Document gbVq62yM0DrLRjmbygNwqwxVa
FILE NAME: Oil Industry and American Petroleum Institute (API)
DATE: 1950
DOC#: API061
DOCUMENT DESCRIPTION: Unpublished Internal Report - Revised Progress Report for the Proposed Epidemiological Studies for the Project on Carcinogenicity at the Kettering Lab
\
UNIVERSITY OF CINCINNATI
KFAXW Ott or nuevom vt mcdiinb and ibou stu al health
0 4 0 m e k ettu in o laboiatoby
C U E E * KCSICIU--EfiEH AVZBBK CINCINNATI . OHIO
May 15, 1950
cable tw m w i ketlab. aN cuuun TELEPHOHEi CAm u. U U
TO: Members of the Subcommittee on Carcinogenicity Medical Advisory Committee American Petroleum. Institute
PROM: John J. Phair, M.D.
I am submitting herewith a revised Progress Report for the Proposed Epidemiological Studies of the Project on Carcinogenicity at the Kettering Laboratory* It contains the modifications and revisions suggested for the report presented at the meeting of the. Subcommittee on Carcinogenicity of the Medical Advisory Committee held April 23, 19!?0 in Chicago.
The standard clinical record and occupational
history forms to be employed in gathering the information
required for the Retrospective Study and the Current Registry
' are in preparation, and it is hoped that these can be
i distributed for immediate-use early in June.. It is planned
that the code to be used in the tabulation of these data will
be ready for circulation at the same time. As many personal
visits as feasible will be made before the November meeting
of the Subcommittee, so that a uniform, handling of these
records can be insured, insofar as possible, under existing
conditions
'
As an additional activity of the epidemiological, survey, a simple questionnaire requesting certain fundamental descriptive facts about each refinery or, installation of the participating companies will be sent to each Medical Director in the near future.^ This will be the first step in the routine assembling of necessary basic information for this study regarding the employee population involved and the control measures presently in force or as adopted..
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For Information only - Not for Publication
`
Kettering Laboratory
University of Cincinnati
THE PROJECT ON CARCINOGENICITY PROPOSED EPIDEMIOLOGICAL STUDIES
Progress Report
for
x
. The Subcommittee on Carcinogenicity
of the
API Medical Advisory Committee
April 23, 1950
Revision - May l, 190
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PRESENT STATUS
At the Subcommittee meeting held March ?5# 1950# the following
objectives were presented:
I. The determination of incidence and prevalence rates
of retrograde, hypertrophic or neoplastic reactions
in employees of the Petroleum Industry*
' II. The comparison of these rates with those of the
general population and other industries*
III. The evaluation of control procedures that have been
accepted, employed or recommended.
IV* The recommendation, if the studies justify the
action, of standardized safety and control measures.
The possible approaches to these objectives are:
I. A Retrospective or Historical study of all available
records of such cases among the employees of the
Petroleum Industry.
^
II. A Current Registry receiving reports of such cases
as they are discovered by and/or reported to the
various Medical Departments.
III. A study of the Employee Health Benefit Plan records
with the hope that like data can be secured from other
industries.
IV. Field Surveys of retrograde or hyperkoratotic lesions
on exposod skin surfaces.
V. A repetition of the studies which have pointed out an
unusual hazard in the Slack fl&x Process.
VI. The establishment of a Consultation Service to assist
in the planning of comparable company studies. This
last approach was not discussed at the Cincinnati meeting.
"
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FUTURE PLANS
A. It Is proposed to implement immediately, insofar as possible and/or.feasible, with due consideration and understanding of
. the wide variation in company policies, medical care programs, management interest and labor relations, the first two approaches, namely, (I) the Retrospective Study and (II) the Current Registry.
I.
Retrospective or Historical Study
1. Description
This approach requires the assembling of the clinical
records and employment histories of proved cases of
Neoplastic disease known to have occurred among employees of
-
the cooperating Petroleum Companies, regardless of site, type
**
of tumor, degree of exposure to various carcinogenic hazards
and employment status.
The Medical Departments, under this plan, within the
limits of their legal responsibilities (See Appendix, Page 1),
would be expected to forward to the Survey Group of the
University of Cincinnati the records of all known cases of
proved or suspected Neoplastic disease which have occurred
among their employees during the period covered by their
immediately available files.
It would bo expected that the details of the clinical
records would ho augmented, supplemented and/or verified,
insofar as possible, by the various Medical Departments
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through their relationships with their subordinate offices,
private physicians, hospitals, clinics and laboratories,
To determine the degree of possible exposure to various
potential carcinogens, the various Medical Departments would
bis expected to request that their Personnel Departments
furnish, insofar as their records permit, a detailed employment
%
history, including not only information regarding the
.
employment of the patient in the company or industry, but also
any other employment in other industries as covered by their
records.
(See Appendix, Pages 2, 3, if, 5 and 6 for the details
of the information to be requested on (1) the initial report,
(2) the clinical record and (3) the employment history.)
The Survey Group of the University of Cincinnati would
be expected to set up the necessary clerical mechanism to
receive the initial reports, to process the clinical records
and employment histories and to provide interim and final
summations to the Medical Advisory Committee. The tabulations
and analyses would be arranged to protect the identity of the
companies and/or the individual patients involved in the
study through the use of a code system.
2. Objectives
The serious defect in this plan arises from the great
variation in the amount and type of information available in
files of the various Medical and Personnel Departments. For
some companies, the need to collect this data is an entirely
new concept. In others, even the provision of medical care
programs for the employees is a relatively recent activity.
`
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- if-
This approach, even with optimum^ conditions, information and cooperation, can only furnish a crude estimate of the prevalence of Neoplastic disease among employees of the cooperating companies who have had exposures to the older conditions and processes. The tabulations cannot be used to ascertain the potential hazards of the newer processes.
However, if a consistent pattern in the -occupational histories of this group of cases was found, the presence of overlooked hazards in the older methods might be Indicated, furthermore, if an unusual distribution is reported with regard to type and site of tumor, further epidemiological studies of Neoplastic disease in employees of the Petroleum Industry might be limited to only certain types and sitesi 3. Approximate Period of Study
It is readily apparent that, due to the many diverse situations found in the industry, the variation in the degree of cooperation offered by the different companies, the time needed to secure general acceptance of a standardized report and the necessary lag that will be encountered in setting up the clerical mechanism at the University of Cincinnati, this approach will require approximately two years to complete. It would be expected that the final report including cases as
they have occurred up to and including January 1, 1951 could not be submitted before 1952*
911230 BinEutM 01832
description of the job of the individual in the company and/or industry, but also all other employment covered by their records. It is hoped that this record can be augmented or supplemented, if necessary by the Medical Departments, since, in many instances, the patient will be in direct contact with the Medical Director or his immediate subordinates.
(See Appendix, Pages 2, 3, If, $ and 6 for the details
of the information to be requested on (1) the initial report, (2) the clinical record and (3) the employment history.)
It would be expected that the various Medical Departments, either directly or by securing the assistance of their Personnel Department, would furnish, periodically, similar employment histories for certain groups of employees in their company. The groups or samples required for this phase of the study would be selected with a direct request from the Survey Group, but only after personal consultation with the various Medical Directors and subject to the general approval of the Medical Advisory Committee,
(See Appendix, Pages $ and 6 for the employment history
as used for cases which would be sought not for all, but only a sample of the total number of employees in the company or industry.)
The Survey Group of the Chivera ity of Cincinnati would be expected to set up the necessary clerical mechanism to receive the initial reports, to process the clinicl records and employment histories and to' provide periodic interim summations to the Medical Adviaory Committee. The tabulations
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and analyses would be so arranged that the Identity of the companies and/or the individual patients involved would again be protected through the use of a code system*
In the attempt to calculate incidence rates for at least a fraction of the industry, it would be expected that the Survey Group would prepare the plan, subject to the approval of the Medical Advisory Committee, for selecting the needed employee groups for the population studies as previously described*
As an adjunct to the Central Registry, it would seem desirable to create a Central Pathology Service at the University of Cincinnati to whom the various cooperating Medical Departments could forward slides and/or tissues for diagnosis and a uniform classification* This particular activity would stimulate the cooperation of the physicians in the search and reporting of cases to the Central Registry. It would also establish a uniform level for acceptance of a case as one of proved Neoplastic disease* How this service can be established and financed still remains an open question, 2. Objectives
This approach would furnish, in contrast to the prevalence rates of the Retrospective Study, an approximate estimate of the incidence of Neoplastic disease among employees of the cooperating companies, since it is hoped that, for at least a portion of the Industry, adequate estimates of the number of employees involved and possible exposures to various potentially carcinogenic hazards will be obtained*
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- 8-
It would be expected that this plan would augment,
.
supplement and finally supplant the Historical Approach in
defining far more accurately the hazard of the older processes*
If successful, and since this will be a current registry
providing for reports in the years to come, the analyses could
be used to ascertain the hazards of the newer processes,
provided that the study is maintained and supported for a
sufficient period of time to take into account the long latent
period cosmonly found with Neoplastic disease*
It is also possible that this plan, in the future, will
provide comparisons of incidence rates not only between
various processes, but also geographic areas, racial groups,
companies, other industries and the general population*
3, Approximate Period of study
It would be well to call attention at this point to the
fact that the greatest obstacle to this approach is the
dynamic almost fluid state of the technology of the Petroleum
Industry* This situation will seriously interfere with any
logical attempt to define accurately the degree and period of
exposure, except in the very broadest of terms. It will be,
likewise, the most dangerous factor in the estimation of
exposed populations, since process changes bring about the
frequent shifting of the employees in the refinery operations.
Also, since it is generally accepted that Neoplastic
reactions require usually a relatively long and heavy exposure
to even proved carcinogenic agents, and that there is,
likewise, usually a very long period between exposure and ;
911230 BinEulM 01836
- 9-
reaction, it la readily apparent that the registry must be continued and adequately maintained for a considerable period of time before it will even begin to measure the hazard of the newer processes. It is to be hoped, however, that satisfactory rates measuring the hazards of the older processes would be available much earlier.
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- 10
B* It id proposed to continue the exploration and the possible implementation as soon and insofar as possible and/or feasible with due consideration and understanding of the wide variation in company policies medical care programs, management interest and labor relations, of the third and fourth approaches, namely, (III) Htaployee Health Benefit Plan Study and (IV) the Field Survey for Retrograde or Hyperkeratotic Lesions. The description, objectives and approximate period of study for both of these attractive and possibly feasible approaches must await further consultation, discussion and pilot trials before they can be brought to the Subcommittee and/or Medical Advisory Committee for their consideration. It is hoped that these two avenues can be explored sufficiently during the summer of 1950 to permit firm planning at the November meeting.
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d* It is proposed to Implement* as soon and insofar as possible
and/or feasible* with due consideration and understanding of
the wide variation in company policies* medical care programs*
management interest and labor relations* the last two
approaches, namely* (V) Repetition of the Slack Wax Studies
and (VI) the Consultation Service It is not proposed that the Survey Group take an active
part in the Slack Wax Studies* but that the observations will be repeated by individual companies. It is hoped that the
Survey Group of the University of Cincinnati, through personal
contact* can make certain that adequate observations are
secured so this question can be thoroughly explored and
evaluated. In serving as an agency to insure that the
individual company protocols are valid, acceptable and
comparable, It is expected that they can act as a medium of
dissemination so that the various other cooperating Medical
Departments will have access to this information. It is planned, likewise, that the Survey Group of the
University of Cincinnati will stand ready to assist* upon the
specific request of any Medical Department, in the planning of
other studies to determine particular and/or unusual hazards. It is not expected that the infoimation so gathered would be
disseminated generally unless the interested company permitted this action. The sole objective for this approach would be to ' Insure comparability or studies and observations in case
general dissemination or comparisons became desirable.
'
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APPENDIX
*
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COPY
December 20, 19^9
Appendix Page 1
Dr. Mclver Woody
ESSO Standard Oil Co.
f
BUILDING
Dear Doctor Woody:
f
You have told me the plan is being developed to accumulate in
the hands of Investigators of the; University of Cincinnati, who have
been designated for the purpose, data with respect to operatives
engaged in petroleum refining and petroleum handling who may have
been determined to be suffering from or who may be suspected of
suffering from cancer which may be attributed to their occupation or
to contact with petroleum products. You have asked me if I see any
r$
objection from a legal standpoint to transmitting to the designated
i-
authorities at the University of Cincinnati the records of such
patients.
There has grown up a feeling, and perhaps a right, on the part
of patients to have their consultations with their physicians and the
r?\
physicians1 records with respect to the patients treated as confidential between the physician and the patient. Even if the
patient*s right to have such communications and records treated as
?'
confidential is not fully established, I think our anxiety to develop cordial relations between our employees and company doctors ought to
compel us to regard those communications and records as confidential.
Starting from this premise, I think it is entirely proper from* a legal
standpoint, and feasible from the standpoint of the relations we want
to preserve with our employees, for you to report cases of the kind
Serein mentioned, provided you keep the identity of the patient
r
strictly confidential. I suggest that these reports may be made under
k
a series of code numbers or under fictitious names, you preserving in
your confidential files the identity of the code number or fictitious
name of the patient involved. I think if this anonymous scheme is
r
observed in making the reports you have described to me, it cannot
offend the patients legal rights. I feel equally strong it- is not
likely to cause any disturbance in the relationship between our
employees and our company doctors.
I would think that if the designated authorities at the Univer
fi
sity of Cincinnati desire to compile and use generally in the
industry or with the public any statistics with respect to data of
the kind herein described, which they receive from our company and
from other companies, they ought to again use codo numbers so that
II
the identity of the company whose employees are embraced in the
fci
statistics will he carefully concealod.
fl
If the foregoing restrictions arc observed, I think the confiden
tial nature of the physician-patient relationship will bo preserved,
and, similarly, the confidential nature of the company records will
be preserved and I do not anticipate any trouble would be involved.
Very truly yours,
ESH A
. . ,911230 BinEulM 01841
Sl^ea
Han
Preliminary Notification
Appendix Page 2
I. Identification Data
A. Code Number - All identifying data (Name-Address) to be retained by the Medical Director, correlated with the code number.
B. Age (Year born) C. Sex D. Race
II. Clinical Data
A. Type of Tumor B. Site of Tumor C. Date of Diagnosis-
0 *
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Appendix Page 3
Detailed Clinical Record
(To be completed in duplicate) (One copy to be retained by the Medical Director)
I. Identification Data
A. Code Number - All identifying data (Name-Address)
'
to be retained in the office of the
Medical Director.
B. Age (Year b o m )
C. Sex
D. Race
E. Marital Status
F. Employment Status
II. Clinical Data *1
A, Dates
1. First Symptom
2. First Visit to Physician
3. First Diagnosis
14-. First Treatment or Hospitalisation
5* Death
B. Clinical and Pathologic Diagnosis - List of tumors
to be reported which will be placed on the reverse
of record. This list is not exhaustive but comprises
the great majority or terms usually used. TVhen the**?
is doubt concerning the malignant nature of a tumor,
it should be reported.
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Al
Carcinoma Sarcoma Epithelioma
Endothelioma J
and any term of which one of these words is a part.
Acanthoma Astrocytoma Brain Tumors Chorioma Chloroma Cholesteatoma Embryoma Ependymoma Ganglioneuroma Glioma Granulosa Cell Tumor (Ovary) Hypernephroma Hodgkin's Disease Leukemia Lymphoma Lympho sarcoma Linitis Plastica (Stomach) Melanoma
Meningioma Myeloma Medulloblastoma
Mixed ftimor Neurocytoma Oligodendroglioma Pinealoma Syncytioma Seminoma Symp athob 1as toma Spongioblastoma Teratoma Thymoma Paget's Disease (Breast) Wilms' Tumor (Kidney) Ewing's Tumor (Bone) Grawitz Tumor (Kidney)
C. Primary Site and Stage D. Treatment Advised and Received
.
E. Complications - Metastatic Sites
ill. Unusual Exposure to Possible Carcinogens - Including estimates
of Degree, Type and Length of Time (As elicited by the Physician)
List which will be placed on the reverse of the record.
A. Physical Agents
1* Trauma
t2. Radiant Heat Solar Rays Ultraviolet Rays 5>. Radioactive Substances or Roentgen Rays
B. Inorganic Substances
1. Arsenic 2. Chromates
C* Organic Substances
I . 1. Aromatic Amines
2 Tar or Pitch Soot Creosote and Anthracene Oils
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Detailed Occupational Record
Appendix Page f>
(To be completed in triplicate) (One copy to be retained by the Medical
Director and Personnel Department)
I* Identification Data
A. Code Number B* Age at Commencing Work 0. Employment Status
II. occupations and Detailed Employment Record - Listed in Chronological Order
A# Name of Companies and/or Plants B. Products Handled by Worker C. Job Descriptions - The Broad Classifications which
will be placed on reverse of card.
1. Production a. Riggers and Drillers b. Others
2. Refining a. Cracking (1) Catalytic (2) Thermal (3) Others b. Lubricant and Paraffin (1) Crude Wax (2) Others e. Straight Run Distillation and Light Ends d. Special Products
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Appendix Page 6
e. Maintenance (1) Pipe fitters and Boilermakere (2) Others
f. Control Laboratory
g. Others
3* Transportation a. Pipe Line b. Fuel Oil Carriers c. Others
ij.. Marketing and Executive a. Service Station b. Others
5. Others - Specify in detail
D. Periods Employed
III. Unusual Exposure to Possible Irritants - including estimates
** of Degree, Type and Length of Time {As elicited by the
Employment Record)
(See list - Detailed Clinical Record)
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