 3,240.00 Will make a contribution to RC&D Plugging Abandoned Water Wells Project in Haskell County. SEP monies will be used to pay for the cost of labor and materials associated with plugging abandoned wells. The abondoned site will be chosen where there is not a responsible party able to plug the abandoned well. 10/10/2005 1.00:1 2,620.00 0.00 0.00 The City of Shepherd will install approximately 550 linear feet of 2" Class 200 PVC water line to connect approximately two homes to the city's main water line. This will eliminate the use of shallow well water near septic tanks on the homeowner's property. The wells will be properly plugged. The city will pay for all associated labor and materials costs and will not charge the recipients for these costs. The recipients are low-income. There is nothing requiring the City to extend this service to the recipients' homes. 03/23/2006 1.00:1 8,680.00 1,736.00 0.00 The City of Arcola, through a contractor, will repair defective private sewer lateral lines to approximately 12 homes in low-income areas in the City of Arcola. Each lateral repair will cost $600. The home owners are low-income and are financially unable to afford replacing the sanitary lateral sewer lines themselves. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. SEP monies will be used to pay for the labor and materials costs associated with replacing the lateral lines. The City of Arcola will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 02/05/2006 1.00:1 28,430.00 0.00 0.00 2,300.00 3,240.00 3,240.00 2,620.00 2,620.00 6,944.00 6,944.00 28,430.00 2,300.00 3,240.00 3,240.00 2,620.00 2,620.00 6,944.00 6,944.00 28,430.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 35 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION REDUCTION WQ 22903 City of Houston POLLUTION PREVENTION WQ 26184 Texas Department of Transportation POLLUTION PREVENTION WQ 16424 City of Cisco POLLUTION PREVENTION The City of Karnes will lay a new eight-inch sanitary sewer line under U.S. Highway 181. The current sewer line was constructed in 1962. Over the past 10 years, a 100-bed nursing home and a correction facility have been connected to this line. The collection system in this area is properly designed and operated but the correction facility inmates routinely flush bedding materials and shoes into the system. Efforts are made to prevent this, but it still occurs and clogs the main line under U.S. Highway 181. Wastewater then backs up into homes and onto adjacent private property. All of the affected properties are owned and or inhabited by elderly persons with low or fixed incomes. This project includes boring and laying a new eight-inch sanitary sewer line under U.S. Highway 181. An eight inch sanitary sewer line will connect the existing line from the nursing home and bypass the manhole that is currently the central collection point under U.S. Highway 181. The correction facilities connection will be re-directed to the new highway crossing which will eliminate wastewater backups and overflows on adjacent properties. The new line will also create a secondary screen which will provide increased protection for the City of Karnes' collection system. The average income of correction facility inmates and nursing home residents is less than 80 percent of the medium income for a single household. The forty-five households served by this collection line are all low-income. In 2001, the City of Karnes received a grant from the Texas Department of Housing and Community Affairs to address sanitary sewer issues within the city. The grant was not enough money to address the service problems to those living west of U.S. Highway 181. The City of Karnes estimates it will spend approximately $91,600 to complete this SEP. 11/24/2005 1.00:1 17,500.00 3,500.00 0.00 The City of Houston, through a contractor, will replace defective private sewer lateral lines to approximately 4 homes in low-income areas in the City of Houston where laterals have caused sanitary sewer overflows. The home owners are low-income and are financially unable to afford replacing the sanitary lateral sewer lines themselves. The project will include installing new sewer system lateral lines on the homeowner's property and connecting the homes to the main line of the city sanitary sewer system at no cost to the homeowners. All tap fees and connection fees normally charged to homeowners will be waived. 06/26/2006 1.00:1 4,470.00 894.00 0.00 TxDOT will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D") Wastewater Treatment Assistance in Johnson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials cost associated with repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/23/2006 1.00:1 43,625.00 0.00 0.00 The City of Cisco, through a contractor, will extend a main line to approximately twelve residences on lots currently utilizing on-site septic systems which are old and can overfill or fail. All are located in areas without adequate drainage fields. SEP monies will be used to pay for the overtime labor and materials costs associated with extending the main line, manholes, service connections and decommissioning the old septic tanks. The owners of the residences are low-income and cannot pay for the service connections or properly abandon the old septic systems without financial assistance. 28,430.00 14,000.00 14,000.00 3,576.00 3,576.00 43,625.00 43,625.00 28,430.00 14,000.00 14,000.00 3,576.00 3,576.00 43,625.00 43,625.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 36 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program WQ 21759 CLEAN UP City of Gunter 11/24/2005 1.00:1 15,900.00 0.00 0.00 The City of Gunter will implement erosion control measures on a 600 foot area of creek area inside the City's park which is significantly eroded and is difficult to maintain and clean. The City of Gunter will reshape the creek and recreate the slopes of the creek banks by spreading dirt that has been created through widening the creek. The City of Gunter will then line the creek banks with grass. Because of the widening process, a park sign will be relocated and a bridge will be stabilized. SEP monies will pay for the cost of overtime labor, equipment and materials. WQ 21758 City of Kenedy POLLUTION PREVENTION 10/10/2005 1.00:1 9,460.00 1,892.00 0.00 The City of Kenedy will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Assistance Project, in Karnes County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for the direct cost of the project, which provides homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and materials costs associated with repairing or replacing of the systems. The recipients are low-income and will not be charged for the cost of the repairs or replacements of their wastewater systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 1331 Galveston County Water Control 03/23/2006 1.00:1 27,000.00 and Improvement District 1 0.00 0.00 CLEAN UP Galveston County will collect illegally dumped tires and man-made debris from Dickinson Bayou. Galveston County will then properly dispose of the tires and debris. Galveston County will collect approximately 1,000 illegally dumped tires. No responsible parties can be found to cleanup the tires and debris. The contracted labor and equipment and disposal costs for this clean-up project will cost approximately $9,000. POLLUTION REDUCTION Galveston County will contribute the remaining $18,000 to the Gulf Coast Waste Disposal Authority for its River, Lakes, Bays `N Bayous Trash Bash project pursuant to the agreement between Gulf Coast Waste Disposal Authority and the Texas Commission on Environmental Quality. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. WQ 14734 CLEAN UP City of Dublin 05/28/2006 1.00:1 7,400.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites in Erath County where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 24870 City Of Jasper 03/06/2006 1.00:1 9,095.00 1,819.00 0.00 15,900.00 15,900.00 7,568.00 7,568.00 27,000.00 9,000.00 18,000.00 7,400.00 7,400.00 7,276.00 15,900.00 15,900.00 7,568.00 7,568.00 27,000.00 9,000.00 18,000.00 7,400.00 7,400.00 7,276.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 37 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL ENHANCEMENT The City of Jasper, through a contractor, will extend first time sewer service to approximately four low-income households which are presently connected to failing on-site septic systems. Some of the distances for yard service lines are lengthy; therefore, the connections are more costly than average. SEP monies will be used to pay for sewer taps, lateral extensions from the main line to the property line, and for service connections from the property line to the house. The City certifies that each of the homes will be connected to the sewer collection system. The failing on-site septic systems are also located in soil composed primarily of heavy clays which have high plasticity and low absorption qualities. During heavy rainfalls, on-site septic systems are inadequate and the low absorption qualities of the surrounding soil causes untreated sewage to migrate to the surface. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Jasper will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. WQ 25019 Sam Houston Area Council Boy 12/30/2005 1.00:1 Scouts of America 4,200.00 840.00 0.00 ENVIRONMENTAL ENHANCEMENT BSA will properly abandon a poorly functioning on site sewage facility ("OSSF") serving the ranger residence/office near the Cub World entrance to Camp Strake, which is 2 miles south of the City of Conroe. After the OSSF is properly abandoned, the ranger residence/office will be connected to the City of Conroe's wastewater collection system. SEP monies will be used to pay for the cost of extending lateral service lines, connection fees, and properly abandoning the OSSF. WQ 24708 HARMONY INDEPENDENT SCHOOL DISTRICT 05/28/2006 1.00:1 4,320.00 864.00 0.00 POLLUTION PREVENTION Harmony ISD will contribute to the Northeast Texas Municipal Water District's Wastewater Treatment Assistance project in Upshur County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Northeast Texas Municipal Water District and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide assistance to low-income homeowners to repair or replace failing on-site septic systems. SEP monies will be used for the materials and labor costs directly used to repair or replace the failing on-site sewage systems WQ 2734 City of Yorktown POLLUTION PREVENTION 06/26/2006 1.00:1 25,200.00 0.00 0.00 Yorktown will provide wastewater services to approximately 5 low/moderate income homeowners in Yorktown who are currently using failing septic systems. Yorktown will construct sewer mains, manholes, and service lines, provide the service connections, and properly abandon the septic tanks at no charge to the homeowners. All tap fees and connection fees normally charged to homeowners will be waived. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The Yorktown will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. WQ 17590 City of New Summerfield CLEAN UP 11/24/2005 1.00:1 3,340.00 0.00 0.00 Specifically, the contribution will be used to clean-up unauthorized trash dumps in Cherokee County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be identified, where there is no pre-existing obligation to clean-up the site by the respondent, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. WQ 25197 City of Teague 06/15/2006 1.00:1 10,080.00 2,016.00 0.00 7,276.00 3,360.00 3,360.00 3,456.00 3,456.00 25,200.00 25,200.00 3,340.00 3,340.00 8,064.00 7,276.00 3,360.00 3,360.00 3,456.00 3,456.00 25,200.00 25,200.00 3,340.00 3,340.00 8,064.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 38 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program CLEAN UP WQ 26063 TXI Operations, LP POLLUTION PREVENTION WQ 14748 City of Haskell ENVIRONMENTAL RESTORATION WQ 22703 City of Grandview CLEAN UP WQ 854 City of Gustine The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 06/15/2006 1.00:1 91,502.00 18,300.00 36,601.00 TXI will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Wastewater Treatment Assistance project in Dallas County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low-income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 01/26/2006 1.00:1 3,040.00 0.00 0.00 The City of Haskell will perform an erosion control project along the banks of Rice Springs Creek. The city will plant native grass and plant seed on the banks of Rice Springs Creek to prevent erosion. The banks are currently rutted and uneven and do not have sufficient plant covering. The area to be covered by this project begins at First Street and Avenue H and runs through the south portion of the City of Haskell and ends at 6th Street and Avenue C. SEP monies will be used solely to purchase the native plant seed. 12/15/2005 1.00:1 7,360.00 0.00 0.00 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Household Hazardous Waste Clean-Up project in Johnson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation & Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of the project, which provides local residents a means of properly disposing of household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in a one day collection event. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. SEP monies are used solely for collection, recycling, and disposal. 05/12/2006 1.00:1 16,150.00 0.00 0.00 8,064.00 36,601.00 36,601.00 3,040.00 3,040.00 7,360.00 7,360.00 16,150.00 8,064.00 36,601.00 36,601.00 3,040.00 3,040.00 7,360.00 7,360.00 16,150.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 39 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION WQ 22102 City of Kingsville ENVIRONMENTAL ENHANCEMENT WQ 25195 City of Zavalla ENVIRONMENTAL ENHANCEMENT WQ 25154 City Of Follett The City will replace a substandard water line. The substandard line is 1300 feet and 2" in diameter. It is made out of metal which is corroding. The City will replace this line with a 2" PVC plastic line. Seventy-four percent of the city is low income and the City depends on grant money to make improvements. The City has received no grant money for this particular improvement. This SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. The City certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit by eliminating low water pressure in the area and helping eliminate the possibility of breaks in the water line due to corroding metal. 02/05/2006 1.00:1 9,100.00 0.00 0.00 Kingsville will contribute to Texas A&M University ("TAMUK") at Kingsville. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas A&M University at Kingsville and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for the South Texas Constructed Wetland and Water Reuse Project in Nueces County. TAMUK will collect and reclaim wastewater from cooling towers at the University by channeling the water into a constructed wetland. The wetland will be approximately one acre. The wetland will purify the reclaimed water and will create habitats for native plants and wildlife. After flowing through the wetland, excess water will be pumped into a drip irrigation system designed to conserve water through efficient irrigation, minimizing evaporation losses. SEP monies will be used for constructing the wetland, purchasing plants, constructing the wastewater collection system and storage basin, collecting and monitoring samples of the water for quality, and making irrigation system modifications. 02/20/2006 1.00:1 8,970.00 1,794.00 0.00 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance Project, in Angelina County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of providing low-income homeowners, who have failing on-site wastewater treatment systems, with assistance enabling the repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City certifies that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. 12/30/2005 1.00:1 14,700.00 2,940.00 0.00 16,150.00 9,100.00 9,100.00 7,176.00 7,176.00 11,760.00 16,150.00 9,100.00 9,100.00 7,176.00 7,176.00 11,760.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 40 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program POLLUTION PREVENTION The City of Follett will connect one home to the main sewer line that is currently connected to a failing on-site septic system and then properly abandon the failing septic system. The homeowner is low-income. The main line will have to be extended approximately 1040 feet and a lateral line of 100 feet will have to be added to reach this house. The city will also replace approximately 370 feet of lateral line at one home and 70 feet of lateral line at another home. Both of these homeowners are low-income and the current lateral lines connecting their homes to the main line are very old and are breaking. The City of Follet will pay for all associated labor and materials costs and will charge the recipients for these costs. There is nothing requiring the City of Follett to extend sewer service to the recipient home or to replace the lateral lines of the other two homes. SEP monies will be used to pay for overtime labor, materials and equipment costs. WQ 904 CLEAN UP City of Newark 10/24/2005 1.00:1 15,750.00 0.00 0.00 The City will clear out accumulated debris out of Derrett Creek. Accumulated debris includes such items as shopping carts, tires, and large solid waste items. The City will also hold two bulky trash collection and two tire collection events, for a total of four collection events. At the collection events, citizens may bring in large solid waste and tires for proper disposal at no charge. The City will clean five illegal dump sites at or near trailer parks in the City where no responsible party can be found who is able to remove the debris. Three of the sites consist of illegally dumped tires and the other two sites have large municipal waste. The City will also clear out large municipal waste that has been dumped in ditches along a section of Ramhorn Hill road. The City and Wise County have now closed this section of the road to prevent further dumping. The large municipal waste at these sites includes mattresses, construction debris, and household appliances. Reasonable efforts to prevent the dumping have been made at all sites, including posting no dumping signs, patrolling the areas, and putting up fences where feasible. Illegal dumping is a problem in the City because most of the inhabitants are low-income and cannot afford to pay for the diposal fees. WQ 8893 North Texas Municipal Water 10/03/2005 1.00:1 203,185.00 District 0.00 0.00 POLLUTION PREVENTION The NTMWD will replace private, lateral lines in low-income areas of citities served by five of NTMWD's wastewater treatment facilities: the Wilson Creek Regional Wastewater Treatment Plant ("WWTP); the Stewart Creek West WWTP; the Wylie WWTP; the Murphy WWTP and Shepherds Glen WWTP. The cities served include Allen; Plano; Frisco; McKinney; Princeton; Mequite; Forney; Richardson; Wylie; Murphy and Heath. Many of the lateral lines of private owners are old and leak into the soil and also cause inflow and infiltration ("I/I") problems in the collection systems of NTMWD's member and customer cities, which results in I/I issues at NTMWD's wastewater treatment plants. Stormwater and I/I can flood a collection system during intense and/or extended rain events, causing sanitary sewer overflows ("SSO") to occur and resulting in greatly increased wastewater flows to be treated at NTMWD's wastewater treatment plants. There is nothing requiring NTMWD to repair these lateral lines on private property, lines, which are the responsibility of the homeowners to repair or replace. The homeowners will not be charged for any repair or replacement of the lateral lines. WQ 28346 Delta Tubular International, L.P. 07/14/2006 1.00:1 4,095.00 819.00 1,638.00 POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. WQ 25049 City of Muenster 02/20/2006 1.00:1 8,220.00 1,644.00 0.00 11,760.00 11,760.00 15,750.00 15,750.00 15,750.00 15,750.00 203,185.00 203,185.00 203,185.00 203,185.00 1,638.00 1,638.00 1,638.00 1,638.00 6,576.00 6,576.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 41 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Single Program ENVIRONMENTAL RESTORATION The City will connect two homes currently connected to failing on-site septic systems to the City's sewer system at no cost to the homeowners. The two homes are located on the north side of Muenster in an area that has recently been annexed into the City. The failing on-site septic systems will be properly abandoned. SEP monies will pay solely for the overtime labor, contracted labor, and materials costs associated with extending the mainline 400 feet, installing 200 feet of lateral lines, and for installing three manholes and two new sewer taps. The City is not required to pay for the cost of extending the main line to this newly annexed area. The cost of extending this main line 400 feet to reach this area, extending lateral lines to the two homes, and connecting the two homes, would normally be assumed by the homeowners. The two recipient homeowners in this case are low income and can not afford to pay for extension of the City's sewer system to their homes. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 6,576.00 6,576.00 WQ 2961 City of Houston POLLUTION PREVENTION 11/24/2005 1.00:1 969,195.00 0.00 0.00 The City of Houston, through a contractor, will replace defective private sewer lateral lines to approximately 300 homes in low-income areas in the City of Houston where laterals have caused sanitary sewer overflows. The home owners are low-income and are financially unable to afford replacing the sanitary lateral sewer lines themselves. The project will include installing new sewer system lateral lines on the homeowner's property and connecting the homes to the main line of the city sanitary sewer system at no cost to the homeowners. All tap fees and connection fees normally charged to homeowners will be waived. 969,195.00 969,195.00 969,195.00 969,195.00 Count of Single Program Orders: 162 Total: 4,494,635.00 301,768.00 1,202,214.50 2,990,652.50 2,990,652.50 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 42 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Multi-Media Program Date Range Selected : 09/01/2005 - 08/31/2006 PGM Case No. Respondent Name MM 18549 Liquid Environmental Solutions of Texas, L.P. POLLUTION REDUCTION Effective Date Ratio 02/05/2006 1.00:1 Assessed Amt 2,200.00 Deferred Amt Payable Amt 0.00 1,100.00 LEST will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for its Wastewater Treatment Assistance project in Nueces County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low- income rural homeowners with assistance to enable repair or replacement of their failing on-site wastewater systems. Eligible recipients will not be charged for the cost of replacing or repairing the failing systems. SEP monies will be used to pay for the direct cost of labor and materials costs related to repairing or replacing the failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. MM 5915 Cameron County ENVIRONMENTAL RESTORATION 01/26/2006 1.00:1 8,600.00 1,720.00 0.00 Cameron County will encumber one-half acres of wetlands in the Laguna Madre waterfront with a restrictive covenant which will restrict the use of the property to environmental conservation purposes for fifty years. The one-half acre tract is located in Andy Bowie Park on South Padre Island Texas. MM 13525 City of La Feria ENVIRONMENTAL RESTORATION 02/20/2006 1.00:1 43,200.00 0.00 0.00 Purchase four acres of land and construct a wetland on the land which will become part of the new Wildlife and Nature Park. The entire park will be approximately 111 acres. Preserve the entire Wildlife Nature Park as a nature preserve into perpetuity as well as preserve the constructed wetland area as a wetland for at least 10 years by filing a covenant restricting the 111 acre property for use as a nature preserve into perpetuity and maintaining the constructed wetland for at least 10 years; submitting the restrictive covenant to the SEP Coordinator for approval prior to filing the restrictive covenant; and, using SEP monies to pay for the cost of purchasing the four acres for the wetland and for the overtime labor and materials costs associated with constructing the wetland. MM 14067 Gulf Coast Waste Disposal Authority 09/30/2005 1.00:1 41,000.00 8,200.00 0.00 POLLUTION PREVENTION Contribute to Harris County Pollution Control Division's Meteorogical Monitoring Equipment Project. Specifically, the contribution will be used to purchase meteorological monitoring equipment. The Harris County Pollution Control Division is currently installing ozone monitors in a few public buildings such as libraries, and the meteorological monitoring equipment will be added to some of the same locations. These monitors will contribute data to the TCEQ's ozone monitoring system which will assist in tracking ozone plumes. The tracking of ozone plumes assists efforts to understand the production and movement of ozone. MM 17207 US Ecology Texas, L.P. POLLUTION PREVENTION 07/14/2006 1.00:1 138,320.00 0.00 69,160.00 USET will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance Project, in Nueces County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the direct cost of providing low-income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. SEP Cost 1,100.00 1,100.00 6,880.00 6,880.00 43,200.00 43,200.00 32,800.00 32,800.00 69,160.00 69,160.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps SEP Offset 1,100.00 1,100.00 6,880.00 6,880.00 43,200.00 43,200.00 32,800.00 32,800.00 69,160.00 69,160.00 Page 43 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Multi-Media Program MM 27141 Chambers County POLLUTION PREVENTION MM 16323 McCulloch County POLLUTION PREVENTION MM 8241 Rohm And Haas Texas, Incorporated POLLUTION REDUCTION MM 28534 Hirschfeld Steel Co., Inc. POLLUTION REDUCTION MM 319 City of Roma 08/20/2006 1.00:1 5,460.00 The respondent shall do the following: 1,092.00 0.00 1. Purchase an Accumulation Bin to collect e-waste, such as discarded computers and televisions. 2. Locate the Accumulation Bin at the Chambers County Resource Recovery & Recycling Center (CCRRC). 3. Post signs at the eight County-operated Citizen's Collection Stations and publicize the e-waste program in the community to apprise the public about the existence and location of the e-waste Accumulation Bin at the CCRRC. Respondent will not receive SEP credit for any advertising costs associated with informing the public of the e-waste program; and 4. When the Accumulation Bin is nearing capacity, Respondent will contact the recycler to collect the e-waste program. 06/15/2006 1.00:1 31,250.00 0.00 0.00 McCulloch County will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D) for its Wastewater Treatment Assistance project in McCulloch County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials cots related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 11/06/2005 1.00:1 109,719.00 21,944.00 43,888.00 Rohm and Haas Texas, Incorporated will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses in the Deer Park Independent School District. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/20/2006 1.00:1 4,312.00 862.00 1,725.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the cost of purchasing recycling equipment and for disposal and labor costs associated with recycling and properly disposing of items brought to the recycling center. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/10/2005 1.00:1 49,595.00 0.00 0.00 4,368.00 4,368.00 31,250.00 31,250.00 43,887.00 43,887.00 1,725.00 1,725.00 49,595.00 4,368.00 4,368.00 31,250.00 31,250.00 43,887.00 43,887.00 1,725.00 1,725.00 49,595.00 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 44 of 45 Appendix 8 - List of SEP's & SEP Projects - FY2006 Multi-Media Program CLEAN UP The City will purchase a Grappler/Dump, a Dual Control Loader, which is a specialized piece of equipment used to pick up and remove very heavy metal items such as stoves, washers, water tanks, and washing machines. This piece of equipment will haul and deliver heavy metal items to the City's new metal recycling center. The City will pick up the heavy metal items from citizens at no charge to the citizens, which will aid in the prevention of illegal dumping in low-income areas of the City. Historically, there has been illegal dumping of large, heavy metal and other large items because most local citizens can not afford the cost of disposing them in the landfill. SEP monies will be used solely to purchase the Grappler/Dump. 49,595.00 MM 21938 CLEAN UP City of Anson 03/06/2006 1.00:1 3,480.00 0.00 0.00 The City will clean up illegal dump sites on approximately 20 tracts of land that have been abandoned and recently aquired by the City because of the owners' failure to pay taxes. SEP monies will be used to pay for the cost of the twelve roll-off dumpsters that will be required to complete this project as well as any overtime labor required to complete the project. The illegal dumped material consists of construction debris. All items and debris collected from the lots will be properly disposed. 3,480.00 3,480.00 MM 27618 Regent Coach Line, Ltd. CLEAN UP 06/15/2006 1.00:1 4,500.00 900.00 1,800.00 Regent will contribute to the City of San Antonio for its Household Hazardous Waste Program in Bexar County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of San Antonio and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to add collection events, to collect and dispose of additional household hazardous waste, and to purchase related personal protection equipment for such additional collection events. 1,800.00 1,800.00 Count of Multi-Media Program Orders: 12 Grand Total Count of Orders: 174 Total: Grand Total: 441,636.00 4,936,271.00 34,718.00 117,673.00 289,245.00 336,486.00 1,319,887.50 3,279,897.50 49,595.00 3,480.00 3,480.00 1,800.00 1,800.00 289,245.00 3,279,897.50 * There are Multiple Respondent Names associated to this Case No. October 27, 2006 G:\Program Files\Crystal Decisions\Enterprise 10\win32_x86\Data\mscetst2.pageserver\temp\proc dnorwood/sps Page 45 of 45 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 17949 10070 10820 19054 10054 10719 19735 16364 13789 18269 15616 19011 19396 20739 13353 11679 12805 17257 5989 17693 20103 24587 9950 11499 18070 18589 14812 17150 9845 20506 14169 23503 16074 Respondent Name Abitibi-Consolidated Corporation Acacia Natural Gas Corporation Acme Brick Company Advanced Aromatics, L.P. ADVANTAGE ASHPALT PRODUCTS, LTD Agrifos Fertilizer Inc. AHC Western Hatters Limited Liability Company dba American Hat Company Angel Brothers Enterprises, Ltd. Angelina County AROC (Texas), Inc. Aspen Marble, Inc. dba Cultured Marble Atlas Roofing Corporation Azteca Milling, L. P. Azteca Milling, L. P. Barrientos, Reynaldo BASF Fina Petrochemicals LP Bayer Materialscience L.L.C. Belco Manufacturing Company, Inc. Beverly Henson dba Circle H Muffler Shop Blassingame, Inc. BP Products North America Inc. BP Products North America Inc. Brazos Valley Energy L.P. Brazos Valley Solid Waste Management Agency Budget Rent-A-Car of El Paso, Inc. Caldwell/VSR Inc. Campbell Concrete & Materials, L.P. Celanese Ltd. CEMEX Cement of Texas, L.P. Chemcentral Southwest, L.P. Chemical Lime, Ltd. Chevron Phillips Chemical Company LP Chevron Pipe Line Company TCEQ ID AC0017B MQ0021P PC0001E HG0132V 54119L001 HG0534U MQ0283G 908498D AC0139J BL0026E TA0924G 6548 HA0106T DD0067Q GB0583K JE0843F OC0004P BF0104B WN0164G GB0004L GB0004L FG0595L BM0233J EE0885P HN0371V 907271R HG0126Q EB0121R HG0979B BJ0001T HG0566H 49031 County ANGELINA MONTGOMERY PARKER HARRIS POTTER HARRIS MONTGOMERY HARRIS ANGELINA BRAZORIA TARRANT ANGELINA HALE DEAF SMITH GALVESTON JEFFERSON ORANGE BELL TARRANT WISE GALVESTON GALVESTON FORT BEND BRAZOS EL PASO HIDALGO HARRIS HARRIS ECTOR HARRIS BOSQUE HARRIS MIDLAND Order Date 06/09/2005 05/23/2005 05/23/2005 06/09/2005 07/15/2005 11/26/2004 08/07/2005 01/08/2005 04/29/2005 06/09/2005 03/11/2005 05/12/2005 04/10/2005 08/29/2005 12/20/2004 04/10/2005 12/20/2004 07/15/2005 09/26/2004 06/09/2005 07/15/2005 08/29/2005 10/25/2004 04/29/2005 03/11/2005 06/09/2005 07/15/2005 06/09/2005 10/11/2004 08/29/2005 11/26/2004 08/20/2005 04/29/2005 Penalty Assessed 2,475.00 3,130.00 10,100.00 1,050.00 750.00 25,550.00 2,250.00 1,250.00 510.00 1,550.00 5,000.00 28,800.00 2,000.00 2,500.00 3,150.00 1,944,600.00 5,712.00 6,200.00 5,063.00 8,550.00 8,372.00 9,125.00 1,625.00 500.00 920.00 9,850.00 5,200.00 3,200.00 64,000.00 18,788.00 1,925.00 3,950.00 9,900.00 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Deferred 495.00 626.00 2,020.00 210.00 0.00 5,110.00 450.00 0.00 102.00 150.00 1,000.00 5,760.00 0.00 500.00 0.00 0.00 0.00 0.00 0.00 1,710.00 0.00 0.00 325.00 100.00 184.00 1,000.00 1,040.00 0.00 0.00 3,758.00 385.00 790.00 1,980.00 Payable Amount 1,980.00 2,504.00 8,080.00 840.00 750.00 20,440.00 1,800.00 1,250.00 408.00 1,400.00 4,000.00 23,040.00 2,000.00 2,000.00 3,150.00 972,300.00 5,712.00 6,200.00 5,063.00 6,840.00 8,372.00 9,125.00 1,300.00 400.00 736.00 8,850.00 4,160.00 3,200.00 64,000.00 15,030.00 1,540.00 3,160.00 7,920.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 972,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 972,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 1 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 14948 14148 14529 15995 22025 19815 6258 15895 9959 13045 22280 6026 3849 15632 22344 20284 12267 18069 21267 15695 9673 24879 10399 10011 18758 18430 10558 19795 6089 5216 9453 306 9872 9375 Respondent Name Chevron Pipe Line Company Chevron U.S.A, Inc. Chevron U.S.A, Inc. Chevron U.S.A. Inc. Circle K Stores Inc dba Circle K Store 2705313 City of Dallas City of Garland City of Nacogdoches City of Pampa CMS Taurus Field Services, LP Commercial Metals Company ConocoPhillips Company ConocoPhillips Company ConocoPhillips Company Coronado Golf and Country Club David Wanjura Deco Surfaces, Inc. Degussa Engineered Carbons, L.P. Degussa Engineered Carbons, L.P. Degussa Engineered Carbons, L.P. Degussa Engineered Carbons, L.P. Devon Energy Production Company, L.P. Devon Gas Services L.P. Devon Gas Services L.P. Devon Louisiana Corporation Domco Products Texas, L.P. dba Tarkett Texas Dominion Exploration & Production, Inc. DSM Nutritional Products, Inc. Duke Energy Field Services, L.P. Duke Energy Field Services, L.P. Duke Energy Field Services, L.P. Duke Energy Field Services, L.P. Duke Energy Field Services, L.P. Duke Energy Field Services, L.P. TCEQ ID SG0033L HX1786O HG0312R EE0510P EE1746A DB5077A DB4394P GH0055U CC0005U EE0068J BL0042G HW0018P BL0042G EE1689K HX2614O AD0001F HW0008S OC0020R OC0020R FG0608E WN0021G WB0051J HG0772C HGA001A BL0033H PE0051N PE0024Q BE0032M FC0034I JE0769P WC0111F County SCURRY HARRIS HARRIS EL PASO EL PASO DALLAS DALLAS NACOGDOCHES GRAY CALLAHAN EL PASO BRAZORIA HUTCHINSON BRAZORIA EL PASO COLORADO HARRIS ARANSAS HUTCHINSON ORANGE ORANGE FORT BEND WISE WALLER GALVESTON HARRIS HARRIS BRAZORIA PECOS PECOS BEE FAYETTE LIVE OAK WARD Order Date 06/09/2005 10/25/2004 06/09/2005 02/10/2005 08/07/2005 08/07/2005 03/03/2005 04/10/2005 08/20/2005 10/25/2004 08/29/2005 06/09/2005 08/20/2005 05/23/2005 08/07/2005 08/07/2005 02/10/2005 03/21/2005 08/20/2005 12/20/2004 01/08/2005 03/21/2005 09/26/2004 03/21/2005 06/09/2005 08/07/2005 03/03/2005 08/07/2005 04/10/2005 03/11/2005 11/11/2004 09/26/2004 11/11/2004 01/30/2005 Penalty Assessed 9,375.00 1,000.00 21,750.00 2,150.00 750.00 1,540.00 4,600.00 510.00 1,500.00 8,075.00 1,220.00 73,892.00 427,000.00 116,725.00 1,020.00 2,625.00 2,200.00 5,000.00 6,450.00 4,550.00 10,000.00 750.00 36,750.00 1,500.00 750.00 3,420.00 750.00 1,070.00 2,600.00 52,024.00 20,475.00 47,335.00 28,875.00 2,350.00 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Deferred 1,875.00 200.00 0.00 430.00 150.00 308.00 0.00 102.00 300.00 0.00 0.00 14,778.00 0.00 23,345.00 204.00 0.00 0.00 1,000.00 1,290.00 0.00 0.00 0.00 7,350.00 0.00 150.00 684.00 150.00 0.00 520.00 6,807.00 0.00 8,992.00 0.00 470.00 Payable Amount 7,500.00 800.00 21,750.00 1,720.00 600.00 1,232.00 0.00 408.00 0.00 8,075.00 1,220.00 59,114.00 213,500.00 93,380.00 816.00 2,625.00 2,200.00 4,000.00 5,160.00 4,550.00 10,000.00 750.00 14,700.00 1,500.00 600.00 2,736.00 600.00 1,070.00 1,040.00 22,609.00 10,238.00 19,172.00 14,438.00 940.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 4,600.00 0.00 1,200.00 0.00 0.00 0.00 213,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,700.00 0.00 0.00 0.00 0.00 0.00 1,040.00 22,608.00 10,237.00 19,171.00 14,437.00 940.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 4,600.00 0.00 1,200.00 0.00 0.00 0.00 213,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,700.00 0.00 0.00 0.00 0.00 0.00 1,040.00 22,608.00 10,237.00 19,171.00 14,437.00 940.00 Page 2 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 16646 13850 20109 17729 12984 14047 14173 15191 16765 5796 13666 3146 9676 13366 9495 14388 804 13829 11920 22942 10698 10438 7418 15877 3088 22302 9246 18329 17849 12097 22723 17449 12165 Respondent Name El Paso Field Services Management, Inc. El Paso Field Services Management, Inc. El Paso Field Services, L.P. Enbridge Pipelines (East Texas) L.P. Enbridge Pipelines (NE Texas) L.P. Enbridge Pipelines (Texas Gathering) Inc. Enbridge Pipelines East Texas L.P. EOG Resources Inc. EOTT Energy Liquids, L.P. Equistar Chemicals, LP Equistar Chemicals, LP Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation Exxon Mobil Corporation ExxonMobil Oil Corporation ExxonMobil Oil Corporation FAMCOR Oil, Inc. Farmers Dairies, Ltd. dba Farmers Dairies Farmers Dairies, Ltd. dba Farmers Dairies Firestone Polymers, LLC FITTS, TERESA Fleet Star Service Ctr Inc Formosa Plastics Corporation, Texas Formosa Plastics Corporation, Texas Frazier & Frazier Industries, Inc. Gardner Glass Products, Inc. Gas Recovery Systems, Inc. Georgia-Pacific Resins, Inc. Glass Container Corporation Good Time Stores, Inc. Good Time Stores, Inc. Great Lakes Carbon, L.L.C. TCEQ ID HG0157F CI0006V 1234 FI0028G HR0001N HL0076C FI0082A HX2861S HG0714Q BL0113I 4157A HG0232Q HG0232Q HG0232Q HG0229F JE0062S JE0067I PF0031I EE1311Q EE1311Q OC0010U DB5255A CB0038Q CB0038Q LI0010F WA0041A TH0522W AC0011N HG0028R EE0809I EE0914K JE0040F County HARRIS CHAMBERS HARRIS FREESTONE HOPKINS HEMPHILL FREESTONE HARRIS HARRIS BRAZORIA HARRIS HARRIS HARRIS HARRIS HARRIS JEFFERSON JEFFERSON POLK EL PASO EL PASO ORANGE ECTOR DALLAS CALHOUN CALHOUN LIMESTONE WALKER TRAVIS ANGELINA HARRIS EL PASO EL PASO JEFFERSON Order Date 04/10/2005 10/11/2004 06/09/2005 04/29/2005 08/20/2005 03/03/2005 03/03/2005 03/21/2005 02/10/2005 11/11/2004 03/03/2005 03/11/2005 08/07/2005 03/03/2005 11/11/2004 11/26/2004 09/26/2004 10/25/2004 09/26/2004 08/07/2005 12/20/2004 01/08/2005 04/10/2005 02/10/2005 11/11/2004 08/07/2005 09/26/2004 03/21/2005 03/11/2005 12/20/2004 08/29/2005 06/09/2005 11/11/2004 Penalty Assessed 2,650.00 5,000.00 2,150.00 6,450.00 42,500.00 6,350.00 2,425.00 2,700.00 8,700.00 30,450.00 13,090.00 40,000.00 47,185.00 11,325.00 54,144.00 16,100.00 150,462.00 9,000.00 650.00 1,100.00 74,183.00 1,000.00 3,750.00 24,600.00 150,000.00 1,800.00 2,800.00 1,625.00 1,925.00 2,550.00 1,000.00 1,840.00 30,970.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 530.00 1,000.00 0.00 1,290.00 8,500.00 0.00 0.00 540.00 1,740.00 0.00 0.00 0.00 0.00 2,265.00 10,829.00 0.00 0.00 0.00 130.00 0.00 0.00 0.00 0.00 0.00 0.00 360.00 0.00 325.00 385.00 510.00 200.00 368.00 0.00 Payable Amount 2,120.00 4,000.00 2,150.00 5,160.00 34,000.00 6,350.00 2,425.00 2,160.00 6,960.00 15,225.00 13,090.00 20,000.00 23,593.00 9,060.00 21,658.00 16,100.00 75,231.00 9,000.00 520.00 1,100.00 37,092.00 1,000.00 3,750.00 24,600.00 75,000.00 1,440.00 2,800.00 1,300.00 1,540.00 1,020.00 800.00 736.00 15,485.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,225.00 0.00 20,000.00 23,592.00 0.00 21,657.00 0.00 75,231.00 0.00 0.00 0.00 37,091.00 0.00 0.00 0.00 75,000.00 0.00 0.00 0.00 0.00 1,020.00 0.00 736.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,225.00 0.00 20,000.00 23,592.00 0.00 21,657.00 0.00 75,231.00 0.00 0.00 0.00 37,091.00 0.00 0.00 0.00 75,000.00 0.00 0.00 0.00 0.00 1,020.00 0.00 736.00 15,485.00 Page 3 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 11477 19390 20120 15209 10213 11922 18210 19536 12964 14788 19915 15732 10518 13909 17129 15714 16568 14188 13990 6005 17369 13729 18569 12269 18389 18150 15148 18830 15049 23405 22463 16484 14488 Respondent Name Greenville Electric Utility System Greif, Inc. dba Greif Brothers Hanlon Gas Processing, Ltd. Hanover Compression Limited Partnership Harris County Facilities and Property Management Heel Rite of Texas, Inc. Hilcorp Energy Company Hobas Pipe USA, LP dba Hobas Pipe USA, Inc. Hobas Pipe USA, LP dba Hobas Pipe USA, Inc. Huntsman Petrochemical Corporation Huntsman Petrochemical Corporation Industrial Fab, Inc. Inland Paperboard and Packaging, Inc. Intercoastal Terminal, Inc. ISP Synthetic Elastomers LP Jeld-Wen, Inc. Jupe Mills, Inc. K & K Langham, LTD. Kaneka Texas Corporation Keane Landscaping, Inc. Kinder Morgan Production Company LP Kinder Morgan Production Company LP Kiva Oil Company Kourosh Khabazian * Kraft Foods Global, Inc. LBC Houston, L.P. LBC Houston, L.P. Lide Industries, Inc. Lone Star Pipeline Company, Inc. Lyondell Chemical Company Lyondell-Citgo Refining Company LP Lyondell-Citgo Refining Company LP Magellan Terminals Holdings, L.P. TCEQ ID HV0023K HG1221O SN0012Q 50957 EE2097L BL0731W 1015 HG1531T JE0135Q LH0005J GB0630D OC0019C GB0050E JE0017A BF0165E MB0130I TH0247V HG1065E CP0348K SG0110S SG0029C EE0871D HG0473P HG0029P HG0029P FI0066V 22913 HG0537O HG0048L HG0048L HG0017W County HUNT HARRIS STEPHENS MADISON HARRIS EL PASO BRAZORIA HARRIS HARRIS JEFFERSON LIBERTY GALVESTON ORANGE GALVESTON JEFFERSON BELL MCLENNAN TRAVIS HARRIS COLLIN SCURRY SCURRY EL PASO COLLIN HARRIS HARRIS HARRIS FREESTONE WALLER HARRIS HARRIS HARRIS HARRIS Order Date 09/26/2004 08/20/2005 06/09/2005 04/29/2005 01/08/2005 08/20/2005 04/10/2005 07/15/2005 10/11/2004 07/15/2005 07/15/2005 07/15/2005 12/20/2004 11/11/2004 06/09/2005 05/09/2005 03/21/2005 05/23/2005 11/26/2004 11/11/2004 05/23/2005 08/07/2005 08/07/2005 04/10/2005 08/07/2005 03/21/2005 11/26/2004 06/09/2005 11/11/2004 08/29/2005 08/07/2005 04/10/2005 04/29/2005 Penalty Assessed 7,500.00 4,700.00 2,000.00 46,200.00 1,625.00 25,000.00 2,500.00 11,312.00 2,910.00 9,828.00 4,280.00 2,760.00 5,600.00 2,400.00 17,000.00 3,000.00 3,060.00 2,500.00 1,975.00 2,000.00 5,000.00 324,072.00 1,020.00 4,600.00 5,200.00 3,950.00 3,900.00 4,180.00 750.00 7,550.00 26,325.00 9,100.00 20,400.00 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Deferred 1,500.00 0.00 0.00 0.00 325.00 23,800.00 500.00 0.00 0.00 0.00 0.00 552.00 1,120.00 480.00 3,400.00 600.00 612.00 0.00 395.00 0.00 1,000.00 64,814.00 204.00 0.00 1,040.00 790.00 780.00 408.00 150.00 0.00 0.00 0.00 0.00 Payable Amount 6,000.00 4,700.00 2,000.00 46,200.00 0.00 1,200.00 2,000.00 11,312.00 2,910.00 9,828.00 4,280.00 2,208.00 2,240.00 1,920.00 13,600.00 2,400.00 2,448.00 2,500.00 1,580.00 2,000.00 4,000.00 129,629.00 816.00 4,600.00 4,160.00 3,160.00 3,120.00 3,772.00 600.00 7,550.00 26,325.00 9,100.00 20,400.00 SEP Cost 0.00 0.00 0.00 0.00 1,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,240.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 129,629.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 1,300.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,240.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 129,629.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 4 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 14349 15009 15269 20255 13788 5998 19816 6008 10368 17370 21920 18452 13305 9685 9617 16787 11950 20319 10884 14794 23810 13385 12664 5701 16080 20507 15013 12185 18550 21961 12724 22207 20883 Respondent Name Magic Valley Concrete, Ltd. Magnum Blue Ribbons Feeds, Inc. Masters Resources, LLC Masters Resources, LLC Matrix Metals LLC dba Richmond Foundry Co. MAULDIN, DAN MCCOMMAS LFG PROCESSING PARTNERS LP McLain & Associates, Inc. MeadWestvaco Texas, L.P. MEMC Pasadena, Inc. Mini-Mix of El Paso, Inc. Mission Resources Corporation Morgan Trailer MFG. CO. MOTHERAL PRINTING COMPANY Motiva Enterprises LLC Motiva Enterprises LLC Motiva Enterprises LLC Newell Recycling Company of El Paso, L.P. Newpark Shipbuilding-Brady Island, Inc. Nisseki Chemical Texas Inc. Noltex, L.L.C North Star Steel Texas Inc North Texas Municipal Water District Nucor Corporation Occidental Permian Ltd. Ogre, Inc. Owens Corning Owens Corning Oxy USA WTP, L.P. Pampa Concrete Co., Inc. Parkview Metal Products, Inc. Petro Stopping Centers, L.P. dba Petro Stopping Center 50 Pilot Industries of Texas, Inc. TCEQ ID 943877F DD0066S CI0177Q CI0175U FG0044H DB4707Q PC0303I 20365 9597 EE2084U BL0789O NB0102T TA0849S JE0095D JE0095D 8404 EE0058M HG0076G HG3626Q HG7698J 1281 CP0481H LG0006S UB0058G RB0091A HG1923V ED0051O YA0050L 904647P HK0046W EE1094B 2427 County CAMERON DEAF SMITH CHAMBERS CHAMBERS FORT BEND ELLIS DALLAS PARKER JASPER HARRIS EL PASO BRAZORIA NAVARRO TARRANT JEFFERSON JEFFERSON JEFFERSON EL PASO HARRIS HARRIS HARRIS ORANGE COLLIN LEON UPTON RANDALL HARRIS ELLIS YOAKUM DONLEY HAYS EL PASO HARRIS Order Date 11/26/2004 11/26/2004 03/03/2005 08/07/2005 09/26/2004 05/09/2005 06/09/2005 11/11/2004 11/11/2004 05/09/2005 08/07/2005 04/10/2005 10/25/2004 05/09/2005 04/29/2005 03/21/2005 11/11/2004 08/07/2005 01/08/2005 01/08/2005 08/29/2005 01/08/2005 01/30/2005 07/15/2005 02/10/2005 06/09/2005 03/21/2005 11/26/2004 05/23/2005 08/07/2005 10/11/2004 08/20/2005 07/15/2005 Penalty Assessed 3,150.00 1,150.00 8,000.00 7,000.00 2,350.00 2,700.00 3,000.00 4,200.00 26,786.00 2,875.00 1,000.00 1,500.00 5,400.00 11,155.00 656,397.00 20,000.00 38,475.00 4,360.00 7,400.00 6,900.00 30,400.00 3,750.00 1,395.00 327,500.00 5,000.00 1,625.00 1,875.00 6,000.00 2,425.00 10,000.00 8,125.00 1,020.00 3,330.00 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 1,600.00 0.00 470.00 0.00 0.00 0.00 5,357.00 0.00 200.00 300.00 1,080.00 0.00 0.00 0.00 0.00 0.00 1,480.00 1,380.00 6,080.00 0.00 279.00 0.00 1,000.00 325.00 375.00 0.00 0.00 0.00 1,625.00 204.00 0.00 Payable Amount 3,150.00 1,150.00 6,400.00 7,000.00 1,880.00 2,700.00 3,000.00 4,200.00 10,715.00 2,875.00 800.00 1,200.00 4,320.00 5,578.00 328,199.00 20,000.00 19,238.00 4,360.00 5,920.00 5,520.00 24,320.00 3,750.00 0.00 163,750.00 4,000.00 1,300.00 1,500.00 6,000.00 2,425.00 10,000.00 6,500.00 816.00 3,330.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,714.00 0.00 0.00 0.00 0.00 5,577.00 328,198.00 0.00 19,237.00 0.00 0.00 0.00 0.00 0.00 1,116.00 163,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,714.00 0.00 0.00 0.00 0.00 5,577.00 328,198.00 0.00 19,237.00 0.00 0.00 0.00 0.00 0.00 1,116.00 163,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 5 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 22239 18231 16079 14793 15330 17272 15149 5844 15615 12525 10618 14848 9133 6006 17430 13648 14830 20277 12424 6003 13365 11908 12095 18029 13667 20682 21006 13908 14389 17107 19334 10944 Respondent Name Pilot Travel Centers LLC dba Pilot Travel Center 435 Pioneer Natural Resources USA, Inc. Plains Pipeline, L.P. Polimeri Europa Americas, Inc. Praxair, Inc. Ramrod Enterprises LLC Range Resources Corporation Ranger Gas Gathering, L.L.C. Robbins & Myers Energy Systems L. P. Rohm And Haas Texas Incorporated Sabre Communications Corporation dba Sabre Tubular Structures Sabre Communications Corporation dba Sabre Tubular Structures Saint-Gobain Abrasives, Inc. Sam Song San Angelo Packing Company, Inc. Sandel Energy, Inc. Schenectady International, Inc. SemPipe, L.P. Shell Chemical LP SHIRAZI, HOUSHANG Solvay HDPE, L.P. dba BP Solvay Polyethylene North America * Southwest Convenience Stores, LLC Southwest Convenience Stores, LLC Sun Valley Distribution, Inc. Sunoco, Inc. (R&M) Sunoco, Inc. (R&M) Sunoco, Inc. (R&M) Support Terminals Operating Partnership, L.P. TECO Gas Processing Company Teppco Crude Oil, LLC Texas State University - San Marcos The Dow Chemical Company TCEQ ID EE2327R PG0035M HT0266E HG3757A GB0325L MQ0043F BP0028C EA0042C MQ0548Q HG0632T TA0496G TA0496G EF0012C DB3704G BL0779R BL0048R AA0055P HG0659W EE0948Q HG0665E EE1174C EE0979F EE1117O HGA009I 3126A GB0050E PF0049M GB0006H HK0036C HG0769O County EL PASO POTTER HOWARD HARRIS GALVESTON MONTGOMERY BROOKS EASTLAND MONTGOMERY HARRIS TARRANT TARRANT ERATH DALLAS TOM GREEN BRAZORIA BRAZORIA ANDERSON HARRIS EL PASO HARRIS EL PASO EL PASO EL PASO HARRIS HARRIS HARRIS GALVESTON POLK GALVESTON HAYS HARRIS Order Date 08/07/2005 04/10/2005 07/15/2005 10/25/2004 04/10/2005 04/10/2005 11/11/2004 07/15/2005 02/10/2005 01/08/2005 09/26/2004 01/30/2005 11/26/2004 12/20/2004 05/23/2005 10/11/2004 12/20/2004 08/07/2005 09/26/2004 11/26/2004 11/26/2004 01/08/2005 04/10/2005 08/29/2005 03/21/2005 08/07/2005 08/29/2005 02/10/2005 11/11/2004 08/07/2005 06/09/2005 10/11/2004 Penalty Assessed 1,000.00 2,150.00 16,075.00 2,125.00 20,700.00 5,500.00 2,000.00 7,875.00 1,975.00 4,050.00 2,625.00 770.00 2,500.00 575.00 1,070.00 1,120.00 3,275.00 28,000.00 2,400.00 1,020.00 7,900.00 1,020.00 10,010.00 900.00 26,790.00 3,625.00 5,800.00 2,400.00 1,070.00 3,959.00 5,100.00 12,535.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 200.00 0.00 0.00 425.00 4,140.00 1,100.00 400.00 0.00 395.00 810.00 0.00 0.00 0.00 0.00 0.00 0.00 655.00 5,600.00 480.00 204.00 1,580.00 204.00 2,002.00 0.00 0.00 0.00 0.00 480.00 0.00 0.00 1,020.00 0.00 Payable Amount 800.00 2,150.00 16,075.00 1,700.00 16,560.00 4,400.00 1,600.00 7,875.00 1,580.00 1,620.00 2,625.00 770.00 2,500.00 575.00 1,070.00 1,120.00 2,620.00 22,400.00 1,920.00 816.00 6,320.00 816.00 8,008.00 900.00 26,790.00 3,625.00 5,800.00 1,920.00 1,070.00 3,959.00 4,080.00 12,535.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,620.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,620.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 6 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 14771 9145 15554 13910 16123 6002 16121 19635 16384 13747 19151 10823 19461 17696 10743 5974 12005 9776 15622 11739 22986 18229 13352 16706 23623 3134 5987 19716 19876 15734 14149 20298 12204 Respondent Name The Dow Chemical Company The Dow Chemical Company The George R. Brown Partnership, L.P. The Goodyear Tire & Rubber Company The Goodyear Tire & Rubber Company The Hertz Corporation The Kippur Corporation The Lubrizol Corporation The Shredder Company, LLC Therma Foam, Inc. Tige Boats, Inc. TM Chemicals, L.L.C. Tony Lama Company Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Transcontinental Gas Pipe Line Corporation Transcontinental Gas Pipe Line Corporation TRI State Electric, Ltd. TXU Gas Company dba TXU Lone Star Pipeline Company Tyler Holding Company, Inc. TYSON FOODS, INC. U.S. Denro Steels, Inc. Union Carbide Corporation Union Pacific Railroad Company Unocal Pipeline Company Varco, L.P. Varco, L.P. Vintage Petroleum Inc Vopak Terminal Deer Park, Inc. Weatherford Aerospace, Inc. TCEQ ID BL0082R BL0082R FI0013T JE0039N JE0039N EE1145J 950074P HG0459J 23499 TA0374V JI0080S HG3043A EE0444D HG4662F JE0005H HG0036S JE0005H JE0005H HF0042L WF0065A EE1700B WB0036F SK0022A PG0024R CI0170H 20135 EE0388L AA0053T 2144 ML0047G CI0189J 466A PC0077R County BRAZORIA BRAZORIA FREESTONE JEFFERSON JEFFERSON EL PASO EL PASO HARRIS EL PASO TARRANT TAYLOR HARRIS EL PASO HARRIS JEFFERSON HARRIS JEFFERSON JEFFERSON HARDIN WHARTON EL PASO WALLER SMITH POTTER CHAMBERS GALVESTON EL PASO ANDERSON HARRIS MIDLAND CHAMBERS HARRIS PARKER Order Date 08/07/2005 11/11/2004 01/30/2005 01/30/2005 05/09/2005 11/26/2004 03/21/2005 08/07/2005 04/10/2005 10/25/2004 06/09/2005 10/25/2004 06/09/2005 05/09/2005 01/08/2005 02/10/2005 03/03/2005 03/21/2005 08/07/2005 07/15/2005 07/15/2005 07/15/2005 04/03/2005 03/21/2005 08/29/2005 11/11/2004 11/11/2004 07/15/2005 06/09/2005 04/29/2005 10/25/2004 08/07/2005 09/26/2004 Penalty Assessed 75,920.00 43,840.00 28,050.00 3,300.00 95,585.00 2,100.00 4,620.00 5,325.00 3,720.00 4,800.00 2,600.00 750.00 1,875.00 3,175.00 28,200.00 28,200.00 27,020.00 15,000.00 3,125.00 4,500.00 900.00 900.00 120,650.00 6,200.00 4,525.00 46,368.00 3,200.00 15,000.00 3,920.00 15,400.00 1,000.00 6,900.00 8,245.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 660.00 0.00 0.00 0.00 0.00 744.00 960.00 520.00 150.00 375.00 0.00 0.00 5,640.00 0.00 0.00 625.00 900.00 180.00 180.00 0.00 1,240.00 905.00 0.00 0.00 3,000.00 784.00 0.00 200.00 0.00 0.00 Payable Amount 75,920.00 43,840.00 28,050.00 2,640.00 47,793.00 1,050.00 4,620.00 2,663.00 2,976.00 3,840.00 2,080.00 600.00 1,500.00 3,175.00 14,100.00 11,280.00 13,510.00 7,500.00 1,250.00 1,800.00 720.00 720.00 120,650.00 4,960.00 3,620.00 23,184.00 3,200.00 12,000.00 3,136.00 15,400.00 800.00 3,450.00 8,245.00 SEP Cost 0.00 0.00 0.00 0.00 47,792.00 1,050.00 0.00 2,662.00 0.00 0.00 0.00 0.00 0.00 0.00 14,100.00 11,280.00 13,510.00 7,500.00 1,250.00 1,800.00 0.00 0.00 0.00 0.00 0.00 23,184.00 0.00 0.00 0.00 0.00 0.00 3,450.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 47,792.00 1,050.00 0.00 2,662.00 0.00 0.00 0.00 0.00 0.00 0.00 14,100.00 11,280.00 13,510.00 7,500.00 1,250.00 1,800.00 0.00 0.00 0.00 0.00 0.00 23,184.00 0.00 0.00 0.00 0.00 0.00 3,450.00 0.00 Page 7 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM AQ AQ AQ AQ AQ AQ Case No. 21998 19058 16786 20660 10132 5946 Respondent Name Weatherford Aerospace, Inc. Western Gas Resources, Inc. William Marsh Rice University WTG Gas Processing, L.P. dba East Vealmoor Gas Plant Xexes, Inc. Young Contractors, Inc. TCEQ ID County PC0008N PE0195L HG1149U 20137 PARKER PECOS HARRIS HOWARD MB0283F HARRIS MCLENNAN AQ Orders Issued: 237 Order Date 08/29/2005 06/09/2005 08/07/2005 07/15/2005 10/25/2004 10/11/2004 Total: Penalty Assessed 2,425.00 21,825.00 4,876.00 42,550.00 450.00 1,050.00 6,515,043.00 Penalty Deferred 0.00 4,365.00 975.00 8,510.00 90.00 0.00 300,695.00 Payable Amount 2,425.00 17,460.00 3,901.00 34,040.00 360.00 1,050.00 3,863,619.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 2,335,244.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 2,350,729.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 8 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW Case No. 17027 582 26553 15392 10821 15190 1390 2092 18609 13727 13927 17274 14310 14489 20276 10881 2289 599 19675 13770 2704 16544 10658 1685 2796 13830 17509 Respondent Name Albemarle Corporation Aqua Solutions, Inc. BP Amoco Chemical Company * Chemicals Incorporated City Of San Angelo Clean Harbors Deer Park, L.P. Ebaa Iron, Inc. Electro-Coatings of Texas, Inc. Encycle/Texas, Inc. Evans Houston Corporation dba Sheldon Road Drumming Plant Gulf Reduction Corporation James Hardie Building Products, Inc. Leading Edge Aviation Services Amarillo, Inc. Marshall Holding Group, Inc. MG Building Materials, Ltd. North American Trans Waste, Inc. PORTER, FRANKIE Professional Service Industries, Inc. Quest Chemical Corporation Rhodia Inc. Scot Industries Inc. Shell Chemical LP Southwest Shipyard, L.P. TUBULAR RENTAL INCORPORATED Univeral Forest Products Texas Limited Partnership US Department of the Army Western Cabinets, Inc. TCEQ ID County 83328 52127 32297 37520 F1549 50089 30783 30003 32072 HARRIS HARRIS GALVESTON HARRIS TOM GREEN HARRIS EASTLAND HARRIS NUECES HARRIS TXD987982394 F1769 83022 HARRIS JOHNSON POTTER 37932 68403 85642 23715 78066 74760 31019 31275 30007 31208 FO407 32209 HARRISON BEXAR CAMERON ROCKWALL HARRIS HARRIS HARRIS MORRIS HARRIS HARRIS JIM WELLS GUADALUPE 50178 84291 BOWIE DALLAS IHW Orders Issued: 27 Order Date 05/23/2005 11/11/2004 08/29/2005 03/11/2005 03/11/2005 03/03/2005 12/23/2004 03/21/2005 07/15/2005 08/20/2005 07/15/2005 08/07/2005 07/15/2005 01/08/2005 08/20/2005 10/11/2004 11/21/2004 11/11/2004 05/23/2005 11/11/2004 02/10/2005 08/20/2005 10/11/2004 12/20/2004 10/11/2004 11/11/2004 04/10/2005 Total: Penalty Assessed 3,625.00 0.00 0.00 13,500.00 5,000.00 12,750.00 500.00 71,340.00 7,350.00 2,675.00 8,000.00 6,750.00 29,314.00 1,050.00 14,950.00 11,340.00 23,500.00 0.00 6,750.00 1,600.00 13,770.00 16,950.00 21,300.00 19,000.00 5,000.00 10,125.00 4,182.00 310,321.00 Penalty Deferred 725.00 0.00 0.00 0.00 1,000.00 2,550.00 0.00 0.00 0.00 0.00 0.00 1,350.00 5,863.00 0.00 2,990.00 0.00 23,500.00 0.00 1,350.00 320.00 2,754.00 3,390.00 4,260.00 18,400.00 1,000.00 2,025.00 836.00 72,313.00 Payable Amount 2,900.00 0.00 0.00 13,500.00 0.00 10,200.00 500.00 35,670.00 7,350.00 2,675.00 8,000.00 2,700.00 23,451.00 1,050.00 11,960.00 11,340.00 0.00 0.00 5,400.00 1,280.00 11,016.00 13,560.00 17,040.00 600.00 4,000.00 8,100.00 3,346.00 195,638.00 SEP Cost 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 35,670.00 0.00 0.00 0.00 2,700.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42,370.00 SEP Offset 0.00 0.00 0.00 0.00 4,000.00 0.00 0.00 35,670.00 0.00 0.00 0.00 2,700.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42,370.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 9 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 7548 18279 15088 2743 14768 11143 15372 2426 358 2747 10779 18590 2789 14791 2746 23714 11225 15874 5793 10721 2783 2733 11143 14731 20285 15893 14888 2461 17889 17789 10740 2968 10883 Respondent Name Aegis Bio-Systems, L.L.C. Allied Waste Systems, Inc. dba Trinity Waste Services Baxter Oil Company, LLC BELL, LEE BLACK, YOLANDA * Brownfield Independent School District City of San Saba CRISP, CAMIE Frank Henderson GALVAN, RODOLFO I * GARCIA, ANTONIO GILLEY, GENE GRACIA, HERMILIO * GROHMAN, JOHN GUTIERREZ, JOE Hank's Roll-Off & Waste Services, Inc. James R Washington Joey Claybar And Ambrose Claybar dba Claybar Construction * Keene Sanitation Lee Byrd and Kathy Byrd MALDONADO, PETE MASSINGTON, ALVIN Matthews Backhoe, Inc. Midstate Environmental Services, LP MODISETTE, DWAIN North American Recovery Servies, Inc. Octavio Benitez dba El Paso General Recycling Pacheco Joe PERRY, DELMA JR REYES, NORBERTO Robert Wittenbach dba J & R Mud Pumping Service Town of Pecos City Travis County TCEQ ID 50061 A85361 455070008 UNA455160026 40160 79559 27037 455150051 455150052 HAW004 25107 455040113 455100035 455090100 100063 A85752 620009 6200088 455150090 455150084 455070007 684 County BOWIE DALLAS JEFFERSON MIDLAND WEBB TERRY SAN SABA CORYELL BELL HIDALGO HIDALGO ANDERSON WILLACY RUNNELS HIDALGO TARRANT CASS NEWTON JOHNSON SAN JACINTO CROCKETT FALLS LUBBOCK NUECES ANGELINA WEBB EL PASO KARNES LUBBOCK CAMERON CAMERON REEVES TRAVIS Order Date 12/20/2004 05/23/2005 03/11/2005 07/08/2005 05/23/2005 09/26/2004 01/30/2005 12/20/2004 02/04/2005 12/20/2004 03/03/2005 08/07/2005 03/21/2005 08/07/2005 04/29/2005 08/20/2005 03/11/2005 04/10/2005 03/21/2005 04/29/2005 05/12/2005 04/29/2005 09/26/2004 02/10/2005 08/07/2005 05/09/2005 05/09/2005 11/26/2004 06/09/2005 08/29/2005 10/25/2004 10/11/2004 02/10/2005 Penalty Assessed 103,950.00 250.00 4,000.00 13,500.00 3,750.00 650.00 1,020.00 10,000.00 11,000.00 5,000.00 2,625.00 2,100.00 7,875.00 7,700.00 3,600.00 1,125.00 7,500.00 1,140.00 7,350.00 5,250.00 3,600.00 5,250.00 750.00 7,110.00 188.00 7,500.00 6,420.00 4,200.00 5,500.00 2,100.00 5,200.00 6,000.00 2,000.00 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Deferred 103,350.00 50.00 800.00 5,000.00 0.00 130.00 204.00 9,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 225.00 1,500.00 0.00 0.00 0.00 0.00 0.00 150.00 1,422.00 38.00 0.00 0.00 0.00 0.00 0.00 1,040.00 0.00 400.00 Payable Amount 600.00 200.00 3,200.00 8,500.00 3,750.00 520.00 816.00 600.00 11,000.00 5,000.00 2,625.00 2,100.00 7,875.00 7,700.00 3,600.00 900.00 6,000.00 1,140.00 7,350.00 5,250.00 3,600.00 5,250.00 600.00 5,688.00 150.00 7,500.00 6,420.00 4,200.00 5,500.00 2,100.00 4,160.00 0.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 1,600.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 1,600.00 Page 10 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM MSW MSW MSW Case No. 2721 13685 11226 Respondent Name ULLOA, JAVIER Universal Demolishing and Recycling Company Washington Sharon OL 324 ANDERSON, LARRY * OL 13206 CHAMBERS, CLIFF J OL 2801 CLARK, SILAS FRANK OL 6170 DAVIS, JAMES L OL 11306 ELLIS, ALBERT E OL 20297 FIELDS, FLETCHER OL 13205 FONTENOT, STEVE EUGENE SR OL 5962 KELLER, ADAM OL 11437 KIRBIE, LEROY JR OL 6169 KRAL, JAMES P OL 22744 LOWE, AMANDA R OL 21183 LUCHERK, BRIAN TODD OL 24394 MATHEWS, STEPHEN W RS OL 16664 MILLER, WILLIAM C OL 340 NASH, MARK OL 23223 NORRIS, HENRY ALLEN JR OL 19695 NORTON, ERICH A OL 8888 PATTON, CICERO H OL 10741 REEVES, GARY R OL 17450 ROBINSON, RUSSELL S JR OL 2618 ROBINSON, VINCENT OL 11342 SCHULZE, TOOTER AH OL 11987 SLOAN, KEN R OL 12564 TIPPINS, ALMA E OL 11926 TURNER, RUSSELL WAYNE OL 11619 WILLIAMS, MICHAL K TCEQ ID County 25494 HIDALGO ANGELINA 6200052 CASS MSW Orders Issued: 36 OC20019 OS0021430 OS0006653 OS0008528 OS0017965 OS0004420 OS0017966 OS0008649 OS0004141 LI0011226 OS0004489 WW0012745 OS0001529 OS0005745 OS0007985 LI0003392 SOMERVELL HARDIN MCCULLOCH LIBERTY FORT BEND MCCULLOCH HARDIN MEDINA PARKER BEXAR HARDIN WALLER HARRISON COLLIN EL PASO ORANGE BELL LEON ORANGE FORT BEND KIMBLE RED RIVER NACOGDOCHES RUNNELS HENDERSON OL Orders Issued: 26 Order Date 07/15/2005 08/07/2005 03/03/2005 Total: 08/29/2005 01/30/2005 07/15/2005 11/11/2004 03/03/2005 07/15/2005 01/30/2005 08/29/2005 07/15/2005 01/30/2005 08/20/2005 08/07/2005 08/20/2005 01/30/2005 07/15/2005 08/20/2005 07/15/2005 11/11/2004 08/20/2005 05/23/2005 11/11/2004 01/08/2005 12/20/2004 12/20/2004 09/26/2004 08/07/2005 Total: Penalty Assessed 13,050.00 10,775.00 5,500.00 284,528.00 0.00 250.00 1,375.00 0.00 250.00 250.00 250.00 375.00 500.00 750.00 250.00 375.00 500.00 250.00 1,875.00 250.00 250.00 0.00 0.00 375.00 250.00 2,188.00 250.00 520.00 1,750.00 1,050.00 14,133.00 Penalty Deferred 2,610.00 0.00 1,100.00 127,419.00 0.00 0.00 0.00 0.00 0.00 50.00 0.00 75.00 0.00 0.00 50.00 75.00 100.00 50.00 0.00 50.00 0.00 0.00 0.00 75.00 50.00 0.00 0.00 104.00 350.00 0.00 1,029.00 Payable Amount 10,440.00 10,775.00 4,400.00 149,509.00 0.00 250.00 1,375.00 0.00 250.00 200.00 250.00 300.00 500.00 750.00 200.00 300.00 400.00 200.00 1,875.00 200.00 250.00 0.00 0.00 300.00 200.00 2,188.00 250.00 416.00 1,400.00 1,050.00 13,104.00 SEP Cost 0.00 0.00 0.00 7,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 7,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 11 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9050 2849 22260 13267 16504 9032 17969 17277 14770 12844 25142 22282 24387 15192 20236 9017 19564 12244 19462 18170 14108 22802 22098 11740 16264 18829 22468 13971 24588 23063 14735 Respondent Name SHANIL-TEX, Inc. 2 M Vest, Inc. dba Mason Fast Stop 2000 IIG Inc. dba Diamond Smart 2 7-Eleven, Inc. A & J E H Inc. A & M Interests, Inc. dba North Side Texaco A. B. Marathon Gas and Go Coastal, Inc. dba Gulfway Quick Mart Citgo A.C.S.S. Dallas Industrial, Inc. AA Group, Inc. AAA Petroleum Distributors, Inc. Abbasi Holdings, Inc. ABDELGADER, IMAD Abeida Inc. dba Quik Serv Aegon Direct Marketing Services Inc. Aelina Enterprises, Inc. dba Leander Grocery AHMAD, NASEER AJANI, MEHINDI FATEHAL Alexander Oil Company Ali Akber Ali Hamoudeh Ahmad Ali Investments, Inc. dba Hawks Pantry 3 Ali Mehar Zulfigar Ali Mohammad Munaf Ali Nadir N ALI, PIYAR ALI, SAYED R ALIBHAI, BAHADURALI Al-Ilam Enterprises, Inc. dba Happy Chap Market 1 Allanco Corporation dba KP Food Mart 3 Allina Business, Inc. dba Five Star Food Mart Al's Crossroads Bait & Tackle, Incorporated dba Al's Crossroads TCEQ ID 17534 75313 39845 7386 21054 62151 69204 10082 74773 10990 14890 5371 71356 14319 27472 39369 8880 58253 43328 11375 8835 47423 28367 43430 30066 6246 31562 61298 35649 72788 County DALLAS FORT BEND HARRIS DALLAS MCLENNAN MONTGOMERY HARRIS TARRANT TARRANT TRAVIS BELL BEXAR FRIO COLLIN WILLIAMSON ORANGE TARRANT WASHINGTON TRAVIS TRAVIS JOHNSON SABINE HARRIS DEWITT FORT BEND HARRIS DALLAS LIBERTY DALLAS HARRIS TARRANT Order Date 01/30/2005 04/10/2005 08/20/2005 09/26/2004 03/11/2005 03/11/2005 06/09/2005 05/09/2005 02/10/2005 10/11/2004 08/29/2005 08/07/2005 08/29/2005 02/10/2005 08/29/2005 08/29/2005 06/27/2005 09/26/2004 05/23/2005 07/15/2005 01/08/2005 08/20/2005 06/27/2005 06/27/2005 08/29/2005 07/15/2005 08/29/2005 04/29/2005 08/20/2005 08/07/2005 02/10/2005 Penalty Assessed 2,400.00 22,950.00 2,910.00 495.00 2,250.00 2,400.00 1,900.00 2,800.00 750.00 1,500.00 3,150.00 2,625.00 1,600.00 4,500.00 3,150.00 3,150.00 3,210.00 1,000.00 1,900.00 1,350.00 2,250.00 2,400.00 2,400.00 16,800.00 18,190.00 3,270.00 1,090.00 15,950.00 1,900.00 1,780.00 6,175.00 Penalty Deferred 0.00 22,350.00 0.00 0.00 450.00 0.00 0.00 560.00 150.00 300.00 630.00 525.00 320.00 900.00 0.00 0.00 0.00 200.00 0.00 270.00 450.00 0.00 0.00 0.00 3,638.00 0.00 0.00 0.00 380.00 0.00 0.00 Payable Amount 2,400.00 600.00 2,910.00 495.00 1,800.00 2,400.00 1,900.00 2,240.00 600.00 1,200.00 2,520.00 2,100.00 1,280.00 3,600.00 3,150.00 3,150.00 3,210.00 800.00 1,900.00 1,080.00 1,800.00 2,400.00 2,400.00 8,400.00 14,552.00 3,270.00 1,090.00 15,950.00 1,520.00 1,780.00 6,175.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 12 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24773 19333 16846 9537 19576 20599 9775 9202 18591 20286 2706 9164 9210 17769 2779 8958 18333 15193 22882 11985 19535 20505 24006 9353 14708 21638 9170 20845 19258 8552 17699 Respondent Name Amanie, Corp. dba Kwik Pantry Food Mart Andrew Enterprise, Inc. dba Audrey Chevron Andrews Transport, Inc. Andrews Transport, Inc. Angel Brothers Enterprises, Ltd. Angleton ISD Anna Plaza, Incorporated dba Coyote Den Ansh III, L. P. dba Circle Q Food Store #1 APG & Z Inc. dba McKinney Food Store AQA Retails, Inc. dba Stop-N-Drive 1 AQIL, MOHAMMED ADIL Arif Jindani DBA Rozi's Mini Mart ARZ INC Ashfaque & Saiqa, Inc. dba Rylie One Stop Ashmal, Incorporated dba East 1st Grocery ASSADI, GUITI Austin S & S, Inc. dba Super Mart Aziz Convenience Stores, L.L.C. B4Gibson Plumbing Company, LLC dba Gibson Plumbing Babaji & Company Inc. dba Phillips 66 Balch Oil Company Inc. Balch Oil Company Inc. Balques Inc. dba Sunshine Food 2 Barker Business, Inc. dba Speedy Mart Beaumont Town & Country Plaza, Inc. BECKER, GARY C Bellaire Food Store Inc. dba Shop N Go No. 2 Benavides ISD Benneth Okongwu Bernal Ventures, Inc. BEWLEY, JOHN S TCEQ ID 34652 73201 55242 55242 31928 18696 47316 39341 49369 27763 60018 27207 39738 29353 11315 26972 843 71035 19796 5506 27024 65280 38643 35281 74817 26013 33042 18779 67529 48117 County DALLAS HARRIS HARRIS HARRIS HARRIS BRAZORIA COLLIN DALLAS DENTON BRAZORIA HARRIS RANDALL HARRIS DALLAS TRAVIS HARRIS TRAVIS HIDALGO BEXAR HARRIS LUBBOCK LUBBOCK GRAYSON GALVESTON JEFFERSON HAYS HARRIS DUVAL HARRIS NUECES FANNIN Order Date 08/29/2005 06/27/2005 05/09/2005 09/26/2004 06/09/2005 06/27/2005 12/20/2004 04/29/2005 08/07/2005 08/20/2005 01/30/2005 11/11/2004 03/11/2005 08/07/2005 10/25/2004 10/11/2004 06/09/2005 11/26/2004 08/29/2005 03/03/2005 06/09/2005 07/04/2005 06/27/2005 03/21/2005 03/21/2005 08/29/2005 04/29/2005 06/27/2005 07/15/2005 03/11/2005 03/21/2005 Penalty Assessed 4,280.00 10,200.00 1,800.00 2,000.00 1,040.00 2,460.00 28,350.00 1,090.00 2,850.00 1,640.00 15,225.00 3,200.00 1,925.00 1,600.00 9,900.00 3,200.00 4,200.00 5,400.00 12,000.00 3,750.00 5,100.00 2,040.00 2,400.00 6,900.00 8,700.00 950.00 1,900.00 1,600.00 1,900.00 11,000.00 2,400.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 856.00 2,040.00 0.00 400.00 208.00 0.00 27,750.00 0.00 0.00 0.00 14,625.00 0.00 0.00 0.00 0.00 0.00 0.00 1,080.00 2,400.00 750.00 1,020.00 408.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,400.00 0.00 Payable Amount 3,424.00 8,160.00 1,800.00 1,600.00 832.00 2,460.00 600.00 1,090.00 2,850.00 1,640.00 600.00 3,200.00 1,925.00 1,600.00 9,900.00 3,200.00 4,200.00 4,320.00 9,600.00 3,000.00 4,080.00 1,632.00 2,400.00 6,900.00 8,700.00 950.00 1,900.00 1,600.00 1,900.00 600.00 2,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 13 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 16764 16790 22482 22103 22428 24470 16243 18894 17278 18449 9686 23546 22883 21741 22466 17332 24734 13767 18769 17131 13527 14889 18791 12345 20215 25063 22425 13970 17551 15677 2545 21246 Respondent Name BHAYANI, SAJJAD Z Big Bear Oil Company Inc Bobby Joe Williams Bodin Concrete L.P. dba Bodin Concrete Co. Bohica Investment, Ltd. Bond Enterprises, Inc. dba Bond's First Stop Bowie-Sims-Prange, Inc. BRG Enterprises, Inc. Brinks Home Security Inc. BRITE, HERBERT E Broaddus Enterprises, Inc. BROWN, CYNTHIA Brownfield Independent School District Brownsville Val-Marts, L.L.C. Budget Rent A Car System, Inc. BUDRI, AMRUDDIN K BURZYNSKI, MD S R C & I Oil Company, Inc. Canh Minh Nguyen CANTU, RODRIGO Car Spa, Inc. dba Car Spa Car Wash Cardenas Autoplex Inc. CHAMBERS, JERRY Chapman Inc. Charles J. Engle dba Fabens Oil Company Charlie Hong Charter Roofing Co., Inc. Choice Oil & Development, Inc. Choice Petroleum, Inc. dba DJ's Country Store #2 CHONG, WANG HUN Chouhan Enterprise Corporation dba Gina's Food Mart 2 CHS Inc TCEQ ID 6642 74071 63336 30147 23775 20845 17845 46549 73787 28634 40726 10138 56810 31048 71634 73905 71405 45822 72494 60573 42992 18985 22318 74195 T002561 14931 66384 49219 53744 County MCLENNAN EL PASO HARRIS DALLAS BREWSTER FREESTONE DALLAS EL PASO DALLAS CALDWELL TRAVIS COKE TERRY CAMERON DALLAS DALLAS HARRIS JEFFERSON BEXAR CAMERON COLLIN CAMERON CAMERON GRAYSON EL PASO HARRIS HARRIS TARRANT JEFFERSON TARRANT COMANCHE RANDALL Order Date 06/09/2005 03/11/2005 07/15/2005 06/27/2005 08/29/2005 08/07/2005 06/09/2005 08/07/2005 05/23/2005 06/27/2005 01/08/2005 08/29/2005 08/20/2005 08/07/2005 08/29/2005 06/09/2005 08/29/2005 01/30/2005 06/27/2005 02/10/2005 03/03/2005 02/10/2005 05/23/2005 10/25/2004 08/07/2005 08/29/2005 08/07/2005 05/23/2005 06/27/2005 08/20/2005 03/21/2005 08/07/2005 Penalty Assessed 3,675.00 2,500.00 4,000.00 2,400.00 2,000.00 2,400.00 4,590.00 1,800.00 5,500.00 950.00 31,500.00 5,625.00 2,400.00 2,140.00 4,040.00 2,020.00 950.00 500.00 800.00 3,400.00 7,200.00 2,100.00 10,800.00 1,300.00 4,920.00 1,070.00 13,000.00 13,340.00 2,180.00 31,360.00 8,000.00 9,000.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 500.00 800.00 480.00 400.00 0.00 918.00 360.00 1,100.00 0.00 6,300.00 1,125.00 0.00 0.00 808.00 0.00 190.00 100.00 0.00 680.00 0.00 0.00 2,160.00 0.00 0.00 214.00 2,600.00 2,668.00 0.00 27,760.00 0.00 1,800.00 Payable Amount 3,675.00 2,000.00 3,200.00 1,920.00 1,600.00 2,400.00 3,672.00 1,440.00 4,400.00 950.00 25,200.00 4,500.00 2,400.00 2,140.00 3,232.00 2,020.00 760.00 400.00 800.00 2,720.00 3,600.00 2,100.00 8,640.00 1,300.00 4,920.00 856.00 10,400.00 10,672.00 2,180.00 3,600.00 8,000.00 7,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 14 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 12125 18509 13268 22505 9123 12686 21047 14129 2831 9667 24678 9499 17636 16120 19060 18131 20104 24068 10354 9497 8999 9566 22987 20720 12624 9058 14668 22181 14428 20106 9662 Respondent Name CHUNARA, MANSOORALI G Circle K Stores Inc dba Circle K Store 2705313 City of Abilene City of Gainesville City of Galveston City of Richmond City Wide Properties Windfern, Inc. dba Quik N Easy 3 Coastal King, Ltd. Coastal Transport Co., Inc. Coastal Transport Co., Inc. Coastal Transport Co., Inc. COLE, MONTE Collingsworth & Watson, Inc. Contractors Fuel & Oil Supply, Inc. Cornelius Eric Cornelius Motor Sales, Inc. Corpora aerial Service, Inc. Cox Texas Partners, Inc. dba Waco Tribune-Herald Craig E Adams Crawdad's, Inc. dba Crawdad's 4 Kountze Crockett Farm & Fuel Center, Inc. CROSBY, JOHN HENRY Currey Enterprises, Inc. dba Budget Rentals Dahisar Business, Inc. dba Honey Stop 2 Dallas County Hospital District dba Parkland Health and Hospital System Dallas Trading Enterprises, Inc. dba Kuick Check Dalton Oil, Inc. Dauglas Enterprises Inc. Davis Iron Works Operations, Ltd. DAVIS, JUDY DAVIS, MICHAEL * TCEQ ID 64498 71498 48690 32626 24957 14112 44588 73780 103759528 29453 29449 28211 73670 20843 57624 15226 25088 4720 62832 704 26845 69406 24455 67124 34791 6194 25165 37848 62890 County NAVARRO EL PASO TAYLOR COOKE GALVESTON FORT BEND HARRIS NUECES EL PASO HARRIS TRAVIS FREESTONE DALLAS DALLAS FLOYD TARRANT ROBERTSON MCLENNAN HARRIS HARDIN HOUSTON HARDIN LUBBOCK ORANGE DALLAS BOSQUE TARRANT TARRANT MCLENNAN HENDERSON SMITH Order Date 10/25/2004 03/21/2005 03/21/2005 06/27/2005 05/09/2005 10/25/2004 07/15/2005 07/15/2005 08/07/2005 08/15/2005 08/29/2005 08/07/2005 03/03/2005 03/11/2005 05/23/2005 05/23/2005 06/09/2005 08/29/2005 12/20/2004 04/29/2005 09/26/2004 06/09/2005 08/20/2005 08/20/2005 03/11/2005 02/10/2005 03/03/2005 08/07/2005 04/10/2005 06/27/2005 03/11/2005 Penalty Assessed 3,250.00 1,875.00 10,500.00 1,050.00 1,050.00 13,000.00 3,210.00 3,750.00 1,200.00 23,500.00 1,000.00 2,850.00 3,750.00 3,500.00 450.00 950.00 1,600.00 950.00 13,050.00 3,750.00 2,400.00 1,625.00 1,875.00 4,200.00 900.00 2,400.00 1,400.00 1,600.00 4,000.00 3,150.00 5,000.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 650.00 375.00 2,100.00 0.00 0.00 2,600.00 0.00 750.00 0.00 0.00 200.00 0.00 750.00 700.00 90.00 0.00 0.00 0.00 0.00 750.00 0.00 325.00 375.00 840.00 0.00 0.00 0.00 0.00 800.00 0.00 0.00 Payable Amount 2,600.00 1,500.00 0.00 1,050.00 1,050.00 10,400.00 3,210.00 3,000.00 1,200.00 23,500.00 800.00 2,850.00 3,000.00 2,800.00 360.00 950.00 1,600.00 950.00 13,050.00 1,500.00 2,400.00 1,300.00 1,500.00 3,360.00 900.00 2,400.00 1,400.00 1,600.00 3,200.00 3,150.00 5,000.00 SEP Cost 0.00 0.00 8,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 8,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 15 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9539 2586 22018 20117 14949 12270 20639 17992 14228 19053 2837 20317 19170 21780 13271 10859 13445 18371 18755 2582 20279 9193 22523 9081 20602 16033 15696 16183 2659 21123 Respondent Name DAYANI, ANWAR DBW Enterprises, Ltd. dba Scotty Mint Grocery De La Fuente Enterprises, LLC dba De La Fuente Inc DELA CRUZ, ROLANDO C Department of Veterans Affairs DGT Operations, Inc. Dhanani Nooruddin DOMINGUEZ, DAVID Dorsett Ditching Inc. dba Dorsett 221 Truck Stop Do's Investment Inc. Dream Enterprises, Inc. Dung Phat, Inc. dba D P Seafood Dupre' Transport, Inc. Dupre' Transport, Inc. East Texas Petroleum Company, Inc. Eastern Trust, Ltd Edcouch-Elsa Independent School District Public Facility Corporation Edcouch-Elsa Independent School District Public Facility Corporation ELATASSI, HEDAR Elhamad Enterprises, Inc. dba Habeeb Food Store EMIOLA, RAHEEM ENDARI, JOSEPH T ESCOBEDO, DOMINGO Essra Corporation Estrella Freight Service, L. L. C. Federal Express Corporation Fe-Ma Enterprises, Inc. Fidai Investment Corporation dba Oates Mobil FKD Enterprises Inc. dba Lucky Seven Food Mart FM 78 Enterprises Inc. dba Capital Food Mart TCEQ ID 15149 24871 75818 48946 8642 73144 72415 68904 870 35239 44911 67176 ABI0005 74943 46213 46213 23096 47284 19599 26694 32186 49944 22768 69848 58531 17680 44882 14312 County DALLAS HAMILTON MAVERICK HIDALGO MCLENNAN DALLAS HARRIS HOWARD HAYS GALVESTON FORT BEND HARRIS BEXAR TAYLOR HARRIS HIDALGO HIDALGO HARRIS TARRANT HARRIS JEFFERSON CRANE TARRANT TARRANT TARRANT HIDALGO DALLAS BEXAR BEXAR Order Date 07/15/2005 03/03/2005 08/07/2005 08/20/2005 06/09/2005 09/26/2004 06/27/2005 05/23/2005 01/08/2005 04/10/2005 10/25/2004 08/07/2005 08/07/2005 08/07/2005 03/25/2005 11/26/2004 09/26/2004 06/27/2005 06/09/2005 04/29/2005 08/29/2005 11/11/2004 06/27/2005 01/08/2005 08/20/2005 04/10/2005 12/20/2004 04/10/2005 06/27/2005 07/15/2005 Penalty Assessed 4,280.00 6,300.00 1,900.00 3,150.00 10,000.00 10,200.00 2,400.00 1,600.00 6,500.00 525.00 13,500.00 3,150.00 500.00 4,000.00 1,400.00 7,500.00 14,400.00 1,900.00 2,850.00 4,400.00 2,700.00 1,050.00 2,400.00 3,960.00 2,100.00 1,425.00 7,500.00 2,100.00 12,150.00 8,550.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 3,680.00 0.00 0.00 0.00 2,000.00 2,040.00 0.00 0.00 1,300.00 0.00 12,900.00 0.00 100.00 800.00 0.00 1,500.00 2,880.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 0.00 8,550.00 1,710.00 Payable Amount 600.00 6,300.00 1,900.00 3,150.00 0.00 8,160.00 2,400.00 1,600.00 5,200.00 525.00 600.00 3,150.00 400.00 3,200.00 1,400.00 6,000.00 11,520.00 1,900.00 2,850.00 4,400.00 2,700.00 1,050.00 2,400.00 3,960.00 2,100.00 1,425.00 6,000.00 2,100.00 3,600.00 6,840.00 SEP Cost 0.00 0.00 0.00 0.00 8,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 8,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 16 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 12344 24629 18277 19458 18770 19861 2435 17549 18190 24552 23786 10482 24388 14828 21642 9783 18853 13269 20178 13004 25180 21556 21784 3306 19938 17353 13769 10880 8939 21083 20110 22889 Respondent Name Fort Worth Osteopathic Hospital, Inc. G.M. Brothers, Inc. dba Golden Grocery GALARZA, JOSE GARCIA, ARCELIA GARZA, ENEDINA George Mashni George Peoples GHNA Corporation dba Franky's Exxon Gilbert Interests, Inc. Glass Texaco Distributors, Inc. dba Essex Texaco Gobu Inc. dba Mobil Deluxe Mart Go-Crete Gonzalez Joseph T. Greater Houston Transportation Company Green Ribbon Enterprises, Inc. dba Kwik Serve GREEN, JEFF Groendyke Transport, Inc. H & W Petroleum Company, Inc. H. Richards Oil Co. Hagg, Inc. dba Speedy Mart Halbet L P G, Inc. Harold McGehee dba Harolds Foods HARRIS, BYRON Harry Fox * HCFM, Inc. dba Hill Country Food Mart HENG, KHUN Hicks Oil & Butane Co. High Country Ventures, Inc. Highway Tranport, Inc. Highway Travel Centers, Inc. dba Roadrunner Travel Center Highway Travel Centers, Inc. dba Roadrunner Travel Center Hirani Enterprises Inc. dba Korner Food Store TCEQ ID 56020 75068 26899 10661 31104 60519 2202 37514 42586 74792 1238 37642 16486 4696 2921 37013 50854 39751 42986 38202 21075 57770 10966 71934 51553 43113 46351 72190 15474 7318 County TARRANT HARRIS CAMERON HARRIS HIDALGO HARRIS NACOGDOCHES BRAZOS TRAVIS CHEROKEE DALLAS DALLAS CAMERON HARRIS MONTGOMERY LIBERTY NUECES HARRIS TRAVIS HARRIS SCHLEICHER TARRANT HOWARD UPSHUR BURNET HUNT CAMERON CULBERSON HARRIS NUECES NUECES TARRANT Order Date 09/26/2004 08/29/2005 05/23/2005 07/15/2005 06/27/2005 06/09/2005 01/08/2005 06/09/2005 03/11/2005 08/29/2005 08/20/2005 01/30/2005 08/20/2005 03/11/2005 08/20/2005 01/30/2005 05/23/2005 10/11/2004 06/09/2005 12/20/2004 08/29/2005 06/27/2005 06/27/2005 04/10/2005 08/20/2005 05/09/2005 10/11/2004 02/10/2005 01/08/2005 08/20/2005 06/27/2005 08/07/2005 Penalty Assessed 1,600.00 800.00 1,050.00 9,000.00 800.00 1,900.00 4,500.00 3,800.00 450.00 950.00 1,640.00 8,400.00 2,400.00 12,500.00 1,700.00 1,800.00 2,500.00 1,000.00 625.00 13,500.00 3,210.00 1,800.00 1,600.00 249,375.00 9,450.00 1,050.00 500.00 17,850.00 2,000.00 7,500.00 7,500.00 1,050.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 320.00 160.00 0.00 1,800.00 0.00 0.00 3,900.00 0.00 90.00 190.00 0.00 0.00 0.00 2,500.00 0.00 0.00 500.00 200.00 125.00 2,700.00 642.00 360.00 0.00 0.00 1,890.00 0.00 100.00 17,250.00 0.00 1,500.00 1,500.00 0.00 Payable Amount 1,280.00 640.00 1,050.00 7,200.00 800.00 1,900.00 600.00 3,800.00 360.00 760.00 1,640.00 8,400.00 2,400.00 10,000.00 1,700.00 1,800.00 2,000.00 800.00 500.00 10,800.00 2,568.00 1,440.00 1,600.00 249,375.00 7,560.00 1,050.00 400.00 600.00 1,000.00 6,000.00 6,000.00 1,050.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,000.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,000.00 0.00 0.00 0.00 Page 17 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 14172 21725 9149 22104 24627 7413 17610 293 12465 9237 18850 19059 9945 24067 9475 20967 18453 9090 9049 23828 21677 13790 18090 18757 20910 9124 19860 22431 21924 23344 Respondent Name HIRANI, NAUSCHAD Hong & Taft, Inc. dba H & T Texaco Houston Business Investments, Inc. HSY Inc. dba Beltline Mobil HUSEIN, WALID AK HUSSAIN, SALIM I I M A Corporation dba Wichita Texaco Ideal Gas, Inc. INAARA Group, Inc. dba City Star Texaco Inayat Enterprises, Inc. dba Mini Max Food Mart INAYAT'S, Inc. dba Stop & Shop Ince James A Dba Diamond Jims Iraz, Inc. dba Tejas Grocery ISLAM, MONIRAL J & J Business Inc. J&L Automotive, Inc. dba Midway Shamrock J.D. GREWAL, INC. DBA SPIN N MARKET 7 JALLAD, HUSAM Jan Enterprises, Inc., dba Nikus Lucky Lady Janu Enterprises, Inc. dba Broncos Country Corner Jarral's International, Inc. dba Express Lane Mobil Mart JAVAID, MUHAMMAD S Jay and Kishan, LLC dba Shell Food Mart Jeannie Simpson dba Jumpin Jack's Jeffy's, Inc. dba Jeffys Exxon Mobil 2 JENKINS MANAGEMENT L.L.C. DBA DR. GLEEM CAR WASH JINDANI, ARIF Joe Adams Joe Pratt dba Harbour Light Marina John Wiesner, Inc. TCEQ ID 11001 69145 33621 17470 4718 24663 73427 19912 13589 11329 67449 44351 6899 34836 20457 18803 54555 40747 46487 50129 43965 38823 73145 70149 26683 6962 54839 75592 47523 10356 County TRAVIS HARRIS BRAZORIA DALLAS ELLIS SMITH WICHITA COCHRAN TARRANT TRAVIS TARRANT LUBBOCK HARDIN HARRIS HARRIS MCLENNAN LIBERTY EL PASO TARRANT LIBERTY GALVESTON JEFFERSON WICHITA KAUFMAN HARRIS HARRIS BRAZORIA WALLER HENDERSON MONTGOMERY Order Date 11/26/2004 06/27/2005 03/21/2005 06/27/2005 08/29/2005 08/20/2005 05/23/2005 03/11/2005 04/29/2005 03/03/2005 05/23/2005 07/01/2005 11/11/2004 08/07/2005 09/26/2004 06/27/2005 05/09/2005 03/21/2005 12/20/2004 08/29/2005 08/20/2005 06/27/2005 06/09/2005 05/09/2005 06/27/2005 08/07/2005 05/23/2005 08/07/2005 08/07/2005 08/20/2005 Penalty Assessed 1,300.00 2,100.00 3,200.00 2,400.00 2,100.00 34,500.00 2,850.00 4,900.00 3,120.00 5,400.00 2,520.00 1,800.00 14,000.00 2,400.00 5,775.00 950.00 2,850.00 2,400.00 3,200.00 4,270.00 820.00 8,480.00 2,250.00 1,600.00 1,600.00 2,160.00 2,400.00 1,900.00 1,050.00 950.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 260.00 0.00 0.00 0.00 420.00 6,900.00 0.00 980.00 0.00 0.00 0.00 360.00 2,800.00 0.00 0.00 0.00 0.00 0.00 0.00 854.00 0.00 1,696.00 450.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 1,040.00 2,100.00 3,200.00 2,400.00 1,680.00 27,600.00 2,850.00 3,920.00 3,120.00 5,400.00 2,520.00 1,440.00 11,200.00 2,400.00 5,775.00 950.00 2,850.00 2,400.00 3,200.00 3,416.00 820.00 6,784.00 1,800.00 1,600.00 1,600.00 2,160.00 2,400.00 1,900.00 1,050.00 950.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 18 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 14618 22199 20239 15108 9247 21742 9476 15574 9103 9056 14809 19698 17047 14737 2739 22983 21899 13105 24229 16073 19459 20378 21726 13725 21926 24406 20640 9135 19071 19636 22182 15933 23565 Respondent Name Jones Oil, Inc. JUAREZ, LAZARO LARRY JUNG, IN SOOK K&S Trucks, Ltd. KABIR, SAIDUL KABIR, SAIDUL KAHN, TAHIR IQBAL KARIM, FARIDA Kayan Foods, Inc. dba Delta Food Store Kellogg Brown & Root, Inc. Kelso Tractor Company. Inc. KHAIL, YOUNIS KHAN KHALID, MAHMOOD Khan Imtiaz KHERAJ, MOHAMMAD ALI KIM, PAUL KIM, PETER S King Fuels, Inc. King's Crossing Golf & Country Club, Inc Kitson & Partners, LLC dba Chase Oaks Golf Club KVN Oil&Gas, Inc. dba Story Fina LADHANI, AMIRALI Lake Whitney Development Company, L.L.C. dba Jac's One Stop Lamar University Lamb County Electric Cooperative, Inc. Lamb County Hospital dba Lamb Healthcare Center LC Franklin, Inc. dba Hitching Post LEE, KWANG SOON Leyendecker Construction, Inc. Lighthouse Electric Cooperative, Inc. Loan Nguyen Lomax Incorporated dba Lomax Oil Co. Lone Star Corrugated Container Corporation TCEQ ID 38431 74194 70040 8704 39070 69990 57595 39747 184 7927 6519 3907 8957 7401 7348 35153 T002281 44631 25389 52763 36490 34483 30057 18582 56992 18564 35937 23609 2149 8062 16698 County HARRIS BEXAR DENTON UPTON HOUSTON RUSK WICHITA DENTON HARRIS HARRIS DENTON JEFFERSON JEFFERSON JOHNSON COLLIN SMITH HARRIS HARRIS NUECES COLLIN DALLAS ATASCOSA HILL JEFFERSON LAMB LAMB TARRANT TRINITY WEBB FLOYD JEFFERSON CULBERSON DALLAS Order Date 11/11/2004 06/27/2005 06/27/2005 01/08/2005 10/25/2004 08/20/2005 02/10/2005 03/11/2005 11/26/2004 11/11/2004 10/11/2004 08/07/2005 03/11/2005 11/26/2004 01/30/2005 08/29/2005 06/27/2005 09/26/2004 08/20/2005 03/21/2005 08/20/2005 08/29/2005 08/07/2005 12/20/2004 08/29/2005 08/07/2005 07/01/2005 09/26/2004 05/09/2005 06/27/2005 08/29/2005 04/29/2005 08/29/2005 Penalty Assessed 1,560.00 1,900.00 2,400.00 4,500.00 3,150.00 5,250.00 9,000.00 3,550.00 2,460.00 1,900.00 1,000.00 1,600.00 4,800.00 2,250.00 11,550.00 3,150.00 1,050.00 1,400.00 2,500.00 4,050.00 2,910.00 1,900.00 4,200.00 7,500.00 16,500.00 1,050.00 5,040.00 800.00 800.00 1,500.00 9,520.00 500.00 800.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 312.00 0.00 0.00 900.00 0.00 0.00 1,800.00 710.00 0.00 0.00 200.00 0.00 960.00 450.00 0.00 0.00 0.00 0.00 500.00 810.00 0.00 0.00 0.00 1,500.00 3,300.00 210.00 1,008.00 0.00 0.00 300.00 1,904.00 100.00 0.00 Payable Amount 1,248.00 1,900.00 2,400.00 3,600.00 3,150.00 5,250.00 7,200.00 2,840.00 2,460.00 1,900.00 800.00 1,600.00 3,840.00 1,800.00 11,550.00 3,150.00 1,050.00 1,400.00 2,000.00 3,240.00 2,910.00 1,900.00 4,200.00 0.00 13,200.00 840.00 4,032.00 800.00 800.00 1,200.00 7,616.00 400.00 800.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 19 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 19558 19330 11919 22219 17127 12667 18289 21698 16203 18091 24389 9542 22022 18690 21637 18149 17469 14688 9373 20097 15016 13947 24030 21427 17570 18049 23809 23348 9071 20661 19615 Respondent Name Lone Star Petroleum LP Louisiana Chicken Food Mart, Inc. dba Louisiana Chicken Food Mart Lucky Lady Oil Company Lucky Lady Oil Company Lucky Lady Oil Company M and Y Corporation dba Texaco Metro Mart M.R. Calhoun Enterprises, Inc. dba Country Stop M.Y.M. Investment Inc. dba Kwik & Save Food Store MAHMOOD, ARSHAD Maknojia & Maknojia Inc DBA Sams Drive Inn MALHOTRA, LOLLY MANZOOR ENTERPRISE, INC. DBA M&M FOOD MART MARLEY, DANA Martin Eagle Oil Company Maso, Inc. dba Chill City Conoco Mass Marketing Ltd. dba Super S Foods 327 MATOCHA, RANDY C MCDANIEL, HARRIET MCQUEEN, A T MEADLIN, CECIL WAYNE MEGHANI, MIKE MERCHANT, KARIM Metro Business, Inc. dba Metro Mart 9 Metro Petroleum Inc. Mexia Independent School District Mex-Pak-U.S.A., Inc. Midway Independent School District Mohammad Ghorashi Mohammad Mohiuddin Momin & Sons Incorporated dba Hearne Food Store MOMIN, ALLAUDDIN N TCEQ ID 72589 2417 10757 10757 10757 43429 73267 45095 43848 65434 6226 67211 65829 26319 0027501 58244 29822 11518 54169 7301 39411 43676 66394 57107 47276 18875 41201 14909 47979 County BEXAR TARRANT TARRANT TARRANT TARRANT DENTON BROWN HARRIS MCLENNAN HARRIS PALO PINTO HARRIS TRAVIS DENTON COLLIN BEXAR WHARTON WILLIAMSON POLK TARRANT TARRANT COLLIN WILLIAMSON ROCKWALL LIMESTONE WEBB MCLENNAN TRAVIS ANDERSON ROBERTSON TRAVIS Order Date 06/09/2005 05/23/2005 03/11/2005 08/20/2005 05/23/2005 08/07/2005 04/29/2005 08/29/2005 04/10/2005 06/27/2005 08/29/2005 08/20/2005 05/23/2005 06/09/2005 06/27/2005 03/03/2005 04/10/2005 04/10/2005 12/20/2004 06/27/2005 11/11/2004 11/26/2004 06/27/2005 07/15/2005 08/29/2005 06/27/2005 08/07/2005 08/29/2005 04/29/2005 06/27/2005 07/15/2005 Penalty Assessed 4,725.00 2,400.00 2,480.00 7,005.00 2,480.00 3,600.00 800.00 1,600.00 2,100.00 2,850.00 2,700.00 1,600.00 1,050.00 14,500.00 1,600.00 4,500.00 1,900.00 1,125.00 23,100.00 3,200.00 1,640.00 5,000.00 2,100.00 8,550.00 1,900.00 2,400.00 1,690.00 2,400.00 3,270.00 2,850.00 2,100.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 540.00 0.00 0.00 2,900.00 0.00 900.00 0.00 225.00 0.00 0.00 0.00 0.00 0.00 1,710.00 0.00 0.00 338.00 0.00 0.00 0.00 0.00 Payable Amount 4,725.00 2,400.00 2,480.00 7,005.00 2,480.00 3,600.00 800.00 1,600.00 2,100.00 2,850.00 2,160.00 1,600.00 1,050.00 11,600.00 1,600.00 3,600.00 1,900.00 900.00 23,100.00 3,200.00 1,640.00 5,000.00 2,100.00 6,840.00 0.00 2,400.00 1,352.00 2,400.00 3,270.00 2,850.00 2,100.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 20 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 21527 21206 17995 12625 9990 9040 14689 20501 13849 16908 13847 24550 15010 18753 12864 13968 21921 15638 20508 22464 16909 9078 2392 9089 19030 22021 11381 20503 17692 15612 9658 Respondent Name MOMIN, SULTAN Mona Enterprises, Inc. dba Shop In Market MORGAN OIL COMPANY Motiva Enterprises LLC MUGHAL, NASIR Mulberry Kaufman Enterprises, Inc. Murphy Oil USA, Inc. dba Murphy USA 6879 Namj. C, Inc. dba M & S Express Naurin, Inc. dba Shell III Naurin, Inc. dba Shell III New Crossing Katy, Inc. Newell Recycling Company of El Paso, L.P. NGUYEN, JULIE NGUYEN, THUY T Nizamani, Inc. dba Delta Food Store Noorani Petroleum, Inc. North Dallas Moving & Storage Co., Inc. Oasis Car Wash, Inc. dba Magic Car Wash & Lube Center OCAMPO, ADAM R Oscar Food Corp. dba Circle A Grocery Store P & J Team America, Inc. PADMA CORPORATION DBA STEP N GO Pak Ambrit, Inc. dba Pak-N-Pay PAK TEX Group Inc. Pak-American, Inc. Paradise Business Inc. dba Handi Plus 37 PARKER, KENNETH PATEL, JAYESH I PATEL, VINA R Pay and Save, Inc. Petro-Chemical Transport Inc. TCEQ ID 45705 27339 53854 5474 27512 75575 39544 13710 13710 70133 23720 8058 44568 65684 50129 2405 65381 62180 8919 24439 39391 9897 45224 30576 63679 34575 16768 66804 73850 County HARRIS HARRIS ANGELINA HARRIS GALVESTON KAUFMAN EL PASO BEXAR DALLAS DALLAS FORT BEND EL PASO JEFFERSON TARRANT HARRIS LIBERTY DALLAS JEFFERSON TARRANT HARRIS ELLIS DALLAS HARRIS WASHINGTON HARRIS BRAZORIA SHELBY HARRIS DALLAS LAMB BURNET Order Date 08/07/2005 06/27/2005 03/21/2005 10/11/2004 04/29/2005 09/26/2004 08/29/2005 06/27/2005 06/27/2005 06/27/2005 06/09/2005 08/20/2005 08/20/2005 04/10/2005 03/03/2005 02/10/2005 06/09/2005 04/29/2005 05/23/2005 08/29/2005 03/11/2005 03/11/2005 11/26/2004 05/09/2005 08/07/2005 08/07/2005 03/11/2005 06/27/2005 05/23/2005 03/03/2005 04/10/2005 Penalty Assessed 2,140.00 2,400.00 4,500.00 31,000.00 4,280.00 1,600.00 2,000.00 6,100.00 1,150.00 2,400.00 13,500.00 840.00 6,800.00 2,100.00 3,850.00 16,275.00 950.00 5,500.00 2,910.00 2,100.00 4,500.00 3,210.00 12,000.00 2,850.00 2,460.00 2,850.00 8,500.00 800.00 1,600.00 10,000.00 700.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 900.00 6,200.00 0.00 0.00 400.00 1,220.00 0.00 0.00 0.00 168.00 1,360.00 0.00 770.00 0.00 0.00 0.00 0.00 0.00 900.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,000.00 0.00 Payable Amount 2,140.00 2,400.00 3,600.00 24,800.00 4,280.00 1,600.00 1,600.00 4,880.00 1,150.00 2,400.00 13,500.00 672.00 5,440.00 2,100.00 3,080.00 16,275.00 950.00 5,500.00 2,910.00 2,100.00 3,600.00 3,210.00 12,000.00 2,850.00 2,460.00 2,850.00 8,500.00 800.00 1,600.00 8,000.00 700.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 21 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 14972 15674 19516 22079 15331 18151 9435 2769 9171 13972 2969 23029 5873 18754 18630 21719 9221 14309 9036 2389 21702 20560 21466 21781 12090 14829 2567 15694 17694 11248 16684 22041 Respondent Name Petroleum Wholesale, L.P. PHAM, NHAN HUU PHELPS, SANDRA PHUNG, HUNG PIKE, MARK J Pleiku, Inc. dba You & I Food Store PNI Transportation, Inc. POKLUDA, FRANK Praxair, Inc. Prince Shahzad, Inc. Prince Texas Group, Inc. Proton PRC, LTD. dba Oasis Car Wash PURI, WASIM PURSER, LEE ROY Qazi Trading Corporation dba Dollar Saver Food Mart 12 Quan Liem T Quick Deal Enterprises, Inc. Quiroga Trucking, L.L.C. dba Quiroga Portable Common Carrier QURESHI, MOHAMMAD N R. Master & Sons, Inc. dba Get & Go Ram Diversified, Inc. dba Copperfield Texaco RAMIREZ, JAIME RAMIREZ, ROGELIO RD Wallace Oil Co., Inc. Red Man Pipe & Supply Co. Red Star Truck Terminal, Inc. dba Texaco Gas & Go 3 Ricky's Enterprises, Inc., dba Tony's Express Market Rio Grande Regional Hospital, Inc. Robbins Chevrolet Company Robert Heath Trucking, Inc. RODRIGUEZ, GILBERTO H * Roger Beasley Imports, Inc. dba Mazda South TCEQ ID 66800 32987 5133 7245 10073 61844 5872 11161 55763 40077 70148 11312 23688 46360 39652 14101 40144 47665 66810 45799 48945 64900 3944 953 40209 44597 2957 1040 71412 51500 County HARRIS TARRANT RED RIVER POTTER EL PASO HARRIS DALLAS WALLER HARRIS MONTGOMERY JEFFERSON COLLIN TRAVIS COLLIN WICHITA HARRIS HARRIS MATAGORDA GALVESTON CALHOUN HARRIS HIDALGO HIDALGO COCHRAN HARRIS TAYLOR HARRIS HIDALGO HARRIS LUBBOCK CAMERON TRAVIS Order Date 08/07/2005 06/09/2005 08/07/2005 08/20/2005 11/26/2004 03/11/2005 10/25/2004 04/10/2005 09/26/2004 05/09/2005 06/09/2005 08/29/2005 03/11/2005 04/10/2005 08/20/2005 06/27/2005 02/10/2005 03/11/2005 03/03/2005 11/11/2004 06/27/2005 06/27/2005 06/27/2005 06/27/2005 11/11/2004 03/03/2005 12/20/2004 01/30/2005 04/10/2005 10/25/2004 08/07/2005 06/27/2005 Penalty Assessed 12,500.00 9,000.00 2,400.00 2,400.00 3,150.00 3,210.00 2,400.00 3,800.00 3,030.00 13,500.00 54,950.00 950.00 15,300.00 4,200.00 7,000.00 3,210.00 3,450.00 2,400.00 3,870.00 22,000.00 1,940.00 2,850.00 2,100.00 900.00 7,475.00 3,850.00 44,000.00 5,520.00 800.00 5,250.00 7,000.00 1,050.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 2,500.00 1,800.00 0.00 0.00 630.00 0.00 0.00 0.00 0.00 2,700.00 50,750.00 0.00 8,875.00 0.00 1,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 180.00 1,495.00 770.00 42,000.00 1,104.00 0.00 0.00 1,400.00 0.00 Payable Amount 10,000.00 7,200.00 2,400.00 2,400.00 2,520.00 3,210.00 2,400.00 3,800.00 3,030.00 10,800.00 4,200.00 950.00 6,425.00 4,200.00 5,600.00 3,210.00 3,450.00 2,400.00 3,870.00 22,000.00 1,940.00 2,850.00 2,100.00 720.00 5,980.00 3,080.00 2,000.00 4,416.00 800.00 2,625.00 5,600.00 1,050.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,625.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,625.00 0.00 0.00 Page 22 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 24066 23033 9191 9035 16100 18050 9141 17167 17256 17571 13948 9436 11341 9558 21326 23143 17714 9179 23523 21717 9080 20155 15673 11479 16847 22803 21860 21532 14613 20095 19740 12704 Respondent Name RUMFOLO, JOHN S. N. V. Business Inc. dba Bellaire Food Mart S. P. Holmes, Inc. Sahers, Inc. dba Save A Step Mart 5 Saleh Amjad dba Speedy Bee 3 Salem Khalil Salemohmed Sajjad Ali SALINAS, NOEMI Salinas, Teresa Sampri Investments, LLC Sarbali Oil, Inc. dba Jasper Fuels Company Satina, Inc. dba Donna's Food Market Sattar Investments, Inc. dba CFM Florence SATTAR, RABNAWAZ SATTAR, RAFIA Schmidt & Sons, Inc. SEIDEL, BERNARD Shani Corporation Shank C&E Investments, L.L.C. dba Shank Services Shbaita, Inc. dba Super Stop 4 SHEIKH, TAYYAB M SHIN, DONG SHIWAKOTI, BISHNU SHOFNER, JOE Shot Realty Company Inc. dba Atlantic Relocation Systems Shreehari Krupa Corporation dba BP Foodmart SIDDIQUI, USAMA Sidheshwar P. Singh Signature Stores, Inc. dba One Stop Fina SILVERTOOTH, MICHAEL R SINGH, JASBIR Sitton Oil and Marine Company, Inc. TCEQ ID 73770 35333 26064 33614 9965 43527 36527 66882 14707 69277 37326 26914 70929 29667 67479 62915 70254 12807 30065 28031 49866 7926 21855 55377 47417 39219 73660 38759 20810 24933 51732 County HARRIS HARRIS WILLIAMSON HARRIS DALLAS HARRIS WILLIAMSON STARR BEXAR HARRIS JEFFERSON JEFFERSON WILLIAMSON TRAVIS JOHNSON GONZALES BASTROP HARRIS HARRIS MONTGOMERY UPSHUR HARRIS DENTON SHELBY DALLAS MCLENNAN WOOD HARRIS DALLAS TITUS HARRIS JEFFERSON Order Date 08/29/2005 08/29/2005 11/26/2004 03/21/2005 03/11/2005 04/29/2005 09/26/2004 04/10/2005 06/09/2005 06/27/2005 11/26/2004 04/29/2005 10/25/2004 03/21/2005 08/20/2005 08/07/2005 02/10/2005 06/27/2005 08/20/2005 06/27/2005 11/26/2004 06/27/2005 06/27/2005 11/11/2004 12/20/2004 06/27/2005 06/27/2005 06/27/2005 03/03/2005 05/23/2005 06/09/2005 09/26/2004 Penalty Assessed 1,600.00 2,460.00 1,600.00 2,460.00 4,500.00 2,100.00 1,600.00 7,200.00 2,400.00 2,460.00 6,125.00 18,150.00 4,875.00 14,490.00 6,750.00 500.00 1,600.00 1,600.00 510.00 3,200.00 2,400.00 2,910.00 2,700.00 4,800.00 4,500.00 2,550.00 3,200.00 1,680.00 3,510.00 2,140.00 1,400.00 1,000.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 900.00 0.00 0.00 1,440.00 0.00 0.00 700.00 0.00 975.00 0.00 1,350.00 100.00 0.00 0.00 102.00 0.00 0.00 0.00 540.00 960.00 900.00 510.00 0.00 0.00 0.00 0.00 0.00 200.00 Payable Amount 1,600.00 2,460.00 1,600.00 2,460.00 3,600.00 2,100.00 1,600.00 5,760.00 2,400.00 2,460.00 5,425.00 18,150.00 3,900.00 14,490.00 5,400.00 400.00 1,600.00 1,600.00 408.00 3,200.00 2,400.00 2,910.00 2,160.00 3,840.00 3,600.00 2,040.00 3,200.00 1,680.00 3,510.00 2,140.00 1,400.00 800.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 23 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 12710 15681 18276 8957 19559 17349 22786 17088 18275 16445 20275 12524 8917 22662 13907 15012 17356 17470 22080 18533 23423 2695 11336 22119 14792 21008 21718 24557 20457 19256 19112 2484 Respondent Name Sitton Oil and Marine Company, Inc. * Siva Corporation dba K K Food Mart SJKR, Inc. dba Steve's Texaco SJP Holdings, Inc. dba Speed Mart Smith's Texas Quick Stop, Inc. SNV Corporation dba E Z Convenience Shop SOLANKI, PRAVINA Son & Chi Corporation Southmost Aviation, Inc. Southwestern Industrial Contractors and Riggers, Inc. SR-Krupa, Inc. dba SR Food & Gas Star Tex Gasoline & Oil Distributors Inc. Star Tex Gasoline & Oil Distributors Inc. Steinhagen Oil Company, Inc. Steinhagen Oil Company, Inc. STRONG, JIM SUDDERTH, PATRICK DALE SUH, YOON KYO * SULAK, JOEY Suman Enterprises, INC. Sun Coast Resources, Inc. Superior Aviation Fuel Enterprises LLC. T J Shaikh Inc. dba Shop N Go Food Mart T.A.B. Lone Star Holdings, Inc. dba Super Stop 14 Taing Meng T Talley Trucking Company, Inc. TammyMalik Enterprises Inc. Tash, Inc. dba In-N-Out Mini Mart Texarkana Water Utilities Texas and Kansas City Cable Partners, L.P. dba Time Warner Cable Texas Department of Transportation Texas Department of Transportation TCEQ ID 3141 33564 25999 58561 62113 7192 18495 9119 18715 12052 12215 23481 9307 28592 18253 20464 47943 33310 32949 69744 49238 39416 40091 6273 20503 69150 60716 46473 60119 15071 8723 County JEFFERSON SAN AUGUSTINE RANDALL TARRANT OLDHAM MCLENNAN ANGELINA DALLAS CAMERON EL PASO LUBBOCK NUECES NUECES JEFFERSON JEFFERSON BEE HARRIS DENTON WHARTON VICTORIA HARRIS EL PASO DALLAS JEFFERSON TARRANT HARRIS PARKER TARRANT BOWIE HARRIS KING BRAZORIA Order Date 02/10/2005 01/08/2005 04/29/2005 11/26/2004 06/09/2005 06/09/2005 06/27/2005 03/03/2005 06/09/2005 06/27/2005 06/27/2005 11/26/2004 05/23/2005 08/29/2005 11/26/2004 05/23/2005 05/27/2005 03/03/2005 06/27/2005 05/09/2005 08/29/2005 10/11/2004 03/21/2005 06/27/2005 05/09/2005 06/27/2005 06/27/2005 06/27/2005 06/27/2005 06/09/2005 06/27/2005 01/30/2005 Penalty Assessed 770.00 4,590.00 1,050.00 2,100.00 1,600.00 10,000.00 2,850.00 5,000.00 7,500.00 1,800.00 1,350.00 450.00 5,200.00 3,500.00 8,250.00 4,500.00 1,640.00 16,500.00 2,400.00 4,800.00 600.00 2,880.00 4,140.00 950.00 1,070.00 800.00 800.00 2,100.00 1,600.00 3,570.00 1,875.00 7,500.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 154.00 918.00 0.00 0.00 0.00 2,000.00 0.00 1,000.00 1,500.00 360.00 270.00 90.00 0.00 700.00 700.00 900.00 0.00 3,300.00 0.00 960.00 0.00 576.00 0.00 0.00 0.00 0.00 0.00 420.00 0.00 714.00 375.00 1,500.00 Payable Amount 616.00 3,672.00 1,050.00 2,100.00 1,600.00 8,000.00 2,850.00 4,000.00 6,000.00 1,440.00 1,080.00 360.00 5,200.00 2,800.00 7,550.00 3,600.00 1,640.00 13,200.00 2,400.00 3,840.00 600.00 2,304.00 4,140.00 950.00 1,070.00 800.00 800.00 1,680.00 1,600.00 2,856.00 0.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 6,000.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,500.00 6,000.00 Page 24 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 2772 23243 2925 16725 19132 2740 15334 19211 24267 15716 22061 24563 11907 2811 9048 9452 21746 10720 12464 14732 9785 21064 9274 15413 16053 13969 21407 11819 19676 24473 9466 Respondent Name Texas God Bless, Inc. dba Lucky Stop Grocery Texas H&M Inc. dba FM Deli Beer & Wine Texas Transeastern, Inc. Texas Transeastern, Inc. Texas Youth Commission Thang Corporation dba Quick N Save The Hertz Corporation Thomas Petroleum Ltd. Thomas Petroleum Ltd. Three D Oil Co. of Kilgore, Inc. Three Stars Aviation, L.L.C. dba Town & Country Airpark Three Vision II, Inc. dba Park Place Foods Thrif-Tee Foods, Inc. Tideport Petroleum, Inc. Tipton Service, Inc. TRAN, BINH TRAN, NGOC T Travel Mart, Inc. Travelcenters Properties LP dba TravelCenters TRI STAR AVIATION INC Triangle Business, Inc. dba Honey Stop 22 Tri-Con, Inc. TRIPLE R FOODS INC TRUONG, PHAT Twin Oaks Stables, LLC TXSONYA, Inc. UMIA Corporation dba Westside Grocery United Petroleum Transports, Inc. Universal Enterprises, Inc. dba Handi Stop 39 Universal Transport, Inc. V.W. Convenience, Inc. TCEQ ID 5572 16028 55834 69539 31389 45878 65484 3477 56859 73844 65165 13392 46867 39040 49953 10748 41891 57063 37328 39966 15514 9329 67127 5661 36016 74468 19638 County BRAZORIA DENTON HARRIS HARRIS HIDALGO TARRANT TRAVIS VICTORIA NUECES GREGG LUBBOCK TRAVIS COLLIN NUECES HUTCHINSON GALVESTON HARRIS SAN PATRICIO DENTON HARRIS JEFFERSON JEFFERSON TARRANT JEFFERSON POLK DALLAS WISE BEXAR HARRIS DALLAS POLK Order Date 04/29/2005 08/29/2005 11/11/2004 06/09/2005 08/29/2005 01/08/2005 08/07/2005 03/11/2005 08/29/2005 03/11/2005 07/15/2005 08/29/2005 10/11/2004 01/30/2005 12/20/2004 11/26/2004 08/29/2005 07/15/2005 11/11/2004 06/27/2005 08/07/2005 07/15/2005 01/08/2005 01/08/2005 08/07/2005 01/08/2005 08/07/2005 04/29/2005 06/09/2005 08/29/2005 01/08/2005 Penalty Assessed 1,050.00 7,490.00 60,050.00 10,000.00 2,500.00 6,750.00 900.00 1,500.00 3,150.00 3,000.00 1,600.00 2,100.00 2,760.00 1,250.00 3,150.00 2,240.00 3,210.00 6,750.00 475.00 2,340.00 17,100.00 6,300.00 2,850.00 2,925.00 6,300.00 7,650.00 3,750.00 7,000.00 3,750.00 700.00 4,000.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 500.00 0.00 180.00 300.00 0.00 600.00 0.00 420.00 552.00 0.00 2,550.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 585.00 1,260.00 1,530.00 750.00 0.00 750.00 140.00 800.00 Payable Amount 1,050.00 7,490.00 60,050.00 10,000.00 2,000.00 6,750.00 720.00 1,200.00 3,150.00 2,400.00 1,600.00 1,680.00 2,208.00 1,250.00 600.00 2,240.00 3,210.00 6,750.00 475.00 2,340.00 17,100.00 6,300.00 2,850.00 2,340.00 5,040.00 6,120.00 3,000.00 7,000.00 3,000.00 560.00 3,200.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 25 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 21125 22742 21703 24721 22303 21818 15678 20116 13949 428 24884 9120 22160 22890 12268 9575 2844 18332 15614 12824 16366 23728 Respondent Name Valor Telecommunications of Texas, L. P. VERICENTER, INC. VIRANI, AKBER ALI Wachsmann Carl Waterside Corporation dba Bayview Marina Waterside Corporation dba Bayview Marina WATSON, WILLIAM E Weeks Kaye West Telemarketing Corporation West Texas Superquick, Inc. Western Transporation, Inc. WILLIAMS, SHARON K WILSON, WALLIE JEAN WOMACK, JERRY D Xuan Inc Yaa Ali Corporation YANG, SOK SUN Yen K Tat dba Sun Stop Market YOUSEF, SARI M ZR CO, INC. ZSA Investment Inc. dba J's Shoppers Mart Zuma International, Inc. dba Manchaca Food Mart TCEQ ID County 50145 46284 53750 6135 64729 64729 45424 16583 73919 23981 65791 59183 73366 33838 58102 17068 68894 12656 42829 24373 11316 LAMB HARRIS HARRIS LEE DALLAS DALLAS POLK ANDERSON JEFFERSON HARDEMAN TRAVIS HARDIN NACOGDOCHES TARRANT HARRIS SAN JACINTO BEXAR BEXAR JEFFERSON DALLAS GUADALUPE TRAVIS PST Orders Issued: 461 Order Date 07/15/2005 08/29/2005 06/27/2005 08/20/2005 08/20/2005 08/07/2005 02/10/2005 05/23/2005 02/10/2005 03/21/2005 08/29/2005 10/11/2004 07/15/2005 08/20/2005 10/11/2004 11/11/2004 04/29/2005 03/11/2005 08/07/2005 10/11/2004 03/03/2005 08/29/2005 Total: Penalty Assessed 3,700.00 2,000.00 1,640.00 2,850.00 7,650.00 950.00 6,000.00 1,050.00 1,500.00 10,910.00 1,000.00 2,100.00 950.00 1,900.00 4,750.00 4,125.00 5,600.00 800.00 14,400.00 800.00 4,950.00 1,900.00 2,410,270.00 Penalty Deferred 0.00 400.00 0.00 570.00 1,530.00 0.00 1,200.00 0.00 300.00 2,182.00 200.00 0.00 0.00 0.00 0.00 0.00 1,120.00 0.00 2,880.00 0.00 990.00 0.00 443,237.00 Payable Amount 3,700.00 1,600.00 1,640.00 2,280.00 6,120.00 950.00 4,800.00 1,050.00 1,200.00 8,728.00 800.00 2,100.00 950.00 1,900.00 4,750.00 4,125.00 4,480.00 800.00 11,520.00 800.00 3,960.00 1,900.00 1,918,108.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 48,925.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 48,925.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 26 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 5780 13265 10233 15150 12706 15349 15229 9869 14648 6013 5779 9666 14969 15633 17251 16867 15772 12668 10879 13807 17253 12144 16223 16868 15792 17752 16283 7965 10479 15370 17250 15974 Respondent Name Adventure Camp, Inc. dba Y. O. Adventure Camp AquaSource Utilites Inc BABB, TERRY L SR BORCHGARDT, LEONARD Buena Vista Bethel Special Use District Burleson County Municipal Utility District 1 Butler WSC Camilla Coves Lot Owners Association, Inc. dba Camilla Coves Water System Caney Creek Haven Club Civic Committee, Inc. Canyon Lake Water Supply Corporation Cardinal Meadows Improvement District Cass County dba Moore's Landing County Park CHIEN, C T City of Bartlett City of Blanco City of Bryson City of Buda City of China City of Clyde City of Cotulla City of Emory City of Goldthwaite City of Groesbeck City of Hamlin City of Hico City of Kirvin City of La Joya City of Lawn City of Leona City of Los Fresnos City of Lyford City of Mabank TCEQ ID 1330116 1550125 1070024 2370081 0700037 0260005 0810013 2040040 1610049 0460172 1230020 1260121 2460006 0160002 1190001 1050012 1230038 0300002 1420001 1900001 1670001 1470002 1270002 0970002 0810019 1080213 2210005 1450008 0310004 2450003 1290005 County KERR MCLENNAN HENDERSON WALLER ELLIS BURLESON FREESTONE SAN JACINTO MATAGORDA COMAL JEFFERSON CASS JOHNSON WILLIAMSON BLANCO JACK HAYS JEFFERSON CALLAHAN LA SALLE RAINS MILLS LIMESTONE JONES HAMILTON FREESTONE HIDALGO TAYLOR LEON CAMERON WILLACY KAUFMAN Order Date 10/25/2004 11/11/2004 02/04/2005 12/20/2004 09/26/2004 07/15/2005 12/20/2004 02/10/2005 03/03/2005 05/09/2005 11/11/2004 07/15/2005 05/09/2005 06/09/2005 04/29/2005 05/09/2005 03/21/2005 10/11/2004 09/26/2004 03/21/2005 04/10/2005 07/15/2005 03/11/2005 08/07/2005 06/09/2005 05/23/2005 04/10/2005 11/11/2004 10/25/2004 03/11/2005 02/10/2005 11/26/2004 Penalty Assessed 3,535.00 1,143.00 4,550.00 735.00 255.00 400.00 1,663.00 3,570.00 1,523.00 7,395.50 2,503.00 1,150.00 6,018.00 5,800.00 250.00 1,365.00 1,750.00 890.00 3,903.00 910.00 500.00 4,385.00 500.00 530.00 4,950.00 3,235.00 660.00 2,885.00 1,960.00 510.00 250.00 1,400.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 51.00 80.00 333.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 50.00 0.00 0.00 0.00 0.00 0.00 100.00 0.00 100.00 106.00 0.00 0.00 0.00 0.00 392.00 102.00 50.00 0.00 Payable Amount 3,535.00 1,143.00 4,550.00 735.00 204.00 320.00 1,330.00 3,570.00 1,523.00 7,395.50 2,503.00 0.00 6,018.00 5,800.00 200.00 1,365.00 1,750.00 890.00 0.00 910.00 400.00 0.00 400.00 424.00 4,950.00 3,235.00 660.00 2,885.00 1,568.00 408.00 200.00 1,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,150.00 0.00 0.00 0.00 0.00 0.00 0.00 3,903.00 0.00 0.00 4,385.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,150.00 0.00 0.00 0.00 0.00 0.00 0.00 3,903.00 0.00 0.00 4,385.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 27 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 10924 15412 18809 17897 17254 20966 3857 15017 17289 15592 13208 16807 16075 6045 9851 13748 17674 6034 15271 17252 7423 13587 13749 16346 15954 11249 16927 15329 7463 14971 13145 9852 22822 Respondent Name City of Mart City of Meridian City of Nederland City of Nocona City of Raymondville City of Rio Hondo City of Roscoe City of Santa Anna City of Stanton City of Temple City of Thrall City of Three Rivers City of Throckmorton City of Wortham Clyde Clardy dba Bastrop West Water Supply COFFEY, W R Crest Water Company Crystal Clear Water Supply Corporation CUMMINGS, CLIFF Cypress Springs WSC South Plant Deer Creek Ranch, Inc. dba Deer Creek Water Co. DONALDSON, CHARLES EASTON, WADE EVERETT, DAVID P SR FENOGLIO, EDWARD A Five Nine Seven Limited Partnership dba Ramblewood Mobile Home Park Fort Gates Water Supply Corporation FUNDERBURK, RICHARD A Garrett Creek Ranch, Inc. George L Vinson GOSSETT, LARRY Gum Bayou, Inc. Hamshire Community Water Supply Corporation TCEQ ID 1550005 0180002 1230006 1690002 2450001 0310006 1770001 0420002 1590001 0140005 2460015 1490002 2240001 0810003 0110047 0810038 1090042 0940015 2020027 0800016 2270049 1012607 0360024 0180040 1690011 0210006 0500017 1460088 2490055 2270058 2200150 0840250 1230025 County MCLENNAN BOSQUE JEFFERSON MONTAGUE WILLACY CAMERON NOLAN COLEMAN MARTIN BELL WILLIAMSON LIVE OAK THROCKMORTON FREESTONE BASTROP FREESTONE HILL GUADALUPE SABINE FRANKLIN TRAVIS HARRIS CHAMBERS BOSQUE MONTAGUE BRAZOS CORYELL LIBERTY WISE TRAVIS TARRANT GALVESTON JEFFERSON Order Date 01/08/2005 01/30/2005 07/15/2005 03/21/2005 08/20/2005 08/07/2005 12/20/2004 08/07/2005 03/21/2005 02/10/2005 03/21/2005 03/03/2005 03/21/2005 10/11/2004 03/21/2005 01/30/2005 05/09/2005 04/29/2005 06/09/2005 04/10/2005 04/10/2005 06/09/2005 11/26/2004 02/10/2005 04/29/2005 11/11/2004 03/03/2005 02/10/2005 04/10/2005 12/20/2004 05/09/2005 03/11/2005 08/20/2005 Penalty Assessed 5,283.00 735.00 1,270.00 675.00 1,250.00 585.00 3,625.00 5,220.00 390.00 2,888.00 3,268.00 250.00 250.00 3,956.00 260.00 5,700.00 210.00 1,060.00 410.00 313.00 13,110.00 6,438.00 1,815.00 856.00 1,102.00 1,365.00 2,650.00 998.00 9,237.00 1,208.00 250.00 1,400.00 107.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 50.00 50.00 0.00 0.00 1,140.00 0.00 0.00 0.00 0.00 0.00 1,288.00 0.00 0.00 0.00 0.00 530.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 5,283.00 735.00 1,270.00 675.00 1,250.00 585.00 3,625.00 0.00 390.00 2,888.00 3,268.00 200.00 200.00 3,956.00 260.00 4,560.00 210.00 1,060.00 410.00 313.00 13,110.00 5,150.00 1,815.00 856.00 1,102.00 1,365.00 2,120.00 998.00 4,619.00 1,208.00 250.00 1,400.00 107.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,618.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,618.00 0.00 0.00 0.00 0.00 Page 28 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 14268 18129 24608 16624 13505 5812 5778 7462 9992 13726 16565 23564 14749 13991 14128 13987 15813 14151 5789 5789 16347 12428 20055 3777 3777 5966 9698 16966 12084 20118 16446 19032 Respondent Name HARTZOG, WILLIAM E Hilco United Services, Inc. HILLIARD, OLLIE J HLAVATY, JULIA L Hog Creek Water Supply Corporation HORVATH, SHAWN M HUTT, RICHARD M KELLY, FRANCIS Lake Whitney Water Co., Inc. LEWIS, CODY B Mayfair 5 Water Company Millersview-Doole Water Supply Corporation MINALDI, THOMAS Moorpark Village, Inc. dba Moorpark Village Water System Moss Lake Water Supply Company Munisha, Inc. dba Grab All Drive In Grocery NEWMAN, THOMAS C Oak Bend Property Owners Association dba Oak Bend Homeowners Water Supply Oakstar Development Incorporated Oakstar Development Incorporated Olmito Water Supply Corporation Peregrine Homeowners Association, Inc. PINA JR, DOMINGO PKCC LP * PKCC LP * PRATT, CARROLL Ralston Acres Water System Corporation Rebecca Creek Mud RECTOR, SAM Red Creek MUD Red River Authority of Texas Red River Authority of Texas TCEQ ID 1010663 1090038 1013266 0030015 1550132 0610243 1260098 0250032 1090008 1500018 0710147 0480015 2020054 1010674 0490017 0840136 1011556 0610167 1300040 1300040 0310026 0200111 0790319 0270113 0270113 0340027 1010196 0460164 2490029 2260101 0390021 0910037 County HARRIS HILL HARRIS ANGELINA MCLENNAN DENTON JOHNSON BROWN HILL LLANO EL PASO CONCHO SABINE HARRIS COOKE GALVESTON HARRIS DENTON KENDALL KENDALL CAMERON BRAZORIA FORT BEND BURNET BURNET CASS HARRIS COMAL WISE TOM GREEN CLAY GRAYSON Order Date 10/25/2004 05/09/2005 08/20/2005 12/24/2004 09/26/2004 07/15/2005 10/25/2004 11/06/2004 03/11/2005 10/25/2004 05/09/2005 08/07/2005 08/07/2005 03/21/2005 11/26/2004 03/03/2005 03/03/2005 03/21/2005 02/04/2005 11/22/2004 01/08/2005 09/26/2004 08/20/2005 01/23/2005 03/07/2005 12/20/2004 12/20/2004 07/15/2005 10/11/2004 08/20/2005 04/29/2005 05/23/2005 Penalty Assessed 3,597.00 683.00 158.00 0.00 945.00 19,400.00 4,800.00 0.00 9,338.00 1,520.00 300.00 901.00 998.00 700.00 435.00 350.00 2,416.00 400.00 0.00 0.00 500.00 1,200.00 625.00 0.00 0.00 863.00 3,425.00 300.00 2,940.00 188.00 510.00 333.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 32.00 0.00 0.00 0.00 4,200.00 0.00 0.00 0.00 0.00 0.00 0.00 140.00 10.00 0.00 0.00 0.00 0.00 0.00 100.00 0.00 0.00 0.00 0.00 0.00 0.00 60.00 0.00 38.00 102.00 0.00 Payable Amount 3,597.00 683.00 126.00 0.00 945.00 19,400.00 600.00 0.00 9,338.00 1,520.00 300.00 901.00 998.00 280.00 425.00 350.00 2,416.00 400.00 0.00 0.00 400.00 1,200.00 625.00 0.00 0.00 863.00 3,425.00 240.00 2,940.00 150.00 408.00 333.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 280.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 280.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 29 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 16806 5910 9735 13526 17279 12644 6022 17670 15653 5878 17811 21043 17810 19033 7939 7939 14528 14288 9900 14988 Respondent Name Red River Redevelopment Authority RHODES, CLINTON Russell Bros. Cattle Co. S D Harrison dba San Pedro Village Sheridan Water Supply Corporation South Newton Water Supply Corporation Superior Manufactured Homes, INC. Tecon Water Company, L.P. Texas Department of Criminal Justice The C.R. Ashmore Family Partnership, LTD. TRAVIS COUNTY WCID POINT VENTURE Travis Richardson as Executor for the Estate of Carrell Richardson dba River Oaks Water System Village of Briarcliff Village of Surfside Beach VV Water Supply System, Inc. VV Water Supply System, Inc. Walnut Creek Special Utility District Water Association Of North Lake, Inc. West Cedar Creek Municipal Utility District WILLIT, GAYLORD UIC 18334 Asarco Incorporated WATERIGHT 16204 B. T. Sikes Water Wells, Inc. TCEQ ID 0190021 0270101 1630037 2330046 0450016 1760022 0920031 1070206 0500026 0270123 2270038 0360090 County BOWIE BURNET MEDINA VAL VERDE COLORADO NEWTON GREGG HENDERSON CORYELL BURNET TRAVIS CHAMBERS 2270007 0200037 0610052 0610052 1840008 0610171 1070190 TRAVIS BRAZORIA DENTON DENTON PARKER DENTON HENDERSON 1013096 HARRIS PWS Orders Issued: 117 WDW129 POTTER UIC Orders Issued: 1 NUECES WATERIGHT Orders Issued: 1 Order Date 03/21/2005 01/08/2005 08/20/2005 09/26/2004 05/23/2005 09/26/2004 09/26/2004 05/23/2005 08/20/2005 06/23/2005 03/11/2005 08/07/2005 07/15/2005 06/09/2005 12/13/2004 09/02/2004 11/11/2004 03/03/2005 11/26/2004 02/10/2005 Total: 05/23/2005 Total: 06/09/2005 Total: Penalty Assessed 313.00 1,400.00 1,296.00 105.00 976.00 530.00 788.00 7,390.00 210.00 11,400.00 323.00 1,420.00 298.00 625.00 0.00 0.00 3,850.00 2,625.00 5,190.00 1,103.00 246,874.50 3,125.00 3,125.00 500.00 500.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 106.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,210.00 0.00 0.00 100.00 100.00 Payable Amount 313.00 1,400.00 1,296.00 105.00 976.00 424.00 788.00 7,390.00 210.00 11,400.00 323.00 1,420.00 298.00 625.00 0.00 0.00 3,850.00 2,625.00 5,190.00 1,103.00 218,108.50 3,125.00 3,125.00 400.00 400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,556.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,556.00 0.00 0.00 0.00 0.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 30 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 1129 16704 17950 17573 13646 14950 8553 17929 16078 17652 17067 16244 16906 16766 23224 20035 9862 2444 15975 21958 15996 14088 935 13387 2608 13545 10211 9557 10240 13465 14608 19150 Respondent Name A. Schulman, Inc. Acme Brick Company Alamo Concrete Products, Ltd. APACHE STONE QUARRY INC Aqua Texas, Inc. AquaSource Development Company AT&T Wireless Services, Incorporated Bell County Water Control & Improvement District 1 Bell County Water Control & Improvement District 1 Best Materials Inc. Bissonnet MUD BLACKWELL, KEITH Breckenridge Ready Mix, Inc. dba Tri-Cities Ready-Mix BRILEY, WILLIAM E * BRINKMAN, JOHN P BROWN, TROY Brownsville Navigation District Brownsville Navigation District CA New Plan Floating Rate Partnership, L.P. Cedarstone One Investors, Ltd. Century Park Apartments Limited Partnership dba Century Park Apartments Chevron U.S.A, Inc. City of Alpine City of Angelton City of Anna City of Aransas Pass City of Arp City of Azle City of Bailey City of Big Lake City of Brazoria City of Bryan TCEQ ID WQ0000337000 TXR05L526 WQ0012519001 WQ0014175001 11-02010901 WQ0010351003 710069 TXR05R720 WQ0011461001 22796 TXR05O587 21816 WQ0010332005 WQ0014144001 WQ0013697001 11-04012001 WQ0001745000 WQ0010117001 WQ0010548004 WQ0011283001 WQ0010521002 WQ0010511001 WQ0011183003 WQ0013584001 WQ0010038001 WQ0010133001 TPDES0022616 County ORANGE SHACKELFORD WILLIAMSON BELL HARRIS FORT BEND TRAVIS BELL BELL ROBERTSON HARRIS SHELBY EASTLAND SOMERVELL TOM GREEN SMITH CAMERON CAMERON HARRIS MONTGOMERY TRAVIS HARRIS BREWSTER BRAZORIA COLLIN SAN PATRICIO SMITH TARRANT FANNIN REAGAN BRAZORIA BRAZOS Order Date 05/29/2005 06/09/2005 06/09/2005 05/23/2005 10/25/2004 03/11/2005 10/25/2004 04/10/2005 08/07/2005 04/10/2005 03/03/2005 03/11/2005 03/11/2005 07/15/2005 08/29/2005 08/07/2005 08/20/2005 01/30/2005 05/23/2005 08/07/2005 05/23/2005 03/03/2005 05/23/2005 04/10/2005 04/29/2005 04/29/2005 03/21/2005 07/15/2005 02/10/2005 03/21/2005 05/27/2005 05/23/2005 * There are Multiple Respondent Names associated to this Case No. 11/29/2005 List of Administrative Orders Issued Penalty Assessed 21,723.00 7,500.00 825.00 10,000.00 1,790.00 8,700.00 1,500.00 5,700.00 1,000.00 10,000.00 1,900.00 2,000.00 8,000.00 5,775.00 950.00 2,200.00 4,000.00 20,000.00 950.00 2,100.00 3,750.00 6,880.00 11,440.00 5,250.00 7,200.00 9,300.00 4,480.00 12,075.00 30,400.00 7,350.00 12,737.00 2,225.00 Penalty Deferred 0.00 1,500.00 165.00 2,000.00 0.00 0.00 300.00 1,140.00 200.00 2,000.00 380.00 400.00 1,600.00 0.00 0.00 0.00 800.00 0.00 0.00 0.00 750.00 0.00 2,288.00 0.00 0.00 0.00 896.00 0.00 29,800.00 0.00 0.00 445.00 Payable Amount 21,723.00 6,000.00 660.00 8,000.00 1,790.00 8,700.00 1,200.00 4,560.00 800.00 8,000.00 1,520.00 1,600.00 6,400.00 5,775.00 950.00 2,200.00 3,200.00 20,000.00 950.00 2,100.00 3,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,880.00 0.00 0.00 0.00 0.00 0.00 0.00 600.00 0.00 0.00 1,780.00 0.00 9,152.00 5,250.00 7,200.00 9,300.00 3,584.00 12,075.00 0.00 7,350.00 12,737.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,152.00 5,250.00 7,200.00 9,300.00 3,584.00 12,075.00 0.00 7,350.00 12,737.00 0.00 Page 31 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 6707 15914 10418 10113 15623 18350 910 1425 14611 15473 920 17309 11307 2840 24106 14616 13429 18551 9849 9802 12086 10239 10253 11559 11043 18331 9213 2839 18409 17812 12265 9842 15993 13585 Respondent Name City of China City of Clifton City of Comanche City of Corpus Christi City of Cuney City of Cushing City of De Kalb City of Detroit City of Edinburg City of Elkhart City of Eustace City of Hallsville City of Henrietta City of Holland City of Hughes Springs City of Joaquin City of Kaufman City of Kennard City of Laredo City of Lockhart and Guadalupe-Blanco River Authority City of Lubbock City of Magnolia City of Malone City Of Memphis City of Milford City of Nixon City of Pasadena City of Pearsall City of Pittsburg City Of Rusk City of Seagoville City Of Slaton City of Splendora City of Tatum TCEQ ID WQ0012104001 WQ0010043001 WQ0010719001 WQ0010401005 TPDES0112593 TPDES0053937 WQ0010062002 WQ0010724001 WQ0010503002 WQ0010735001 WQ0011132001 WQ0010460001 TPDES0022314 TPDES0046612 WQ0010415001 WQ0012718001 WQ0012114001 WQ0011474001 WQ0010681002 WQ0010210001 WQ0010353002 WQ0011871001 WQ0010514001 WQ0010220001 WQ0013937001 TPDES0070785 WQ0010053005 WQ0010360001 WQ0010250001 WQ0010447001 TPDES0054526 WQ0010284001 WQ0013389001 WQ0010850001 County JEFFERSON BOSQUE COMANCHE NUECES CHEROKEE NACOGDOCHES BOWIE RED RIVER HIDALGO ANDERSON HENDERSON HARRISON CLAY BELL CASS SHELBY KAUFMAN HOUSTON WEBB CALDWELL LUBBOCK MONTGOMERY HILL HALL ELLIS GONZALES HARRIS FRIO CAMP CHEROKEE DALLAS LUBBOCK MONTGOMERY RUSK Order Date 09/26/2004 06/09/2005 05/09/2005 09/26/2004 08/29/2005 08/07/2005 02/10/2005 01/30/2005 06/09/2005 05/23/2005 05/23/2005 05/23/2005 08/07/2005 10/25/2004 07/15/2005 05/23/2005 10/11/2004 05/09/2005 03/03/2005 11/11/2004 01/08/2005 07/15/2005 01/30/2005 04/29/2005 07/15/2005 08/07/2005 05/23/2005 07/15/2005 05/23/2005 08/07/2005 10/25/2004 02/10/2005 05/23/2005 02/10/2005 Penalty Assessed 7,515.00 6,850.00 4,640.00 66,125.00 5,296.00 7,750.00 3,300.00 8,250.00 26,600.00 33,325.00 19,680.00 1,950.00 5,400.00 15,070.00 900.00 8,181.00 2,900.00 5,100.00 6,550.00 5,750.00 10,200.00 6,250.00 14,250.00 7,650.00 18,000.00 2,400.00 234,500.00 5,050.00 3,975.00 4,625.00 3,625.00 8,800.00 13,100.00 4,860.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,503.00 0.00 928.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,080.00 0.00 180.00 1,636.00 580.00 0.00 1,310.00 0.00 2,040.00 1,250.00 0.00 0.00 0.00 0.00 0.00 1,010.00 795.00 925.00 0.00 0.00 0.00 972.00 Payable Amount 6,012.00 0.00 0.00 0.00 5,296.00 0.00 0.00 0.00 0.00 0.00 0.00 1,950.00 0.00 15,070.00 720.00 0.00 2,320.00 5,100.00 0.00 0.00 8,160.00 5,000.00 200.00 0.00 18,000.00 2,400.00 0.00 4,040.00 0.00 0.00 3,625.00 8,800.00 0.00 0.00 SEP Cost 0.00 6,850.00 3,712.00 66,125.00 0.00 7,750.00 3,300.00 8,250.00 26,600.00 33,325.00 19,680.00 0.00 4,320.00 0.00 0.00 6,545.00 0.00 0.00 5,240.00 5,750.00 0.00 0.00 14,050.00 7,650.00 0.00 0.00 234,500.00 0.00 3,180.00 3,700.00 0.00 0.00 13,100.00 3,888.00 SEP Offset 0.00 6,850.00 3,712.00 66,125.00 0.00 7,750.00 3,300.00 8,250.00 26,600.00 33,325.00 19,680.00 0.00 4,320.00 0.00 0.00 6,545.00 0.00 0.00 5,240.00 5,750.00 0.00 0.00 14,050.00 7,650.00 0.00 0.00 234,500.00 0.00 3,180.00 3,700.00 0.00 0.00 13,100.00 3,888.00 Page 32 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 15452 978 16013 15635 13728 17951 17529 17229 15873 13591 19463 16930 14908 22020 11330 15976 20783 16788 1590 10365 22893 12089 15553 19477 17635 19070 9737 15999 10012 10461 13705 15973 2686 2686 Respondent Name City of Trinidad City of Trinity City of Weslaco City of Willis CMH Parks, Inc. dba Raintree Acres Mobile Home Park Collier Materials, Inc. Conroe Crown Oaks, Ltd Cooper Cameron Corporation Cooper Concrete Co. COSTANZO, ANTHONY Cypress 4F Cattle & Ranch, LTD. D & D Investments Partners, L.P. DANKWORTH, DAN Davis Net Lease No. 1, L.P. Debra K. Smith & Terry M. Sinclair Douglas Utility Company Duco, Inc. Duke Pendergraft dba Pendergraft Stone E. I. du Pont de Nemours and Company EAST CEDAR CREEK FWSD Fair Oaks Club Corp. Fall Creek Utility Company, Inc. Faulkey Gully MUD Freestone Power Generation LP Frost Crushed Stone Company, Inc. Fry Road Municipal Utility District GARZA, DOMINGO GAYTAN, GREGORIO Greensmiths, Inc. H. Muehlstein & Co., Inc. Hamilton Pipeline, Inc. Hausman Road Partners, Ltd. HAWLEY, BAILEY RAY HAWLEY, BAILEY RAY TCEQ ID TPDES0054585 WQ0010617001 WQ0010619005 WQ0010315001 WQ0012849001 TXR05M909 TXR158397 TPDES0118583 TXG110417 13-98022401 11-04081301 13-05011201 R08ST0047 WQ0011200001 WQ0012874001 WQ0000474000 WQ0011858001 13-93011301 WQ0013809001 WQ0011832001 WQ0004298000 UNPERMITTED TPDES0076775 1090956 WQ0000350000 WQ0002294000 13-03051201 13-00081001 WQ0013853001 WQ0013853001 County HENDERSON TRINITY HIDALGO MONTGOMERY BRAZORIA BURNET MONTGOMERY HARRIS DALLAS BEXAR TRAVIS HARRIS TAYLOR COMAL TOM GREEN HARRIS HARRIS HASKELL HARRIS HENDERSON BEXAR HOOD HARRIS FREESTONE FALLS HARRIS HIDALGO HILL BURNET HARRIS UVALDE BEXAR WOOD WOOD Order Date 02/10/2005 08/29/2005 12/20/2004 01/08/2005 07/15/2005 03/11/2005 08/07/2005 03/03/2005 05/09/2005 01/08/2005 05/23/2005 03/03/2005 12/20/2004 08/20/2005 11/26/2004 01/30/2005 05/23/2005 08/20/2005 03/03/2005 07/15/2005 08/29/2005 11/11/2004 05/23/2005 04/10/2005 06/09/2005 08/29/2005 04/29/2005 04/29/2005 03/11/2005 02/10/2005 12/20/2004 07/15/2005 05/09/2005 02/03/2005 Penalty Assessed 5,180.00 4,410.00 2,225.00 2,980.00 33,000.00 750.00 2,750.00 3,580.00 5,000.00 4,000.00 4,500.00 1,950.00 1,800.00 3,000.00 6,300.00 6,080.00 4,200.00 39,000.00 17,300.00 19,760.00 2,500.00 6,773.00 9,590.00 2,180.00 7,500.00 3,960.00 9,450.00 225.00 12,500.00 8,500.00 4,000.00 9,375.00 0.00 0.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 1,036.00 882.00 445.00 0.00 0.00 150.00 550.00 716.00 1,000.00 800.00 900.00 390.00 360.00 600.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 0.00 436.00 1,500.00 0.00 0.00 45.00 11,900.00 0.00 800.00 1,875.00 0.00 0.00 Payable Amount 4,144.00 0.00 1,780.00 2,980.00 33,000.00 600.00 2,200.00 2,864.00 4,000.00 3,200.00 3,600.00 1,560.00 1,440.00 2,400.00 6,300.00 6,080.00 4,200.00 39,000.00 17,300.00 0.00 2,000.00 6,773.00 0.00 1,744.00 6,000.00 3,960.00 9,450.00 180.00 600.00 4,250.00 3,200.00 7,500.00 0.00 0.00 SEP Cost 0.00 3,528.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,760.00 0.00 0.00 9,590.00 0.00 0.00 0.00 0.00 0.00 0.00 4,250.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 3,528.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,760.00 0.00 0.00 9,590.00 0.00 0.00 0.00 0.00 0.00 0.00 4,250.00 0.00 0.00 0.00 0.00 Page 33 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 2686 2686 16910 15997 10619 19290 2605 22424 2655 7528 22442 17651 22964 19862 12104 11822 12166 2624 17228 10439 11335 8414 15680 16564 2846 17132 18283 12325 13225 19565 Respondent Name HAWLEY, BAILEY RAY HAWLEY, BAILEY RAY Hidalgo County Municipal Utility District 1 Holder Management and Construction, Inc. Hood County Utilities, Inc. Hoot Johnson Construction, Inc. Houston Independent School District * K & N Management, Inc. dba Rudy's Country Store and Bar-B-Q Kingsland Municipal Utility District Knox Oil of Texas, Inc. Lattimore Materials Company, L.P. LITTLE RIVER MATERIALS INC Lone Star Properties LP DBA Trinity Builders Lower Colorado River Authority LOZANO, MAURICE Lufkin Industries, Inc. Mary and Rick Hooper dba Seven Oaks Motel Complex Sewage Treatment Plant Matagorda County Water Control and Improvement District No. 5 Maverick Tube, L.P. Maxey Road Water Supply Corporation MAYFIELD, GERALD Methodist Children's Home Military Highway Water Supply Corporation Military Highway Water Supply Corporation MIRHAJ, KOBRA Mission Consolidated Independent School District Moffett Twin Oaks Mobile Home Property Trust Mr. W Fireworks, Inc. Murphy Oil USA, Inc. dba Murphy USA 6879 New Ulm Water Supply Corporation TCEQ ID WQ0013853001 22632 WQ0012854001 22744 WQ0013022001 WQ0011898001 11-04092101 TPDES0066010 12945001 TXG110116 TXR15N061 11-01121403 WQ0001268000 WQ0012839001 WQ0010217001 WQ0002365000 WQ0013503001 028037 WQ0014464001 WQ0013462005 WQ0013462003 WQ0013955001 WQ0013887001 WQ0011588001 13-03041103 11-03071501 TPDES0114880 County WOOD WOOD HIDALGO DALLAS HOOD TRAVIS TRINITY TRAVIS LLANO HILL DALLAS MILAM TAYLOR WILLIAMSON TOM GREEN ANGELINA POLK MATAGORDA MONTGOMERY HARRIS CALDWELL MCLENNAN CAMERON CAMERON HARRIS HIDALGO ANGELINA BEXAR WILLIAMSON AUSTIN Order Date 03/17/2005 09/21/2004 06/09/2005 03/03/2005 05/23/2005 06/09/2005 11/26/2004 08/29/2005 10/25/2004 08/20/2005 08/20/2005 05/09/2005 08/29/2005 05/23/2005 05/09/2005 10/25/2004 04/10/2005 04/29/2005 05/23/2005 02/10/2005 04/29/2005 09/26/2004 05/27/2005 02/10/2005 10/25/2004 05/09/2005 05/23/2005 10/11/2004 01/30/2005 08/20/2005 Penalty Assessed 0.00 0.00 13,195.00 3,500.00 11,110.00 2,000.00 22,850.00 1,500.00 5,088.00 6,400.00 2,600.00 10,000.00 1,050.00 20,250.00 788.00 11,660.00 48,050.00 5,200.00 11,050.00 8,450.00 275.00 7,200.00 3,300.00 2,200.00 9,420.00 2,200.00 7,080.00 4,080.00 750.00 2,780.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 700.00 0.00 400.00 0.00 300.00 1,018.00 1,280.00 520.00 2,000.00 0.00 4,050.00 0.00 0.00 47,450.00 0.00 0.00 0.00 0.00 1,440.00 0.00 0.00 0.00 0.00 0.00 816.00 150.00 556.00 Payable Amount 0.00 0.00 13,195.00 2,800.00 5,555.00 1,600.00 7,769.00 1,200.00 0.00 5,120.00 2,080.00 8,000.00 1,050.00 16,200.00 788.00 11,660.00 600.00 5,200.00 11,050.00 8,450.00 275.00 5,760.00 3,300.00 2,200.00 9,420.00 2,200.00 7,080.00 3,264.00 600.00 2,224.00 SEP Cost 0.00 0.00 0.00 0.00 5,555.00 0.00 15,081.00 0.00 4,070.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 5,555.00 0.00 15,081.00 0.00 4,070.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 34 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 19517 12326 15693 17710 14610 17269 21346 18349 20540 12709 17591 17653 12845 9781 10538 6695 492 11251 19437 17270 15617 2776 15335 11263 11268 19310 17259 19331 2663 13428 15210 Respondent Name North Orange Water & Sewer, LLC Northside Independent School District Northside Independent School District Osborn Stone Company, Inc. Palo Gaucho Inc. Panama Materials, LLC dba Panama Materials Quarry Permian Real Estate Inc. dba Southland Homes Praxair, Inc. Presbyterian Childrens Homes and Services PWT Enterprises, Inc. dba King Kleen Car Wash Q & K Construction Co., Inc. Rock Crushers, Inc. Round Rock Independent School District Sam's East, Inc. SASSON, ELI Scenic Point Northview, Inc. Schenectady International, Inc. SET Environmental, Inc. Shirley Creek Marina, Inc. SMITH JR, EDWARD NED * SMITH, FRANK Y SMITH, WILLIAM DONALD Southwest Concrete Products, L.P. Spring Independent School District dba Spring ISD Transportation Center and dba Wunsche Middle Schoo Spring West Municipal Utility District SPRY, WILLIAM A Steve Wilson Summit Resort Developments, Inc. dba Summit Estates at Fischer TX Unit 1 Suntex Fuller Corporation * SUTTON, OLLIE L Target Corporation TCEQ ID WQ0013072001 13-96081303 13-03021801A WQ0011432001 WQ0002529000 WQ0011276001 WQ0002642000 R13ST0118 11-91081306 11-00103101 TPDES0033189 WQ0014173001 TPDES0067946 WQ0004123000 WQ0010947001 WQ0011315001 11-03082902 TPDES0124257 TXG110320 WQ0002483000 TPDES0090824 20344 TXR05R598 13-04072102 WQ0014149001 20199 11-96011902 County ORANGE BEXAR BEXAR HOOD SABINE PALO PINTO TAYLOR HARRIS HILL MONTGOMERY KENDALL WASHINGTON WILLIAMSON WILLIAMSON HARRIS PALO PINTO BRAZORIA HARRIS NACOGDOCHES ORANGE WILLIAMSON HARRIS BEXAR HARRIS HARRIS PARKER BROWN COMAL BRAZORIA TAYLOR TRAVIS Order Date 05/23/2005 11/11/2004 04/29/2005 08/07/2005 01/08/2005 07/15/2005 08/20/2005 05/09/2005 07/15/2005 02/04/2005 06/09/2005 08/07/2005 11/26/2004 03/11/2005 10/25/2004 12/20/2004 11/11/2004 01/30/2005 05/23/2005 07/15/2005 10/25/2004 10/25/2004 11/26/2004 03/21/2005 10/11/2004 08/07/2005 04/10/2005 07/15/2005 04/29/2005 10/11/2004 03/11/2005 Penalty Assessed 7,680.00 6,750.00 1,875.00 39,000.00 3,300.00 21,850.00 750.00 2,440.00 1,300.00 6,000.00 10,000.00 9,000.00 1,000.00 6,250.00 5,250.00 33,170.00 12,825.00 1,800.00 5,100.00 17,460.00 3,750.00 9,230.00 14,580.00 25,080.00 7,700.00 8,000.00 4,500.00 7,500.00 26,600.00 1,050.00 2,375.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 1,350.00 375.00 0.00 0.00 0.00 150.00 488.00 260.00 0.00 2,000.00 1,800.00 200.00 0.00 1,050.00 30,270.00 2,565.00 360.00 0.00 0.00 750.00 0.00 2,916.00 5,016.00 1,540.00 1,600.00 900.00 1,500.00 0.00 0.00 0.00 Payable Amount 7,680.00 5,400.00 1,500.00 39,000.00 3,300.00 21,850.00 600.00 1,952.00 0.00 6,000.00 8,000.00 3,600.00 800.00 3,125.00 4,200.00 2,900.00 5,130.00 1,440.00 5,100.00 17,460.00 3,000.00 9,230.00 11,664.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,040.00 0.00 0.00 3,600.00 0.00 3,125.00 0.00 0.00 5,250.00 0.00 0.00 0.00 0.00 0.00 0.00 20,064.00 6,160.00 6,400.00 3,600.00 6,000.00 26,600.00 1,050.00 2,375.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,040.00 0.00 0.00 3,600.00 0.00 3,125.00 0.00 0.00 5,130.00 0.00 0.00 0.00 0.00 0.00 0.00 20,064.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 35 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 15350 1941 18270 10243 17410 1980 8038 10842 17569 14068 16464 11380 11383 15815 18891 8390 15014 9683 2620 2647 5887 8028 10559 17711 17630 13547 15011 13351 2607 2634 17249 Respondent Name Texas A&M University Texas Department of Criminal Justice Texas Department of Transportation Texas Department of Transportation Texas Department of Transportation Texas Parks & Wildlife Department Texas Petrochemicals LP * Texas Thermowell, Inc. Texcon Materials, Ltd. The Hitting Zone LLC The Walden Woods Company Tifco Industries, Inc. TOSHIBA INTERNATIONAL CORPORATION Town of Prosper Tradesman, L.L.C. Traditional Value Homes, Ltd. Transit Mix Concrete & Materials Company TREVINO, GUADALUPE Upper Leon River Municipal Water District US Department of the Army Valero Refining Company-Texas VRAZEL, DAVID WEB/VDJ, INC. Weir Bros., Inc. Weirich Bros., Inc. Westfield Mobil Home Community, Ltd. dba Westfield Mobile Home Park Whitestone Retail, Ltd. dba Shops at Whitestone Williams Brothers Construction Co., Inc. dba Market Street Precast Yard Woodmark Utilities, Inc. Woodridge Limited Partnership Wyman-Gordon Forgings, LP TCEQ ID WQ0002585000 WQ0010829001 WQ0011325001 TPDES0075191 WQ0012024001 TPDES0032581 WQ0000587000 R10ST0061 11-04071301 WQ0014221001 WQ0012465001 WQ0003153000 WQ0010915001 13-04021801 13-00091202 11-04011601 710710 WQ0002233000 WQ0000449000 WQ0011350001 TXR05R859 WQ0012555001 11-03102301 TXR05M585 WQ0013168001 WQ0013474001 WQ0001402000 County BRAZOS BRAZORIA WALKER ELLIS VICTORIA TAYLOR HARRIS JEFFERSON MILAM WILLIAMSON NAVARRO HARRIS HARRIS COLLIN BEXAR BEXAR WILLIAMSON CAMERON COMANCHE BELL GALVESTON HAYS TRINITY DENTON GILLESPIE HARRIS WILLIAMSON HARRIS SMITH HARRISON HARRIS Order Date 03/21/2005 04/29/2005 07/15/2005 08/20/2005 05/23/2005 08/29/2005 03/11/2005 12/20/2004 06/09/2005 02/10/2005 05/23/2005 09/26/2004 11/11/2004 03/03/2005 08/29/2005 01/08/2005 11/11/2004 01/08/2005 10/11/2004 05/09/2005 03/11/2005 10/11/2004 03/21/2005 06/09/2005 08/20/2005 04/29/2005 03/21/2005 10/25/2004 12/20/2004 08/07/2005 08/29/2005 Penalty Assessed 15,550.00 58,800.00 2,580.00 3,140.00 9,250.00 1,940.00 9,950.00 5,250.00 20,000.00 2,000.00 11,220.00 4,020.00 6,080.00 3,420.00 1,500.00 8,100.00 1,800.00 11,550.00 12,880.00 0.00 75,150.00 1,050.00 6,750.00 10,000.00 1,900.00 4,025.00 2,250.00 2,625.00 4,800.00 4,650.00 26,500.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 3,110.00 0.00 516.00 628.00 1,850.00 388.00 0.00 0.00 4,000.00 400.00 0.00 0.00 1,216.00 684.00 300.00 0.00 360.00 0.00 2,576.00 0.00 0.00 0.00 0.00 2,000.00 0.00 0.00 450.00 0.00 0.00 0.00 0.00 Payable Amount 12,440.00 0.00 2,064.00 0.00 7,400.00 0.00 9,950.00 5,250.00 16,000.00 1,600.00 11,220.00 4,020.00 2,432.00 2,736.00 1,200.00 8,100.00 1,440.00 11,550.00 0.00 0.00 75,150.00 1,050.00 6,750.00 8,000.00 1,900.00 4,025.00 1,800.00 2,625.00 4,800.00 4,650.00 13,250.00 SEP Cost 0.00 58,800.00 0.00 2,512.00 0.00 1,552.00 0.00 0.00 0.00 0.00 0.00 0.00 2,432.00 0.00 0.00 0.00 0.00 0.00 10,304.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,250.00 SEP Offset 0.00 58,800.00 0.00 2,512.00 0.00 1,552.00 0.00 0.00 0.00 0.00 0.00 0.00 2,432.00 0.00 0.00 0.00 0.00 0.00 10,304.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,250.00 Page 36 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM Case No. Respondent Name WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA WWA 19475 13546 20680 13085 15270 4313 19696 23708 1124 13106 14975 21429 9947 16769 14928 17275 12224 13185 12346 Bluebonnet Investors Centex Dairy, L.L.C. Edith Beyer Marital Trust Great Plains Cattle Feeders, Inc. LENGERS, BER M & M Dairy, Inc. OWENS, CAROLYN PRODUCERS LIVESTOCK AUCTION COMPANY R.J. Smelley Company, Inc. R.J. Smelley Dairy Rogers & Sons, Ltd. ROSENFELD, JUSTIN SMELLEY, RICHARD Sunrise Dairies, Inc. Tamminga Family Partnership LTD dba Tamminga Dairy Farm Texas Hogs LLC * VAN KOOTEN, GERARD VANDEN BERGE, JACK EDWIN Village Farms, L.P. dba Village Farms of Texas Willis Carroll Beyer Estate Trust dba Producers Compost TCEQ ID County WQ Orders Issued: 192 WQ0003286000 WQ0003132000 WQ0003211000 WQ0002217000 WQ0002922000 ERATH ERATH ERATH DEAF SMITH ERATH COLLIN ERATH TOM GREEN WQ0002422000 TARRANT WQ0003783000 WQ0002422000 WQ0002452000 WQ0002714000 CASTRO MCLENNAN TARRANT HIDALGO ELLIS WQ0004708000 WQ0004067000 WQ0003184000 LIPSCOMB COMANCHE ERATH JEFF DAVIS ERATH WWA Orders Issued: 19 Order Date Total: 07/15/2005 01/30/2005 08/07/2005 09/26/2004 02/10/2005 09/26/2004 08/07/2005 08/29/2005 05/23/2005 10/11/2004 02/10/2005 08/07/2005 10/25/2004 05/23/2005 02/10/2005 05/23/2005 11/26/2004 04/10/2005 10/25/2004 Total: Penalty Assessed 1,908,356.00 1,010.00 810.00 1,100.00 4,000.00 4,920.00 15,400.00 750.00 2,550.00 25,500.00 1,575.00 5,000.00 1,250.00 13,050.00 3,360.00 2,500.00 4,815.00 6,200.00 5,700.00 1,300.00 100,790.00 Penalty Deferred 218,006.00 0.00 162.00 0.00 800.00 0.00 0.00 150.00 510.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 0.00 0.00 260.00 2,382.00 Payable Amount 962,544.00 1,010.00 648.00 1,100.00 3,200.00 4,920.00 15,400.00 600.00 2,040.00 25,500.00 1,575.00 5,000.00 1,250.00 13,050.00 3,360.00 2,000.00 4,815.00 6,200.00 2,850.00 1,040.00 95,558.00 SEP Cost 727,926.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,850.00 0.00 2,850.00 SEP Offset 727,806.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,850.00 0.00 2,850.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 37 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 11949 15875 19010 10352 5952 14368 11266 19775 14110 11986 2592 12306 643 17215 16263 14588 20679 15994 14448 21446 19478 10171 8287 16946 9777 17891 15639 5439 6700 16076 12094 Respondent Name Albertson's, INC BAILEY, JOHNNY A BAILEY, TASSIE III Bell County Water Control & Improvement District 1 Bella Firma Development, Inc. dba Granbury Mobile Home Brown Water Marine Service, Inc. Buckley Oil Company C & R Distributing, Inc. C & R Distributing, Inc. City of Agua Dulce City of Bonham City of Corsicana City of Marlin City of Pflugerville City of Pharr City of San Juan Diamond Shamrock Refining Company, L.P. FleetPride, Inc. Gulf Sulphur Services, Ltd., LLLP Kenneth Keith Goins Jr L. S. F., Inc. dba Lone Star Fabrication, Inc. La Moderna, Inc. Lajitas Management, L.L.C. dba Lajitas Utility Co., Inc. Larry Ratliff, Inc Martindale Water Supply Corporation Mo-Vac Environmental, Inc. Perez Raul Rainbow Materials, L.P. Ransom Industries, LP * Robert Jansky dba Sweet Home Sand & Gravel Savoy Kay dba S & S Fuel, Co. TCEQ ID 0075462 ILP000883 MQ0628R 0140016 1110086 AD0047E 33423 EE0432K EE2247Q WQ0010140001 0740001 2190 0730002 WQ0011845003 22831 639 30871 68863 GB0025D 455100043 31695 0220018 A85535 0280013 23036 TXR05E413 SK0041T 45514018 EE1095W County EL PASO WICHITA MONTGOMERY BELL HOOD ARANSAS DALLAS EL PASO EL PASO NUECES FANNIN NAVARRO FALLS TRAVIS HIDALGO HIDALGO MOORE HIDALGO GALVESTON HARDIN MONTGOMERY EL PASO BREWSTER DALLAS CALDWELL HIDALGO KLEBERG TRAVIS SMITH LAVACA EL PASO Order Date 10/11/2004 05/23/2005 08/07/2005 09/26/2004 11/11/2004 12/20/2004 07/15/2005 07/15/2005 10/11/2004 12/20/2004 01/30/2005 04/10/2005 04/10/2005 05/09/2005 01/30/2005 11/26/2004 08/07/2005 03/03/2005 04/10/2005 08/07/2005 06/09/2005 08/07/2005 07/15/2005 05/23/2005 02/04/2005 06/09/2005 08/20/2005 07/15/2005 07/15/2005 12/20/2004 10/11/2004 Penalty Assessed 770.00 13,200.00 1,050.00 17,510.00 20,310.00 2,100.00 23,490.00 3,790.00 750.00 9,100.00 3,933.00 500.00 33,282.00 0.00 3,600.00 9,000.00 18,900.00 1,150.00 2,600.00 1,000.00 6,825.00 17,100.00 12,312.00 20,000.00 1,001.00 13,440.00 7,875.00 8,000.00 1,500,000.00 2,700.00 2,000.00 Penalty Deferred 154.00 0.00 0.00 0.00 19,710.00 0.00 0.00 758.00 150.00 0.00 0.00 100.00 0.00 0.00 720.00 1,800.00 3,780.00 230.00 520.00 200.00 0.00 0.00 0.00 0.00 0.00 1,428.00 0.00 0.00 0.00 540.00 0.00 Payable Amount 616.00 13,200.00 1,050.00 17,510.00 SEP Cost 0.00 0.00 0.00 0.00 600.00 0.00 2,100.00 23,490.00 3,032.00 600.00 9,100.00 0.00 400.00 0.00 0.00 2,880.00 7,200.00 15,120.00 0.00 0.00 0.00 0.00 0.00 3,933.00 0.00 33,282.00 0.00 0.00 0.00 0.00 920.00 2,080.00 800.00 6,825.00 0.00 0.00 0.00 0.00 17,100.00 12,312.00 0.00 0.00 20,000.00 1,001.00 12,012.00 7,875.00 8,000.00 500,000.00 2,160.00 0.00 0.00 0.00 0.00 0.00 1,000,000.00 0.00 2,000.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,933.00 0.00 33,282.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,000,000.00 0.00 0.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 38 of 39 Appendix 9: List of Administrative Orders Issued FY2005 Date Range Selected : 09/01/2004 - 08/31/2005 PGM MM MM MM MM MM MM MM MM MM MM MM Case No. 11104 17713 5945 10460 10923 11223 9801 21548 13565 13768 20963 Respondent Name Southwest Milam Water Supply Corporation Sunbelt Rentals, Inc Sunoco, Inc. (R&M) * TEAGUE, JAMES O Technical Chemical Company Tecon Water Company, L.P. Ticona Polymers, Inc. W W Cattle Feeds, Inc. dba W W Cattle Feeds W W Cattle Feeds, Inc. dba W W Cattle Feeds Waste Management of Texas, Inc. Weir Bros., Inc. TCEQ ID County 1660015 MILAM 1331 87191 1050028 30084 47026 JEFFERSON HARRIS BOSQUE JOHNSON HAYS NUECES PARKER 47026 PARKER 20682 455040152 JEFFERSON DENTON MM Orders Issued: 42 Total Orders Issued : 1,159 Order Date 10/11/2004 06/09/2005 08/20/2005 05/23/2005 11/11/2004 08/20/2005 08/20/2005 08/20/2005 10/25/2004 04/29/2005 08/07/2005 Total: GrandTotal: Penalty Assessed 600.00 2,100.00 12,772.00 6,300.00 23,052.00 21,371.00 20,687.00 5,500.00 1,625.00 3,475.00 3,300.00 1,858,070.00 13,652,010.50 Penalty Deferred 0.00 0.00 0.00 0.00 4,610.00 0.00 0.00 0.00 325.00 695.00 0.00 35,720.00 1,210,111.00 Payable Amount 600.00 2,100.00 6,386.00 6,300.00 9,221.00 21,371.00 10,344.00 5,500.00 1,300.00 2,780.00 3,300.00 759,185.00 8,178,898.50 SEP Cost 0.00 0.00 6,386.00 0.00 9,221.00 0.00 10,343.00 0.00 0.00 0.00 0.00 1,063,165.00 4,247,636.00 SEP Offset 0.00 0.00 6,386.00 0.00 9,221.00 0.00 10,343.00 0.00 0.00 0.00 0.00 1,063,165.00 4,263,001.00 11/29/2005 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 39 of 39 Single Program Date Range Selected : 09/01/2004 - 08/31/2005 PGM Case No. Respondent Name AQ 5796 Equistar Chemicals, LP POLLUTION PREVENTION AQ 12525 Rohm And Haas Texas Incorporated POLLUTION REDUCTION AQ 15622 Transcontinental Gas Pipe Line Corporation CLEAN UP AQ 6089 Duke Energy Field Services, L.P. CLEAN UP AQ 9617 Motiva Enterprises LLC POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 Effective Date Ratio Assessed Amt Deferred Amt Payable Amt 11/11/2004 1.000:1 30,450.00 0.00 15,225.00 Will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Brazoria County. Specifically, the contribution will be used for the Alvin Independent School District. SEP monies will be used to assist in retrofitting old school buses to enable them to use ultra low sulphur diesel, to pay for new buses which can use the diesel, or to purchase equipment such as mufflers which will cut down on particulate matter emissions. SEP Cost 15,225.00 15,225.00 SEP Offset 15,225.00 15,225.00 01/08/2005 1.000:1 4,050.00 810.00 1,620.00 Contribute to Education Foundation of Harris Co.'s Adopt A School Bus Project in Harris Co. SEP monies will be used for the retrofitting old school buses enabling them to use ultra low sulphur diesel, to pay for new buses that can use diesel fuel, or to purchase equipment such as mufflers, that will cut down on particulate matter emissions. 1,620.00 1,620.00 1,620.00 1,620.00 08/07/2005 1.000:1 3,125.00 625.00 1,250.00 Will contribute to the RC&D. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Wharton County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be identified, where there is no preexisting obligation to clean-up the site by the respondent, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 1,250.00 1,250.00 1,250.00 1,250.00 04/10/2005 1.000:1 2,600.00 520.00 1,040.00 Contribution to be used to plug abandoned wells in Pecos and Ward counties. 04/29/2005 1.000:1 656,397.00 0.00 328,199.00 Will contribute to Jefferson County for its West Port Arthur Ambient Air Monitoring Station. The contribution will install, operate, and maintain a stationary ambient air monitoring station in the vicinity of the Memorial High School Ninth Grade Campus. The station will employ canister sampling and a hydrocarbon analyzer and/or gas chromatogragh. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and electronic data logging capability. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with EPA's recommended "TO-14" list. All ambient monitoring protocols will be approved by the Texas Commission on Environmental Quality prior to their implementation. 1,040.00 1,040.00 1,040.00 1,040.00 328,198.00 298,198.00 328,198.00 298,198.00 POLLUTION REDUCTION AQ 12097 Glass Container Corporation Will also contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Jefferson County. The contribution will be used to assist the Port Arthur Independent School District. SEP monies will be used to pay for retrofitting old school buses to enable them to use ultra low sulphur diesel, to pay for new buses that can use the diesel, or to purchase equipment such as mufflers that will cut down on particulate matter emissions. 12/20/2004 1.000:1 2,550.00 510.00 1,020.00 30,000.00 30,000.00 1,020.00 1,020.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 1 of 23 Single Program POLLUTION PREVENTION AQ 6002 The Hertz Corporation POLLUTION PREVENTION AQ 5216 Duke Energy Field Services, L.P. POLLUTION PREVENTION AQ 9685 MOTHERAL PRINTING COMPANY PUBLIC EDUCATION AQ 19635 The Lubrizol Corporation POLLUTION REDUCTION AQ 9959 City of Pampa ENVIRONMENTAL ENHANCEMENT AQ 9453 Duke Energy Field Services, L.P. Appendix 10: List of SEP's & SEP Projects - FY2005 Glass Container Corporation will contribute to the Education Foundation of Harris County's Adopt-A-School-Bus Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Harris County and the Texas Commission on Environmental Quality. Specifically, SEP monies will be used to purchase low emission buses, and/or retrofit existing buses, to lower emissions in Harris County. 11/26/2004 1.000:1 2,100.00 0.00 1,050.00 The Hertz Corporation will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). Specifically, the contribution will be used to plug abandoned water wells in El Paso County. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 03/11/2005 1.000:1 52,024.00 6,807.00 22,609.00 Duke Energy will contribute Twenty-Two Thousand Six Hundred Eight Dollars ($22,608) to the TX Association of RC&D Plugging Abandoned Water Wells in Pecos County. The contribution will be used to pay for TCEQ certified contractors to plug abandoned water wells where there is no responsible party that can otherwise be identified to plug the wells. 05/09/2005 1.000:1 11,155.00 0.00 5,578.00 Will contribute to the Texas Department of Health's, Texas Environmental Health Institute to provide individuals in areas immediately surrounding federal or state superfund sites with health screening and health care related to exposure to contaminated sites. 08/07/2005 1.000:1 5,325.00 0.00 2,663.00 Lubrizol will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 1,020.00 1,020.00 1,050.00 1,050.00 1,050.00 1,050.00 22,608.00 22,608.00 22,608.00 22,608.00 5,577.00 5,577.00 5,577.00 5,577.00 2,662.00 2,662.00 2,662.00 2,662.00 08/20/2005 1.000:1 1,500.00 300.00 The City of Pampa will repair, reshape and implement erosion control measures on approximately 12,000 square feet of Red Deer Creek, a tributary to the Canadian River. This 12,000 square foot area of creek runs through Central Park, the oldest park in the city, and has erosion along its banks. The erosion has damaged trees and exposed tree roots. SEP monies will pay for the overtime labor and materials costs associated with repairing, reshaping, and implementing erosion control measures on the creek. The City of Pampa will use SEP monies only to pay for the direct cost of implementing the project, and no portion will be spent on administrative costs. 0.00 11/11/2004 1.000:1 20,475.00 0.00 10,238.00 1,200.00 1,200.00 1,200.00 1,200.00 10,237.00 10,237.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 2 of 23 Single Program POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 Project 1) Will contribute $5,050.00 to the Texas Association of Resource Conservation and Development Areas, Inc., Plugging Abandoned Well Project. The contribution will be divided evenly between Jim Wells, Bee, Live Oaks and Lavaca Counties. Project 2) Will also contribute $5,187.00 to the University of Texas at Austin, for its Corpus Christi Air Monitoring and Surveillance Camera Installation and Operation Project. The money will be used either to extend project monitoring along the Corpus Christi ship channel so that it may remain operational for a longer period of time, assist in the addition of additional monitoring sites, aid in the development of air quality modeling capability, or to pay for additional monitoring equipment for the existing sites. 10,237.00 10,237.00 AQ 10743 Total Petrochemicals USA, Inc. 01/08/2005 1.000:1 28,200.00 0.00 14,100.00 14,100.00 14,100.00 POLLUTION PREVENTION Jefferson County Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. SEP monies will pay for retrofitting/replacing heavy equipment and vehicles with alternative fueled equipment and vehicles. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. 14,100.00 14,100.00 AQ 11739 Transcontinental Gas Pipe Line Corporation 07/15/2005 1.000:1 4,500.00 900.00 1,800.00 POLLUTION REDUCTION Contribution will be used in the Purchase of Tallgrass Prairie Remnants Project in Wharton County. NPAT will purchase prairies in fee simple and purchase conservation easements in counties with identified tallgrass prairie remnants. The properties purchased will be kept as nature preserves and will not be sold for residential or commercial purposes. Eligible illegal dumpsites will be limited to those where a responsible party cannot be identified, where there is no preexisting obligation to clean-up the site by the respondent, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,800.00 1,800.00 1,800.00 1,800.00 AQ 804 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 10698 Firestone Polymers, LLC ENVIRONMENTAL RESTORATION 09/26/2004 1.000:1 150,462.00 0.00 75,231.00 ExxonMobil Oil Corporation will contribute to Jefferson County for its Southeast Texas Regional Air Monitoring Network project. SEP monies will be used to enhance the already existing air monitoring network in Jefferson County. The network includes seven monitoring stations. Ozone and NOx are measured at three locations (Sabine Pass, Mauriceville and the SE Texas Regional Airport), while VOCs are measured at six sites (Mauriceville, SE Texas Regional Airport, West Orange, Beaumont, Port Neches and Cove School). 12/20/2004 1.000:1 74,183.00 0.00 37,092.00 Firestone Polymers, L.L.C. will contribute to the Ducks Unlimited, Inc. Specifically, the contribution will be used by the Ducks Unlimited, Inc., for its project, Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area (THSPWMA), at Blue Elbow Swamp in Orange County. SEP monies will be used to pay for the cost of purchasing the trees and to pay for the cost of labor involved in planting the trees in the wetland. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 75,231.00 75,231.00 75,231.00 75,231.00 37,091.00 37,091.00 37,091.00 37,091.00 AQ 5974 Total Petrochemicals USA, Inc. 02/10/2005 1.000:1 28,200.00 5,640.00 11,280.00 11,280.00 11,280.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 3 of 23 Single Program POLLUTION PREVENTION AQ 3146 Exxon Mobil Corporation POLLUTION REDUCTION AQ 306 Duke Energy Field Services, L.P. POLLUTION REDUCTION CLEAN UP AQ 12664 North Texas Municipal Water District CLEAN UP AQ 9872 Duke Energy Field Services, L.P. Appendix 10: List of SEP's & SEP Projects - FY2005 Will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. Specifically, the contribution will be used for the Lomax Junior High School, which is part of the La Porte Independent School District. SEP monies will be used to assist in retrofitting old school buses to enable them to use ultra low sulphur diesel, to pay for new buses that can use the diesel, or to purchase equipment, such as mufflers, that will cut down on particulate matter emissions. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Atofina Petrochemicals Inc, will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 11,280.00 11,280.00 03/11/2005 1.000:1 40,000.00 0.00 20,000.00 Contribute to the Education Foundation of Harris County for its Adopt-A- School Bus Project. The contribution will benefit the Goose Creek Independent School District (Goose Creek ISD). SEP monies will be used to pay for the cost of replacing Goose Creek ISD's older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting Goose Creek ISD's existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 20,000.00 20,000.00 20,000.00 20,000.00 09/26/2004 1.000:1 47,335.00 8,992.00 19,172.00 Monies will be used to pay for the direct cost of the project to purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. Jefferson County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by Jefferson County will be used to comply with the Texas Clean Fleet Program. Specifically, $16,640.00 will be used in Midland County and $1,187.00 will be used in Fayette County. The monies will be used in both Fayette and Midland counties to pay for the direct cost of properly removing and disposing of illegally dumped waste where there is no responsible party able to clean the site. 01/30/2005 1.000:1 1,395.00 279.00 Respondent will contribute to RC&D's statewide Clean Up of Unauthorized Trash Dumps in Collin County. Eligible sites will be limited to those where a responsible party cannot be identified and where there is no preexisting obligation to clean up the site by the owner or government. The sites will be in areas where reasonable efforts have been made to prevent the dumping. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state, and local environmental laws and regulations. 0.00 11/11/2004 1.000:1 28,875.00 0.00 14,438.00 19,171.00 1,344.00 19,171.00 1,344.00 17,827.00 17,827.00 1,116.00 1,116.00 1,116.00 1,116.00 14,437.00 14,437.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 4 of 23 Single Program POLLUTION REDUCTION AQ 9676 Exxon Mobil Corporation POLLUTION PREVENTION AQ 3849 ConocoPhillips Company POLLUTION REDUCTION 2 CLEAN UP POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 Duke Energy Field Services, L.P. will contribute to Jefferson Co.'s West Port Arthur Ambient Air Monitoring Station. The contribution will be used in accordance with the SEP agreement between Jefferson County and the TCEQ. Jefferson County will install, operate and maintain a stationary ambient air monitoring station in the vicinity of the Memorial High School Ninth Grade Campus. The station will employ canister sampling and a hydrocarbon analyzer and/or gas chromatogragh. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and electronic data logging capability. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with EPA's recommended "TO-14" list. All ambient monitoring protocols will be approved by the Texas Commission on Environmental Quality prior to their implementation. SEP monies will be used for the cost of purchasing, installing, operating and maintaining this air monitoring station along with its ancillary equipment. 14,437.00 14,437.00 08/07/2005 1.000:1 47,185.00 0.00 23,593.00 The contribution to the Education Foundation of Harris County for its Adopt-A- School Bus Project which will benefit the Goose Creek Independent School District (Goose Creek ISD). SEP monies will be used to pay for the cost of replacing Goose Creek ISD's older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting Goose Creek ISD's existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 23,592.00 23,592.00 23,592.00 23,592.00 08/20/2005 1.000:1 427,000.00 0.00 213,500.00 ConocoPhillips will also contribute to the City of Borger for its Asbestos Abatement project. The city will use the money to pay for the cost of removing asbestos from abandoned buildings in the area prior to demolition of the buildings. Buildings include the Franklin Street Apartments at 806-808 Franklin Street, the Texas Apartments at 110 Texas Street, and the Coffield Park Community Center Building. There are no responsible parties able to pay for the asbestos removal from these buildings. ConocoPhillips will also contribute $10,000 to the City of Borger for its Trash Bash Tire Collection project. The City will hold a tire collection event where citizens may bring in tires for disposal at no cost to the citizens. The City will use the money to pay for the tire disposal. These contributions will be used in accordance with the Supplemental Environmental Project Agreement between the City of Borger and the Texas Commission on Environmental Quality. ConocoPhillips will contribute $81,000 to the Borger Independent School District for its Asbestos Abatement Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. The asbestos present in these schools is currently stable and there is no requirement to remove it. The school district is removing the asbestos due to the age of the asbestos and the likelihood of increased traffic in the affected areas in the future. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 213,500.00 122,500.00 213,500.00 122,500.00 10,000.00 10,000.00 81,000.00 81,000.00 AQ 16123 The Goodyear Tire & Rubber Company 05/09/2005 1.000:1 95,585.00 0.00 47,793.00 47,792.00 47,792.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 5 of 23 Single Program POLLUTION PREVENTION AQ 9375 Duke Energy Field Services, L.P. CLEAN UP AQ 3088 Formosa Plastics Corporation, Texas PUBLIC EDUCATION AQ 10399 Devon Gas Services L.P. ENVIRONMENTAL RESTORATION AQ 11679 BASF Fina Petrochemicals LP CLEAN UP ENVIRONMENTAL RESTORATION Appendix 10: List of SEP's & SEP Projects - FY2005 Goodyear will contribute to Jefferson County for its Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles project. Jefferson County will use the contribution to purchase alternative fueled equipment and vehicles which will replace gasoline and diesel powered equipment and vehicles. The County will purchase alternative fueled equipment such as propane or electric powered lawn mowers and propane powered light duty and heavy equipment. The replaced gasoline and diesel powered equipment and vehicles will be permanently retired and only sold for scrap. Jefferson County will also retrofit currently owned equipment and vehicles into alternative fueled equipment and vehicles in order to lower emissions. All retrofits will meet EPA standards. Jefferson County will not use the vehicles or equipment purchased to comply with the Texas Clean Fleet Program. 47,792.00 47,792.00 01/30/2005 1.000:1 2,350.00 470.00 940.00 Duke Energy Field Services, L.P. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"). The contribution will be used in the "Clean-Up of Unauthorized Trash Dumps" in Pecos County. Eligible sites are those in which no responsible party is identified and where there is no preexisting obligation to clean-up the site by the owner or government. SEP monies will be used to pay for the direct costs of debris collection and disposal. 11/11/2004 1.000:1 150,000.00 0.00 75,000.00 Formosa shall install a Fourier Transform Infrared Spectrometer ambient air monitoring system at the northern fence line of the Formosa facility in Point Comfort. The system will serve as an early warning of any events at the plant that could have an impact on public health to the north of the plant, will allow for evaluation of date regarding any long-term health effects, and will provide environmental education and engineering assistance to members of the public. 09/26/2004 1.000:1 36,750.00 7,350.00 14,700.00 Contribution to the Audubon Society to pay for the direct cost of controlling erosion as well as for restoring native grassland habitat building and installing nesting towers for Chimney Swifts, which rely completely on man-made nesting structures. 04/10/2005 1.000:1 1,944,600.00 0.00 972,300.00 BFLP will contribute to Jefferson County's "Southeast Texas Regional Air Monitoring Network." The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. The County will use the funds to help maintain and repair the existing Southeast Texas Regional Air Monitoring Network. The network includes seven monitoring stations located in Sabine Pass, Mauriceville, the Southeast Texas Regional Airport, West Orange, Beaumont, Port Neches, and Cove School. The funds will be used to pay for the labor and materials costs associated with maintaining, repairing, and replacing the existing air monitoring stations at the seven sites. BFLP will contribute to the Adopt-A-School Bus program of the Education Foundation of Harris County. The contribution will be for the benefit of schools in Jefferson County to be designated by BFLP. Funds will be used to pay for the cost of replacing the schools' older diesel school buses with alternative fueled or clean diesel buses. Funds will be used to pay for the cost of replacing the schools' older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. Funds will also be used to pay for the cost of retrofitting the schools' existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 940.00 940.00 940.00 940.00 75,000.00 75,000.00 75,000.00 75,000.00 14,700.00 14,700.00 14,700.00 14,700.00 972,300.00 97,230.00 972,300.00 97,230.00 291,690.00 291,690.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 6 of 23 Single Program POLLUTION PREVENTION ENVIRONMENTAL ENHANCEMENT AQ 12005 Total Petrochemicals USA, Inc. POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 BFLP will contribute to Jefferson County's project titled "Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles." The funds will pay for retrofitting and/or replacing heavy equipment and/or vehicles with alternative fueled equipment and vehicles. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use the funds to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. BFLP will contribute to South East Texas Regional Planning Commission's ("SETRPC") West Port Arthur Home Energy Efficiency Program. The SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 03/03/2005 1.000:1 27,020.00 0.00 13,510.00 ATOFINA Petrochemicals, Inc. will contribute to Jefferson County's "Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles." The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. SEP monies will pay for retrofitting/replacing heavy equipment and vehicles with alternative fueled equipment and vehicles. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. 291,690.00 291,690.00 291,690.00 291,690.00 13,510.00 13,510.00 13,510.00 13,510.00 AQ 20298 Vopak Terminal Deer Park, Inc. 08/07/2005 1.000:1 6,900.00 0.00 3,450.00 POLLUTION REDUCTION Vopak will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Harris County. The contribution will be made pursuant to the agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel school buses with alternative fueled or clean diesel buses. The old school buses will be permanently retired and only sold for scrap. SEP monies will also be used to pay for the cost of retrofitting existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 3,450.00 3,450.00 3,450.00 3,450.00 AQ 10213 Harris County Facilities and Property Management POLLUTION PREVENTION 01/08/2005 1.000:1 1,625.00 325.00 0.00 Will contribute to Harris County Pollution Control Division's Meteorological Monitoring Equiment Project. Contributions will be used to purchase meteorological monitoring equipment. The Harris County Pollution Control Division is currently installing ozone monitors in a few public building such as libraries, and the meteorological monitoring equipment will be added to some of the same locations. These monitors will contribute data to the TCEQ's ozone monitoring system which will assist in tracking ozone plumes. The tracking of ozone plumes assists efforts to understand the production and movement of ozone. * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps 1,300.00 1,300.00 1,300.00 1,300.00 Page 7 of 23 Single Program AQ 5701 Nucor Corporation POLLUTION PREVENTION AQ 12165 Great Lakes Carbon, L.L.C. POLLUTION REDUCTION AQ 13729 Kinder Morgan Production Company LP POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 07/15/2005 1.000:1 327,500.00 0.00 163,750.00 Nucor will contribute to the City of Jewett to pay for renovations of the City's existing Water and Wastewater Treatment Plants and expansions of the respective service areas to remove new and existing customers from water wells and septic tanks. 11/11/2004 0.000:1 30,970.00 0.00 15,485.00 Great Lakes Carbon LLC will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus project in Jefferson County. The contribution will be made pursuant to the agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for the Port Arthur Independent School District. SEP monies will be used to assist in retrofitting old school buses to enable them to use ultra low sulphur diesel to pay for new buses which can use the diesel, or to purchase equipment such as mufflers which will cut down on particulate matter emissions. 163,750.00 163,750.00 163,750.00 163,750.00 0.00 0.00 15,485.00 15,485.00 08/07/2005 1.000:1 324,072.00 64,814.00 129,629.00 Kinder Morgan will contribute to Scurry County for its Hermleigh Waterworks Line Replacement project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Scurry County and the Texas Commission on Environmental Quality. Scurry County will use SEP monies to replace approximately 5,500 linear feet of two inch steel water lines and approximately 1,800 linear feet of four inch cast iron water lines with PVC plastic lines in the Hermleigh community. The Hermleigh community is primarily low-income, and Scurry County has not received enough grants or loans to complete this project. The metal lines are almost 50 years old, corroded and could have leaded joints. SEP monies will be used to pay for the labor and materials costs associated with replacing the old metal lines with the new PVC plastic lines. The county is currently in compliance regarding its wastewater treatment facility and collection system. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 129,629.00 129,629.00 129,629.00 129,629.00 AQ 6258 City of Garland ENVIRONMENTAL RESTORATION AQ 10368 MeadWestvaco Texas, L.P. POLLUTION PREVENTION 03/03/2005 1.000:1 4,600.00 0.00 Will plant native wildflower seeds on approximately 15 acres of the former Castel Drive Landfill slope. The City of Garland will contract with Texas A&M University to perform the project. SEP monies will be used to purchase the seeds and to pay for the labor, materials and equipment costs associated with planting the native seeds. 0.00 11/11/2004 1.000:1 26,786.00 5,357.00 10,715.00 Will contribute to RC&D Wastewater Assistance Project in Jasper County. Contribution will provide low-income rural homeowners with assistance to enable repair or replacement of their failing on-site wastewater treatment systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 4,600.00 4,600.00 4,600.00 4,600.00 10,714.00 10,714.00 10,714.00 10,714.00 AQ 9776 Total Petrochemicals USA, Inc. 03/21/2005 1.000:1 15,000.00 0.00 7,500.00 7,500.00 7,500.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 8 of 23 Single Program POLLUTION PREVENTION AQ 3134 Union Carbide Corporation POLLUTION REDUCTION AQ 9495 Exxon Mobil Corporation POLLUTION PREVENTION AQ 17449 Good Time Stores, Inc. ENVIRONMENTAL RESTORATION AQ 11950 Motiva Enterprises LLC POLLUTION REDUCTION AQ 10518 Inland Paperboard and Packaging, Inc. POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 Atofina Petrochemicals, Inc. will contribute to Jefferson County's "Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles". SEP monies will pay for retrofitting/replacing heavy equipment and vehicles with alternative fueled equipment and vehicles. The County will purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The County will also use SEP monies to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. All retrofits will meet EPA standards. None of the vehicles or equipment purchased by the County will be used to comply with the Texas Clean Fleet Program. 7,500.00 7,500.00 11/11/2004 1.000:1 46,368.00 0.00 23,184.00 Union Carbide Corporation will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus Project in Galveston County. SEP monies will be used to cover the direct cost of purchasing new "clean technology" buses, or for retrofitting and refurbishing existing diesel school buses in Galveston County. This SEP will provide a discernible environmental benefit by resulting in a direct reduction in particulate matter, volatile organic compunds, and nitrogen oxides emissions. 11/11/2004 1.000:1 54,144.00 10,829.00 21,658.00 Education Foundation of Harris County Adopt-A- School Bus Project: Monies will be used to cover the direct cost of purchasing new "clean technology" buses, or for retrofitting and refurbishing existing diesel buses for the Goose Creek Independent School District. 06/09/2005 1.000:1 1,840.00 368.00 Will contribute to the National Audubon Society's Rio Basque Wetlands Park Project. Monies will pay for labor and materials needed to plant native plants, redefine habitats and restore wetlands to help restore 372 acres of wetlands in El Paso County. 736.00 11/11/2004 1.000:1 38,475.00 0.00 19,238.00 Will contribute to the Jefferson County West Port Arthur Ambient Air Monitoring Station. Contribution will install, operate, and maintain a stationary ambient air monitoring site in the vicinity of the Memorial High School Ninth Grade Campus. The station will employ canister sampling, and a hydrocarbon analyzer and/or gas chromatograph. Ancillary equipment will include a sample conditiong system, a ten meter meterological tower, a climate controlled equipment shelter, a remote communications system, and electronic data logging capability. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with EPA's recommended "TO-14" list. All ambient monitoring protocols will be approved by the TCEQ prior to their implementation. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining this air monitoring station along with its ancillary equipment. 23,184.00 23,184.00 23,184.00 23,184.00 21,657.00 21,657.00 21,657.00 21,657.00 736.00 736.00 736.00 736.00 19,237.00 19,237.00 19,237.00 19,237.00 12/20/2004 1.000:1 5,600.00 1,120.00 2,240.00 Inland Paperboard and Packaging, Inc. will purchase foam suppression equipment for the Orange County Fire Department. The foam equipment reduces emissions from hazardous chemical incidents, both liquid and vapor. SEP monies will be used to pay for the cost of the foam equipment which more effectively contains emissions from these fires and also does not result in contaminated runoff from water that could alternatively be used to contain such petroleum fires. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. Inland Paperboard and Packaging, Inc. will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 2,240.00 2,240.00 2,240.00 2,240.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 9 of 23 Single Program IHW 2092 Electro-Coatings of Texas, Inc. CLEAN UP IHW 10821 City Of San Angelo CLEAN UP IHW 17274 James Hardie Building Products, Inc. POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 03/21/2005 1.000:1 71,340.00 0.00 35,670.00 Will contribute to the City of Houston's Household Hazardous Waste Collection Facility project. The contribution will be used to pay for the direct costs of collection, recycling and disposal. 03/11/2005 1.000:1 5,000.00 1,000.00 Will contribute to RC&D Household Hazardous Waste Clean-Up, in Tom Green County, Texas. The Contribution will be used to pay for the direct costs of collection, recycling and disposal of household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers. 0.00 08/07/2005 1.000:1 6,750.00 1,350.00 2,700.00 James Hardie Building Products, Inc., will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Assistance Project, in Johnson County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for the direct cost of the project, which provides homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and material costs associated with repairing or replacing of the systems. The recipients will not be charged for the cost of the repairs or replacements of their wastewater systems. 35,670.00 35,670.00 35,670.00 35,670.00 4,000.00 4,000.00 4,000.00 4,000.00 2,700.00 2,700.00 2,700.00 2,700.00 MSW 10883 Travis County POLLUTION PREVENTION MSW 2968 Town of Pecos City CLEAN UP 02/10/2005 1.000:1 2,000.00 400.00 Travis County will clean-up illegal dump sites located at Sprinkle Road, Sprinkle Cutoff, Cameron Road (several locations), Old Manor Road, and Johnny Morris Road. Travis County has an attorney dedicated to prosecuting illegal dumping. The County Health Department and the Sheriff's office both have investigators assigned to illegal dumping. 0.00 10/11/2004 1.000:1 6,000.00 0.00 The Town of Pecos City will do a city wide cleanup targeted in the low-income area of the city. Law enforcement officers have continually tried enforcing the illegal dumping ordinances in this section of the city and have consistently given residents citations and warnings. However, even after being given citations, the residents fail to pick up the materials and bring them to the municipal city dump. Law enforcement officers have had difficulty enforcing this ordinance because residents are unable to afford paying for the disposal of approximately 300 tires, trash, and old refrigerators that have been dumped in areas where it is impossible to put up fences. The City will contract with a disposal company for the proper disposal of these items. 0.00 1,600.00 1,600.00 1,600.00 1,600.00 6,000.00 6,000.00 6,000.00 6,000.00 PST 13527 Car Spa, Inc. dba Car Spa Car Wash POLLUTION REDUCTION PST 8939 Highway Tranport, Inc. ENVIRONMENTAL RESTORATION 03/03/2005 1.000:1 7,200.00 0.00 3,600.00 Will contribute to the RC&D Household Hazardous Waste Clean-up project in Collin County. Contribution will be used to pay for the direct cost of the project, which provides local residents a means of properly disposing of household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in a one day collection event. 01/08/2005 1.000:1 2,000.00 0.00 1,000.00 Contribute to the Native Prairies Association of Texas (NPAT). Contribution will be used in upper-coastal tallgrass prairie restoration. Projects include purchasing prairies in fee simple and purchasing conservation easements in counties with identified tallgrass prairie remnants and collecting native upper-coastal tallgrass prairie seed and plant specimens from multiple sites in Harris County. The seeds will be planted and grown for seed increase at the NRCS East Texas Plant Materials Center. 3,600.00 3,600.00 3,600.00 3,600.00 1,000.00 1,000.00 1,000.00 1,000.00 PST 11740 Ali Nadir N 06/27/2005 1.000:1 16,800.00 0.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT 8,400.00 8,400.00 8,400.00 dnorwood/sps Page 10 of 23 Single Program POLLUTION PREVENTION PST 17570 Mexia Independent School District ENVIRONMENTAL ENHANCEMENT Appendix 10: List of SEP's & SEP Projects - FY2005 Mr. Ali will contribute to the Texas Association of Resource Conservation and Development Areas, Inc., De-Go-La ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in the waste water treatment assistance project in DeWitt County. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. 08/29/2005 1.000:1 1,900.00 0.00 Mexia ISD will create and maintain the R.Q. Sims Outdoor Classroom, which will help educate students who will plant native plants; conduct a composting class by using kitchen waste from the school cafeteria; have an erosion station; and have a session on water conservation and xeriscaping. Informative publications about plant and yard care, published by TCEQ, will be provided to the 4th through 6th grade students. A one-day Educational session will be provided from the TCEQ Small Business and Local Government Assistance Division involving yardcare, along with references to composting programs in the surrounding area. SEP monies will be used solely to pay for the direct cost of purchasing and planting plants and vegetation native to the area. Mexia ISD will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. 0.00 8,400.00 8,400.00 1,900.00 1,900.00 1,900.00 1,900.00 PST 13725 Lamar University POLLUTION REDUCTION PST 14949 Department of Veterans Affairs POLLUTION PREVENTION 12/20/2004 1.000:1 7,500.00 1,500.00 Will contribute to RC&D, Plugging Abandoned Water Wells Project in Jefferson County. Specifically, SEP monies will be used to pay for the cost of labor and materials associated with plugging abandoned wells. The abandoned site will be chosen where there is no responsible party to plug the abandoned well. The property owner will not be charged with the cost of plugging the well. 06/09/2005 1.000:1 10,000.00 2,000.00 Contribute to the Texas Association of Resource Conservation and Development Areas, Inc., Waste Water Assistance Project. Specifically, the contribution will pay for the direct cost of the project, which provides low-income homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and material costs associated with repairing or replacing the systems. The recipients will not be charged for the cost of the repairs or replacements of their failing on-site wastewater systems. 0.00 0.00 6,000.00 6,000.00 6,000.00 6,000.00 8,000.00 8,000.00 8,000.00 8,000.00 PST 11248 Robert Heath Trucking, Inc. POLLUTION PREVENTION 10/25/2004 1.000:1 5,250.00 0.00 2,625.00 Robert Heath Trucking, Inc. will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). Specifically, the contribution will be used to clean up sites in Lubbock and Hale Counties where tires have been disposed illegally. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no prexisting obligation to clean-up the site by the owner or government. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 2,625.00 2,625.00 2,625.00 2,625.00 PST 9497 Crawdad's, Inc. dba Crawdad's 4 Kountze POLLUTION PREVENTION 04/29/2005 1.000:1 3,750.00 750.00 1,500.00 Crawdad's Inc. will purchase nine 5-gallon units of AFFF Class A Foam and donate such fire-fighting materials to the City of Kountz's Volunteer Fire Department. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Crawdad's Inc. will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 1,500.00 1,500.00 1,500.00 1,500.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 11 of 23 Single Program PST 19112 Texas Department of Transportation POLLUTION PREVENTION PST 13268 City of Abilene CLEAN UP PST 2484 Texas Department of Transportation ENVIRONMENTAL RESTORATION PWS 12144 City of Goldthwaite POLLUTION PREVENTION PWS 9666 Cass County dba Moore's Landing County Park Appendix 10: List of SEP's & SEP Projects - FY2005 06/27/2005 1.000:1 1,875.00 375.00 RC&D will work with TCEQ certified contractors to plug abandoned water wells where there is no responsible party that can be identified to plug the well. The environmental benefit is a reduction to state ground water supplies. Abandoned wells are a direct channel for contaminants to ground water. This project will also reduce the safety threat that abandoned wells pose to humans, livestock, and wildlife. 0.00 03/21/2005 1.000:1 10,500.00 2,100.00 The City of Abilene will hold a one-day tire and large municipal solid waste (MSW) collection event. Citizens will bring in large solid waste such as furniture, tires, and old refrigerators to a centralized location. The city will pay for all associated labor, equipment and disposal fees and costs. Citizens will not be charged any of these fees and costs. The event will be held in a neighborhood where most of the residents are unable to pay for disposal costs. All waste will be properly disposed. The City of Abilene will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. The project will be administered in accordance with TCEQ guidance and in compliance with federal, state, and local environmental laws and regulations. 0.00 01/30/2005 1.000:1 7,500.00 1,500.00 The Texas Department of Transportation will purchase Texas native seed and native trees and plant the seed over approximately 20 acres in a state right-of-way in Brazoria County. The native plant project is not part of the Texas Department of Transportation's normal vegetation management program and represents a significant expansion of the Texas Department of Transportation's native plant restoration efforts in Brazoria County. The Texas Department of Transportation will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. The Texas Department of Transportation certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. This SEP will provide a discernible environmental benefit to the Brazoria County community because native plants, which by their nature are already well-adapted to local environmental conditions, will maintain or improve soil fertility and reduce erosion that leads to harmful run-off that can threaten local aquatic resources. Also, once established, the native plant communities will help prevent invasion by alien plant species. In addition, the use of native plants in state right-of-ways can restore essential shelter and movement paths for displaced wildlife and provide them familiar sources of food and shelter. 0.00 1,500.00 1,500.00 1,500.00 1,500.00 8,400.00 8,400.00 8,400.00 8,400.00 6,000.00 6,000.00 6,000.00 6,000.00 07/15/2005 1.000:1 4,385.00 0.00 The City of Goldthwaite will extend a water line from the water treatment plant to the local publically owned golf course, Goldthwaite Municipal Golf Course. This will allow the golf course to use wastewater effluent for irrigation in lieu of the City's surface water supply. SEP monies will be used to pay for materials and labor to implement the project. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Goldthwaite will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. The City of Goldthwaite certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 0.00 07/15/2005 1.000:1 1,150.00 0.00 0.00 4,385.00 4,385.00 4,385.00 4,385.00 1,150.00 1,150.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 12 of 23 Single Program ENVIRONMENTAL RESTORATION PWS 13991 Moorpark Village, Inc. dba Moorpark Village Water System ENVIRONMENTAL RESTORATION PWS 7463 Garrett Creek Ranch, Inc. POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 Cass County will repair, reshape and prevent erosion along approximately 200 feet of the lake shore at Cass County Park's lake. Thirty tons of rock rip-rap will be used to repair the eroding area of the shore line. SEP monies will be used to pay for the labor and material costs associated with repairing and reshaping the lake shore. Cass County will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 03/21/2005 1.000:1 700.00 140.00 280.00 Contribution will pay for the direct cost of the project, which will help to control erosion of the banks of Rummel Creek in Harris County. Erosion of the creek is endangering the structure of the sanctuary's bridge across the creek. More than 500 school children visit this urban sanctuary each year. SEP monies will be used to pay for the associated labor and material costs to repair and remediate the banks of the creek. 04/10/2005 1.000:1 9,237.00 0.00 4,619.00 Garrett Creek Ranch, Inc. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc., Waste Water Treatment Assistance Project, in Wise County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to provide low income rural homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,150.00 280.00 280.00 4,618.00 4,618.00 1,150.00 280.00 280.00 4,618.00 4,618.00 PWS 10879 City of Clyde POLLUTION PREVENTION PWS 15017 City of Santa Anna POLLUTION REDUCTION WQ 2608 City of Anna POLLUTION REDUCTION WQ 17812 City Of Rusk 09/26/2004 1.000:1 3,903.00 0.00 Will extend lateral and service sewer lines to a trailer park located at 2221 South First West Street currently served by failing on-site septic systems. This project will allow residences first time connectivity to city sewer services and eliminate failing septic systems. The septic systems will be properly abandoned. 0.00 08/07/2005 1.000:1 5,220.00 0.00 The City of Santa Anna will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up illegally abandoned tires sites in Coleman County. In order for a site to be eligible, there must be no identifiable responsible party or parties, no preexisting obligation to clean-up the site by an owner or government, and reasonable efforts must have been made to prevent the dumping. 0.00 04/29/2005 1.000:1 7,200.00 0.00 The City of Anna has connected two homes to sewer service that currently have failing clay-tile sewer lines. The connection of these homes was undertaken and planned solely as part of the settlement of this enforcement action. There was no requirement for the City of Anna to connect these homes to the city sewer service. SEP monies will be used to connect service sewer lines to the homes. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Anna will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 0.00 08/07/2005 1.000:1 4,625.00 925.00 0.00 3,903.00 3,903.00 3,903.00 3,903.00 5,220.00 5,220.00 5,220.00 5,220.00 7,200.00 7,200.00 7,200.00 7,200.00 3,700.00 3,700.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 13 of 23 Single Program POLLUTION PREVENTION WQ 11383 TOSHIBA INTERNATIONAL CORPORATION POLLUTION PREVENTION WQ 11559 City Of Memphis ENVIRONMENTAL RESTORATION CLEAN UP WQ 978 City of Trinity POLLUTION PREVENTION WQ 14608 City of Brazoria POLLUTION PREVENTION WQ 10461 H. Muehlstein & Co., Inc. POLLUTION PREVENTION WQ 9213 City of Pasadena CLEAN UP WQ 18409 City of Pittsburg Appendix 10: List of SEP's & SEP Projects - FY2005 The City of Rusk will connect approximately eight homes to the main sewer line that are currently utilizing failing on-site septic systems and then properly abandon the failing septic systems. The city will pay for all associated labor and material costs and will not charge the recipients for these costs. The recipients are low-income homeowners. There is nothing requiring the city to extend this service to the recipients' homes. 11/11/2004 1.000:1 6,080.00 1,216.00 2,432.00 Will contribute to RC&D Abandoned Water Well Project. Contribution will be used to plug abandoned wells in Harris County. 04/29/2005 1.000:1 7,650.00 0.00 The City of Memphis will implement erosion control measures on a 300 square foot area to stop current erosion that has occurred around Maple Street Bridge. Rock rip-rap will be secured along the bank. Drainage culverts will then be placed under the bridge. SEP monies will pay for the cost of overtime labor, equipment and materials. The City of Memphis will also conduct a "Citywide Cleanup". The city will collect appliances, tires and other items too large for trash containers in a low-income neighborhood where illegal dumping of these items is a problem. Residents will leave the items curbside, which will be collected and disposed by the city at no cost to the residents. SEP monies will be used to pay for the cost of overtime city labor and for disposal costs. 0.00 08/29/2005 1.000:1 4,410.00 882.00 The City of Trinity will conduct and advertise a used tire collection day providing the collection and disposal of the tires at no cost to its citizens. This SEP will provide a discernible environmental benefit by helping rid the community of hazardous contaminants that can enter soil and water when tires are improperly disposed of or burned. 0.00 05/27/2005 1.000:1 12,737.00 0.00 The City of Brazoria will connect sewer service to 15 low-income homes that currently use substandard, failing septic system. The city will install sanitary sewer lines from the city's main sewer line to the houses. The low-income home owners will not be charged for any of the tap fees and installation costs. The city will also clean and fill the existing septic systems so that the systems are properly abandoned. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Brazoria will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 0.00 3,700.00 3,700.00 2,432.00 2,432.00 2,432.00 2,432.00 7,650.00 3,825.00 7,650.00 3,825.00 3,825.00 3,825.00 3,528.00 3,528.00 3,528.00 3,528.00 12,737.00 12,737.00 12,737.00 12,737.00 02/10/2005 1.000:1 8,500.00 0.00 Contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&C), Waste Water Assistance Project, in Harris County. Will pay for the direct cost of the project, which provides homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. 4,250.00 05/23/2005 1.000:1 234,500.00 0.00 The City of Pasadena will improve a retention pond located in the northwest corner of the city. The city will excavate and restore an outside levee on the east side of the retention pond, remove debris/trash and regrade the entire outer bank, and restore the retention pond with top soil and seed to revegetate. There are no requirements for the city to make these improvements, and the city is currently in compliance regarding this retention pond. The City of Pasadena will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 0.00 4,250.00 4,250.00 4,250.00 4,250.00 234,500.00 234,500.00 234,500.00 234,500.00 05/23/2005 1.000:1 3,975.00 795.00 0.00 3,180.00 3,180.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 14 of 23 Single Program POLLUTION PREVENTION WQ 9781 Sam's East, Inc. POLLUTION PREVENTION WQ 9802 City of Lockhart and Guadalupe-Blanco River Authority CLEAN UP WQ 15473 City of Elkhart POLLUTION REDUCTION WQ 10253 City of Malone POLLUTION PREVENTION WQ 11307 City of Henrietta Appendix 10: List of SEP's & SEP Projects - FY2005 The City of Pittsburg will contribute to the Northeast Texas Water District's illegal dump site cleanup project in Camp County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Northeast Texas Municipal Water District ("District") and the Texas Commission on Environmental Quality. Specifically SEP monies will be used to clean up these illegal dumpsites. Eligible illegal dumpsites will be limited to those where a responsible party cannot be identified, where there is no preexisting obligation to clean up the site by the respondent, and where reasonable efforts have been made to prevent the dumping. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. 3,180.00 3,180.00 03/11/2005 1.000:1 6,250.00 0.00 3,125.00 Sam's East, Inc. will contribute $3,125 to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Plugging Abandoned Wells. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, SEP monies will be used to pay for the cost of plugging abandoned wells in Williamson County. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,125.00 3,125.00 3,125.00 3,125.00 11/11/2004 1.000:1 5,750.00 0.00 0.00 The City of Lockhart and Guadalupe-Blanco River Authority will conduct a one day household hazardous waste collection event in which residents of the City of Lockhart and Guadalupe-Blanco River Authority will bring paints, thinners, chemicals, and pesticides to 308 West San Antonio Street in Lockhart. SEP monies will be used to pay for the cost of a licensed household waste disposal company which will collect, transport, and dispose of the waste appropriately. 05/23/2005 1.000:1 33,325.00 0.00 The City of Elkhart will extend the main sewer line to two homes outside the city limits. The homeowners are currently utilizing fifty-year old systems that require constant repair and have insufficient capacity, often resulting in sewage back-up and overflow. Both homes will be connected to the main sewer line at no cost to the homeowners, who are low-income. The City will pay for all associated labor and material costs. The recipients will not be charged for any of these costs. There is nothing requiring the city to extend this service to the recipient homes. 0.00 01/30/2005 1.000:1 14,250.00 0.00 Will repair water lines and install and /or repair water cut-off valves between the meter and the residence of 80 homes. The City of Malone will also repair lateral sewer lines and sewer clean outs to fifteen homes. 08/07/2005 1.000:1 5,400.00 1,080.00 200.00 0.00 5,750.00 5,750.00 5,750.00 5,750.00 33,325.00 33,325.00 33,325.00 33,325.00 14,050.00 14,050.00 14,050.00 14,050.00 4,320.00 4,320.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 15 of 23 Single Program POLLUTION PREVENTION WQ 9557 City of Azle CLEAN UP WQ 14611 City of Edinburg POLLUTION PREVENTION WQ 15993 City of Splendora POLLUTION PREVENTION WQ 18350 City of Cushing POLLUTION PREVENTION WQ 13465 City of Big Lake POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 The City will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Treatment Assistance Project, in Clay County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for the direct cost of the project, which provides low-income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and material costs associated with repairing or replacing of the systems. The recipients are low-income and will not be charged for the cost of the repairs or replacements of their wastewater systems. 4,320.00 4,320.00 07/15/2005 1.000:1 12,075.00 0.00 The City of Azle will conduct "Clean-Up Azle", a one day municipal waste collection day to collect tires, batteries, oil, filters, and antifreeze. A tire disposal trailer, twenty-five 30 cubic yard dumpsters, and an oil collection site will be available at 824 Park Street for the citizens to dispose of waste. The City of Azle will sort, transport, and dispose of the waste over a three-month period. SEP monies will be used to pay for labor, equipment costs, and disposal fees. 0.00 06/09/2005 1.000:1 26,600.00 0.00 The City of Edinburg will connect sewer service to 23 Colonia lowincome homes that are currently connected to failing on-site septic systems. The city will install sanitary sewer lines from the city's main sewer line to the houses. The city will also clean and fill the existing septic systems so that the systems are properly abandoned. SEP monies will be used for direct cost of installing the lateral sewer lines and drain connections, and for cleaning the sewer lines and existing septic systems. The low-income home owners will not be charged for any of the tap fees and installation costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Edinburg will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 0.00 12,075.00 12,075.00 12,075.00 12,075.00 26,600.00 26,600.00 26,600.00 26,600.00 05/23/2005 1.000:1 13,100.00 0.00 The City of Splendora will connect twenty-one (21) homes to the main sewer line that are currently utilizing failing on-site septic systems and then properly abandon the failing septic systems. The homeowners are all low-income. The City will pay for all associated labor and material costs and will not charge the recipients for these costs. There is nothing requiring the city to extend this service to the recipient homes. 0.00 08/07/2005 1.000:1 7,750.00 0.00 The City of Cushing will contribute to East Texas Pineywoods RC&D Wastewater Treatment Assistance in Nacogdoches County. SEP monies will be used to provide low income rural homeowners with failing on-site wastewater treatment systems with assistance to enable repair or replacement of their failing systems. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. The City of Cushing will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 0.00 03/21/2005 1.000:1 7,350.00 0.00 The City of Big Lake will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Plugging Abandoned Water Wells Project in Reagan County. Specifically, SEP monies will be used to pay for the cost of labor and materials associated with plugging abandoned wells. The abandoned site will be chosen where there is no responsible party to plug the abandoned well. The property owner will not be charged with the cost of plugging the well. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 0.00 13,100.00 13,100.00 13,100.00 13,100.00 7,750.00 7,750.00 7,750.00 7,750.00 7,350.00 7,350.00 7,350.00 7,350.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 16 of 23 Single Program WQ 10365 EAST CEDAR CREEK FWSD CLEAN UP WQ 1425 City of Detroit POLLUTION PREVENTION WQ 10619 Hood County Utilities, Inc. POLLUTION PREVENTION WQ 10243 Texas Department of Transportation ENVIRONMENTAL ENHANCEMENT WQ 15553 Faulkey Gully MUD PUBLIC EDUCATION WQ 910 City of De Kalb POLLUTION PREVENTION WQ 10211 City of Arp POLLUTION PREVENTION WQ 1980 Texas Parks & Wildlife Department Appendix 10: List of SEP's & SEP Projects - FY2005 07/15/2005 1.000:1 19,760.00 0.00 Contribute to the Texas Association of Resource Conservation and Development Areas. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Henderson County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be identified, where there is no preexisting obligation to clean-up the site by the respondent, and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. 0.00 01/30/2005 1.000:1 8,250.00 0.00 The city will connect lateral sewer lines and extend the main sewer line to approximately three households that have failing septic systems. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The city will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administratie costs. There is no requirement for the city to extend service to these households. The city certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 0.00 05/23/2005 1.000:1 11,110.00 0.00 5,555.00 Contribution to RC&D Waste Water Assistance Project in Hood County. Contribution will cover the direct cost of providing homeowners, with failing on-site wastewater treatment systems, technical and financial assistance to enable repair or replacement of their failing systems. 08/20/2005 1.000:1 3,140.00 628.00 The Texas Department of Transportation will purchase Texas native grass seed and plant the seed over approximately 30 acres of right-of way adjacent to the I-30 & Loop 12 intersection in Dallas County. The native plant project is not part of the Texas Department of Transportation's normal vegetation management program and represents an expansion of the Texas Department of Transportation's native plant restoration efforts in Dallas County. 0.00 05/23/2005 1.000:1 9,590.00 0.00 Faulkey Gully MUD will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cleanup unauthorized trash dumps in Harris county. 0.00 02/10/2005 1.000:1 3,300.00 0.00 The City of De Kalb will install PVC pipe to approximately six low-income residences in which clay sewer lines have collapsed, causing backup of raw sewage into homes and in the soil. The City is not required to repair residential sewer lines. The homeowners will not be charged for the cost of replacing the sewer lines. SEP monies will be used to pay for the material and labor costs associated with installing the PVC pipe. 0.00 03/21/2005 1.000:1 4,480.00 896.00 Will install a heavy fat clay base with a dam around two lift stations located on Mitchell and Linwood Streets in the City of Arp. The fat clay bases and dams will assist in eliminating the possibility of wastewater effluent discharging into streams that are located near the lift stations. The city is not required to install these clay bases and dams and is currently in compliance regarding any permit requirements associated with these lift stations. 0.00 08/29/2005 1.000:1 1,940.00 388.00 0.00 19,760.00 19,760.00 19,760.00 19,760.00 8,250.00 8,250.00 8,250.00 8,250.00 5,555.00 5,555.00 5,555.00 5,555.00 2,512.00 2,512.00 2,512.00 2,512.00 9,590.00 9,590.00 9,590.00 9,590.00 3,300.00 3,300.00 3,300.00 3,300.00 3,584.00 3,584.00 3,584.00 3,584.00 1,552.00 1,552.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 17 of 23 Single Program ENVIRONMENTAL ENHANCEMENT WQ 14616 City of Joaquin POLLUTION REDUCTION WQ 1941 Texas Department of Criminal Justice POLLUTION REDUCTION WQ 9849 City of Laredo POLLUTION PREVENTION WQ 935 City of Alpine POLLUTION PREVENTION WQ 10418 City of Comanche CLEAN UP WQ 492 Schenectady International, Inc. ENVIRONMENTAL RESTORATION WQ 920 City of Eustace POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 TPWD will replace approximately 50 trees in Abilene State Park, Taylor County, that have been lost over the last four years because of drought conditions. Only trees native to the area will be purchased and planted to ensure maximum survivability. SEP monies will be used solely to pay for the purchase of approximately 50 trees. The park is a large and significant area of green space and natural habitat, and will be preserved as such into perpetuity. Trees planted in the park to replace lost trees and compliment native woodlands will contribute to the biological health of the park and the area for decades. Increasing the number of native trees and native tree canopy benefits both air and water quality. 05/23/2005 1.000:1 8,181.00 1,636.00 The City of Joaquin will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between RC&D and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to clean-up unauthorized trash dumps in Shelby County. In order for a site to be eligible, there must be no identifiable responsible party or parties, no preexisting obligation to clean-up the site by an owner or government, and reasonable efforts must have been made to prevent the dumping. SEP monies will be used for the direct cost of collecting and disposing of debris. 0.00 04/29/2005 1.000:1 58,800.00 0.00 Will contribute to RC&Ds Volunteer Fire Department Assistance Project in Brazoria County for the purchase of emergency resonse equipment used in responding to hazardous waste spills and emissions. 03/03/2005 1.000:1 6,550.00 1,310.00 Contribution to Border Water Works Colonia Water & Wastewater Project. To assist first-time water and sewer connections and/or improve substandard service to homeowners in Webb County living in the Colonias to obtain drinking water and wastewater. 05/23/2005 1.000:1 11,440.00 2,288.00 The City of Alpine will renovate sprinkler systems at the city parks. The project will include the installation of the following equipment: four programable timers, four new metering devices, 1500 feet of new irrigation line, and 100 water efficient heads with associated valves and piping. The sprinklers will automatically shut off during rain events and after a programed amount of time. Currently the parks are watered manually which results in over watering. 0.00 0.00 0.00 05/09/2005 1.000:1 4,640.00 928.00 The City of Comanche will demolish and remove a dilapidated structure within the city limits, located at 901 South Houston Street, which contains a significant amount of asbestos and has become an illegal dumping site. The City of Comanche will hire a licenced asbestos contractor who will properly remove all asbestos containing materials before the house is demolished and removed. 0.00 11/11/2004 1.023:1 12,825.00 2,565.00 Schenectady International, Inc. will contribute to Galveston Bay Foundation. Contribution will be used in the Marsh Mania Project which includes restoring shoreline elevations, growing plants for shoreline restoration, and planting new habitat. 5,130.00 05/23/2005 1.000:1 19,680.00 0.00 The City of Eustice will connect thirty homes in the Cedar Ridge subdivision to the main sewer line. The thirty homes are currently connected to failing on-site septic systems. The City will properly abandon the thirty failing septic systems. The City will pay for all associated labor and material costs and will not charge the recipients for these costs. The recipient homeowners are all low income and there is nothing requiring the city to extend this service. 0.00 1,552.00 1,552.00 6,545.00 6,545.00 6,545.00 6,545.00 58,800.00 58,800.00 58,800.00 58,800.00 5,240.00 5,240.00 5,240.00 5,240.00 9,152.00 9,152.00 9,152.00 9,152.00 3,712.00 3,712.00 3,712.00 3,712.00 5,250.00 5,250.00 5,130.00 5,130.00 19,680.00 19,680.00 19,680.00 19,680.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 18 of 23 Single Program WQ 17653 Rock Crushers, Inc. POLLUTION PREVENTION Appendix 10: List of SEP's & SEP Projects - FY2005 08/07/2005 1.000:1 9,000.00 1,800.00 3,600.00 Rock Crushers, Inc., will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Assistance Project, in Washington County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas Association of RC&D Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will pay for the direct cost of the project, which provides homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the labor and material costs associated with repairing or replacing of the systems. The recipients will not be charged for the cost of the repairs or replacements of their wastewater systems. 3,600.00 3,600.00 3,600.00 3,600.00 WQ 2605 Camp Management, Inc. * POLLUTION REDUCTION 11/26/2004 1.000:1 22,850.00 0.00 7,769.00 Will purchase a new EPA certified low-emission school bus at a cost of approximately $69,000.00 and retire an old low-emission school bus from the HISD's fleet. The old low-emission school bus will be retired by having the engine removed and destroyed and then auctioning off the school bus shell, without the engine, to the highest bidder. This project would allow HISD to improve its fleet faster than otherwise budgeted. The new EPA certified low-emission school bus will be used by HISD to transport HISD school children between HISD campuses and Camp Olympia. SEP monies will used to purchase the new EPA certified low-emission school bus. 15,081.00 15,081.00 15,081.00 15,081.00 WQ 20540 Presbyterian Childrens Homes and Services CLEAN UP 07/15/2005 1.000:1 1,300.00 260.00 Presbyterian will contribute to the Texas Association of Resource Conservation and Development Areas ("RC&D"). Specifically, the contribution will be used to clean-up unauthorized trash dumps in Hill County. Eligible illegal dumpsites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 0.00 1,040.00 1,040.00 1,040.00 1,040.00 WQ 2655 Kingsland Municipal Utility District POLLUTION PREVENTION 10/25/2004 1.000:1 5,088.00 1,018.00 Will contribute to the LCRA Household Hazardous Waste (HHW) collection events, battery collection events, used oil collection events, paints collection events, and tire collection events in conjunction with local city and county governments throughtout the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes: such as paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleansers. Citizens will be encouraged to "reuse" unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some perticides/herbicides) through the reusable materials exchange. 0.00 4,070.00 4,070.00 4,070.00 4,070.00 WQ 17249 Wyman-Gordon Forgings, LP CLEAN UP WQ 13387 City of Angelton ENVIRONMENTAL RESTORATION 08/29/2005 1.000:1 26,500.00 0.00 13,250.00 Wyman-Gordon Forgings, LP will contribute to the City of Houston's Household Hazardous Waste Collection Facility Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Houston and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the collection and disposal of common household hazardous waste products, such as paint and thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers at no cost to the citizens. 04/10/2005 1.000:1 5,250.00 0.00 Contribute to Galveston Bay Foundation. Contribution will be used to pay for labor and material costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plants for shoreline restoration, and planting new habitats. 0.00 13,250.00 13,250.00 13,250.00 13,250.00 5,250.00 5,250.00 5,250.00 5,250.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 19 of 23 Single Program WQ 11263 Spring Independent School District dba Spring ISD Transportation Center and dba Wunsche Middle Schoo POLLUTION REDUCTION WQ 10113 City of Corpus Christi ENVIRONMENTAL ENHANCEMENT WQ 15914 City of Clifton POLLUTION PREVENTION WQ 2620 Upper Leon River Municipal Water District POLLUTION PREVENTION WQ 13545 City of Aransas Pass CLEAN UP WQ 13585 City of Tatum POLLUTION PREVENTION WWA 13185 Village Farms, L.P. dba Village Farms of Texas POLLUTION PREVENTION Count of Single Program Orders: 111 Appendix 10: List of SEP's & SEP Projects - FY2005 03/21/2005 1.000:1 25,080.00 5,016.00 0.00 20,064.00 20,064.00 Spring ISD will replace three older diesel engines with three newer EPA approved diesel engines. The newer diesel engines are a cleaner burning engine than the ones being replaced. The newer engines will reduce the amount of air emissions being released into the atmosphere. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Spring ISD will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 20,064.00 20,064.00 09/26/2004 1.000:1 66,125.00 0.00 SEP monies will be used to pay for the labor and material costs associated with remediating erosion and creating additional wetland habitat on Sunfish, Shamrock and Causeway Islands. All of the Islands have severe erosion which has resulted in the loss of wetlands and native habitat. 0.00 06/09/2005 1.000:1 6,850.00 0.00 RC&D will provide a day for local residents to bring in HHW for proper disposal at no cost to the residents. 10/11/2004 1.000:1 12,880.00 2,576.00 ULRMWD will connect five homes located in the Fritz Addition, near Lake Proctor, in Comanche County, Texas that currently have failing on-site septic systems to wastewater service. SEP monies will be spent to properly abandon the current failing sewage systems at the homes, for the extension of service line to the homes and for the connection of wastewater service to the homes. 0.00 0.00 04/29/2005 1.000:1 9,300.00 0.00 Will conduct a one day household hazardous waste (HHW) collection event in which Aransas Pass residents may bring household hazardous waste to a facility located at 235 East Wilson Street for proper disposal. 02/10/2005 1.000:1 4,860.00 972.00 The City of Tatum will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Assistance Project, in Rusk County. Specifically, the contribution will pay for the direct cost of the project, which provides homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. SEP monies will be used to pay for the associated labor and material cost to offset repairs or replacement of the systems. The recipients will not be charged for the cost of the repairs or replacements of their wastewater systems. 0.00 0.00 66,125.00 66,125.00 66,125.00 66,125.00 6,850.00 6,850.00 6,850.00 6,850.00 10,304.00 10,304.00 10,304.00 10,304.00 9,300.00 9,300.00 9,300.00 9,300.00 3,888.00 3,888.00 3,888.00 3,888.00 04/10/2005 1.000:1 5,700.00 0.00 2,850.00 Village Farms, LP will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. (RC&D), Plugging Abandoned Water Wells Project in Jeff Davis County. SEP monies will be used to pay for the cost of labor and materials associated with plugging abandoned wells. The abandoned site will be chosen where there is no responsible party able to plug the abandoned well. 2,850.00 2,850.00 2,850.00 2,850.00 Total: 5,805,227.00 154,310.00 2,451,081.00 3,184,471.00 3,199,836.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 20 of 23 Multi-Media Program Date Range Selected : 09/01/2004 - 08/31/2005 PGM Case No. Respondent Name MM 6700 Ransom Industries, LP * POLLUTION REDUCTION 4 POLLUTION REDUCTION POLLUTION REDUCTION 2 CLEAN UP Appendix 10: List of SEP's & SEP Projects - FY2005 Effective Date Ratio Assessed Amt Deferred Amt Payable Amt 07/15/2005 1.000:1 1,500,000.00 0.00 500,000.00 Tyler Pipe will contribute $250,000 to RC&D for its Clean-Up of Unauthorized Trash Dumps in Smith County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the the labor and disposal costs associated with illegal dump site clean-ups. Eligible dump sites will be limited to those where there is no responsible party able to clean the site and where reasonable efforts have been made to prevent the dumping. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. SEP Cost SEP Offset 1,000,000.00 1,000,000.00 250,000.00 250,000.00 Tyler Pipe will contribute $200,000 to Lindale Independent School District (LISD) for its Lindale School Asbestos Abatement project in Smith County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Lindale Independent School District and the Texas Commission on Environmental Quality. The LISD will abate asbestos from floor tiling in several school buildings. Some years ago, LISD covered asbestos containing floor tile and mastic with carpeting in several school buildings. This was an approved method of managing the tile at the time, but the carpet is wearing down and needs to be replaced. Due to the age of the carpet, its removal could result in disturbance of the floor tile, which could release asbestos. Replacement of the worn carpeting will require complete abatement of the asbestos tile and mastic flooring. LISD is located in a low-income area and has had difficulties acquiring funding for this project. All dollars contributed will be used solely for the direct cost of the asbestos abatement project, and no portion will be spent on administrative costs. 200,000.00 200,000.00 Tyler Pipe will contribute $50,000 to the Texas Association of Resource Conservation and Development Areas (RC&D) for its Household Hazardous Waste Clean-up project in Smith County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the the labor and disposal costs associated with household hazardous waste events. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. Tyler Pipe will contribute $300,000 to the City of Tyler for its Emmett J. Scott School Asbestos/Lead Hazard Abatement and Demolition Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Tyler and the Texas Commission on Environmental Quality. The school district, through a certified contractor, will remove asbestos and lead and then demolish Emmett J. Scott School which is located in Tyler, Texas. This site has been unused since the 1970's largely due to the substantial work that would be required to abate the lead and asbestos and meet current building code requirements. The structure is deteriorated and its condition has become a nuisance and environmental hazard in Tyler. The property is currently owned by Emmett Scott Cultural Center Organization (ESCC), a non-profit organization. Since the property is not a good candidate for renovation due to age and environmental hazards, ESCC will donate the property to Texas College, also a non-profit organization. After the abatement and demolition are complete, the property will be used for non-profit purposes and Texas College plans to reserve the property for future growth of the College. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. 50,000.00 50,000.00 300,000.00 300,000.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 21 of 23 Multi-Media Program POLLUTION REDUCTION 3 MM 9801 Ticona Polymers, Inc. POLLUTION REDUCTION MM 643 City of Marlin CLEAN UP MM 10923 Technical Chemical Company POLLUTION PREVENTION MM 2592 City of Bonham CLEAN UP MM 5945 BASF Corporation * Appendix 10: List of SEP's & SEP Projects - FY2005 Tyler Pipe will contribute $200,000 to RC&D for its Abandoned Tire Clean-Up in Smith County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the the labor and disposal costs associated with tire clean-ups. Eligible tire dump sites will be limited to those where there is no responsible party able to clean the site and where reasonable efforts have been made to prevent the dumping. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. 200,000.00 200,000.00 08/20/2005 1.000:1 20,687.00 0.00 10,344.00 Ticona will contribute to the City of Bishop for its Mulcher Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Bishop and the Texas Commission on Environmental Quality. The city will use SEP monies to purchase a mulcher. The mulcher will enable the city to mulch branches and tree parts instead of burning them, which creates particulate matter pollution in the air. The mulch will be used by citizens and in agriculture to aid in protecting plants and conserving water. The city will report on the amount of mulch created and beneficially applied over a year period. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. Ticona will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 10,343.00 10,343.00 10,343.00 10,343.00 04/10/2005 1.000:1 33,282.00 0.00 The City of Marlin will open a solid waste collection station approximately eighteen hours per week to accept bulky solid waste from the citizens of Marlin and the surrounding area at no cost to the citizens. The city and surrounding area is low-income. No household trash, building materials or hazardous waste will be accepted. Additionally, the City will collect scrap tires at the collection station and hire a scrap tire transporter who is duly resistered with the TCEQ to haul the tires to an authorized site for recycling or disposal. The solid waste and tire collection will continue for a period of approximately thirty-five months. Every six months the City will advertise, as a public service announcement, the collection station and the types of items that may be disposed. The public service announcement will appear in the local newspaper. SEP monies will be used to pay for the cost of overtime labor of city employees and for equipment and disposal costs. 0.00 33,282.00 33,282.00 33,282.00 33,282.00 11/11/2004 1.000:1 23,052.00 4,610.00 9,221.00 Contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Waste Water Assistance Project, in Johnson County. Specifically, the contribution will be used to cover the direct cost of the project to provide homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 01/30/2005 1.000:1 3,933.00 0.00 The City of Bonham will clear Pig Branch Creek which has become overgrown with excessive vegetation and has accumulated brush and debris. Approximately 1,900 feet of the creek will be cleared of the excessive vegetation and accumulated brush and debris. 0.00 08/20/2005 1.000:1 12,772.00 0.00 6,386.00 9,221.00 9,221.00 9,221.00 9,221.00 3,933.00 3,933.00 3,933.00 3,933.00 6,386.00 6,386.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 22 of 23 Multi-Media Program POLLUTION REDUCTION Appendix 10: List of SEP's & SEP Projects - FY2005 BASF will contribute to the Education Foundation of Harris County for its Adopt-ASchool Bus project in Harris County. The contribution will be made pursuant to the agreement between the Education Foundation of Harris County and the Texas Commission on Environmental Quality. Specifically, the contribution will benefit a public school or schools in Harris County to be designated by BASF. SEP monies will be used either to pay or help pay for the cost of (1) replacing the schools' older diesel school buses with alternative fueled or clean diesel buses (the old school buses will be permanently retired and only sold for scrap); and/or (2) retrofitting the schools' existing buses with emission control technologies that include: particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. BASF will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 6,386.00 6,386.00 Count of Multi-Media Program Orders: 6 Grand Total Count of Orders: 117 Total: Grand Total: 1,593,726.00 7,398,953.00 4,610.00 158,920.00 525,951.00 2,977,032.00 1,063,165.00 1,063,165.00 4,247,636.00 4,263,001.00 * There are Multiple Respondent Names associated to this Case No. November 29, 2005 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 23 of 23 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 6041 4887 4888 9952 5874 5823 6020 6007 6000 5997 3659 9961 9874 3715 5889 9854 10174 5980 9740 11946 9955 8561 8896 12186 6016 3751 5982 5885 8563 5282 10010 14808 5363 10578 9207 Respondent Name TCEQ ID Acadia Elastomers Corporation NA0035U Air Liquide America Corporation BL0626U Air Liquide America Corporation BL0626U Akzo Nobel Catalysts, LLC HG0037Q Akzo Nobel Industrial Specialties Inc. FG0042L Ameron International Corporation 1017 Amy Food Inc. HX3206D Apac-Texas, Inc. 922632U Avis Rent A Car System, Inc. EE0865V B. & E. Grain, Inc. JH0051N BASF Corporation BL0021O Behr Climate Systems, Inc. TA0614B Bollinger Texas City LP GB0593H Boral Bricks, Inc. 21012 BP America Production Company UB0001M BP Amoco Chemical Company BL0002S BP Amoco Chemical Company GB0001R C & R Distributing, Inc. EE1271D Calpine Natural Gas L.P. BL0441L Campbell Soup Supply Company L.L.C. LA0005R Casita Enterprises, Inc. 1802 Charles J. Engle dba Fabens Oil Company EE1001L Chevron Phillips Chemical Company LP JE0508W Chevron Phillips Chemical Company LP HG0566H Chevron Phillips Chemical Company LP HG0310V Chevron U.S.A, Inc. 15311 Chevron U.S.A, Inc. 13483 Chevron U.S.A, Inc. EE0082P Chevron U.S.A, Inc. 457 CITY OF EL PASO EE1118M Clearstream Wastewater Systems, Inc. HF0034K Commercial Metals Company EE0068J Compass Operating, L.L.C. 53003 Crane Plumbing LLC DB0907L Crosstex Asset Management, LP HH0181U County NACOGDOCHES BRAZORIA BRAZORIA HARRIS HARRIS WICHITA HARRIS DALLAS EL PASO JOHNSON BRAZORIA TARRANT GALVESTON RUSK UPTON BRAZORIA GALVESTON EL PASO BRAZORIA LAMAR NAVARRO EL PASO JEFFERSON HARRIS HARRIS HARRIS CROCKETT EL PASO STERLING EL PASO HARDIN EL PASO KARNES DALLAS HARRISON Order Date 11/02/2003 11/02/2003 08/13/2004 07/30/2004 07/30/2004 11/16/2003 07/01/2004 12/21/2003 08/13/2004 01/08/2004 08/28/2004 07/30/2004 07/01/2004 10/10/2003 06/13/2004 08/30/2004 06/13/2004 05/14/2004 07/01/2004 08/13/2004 06/13/2004 08/28/2004 12/21/2003 08/13/2004 12/21/2003 11/16/2003 12/05/2003 05/24/2004 10/19/2003 08/30/2004 05/24/2004 08/28/2004 09/25/2003 07/05/2004 05/24/2004 Penalty Assessed 14,000.00 0.00 41,310.00 2,825.00 39,578.00 950.00 2,300.00 5,100.00 750.00 4,160.00 10,000.00 6,750.00 2,725.00 22,500.00 1,900.00 7,500.00 1,625.00 750.00 1,875.00 4,950.00 1,925.00 750.00 134,850.00 1,710.00 22,750.00 2,075.00 20,000.00 27,405.00 1,925.00 2,540.00 2,000.00 770.00 7,500.00 2,000.00 2,000.00 Penalty Deferred 2,800.00 0.00 0.00 565.00 0.00 0.00 0.00 1,020.00 150.00 832.00 0.00 1,350.00 0.00 4,500.00 380.00 0.00 325.00 150.00 375.00 990.00 385.00 150.00 0.00 0.00 0.00 415.00 4,000.00 5,481.00 385.00 0.00 0.00 154.00 1,500.00 0.00 400.00 Payable Amount 11,200.00 0.00 41,310.00 2,260.00 39,578.00 950.00 2,300.00 4,080.00 600.00 3,328.00 10,000.00 5,400.00 2,725.00 18,000.00 1,520.00 7,500.00 1,300.00 600.00 1,500.00 3,960.00 1,540.00 600.00 67,425.00 1,710.00 22,750.00 1,660.00 16,000.00 21,924.00 1,540.00 0.00 2,000.00 616.00 6,000.00 2,000.00 1,600.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 67,425.00 0.00 0.00 0.00 0.00 0.00 0.00 2,540.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 67,425.00 0.00 0.00 0.00 0.00 0.00 0.00 2,540.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 1 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 9843 5712 7316 2500 5094 5855 2895 7364 10251 5264 10564 6040 9741 12098 9787 14974 7243 12744 5862 8364 9779 6004 5777 9567 10173 10459 13348 10379 12044 10483 4990 5988 5661 Respondent Name TCEQ ID Crown Cork & Seal Company (USA), FG0082W Inc. Das Brot, Inc. DB3131K DCP Midstream, LP JE0200H DCP Midstream, LP SQ0013E DCP Midstream, LP 21434 DCP Midstream, LP MF0012R Devon Louisiana Corporation HX1519Q Drilling Specialties Company, LLC 1803 E. D. Baker Company, Ltd. 54240 E. I. du Pont de Nemours and Company JE0033C E. R. Carpenter, L.P. HG0141U El Paso Field Services Company WH0097L El Paso Field Services Management, Inc. DI0016B El Paso Water Utilities Public Service EE1016V Board Enbridge Energy Company, Inc. BE0028D Equistar Chemicals, LP NE0051B Equistar Chemicals, LP HG0770G Equistar Chemicals, LP 8639A Exxon Mobil Corporation 23353 ExxonMobil Oil Corporation JE0062S ExxonMobil Oil Corporation JE0149F Firestone Polymers, LLC 292 Flex-O-Lite, Inc. LA0012U Fort Dearborn Company TA0172M Franklin Building Materials, Inc. EE0862E Freeman Decorating Services, Inc. DB1520J General Aluminum Company of Texas, DB0386T L.P. Georgia-Pacific Corporation LH0026B Gilbert Reyes EE0812T Gorham Pet Rest Cremation Services, TH0746V Inc. G-P Gypsum Corporation HE0006D GSF Energy, L.L.C. dba McCarty Road 1512 Landfill Gas Recovery Facility Gulf Coast Waste Disposal Authority GB0032G County FORT BEND DALLAS JEFFERSON SUTTON CROCKETT MARTIN HARRIS MONTGOMERY HUTCHINSON JEFFERSON HARRIS WICHITA DIMMIT EL PASO BEE NUECES HARRIS JEFFERSON KLEBERG JEFFERSON JEFFERSON ORANGE LAMAR TARRANT EL PASO DALLAS DALLAS EL PASO TRAVIS HARDEMAN HARRIS GALVESTON Order Date 06/13/2004 11/02/2003 03/05/2004 12/21/2003 12/05/2003 07/05/2004 11/02/2003 09/25/2003 06/13/2004 10/10/2003 06/13/2004 03/05/2004 07/05/2004 07/30/2004 08/13/2004 03/14/2004 01/08/2004 08/28/2004 12/05/2003 01/30/2004 08/30/2004 09/25/2003 08/28/2004 03/22/2004 06/13/2004 07/05/2004 08/30/2004 08/30/2004 08/30/2004 08/30/2004 11/02/2003 08/28/2004 06/13/2004 Penalty Assessed 1,925.00 3,550.00 24,000.00 2,000.00 7,740.00 12,500.00 5,625.00 6,350.00 10,000.00 25,125.00 1,975.00 13,500.00 4,600.00 750.00 6,750.00 0.00 9,610.00 5,100.00 1,875.00 25,000.00 6,000.00 10,220.00 41,275.00 2,375.00 2,700.00 8,400.00 13,500.00 2,875.00 1,050.00 1,155.00 3,350.00 21,420.00 17,044.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 385.00 0.00 0.00 400.00 1,548.00 0.00 1,125.00 0.00 0.00 5,025.00 395.00 2,700.00 920.00 150.00 0.00 0.00 0.00 1,020.00 375.00 0.00 1,200.00 2,044.00 0.00 0.00 540.00 1,680.00 2,700.00 575.00 0.00 231.00 0.00 4,284.00 3,409.00 Payable Amount 1,540.00 3,550.00 24,000.00 800.00 3,096.00 6,250.00 4,500.00 6,350.00 10,000.00 10,050.00 1,580.00 10,800.00 3,680.00 600.00 6,750.00 0.00 9,610.00 4,080.00 1,500.00 25,000.00 4,800.00 8,176.00 41,275.00 2,375.00 2,160.00 6,720.00 10,800.00 2,300.00 1,050.00 924.00 3,350.00 17,136.00 0.00 SEP Cost 0.00 0.00 0.00 800.00 3,096.00 6,250.00 0.00 0.00 0.00 10,050.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,635.00 SEP Offset 0.00 0.00 0.00 800.00 3,096.00 6,250.00 0.00 0.00 0.00 10,050.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,635.00 Page 2 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 10091 12626 6027 10519 5959 5950 61 10800 10498 9240 9457 6478 12164 10152 5649 5330 12264 10621 9555 4758 11126 6043 9696 10291 12846 9460 13586 12444 6018 10242 10781 12091 5956 5846 268 5971 10458 Respondent Name TCEQ ID Gulfstream Aerospace LP TA3682J GulfTerra Texas Pipeline, L.P. KJ0019V Hampshire Chemical Corp. HG4998P Hess Corporation TD0001H High Island Petrochemicals, L.L.C. CI0113C Hill-Lake Gas Storage, L.P. 2544 Houston Pipe Line Company HG0918V Houston Pipe Line Company LK0044R Houston Refining LP HG0048L Hunt Oil Company HM0010V Huntsman Petrochemical Corporation 20485 ICO Worldwide, L.P. HG0539K IMOT, INC. JH0459A Ingersoll-Rand Company DB0476R Interstate Highway Construction, Inc. 907899L Ironhorse Manufacturing, Inc. JE0913J J.J.S. Enterprises Inc EE0795R Joe Amos dba J & J Sports DF0697B Johns Manville JH0025O Kelly-Moore Paint Company, Inc. 11957 Kettle Cooked Foods, Inc. TA4004G Kinder Morgan Co2 Company, L.P. 15470 Kinder Morgan Co2 Company, L.P. SG0029C Kinder Morgan Tejas Pipeline, L. P. HG1391L KMCO, L.P. HG0426B Koch Pipeline Company, L.P. TA1222P Kraft Foods Global, Inc. HG0473P L.F. Manufacturing, Inc. LF0053U Lifetime Doors Inc. RI0010S Linde Gas, Inc. HX2334A Link Energy Pipeline Limited Partnership CV0048K Little Big Inch Pipeline Company, Inc. EE1673C Longhorn Glass Manufacturing, L.P. HG0028R Mannesmann DMV Stainless USA, Inc. HG3179U Marathon Oil Company HT0132D Mason County Feeders, LTD. BG1309J Maverick Tube, L.P. MQ0028B County TARRANT KLEBERG HARRIS TERRY GALVESTON EASTLAND HARRIS LIVE OAK HARRIS HENDERSON JEFFERSON HARRIS TARRANT DALLAS DALLAS JEFFERSON EL PASO DENTON JOHNSON TARRANT TARRANT SCURRY SCURRY HARRIS HARRIS TARRANT HARRIS LEE ROBERTSON HARRIS COOKE EL PASO HARRIS HARRIS PECOS BEXAR MONTGOMERY Order Date 08/13/2004 08/13/2004 03/05/2004 07/05/2004 11/02/2003 11/16/2003 04/05/2004 08/13/2004 07/01/2004 07/05/2004 06/13/2004 10/10/2003 08/30/2004 05/24/2004 06/13/2004 09/25/2003 08/13/2004 08/28/2004 07/01/2004 11/16/2003 08/28/2004 11/16/2003 08/30/2004 05/24/2004 08/30/2004 03/14/2004 08/30/2004 08/30/2004 11/02/2003 07/01/2004 08/13/2004 08/28/2004 07/30/2004 07/01/2004 08/28/2004 09/25/2003 07/01/2004 Penalty Assessed 970.00 2,000.00 87,856.00 1,925.00 1,110.00 2,375.00 1,875.00 2,000.00 8,200.00 28,125.00 14,250.00 1,975.00 3,255.00 1,975.00 40,000.00 9,200.00 900.00 4,350.00 12,500.00 2,375.00 1,625.00 5,000.00 9,500.00 1,925.00 3,575.00 22,184.00 1,975.00 6,950.00 1,370.00 2,025.00 2,875.00 650.00 7,875.00 2,650.00 186,675.00 1,050.00 2,650.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 400.00 0.00 385.00 0.00 0.00 375.00 0.00 0.00 5,625.00 0.00 395.00 0.00 395.00 0.00 0.00 180.00 0.00 0.00 475.00 325.00 1,000.00 0.00 385.00 715.00 0.00 395.00 0.00 0.00 405.00 0.00 130.00 0.00 0.00 37,335.00 0.00 530.00 Payable Amount 970.00 1,600.00 43,928.00 1,540.00 1,110.00 2,375.00 1,500.00 2,000.00 8,200.00 11,250.00 14,250.00 1,580.00 3,255.00 1,580.00 40,000.00 9,200.00 720.00 4,350.00 12,500.00 1,900.00 1,300.00 4,000.00 4,750.00 1,540.00 2,860.00 22,184.00 1,580.00 3,475.00 1,370.00 1,620.00 2,875.00 520.00 3,938.00 2,650.00 74,670.00 1,050.00 2,120.00 SEP Cost 0.00 0.00 43,928.00 0.00 0.00 0.00 0.00 0.00 0.00 11,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,750.00 0.00 0.00 0.00 0.00 3,475.00 0.00 0.00 0.00 0.00 3,937.00 0.00 74,670.00 0.00 0.00 SEP Offset 0.00 0.00 43,928.00 0.00 0.00 0.00 0.00 0.00 0.00 11,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,750.00 0.00 0.00 0.00 0.00 3,475.00 0.00 0.00 0.00 0.00 3,937.00 0.00 74,670.00 0.00 0.00 Page 3 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 11377 5795 11639 6494 11332 5884 6042 9739 8030 9376 5938 5936 10378 7664 11303 9679 13266 13165 5854 11183 10903 5303 6025 9841 13354 11245 5909 5851 5939 5800 5970 5850 9956 5620 10745 Respondent Name TCEQ ID MILES, GILBERT EE1463P Millenium Polymers, Ltd. HG3371D Mockingbird Skillman Mobil, Inc. Motiva Enterprises LLC JE0095D Nisseki Chemical Texas Inc. HG3626Q Northern Natural Gas Company SF0036Q Oasis Pipe Line Company Texas L.P. CA0027J Occidental Permian Ltd. UB0058G Opper Enterprise Inc. MQ0716T Orange Crush Recyclers Management, 55240L001 L.L.C. Osburn Contractors, Inc. 932818Q Owens Corning Sales, Inc. RB0010D Owens Corning Sales, Inc. RB0010D Oxy Vinyls, LP HG0193B Pacific Natural Energy LLC 2063 Parkview Metal Products, Inc. HK0046W PATTERSON PETROLEUM LP, LLLP FG0040P Peak Sulfur, Inc. JE0073N Pedro Castrellon dba Paca's Body Shop EB0983B Peebles Lumber Company, LLC Penreco Partnership GB0054T Penske Truck Leasing Co., L.P. EE1312O Phillips Pipe Line Company HG0565J Pioneer Hi-Bred International, Inc. HN0160N Pioneer Natural Resources USA, Inc. MR0121W Ponderosa Pine Energy Partners, Ltd JH0230L Precision Pipe & Excavating, L.L.C. 49390 Protherm Services Group, LLC PTP Auto Tech Inc. dba MAACO Auto DF0462H Painting & Body Works Quicksilver Resources Inc. FG0629T Randy Roan Construction, Inc. 948639L Regal Food Service, Inc. HG6914K Republic Waste Services of Texas, Ltd. 1495 Saint-Gobain Vetrotex America, Inc. WH0014S Sea Lion Technology, Inc. GB0067K County EL PASO HARRIS DALLAS JEFFERSON HARRIS SCHLEICHER CALDWELL UPTON MONTGOMERY DALLAS DALLAS RANDALL RANDALL HARRIS DALLAS HAYS FORT BEND JEFFERSON ECTOR MARION GALVESTON EL PASO HARRIS HIDALGO MOORE JOHNSON FORT BEND HARRIS DENTON FORT BEND MONTGOMERY HARRIS ECTOR WICHITA GALVESTON Order Date 08/13/2004 11/16/2003 07/30/2004 01/08/2004 07/30/2004 01/30/2004 11/02/2003 08/30/2004 10/10/2003 01/18/2004 11/02/2003 01/08/2004 07/05/2004 08/13/2004 05/24/2004 08/30/2004 08/30/2004 07/30/2004 05/14/2004 07/30/2004 08/13/2004 12/05/2003 10/10/2003 10/10/2003 07/30/2004 08/13/2004 12/05/2003 01/08/2004 01/08/2004 11/02/2003 10/10/2003 07/01/2004 04/19/2004 01/30/2004 07/05/2004 Penalty Assessed 1,050.00 7,500.00 638.00 39,750.00 1,675.00 2,500.00 3,750.00 14,625.00 1,050.00 0.00 10,000.00 10,000.00 2,250.00 20,550.00 2,000.00 8,100.00 750.00 20,000.00 2,100.00 13,000.00 3,150.00 750.00 2,600.00 3,150.00 1,875.00 2,000.00 5,000.00 1,100.00 3,800.00 650.00 2,700.00 1,050.00 770.00 13,125.00 970.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 6,900.00 0.00 0.00 335.00 500.00 750.00 2,925.00 0.00 0.00 0.00 2,000.00 450.00 4,110.00 400.00 1,620.00 150.00 4,000.00 0.00 2,600.00 630.00 0.00 520.00 0.00 375.00 400.00 1,000.00 0.00 3,200.00 130.00 0.00 0.00 154.00 0.00 194.00 Payable Amount 1,050.00 600.00 638.00 19,875.00 1,340.00 2,000.00 3,000.00 11,700.00 1,050.00 0.00 10,000.00 8,000.00 1,800.00 8,220.00 1,600.00 6,480.00 600.00 16,000.00 2,100.00 10,400.00 2,520.00 750.00 2,080.00 3,150.00 1,500.00 1,600.00 4,000.00 1,100.00 600.00 520.00 2,700.00 1,050.00 616.00 6,563.00 776.00 SEP Cost 0.00 0.00 0.00 19,875.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,562.00 0.00 SEP Offset 0.00 0.00 0.00 19,875.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,220.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,562.00 0.00 Page 4 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ Case No. 6019 10030 7454 5985 7782 10925 5941 3251 5986 12689 418 11103 9944 5908 8404 10699 3168 9674 7359 7361 7360 41 10358 4300 5928 11905 5979 1 12746 5723 7464 5933 8560 Respondent Name Shallow Ford Construction Co., Inc. Shell Chemical LP Sherwin Alumina, L.P. Sid Richardson Pipeline, Ltd. Solutia Inc. Stericycle, Inc. Stewart Motor Company of Corsicana INC Structural Metals, Inc. Sunoco, Inc. (R&M) T & C Tires, Inc. Targa Midstream Services Limited Partnership Tema Oil and Gas Company Temple-Inland Forest Products Corporation Teppco Crude Oil, L.P. Texas Petrochemicals LP The Goodyear Tire & Rubber Company The Premcor Refining Group Inc. The University of Texas Southwestern Medical Center Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Total Petrochemicals USA, Inc. Trinity Industries, Inc. TRI-UNION DEVELOPMENT CORPORATION Tyson Fresh Meats, Inc. U.S. Clay, L.P. U.S. Minerals, LLC Ultra Fuel & Oil, L.L.C. United Structures of America, Inc. Unocal Pipeline Company Valero Refining-Texas, L.P. Valero Refining-Texas, L.P. Varco, L.P. Watertown Soles, Inc. TCEQ ID 939213H HG0659W SD0037N PE0042O 38336 KB0006V 55515 HG0825G PE0190V GB0540F 1778 AH0087R HG0562P SK0021C 2303A DB2459D JE0005H 1267 18936 HG0498W PG0024R 4049 GB0132B EE0813R HG1387C CJ0051K 1231 HG0130C ML0047G 4846500004 County BURNET HARRIS SAN PATRICIO PECOS BRAZORIA KAUFMAN NAVARRO GUADALUPE HARRIS DALLAS PECOS LIBERTY ANGELINA AUSTIN HARRIS SMITH JEFFERSON DALLAS JEFFERSON JEFFERSON JEFFERSON HARRIS BRAZORIA POTTER CAMERON GALVESTON EL PASO HARRIS CHEROKEE NUECES HARRIS MIDLAND VAL VERDE Order Date 08/28/2004 08/30/2004 12/21/2003 08/30/2004 10/10/2003 07/01/2004 10/19/2003 10/10/2003 03/05/2004 08/30/2004 06/13/2004 07/01/2004 08/28/2004 03/14/2004 05/24/2004 07/01/2004 10/10/2003 07/30/2004 05/14/2004 09/25/2003 05/14/2004 03/05/2004 05/14/2004 12/21/2003 09/25/2003 08/30/2004 07/01/2004 12/05/2003 08/28/2004 11/16/2003 03/14/2004 05/14/2004 11/16/2003 Penalty Assessed 10,500.00 5,000.00 6,300.00 5,200.00 37,500.00 900.00 6,300.00 94,887.00 28,644.00 500.00 16,000.00 4,750.00 45,087.00 7,500.00 25,000.00 3,750.00 8,000.00 2,550.00 146,875.00 7,560.00 106,407.00 1,925.00 750.00 95,350.00 2,100.00 2,675.00 650.00 2,125.00 9,000.00 8,050.00 8,750.00 71,000.00 1,300.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 7,500.00 180.00 0.00 0.00 5,729.00 100.00 0.00 0.00 9,017.00 1,500.00 5,000.00 750.00 1,600.00 510.00 29,375.00 1,512.00 0.00 385.00 150.00 0.00 0.00 0.00 130.00 425.00 1,800.00 0.00 0.00 14,200.00 260.00 Payable Amount 10,500.00 5,000.00 3,150.00 2,600.00 15,000.00 720.00 6,300.00 32,262.00 22,915.00 400.00 16,000.00 4,750.00 18,035.00 6,000.00 10,000.00 3,000.00 3,200.00 0.00 58,750.00 6,048.00 53,204.00 1,540.00 600.00 95,350.00 1,050.00 2,675.00 520.00 1,700.00 7,200.00 8,050.00 8,750.00 28,400.00 1,040.00 SEP Cost 0.00 0.00 3,150.00 2,600.00 15,000.00 0.00 0.00 62,625.00 0.00 0.00 0.00 0.00 18,035.00 0.00 10,000.00 0.00 3,200.00 2,040.00 58,750.00 0.00 53,203.00 0.00 0.00 0.00 1,050.00 0.00 0.00 0.00 0.00 0.00 0.00 28,400.00 0.00 SEP Offset 0.00 0.00 3,150.00 2,600.00 15,000.00 0.00 0.00 62,625.00 0.00 0.00 0.00 0.00 18,035.00 0.00 10,000.00 0.00 3,200.00 2,040.00 58,750.00 0.00 53,203.00 0.00 0.00 0.00 1,050.00 0.00 0.00 0.00 0.00 0.00 0.00 28,400.00 0.00 Page 5 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM AQ AQ AQ AQ AQ AQ AQ AQ AQ IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW IHW Case No. 9122 9671 9697 10983 11382 10561 5934 9433 5961 Respondent Name TCEQ ID County Weatherford Aerospace, Inc. PC0008N PARKER Webb-Duval Gatherers, A Texas General WE0066J Partnership WEBB Western Gas Resources, Inc. UB0009T UPTON William Marsh Rice University HG1149U HARRIS Williams Field Services Group, LLC GB0156K MATAGORDA Wolf Hollow I, L.P. HQ0112O HOOD Woolslayer Companies, Inc. LH0213A LIBERTY WTG Gas Processing, L.P. MF0001W MARTIN Ysleta Independent School District EE1018R EL PASO AQ Orders Issued: 182 2854 4168 2960 7608 511 532 2834 608 2076 9870 580 165 2728 1677 7461 Amon Enterprises, Inc. * 65565 DALLAS Battery Conservation Technologies 50352 REEVES Battery Reclamation, Inc. 50352 REEVES Calidad Environmental Services, Inc. 86032 BEXAR Engine Components, Inc. 31567 BEXAR Galveston Environmental Services, Inc. 34323 GALVESTON Leading Edge Aviation Services Amarillo, 83022 Inc. POTTER Longview Brass & Aluminum Co. * 83214 GREGG Navarro Pecan Company, Inc. F0881 NAVARRO Platzer Shipyard, Inc. HARRIS Total Petrochemicals USA, Inc. * 52083 HOWARD TYSON FOODS, INC. * F1530 SHELBY U S Liquids of Houston, L.L.C. 33969 HARRIS United Casing Incorporated NUECES Univeral Forest Products Texas Limited 86058 Partnership WALKER IHW Orders Issued: 15 Order Date 01/30/2004 03/05/2004 Penalty Assessed 2,550.00 1,625.00 05/14/2004 07/30/2004 08/28/2004 08/28/2004 01/30/2004 03/22/2004 11/02/2003 Total: 07/01/2004 03/05/2004 03/05/2004 03/14/2004 10/10/2003 03/22/2004 07/05/2004 4,750.00 2,400.00 100,050.00 7,200.00 4,050.00 2,125.00 750.00 2,291,220.00 18,000.00 45,375.00 35,150.00 4,080.00 44,000.00 48,125.00 900.00 05/14/2004 05/14/2004 10/19/2003 03/22/2004 09/25/2003 10/10/2003 10/10/2003 11/02/2003 34,375.00 4,050.00 0.00 8,000.00 900.00 19,500.00 18,750.00 2,500.00 Total: 283,705.00 Penalty Deferred 510.00 325.00 Payable Amount 2,040.00 1,300.00 SEP Cost 0.00 0.00 0.00 480.00 13,500.00 1,440.00 810.00 0.00 150.00 237,144.00 3,600.00 0.00 0.00 0.00 0.00 0.00 180.00 4,750.00 1,920.00 86,550.00 5,760.00 3,240.00 2,125.00 600.00 1,515,560.00 14,400.00 45,375.00 35,150.00 4,080.00 22,000.00 48,125.00 720.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 538,516.00 0.00 0.00 0.00 0.00 22,000.00 0.00 0.00 0.00 0.00 0.00 0.00 180.00 3,900.00 0.00 500.00 34,375.00 4,050.00 0.00 8,000.00 720.00 15,600.00 18,750.00 2,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,360.00 253,345.00 22,000.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 538,516.00 0.00 0.00 0.00 0.00 22,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 22,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 6 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW MSW Case No. 2097 2420 2722 2350 640 2893 635 2417 3059 2682 2683 2457 8546 11124 2723 9940 2806 296 2427 2718 2681 2818 2534 639 652 Respondent Name BRANCH, JOE BRIMHALL, RUSSELL E JR Brooks County City of Bartlett City of Brownwood City of La Grulla City of Wichita Falls Enviro Save Oil Recovery Company Of America Enviroclean Management Services LLC Escalona Richard ESCALONA, JUAN Larry Fulton dba Chopperman LEATHERMAN, ROYCE D Mesquite Landfill TX, L P PAREIDA, JUAN Polk County Quality Caliche Pit, Inc. REESE, RALPH Ricky Palasota Starr County Valley Baptist Medical Center WALDREP, BOBBY RAY Waste Environmental Controls of South Texas, Ltd. WASTE MANAGEMENT OF TEXAS, INC. YANCEY, BOBBY TCEQ ID County 455040126 A85476 379 370 1562 1033 1428 A85288 TARRANT MARION BROOKS BELL BROWN STARR WICHITA MCLENNAN 2245A 455150061 HAW006 455010001 F1333 556 455150060 1384A 455150022 455090081 HAT0030 14413 455150049 DALLAS HIDALGO HIDALGO GRAY TARRANT DALLAS CAMERON POLK HIDALGO JEFFERSON BRAZOS STARR CAMERON CAMERON CAMERON 1503 HUNT MONTGOMERY MSW Orders Issued: 25 Order Date 12/21/2003 07/05/2004 07/30/2004 08/30/2004 06/13/2004 11/02/2003 05/24/2004 07/05/2004 03/05/2004 02/13/2004 07/30/2004 02/13/2004 03/05/2004 08/30/2004 05/14/2004 06/13/2004 07/01/2004 05/24/2004 07/30/2004 10/10/2003 07/30/2004 06/13/2004 03/22/2004 07/30/2004 01/08/2004 Total: Penalty Assessed 10,000.00 250.00 10,605.00 3,750.00 9,500.00 15,500.00 13,650.00 1,250.00 25,000.00 650.00 650.00 7,000.00 8,250.00 2,050.00 1,800.00 2,500.00 18,375.00 19,500.00 14,000.00 4,500.00 11,500.00 20,000.00 600.00 5,200.00 4,050.00 210,130.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 3,100.00 0.00 0.00 0.00 130.00 130.00 0.00 0.00 0.00 360.00 0.00 0.00 0.00 0.00 900.00 2,300.00 0.00 0.00 0.00 0.00 6,920.00 Payable Amount 10,000.00 250.00 0.00 0.00 9,500.00 0.00 0.00 1,250.00 SEP Cost 0.00 0.00 10,605.00 3,750.00 0.00 12,400.00 13,650.00 0.00 25,000.00 520.00 520.00 7,000.00 8,250.00 2,050.00 1,440.00 0.00 18,375.00 19,500.00 14,000.00 0.00 9,200.00 20,000.00 600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,500.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 5,200.00 0.00 4,050.00 156,705.00 0.00 46,505.00 SEP Offset 0.00 0.00 10,605.00 3,750.00 0.00 12,400.00 13,650.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,500.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 46,505.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 7 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL OL Case No. 2890 8393 5948 5942 2667 11720 10780 8887 7407 13189 5975 6055 2511 5580 7270 5836 5579 5658 14691 5891 Respondent Name Alberto De Leon dba De Leon Construction ALDRIDGE, WILLIS C ANDERSON, BRYAN BARE, DARIN W BARKER, MIKE BATES, JAMES DUNN, DAVID FARR, DUDLEY E Jamie Walton Dba Lago Landscape KDT Construction, Inc. MEEK, JACK MUSICK, MELVIN K NEWMAN, GORDON PETTIT, ERNEST M PHILLIPS, FRANCIS X PROSE, GEOFFREY A RASBERRY, GRANVILLE Tony E. Williams, Jr. TREVINO, ALARICO WHATLEY, WILLIAM TCEQ ID County CAMERON LI0007978 COLLIN DENTON OS0008258 COLEMAN HAYS WILSON WILLIAMSON WILLIAMSON OS0006580 FREESTONE EASTLAND OS0007939 BROWN FORT BEND OS0006237 HOPKINS OS0004760 PARKER OS0005006 DENTON OS0005451 HARRIS HARRIS OS0008066 HIDALGO TRAVIS OL Orders Issued: 20 Order Date 10/19/2003 08/16/2004 12/05/2003 12/05/2003 11/16/2003 08/28/2004 08/28/2004 09/25/2003 05/24/2004 07/05/2004 12/21/2003 09/25/2003 06/13/2004 05/14/2004 09/25/2003 09/25/2003 08/13/2004 08/28/2004 08/28/2004 08/13/2004 Total: Penalty Assessed 3,125.00 625.00 625.00 250.00 250.00 250.00 263.00 0.00 2,500.00 250.00 750.00 1,750.00 263.00 525.00 750.00 250.00 250.00 625.00 1,500.00 2,969.00 17,770.00 Penalty Deferred 0.00 0.00 125.00 50.00 50.00 50.00 0.00 0.00 0.00 50.00 150.00 0.00 0.00 0.00 0.00 50.00 0.00 0.00 0.00 0.00 525.00 Payable Amount 3,125.00 625.00 500.00 200.00 200.00 200.00 263.00 0.00 2,500.00 200.00 600.00 1,750.00 263.00 525.00 750.00 200.00 250.00 625.00 1,500.00 2,969.00 17,245.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 8 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9669 2829 9075 10355 9289 2692 9655 2377 1502 8920 10963 8937 2544 13207 9047 9137 9232 2823 2469 9114 9134 9570 8941 12924 2107 2693 2848 2689 13125 12484 2710 9228 10943 Respondent Name 7-Eleven, Inc. 8524 Gulf, LLC A.C.S.S. Dallas Industrial, Inc. AA & MM International, Inc. Abuiny Enterprises, Inc. dba Mainland Conoco Adam Ahmad ADAMCIK, FRED * Addison Enterprises Inc. Addison Enterprises Inc. Adman Company Advance Petroleum Distributing Company, Inc. Advanced Neuromodulation Sysytems Inc. AHMAD, NAJI OTHMAN AHMED, ASHFAQ Ahor Enterprise Inc. Air Liquide Large Industries U.S. LP Ajay & Anil Interests Inc. Alamo Star, Inc. Al-Huseini, Inc. Allied Trading Corporation dba A & Q Chevron Food Mart Alpha Beta Enterprises, Inc. Alyan Inc, Ameriasia International, Inc. American Electric Power Service Corporation AMIN, JOGESH ANA, INC. Andrews Transport, Inc. Azaan Enterprises, Inc. Aztec Rental Center No. 2 Inc Barber Boats & Motors, Inc. BARRERA, FRANCISCO BARRILLEAUX, MICHAEL C Bay Oil Company TCEQ ID 7387 46831 10082 39050 5707 36620 14243 10887 0042963 29157 38928 9067 30096 74944 59801 46364 33597 39474 30618 46851 9064 43542 70761 66444 12640 57399 55242 69485 19646 44553 47006 33827 35080 County DALLAS HARRIS DALLAS GALVESTON DALLAS TRAVIS FAYETTE DALLAS DALLAS MCLENNAN TARRANT SMITH HARRIS DALLAS HARRIS HARRIS MATAGORDA BEXAR MONTGOMERY HARRIS DALLAS ORANGE TARRANT DALLAS TARRANT HARRIS HARRIS HARRIS HARRIS DALLAS STARR MONTGOMERY GALVESTON Order Date 03/22/2004 12/05/2003 05/14/2004 07/05/2004 05/24/2004 10/10/2003 07/30/2004 01/30/2004 09/25/2003 04/05/2004 08/13/2004 08/30/2004 02/13/2004 08/28/2004 08/13/2004 06/13/2004 01/30/2004 07/01/2004 08/13/2004 05/24/2004 01/08/2004 06/13/2004 12/21/2003 08/13/2004 09/25/2003 08/30/2004 11/02/2003 12/21/2003 07/05/2004 08/28/2004 12/05/2003 03/14/2004 07/01/2004 Penalty Assessed 1,150.00 1,925.00 1,050.00 13,500.00 1,050.00 2,000.00 5,400.00 900.00 29,700.00 3,150.00 3,000.00 2,400.00 12,500.00 2,310.00 2,100.00 1,110.00 1,600.00 3,900.00 33,125.00 2,910.00 4,100.00 7,820.00 3,210.00 750.00 4,500.00 1,875.00 2,550.00 4,590.00 1,540.00 5,600.00 11,250.00 2,460.00 1,000.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 385.00 0.00 2,700.00 0.00 400.00 1,080.00 0.00 0.00 0.00 0.00 0.00 0.00 462.00 0.00 0.00 0.00 780.00 0.00 0.00 0.00 1,564.00 0.00 150.00 0.00 375.00 0.00 918.00 308.00 1,120.00 5,250.00 0.00 200.00 Payable Amount 1,150.00 1,540.00 1,050.00 10,800.00 1,050.00 1,600.00 4,320.00 900.00 29,700.00 3,150.00 3,000.00 2,400.00 12,500.00 1,848.00 2,100.00 1,110.00 1,600.00 3,120.00 33,125.00 2,910.00 4,100.00 6,256.00 3,210.00 600.00 4,500.00 1,500.00 2,550.00 3,672.00 1,232.00 4,480.00 6,000.00 2,460.00 800.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 9 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 14831 2716 2256 9013 2812 9233 11924 13188 9045 5749 357 9016 2764 9108 2540 9282 8981 13427 9563 5001 2847 9695 9464 2759 2826 15015 2958 9169 2237 11044 9079 2819 9281 9680 9041 9065 Respondent Name Bay Oil Company Baytown Business, Inc. BEAVERS, BARRY DON Best Deal Enterprises, Inc. Betts Oil & Butane, Inc. Boening Brothers Dairy, Inc. BP Amoco Chemical Company Brandenburg Products, Inc. Budget Rent-A-Car Of El Paso, Inc. C & R Distributing, Inc. C & W Enterprises, Inc. C W & A Inc. C. J. Yun, Inc. CALVERT, DON Car Shine, Inc. CARRALES, JANIE G Cherian Zachariah Chevron U.S.A, Inc. CHUNG, CATANGOK Circleville Store & Grain, Inc. City Int'l., Ltd. City of Duncanville City of Galveston City of Lubbock City Transit Management Co., Inc. dba Citibus of Lubbock Coastal Transport Co., Inc. Coastal Transport Co., Inc. Columbus Independent School District Convenience Corner, Inc. Cook Childrens Hospital COOK, FORREST GLENN Copc International (USA), Inc. CORDER, JOHN MICHAEL MICHAEL Corpus Christi ISD Cosby Management, Inc. Craig E Adams TCEQ ID 35080 4954 10719 72991 47907 11987 12999 22651 3731 25830 9942 0019982 8171 60388 23552 14941 17941 1939 40767 34055 45773 1251 30251 12649 29455 29455 49494 27555 73740 26727 44493 29311 4340 18861 33791 County GALVESTON HARRIS MITCHELL GALVESTON HIDALGO WILSON BRAZORIA DALLAS EL PASO EL PASO TOM GREEN VICTORIA NUECES DENTON HARRIS JIM WELLS FORT BEND HARRIS EL PASO WILLIAMSON CHAMBERS DALLAS GALVESTON LUBBOCK LUBBOCK BEXAR BEXAR COLORADO GRAYSON TARRANT HARRIS COLLIN HARRIS NUECES DALLAS HARRIS Order Date 08/28/2004 07/05/2004 09/25/2003 08/13/2004 01/08/2004 06/13/2004 08/28/2004 08/13/2004 03/14/2004 10/10/2003 09/25/2003 03/14/2004 04/19/2004 07/01/2004 03/14/2004 08/28/2004 07/30/2004 08/13/2004 08/13/2004 05/24/2004 07/05/2004 08/28/2004 03/14/2004 08/30/2004 12/05/2003 03/05/2004 03/14/2004 01/30/2004 10/19/2003 07/30/2004 05/14/2004 11/16/2003 06/13/2004 08/28/2004 01/08/2004 03/14/2004 Penalty Assessed 1,000.00 8,750.00 15,500.00 2,700.00 1,000.00 2,100.00 2,320.00 450.00 800.00 500.00 2,000.00 820.00 1,050.00 3,800.00 7,500.00 3,150.00 10,460.00 750.00 4,000.00 14,400.00 2,500.00 2,000.00 950.00 4,500.00 1,625.00 500.00 14,000.00 3,150.00 1,500.00 2,000.00 3,150.00 4,225.00 1,050.00 5,000.00 4,000.00 2,850.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 200.00 0.00 0.00 0.00 200.00 0.00 464.00 90.00 0.00 100.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 150.00 800.00 0.00 0.00 400.00 0.00 900.00 325.00 0.00 0.00 0.00 0.00 400.00 0.00 845.00 0.00 1,000.00 0.00 0.00 Payable Amount 800.00 8,750.00 15,500.00 2,700.00 800.00 2,100.00 1,856.00 360.00 800.00 400.00 2,000.00 820.00 1,050.00 1,900.00 7,500.00 3,150.00 10,460.00 600.00 3,200.00 14,400.00 2,500.00 1,600.00 950.00 0.00 1,300.00 500.00 14,000.00 3,150.00 1,500.00 1,600.00 3,150.00 3,380.00 1,050.00 4,000.00 4,000.00 2,850.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,900.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 10 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9204 9175 2196 9069 9121 2192 2483 2809 9020 11903 9338 9174 9094 2705 1370 1334 9180 10369 2745 2814 9496 9253 9847 12024 9561 2711 11337 666 9211 12804 9571 2835 9222 13347 9146 Respondent Name CYN-Gail Partners D & B Express Marts, Inc. Danny's Enterprises, Inc. Dans Texasco Service Inc. DAY, DAREN DEAN, GLORIA Dimitrios Bitzios & Mike Kousounis Donna ISD DORSEY, KI CHONG Duran Holdings, LTD. DUTTON, DANNY * Eastern DHAKA, Inc. ECBD Development Lp EILES, BRUCE A El Chito, Inc. ENDARI, JOSEPH T ENHANCED BUSINESS CORPORATION Farida-Aziz Enterprises Inc. FFP Operating Partners, L.P. FFP Transportation, L.L.C. Food Fast Holdings, Ltd. FRANCO, HENRY Frontier Tank Lines, Inc. FROTAN, MOHAMMAD GARCIA, GUSTAVO * Garrhon Enterprises, Inc. Gilbert Food Stores, Inc. Gilbert Interests, Inc. GLASSCOCK, BRADLEY Groendyke Transport, Inc. HAIRGROVE, VAN HAKEMY, SHAR BAZ HAQUE, MAZI BUL Harlingen Medical Center, Limited Partnership HASHMI, KHALID M TCEQ ID 20407 10212 6746 23202 29604 21930 17668 45503 20484 43124 35237 16791 46277 35345 26694 35344 26782 0018564 18793 883 1574 73447 10378 13509 55925 25321 71080 32139 5654 41194 75045 33647 County PALO PINTO HUNT HARRIS TRAVIS HENDERSON ARANSAS GALVESTON HIDALGO HARRIS TARRANT GRAYSON GALVESTON TARRANT WOOD HARRIS JEFFERSON HARRIS FORT BEND TARRANT TRAVIS SMITH HOWARD DALLAS COLLIN JIM WELLS TARRANT COLLIN TRAVIS RUSK TARRANT SHELBY COLLIN CHEROKEE CAMERON BELL Order Date 01/30/2004 08/28/2004 10/19/2003 01/30/2004 03/22/2004 11/16/2003 03/05/2004 01/30/2004 03/14/2004 08/30/2004 04/19/2004 01/30/2004 03/05/2004 08/30/2004 07/30/2004 08/16/2004 07/05/2004 08/13/2004 09/25/2003 12/21/2003 03/14/2004 08/13/2004 05/14/2004 08/30/2004 06/13/2004 10/10/2003 08/30/2004 08/28/2004 07/01/2004 07/30/2004 08/28/2004 01/08/2004 08/28/2004 07/05/2004 01/30/2004 Penalty Assessed 1,600.00 1,600.00 1,000.00 1,050.00 4,200.00 10,500.00 6,000.00 2,100.00 1,600.00 500.00 2,400.00 1,640.00 950.00 4,800.00 3,500.00 6,250.00 3,150.00 3,800.00 2,425.00 450.00 3,150.00 3,150.00 900.00 2,700.00 4,750.00 1,050.00 2,040.00 10,350.00 2,850.00 2,000.00 14,400.00 2,700.00 2,400.00 1,625.00 2,400.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 0.00 0.00 0.00 4,200.00 0.00 0.00 0.00 0.00 0.00 90.00 630.00 0.00 180.00 540.00 0.00 0.00 408.00 0.00 0.00 400.00 13,800.00 540.00 0.00 325.00 0.00 Payable Amount 1,600.00 1,600.00 1,000.00 1,050.00 4,200.00 10,500.00 6,000.00 2,100.00 1,600.00 400.00 2,400.00 1,640.00 950.00 600.00 3,500.00 6,250.00 3,150.00 3,800.00 2,425.00 360.00 2,520.00 3,150.00 720.00 2,160.00 4,750.00 1,050.00 1,632.00 10,350.00 2,850.00 1,600.00 600.00 2,160.00 2,400.00 1,300.00 2,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 11 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 10443 2810 9096 11741 9062 9283 11519 9677 9352 11743 301 10904 1706 9374 2753 13187 2833 9111 2474 11417 9943 8919 2563 9245 2577 9963 9142 8944 9805 13005 8982 7419 10362 9027 Respondent Name Hays City Corporation Hollon Oil Company HUYNH, PHUONG CONG I.B.D. Corp. IBRAHIM, SAMIR Ikes Texaco Inc Inara Convenience Inc. J & J Powermart, LLC J F A Oil Company J. A. M. Distributing Company J. A. M. Distributing Company Jack Ray & Sons Oil Co., Inc. Jain Vijay JAIN, RAKESH Jay Brummett And George Faddoul Jeff Luce dba Luce Oil and Gas Company Julius Petrus, Jr. K & K Inc. K.R. Andani Corporation KAMALIE, NASROLAH Kason Automatic Transmission, Inc. KASSAM, MEMENJI Kayani-1, Inc. KEN'S TEXACO, INC. KHADER, MIKE KHOJA, ASHIQ ALI Knightco Oil, Inc. dba Superior Lubricants Kohettur, Inc. KRENEK, MARY J La Feria Co-Op Gin La Marque Independent School District LAWRENCE, DOUGLAS M Little "Nutt" Oil Co. Loan Nguyen TCEQ ID 67687 69591 49421 23141 0023062 5590 35786 18734 T002445 T002445 17966 66101 46589 45785 61350 60013 12411 21876 45459 43615 73462 11737 10910 31669 33904 39734 25415 4970 21614 41583 8062 County Order Date FAYETTE HIDALGO HARRIS TARRANT HARRIS ECTOR TARRANT HAYS HARRIS HARRIS HARRIS DALLAS GALVESTON GALVESTON BASTROP REAL 07/30/2004 10/10/2003 03/22/2004 08/30/2004 06/13/2004 08/30/2004 07/30/2004 02/13/2004 04/19/2004 08/13/2004 03/05/2004 06/13/2004 10/10/2003 03/14/2004 07/05/2004 08/30/2004 SAN PATRICIO CARSON DALLAS GALVESTON BOWIE CHAMBERS JEFFERSON BEXAR BEXAR GALVESTON TARRANT 11/16/2003 02/13/2004 11/02/2003 07/05/2004 03/14/2004 03/14/2004 12/21/2003 01/08/2004 07/05/2004 07/30/2004 05/24/2004 HARRIS NACOGDOCHES CAMERON GALVESTON HENDERSON PANOLA JEFFERSON 03/22/2004 06/13/2004 08/30/2004 03/05/2004 08/13/2004 04/05/2004 03/05/2004 Penalty Assessed 600.00 1,000.00 2,100.00 2,040.00 2,460.00 4,750.00 10,400.00 3,900.00 3,150.00 1,000.00 3,000.00 7,200.00 1,250.00 950.00 4,500.00 3,600.00 5,400.00 1,600.00 10,500.00 525.00 5,400.00 3,150.00 2,000.00 970.00 11,700.00 1,100.00 4,200.00 2,100.00 7,000.00 11,000.00 3,150.00 22,000.00 2,400.00 2,100.00 Penalty Deferred 0.00 200.00 0.00 408.00 0.00 0.00 2,080.00 780.00 0.00 200.00 600.00 1,440.00 0.00 0.00 900.00 720.00 1,080.00 0.00 0.00 0.00 1,080.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,400.00 2,200.00 0.00 21,400.00 0.00 0.00 Payable Amount 600.00 800.00 2,100.00 1,632.00 2,460.00 2,375.00 8,320.00 3,120.00 3,150.00 800.00 2,400.00 5,760.00 1,250.00 950.00 3,600.00 2,880.00 4,320.00 1,600.00 10,500.00 525.00 4,320.00 3,150.00 2,000.00 970.00 11,700.00 1,100.00 4,200.00 2,100.00 5,600.00 8,800.00 3,150.00 600.00 2,400.00 2,100.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 2,375.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 2,375.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 12 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9962 2399 2765 2668 9846 7569 2742 8980 12690 2770 11304 13346 9019 2195 2850 2429 9803 11821 11227 9176 5179 9107 9085 9615 9541 2559 2248 9014 11334 9173 9288 9595 12404 2749 9177 Respondent Name TCEQ ID Luke's Little Super, Inc. dba Luke's Little 27214 Supermarket & Deli I Lumas Billy D 4666 M & M Innovations, Inc. 18921 M K Family Limited Partnership 22736 Mack Massey Motors, L.P. 18758 Madanco Corporation 35088 Mahnoor, Inc. 28570 Mahraj Corporation 13431 Mail Contractors of America, Inc. 45401 Majic Market, Inc. 5641 MANCHACA SERVICE CENTER INC 16311 MANORA ENTERPRISES INC 61916 MANSOORI, MOHAMMAD HASSAN 13582 Maral International, Inc., dba One Stop 39704 Food Mart MAREDIA, AMIN 18396 Masters Mart Inc. 70002 McCall-T, Ltd. 56297 McCraw Oil Company, Inc. 51224 MCMC Auto LTD 20963 MEADOWS, MICHAEL 36794 MEDINA, ABRIL * 15473 Melissa Rogers dba Bob's Town & Country Market 49214 Metech Inc 17652 Metro Suppliers, Incorporated 51472 Metro Suppliers, Incorporated 59555 Midland Farmers Cooperative 2312 MIKANI, NIZAR 27149 MILK PRODUCTS LLC 3171 MOLUBHOY, PERWEZ 72959 MOMIN, BARKAT 35291 MUGHAL, NASIR 5474 MUNAWAR, MUNIR A 47930 N.K. ENTERPRISES INC. 39852 Namz Enterprises, Inc. 48419 New Blessings, Inc. 9161 County GALVESTON LEON ELLIS WILLIAMSON EL PASO GALVESTON AUSTIN DALLAS DALLAS TARRANT TRAVIS TARRANT DALLAS HARRIS MONTGOMERY MONTGOMERY HARRIS FANNIN TARRANT WASHINGTON NUECES VAN ZANDT JEFFERSON TRAVIS TRAVIS MIDLAND DENTON TRAVIS COLLIN HARRIS GALVESTON ARANSAS HARRIS HARRIS TARRANT Order Date 05/14/2004 09/25/2003 01/30/2004 12/21/2003 07/05/2004 05/14/2004 09/25/2003 07/05/2004 07/30/2004 07/05/2004 08/13/2004 07/30/2004 01/30/2004 09/25/2003 02/13/2004 10/19/2003 07/05/2004 07/30/2004 08/13/2004 01/30/2004 05/14/2004 03/14/2004 07/01/2004 02/13/2004 03/14/2004 12/21/2003 11/02/2003 12/21/2003 07/30/2004 05/24/2004 08/13/2004 08/13/2004 07/30/2004 10/10/2003 07/01/2004 Penalty Assessed 2,540.00 15,300.00 2,100.00 4,500.00 2,040.00 6,875.00 1,875.00 2,625.00 1,800.00 2,100.00 6,750.00 800.00 4,000.00 2,500.00 6,750.00 21,875.00 3,000.00 2,000.00 14,000.00 1,600.00 12,500.00 2,850.00 1,600.00 2,000.00 12,000.00 2,925.00 15,000.00 2,460.00 1,800.00 3,150.00 820.00 4,500.00 4,080.00 2,275.00 3,150.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 900.00 408.00 0.00 375.00 0.00 360.00 0.00 1,350.00 0.00 0.00 0.00 1,350.00 0.00 600.00 400.00 2,800.00 0.00 0.00 0.00 0.00 400.00 2,400.00 585.00 0.00 0.00 360.00 0.00 0.00 900.00 816.00 455.00 0.00 Payable Amount 2,540.00 15,300.00 2,100.00 3,600.00 1,632.00 6,875.00 1,500.00 2,625.00 1,440.00 2,100.00 5,400.00 800.00 4,000.00 2,500.00 5,400.00 21,875.00 2,400.00 1,600.00 11,200.00 1,600.00 12,500.00 2,850.00 1,600.00 1,600.00 9,600.00 2,340.00 15,000.00 2,460.00 1,440.00 3,150.00 820.00 3,600.00 3,264.00 1,820.00 3,150.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 13 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9088 8918 2787 2259 9502 9412 13306 8943 11579 339 2343 2430 9053 9073 9055 12692 2547 8977 9052 9436 5798 3064 9970 2164 9022 9199 2830 2494 9076 9074 9030 13446 2955 9273 9867 Respondent Name TCEQ ID New Way Enterprise Inc. 35274 NIETO, LUIS A A * 35981 Nolan Oil Company, Inc. Northwest Petroleum, L.P. 69454 Northwest Petroleum, L.P. 71238 Oasis Car Wash, Inc. dba Magic Car Wash & Lube Center 70690 OMAR, BASLAN S 46261 Ovais, Incorporated 47574 P.M. Fuel Service, Incorporated 44975 Palm Valley Distributing Company 73589 Pan American General Hospital, L.L.C. 31789 Panjwani Enterprises, Inc. 939 Park N Fly of Texas, Inc. 2497 PATEL, BRIJESH 25511 PATEL, MINESH 29301 PATEL, MUKESH 47061 Patriot Petroleum, Inc. 26493 Performance Food Group of Texas, L. P. 36751 PETERS, ROSEMARY 50201 PETRO EXPRESS MANAGEMENT LLC 26914 Petro-Chemical Transport Inc. Petro-Chemical Transport Inc. Petromax Oil, Inc. 29210 Petrotex Fuels, Inc. 17618 Pirzada Inc. 30587 Port Arthur Retails, Inc. 16557 PRASAD, AJIT 41188 Pyarali Hooda dba Howdy Doody #15 16526 QUAINTANCE, STAN 35541 R & S Leasing, Inc. 9487 Rahat Enterprises, Inc. 43127 RAHMAN, MOHAMMAD ATAUR ATAUR 7422 Rainbow Oils of San Angelo, Inc. 51582 Raymond Martin dba Martin Oil Company 11932 dba In-N-Out Grocery #1 Reid Michael 40447 County BRAZORIA HIDALGO ORANGE WILLIAMSON WILLIAMSON ORANGE TRAVIS BURLESON DALLAS HIDALGO EL PASO MONTGOMERY HARRIS HOUSTON HARRIS RAINS JEFFERSON VICTORIA COLORADO JEFFERSON BURNET HARRIS HARRIS ORANGE HARRIS JEFFERSON TRINITY BELL WASHINGTON GUADALUPE HUNT TOM GREEN PALO PINTO GREGG Order Date 08/28/2004 06/13/2004 09/25/2003 03/14/2004 06/13/2004 04/05/2004 08/28/2004 05/24/2004 08/13/2004 03/14/2004 07/05/2004 07/01/2004 03/05/2004 06/13/2004 01/30/2004 08/13/2004 09/25/2003 07/01/2004 03/05/2004 08/30/2004 08/30/2004 09/25/2003 07/05/2004 01/30/2004 03/14/2004 08/30/2004 07/30/2004 04/19/2004 01/08/2004 01/08/2004 08/13/2004 08/30/2004 11/16/2003 01/30/2004 07/01/2004 Penalty Assessed 1,600.00 4,200.00 1,400.00 10,000.00 5,625.00 3,220.00 1,800.00 2,850.00 900.00 5,000.00 7,500.00 10,000.00 800.00 4,880.00 1,600.00 1,625.00 15,000.00 1,900.00 2,400.00 4,280.00 1,000.00 2,000.00 1,650.00 7,500.00 2,400.00 1,000.00 12,600.00 1,050.00 1,900.00 3,200.00 2,550.00 3,950.00 43,750.00 2,100.00 2,100.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 280.00 0.00 1,125.00 644.00 360.00 0.00 180.00 0.00 0.00 0.00 0.00 0.00 0.00 325.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 790.00 0.00 0.00 0.00 Payable Amount 1,600.00 4,200.00 1,120.00 10,000.00 4,500.00 2,576.00 1,440.00 2,850.00 720.00 5,000.00 7,500.00 10,000.00 800.00 4,880.00 1,600.00 1,300.00 15,000.00 1,900.00 2,400.00 4,280.00 1,000.00 2,000.00 1,650.00 7,500.00 2,400.00 1,000.00 12,600.00 1,050.00 1,900.00 3,200.00 2,550.00 3,160.00 43,750.00 2,100.00 2,100.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 14 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 9095 2781 9339 9021 9205 2775 2272 9665 9297 8978 2546 9332 9498 2782 9113 9067 9023 8026 557 2748 12285 8921 11779 10739 9216 9024 9043 9015 2435 12764 392 9576 9515 9037 12745 9480 5890 Respondent Name TCEQ ID Rose Grocery Corp. 10702 S. K. Associates, Inc. 35210 Saab Petroleum Corporation 68761 SAIDI, RIAD A 49027 Saif D Corporation dba Sunny Food Mart 251 SALMAN, MOHAMMAD 14581 San Antonio Independent School District 3073 Saz, Inc. dba One Market 18002 Shaheen Grocery, Inc. 50255 SHARARA, MEDHAT AHMED 26342 Shekhani Enterprises, Inc. 6746 SHEPHERD, HAROLD 71198 SHOUKAT, MOHAMMAD 39049 Siber Enterprise, Inc. 39774 Silver Rose Enterprises, Inc. 64891 SMONKO, DAVID S 43177 Snyder One Stop, Inc. 37741 STUART, JEFFREY 2350 Sun Coast Resources, Inc. 69744 Sundance Car Wash, L.L.P 4003 Superior Lubricants Incorporated 33904 T & F Agri-Service & Construction, Inc. 4701 Texan Markets, Inc. 69820 Texas Gulf Coast Enterprise, Inc. 73015 Texas Panhandle MHMR 25242 The Adobe Group, Inc. 14882 THOMSON, KENNETH * 66631 THORNTON, HENRY 11531 Thoroughbred Properties, Inc. 2202 Three L, Inc. 51653 Tideport Petroleum, Inc. 13392 Truman Arnold Companies TRY TRANSPORTATION INC 38628 TT & KH Inc 14132 TUCKER FUEL & OIL CO INC 24004 U.S.R. Company 8180 ULLAH BROTHERS LLC 24161 County Order Date HARRIS HARRIS BRAZORIA HARRIS BASTROP MONTGOMERY BEXAR NUECES HARRIS HARRIS HARRIS HOUSTON GALVESTON HARRIS TARRANT BELL SCURRY CROCKETT HARRIS LUBBOCK TARRANT WASHINGTON TRAVIS GALVESTON POTTER CAMERON SHELBY LIBERTY NACOGDOCHES FORT BEND NUECES HUNT EL PASO HARRIS DALLAS DENTON SAN PATRICIO 04/05/2004 09/25/2003 03/14/2004 01/30/2004 05/24/2004 03/14/2004 01/08/2004 06/13/2004 07/01/2004 01/30/2004 11/16/2003 04/19/2004 08/30/2004 06/13/2004 08/30/2004 03/14/2004 01/30/2004 09/25/2003 12/21/2003 01/08/2004 08/28/2004 04/19/2004 08/13/2004 08/13/2004 01/08/2004 01/30/2004 05/14/2004 01/30/2004 11/16/2003 07/05/2004 01/09/2004 08/30/2004 08/13/2004 03/05/2004 07/05/2004 04/19/2004 09/25/2003 Penalty Assessed 1,050.00 1,050.00 1,600.00 800.00 3,800.00 2,100.00 8,000.00 1,625.00 5,500.00 3,280.00 10,000.00 4,875.00 1,120.00 8,500.00 4,470.00 2,400.00 1,600.00 8,500.00 2,100.00 2,100.00 1,000.00 475.00 5,100.00 11,700.00 800.00 800.00 3,150.00 3,150.00 11,500.00 1,000.00 10,500.00 11,130.00 1,220.00 3,150.00 450.00 800.00 8,000.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 1,600.00 325.00 1,100.00 0.00 0.00 975.00 0.00 1,700.00 0.00 0.00 0.00 0.00 0.00 0.00 200.00 0.00 1,020.00 2,340.00 0.00 0.00 0.00 0.00 10,900.00 200.00 0.00 2,226.00 244.00 0.00 90.00 0.00 1,600.00 Payable Amount 1,050.00 1,050.00 1,600.00 800.00 3,800.00 2,100.00 6,400.00 1,300.00 4,400.00 3,280.00 10,000.00 3,900.00 1,120.00 6,800.00 4,470.00 2,400.00 1,600.00 8,500.00 2,100.00 2,100.00 800.00 475.00 4,080.00 9,360.00 800.00 800.00 3,150.00 3,150.00 600.00 800.00 10,500.00 8,904.00 976.00 3,150.00 360.00 800.00 6,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 15 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PST PST PST PST PST PST PST PST PST PST PST PST PST PST PST Case No. 2656 10442 12327 9161 2599 2532 9463 2669 2623 9051 5543 5995 9877 264 9138 Respondent Name Umar Bhatti, Inc. Universal Transport, Inc. University of Texas Medical Branch at Galveston Uppal Brothers, Inc. Uppal Brothers, Inc. US Department of Justice V&S Petroleum, Ltd. V&S Petroleum, Ltd. VIRANI, FIROZ G VO, NO THI KY West Texas Gas, Inc. Wisebuy, Inc. Woody's Smokehouse, Inc. Woody's Superettes, Incorporated ZAID, RICHARD TCEQ ID County 27138 30977 DALLAS DALLAS GALVESTON 44704 TARRANT 44704 TARRANT 3807 HOWARD 62970 TRAVIS 37648 WILLIAMSON 47878 BEXAR 24374 BEXAR MIDLAND 73380 HUNT 4577 LEON 20747 HUNT 1991 HARRIS PST Orders Issued: 260 Order Date 10/10/2003 08/28/2004 07/05/2004 Penalty Assessed 6,800.00 38,400.00 2,750.00 08/28/2004 04/05/2004 11/16/2003 04/05/2004 12/05/2003 01/30/2004 03/22/2004 09/25/2003 11/16/2003 02/13/2004 12/05/2003 03/14/2004 Total: 5,350.00 6,250.00 2,000.00 1,000.00 1,875.00 13,650.00 3,150.00 1,000.00 6,000.00 3,200.00 59,325.00 2,460.00 1,229,325.00 Penalty Deferred 1,360.00 0.00 550.00 Payable Amount 5,440.00 38,400.00 2,200.00 0.00 0.00 400.00 200.00 375.00 0.00 0.00 0.00 1,200.00 0.00 0.00 0.00 124,035.00 5,350.00 6,250.00 1,600.00 800.00 1,500.00 13,650.00 3,150.00 500.00 4,800.00 3,200.00 59,325.00 2,460.00 1,096,915.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 0.00 0.00 0.00 8,375.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 500.00 0.00 0.00 0.00 0.00 8,375.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 16 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 3489 9569 9840 7301 8882 9786 5577 3729 9848 5864 5190 5731 5819 9804 11820 5963 5899 7443 12324 5529 5739 2590 10172 9873 2827 6035 5968 5965 9596 9860 13349 5085 7408 5325 Respondent Name Afton Park Civic Improvement Association Amir Saif dba Sun Power Travel Plaza Aqua-Pure Water Supply Corporation Arete Real Estate and Development Company BARNETT, NORMAN Barnhart Water Supply Corporation BEENE, ANN Bellewood WSC Brushy Creek Municpal Utilities District BRYANT, KATHIE Butler WSC Cedron Creek Ranch Association City of Balmorhea City of Beeville City of Center City of Crowell City of Edinburg City of Graham City of Hamlin City of La Villa City of Port Arthur City of Princeton City of Round Rock City of Sonora City of Springtown City of Watauga City of Weslaco Crestview RV Center Custom Food Group, L.P. D & M Water Supply Corporation Dimensional Investments, Inc. dba Cutten Square Shopping Center FIELDER, MARY FULLER, SHAWN Gerard Hungerford dba River Ranch Estates TCEQ ID 1700147 0610239 0180031 1013170 1011183 1180001 0250043 1011945 2460061 0270008 0810013 0180051 1950002 0130001 2100001 0780001 1080004 2520001 1270002 1080023 1230009 2460003 2180001 2200328 1080011 1050026 0200504 1740010 1011082 0200425 1520249 2350043 County Order Date MONTGOMERY 03/14/2004 DENTON BOSQUE HARRIS 05/24/2004 07/30/2004 01/29/2004 HARRIS IRION BROWN HARRIS WILLIAMSON BURNET FREESTONE BOSQUE REEVES BEE SHELBY FOARD HIDALGO YOUNG JONES HIDALGO JEFFERSON COLLIN WILLIAMSON SUTTON PARKER TARRANT HIDALGO HAYS BRAZORIA NACOGDOCHES 11/02/2003 07/30/2004 10/19/2003 09/25/2003 08/30/2004 06/13/2004 11/02/2003 03/05/2004 12/05/2003 03/14/2004 12/05/2003 09/25/2003 12/05/2003 07/05/2004 08/28/2004 05/14/2004 01/30/2004 10/10/2003 07/05/2004 08/13/2004 11/02/2003 08/30/2004 11/02/2003 11/02/2003 07/01/2004 04/05/2004 08/28/2004 BRAZORIA LUBBOCK VICTORIA 05/24/2004 06/13/2004 10/19/2003 Penalty Assessed 1,563.00 2,275.00 945.00 0.00 4,466.00 805.00 6,875.00 1,250.00 2,100.00 3,014.00 1,028.00 1,600.00 485.00 650.00 2,875.00 1,400.00 19,900.00 16,302.00 2,354.00 18,025.00 1,125.00 625.00 555.00 8,636.00 910.00 1,575.00 3,960.00 1,738.00 1,563.00 500.00 420.00 6,250.00 3,300.00 7,813.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,980.00 0.00 0.00 0.00 225.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 0.00 0.00 0.00 0.00 Payable Amount 0.00 2,275.00 945.00 0.00 4,466.00 805.00 6,875.00 1,250.00 2,100.00 3,014.00 1,028.00 1,600.00 485.00 650.00 2,875.00 1,400.00 0.00 0.00 2,354.00 18,025.00 0.00 625.00 555.00 0.00 910.00 1,575.00 0.00 1,738.00 1,563.00 400.00 420.00 6,250.00 3,300.00 7,813.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,920.00 16,302.00 0.00 0.00 900.00 0.00 0.00 8,636.00 0.00 0.00 3,960.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,920.00 16,302.00 0.00 0.00 900.00 0.00 0.00 8,636.00 0.00 0.00 3,960.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Page 17 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS PWS Case No. 11899 13887 8554 16624 5744 5486 7462 5911 1279 5967 6796 7338 13589 12284 6014 11744 3777 3777 6021 4605 11901 8559 5646 6685 9716 5766 5548 6626 9784 7939 7939 8269 11902 Respondent Name Girl Scouts of South Texas Council H.I.S. Instead, Inc. Harrold Water Supply Corp HLAVATY, JULIA L HMW Special Utility District JACKSON, H S * KELLY, FRANCIS Lake Brownwood Christian Retreat LEWIS, CODY B Lilbert-Looneyville Water Supply Corporation LINCECUM, JOHN K MILLIKEN, P A Moscow Water Supply Corporation MUSKRELLA, MIKE Mustang Valley Wsc NEW HORIZONS RANCH AND CENTER INC PKCC LP * PKCC LP * Post Oak Special Utility District R&R Mobile Home Management, Inc. SAMPOGNA, HUMBERTO San Antonio Water System Sonora Investments, LLC Southern Utilities Company Southwestern Electric Power Company Southwestern Holdings, Inc. Terra Southwest, Inc. Thalia Water Supply Corporation The Consolidated Water Supply Corporation VV Water Supply System, Inc. VV Water Supply System, Inc. W. Oaks Phoenix Corp. Wedgewood Hospiality, Inc. TCEQ ID County 0840142 0680174 2440002 0030015 1700228 0610086 0250032 0250030 1500019 1740013 GALVESTON ECTOR WILBARGER ANGELINA MONTGOMERY DENTON BROWN BROWN LLANO NACOGDOCHES 0200159 0610070 1870125 0790234 0180038 1670009 BRAZORIA DENTON POLK FORT BEND BOSQUE MILLS 0270113 0270113 1090030 2460031 1010658 2180004 2120063 1020059 1890015 0610161 0780013 1130027 BURNET BURNET HILL WILLIAMSON HARRIS BEXAR SUTTON SMITH HARRISON PRESIDIO DENTON FOARD HOUSTON 0610052 DENTON 0610052 DENTON 1160097 HUNT 0790415 FORT BEND PWS Orders Issued: 67 Order Date 08/30/2004 08/30/2004 08/28/2004 08/30/2004 03/14/2004 09/25/2003 01/01/2004 06/13/2004 10/10/2003 09/25/2003 01/30/2004 02/14/2004 08/13/2004 07/30/2004 03/14/2004 08/13/2004 07/20/2004 08/26/2004 11/16/2003 10/10/2003 05/24/2004 11/16/2003 03/14/2004 03/22/2004 08/13/2004 09/25/2003 09/25/2003 08/28/2004 01/30/2004 02/15/2004 06/14/2004 01/01/2004 08/13/2004 Total: Penalty Assessed 1,240.00 2,050.00 1,575.00 0.00 23,554.00 7,813.00 0.00 1,613.00 5,000.00 2,430.00 2,398.00 0.00 263.00 330.00 788.00 1,093.00 0.00 0.00 450.00 3,563.00 2,450.00 780.00 2,438.00 36,425.00 488.00 1,500.00 975.00 2,800.00 765.00 0.00 0.00 0.00 1,250.00 230,913.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 315.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 53.00 0.00 0.00 0.00 0.00 0.00 90.00 0.00 0.00 156.00 0.00 0.00 0.00 0.00 0.00 0.00 153.00 0.00 0.00 0.00 0.00 5,072.00 Payable Amount 0.00 2,050.00 1,260.00 0.00 23,554.00 7,813.00 0.00 0.00 5,000.00 2,430.00 2,398.00 0.00 210.00 330.00 788.00 1,093.00 0.00 0.00 360.00 3,563.00 2,450.00 624.00 1,238.00 36,425.00 488.00 1,500.00 975.00 2,800.00 612.00 0.00 0.00 0.00 1,250.00 174,507.00 SEP Cost 1,240.00 0.00 0.00 0.00 0.00 0.00 0.00 1,613.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 49,771.00 SEP Offset 1,240.00 0.00 0.00 0.00 0.00 0.00 0.00 1,613.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 49,771.00 Page 18 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT WATERIGHT Case No. 2591 5824 5863 2593 7444 5805 2594 2595 2845 8407 5825 Respondent Name Barton Creek Water Supply Corporation Bell County Water Control and Improvement District No. 3 City of Cooper City of Galveston City of Graham City of Pecan Gap City of Port Lavaca City of Terrell EBCO Land Development, LTD. Hidalgo County Irrigation District 5 Rockett Special Utility District TCEQ ID County 0140031 TRAVIS BELL DELTA GALVESTON 2520001 YOUNG DELTA CALHOUN KAUFMAN 5694 MONTGOMERY HIDALGO 0700033 ELLIS WATERIGHT Orders Issued: 11 Order Date 05/24/2004 08/28/2004 11/02/2003 11/16/2003 07/01/2004 06/13/2004 12/21/2003 04/05/2004 05/14/2004 08/30/2004 08/28/2004 Total: Penalty Assessed 525.00 263.00 53.00 1,338.00 4,275.00 565.00 1,363.00 1,943.00 13,750.00 713.00 1,313.00 26,101.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 525.00 263.00 53.00 1,338.00 0.00 565.00 1,363.00 0.00 13,750.00 713.00 1,313.00 19,883.00 SEP Cost 0.00 0.00 0.00 0.00 4,275.00 0.00 0.00 1,943.00 0.00 0.00 0.00 6,218.00 SEP Offset 0.00 0.00 0.00 0.00 4,275.00 0.00 0.00 1,943.00 0.00 0.00 0.00 6,218.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 19 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 2813 2645 9954 10191 2701 2673 9920 2626 8344 5842 944 9902 10359 9556 2816 965 9294 2752 9948 10235 14832 2580 10238 10638 986 12694 1052 2633 1059 2553 2654 797 10131 2317 Respondent Name TCEQ ID A & A Salvage, Inc. TXR05L093 Air Liquide Large Industries U.S. LP WQ0001954000 Aledo Independent School District WQ0013438001 Applied Industrial Materials Corporation TX0094129 Aqua Texas, Inc. TPDES0075663 Aqua Texas, Inc. TPDES0119571 Aqua Texas, Inc. TPDES0026247 Aqua Texas, Inc. TPDES0046744 BARRERA, CLAUDIO Bayou Club of Houston WQ0012233001 Bell County Water Control and Improvement District No. 3 TPDES0069191 BENNEFIELD, BRUCE Big Oaks Municipal Utility District TPDES0096911 Booker Packing Company WQ0002757000 Brazoria County Municipal Utility District WQ0014222001 21 Central Independent School District Public Facility Corporation WQ0012214001 Chemical Specialties, Inc. WQ0001878000 City of Abilene TPDES0023973 City of Alvarado TPDES0033278 City of Caddo Mills WQ0010425001 City of Campbell WQ0013791001 City of Colmesneil TPDES0100692 City of Coolidge TPDES0057045 City of Daingerfield TPDES0027031 City of Florence WQ0010944001 City of Gonzales WQ0010488001 City of Gregory WQ0010092001 City of Groesbeck WQ0010182001 City of Hidalgo TPDES0058386 City of Lakeport TPDES0071871 City of Mart TPDES0026051 City of Mission TPDES0070017 City Of New London TPDES0087360 City of Ore City TPDES0024236 County GALVESTON BRAZORIA PARKER GALVESTON HARRIS HARRIS HARRIS HARRIS JIM WELLS HARRIS BELL NEWTON FORT BEND LIPSCOMB BRAZORIA ANGELINA BRAZORIA JONES JOHNSON HUNT HUNT TYLER LIMESTONE MORRIS WILLIAMSON GONZALES SAN PATRICIO LIMESTONE HIDALGO GREGG MCLENNAN HIDALGO RUSK UPSHUR Order Date 02/13/2004 01/30/2004 07/05/2004 07/05/2004 11/16/2003 11/16/2003 06/13/2004 12/05/2003 09/25/2003 03/05/2004 11/16/2003 07/05/2004 07/30/2004 03/05/2004 07/05/2004 01/30/2004 07/05/2004 11/16/2003 05/14/2004 08/30/2004 08/30/2004 12/05/2003 06/13/2004 06/13/2004 11/02/2003 08/28/2004 10/10/2003 10/10/2003 08/28/2004 08/13/2004 05/14/2004 09/25/2003 07/30/2004 03/14/2004 Penalty Assessed 3,150.00 7,800.00 2,580.00 940.00 9,200.00 10,000.00 6,720.00 5,560.00 875.00 10,530.00 8,000.00 1,000.00 5,600.00 9,200.00 3,565.00 0.00 10,600.00 6,750.00 6,500.00 8,350.00 12,360.00 3,000.00 6,875.00 2,340.00 6,450.00 4,700.00 44,375.00 870.00 2,595.00 20,900.00 7,280.00 29,500.00 2,000.00 10,751.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 1,560.00 516.00 188.00 0.00 2,000.00 0.00 0.00 0.00 0.00 1,600.00 200.00 1,120.00 0.00 713.00 0.00 2,120.00 1,350.00 0.00 0.00 0.00 600.00 1,375.00 468.00 0.00 940.00 0.00 174.00 0.00 0.00 1,456.00 0.00 400.00 2,151.00 Payable Amount 3,150.00 6,240.00 2,064.00 752.00 9,200.00 8,000.00 6,720.00 5,560.00 875.00 10,530.00 6,400.00 800.00 4,480.00 9,200.00 2,852.00 0.00 8,480.00 0.00 6,500.00 0.00 0.00 0.00 5,500.00 1,872.00 6,450.00 3,760.00 0.00 696.00 2,595.00 0.00 5,824.00 0.00 1,600.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,400.00 0.00 8,350.00 12,360.00 2,400.00 0.00 0.00 0.00 0.00 44,375.00 0.00 0.00 20,900.00 0.00 29,500.00 0.00 8,600.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,400.00 0.00 8,350.00 12,360.00 2,400.00 0.00 0.00 0.00 0.00 44,375.00 0.00 0.00 20,900.00 0.00 29,500.00 0.00 8,600.00 Page 20 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 9964 2644 2642 2755 977 2498 2703 13485 9855 9951 8236 928 2604 10232 2842 990 2790 10241 1482 1854 1002 2730 2841 10398 5853 2646 9568 2803 10361 2630 2090 2674 2665 333 Respondent Name City of Palmer City of Rhome City of Rockdale City of Sabinal City of San Augustine City Of Shamrock City of Skellytown City of Somerset City of Stockdale City of Tenaha City of Trenton City of Whitehouse City of Yantis CMH Parks, Inc. dba Raintree Acres Mobile Home Park Comal County ConocoPhillips Company Conroe Sand & Clay, LTD Contractor's Supplies, Inc. Creek Park Corporation Cypress Hill Mud 1 Dickson Weatherproof Nail Company Double Diamond Utilities Co. Dutch Boy Cleaners, Inc. El Paso County Water Control Improvement District 4 Equistar Chemicals, LP Ergon Asphalt & Emulsions, Inc. Espinoza Stone, Inc. Federal Bureau of Prisons FMC Technologies, Inc. Fort Bend County MUD 112 Fort Hancock Water Control and Improvement District Garrett Creek Ranch, Inc. Greenville Electric Utility System Gulf Marine Fabricators, Inc. TCEQ ID County Order Date TX0026603 WQ0010701002 WQ0010658001 WQ0010604001 TPDES0022349 WQ0010279003 10283001 WQ0011822001 WQ0010818001 TX0026794000 TPDES0072770 WQ0012187001 TPDES0083429 ELLIS WISE MILAM UVALDE SAN AUGUSTINE WHEELER CARSON BEXAR WILSON SHELBY FANNIN SMITH WOOD HARRIS 07/05/2004 11/02/2003 03/05/2004 08/30/2004 03/14/2004 11/02/2003 12/05/2003 08/30/2004 04/19/2004 08/28/2004 10/10/2003 12/21/2003 11/02/2003 05/24/2004 WQ0000721000 TXG110197 WQ0013868001 WQ0012327001 TPDES0093513 TPDES0099015 TPDES0065013 COMAL BRAZORIA MONTGOMERY GREGG JOHNSON HARRIS HARRIS PALO PINTO BEXAR EL PASO 11/16/2003 08/30/2004 11/02/2003 08/13/2004 08/28/2004 10/10/2003 09/25/2003 12/21/2003 07/05/2004 07/30/2004 TPDES0119792 WQ0003877000 11-00000011 WQ0002611000 WQ0013628001 WQ0011173001 HARRIS TITUS WILLIAMSON JEFFERSON HARRIS FORT BEND HUDSPETH 04/05/2004 01/08/2004 10/19/2003 03/14/2004 07/05/2004 01/30/2004 03/14/2004 WQ0013427001 WQ0002984000 WQ0003012000 WISE HUNT SAN PATRICIO 10/10/2003 02/13/2004 08/30/2004 Penalty Assessed 18,160.00 16,380.00 8,200.00 6,560.00 23,100.00 19,795.00 4,200.00 850.00 5,400.00 2,000.00 6,120.00 24,890.00 5,996.00 1,010.00 3,000.00 140,250.00 6,600.00 6,200.00 7,200.00 2,900.00 65,450.00 2,100.00 4,000.00 5,000.00 54,725.00 2,800.00 2,500.00 5,000.00 19,950.00 3,625.00 11,250.00 9,075.00 6,600.00 19,500.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 0.00 1,640.00 1,312.00 0.00 0.00 0.00 170.00 0.00 400.00 0.00 0.00 0.00 202.00 600.00 0.00 0.00 1,240.00 0.00 0.00 0.00 420.00 800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,320.00 1,600.00 Payable Amount 18,160.00 16,380.00 0.00 0.00 0.00 0.00 0.00 680.00 0.00 0.00 0.00 24,890.00 5,996.00 808.00 2,400.00 70,125.00 6,600.00 4,960.00 7,200.00 2,900.00 65,450.00 1,680.00 3,200.00 5,000.00 54,725.00 2,800.00 2,500.00 0.00 9,975.00 3,625.00 11,250.00 9,075.00 5,280.00 8,950.00 SEP Cost 0.00 0.00 6,560.00 5,248.00 23,100.00 19,795.00 4,200.00 0.00 5,400.00 1,600.00 6,120.00 0.00 0.00 0.00 0.00 70,125.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 9,975.00 0.00 0.00 0.00 0.00 8,950.00 SEP Offset 0.00 0.00 6,560.00 5,248.00 23,100.00 19,795.00 4,200.00 0.00 5,400.00 1,600.00 6,120.00 0.00 0.00 0.00 0.00 70,125.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,000.00 9,975.00 0.00 0.00 0.00 0.00 8,950.00 Page 21 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 2556 2629 1006 13828 2686 2686 7459 11246 2612 7317 9564 2640 5951 5695 10759 12865 2588 2797 1192 9454 10151 10212 1040 2729 10580 2735 10560 7401 1917 3576 2551 2794 10598 Respondent Name TCEQ ID H.I.S. Instead, Inc. WQ0014395001 Harris County Municipal Utility District TPDES0095702 284 Harris County Water Control and Improvement District 1 TPDES0023311 Hausman 18 Joint Venture, Ltd. 13-03012702 HAWLEY, BAILEY RAY 22632 HAWLEY, BAILEY RAY 22632 Hays Consolidated Independent School 11-02070204 District Hill Country Bible Church, Inc. 11-02060607B Hooks Mobile Home Park, Ltd. WQ0012083001 Ischy Walter And Ischy Nolan 11-00000011 KARBALAI, LAURA REDOW TPDES0123579 Kelly Lane Utility Company WQ0013219001 Laguna Madre Water District TPDES0023621 LAVERN, ROBERT GEORGE TPDES0124931 LEGGETT, RONNIE LEE Leon Springs Utility Company WQ0012557001 Leveretts Chapel ISD WQ0011113001 Lipar Group, Inc. WQ0014029001 Luce Bayou Public Utility District TPDES0074870 Marathon Petroleum Company LLC TX0003697 MARSHALL, SANDRA MASSEY, JIMMIE WAYNE TPDES0070297 Matagorda County TPDES0098205 Mclennan County WCID 2 WQ0010344001 Memorial Hills Utility District TPDES0046671 MHC TT, Inc. TPDES0097675 Millennium Petrochemicals Inc. * TX0118389 O'Quinn Land and Cattle Company, Ltd. 11-01061301 Orange County Water Control and Improvement District No. 1 TPDES0108081 Participation Development Corporation WQ0011506001 (Texas), Inc. Pilgrim's Pride Corporation TXR05O410 Plains Cotton Cooperative Association WQ0000335000 Protherm Services Group, LLC WQ0003974000 County GREGG HARRIS HARRIS BEXAR WOOD WOOD HAYS WILLIAMSON HARRIS WILLIAMSON HARRIS TRAVIS CAMERON DALLAS POLK BEXAR RUSK MONTGOMERY HARRIS GALVESTON NEWTON MATAGORDA MATAGORDA MCLENNAN HARRIS RAINS HARRIS HAYS ORANGE HENDERSON NACOGDOCHES COMAL HARRIS Order Date 11/02/2003 11/16/2003 11/16/2003 08/13/2004 07/02/2004 03/31/2004 11/02/2003 08/30/2004 08/28/2004 03/05/2004 07/30/2004 08/28/2004 12/05/2003 12/21/2003 05/14/2004 08/28/2004 08/28/2004 01/30/2004 09/25/2003 07/30/2004 07/30/2004 07/01/2004 05/14/2004 10/10/2003 06/13/2004 03/22/2004 07/30/2004 12/21/2003 11/16/2003 11/02/2003 09/25/2003 11/02/2003 07/01/2004 Penalty Assessed 13,050.00 6,440.00 66,000.00 900.00 0.00 0.00 650.00 5,000.00 4,275.00 2,500.00 14,375.00 3,900.00 13,420.00 14,000.00 1,000.00 14,430.00 7,746.00 10,640.00 19,475.00 15,750.00 625.00 3,000.00 15,750.00 5,200.00 1,900.00 10,800.00 9,480.00 1,500.00 5,000.00 15,400.00 5,425.00 15,625.00 3,680.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Penalty Deferred 0.00 1,288.00 0.00 180.00 0.00 0.00 130.00 1,000.00 0.00 0.00 2,875.00 0.00 0.00 2,800.00 200.00 2,886.00 1,549.00 2,128.00 0.00 0.00 125.00 600.00 0.00 1,040.00 380.00 0.00 0.00 0.00 1,000.00 0.00 0.00 0.00 736.00 Payable Amount 13,050.00 5,152.00 66,000.00 720.00 0.00 0.00 520.00 4,000.00 4,275.00 2,500.00 11,500.00 3,900.00 13,420.00 11,200.00 800.00 11,544.00 6,197.00 8,512.00 0.00 15,750.00 500.00 2,400.00 0.00 4,160.00 1,520.00 5,400.00 9,480.00 1,500.00 0.00 15,400.00 5,425.00 15,625.00 2,944.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,475.00 0.00 0.00 0.00 15,750.00 0.00 0.00 5,400.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,475.00 0.00 0.00 0.00 15,750.00 0.00 0.00 5,400.00 0.00 0.00 4,000.00 0.00 0.00 0.00 0.00 Page 22 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ WQ Case No. 9780 5794 11357 2671 2515 2853 11397 5697 9536 11338 9853 6461 2757 2815 2758 2786 9660 2009 13350 2836 2670 2603 12666 12266 1970 11921 2552 14348 11719 2510 7447 Respondent Name Pure Utilities, L.C. Quail Creek MUD RANKIN ROAD WEST MUD Reed Parque Limited Partnership REYNOLDS, DAVID Ricetec, Inc. Robroy Industries-Texas, L. P. Ronald J. Miller DBA IMS Property Management Sac-N-Pac Stores, Inc. Sawyer Ranch, Ltd. Solhjou Bahram South Hampton Resources, Inc. Southwest Nut Company Superior Derrick Services, Inc. Tapia Dairy, Inc. Tejas machines, Inc. Texas Department of Public Safety Texas Parks and Wildlife Department The Lookout Partners LP The Spanos Corporation THOMAS, TOMMY JOE Town of Buckholts TXU Generation Company LP Union Water Supply Corporation US Department of the Army VERRY, RICHARD ALLEN Wal-Mart Stores, Inc. WEEKLEY HOMES LP Westwood WSC YATES, GERALD ZARAFSHANI, HAMID * TCEQ ID County TPDES0063509 TPDES0023477 TPDES0097047 WQ0013968001 TX0124877 WQ0014068001 WQ0001052000 POLK VICTORIA HARRIS HARRIS ANDERSON BRAZORIA UPSHUR WILSON 11-95112702A HAYS 11-01052201 HAYS WQ0012882001 HARRIS TPDES0003204 HARDIN EL PASO WQ0012443001 HARRIS RUNNELS MONTGOMERY 11-03030501 WILLIAMSON WQ0014199001 BURNET 11-03040301 WILLIAMSON 11-02022201 TRAVIS WQ0012919001 TPDES0073008 MILAM TPDES0001015 DALLAS WQ0013842001 STARR WQ0012074001 COMAL TPDES0085871 HARRIS WQ0003597000 ANDERSON 13-03052901 BEXAR WQ0011337001 JASPER 101335 HOUSTON 11-00000018 TRAVIS WQ Orders Issued: 132 Order Date 07/30/2004 12/21/2003 08/13/2004 11/02/2003 07/05/2004 08/30/2004 08/28/2004 10/19/2003 Penalty Assessed 3,220.00 6,220.00 4,400.00 8,400.00 14,280.00 10,500.00 10,445.00 3,125.00 06/13/2004 08/28/2004 08/13/2004 10/19/2003 11/02/2003 10/10/2003 11/16/2003 10/10/2003 07/30/2004 07/30/2004 08/28/2004 09/25/2003 08/30/2004 06/13/2004 08/28/2004 08/30/2004 03/05/2004 07/01/2004 10/10/2003 08/28/2004 08/28/2004 10/10/2003 03/05/2004 Total: 6,000.00 950.00 3,120.00 5,400.00 2,140.00 10,118.00 2,240.00 3,800.00 7,500.00 9,775.00 1,875.00 1,600.00 14,100.00 10,350.00 2,800.00 3,150.00 1,300.00 3,000.00 8,100.00 750.00 6,250.00 238.00 3,150.00 1,266,534.00 Penalty Deferred 644.00 0.00 880.00 0.00 0.00 0.00 0.00 0.00 1,200.00 0.00 624.00 0.00 0.00 2,024.00 0.00 0.00 1,500.00 0.00 375.00 320.00 0.00 2,070.00 560.00 630.00 0.00 600.00 1,620.00 150.00 0.00 0.00 630.00 61,379.00 Payable Amount 2,576.00 6,220.00 0.00 8,400.00 14,280.00 10,500.00 10,445.00 3,125.00 SEP Cost 0.00 0.00 3,520.00 0.00 0.00 0.00 0.00 0.00 4,800.00 950.00 2,496.00 2,700.00 2,140.00 8,094.00 2,240.00 3,800.00 6,000.00 0.00 1,500.00 1,280.00 14,100.00 8,280.00 2,240.00 2,520.00 1,300.00 2,400.00 6,480.00 600.00 6,250.00 238.00 2,520.00 846,577.00 0.00 0.00 0.00 2,700.00 0.00 0.00 0.00 0.00 0.00 9,775.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 358,578.00 SEP Offset 0.00 0.00 3,520.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,700.00 0.00 0.00 0.00 0.00 0.00 9,775.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 358,578.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 23 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Singles Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM WWA WWA WWA WWA WWA WWA WWA WWA Case No. 2243 9957 2825 3772 4021 1125 1132 1515 Respondent Name BYL, STEVE HENRICUS * JENNETT, NILES * Lueck Dairies Texas, L.L.C. PAREO, CALVIN Pilgrim Poultry GP R. J. Smelley Company, Inc. Schouten Dennis & Schouten Cornelius T & Schouten Nicholas Tapia Dairy, Inc. TCEQ ID County WQ0003316000 WQ0003286000 TX0121835 TPDES0131342 WQ0004032000 WQ0002422000 WQ0004133000 ERATH ERATH ERATH COMANCHE CAMP TARRANT ERATH WQ0004012000 TOM GREEN WWA Orders Issued: 8 Order Date 01/30/2004 07/05/2004 11/16/2003 04/19/2004 04/19/2004 05/24/2004 01/30/2004 02/13/2004 Total: Penalty Assessed 4,375.00 2,040.00 1,925.00 4,000.00 200,000.00 2,250.00 11,550.00 7,700.00 233,840.00 Penalty Deferred 0.00 408.00 385.00 0.00 0.00 0.00 0.00 0.00 793.00 Payable Amount 4,375.00 1,632.00 1,540.00 2,000.00 100,000.00 1,125.00 11,550.00 SEP Cost 0.00 0.00 0.00 2,000.00 200,000.00 1,125.00 0.00 7,700.00 129,922.00 0.00 203,125.00 SEP Offset 0.00 0.00 0.00 2,000.00 100,000.00 1,125.00 0.00 0.00 103,125.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 24 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Multi-Media Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM MM Case No. 13245 7138 5957 5811 5867 5914 8543 396 5803 10244 9681 3588 13529 2792 5501 9664 10357 10052 5709 11760 5944 6030 8033 8023 2720 9953 9670 6031 6023 10367 6699 164 8240 7173 Respondent Name TCEQ ID AEP Texas North Company 31872 B & B Construction Co., Inc. Basic Equipment Co. NE0495H BFI Waste Systems of North America, 1447 Inc. Bill Turner dba Turner Roofing CANTU, RUDY BG1264G Century Trucking, Inc. Citgo Refining and Chemicals Company, NE0027V L.P. City of Alice 1250001 City Of Earth 455020031 City Of Jasper 1210001 City of Kountze 1000001 City Of San Angelo City of the Colony WQ0011570001 Coastline Resources, Inc. 85547 Conner Steel Products Ltd 80773 Cooks Point Water Supply Corporation 0260028 Crown Cork & Seal Company (USA), TB0016Q Inc. FLORES, FELIX GL0133J FORTNER, JAMES RICKEY JR Greif, Inc. 1763 H & H Meat Products, Inc. KEY, CLIFFORD GLEN M Transports, Inc. HAU0031 Marvin and Betty Whitehead DBA MYERS, JOHN TXR05R128 Nacogdoches County BE00062 Nueces County Water Control and Improvement District No. 5 1780010 PRICE, WILLARD SC0013P Ranco, Inc. 38665 Ransom Industries, LP SK0041T Richmar Foods, Inc. 74807 Rohm and Haas Texas Incorporated 29010 Sneed Shipbuilding, Inc. OC0065S County CROCKETT TERRY NUECES TRAVIS NEWTON BEXAR HARDIN NUECES JIM WELLS LAMB JASPER HARDIN TOM GREEN DENTON TOM GREEN BURLESON MONTGOMERY GUADALUPE COLLIN HARRIS HIDALGO NEWTON CAMERON JASPER LLANO NACOGDOCHES NUECES SAN JACINTO CAMERON SMITH EL PASO HARRIS ORANGE Order Date 07/05/2004 04/19/2004 10/10/2003 07/05/2004 Penalty Assessed 7,970.00 3,500.00 5,250.00 28,000.00 10/10/2003 10/10/2003 09/25/2003 03/05/2004 3,675.00 2,100.00 3,750.00 1,740,000.00 05/24/2004 07/05/2004 08/30/2004 10/10/2003 07/30/2004 01/08/2004 01/30/2004 05/14/2004 07/30/2004 07/01/2004 1,363.00 7,000.00 15,812.00 14,938.00 1,800.00 20,535.00 24,725.00 6,820.00 1,220.00 2,625.00 05/24/2004 07/30/2004 12/05/2003 08/28/2004 09/25/2003 01/30/2004 10/10/2003 08/13/2004 07/30/2004 07/05/2004 5,000.00 500.00 19,270.00 6,000.00 6,000.00 9,450.00 5,250.00 9,450.00 16,875.00 6,600.00 09/25/2003 08/30/2004 05/14/2004 08/30/2004 10/10/2003 06/13/2004 1,800.00 3,990.00 112,250.00 2,040.00 50,580.00 7,000.00 * There are Multiple Respondent Names associated to this Case No. 11/08/2007 List of Administrative Orders Issued Penalty Deferred 1,270.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 273.00 1,400.00 210.00 0.00 360.00 4,000.00 0.00 0.00 127.00 0.00 0.00 100.00 0.00 0.00 0.00 0.00 0.00 8,850.00 3,375.00 0.00 360.00 0.00 0.00 408.00 10,116.00 0.00 Payable Amount 3,350.00 3,500.00 5,250.00 14,000.00 SEP Cost 3,350.00 0.00 0.00 14,000.00 3,675.00 2,100.00 3,750.00 870,000.00 0.00 0.00 0.00 870,000.00 0.00 5,600.00 0.00 0.00 1,440.00 0.00 24,725.00 6,820.00 1,093.00 2,625.00 1,090.00 0.00 15,602.00 14,938.00 0.00 16,535.00 0.00 0.00 0.00 0.00 5,000.00 400.00 19,270.00 6,000.00 6,000.00 9,450.00 5,250.00 600.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,500.00 6,600.00 1,440.00 3,990.00 56,125.00 1,632.00 40,464.00 7,000.00 0.00 0.00 56,125.00 0.00 0.00 0.00 SEP Offset 3,350.00 0.00 0.00 14,000.00 0.00 0.00 0.00 870,000.00 1,090.00 0.00 15,602.00 14,938.00 0.00 16,535.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,500.00 6,600.00 0.00 0.00 56,125.00 0.00 0.00 0.00 Page 25 of 26 Appendix 11: List of Administrative Orders Issued FY2004 Multi-Media Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM MM MM MM MM MM MM MM MM Case No. 351 9196 3187 10053 9293 7972 5813 16122 Respondent Name Tecon Water Company, L.P. Texas Pacifico Transportation, LTD. Top Cut Tree Service, Inc. TPI Petroleum, Inc. TROPHY IMPORTS & EXPORTS INC Walker Bros. Construction, Inc. WASTE MANAGEMENT OF TEXAS, INC. YFZ Land, LLC TCEQ ID County 1700386 F1534 MQ0308P 65750 47553 249C MONTGOMERY TOM GREEN MONTGOMERY CLAY HIDALGO NEWTON TRAVIS SCHLEICHER MM Orders Issued: 42 Total Orders Issued : 762 Order Date 10/10/2003 07/01/2004 08/13/2004 07/05/2004 08/28/2004 12/21/2003 07/05/2004 Penalty Assessed 63,044.00 12,780.00 8,750.00 11,500.00 15,413.00 7,500.00 244,420.00 08/02/2004 Total: GrandTotal: 0.00 2,516,545.00 8,306,083.00 Penalty Deferred 0.00 0.00 0.00 2,300.00 3,083.00 6,900.00 0.00 Payable Amount 63,044.00 12,780.00 8,750.00 9,200.00 12,330.00 600.00 122,210.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 122,210.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 122,210.00 0.00 43,132.00 487,360.00 0.00 0.00 1,339,463.00 1,133,950.00 5,550,122.00 2,367,038.00 0.00 1,133,950.00 2,267,038.00 11/08/2007 * There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 26 of 26 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM Case No. Respondent Name AQ 7359 Total Petrochemicals USA, Inc. ENVIRONMENTAL ENHANCEMENT AQ 3168 The Premcor Refining Group Inc. POLLUTION REDUCTION AQ 6494 Motiva Enterprises, LLC POLLUTION REDUCTION AQ 5282 City of El Paso POLLUTION REDUCTION AQ 8404 Texas Petrochemicals LP POLLUTION REDUCTION AQ 5928 U.S. Clay, L.P. Effective Date Ratio Assessed Amt Deferred Amt Payable Amt 05/14/2004 1.000:1 146,875.00 29,375.00 58,750.00 ATOFINA Petrochemicals, Inc. will contribute to Jefferson County for its Southeast Texas Regional Air Monitoring Network project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. SEP monies will be used to maintain the already existing air monitoring network in Jefferson County. The network includes seven monitoring stations. Ozone and NOx are measured at three locations (Sabine Pass, Mauriceville and the SE Texas Regional Airport), while VOCs are measured at six sites (Mauriceville, SE Texas Regional Airport, West Orange, Beaumont, Port Neches and Cove School). All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/10/2003 1.000:1 8,000.00 1,600.00 3,200.00 Premcor Refining Group Inc. will purchase two 4-gas monitors and donate them to the City of Port Arthur Fire Department. The gas monitors more accurately monitor levels of oxygen, combustibles, hydrogen sulfides, and carbon monoxide. The fire department has shown a need for these units based on the high number of industrial facilities in the city and because several chemical releases and spills have occurred in the city. This SEP will provide a discernible environmental benefit through use of the new monitors because these devices will enhance the ability of the City of Port Arthur Fire Department to quickly locate point source leaks of hazardous gases in Port Arthur. 01/08/2004 1.000:1 39,750.00 0.00 19,875.00 Motiva Enterprises, L.L.C will contribute to the Jefferson County Retrofit/Replace Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles Project, in Jefferson County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to purchase alternative fueled equipment such as propane electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/30/2004 1.000:1 2,540.00 0.00 0.00 The City of El Paso will purchase six electric lawnmowers and eight battery packs. The lawnmowers will be donated to the El Paso Parks and Recreation Department. The new electric lawnmowers will replace six existing gasoline lawnmowers. 05/24/2004 1.000:1 25,000.00 5,000.00 10,000.00 Texas Petrochemicals, L.P. will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus Project in Harris County. Monies will be used to cover the direct cost of purchasing new "clean technology" buses, or for retrofitting and refurbishing existing diesel buses. 09/25/2003 1.000:1 2,100.00 0.00 1,050.00 SEP Cost 58,750.00 58,750.00 3,200.00 3,200.00 19,875.00 19,875.00 2,540.00 2,540.00 10,000.00 10,000.00 1,050.00 SEP Offset 58,750.00 58,750.00 3,200.00 3,200.00 19,875.00 19,875.00 2,540.00 2,540.00 10,000.00 10,000.00 1,050.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 1 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION PREVENTION AQ 7664 Oxy Vinyls, LP PUBLIC EDUCATION AQ 5985 Sid Richardson Pipeline, Ltd. POLLUTION PREVENTION AQ 6027 Hampshire Chemical Corp. POLLUTION REDUCTION AQ 8896 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION U.S. Clay will contribute to the Texas Association of Resource Conservation and Development Areas, Inc., Rio Bravo, Plugging Abandoned Water Well Project in Cameron County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. 08/13/2004 1.000:1 20,550.00 4,110.00 8,220.00 Oxy Vinyls, L.P. will contribute to the Harris County Pollution Control Division's Meteorological Monitoring Equipment project for ozone monitoring purposes. 08/30/2004 1.000:1 5,200.00 0.00 2,600.00 Will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") Wastewater Treatment Assistance Project in Pecos County to cover the direct cost of the project to provide low income rural homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. 03/05/2004 1.000:1 87,856.00 0.00 43,928.00 Hampshire Chemical Corp. will contribute to the Education Foundation of Harris County for its Adopt-A-School Bus Project in Harris County. SEP monies will be used to cover the direct cost of purchasing new "clean technology" buses, or for retrofitting and refurbishing existing diesel buses for the Deer Park Independent School District. This SEP will provide a discernible environmental benefit by resulting in a direct reduction in particulate matter, volatile organic compounds, and nitrogen oxides emissions. 12/21/2003 1.000:1 134,850.00 0.00 67,425.00 Chevron Phillips will donate approximately 34,950 gallons of ultra low sulfur diesel fuel ("ULSD") to the Nederland Independent School District ("NISD") located in Jefferson County. Chevron Phillips will retrofit two of NISD's school buses with catalyzed diesel particulate filters, an EPA approved technology that sigificantly reduces emissions. The newly retrofitted buses require ultralow sulfur diesel, and the donated diesal will allow the two retrofitted buses to run until the fuel becomes more widely available in late 2004. The specifications for the ULSD meet the sulfur, aromatics and cetane number requirements for Texas Low Emission Diesel ("Texas LED") under 30 TAC 114.312. The TCEQ rule requiring the use of Texas LED does not go into effect until April 1, 2005, and there is no other rule that currently requires use of this fuel. This SEP will provide a discernible environmental benefit through the use of the retrofitted school buses. The retrofitted buses will emit 60% less particulate matter, 60% less carbon monoxide, 60% less hydrocarbons and 5.7 % less nitrogen oxides than an un-retrofitted school bus of the same age using regular diesel fuel. Children will breath cleaner air during school bus rides. 1,050.00 8,220.00 8,220.00 2,600.00 2,600.00 43,928.00 43,928.00 67,425.00 67,425.00 AQ 12444 L.F. Manufacturing, Inc. POLLUTION PREVENTION AQ 2500 Duke Energy Field Services, L.P. 08/30/2004 1.000:1 6,950.00 0.00 3,475.00 L. F. Manufacturing, Inc. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Wastewater Treatment Assistance Project, in Lee County. Specifically, the contribution will be used to pay for the direct cost of providing low-income homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems. 12/21/2003 1.000:1 2,000.00 400.00 800.00 3,475.00 3,475.00 800.00 1,050.00 8,220.00 8,220.00 2,600.00 2,600.00 43,928.00 43,928.00 67,425.00 67,425.00 3,475.00 3,475.00 800.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 2 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION PREVENTION DEFS will purchase 38 thirty-nine gallon units of AFFF Class A Foam and donate such fire-fighting materials to the Sonora Volunteer Fire Department in Sutton County. The SEP will be done in accordance with all federal, state and local enironmental laws and regulations. DEFS will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. This SEP will provide a discernible environmental benefit by enabling the fire department to successfully extinguish fires using 3 to 5 times less water than with a traditional fire extinguishing system. AQ 7454 Sherwin Alumina, L.P. POLLUTION REDUCTION 12/21/2003 1.000:1 6,300.00 0.00 3,150.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used by RC&D in its Household Hazardous Waste project in San Patricio County. Two household hazardous waste collection events will be held in the City of Gregory. AQ 9696 Kinder Morgan Co2 Company, 08/30/2004 1.000:1 9,500.00 L.P. 0.00 4,750.00 POLLUTION PREVENTION Contribution to the Resource Conservation and Development Areas to plug abandoned wells in Scurry County where there is no responsible party able to plug the wells. AQ 5264 E. I. Dupont De Nemours and 10/10/2003 1.000:1 25,125.00 Company 5,025.00 10,050.00 ENVIRONMENTAL ENHANCEMENT DuPont will contribute to the Texas Association Resource Conservation and Development Areas, Inc. ("RC&D"). The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in Jefferson County by RC&D to purchase specialized air emission haz-mat response equipment for the Jefferson County Local Emergency Planning Commission (LEPC). Equipment needs include decontamination solutions, drager air monitors, and a global positioning satellite unit for use in qualifying and quantifying air emissions and responding to air-related emergencies. AQ 5620 Saint-Gobain Vetrotex America, 01/30/2004 1.000:1 13,125.00 Inc. 0.00 6,563.00 POLLUTION PREVENTION Vetrotex will contribute to Resource Conservation and Developement, Inc. The contribution will be used by Chisolm Trail Resource Conservation and Development, Inc. (RC&D). RC&D will use half of the contribution, Three Thousand Two Hundred Eighty-One Dollars (3,281.00) for its Abandoned Tire Clean-up project and the other half of the contribution, Three Thousand Two Hundred Eighty-One Dollars ($3281.00), for its Household Hazardous Waste project. AQ 5094 Duke Energy Field Services, L.P. 12/05/2003 1.000:1 7,740.00 1,548.00 3,096.00 POLLUTION PREVENTION DEFS will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation & Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used in the Wastewater Treatment Assistance project in Crockett County. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. This SEP will provide a discernible environmental benefit by preventing failing treatment systems from contaminating water sources used for drinking, recreation, and wildlife. AQ 396 Citgo Refining and Chemicals 03/05/2004 1.000:1 1,740,000.00 Company L.P. 0.00 870,000.00 800.00 800.00 3,150.00 3,150.00 3,150.00 3,150.00 4,750.00 4,750.00 4,750.00 4,750.00 10,050.00 10,050.00 10,050.00 10,050.00 6,562.00 6,562.00 6,562.00 6,562.00 3,096.00 3,096.00 3,096.00 3,096.00 870,000.00 870,000.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 3 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program PUBLIC EDUCATION AQ 3251 Structural Metals, Inc. CLEAN UP AQ 7782 Solutia, Inc. ENVIRONMENTAL ENHANCEMENT AQ 5661 Gulf Coast Waste Disposal Authority POLLUTION PREVENTION AQ 5933 Varco, L.P. ENVIRONMENTAL ENHANCEMENT POLLUTION PREVENTION AQ 9944 Temple-Inland Forest Products Corporation CLEAN UP AQ 9674 The University of Texas Southwestern Medical Center POLLUTION PREVENTION AQ 7360 Total Petrochemicals USA, Inc. CITGO will contribute to The University of Texas' Corpus Christi Air Monitoring and Surveillance Camera Project. This SEP will provide a discernible environmental benefit by providing the community with more knowledge of the types, quantities,a nd potential sources of air contaminants present along the Corpus Christi ship channel, and by aiding in post-event evaluation of contaminants emitted during episodic releases in that area. Also, the SEP will help the TCEQ and EPA investigate and remediate industrial emissions, and determine if additional air quality problems that have not yet been detected exist in the Corpus Christi area. 10/10/2003 1.000:1 94,887.00 0.00 32,262.00 Structural Metals, Inc will contribute to the Texas Association of Resource Conservation and Development Areas Inc. ("RC&D") for the cleanup of the SAWS-Bill Miller Site (#70892) in Bexar County, Texas, a major illegal dump site. Sepcifically, the contribution will be used to pay for the cost of collecting and properly disposing of the illegally dumped tires. 10/10/2003 1.000:1 37,500.00 7,500.00 15,000.00 Solutia, Inc. will make a cash contribution to the Alvin Independent School District in Brazoria County. The contribution will be used in Alvin School District's Hood-Case Environmental Science Center project to create an outdoor science center which will directly improve the environment and where students will be shown hands-on scientific experiements. 06/13/2004 1.000:1 17,044.00 3,409.00 0.00 Will contribute to the Education Foundation of Harris County for its Adopt-A- School Bus Project in Galveston County. Monies will be used to cover the direct cost of purchasing new "clean technology" buses, or for retrofitting and refurbishing existing diesel school buses. 05/14/2004 1.000:1 71,000.00 14,200.00 28,400.00 RC&D Plugging Abandoned Water Wells: Contribution will be used to pay TCEQ certified contractors to plug abandoned water wells where there is no responsible party that can be identified to plug the wells. Contributions will be used to provide a day for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. 08/28/2004 1.000:1 45,087.00 9,017.00 18,035.00 Will contribute the the Texas Association of Resource Conservation and Development Areas, Inc., Household Hazardous Waste Clean-up, in Angelina County. Contribution will be used to pay for the direct costs of collection, recycling and disposal of household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers. 07/30/2004 1.000:1 2,550.00 510.00 0.00 UTSMC will contribute to the Texas Department of Health, Environmental Health Institute monies will be used to cover the direct cost of the project to provide individuals in areas immediately surrounding federal or state superfund sites with health screening and health care related to exposure to contaminated sites. 05/14/2004 1.000:1 106,407.00 0.00 53,204.00 870,000.00 870,000.00 62,625.00 62,625.00 62,625.00 62,625.00 15,000.00 15,000.00 15,000.00 15,000.00 13,635.00 13,635.00 13,635.00 13,635.00 28,400.00 14,200.00 28,400.00 14,200.00 14,200.00 14,200.00 18,035.00 18,035.00 18,035.00 18,035.00 2,040.00 2,040.00 2,040.00 2,040.00 53,203.00 53,203.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 4 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program ENVIRONMENTAL ENHANCEMENT ATOFINA Petrochemicals, Inc. will contribute to Jefferson County for its Southeast Texas Regional Air Monitoring Network project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Jefferson County and the Texas Commission on Environmental Quality. SEP monies will be used to maintain the already existing air monitoring network in Jefferson County. The network includes seven monitoring stations. Ozone and NOx are measured at three locations (Sabine Pass, Mauriceville and the SE Texas Regional Airport), while VOCs are measured at six sites (Mauriceville, SE Texas Regional Airport, West Orange, Beaumont, Port Neches and Cove School). All dollars contributill be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 5956 Longhorn Glass Manufacturing, 07/30/2004 1.000:1 7,875.00 L.P. 0.00 3,938.00 POLLUTION PREVENTION Contribution to Harris County Meteorlogical Monitoring Equipment Project. Monies will be used to purchase meteorological monitoring equipment. These monitors will contribute data to the TCEQ's ozone monitoring system which will assist in tracking ozone plumes. AQ 5855 Duke Energy Field Services, L.P. 07/05/2004 1.000:1 12,500.00 0.00 6,250.00 POLLUTION PREVENTION Contribution to RC&D's Wastewater Treatment Assistance Project, in Martin County, which will be used to cover the direct cost of the project to provide low-income rural homeowners with failing on-site wastewater treatment systems assistance to enable repair or replacement of their failing systems AQ 268 Marathon Oil Company 08/28/2004 1.000:1 186,675.00 37,335.00 74,670.00 ENVIRONMENTAL ENHANCEMENT Marathon Oil Company will donate 445 acres of land located along the Pecos River in Crockett County to the TransPecos Foundation. The property is located in far northwest Crockett County approximately eight miles northwest of the City Iraan. The land will be deed restricted for use only as a nature preserve. AQ 9240 Hunt Oil Company CLEAN UP 07/05/2004 1.000:1 28,125.00 5,625.00 11,250.00 Will clean up approximately 10 sites located along roadways in rural Henderson County. Contract labor and wquipment will be used to complete the project. The illegally dumped material is primarily comprised of tires and will be properly disposed. The county has already psoted no dumping signes at the sites and has ticketed individuals for illegal dumping. In addition, a second nuisance control officer has recently been hired and will aid in the detection and arrest of those who are dumping waste materials illegally. IHW 511 Engine Components, Inc. POLLUTION PREVENTION 10/10/2003 1.000:1 44,000.00 0.00 22,000.00 Engine Components, Inc. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") Plugging Abandoned Water Wells Project, in Bexar County, Texs. MSW 2893 City of La Grulla POLLUTION REDUCTION 11/02/2003 1.000:1 15,500.00 3,100.00 0.00 The City of La Grulla will connect water service to 5 low-income individuals in the Gabriela Colonia who currently have substandard service. SEP monies will be used for all tap fees, water meters and costs associated with connecting the 5 low-income home owners to water service. This SEP provides a discernible environmental benefit because the low income households currently receiving low water pressure will receive adequate water pressure after the project is completed that will eliminate cross contamination due to water siphoning backwards into pipes. MSW 2718 Starr County CLEAN UP 10/10/2003 1.000:1 4,500.00 900.00 0.00 Starr County will clean-up and properly dispose of abandoned tires and debris along El Charco Blanco Road in Starr County. MSW 2350 CITY OF BARTLETT 08/30/2004 1.000:1 3,750.00 0.00 0.00 53,203.00 3,937.00 3,937.00 6,250.00 6,250.00 74,670.00 74,670.00 11,250.00 11,250.00 22,000.00 22,000.00 12,400.00 12,400.00 3,600.00 3,600.00 3,750.00 53,203.00 3,937.00 3,937.00 6,250.00 6,250.00 74,670.00 74,670.00 11,250.00 11,250.00 22,000.00 22,000.00 12,400.00 12,400.00 3,600.00 3,600.00 3,750.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 5 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program CLEAN UP The City of Bartlett will conduct "Beautify Barlett", a one day municipal waste collection event for Bartlett residents to bring tires, batteries, and bulky trash to 100 South Emma, across from the City Hall in Bartlett, Texas. Five 40 cubic yard dumpsters will be available for tire and trash collection, and one 3 cubic yard dumpster will be available for battery collection. SEP monies will pay for labor, disposal fees, and heavy equipment. MSW 635 City of Wichita Falls CLEAN UP 05/24/2004 1.000:1 13,650.00 0.00 0.00 The City of Wichita Falls will conduct and advertise a used tire collection day for its citizens. The city will collect and properly dispose of the tires at no cost to the citizens. SEP monies will be used to pay for the direct costs of collecting and properly disposing of the tires. MSW 9940 POLK COUNTY CLEAN UP 06/13/2004 1.000:1 2,500.00 0.00 0.00 Polk County will work through a TCEQ certified contractor to pull and properly dispose of a petroleum storage tank ("PST") located at 1520 North Houston Street in Livingston, Polk County, Texas. No responsible party is able to remove the PST because the PST is located on property that the county acquired through a foreclosure for failure to pay delinquent ad valorem taxes. SEP monies will be used to pay a TCEQ certifed contractor to remove the tank, properly dispose of the tank and test for contaminants. MSW 2722 BROOKS COUNTY CLEAN UP 07/30/2004 1.000:1 10,605.00 0.00 0.00 Brooks County Landfill will hold city-wide cleanups. Citizens will bring in construction and demolition debris, refrigerators, freezers, and tires at no cost to the citizens. SEP monies will be used to pay for the direct costs of collecting and properly disposing of the solid waste. Waste that is not accepted by the landfill will be transported to the City of Alice's Type I landfill. PST 2759 City of Lubbock CLEAN UP 08/30/2004 1.000:1 4,500.00 900.00 0.00 The City of Lubbock will clean-up four illegal dump sites located on public property in Lubbock County. The sites are located at 3602 E. Broadway, 1202 Idalou Road, 2001 Ursuline, and 1602 Drake. The City of Lubbock has patrolled the area and ticketed individuals who have dumped at these sites. SEP monies will be used to cover the cost of removal and for further discouraging future dumping. The city will increase enforcement at these identified dump site areas through the use of no dumping signs and by the strategic placement and rotation of two specially designed motion-sensitive video cameras. The City of Lubbock will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. PST 9108 CALVERT, DON POLLUTION PREVENTION 07/01/2004 1.000:1 3,800.00 0.00 1,900.00 Calvert will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D"), Plugging Abandoned Water Wells Project in Denton County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to work with TCEQ certified contractors to plug abandoned water wells where there is no responsible party that can be identified to plug the wells. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations PST 5543 West Texas Gas, Inc. POLLUTION PREVENTION 09/25/2003 1.000:1 1,000.00 0.00 500.00 The contribution will be used to cover the direct cost of the project to collect household hazardous waste, large metal applicances and tires from citizens and properly dispose of the household hazardous waste, large metal appliances and tires at no cost to the citizens. PST 9283 Ikes's Texaco, Inc. 08/30/2004 1.000:1 4,750.00 0.00 2,375.00 * There are Multiple Respondent Names associated to this Case No. 3,750.00 13,650.00 13,650.00 2,500.00 2,500.00 10,605.00 10,605.00 3,600.00 3,600.00 1,900.00 1,900.00 500.00 500.00 2,375.00 October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps 3,750.00 13,650.00 13,650.00 2,500.00 2,500.00 10,605.00 10,605.00 3,600.00 3,600.00 1,900.00 1,900.00 500.00 500.00 2,375.00 Page 6 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program CLEAN UP Will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean-up illegal tires sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government and where responsible efforts have been made to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of debris and tires. PWS 5911 Lake Brownwood Christian Retreat CLEAN UP 06/13/2004 1.000:1 1,613.00 0.00 0.00 The non-profit company will remove and properly dispose of trash and debris from the waterway of Lake Brownwood at a nearby Girl Scout Camp. The trash and debris washed ashore at the Girl Scout Camp after the lake flooded. The project will help remove contaminants from watersheds around Lake Brownwood and improve water quality in the region. 100% offset. PWS 5739 City of Port Arthur ENVIRONMENTAL ENHANCEMENT 01/30/2004 1.000:1 1,125.00 225.00 0.00 The City of Port Arthur will contribute to the National Audubon Society. The contribution will be used in the Houston Chapter of the National Audubon Society for its Port Arthur Bird Sanctuary, Habitat Enhancement project. The project involves removing non-native Tallow trees from the wetland sanctuary with environmentally safe herbicides. This SEP will provide a discernible environmental benefit by enhancement of wetlands which will increase habitat for native birds and other wildlife. PWS 9873 City of Sonora POLLUTION PREVENTION 08/13/2004 1.000:1 8,636.00 0.00 0.00 The City of Sonora will advertise and conduct a two day city-wide collection event in which citizens may bring refrigerators, tires, household hazardous waste, and municipal solid waste to "roll-off" containers located at the City's Customer Convenience Station. PWS 5646 Sonora Investments, LLC POLLUTION REDUCTION 03/14/2004 1.000:1 2,438.00 0.00 1,238.00 Wastewater treatment assistance for low income homeowners with failing on-site systems PWS 5899 City of Edinburg POLLUTION PREVENTION 12/05/2003 1.000:1 19,900.00 3,980.00 0.00 The City will connect sewer service to 11 low income homes that currently use substandard, failing septic tanks. The City will install sanitary sewer lines from the City's main sewer line to the houses and install drain connections. The City will also clean and fill the existing septic systems so that the systems are properly abandoned. SEP monies will be used for direct cost of installing the lateral sewer lines, and drain connections, and for cleaning the sewer line and existing septic systems. The low-income home owners will not be charged for any of the tap fees and installation costs. PWS 7443 City of Graham CLEAN UP 07/05/2004 1.000:1 16,302.00 0.00 0.00 The City of Graham will clear out approximately 2951 feet of Mad Creek, which runs through the city and is a drainage tributary of Salt Creek and the Brazos River. The maintenance of this creek is the responsibility of the homeowners who are all low-income. The city will obtain the necessary easements. Mad Creek has become overrun with brush, trees and other vegetation which restrict the drainage and cause ponding of water and flooding. PWS 5968 City of Weslaco POLLUTION REDUCTION 11/02/2003 1.000:1 3,960.00 0.00 0.00 City of Weslaco will contribute to the Border Water Works Colonia and Wastewater Self-Help Project in Hidalgo County. Specifically, the contribution will be used to team with people living in colonias to solve water and wastewater problems by working together to build water and wastewater infrastructures. PWS 11899 GIRL SCOUTS OF SOUTH TEXAS COUNCIL ENVIRONMENTAL ENHANCEMENT 08/30/2004 1.000:1 1,240.00 0.00 0.00 Contribute to The Nature Conservancy's Texas City Prairie Preserve project in Galveston County. The contribution will be used to pay for the direct cost of the project to pay for the removal of Chinese Tallow trees on the preserve. * There are Multiple Respondent Names associated to this Case No. 2,375.00 1,613.00 1,613.00 900.00 900.00 8,636.00 8,636.00 1,200.00 1,200.00 15,920.00 15,920.00 16,302.00 16,302.00 3,960.00 3,960.00 1,240.00 1,240.00 October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps 2,375.00 1,613.00 1,613.00 900.00 900.00 8,636.00 8,636.00 1,200.00 1,200.00 15,920.00 15,920.00 16,302.00 16,302.00 3,960.00 3,960.00 1,240.00 1,240.00 Page 7 of 15 Single Program Appendix 12: List of SEP's & SEP Projects - FY2004 WATE 7444 City of Graham CLEAN UP WATE 2595 City of Terrell CLEAN UP WQ 977 City of San Augustine POLLUTION PREVENTION WQ 2642 City of Rockdale POLLUTION PREVENTION WQ 6461 South Hampton Refining Co POLLUTION PREVENTION WQ 8236 City of Trenton ENVIRONMENTAL ENHANCEMENT WQ 9855 City of Stockdale 07/01/2004 1.000:1 4,275.00 0.00 0.00 The City of Graham will clear out approximately 760 feet of Mad Creek, which runs through the city and is a drainage tributary of Salt Creek and the Brazos River. The maintenance of this creek is the responsibility of the homeowners who are all low-income. The city will obtain the necessary easements. Mad Creek has become overrun with brush, trees and other vegetation which restrict the drainage and cause ponding of water and flooding. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Graham will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 04/05/2004 1.000:1 1,943.00 0.00 0.00 The City of Terrell will clean-up an illegal dump-site located by the bridge over Kings Creek off the southwest side of the bridge on Airport Road in Terrell. The illegally dumped items include tires and other waste. All waste collected will be properly disposed. 03/14/2004 1.000:1 23,100.00 0.00 0.00 The City of San Augustine will extend lateral lines for sewer service to approximately 25 homes on Farm Road 711 in the Sunset Area, Butts Addition, Northwest of the City of San Augustine, which are currently utilizing failing on-site septic systems. The home owners are low-income and are financially unable to afford connecting to the main sewer line themselves. All tap fees and connection fees normally charged to homeowners will be waived. Lift stations may be installed as necessary to provide the sewer line connections. The City of San Augustine is under no other legal obligation to install these lift stations and will only install these lift stations as necessary to provide sewer line connections as part of the SEP. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of San Augustine will use SEP monies only for the direct cost of implementing the project and no portion will be spent on administrative costs. 03/05/2004 1.000:1 8,200.00 1,640.00 0.00 The City of Rockdale will coordinate with the Texas Association of Resource Conservation and Development Areas, Inc. to hold a used tire collection day for citizens in the City of Rockdale. This SEP will provide a discernible environmental benefit by helping to properly dispose of used tires that could otherwise end up being improperly disposed of and contaminating the environment. 10/19/2003 1.000:1 5,400.00 0.00 2,700.00 The contribution will be used to cover the direct cost of the project to purchase specialized equipment used in hazardous material spills and donate it to the Hardin County Emergency Management. Equipment will include four haz-mat Level B Suits and one Orion 4 gas meter. 10/10/2003 1.000:1 6,120.00 0.00 0.00 The City of Trenton will implement erosion control measures along drainage ways and create new drainage culverts where needed. The area to be worked on is approximately 800 feet and isolated in the eastern portion of the city which is economically disadvantaged. This SEP will provide a discernible environmental benefit by preventing flooding and erosion in the eastern part of the city, which will improve water quality in the creeks. Proper drainage in the area will help prevent household hazardous waste from being washed away from homes into nearby lakes and creeks. 04/19/2004 1.000:1 5,400.00 0.00 0.00 4,275.00 4,275.00 4,275.00 4,275.00 1,943.00 1,943.00 1,943.00 1,943.00 23,100.00 23,100.00 23,100.00 23,100.00 6,560.00 6,560.00 6,560.00 6,560.00 2,700.00 2,700.00 2,700.00 2,700.00 6,120.00 6,120.00 6,120.00 6,120.00 5,400.00 5,400.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 8 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION REDUCTION WQ 2498 City Of Shamrock CLEAN UP WQ 1052 City of Gregory POLLUTION PREVENTION WQ 2703 City of Skellytown POLLUTION PREVENTION WQ 10361 FMC Technologies, Inc. ENVIRONMENTAL RESTORATION WQ 797 City of Mission POLLUTION PREVENTION WQ 2803 Federal Bureau of Prisons The City of Stockdale will provide wastewater treatment assistance to one low-income family within the City of Stockdale that does not have city sewer service and is using an on-site porta-potty and the City will provide proper disposal of used tires. $5000 will be spent to extend the main sewer line to the low-income home and $400 will be used for the cost of properly disposing of tires collected at the city's new hazardous waste and tire collection facility. This SEP has a discernible benefit to the environment by helping to prevent household wastewater from polluting yards and roadside ditches. 11/02/2003 1.000:1 19,795.00 0.00 0.00 The City of Shamrock will work through a TCEQ certified contractor to pull and properly dispose of six 8,000 gallon underground petroleum storage tanks (PSTs) located at the corner of Missouri Street and East 12th Street in Shamrock. No responsible party can be found for the clean-up of the PSTs because the PSTs are located on property that the city acquired when no bids were placed on the property for foreclosure sale and delinquent ad valorem taxes. This SEP will provide a discernible environmental benefit by removing PSTs that can leak and contaminate the environment. 10/10/2003 1.000:1 44,375.00 0.00 0.00 The City of Gregory will contribute to the Texas Association of Resource Conservation and Development Areas, Inc ("RC&D") to be used to fund two Household Hazardous Waste Collection events in San Patricio County. This SEP will provide a discernible environmental benefit by providing a means of properly disposing of household hazardous waste which might otherwise be disposed of in storm drains, the sewage system, or by other wasy which may be detrimental to the environment. 12/05/2003 1.000:1 4,200.00 0.00 0.00 The City of Skellytown will clean-up land owned by Arrington Farms, but which has been leased to the city. The land is 160 feet from the Santa Fe Well, which is the main water supply for the city . Items dumped that will be cleaned-up and properly disposed of include batteries, paint, oil containers, old applicances, concrete roofing materials. The city will also conduct an old tire collection day, where the city will advertise to citizens to bring in their old tires so that the city can collect the tires and properly dispose of the tires at no cost to the citizens. 07/05/2004 1.000:1 19,950.00 0.00 9,975.00 FMC Technologies Inc. will contribute to the Houston Audubon Society's Edith L. Moore Nature Sanctuary Erosion Control project. SEP monies will pay for labor and materials to control erosion on the banks of Rummel Creek. The erosion is harming the footbridge across from the creek, which connects the sanctuary environmental education facilities to three quarters of the sanctuary and the parking lot used by school buses. This urban sanctuary is visited by more than 5,000 school children each year. 09/25/2003 1.000:1 29,500.00 0.00 0.00 Contribution will be used to provide low income homeowners with no water or waste water service or who have failing on-site wastewater treatment systems with technical and financial assistance to install, repair or replace those water and wastewater sewage systems. 03/14/2004 1.000:1 5,000.00 0.00 0.00 5,400.00 19,795.00 19,795.00 44,375.00 44,375.00 4,200.00 4,200.00 9,975.00 9,975.00 29,500.00 29,500.00 5,000.00 5,400.00 19,795.00 19,795.00 44,375.00 44,375.00 4,200.00 4,200.00 9,975.00 9,975.00 29,500.00 29,500.00 5,000.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 9 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION PREVENTION WQ 2553 City of Lakeport POLLUTION REDUCTION WQ 11357 RANKIN ROAD WEST MUD ENVIRONMENTAL ENHANCEMENT WQ 1192 Luce Bayou Pud ENVIRONMENTAL RESTORATION WQ 10235 CITY OF CADDO MILLS CLEAN UP WQ 1040 MATAGORDA COUNTY CLEAN UP WQ 2317 City of Ore City POLLUTION REDUCTION WQ 333 Gulf Marine Fabricators, Inc. POLLUTION REDUCTION WQ 2009 Texas Parks & Wildlife Department The Federal Bureau of Prisons will retire a vehicle that runs on unleaded gasoline and replace that vehicle with a cleaner burning Ford Compressed Natural Gas ("CNG") vehicle. The CNG vehicle will cost the Federal Bureau of Prisons approximately $19,738.00 to purchase and a similar vehicle that runs on unleaded gasoline would cost the Federal Bureau of Prisons approximately $11,214.00 to purchase. There is no requirement for the Federal Bureau of Prisons to purchase the CNG Vehicle. SEP monies will be used for the purchase of Ford Compressed Natural Gas ("CNG") vehicle. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Federal Bureau of Prisons will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 08/13/2004 1.000:1 20,900.00 0.00 0.00 City of Lakeport will contribute to the Gregg County's "Assistance for Failing Septic Systems" project to pay for the direct costs of materials and labor for providing assistance to homeowners in the county to repair or replace failing on-site septic systems. 08/13/2004 1.000:1 4,400.00 880.00 0.00 Rankin Road West Municipal Utility District will contribute to the Audubon Society's Edith L. Moore Nature Sanctuary Removal of Fire Hazard Project in Harris County. Contributions will be used to cover the cost of controlling a Pine Bark Beetle infestation that has resulted in large quantities of dead wood on the ground in an urban sanctuary. 09/25/2003 1.000:1 19,475.00 0.00 0.00 The contribution will be used for restoration efforts at the Trinity River National Wildlife Refuge in Liberty County. 08/30/2004 1.000:1 8,350.00 0.00 0.00 The City of Caddo Mills will provide for the delivery and pick-up of four 40 yard dumpsters for a general clean-up day for two weekends in 2004. In addition, the city will provide an area wide tire and battery clean-up day in conjunction with the Hunt County Abatement Office and Duncan Disposal at a central location. The city will also arrange for the collection of used motor and cooking oil with an approved collection site. SEP monies will be used to pay for the associated labor and disposal costs. 05/14/2004 1.000:1 15,750.00 0.00 0.00 Will remove and properly dispose of illegally dumped waste at approximately six sites located at (1) County Road 418 and Descrow Creek; (2) County Road 411 and Wilson Creek; (3) County Road 432 and Briar Creek; (4)County Road 472 and East Carancahua River; (5) County Road 523 and Tres Palacios River; and (6) County Road 437 and unnamed tributary of Tres Pacios River. No responsible parties can be identified to properly dispose of the illegally dumped waste at these sites. The County has made great efforts to prevent the dumping, including prosecuting those who have illegally dumped near these sites. The County has recently become involved with the Houston-Galveston Area Counsel and its illegal dumping prevention programs which include providing training to law enforcement and code enforcement personnel in tactics of surveillance, investigation and prosecution of illegal dumping. The County also has and is putting up more illegal dumping signs at each of the sites. 03/14/2004 1.000:1 10,751.00 2,151.00 0.00 The contribution will be used to cover the direct cost of collection and removal of debris from illegal dump sites, recycling of materials where it is feasible, and for properly disposing of non-recyclable waste. 08/30/2004 1.000:1 19,500.00 1,600.00 8,950.00 Wastewater treatment assistance project in San Patricio County. 07/30/2004 1.000:1 9,775.00 0.00 0.00 5,000.00 20,900.00 20,900.00 3,520.00 3,520.00 19,475.00 19,475.00 8,350.00 8,350.00 15,750.00 15,750.00 8,600.00 8,600.00 8,950.00 8,950.00 9,775.00 5,000.00 20,900.00 20,900.00 3,520.00 3,520.00 19,475.00 19,475.00 8,350.00 8,350.00 15,750.00 15,750.00 8,600.00 8,600.00 8,950.00 8,950.00 9,775.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 10 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION REDUCTION WQ 990 ConocoPhillips Company ENVIRONMENTAL ENHANCEMENT TPWD will conduct an erosion control project to a portion of the banks of Inks Lake at Inks Lake State Park in Burnet County. TPWD will place T-Lock concrete blocks, replace lost topsoil and plant native trees and grasses to stop the erosion. TPWD will also remove 100 creosote railroad ties and rusted rebar that were used to stop erosion and are no longer effective. This SEP will provide a discernible environmental benefit by helping eliminate erosion, replacing vegetation lost to erosion and improving water quality in Inks Lake. 08/30/2004 1.000:1 140,250.00 0.00 70,125.00 ConocoPhillips Company will contribute to the City of Sweeny for its Wastewater Collection Improvement project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the City of Sweeny and the Texas Commission on Environmental Quality. The City of Sweeny is an economically depressed area. Over fifty percent of its residents are low income. The city would qualify for grants from the Texas Water Development Board byt has not recieved and will not receive nearly enough to make all needed improvements to the wastewater collection system. SEP monies will be used to pay for labor, equipment, and materials cost for improvements to the wastewater collection system. SEP monies will be used to pay for labor, equipment, and material costs for improvements to the wastewater collection system. The city is currently in compliance regarding its wastewater treatment facility and collection system. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. Thie SEP will be done in accordance with all federal, state and local environmental laws and regulations. This SEP will provide a discernable environmental benefit by the improvement of the existing aging wastewater collection system. Improvements made by this SEP will significantly redcue the inflow and infiltration to the collections system. Improvements made by this SEP will significantly reduce the inflow and infiltration to the collections system. In addition, the reduction of influent to the treatment plant will minimize the erratic loadings of storm water and allow for more controlled and efficient biological treatment within the plant. This upgrade will prevent a potential overload of the current collection system during heavy rainfalls which could result in the release of partially treated effluent to nearby surface and groundwater. 9,775.00 70,125.00 70,125.00 WQ 2580 CITY OF COLMESNEIL ENVIRONMENTAL ENHANCEMENT 12/05/2003 1.000:1 3,000.00 600.00 0.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas, Inc. and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to cover the direct cost of the project to purchase specialized equipment and materials needed to respond to hazardous waste spills and hazardous gas emissions. The equipment and materials will be supplied to Volunteer Fire Departments, Emergency Medical Services, Emergency Response Teams, and other Volunteer Response Groups. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. WQ 2752 City of Abilene ENVIRONMENTAL ENHANCEMENT 11/16/2003 1.000:1 6,750.00 1,350.00 0.00 The City of Abilene will provide reclaimed water to maintain water levels in Lake Kirby at or above the minimum level required to maintain fish and to provide a sanctuary for birds and migratory fowl. SEP monies will be used to cover the cost of electricity for pumping approximately 200 million gallons of reclaimed water from the City of Abilene's wastewater treatment plant into Lake Kirby over a period of twelve months. The City of Abilene will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. WQ 9951 City of Tenaha 08/28/2004 1.000:1 2,000.00 400.00 0.00 * There are Multiple Respondent Names associated to this Case No. 2,400.00 2,400.00 5,400.00 5,400.00 1,600.00 October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps 9,775.00 70,125.00 70,125.00 2,400.00 2,400.00 5,400.00 5,400.00 1,600.00 Page 11 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION PREVENTION WQ 2735 Thousand Trails, Inc. POLLUTION REDUCTION WQ 14832 CITY OF CAMPBELL CLEAN UP WQ 2755 City of Sabinal POLLUTION PREVENTION WQ 1917 Orange County Water Control and Improvement District No. 1 POLLUTION PREVENTION WWA 4021 Pilgrim Poultry GP The City of Tenaha will conduct a one day clean up project in which citizens may bring household garbage to "roll-off" dumpsters provided by the City. The City will then transport the collected garbage to a landfill. The SEP will cover the cost of renting two dumpsters for one day at $1,300. The remaining funds will be used for city employees who will monitor the project. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Tenaha will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 03/22/2004 1.000:1 10,800.00 0.00 5,400.00 Thousand Trails, Inc. will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") Wastewater Treatment Assistance Project in Rains County, Texas. Contribution will be used to cover the direct cost of the project to provide low income rural homeowners with failing on-site wastewater treatment systems assistance in the repair or replacement of their failing systems. 08/30/2004 1.000:1 12,360.00 0.00 0.00 Will conduct a used tire and battery collection project in conjunction with the Hunt County Environmental Enforcement Section. The City of Campbell will purchase the following equipment and donate the equipment to the Hunt County Environmental Enforcement Section: cutting blades to be used on an existing tire cutting machine owned by the Hunt County Environmental Enforcement Section, a six-feet by 12-feet hydraulic dump trailer that has three-feet high metal sides and a rollback containment cover, and trash collection bags. The City of Campbell will also pay for the proper disposal costs of approximately six 40-yard dumpsters of collected tires and used batteries. SEP monies will be spent to purchase the equipment to be donated and for the disposal costs of the approximately six 40-yard dumpsters. 08/30/2004 1.000:1 6,560.00 1,312.00 0.00 The City of Sabinal will conduct and advertise a used tire collection day for its citizens. The City of Sabinal will collect and properly dispose of the tires at no cost to its citizens. The City of Sabinal will also go to areas where tires have been illegally dumped and collect those tires and properly dispose of them. The City of Sabinal has made diligent efforts to keep people from dumping tires in these areas by putting up no dumping signs and patrolling the areas where illegal tire dumping has occurred. SEP monies will be used for direct costs of collecting and properly disposing of the used tires. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The City of Sabinal will use SEP monies only for the direct cost of implementing the project, and no portion will be spent on administrative costs. 11/16/2003 1.000:1 5,000.00 1,000.00 0.00 The Orange County Water Control and Improvement District No. 1 will install low pressure sewer systems that include tanks, controls, pumps and complete household connections to two low-income households that currently have failing septic systems on 300 Willa Street and 3064 Zo Ann Drive in Vidor, Texas. SEP monies will be used for labor, equipment, and tap costs for the installation of the two low pressure sewer systems. All tap fees for the installation of the two low pressure sewer systems will be waived by the Orange County Water Control and Improvement District No. 1, so that no costs will be incurred by the two low income households in the installation of the systems. 04/19/2004 2.000:1 200,000.00 0.00 100,000.00 1,600.00 1,600.00 5,400.00 5,400.00 5,400.00 5,400.00 12,360.00 12,360.00 12,360.00 12,360.00 5,248.00 5,248.00 5,248.00 5,248.00 4,000.00 4,000.00 4,000.00 4,000.00 200,000.00 100,000.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 12 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Single Program POLLUTION REDUCTION Pilgrim Poultry, G.P. will contribute to Northeast Texas Municipal Water District. Specifically, the contribution will be used in the project titled "Wastewater Treatment Assistance" under which NETMWD will provide assistance to low-income homeowners to repair or replace failing on-site septic systems. This SEP will provide a discernible environmental benefit by protecting water sources for drinking, recreation, and wildlife from contamination from failing septic systems. 200,000.00 100,000.00 WWA 1125 R J SMELLEY COMPANY INC CLEAN UP 05/24/2004 1.000:1 2,250.00 0.00 1,125.00 Will contribute to the Texas Association of Resource Conservation and Development Areas, Abandoned Tire Cleanup Project in Parker County. The contribution will be used to cover the direct cost of the project to coordinate with local city and county government officials to cleanup sites where tires have been disposed of illegally. 1,125.00 1,125.00 1,125.00 1,125.00 WWA 3772 Calvin Pareo dba Pareo Dairy POLLUTION REDUCTION 04/19/2004 1.000:1 4,000.00 0.00 2,000.00 Mr. Pareo will contribute to Resource Conservation and Development, Inc. Specifically, the contribution will be used in the Leon-Bosque RC&D, Wastewater Treatment System Assistance project which provides low income rural homewoners, who have failing on-site wastewater treatment systems, with technical and financial assistance to enable repair or replacement of the failing system. This SEP will provide a discernible environmental benefit by protecting water sources for drinking, recreation, and wildlife from contamination. 2,000.00 2,000.00 2,000.00 2,000.00 Count of Single Program Orders: 80 Total: 3,736,009.00 144,692.00 1,588,229.00 2,103,088.00 2,003,088.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 13 of 15 Appendix 12: List of SEP's & SEP Projects -FY2004 Multi-Media Program Date Range Selected : 09/01/2003 - 08/31/2004 PGM Case No. Respondent Name MM 5803 City of Alice POLLUTION REDUCTION MM 9670 Nacogdoches County POLLUTION PREVENTION MM 5813 Waste Management of Texas, Inc. POLLUTION PREVENTION ENVIRONMENTAL RESTORATION MM 3588 City of Kountze ENVIRONMENTAL ENHANCEMENT MM 6699 Ransom Industries, LP POLLUTION PREVENTION MM 2792 CITY OF THE COLONY Effective Date Ratio Assessed Amt Deferred Amt Payable Amt 05/24/2004 1.000:1 1,363.00 273.00 0.00 The City of Alice will clean the septic tanks of approximately eleven homes located in the City of Alice. All eleven homes currently have septic systems that are in danger of overflowing into the immediate environment. SEP Cost 1,090.00 1,090.00 SEP Offset 1,090.00 1,090.00 07/30/2004 1.000:1 16,875.00 3,375.00 0.00 Nacogdoches County will contribute to Texas Association of Resource Conservation & Development Areas, Inc.'s ("RC&D") Wastewater Treatment Assistance project in Nacogdoches County, Texas. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Texas Association of Resource Conservation and Development Areas and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for the cost of assistance to rural homeowners with failing on-site wastewater treatment systems. This SEP will provide a discernible environmental benefit through the protection of water resources for drinking, recreation, and wildlife. This project will aid in preventing contamination from failing treatment systems. 13,500.00 13,500.00 13,500.00 13,500.00 07/05/2004 1.000:1 244,420.00 0.00 122,210.00 122,210.00 122,210.00 The county will clear out debris including trees and municipal solid waste from Walnut Creek. The accumulation of debris has diverted the natural flow of water and accelerated erosion of the creek. The debris als ocauses pooling of water in many areas which are breeding grounds for mosquitos. Contribution to the Travis County Clean-up illegal dump sites project. Located in Travis County within a three mile radius of the Austin Community Recycling and Disposal Facility, located at 9900 Giles Road in Austin, Travis County, Texas to clean up illegal dumps sites. The dump sites selected by Travis County shall be sites on public lands where Travis County has been unable to stop illegal dumping despite making reasonable efforts to do so, and where no responsible party is available to clean up the property. Any funds remaining after from the clean up project will be used to install new water system connections in the Northridge Acres Subdivision, which is served by Northridge WSC. 97,210.00 97,210.00 25,000.00 25,000.00 10/10/2003 1.000:1 14,938.00 0.00 0.00 The City of Kountze will purchase two (2) WPRV3, three (3) WPRV4 and three (3) WATP-1500 Variable Foam Proportion and Loose Equipment Systems and donate the systems to the Kountze Volunteer Fire Department. This SEP will provide a discernible environmental benefit by allowing the fire department to more adequately respond to, contain and clean-up environmental hazards and accidents. The equipment will also conserve approximately three times the amount of water used when the fire department responds to environmental hazards and accidents. 14,938.00 14,938.00 14,938.00 14,938.00 05/14/2004 1.000:1 112,250.00 0.00 56,125.00 Will contribute to the RC&D. Contributions will be used in the Wastewater Treatment Assistance Program to provide low income rural homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of the failing system. 56,125.00 56,125.00 56,125.00 56,125.00 01/08/2004 1.000:1 20,535.00 4,000.00 16,535.00 16,535.00 16,535.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 14 of 15 Appendix 12: List of SEP's & SEP Projects - FY2004 Multi-Media Program POLLUTION REDUCTION The City of the Colony will contribute to the Texas Association of Resource Conservation and Development Areas, Inc., Wastewater Treatment Assistance Project, in Denton County. The contribution will be used to cover the direct cost of the project to provide low income homeowners with failing on-site wastewater treatment systems technical and financial assistance to enable repair or replacement of their failing systems. This SEP will provide a discernible benefit to the environment by preventing possible contamination of watersheds resulting from household wastewater of failing septic systems entering roadside ditches and yards. 16,535.00 16,535.00 MM 5811 BFI WASTE SYSTEMS OF NORTH AMERICA, INC. ENVIRONMENTAL ENHANCEMENT 07/05/2004 1.000:1 28,000.00 0.00 14,000.00 Contribution to Travis County. The county will clear out debris including trees and municipal solid waste from Walnut Creek. The accumulation of debris has diverted the natural flow of water and accelerated erosion of the creek. The debris als ocauses pooling of water in many areas which are breeding grounds for mosquitos. 14,000.00 14,000.00 14,000.00 14,000.00 MM 6031 NUECES COUNTY WCID 5 ENVIRONMENTAL ENHANCEMENT 07/05/2004 1.000:1 6,600.00 0.00 0.00 Nueces County WCID No. 5 will contribute to Texas A&M Kingsville's South Texas Constructed Wetland and Water Reuse Project. Contribution will pay for collection and reclamation of wastewater from cooling towers at the University by channeling the water into a constructed wetland. The wetland will be approximately one acre. The wetland will purify the reclaimed water and also create habitats for native plants and wildlife. After flowing through the wetland, excess water will be pumped into a drip irrigation system designed to conserve water through efficient irrigation, minimizing evaporation losses. SEP monies will pay for constructing the wetland, purchasing the plants, constructing the wastewater collection system and storage basin, collecting and monitoring samples of the water for quality, and making irrigation system modifications 6,600.00 6,600.00 6,600.00 6,600.00 MM 9681 City Of Jasper CLEAN UP 08/30/2004 1.000:1 15,812.00 210.00 0.00 Will extend first time sewer service to approximately six households which are presently connected to failing on-site septic systems. The failing on-site septic systems are also located in soil composed primarily of heavy clays which have high plasticity and low absorption qualities of the surrounding soil causes untreated sewage to migrate to the surface. 15,602.00 15,602.00 15,602.00 15,602.00 MM 13245 AEP Texas North Company CLEAN UP 07/05/2004 1.000:1 7,970.00 1,270.00 3,350.00 Will contribute to the Texas Association of Resource Conservation and Development Areas in Tom Green County. SEP monies will pay for RC&D's Household Hazardous Waste Clean-up Project in Tom Green County. SEP monies will be used to pay for the cost of the household hazardous waste event's labor and disposal costs. 3,350.00 3,350.00 3,350.00 3,350.00 Count of Multi-Media Program Orders: 10 Grand Total Count of Orders: 90 Total: 468,763.00 Grand Total: 4,204,772.00 9,128.00 212,220.00 263,950.00 263,950.00 153,820.00 1,800,449.00 2,367,038.00 2,267,038.00 * There are Multiple Respondent Names associated to this Case No. October 15, 2004 \\NTCRYSTALAPS\SI\INPUT\REPORTS\ENFORCEMENTS\AR-LIST OF SEP AND SEP PROJECTS.RPT dnorwood/sps Page 15 of 15 Appendix 13: List of Court Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 9/22/2009 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No Respondent Name TCEQ ID County Order Date AQ 38384 IHW 3262 IHW 14489 MSW MSW MSW MSW MSW MSW MSW MSW MSW 30699 34895 24207 26144 32208 32208 26144 6059 35730 PST 32618 PST 5719 PST 4044 PST 2965 PWS PWS PWS 7423 6619 2099 WQ 26966 WQ 38387 WQ 30825 WQ 35158 Reytec Construction Resources, Inc. * HARRIS 08/24/2009 AQ Court Orders Issued: 1 Total: Astro Plating, Inc. 37656 BEXAR 07/13/2009 Marshall Holding Group, Inc. 50333 HARRISON 11/06/2008 IHW Court Orders Issued: 2 Total: BEALE, EDDIE NACOGDOCHES 07/13/2009 DIAZ, JUAN ANTONIO BEXAR 07/27/2009 Ellis, Angela DBA ELLIS AUTO DETAIL 6200080 TOM GREEN 09/29/2008 Jay Eisenberg 100054 DALLAS 02/03/2009 PORTER, CHARLES * 6200295 WOOD 12/11/2008 PORTER, CHARLES * 6200295 WOOD 07/29/2009 Randy Williams * 100054 DALLAS 01/22/2009 Safe Tire Disposal Corp. * 67506 BEXAR 10/27/2008 WEBB, LANCE * LUBBOCK 08/28/2009 MSW Court Orders Issued: 9 Total: CRAGHEAD, CURTIS * 43261 MITCHELL 08/24/2009 Faye Smein dba One Stop Grocery 33682 BELL 12/22/2008 GADDI, RIZWAN G 29865 HARRIS 12/17/2008 WINNETT, GERALD * 8250 EASTLAND 04/13/2009 PST Court Orders Issued: 4 Total: Deer Creek Ranch Water Co., LLC. * 2270049 TRAVIS 05/13/2009 LUCAS, GARY M 0710034 EL PASO 10/16/2008 Thunderbird Bay Water Services, Inc. 0250031 BROWN 06/05/2009 PWS Court Orders Issued: 3 Total: BARGER, JERRY LAMPASAS 11/05/2008 Dien Van Tran * HALE 07/21/2009 Flores Albert & Veronica BRAZORIA 09/05/2008 THOMPSON, GEORGE W SR WQ001194900 ANGELINA 09/15/2008 WQ Court Orders Issued: 4 Total: Penalty Assessed 36,250.00 36,250.00 307,220.00 127,800.00 435,020.00 90,750.00 0.00 46,631.63 20,000.00 539,350.00 0.00 10,616.00 2,071,250.00 100,001.46 2,878,599.09 32,075.00 1,156.00 192,050.00 518,894.70 744,175.70 140,000.00 0.00 70,000.00 210,000.00 80,500.00 1,000.00 0.00 0.00 81,500.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 40,000.00 0.00 0.00 0.00 0.00 0.00 0.00 40,000.00 0.00 0.00 0.00 0.00 0.00 60,000.00 0.00 20,000.00 80,000.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 36,250.00 36,250.00 307,220.00 127,800.00 435,020.00 90,750.00 0.00 6,631.63 20,000.00 539,350.00 0.00 10,616.00 2,071,250.00 100,001.46 2,838,599.09 32,075.00 1,156.00 192,050.00 518,894.70 744,175.70 80,000.00 0.00 50,000.00 130,000.00 80,500.00 1,000.00 0.00 0.00 81,500.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/22/2009 List of Court Orders Issued Page 1 of 2 Appendix 13: List of Court Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 9/22/2009 PGM Case No Respondent Name MM 1675 City of Edcouch MM 9664 Conner Steel Products Ltd MM 38264 KMCO, Inc. * MM 6465 Lyondell Chemical Company * MM 34059 MAJOR, DARYL MM 27741 PK B Interests, Ltd. * Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY TCEQ ID County Order Date TPDES005761 HIDALGO 07/12/2009 TXR05P061 TOM GREEN 09/25/2008 WQ000271200 HARRIS 07/24/2009 2178 NUECES 10/01/2008 SAN JACINTO 08/26/2009 100067 HARRIS 01/02/2009 MM Court Orders Issued: 6 Total: Total Court Orders Issued : 29 GrandTotal: Penalty Assessed 105,000.00 149,000.00 87,500.00 6,500,000.00 55,300.00 11,000.00 6,907,800.00 11,293,344.79 Penalty Deferred 55,000.00 50,000.00 37,500.00 1,000,000.00 0.00 0.00 1,142,500.00 1,262,500.00 Payable Amount 50,000.00 99,000.00 50,000.00 5,500,000.00 55,300.00 11,000.00 5,765,300.00 10,030,844.79 SEP Cost 0.00 50,000.00 75,000.00 1,000,000.00 0.00 0.00 1,125,000.00 1,125,000.00 SEP Offset 0.00 50,000.00 75,000.00 1,000,000.00 0.00 0.00 1,125,000.00 1,125,000.00 09/22/2009 List of Court Orders Issued Page 2 of 2 Appendix 14: List of Court Orders Issued FY 2008 Singles Programs Date Range Selected : 09/01/2007 - 08/31/2008 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County AQ 33579 AQ 35300 AQ 33645 AQ 32725 IHW IHW IHW IHW 501 32631 25526 31503 MSW MSW MSW MSW 36459 32886 2457 4853 OL 3559 PWS 25839 PWS 7452 WQ 36437 WQ 36395 WQ 32824 WQ 25275 WWA 26892 Jade Animal Farm, Limited Liability Company John David Hanover dba JRMD Construction Louisiana Gas Development Corporation Triple B Services, L.L.P. Eldorado Chemical Co. Inc. Extreme Metal Finishing, Inc. * SAVAGE, DONALD TM CORPUS CHRISTI SERVICES LIMITED PARTNERSHIP BARNETT, WILLIAM * HINOJOSA, ARMANDO JR Larry Fulton dba Chopperman Rogers Used Cars And Salvage Chris Seeman SHERIDAN, PHILIP Walter Duvall 5510 Acorn L.L.C. Homestead AutoSalvage, Inc. I M T-H I Harbor Pointe Lp Michlee Development Corporation John Roof dba Roof Dairy HARRIS HARRIS HARRIS 937834G HARRIS AQ Court Orders Issued: 4 TXD057567216 BEXAR TXR000078023 UPSHUR TXD988060539 DALLAS TXR000001016 NUECES IHW Court Orders Issued: 4 HARRIS 100083 BEXAR 455010001 GRAY JASPER MSW Court Orders Issued: 4 LAMB OL Court Orders Issued: 1 0150550 BEXAR 0140167 BELL PWS Court Orders Issued: 2 WQ0012772001 HARRIS TXR05U975 HARRIS HARRIS TXR15F301 TARRANT WQ Court Orders Issued: 4 WQ0003277000 JOHNSON WWA Court Orders Issued: 1 Order Date 07/21/2008 11/16/2007 08/06/2008 10/31/2007 Total: 07/21/2008 01/24/2008 07/14/2008 03/27/2008 Total: 06/17/2008 03/31/2008 03/27/2008 05/22/2008 Total: 04/25/2008 Total: 08/20/2008 07/31/2008 Total: 04/02/2008 01/04/2008 12/31/2007 10/02/2007 Total: 08/26/2008 Total: Penalty Assessed 12,438.00 Penalty Deferred 0.00 43,750.00 0.00 42,000.00 0.00 27,000.00 125,188.00 383,325.00 0.00 142,341.17 200,000.00 0.00 0.00 0.00 0.00 0.00 100,000.00 725,666.17 100,000.00 52,550.00 74,800.00 291,550.00 518,900.00 3,500.00 3,500.00 1,000.00 7,500.00 8,500.00 15,000.00 40,000.00 24,000.00 50,000.00 129,000.00 145,000.00 145,000.00 100,000.00 96,000.00 0.00 0.00 0.00 96,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 12,438.00 43,750.00 42,000.00 27,000.00 125,188.00 0.00 0.00 142,341.17 100,000.00 242,341.17 4,000.00 52,550.00 74,800.00 291,550.00 422,900.00 3,500.00 3,500.00 1,000.00 7,500.00 8,500.00 15,000.00 0.00 24,000.00 50,000.00 89,000.00 145,000.00 145,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100,000.00 100,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100,000.00 100,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 09/09/2008 List of Court Orders Issued Page 1 of 2 Multi-Media Programs Date Range Selected : 09/01/2007 - 08/31/2008 PGM Case No. Respondent Name MM 26679 City of La Villa MM 34530 REA, ALDO Appendix 14: List of Court Orders Issued FY 2008 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY TCEQ ID County Order Date WQ0014781001 HIDALGO HARRIS MM Court Orders Issued: 2 Total Court Orders Issued : 22 04/30/2008 01/11/2008 Total: GrandTotal: Penalty Assessed 32,025.00 13,125.00 45,150.00 1,700,904.17 Penalty Deferred 21,025.00 0.00 21,025.00 217,025.00 Payable Amount 11,000.00 13,125.00 24,125.00 1,060,554.17 SEP Cost 0.00 0.00 0.00 100,000.00 SEP Offset 0.00 0.00 0.00 100,000.00 09/09/2008 List of Court Orders Issued Page 2 of 2 Appendix 15: List of Court Orders Issued FY2007 Singles Programs Date Range Selected : 09/01/2006 - 08/31/2007 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date AQ 31919 AQ 27388 AQ 32719 AQ 30892 AQ 32830 AQ 34692 AQ 34628 AQ 32170 AQ 29566 AQ 32130 IHW 545 IHW 6529 MSW MSW MSW MSW MSW MSW MSW 29534 29534 2426 1890 34530 34669 2818 PST 7913 PWS PWS PWS PWS 7423 8015 6594 6774 Bobby Wood DBA Bobby Wood & Company * HARRIS Channel Shipyard Company, Inc. Columbia Environmental Services, Inc. HG3340O HARRIS HARRIS Exxon Mobil Corporation Harris County MUD 150 HG0232Q HARRIS HARRIS HAUER, DENNIS JR * 54698L007 WALLER Natural Gas Odorizing, Inc. HG0512H HARRIS Rohm and Haas Texas Incorporated TUNNELL, CHARLES * 945122F HARRIS MONTGOMERY Valero Marketing And Supply Company HX2340F HARRIS AQ Court Orders Issued: 10 EMCHEM CORPORATION * TXR00003616 BRAZORIA Loadcraft Industries, LTD. 35046 MCCULLOCH IHW Court Orders Issued: 2 COLLUM, JOSEPH L COLLUM, JOSEPH L WINKLER WINKLER CRISP, BRIAN * 79559 CORYELL MARTINEZ, REY HIDALGO PETERSON, GAIL * HARRIS Phoung Thi Ngoc Lam dba LNP HARRIS WALDREP, BOBBY RAY 14413 CAMERON MSW Court Orders Issued: 7 MENA, MARK T001674 HARRIS PST Court Orders Issued: 1 Deer Creek Ranch, Inc. * 2270049 TRAVIS Jackie Duncan 0640030 DIMMIT Prairie Grove WSC WATTS, ALLEN 0030027 ANGELINA 0940029 GUADALUPE PWS Court Orders Issued: 4 03/21/2007 06/12/2007 07/27/2007 03/01/2007 11/07/2006 04/03/2007 06/19/2007 06/26/2007 01/12/2007 03/30/2007 Total: 03/26/2007 04/02/2007 Total: 02/20/2007 10/24/2006 01/11/2007 02/13/2007 10/16/2006 01/03/2007 02/14/2007 Total: 02/08/2007 Total: 11/07/2006 04/13/2007 04/04/2007 03/07/2007 Total: Penalty Assessed 11,000.00 Penalty Deferred 0.00 31,250.00 22,500.00 0.00 10,000.00 75,000.00 25,000.00 45,000.00 8,125.00 9,375.00 76,220.00 18,000.00 0.00 0.00 0.00 0.00 0.00 55,000.00 0.00 321,470.00 150,000.00 580,540.00 730,540.00 1,000.00 0.00 15,000.00 82,827.00 200,000.00 17,275.00 22,000.00 338,102.00 132,450.00 132,450.00 0.00 26,288.00 2,500.00 110,577.00 139,365.00 65,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,275.00 0.00 8,275.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Payable Amount 11,000.00 31,250.00 12,500.00 75,000.00 13,000.00 45,000.00 4,062.50 9,375.00 21,220.00 9,000.00 231,407.50 150,000.00 580,540.00 730,540.00 1,000.00 0.00 15,000.00 82,827.00 200,000.00 9,000.00 22,000.00 329,827.00 132,450.00 132,450.00 0.00 26,288.00 2,500.00 110,577.00 139,365.00 SEP Cost 0.00 0.00 0.00 0.00 12,000.00 0.00 4,062.50 0.00 0.00 9,000.00 25,062.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 12,000.00 0.00 4,062.50 0.00 0.00 9,000.00 25,062.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 1 of 3 Appendix 15: List of Court Orders Issued FY2007 Singles Programs Date Range Selected : 09/01/2006 - 08/31/2007 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County WQ 801 City of West Tawakoni TPDES006451 HUNT WQ 4062 Four Seasons Mobile Home Park, L. C. R13WW0001 BEXAR WQ 29147 Gulf Bayport Chemicals LP HARRIS WQ 25610 Rolling Fork Public Utility District WQ001118800 HARRIS WQ Court Orders Issued: 4 Order Date 09/08/2006 04/27/2007 09/05/2006 11/16/2006 Total: Penalty Assessed 55,000.00 18,800.00 Penalty Deferred 27,500.08 0.00 8,000.00 243,750.00 325,550.00 0.00 121,875.00 149,375.08 Payable Amount 27,499.92 18,800.00 8,000.00 60,937.50 115,237.42 SEP Cost 0.00 0.00 0.00 60,937.50 60,937.50 SEP Offset 0.00 0.00 0.00 60,937.50 60,937.50 11/08/2007 List of Court Orders Issued Page 2 of 3 Multi-Media Programs Date Range Selected : 09/01/2006 - 08/31/2007 PGM Case No. Respondent Name MM 7798 HOLLAND, STAN T * MM 26258 Neal Lisa MM 18760 Nova Chemicals Inc. MM 592 Thomas P. Wood MM 2526 Wright Road Mulch, LLC * Appendix 15: List of Court Orders Issued FY2007 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY TCEQ ID County Order Date 2200146 TARRANT HARRIS 5252 HARRIS TXD02707065 BEXAR 100039 HARRIS MM Court Orders Issued: 5 Total Court Orders Issued : 33 11/07/2006 01/09/2007 12/19/2006 06/20/2007 06/04/2007 Total: GrandTotal: Penalty Assessed 34,400.52 41,400.00 33,500.00 250,000.00 50,000.00 409,300.52 2,396,777.52 Penalty Deferred 0.00 30,000.00 0.00 200,000.00 0.00 230,000.00 452,650.08 Payable Amount 34,400.52 11,400.00 33,500.00 50,000.00 50,000.00 179,300.52 1,858,127.44 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 86,000.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 86,000.00 11/08/2007 List of Court Orders Issued Page 3 of 3 Appendix 16: List of Court Orders Issued FY2006 Singles Programs Date Range Selected : 09/01/2005 - 08/31/2006 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date AQ 29029 AQ 23848 AQ 27946 AQ 18761 AQ 31270 AQ 31085 IHW 2960 IHW 605 MSW MSW MSW MSW MSW 1952 4815 6059 6059 2013 PST PST PST PST 1483 7990 2546 5071 PWS 7103 PWS 2099 WQ 17089 WQ 14508 WQ 17109 CenterPoint Energy Resources Corp. HARRIS Crown Central Petroleum Corporation HARRIS Excalibur Construction, Ltd. Giles Construction Company, Inc. 906769J 52426L005 HARRIS FORT BEND Shell Chemical LP * 21262 HARRIS Texas Petrochemicals LP HARRIS AQ Court Orders Issued: 6 Battery Reclamation, Inc. 52085 REEVES LINDEMAN, RUSTY 81343 MEDINA IHW Court Orders Issued: 2 DWYER, JILL HUGHES, SCOTT ABT00001 BRAZORIA JONES Safe Tire Disposal Corp. of Texas 79556 LIBERTY Safe Tire Disposal Corp. of Texas 44104 ECTOR Wise County Recycling, Inc. 40187 WISE MSW Court Orders Issued: 5 CARRILLO, RAYMOND Henrietta Oil Company, Inc. 4709 16473 FISHER CLAY Shekhani Enterprises, Inc. 6746 HARRIS Soheb Corporation 39438 BEXAR PST Court Orders Issued: 4 LAKEVIEW DEVELOPERS, INC. 0700059 ELLIS Thunderbird Bay Water Services, Inc. BROWN PWS Court Orders Issued: 2 Aurora Materials, LTD. H.H.J., Inc. WISE TPDES011582 MONTGOMERY RS Beall Investments, Inc. * TXR05R068 PARKER WQ Court Orders Issued: 3 04/05/2006 04/07/2006 11/11/2005 09/12/2005 08/29/2006 06/22/2006 Total: 06/30/2006 01/09/2006 Total: 10/17/2005 09/29/2005 09/12/2005 09/12/2005 12/05/2005 Total: 02/02/2006 03/28/2006 12/06/2005 11/08/2005 Total: 06/07/2006 01/03/2006 Total: 11/21/2005 12/07/2005 12/28/2005 Total: Penalty Assessed 10,000.00 45,000.00 35,040.00 17,500.00 100,000.00 16,250.00 223,790.00 17,072,594.88 74,104.96 17,146,699.84 45,000.00 74,400.00 340,800.00 444,000.00 5,000.00 909,200.00 8,016.38 2,200,359.92 144,620.00 54,913.64 2,407,909.94 33,859.00 0.00 33,859.00 20,000.00 75,000.00 7,000.00 102,000.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 340,800.00 444,000.00 0.00 784,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 50,000.00 0.00 50,000.00 Payable Amount 0.00 45,000.00 35,040.00 17,500.00 100,000.00 0.00 197,540.00 17,072,594.88 74,104.96 17,146,699.84 45,000.00 74,400.00 0.00 0.00 5,000.00 124,400.00 8,016.38 2,200,359.92 144,620.00 54,913.64 2,407,909.94 33,859.00 0.00 33,859.00 20,000.00 25,000.00 7,000.00 52,000.00 SEP Cost 10,000.00 0.00 0.00 0.00 0.00 16,250.00 26,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 10,000.00 0.00 0.00 0.00 0.00 16,250.00 26,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 1 of 2 Multi-Media Programs Date Range Selected : 09/01/2005 - 08/31/2006 PGM Case No. Respondent Name MM 26901 Control Solutions, Inc. MM 6060 DRAGOO, RAYMOND * MM 29533 DUARTE, DAVID * MM 19057 GANDY, RICKY L * MM 14973 HIS Disciples * MM 3561 PETERSEN, KEITH L * MM 30926 Sidney B Baldon * MM 16143 Terrell Sand Pit * MM 29187 The Lubrizol Corporation MM 13186 Valero Refining-Texas, L.P. Appendix 16: List of Court Orders Issued FY2006 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY TCEQ ID County Order Date HARRIS 0970012 TARRANT HX2931W HARRIS HARRIS HARRIS 0570082 DALLAS 86894 HARRIS TXR05Q583 KAUFMAN HG0459J HARRIS HG0130C NUECES MM Court Orders Issued: 10 Total Court Orders Issued : 32 04/05/2006 01/31/2006 09/01/2005 12/20/2005 12/09/2005 12/22/2005 04/05/2006 03/13/2006 08/21/2006 11/23/2005 Total: GrandTotal: Penalty Assessed 56,250.00 25,000.00 16,200.00 0.00 40,000.00 20,000.00 135,000.00 35,550.00 12,000.00 11,000,000.00 11,340,000.00 32,163,458.78 Penalty Deferred 0.00 0.00 2,000.00 0.00 15,000.00 0.00 75,000.00 0.00 0.00 0.00 92,000.00 926,800.00 Payable Amount 56,250.00 25,000.00 14,200.00 0.00 25,000.00 20,000.00 60,000.00 35,550.00 12,000.00 5,500,000.00 5,748,000.00 25,710,408.78 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,500,000.00 5,500,000.00 5,526,250.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,500,000.00 5,500,000.00 5,526,250.00 11/08/2007 List of Court Orders Issued Page 2 of 2 Appendix 17: List of Court Orders Issued FY2005 Singles Programs Date Range Selected : 09/01/2004 - 08/31/2005 PGM Case No. Respondent Name AQ 26907 Addicks Services Incorporated AQ 25252 Akzo Nobel Catalysts, LLC AQ 26903 Equistar Chemicals, LP AQ 17152 MEMC Pasadena, Inc. AQ 26220 Plains Pipeline, L.P. AQ 21063 Randy Roan Construction, Inc. AQ 18282 REBEL CONTRACTORS, INC. IHW 553 Dealey, LTD. INC. MSW MSW MSW 17700 17153 15619 MSW MSW MSW 23167 18669 21490 BURNS, RICHARD J J. D. Manufacturing, Inc. John Pavelka dba Terra Firma Organic Materials Johnny Egg Corporation * Larry Webb Mike Deaver OL 19052 COBLE, CHARLES OL 6551 RAMIREZ, RUDY L PST 14951 Bengal Enterprises, Inc. PST 4860 Global Finance, Inc. * PST 4337 KAMINETZKY, DOV AVNI * Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY TCEQ ID County Order Date HARRIS HG0037Q HARRIS HG1996R HX0029W HARRIS HARRIS HARRIS 948639L MONTGOMERY HG1569R HARRIS AQ Court Orders Issued: 7 DALLAS IHW Court Orders Issued: 1 HARRIS 40211 HARRIS BEXAR 12/31/2004 03/28/2005 04/25/2005 10/01/2004 02/03/2005 01/25/2005 01/04/2005 Total: 05/12/2005 Total: 08/22/2005 07/19/2005 12/06/2004 Penalty Assessed 39,000.00 16,436.00 15,750.00 5,000.00 15,000.00 32,500.00 19,920.00 143,606.00 0.00 0.00 0.00 19,250.00 0.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,500.00 0.00 Payable Amount 39,000.00 16,436.00 15,750.00 5,000.00 15,000.00 32,500.00 19,920.00 143,606.00 0.00 0.00 0.00 11,750.00 0.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 HARRIS 10/13/2004 12,000.00 12,000.00 0.00 0.00 0.00 LUBBOCK 05/02/2005 37,850.00 0.00 37,850.00 0.00 0.00 6200205 COLEMAN 06/08/2005 10,150.00 0.00 10,150.00 0.00 0.00 MSW Court Orders Issued: 6 Total: 79,250.00 19,500.00 59,750.00 0.00 0.00 HARRIS 11/23/2004 1,100.00 0.00 1,100.00 0.00 0.00 OS0001836 BASTROP OL Court Orders Issued: 2 09/02/2004 Total: 77,806.00 78,906.00 0.00 0.00 77,806.00 78,906.00 0.00 0.00 0.00 0.00 43908 BRAZORIA 06/15/2005 38,480.00 8,480.00 30,000.00 0.00 0.00 27939 HARRIS 10/20/2004 10,000.00 0.00 10,000.00 0.00 0.00 47404 HARRIS 03/08/2005 311,250.00 0.00 311,250.00 0.00 0.00 PST Court Orders Issued: 3 Total: 359,730.00 8,480.00 351,250.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 1 of 3 Appendix 17: List of Court Orders Issued FY2005 Singles Programs Date Range Selected : 09/01/2004 - 08/31/2005 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date PWS 7580 PWS 7296 PWS 7009 PWS 5325 PWS PWS PWS PWS 3777 7738 6594 7750 WQ 3592 WQ 26944 WQ 18281 WQ 24574 WQ 1675 WQ 22503 WQ 18290 WQ 11063 WQ 11063 WQ 6708 WQ 22502 WWA 2115 BELL, CHUCK 1260084 JOHNSON 09/23/2004 Bertram Woods Property Owners Association INC * 0270114 BURNET 12/14/2004 BURNAMAN, LONNY * 0200575 BRAZORIA 11/22/2004 Gerard Hungerford dba River Ranch Estates 2350043 VICTORIA 06/07/2005 PKCC LP * 0270113 BURNET 06/02/2005 POWELL, JOY 0610205 DENTON 10/20/2004 Prairie Grove WSC 0030027 ANGELINA 09/29/2004 SAWYER, JAMES F * 1650077 MIDLAND PWS Court Orders Issued: 8 03/22/2005 Total: C & A Jeffrey, Inc. * TX0067466 TRAVIS 02/24/2005 City of Plainview WQ001053700 HALE 12/21/2004 DAVIS, MICHAEL C * HARRIS 06/29/2005 DCD Construction Services, Inc. TXR15F307 HARRIS 03/09/2005 FULTZ, JOHN M * WQ001391600 HIDALGO 07/15/2005 McCauley Dirt Inc TXR05R548 TARRANT 06/14/2005 Metroplex Quarry's Inc. TXR05R238 PALO PINTO 05/16/2005 MOONEY, DUDLEY F * TXR05Q841 PALO PINTO 05/02/2005 Osborn Stone Company, Inc. TXR05Q841 PALO PINTO 05/10/2005 PATEL, NIRANJAN SHANTILAL WQ001140300 NACOGDOCHES 10/12/2004 TexSand Silica, Ltd. TXRNER662 HOOD WQ Court Orders Issued: 11 04/21/2005 Total: HIDDE, OSINGA WQ000412500 COMANCHE WWA Court Orders Issued: 1 06/08/2005 Total: Penalty Assessed 17,300.00 0.00 Penalty Deferred 0.00 0.00 0.00 86,913.00 0.00 0.00 0.00 0.00 0.00 0.00 104,213.00 0.00 75,000.00 5,000.00 30,000.00 0.00 7,500.00 30,000.00 0.00 75,000.00 46,527.84 7,500.00 276,527.84 18,400.00 18,400.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,500.00 15,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 17,500.00 0.00 0.00 Payable Amount 17,300.00 0.00 0.00 86,913.00 0.00 0.00 0.00 0.00 104,213.00 0.00 75,000.00 2,500.00 15,000.00 0.00 7,500.00 30,000.00 0.00 75,000.00 46,527.84 7,500.00 259,027.84 18,400.00 18,400.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 2 of 3 Appendix 17: List of Court Orders Issued FY2005 Multi-Media Programs Date Range Selected : 09/01/2004 - 08/31/2005 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date MM 26929 BADER, SAM R * HARRIS 10/01/2004 MM 578 Heblen Kanan * 52175 HIDALGO 02/14/2005 MM 7446 Houston Chemical Services, Inc. * 50207 HARRIS 11/04/2004 MM 26913 MCADAMS, ROBERT JAMES * HX2906V HARRIS 07/18/2005 MM 4617 MOORE, WILLIAM DANIEL BRAZORIA 08/19/2005 MM 6346 NORRA, CAROL ANN 1010669 HARRIS 08/25/2005 MM 5416 SAAVEDRA, ALFREDO TD0121T TERRY 04/13/2005 MM 963 THOMPSON SR, GEORGE W * TX0076406000 ANGELINA 08/08/2005 MM Court Orders Issued: 8 Total: Total Court Orders Issued : 47 GrandTotal: Penalty Assessed 22,000.00 49,600.00 1,350,000.00 2,655,414.84 0.00 773,889.00 87,200.00 36,500.00 4,974,603.84 6,035,236.68 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 45,480.00 Payable Amount 22,000.00 49,600.00 1,350,000.00 2,655,414.84 0.00 773,889.00 87,200.00 36,500.00 4,974,603.84 5,989,756.68 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 3 of 3 Appendix 18: List of Court Orders Issued FY2004 Singles Programs Date Range Selected : 09/01/2003 - 08/31/2004 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date AQ 7429 AQ 20380 AQ 19350 IHW 616 IHW 617 IHW 8889 IHW 573 IHW 616 IHW 8453 IHW 8889 IHW 8889 MSW MSW MSW MSW MSW 19370 1470 4399 3034 8873 PST 2944 PST 2236 PST 2924 PST 429 Agrifos Fertilizer, L.P. HG0534U HARRIS LABUFF, AUBREY SR * MQ0617W MONTGOMERY Lyondell-Citgo Refining Company Ltd. HG0048L HARRIS AQ Court Orders Issued: 3 Allied Motor Oils, Inc. Amber Pipeline Company * SMITH TARRANT Arnold Kolpack NUECES Bell Point Refining, L.L.C. TXD98159566 CHAMBERS Don Navarro Encycle/Texas, Inc. * SMITH TXD00811718 NUECES Goldstein Trust II NUECES Industrial Salvage Company * NUECES IHW Court Orders Issued: 8 ADAMS, LARRY JOHN * HARRIS ESPERICUETA, RICARDO * Ideal Enterprises, Inc. * HIDALGO MONTGOMERY MCKEE, LYNN 26915 ORANGE R Cube S, Inc. * 44105 HARRIS MSW Court Orders Issued: 5 Discount Oils, Lubricants, and Fuels, Inc. Lockwood Enterprises, Inc. * 35973 30581 STARR HARRIS Magnum Corporation MORRIS Walker-Harry Oil Company, Inc. 37805 HOPKINS PST Court Orders Issued: 4 12/31/2003 08/03/2004 12/05/2003 Total: 10/22/2003 04/14/2004 12/30/2003 12/10/2003 09/16/2003 08/12/2004 12/30/2003 12/30/2003 Total: 10/16/2003 12/29/2003 01/22/2004 10/17/2003 09/29/2003 Total: 01/16/2004 07/06/2004 01/30/2004 04/16/2004 Total: Penalty Assessed 33,150.00 17,125.00 17,750.00 68,025.00 814,560.00 303,900.00 65,000.00 306,640,000.00 0.00 1,526,000.00 5,000.00 0.00 309,354,460.00 1,500.00 12,000.00 824,000.00 100,500.00 272,200.00 1,210,200.00 2,007,489.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,526,000.00 0.00 0.00 1,526,000.00 0.00 4,000.00 0.00 0.00 0.00 4,000.00 0.00 151,300.00 14,400.00 10,000.00 2,183,189.00 0.00 0.00 0.00 0.00 Payable Amount 33,150.00 17,125.00 17,750.00 68,025.00 0.00 303,900.00 65,000.00 306,640,000.00 0.00 0.00 5,000.00 0.00 307,013,900.00 1,500.00 8,000.00 824,000.00 100,500.00 272,200.00 1,206,200.00 2,007,489.00 151,300.00 14,400.00 10,000.00 2,183,189.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 1 of 3 Appendix 18: List of Court Orders Issued FY2004 Singles Programs Date Range Selected : 09/01/2003 - 08/31/2004 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County PWS PWS PWS PWS PWS PWS PWS PWS 6606 4979 6623 6619 3468 8322 8269 7896 PWS 4460 WQ 3003 WQ 872 WQ 19352 WQ 19352 Chalkley Alfred Arrowhead Village * 0460011 COMAL KIDD, ALVIN 1910045 RANDALL LIMAS, LEROY LEONARD LUCAS, GARY M 0710158 0710034 EL PASO EL PASO MCCELVEY, JAMES REX 1490025 LIVE OAK Starward Realty & Development, Inc. 1230083 JEFFERSON W. Oaks Phoenix Corp. Ward County Water Improvement District 3 1160097 HUNT WARD YOAKUM, BRUCE 1260061 JOHNSON PWS Court Orders Issued: 9 City of Cactus WQ000343600 MOORE CMH Parks, Inc. dba Raintree Acres Mobile Home Park TPDES012355 DENTON HARRISON JR, J B HARRIS MENDOZA, ROSA L HARRIS WQ Court Orders Issued: 4 Order Date 10/27/2003 08/26/2004 05/13/2004 06/07/2004 01/23/2004 04/26/2004 05/24/2004 11/14/2003 09/15/2003 Total: 09/17/2003 06/02/2004 01/27/2004 11/03/2003 Total: Penalty Assessed 255,550.00 155,400.00 7,405.55 15,820.00 50,000.00 14,000.00 0.00 4,265.00 Penalty Deferred 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,000.00 511,440.55 0.00 160,000.00 0.00 0.00 0.00 0.00 0.00 10,000.00 170,000.00 0.00 0.00 0.00 Payable Amount 255,550.00 155,400.00 7,405.55 15,820.00 50,000.00 14,000.00 0.00 4,265.00 9,000.00 511,440.55 0.00 160,000.00 0.00 10,000.00 170,000.00 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 2 of 3 Appendix 18: List of Court Orders Issued FY2004 Multi-Media Programs Date Range Selected : 09/01/2003 - 08/31/2004 Order Types Selected : BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY PGM Case No. Respondent Name TCEQ ID County Order Date MM 20107 Angel Brothers Enterprises, Ltd. * HARRIS 08/16/2004 MM 8230 PHILLIPS, LARRY 1460040 LIBERTY 02/26/2004 MM 2738 Precision Pipe & Excavating, L.L.C. FORT BEND 04/01/2004 MM 19394 SAMPOGNA, JOSE JESUS * WQ001427700 HARRIS 03/29/2004 MM 19036 SMITH, TOMMY HARRIS 10/06/2003 MM 19036 SULLIVAN, ROBERT E OS0004709 HARRIS 06/04/2004 MM Court Orders Issued: 6 Total: Total Court Orders Issued : 39 GrandTotal: Penalty Assessed 29,000.00 23,971.00 4,000.00 33,000.00 21,091.67 7,950.00 119,012.67 313,616,327.22 Penalty Deferred 0.00 0.00 0.00 5,500.00 0.00 0.00 5,500.00 1,535,500.00 Payable Amount 0.00 23,971.00 4,000.00 27,500.00 21,091.67 7,950.00 84,512.67 311,237,267.22 SEP Cost 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 SEP Offset 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11/08/2007 List of Court Orders Issued Page 3 of 3 Appendix 19: Criminal Convictions FY2009 1. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Site Concrete, Inc. PI 3 Individuals 3 9/11/08 Case Specifics: On February 26, 2008, Roman Castilleja, former construction foreman for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Roman Castilleja, construction foreman, was sentenced to three (3) years probation and ordered to pay a $5,000 fine and a $100 court assessment. Castilleja was also ordered to serve 50 hours of community service. Standard conditions of probation were imposed. On March 18, 2008, Jose Jesus Lopez, former job superintendent for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Jose Jesus Lopez, for his role as construction superintendent and setting the scheme in place, was sentenced on to three (3) years probation and ordered to pay a $10,000 fine and a $100 court assessment. Lopez was also ordered to serve 50 hours of community service. Standard conditions of probation were imposed. On March 25, 2008, Rodolfo Macias-Ramos , former construction foreman for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Rodolfo Macias-Ramos was sentenced to three (3) years probation and ordered to pay a $4,000 fine and a $100 court assessment. According to information presented in court, Site Concrete was responsible for constructing new drinking water lines in Fairview, Texas. As part of its construction project, Site Concrete was required to draw samples of the water from the water lines and submit them to the EPA, acting through the Texas Commission for Environmental Quality, for testing for the presence of microbiological contamination. Through its employees and agents, Site Concrete caused false water samples to be submitted in order to conceal the presence of contamination.- Page 1 of 7 Appendix 19: Criminal Convictions FY2009 2. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Fujicolor Processing WQ 1 individual 1 10/09/08 Case Specifics: On June 18, 2008, Gerald Lakota, a former employee plead guilty to willfully concealing and covering up a material fact in reports required under the CWA. On October 8, 2008 Lakota was ordered to serve two (2) years probation. The charges where based on the discovery that from 1999 through July 2002 employees were selectively reporting to the City of Terrell, only test results that fell within permit limits. Industrial facilities report results to local agencies for permit compliance purposes. Employees would send part of a sample to a laboratory for screening and, if the sample met permit limits, it would be submitted to the city. If a sample did not meet the silver limit, employees would keep collecting samples until they found one that fell within allowable limits. 3. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Wheeler Street Burning Air 1 individual 1 10/31/08 Case Specifics: On October 31, 2008, Steven Bridges plead guilty to one (1) count unauthorized outdoor burning in violation of Texas Clean Air Act. On October 31, 2008 Mr. Bridges was ordered to serve 90 days in county jail and to pay a $200 fine. The charges are based on Mr. Bridges stealing copper wire from different sources. He would later burn the insulation off the wire, so he could sell the copper to recycling centers. Page 2 of 7 Appendix 19: Criminal Convictions FY2009 4. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Randall McLerran PI 1 individual 1 1/20/09 Case Specifics: On December 5, 2008 Randall McLerran plead guilty to Securing Execution of a Document by Deception. Mr. McLerran was sentenced to seven (7) years probation and was ordered to pay restitution in the amount of $27,989.95. The charges are based on Mr. McLerran's falsification of a loan application for a truck purchased through the TCEQ's Texas Emissions Reduction Plan rebate grant program. 5. Case Name GenMar Media Type WQ/PI Number of Defendants 1 corporation 2 individuals Felony Misdemeanor Date of Counts Counts Case Resolution 2/12/09 3 3/13/09 Case Specifics: On November 27, 2008, a US federal court has convicted General Maritime Management Portugal, a subsidiary of US-based tanker company General Maritime (GenMar) and two of its engineer officers of oil record book offences. The company and the Chief Engineer Antonio Rodrigues and First Engineer Jose Cavadas of the tanker M/T Genmar Defiance were found guilty by a jury in Corpus Christi, Texas, on two (2) counts of violating the Act to Prevent Pollution from Ships and 18 USC 1001. On February 10, 2009, Mr. Rodrigues was sentenced three months of confinement in a half-way house, assessed a $500 fine and five (5) years probation. Mr. Cavadas was sentenced six months of confinement in a half-way house, assessed a $500 fine and five years probation. On March 13, 2009, GenMar was ordered to pay a $1,000,000 fine and serve five years probation. The case came to light because two engine room crew members secretly photographed an alleged illegal, "magic pipe", bypass of the oily water separator connection and provided the photographs to the Coast Guard during a routine boarding of the vessel in November last year when the vessel called at the Valero refinery, Corpus Christi. Page 3 of 7 Appendix 19: Criminal Convictions FY2009 6. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution BP Texas City Air 1 corporation 1 3/12/09 Case Specifics: On October 25, 2007, BP Products North America Inc., plead guilty to a felony violation of the Clean Air Act for its conduct that resulted in the fatal explosion on March 23, 2005 at their Texas City Refinery. On March 12, 2009 BP was ordered to pay a $50,000,000 fine. In addition to the standard probationary conditions, BP was also ordered to comply with the terms of a compliance order issued by the TCEQ and ordered to comply with Conditions of Compliance issued by OSHA. The charges where based on the catastrophic explosion that occurred on March 23, 2005 at the Texas City refinery, which resulted in the death of fifteen contract workers and injuries of over 170 others. The explosion was the result of hydrocarbon liquid and vapor being released from a "blow down stack" and igniting during the startup of a unit that is used to increase octane content in unleaded gasoline. The unit had been shut down for nearly a month for maintenance and repairs. BP admitted that from 1999 up until the morning of March 23, 2005, several procedures required by the Clean Air Act for ensuring the mechanical integrity and a safe startup had either not been established or were being ignored. This is the first prosecution under a section of the Clean Air Act specifically enacted to prevent accidental releases that may result in death or serious injury. The case was prosecuted by the Environmental Crimes Section of the Department of Justice and the U.S. Attorney's Office for the Southern District of Texas. The case was investigated by the EPA's Criminal Investigation Division and the FBI in cooperation with the Texas Commission on Environmental Quality. Page 4 of 7 Appendix 19: Criminal Convictions FY2009 7. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Heartland Automotive Services, Inc. WQ 1 Corporation 3 4/9/09 Case Specifics: On April 9, 2009, Heartland Automotive Services, Inc. plead guilty to three (3) counts of a unauthorized discharge in violation of TWC 7.147. Heartland Automotive Services, Inc. was ordered to pay a $300,000 dollar fine and to print a public apology in the Austin American Statesmen. The charges where based on evidence showing that employee's of Heartland Automotive Services, Inc., a franchisee of Jiffy Lube, routinely and without authorization discharged oil and wastewater into the city's sewer system with the knowledge of regional and district managers. 8. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Simply Aquatics, Inc. HW 2 individuals 2 5/27/09 Case Specifics: On August 8 and 12, 2008 Lyle and Kevin Hester owners of Simply Aquatics, Inc. plead guilty to the illegal disposal of hazardous waste. On May 27, 2009 KEVIN WAYNE HESTER, 34, was sentenced to 20 months in federal prison. His father, LYLE HESTER, 62, was sentenced to 14 months in federal prison. The Hesters were ordered by U.S. District Judge Ron Clark to jointly pay restitution in the amount of $391,442.57. The Hesters buried numerous chlorine gas cylinders on the owners' property. The buried gas cylinders were located and excavated and removed from the site by an EPA contractor. A total of 113 gas cylinders were removed from the site. Thirty three of the cylinders were determined to be under high pressure and contained a combined total of 952 pounds of chlorine. The case was investigated by investigators from the EPA Criminal Investigation Division and the TCEQ Environmental Crimes Unit. Page 5 of 7 Appendix 19: Criminal Convictions FY2009 9. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution J&L Recycling #2 LLC WQ 1 corporation 1 7/1/09 Case Specifics: On July 7, 2009 J&L Recycling #2 LLC, plead guilty to one (1) count of the illegal handling of used oil in violation of TWC 7.176. J&L Services LLC was order to pay a $47,500 fine. The charges where based on evidence which showed that J&L Recycling #2 LLC routinely handled used oil in a manner which allowed it to drain onto the ground in violation of TWC 7.176. 10. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Teer Plating I, Ltd. HW 1 corporation WQ 2 7/8/09 Case Specifics: On July 8, 2009, Teer Plating I, Ltd., through its corporate parent, SEI Metaltek, plead guilty to one (1) count storage of a hazardous waste in violation of TWC 7.162 and one (1) count of unauthorized discharge of a pollutant in violation of TWC 7.145. The corporation was ordered to pay a $90,000 fine. Teer Plating I, Ltd. was under Texas Environmental Enforcement Task Force investigation for alleged mishandling of hazardous and industrial waste at their plating job shop in Dallas, Texas. The company engaged in electroplating zinc, chromium onto metal parts, and anodizing and/or conversion coating of metal parts. Page 6 of 7 Appendix 19: Criminal Convictions FY2009 11. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution Santana / Luna wire burner HW 1 individual 3 7/7/09 Case Specifics: On July 7, 2009 Antonio Santana Jr. plead guilty to one (1) count of theft in violation of TPC 31.01, and two (2) counts of illegal disposal of hazardous waste in violation of TWC 7.162. Mr. Santana was ordered to serve seven (7) years of probation and ordered to pay $15,500 restitution to Lufkin Industries for the theft of copper wire. The charges where based on evidence which showed that Mr. Santana was an accomplice in the theft of copper wire and then burned the insulation off the wire so the copper could be sold to recyclers. The burning of the insulation generated a hazardous waste. 12. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Counts Counts Case Resolution OCC/Outdoor Creations Co. PI 1 1 7/24/09 Case Specifics: On Jul 24, 2009, Robert Barton McCans, Jr., plead guilty to one count of theft of services in violation of TPC 31.04. Mr. McCans has been under investigation for securing job contracts and payment then absconding with payment while indicating he was a TCEQ licensed landscape irrigator. Mr. McCans was sentenced to five years probation, fined $500, and ordered to pay court costs. McCans was also ordered to pay $10,100 in restitution to the victims of his schemes. Page 7 of 7 Appendix 20: Criminal Convictions FY2008 1. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Fujicolor Processing WQ 1 corporation 1 1 9/06/07 1 individual 6/18/08 Case Specifics: On September 6, 2007, Fujicolor Processing plead guilty to one count of discharging excessive amounts of silver-tainted photo processing waste to a Texas wastewater treatment plant in violation of 33 U.S.C. Section 1342(b)(8). Fujicolor Processing was assessed a $200,000 fine. On June 18, 2008, Gerald Lakota, a former employee plead guilty to willfully concealing and covering up a material fact in reports required under the CWA. Sentencing for Lakota is currently set for October 2008. The charges where based on the discovery that from 1999 through July 2002 employees were selectively reporting to the City of Terrell, only test results that fell within permit limits. Industrial facilities report results to local agencies for permit compliance purposes. Employees would send part of a sample to a laboratory for screening and, if the sample met permit limits, it would be submitted to the city. If a sample did not meet the silver limit, employees would keep collecting samples until they found one that fell within allowable limits. 2. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution BP Texas City Air 1 corporation 1 10/25/07 Case Specifics: On October 25, 2007, BP Products North America Inc., plead guilty to a felony violation of the Clean Air Act for its conduct that resulted in the fatal explosion on March 23, 2005 at their Texas City Refinery. A sentencing hearing on this case is set for October 2008. The charges where based on the catastrophic explosion that occurred on March 23, 2005 at the Texas City refinery, which resulted in the death of fifteen contract workers and injuries of over 170 others. The explosion was the result of hydrocarbon liquid and vapor being released from a "blow down stack" and igniting during the startup of a unit that is used to increase octane content in unleaded gasoline. The unit had been shut down for nearly a month for maintenance and repairs. BP admitted that from 1999 up until the morning of March 23, 2005, several procedures required by the Clean Air Act for ensuring the mechanical integrity and a safe startup had either not been established or were being ignored. This is the first prosecution under a section of the Clean Air Act specifically enacted to prevent accidental releases that may result in death or serious injury. The case was prosecuted by the Environmental Crimes Section of the Department of Justice and the U.S. Attorney's Office for the Southern District of Texas. The case was investigated by the EPA's Criminal Investigation Division and the FBI in cooperation with the Texas Commission on Environmental Quality. 3. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Page 1 of 6 Appendix 20: Criminal Convictions FY2008 Chance Demo SW 2 individuals 2 11/05/07 11/06/07 Case Specifics: On November 05, 2007, Kenneth Wayne Chance plead guilty to one count of illegal dumping of solid waste in violation of H&SC 365.012. Mr. Chance was assessed a $500 fine. On November 06, 2007, Ricky Dean White plead guilty to one count of illegal dumping of solid waste in violation of H&SC 365.012. Mr. White was assessed a $300 fine. The charges result from Chance and White transporting and disposing of demolition debris at an unpermitted location. 4. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Site Concrete, Inc. PI/PD 1 corporation 4 11/07/07 W 3 individuals 2/26/08 3/18/08 3/25/08 Page 2 of 6 Appendix 20: Criminal Convictions FY2008 Case Specifics: On November 7, 2007, Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. Site Concrete was sentenced to five years probation and payed a $30,000 fine. In addition to the standard probationary conditions, site Concrete, Inc. was also ordered to comply with the terms of a compliance Order issued by EPA and ordered to comply with Conditions of Compliance issued by OSHA. On February 26, 2008, Roman Castillega, former construction foreman for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. Roman Castillega, construction foreman, was sentenced on September 9, 2008 to three years probation and ordered to pay a $5000 fine and a $100 court assessment. Standard conditions of probation were imposed. On March 18, 2008, Jose Jesus Lopez, former job superintendent for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. Jesse Lopez, for his role as construction superintendent and setting the scheme in place, was sentenced on September 9, 2008 to three years probation and ordered to pay a $10,000 fine and a $100 court assessment. Lopez was also ordered to serve 50 hours of community service. Standard conditions of probation were imposed. On March 25, 2008, Rudolfo Macias, former construction for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. Rudolfo Macias, construction foreman, was sentenced on September 9, 2008 to three years probation and ordered to pay a $4000 fine and a $100 court assessment. Standard conditions of probation were imposed. Site Concrete was responsible for constructing new drinking water lines in Fairview, Texas. As part of its construction project, Site Concrete was required to draw water samples from the lines and submit them to the EPA, acting through the Texas Commission for Environmental Quality, for testing for the presence of microbiological contamination. Through its employees and agents, Site Concrete caused false water samples to be submitted in order to conceal the presence of contamination. Site Concrete also admitted to having repeatedly violated Occupational Safety and Health Administration (OSHA) regulations on other construction projects. 5. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Regional Dane Parker Air/SW 1 individual 1 12/08/07 Page 3 of 6 Appendix 20: Criminal Convictions FY2008 Case Specifics: On December 11, 2007, Reginald Dane Parker was found guilty of Felony Evading Arrest. Parker was sentenced to eight years imprisonment. Parker had previously been convicted in November 2005, for Disposal of Hazardous Waste without a Permit and his disposal activities associated with illegally burning copper wire along the banks of the Colorado River. He received a six year sentence from this conviction and was paroled in June 2006. Parker was suspected of stealing thousands of dollars worth of copper. GPS tracking led to two sites where copper had been stolen and one site where wire was being stripped and felony commercial dumping was occurring. On February 15, 2007, during active surveillance, Parker went to the Old State School located on FM 969 in Travis County. He was observed on the roof of a building and in an electrical man hole. While entering his vehicle he was approached by Travis Co. SWAT, escaped, wrecked his vehicle and fled the scene. Parker was arrested later that morning after calling in a bogus 911 call that his vehicle had been stolen. Parker was charged with Aggravated Assault against a Peace Officer, Evading Arrest, Theft, and Felony Commercial Dumping. The Evading Arrest charge was the only charge presented at trial; however, the previous Hazardous Waste felony was presented during the case and used as an enhancement for sentencing. 6. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution The Store Dcor Company Inc. HW 3 individuals 1 3 2/27/08 WQ 1 corporation 3/05/08 3/12/08 Case Specifics: On February 27, 2008, Willie Leon Thames, plead guilty to one count of a negligent discharge of a pollutant in violation of 33 U.S.C. Sec. 1311(a) and sec. 1319(c)(1)(A). On March 5, 2008, James Michael Epting negligent discharge of a pollutant and Adding and Abetting in violation of 33 U.S.C. Sec. 1311(a) and sec. 1319(c)(1)(A). On March 12, 2008, Robert Powledge Potts, plead guilty to one count of a negligent discharge of a pollutant in violation of 33 U.S.C. Sec. 1311(a) and sec. 1319(c)(1)(A). On March 12, 2008, Store Dcor Company Inc. was convicted of one count of transportation of a hazardous waste to an unpermitted facility in violation of 42 U.S.C. Sec. 6928(d)(1). Sentencing in this case is pending. The charges are based on Store Dcor Company Inc. granting permission to co-defendant employees to remove seven drums of hazardous waste paint to use to burn brush at a relatives property. The property was not an authorized hazardous waste disposal site. The co-defendant employees then dumped the seven drums of hazardous waste into a drainage ditch. 7. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution J&B Trucking PI/Air 1 individual 1 3/10/08 Page 4 of 6 Appendix 20: Criminal Convictions FY2008 Case Specifics: On November 14, 2007, James Glen Gurganus, owner of J&B Trucking, plead guilty to one count of violating 42 USC 7413, False Statement as to a matter within the CAA. Mr. Gurganus was sentenced to two years probation and ordered to pay a $3000 fine. The charges are based on Gurganus's causing the falsification of annual tanker trailer vapor tight testing required under the CAA. The falsified test results were submitted to customers of J&B Trucking who in turn forwarded the results to bulk gasoline terminals to demonstrate compliance with EPA Standard Method 27. 8. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution John E. Woodruff WQ/S 1 individual 2 5/13/08 W Case Specifics: On March 13, 2008 a jury found John E. Woodruff guilty of one count violating TWC 7.176, Illegal Handling of Used Oil and one count of violating H&SC 365.012, Illegal Dumping. Mr. Woodruff was ordered to serve two years at a state jail facility for the illegal dumping violation and to serve ten years at TCDJ for the used oil violation. These sentences are to run concurrently. These charges relate to Mr. Woodruff running an illegal landfill and the illegal handling of used oil at Track 30 River Bend Ranch in Lampasas County. 9. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Dile Kent McNair HW 1 individual 1 5/20/08 Case Specifics: On May 20, 2008, Dile Kent McNair plead guilty to one count of storage of hazardous waste at an un permitted location in violation of 42 U.S.C 6928(d). Sentencing in this case is pending. The charges are the result of Mr. McNair's abandoning drums of spent cyanide plating bath solutions and plating bath residues at a location without the required permits. 10. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Terry Lewis Wilson WQ 1 individual 1 5/27/08 Case Specifics: On May 27, 2008 Terry Lewis Wilson plead guilty to one count of an unauthorized discharge of a pollutant in violation of TWC 7.145. Mr. Wilson was ordered to serve two years probation and pay a $1,000 fine. The charge resulted from the discharge of sewage in Upshur County. 11. Case Name Media Number of Felony Type Defendants Counts IZR Corporation dba Garland PST 1 individual Fina Misdemeanor Counts 1 Date of Case Resolution 6/13/08 Page 5 of 6 Appendix 20: Criminal Convictions FY2008 Case Specifics: On June 13, 2008 Kenneth Paul Ramey plead guilty to a misdemeanor violation of TWC 7.156, Violation relating to a UST. Ramey was ordered to pay a fine of $500 and will be on deferred probation for two years. This case resulted from the use of a forged TCEQ PST delivery certificate by the company in order to receive shipments of fuel at the Garland Fina station. 12. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Valley Gin Cotton Mill Air 1 corporation 1 7/22/08 Case Specifics: On 7-22-078 Valley Gin Company plead guilty to Violation of the Clean Air Act under TWC 7.177. Valley Gin was ordered to pay fine of $1,000. The charges resulted from Valley Gin's burning of trash containing cotton gin waste and used tires. 13. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Candelaria Ranch, LLC WQ 1 corporation 1 7/23/08 Case Specifics: On July 23, 2008, Paul Candelaria Sr. a representative of Candelaria Ranch, LLC plead the corporation guilty to one count of a unauthorized discharge in violation of TWC 7.145. Candelaria Ranch, LLC was order to pay a $50,000 dollar fine. The charges resulted from the dumping of hog carcasses into a dry stream bed in Gonzales County. 14. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Simply Aquatics, Inc. HW 2 individuals 2 8/8/08 8/13/08 Case Specifics: On August 8, 2008, Lyle Hester plead guilty to five count of disposing of hazardous waste without a permit. The offense is a violation of 42 U.S.C 6928(d), which criminalizes the storage, transportation or disposal of hazardous wastes without a permit. On August 12, 2008, Kevin Wayne Hester plead guilty to disposing of hazardous waste without a permit in violation of 42 U.S.C 6928(d). Sentencing in this case is pending. Kevin Hester was president of Simply Aquatics, Inc. In January 2007, investigators with the Environmental Protection Agency (EPA) and the Texas Commission on Environmental Quality (TCEQ) executed a search warrant on Kevin Hester's residential and ranching property located on County Road 3065 in Kirbyville and discovered that Kevin and his father, Lyle Hester, had buried 113 compressed gas cylinders on the property. Lyle Hester was also the shop foreman for the company. It was determined during the investigation that 33 of the compressed gas cylinders were under high pressure and contained a combined total of 952 pounds of chlorine gas. Page 6 of 6 Appendix 21: Criminal Convictions FY2007 1. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Dye Dump MSW 1 Individual 1 9/6/06 Case Specifics: On September 6, 2006, Bill Walker Realty pled guilty of one county of illegal dumping under H&SC 365.012. Bill Walker Realty was assessed a $1,000 fine and ordered to pay $3,200 in restitution to the YWCA. The charge was based the illegal disposal of industrial dyes from a dye washing facility in El Paso County. 2. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Southwest Shipyards I WQ 1 Individual 1 9/8/06 Case Specifics: On September 8, 2006, John Robert Brasington pled guilty to one count of an unauthorized discharge in violation of TWC 7.147. Brasington was assessed a $50,000 fine. The charge was based on the illegal discharge of industrial waste into the Houston Ship Channel in Harris County. 3. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution William Craig Martindale WQ 1 Individual 1 9/29/06 Case Specifics: On September 29, 2006, William Martindale pled guilty to one count of attempted tampering with a governmental record in violation of Texas Penal Code, section 37.10. Mr. Martindale was ordered to serve two years of probation, pay a $1,000 fine and perform 80 hours community service. The charge was based on Mr. Martindale's falsification of governmental records associated with his work experience on an application for a wastewater operator's license. The case was prosecuted by the Public Integrity Unit of the Travis County District Attorney's Office. 4. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Francisco Bocanegra MSW 1 Individual 1 10/5/06 Case Specifics: On October 05, 2006, Francisco Bocanegra pled guilty to one count of illegal dumping in violation of H&SC, section 365.012. Mr. Bocanegra was order to serve nine months probation, pay a $3,000 fine and perform 80 hours community service. The charges where based on the illegal disposal of demolition debris in El Paso County. 5. Case Name Media Number of Felony Misdemeanor Type Defendants Counts Counts Phoenix 24/7, LLC IHW 1 Individual 1 Page 1 of 4 Date of Case Resolution 10/25/06 Appendix 21: Criminal Convictions FY2007 Case Specifics: On October 25, 20006, Michael Lee Holder pled guilty in an Oklahoma State District Court to one count of the Unlawful Concealment of Hazardous Waste in violation of 21 Oklahoma Statute 1230.7. Mr. Holder was ordered to serve two years probation and pay a $ 500 fine. The charge was base on the illegal transportation of hazardous waste from San Antonio, Texas to Oklahoma. 6. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Skinner Transportation Inc. MSW 1 Corporation 1 10/26/06 Case Specifics: On October 26, 2006, Skinner Trucking Inc. pled guilty of one count of illegal dumping under H&SC 365.012. Skinner Trucking Inc. was assessed a $10,000 fine. The charge was based on the illegal disposal of a water and diesel fuel mixture in Travis County. 7. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Chavez Plumbing WQ 1 Individual 1 11/6/06 Case Specifics: On November 6, 2006, Mr. Chavez pled guilty to one count of an illegal discharge in violation of TWC, section 7.147. Mr. Chavez was ordered to serve one year of probation, pay a $5,000 fine and perform 80 hours community service. The charge was based on the illegal discharge of grease into a storm drain in El Paso County. 8. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Trucks and More MSW 1 Individual 1 11/7/06 Case Specifics: On November 7, 2006, Milton Eugene Taylor pled guilty to one count of illegal dumping in violation of H&SC 365.012. Mr. Taylor was order to serve 18 months probation, pay a $1,000 fine and ordered to remediate the site as laid out in the terms of probation. The charges where based on Mr. Taylor illegal disposal of junk cars in Kerr County. 9. Case Name Media Number of Felony Misdemeanor Type Defendants Counts Counts Process Stainless Inc. IHW 1 Individual 4 Date of Case Resolution 12/8/06 Page 2 of 4 Appendix 21: Criminal Convictions FY2007 Case Specifics: On December 8, 2006, Todd Mathewson was found guilty of four counts of illegal handling of hazardous waste in violation of TWC, section 7.162. Mr. Mathewson was order to serve five years probations, pay a $25,000 fine and to hire an independent environmental consultant to conduct annual environmental compliance audits of his business during the term of his probation. The charges where based on Mr. Mathewson illegal transportation and storage of hazardous waste at his electro-polishing facility in Hutto. The case was prosecuted by the Travis County District Attorney's Office. 10. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution ACME Environmental MSW 1 Individual 2 12/15/07 Systems 1 Corporation Case Specifics: On December 15, 2006, ACME Environmental Systems and David Hernandez Jr. pled guilty to one count of illegal dumping for commercial purposes in violation of H&SC, section 365.012. ACME Environmental Systems was assessed a $10,000 fine. Mr. Hernandez was ordered to serve one year probation, pay a $4,000 fine and to perform 200 hours of community service at the Clint Landfill or other community clean-up program. The charges where based on the illegal disposal of construction debris in an unauthorized pit in El Paso County. 11. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Southwest Shipyards II WQ 1 Corporation 3 1 2/15/07 Case Specifics: On February15, 2007, Southwest Shipyards pled guilty to three felony counts and one misdemeanor count of an unauthorized discharge in violation of the TWC. Southwest Shipyard was assessed a $350,000 fine. The charge was based on the illegal discharge of industrial waste into the Houston Ship Channel in Harris County. 12. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution North American Waste IHW 1 Individual 3 2/16/07 Assistance Case Specifics: On February 16, 2007, Dennis Rodriguez was found guilty of one count of making a false statement or representation on a manifest and two counts of the illegal transportation of a hazardous waste. Mr. Rodriguez was ordered to serve five months in prison, five months home confinement, two years of probation after his release, and to pay a $10.000 fine. The charges where based on the illegal disposal of hazardous waste at two unauthorized facilities. The waste was transported from a site in El Paso County. Page 3 of 4 Appendix 21: Criminal Convictions FY2007 13. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Jarrod Shane Harrison SW 1 Individual 1 3/16/07 Case Specifics: On March 16, 2007, Jarrod Shane Harrison pled guilty to one count of illegal dumping in violation of H&SC, section 365.012. Mr. Harrison was order to serve 12 months in jail. The charges where based on the illegal disposal of demolition debris in Parker County. 14. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Railroad Dump Site SW 1 Individual 1 5/25/07 Case Specifics: On May 25, 2007, Enrique Barrera pled guilty to one count of illegal dumping in violation of H&SC, section 365.012. Mr. Barrera was order to 12 months probation and to pay a $1,500 fine. The charges where based on the illegal dumping of solid waste in El Paso County. 15. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution Neyra Industries, Inc. WQ 1 Corporation 1 6/28/07 Case Specifics: On June 28, 2007, A representative of Neyra Industries pled the corporation guilty to one count of an unauthorized discharge in violation of Texas Water Code, section 7.147. Neyra was ordered to pay $255,000 in remediation, $10,000 in restitution to the State of Texas, and to perform $100,000 is SEP projects in Williamson County. The charges where based on the illegal discharge of industrial wastes in Williamson County. 16. Case Name Media Number of Felony Misdemeanor Date of Case Type Defendants Counts Counts Resolution CITGO Petroleum Corp. Air 1 Corporation 4 3 6/27/07 CITGO Refining 7/17/07 Case Specifics: On June 27, 2007 a jury found CITGO Petroleum Corp. guilty of two counts of violating the Clean Air Act by operating two huge open top tanks as oil/water separators, without installing the proper emission controls required by state and federal laws. On July 17, 2007 a federal judge found CITGO Petroleum Corp. guilty of violating three counts of the Migratory Bird Treaty Act by operating two huge open top tanks as oil/water separators without nets or other safety equipment required under federal law. CITGO is scheduled to be sentenced for these violations in late 2007. Page 4 of 4 Appendix 22: Criminal Convictions FY2006 1. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Date of Counts Case Resolution A&R Demolition Inc. MSW 1 Individual 1 Corporation 4 9/9/05 Case Specifics: On September 9, 2005, Raymond Reveile pled guilty to two counts of illegal disposal in violation of H&SC 365.012. Mr. Reveile was ordered to serve 18 months of probation and to demolish a county owned property, which had become a public nuisance to fulfill his community service obligation. Mr. Reveile as president of the corporation, pled A&R Demolition guilty to two counts of illegal disposal in violation of H&SC 365.012. A&R Demolition was ordered to pay a fine of $33,000. The charges are based on A&R Demolition's illegal disposal of demolition debris at unauthorized sites in Travis County. 2. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Date of Counts Case Resolution William Scott Stevens IHW 1 Individual 1 9/22/05 Case Specifics: On September 22, 2005, William Scott Stevens pled guilty to violating conditions of the probation he received for the illegal disposal of a hazardous waste in violation of TWC 7.162. Mr. Stevens was order to serve two years at a TDC facility. The charges are base on a waste transportation company's illegal storage and disposal of hazardous waste in Travis County. Page 1 of 6 Appendix 22: Criminal Convictions FY2006 3. Case Name Ralph Montoya, Jr. Media Type WQ Number of Defendants 1 Individual Felony Counts 1 Misdemeanor Counts Date of Case Resolution 10/28/05 Case Specifics: On October 28, 2005, Ralph Montoya Jr. pled guilty to one count of unauthorized discharge of a pollutant in violation of TWC 7.145. Mr. Montoya was ordered to serve 30 days in jail, serve five years probation, pay a $2,000 fine and perform 300 hours of community service. The charges are based on Mr. Montoya's illegal disposal of construction debris into the Brazos River in Palo Pinto County. 4. Case Name Charles D Hodges Media Type MSW Number of Defendants 1 Individual Felony Counts 1 Misdemeanor Counts Date of Case Resolution 11/17/05 Case Specifics: On November 17, 2005, Charles D. Hodges pled guilty to one count of illegal disposal of solid waste in violation of H&SC 365.012. Mr. Hodges was ordered to serve five years probation and to perform 120 hours of community service. The charges are based on Mr. Hodges' illegal disposal of solid waste for commercial purposes at an unauthorized site in Tarrant County. 5. Case Name Reginald Dane Parker Media Type IHW Number of Defendants 1 Individual Felony Counts 1 Misdemeanor Counts Date of Case Resolution 11/24/05 Case Specifics: On November 24, 2005, Reginald Dane Parker pled guilty to one count of illegal disposal of a hazardous waste in violation of TWC 7.162. Mr. Parker was ordered to serve six years at a TDC facility. The charges are based on Mr. Parker illegal disposal of hazardous waste in Travis County. The hazardous waste was generated as a result of burning insulation off of copper wire. Page 2 of 6 6. Case Name Best Rate Septic Appendix 22: Criminal Convictions FY2006 Media Type Number of Defendants Felony Misdemeanor Counts Counts WQ 2 Individuals 2 Date of Case Resolution 12/1/05 Case Specifics: On December 1, 2005, Robert Henshaw pled guilty to one count of the unauthorized discharge of a pollutant in violation of TWC 7.145. Due to his status as a habitual offender, Mr. Henshaw was ordered to serve five years at a TDC facility. On September 12, 2005, William Leach pled guilty to one count of unauthorized discharge of a pollutant in violation of TWC 7.145. Mr. Leach was ordered to serve two years probation and pay a $500 fine. The charges are based on Mr. Henshaw and Mr. Leach's illegal discharge from a tanker truck in Tarrant County. 7. Case Name EMSI Media Type AIR Number of Defendants 1 Individual Felony Counts 2 Misdemeanor Counts Date of Case Resolution Case Specifics: On November 16, 2005 Demond Keller pled guilty to two counts of tampering with a governmental record in violation of TPC 37.10. Mr. Keller was ordered to serve two years probation and pay $1000 in fines. The charges are based on Mr. Keller's falsification of governmental records associated with fugitive air emission monitoring in Harris County. Page 3 of 6 Appendix 22: Criminal Convictions FY2006 8. Case Name City of Woodville Media Type PWS Number of Defendants 1 Individual Felony Counts 2 Misdemeanor Counts Date of Case Resolution 1/24/06 Case Specifics: On January 24, 2006 Donald Shaw was found guilty of two counts of tampering with a governmental record in violation of Texas Penal Code, section 37.10. On February 22, 2006, Mr. Shaw was ordered to serve five years probation, forfeit all TCEQ licenses and was prohibited from working for any City Government during the term of probation. The charges were based on Mr. Shaw's falsification of governmental records associated with lead and copper concentrations in the drinking water for the City of Woodville. The case was prosecuted by the Travis County District Attorney's Office. 9. Case Name Villegas And Sons Media Type MSW Number of Defendants 2 Individual Felony Counts 2 Misdemeanor Counts Date of Case Resolution 4/18/06 Case Specifics: On April 14, 2006, Jose Alfredo Villegas and Martin L. Villegas pled guilty to illegal disposal in violation of H&SC 365.012. Jose A. Villegas was ordered to serve nine months probation, pay a $2,500 fine and perform 90 hours of community service. Martin L. Villegas was ordered to serve nine months probation, pay a $2,000 fine and perform 90 hours of community service. The charges are based on the Villegas' receiving solid waste, for commercial purposes, at an unauthorized site in El Paso County. Page 4 of 6 Appendix 22: Criminal Convictions FY2006 10. Case Name Beverly Kirkpatrick Media Type DAM Number of Defendants 1 Individual Felony Counts 4 Misdemeanor Counts Date of Case Resolution 6/8/06 Case Specifics: On June 8, 2006, Beverly Kirkpatrick was found guilty of three counts of Tampering with a Governmental Record in violation of TPC 37.10 and one count of Falsely Holding Oneself Out as a Lawyer in violation of TPC 38.122. Kirkpatrick was ordered to serve two years at a TDC facility for each count of Tampering with a Governmental Record and six years for Falsely Holding Oneself Out as a Lawyer. The sentences where order to run concurrently. The charges are based on Mrs. Kirkpatrick's falsifying correspondence and alleging that the correspondence came from TCEQ's dam safety personnel. The case was prosecuted by the Kaufman County District Attorney's Office. 11. Case Name J&K Media Type WQ Number of Defendants 1 Individual Felony Counts 1 Misdemeanor Counts Date of Case Resolution 6/22/06 Case Specifics: On June 22, 2006, Israel Martinez was found guilty of one count an unauthorized discharge of a pollutant in violation of TWC 7.145. Martinez was ordered to serve 25 days confinement in the Dallas County Jail and pay a $1,000 fine. The charges are based on the illegal discharge of oil and grease in a storm drain in Dallas County. Page 5 of 6 Appendix 22: Criminal Convictions FY2006 12. Case Name E&E Services Media Type MSW Number of Defendants 1 Individual Felony Counts Misdemeanor Counts 1 Date of Case Resolution 8/14/06 Case Specifics: On August 14, 2006, Jeffery Cardell Enoch, Sr. pled guilty to a Class A misdemeanor charge of Theft of Services. A charge of illegal disposal under H&SC 365.012 was taken under consideration during sentencing, under TPC 12.45. Mr. Enoch was order to serve 120 days confinement, serve one year of probation and pay a $500 fine. The charges are based on the operation of an illegal solid waste facility in Henderson County. 13. Case Name TTS Media Type WQ Number of Defendants 1 Individual Felony Counts 1 Misdemeanor Counts Date of Case Resolution 8/22/06 Case Specifics: On August 22, 2006, Rodney Louis Crawshaw pled guilty one count of an unauthorized discharge in violation of TWC 7.145. Crawshaw was ordered to serve ten years probation, pay a fine of $2,000 and pay $18,977 in restitution to the property owner for the remediation of the discharge site. The charges are based on Mr. Crawshaw's illegal discharge of used oil in Parker County. 14. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Date of Counts Case Resolution National Converting and Fulfillment Company AIR 1 Individual 4 8/25/06 Case Specifics: On August 25, 2006, Melvin Eugene Riecke II was found guilty, by a federal jury of two counts of violating the Clean Air Act, one count of providing false statements and one count of mail fraud. Sentencing is currently set for November 21, 2006. The charges are based on Mr. Riecke's providing a false statement under the Clean Air Act regarding the handling and disposal of asbestos waste in Dallas County. Page 6 of 6 Appendix 23: Criminal Convictions FY2005 1. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Perfection Industries Inc. WQ 1 Individual 1 Corporation 2 0 09/03/04 Case Specifics: On September 3, 2004, Perfection Industries, Inc. President Dile Kent McNair pleaded the company guilty to one count of providing a false statement to the government in violation of 18 United States Code, Section 1001(a)(2). The charge was the result of false reports concerning discharges to the City of Terrell wastewater treatment system. McNair pleaded guilty to violating 18 United States Code, Sections 922(g)(1) & 924(a)(2), Possession of a Firearm by a Prohibited Person. The possession charge was based on a firearm which was in the possession of McNair at the time the Texas Environmental Task Force executed a search on the Perfection Industries facility. On May 27, 2005, McNair was order to serve three years probation and pay a fine of $100. Perfection Industries was ordered to serve five years probation and ordered to pay a fine of $150,000. 2. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Hawley, Bailey & Robert WQ 2 Individuals 0 2 09/09/04 Case Specifics: On September 9, 2005, Bailey and Robert Hawley each pleaded guilty to one count of criminal mischief, under Texas Penal Code, Section 28.03. The criminal mischief charge was based on the removal of several pieces of equipment necessary in the operation of the wastewater treatment plant located in Rains County. Prior to the incident, the TCEQ had issued an emergency order removing Hawley as the operator of the plant. Robert Hawley was ordered to serve one year probation and ordered to pay a fine of $1710. Bailey Hawley was also ordered to serve one year probation and ordered to pay a fine of $1710. Page 1 of 5 Appendix 23: Criminal Convictions FY2005 3. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution James Kirbie Septic Services WQ 1 Individual 1 0 10/01/04 Case Specifics: On October 1, 2004, James Wesley Kirbie pleaded guilty to one count of tampering with a governmental record in violation of Texas Penal Code, Section 37.10. The tampering charge was based on the falsification of a liquid waste transportation trip ticket from the city of Forth Worth. Mr. Kirbie was order to serve a term of four years probation, was assessed a fine of $1000, and must complete 120 hours of community service. 4. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution DDS Aggregates Inc. WQ 1 Corporation 0 2 12/07/05 Case Specifics: On December 7, 2005, DDS Aggregates Inc. pleaded to two counts of violating Section 7.147 of the Texas Water Code. These charges resulted from the discharge of industrial and concrete wastewater into state waters in Harris County. DDS Aggregates Inc. was assessed a fine of $20,0000. 5. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Holder Management WQ 1 Individual 1 0 01/06/05 Case Specifics: On January 6, 2005, Jimmy Wayne Lashley was found guilty of an intentional discharge of a pollution in violation of Texas Water Code, Section 7.145. This charge was based on Lashley discharging septic waste into a creek which ran behind Holder Management's facility in Dallas County. Lashley was ordered to serve five months in jail followed by ten years probation. Lashley was also ordered to pay a fine of $10,000. Page 2 of 5 Appendix 23: Criminal Convictions FY2005 6. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Tyler Pipe AIR 1 Corporation 2 0 03/22/05 Case Specifics: On March 22, 2005, the Tyler Pipe pleaded guilty to one count of violating Title 18, United States Code, Section 1001(a)(1) - Concealment of a Material Fact from EPA and one count of Title 42, United States Code, Section 7413 (c)(1) - Knowing Violation of the Clean Air Act Preconstruction Requirements. This is the first criminal case in the United States to be prosecuted under the preconstruction requirements of the Clean Air Act. The corporation was ordered to pay a fine of $4.5 million, sentenced to five years probation, was ordered to comply fully with a compliance agreement. 7. Case Name Valero Media Type WQ Number of Defendants 1 Corporation Felony Counts 0 Misdemeanor Date of Case Counts Resolution 1 04/18/05 Case Specifics: Valero pleaded to one count of discharging a pollutant in violation of Chapter 7 of the Texas Water Code. The violation occurred in Harris County. Valero was ordered to pay a fine of $50,000 and to contribute $50,000 to various SEP projects. 8. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Destara MM 1 Individual 0 4 06/02/05 Case Specifics: On June 2, 2005, Erik Pergens pleaded guilty to two counts of violating the Solid Waste Disposal Act and two counts of violating the Texas Water Code, unauthorized discharge of a pollutant. These violations occurred at the company's chemical recycling facility in Waller, Texas. The court ordered Pergens to serve 120 days in jail, pay a fine of $2,500 and pay restitution in the amount of $5,000 to the TCEQ. Page 3 of 5 Appendix 23: Criminal Convictions FY2005 9. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Petroleum Wholesale, L.P. WQ 1 Corporation 0 1 06/24/05 Case Specifics: On June 24, 2005, Petroleum Wholesale, L.P. pleaded guilty to one count of violating Texas Water Code, Section 7.147. The charge was based on the discharge of petroleum into state waters in Harris County. Petroleum Wholesale, L.P. was order to pay a fine of $75,000. Also, as part of the plea agreement, Petroleum Wholesale, L.P. has agreed to contribute $100,000 to be used for various SEP projects. 10. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Robert Black MSW 1 Individual 0 1 08/08/05 Case Specifics: Robert Black pleaded guilty to an illegal dumping violation under the Texas Health and Safety Code. This charge resulted from an illegal landfill that Mr. Black was running on his property in Colorado County. Mr. Black was ordered to serve 90 days in jail. 11. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution East Houston Used Oil AIR 1 Individual 0 1 08/30/05 Case Specifics: Larry West pleaded guilty to intentionally violating the Texas Clean Air Act in violation of Texas Water Code, Section 7.177. The violation was the result of the failure of East Houston Waste Oil to control the emissions from their trucks while delivering gasoline to service stations in Harris County. The investigation of this case also resulted in a prior conviction of Larry West for fuel tax fraud. Larry West was ordered to serve 180 days in jail. Page 4 of 5 Appendix 23: Criminal Convictions FY2005 12. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Universal/Gulshan AIR 1 Corporation 0 1 08/30/05 Case Specifics: On August Universal/Gulshan Enterprises Inc. Pleaded to one count of violation of Texas Water Code, section 7.177. The charge was based on the falsification of Stage II vapor recovery test results in Houston, Texas. The corporation was ordered to pay a fine of $20,000. Page 5 of 5 Appendix 24: Criminal Cases FY2004 Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Thoroughbred Farms Curtis L. Jeffrey C&A Jeffrey Inc. WQ 1 corporation 1 individual 3 9/3/03 Case Specifics: On September 3, 2003 Curtis Jeffrey pleaded to one count of failure to notify / report and C&A Jeffrey Inc. pleaded no contest to one count of failure to notify /report and one count of unauthorized discharge of a pollutant. These charges were related to the defendants intentional and knowing failure to notify and report an accidental discharge of a pollutant from a wastewater treatment facility as required by the TWC. As part of the plea agreement Mr. Jeffrey was assessed a $2,000 fine, placed on probation for two years and ordered to perform 200 hours of community service. C&A Jeffrey Inc. was assessed a $150,000 fine. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Robert McCans OC 1 individual 1 9/16/03 Case Specifics: On September 16, 2003 Robert McCans pleaded guilty to one count of securing execution of a document by deception, $1,500-$20,000. Mr. McCans fraudulently held himself out to be licensed by the TCEQ as a landscape irrigation installer, to induce individuals to hire him to install their irrigation systems. Mr. McCans was placed on probation for a period of 5 years and ordered to pay restitution in the amount of $7,356.10, to the defrauded customers. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution ENCON IHW 3 individual 4 9/17/03 Case S pecifics: On September 17, 2003 Victor Manuel Arroyo-Balderas pleaded guilty to one count of misprision of a felony. Balderas was a warehouse coordinator for Encon Environmental Services. Balderas was sentenced to 15 months in prison, one year of supervision after his release and ordered to pay $1,500 fine for intentionally not telling authorities about a criminal scheme to import hazardous waste into the United States. On September 17, 2003 Jesus Audelio Uribe-Franco was sentenced for his role in the illegal importation of hazardous waste into the United States. Franco was ordered to serve one year in prison and a period of three years of supervision after his release for the illegal storage of hazardous waste and aiding and abetting. On September 11, 2003 Roberto Loya pleaded guilty to one count of providing a false statement to the government in violation of 18 U.S.C. 1001. Loya was sentenced to six months in federal prison, placed on three years of supervision upon his release and ordered to pay a $1,000 fine. Page 1 of 5 Appendix 24: Criminal Cases FY2004 Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Nan Ya Plastics WQ N/A 9/30/03 Case Specifics: On September 30, 2003 Nan Ya Plastics was granted a pre-trial intervention on one count of an unauthorized discharge of a waste or pollutant into waters of the state. In exchange for receiving the pre-trial intervention Nan Ya Plastics paid $40,000 to the Woman's Crisis Center, $20,000 to the Boys and Girls Club of Wharton, and $20,000 to the Boys and Girls Club of El Campo. Nan Ya Plastics also agreed to complete all remedial action within one year. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution National Mart Martin Adelakun PST 1 individual 1 10/1/03 Case Specifics: On October 1, 2003 Martin Adelakun pleaded guilty to one count of Tampering with a Governmental Record, a misdemeanor. This charge was related to compliance documentation that Mr. Adelakun falsified and submitted to the TCEQ. Mr. Adelakun was ordered to serve three days in the Harris County Jail and was assessed a $3000 fine. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Neil Allen Krupp MSW 1 individual 1 10/09/03 Case Specifics: On October 09, 2003 Neil Allen Krupp pleaded guilty to one count of illegal dumping of solid waste. Mr. Krupp was placed on probation for a period of 24 months and was ordered to pay a $1000 fine. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution James Oliver Teague MSW 1 individual 1 11/26/03 Case Specifics: On November 26, 2003 James Oliver Teague plead to one count of Illegal Dumping, a state jail felony. This charge was related to an illegal landfill Teague was operating in Bosque County. As part of the plea agreement Teague was placed on deferred adjudication and community supervision for a term of five years. Mr. Teague also received a fine of $500 and ordered to pay restitution in the amount $6,000 to remediate the site of the illegal landfill. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution KMTEX WQ 1 corporation 1 12/16/03 Case Specifics: On December 16, 2003 KMTEX Inc. pleaded guilty of negligently violating a permit condition of a permit issued under the authority of Texas in violation of 33 U.S.C. 1319(c)(1)(A). The court assessed KMTEX, Inc. a $50,000 fine for the violation. Page 2 of 5 Appendix 24: Criminal Cases FY2004 Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution B&E II IHW 1 corporate 1 12/19/03 Case Specifics:On December 19, 2003 B&E Environmental System Inc. pleaded guilty to the offense of storage of hazardous waste without a permit, a third degree felony. As part of the plea agreement B&E Environmental was assessed a $1000 fine. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Kenneth Cartwright OC 1 individual 1 12/22/03 Case Specifics: On December 22, 2003 Kenneth Cartwright pleaded guilty to one count of forgery. Mr. Cartwright changed the date on an expired irrigation installer's license to indicate that he was still currently licensed by the TCEQ. Mr. Cartwright was placed on deferred adjudication and community supervision for a period of 18 months. Mr. Cartwright was also ordered to pay a $500 fine and to complete 80 hours of community service. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Williams Brothers WQ IHW 3 2 2/6/04 Case Specifics: On February 6, 2004 Williams Brothers Construction Company Inc. was granted a pre-trial intervention on two counts of an unauthorized discharge of a waste or pollutant into waters of the state and one count of unlawful disposal of hazardous waste.. In exchange for receiving the pre-trial intervention, the defendant has agreed to contribute $500,000 to fund an approved community service project. On February 6, 2004 David Wayne Malaer pleaded to one count of unauthorized discharge of a pollutant. Mr. Malaer was placed on one year of community supervision and ordered to pay a $1000 fine. On February 6, 2004 David Wayne Welch plead to one count of unauthorized discharge of a pollutant. Mr. Welch was placed on one year of community supervision and ordered to pay a $1000 fine. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Industrial Compressor WQ 1 corporate Services, Inc. 1 03/01/04 Case Specifics: On March 1, 2004 Industrial Compressor Services, Inc. pleaded to one count of water pollution. As part of the plea agreement Industrial Compressor Services, Inc. was accessed a $2,500 fine. Page 3 of 5 Appendix 24: Criminal Cases FY2004 Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Robert Vela PI 1 individual 1 03/02/04 Case Specifics: On March 02, 2004 Robert Vela pleaded guilty of one count of criminal mischief. As part of the plea agreement Mr. Vela was placed on community supervision for a period of two years. Mr. Vela was also order to pay a $1,000 fine and to complete 80 hours of community service. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Jose Garcia AIR 1 individual 2 03/11/04 Case Specifics: On March 11, 2004 Jose Garcia pleaded guilty to one count of illegal outdoor burning and one count of the illegal disposal of a lead acid battery. As part of a plea agreement Mr. Garcia was ordered to serve 180 days in theTravis County Jail. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Festival SW 1 individual 1 3/14/04 Case Specifics: On March 14, 2004 Miguel Dominguez pleaded guilty to one count of the illegal dumping of solid waste. The court ordered Mr. Dominguez to pay a $500 fine and provided him notice of possible vehicle forfeiture upon subsequent conviction for illegal dumping. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution James Dwayne Wilson Tony Moreland WQ 2 individuals 2 05/04/04 05/19/04 Case Specifics: On May 04, 2004 Tony Moreland pleaded guilty to one count of the illegal discharge of a pollutant into waters of the United States, in violation of 33 USC 1319(c)(2)(A). Mr. Moreland was ordered to serve two years probation and was also ordered to pay restitution in the amount of $7,639.10 to the TCEQ. On May 19, 2004 James Dwayne Wilson was found guilty by a jury of one count of the illegal discharge of a pollutant into waters of the United States. Mr. Wilson was ordered to serve a term of five months imprisonment followed by one year of supervised release. Mr. Wilson was also ordered to pay restitution to the TCEQ in the amount of $7,639. Page 4 of 5 Appendix 24: Criminal Cases FY2004 Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Perfection Industries Inc. IHW 2 individuals 2 5/26/04 7/21/04 Case Specifics: On May 26, 2004 William Janicek pleaded guilty to one count of providing a false statement to the government in violation of 18 U.S.C. 1001. Mr. Janicek was ordered to serve a term of probation for a period of two years and pay a $3000 fine. On July 24, 2004 Martin Bruce Booth, former General Manager of PII pleaded guilty of one count of providing a false statement to the government in violation of 18 U.S.C. 1001. Sentencing is scheduled for the end October 2004. Case Name Media Type Number of Defendants Felony Misdemeanor Date of Case Counts Counts Resolution Huntsman AIR 2 individuals 2 6/1/04 Case Specifics: On June 1, 2004 Michael Peters pleaded guilty to the knowing violation of the National Emissions Standards for Hazardous Air Pollutants. As part of a plea agreement, Mr. Peters was placeed on probation for a period of five years and ordered to pay a $20,000 fine. As a condition of his probation, Mr. Peters was ordered to serve six months of home confinement. On June 1, 2004 Jeffrey L. Jackson pleaded guilty to the knowing violation of the National Emissions Standards for Hazardous Air Pollutants. As part of a plea agreement, Mr. Jackson was placeed on probation for a period of five years and ordered to pay a $20,000 fine. As a condition of his probation, Mr. Jackson was ordered to serve six months of home confinement. Page 5 of 5