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SAL 000001369 (conoco) Interoffice Communication To From Dale Subtact D. A. Kuhn W. D. Broddle August 9, 1979 Literature Search for Reproductive Effects of Benzene I have reviewed all available experimental data on reproductive studies Involving benzene and have found no additional information not contained in your memo to R. E. Lehmkuhl on July 13, 1979. I have also communicated with Dr. Cliff Conaway (Texaco) who is chairman of API's Toxicity Committee dealing with reproductive effects of benzene. Dr. Conaway stated that API's studies would not be completed until 1980, but that all previously reported reproductive effects on benzene, below 80 ppm, are equivocal. Thus, I agree that 1 ppm TLY (3 ppm ceiling) should prevent unreasonable worker risk, but the potential toxicity of benzene merits close adherence to these atmospheric limits, especially when one desires a reasonable factor of safety below toxic experimental doses.S S/ f V. D. Broddle j lk CC: R. C. Allred T. R. Samsell SAL 000001370 i) e i- Interoffice Communication^ t _ _R. E. Lehmkuhl_ From= OK# J5ubj*ct 3--1979-* ZiCT.il IrpCKTft zc ir.TiZ -"'"t'.t. r e.* . . ~ 2 . - .. EFFECTS^OF BENZENE HARMFUL TO FEMALES * .\T J . _r. . 'GzccpmZiome^ Zxa&saex* zc 3<rru cirt^ Fed.. -1... dri.r, sTemrssarrr ii* As you1 requested I have reviewed several recent surveys1"*5 and the information In our files on benzene toxicity. There are no reports implicatlhg^benzene- as" espec tally1 toxlcr to* women7 lh human~"s tudies ; = -r althpughr*there areseverai* caSe- reports describingthe~ sudden*-* onset -'TVG of aplastlcwahemiaswhfeh-w6rkfet53exposeduto benzene become pregnant/* Therejari^-,howeyert-serfefa-t~~reports2of reproductive effects from'; ~ benzene* inhaiatibn-inr'femaie experimental-' ahimals"8: - Analyzing-these collectively, benzene is observed to have weak toxic effects on pregnant'-fbmales and* On-fetuses-at abbut = 50 ppm "in the -1 experimental-" -- animalsv' - ih;bhe-' tudy-at&500 ppm-j-wAak-teratoibgic-eff ects were alsor* observedt^- -- zr;6j- Theserfindings-shoulcpbe put;-in perspectiver'-' Many toxicological effects- " in both-humahs and-experimental an-i ma 1 s", -males - and - f ema les, ar e ~ f ound after exposure to benzene in the range 20 ppm and higher. Among them are acute affects-such-as;vertigo, drowsiness, headache-and^nausea, as well arcftrbmosomal-breakAge; leukopenia", pernicious ^and-aplastic anemia and leukemia.^ There are also three articles dealing with.effects bn males;?"11 While-the-information on:-males is sparse-and-inconclusive, limited-data suggest a gonadal effect in male animals at 80 ppm.10 -I* conclude; that^there is only a-small; amount - of informatibn- about 'the* ir-: effect- of" benzene-on-a^woman-briber developing fetust -`None' indicate a special-sensitivity.-"Whatiwethave:teils"us that the harmful effects occur within the same concentration range found for_many_of the toxic -effects1due;'to bentene'exposure*for both^men and-women. Consequently; our decisionGtb-set &rCbh6eb~-maxlmum~permi'ssible exposure^Ievel-at 1 ppm benzene,-far'beiow-the levels where these effects have been noted, is the proper course to adequately protect men, women, and their potential offspring. Because these effects have been found at relatively low concentrations we should redouble our efforts to assure that the 1 ppm maximum permissible exposure level is being scrupulously maintained. D. A. Kuhn DAK:aj o cc R A Darling, R T Ferrell, D L Norwood SAL 000001371 REFERENCES 1. US EPA, Office of Research and Development, "Benzene Health Effects Assessment, Washington, D.C., (October 1977). 2. Department of Labor, Occupational Safety and Health Administration, "Occupational Exposure to Benzene, Fed. Reg. 42, 22516, (May 3, 1977). 3. Department of Labor Occupational Safety and Health Administration, "Occupational Exposure to Benzene, Fed. Reg. 43, 5918, (February 10, 1978)". 4. A. Hrlcko and M. Brunt, "Working for Tour Life: A Womens Guide to Job Health Hazards", P. C-20, Labor Occupational Health Program and Public Citizens Health Research Group. (1976). 5. Hazleton Laboratories America, Inc., Vienna, Virginia, Project No. 145552, Teratology Study in Rats, Final Report (September 25, 1975). 6. Dow Chemical U.S.A., Midland, Michigan, Report Code HET K-002661-C11), Embryotoxicit-y of Inhaled Benzene in Mice and Rabbits, Final Report (August 3, 1978). 7. Green, J. D., Leong, B. K., J. and Laskin, S., "Fetotoxicity of Inhaled Benzene in Rats," Toxicol. Appl. Pharmacol. (1977, In Press). 8. Litton Bionetlcs, Inc., Kensington, Maryland, Project No. 20698-3, "Teratology Study in Rats", Final Report (November, 1977). 9. Hett, J., "Benzol/Und Keimdrusen", Klinische Wochenschrift 17:1376 (1938). 10. Wolf, M. A., Rowe, V. K., McCollister, D. D., Hollingsworth, R. L., and Ogen, F., "Toxicology Studies of Certain Alkylated Benzenes and Benzene", Arch. Ind. Health JL4:387-398 (1956).11 11. Deichmann, W. B., MacDonald, W. E. and Bernal, E., "The Hemapoietic Tissue Toxicity of Benzene Vaport", Toxicol. Appl. Pharmacol. 5:201-224 (1962). SAL 000001372 AM Plant Managers R. . Lehmkuhl January 28, 1977 Standard for Employee Exposure to Benzene RECEIVED NOV o 9 Btt MtUiUAl OiV. Effective Immediately, Conoco Chemicals standard for maximum permissible exposure to benzene will be an 8-hour time weighted average concentration of 1-ppm in air. Feasible engineering controls will be implemented to reach this level in the plants, if engineering controls are not sufficient to reach the per missible exposure level they will be supplemented by work practice controls and respiratory protection. While engineering controls are being designed and constructed, work practice controls and respiratory protection sufficient to meet permissible level should be employed. . Lehmkuhl L. Lembke, M.D. 1. Whetstone, M.D. Doyle, Legal Kuhn HASKELL LABORATORY Common Name: Benzene Chemical Name: Benzene CAS Registry No.: 71-43-2 Chemical Structure: Physical and Chemical Properties: Form: Molecular Weight: Boiling Point: Melting Point: Density: Vapor Pressure: Conversion Factors: Liquid 78 .12 80.1C @ 760 mm Hg 5.5C 0^87865 (20/4C) IOC mm Hg @ 26.1C 4 0 mm Hg @ 7.6 0 C 1 mg/1 - 312.5 ppm 1 ppm * 3.2 mg/m3 Recommended AEL: 10 ppm (8-hour TWA) i. , t' Chronic exposure to high concentrations of benzene is capable of causing an effect on the blood producing organs. Exposure to concentrations greater than 30 ppm has been reported to produce leukemia. Changes in the blood of exposed animals confirm this finding Cl). These changes are the basis of the current 10 ppm TLV (1) and OSHA PEL (2). QSHA has proposed a lowering of the PEL to 1 ppm. This proposed standard has been challenged in the courts as unreasonable (3). Recently, Exxon has reported to EPA that benzene may have an adverse effect on reproduction of laboratory animals (4). Exxon's conclusions were based primarily on a study performed by Litton-Bionetics and sponsored by the American Petroleum Institute. In this study pregnant rats were exposed to 0, 8.7 or 43.4 ppm of benzene on days 6-15 of gestation. Litton reported a significant effect on SAL 000001374 7^ 4 A o~ <r4 ^ C&r resorptions, resorptions/site and live fetuses/site at both levels (5) . A review of this data by Du Pont biostatisticians indicates it to be equivocal. Benzene is listed by Du Pont, ACGIH and OSHA as a carcino gen based in part on reports suggesting long-term exposure as a possible cause of leukemia in rubber industry workers (6). When the Du Pont classification was proposed it was recommended that benzene levels be maintained below the OSHA-recoramended limit of 10 ppm. Efforts taken to comply with this recommendation should not be relaxed. The Committee's recommendation was to maintain benzene levels as low as- possible. However, we are of no unequivocal data which shows that an 8-hour TWA of 10 ppm is not adequate protect worker health. to References 1. Documentation of TLV^s, 355-356 (1974-75). 2. Code of Federal Regulations, Title 29, Section 1910.1028. 3. Chemical Regulation Reporter, 1(53), 1955-1956 (1978); Ibid., 2 (3) , 73-74. ---------- 4. Section 8e (TSCA) Report, Exxon Corporation to EPA dated 9/28/78. 5. Unpublished Data, Litton-Bionetics Inc., Project No. 20698-3 (1977) 6. McMichael, A. J. et al., J. Occup. Med., 17, 234-239 (1975). Richard C. Graham:md December 12, 1979 0001^75 SAL 0 UNIVERSITY OF CALIFORNIA, BERKELEY BERKELEY DAVIS IRVINE LOS ANCELES RIVERSIDE $AK DIEGO SAN FRANCISCO SANTA BARBARA * SANTA CR17Z SCHOOL OF PUBLIC HEALTH DEPARTMENT OF BIOMEDICAL AND EKV1KOVMEKTAL HEALTH SCIENCE!:. October 22, 1986 EARL WARREN HALL BERKELEY, CALIFORNIA 94720 Dr. James Vail American Petroleum Institute 1220 L Street, N.W. Washington D.C. 20005 Dear Jim: Enclosed is a manuscript just submitted to Applied Industrial Hygiene, the new ACGIH journal. It is a rewrite and condensation of the descrip tive parts of the report and 1 don't believe it contains anything con troversial. I'd appreciate any comments you might have in 6-8 weeks so I can incorporate them in whatever further rewrite we have to do. The intent is to write a second paper dealing with compliance versus risk and I will send you a draft of that at an earlier stage in the pro cess. Hope all is well with you. Sincerely, *'* Robert C. Spear, Ph.D. Professor RCS/p Enel SAL 000001376 Benzene exposure in the petroleum refining industry ROBERT CLINTON SPEAR, STEVE SELVIN, JANE SCHULMAN and MARCIE FRANCIS Northern California Occupational Health Center: School of Public Health: University of California: Berkeley CA 94720 SAL 000001377 1 Benzene exposure in the petroleum refining industry 000001318 S M2 Benzene exposure data, submitted by nine petroleum refining companies, were studied with the general objective of characterizing the distribution of exposures within work operations and job categories. The data were collected by company hygienists over the period of years between 1978 and 1984. All measurements were of personal exposures determined using charcoal tubes or organic vapor monitors. Of the 123 location and unit specific job groups studied most eight-hour TWA exposures were below 1 ppm. For some groups, however, the variability in exposure was such that 10% or more of exposures exceeded 1 ppm. For nineteen of the most highly exposed groups sufficient data was available to study the variability in exposure associated with individual workers versus the common work environment. Results indicate that there were some cases in which variability in exposure was mostly associated with the environment and others in which it was mostly associated with differences between workers, but it was most often approximately evenly split between the two sources. This analysis provides guidance in determining whether control strategies should be targetted at the work environment or at work requirements or practices of individual workers within the group. Some short term exposure data were included for study. It was found that most fifteen-minute TWA exposures were less than 1 ppm , but again, there were groups with highly variable exposure with some measurements in excess of 5 ppm. These were often in jobs involving loading and unloading operations of barges or tanker trucks. SAL 000001379 3 Introduction In the latter part of 1984 we were asked by the American Petroleum Institute to conduct a study of benzene exposure data available from some of their member companies. These data had been collected by company hygienists over the years 1978 to 1984. The goals of the study were to: 1. Characterize the distribution of exposures within work operations and job categories. 2. Estimate the proportions of individuals exposed to benzene at or above levels ranging from 0.5 to 2.0 ppm. 3. Investigate the usefulness and suitability of specific statistical distributions as summary descriptors of exposure, e.g. normal, log-normal, etc. 4. Investigate intra-personal variation as a proportion of total variation in exposure levels within job categories. 5. Assess the implications of the results as they relate to air sampling strategies and the definition of compliance with OSHA standards. These goals can be broadly classified into descriptive, analytic and policy-related aspects of the study. In this paper we deal first with a description of the benzene exposure levels in various parts of the industry during the time period in question. We then present an analytical framework which we found to be necessary to characterize exposures adequately and to deal with issues of exposure variability within and between workers. The policy implications of these analyses, in the context of item 5 above, will be treated in a subsequent paper. 4 000001380 SM- The Data Base The data base of personal exposure measurements which was available for analysis was comprised principally of eight-hour time weighted average (TWA) values, although some short-term exposures measurements were submitted. An early decision was made to focus on the eight-hour data to avoid the additional variability that would be introduced by different sampling durations. All measurements were collected with either charcoal tubes or passive organic vapor monitors. Data were submitted by nine petroleum refining companies. The measurements were originally collected for many different reasons by the company hygienists and, for the majority of the data, it was impractical to consider separately samples collected under routine conditions versus those collected to characterize exposures during unusual circumstances. In that regard, respiratory protection was used in some of these exposure situations although we did not collect data on the frequency of respirator use. In general, each measurement was classified by worker identifier, location, unit and job. The fact that more than one observation was collected on most workers presented the possibility of estimating the variability in exposure due to the common work environment versus that associated with a particular individual. Early in the study considerable effort was given to working with the company hygienists in an attempt to define job categories that would at least approximate equal exposure groups. In some companies the specificity of job titles made it necessary 5 000001^81 S M- to pool several job categories into a single exposure group for analysis. In the end, all job groups were specific to a particular refinery, a unit within the refinery and an operation within the unit. For example, one particular job group was comprised of all benzene production operators (24 persons and 58 measurements) on the benzene and cyclohexane unit at location B. Descriptive Results: Eight-hour TWA Measurements Once we had come to an understanding of how to specify job groups, we asked the companies to submit eight-hour exposure data for all such groups for which there were 30 or more measurements collected from roughly 10 or more workers. There were 123 such groups. We have chosen to describe these data by giving the proportion of the measurements below the limits of detection and the proportions of measurements observed above 0.5,1.0 and 2.0 ppm, values of potential regulatory significance. Table 1 contains the descriptive exposure data for groups where at least 10% of measurements exceeded 0.5 ppm. That is, data are reported for the most highly exposed groups. The limits of detection vary by sampling medium and by analytical method. Since these factors differed from company to company and over time within companies, detection limits were reported separately for each data submission. For 30 of the 123 groups all of the measurements were below 0.5 ppm. For many of these 123 groups the fraction below the limit of detection was also quite high. On the other end of the scale, roughly fifteen percent of these groups have significant 6 SAL 000001382 fractions of the measurements in excess of 1 ppm. The groups with relatively high exposures and with adequate numbers of measurements will be considered below in some detail. The high exposure groups are comprised of operators of production units within the refineries, bulk transfer or loading operations and laboratory quality control activities. There was some interest in the exposure of maintenance workers and a special effort was made to obtain data on this employee group. The data submitted were eight-hour TWA values and are summarized in Table 2. However, the nature of maintenance work is such that these groups are not unit specific. Most, in fact, are only company specific so that there can be no pretence of uniformity of exposure. Nevertheless, it should be noted that only about 5% of the measurements exceed 1 ppm and a large percentage of the measurements are below detection limits. Descriptive Results: Short-term Exposures An effort was made, late in the study, to obtain data on short-term benzene exposures. In general, short-term refers to exposures measured over intervals of 5 to 30 minutes when a particular task or work condition lead the hygienist to expect high transient exposures. The format for data collection and analysis was, as with the eight-hour data, focussed on unit and site specific job groups. In this case we sought at least ten measurements per group, but no further constraints were imposed. The majority of data was submitted by one company, but thereare some data from a total of four companies. 7 SAL 000001383 Table 3 contains a summary of the data in the same format as used for the eight-hour TWA data. The exceedance fractions are based only on a count of the number of measurements above each of the limits where each measurement is treated as an independent value. In all cases the sampling medium was charcoal tubes. Because the sampling time was not uniform the values were normalized to a 15 minute standard. If the measurement duration was less than 15 minutes it was assumed that the task was complete and no further exposure would have occurred. Hence the TWA value was adjusted downward by the ratio of the sampling duration to the 15 minute standard. If the duration exceeded 15 minutes the TWA value was left unaltered under the assumption that exposure was uniform over time. As can be seen from Table 3, most of the short-term exposures are very low. However, as with the eight hour data there are some groups that show relatively high exceedance fractions even at 5 ppm. Those groups showing exceedance fractions of 0.10 or above at 5 ppm are involved in tank gauging, loading and unloading operations, barge transfer operations and tanker truck loading. For some groups in Table 3, groups 29 to 31 for example, the limits of detection were relatively high. This leads to high proportions below the detection limit, but also high proportions of the measurements in excess of 0.5 ppm. These entries are not in error and simply indicate short sample duration and correspondingly high detection limit situations. 8 SAL 000001384- Analytical Framework The descriptive data leaves one with the impression that, to the extent that these data are representative of the industry, most operations are associated with exposures below 1 ppm most of the time. Some operations, however, have significant fractions of their exposures above 1 ppm. To reach any more specific conclusion, on the basis of these descriptive data alone, is difficult. Indeed, we cannot even respond to the second goal of the study which was to estimate the proportions of individuals that were exposed to various benzene levels since these data relate to the proportion of measurements rather than of individuals. What is needed is a framework to disentangle the individual worker's contribution to overall variability from those environmental factors that contribute to the variability in exposure common to the group. Oldham and Roach were apparently the first to apply analysis of variance techniques to exposure data to investigate worker to worker versus day to day variability in exposure. ^ The concept is shown schematically in Figure 1. The idea is that each worker's exposure differs from day to day, and that, over time, the exposure is best described by a distribution of eight-hour TWA measurements which will generally be different for each worker. These are the distributions shown in the middle of the Figure. If these distributions are not the same for each worker, then one's view of the exposure of the group, based on a sample of exposure data of the sort presented above, obviously depends upon which workers were selected for measurement and how many 9 SAL 000001385 times each was measured, hence, the difficulty in interpreting the benzene data without directly addressing this issue. We adopted an analysis of variance model based on the proposition that the distribution of individual exposures was log-normal and that the variance of each of these individual distributions is the same for each worker, but with differing mean levels of exposure. Because the individual variances are assumed identical, the only remaining element of the model to be specified concerns the distribution of mean values among workers. It is not unreasonable to postulate that this distribution is also log-normal. This is the distribution shown at the bottom of the Figure. That is, if one were to determine the mean value of each worker's exposure distribution and there were a large number of workers, the distribution of means would also be log-normal. (The means referred to here are the statistical expectations, estimated by the arithmetic means, or the first moments of the log-normal distributions, not the geometric means or the means of the logarithms.) Consequently, the exposure distribution obtained by randomly selecting workers, and randomly selecting days on which measurements were to be taken, is also log normal. This latter distribution is that shown at the top of the Figure and includes both the day to day and worker to worker components of variability in exposure. There is empirical evidence that these distributional assumptions are valid in many exposure situations, but we shall subsequently address the goodness of fit issue in the context of the benzene data. 10 Sal 000001386 In order to apply this model to the analysis of the benzene data it is necessary to give its analytical formulation and specify the parameters that will be estimated from the data. To this end let h(x) be the overall distribution of exposure levels (the distribution at the top of the Figure), f(x|y ) be the distribution of the exposure of an individual worker whose mean exposure is y (the distributions in the middle of the figure illustrating several values of y and g(y) the distribution of means across the worker population (the distribution at the bottom of the figure). These three distributions are related by the expression: h (x) f (x|y )g(y) d y (1) To explore the properties of h(x) it is necessary to specify the parameters associated with two basic log-normal distributions. Specifically, g(y) is log-normal: geometric mean = GMB geometric standard deviation = GSDB f(xiy) is log-normal: geometric mean = GMW geometric standard deviation GSDW Further, represent the means and variances of the normal distributions of log(y) as y_ = log(GMB), o_ log(GSDB) , an log(x) as ^ = log(GMW) and oy = log(GSDW). Note that B refers to the distribution between individuals which is the distribution at the bottom of Figure 1. Similarly, W refers to within individual distributions and T to the total distribution i.e. the distributions in the middle and at the top of Figure 1, respectively. 11 SAL 000001387 Under these conditions (g and f both log-normal) h(x) is also a log-normal distribution with geometric mean equal to exp(|iB - y aw2) and geometric standard deviation exp (j/'y2 + g2 ) ^ The expected value of the exposure of a random individual 12 selected from the distribution h(x) is expfVg + yCg ) which is identical to the mean of the distribution g(vi). Table 4 gives an illustration of these three distributions for specific values of the log-normal parameters. It is the estimation and manipulation of these parameters that allows separate assessment of exposure due to individual differences (GSDB) versus those due to common environmental factors (GSDW). Highly Sampled Groups In order to estimate the parameters of the model it is clear that the exposure data have to include multiple measurements on each worker and multiple workers per group. In the benzene data we required, somewhat arbitrarily, that each group analyzed should have at least 45 eight-hour measurements on at least 15 individuals with an average of at least two measurements per individual and not more than 30% of the measurements below the limit of detection. These criteria provide sufficient numbers of observations to produce stable estimates of the log-normal parameters. The first nineteen groups in Table 1 met these criteria and are the subjects of the subsequent analysis. Standard statistical procedures were used to estimate the model parameters. These procedures provide consistent estimates while taking account of the fraction of the measurements below the limits of detection. Before presenting 12 SAL 000001388 these results, let us deal with the goodness of fit issue, that is, the degree to which the model adequately summarizes the data. We chose to focus on the right tail of the top, h(x), and bottom, g(p), distributions of Figure 1, clearly the most critical part of any exposure distribution. In particular, we chose to contrast the proportion of measurements above 1 ppm predicted by the model with that observed and to contrast the predicted proportion of individual means above 1 ppm with those observed in the data set. That is, the means and variances of the model were estimated from the data and these estimates were used to predict the fraction of measurements or the fraction of individual means above 1 ppm. These estimates were then contrasted with the observed exceedances. These contrasts are presented in Tables 5 and 6. These values are calculated using the relationships in the previous section. For example, the values in Table 5 come from h(x) where: p = P{Z > [log(l.O) - log(GMT)]/log(GSDT)} where Z has a standard normal distribution. As can be seen from Tables 5 and 6 the observed and estimated exceedances are generally in close agreement. Where there are differences it is not clear whether they are due to inadequacies of the model or problems inherent in the data. That some data-related differences should exist is not surprising since, as noted earlier, these data were collected for many reasons and it is unlikely that considerations of representativeness and independence were high priority criteria. SAL 000001389 13 We know that, the benzene data are right-skewed and bounded below by zero, both characteristics of the log-normal distribution. These facts, together with the data presented in these tables are the principal evidence that can be offered on the distributional questions in any rigorous sense. The quantity of independent data was not sufficient to allow a more thorough evaluation of the distributional properties of the observed data. Nevertheless, we felt comfortable in adopting the log-normal model as a basis for subsequent analyses. Table 7 contains the results of an analysis of variance for the nineteen groups. The mean value reported in Table 7 is the estimated arithmetic mean of both the total distribution and of the distribution of individual means. This value and the appropriate GSD allow one to calculate the geometric mean for either the total distribution, h(x), or the distribution of means, g( y). The PERCENT column of Table 7 gives the percent of the total variability that is attributable to differences between workers as opposed to that associated with the common environment. [This value is based on the variance of the logs of the measurements rather than the GSDs or the second moments of the log-normal distributions.] If this number is near 100% it indicates that the group was heterogeneously exposed and that there were differences in the exposure of individual workers due to different work practices or to different tasks. A PERCENT value of 100 corresponds to a GSDW of 1.00 which, in turn, corresponds to zero variability associated with the environment. As can be 14 sm- 00000 seen from the Table, there are groups where the variability is principally environmental, e.g. group 1, and others where variability is totally between workers. In general, however, a somewhat greater proportion of the total variability seems to be associated with differences between workers than with the common environment. Three out of four cases in which the variability (GSDT) is almost totally associated with differences between workers are associated with groups from a single company. We suspected that this might be due, at least in part, to the sampling strategy used by this company. For example, workers might have been preferentially selected for monitoring because their exposure was highly variable. To explore this issue we calculated the correlation between the number of measurements per individual and the variance of those values for each group. Correlation coefficients are given in Table 7 under the column labelled r. As can be seen, there is a clear tendency for high values of r to be associated with high values of GSDT indicating that the total variability was inflated in some of these groups by repeated sampling of workers with the most variable exposures. For some of these groups we were able to pursue this issue further and explore the possibility that these high variances were associated with non-routine exposure conditions. For groups 5, 6, 7, and 8, all associated with one company, it was possible to determine that measurements taken during turn-around and inspection conditions were over-represented in the sample and 15 SAL 000001391 contributed disproportionately to the variance estimates. Similarly, the most extreme value of GSDT, 9.62, comes from group 18 and results from the dominance of the data from only three individuals who have highly variable levels of exposure and were sampled repeatedly (r = .402). These results underscore the caution that must be exercised when attempting to form useful conclusions based on statistical analysis of data that were not originally collected with such analyses in mind. Conclusions From a descriptive point of view, we found that average eight-hour TWA exposures in most job groups that we analysed were below 1 ppm. However, in a number of cases, the variability was sufficiently high to result in 1 ppm exceedance fractions of 0.1 or above. This finding is true for both the distribution of means,g(y), and the distribution of measurements, h(x), in those cases where adequate data were available to partition the variability. In a subsequent paper we will explore the implications of this finding to health risk assessment and to compliance monitoring. Although the data were not adequate to allow a conclusive investigation of the goodness-of-fit of the log-normal model, our limited exploration of the issue gave no indication that the assumption was misleading in this application. In fact, the conceptual clarification arising out of the analysis of variance model is a principal result of the benzene study. If the data have been collected so as to be representative of the exposure of the group, the log-normal model offers the hygienist an 16 SAL 000001392 opportunity to identify the roost promising strategy for exposure reduction. If, for example, it is found that there is little difference in the exposure of the workers in the group, then environmental controls are indicated. Conversely, large differences in the exposures of the individual workers suggests that an analysis of job tasks or of work practices may be more useful. SAL OOOOOI393 17 REFERENCES 1. Spear, R.C., S.Selvin and M. Francis: The Influence of Averaging Time on the Distribution of Exposures. Am. Ind. Hyg. Assoc. J., 47:365 (1986) 2. Oldham, P.D. and S.A. Roach: A Sampling Procedure for Measuring Industrial Dust Exposure. Brit. J. Industr. Med. 9:112 (1952) 3. Aitchison, J. and J.A.C. Brown: The Lognormal Distribution, pp 110-111, Cambridge University Press, Cambridge (1976) 18 SAL 000001394 FIGURE CAPTION Figure 1: Lognormal exposure model SAL 000001395 19 1ABLE i Empiric estimates of exceeding certain limits (ppm) for groups of refinery workers exposed to benzene CROUP DESCRIPTION a MEDIUM SAMPLES PERSONS P(X>0.5) ---------------------------------------6 P(X>1.0) P(X>2.0) X BLD 1 Location A, Catalytic Cracker Refining Operators OV 2 Location B, Ethylene Unit Benzene Production Operators OV 3 Location B, Waste Water Treatment OV Refining Operators 4 Location B, Benz, t Cyclohex. Unit OV Benzene Production Operators 5 Location E, CRU Platformer Head Operator, Controlman CT 6 Location E, CRU Platformer Misc. Operators CT 7 Location E, Petrochemical Plant CT Head Operator, Controlman 8 Location E, Petrochemical Plant CT Misc. Operators 9 Location f, Benzene Extraction OV Unit, Operator 10 location F, Aromatica-East ACU OV Operator 11 Location F, Arcmmtica Cauger/Operator OV 12 Location F, Aromatics Column Operator OV 13 Location F, Aromatlca-West ACU OV Operator 14 Location F, Aromatics, Foreman OV 15 location F, Cunene*Phenol/ Acetone, Operator OV 16 Location A, Cracking Department OV Still-Platformer, Refining Oper. Petrochemical Dept., OV **z. Prod. Oper. 202 170 83 58 55 66 80 161 124 97 113 98' 79 89 177 90 59 39 0.01 44 0.09 22 0.37 24 0.41 16 0.13 22 0.20 20 0.28 38 0.35 23 0.26 25 0.20 33 0.16 25 0.24 19 0.11 17 0.24 25 0.24 18 0.10 0.49 0.00 0.01 0.13 0.14 0.09 0.17 0.20 0.25 0.12 0.11 0.04 0.07 0.06 0.11 0.12 0.02 0.19 0.00 0.01 0.06 0.03 0.05 0.14 0.10 0.17 0.03 0.07 0.00 0.01 0.01 0.03 0.08 0.00 0.05 27.7 8.2 15.7 0.0 3.6 7.6 2.5 3.1 10.5 18.6 15.9 14.3 25.3 14.6 24.3 2.2 0.0 SAL Of SAL 0000013^9 18 location S, Benzene Transfer/Movement Operators CT 19 location T, Lab Unit, Technical CT 20 Location C, Main Deck, T ranspor tat 1on-Herine CT 21 Location B, Bulk Oil Punphouse OV Refining Operators 22 Location B, Bulk Oil Putp Station ov Refining Operators 23 Location B, Laboratory Staff OV 24 Location E, Petrochemical Unit CT 23 Location N, Lab OC Unit All Staff CT 26 Location Fr Dispatching Dock Oockman OV 27 Location F, Phenol/Acetone Foreman OV 28 Location F, Oil Recovery* Environmental, Operator OV 29 location Q, Platformer, Hydro- CT desulfurlier, Stillman, Refining 30 Location 0, Unit 0 Stillman, Refining CT 31 Location 0, Control Room Laborer, Tardhmn, Roustabout CT 32 Location R, Compound Plant Yardaan CT 33 Location U, Maintenance CT 34 Location U, Lab, Quality Control CT 35 Location H, CT Receipt, Storage, and Movement 36 Location X, Lab Unit, Technical CT 37 Location T, Catalytic Cracking CT Unit, Outside Journeyman 38 Location T, Aromatics Recovery CT Unit, Outside Journeyman 39 Location AA, Benz. Unit Operators CT 40 Location AA, Ethylene Unit Feedstock Operators CT 41 Location BB, Lab Tech CT 48 24 0. 0.25 0.19 6.2 55 18 0.23 c 49 n/a 0.61 0.14 0.55 0.02 0.41 9.1 0.0 33 14 0.36 0.12 0.00 15.2 45 16 0.18 0.13 0.07 26.7 37 34 0.35 0.08 0.03 0.0 96 56 0.11 0.08 0.05 14.6 38 32 0.37 0.21 0.13 2.6 45 23 0.36 0.22 0.13 26.7 116 19 0.14 0.08 0.04 49.1 35 22 0.11 0.06 0.03 42.9 56 10 0.14 0.00 0.00 73.2 42 17 0.14 0.05 0.00 64.3 36 8 0.11 0.00 0.00 0.0 36 8 0.11 0.00 0.00 0.0 37 34 0.14 0.03 0.03 16.2 52 47 0.19 0.10 0.08 19.2 55 36 0.49 0.25 0.20 10.9 35 17 0.11 0.03 0.00 11.4 34 22 0.12 0.09 0.09 11.8 34 18 0.50 0.26 0.09 0.0 58 39 0.31 0.16 0.03 6.9 30 24 0.10 0.10 0.00 13.3 46 32 0.11 0.00 0.00 41.3 *0 U"> K> o rJ fNJ lA rJ O o' o' O K <V IT< o O o' o' e> -- *"O Nj * fN# O * -O (1* S < 5 U <J u s1I ^^ K * *8 *8 ^ ml mU a g= 8 5J y y Si oo o \ ^ 3 -- " o o u 0 f O Cf> M A> i-- "e uS 2 2 x * kg* S'* * SJ* OgSi> W hi mO M -- K 8 . *: r la^ m Ja u SAL 000001399 TABLE II Empiric estimates of exceeding certain limits (ppm) for groups of maintenance workers CROUP DESCRIPTION ab MEDIUM SAMPLES PERSONS P(X>1.0) P<X>2.0) X BLD in-- Ml Locations Plpefitter/Velder, P1pef11ter/P1 utter,We1der M2 location 0 Contract Workers, Mostly Maintenance M3 Location 0 Maintenance, Mlsc. M4 Location P Contract Workers, Misc. Maintenance M5 location f PipefItter-Phenol/AcetoneMaintenance H6 All Locations Maintenance unit M7 location S Instrument Shop, Machine Shop, Paint Shop MB All Locations Maintenance Operations H9 All Locations Mechanic-General Plant M10 All Locations MbI ntenance - Leacbnn CT OV OV OV OV CT OV OV CT CT 133 34 0.00 0.00 ii. i 138 n/a 0.16 0.06 22.5 56 34 0.05 0.00 58.9 70 n/a 0.04 0.01 78.6 104 47 0.03 0.02 56.7 58 49 0.09 0.07 51.7 53 16 0.00 0.00 45.3 56 40 0.09 0.09 41.1 1TB 36 0.02 0.00 29.7 52 20 0.04 0.04 59.6 SAL 000001400 a Hediua, OV Passive Organic Vapor Monitor, CT * Charcoal Tube b BID * Below the Limit of Detection c n/a * not applicable since there are no unique ID f's in these groups P ro b a b ility o f exceeding selected U n its (ppm) fo r short term sanples Company 1, Location 16, RS4H Manually Gauging Tanks-Routfne SAL 000001401 SAL 000001402 .d Cospany 1, Location 25, RS4M Load i ng* Rout i r>e 19 Cospany 1, location 26, Petrochemical Plant Area Visual Inspection of Automatic Gauges'Routine 20 Cospany 1, Location 27 laboratory. Quality Control Testing-Routine 21 Cospany 1, location 28, RSM Manually Gauging Tanks-Routine 22 Cospany 3, location 1 Barge Transfer Operations 23 Company 6, location 1 Tanker Truck Loading-Bottom Without Recovery 24 Company 6, Location 2 Tanker Truck Loading-Bottom With Recovery 25 Company 6, location 4 Tanker Truck Loading-Top Without Recovery 26 Cospany 2, Location 6 Crude Processing Unit (Xitside Journeyman-Routine 27 Cospany 2, Location 7 ARO Recovery Unit Outside Journeyman-Routine 20 Cospany 2, Location 7 Lab Unit Technician-Routine 29 Cospany 2 Marketing 0ps-RS4M Adsi n/Sip-Rout i ne 30 Cospany 2 Marketing Ops-ASM Terminal Operators-Routine 31 Cospany 2 Marketing Ops-RSBM Transport Driver-Routine Cf CT CT CT CT CT CT CT CT CT CT CT CT CT 44 11 27 4 15 9 10 5 10 9 18 10 12 9 10 10 14 7 26 9 16 7 10 6 68 22 98 46 a MEDIIM, CT Charcoal Tubes, OV * Passive Organic Vapor Monitors b BLD = Below the Limit of Detection c RS4M = Receipt, Storage and Movement j0 0.16 0.05 0.00 0.00 25 0.26 0.07 0.00 0.00 0.00 11 0.33 0.00 0.00 0.00 0.00 33 0.30 0.10 0.00 0.00 0.00 0 0.94 0.94 0.89 0.72 0.56 0 0.22 0.17 0.17 0.11 0.00 67 0.25 0.08 0.00 0.00 0.00 67 0.40 0.20 0.20 0.10 0.00 40 0.14 0.07 0.07 0.07 0.07 0 0.65 0.54 0.35 0.04 0.04 0 0.19 0.06 0.06 0.00 0.00 37 0.44 0.33 0.17 0.00 0.00 61 0.62 0.26 0.04 0.01 0.01 79 0.78 0.42 0.11 0.02 0.00 58 table IV Example of the relationship between distributional parameters in the lognormal analysis of variance model DISTRIBUTION GEOMETRIC MEAN VARIANCE NORMAL MEAN VARIANCE EXPECTATION BEIWEEU=g (u) WITHIN*f (x | u) TOIAJ>h(x) 2.000 2.500 1.573 3.000 2.000 3.666 0.693 0.916 0.453 1.099 0.693 1.299 3.657 3.178 3.657 SAL 000001403 table V Eirpiric and parametric estimates for the proportion of sanples exceeding 1 ppm GROUP 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 P(X>1.0) (EMPIRIC) 0.005 0.012 0.133 0.138 0.091 0.167 0.200 0.255 0.121 0.113 0.035 0.071 0.063 0.112 0.124 0.022 0.186 0.250 0.145 P(X>1.0) (PARAMETRIC) 0.007 0.042 0.192 0.154 0.046 0.122 0.184 0.260 0.102 0.108 0.023 0.066 0.045 0.090 0.123 0.012 0.193 0.274 0.112 SAL 000001404- TABLE VI Empiric and parametric estimates for the proportion of means exceeding 1 ppm GROUP 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 P(p>1.0) (EMPIRIC) 0.000 0.023 0.182 0.125 0.000 0.136 0.200 0.342 0.087 0.120 0.000 0.000 0.053 0.059 0.160 0.000 0.200 0.333 0.056 P(y>l.0) (PARAMETRIC) 0.000 0.023 0.263 0.172 0.039 0.127 0.192 0.315 0.099 0.106 0.015 0.012 0.059 0.095 0.144 0.001 0.198 0.380 0.098 SAL 000001405 TABLE VII Parameters of the logrormal model far benzene exposure and results frcsa the one-way analysis applied to 19 specific jcb groups CSOUP GSDB g(v) GSDW f(x|ii) GSDT h(x) EERCTNT a V B r 1 1.87 2.83 3.36 26.6 0.09 0.041 2 2.26 2.52 3.43 43.7 0.28 0.106 3 3.36 3.42 5.62 49.2 0.96 0.065 4 1.91 1.54 2.18 68.9 0.67 0.101 5 3.62 1.98 4.30 77.9 0.24 0.275 6 6.52 1.00 6.52 100.0 0.68 0.327 7 5.52 1.00 5.52 100.0 0.23 0.316 8 6.31 1.26 6.41 98.5 2.24 0.311 9 2.28 2.01 2.94 58.0 0.49 0.030 10 2.67 2.44 3.76 54.7 0.48 0.182 11 2.11 1.69 2.49 67.0 0.26 0.051 12 2.02 1.97 2.66 51.5 0.26 0.088 13 3.11 1.66 3.46 83.5 0.32 0.145 14 2.41 2.08 3.15 59.0 0.46 0.103 15 4.15 2.22 5.12 76.0 0.61 0.130 16 1.56 1.73 2.02 40.1 0.26 0.031 17 1.75 1.54 2.03 62.3 0.73 0.016 18 9.29 1.49 9.62 96.9 6.07 0.402 19 3.01 2.72 4.43 54.9 0.44 0.281 a Biis column is included so the entire parametric model may be reconstructed frcm the given data. 00000l>06 sM- Benzene Risk Assessment: An Overview C. J. DiPeraa Mobil Oil Corporation Chairman API Benzene Issues Group Benzene has become the representative chemical for initiating or increasing controls for a wide variety of health and environmental regulatory issues, being: e The subject of federal air and occupational regulations for over ten years, often providing the state-of-the-art for setting important judicial and regulatory precedents on acceptable risks or margins of safety. e The pollutant of choice to set groundwater contamination allowances which in turn drive clean up standards in CERCLA and RCRA. e The primary pollutant for examining further air toxic control needs and as a model for Title III CERCLA emissions reporting in 1988. e The subject of a major new rulemaking under Section 112 of the Clean Air Act in 1988. e The primary subject for debate about the need to remove aromatics from gasoline in California where regulations are expected in the third quarter of 1988. California Proposition 65 also requires establishment of a safe level of exposure by the fall of 1988. Industry now is being regulated by the ultraconservative risk assess ments that result, for example, in a one in a million risk for benzene in ambient air ranging from 0.006 ppb (California) to 0.04 ppb (EPA). In order to influence these regulations and provide credible risk assessment alternatives, API has undertaken major efforts to gain a fundamental understanding of the health effects of benzene and to provide information into the regulatory and legislative process. These programs include: e Risk Assessment - The 1985 EPA linear-based risk assessment has been reworked to incorporate updated human exposure information and refinements in risk assessment methodology. Meanwhile, efforts are underway to develop and gain acceptance of non linear, biologically based risk assessment that makes maximum use of the available animal and human mechanism of action and leukemia data on benzene. This work also will show the un certainties of the ultra-conservative risk assessments being used today in EPA and California rulemaking. SAL 000001407 -2- Risk Perspective - Projects are underway to quantify the con tribution and relative importance of various sources of benzene to hunans. Sources of benzene include ambient air, indoor air, smoking, water and food. A specific objective is to assess the relative impact that small reductions in ambient air levels have , on the total body burden of benzene. a Threshold Level - Longer term studies are being supported on benzene mechanism of action, pharmacokinetics and other toxicol ogical research to help define a carcinogenic threshold level for benzene exposure. API and WOGA are working closely together to provide the results of these research activities into EPA, California and other state agencies as they consider various regulations on benzene in air, water and wastes. 2S38P SAL 000001408 Mobil Oil Corporation April 5, 1988 Dr. Robert Drew API 1220 L St., NW Washington, DC 20005 Dear Bob: Enclosed .for your information is a copy of "Occupational Exposure to Benzene at Automotive Service Stations" by R.W. Hartle. Best regards. Sincerely MAM/kt Enc. 0200c M. A. Mehlman SAL 000001409 Occupation*! Exposure to Benzene at Automotive Service Stations by Richard V. Hartle A thesis submitted in partial fulfillment of the requirements for the degree of Master of Science in Public Health University of Washington 1980 Approved by ___________________________________________________ (Chairperson of Supervisory Comaittee) Program Authorized to Offer Degree______________________________ Date SAL 000001410 Master's Thesis In presenting this thesis in partial fulfillment of the require ments for a Master's degree at the University of Washington, I agree that the Library shall make its copies freely available for inspection. I further agree that extensive copying of this thesis is allowable only for scholarly purposes. It is understood, however, than any copying or publication of this thesis for commercial purposes, or for financial gain, shall not be allowed without ay written permission. Signature Date SAL 000Z4il ZABLE OF CONTENTS List of Figures List of Tables CHAPTERS I Introduction II Background III Methods IV Results and Discussion Descriptive Statistics Regression Analysis Personal Environmental Samples Determination of Relative Reporting Errors of the "Suspect" Data Regression Analysis Including the "Modified" Suspect Data Set Regression Analysis of Estimated Source Exposures Vapor Recovery General Area Exposures V Summary and Conclusions Referencesli Page iii iv 1 2 5 7 7 10 11 16 16 22 23 34 35 47 li SAL 000001412 FIGURE 1 2 3 4 5 6 7 8 9 UST OF FIGURES PAGE Mathematical Derivation of Estimate of Source Exposure Print-out Summary Regression Analysis of Nonsuspect Data Print-out Sussaary Regression Analysis Including MModified" Suspect Data Regression Line of Percent Nozzle Time on Exposure Concentrations (nonsuspect data) Regression Line of Liquid Volume Percent Benzene on Exposure Concentration (nonsuspect data) Regression Line of Percent Nozzle Time on Exposure Concentration (all data) Regression Line of Liquid Volume Percent Benzene on Exposure Concentration (all data) Print-out Summary " Regression Analysis of Estimated Source Exposure Regression Line of Liquid Volume Percent Benzene on Estimated Source Exposure Concentration 9 12 17 24 25 26 27 28 32 iii SAL oooonl3 TABLE 1 2 3 4 LIST OF TABLES Data Categories by Site end Time ofCollecting Descriptive Statistics by Data Categories Composite Descriptive Statistics Average Area Benaene Concentrations PAGE 37 38 45 46 iv SAL 000001414. acknowledgments The author wishes to express his sincere Appreciation to Professors Morgan and Horstman for their assistance and understanding in the preparation of this manuscript. In addition, special thanks are due to Mr. Ronald J. Young, whose guidance was helpful during the early phase of this undertaking. SAL 00000l4l5 CHAPTER I Introduction The permanent final federal standard for benzene * requires that worker exposures be limited so as not to exceed one part per million (ppm) averaged over the duration of the work shift. In light of the benzene content of gasoline, environmental surveys were conducted to evaluate the occupational benzene exposures of service station atten dant!. Personal and general area environmental air temples were collected under a vide range of climatic conditions and at a variety of types and sizes of service stations. Certain variables with potential influence on exposure variations were measured to facilitate overall evaluations while controlling for these effects. Service stations equipped with vacuum assist-type vapor recovery systems were also surveyed to determine the relative reduction in exposures. SAL 000001416 CHAPTER II Background Aj with numerous chemical and physical agents once considered relatively innocous, gasoline vapor is now regarded as potentially hazardous, primarily due to its benzene content. Benzene has received notoriety as a hazardous substance since the early part of this century, but only recently have the federal regulatory agencies con* eluded that the cumulative medical and epidemiological evidence is sufficient to cite benzene as a carcinogen. This, from an enforcement standpoint, incriminates even minute exposures as potentially detri mental to health. On May 3, 1977, the U.S. Department of Labor, specifically the Occupational Safety and Health Administration (OSHA) issued an Emergency Temporary Standard (ETS) ^ for occupational exposure to benzene. The ETS provided for a permissible employee exposure limit of one ppm benzene on an 8-hr. time-weighted basis, and a 5 ppm ceiling limit. Although a judicial restraining order was iunediately issued, the ETS sec the framework for a permanent final standard involving the same exposure limits plus, among other aspects, requirements for measure ment of employee exposure, personal protective equipment, employee training, work practices, medical surveillance, signs, labeling, and recordkeeping. As indicated in the Proposed Permanent Standard, OSHA exempted automotive service stations and certain other aspects of transportation, storage, distribution and sale of gasoline and ocher motor fuels from the permanent final standard. OSHA explained its intention to assess the regulatory action to be taken to protect workers involved in these activities after conclusion of the deliber ations of a joint EPA-HIOSH-OSHA Task Force and to deal with this area separately, subsequent to the promulgation of the permanent final standard. Included in the issues which the Task Force was attempting to resolve, were occupational exposure levels related to the sale of gasoline. Prior to 1976, the general time when the 10 ppm benzene TLV was 345 initially challenged, * * little literature was available concerning SAL 000001417 3 benzene in gasoline and related exposures, and chat which was available vat mostly related to exposures at various types of bulk loading facilities. The only pertinent study was reported by Parkinson in 1971, and dealt with an investigation of working conditions at "typical" filling stations and at selected oil company bulk loading installations in England. Of nine filling stations visited, the benzene concent of the gasoline ranged from 2.8 to 5.8Z v/v. Results of breathing zone environmental air samples indicated benzene exposures ranging from 0.3 to 3.2 ppm. The average of the mean responses was 1.2 ppm. The samples were collected under a vide range of climatic condi tions and during a period when sales were expected to be above average (throughput during tests ranged from 28 to 850 gallons of fuel; average 390 gals.). The author concluded that only "trivial" exposure to benzene occurred when gasoline with normal benzene content of up to 5Z v/v was dispensed, with respect to the then current TLV and ceiling standards of 10 and 25 ppm, respectively. Subsequent to 1976, additional studies were undertaken to document employee exposures to benzene as a result of distribution and sale of gasoline. In 1979, McDermott et al. ^ reported an environmental survey involving 84 charcoal tube personal samples collected at seven Shell service stations on six or more days of sampling at each station. The authors concluded chat the time-weighted exposure determinations were well below one ppm, except for one exposure of 2.08 ppm, and that eight 15 minute peak determinations resulted in exposures of 1.21 ppm or less. They also concluded that no correlations could be established based on the following variables; benzene content, Reid Vapor Pressure, storage tank temperature, and location of auto fill opening. Additionally, the authors stated that other variables which were not measured, such as work practices and micro-climatic conditions, may be implicated in exposure variations. In an evaluation of the effectiveness of vapor recovery, the authors concluded that exposures may not be dramatically reduced. In a brief study reported by Runion, 8 20 chareoal tube samples involving nine employees collected hydrocarbons over two-hour sampling periods. Total two-hour integrated benzene levels showed concentrations SAL 0000014-18 4 ranging from 0 to 1.7 ppm. Only two of these 20 samples produced results above 0.6 ppm, and the average concentration for all samples taken was 0.32 ppa. # 9 Berlin et al. reported a European study of chromosome aberrations among workers exposed to benzene via gasoline. Tank truck drivers, tanker ship crews, and service station attendants were involved in the survey. Of ten service station attendants monitored for benzene exposure, results indicated concentrations ranging from 0.19 to 1.47 ppm; averaging 0.545 ppm. In a brief preliminary study conducted by Battelle Laboratories for the Environmental Protection Agency, thtee short term environ mental samples (less than three minutes) were collected while indivi duals filled their tanks with gasoline. Exposures ranged from 0.043 to 0.647 ppm, averaging 0.254 ppm. In light of the small amount of available data, and the exposure levels indicated by the data which does exist (with reference to the permanent final standard), a scientific endeavor .was undertaken invol ving numerous environmental surveys at automotive service stations. The purpose of this document is to present a composite, overall eval uation based on the data collected during these surveys, with major interest in documenting occupational exposure levels and as a secondary objective, to determine those factors which contribute to the extent of exposure. Also presented is a limited evaluation of the effectiveness of vapor recovery. SAL 000001419 CHAPTER III Methods To surmount potential bias of a particular geographical region the environmental survey proceeded from Ohio to Florida, again to Ohio, to Nevada, and finally to California. In all, the survey encompassed 35 days of environmental sampling. Environmental air samples vere collected in the breathing zone of the service station attendants (personal samples) and in the general work area (area samples). The majority of the personal samples vere collected for approximately 150 minutes, or three per 8-hr. shift. Area samples vere collected for approximately 240 minutes, or two per shift. MSA lov-flov sampling pumps calibrated at 600 cc/min. vere connected to SKC 150 mg activated cocoanut shell charcoal tubes con tained in MSA tube holders. The tube holders vere clipped to the attendant's lapel in a vertical position for personal sample collection and to the top of the fuel pump in a vertical position for area samples. Sample times and flow rates vere determined by the NIOSH analytical laboratories to account for the low benzene concentrations relative to the other constituents of gasoline. Sample analysis was performed via the NIOSH P&CAM Method #127 by the NIOSH Analytical Laboratories in Cincinnati and by the Utah Biomedical Test Laboratories in Salt Lake City. Variations of the method (ie., column type, operational temperature, use of an internal standard) vere used depending on the analyst and data requirements. A number of variables vich potential influence on the extent of benzene exposure received by the attendants vere monitored during ample collection. These were percent nozzle time, dispensed gallons of gasoline per hour, liquid volume percent benzene, temperature, vindspeed, and relative humidity (barometric pressure was also monitored, for use in microgram to ppm conversions, but was not considered as having any effect on exposure variations). Each of these parameters was noted and recorded for each environmental sample. Most variables vere selected essentially from an intuitive process based on experience and a knowledge of the interactions between ex posures and environmental factors. However, percent nozzle time was SAL 000001^20 6 selected *ubsequent to * brief pilot study which indicated that work practices varied considerably between workers and between stations, and that a measure of this variability seemed* appropriate. Percent nozzle time represents the portion of the environmental sampling period chat the attendant remained in the vicinity of the nozzle while gasoline was being dispensed. "Vicinity" was defined as within reach of the nozzle. Temperature, barometric pressure, and relative humidity values were obtained by averaging a number of readings taken periodically (15-20 min. intervals) throughout the sampling period. Windspeed values were obtained using a Weather-Measures Corporation anemometer equipped with a strip-chart recorder. The number of gallons and type of fuel dispensed (regular, premium, or unleaded) was recorded after each sale. Bulk samples were obtained and analyzed for liquid volume percent (LV Z) benzene. Weighted averages of benzene content were calculated for subsequent use in data analysis. SAL 000001421 CHAPTER IV Results end Discussion The bsiic objective of this rsrch vaa'to estimate aervice station attendant's exposure to benzene. Accordingly, initial data analysis involved descriptive statistics which susmari2e benzene exposure concentrations obtained at the various sampling locations. Included are mean responses, ranges, and standard deviations plus information on the distributions of the reported values. Secondly, regression analysis was utilized to examine the relationships between exposure values and those factors contributing to variations in exposures. Finally, data collected at service stations equipped with vapor recovery systems were evaluated as to the effectiveness in controlling exposures. The Statistical Package for the Social Sciences (SPSS) was used as the primary means of data analysis. Descriptive Statistics A total of 1^1 breathing zone samples were collected at 28 service stations at various geographical locations. During the initial survey, samples were collected for the duration of the attendant's shift. During subsequent surveys, personal samples were collected for no more than 150 minutes (or usually three per shift) to account for 1) the possibility of "break-through" and/or 2) in the event of equipment malfunction or subsequent loss of a particular sample, data would still be available for a portion of the affected shift. Appropriate consecu tive samples were combined and labeled as "TWA" (Time-weighted Average). Table 1 illustrates the cacagorizations or subgroups of samples according to site and time of year of sample collection. Also presented is the number of samples collected at each site. Descriptive ststistics by location and time of year are presented in Table 2. Table 3 presents composite descriptive statistics for selected variables. Included in Table 2 and 3 is a calculated variable. Estimate of Source Exposure (ESE), which is an estimate of the exposure concentra tions received while the attendant was actually pumping fuel (disre- SAL 000001^22 8 girding Che cumulative effect of area exposure*). As depicted in Figure X, this variable was mathematically derived (derivation of weighted average calculation) by multiplying the total sample time by the exposure concentration, subtracting the product of total sample time and the area concentrations, and dividing by the product of percent nozzle time and total sample time. Simply stated, if personal exposure concentration, general area exposure concentration, total personal sample time, and time near source (Z Nozzle Time) are all known, an estimate of source exposure can be obtained through the above calculation. This value is at best a conservative estimate, due to an unrecorded parameter, involving that portion of the sasxple period in which there was zero exposure (making change, restroom visits, etc.) and the effect of surging area concentrations while fuel was being dispensed. Another closely related calculated variable is ESEA, which is ESE plus the general area concentration. This value roughly indicated results which would have been obtained had samples been collected while the attendant actually pumped fuel. Also presented in the tables are personalized area concentrations (P-Area). General area benzene concentrations were obtained at all locations except the Nevada site. At all other locations, samples were collected at one to four stationary positions in the general area, usually on top of the fuel pumps. Sample periods usually ranged from three to four hours. Since personal sample collection periods and area sample collection periods did not coincide, "personalized" area benzene concentration values were calculated for the periods during which personal samples were collected. Improvements in analytical methods were made during the course of the surveys which decreased (improved) the analytical limit of detection. However, the Ohio-January data was collected prior to any substantial improvements, resulting in 34 of 36 area sample results being reported as below the 10 microgram limit of detection (the two detectable results were reported at 0.020 and 0.022 ppm). Therefore, this precluded evaluation of the ESE or ESEA variables for this data set. oo3I423 9 ee u E it .c X Vtwili Co 0) it e H *6* h it a. E (/) a. E tfl 1 - co Oo 4J E H aeu i N UO6 N o eo u N 9 OQ. 9 CL UX c X6 art H art m u ioto a E < Vi sAt 000 10 Oat* analysis was complicated due to a "suspect" analytical report, involving the Florida-February and Ohio-February, March data sets, which were submitted to the UBTL Analytical laboratories. Reporting errors vere initially suspected due to a dramatic and sustained increase in the mierograa benzene/tube values appearing approximately mid-way through the 183 analytical results. UBTL records vere incom plete and gave no indication as to the cause of the problem. Attempts to explain the sustained increase revealed that, on the average, those values following the increase are 4.01 times greater than the values prior to the increase. This suggests an error involving the gas chromatograph attenuation control, vhich moderates the amplitude of the electrical signal in a series of 2X, 4X, 8X, 16X, etc., so that the displayed graphics remain within the confines of the output paper or, conversely, to enhance the output thus producing a readable and measurable graph. Although it is questionable that any of the suspect data should be used in an overall evaluation, attempts vere made at appropriate modification through the use of regression models, since the suspect data comprises such a large percentage of the entire data set. Regression Analysis The focus of the initial regression analysis was the evaluation of the overall dependence of exposure concentrations on the independent variables. Subsequently, attention vas given to individual independent variables while controlling for the other variables. A nonstructured (standard) program vas developed for the multiple regression of time-weighted personal exposure values upon the indepen dent variables. Suspect and vapor recovery data vere excluded from the initial run. As mentioned earlier, individual consecutive samples vere combined (usually three per shift) on a time-weighted basis. However, a number of time-weighted samples vere not composed of three individual samples as a result of lost or mis-labeled charcoal tubes or malfunctioning equipment, yielding total time-veighted sample times SAL 000001425 a ranging from 75 to 490 minutes. SPSS provides a method of weighting when cases involved in the analysis exhibit characteristics which require them to be considered more or less heavily. For the purposes of multiple regression, it was desirable to assign greater importance to sample results obtained over a period of, for instance, 490 minutes than to those obtained for only 75 minutes. Therefore, to comply with SPSS methodology, each case's total sample time wes divided by the mean of all total sample times, and the resultant figure, or "weight factor", was used to assign relative weights. Personal Environmental Samples The SPSS subprogram Regression, in the non-structured mode, initially selects the variable with the highest zero-order correlation, and subsequently selects single variables for inclusion in the model which have the highest zero-order correlating in a stepwise fashion. A summary of the program output of the initial analysis involving nonsuspect, nonvapor recovery data is depicted in Figure 2. The first variable to enter the equation was percent nozzle time. It was reported as highly significant, with an R-square value of 0.58. Tem perature, relative humidity, vindspeed, liquid volume percent benzene, and gallons per hour were then sequentially entered, with a total R-square value of 0.91. While the overall equation was shown to be significant at each step, percent nozzle time and gallons per hour were shown not to be significant in the final equation (p* .05). However, significance of a particular variable in the final equation is deter mined not only by its correlation with the dependent variable, but also with the degree of correlation and inter-relationships with the other independent variables. In this instance (although there is no theoretical support for the occurrence) percent nozzle time is highly correlated with relative humidity, and to a lesser extent, with temperature. Also, in reference to n overall evaluation, less concern is given to a particular variable's contribution, but rather the cumulative effect of all variables; which in this case accounts, for approximately 912 of the variation in exposure concentrations of the sample data. S^L 0000014-26 12 SAL OOOOO1427 Adjuaccd . Square 0.629 Standard E rro r 0.04? fteefdual 29. 0.05* 0.002 figure 2 cent. VirliVU Entered on Step Umber ) Multiple 1. S. Square Adjueted R. Square Stenderd Error 0.91) 0.8)) 0.812 0.03) RH Analyeie of Variance Of Regreaaion 3. Real dual 24. Sun of Square# 0.133 0.02? Mean Square 0,064 0.001 r 39. 874 Veriebtee in the Equation Verieble INotcle Tien Tenp. Mil 1Conetent) S 0.00)4) 0.001)1 0.00)38 -0.13220 Beta 0.214 0.302 0.631 Btd. Error B 0.002 0.000 0.001 9 3.006 2?.?99 23.28? Variable# Mot In the Equation Variable L.V.X VS cm Seta In 0.10) -0.20) 0.12) Partial 0.184 -0.491 0.28? Tolerance 0.326 0.976 0.886 r 0.802 7.314 2.046 (/) Variable Entered on Step Miuaber 4 WS Jr>* Multiple R. 0.9)4 Analye la of Variance or Sun ot Square# Mean Square r R. Square 0.8?) Regreaaion 4. 0.140 0.0)3 39.601 Adjueted R. Square 0.831 Reaidual 23. 0.020 0.001 Standard Error 0.030 82*7100000 Variable# in the Equation Variable INotcle Tine Teno. RH MS (Conetent) 8 0.00292 0.001)4 0.00246 -0.00110 -0.13334 Beta 0.23? 0.321 0.631 0.20) Std. Error 8 0.001 0.000 0.000 0.004 r 4.441 37.609 33.868 3.314 Variable# Not in the Equation Variable L.V.X CPH Beta In 0.274 0.044 Partial 0.30) 0.10? Tolerance 0.428 0.73) r 7.449 0.234 fl|urt 2, tout. Vtrlabla Entered on Step Itiabtr ) Multiple 1. Square Adjueted R. Square Standard Error 0.432 0.403 0.SS3 0.263 L.V.I Analyeie of Variance Regreaaion Reaidual Variable iNozcle Tine leap, AH VS L.V.I (Conatant) S 0.00193 0.00044 0.00262 -0.01366 0.06630 -0.13323 Beta 0.133 0.356 0.461 -0.240 0.274 9td. Error 1\ F 0.001 0.000 0.000 2.337 14.036 41.666 0.004 13.331 0.023 7.464 Variable Entered on Step Nuaber 6 CPH Multiple 6 A. Squere Adjuated R. Square Stenderd Error 0.436 0.413 0.806 0.237 Anelyeie of Verienco Regreeeion Reeiduel Variable# in the Equation Variable lNoerta Tine Tenp AH US l.V.X CPH ~ (Conetant) 0.00142 0.00082 0.00243 -0.01402 0.07763 0.00023 >0.16049 Seta 0.132 0.314 0.349 -0.260 0.312 0.106 Std. Error F 0.001 2.331 0.000 10.046 0.000 34.649 0.004 11.674 0.073 9.341 O.onn 1.912 or 3. 0.143 22. 0.013 0.024 0.001 42.063 Variable CPH Varieblee Not In the Equation Beta In 0.106 Fartial 0.264 Tolerance 0.683 F 1.412 DF Sun of Squaree 6. 0.146 21. 0.104 Mean Square 0.024 0.001 F 36.644 Verieblee Net In the Equation Variable Beta In Partial Tolerance SAL 0 0 0 0 0 1 4 2 9 15 ** M M M-- M oN --Nm COM * o o e ei d o 40CM4 eeS oe o-- oee ee o 0 m r< O Nm o e Se'eociee Q 0m* --^ O * r* e e OCQ OO a O r* ^ *"> ** -- 00000 c w 4nO we- ^ W Wih*l <We"l e I ho e 3V> ->J U*A. U-o SAL 000001430 16 Determination of Relative Reporting Errors of the "Suspect11 Data Reflecting back to the suspect data sets 'and the question concern* lag the distributions of the ppm exposure values relative to actual, it is now possible to predict ppm exposure values, given the model shovn in Figure 2 and a set of independent variables. The mean responses of the initial (lover) portion of the suspect data set were fit to the equation, resulting in a predicted ppm value of 0.148. The average "reported*' value was only 0.032 ppm. The same procedure was conducted for the second (higher) portion of the suspect data, resulting in an expected ppm value of 0.103, which approximated the average reported value of 0.107 ppm. When compared to the average ppm value of the nonsuspect nonvapor recovery data, it appears that the initial portion of the suspect data is .25X actual (assuming that G.C. attenuation was the cause of che error) and that the second portion, appearing after the sustained increase, is not in error. Exposure values appearing in Table 2 for the Florida-February data were calculated using "modified" data; ie., lover portion of suspect data 74. Regression Analysis Including the "Modified" Suspect Data Set Following appropriate modifications of the suspect data (lover portion X4) a new regression model was developed which included all non-vapor recovery data (n*51) . Again, the nonstructured (standard) mode was used, and again percent nozzle time was the first variable entered. However, this run produced a comparatively lower R-square value for this variable (.24) as was the case for the overall regression (.68). Also, variables were entered in a different order; liquid volume percent second, then sequentially vindspeed, relative humidity, temperature, and finally gallons per hour. Ail variables exeept gallons per hour were shovn to be signficant in the final equation (Figure 3). While a "structured" regression model could have been developed vhich would have facilitated inclusion of independent variables in a step-vise fashion based on a preconceived notion of each variable's relative importance to the overall relationship, the nonstructured mode, which enters a variable at each step depending on its relative absolute SAL 000001431 FIGURE 3 Printout Sumry Regreaaion Analyiela Including "Modified" Suipcct Date Dependant Variable Exposure Concentration Variable Entered on Step Nunber t I Notate Tiae Multiple R. R. Square Adjueted R. Square Standard Error 0.4B? 0.23? 0.221 0.062 Analyaia of Varl ance DP Regreaaion 1. Reeidual 49. Sun of Squarea 0,038 0.166 Mean Square 0.038 0.004 Variablea in the Equation Variablea Not In the Equation Variable ZHoaale Tina (Conatant) S 0.00620 0.06264 Seta 0.4S7 Std. Error R 0.002 P 13.230 Variable Beta In t.V.Z Tenp VS RH CPU 0.371 0.307 -0.341 0.2)6 0.034 Partial 0.413 0.330 -0.388 0.237 0.034 0.944 0.993 0.987 0.636 0.794 9 13.2)0 P 9.867 6.707 8.479 2.866 0.037 Variable Entered on Step Nunber 2 Multiple R R. Square Adjuated R. Square Standard Error 0.606 0.367 0.34] 0.037 Variablea in the Equation Variable P Beta ENottle Tina L.V.t (Conatant) 0.00731 0.03433 -0.021)8 0.374 0.371 t.v.i Analyaia of Variance Regreaaion Reridual OP 2 48 Sun of Squarea 0.090 0.136 Mean Iwira 0.043 0.003 P 13.938 Std. Error S 0.002 0.017 Variablea Not in the Equation P Variable Beta In Partial Tolerance P 23.666 9.067 Tenp VS RH CPU 0.226 -0.480 0.734 0.188 0.275 -0.574 0.239 0.198 0.923 0.909 0.636 0.709 3.650 23.317 3,378 1.916 oooool tn Vr uJ Figure 3, cent table Entered on Step Muuber 1 Multiple R 0.760 R. Square 0.377 Adjuated R. Square 0.330 Standard Error 0,047 VI Analyale of Variance Brgreaaion Beeiduel OF 3. 47. lua of Squarea 0.142 0.104 Mean Square 0.047 0.002 r 21.304 Variablee In the Equation Verleblea Not In the Equation Variable B Beta Std. Error B P Variable Beta In Partial P KNoeilc Tine L.V.2 VS (Conatant) 0.00702 0.07433 -0.02331 0.00664 0.332 0.303 -0.480 0.001 0.013 0.003 31.947 23.046 23.317 Tenp BH CPH 0.IB1 0.240 0.087 0.270 0.298 0.110 0.918 0.835 0.683 3.809 4.493 0.562 Variable Entered on Step Number 4 PH Multiple B 0.784 B. Square 0.613 Adjueted B. Square 0.381 Standard Error - 0.043 Analpeie of Variance Begreeeton Beeldual DP 4. 46. Sun of Bquarea 0.131 0.093 Mean Square 0.038 0.002 P 18.355 Verleblea In the Equation Vorlablea Not in the Equation Variable B Beta Std. Error B P Variable Beta In Partial TDlerancn P SNoctle Tine L.V.X VS BH (Conatant) 0.00324 0.07421 -0.02323 0.00108 -0.034 36 0.412 0.307 -0.473 0.260 0.001 0.014 0.005 0 001 12.770 26.666 24.480 4.493 Tenp CPH 0.271 0.068 0.398 0.090 0.830 0.678 8.471 0.370 19 V e rlo b le Entered on Ite p Nunber 5 Tenp r. _oe 9 r u e Qe o 3 wM9 a* ^r>......^...^.n...e.fec. ~ Mva Ofc. --m Ota ida --* Kwa -m ^--3 *Ca - e. _ e o o ci o 4I * K MC ae so V2I s> V- Wu MM dee MV9 *O <a ae m *a* ae we< eo ce* -- ko _ ue o * -- ccc= ocec O CO 4 I^T <^f B\C 4^ O N C ddo ^ ^ O' o r* e ee eec c c e oe r* tit SAL 000001434 20 m e ^^ ^N ^"- oeeoo o ^e> ^n na e o * S2SggSS cieeeee --M o o e( o o C 6^ 5NSSSie5eo oooeoo ^ ooo -- -c r <-> --Mft c*e r ,*v>.>. .n - e e Jj H ^ -- mm s> r* SAL 000001435 21 partial correlation value, entered variables in descending importance in a manner similar to that expected. For example, percent nozzle time, the first variable to enter the equation, is a measure of the time the attendant remained in the vicinity of the nozzle, or near the source of exposure. It seems reasonable to assume that this value should account for the majority of variation in exposures. The second variable entered, liquid volume percent, is a measure of the amount of benzene present in the gasoline; and again it is reasonable that this should account for a large portion of exposure variation. Next to enter were the three climatic variables. Temperature and vindspeed are related to the volatility of gasoline and "ventilation effects". The relationship betveen humidity and exposures is somewhat more difficult to understand or define, but it is interesting to note that Parkinson, in his study of benzene exposures to service station attendants in England, also found a positive correlation betveen relative humidity and exposures. The last variable to enter the model, gallons per hour, was found to have a non-significant coefficient in the final equation. This is partially due to its correlation with percent nozzle time (more fuel pumped per hour leads to higher percent nozzle time). Thus, while on an individual basis GPB is positively correlated with exposures, in the overall regression model this correlation was included within that of percent nozzle time in the initial entry. It is important to note that this may occur for all independent variables entered into a particular regression model, and a particular variable's contribution to the overall regression can only be interpreted in light of the other variables in the equation. In light of the small R-square increase with the addition of GPH to the regression model, an F-TesC was conducted to determine if the increase, and thus GPH, significantly added to the overall R-square value. Results shoved that a test of the hypothesis H0: GPH adds no significant increase, could not be rejected. Through this method, the regression equation was simplified by deleting the GPH variable with no significant decrease in the overall R-square .value. An identical pro cedure was applied to the regression equation involving the nonsuspect data sets, and the same result was obtained. sAt 22 The role of individual variables was analyzed with particular interest in those factors which can be regulated and potentially con trolled (versus climatic variables); namely percent nozzle time and liquid volume percent. The method utilized in analyzing and depicting the effects of individual independent variables on variations in exposure concentrations ia identical to the method used in construction of regression lines and confidence intervals for regression models con taining only one independent variable. However, through use of the multiple regression model, predictions for a selected independent variable's effect on exposures ean be made while controlling for the remaining variables and thus account for independent variable inter actions. Figures U through 7 present graphic illustrations of this method, individually depicting the effeet of percent nozzle time and liquid volume percent on exposure concentrations: initially utilizing the regression model derived from the nonsuspect data, and subsequently including the "modified" suspect data. Constants used in the regression equations are mean variable responses of the respective data sets. Regression lines depicted in the figures are for the actual range of data. Variance values used in the confidence interval formula for both dependent and independent variables were derived from unweighted data. While the use of unweighted variance results in confidence intervals which are not actual, only indicative, any deviation from actual is conservative (ie., further removed from the mean). Regression Analysis of Estimated Source Exposures To examine possible interactions between the set of independent variables and estimated source exposures, a regression analysis similar to the one just described was conducted utilizing Estimate of Source Exposure (ESE) as the dependent variable. Due to the large variability of source exposure times (time in vicinity of nozzle) responses were weighted in a similar manner as previously described. Percent nozzle time was, of course, excluded from the independent variable list due to its prior use in the E5E calculations. Because area values were also essential in the calculations, analysis was restricted to those data SAL 000001437 23 Figure 4 EXPOSURE CONCENTRATION VS. PERCENT NOZZLE TIME (aonsuspect data) X Nozzle Time SAL 000001438 24 Figure 5 EXPOSURE CONCENTRATION VS. LV.X BENZENE CBoasnsptct data) LV. X Banzetia > SAL 000001439 25 Figure.6 EXPOSURE CONCENTRATION VS. PERCENT NOZZLE TIME (all data) SAL 000001440 26 Figure 7 EXPOSURE CONCENTRATION VS. L.V.% BENZENE (til data) 3.0 SAL 000001441 27 ets with available area date. The field of independent variables included liquid volume percent, temperature, vindspeed, and relative humidity. The "modified" suspect data sets were included in the analysis, resulting in a total sample size of 32 eases. Windapeed, temperature, and liquid volume percent were all shown to add signifi cantly to the regression equation (Figure 8). Vith regard to possible control measures, major interest was given to liquid volume percent. Figure 9 presents a graphic illustration of the effect of liquid volume percent on source exposures while controlling for temperature and windspeed. Again, variances used in the confidence interval formula are from unweighted data. Vapor Recovery A total of four days of environmental sampling was conducted at two service stations equipped with vacuum assist--type vapor recovery systems. A service station in the same vicinity without vapor recovery was also surveyed to aid in the initial evaluation. Sampling methodology at the vapor recovery stations was essentially the same as that for all other service stations, except flow rates were increased to 1000 cc/min. and sample periods were increased to approximately 240 minutes to account for the expected decrease in concentrations. Configuration of the vapor recovery systems was essentially the same at both stations: the fuel nozzle was enshrouded with a contractable hose which created a partial seal upon insertion of the nozzle into an auto fuel tank. The contraetable hose was connected to an in-line air pump, and vich operation of the fuel pump, the air pump was acti vated and vapors were exhausted to the roof of the- service station and burned. Slight mechanical difficulties were encountered vith one of the vapor recovery systems and, as described by the system's technician, a reduction of approximately 702 of the system's potential was realized during sampling. At both stations, however, a "hissing" noise was created as surrounding air was drawn through gaps around the retractable SAL 000001442 28 S- uo SAL 0000ai443 V a ria b le * in tha Equation V a ria b le * Not in the Equation SAL 0 0 0 0 0 1 4 4 4 two *ic*o two- two- mo 4 nu4i|oi uj (|sp*A uoptnbg i|) uj ion 1S|*A 911*1 m*01 art i 101 11 0100 1100 19C0 140*0 g jojj] pjj ict* o1990 (COO 0f0- J0 (9Ct*t-(luuo3) moo- hm 91C00 daaj, 9191 c*o- J*A*1 sn MJ*A wpmk] HJ u| i|qi|JA CtO'l 4 1910 mi oionbg MK 409*0 491'4 <Mnk| |0 ang *oc t*np|aN *9 44 031*1 ja*A jo Htf 9tt'0 *osi2 pJpu*lS Stb'O Jtnbf *0 pajanfpy 61S0 ajanbg -g 011*0 g ldp|n| 9 ii^wn da)g uo pa*a)ug i|q|i>A 911*1 000*1 009*0 0*10 tiro- 1010- Kt'Omo- 166 9 H0 019*11 MO (41*11 1000 91C *0 040*0 049 0 090*0 909*0- C41*I410*0 191*1 OlfO- d| 1*4*1 sn N4 ipi i >i 4 i *o**2 `pag 4*0 11IA op*nbg i|) U| )on uoponbj ao u| aapapaA llii 4 uro n J*00 MH 101*4 141*9 itunb| jo ang *1C *1 44 Itnppag oopaailag asufj*A jo (il|iwy 4x two JOJ4J paapuaag 199 0 MPAkf * paianfpy 1*90 *Jntg -g 101*0 j ioqwiN dajg vo oiqOfAOA *juoa *| tinl|j 30 S 9 x. C i a** o f X*4# 3 X e 2 * b 2 c eeo -- aa to Wft 9 * M to M S C Sa *. M eoee a *<. an *o* >-- i e i e *e*"l N--e Oe <or r .s 5& SAL 000001445 I i M i I n t t t H on ftc p N w *r J 31 ^ oe M O 4 M A /l <"nn e c ?-??7 g. *> -- ** -- eoeoe &c 6 * -- * 2* o 5T o co o' o waox. ^ r ^ ^ o d o eo m*v*- --e r<*m f! f. S p. edeo c & > SJ t H xX sxo'o*' SAL 000001446 32 Figure 9 ESTIMATED SOURCE EXPOSURE CONCENTRATIONS VS. LV.X BENZENE LV. % Benzene SAL 000001447 33 hose, indicating a high level of performance. Also, no odor of gasoline eould be detected when very near (one inch) the nozzle at either station. A preconceived aspect of the survey at this location was to estimate the "worst case" exposures at service stations equipped with vapor recovery. To facilitate this, automatic flow clips (devices which allow automatic flow and shut-off) were removed for one of the two days of sampling at each location, increasing percent nozzle time and thus theoretically increasing exposures. While manipulating the percent nozzle time variable attempted to address the question of worst-case exposures, a comparative evaluation of vapor recovery would appear limited to only those stations involved in the manipulation. This rough comparison indicates an approximate fouT fold reduction in exposures. However, through use of the regress ion models previously developed, a more comprehensive comparison can be made involving all data sets previously discussed, while controlling for percent nozzle time. Toward this end, all vapor recovery data were combined and the mean variable responses were inserted first into the regression equation involving the'nonsuspect data, and secondly into the model representing all the data. The first procedure resulted in an expected ppm exposure value of 0.205 as compared to the actual average value of 0.046 ppm. The second fit, utilizing the regression equation obtained from the non suspect plus modified data sets resulted in an expected value of 0.213 ppm. As a general evaluation based on this data, it appears that vapor recovery reduces time-weighted exposures four to five fold. A reduction of vapor recovery source exposures was also investi gated via the regression model developed for the created ESE variable. The average liquid volume percent, temperature, and windspeed values of the vapor recovery data were fit to the equation (presented in Figure 8) resulting in an expected source exposure of 1.412 ppm, as compared to the actual average response of 0.116 ppm; a 12 fold reduction. SAL 000001448 34 General Area Exposures Area environmental air samples were collected at all survey loca tions exeept Nevada. Table 4 presents average area benzene concentra tions for each of these sites which had available area data (OhioJanuary area results reported below the analytical limit of detection). Although a number of variables suspected to affect personal exposures were monitored and averaged for each personal sample, only temperature and barometric pressure values were recorded and averaged for each area sample, for use in subsequent microgram to ppm .conversions. However, as previously described, "personalized" (P-Area) values were calculated for each personal sample with available area data (Table 2). While the primary purpose of this adjustment was to facilitate ESE and ESEA variable generation, it also resulted in area values being roughly matched with all of the variables quantified for the personal samples, thus allowing a regression analysis. All data sets with available area data were used, including the modified suspect data, the nonstruetured regression mode was ulitized and liquid volume percent, temperature, windspeed, and gallons per hour were submitted as inde pendant variables. Results of the analysis indicate that only temper ature and windspeed significantly effect variations in P-Area values and surprisingly, temperature is negatively correlated. SAL 000001449 CHAPTER V Sunnary and Conclusions Aa stated earlier, the primary goal of this research effort was to document and evaluate the occupational benzene exposures of service station attendants. As indicated in the attached tables, timeweighted benzene exposures range below one ppm, and average approxi mately 0.1 ppm. Although these average exposure levels are below the final perman ent benzene standard for non-gasoline work-place environments, regu latory decisions for controlling benzene exposures involving the distribution and sale of gasoline are forthcoming. Also to be consid ered are the peak exposures indicated by the ESE and ESEA values. If standards to reduce the average and/or peak exposures below the current levels are promulgated or if the oil companies initiate selfimposed guidelines for limiting exposures, control measures must be adopted. This leads to the secondary objective of this research: those factors which contribute to variations in exposures. Through regression analysis techniques, it was shown that relative time near the source of exposure, benzene content of the gasoline, windspeed, temperature, and relative humidity all contribute to variations in time-weighted exposures, and that source exposures vary with benzene content, tem perature, and windspeed. As evidenced in Figures 4 through 7 and Figure 9, emphasis was placed on those variables subject to modification. In a generalized fashion, inspection of these figures conveys the potential for reduced exposures resulting from modification of work practices or lowering the benzene concent of gasoline. The final consideration of this research was coward evaluating the effectiveness of vapor recovery. The data indicate a four to five fold reduction of time-veighted personal exposures and an approx imate twelve-fold reduction of estimated source exposures from samples collected at stations equipped with vapor recovery systems. Although based on a limited number of samples, general area benzene coneentra- SAL 000001450 36 tions were not reduced at the two stations equipped with vapor recovery as compared to the area concentrations measured at the station in the same vicinity without vapor recovery (Table 4). This may be related Co an unrecorded parameter; occurrences and extent of spills. This parameter would also account for the personal exposure levels found at the vapor recovery stations. Although these levels were substan tially reduced, exposures still occurred even in the presence of apparently highly efficient vapor recovery systems. If warranted, attempts at reducing occupational exposure to benzene at service stations should first be directed toward modifi cation of work practices, including a reduction of the time in the vieinity of the nozzle, and concern with the occurrence of spills. Even in the presence of vapor recovery, work practices appear to offset exposures. In comparison to the estimated eosts of alternate forms of exposure reduction (ie., initial cost of benzene removal from gasoline @5.3 billion) modifications of work practices appear quite attractive. SAL 000 0014-51 37 table 1 Categories By Site end Time of Collection # Visited Ohio-July Ohio-January Florida-February Ohio-February, March Nevada-June California-August Cno vapor recovery) California*August (vapor recovery) 3 5 11 6 1 1 2 TOTALS 26 # Semples 5* 22 47 20 17 14 16 141 # TtfA'S 5 12 19 9 7 4 8 64 *6 to 6 Hr. samples SAL 0000014-52 MEAN TWA EXP. (ppm) 0.206 LIQUID VOL. Z BENZENE 1.02 PERCENT NOZZLE TIME 15.1 GALLONS PER HOUR 90.0 SAMPLE TIME (MIN) 431.8 TEMP <F) 80.4 WIND SPEED (MPH) 0.3 REL. HMDTY 69.6 P-AREA (ppm) 0.044 ESE (ppm) 1.185 ESEA (ppm) 1.229 38 TABLE 2 DESCRIPTIVE STATISTICS Ohio-July (F-5) S.D. MIN. MAX. 0.28 0.161 0.237 .13 0.93 1.24 5.08 8.3 20.5 29.1 64.4 137.7 25.9 2.2 0.1 1.67 .013 .567 .574 408.0 470.0 78.0 82.0 0.3 0.5 68.0 72.0 0.030 0.055 0.B85 2.194 0.924 2.249 SKEW. -1.15 2.11 -.31 1.42 -.56 -.61 2.24 .51 -.59 2.19 2.18 KURT. 2.56 4.59 -1.56 1.83 .85 -3.33 5.00 -.61 -3.30 4.82 4.78 SAL 000001^53 MEAN TWA EXP. (ppm) 0.064 LIQUID VOL. Z BENZENE 0.68 PERCENT NOZZLE TIME 9.5 GALLONS PER HOUR 63.7 SAMPLE TIME (MIN) 261.8 TEMP (F) 22.4 WIND SPEED (MPH) 2.0 REL. HMDITY 61.2 P-AREA (ppm) _____ ESE (ppm) ---- ESEA (ppm) -- ^9 TABLE 2 (eont) DESCRIPTIVE STATISTICS Ohio- January (N*5) S.D. MIN. MAX. .032 0.028 0.124 .19 0.49 1.03 4.6 4.2 21.7 47.0 25.7 180.3 143.2 75.0 440.0 9.0 11.0 33.0 1.63 0.0 5.3 11.9 _____ -- -- 45.0 76.0 -- -- -- -- SKEW. .61 .69 1.84 1.56 .13 -.06 .83 -.13 -- ---- KURT. -.29 -.87 4.42 2.40 -1.87 -1.87 .03 -1.79 -- ---- SAL OOOOl^5^ 40 MEAN TWA EXP. (ppm) 0.131 LIQUID VOL. I BENZENE 1.80 PERCENT NOZZLE TIME 5.0 GALLONS PER HOUR 20.8 SAMPLE TIME (min) 349.4 TEMP (F> 63.0 WIND SPEED (mph) 2.2 REL. HMDITT 49.1 P-AREA (ppm) 0.052 ESE (ppm) 2.101 ESEA (ppm) 2.153 TABLE 2 (cone) DESCRIPTIVE STATISTICS Florida-February* (N-19) S.D. MIN. MAX. SKEW. .064 0.058 0.321 1.36 .30 1.32 2.29 -.05 2.8 0.4 9.5 -.13 9.3 3.2 46.2 .74 92.2 147.0 463.0 -.51 6.6 53 73 -.13 1.3 0.3 4.3 .18 12.6 .025 1.513 1.517 26.8 76.1 .16 0.018 0.096 .26 0.427 6.533 1.47 0.523 6.593 1.47 Lower portion of suspect data X4 KURT. 3.08 -.95 -1.06 2.34 -.80 -1.35 -1.23 -.08 -.81 2.79 2.78 SAL 000001455 MEAN TWA EXP. (ppm) 0.097 LIQUID VOL.Z BENZENE 1.64 PERCENT NOZZLE TIME 7.6 GALLONS PER HOUR 49.5 SAMPLE ' TIME (min) 323.0 TEMP <F) 50.9 WIND SPEED (mph) 1.9 REL. HMDITY 43.0 P-AREA (ppm) 0.050 ESE (ppm) 0.700 ESEA (ppm) 0.751 TABLE 2 (coat) DESCRIPTIVE STATISTICS Ohio--February, March (N-9) S.D. MIN. MAX. .030 0.067 0.163 .18 1.43 1.93 2.7 4.3 12.3 35.2 18.0 129.0 149.0 54.0 508.0 8.7 38.0 60.0 1.2 0.4 3.5 8.8 .008 0.499 0.494 34.0 56.6 0.040 0.063 0.123 1.516 0.177 1.560 SKEW, 1.51 .53 .56 1.63 -.70 -.45 .31 .60 .39 0.89 0.89 KURT. 2.30 -.99 -.31 2.80 -.30 -1.67 -1.52 -1.38 -1.05 -0.14 -0.16 OOOOOl^6 SAL MEAN TWA EXP. (ppm) 0.042 LIQUID VOL. I BENZENE 1.07 PERCENT NOZZLE TIME 5.3 GALLONS PER HOUR 42.8 SAMPLE TIME (min) 307.0 TEMP <F) 92.4 WIND SPEED (mph) 2.2 REL. HMDITY 26.2 P-AREA -- ESE -- ESEA 42 TABLE 2 (cone) DESCRIPTIVE STATISTICS Nevada*June (N-7) S.D. MIR. MAX. SKEW. .014 0.027 0.068 1.30 .05 1.03 1.17 .2.02 2.8 2.5 9.0 .32 29.9 13.4 99.3 1.14 153.5 120.0 490.0 .09 4.1 88.0 99.0 .41 1.5 0.8 4.1 .41 5.9 -- -- -- 18.0 -- -- 33.2 -- -- -- -.10 -- -- -- KURT. 2.14 4.30 -2.30 1.39 -2.08 -.91 -2,52 -2.00 -- -- -- SAL 000001457 43 TABLE 2 ' (cone) DESCRIPTIVE STATISTICS Cftlifornia-Augusc (No Vtpor Recovery) (N-4) MEAN S.D. MIN. MAX. SKEW. TWA EXP. (ppm) 0.193 .024 0.161 0.220 -.54 LIQUID VOL. 2 BENZENE 1.47 .005 1.46 1,47 -.03 PERCENT NOZZLE TIME 19.1 4.1 14.2 23.3 -.32 GALLONS PER HOUR 31.0 9.9 21.7 41.4 .10 SAMPLE TIME (min) 442.3 15.0 426.0 456.0 -.17 TEMP (T) 75.6 0.9 75.0 76.0 .00 WIND SPEED (mph) EEL. HMDITY 2.9 72.0 0.3 2.2 2.7 3.1 .00 70,1 74.1 .02 P-AREA (ppm) ESE (ppm) ESEA (ppm) 0.020 0.928 0.948 0.001 0.183 0,183 0.019 0.746 0.021 1.151 .00 .43 0.766 1,170 ,0431 KURT. 1.66 -.548 -2.3 -5.19 -4.86 -5.99 -5.99 -5.85 -6.00 02.41 -2.385 SAL 0000014-58 44 TABLE 2 (coot) DESCRIPTIVE STATISTICS California-Augusc (Vapor Recovery) (N8) MEAN S.D. MIN. MAX. SKEW. TWA Exp. (ppm) 0.046 .014 0.028 0.071 .37 LIQUID VOL. Z BENZENE 1.56 .09 1.46 1.70 .1.01 PERCENT NOZZLE TIME 21.8 7.6 12.2 34.1 .31 GALLONS PER HOUR 47.0 8.2 33.0 56.0 -.47 SAMPLE TIME (min) 449.9 22.7 403.0 474.0 -1.27 TEMP (F> 77.6 2.2 75.0 81.0 .18 WIND SPEED (mph) EEL. HMDITT P-AREA (ppm) ESE (ppm) ESEA (ppm) 2.1 64.5 0.020 0.116 0.136 .6 3.2 .003 .053 .51 1.4 2.6 -.32 59.4 67.5 -1.10 0.018 0.024 1.33 0.041 0.199 .22 0.065 0.218 .28 KURT. -.08 -.46 -.81 -.87 2.00 -1.56 -1.61 -.31 -.17 -.89 -.89 SAL 000001459 45 TABLE 3 COMPOSITE DESCRIPTIVE STATISTICS MEAN S.D. MIN. MAX. SKEW. KURT. TWA* EXP. (ppm) 0.111 0.066 0.027 0.321 .83 .32 LIQUID* VOL. I BENZENE 1.31 0.50 0.49 2.29 .05 -.90 PERCENT* NOZZLE TIME 8.3 5.4 0.4 23.4 1.17 1.04 GALLONS* PER HOUR 44.3 36.0 3.17 180.3 1.76 3.26 SAMPLE* TIME (min) 335.1 125.7 54.0 508.0 -.68 -.81 TEMP* <F) 58.5 23.6 11.0 99.0 -.44 -.58 WIND* SPEED (mph) 2.0 1.4 0.0 5.3 .40 -.94 REL.* HMDITY 51.3 16.5 18.0 76.1 -.15 -1.08 P-AREA** (ppm) 0.047 0.021 0.018 0.096 .47 0.06 ESE** (ppm) 1.510 1.280 0.123 6.533 2.08 5.59 ESEA** (ppm) 1.557 1.285 0.177 6.593 2.08 5.56 auapect data X4 (N-56) ** from non-vapor recovery data with available area data (N*37) SAL OOOOOIA^O 46 TABLE 4 AVERAGE AREA BENZENE CONCENTRATIONS Site and Time of Collection Ave. #Sample* Concentration (ppm) Ohio-July Ohio-January Florida-February Ohio-February, March Nevada-June California-August (no V.R.) California-August (vapor-recovery) 12 36 64 33 0 8 8 0.049 --------0.060 0.053 0.020 0.020 Weighted Average of Area Concentrations: 0.052 ppm 000001461 47 REFERENCES 1. Code of Federal Regulations, Title 29: Part 1910. Occupational Exposure to Benzene, February 10, 1978. 2. Code of Federal Regulation, Title 29: Part 1910. Emergency Temporary Standard; Occupational Exposure to Benzene, Notice of Hearings, May 3, 1977. 3. Letter to William J. Usery, Secretary of Labor, U.S. Dept, of Labor, from Peter Bommarito, President of United Rubber Workers, concerning; Emergency Temporary Standard on Benzene, April 23, 1976. 4. Health Effects of Benzene: A Reviev. National Academy of Sciences^ 1976. 5. Memorandum from Director, NIOSR, to Assistant Secretary of Labor, OSHA, concerning: Recommendation for an Emergency Temporary Standard for Benzene, October, 1976. 6. Parkinson, G.S., Benzene in Motor Gasoline - An Investigation into Possible Health Hazards in and Around Filling Stations and in Normal Transport Operations. Ann Occup Hyg 14:145-153, 1971. 7. McDermott, R.J., Service Station Attendants' Exposure to Benzene and Gasoline Vapors. AIHAJ. 40; No. 4, 315-321, 1979. 8. Runion, H.E., Benzene in Gasoline II. Presented at the Inter national Workshop on Benzene, Universite Rene Descarte, November 9, 1976. 9. Berlin, M., Fredya, K., Gage, J.C., Lagesson, V., Reitalu, J., and Tunek, A., Exposure to Benzene During the Handling of Motor Fuels. Report from the University of Lund, Lund, Sweden, 1976. 10. Letter to Richard Johnson, Offiee of Air Quality Planning and Standards, EPA, from C. W. Tounly, Concerning: Results of Self-Service Exposure Semples, May, 1977. 11. Organic Solvents in Air. NIOSH Manual of Analytical Methods, DHEW(NIOSH) Publication No. 77-157-A, 1977.12 12. Statistical Package for the Social Sciences. 2nd Edition, pp. 320-360, 1975. McGraw-Hill, Inc., Publishers. SAL 0000l462 00347V quantitative; re-evaluation of the human leukemia risk associated with inhalation exposure to benzene V',C^VED 7 DC ; 5/24/88 FY1 PHASE 1 REPORT TO: BFG,TAC5 PRO?. 65 STEERING COM. FROM: MIKE KANG Supported by: Aaarlcan Petrolaua Institute 1220 L Street, N.U. Suit* 900 Washington, D.C. 20005 Prepared by: Clement Associates, Inc. 9300 Lee Highway Fairfax, VA 22031 Principle Author: Todd V. Thorslund, Ph.D. Clement Associates. Incorporatec April 18, 1988 Health and Environmental Science A Subsidiary of \Cf Technology. Inc SAL 000001463 QUANTITATIVE RE-EVALUATION OF THE HUMAN LEUKEMIA RISK ASSOCIATED VITH INHALATION EXPOSURE TO BENZENE PHASE 1 REPORT Supported by: American Petroleum Institute 1220 L Street. N.V. Suite 900 Washington, D.C. 20005 Prepared by: Clement Associates, Inc. 9300 Lee Highway Fairfax. VA 22031 Principle Author: Todd V. Thorslund, Ph.D. April 18, 1968 $4(. 000i464 PREFACE This document represents the first of a tvo phased effort to re evaluate the carcinogenic potency of ben2ene. Since the last unit risk estimate of cancer potency completed by CAC in 1985, there have been significant advances made in the development of risk assessment methodology, and laportant new information has become available concerning the effects of benzene on humans and axperlmental animals. This phase I report adopts the same theoretical structure used in the EPa (1965) risk models to obtain an upper bound cancer risk estimate but refines the nev model by the use of new data and methodological developments. Included in the nev estimates ere en update of the original epidemiological study by Infante ec al. on pliofilm workers, new epidemiological studies conducted in China, and the use of more precise statistical estimation procedures m de possible by the availability of exposure and vital status information on individual cohort members. It Is Important to note that the model developed in this study does not depart substantially from the basic structure of the original CAG model. It incorporates the same one-hit one stage model that was the basis for EFA's (1965) risk assessments. The nev estimates reflect the agency's preference for using human data vhan available, and are based upon parameter estimation techniques which make the most efficient use of the available information. An observation that demonstrates the consistency of one of the more important underlying assumptions of the model, is thet for both the atomic bomb survivors in Japan and workers exposed to benzene in China, the peak leukemia risk for benzene occurs at 5 to 10 years after i SAL 0000014-65 initiating the final biological transformation. Thus, in tha worst casa, tha risk of davaloping laukeaia dacraasas steadily for those people who have had no benzene exposure for sore than 10 years. This observation is being confirmed in the pliofilm workers cohort where we see no new cases of leukemia in the additional years of follow-up (1979-1981) Included in this report. The changes made in the model have a pronounced effect upon the unit risk estimate. The upper bound unit risk estimate obtained in this report is 2,7 X 10'^ which is almost an order of magnitude lower than the value of 2.6 X 10"^ that was adopted by EPA in 1985. Another advantage of the new model is that it provides logical way of testing the linear dose-response hypothesis. It was demonstrated that the dose-response relationship exhibited more curvature than could be explained by a simple linear relationship. This demonstration of a curvature, and the probable underestimation of exposure both strongly suggest that the upper bound unit risk estimate is very conservative. The difference in the cancer potency estimates obtained with the current model compared with the previous approach is primarily due to the type of information used to estimate the model parameters. The present approach uses the vital status and exposure estimates at each point in time for each individual in the cohort as veil as Information on latency period from ocher studies. The previous approach grouped individuals Into exposure ranges and used the average exposure, observed and expected number of leukemias, and person years in the exposure group in the analysis. The dace used in the current study provides much more precise information for the estimation of the ii SAL 00001466 parameters in the dose-response model. Phase II of this program will Involve the use of additional biological and exposure data and a more refined biologically motivated model that cakes into consideration benzene's potential mechanisms of action. Since most of benzene's hypothesized mechanisms of action suggest non-linear dose effects, we feel confident the predictions of leukemia risk will be lover than the present upper bound risk estimates. lit SAL 000001467 TABLE OF CONTENTS I. II. III. IV. V. VI. INTRODUCTION ANALYSIS OF EFA'S 1985 MATHEMATICAL MODELING APPROACHES USED FOR BENZENE A. General Mathematical Framework B. Analysis of Underlying Assumptions NEW METHODOLOGICAL DEVELOPMENT A. Form of Weighting Function B. Maximum Likelihood Method of Leukemia Potency Parameter Estimation Using Individual Exposure and Tlae-to-Tumor Data SELECTION OF DATA ON WHICH TO BASE POTENCY ESTIMATES A. Animal Studies B. Human Studies C. Subcohorts of Rinsky Data Base to be Used for Risk Estimates D. Benzene Exposure Estimates UPPERBOUND ESTIMATES OF LEUKEMIA RISK DUE TO CONTINUOUS LIFETIME EXPOSURE TO BENZENE DEVELOPMENT OF POTENTIAL BIOLOGICALLY RELEVANT MODELS FOR BENZENEINDUCED LEUKEMIA A. General Two-Stage Model B. Postulated Effects of Benzene on Two-Stage Model Parameters SAL 001468 I. INTRODUCTION A complete analysis of the carcinogenic potency of benzene was parforaed by the U.S. Environmental Protection Agancy almost can yaars ago. Slnca this analysis, considerable new and relevant information on benzene has become available and major advances in risk assessment methodology have bean aehievad. However, a comprehensive reassessment of the carcinogenic potency of benzene has not as yet been undertaken. In 1985, E?A performed an interim quantitative cancer risk assessment of benzene (EFA 1965). This interim assessment was done in response to a petition and, thus, had severe time constraints that forced the use of a secondary source (Crump and Allen 1964) for deriving the cancer potency estimates which did not permit optimal use of all the available information. The purpose of this report, which shall be denoted as Phase 1 or first submittal, is to supply EPA with a new state-of-the-art upper bound estimate cf benzene's cancer potency and to inform EPA of the more biologically relevant risk model that is under development which will be referred to as Phase II or second submittal which is scheduled for completion in aid June. The advice ant suggestions of agency personnel are sought herrfor how best to incorporate scientific and regulatory considerations into the new biologically relevant risk model to be developed in Phase II. In the Phase I report, the approaches that ware eakan to modify and complete EPA's interim caneer potency estimates are described and the approach to be taken in the development of a new more biologically relevant model in Phase II outlined. 1-1 SAL oooooi^69 The upper bound cancer dose-response model for benzene that Is developed in the Phase I report includes the following extensions and improvements of that used in EPA's 1985 report: (1) Inclusion of additional years of follow-up (1979-1981) from the Rinsky et al. (1981) cohort; (2^ Restricting the analysis to the most relevant data sec and functional form of the potential models; (2) Use of updated U.S. vital statistics to estimate rate of benzeneinduced leukemia in the presence of competing mortality; (L) Corrections and additions of Job classification codes chat were found on the Rlnsky et al. (1981) computer tape to reconcile them with original work records; (5) Use of actual data from several leukemogens in addition to benzene cc define a probability distribution for the time from malignant transformation of the first cancer cell to death due to leukemia: arc (6) Use of more efficient techniques for cancer potency parameter estimation, which Is made possible by the availability of information or. exposure and vital status for every individual in the Rir.sky e: al . (1981) cohort. The new best estimate biologically relevant model that is under development in Phase II will incorporate diverse biomedical information int: biologically baaed quantitative dose-response model. For example, information from observations of the leukemogenic effects of radiation (atomic bombs, therapeutic), chemotherapeutic agents, and experimental benzene studies will be used to estimate the biological latency period. In addition, the shape of the ageincidence curve for granulocytic leukemia for the general U.S. populaticr. 1-2 SAL 000001A70 will b used to estimate other model perimeters. The approach taken is to derive risk estimates for benzene that are based upon various forms of a cvogtage model with clonal expansion of preneoplastic or 1st stage cells (Thorslund et al. 1987). The two*stage biologically based model can be used to estimate risk from either human or animal data, vhich Is an improvement over the present inconsistent EPA approach of using different models for the two types of data. The new approach has the further advantage of proving a means to incorporate theories of biological mechanisms into the dose response model. For example, ve can incorporate benzene's clastogenic effects as veil as its effect on cell proliferation into the model. The folloving sections of this report provide a more detailed discussion of the approaches that are used here as veil as those chat are under development. 1*3 SAL 000001471 II. ANALYSIS OF EPA'S 1985 MATHEMATICAL MODELING APPROACHES USED FOR BENZENE A. Ceneral Mathematical Framework The models that vers used In the EPA's cancer risk assessments for benzene (EPA 1985) are based on the implicit assumption that one molecule of benzene can cause the single necessary event that transforms a normal stem or progenitor cell in the bone marrow into a neoplastic eell (i.e., one-stage, one-hit models). The latency period or time between this cellular transformation and death due to leukemia is a variable that is affected by a number of factors such as immunological competence and the stage of hematopoietic maturation of the transformed cell. Thus the time-dependent dose-response model for benzene and leukemia is dependent upon two factors: 1. the dose-response relationship between benzene exposure and the cellular transformation; and 2. the probability distribution of the length of survival (i.e., time between the cellular transformation and death due to leukemia). This Joint biological process is mathematically modeled in a general fort in the next section. The manner in which CAG's previous cancer risk models for benzeneinduced leukemia fit into this general framework is then described 1. Development of General Model In this section, the general EPA cancer dose-response model for benzene is derived mathematically and biologically-based rationales for the model components are proposed. The relative Instantaneous probability chat exposure to benzene at time v resulted in death due to leukemia at time t can be expressed as h(v.t) - G[x(v)]w(t-v) (Il-l II-l SAL 000001472 where G[x(v)j is the instantaneous dose-dependent probability that exposure to a specified level of benzene at ciae v, x(v), will induce the cellular transformation (e.g., chromosomal abnormality) that will lead to leukemia some time in the future; t-v is the length of time between the cellular transformation and death due to leukemia, which is considered to be a random variable with a definable probability distribution w(t-v); and w(t-v) is the probability density or weighting function that defines the relative probabilities of death due tc leukemia at time t given chat the cellular transformation occurred at time v (i.e., the probability density function of t-V) . The relative probability that a series of exposures to benzene prior to time t will result in death due to leukemia at time c is simply the sum of the effect of the exposures at all individual points in time. Thus, if an individual were subjected to a series of r + 1 exposures (x0, xl..........xr) occurring at times (v3, v:......... -vr)1 c^e instantaneous probability of death du to leukemia at time t is the hazard function or age-specific cancer rate. he r -2 r h(v* , t) - J C(Xj )v( t *vj ) J-Q " J- The hazard function is illustrated in Figure 11-1 for the simple case where the exposure level was x0 at time v0 and x: at time v . the weighting function has the simple unimodal form w(t-v) - K*(t-v)exp-K(t-v), and the cellular transformation function is assumed to be G(x) - x2, which would be the case if the transformation requires two simultaneous one-hit events. An example of a transformation that requires two simultaneous events is reciproca II - 2 SAL 000001473 FIGURE II-l Illustration of Hazard Function for Leukemia at Time t Following Two Exposures to Benzene at Points In Time v0 and v. Benzene Exposure Level x Relative Weigm w(t-v) h(t) = 0x^w(t-vQ) + px,*w(t-v,) G[x(v)] = px(v)2 w(t-v) * K2(t-v)exp-K(t-v) h(t) = pK2[xo(t-v0)exp-K(t-v0) + xftt-v^exp-Kft-v,)] II-3 SAL 000001474- translocation of chromosomes, which requires the breakage of two different chromosomes during a single phase of the cell cycle. For example, 95% of adults with chronic myelogenous leukemia exhibit the presence of a reciprocal translocation Involving chromosomes 9 and 22 or a variant translocation of chromosome 22 (the Philadelphia chromosome) (Sandberg 1980, Mitelaan and Levar. 1981). When exposure is continuous over time, the hazard function has the same functional form as equation (11 - 2) except chat the summation sign is replaced by integrals, yielding the relationship: t h(t) - / 0 t h(x(v),v] - J 0 G[x(v)]w(t*v)dv, (11*2 which may be viewed as weighting the functional effect of G[x(v)j by w(t-v) ar. adding the weighted effects from all exposures prior to t to obtain the total effect. The age-specific leukemia death races due to continuous lifetime or continuous ten-year exposures, assuming the previously specified forms of G i and w(*), are derived from equation (11*3) and shown in Figure XI-2, where a modal time (t-v) is assumed to be 5 years. Under this model, the age-specift: leukemia death rate reaches a plateau under conditions of continuous exposure but rapidly declines upon cassation of axposure. Using a weighting function for latency to obtain a composite hazard function is discussed in more genera terms by tfhittemore and Keller (1978). Selecting functional forms for C() ar v() should be guided to the greatest extent possible by what is known about the biological processes Involved In benzene`induced leukemogenesis. In the next section, the choices that were made in EPA's benzene risk assessment (EPA. 1985) are reviewed. 11 4 SAL 000001475 FICUR-E II-2 Relationship between Age-Specific Leukemia Rate and Duration of Benzene Exposure3 h(x,t) [0x2]-i Continuous Exposure CJ 3 Assuming K 0.2 (i.e., modal latency is 5 years) II-5 sAi 00oi*?6 2. Function*! Forms for G(e) and w(#) Used by EPA A cot*! of six risk model forms were used by EPA to estimate benzene- induced leukemia risk based on all combinations of evo forms of G() and three forms of w(e) (EPA 1985). The models vere derived by transforming the basic models for an occupational exposure scenario developed by Crump and Allen (1984) for OSHA and subsequently reported in Crump et al. (1987) into models appropriate for environmental exposure. The dose-effect relationship for the cellular event used by EPA may be represented by either of the following (EFa 1985' G[xi.v; ; - 3x(v) 0x(v)a(t) one-hit absolute risk model one-hit relative risk model where a(t) is assumed to be the background age-dependent leukemia rate at age t. The three functions specified for w( c V) by EPA (EPA 1985) may be as step functions of the forms I 0 t-v < 5 cumulative dose . 1 5 < t-v v\t v ; - r - 9 i 0 t -V < 2.5 1 2.5 < t-V < 7.5 weighted cumulative dose 1/3 7-5 c-v <12.5 1/6 12.5 < t-V 0 t-v < 2.5 1 2.5 < t-v <12.5 window dose 0 12.5 < t-v 11-6 SAL 0000014-77 The cumulative dote hypothesis is equivalent to a two-stage model (i.e., k-2 in multistage) In which the first stage is assumed to be exposure-depender.c with a five year lag*time. The weighted cumulative dose is consistent in some vague unspecified sense with the latency pattern of leukemia in Japanese atomic bomb survivors and the window dose has no theoretical or intuitive rationale. Combining these three weighting functions with the two dose-response models for the final cellular transformation yields a total of six potential models. The biological assumptions supporting these models are evaluated in the next section. B. Analysis of Underlying Assumptions 1. Linearity A critical assumption made by all the dose-response models for benzene is that the probability of the cellular transformation is linearly related to dose. The simple one-hit (linearity) assumption for benzene is based on the compound assumption that the reactive benzene metabolite level at the site of action (i.e., bone marrow) is proportional to the level of benzene exposure ir. the air and that only one molecule of the benzene metabolite is required for the critical reaction that elicits the cellular transformation. No direct evidence for these assumptions has been presented for benzene so that their use in risk assessment models is strongly based on the rationale of healthconservatism. For the upper bound model developed in Phase I the assumption of linearity is retained; however, in the Phase II report, the linearity assumption will be critically evaluated by: II 7 SAL 00000147a obtaining estimates of the relationship between the level of benzene in the air and the dose of benzene's principle reactive metabolites predicted to be delivered to the bone marrow using pharmacokinetic models assuming that a parallel funded project is available by mid June; defining the dose-response relationships between benzene and events that are likely to be responsible for the cellular transformation such as chromosomal aberrations; and making a comparison of the log-likelihoods (i.e., goodness of fit) of linear and non-linear models using the epidemiological data on benzene and leukemia. If these factors suggest non-linearity, more biologically relevant models that are under development say give more plausible estimates of leukemia risk at low dose . 2. Relative or Absolute Risk The assumption of relative risk (i.e., a unit of benzene exposure changes the background leukemia race by a constant function at all ages) is often made without critical analysis; however, for benzene and other agent-induced leukemias, the evidence is inconsistent with the relative risk assumption The U.S. background death race for granulocytic leukemia, the type most closely associated with radiation and benzene exposure, increases as an exponential function of age This relationship is shown in Figure 11-2 using the leukezii death rates in the SEER data base (excluding Puerto Rico) from 19T3 to 19"" It is veil recognized chat the shape if not the magnitude of such curves are consistent between human populations. In contrast, leukemia death rates have beer, shown to reach a peak and then decline over time upon cessation of exposure to: benzene in animals and humans (Rlnsky et al. 1961, Yin et al 1987, Cronkite et al. 1985) II-8 SAL 000001479 G ra n u lo c y tic Leukem ia In W hite Males (3)U (OOO'OOT x) ** Pi)iumtz 11-9 SAL 000001480 s 8 55 M idpoint Afe In te rva l Observed ------- P redicted c Atomic bomb radiation (Radford 1983) therapeutic radiation (Cadaan ec al. 1977. Foucar et al. 1979. Boice et al. 1987) cancer chemotherapy (Cadaan et al. 1977, Foucar ec al. 1979) This trend was shown previously in Figure II-2 In a acheaatic Banner. The ratio of the background and agent-Induced leukemia death rates (i.e.. rates ir. Figure 11 - 2 divided by rates in Figure II-3 for the same year) are obviously not consistent over time. This time dependent relative risk adjusted to make the maximum value equal to ten is shown in Figure Il-3a for both a ter.year and a lifetime exposure. As a result, a relative risk model in which the constant relative risk assumption is made should not be used for benzene or other leukeacger.s for the purpose of quantitative cancer risk estimation. Ir. all subsequent upper bound model developments in the Phase I report, the absolute risk form will be employed, which is the standard form used by EPA ir. risk models based on animal bioassay data. 3. Form of the Weighting Functions In this section, the weighting functions used by EPA to assess benzene risk are evaluated for their biological consistency with the observed latency period for leukemia. Window Dose As is suggested by Crump et al. (1967), the window dose assumption has utility for testing hypotheses about the duration of the exposure effect: however, since Che window dose assumption appears to have little biological relevance and gives the lowest risk estimates of the three weighting functions Ci.e., is least conservative), it will not be explored further here. 11-10 SAL 000001431 RELATIVE SCALED LEUKEMIA RISK FOR A BENZENE-EXPOSED POPULATION OVER TIME mm lAiurou II-U SAL OOOOO 1482 Cumulative Dote Within the context of weighting functions, cumulative dose is the measure of exposure that results from the assumption that all future age-specific cancer races are affected equally by past exposures of the same magnitude, regardless of when they occurred. Cumulative dose is an attractive concept as a measure of exposure because of its simplicity and intuitive appeal. The concept of cumulative dose and the total effect of that dose over the observation period is illustrated in Figure 11-4. Cumulative dose is also consistent with the assumption that the underlying dose-response model is multistage restricted to two stages, and that only the first stage is affecte by the agent. To derive this two-stage form, the result of Crump and Hove (1SS**) giving the age-specific cancer rate for exposure to a constant level x of an agent from age s to f in vhich only the first stage is affected is used. In this case, the age-specific leukemia death rate may be expressed: h(t> - otk*1 + flx;ct-s)k-: - (t-f)k*1) c:-m where k is the number of stages. Taking k-2 gives the result: h(t) - at + 0x(f-s) ( :: -: where x(f-s) is the cumulative exposure. For continuous exposure, f - t ar.d s - 1 so that h z) - at fxt Several observations are inconsistent with the relationships postulated i equations (II-4) and (11-5). First, background leukemia death rates are increasing over time much faster chan the predicted level based on the linear equation (see Figure 11-3). Second, h(t) does not remain proportional to the total past exposure 'i.e., x(f-s)} as predicted, but declines over else following cessation of leukemogen exposure. This pattern is true for both radiation- and benzene - induced leukemia. Enterline (1987) has pointed out a 11-12 SAL 0000014-83 FIGURE II-4 Typical Step Function for Exposure, Cumulative Exposure, and Area Under Cumulative Exposure Curve for Observation Period XK(V) Benzene Exposure Level (ppm) x Age (yeare) atari sxoosur* etart observation (employment) (erner eobort) end observation (deatn or end of study) XK(v) 1600 1400 Benzene 1200 Exposure Level (ppm - years) 1000 - 800 600 400 200 0 0 11-13 SAL 0000014-84- number of additional factors indicating that cumulative exposure is not a biologically plausible exposure variable for carcinogens in general, as a result, little weight will be given to this approach. Weighted Cisulatlve Dose The weighted relative exposure assumption is reasonably consistent with observations of time-dependent changes in risk exhibited by the pattern of latency observed after exposure to the atomic bombs in Japan; however the manner in which this observation has been represented by a waighting function is crude ir. nature since it employs a step function form chat is inconsistent with biological processes. In the next section, an alternative weighting function is derived that is consistent with observations and theoretical biological considerations. 11*14 SAL 0000014-85 III. NEW METHODOLOGICAL DEVELOPMENT A. Form of Weighting Function The accumulated <iata on Che time from leukeaogen exposure co leukemia death and the preleukemia syndromes associated with the etiology of the disease are very consistent vith the hypothesis that agents such as radiation, chemotherapeutic drugs, and benzene induce leukeaogenesis by similar mechanisms (Rinskv et al. 1981. Yin et al. 1987, Radford 1983, Cadaan et al. 1977, Foucsr et al. 1979). It is reasonable to assume on this basis that once a cell has been transformed to malignancy, its behavior is leukemogen-independent and the probability distribution of the time from the cellular transformation to death due to leukemia, v(t-v), that is obtained from different leukemogens are equivalent and can be used interchangeably. Radford (1983) notes 'hat post-radiation leukemia is the earliest observed radiogenic cancer, reaching a peak at five years following exposure. In con trast to the solid tumors induced by radiation, the leukemia effect virtually disappears after 25 or 30 years. A simple estimate of the average time between cell transformation and leukemia death can also be made on the basis of a recent study by Yin et al. (1987). These investigators described 30 cases c: leukemia in a cohort of benzene exposed workers In China for whom exposure was continuous from the start of employment until death due co leukemia. Under the assumption'that over time, each exposure had an equally likely chance of inducing the critical cellular transformation, an estimate of the modal time from that transformation until death is simply one-half of the observed latency period (i.e., time of first exposure until death). This value is 11.4/2 - 5 years, which is in very good agreement with the atomic bomb radiation data. Ill-1 sal 000014a6 K weighting function that is consistent with these observetions is a simple function of the form: w(t-v) - (t-v)exp* [K.(t-v) ] (111*1) where (t-v)>0 end K - 0.2. This relationship results in a function that predicts a maximum leukemia death rate five years after transformation and only about 4% of the maximum response at 30 years. The latter would be non- detectable using available data bases due to their lack of power to detect such a small Increase. This functional form is Illustrated in Figure III-l and is contrasted to Crump's "weighted cumulative dose". In all subsequent analyses equation (III-l), with K-0.2, shall be used as the weighting function in the risk models that are developed. In the Phase II report, actual time-to-tumor data may be used to estimate the parameters of the t ime - to - tumor distribution from studies in which benzene, radiation, and chemotherapy have been shown to Induce leukemia. Techniques car. be developed to make efficient use of these data to estimate K or the parameters in such models as the Weibull, log-normal, or log-logistic. Efficient mathematical methods of using the time*to-tumor information from several epidemiological studies to estimate the parameters in the risk model- will be developed in the future if resources permit. Based upon the previous analysis, a linear absolute risk model will be assumed for benzene with a continuous weighting function that simulates the observed latency period for leukemia among Japanese post-atomic bomb radiation benzene-exposed Chinese workers, and benzene-exposed Pliofilm workers in Ohio The main improvement afforded by the new model is its ability to utilize exposure data from individuals in the benzene-exposed cohort. The availabil:t. III - 2 00X 00 sM- FICURE 1X1*1 Relative Leukemia Latency Period Relative Frequency w(t-v) Time from Cellular Transformation Doing Carcinogenesis to Death from Leukemia (years) 111-3 SAl 0O00l48a of Individual exposure And survival data allows the development of an estimation procedure chat is 1001 efficient In its use of the observed data (i.a., likelihood esciaation of the time to benzene*Induced leukemia death). The development of this approach is discussed in Section II1.B. B. Maximum Likelihood Method of Leukemia Potency Parameter Estimation Using Individual Exposure and Tlmc-to-Tumor Data The method of estimation employed by EPA for benzene and leukemia used approximations and grouped data to obtain estimates of the unknown dose- response model parameters (EPA 1985). The basic data was person years observed and expected number of cases within exposure Intervals. The type of information that was used is shown in Table III-l. The use of such summarized data resulted in the incorporation of potential biases into the method of estimation and precluded a logical method for Introducing non-linear relationships into the dose-response effect submodel G[x'v)}. The extent e: bias that is introduced by using summary data is discussed by Thomas et al (1985), who concluded that it is a major factor in the distortion of the sha:-: of dose-response relationships and results in risk estimates that are unreliable. In contrast, using the exact exposure pattern and vital statu: determination for each individual in the cohort eliminates the defects associated with EPA's approach. To use individual data and the methods developed In this section, the following information is needed: 1. Sex 2. Race 3. Date of birth 4. Age follow-up begins 5. Age follow-up ends 6. Status at and of follow-up (alive or dead) 7. Cause of death if daad 8. Exposure history III -4 SAL 000001489 TABLE III-1 OBSERVED AND EXPECTED LEUKEMIAS IN RINSKY ET AL. COHORT BY WEIGHTED CUMULATIVE DOSE; 1940-1978 FOLLOWUP Weighted Cumulative Exposure in ppo-years (Average) 0-3 (0.54) 3-10 (5,9) 10-30 (17.7) 30-100 (56.6) 100-300 (163.5) 300-*(554.8) j Observed 2 0 0 1 3 2 _ ej ,, Expected 1.55 0.46 0.36 0.33 0.204 0.047 SMR 129 0 0 305 1470 4250 Hj (person-years) 24633 5843 4544 3947 2286 633 III - 5 SAL 000001490 1. General Approach In this section, the maximum likelihood method for estimating the unknown parameters in the age-specific cancer rate function for benzene-induced leukemia is derived. The benzene-exposed cohort is assumed to contain a total of N Individuals For the kth individual in the cohort, the vector t^ is defined as where ck - (c0k clk c2k> - age at which an individual was first exposed to benzene; clk - *Be at which an individual first entered the cohort for observation, and c2k " age at which ar. individual was last observed. The exposure function for the kth individual Is denoted as Xfc(v) 0 < v < toif The general form of the age-specific leukemia death rate for the kth individual at age t > t;^ was developed in the previous section and is definefor the kth individual as t hfc(C) - o(t) J G[x^(v) ]w(t-v)dv C (III-l which is also kr.cvn as the individual hazard rate. In the absence of competir.: mortality the probability of survival until age t for the kth individual is r definition Sfc(t) - exp[A^(t)], where c2k A^(t) - J hfc(v)dv clk which is referred to as the accumulated hazard. (III-; (III-- 1II-6 SAL 000001491 Two types of observations for an Individual within the study cohort sre possibls: 1. death ac age t2k from a fora of leukemia thAt is suspsetsd to be benzene*induced; And 2. no dAAth due to leukemiA by Age tjkBy definition, the probsbility density function for those who died of leukemia given that they survived until age t^k is fk(t) - hk(t)Sk(t). (111*5) where h() and S() are the hazard and probability of survival functions. The M individuals that died of leukemia in the cohort of size N are giver, the first M subscripts, so that the likelihood of the observed leukemia cases occurring in the cohort can be expressed as M L - n fk(tk) k-1 N n sk(tk) k-M+1 - M n hk(tk) k-1 N n sk(tk) Alternatively, using the log*likelihood function, the expression can be vritter. as MN InL - X loghk(tk) ' I Ak(tk) k-1 k-1 (III-T where A() is the cumulative hazard function defined in equation (111*4). Estimates for the unknown parameters in the hazard function h() can be obtained from the likelihood equation by solving the set of n non-linear equations of the fora 3InL - 0 aes s- 1,2..........n (III-S 111*7 SAL 000001492 where n Is the total number of unknown parameters for which estimates are desired. The development of these estimation procedures in a slightly less general way is described in Cart et al. (1986, sec. 6.3. il). 2. Parameter Estimation for Absolute Risk Model The general form for the absolute risk model may be expressed as t - o(t) + 0 J* G(xk(v) ]v(t-v)dv, 0 which may also be written hk(t) - o(t) + 0Xk(t) (121-1 v where Xk(t) - J" C[xk(v)]w(t-v)dv, 0 (III-ii which represents the effective benzene exposure level. In this case, the log- likelihood function has the form InL - 1 log [a<tk) + 0Xk(tk)] * 0% j k-1 k-1 tlk c2k Xk(v)dv - / o(v)dv. 0 ^* If the weighting function is assumed to be'completely specified and a :' is known from life tables, the only unknown parameter in the likelihood function is the term 0 (i.e., the cancer potency). To estimate 0, the derivative of the log likelihood with respect to 0 is set equal to zero, whir: results in the relationship Ull d0 M -1 k-1 JkUn a(tk)+0Xk(tk) '2k I S Xk(v)dv - o k-1 Clk (III - III 8 SAL 000001493 This expression may be solved for J using iterstive non-linear techniques. Such a solution requires that the values are known for Xk(v) and its Integral. c2k Yk - J clk Xk(v)dv, (III*13a over the observation period. These values (l.e., Xk(v) and Yk) are derived 1 the next section for a general exposure scenario and two weighting functions. 3. Exposure Pattern The tine-dependent exposure function x(v) is usually based upon a series of analytical measurements taken over time. On occasion, an underlying structural form for x(v) may be assuaed, such as x(v) - x(0)exp-At (i.e., firs order decay). However, in most situations, the aeasured value will define a step function for which it is assused that exposure is constant over some defined interval such as a working year. A step function may be viewed in the following manner. Consider the exposure pattern for the kth individual who has rk exposure intervals represented below: Exposure Level xlk x2k xsk xrk ^ Time vO.k..............v.lk.................. v.2.k . . . vsk .............v s+l,k . . . v r-l,k .......... v rk,k C0k time of first exposure Clk time of first observation C2k time of last observation where the vjk are the times at which the exposure level changed for the kth individual except for the cases v^, v snd vrk,k- w^ich are defined in the III - 9 SAL 000001A9A representation. The schematic representetion may also be expressed by the mathematical function xk(v) - xjk vj-l,k < v < vjk J" .......... rk (III-1* A typical depiction of this type of exposure pattern vas displayed in Figure II-4. In the next subsections, the effective exposure levels for the benzene- exposed cohort are derived accusing a step function for exposure and cvo different types of weighting functions. Equal Weights For the esse in which all times In the future are given equal weight (l.e., w(t-v) - dv, 0 < v < t), the weighted cumulative exposure (effective exposure) for a step function until times vs < v < vs+^ may be expressed as Xk(v; -^xjk<vjk-vj-l,k) + *s+l,k<v-vsk) At the point of change in exposure level, it may also be expressed as: ^k *sk' " L xjk^vjk'vj 1,k) The total effective exposure at the end of the observation period is describee as Xk(t2k) rk ' I *jk<vjk-vj-l,k> J-l which is time'dependent total exposure in ppm*yaars. These expressions (i.e., 111-15, III-16, and III-17) are derived by substituting equation (III-14) intc equation (111-11) and integrating. The likelihood equation solution also III-10 SAL OOOOOX^95 requires that the ere* under the ppm-ysars curve during the observation period. clk co c2k> obtained. For the step function, this area may be expressed as: rk-l a )2/2 (III18) which is obtained by substituting the definition for X^Cv) given in equation (111*15) into equation (III*13a) and Integrating. The step function exposure pattern, the cumulative exposure (ppm-years) function, and the area under the cumulative exposure function during the observation period were all shown in Figure II-4. The numerical values for X^(t^), o(t^) and can be calculated from the derived equations and substituted into the derivative of the log*likelihood equation to obtain a numerical solution for f$. It is informative to see how the estimator behaves in a simple case. Consider the case where exposure is constant over an individual's entire lifetime. In this case, the hazard may be expressed as h(t) - a(t) + 0xt (111-15' and the cumulative hazard as A(t) - t J o(v)dv + xt2 02 t where / o(v)dv la the expected spontaneous (background) number of 0 leukemia cases by age t. Ill-11 SAL 000001496