Document dRaQn4avJnMDbwbG0MgXX7BG
TO: EOIC Executive Committee
Interoffice Communlcotion
FROM: DATE:
SUBJ:
T. G. Grumbles August 8, 1989
OSHA PROPOSED RULE: METHODS OF COMPLIANCE
The subject rule has multiple questions and requests for comments and/or data regarding the use of respiratory protection for compliance with occupational exposure limits. Specifically, there are many references to the EO EL rulemaking record regarding the use of respirators to comply with the 5.0 ppm EL. I believe EOIC needs to comment on at least the EO specific issues, particularly the use of respirators for EL compliance, as well as some of the general issues raised.
I've attached a copy of the proposal with the question raised by OSHA numbered in the margins. I believe we need to comment on at least the following: 1, 2, 4, 7, 8, 10, 13, 14, 15, 17, 20, 22, and 25.
These questions deal with the cost/benefits of respirator use, specific jobs where respirators can be used solely, and additional data to support specific changes to the Ethylene Oxide standard.
We need to review our comments in the EL rulemaking records and determine what we believe we could add to reemphasize our prior position or new information to address OSHA's questions.
CT"------------------T. G. Grumbles
dlj
cc's:
R. Romano S. Schotland
VVV 000009610
Federal Register / Vol. 54, No. 106 / Monday, June 5. 1989 / Proposed Rules
23991
From the Superintendent of Documents, U.S. Government Printing Office, Washington. DC 20402, Stock No. 050001-00308-2. The FHWA both receives and initiates requests for amendments to the MUTCD. The MUTCD is a promulgation of uniform national traffic control devices standards and applications for use on all streets and highways open to public travel regardless of type or class or the governmental agency having jurisdiction.
Issued on: May 30.1989. R. D. Morgan,
Executive Director.
[FR Doc. 89-13280 Filed 6-2-88; &4S smj
auum cooc mo-a-M
DEPARTMENT OF LABOR
Occupational Safety and Health Administration
29CFR Part 1910
[Docket No. H-160]
RIN 1218-AA28
Health Standards; Methods of Compliance
agency: Occupational Safety and Health Administration (OSHA), Labor.
action; Proposed rule.
summary: By this notice the Occupational Safety and Health Administration (OSHA) proposes to modify the existing provisions for controlling employee exposures to toxic substances found in 29 CFR 1910.1000(e) and 29 CFR 1910.134(a)(1). The Agency proposes to incorporate additional flexibility in its methods of compliance requirements by more explicitly setting forth the circumstances under which respiratory protection may be used in lieu of engineering controls. While some additional approaches are not reflected in actual proposed regulatory language, comment is requested on the appropriateness of addressing all of the various areas discussed by this notice in a final methods of compliance ruie.TThls action is being taken based on data the Agency has received in response to an Advance Notice of Proposed Rulemaking (ANPR) published in February, 1983 (48 FR 7473) that solicited comment on ils policy relating to the use of engineering controls and respirators and on data found in OSHA's 6(b) rulemaking records addressing the methods of compliance issue (Ex.4).
Notice is also given, herein, that certain modifications to the compliance
requirements with respect to short-term
exposures in the recently promulgated standards for benzene (52 FR 34460). formaldehyde (52 FR 46168). and ethylene oxide (53 FR 11414) may result from this rulemaking.
date Comments and requests for a hearing should be submitted by October 3,1989.
ADORESSES: Comments should be submitted in quadruplicate to the Docket Officer, Docket No. H-160, Room N3670, U.S. Department of Labor. 200 Constitution Avenue, NW., Washington, DC 20210.
Requests for a hearing should be submitted in quadruplicate to Mr. Tom HalL OSHA. Division of Consumer Affairs. Docket No. H-160. Room N3637, Ll.S. Department of Labor. 200 Constitution Ave., NW., Washington, DC. 20210.
FOR FURTHER INFORMATION CONTACT: Mr. James F. Foster. Occupational Safety and Health Administration. Office of Public Affairs, Room N-3649, U.S. Department of Labor. 200 Constitution Avenue. NW,, Washington. DC 20210. Telephone: (2D2) 523-8151.
SUPPLEMENTARY INFORMATION:
L Background
OSHA's methods of compliance policy, first adopted by OSHA from national consensus standards in 1971. and subsequently included in OSHA substance specific health standards, requires that employers rely primarily on feasible engineering controls to prevent employee exposures from exceeding permissible levels. This requirement in particular, is stated in the OSHA Respiratory Protection Standard. 29 CFR 1910.134(a)(1), which applies to all exposures to airborne toxic substances, and in the Air Contaminant Standard. 29 CFR $ 1910.1000(e), which applies to exposures to 600 substances listed in Tables ZA, Z-2, and Z-3. Thus. 29 CFR 1910.1000(e) requires employers to first implement engineering and administrative controls to comply with the permissible exposure limits for substances listed in the above Tables. Similar language appears in OSHA's generic respirator standard which set forth the condition? of respirator use required to protect the health of employees. (29 CFR 1910.134(a)(1)). These standards were adopted without full rulemaking proceedings to allow OSHA to quickly put into place a body of workable regulations, pursuant to section 6(a) of the Occupational Safety and Health Act of 1970 (29 U.S.G 855 et seq).
This methods of compliance policy
has alio been incorporated in every
health standard adopted pursuant to section 6(b) of the Act after OSHA's
evaluation of the related rulemaking
records. All substance specific health
standards (except for the 13 carcinogen
standards. 29 CFR 1910-1003-1016. which
mandate specific engineering controls)
and the carcinogen policy (29 CFR Part
1990) recite a generalized preference for
engineering and work practice controls.
However, in each such standard OSHA
has Identified circumstances or
operations where the record shows the
infeasibiiity or impracticably of
installing engineering controls and has
allowed reliance on respiratory
protection as well. However, the generic
standards. 29 CFR 1910.1000(e) and
134(a)(1), do not set out most of these
modifying circumstances in their
regulatory texts.
In certain recognized situations and
conditions under OSHA's substance
specific standards, engineering controls
are not required and respirator use is
permitted. For example, the following
standards permit the use of respiratory
protective devices during installation of
feasible engineering controls, where
engineering controls are not feasible,
and where it is necessary to supplement
engineering controls in order to achieve
full compliance: asbestos, arsenic, lead,
coke ovens, cotton dust. DBCP.
acrylonitrile, and ethylene oxide. Other
specific allowances for respirator use
can be found in standards for arsenic
(maintenance and repair), lead (for
employees exposed less than 30 days
per year), coke ovens (maintenance and
repair), acrylonitrile (maintenance,
repair, and vessel cleaning), and
ethylene oxide (collection of quality
assurance samples, removal of
' biological indicators, loading and
unloading of tank cars, changing
ethylene oxide tanks, vessel cleaning,
and maintenance and repair activities).
These examples provide a clear
indication of the Agency's realistic
expectations with respect to the
implementation of engineering controls
and of the flexibility implied with
respect to the meaning of "feasible
engineering controls." In addition, in an
enforcement context it may be
demonstrated that for specified
operations engineering controls are
infeasible. OSHA seeks comment on m
whether these specific types of
'--^
allowances should be explicitly built
into the general methods-of-compliance
provisions.
OSHA's policy has been criticized by
some as too inflexible, not cost*
effective, often unnecessary for health
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Federal Register / Vol. 54, No. 106 / Monday, June 5, 1989 / Proposed Rules
protection and outdated based on the
rulemaking records from other
Engineering controls generally provide
argument that sufficient progress has
standards which OSHA has
belter and more reliable methods of
been made in respirator technology and
application to permit their use on a wider scale.
In order to address these criticisms OSHA published an ANPR on February
promulgated have been re-examined
and relevant exhibits have been placed in this record. Labor unions opposed any change in the role of respirators in current programs. In addition, NIOSH,
protecting employee health Improperly wearing respirators can be a continual
problem. While we believe this occurs less than 6% of the time in many of our plants, we expect U occurs more frequently in some
plants--possibly in the order of 30% or more
22,1983. to solicit public comment on
and Los Alamos and Lawerence
of the time. (Ex. 2-103).
issues such as preference for engineering controls, comparative
protectiveness of respirators and
engineering controls, total costs of
respirators and engineering controls,
and the use of engineering controls even if such controls fail to reduce levels to below the PEL. OSHA was also seeking information that would help the Agency
to focus on three primary policy considerations:
The first consideration was health
Livermore research laboratories, highly respected for their expertise and
experience in exposure control
technology, also opposed changing the existing policy.
The preponderance of data in this and other rulemaking records (ethylene oxide, cotton dust DBCP. acrylonitrile, arsenic, lead, asbestos, cancer policy) support the industrial hygiene principle that engineering controls, where feasible, are more effective in
Many industry commenters. however, called for increased flexibility in OSHA's compliance policy; still others for abandonment of the preference for engineering controls. For example, the Chemical Manufacturers Association . stated (Ex. 2-72], in response to the question of whether OSHA should require the use of feasible engineering controls "In preference" to the use of respirators, as follows:
protection, it had been postulated that
controlling exposure than other means.
As long as the employer meets s
there may be many instances where
Commenters representing unions, (2- permissible exposure limit (PEL), controls the
respirators would provide protection to
employees equivalent to engineering controls, and that their routine use should be permitted.
The second consideration was that
respirator technology and use practices have progressed significantly since
53.2-102,2-122, 2-98), universities (2 120), research organizations (2-128,2138, 2-131, 2-81), and health associations (2-89), contended that the requirement to implement feasible
engineering controls should be. maintained. Industry representatives
skin contact, or meets the appropriate biological levels that are consistent with employee health and safety, OSHA should not require any specific control strategy (sic). Means for achieving such standards will often involve engineering controls and the
use of respirators as well as administrative and work practice controls. Methods of
initial adoption of OSHA's compliance
that acknowledged the superiority of .
reducing exposure to the desired level will be
requirements in 1971. As a result of many of these advances, the consensus among many occupational health
professionals concerning what constitutes a reasonable effective
feasible engineering controls include AT&T (2-59), DOW (2-71), Monsanto [2-
88). and ALCOA (2-103). These commenters agreed that
engineering controls provide reliable
different in each workplace and the combination of engineering, administrative,and work practice controls and use of respirators should be left to the employer.
Representing a broad cross section of
respirator program has changed. This point is demonstrated by the issuance of the American National Standards
Institute (ANSI) Z-88.2-1980 standard, entitled "Practices for Respiratory Protection." a revision of the 19G9 ANSI standard. In addition, improved
respiratory protection programs are
currently being addressed in a proposed revision of OSHA's respiratory
protection standard (29 CFR 1910.134). It was suggested, therefore, that, in the presence of such programs, respirators
would be capable of taking a more significant role in air contaminant
protection than they have had before. The third consideration was cost*
and consistent levels of protection to a large number of workers and are not dependent on individual human performance. Data submitted to the record support this assertion. Performance of engineering controls can be monitored continually, inexpensively,
and can be predicted at the design stage. As stated by DOW, "The primacy of engineering controls for controlling exposure is an accepted principle of occupational health" (2-71). AT&T commented that "Engineering controls should always be given primary consideration" (2-59). Los Alamos'
Industrial Hygiene Group has stated.
industry, the National Association of Manufacturers [Ex. 2-91j similarly stated, arguing that OSHA's current methods policy was actually counterproductive to worker safety and
health, as follows:
The threshold question is whether current OSHA standards requiring employers to implement feasible engineering controls to maintain air contaminants in the workplace to within prescribed permissible exposure limits and permitting engineering controls era not feasible, not yet installed, or are inadequate is conducive to the "most effective*' protection of workpiece health. It Is the NAM's belief that almost exclusive reliance on engineering controls while not
effectiveness. There may be instances where the costs of engineering controls would exceed the expected costs of respiratory protection, and where the
routine use of respirators may provide adequate employee protection. Should
That* * there am no analytical results to indicate that respirators offer equal or belter protection than engineering controls and with very few
exceptions * * * respirators simply cannot offer the same degree and reliability of protection to employees, as properly
accounting for situational variations ia neither the most effective approach nor in the
best interest of overall worker protection. F#W professionals in industry would argue
that engineering controls are not the "ideal**
means for the elimination or mitigation of workplace hazards. However, ideal solutions
such instances exist reasonable
designed and operated engineering controls
rarely work as well as expected in practice
allowances for the use of respiratory
(2-131).
and practical concerns must also be
protection should be made. For the foregoing reasons, it was felt
to be timely and appropriate to
The University of North Carolina commented that:
considered. These practical concerns include ell hazards rather than a single hazard and muet be viewed in relation to and interacting
reexamine OSHA's policy on methods of compliance.
Over 135 ANPR comments were
All industrial hygiene practice indicates feasible engineering controls should take
precedence * * * (Ex. 2-120).
with a total workpiece safely and health program. Under this total program, the ideal
solution for the control of one hazard may likely limit an employer's ability to address
received, with a wide range of responses
ALCOA, addressing the reliability of
the remaining segments of the program. Thus,
from industry, labor, health
engineering controls and respirators,
preference for one form of control over
organizations, and others. In addition.
provided the following:
another, unmindful of the variables involved.
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Federal Register / Vol. 54. No. 10Q f Monday. June 5. 1989 / Proposed Rules
23993
we believe, is counterproductive lo the
Atlantic Richfield Company {Ex. 2-30]. are not feasible before an employer can
effectiveness of balanced and truly
in endorsing comments submitted by the rely on respirators to reduce employee
effective overall safety and health program. For this reasorvthe feasibility of an engineering control should not be the sole determinant of its use and OSHA policy should not reflect this short-sighted goat
Specific companiea reflected similar concerns. Thus, the DOW Chemical Company [Ex. 2-71] noted:
American Petroluem Institute [Ex. 2-73], noted:
Employers should have the option to select
a protective control strategy rather than
being mandated to adhere to the current rigid hierarchy of exposure controls. The ultimate
goal of any control strategy must be the
adequate protection of workers exposed to
contaminants. Varying control strategies will
exposure to required levels. In large part these circumstances
reflect the current application of the two standards involved and circumstances recognized in substance-specific standards. By setting out explicit
situations OSHA hopes to make future application of the methods of
The prime concern In Bny reconsideration
achieve that goal et leaat equally welL and
compliance policy more uniform and
of the methods-of-compUanca provisions
often more cost-effectively, as the fixed
understandable.
must be maintenance of safety and health
controls provided by current policy.
It is noted that provisions adopted
protection for employees to prevent workrelated injuries, illness and death. Such
protection cannot be achieved by mandating a hierarchy of control techniques. Dow
recommends that OSHA delete or modify any mandatory preference to allow employers greater flexibility to use their professional judgment to determine the balance of engineering controls, work practices, operator training and personal protective equipment th8t is most effective for them in achieving the appropriate level of protection.
Another major chemical company, Du Pont emphasized the effectiveness of respirators together with the need for greater flexibility:
Much has changed since the current
methods of compliance policy was adopted. Data obtained from research on the performance of respirators in the workplace,
much of it performed by DuPont lend strong support to the conclusion that respirators provide reliable employee protection when used in a good respirator program.
Recent research on workplace protection factors demonstrates that respirators provide effective control for exposure to airborne chemicals when they are used correctly in a good respirator program. In many eases they
provide the most cost effective means of control. Accordingly. DuPont believes that respirators, like engineering and
administrative controls, have a proper role to play in the protection of employee's. Therefore. DuPont recommends that each employees personal work environment be maintained at a safe exposure level through Implementation of cost-effective engineering
In support of this recommendation we want to emphasize that the statutory language of the OSH Act does not mandate the primacy
of engineering controls. Support for this conclusion is fully developed in API's comments.
OSHA should recognize the significant advances in both technology and applicability of respirators in the last decade.
New methods and procedures for fit-testing and respirator fit reliability have been developed.
Other commenters expressed similar concerns. (See Cast Metals Federation [Ex. 2-49), Horaton Lighting & Power [Ex. 2-21), the American Gas Association [Ex. 2-77], SCM
Corporation [Ex. 2-21], and National Agricultural Chemicals Association [Ex. 2-77], National Paint and Coatings Association. Inc. [Ex. 2-78]. Motor Vehicles Manufacturers Association [Ex. 2-95], and The Health Industries Manufacturers Association [Ex 2-110].
This rulemaking does not address the assessment and reduction of any absolute existing risks but rather addresses the possible change in risk abatement associated with the use of respirators instead of engineering controls. The nature of the risks involved concerns differences in degree of protection between respirators and engineering controls as applied in various types of work situations involving different air contaminants.
under this standard will not change the compliance provisions found in OSHA's
. existing substance specific standards j with the possible exceptions of the STEL
provisions in the ethylene oxide (29 CFR 1910.1047). benzene (29 CFR 1910.1026) and formaldehyde (29 CFR 1910.1048) standards. The preamble to those standards indicated that if evidence were to be submitted during this rulemaking, appropriate to ethylene oxide, benzene or formaldehyde on the | STEL compliance issue OSHA would consider making appropriate changes to I each rule. If information developed in
the course of this rulemaking demonstrates that changes should be made in any of the existing substance specific standards, OSHA will amend
these standards to permit employers to elect to use either respirators or engineering controls to achieve
compliance with those existing short
term limits. The circumstances listed define
concrete situations where OSHA has or
would have treated the primary reliance on engineering controls as infeasible in moat cases. Withtq th*am circumstances
employers wiffhe able use any-> combination of engineering or work practice controls and respiratory
protection to effectively reduce employee exposures to required levels.
OSHA also notes that as under the
controls augmented as necessary by personal The Proposal
current standards. OSHA's enforcement
protective equipment and/or work practice controls. The choice of methods should depend on the factors in each specific situation.
*# *
The choice of the proper method(s) of compliance involves, therefore, far more than the simple dichotomy of engineering controls versus respirators. For this reason, the question "Which are better, engineering
OSHA proposes to modify its existing requirements in 29 CFR 1910.1000(e) and 134(a)(1) that specify primary reliance
on feasible engineering and work practice controls, by further clarifying the circumstances, based on experience with OSHA'a 6(b) standards and data
and information submitted for the record, under which more extensive use
of the hierarchy of controls provision is on a case by-case basis. Other situations where engineering controls may be infeasible can be more easily identified because of the explicit examples provided in the proposed
provisions. OSHA has recognized other
circumstances where respirators are
controls or respirators?" cannot be
of respirators may be appropriate.
essential to guarantee employee health
satisfactorily answered in the abstract. As
The record does identify specific
in some substance-specific standards.
the information and comments offered by Du Pool in the enclosure will indicate, the choice of the proper method(s) of compliance is best
made on an individualized basis by industrial hygiene professionals. So long as the two criteria identified above have been met. an
employer should not be needlessly
situations where engineering controls generally may not be feasible, end
where respirators may have to be used (Exs. 2-51. 2-72,2-131). OSHA. therefore, is proposing to specify five sets of circumstances where there will
Thus, OSHA has provided that in work operations such shutdown and repair
activities respirators may be used as a
primary control strategy. (See 29 CFR 1910.1046(a)(l)(ii), Formaldehyde: 1910^047(gj(lj(lij. Ethylene oxide (EtO];
controined from choosing the control strategy be no need for employers to show that
1910.1043(f)(l)(ii). Cotton dust:
that makes sense for his particular operation. engineering and work practice controls 1910.1029(g)(1)(b), Coke Oven emissions:
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Federal Register / Vol. 54. No. 106 / Monday, June 5. 1909 / Proposed Rules
1910.1018fb)fl)(ii). Inorganic arsenic; I910.100l(g)(ii), Asbestos, tremolite,
due to the general infeasibility of engineering control implementation or
appropriate for clarification purposes. Comment is requested on this issue.
anthophyilite, and ectinolite).
for which respirators would, in any case, OSHA points out that this exception
OSHA has nol proposed an explicit
provide sufficient protection.
does not cover the required
exclusion for maintenance activities for
The five sets of circumstances that
the generic standards. As OSHA
have been identified by OSHA from
supplemental use of respirators when * feasible engineering controls do not
observed in the preamble to the
data in the record where engineering
"achieve full compliance" pursuant to 29
carcinogen policy, based on its review of that voluminous record, although these activities are '`intermittent, often
unpredictable and often undertaken when engineering controls break down * * * some maintenance activities are
feasibly controlled by engineering and work practice controls'* 45 FR 5226. Moreover, the Agency believes that
(routine activities that are performed on a repeated or scheduled basis can be controlled through implementation of
feasible engineering and work practice controls. Compliance plana can be , developed and engineering controls
1 implemented for predictable activities, including routine maintenance.
controls may generally be infeasible include:
1. During the time necessary to install feasible engineering controls:
2. Where feasible engineering controls result in only a negligible reduction in exposure:
3. During emergencies, life saving, recovery operations, repair, shutdowns, and field situations where there is a lack of utilities for implementing engineering controls:
4. Operations requiring added protection where there is a failure of normal controls: and
5. Entries into unknown atmospheres.
CFR 1910.1000(e). Rather, it refers to situations where engineering controls would achieve exposure reductions only
to a negligible degree. Comments in response to the ANPR
identified some operations which may
be covered by this proposed provision. However, further case-by-case analysis still will be required (Exs. 2-131.2-118,
2-132). Thus, for example, the American Foundrymen's Society (AFS) asserts that "technical limitations prevent the
control of dust exposures to within permissible exposure limits by engineering means at most chipping and grinding operations." (Ex. 2-44). Spray
painting booths were also cited as
However. OSHA raises for comment the
A provision-by-provision discussion
virtually impossible to engineer to
question of whether it is necessary to
of the proposed revisions follows:
achieve substantial exposure reduction
require that all feasible engineering
1. OSHA is proposing to allow
(Ex. 2-38). OSHA notes however, that
controls such as ventilation systems be primary reliance on respiratory
engineering controls mey be feasible to
installed solely for maintenance
protection during the time necessary to implement, and the issue may be the
activities. Specifically, OSHA would
install or implement feasible engineering degree to which they are effective. The
like to receive examples of instances
controls. This circumstance was
proposed provision would allow
which would demonstrate that an
specifically identified in submissions to reliance on respirators when feasible
engineering control requirement
the ANPR (Ex*. 2-91,2-50), and In all
engineering controls only achieve
exclusively for maintenance exposures substance specific standards (see e.g. 23 negligible exposure reduction. If in the
would or would not be appropriate. (For CFR 1910.104(g)(1 )(i). Eta
case of foundries, the installation of
activities such as shutdown and repair, 1910.1045(h)0)(i), cotton dust).
local exhaust hoods and increased
which are necessary due to unexpected
or unpredicted occurrences, respirators would be permitted as they would be the only available source of protection against exposure.)
2. OSHA is proposing to allow primary reliance on respiratory protection where engineering control implentation would result in only a
negligible reduction in exposures. OSHA
housekeeping make tittle difference in the employee's exposure because of unalterable difficulties in hood placement then the provision may apply. If however, engineering controls
The Agency does agree, however, that there may be some activities that are
considered to be maintenance that may
have to be performed with respirators due to the absence of other controls. Nevertheless, as discussed above, tire
requests comment on whether setting / \ can reduce exposures, although not
forth this additional explicit regulatory^ ) down to the PEL'S, the unrevised
language is necessary in tight of existing supplemental respirator use provision of
provisions requiring that only feasible
S 1910.1000(e) would, as now, come into
engineering means be implemented to
play and require a combined control
reduce exposures. Current OSHA
strategy, and not total reliance on.
Agency believes many maintenance activities lend themselves to control by engineering means. OSHA does not
enforcement policy and practice
recognize that the degree of expected exposure reduction is part of the
respirator protection.
OSHA also notes that confining discussion about the effectiveness of
have sufficient information to list
specific maintenance jobs commonly performed in general industry that may
determination of feasibility. Therefore,
OSHA feels that it may be unnecessary to supplement the current compliance
feasible engineering controls to "conventional" controls may dictate unwarranted conclusion of infeasibility,
require widespread use of respirators.
requirements with specific language as loss of productivity or ineffectiveness.
Therefore, the Agency is interested in
receiving comment on the practicality of listing specific maintenance jobs for
suggested above. Further, to define in
regulatory terms on a broad basis what a "negligible" reduction in exposure
NIOSH has pointed out that, for
example, in the plastics and resins industry, implementing controls for
which engineering controls are generally level is in general industry as a result of cotton dust, and in silica flour milling,
infeasible or maintenance activities where respirator use is otherwise
appropriate based on consideration of
engineering control implementation, as opposed to defining it on a case-by-case enforcement basis, may prove to be
engineering control modifications and innovation increased production and
control effectiveness over
duration, frequency and whether routine or not.
Thus, data are solicited regarding
confusing to employers and impractical . "conventional" technology- (Ex. 2-81).
to OSHA. Nevertheless, since the
\ Innovative controls which are available
potential success of exposure reduction l will have to be assessed before this
circumstances, conditions, frequency,
is considered in determining feasibility, \ exception may be retied on.
) and duration of the types of industry
proposing specific language to that
3. The third provision proposed by
wide maintenance activities that
effect would not change current OSHA OSHA (o permit reliance on respiratory
typically require the use of respirators
policy and therefore, may be
equipment encompasses several
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23995
circumstances where total reliance on
essential for these activities, and that
occasional entry into hazardous
engineering controls would be
engineering controls were, in the main, atmospheres." Comments submitted to
ineffective or inappropriate. These are
infeasible (Ex. 2-112).
the Methods of Compliance record also
emergencies, recovery operations,
OSHA believes that employees will
argued for incorporation of flexibility in
unscheduled repairs shutdown, and in
be effectively protected in the situations respirator use under certain conditions.
field situations where there is a lack of
evisioned in provisions 4 and 5. by the
One commentor slated that respirator
utilities for implementing engineering
proper selection and use of respiratory
controls.
protection.
OSHA believes that in these
The Agency requests comments on all
circumstances, respiratory protection
spects of these proposed provisions. In
has proven itaelf generally as the most particular, the clarity of the "exception
and often the only practical means to
provisions" is of concern to the Agency,
minimize employee exposure.
because one reason for these provisions
Respirators may be the only means of
is to provide certainty and uniformity of
protection in situations where
' application to employers and OSHA
engineering controls cannot be
enforcement personnel.
implemented due to the remoteness of
In addition to requesting comment on
the locale, other configuration of die
the appropriateness of allowing the use
site, or the characteristic of the work
of respirators during the activitiea
operation. Further, some of the defects discussed above. OSHA requests data,
of respirators, i.e.. lack of employee ^-sviewa, and comment on other situations.
acceptance and degradation of fit over [J Jas discussed below, where it may be
use should be permitted in lieu of
feasible engineering controls for a
certain percentage of time per individual, per work station (Ex. 2-43).
This suggests, perhaps, that employers
should be allowed to establish a "respirator budget" to allocate a certain
number of days per year or hours per day for employees to wear respirators in lieu of feasible engineering controls. Comment and data is sought that
demonstrate that "budgeted" respirator use will result in reliable and predictable control equivalent to that afforded by engineering controls. Others
time are greatly reduced by the short '--''acceptable to use respirators in Ueu of
supported allowing employers to rely on
time they may be worn during
engineering controls, and which should respirators to control exposures for
emergencies, recovery operations,
be allowed for, as part of this
short term tasks (Ex. 2-61), and for high
unscheduled repairs and shutdown.
rulemaking, in a final methods of
exposure variability, infrequent and
Most submissions supported respirator compliance rule.
small exposed population job tasks (Exs.
use in circumstances similar to
Specifically, comment is sought on the 2-88,2-93). None of these comments,
exception three. For example. Monsantc^vNappropriateness of permitting the use of however, provided substantial data to
noted that during emergencies (liquid (rfyespirators for work situations in which
spills, fire fighting, etc.) respirators are V-the hazardous exposure Is of very brief
used in operations where routine
duration. OSHA permits the use of
gthe record demonstrating that employee
protection would not be compromised by permitting the use of respirators in
^
protection is achieved by engineering
respirators in specific activities in a
these instances in lieu of feasible
controls (Ex. 2-88). API noted that
number of its existing section 6(b)
engineering controls. Receipt of such
respirators are the only means to
standards based, in part on the short
data is requested by OSHA.
provide emergency protection in the event of an equipment failure (Ex. 2-93).
Most substance specific standards permit primary respirator use in these situations (See e.g. 9 9 1910.101B(h}(t)(ii), arsenic; 9 1910.1029(g)(1)(d), coke oven
emissions]; and 9 19l0.1044(h)(l)(iv), DBCP).
4. OSHA is also proposing to allow
reliance on the use of respirators in operations involving materials which are primarily controlled by engineering devices to protect employees in the case of control breakdown. QSHA's intent is to allow respiratory protection to be
used as a redundant control system where redundancy is considered
necessary either because of the toxicity of the substance or the possibility of
engineering breakdown. For example, Conoco, Inc. stated that "standby or back-up respiratory protection is
normally maintained in all locations
duration of the activity. For example, respirator use is permitted under the
ethylene oxide standard (29 CFR 1910.1047) during the collection of quality assurance samples, removal of biological Indicators, and changing of
ethylene oxide tanks or cylinders. These activities are typically brief in nature.
The concept of according acceptability of respirators for intermittent use is also found in the benzene (52 FR 34480) and lead (29 CFR 1910.1025) standards
which, in general, permit their use .where the regulated substance is used in the workplace less than a total of 30 days per year. These exceptions to implementation of engineering controls
were adopted in each specific standard based on data that demonstrated the acceptability of the use of respirators for those particular circumstances in those
particular substance using Industries. Thus, it is not presently clear to OSHA
As indicated above, however, OSHA is not convinced based on available
data that it is appropriate for the Agency to adopt broadly applicable generic exposure control provisions incorporating intennittency or short duration of operation as a basis for permitting the use of respirators in lieu of engineering controls, as found in the specific standards discussed above. Therefore, comment and data are solicited that demonstrare or refute the
appropriateness of adopting this approach into a final rule on OSHA's sCT\ methods of compliance requirements, (IHJ based on the frequency and duration of the activity, that could be applied to general industry. Comment is also specifically requested on whether actual final regulatory language which would reflect thia approach should incorporate specific time limitations as to the
where hydrogen sulfide (HsS) gas is
whether such exclusions can be
duration and frequency of use per work
produced in case of accidents" (Ex. 2-
appropriately applied generally. Another shift and what these specific time
60). regulatory agency, the Mine Safety and limitations should be, or should, rather,
5. The fifth circumstance proposed to Health Administration (MSHA), is also such language be phrased in general,
allow reliance on respiratory protection exploring the issue of ways to permit
flexible terms such as "brief duration."
is for entries into unknown atmospheres. more flexibility in required exposure
"short duration," or "brief intermittent
Preliminarily, OSHA intends to cover
control methods for unusual situations. use" without specific time limitations. If
confined spaces or vessel entry and tank For example, MSHA Is considering
a time limitation is suggested, the
cleaning and vessel cleaning. Most
permitting the use of respirators in
Agency requests data and information
commenters who addressed this issue
"tasks such as maintenance or
aa to the appropriate time period and
agreed that respiratory protection was
investigative activities (which] require
why adequate protection would be
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23998
Federal Register / Vol. 54, No. 106 / Monday. June 5. 1989 / Proposed Rules
provided by respirators during that
STEL compliance for all substances to
exposure; ability to measure and ensure
period.
be achieved solely through the use of /'''T^the adequacy of exposure control; work
Related to the issue of the
respirators. Since OSHA has received {Xujratei temperature and humidity of the
appropriateness of permitting short
no documentation that convinces the X>--^ workplace: ability to assess the
duration use of respirators, as discussed Agency that respirators can be used as a probability of protection failure;
above, is the issue of specifically
consistently effective means of routinely detectability of control failure before
permitting respirators to be used to
meeting STEL's on a widespread basis, harm; and die extent to which
achieve compliance with short-term
the Agency is raising this issue for
employees may be expected to wear
exposure limits (STELs). The preambles comment.
respirators for any required period-
to the recently promulgated benzene (52
The Agency is raising this issue for
FR 34460) and formaldehyde (52 FR
comment in conformance with
Comment received on these factors as set forth in the ANPR revealed that an '
46166) standards, for which STELs were statements to that effect in the ethylene important role is played by each in
adopted, and the preamble to the ethylene oxide standard (53 FR 11414). for which an excursion limit was
oxide, benzene and formaldehyde standards. OSHA therefore requests substantive technical data concerning
determining the suitability of compliance methodology. Engineering
controls were suggested as being
adopted, indicated that OSHA would
conditions and situations under which/---v particularly preferred where health
consider in its Methods of Compliance respirators can be employed
f\[0^effects are mote severe, where there are
rulemaking whether different principles successfully in lieu of other controls ttK^more lengthy and frequent periods of
should apply as to means of compliance
for the STEL or excursion limit, such as using respirators to meet the short-term
achieve STEL or excursion limit compliance, and concerning how and why the use of respirators for protection
exposure; where respirator failure warning properties do not exist; where the work rate exertion level is greater,
limit, but not the TWA. Neither the
ethylene oxide, benzene nor the formaldehyde standard adopted a
provision allowing respirators to be used to achieve compliance with the short-term limit in lieu of feasible engineering controls because data in
their specific respective records did not justify such an allowance. It is noted in each standard's preamble that if evidence is submitted in the Methods of
Compliance rulemaking, appropriate to
against short-term exposures can be
where significant respirator fit problems
differentiated from protection against
exist, and where extreme temperature
TWA exposures with respect to
and humidity conditions exist OSHA
effectiveness.
again raises for comment the question
Comment on another area where
as to how or if these workplace factors
broader use of respirators may be acceptable is also being requested by
should be viewed in deciding whether engineering controls or respirators are
OSHA. As discussed earlier, the
most appropriate and. further, how these
question arises whether there are circumstances in the workplace where
factors could be reflected in a final rule to define those circumstances where
the protection afforded by respirators
respirator use would provide
would be equal to the protection /Ok appropriate protection and would, thus.
ethylene oxide, benzene or formaldehyde on the short-term limit t V compliance issue OSHA will consider 0 nJj making appropriate changes to each ^ rule. OSHA therefore requests, additional data beyond those received during the specific 6(b) rulemakings, addressing the question of whether the compliance requirements in these standards should be modified with
provided throug;hh implementation of engineering controls. In particular, the question arises whether there are
be permitted under the rule. How would it be determined that employees would
be provided with the desired degree of
circumstances where the costs of the respirator program would be less than those of engineering controls and yet -
protection? It is noted here that OSHA is in the process of revising its standard on respiratory protection (29 CFR 1910.134)
equal protection would be afforded by
and that consideration should be given
either. Are there circumstances in which as to whether an increased degree of
cost effectiveness factors are e
--^protection may result where respirators
legitimate consideration in determining^jvFr use^ comformance with the new
' respect to control of short-term
the acceptability of one exposure
v^^tespirator program provisions,
exposures. Data and views are solicited control method over another. Also, what
It is not clear to OSHA at this time,
on circumstances under which it would workplace factors would have to be
however, how it can be determined that
or would not be appropriate to permit
employers to elect to use either engineering controls or respirators as
considered to evaluate the effectiveness^respirator use is equally protective as
of a control method before costs couldUWVengineering controls, costs
be taken into account? A number of
notwithstanding. Nevertheless, OSHA
the primary means of limiting exposure to within the benzene STEL. the formaldehyde STEL, or the ethylene oxide excursion limit
factors that may be appropriate to consider in determining whether engineering controls or respirators will provide adequate protection in a
seeks comment that would show the appropriateness of allowing cost effectiveness to be incorporated as a control method selection factor.
Based on information received during particular situation were raised for
In the proceeding discussion. OSHA
(his rulemaking, that is pertinent to
comment in the ANPR. OSHA seeks
has maintained its support for a
these substances with respect to
further comment on how factors such as continuance of its existing compliance
compliance requirements for control of described below should be taken into
method hierarchy, but has also
short-term exposures, OSHA will either account by OSHA or the employer in
suggested that, under certain specific
amend these standards to permit
determining the acceptability of using
sets of circumstances, it may be
employers broader discretionary use of respirators regarding STEL compliance
in this rulemaking, or will reaffirm the
either engineering controls or
respirators. Workplace factors which may affect the performance and degree
appropriate to allow respirator use in lieu of feasible engineering controls, thus providing flexibility in determining
conclusions reached during the previous rulemakings for each of the three substances.
of protection provided by exposure control means may include: number of
exposed employees and number of
the appropriate method of compliance. For example. OSHA seeks comment on a requirement to permit respirator use in
OSHA presently does not have
employees with respirator fitting
lieu of feasible engineering controls in
sufficient data to justify proposing to
problems; severity of acute and chronic certain instances where the employer
include regulatory language allowing
health effects; length and frequency of has submitted a comprehensive written
VVV 000009616
Federal Register / Vol. 54, No. 100 / Monday. )une 5. 1989 / Proposed Rules
23997
respirator compliance program to the
convinced that as suggested by these
Regulatory Impact
Agency. This compliance plan would be
subject to OSHA approval and would be required to demonstrate to the Agency that the use of respirators under the
circumstances described would provide protection to the employee equivalent to that afforded if feasible engineering. controls were implemented OSHA believes, however, that this flexibility may not be appropriate where the substance involved is a carcinogen, has
commentors, implementation of even a
strong respirator programs will result in equivalency of protection afforded by
respirators as compared to engineering
controls. The inherent limitations of respirators preclude their providing equivalent protection to engineering controls for use as the primary means of exposure control in most all circumstances where implementation of engineering controls are feasible. A
OSHA has not performed a
preliminary Regulatory Impact Analysis.
Regulatory Flexibility Analysis, or
paperwork clearance package for this
action since adoption of the proposed
requirements would add no new
regulatory burdens on employers with |
respect to either costs or information
collection.
<
IL Pertinent legal Authority
no identified dose-response threshold, continues to pose a significant risk at the PEL. has no respirator breakthrough warning properties, or if there are no means of determining the specific in-use effectiveness of the respirator. On the other hand, if the effectiveness of
control method which limits contaminant entrance into the
workplace (e.g. engineering controls) has been clearly shown to be a more
effective application of industrial
hygiene principles than one that does not. Nevertheless. OSHA seeks
Authority for this action is found primarily in sections 6(b|. 6(c). and 8(g)(2) of the Occupational Safety and Health Act of 1970 (the Act). 29 U.S.C. 655(b), 657(c), and 657(g)(2).
m. Public Participation
respirators can be monitored readily in comment on whether continuance of the
Interested persons are invited to
some manner, such as by biological monitoring, it may be appropriate to
control hierarchy is still necessary in any form, and whether adoption of a
submit written data, views, and arguments on this proposed amendment.
permit their limited use. The Agency solicits comment on the issue of OSHA approved respirator use. Views are
purely performance oriented compliance These comments must be postmarked on provision into a final methods of (Oil Ior before October 3.1989. and submitted compliance rule is a viable option. \~2 in quadruplicate to the Docket Officer.
sought on criteria which should be
Comments in support of discontinuance Docket No. H-160. U.S. Department of of the control hierarchy should describe Labor. Occupational Safety and Health
the specific circumstances under which Administration. 200 Constitution-
under which respirator use should not be permitted in lieu of feasible engineering controls.
An alternative which would provide
such a change would be appropriate and how it would result in continued equivelent employee protection. Data
and information are also sought that can demonstrate that adoption of a
Avenue. NW.. Room N-3670, Washington. DC 20210, (202)523-7694. Written submissions must clearly
Identify the provisions of the proposal which are addressed, and the position
even more flexibility with regard to respirator use is to allow employers
performance oriented compliance
taken .on each issue.
requirement will maintain the protectioar X The data, views, and arguments that
under any circumstances to comply with afforded employees under current <2. |jre submitted will be available for
exposure limits by any method the
methods of compliance provisions. If the- public inspection and copying at the
employer deems advisable. Some commenters have suggested that
employer is permitted to choose any mix above address. All timely submissions
of control methods to achieve
will be part of the record of the
establishment and enforcement of a good respirator program will result in effective exposure control where
compliance, should choice of the method proceeding. be at the discretion of the employer or should the method chosen be required to Requests for Hearing
respirators are used in place of
be approved by a professional in the, \ Under section 6(b)(3) of the OSH Act
engineering controls, and that employers Held of safety and health or other
j^nd 29 CFR 1911.11. interested persons
should be allowed to implement such
technicially qualified person?
who desire that OSHA hold an oral
respirator programs under the standard Commenters supporting continuance of hearing on the proposal may file
in circumstances deemed appropriate by OSHA'a current policy should provide
objections to the proposal and request
the employer (Exs. 2-61.2-86, 2-93. 2-94. pertinent data that demonstrate the
an informal hearing. The objections and
2-109). For example, the Ethyl
necessity of maintaining primary
hearing requests should be submitted in
Corporations states that 'The
reliance on feasible engineering and
quadruplicate end must comply with the
government should not regulate the need work practice means of exposure
following conditions:
for engineering controls but should
control.
1. The objection must include the
regulate the use of personal protective
Based on the proceeding discussion,
name and address of the objector;
equipment, requiring the employer to
OSHA proposes to add a new paragraph 2. The objections must specify with
show that protection is being provided" 1910.1000(f) that explicitly sets forth
particularly the provisions of the
(Ex. 2-109). The American Petroleum
circumstances in the workplace where proposed rule to which objection is
Institute asserts that "The burden
employers may choose to use respirators taken and must state the grounds
should rest on the employer to
in lieu of engineering means as a
therefor
demonstrate that its employees are
permissible method of controlling
3. Each objection must be separately
protected by whatever [control] strategy employee exposures to toxic substances stated and numbered; and
is chosen" (Ex. 2-93). Finally. 3M states listed in the Z-tables of section
4. The objections must be
that "A well written performance
1910.1000. OSHA also proposes to
accompanied by a detailed summary of
standard should satisfy the requirement modify section 1910.134(a)(1) by
the evidence proposed to be introduced
that OSHA ensure that exposures are
incorporating a statement of reference
at the requested hearing.
within permissible exposure limits while that indicates that respirators may be
Interested persons who have
allowing the employer to be concerned used in lieu of control in the
objections to various provisions or have
with the `how' of meeting a specific
circumstances listed under proposed
changes to recommend may, of course,
standard" (Ex. 2-68). OSHA is not
paragraph 1910.1000(f).
make those objections or
VVV 000009617