Document aBE6v2b551dDbbe39DL94zO19
(Scheduled for Oral Argument en banc April 29, 1987)
IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 85-1150
NATURAL RESOURCES DEFENSE COUNCIL, INC., Petitioner, v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, et al, Respondents.
Petition for Review of an Action of the Environmental Protection Agency
BRIEF FOR PETITIONER ON REHEARING
March 16, 1987
DAVID D. DCNIGER Natural Resources Defense Counc 1350 New York Avenue, N.W. Suite 300 Washington, DC 20005 (202) 783-7800
Attorney for Petitioner
SPI-06017
i TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES................................................................................................ii QUESTION PRESENTED .................................................................................................... 1 STATUTORY AND REGULATORY PROVISIONS................................................................. 1 STATEMENT OF THE CASE.................................................................................................. 2 SUMMARY OF THE ARGUMENT.......................................................................................... 4
ARGUMENT ........................................................................................................................... 7 I. THE PANEL OPINION CONFLICTS WITH SUPREME COURT AND D.C.
CIRCUIT PRECEDENT THAT AUTHORITY TO CONSIDER TECHNOLOGICAL OR ECONOMIC FEASIBILITY MUST BE EXPRESSLY GRANTED .... 7 II. THE PANEL OPINION CONFLICTS WITH THIS COURT'S PRIOR DECISIONS ON THE CLEAN AIR ACT'S "MARGIN OF SAFETY" TESTS..........................................................................................................................9 III. SECTION 112 AND ITS LEGISLATIVE HISTORY UNAMBIGUOUSLY MANDATE CONSIDERATION OF HEALTH FACTORS ONLY..............................12 A. The Standard-Setting Language in 9112(b)(1)(B)
Directs EPA to Consider No Factor Other Than Protection of Public Health.......................................................... 12 B. The Remainder of 9112 Underscores the Exclusive Health Focus of Standard-Setting............................................16 C. The Legislative History Reinforces 9112's Exclusive Focus on Protecting Public Health.............................................. 19' D. There Is No Ambiguity In The Legislative History . .23 E. Congress Did Not Ratify EPA's Interpretation ... .26 IV. DEFERENCE TO AN AGENCY INTERPRETATION WHEN THE STATUTE IS SO CLEAR GOES BEYOND ANYTHING REQUIRED OR PERMITTED BY CHEVRON...................................................................................................................26 REQUEST FOR RELIEF.....................................................................................................30 CONCLUSION........................................................................................................................30
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ii TABLE OF AUTHORITIES
Page
CASES
American Petroleum Inst, v. Costle, 665 F.2d 1176 (D.C. Cir. 1981), cert denied, 455 U.S. 1034 (1982) . . . . 8
* American Textile Mfrs. Inst, v. Donovan, 452 U.S. 490 (1981).................................................................................................... 4,7,8,9
Chevron, U.S.A. v. Natural Resources Defense Council, 104 S.Ct. 2778 (1984) ........................................................................ 6,26,27
Environmental Defense Fund v. SPA, 194 U.S. Add. D.C. 143, 598 F. 2d 62 (D.C. Cir. 1978)........................ "...... .13
Environmental Defense Fund v. EPA, 510 F.2d 1292 (D.C. Cir. 1975)........................................
14
Environmental Defense Fund v. EPA, 548 F.2d 998 (D.C. Cir. 1976)..................................................................................................... 14
Ethyl Coro, v. EPA, 176 U.S. App. D.C. 373, 541 F.2d I (D.C. Cir. 1976) (en'banc), cert, denied 426 U.S. 941 (1976)................................................................................. 13,14
* Hercules, Inc, v. EPA, 194 U.S. App. D.C. 172, 598 F.2d 91 (D.C. Cir. 1978)................................................... 5,9,10,19
Industrial Union DeD't, AFL-CIO v. Hodqson 499 F.2d 467 (D.C. Cir. 1974)..................................................................................................... 14
* Lead Industries Ass'n v. EPA, 208 U.S. App. D.C. 1, 647 F.2d 1130 (D.C. Cir. 1980), cert, denied
449 U.S. 1042 (1980).................................................................... 4,5,8,10,11, 19,22,28
Motor & Equipment Mfrs. Ass'n v. EPA, 627 F.2d 1095 (D.C. Cir. 1979 )..................................................................................................... 13
Security Industry Ass'n v. Board of Governors, 104 S.Ct. 2979 (1984)....................................................................................... 27
Sierra Club v. EPA, 719 F.2d 436 (D.C. Cir. 1983), cert. aenied, 468 U.S. 1204(1984).......................................................... 30
TVA v. Hill, 437 U.S. 153 ( 1978)................................................ 6,10,28
* Cases principally relied upon are marked with an asterisk.
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TABLE OF AUTHORITIES (Cent.)
Page
CASES
* Union Electric Co. v. EPA, 427 U.S. 246 (1976). . . .4,7,8,9, 10,19,28
volkswacenwerk Aktienaesellschaft v. FMC, 390 U.S. 261 (1968)............................................................................................................................ 27
FEDERAL STATUTES Clean Air Act, as amended, 42 u.S.C. 7401-7642 (1977) .................................................................................................................. passim
Section 101, 42U.S.C. 7401 ................................................................ 19 Section 109, 42U.S.C. 7409 .......................... 5,7,10,11,21,23,24 Section 112, 42U.S.C. 7412.......................................................passim Section 317, 42U.S.C. 7617 ............................................................... 7 Clean Water Act Section 307, 33U.S.C.1317 .................................................................. 5
LEGISLATIVE HISTORY
Clean Air Act Amendments of 1970
Reprinted in Senate Comm, on Public Works, A Legislative History of the Clean Air Act Amendments
Of 1970 (1974)..................................................................................11,13,20,21, 22,24,25,26
S. Rep. 1196, 91st Cong., 2d Sess. (1970). .11,13,20,21,24,25,26
Clean Air Act Amendments of 1977
Reprinted in Senate Comm, on Environment and Public works, A Legislative History of the Clean Air Amendments of1977(1978).............................................
7,14,13
S. Rep. 127 , 95th Cone., 1st Sess. (1977)................................................ 18 H.R. p.ep. No. 294, 95th Cong.., 1st Sess. (1977)........................... 7,14 H.R. Rep. No. 564 , 95th Cong., 1st Sess. (1977)................................ 13
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TABLE OP AUTHORITIES (Coot.)
Page
FEDERAL REGULATIONS AND NOTICES
40 C.F.R. Part 61, Subpart F............................................................................2
33 Fed. 40 Fed. 41 Fed. 42 Fed. 50 Fed.
Reg. 8820 (1973)............................................................................. 15,26 Reg. 59532 (1975)..............................................................................2,3,27 Reg. 46559 (1976)..........................................................................................2 Reg. 28154 (1977)................................................................................. 2,3 Reg. 1182 (1985)................................................................................ 2,3,9
MISCELLANEOUS
Bonine, The Evolution of "Technology Forcing'' In the Clean Air Act, BNA Env. Reporter, Monograph 21 (1975)................... 7,12,28
Kramer, Economics, Technology, and the Clean Air Act of 1970: The First Six Years, 6 Ecology L. Q. 1161 (191&). . .12
Rodgers, Environmental Law, (West Pub. Co., 1984 SupplemenFf"! ^ i 7........................................................ ....................... 29
SPI-06021
QUESTION PRESENTED
Whether Section 112 of the Clean Air Act, 42 U.S.C. 7412
(1982), permits the Administrator of the Environmental Protection
Agency (ERA) to consider cost and technological feasibility in setting emission standards for hazardous air pollutants.1
The basis for jurisdiction, references to rulings and parties and to other pending cases, and Petitioner's Rule 8(c) certificate are given in Petitioner's opening brief.
STATUTORY AND REGULATORY PROVISIONS Section 112 of the Clean Air Act, 42 U.S.C. 7412, defines a "hazardous air pollutant" as any substance which in the judgment of the Administrator causes, or contributes to, air pollution which may reasonably be anticipated to result in an increase in mortality or an increase in serious irreversible, or incapacitating reversible, illness. 8112(a)(1). The Administrator must maintain a list of such pollutants. 1112(b)(1)(A). Within 180 days of placing a pollutant on the list, he must propose national emission standards. Ke must promulgate the standards within a further 180 days, unless he finds that the substance "clearly is not" a hazardous air pollutant. 9112(b)(1)(B). The last sentence of 9112(b)(1)(B) states: "The Administrator shall establish any such standard at the level which in his judgment provides an ample margin of safety to protect the public health from such hazardous air pollutant."* 11
` The panel unanimously ruled against EPA and the Intervener on several procedural issues. See majority opinion. Part II, at 511, and dissenting opinion at 1. No party sought rehearing on these issues. The Court therefore should reinstate Part II when it rules on the issue presented for rehearing.
gp|.06022
2
Under review in this case is a January 1985 notice in which Z?A withdrew amendments originally proposed in 1977 to strengthen
the national emission standard for the cancer-causing air pollutant vinyl chloride. 50 Fed. Reg. 1182 (1985) (JA 46), withdrawing proposed amendments to 40 C.F.R. Part 61, Subpart F (JA 28). Petitioner submits that the economic and technological feasibility tests used by EPA in the withdrawal are prohibited under 9112.
The statutory and regulatory provisions are reproduced in full in Appendix A of Petitioner's opening brief.
STATEMENT OF THE CASE
The full statement of the case is found in Petitioner's opening brief at 3-13. The factual background may be summarized as follows, vinyl chloride, or "VC", is a gaseous synthetic chemical used to manufacture polyvinyl chloride plastics. It is a potent human carcinogen, causing cancers of the liver, brain, and possibly other organs.* It is made or used at 57 chemical plants located in 18 states.*
EPA has consistently recognized that no safe level of exposure to vinyl chloride can be identified. As stated in the January 1985 notice: "[T]here is no known threshold level of effects for VC."*4 * Yet even under the 1976 standard, nearly 155
* See 40 Fed. Reg. at 59532-33 (JA 2-3); 41 Fed. Reg. at 46560 (JA 23); memorandum from R.E. McGaughy, EPA Carcinogen Assessment Group, to J. Padgett, Director, EPA Office of Air Quality Planning and Standards (Jan. 5, 1984) (Record, 3-27) (JA 66). 5 EPA, Vinvl Chloride - A Review of National Emission Standards (EPA-450/3-62-003 , Feb. 1982) at 2-9 (Record, A-25).
4 50 Fed. Reg. at 1183 (1985) (col. 1) (JA 47). See also, 42 Fed. Reg. at 29154 (col. 2) (1977) (proposed amendments) (JA 40); 40 Fed. Reg. at 59532-33 (1975) (original proposal) (JA 2-3).
SPl-06023
3
tens of vc gas escape each year from the typical polyvinyl
chloride plant, causing widespread public exposure.* In 1975 (when EPA last estimated), more than 4.6 million people lived within five miles of the vc-emitting plants.*
SPA proposed amendments to tighten the VC standard in 1977.*7 * * In January 1985, however, the Agency withdrew the proposed amendments.* The essence of the case is that in the January 1985 withdrawal EPA employed economic and technological tests which are barred under 112.
The January 1985 notice set forth cost-benefit and technological feasibility tests for standards under 112. The cost-benefit test was stated most explicitly in the notice's characterization of EPA's actions in 1976 when it first regulated vinyl chloride: "The current [1976] VC standard was established based on judgments concerning the costs and benefits of the standard to society."* The technological feasibility test was stated as follows: That an emission limit may be established under 112 only if EPA shows that it has been "consistently achieved" in the past at operating facilities.10 The notice then concluded that the amendments proposed in 1977 do not pass these
* An estimated 140.5 megagrams (154.5 tons) per year of vc still leak from a typical Pvc plant. 50 Fed. Reg. 1184 (Table 1) (JA
48). * 40 Fed. Reg. at 59533 (col. 1) (JA 3). 7 42 Fed. Reg. 28154 (1977) (JA 40). * 50 Fed. Reg. 1182 (1985) (JA 46). ' Id. at 1183 (col. 3) (JA 47). 10 Id. at 1184 (col. 3) (JA 48).
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tests.11 3ecause the proposed amendments were no longer considered "appropriate," they were "withdrawn."1*
SUMMARY OP THE ARGUMENT The Supreme Court and this Court have ruled that an agency charged with setting standards to protect public health from dangerous pollutants cannot engage in cost-benefit analysis or take technological or economic considerations into account unless the statute expressly so provides. Union Electric Co. v. EPA, 427 U.S. 246 (1976); American Textile Mfrs. Inst, v. Donovan, 452 U.S. 490 (1981); Lead Industries Ass'n v. EPA, 647 F.2d 1130 (D.C. Cir. 1980), cert, denied 449 U.S. 1042 (1980). No such proviso can be found in 112. That section and its legislative history demonstrate a specific and unqualified intention that the only factor which EPA may consider when setting standards for hazardous air pollutants is protection of public health. Section 112(b)(1)(B) states that standards must be set at the level which "provides an ample margin of safety to protect the public health." These words may not reasonably be read to make any .factor other than health protection relevant to standard setting. They preclude EPA from compromising public health protection by employing cost-benefit and technological feasibility tests in setting standards. EPA has asserted that Congress did not discuss how the Agency should regulate a pollutant which is hazardous to health at any level. This is flatly wrong. The legislative history demonstrates unequivocally that Congress understood some
Id. at 1184-85 (JA 48-49). 15 Id. at 1183 (Col. 2) (JA 47).
SPI-06025
5
pollutants may cause death or serious illness at any level of exposure. For such pollutants the legislative history shows that Congress intended EPA to set standards that protect persons from illness or death even if that requires standards which allow no measurable emissions. Congress expressly mandated such standards even if they cause facilities to close. The legislative history shows that Congress chose the "ample margin of safety" formulation to carry out this intent.
Interpreting the contemporaneous and closely parallel "adequate margin of safety" test in 8109 of the Act, this Court has ruled that EPA may base standards on no factor other than protection of public health. Technological or economic feasibility may not be considered. Lead Industries Ass'n, suora. This Court reached the identical conclusion interpreting the "ample margin of safety" test as used in both 9112 of the Clean Air Act and 9307 of the Clean Water Act. Hercules, Inc, v. EPA, 598 F.2d 91 (D.C. Cir. 1978).
Despite these legislative materials and judicial precedent, the panel majority ruled that the "ample margin of safety" requirement is ambiguous and upheld EPA's use of economic and technological feasibility tests. The majority's reading conflicts with the plain meaning of the statute and with the Congressional intent clearly evident in the legislative history. The majority's reading also conflicts with the Supreme Court rulings that authority to consider costs or feasibility in a public health protection statute must be express, and with the D.C. Circuit cases holding that "margin of safety" provisions are exclusively health-based. Deference to an agency's interpretation is not permitted if, as here, the statute and
SPI-06026
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legislative history show that the intention of Congress is
specific and clear. Chevron, U.S.A. v. Natural Resources Defense
Council, 4S7 U.s. 837 (1984).
EPA and the panel majority reached their conclusion that the
Agency may employ cost and technological feasibility tests only
by disavowing the "traditional tools of statutory construction"
(Chevron, 467 U.S. 843, n.9), and reasoning backwards from their
own views of appropriate public policy. In EPA's view, to
preclude the Agency from employing these tests would be unwise.
Substituting its view of appropriate policy for that of Congress,
EPA saw fit to employ these tests anyway. The panel majority
allowed its own view of appropriate policy to intrude when it
described such tests as "natural, perhaps inevitable." Maj. op.
at 26. But 3112 reflects a contrary policy choice, and under our
system of government, only Congress can change the law. TVA v.
Hill, 437 U.S. 153 (1978); Lead Industries Ass'n, supra.
Because EPA violated 8112's mandate to consider only
protection of public health when setting hazardous air pollutant
standards, this Court should vacate the January 1985 withdrawal
of the proposed amendments to the vc standard. In view of the
hazard to public health and EPA's eight-year delay in taking
action on the proposal, this Court should remand the proceedings
to EPA with instructions to complete further rulemaking in
accordance with law on a judicially enforceable schedule.
Section 112(b)(1)(B) mandates promulgation of proposals within
ISO days of their issuance. In view of the statutory deadline,
the appropriate period to allow EPA for completion of the
rulemaking is no longer than 180 days after issuance of the
Court's mandate.
SPl-06027
7
ARGUMENT
I. THE PANEL OPINION CONFLICTS WITH SUPREME COURT AND D.C.
CIRCUIT PRECEDENT THAT AUTHORITY TO CONSIDER TECHNOLOGICAL
OR ECONOMIC FEASIBILITY MUST BE EXPRESSLY GRANTED
The Supreme Court has authoritatively held that
consideration of cost and feasibility factors is permissible
under the Clean Air Act only when Congress has expressly so
authorized. Construing the Clean Air Act in Union Electric Co.
v. SPA, the Supreme Court stated: "Where Congress intended the
Administrator to be concerned about economic and technological
feasibility, it expressly so provided." 427 U.S. 246, 257 n.5
(1976).1IS1 * *S1e4e also American Textile Mfrs. Inst, v. Donovan:
"when Congress has intended that an agency engage in cost-benefit
analysis, it has clearly indicated such intent on the face of the
statute." 452 U.S. 490, 510 (1981) (construing the Occupational
Safety and Health Act).
The Union Electric rule of construction was approved by
Congress in the 1977 amendments to the Clean Air Act.1" It is a
rule which heretofore this Court has scrupulously observed. As
the Court stated when it ruled that the closely parallel
11 The deliberate exclusion of cost and technology tests is traced through the legislative history of the Clean Air Act in 3onine, The Evolution of "Technology-Forcing" in the Clean Air Act, BNA Env. Reporter, Monograph 21 (1975).
14 The 1977 House Report stated the committee's agreement with Union ^Electric and expressly continued the policy of providing specifically for cost and feasibility tests where they were desired. See H.R. Rep. No. 294, 95th Cong., 1st Sess. 2, 56, 63 n.18 (1977), reprinted in 4 A Legislative History of the Clean Air Act Amendments of 1977 2463, 2523, 2535 ["Leg. Hist."]. For instance. Congress adcec a requirement to prepare economic impact statements, but limited the requirement only to specified
ections of the law that exoresslv authorize cost considerations, lean Air Act 9317(a), (e),*42 U.S.C. 97617(a), (e).
SPI-06028
m CJ
8
"adequate margin of safety" requirement in 109 of the Act
precludes technological or economic feasibility considerations:
[W]hen Congress directs an agency to consider only certain factors in reaching an administrative decision, the agency is not free to trespass beyond the bounds of its statutory authority by taking*other factors into account. ... A policy choice such as this is one which only Congress, not the courts and not the EPA, can make.
Lead Industries Ass'n v. SPA, 647 F.2d 1130, 1150 (D.C. Cir.
1980), cert, denied 449 U.S. 1042 (1980). *
Both EPA and the panel majority have admitted there is no
express authorization for cost or feasibility tests in the language or legislative history of S112. Nonetheless, the panel
affirmed EPA's use of such tests. This was a clear failure to
follow Supreme Court precedent.
The panel majority asserted that the Supreme Court's
statements bear only on an argument that EPA is required to
consider cost or feasibility and that they leave EPA free to
consider such factors if it chooses. Maj. op. at 34-35. This is
not correct. In both cases the Supreme Court held that the
agency was prohibited from applying the disputed tests.** The
15 See also American Petroleum Inst. v. costle, 665 F.2d 1176, 1185 (D.C. Cir. 1981), cert denied, 455 U.S. 1034 (1982).
** "The mandatory 'shall' makes it quite clear that the Administrator is not to be concerned with factors other than those specifies-! ^ ! ~ Union Electric, 427 U.S. at 257 (emphasis added). "In sum, we have concluded that claims of economic or technological infeasibility mav not be considered . . . ." Id. at 265 (emphasis added). In~American Textile,~the Court held that cost-benefit analysis was barrea; Deyonc an expressly authorized feasibility test, "Congress did not ccntemclate any further balancincr bv the Agency. ..." 452 U.S. at 13.
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s
panel majority's holding thus cannot be reconciled with the
Supreme Court precedents.1'
II. THE PANEL OPINION CONFLICTS WITH THIS COURT'S PRIOR DECISIONS ON THE CLEAN AIR ACT'S "MARGIN OF SAFETY" TESTS
The panel opinion also conflicts with two decisions of this
Court which found no ambiguity in the Clean Air Act's "margin of
safety" requirements. In Hercules, Inc, v. EPA, 598 F.2d 91
(D.C. Cir. 1978), this Court interpreted 112 as follows:
[T]he Clean Air Act Amendments of 1970 . . . distinguish between pollutants subject to technology-based regulation under section 111, and hazardous substances, subject to health-based regulation under section 112. Recognizing that "certain pollutants" required special treatment because of risk to health. Congress enacted section 112, dealing with hazardous pollutants, without provision for considerations of feasibility.
598 F.2d at 112. The panel majority asserted that this case
means only that EPA may not be forced to consider costs and
feasibility and "says nothing about what [the ample margin
safety] language may permit." Maj. op. at 33 (emphasis in
original). That is not so. Expressly following the Union
Electric rule, Hercules concluded that Congress deliberately
selected only health and environmental factors for EPA
consideration:
[T]he congressional selection of factors is a legislative determination that the need of the public and the environment for protection from toxic chemicals is more important than the problems of stringent regulation. This congressional determination is a rational response to the dangers presented by toxic substances. The meaning of the statute being clear, it is not this court's prerogative to17
17 The panel majority sought to distinguish American Textile a different way by asserting that its holding applies only to a specialized form of economic analysis: cost-benefit analysis. The majority contended that "EPA has not engaged in that form of analysis here." Maj. op. at 35. The EPA notice under review, however, plainly stated otherwise: That the standard was "based on judgments concerning the costs and benefits of the standard to society." 50 Fed. Reg. at 1182 (col. 3) (JA 47).
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impose considerations of feasibility. See Tennessee Valiev Authority v. Hill, 437 U.S. 153 . . . (1978); Union Electric CO. y. SPA, 427 U.S. 246 . . . (1976).
598 F.2d at 112 (parallel citations and footnote omitted).
Necessarily, since the statute is clear, it is not the Agency's
prerogative to impose such considerations either.1'
The panel opinion is also in conflict with Lead Industries
Ass'n V. E?A, 647 F.2d 1130 (D.C. Cir. 1980), cert, denied, 449
U.S. 1042 (1980). There the Court held that the "adequate margin
of safety" requirement in 9109 bars EPA from considering cost and
feasibility when setting ambient air quality standards. The
panel majority opinion claimed this case "did not assert that the
statutory language precluded consideration of feasibility." Maj.
op. at 29 (emphasis in original). But Lead Industries held
precisely that. In a single paragraph the Court specifically
cited the Union Electric rule that authority for cost or
technology factors must be express in the statutory language and
concluded: "Nothing in [9109's] language suggests that the
Administrator is to consider economic or technological
feasibility in setting ambient air quality standards." 647 F.2d
at 1148-49.
Lead Industries drew the same conclusion from the 1970
Senate Report's explanation for requiring margins of safety:
1' EPA argued before the panel that to effectively preclude feasibility considerations from 9112(b)(1)(B) Congress would have had to spell out factors in addition to the terms "ample margin of safety," as it did in 9307(a) of the Clean Water Act. EPA 3r. at 18. EPA, however, has confused the holding in Hercules. The holding that feasibility may not be considered under 9307(a) did not depend on the presence of the additional factors referred to by EPA; it depended on the absence of "any term commonly used to denote a feasibility consideration, e.g., feasibility, achievability, practicability, economic imDact, or cost." 598 F.2c at 111.
SPI-06031
"Margins of safety are essential to any health-related
environmental standards if a reasonable degree of protection is
to be provided against hazards which research has not yet
identified."1' Lead Industries stated: "We are unable to
discern here any congressional intent to require, or even permit,
the Administrator to consider economic or technological factors
. . . ." 647 F.2d at 1150 (emphasis added). The panel's
explanation for refusing to follow this interpretation of the
critical report language is totally unconvincing. According to
the panel, it was not the quoted report language but other
aspects of the legislative history which led the Lead Industries
Court to conclude that feasibility tests were barred from the
setting of ambient standards. Maj. op. at 32.so This simply is
not what Lead Industries says. It says no authority or
permission for cost or feasibility tests can be found "here",
i.e., in this report language.
The majority's position defies logic, for it means that the
provision which requires an "adequate" margin of safety (S109) is
more protective of health than the provision which requires an
"ample" margin (9112). As stated by the dissent: "It makes no
sense to allow the Administrator greater latitude in the* 10
l* S. Rep. No. 1196, 91st Cong., 2d Sess. 10 (1970), 1 A Lecislative History of the Clean Air Act Amendments of 1970 410 ["Leg. Hist."].
10 The panel majority asserted that the bar against feasibility tests under 9109 is due to "structural aspects of the ambient air pollution provisions not germane here." The panel also asserted that 9109's legislative history is clearer than 112's in stating that facilities may have to close if necessary to protect health. Maj. op. at 30. To the contrary, 9112's standard-setting and implementation structure is closely parallel to 9109's and 9112 's legislative history is equally clear in barring feasibility considerations. See Dis.* op. at 5-8 and infra at pp. 24-25.
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12
establishment of standards for pollutants Congress explicitly recognized as highly dangerous than he is allowed in the regulation of less dangerous pollutants." Dis. op. at 8. III. SECTION 112 AND ITS LEGISLATIVE HISTORY UNAMBIGUOUSLY
MANDATE CONSIDERATION OF HEALTH FACTORS ONLY No provision for applying cost-benefit or technological feasibility tests can be found on the face of 112 or in its legislative history. To the contrary, the words, structure, and legislative history of 112 show that no factor other than protection of public health is to affect the Administrator's decisionmaking when setting hazardous air pollutant standards and that cost and feasibility considerations were intentionally excluded.21 Thus there is no support for EPA's or the panel majority's assertion that 112 is ambiguous. A. The Standard-Setting Language in 112(b)(1)(B) Directs
EPA to Consider No Factor Other Than Protection of Public Health Section 112(b)(1)(B) requires the Administrator to set each hazardous air pollutant standard "at the level which in his judgment provides an ample margin of safety to protect the public health from such hazardous air pollutant." The exclusive focus of these words on protection of health should be clear on their face. Nothing in these words can reasonably be read to authorize EPA's compromising public health protection by considering economic or technological factors.31
31 This reading is supported by virtually all commentators. See -he publications cited in dis. op. at 3-4, 9-10, as well as Bcr.ine, supra note 13, and Kramer, Economics, Technology, and the Clean Air Act of 1970: The First Six Years, 6 Ecology L. Q~. 1S1, 134-196 (1976). See also the brief of amici curiae law professors in support of rehearing (filec Dec. 16, 1986).
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13
The panel majority agreed that the latter half of this mandate ("to protect the public health") is "unambiguously" health-based.22 23 The majority asserted, however, that this mandate is diminished by the "ample margin of safety" requirement. Those words, the panel concluded, are ambiguous and permit SPA to consider cost and technological feasibility whenever there is some uncertainty in the health effects evidence. Maj. op. at 11-12, 26.
The majority's reading of the "ample margin of safety" requirement finds no support on the face of the statutory words or in the legislative history, and it does not even follow logically. The plain reading of "ample margin of safety" is that these words amplify, not diminish, the exclusive concern for health protection indicated by the remainder of the phrase "to protect the public health." The "ample margin of safety" plainly indicates a policy of erring on the side of caution to protect public health not only from known dangers, but also from potential dangers indicated by probative but incomplete evidence. The precautionary function of these words is clearly evident in the Senate Report language discussed above: "Margins of safety are essential to any health-related environmental standards if a reasonable degree of protection is to be provided against hazards which research has not yet identified."'3
22 Accord, Motor & Eauipment Mfrs. Ass'n v. EPA, 627 F.2d 1095, 1117-18 (D.C. Cir. 1979 ) . 23 S.Rep. No. 1196, 91st Cong., 2d Sess. 10, 1 Leg. Hist, at 410. See Lead Industries, 647 F.2d at 1154-55; Hercules, 598 -.2d at 104; Ethyl Corp. v. EPA, 541 F.2d 1, 15 (D.C. Cir. 1976) (en banc), cert. _denied, 426 U.S. 941 (1976). See also Environmental Defense Fund v. EPA, 598 F.2d 62, 81 (D.C. Cir. 1973). The panel majority misappropriated the "paradox" referred
(continued...) SPI-06034
14
The majority correctly observed that the "ample margin of
safety" requirement gives EPA means for coping with scientific
uncertainty. Maj. op. at 12. From this, however, the majority
reasoned -- without any positive support in the statute or
legislative history -- that considering costs and feasibility is
"natural, perhaps inevitable" whenever there is uncertainty. Id.
at 26. The majority's reasoning does not follow. Economic or
technological considerations are of no logical use in resolving
scientific uncertainties. See dis. op. at 22. None of the prior
cases mix such factors into the resolution of scientific
uncertainties under precautionary, health-based statutes.14 when
Congress adopted this case law in 1977, it likewise excluded such
non-scientific factors.1** **
11(...continued) to in this case. That paradox related exclusively to the Administrator's difficulty fulfilling his duty to assure public health protection when the full extent of the health danger is unknown. The paradox has nothing to do with cost factors, and the case does not permit EPA to consider such factors.
24 See, e.g., Ethyl, 541 F.2a at 24-29, which nowhere mentions a single non-scienti?ic factor as relevant to resolving health effect uncertainties.
** Congress expressly adopted Ethyl in the 1977 amendments. Like Ethyl, the House Report emphasized "the preventive or precautionary nature of the act," the importance of erring on the side of caution, and "the predominant value of protection of public health," and never once suggested the relevance of nonscientific factors. H.R. Rep. No. 294, 95th Cong., 1st Sess. 49, 4 Leg. Hist. 2516. See generally id. at 43-51.
The majority's reasoning may be applicable to statutes that exoresslv authorize cost considerations", e.g., the Federal Insecticide, Fungicide, and Rodenticide Act ("unreasonable risk", expressly defined to include cost considerations) or the Occupational Safety and Health Act ("feasibility"). See Environmental Defense Fund v. EPA, 510 F.2d 1292, (D.C. Cir. 1975); Environmental Defense Fund v. EPA, 548 F.2d 998 (D.C. Cir. 1976); Industrial Union Dept., AFL-CIO v. Hodgson, 499 F.2d 467, 474-75 (D.C. Cir. 1974). But consideration of such factors is permissible under such statutes only because it is expressly authorized, not because it is "natural" or "inevitable."
SPI-06035
15
The majority asserted that limiting the Administrator's
"judgment" about safety margins exclusively to health factors
would render his discretion a nullity. Maj. op. at 13. The
dissent showed, however, that there are plenty of opportunities
within 112 for the use of "judgment." The Administrator's
exercise of judgment about safety margins "lies in classifying
pollutants as threshold or non-threshold, and in establishing
specific threshold levels." Dis. op. at 13. Two of the first
three hazardous pollutants, mercury and beryllium, fell into the
threshold category. For them, EPA carefully assessed the health
effects data and, applying its judgment as to a safety margin,
chose emission limits calculated to keep ambient pollution levels
well below the level which Agency believed to be the threshold.*2 *
"Judgment" is also involved in determining whether a pollutant
does not have a threshold. EPA exercised judgment on this issue
with vinyl chloride and each other cancer-causing substance
regulated under 112.27 This is how Congress intended EPA to
exercise "judgment" to resolve scientific issues.
** See 38 Fed. Reg. 8820 (1973). As stated by the dissent: "The existence of uncertainty in the determination of threshold levels not only fails to undercut [the limitation of relevant factors to health considerations], but actually supports it. Congress was aware that safe emission levels might"always be scientifically uncertain to some extent, and therefore gave the Administrator discretion to make the final determination of the threshold levels of various pollutants by evaluating existing scientific evidence." Dis. op. at 19.
2 7 EPA has long been aware that empirically verifying carcinogenicity at all low levels of exposure is not possible due to limits of scientific techniques and resources. At the same time, EPA has long recognized scientifically sound reasons why no thresholds may actually exist for carcinogens. This scientific understanding, coupled with the duty to err on the side of caution created by the "ample margin of safety" requirement, has led EPA (and all other federal health protection agencies) to resolve the uncertainty by presuming the absence of safe levels for such compounds.
SPI-06036
16
3. The Remainder of 8112 Underscores the Exclusive Health
Focus of Standard-Setting The exclusive health focus intended for standards set under 9112(b)(1)(3) is further emphasized by the remainder of 9112. First, the term "hazardous air pollutant" itself is defined in words admitting of no other concern: A substance causing or contributing to air pollution "which may reasonably be anticipated to result in an increase in mortality or an increase in serious irreversible, or incapacitating reversible, illness." 9112(a)(1). Second, the statute provides only one basis on which EPA may decline to set national emission standards: If it determines that the pollutant, after all, "clearly is not a hazardous air pollutant." 9112(b)(1)(B). That inquiry is obviously limited to the public health protection factors relevant under the definition of a hazardous air pollutant quoted above. Third, the statute specifically provides for limited consideration of economic and technological factors in the application of the standards to particular sources. Under 9112(c)(1)(A)(ii), the Administrator may grant an existing source a waiver permitting up to two years of operation out of compliance with the hazardous air pollutant standard if he finds that such period is necessary for the installation of controls and that steps will be taken during the period of the waiver to assure that the health of persons will be protected from imminent endangerment. Since Congress explicitly limited consideration of technological or economic factors to existing sources only, and explicitly limited the period of such waivers to a maximum of two years.
SPI-06037
17
there is no room for contending that EPA may give broader consideration to these factors in standard-setting itself.**
Fourth, under 9112(c)(2) the President may make a two-year, renewable exemption for a specific source if he finds "technology . . . is not available" and the source's operation is needed for reasons of national security. The national security condition shows that Congress did not want exemptions due to the unavailability of technology alone. The need for Presidential action shows that Congress did not want even these exemptions to be lightly or frequently made, and never by EPA. As noted by the dissenting opinion, none of these restrictions on the Presidential exemption would make sense if feasibility considerations were broadly permissible in standard-setting. Any situation in which the Presidential exemption might come into play undoubtedly would already have been accommodated during EPA's broader consideration of feasibility when the standard was set. Such a construction would turn the national security condition and the requirement of Presidential involvement into surplusage. Dis. op. at 6, 14-15.
Fifth, additional evidence for the prohibition on considering technological and economic factors when setting standards is found in the extreme care with which the terms "not feasible" are defined under 9112(e), the 1977 amendment authorizing EPA to set design or work practice standards, rather than emission standards, in narrowly specified circumstances.
!* See Pet. 3r. at 23-24, showing that the two-year waiver for indivicual existing sources and the Presidential national security exemption (discussed immediately below) were the only significant concessions to non-health factors agreed to by the House and Senate conferees in 1970.
SPI-06038
18
Such a standard may be set only when an emission standard is "not
feasible," terms which are very restrictively defined. Under
112(e)(2), an emission standard is "not feasible" only when it
is technically impossible to vent the pollution through a
centralized smokestack, when doing so would violate another
health or safety law, or when it is technically or economically
impractical to measure (as opposed to control) the emissions.*'
Such a standard still must protect health with an ample margin of
safety.*0 As the dissenting opinion pointed out. Congress's
* * Congress specifically had in mind the problem of dispersed asbestos emissions from building demolition, in which emissions cannot be practically collected nor measured. See S. Rep. No. 127, 95th Cong., 1st Sess. 44 (1977); 3 Leg. Hist. 1418."
*0 "Design standards are not to be used where no margin of safety exists." Id. For more on the specific limitations imposed by Congress on the term "not feasible," see Pet. Br. at 4 n.3 and 20 n.34. The Conference Report further emphasized these limitations. It described the Senate provision as dealing with situations "where it is not possible or feasible to measure hazardous emissions or to capture them through appropriate devices for control." H.R. Rep. No. 564, 95th Cong., 1st Sess. 150 (1977), 3 Leg. Hist. 511. It underlined once more that the terms "not feasible" relate solely to EPA's ability to measure emissions and that do not authorize EPA to consider the feasibility for industry of controls: "The language in this section with respect to technological or economic limitations defines what is not feasible only for purposes of prescription or enforcement bv EPA." Id. at 151 (emphasis added).
The panel majority plainly misunderstood 3112(e). The opinion stated: "Where measurement is impracticable because of technological or economic factors, uncertainty as to health effects necessarily exists." Maj . op. at 26. Presumably the
majority had in mind a case where scientists cannot measure
people's pollutant exposure and therefore cannot relate it to disease. Section 112(e)'s feasibility test, however, is addressed to a different, enforcement-related problem: an inability to monitor emissions from particular sources. With a
pollutant such as asbestos, scientists know it is hazardous and
are able to measure it in the ambient air, yet EPA is still unable practicably to measure how much is emitted by a particular source. In that case, rather than set an unenforceable" quantitative limit on emissions, EPA is allowed to set design or work practice requirements so long as they effectively protect health. These considerations apply equally whether dealing with
(continued...)
SPI-06039
19
restrictively defining "feasible" in 112(e) would make no sense
if E?A were already authorized to consider a more general notion
of feasibility when setting standards. Dis. op. at 6-7.'1
C. The Legislative History Reinforces 112's Exclusive Focus on Protecting Public Health
The legislative history demonstrates Congress's intent that
EPA should consider only what is required to protect public
health when developing hazardous air pollutant standards. The
panel majority's contrary conclusion rested on a clear
misinterpretation of the Conference Committee agreement. We
first summarize the Senate and House provisions, and then the
Conference agreement.* 15
*0(...continued) a threshold pollutant and a standard allowing some level of emissions, or with a nonthreshold pollutant and a standard allowing no emissions.
J1 EPA offered several extraordinarily weak textual arguments which the panel did not even discuss. First, EPA made the amazing claim that Congress, by using the words "in his judgment," delegated to EPA the authority to define the legal meaning of the "ample margin of safety" test any way it sees fit. (EPA Br. at 18, 33.) This is plainly wrong. The clear function of "in his judgment" is to give EPA some discretion in assessing the facts presented by particular pollutants. See Reply Br. at 15, n.36. The words do not give EPA carte blanche to decide what the legal criteria are; Congress decided that question already. EPA's contention goes beyond even the majority's overbroad notion of deference. A statute which really gave EPA a blank check to make any factors relevant probably would be an unconstitutional delegation even by today's standards.
Second, EPA argued that the statement of purpose in 3101(b)(1) authorizes cost and technological feasibility tests. SPA Br. at 18-19. The Agency cited this provision, however, to support precisely the opposite conclusion in Lead Industries. See 647 F.2d at 1152-53"anc Reply Br. at 16, n.38. EPA cannot have it both ways. Moreover, if the present assertion were correct, then the same purpose would control all other sections of the law. This proposition would require overruling Union Electric Co. v. EPA, 427 U.S. 246 (1976), Lead Industries, and mis Courr's construction of 112 in Hercules.
SPI-06040
- 20 -
I
Section 112 originated in 1970 in the Senate bill."* That
bill required EPA31 * t3o3 prohibit emissions of hazardous air
pollution agents34 within one year after listing them unless the
Agency found either (a) that the pollutant in fact was "not
hazardous to the health of persons," or (b) "that a departure
from such prohibition . . . will not be hazardous to the health
of persons" (i.e. , that the pollutant had been shown to have a
threshold below which it could be safely breathed). The
prohibition (or emission standard in the case these findings were made) became effective for both new and existing sources
immediately on promulgation.3*
Describing this provision, the Senate Report stated that ERA
"would be required to publish a proposed prohibition of emissions
of such agents or combination of such agents from any stationary
source." The Administrator
would be required to promulgate such prohibition, unless he found on the basis of a preponderance of the evidence that the air pollution agent was not, in fact, hazardous to the health of persons -- or that a greater than zero emission could be permitted without presenting a hazard to health.3*
31 S. 4358, 8115, 9lst Cong., 2d Sess. (1970) (as reported by the Senate Committee on Public Works), 1 Leg. Hist. 565-69.
33 The 1970 Senate and House bills and committee reports actually referred to the Secretary of Health, Education, and Welfare, who, until the creation of EPA by executive reorganization later in 1970, was responsible for implementing federal air pollution laws. For convenience, we refer to EPA as the implementing agency in discussing these bills and reports.
14 A hazardous air pollution agent was defined in 8115(b) in essentially identical terms as used in the final law.
'' Pet. Br- at 21-22.
34 S. Rep. No. 1196, 91st Cong., 2d Sess. 20 (1970), 1 Leg. His*. 420.
SPl-06041
21
Explaining these requirements to the full Senate, Senator
Muskie, the Act's chief sponsor and floor manager, stated: "The
committee was presented with strong evidence that any level of
emissions of certain pollutants may produce adverse effects that
cannot be tolerated."57 It is hard to imagine a clearer
intention that EPA consider health factors only.
The House bill would have limited regulation of "extremely
hazardous" air pollutants to new sources only and would have
allowed EPA to make specific exemptions from prohibitions,
presumably on the basis of non-health considerations.5' But this
bill was not enacted.
The final legislation fashioned by the Conference Committee
followed the structure and content of the Senate bill with only
two significant modifications. First, the Conferees adopted the
requirement that standards provide an "ample margin of safety to protect the public health." This choice of words can have no
explanation other than a conscious decision to emulate and
amplify the "adequate margin of safety" test being used in 109
of the Act, which originated in the Senate bill and which was
57 Cong. Rec. S16091 (daily ed. Sept. 21, 1970), 1 Leg. Hist. 227.
5* Under the House bill, EPA was to set performance standards for new sources for pollutants which "substantially endanger" public health. In setting these standards EPA was instructed to consider technological and economic factors. The bill stated, however, that "(i]f such emissions are extremely hazardous to health, no new source of such emissions shall be constructed or
operated, except where (and subject to such conditions as he
deems necessary and appropriate) the [Administrator] makes a specific exemption with respect to such construction or
operation." H.R. 17255, 5 (proposing new 5112(b)(1)), 91st
Cong., 2d Sess. (1970) (as reported by the House Committee on Interstate and Foreign Commerce), 2 Leg. Hist. 921.
SPl-06042
22
clearly intended to be exclusively health based and to preclude
technological and economic feasibility considerations.*'
Second, the Conferees made three specific changes to the
Senate bill's provision that compliance was required immediately
upon promulgation: (a) they delayed the effective date of a
hazardous air pollutant standard for all existing sources by 90
days; (b) they made available the two-year compliance waiver for
specific existing sources; and (c) they provided for the
Presidential national security waivers. 9112(c)(1)(B)(i),
(c)(1)(B)(ii), and (c)(2). These were the only concessions to
feasibility considerations the conferees made, and they related
exclusively to compliance, not to standard-setting.*40
This legislative choice to exclude non-health factors from
standard-setting under 9112 was made most explicit by Senator
Muskie, the chairman of the Senate conferees, in post-conference
floor debate:
The standards must be set to provide an ample margin of safety to protect the public health. This could mean, effectively, that a plant would be required to close because of the absence of control techniques. It could include emission standards which allow for no measurable emissions.41
** See the legislative history of the "adequate margin of safety" test, traced in Lead Industries Ass'n, 647 F.2d at 1149-50 .
40 Mention of permission to consider cost or feasibility under 9112 is conspicuously absent from the list of concessions to "reasonableness and feasibleness" claimed by the House conferees in the statement of Rep. Staggers, the committee chairman and floor manager, in the House post-conference floor debate. 1 Leg. Hist. 111-112. If the House members had gained any ground from the Senate on this point, it is reasonable to expect that it would have been mentioned here.
41 Summary of the Provisions of Conference Agreement on the Clean Air Amendments of 1970, Exhibit 1 to Statement of Sen.
Muskie, Cong. Rec. S20601 (daily ed., Dec. 18, 1970), I Leg.
Hist. 133.
SPI-06043
23
This statement drew no dissent or objection from any quarter. D. There Is No Ambiguity In The Legislative History The panel majority incorrectly derived an ambiguity on the
role of cost and feasibility tests from the 1970 Conference agreement. The key point for the majority was the change in Conference from the Senate bill, which prohibited emissions of hazardous pollutants unless they were demonstrated to have safe thresholds, to the final mandate to provide "an ample margin of safety, to protect the public health." Boiled down, the panel majority's contention was that the final language is more general than the Senate's, and that "we have no way of knowing the meaning of the change from specific regulatory commands to a different and more general pattern." Maj. op. at 18. From this the majority concluded that the final language was ambiguous.
As the dissent showed, however, permission to consider costs and feasibility cannot reasonably be drawn out of the Conference Committee's changes. First, the Conferees chose for hazardous pollutants the same standard-setting criteria used by the Senate bill for ambient air quality standards.41 The only difference was the substitution of "ample margin" in place of "adequate margin," which if anything was a strengthening change. See dis. op. at 8. Even the panel majority conceded that Congress barred feasibility tests from ambient standards. It is therefore not credible that when the Conferees deliberately copied the margin
41 Compare 9109(b)(1) (air quality standards must be set at levels wnich "allowing an adequate margin of safety, are requisite to protect the public health") with 9112(b)(1)(B) (hazardous pollutant standards must "prcvide[] an ample margin of safety to protect the public health").
SP1-06044
25
altered operating procedures or a change of fuels. Some
facilities may be closed.44 In subsequent floor debate on the bill Senator Muskie stated specifically about hazardous air pollutants: "The committee was provided with strong evidence that any level of emissions of
certain pollutants may produce adverse effects that cannot be tolerated."4* Most important is Muskie's explanation of the final legislation's requirement for an ample margin of safety to
protect public health: "This could mean, effectively, that a
plant would be required to close because of the absence of control techniques. It could include emission standards which
allow for no measurable emissions."4* None of these statements drew the slightest qualification or
objection. Their clear message is that the closing of facilities
is required if necessary to protect public health from hazardous pollutants no less than if necessary to meet ambient standards. The majority cannot credibly maintain that Congress had any less resolve to protect public health or any more sympathy for cost
and feasibility considerations in the context of hazardous pollutants than in the context of ambient standards.
44 Id. at 2, 1 Leg. Hist. 402 (emphasis added). 4* 1 Leg. Hist. 227. Muskie also quoted legislative history from 1967 which stated: "Considerations of technology and economic feasibility . . . should not be used to mitigate against protection of the public health and welfare." He continued: "Contrary to this intent, these considerations have been used as arguments to compromise the public health. Therefore, the committee has made explicit in this bill what is implicit to standards designed to protect our health." Id. at 226-227. *` Summary of the Provisions of Conference Agreement on the
Clean Air Amendments of 1970, Exhibit 1 to Statement of Sen. Muskie, 1 Leg. Hist. 133.
SPI-06045
26
S. Concress Did Not Ratify SPA'S Interpretation
The panel unanimously rejected EPA's contention that the
1977 amendments ratified EPA's cost and feasibility tests. See
maj. op. at 19-24. Petitioner submits that the case against
ratification is even stronger than as put by the panel. A
complete discussion is found in NRDC's Reply Br. at 26-33.4 7
IV. DEFERENCE TO AN AGENCY INTERPRETATION WHEN THE STATUTE IS SO CLEAR GOES BEYOND ANYTHING REQUIRED OR PERMITTED BY CHEVRON
Asserting that 9112 is ambiguous and opining that
consideration of cost and feasibility is "natural, perhaps
inevitable," the panel majority deferred to EPA's interpretation,
citing Chevron, U.S.A. v. NRDC, 467 U.S. 837 (1984). But to find
an ambiguity in a statute this clear goes beyond anything4 S
4 7 A short response is due to two other EPA arguments that the panel did not even mention. First, EPA incompletely quoted a passage from the 1970 Senate Report which states, in relevant part, that "complete control of~beryllium from steel plants, for example, may not be necessary or practicable. ..." S.Rep. No. 1196, 91st Cong., 2d Sess. 20 (1970), 1 Leg. Hist. 420. From this EPA drew the incorrect conclusion that "the Senate bill assumed that feasibility would be considered" even for pollutants hazardous at any level of exposure. EPA Br. at 19. The passage, however, refers specifically to a pollutant that at the time was believed to have a safe threshold. See 38 Fed. Reg. 8820, 8823 (1973). Thus, complete control of emissions would not be necessary because beryllium was believed to have a safe level of exoosure. A comdete discussion of this passage is found in NRDC's Reply Br. at 17-19.
Second, referring to Senator Muskie's post-conference statement that 9112 "could include emission standards which allowed for no measurable emissions" even if plants are forced tc close, EPA suggested that use of the word "could" gave the Agency discretion to consider feasibility factors even when dealing with pollutants that are hazardous to health at any level of exposure. EPA Br. at 21. Here again, however, EPA ignored the fact that not all hazardous air pollutants are hazardous at any level. where a pollutant has a safe threshold, the ample margin of safety test can be satisfied while still allowing emissions. 3ur for the "certain pollutants" which Muskie earlier described as intolerably dangerous at "any level of emissions" (Cong. Rec. SI6091 (daily ed., Sept. 21,* 1970), 1 Leg. Hist. 227), public health must be protected even if it means a "no measurable emissions" standard and the closing of plants.
S PI *06046
27
required or permitted by Chevron and, as the dissent warned,
effectively strips Congress of control over agency action.4'
What the panel really did was substitute its own views of
appropriate policy in place of Congress's. Chevron states: "If
a court, employing traditional tools of statutory construction,
ascertains that Congress had an intention on the precise question
at issue, that intention is the law and must be given effect."
467 u.S. at 343 n.9.4' In this case traditional tools of
statutory construction permit only one conclusion: That Congress
barred cost and feasibility tests from standard-setting under
3112.**0
The only argument left to EPA and the panel majority is
their own view that precluding administrative consideration of
cost and technological feasibility is not an appropriate public
policy. EPA speculated, without any attempt having been made,
that the vinyl chloride industry could never meet a no measurable
4* "In our caution not to rob the Executive Branch of its proper role in the constitutional system, we must be extremely careful not to deprive Congress of effective legislative control over agency action." Dis. op. at 13.
4' Cf. Security Industry Ass'n v. Board of Governors of the Federal Reserve System, 104 S.Ct. 2979, 2983 (1984): "[D]eference is not to be a device that emasculates the significance of judicial review." See also volkswagenwerk Aktiengesellschaft v. FMC, 390 U.S. 261, 272 (1968).
*0 EPA has claimed "Congress never discussed the particular problem associated with apparent non-threshold pollutants" -- pollutants with no known safe levels of exposure. 40 Fed. Reg. at 59534 (col. 3) (1975) (original vinyl chloride proposal) (JA 4). But this assertion is flatly wrong. The legislative history reviewed above shows that Congress clearly understood some pollutants are intolerably hazardous at any level of exposure and determined that protection of the public health with an ample margin cf safety required standards permitting no measurable emissions, even if that meant pollution sources would close.
SPI-06047
28
emissions standard and might have to close.'1 Even though
Congress contemplated this result when the public is exposed to a
pollutant that is hazardous at any level of exposure, EPA
overrode the law and substituted a policy of cost-benefit
analysis. The panel majority was equally guilty of substituting
its view for Congress's when it characterized EPA's policy as
"natural, perhaps inevitable." Maj. op. at 26.
Aside from the fundamental response that only Congress has
the authority to change the law (TVA v. Hill, 437 U.S. at 194-95;
Lead Industries, 647 F.2d at 1150), there are other persuasive
reasons why Congress rationally chose to limit EPA's authority.
These are discussed in full in NRDC's Pet. Br. at 29-36, and need
only brief mention here. The main point is that the limitation
on relevant factors is essential to Congress's expressly chosen
policy of "technology-forcing.* As the Supreme Court noted in
Union Electric:
[T]he 1970 Amendments to the Clean Air Act were a drastic remedy to what was perceived as a serious and otherwise uncheckable problem of air pollution. . . . These requirements are of a "technology-forcing character" . . . and are expressly designed to forced regulated sources to develop pollution control devices that might at the time appear to be economically or technologically infeasible.
Allowing such claims [of infeasibility] to be raised . . . would frustrate congressional intent. It would permit a proposed plan to be struck down as infeasible before it is given a chance to work, even though Congress clearly contemplated that some plans would be infeasible when proposed .... Technology forcing is a concept somewhat new to our national experience and necessarily entails some risks. But Congress considered those risks in passing the 1970 Amendments and decided that the dangers posed by uncontrolled air pollution made them worth taking.11
11 In fact, great strides -cowards leak-free operation have
already been demonstrated at particular plants. See Petitioner's opening brief at 31-33 & n.51.
See Bor.ine, supra note 13.
SPI-06048
29
427 U.S. at 256-57, 268-69. 3y substituting technological
feasibility and cost tests, EPA has negated this statutory
policy.
If a particular exercise of technology-forcing comes up
short. Congress is capable of making necessary adjustments in
standards. As stated by a noted commentator, William Rodgers:
[EPA's] tendency to resist enforcement of the law as written cn grounds of social catastrophe is not unknown in environmental legal circles. ~The position presupposes that a "better" policy choice or decision analysis requires a consideration of factors other than those specified legislatively. This may very well be true, but there is no reason why Congress cannot selectively allocate responsibilities for any "ideal" decision, charging EPA with making a health-based judgment but reserving for another agency or itself choices of utilitarian override. It is important to keep in mind that a dynamic, as opposed to a static theory of legislation would view an EPA "final" order anticipating shutdown of a source under Section 112 as simply one stage of an ongoing process that gives different answers to different questions at different times.*3
If an industry makes the effort to eliminate its hazardous
emissions, and if that effort does not succeed completely, the
final decision what to do properly rests with elected
representatives. Such a situation requires sensitive
determinations with both pragmatic and moral consequences:
whether an industry should be closed in order to protect public
health, or whether protection of public health should be delayed
or compromised to keep the industry going. Placing such
determinations in the hands of Congress, rather than EPA,
promotes greater protection of public health because Congress
will likely grant fewer exceptions from protection with an "ample
margin of safety," and on stiffer terms, than will EPA. Greater
political legitimacy also results because the decisions are mace
*J w. Rodgers, Environmental Law (West Pub. Co., 1984 Supplement) at leT (foctncre omicted).
SPI-06049
30
by elected representatives, not by an agency bureaucracy. It is
precisely these decisions which Congress best reserves, as it did
in 8112, to itself.
REQUEST FOR RELIEF
The January 1985 withdrawal should be vacated and the matter
remanded to EPA for further ralemaking proceedings in compliance
with the law. Because of the continuing hazard to public health
from vinyl chloride emissions, and because of EPA's nearly eight
year delay in taking action on the 1977 proposal, this Court
should establish a specific deadline for completion of the
proceedings on remand. In view of S112(b)(1)(3)'s requirement
for moving from proposal to promulgation of a hazardous air
pollutant standard within 180 days. Petitioner submits that the
Court should order EPA to complete the rulemaking on remand no
later than 180 days after the issuance of the Court's mandate.
In previous instances where EPA has coupled illegal action
with long delay, this Court has issued judicial deadlines to
govern action on remand. For example, in Sierra Club v. EPA, 719
F.2d 436 (D.C. Cir. 1983), cert, denied 468 U.S. 1204 (1984),
this Court wrote:
Congress thought EPA could solve all problems [involved in writing tall stack regulations] in six months and the agency has had six years. We think it appropriate to direct EPA to promulgate new final regulations that* remedy the defects
this court has found within six months from the issuance of our mandate, the period originally specified by Congress.
Id. at 469-70.
CONCLUSION
For the foregoing reasons, the January 1985 withdrawal
should be vacated and the proceeding should be remanded to EPA
with instructions in accordance with the requested relief.
SPI-06050
March 16, 1987
31
Respectfully submitted.
David D. Doniger Natural Resources Defense 1350 New York Ave., N.W. Washington, D.C. 20005
(202) 783-7800
Council Suite 300
SPI-06051