Document ZJqwGqd40apdzL6kwBBjeQBa0

AO 10 Rev. 1/2012 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act o f 1978 (5 U.S.C.app. 101-111) 1. Person R eporting (last name, first, middle initial) Barry, Maryanne T. 2. C o u rt or O rganization US Court o f Appeals 3rdCircuit 3. Date of Report 08/14/2013 4. Title (Article 111 judges indicate active o r senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge 7. Chambers or Office Address USPO & Courthouse Bldg Newark, NJ 07101 5a. Report Type (check appropriate type) J Nomination | Initial | Date Annual | | Final 5b. | | Amended Report 6. Reporting Period 01/01/2012 to 12/31/2012 IMPORTANT NOTES: The instructions accompanying thisform must befollowed. Complete all parts, checking the NONE boxfo r each part where you have no reportable information. Insert signature on last page. I. PO SITIO N S. (Reporting individual only; see pp. 9-13 o ffiling instructions,) NONE (No reportablepositions.) POSITION l. Co-Trustee 2. Co-Trustee 3. Co-Trustee 4. Co-Trustee 5. Co-Trustee 6. Co-Trustee 7. Trustee 8. Trustee 9. Trustee 10. Trustee 11. Trustee 12. Trustee 13. Trustee 14. 15. NAME OF ORGANIZATION/ENTITY Trust #1 Trust #2 Trust #3 Trust #6 Trust #7 Trust #19 Trust #26 Trust #28 Trust #29 Trust #30 Trust #31 Trust #32 Trust #33 FINANCIAL DISCLOSURE REPORT Page 2 o f 229 Name o f Person Reporting Barry, M aryaimc T. II. AGREEM ENTS. (Reporting individual oniy; See pp. J4-/6 o f 'filing instructions,) NONE (No reportable agreements.) DATE PARTIES AND TERMS Diite o f Report .08/14/2013 FINANCIAL DISCLOSURE REPORT Page 3 o f 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 III. NON-INVESTM ENT INCOIVLE. (Reporting individual and spouse; see pp. 17-24 o ffiling instructions.) A. Filer's Non-Investment Income J NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2. 3. 4. B. Spouse's Non-Investment Income - I f you were married during any portion o f the reporting year, complete this section. (Dollar amount not required exceptfo r honoraria.) | NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse's) 2. 3. 4. IV. REIM BURSEM ENTS --transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 o f filing instructions.) 0 NONE (No reportable reimbursements.) SOURCE DATES LOCATION 2. 3. 4. 5. PURPOSE ITEMS PAID OR PROVIDED FINANCIAL DISCLOSURE REPORT Page 4 o f 229 Nnmc of Person Reporting Barry, M nryannc T. V. GIFTS. (includes those to spouse and dependent children; see pp. 28-31 o f filing instructions.) 0 NONE (No reportable gifts.) SOURCE DESCRIPTION 2. 3. 4. 5. VI. LIABILITIES. (Includes those o fspouse and dependent children; see pp. 32-33 offiling instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 1. 2. 3. 4. 5. Date of Report 08/14/2013 VALUE VALUE CODE FINANCIAL DISCLOSURE REPORT Page 5 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period cu Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during repotting period 0) Type (e.g., buy, sell, redemption) (2) .(3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1. Rental Property #2 Brooklyn, NY 2. Rental Property #16 Brooklyn, NY 3. Rental Property #17 Brooklyn, NY 4. Rental Property #22 Brooklyn, NY 5. Rental Property #11 Brooklyn, NY 6. Rental Property #10 Brooklyn, NY 7. Trust #6 - List o f Assets E Rent D Rent C Rent D Rent A Rent A Rent E IntVDiv. J J J J L J PI U U U U u u T 8. - CAPITA L INCOM E BUILDER CL F2 9. 10. II - SSGA US GOV MONEY MARKET FUND 12. Trust #7 - List o f assets: 13. -CASH JP M ORGAN CHASE B Interest PI T Sold (part) Sold (part) Sold (part) 1/25/12 J 4/25/12 J 10/15/12 J 14. Trust # 1 5 - List o f assets: D Int./Div. 15. - CASH - JPM O RG A N TAX FREE MONEY MARKET 16. - JPM ORGAN MID CAP VALUE FUND 17. - JPM ORGA N TAX AW ARE US EQUITY FUND N T Sold (part) 2/16/12 J B ], Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appi'aisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 O =$500,001 $1,000,000 R =Cosl (Real Eslate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assc5Smcnt W =Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 6 o f 229 Name o f Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period di Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 18. - JPM ORGAN SM ALL CAP CORE FUND 19. - JPM O RG A N TAX A W ARE REAL RETURN FUND 20. 21. - MATTHEWS PACIFIC TIGER FUND Sold (part) Sold 3/8/12 J 6/14/12 J A A 22. - DODGE & COX INT'L STOCK 23. - THE OSTERWEIS FUND 24. - FM1 FDS INC Sold 6/14/12 K B 25. - JPMORGAN US LARGE CAP CORE PLUS FUND 26. - MANNING & NAPIER FUND INC 27. - JP M ORGAN INT'L CURRENCY 28. - PAYDEN HIGH INCOME FD 29. - JP MORGAN STRATEGIC INCOME 30. 31. - ARTISAN INTL VALUE FUND- INV 32. - HIGHBR1DGE DYNAMIC C O M M O D IT IE S 33. 34. - DREYFUS/LAUREL FDS Sold (part) Sold Sold (part) Sold Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) 3/8/12 J 12/14/12 K 6/14/12 J 5/15/12 K 3/8/12 J 5/15/12 J 6/14/12 J 5/15/12 J 6/14/12 J 6/14/12 J A B A A A I Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Melhod Codes (Sec Column C2) A =$1,000 or less F =550,001 -5100,000 J =$15,000 or less N =5250,001 -5500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 - 52,500 G =5100,001 -51,000,000 K =515,001- S50,000 0=5500,001 -51,000,000 R =Cosl (Real Esiaic Only) V =Oihcr C =$2,501 -55,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =51,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Asscssmcnl W =Eslininlcd D =$5,001 -515,000 H2 =More lhan 55,000,000 M =$100,001 -5250,000 P2 =$5,000,001- 525,000,000 T =Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 7 o f 229 N am e of P erson R eporting Barry, M aryanne T. D ate of R ep o rt 08/1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 35. - EATON VANCE MUT FDS FLT RT 36. 37. - EATON VANCE MUT FDS GLOBAL MACRO 1 38. 39. - ABERDEEN ASIA PACIFIC EX JAPAN Sold (part) Buy (add'l) Sold (part) Buy (add'l) 5/17/12 K 5/17/12 J 6/14/12 J 5/15/12 J A 40. - VANGUARD EMERGING MARKET 41. - ARBITRAGE FUNDS Sold 5/15/12 J 42. - ISHARES S&P MIDCAP 400 INDEX FUND 43. - ISHARES RUSSELL 1000 GROWTH INDEX FUND 44. - JP M ORGAN TR I GROWTH ADVANTAGE FUND 45. - JPM INTERMEDIATE TAX FREE BD FD 46. 47. -JP M US REAL ESTATE FD Sold Sold 2/16/12 J 2/6/12 K A B Buy (add'l) Buy (add'l) Buy 3/8/12 J 5/15/12 J 5/15/12 J 48. Sold 6/14/12 J (part) 49. Sold 1 1/29/12 J 50. - ISHARES MSCI JAPAN INDEX FUND Buy 3/8/12 J 51. Sold 9/14/12 J 1. Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Melhod Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 1C=$15,001 -$50,000 O =$500,001 -$1,000,000 R=Cost (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Assessmenl W =Eslimalcd D =$5,001 - $ 15,000 H2 =More lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Markcl E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 8 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) a Gross value at end of reporting period (1) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e g , buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 52. -JPM LARGE CAP GROW TH FD 53. -ASTON FDS ASTN R DYNEQ 54. -RIDGEW ORTH FDS SEIX FLRT HI 55. -BLACKROCK HIGH YIELD BOND 56. -PRIM ECAP ODYSSEY FUNDS ODYSSEY STK FD 57. -DOUBLELINE FDS TR TTL RTN BD 58. -CULLEN HIGH DIVID END EQUITY FUND 59. -VANGUARD MSCI EUROPE 60. -JPM REALTY INCOM E FD - INSTL FUND 61. -N EUBERGER BERM AN M ULTI CAP OPPORTUNITIES FUND 62. Trust # 16 - List o f assets: D Int./Div. 63. - CASH - JPM ORGAN TAX FREE MONEY MARKET 64. - JPM ORGA N MID CAP V ALUE FUND 65. - JPMORGAN TAX AW ARE US EQUITY FUND 66, - JPMORGAN SMALL CAP CORE 67. -JP MORGAN TAX AW ARE REAL RETURN FUND 68. -MATTHEW S PACIFIC TIGER FUND N T Buy 2/8/12 K. Buy 2/16/12 K Buy 5/15/12 J Buy 5/15/12 J Buy 6/14/12 K Buy 6/14/12 K Buy 6/14/12 J Buy 10/2/12 J Buy 11/29/12 J Buy 12/14/12 K. Sold (part) Sold (part) 2/16/12 J 3/8/12 J B A Sold 6/14/12 J A 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (Sec Column C'2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$ 1,001-$2,500 G =$100,001-$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmenl W =Eslimalcd D =$5,001- $ 15,000 H2 =Morc than $5,000.000 M =$100,001 -$250,000 P2 =$5,000,001 -$25.000,000 T =C'a5h Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 9 o f 229 Name of Person Reporting Barry, M aryan ne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 69. -DODGE & COX INT'L STOCK 70. -MANNING & NAPIER FUND 71. 72. -JPMORGAN US LARGE CAP CORE PLUS FUND 73. -FM IFD SIN C Sold (part) Sold Sold (part) 3/8/12 J 12/14/12 J 3/9/12 J A B A 74. -THE OSTERWEIS FUND 75. 76. -JP MORGAN INT'L CURRENCY 77. 78. -PAYDEN HIGH INCOME FD 79. -JP MORGAN STRATEGIC INCOME 80. 81. -ARTISAN INTL VALUE FUND- INV 82. -HIGHBR1DGE DYNAMIC C O M M O D IT IE S 83. 84. -DREYFUS/LAUREL FDS 85. Sold (part) Sold 3/8/12 J 6/14/12 J Buy (add'l) Sold (part) Sold 3/8/12 J 6/14/12 J 5/15/12 J Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (pari) 3/8/12 J 5/15/12 J 6/14/12 J 5/15/12 J 6/14/12 J 3/8/12 J 6/14/12 J A B A A A A 1. Income Gain Codes: (Sec Columns B 1and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,00! -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =S 1,000,001- $5.000,000 L =$50,001 -$100,000 PI =$1,000,001 -55,000,000 P4 =Morc than $50,000.000 S =Asscssmcnt W = EstimaLed D =$5,001 $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 10 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type(e.g,, div., rent, or inU) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 86. -EATON VANCE MUT FDS FLT RT 87. 88. 89. -EATON VANCE MUT FDS- GLOBAL MACRO 90. -ABERDEEN ASIA PACIFIC EX JAPAN 91. -VANGUARD EMERGING MARKET 92. -ARBITRAGE FUNDS 93. -JPMORGAN TR I GROWTH ADVANTAGE FUND SELECT 94. -ISHARES RUSSEL 1000 GROWTH INDEX FUND 95. -JPM INTERMEDIATE TAX FREE BD 96. 97. -ISHARES S&P MIDCAP 400 INDEX FUND 98. -JPM LARGE CAP GROWTH FD 99. -ASTON FDS 100. -ISHARES MSC1 JA PA N INDEX FUND 101. 102. -JPM US REAL ESTATE FD Buy (add'l) Sold (part) Sold (part) Sold (part) 5/17/12 J 5/17/12 J 6/14/12 J 5/15/12 J A Sold 5/15/12 J Sold Buy (add'l) Buy ( a d d 'l) Sold Buy Buy Buy Sold Buy 2/6/12 J 3/8/12 J 5/15/12 J 2/16/12 J 2/8/12 J 2/16/12 J 3/8/12 J 9/14/12 J 5/15/12 J A A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - S50,000,,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =CosL (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 $5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,00! -$50,000 FINANCIAL DISCLOSURE REPORT Page 11 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS ~ income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 103. Sold 6/15/12 J (part) 104. Sold 11/29/12 J 105. -RIDGEW O RTH FDS SE1X FLR T HI I 106. -BLA CK RO CK HIGH YIELD BOND 107. -PR1MECAP ODYSSEY FUNDS 108. -DOU BLELIN E FDS TR TTL RTN BD 1 109. -CULLEN HIGH DIVID END EQUITY FUND 110. -VANGUARD MSCI EUROPE ETF Buy 5/15/12 J Buy 5/15/12 J Buy 6/14/12 J Buy 6/14/12 J Buy 6/14/12 J Buy 10/2/12 J 111. -JPM REALTY INCOM E FD 112. -N EUBERGER BERM AN MULTI CAP OPPORTUNITIES FUND 113. Trust #17 - List o f assets: E Int./Div. 114. - Cash JPM organ Tax Free M oney Market PI T Buy 11/29/12 J Buy 12/14/12 J 115. - JPM organ Tax Aw are US Equity Fund 116. - JPM ORGA N MID CAP V A LUE FUND Sold 3/8/12 K D 117. -JP M ORGAN TAX A W ARE REAL RETURN FUND 118. -M ATTHEW S PACIFIC TIGER FUND Sold 6/14/12 K. B 119. -FM1 FDS INC I , Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns C 1 and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real EsLatc Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000.000 S =Assessmcnl W =Esli mated D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 12 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g,,, diV., rent, or nt ) c. Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 120. -JPM O RG A N US L A RG E CAP CORE 121. -M ANNING & N A PIER FUNDS 122. -THE OSTERW EIS FU N D 123. -JP M O RGAN INT'L CURRENCY 124. -PA YDEN HIGH IN CO M E FD 125. -JP M O RG A N STRATEGIC INCOM E 126. 127. -A BERD EEN ASIA PA CIFIC EX JAPAN 128. -ARTISAN INTL V ALUE FUND 129. 130. -HIGHBRIDGE DYNAM IC C O M M O D IT IE S 131. -DREYFUS/LAUREL FDS 132. -EA TO N VANCE M UT FDS FLT RT 133. 134. -EATON VANCE M U T FDS- GLOBAL MACRO 135. 136. -V A NGUARD EM ERGING M ARKET Sold Sold Sold Sold Sold (part) Sold (part) 12/14/12 L 6/14/12 L 6/14/12 K 5/15/12 L 3/8/12 J 5/15/12 K D D A C A Buy (add!) Buy ( a d d 1)) Sold (part) Sold Sold (part) Buy (add'l) Sold (part) Sold (part) 3/8/12 J 6/14/12 K 3/8/12 J 6/14/12 K 5/17/12 M 5/17/12 K 5/15/12 J 6/14/12 J B A 1, Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001 - $500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Esialc Only) V =Oiher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 13 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure . Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div,,, rent, or int.) c. Gross value at end of reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy 0) Value Code 2 (j-p) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 137. -A RBITRAGE FUNDS 138. -JPMORGAN TR 1 Sold 5/15/12 J 139. -ISHARES S&P MIDCAP 400 INDEX FUND 140. -ISHARES RUSSELL 1000 GROWTH rNDEX 141. -BARC BREN EAFE 2/23/12 142. -BA RC CO N T BUFF EEQ SPX 7/5/12 143. -GS BREN EAFE 3/21/12 144. -GS BREN EAFE 6/20/12 145. -HSBC BREN ASIA BASKET 4/4/12 146. 147. -SG BREN EAFE 4/18/12 10% 148. -DB REN SPX 4/25/12 8/65% 149. -DB REN SPX 5/16/12 150. -JPM INTERM EDIATE TAX FREE BD 151 152. -DB 95% PPN FX BASKET 2/1/13 LNKED TO MXN 1NR 153. -MS M ARKET PLUS SPX 2/14/13 Sold 2/16/12 L Sold 2/6/12 L Redeemed 2/23/12 K Redeemed 7/5/12 K Redeemed 3/21/12 K Redeemed 6/20/12 K Buy (add'l) Redeemed 3/30/12 4/4/12 K K Redeemed 4/18/12 K Redeemed 4/25/12 K Redeemed 5/16/12 K Buy ( a d d 'l) Buy (add'l) 3/8/12 K 5/15/12 L D D B A C A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001-$500,000 P3 =$25.000,001 - $50,000,000 Q =Appniisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Estimatcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 14 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type(e.g., div,, rent, or nt.) C. Gross value at end o f reporting period (J) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period 0) Type (e.g , buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 154. -BARC 93% PPN BR1C BA SK ET 9/13/13 155. -HSBC CONT BUFF E Q S P X 10/17/12 156. -GS M ARKET PLUS GOLD NOTE 10/22/12 157. -GS B R E N E E M 11/5/12 10% BU FFER Redeemed 10/17/12 K Redeemed 10/22/12 K Redeemed 11/7/12 K D A 13 158. -BARC BREN COM MODITY BSKT 12/19/13 159. -CS A U TO CA LL BRENT CRUDE NOTE 7/25/12 160. 161. -JPM LARGE CAP GRO W TH FD Buy 1/20/12 K Redeemed 4/25/12 K Buy 2/8/12 L B 162. -ASTON FDS 163. -HSBC BREN EAFE 3/6/13 164. -HSBC BREN EAFE 4/4/13 165. -1SHARES MSC1 JA PA N INDEX FUND 166. 167. -BARC BREN ASIA BASKET 4/17/13 168. -HSBC BREN EAFE 5/1/13 169. -DB BRENT CBEN 10/25/12 Buy Buy Buy Buy Sold Buy Buy Buy 2/16/12 L 2/17/12 K 3/16/12 K 3/8/12 K 9/14/12 K 3/30/12 K 4/13/12 K 4/20/12 K 170. Redeemed 10/25/12 K 13 1 Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns C 1and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Other C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,00! -$5,000.000 P4 =Morc Ilian $50,000,000 S =Asscssmcnl W =Estimaicd D =$5,001-$15,000 H2=Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000.001- $25,000,000 T=Ca>h Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 15 o f 229 Maine of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period 0) Type (e.g,, buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 171. -BNP CONT BUFF E Q S P X 5/30/13 Buy 5/11/12 K 172. -R1DGEWORTH FDS SE1X FLR T HI I 173. -BLACKROCK HIGH YIELD BON D Buy 5/15/12 K Buy 5/15/12 L 174. -PR1MECAP ODYSSEY FUNDS 175. -DOUBLELIN E FDS TR TTL RTN 176. -CULLEN HIGH DIVID END EQUITY FUND 177. -B N P BREN EFA 7/10/13 Buy 6/14/12 L Buy 6/14/12 L Buy 6/14/12 L Buy 6/22/12 K 178. -BNP REN SPX 7/31/13 179. -DB MARKET PLUS S X 5 E 3 /I9 /I4 Buy 7/31/12 K Buy 9/14/12 K 180. -UBS PARTICIPATING GOLD NOTE 10/31/13 181. -SG BRENT CBEN 11/01/13 Buy 10/19/12 K Buy 10/19/12 K 182. -NEUBERGER BERM AN MULTI CAP OPPORTUNITIES FUND 183. Trust #1 - List o f assets: 184. -Capital Core Bond Fund 185. 186. 187 D lnt,/Div. N T Buy 12/14/12 L Sold (part) Sold (part) Sold (part) Sold (part) 1/24/12 J 4/26/12 J 7/24/12 J 10/15/12 J A A A 1 Income Gain Codes: (See Columns B] and DA) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,00) - $100,000 J =$15,000 or less N =S250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15.001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real EslaLc Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 PA =Morc than $50.000,000 S =Assessmenl W =Esliniiilcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Casli Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 16 of 229 (Name of Person R eporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o f/Hing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g. div., rent, or int.) C. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period 0) Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 ! Code 1 (j-p) (A-H) (5) Identity of buyer/seller (if private transaction) 188. - SSGA US Gov M oney M arket Fund 189. Trust #2 - List o f assets: 190. -Capital Core Bond Fund 191. 192. 193. -SSGA US GOV M ONEY M ARKET FUND 194. Trust #3 - L ist o f assets: 195. -CASH JP MORGAN CHASE D Int./Div. O T C Interest PI T Sold (part) Sold (part) Sold (part) 1/24/12 J 4/23/12 J 7/24/12 J A A A A 196. CASH JP M ORGAN CHASE 197. CAPITAL GUARDIAN: B Interest PI T 198. -Sun Hung Kai Prop (X) 199. -Nestle SA (X) 200. -Richemont Cie Fin (X) 201. -Samsung Elec Gds (X) 202. -Bouygues (X) 203. 204. -L'Air Liquide (X) A Dividend None A Dividend A Dividend None K M M M T T T T None M T Sold (part) Sold 8/30/12 J 8/31/12 J ] Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns C) and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000.000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cnsh Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 17 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse anil dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period (1) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code l (A-H) (5) Identity of buyer/seller {if private transaction) 205. -HSBC HOLDINGS PLC ADR SPON NEW (X) 206. -LI & Fung (X) 207. -RECK1TT BENCKISER (X) 208. -AMERICA M OVIL (X) 209. -STANDARD CHARTERED (X) 210. -ESSILOR 1NTL (X) 211. -KON1NKLIJKE KPN NV (Y) 212. -KONINKLIJKE DSM NV 213. 214. -BNP PARIBAS (X) 215. -EM ERSON ELECTRIC (X) 216. -ILLINOIS TOOL WORKS (X) 217. -SCHLUM BERGER LTD (X) 218. -UNION PACI F1C CORP (X) 219. -AIR PRODUCTS & CHEM ICALS (X) 220. -MICROSOFT CORP (X) 221. -ROYAL DUTCH SHELL (X) A Dividend A Dividend A Dividend None A Dividend None None None K K M L K None A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend C Dividend L K J M L L L M T T T T T T T T T T T T T Sold 9/26/12 K Sold (pari) 10/29/12 J A Buy Buy (add'l) 10/19/12 J 10/22/12 J Sold (part) 9/24/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3 Value Method Codes (Sec Column C2) A =51,000 or less F =$50,001 -5100,000 J =515,000 or less N =$250,001-$500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =51,001 -52,500 G =$100,001 -$1,000,000 K=$ 15,001 -550,000 0=5500,001 -51,000,000 R =Cost (Real Estate Only) V =Other C '*$2,501 - 55.000 III 51,000,001 - $5.000.000 L =550.001 - $100,000 PI $1,000,001 -S5.000.000 P4 - More than $50,000,000 S ^Assessment W ^Estimated D =55,001 -515,000 H2 =More than $5,000,000 M =$100,001 -5250,000 P2 =$5,000,001 -$25,000,000 T =Cash Maikct E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 18 o f 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | | NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (0 Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 222. 223. 224. 225. 226. -UNITED TECHNOLOGIES (X) 227. -FEDEX CORP (X) 228. -ALLERGAN INC (X) 229. -RIO TINTO (X) 230. -SAP AG (X) 231. -COMCAST CORP CL A (NEW) (X) 232. -CANON (X) 233. 234. 235. -HONG KONG/ CHINA GAS (X) 236. -BHP BILLITON LTD (X) 237. -DAVITA (X) 238. -FA N U CC O (X ) B Dividend A Dividend A Dividend A Dividend None A Dividend A Dividend M K M M J M T T T T T T A Dividend A Dividend None A Dividend L L K M T T T T Sold (part) Sold (part) Sold (part) Sold (part) 11/6/12 K 11/12/12 K 11/14/12 L 11/29/12 J A A B A Sold (part) Sold (part) 7/11/12 J 8/28/12 J B Sold (part) Sold (part) Sold 11/12/12 K 11/29/12 J 11/30/12 J A 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2.501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S=Assessmcnl W =Eslimaled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 19 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period (o Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value : Gain Code 2 j Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 239. -AGILENT TECHNOLOGIES INC (X) A Dividend 240. -COCA-COLA AMATIL LTD (X) None 241. -L'OREAL (X) None 242. -NATIONAL INSTRUMENTS CORP (X) A Dividend 243. -BAYER AG (X) None 244. -TREND MICRO (X) None 245. -DANAHER CORP (X) A Dividend 246 -NEW CREST MINING NPV (X) A Dividend K K K K M K L K T T T T T T T T Buy (add'l) 12/19/12 K 247. -BARRICK GOLD CORP C$ (X) 248. -NY ST TWY AU AMBAC 5% 4/1/2019 249. -PO RT A U T H N Y /N J SER 163 5.0% 7/15/21 250. -SOFTBANK CORP (X) 251. -The Walt Disney Co (X) 252. -TARGET CORP (X) 253. -CAM ECO CORP (X) A Dividend E Interest E Interest A Dividend A Dividend A Dividend None L N N M L L T T T T T T 254. -C A E (X ) 255. A Dividend L T Sold (part) Sold (pari) 11/15/12 J 11/15/12 J 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S=Asscs5menl W =Eslimaled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 20 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) | | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g,, diV-, rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value | Gain Code 2 ! Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 256. 257. 258. 259. -CERNER CORP (X) None 260. -SW IRE PROPERTIES LTD (X) None 261. - BARCLAYS PLC (X) A Dividend 262. -SAP AG Spon ADR (X) None 263. -Progressive Corp Ohio (X) C Dividend 264. -Google Inc (X) None 265. -Boeing Co (X) A Dividend 266. -Genpact LTD (X) C Dividend 267. -Allegheny Tech (X) A Dividend 268. -Pernod Ricard SA (X) B Dividend 269. -NORDSTROM INC (X) A Dividend 270. -CARNIVAL CORP COMMON PAIRED C Dividend STOCK(X) 271. -GOLDMAN SACHS GROUP INC (X) A Dividend 272. -NYC T F A B 5.0% 8/1/2021 E Interest M L K K L M K L K M K M M N T T T T T T T T T T T T T T Sold (part) Sold (part) Sold (part) 11/16/12 J 11/20/12 J 11/20/12 J Buy 12/3/12 L Sold (part) 9/6/12 L D 1, Income Gain Codes: (See Columns BJ and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 - $ 100,000 J =S 15,000 or less N =5250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisa! U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 PA=Moic than $50,000,000 S =Assessmcnl W =Esiimaled D =$5,001- $ 15.000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 21 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f 'spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g.. divi, rent, or int.) c. Gross value at end of reporting period o Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting pen od 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 273. -IM PERIAL TOBACCO PLC (X) A Dividend L T 274. -AMERICAN TOW ER CORP (X) A Dividend M T 275. -PHILIP MORRIS INT'L (X) 276. -APPLE INC (X) 277. -BG GROUP PLC (X) 278. 279. 280. 281. 282. 283. -BROADCOM CORP (X) 284. -ECOLAB INC (X) 285. -INTERNATIONAL BUSINESS MACHINES CORP (X) 286. -IRON MOUNTAIN INC (X) 287. 288. 289. -KEYENCE CORP (X) A Dividend A Dividend A Dividend L M K T T T A Dividend A Dividend B Dividend D Dividend M L M K T T T T None M T Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 8/6/12 J 8/6/12 J 11/12/12 J 11/14/12 J 11/16/12 J 11/20/12 J A A Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 7/27/12 J 10/19/12 K 11/30/12 J 12/18/12 K 12/18/12 J C C D 1 Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000.000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 III SI.000,001- $5,000.000 l, <-`$50,001 h-SI00,000 PI SI .000.001 *$5.000.000 P I More dui S50.000.000 S =Assessment W =E>iimmetl D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 22 of 229 Name of Person Reporting B arry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from piior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) I (A-H) (5) Identity of buyer/seller (if private transaction) 290. -MAXIM INTEGRATED PRODS INC (X) 291. 292. 293. 294. 295. 296. 297. 298. 299. 300. 301. None Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/3/12 J 1/4/12 J 1/5/12 J 1/6/12 J 1/9/12 J 1/10/12 J 1/11/12 J 1/12/12 J 1/12/12 J 1/12/12 J 1/17/12 J 1/18/12 J C B C C C C C B B B B D 302. -MUENCHENER RUECK NAMEN VINK (X) 303. -NUCOR CORP (X) A None Dividend 304. -QUALCOMM INC (X) A Dividend 305. -SHIRE PLC (X ) A Dividend 306. K L T T Sold (part) Sold (part) 9/26/12 J 9/27/12 J B B 1. Income Gain Codes: (Sec Columns Dl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (Sec Column C2) A =$1,000 or less F =$50,001-$100.000 J =$ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 JC=$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 - $5,000,000 L =$50,001- $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimuicd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25.000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 23 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period (!) Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e g . buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 307, 308. 309, 310. 311. 312. 313. 314. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 9/28/12 J 10/1/12 K 10/2/12 J 10/3/12 J 10/4/12 J 10/19/12 J 10/22/12 J 10/23/12 J B D C C B B B A 315, -SM C C O R P(X ) 316. -BANK OF EAST ASIA (X) 317. 318. 319. A Dividend A Dividend M T Sold (part) Sold (part) Sold (part) Sold 9/6/12 J 9/10/12 J 9/11/12 J 9/12/12 J A A A A 320. -DANONE (X) 321. 322. -M ONSANTO CO NEW COM (X) 323. -SCHW AB CHARLES NEW (X) None L T A Dividend A Dividend M K T T Sold (part) Sold (part) Buy (add'l) Sold (part) 11/22/12 K 12/13/12 K 8/17/12 J 11/9/12 J A A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 - $1,000,000 K=$ 15,001 -$50,000 O =$500.001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Estmuted D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 24 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (includes those o f spouse and dependent children; see pp. 34-(i0 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/sellei* (if private transaction) 324. 325. 326. 327. -WESTPAC BANKING CORP (X) 328. -SONOVA HOLDING AG (X) 329. -SW ISSCOM AG REG (X) 330. -NOVO NORDISK (X) 331. -MURATA MANUFACTURING (X) 332. -ALLSTATE CORP (X) 333. 334. 335. -CHEVRON CORP (X) 336. -NORFOLK SOUTHERN CORP (X) 337. -UNITEDHEALTH GROUP INC (X) 338. -VISA INC CL (X) 339. -SES FDR CL A (PARIS) (X) 340. None None None None A Dividend A Dividend K K L L T T T T A Dividend A Dividend A Dividend A Dividend None L L L L M T T T T T Sold (part) Sold (part) Sold (part) 11/12/12 J 11/13/12 J 11/13/12 J A A A Buy (add'l) Sold (part) Sold (part) Sold 7/17/12 J 9/25/12 J 9/26/12 J 9/27/12 J B B B Buy (add'l) 9/26/12 J Buy (add'l) Buy (add'l) 9/20/12 J 9/25/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500.000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W=Estimaied D =$5,001 - $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 25 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amount Code 1 (A-H) (2) Type(e.g., div.j rent, or jut.) C. Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 341. 342. 343. -DIAGEO PLC (X) 344. 345. -NATIONAL GRID (X) 346. -HENNES & MAURITZ AB (X) 347. -CENOVUS ENERGY INC C$ (X) 348. -CENOVUS ENERGY INC US$ (X) 349. -PENGROWTH ENERGY CORP C$ (X) 350. -CHINA SHENHUA ENERGY (X) 351. 352. 353. -STANLEY BLACK & DECKER (X) 354. -ICICI BANK LTD SPON (X) 355. -BRISTOL-MYERS SQUIBB CO (X) 356. 357. A Dividend None None A Dividend A Dividend A Dividend None A Dividend None B Dividend M L M L K J K L M M T T T T T T T T T T Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 9/26/12 J 9/27/12 J 7/13/12 K 9/28/12 J 7/16/12 J Buy (add'l) Buy (add'l) Buy (add'l) 9/6/12 J 9/10/12 J 9/11/12 J Buy (add'l) Sold (part) Sold (part) 9/18/12 K 11/23/12 J 11/26/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -55,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimaled D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 26 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if priva le transaction) 358. -3M COMPANY (X) A Dividend 359. -SCRIPPS NETWORKS INTERACTIVE (X) 360. -NY ST ENVIRON FAC CLEAN WTR 5.25% 6/15/12 361. -NY ST HSG PIT REV 5.0% 9/15/2025 A Dividend D Interest C Interest 362. -NY ST THRUWAY (2ND BRDGE & HW Y) 12A 5.0% 4/1/20 363. -NY ST DORM SUNY 1 1A 5.0% 7-01-17 D D Interest Interest 364. -NY LGAC 5.0% 4/1/2013 D Interest 365. -NY ST DORM AUTH ST UN1V MB1A 5.0% 7/1/15 366. -DC W TR & SWR REV SER A SF 4.80% 10/1/2024 367. -NY CITY MUNI W TR AUTH 09EE 5.0% 6/15/18 368. -NY MTA TRIBOROUGH B&T SER A 5% 11/15/16 369. -MTA NY (P) 5% 11/15/23 D E E E E Interest Interest Interest Interest Interest 370. -M TA NY TRANSRT REV SER 11C 5.0% 11/15/19 (X) 371. NY SALES TAX REC MBIA 5.0% 10/15/21 372. NY ST DORM AUTH PERS INC TAX 5% 3/15/18 373. -NY ST THRUWAY (2ND BRG & HWY) 5.0% 4/1/22 374. -LI PW R AUTH NY 2010A 5.0% 5/1/2014 D D E C D Interest In lerest Interest Interest Interest J L M N N N N N O N M N O M N T T T T T T T T T T T T T T T Sold (part) 11/13/12 K D Sold 6/15/12 N Buy 3/15/12 M Sold (part) Sold 3/27/12 N 11/15/12 N E 1 Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =S500,0QI -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =S 1.000,001-$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50.000.000 S =Assessincnt W =Estimated D =S5,00I -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -525,000,000 T=Casli Mai kcl E =$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 27 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g,. div,, rent, or int.) c. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 375. -NY ST EGY PCR NYSEG B (MPT) 3.0% 2/1/29 6/3/13 376. -PR ELEC PWR AUTH NN PREFER 5.5% 7/1/18 377. -NY DORM AUTH MT SINAI HOSP 5.0% 7/1/14 378. -NYC HLTH AND HOSP 5.0% 2/15/20 D D D E Interest Interest Interest Interest 379. -MONROE CO NY UNITY HOSP ROCHESTER FHA 5.0% 2/15/15 380. -MONROE CO NY UNITY HOSP ROCHESTER FHA 5.0% 2/15/17 381. -ARIZON A HEALTH FACS AUTH HOSP SYS REV VAR 2/1/2042 (X) 382. -ATLANTA GA ARPT 10C 5.0% 1/1/09 C C A B Interest Interest Interest Interest 383. -ASML HOLDING NV (X) None 384. 385. -BOC HONG KONG HOLDINGS LTD (X) A Dividend 386. -BANK OF CHINA LTD (X) None M M M N M M M M L K L T T T T T T T T T T T Sold (part) Sold (part) 11/26/12 K 12/12/12 J D A 387. -JG C CO RP(X ) 388. -A IA GROUP (X) 389. -AON PLC (X) 390. -HALLIBURTON CO (X) 391. None A Dividend A Dividend A Dividend O M K M T T T T Buy (add'l) Buy (add'l) 7/18/12 J 7/31/12 J L Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2.500 G =$100,001 -51,000,000 K =$ 15,001-$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssnicnl W =Estimalcd D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E =$15,001 - 550,000 FINANCIAL DISCLOSURE REPORT Page 28 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) | | NONE (No reportable income, assets, or transactions.) A. Description o f A sscls ( including Irisl assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting peiiod 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 392. -TIME W ARNER CABLE INC (X) 393. -COACH (X) 394. 395. -INM ET MINING CORP C$ (X) 396. -TELUS CORPORATION (X) 397. -NOVARTIS AG NAMEN (X) 398. -MET TRANS AUTH NY 4.0% 11/15/14 399. -MET TRANS AUTH NY MB1A 5% 11/15/2015 400. -TIFFANY & CO NEW 401. -NEW YORK CITY GO 5.0% 8/1/18 402. -NOBLE ENERGY INC (X) 403. -ORACLE CORP (X) 404. -KLA-TENCOR CORP (X) 405. -SSGA US GOV MONEY MARKET FUND 406. -CATERPILLAR INC (X) 407. 408. A Dividend A Dividend A Dividend A Dividend None D Interest E Interest A Dividend E Interest A Dividend B Dividend B Dividend A Dividend B Dividend L L L K M M N M M M M L PI L T T T T T T T T T T T T T T Buy (add'l) Buy (add'l) 9/5/12 J 9/10/12 J Buy (add'l) Sold (part) 12/18/12 J 3/27/12 O E Sold (part) 9/6/12 K D Buy ( a d d 'l) Buy (add'l) Buy (add'l) 7/13/12 J 7/26/12 J 7/30/12 J 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (SeeColumn C'2) A =$ 1,000 or less F =$50,001- $100,000 J =515,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 PA =Morc than $50,000,000 S =AsscssmcnL W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -5250,000 P2 =$5,000,001 - $25,000,000 T =Cash Maikel E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 29 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Inc!titles those o f spouse ant! dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period (o Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (o Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 409. - COLGATE-PALMOLIVE (X) 410. - Home Depot Inc (X) 411. - INTERNATIONAL GAME T E C H N O L O G Y (X ) 412. 413. 414. 415. A Dividend B Dividend A Dividend M T Sold 7/27/12 K D Sold (part) Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 10/22/12 J 10/23/12 J 10/25/12 J 10/26/12 J 416. - JACK HENRY & ASSOC (X) 417. 418. - MARSH & MCLENNAN COS INC (X) 419. -N IK E INC CL B (X) 420. - Republic Services (X) 421. - Signet Jewelers Ltd (X) 422. - AJINOM OTO CO (X) 423. - ENCANA (X) 424. - HITACHI (X) 425. A Dividend A Dividend A Dividend A Dividend A Dividend A Dividend B Dividend A Dividend L L K K L L M M T T T T T T T T Buy (add'l) Buy (add'l) Buy (add'l) 10/1/12 J 10/2/12 J 10/19/12 J Sold (part) 11/16/12 K Buy (add'l) Buy (add'l) Buy (add'l) 8/15/12 J 9/6/12 J 12/3/12 J 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 - SI 00,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmenl W =Estimalcd D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 30 of 229 Name of Person Reporting B arry, Vlaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filing instructions.) | | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)'1after each asset exempt from prior disclosure B. Income during reporting period a) (2) Amount Code 1 (A-H) Type (e.g., div., rent, or int,) C. Gross value at end of reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 ; Code 1 j(J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 426. - LVMH MOET HENNESSY LOUIS (X) VUITTON 427. - M itsubishi Corp (X) 428. - Premier Famell (X) 429. - Seadrill Ltd (X) 430. - Sysmex Corp (X) 431. - TE CONNECTIVITY LTD US S (X) A Dividend A Dividend A Dividend C Dividend A Dividend A Dividend L J K L L K T T T T T T 432. -NY DORM MEMORIAL SLOANKETTER1NG 7-1-21 (X) 433. -NY DORM LONG ISLAND 11A 4.00% 5/1/18 (X) 434. -NY TO BA CC O SETTLE CORP 11A 5.0% 6/1/17 435. -ANDRITZ AG (X) B D C Interest Interest Interest None M M M K T T T T 436. -ASSA ABLOY AB B (X) None L T Buy 9/7/12 J 437. -BLACKROCK. INC (X) B Dividend 438. -BMW AG (X) None 439. -COBALT INTERNATIONAL ENERGY (X) None 440. -DENSO CORP (X) A Dividend 441. -DISCOVERY COM MUNICATIONS INC CL A (X) 442. None L L K K T T T T Sold (part) Sold 12/19/12 J 12/19/12 K B D J. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =51,000 or less F =550.001 -5100,000 J =515.000 or less N =5250,001 -5500,000 P3 =$25,000.001 -550,000,000 Q =Appraisal U =Book Value B =$ 1,001-$2,500 G =5100,001-51,000,000 K =515,001- 550,000 0=5500,001 -51,000,000 R =Cosi (Real Esialc Only) V =Othcr C =$2,501-55,000 HI =$1,000,001 -55.000,000 L =$50,001 -$100,000 PI =$1,000,001 - $5,000,000 P4 =Morc lhan $50,000,000 S =Assessmenl W =Esiimaled D =55,001 -515,000 H2 =Morc lhan 55,000,000 M =5100,001 -5250,000 P2 =$5,000,001 -525,000,000 T =Cash Market E =515,001-550,000 FINANCIAL DISCLOSURE REPORT Page 31 o f 229 Name of Person Reporting Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value i Gain Code 2 Code 1 (j-p) (A-H) (5) Identity of buyer/seller (if private transaction) 443. -DOW CHEMICAL CO (X) 444. -DRIL-QU1P INC (X) A Dividend None 445. -EATON CORP (X) A Dividend 446. 447. 448. 449. 450. -ENSCO PLC-CL A (X) 451. -EXPRESS SCRIPTS HOLDING CO (X) A Dividend None 452. -FIRSTGROUP PLC (X) 453. A Dividend 454. 455, 456. 457. K K. M L M T T T T T Buy 7/16/12 J Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Sold (part) Buy ( a d d 'l) Buy 10/18/12 J 10/19/12 J 10/22/12 J 12/3/12 M 10/19/12 J 12/26/12 K Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 11/23/12 J 11/30/12 J 12/6/12 J 12/7/12 J 12/13/12 J 12/18/12 J D 458. -FU G RO N V (X ) 459. -GEM ALTO NV (X) None None K L T T 1. Income Gain Codes: (Sec Columns JB1 and D4) 2 Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000.001 -$50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimilled D =$5,001 -$15,000 H2 -More than $5,000,000 M =$ 100,001 $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 32 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Induties those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during repotting period o Amount Code 1 (A-H) (2) Type (e g., div., rent, or int.) C Gross value at end o f reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 460. -GENTING SINGAPORE PLC (X) None J 461. -GILEAD SCIENCES INC (X) None N 462. 463. -HAMAM ATSU PHOTONIC KK (X) A Dividend L 464. -HSBC HOLDINGS PLC UKP (X) B Dividend M 465. -JABIL CIRCUIT INC (X) A Distribution K 466. -JPM ORGAN CHASE & CO (X) A Dividend K 467. -LINDE AG (X) None L 468. -NIELSEN HOLDINGS NV US$ (X) None M 469. -Ol SA PN ADR (X) B Dividend J 470. -OI SA ON ADR (X) A Dividend L 471. -ROCHE HOLDING AG GENUSSCHEIN (X) 472. -SAM PO OYJ CL A (X) None None K M 473. -SC H N EID ER ELECTRIC SA (X) None M 474. -SEATTLE GENETICS INC (X) None M 475. -SYNGENTA AG (X) None L 476. -W HITBREAD PLC (X) None K T T T T T T T T T T T T T T T T Sold (part) Buy 12/12/12 J 7/9/12 J Buy (add'l) Buy 9/21/12 K 12/19/12 K Buy 10/19/12 J 1 Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3 Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=S 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Other C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =550,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcni W =Estimaled D =$5,001 -$15,000 M2 =Morc than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 33 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or inf) C. Gross value at end of reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (o Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code l (A-H) (5) Identity of buyer/seller (if private transaction) 477. -ACCENTURE PLC US$ (X) 478. -ACE LTD A Dividend A Dividend K K T T Sold (part) Buy 8/17/12 J 9/25/12 J A 479. -AFLAC INC (X) A Dividend K T 480. -DBS GROUP HOLDINGS LTD A Dividend M T Buy 9/6/12 J 481, 482. 483. -NYC TR FOR CULT JU1LLIARD SCH 12B (MPT) VAR 01-01-36 (X) 484. -NY DORM AUTH ST JO HNS UNI V 12A 5% 7/1/18 (X) 485. -NY DORM AUTH MIRIAM OSBORN 2.75% 7/1/19 (X) 486. -M TA NY TRANSPORT REV 12F 5.0% 11/15/19 487. -CME GROUP INC C D D B C Interest Interest Interest Interest Dividend M M N N M T T T T T Buy (add'l) Buy ( a d d 'l) Buy Buy Buy Buy Buy 9/28/12 K 10/1/12 J 6/22/12 M 7/19/12 N 8/27/12 N 9/20/12 N 8/29/12 J 488. 489. 490. 491. 492. 493. Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) 8/30/12 J 8/31/12 J 9/5/12 J 9/7/12 J 9/10/12 J 9/11/12 J 1. Income Gain Codes: (See Columns B I andD4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - S50.000.000 Q =Appraisal U =Book Value B =$1,001 - $2,500 G =$100,001 -$1,000,000 K=$ 15,001 - $50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100.001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cosli Market E=$ 15,001 -550,000 FINANCIAL DISCLOSURE REPORT Page 34 o f 229 N am e o f P erson R eporting Barry, M aryanne T. D ate of R ep o rt 08/1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) C. Gross value at end of reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 494. 495. 496. 497. 498. 499. -MOSAIC CO/THE (X) A Dividend 500. 501. 502. -SINGAPORE TELECOM M (X) None 503. - ORL & ORNG FL EXPW Y 12B 5.0% 7-1/20 504. -MTA NY DEDICATED TAX 08B-3A S1FMA+40BP FRN SF (MPT) VAR 505. -CH ESA PEA K E VA TOLL RD 12A 4.0% 01/15/19 506. -TRIBOROUGH B/T NY 12A 4.0% 11-15-20 507. -BEAM INC A D None Interest None Interest None 508. 509. 510. K L M N N M M T T T T T T T Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 9/14/12 J 9/18/12 J 10/2/12 J 10/9/12 J 10/19/12 J 10/18/12 J Buy (add'l) Buy (add'l) Buy 10/19/12 J 10/22/12 J 11/20/12 K Buy 12/14/12 M Buy 10/24/12 N Buy 10/26/12 M Buy 11/07/12 M Buy 11/19/12 J Buy ( a d d 'l) Buy (add'l) Buy (add'l) 11/20/12 K 11/21/12 J 11/26/12 K 1 Income Gain Codes: (See Columns B I and D4) 2, Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column C2) A =$ 1,000 or less F -550,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =51,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnt W =Estinialcd D =$5,001-$ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 35 o f 229 N a m e oT P erso n R e p o rtin g Barry, M aryanne T. D ate o f R ep o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (in duties those o f spouse and dependent children; see pp. 34-60 offiling instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 511. 512. -KINDER M ORGAN INC 513. -NEW ELL RUBBERM AID INC 514. 515. 516. 517. 518. 519. 520. 521. 522. 523. 524. 525. 526. 527. None None K M T T Buy (add'l) Buy 11/27/12 K 11/30/12 K Buy 11/30/12 J Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 12/3/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/7/12 J 12/11/12 J 12/12/12 J 12/31/12 J 12/14/12 J 12/17/12 J 12/18/12 J 12/19/12 J 12/20/12 J 12/21/12 J 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ J,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimaicd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 36 of 229 Name of Person Reporting B arry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 528. 529. -1DEXCORP None 530. 531. 532. 533. 534. -STARBUCKS CORP None 535. -DASNY ROCHESTER INST OF TECH 5.0% 7-1-21 536. -LI PW R AUTH NY 12B (L1PA) 5.0% 09-01-22 537. -CORNELL UNIV NY DORMS 08B 5.0% 7/1/24 538. Rental Property #14, Norfolk,VA E D D D Interest Interest Interest Rent 539. Rental Property #15, Norfolk,VA F Rent 540. A M ERICA N FUNDS 1RA - LI ST OF ASSETS 541. -EUROPACIFIC G ROWTH E Int./Div. 542. -THE GROWTH FUND OF AMERICA K K N M N M N M T T T T T U U T Buy (add'l) Buy 12/26/12 J 12/3/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 12/4/12 J 12/5/12 J 12/31/12 J 12/21/12 J 12/6/12 K Buy 11/21/12 N Buy 12/10/12 M Buy 12/20/12 N 543. -CAPITAL INCOME BUILDER 544. Trust #19 - List o f Assets: HI Int./Div. P3 T ] Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =S 1,000 or less F =550,001 - 5100,000 J =515,000 or less N =$250,001- 5500,000 P3 =$25,000.001 -550,000,000 Q =Appraisal U =Book Value B =51,001 - 52,500 G =$100,001 -51,000,000 K =515,001-$50,000 0=5500,001 -51,000,000 R=Cost (Real Estate Only) V =Olhcr C =$2,501-55,000 HI =$1,000,001 -55,000,000 L =$50,001 -5100,000 PI =$1,000,001 -55,000,000 P4=Morc than $50,000,000 S =Assessmcnt W =Estimatcd D =$5,001-515,000 H2 =Morc than $5,000,000 M =$100,001 -5250,000 P2 =$5,000.001 -$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 37 of 229 N am e of P erson R eporting Barry, M aryanne T. D ate o f R eport 08/14 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 of/ling instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code J (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 545. -Capital Core Bond Fund 546. - Sonova Holding AG 547. -MURATA MANUFACTURING 548. -DBS GROUP HOLDINGS 549. 550. 551. -FIRST SOLAR INC 552. 553. -RICHEMONT AG 554. 555. -SWISSCOM AG REG 556. -HDFC BANK LTD 557. 558. 559. 560. -KEYENCE CORP 561. - LI & FUNG Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold 7/17/12 J 9/6/12 K 9/28/12 L 10/1/12 K 2/8/12 J 2/9/12 K Buy (add'l) Sold (part) 1/13/12 K 10/19/12 K D Sold (part) Sold (part) Sold (part) Sold Buy (add'l) Sold 1/12/12 K 1/13/12 J 1/17/12 K 1/18/12 J 1/10/12 K 9/26/12 M D D D D 1, Income Gain Codes: (See Columns B l and D4) 2, Value Codes (Sec Columns C! and D3) 3 Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -5100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 38 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,) c Gross value at end o f reporting period 0) V alue Code 2 (j-p) (2) V alue M ethod Code 3 (Q-w) D Transactions during reporting period (1) Type (e.g., buy, sell, redem ption) (2) Date m m /dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 562. -JPMORGAN CHASE 563. -MICROSOFT 564. -NUCOR CORP 565. -PHILIP M ORRIS INT'L INC 566. -QUALCOMM INC 567. -UNION PACIFIC 568. -TIME W ARNER CABLE INC 569. -SCRIPPS NETWORKS INTERACTIVE CL A 570. -RICHEM ONT CIE FIN 571. -SAP Sold (part) 10/19/12 K D 572. - HONG KONG/CH1NA GAS 573. 574. -IBM Sold (part) Sold (part) 2/9/12 L 6/27/12 J D A 575. -NESTLE SA 576. -NOVO NORD1SK 577. 578. Sold (part) Sold (part) Sold (part) 1/23/12 K 5/1/12 J 5/2/12 L D C E 1 Income Gain Codes: {See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -3100,000 J =$ 15,000 or less N =$250,001-$500,000 P3 =325,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -31,000,000 K =315,001 -350,000 O =$500,001-31,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =31,000,001 - 35,000,000 L =350,001-3100,000 PI =S 1,000,001 - S5,000,000 PA =More than 350,000.000 S =Assessment W =Estimatcd D =35,001-315,000 H2 =Morc than $5,000,000 M =3100,001-3250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 39 of 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 ofJiling instructions.) NONE (No reportable income, assets, or transactions.) A Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f repotting period en Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 579. -HSBC HLDGS 580. 581. 582. -B H P BILLITON Sold (part) Buy (add'l) Buy ( a d d 'l) 1/26/12 J 1/10/12 K 1/27/12 M 583. -R IO T IN T O 584. 585. 586. - ROYAL DUTCH SHELL 587. 588. 589. 590. 591. 592. 593. 594. -TE SC O 595. Buy (add'l) Sold (part) Sold (part) Buy (add'l) Buy ( a d d 'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Sold 1/16/12 J 8/28/12 L 8/28/12 J 1/9/12 J 1/10/12 K 9/24/12 K 9/24/12 J 11/6/12 L 11/12/12 K 11/14/12 M 11/29/12 K. 1/12/12 J 2/17/12 K B D C D B I. Income Gain Codes: (See Columns B I and D4) 2 Value Codes (Sec Columns C I and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q=Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 PA=More than $50,000,000 S =Assessmcnl W =Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 40 of 229 N am e of Person R eporting Barry, M aryanne T . D ate o f R ep o rt 08/14 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dpendent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)1' after each asset exempt from prior disclosure B. Income during reporting period a) Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) C. Gross value at end of reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 596. -NATIONAL GRID PLC 597. - L'AIR LIQUIDE BEARER (Y) 598. -DIAGEO 599. 600. 601. - AGILENT TECH 602. 603. - SUNCOR ENERGY Buy (add'l) Buy ( a d d 'l) Buy (add'l) Sold (part) Sold (part) Sold 3/7/12 K 7/13/12 L 9/28/12 K 1/19/12 J 1/20/12 K 1/4/12 K D D D 604. -B N P PARIBAS 605. -CANON 606. 607. 608. -W AL MART DE MEXICO 609. 610. 611. 612. Buy (add'l) Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/23/12 J 11/12/12 L 11/29/12 J 11/30/12 J 1/4/12 J 1/5/12 J 1/11/12 J 1/12/12 J 1/13/12 J A A C D D A C 1. Income Gain Codes: (Sec Columns Bl and D4) 2, Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real EsLale Only) V =Olhcr C =$2,501-$5,000 HI =$1.000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Estimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 41 of 229 N am e of Person R eporting B arry, M ary an n e T. D ate of R eport 08/1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) | | NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period tu Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 613. -SHIRE PLC 614. 615. 616. 617. 618. 619. 620. 621. 622. 623. -TELSTRA CORP 624. -ALLERGAN Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold 9/26/12 K 9/27/12 K 9/28/12 K. 10/1/12 L 10/2/12 K 10/3/12 K 10/4/12 J 10/19/12 K 10/22/12 J 10/23/12 J 3/30/12 M D D E E E E D E D D E 625. -FL U O R CORP 626. - L'OREAL 627. -NY ST AUTH PIT 10E 5.0% 2-15-18 628. - NYS DORM 5.25% 11/15/26 629. -N Y S ENVIRON 5.25% 6/15/12 Sold 1/18/12 K E Buy 10/1/12 N Sold 5/15/12 O M atured 6/15/12 O I Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns C 1 and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001 - SI 00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Oihcr C =$2.501 - $5,000 H I =$1,000,001 $5.000,000 L *$50,001 - S100.000 PI $1,000,001 -S5.000.000 IM-M ore than $50,000,000 Assessment W -Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 42 of 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, fransactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code J (A-H) (2) Type (e.g., diV-, rent, or ini.) C Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (m >) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 630. -N Y ST DORM 5.25% 3/15/16 631. - NY ST ENV1R 4.25% 11/15/19 632. - NY SALES TA X 5% 10/15/21 633. -NYC H D C M F H K 2.05% 5/1/13 634. - NY ST EGY PCR NYSEG B (MPT) 3.0% 2/1/29 635. -N ATIONAL INST 636. -SA M SUNG 637. - FANUC 638. - KONINKL1JKE DSM (FORMERLY KPN) 639. 640. 641. 642. 643. -ESSILOR 644. - SUN HUNG KAI 645. -TINGY1 HOLDING CORP 646. Sold (part) Sold (part) Buy (add'l) Buy (add'l) Sold (part) 2/17/12 K 7/24/12 K 10/19/12 K 10/22/12 K 12/17/12 J A Sold (part) Sold (part) Sold (part) 3/30/12 L 5/25/12 K 5/28/12 J D C A 1, Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (Sec Columns C 1and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000.000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Otlicr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimaled D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Casli Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 43 of 229 N am e of Person R eporting Barry, M aryanne T. D ate o f R ep o rt 08/1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q -w ) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 647. 648. -BANK OF EAST ASIA 649. 650. 651. 652. - Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold 5/29/12 K 9/6/12 K 9/7/12 J 9/10/12 J 9/11/12 J 9/12/12 J C B B B B A 653. -BANK OF CHINA LTD 654. 655. - STANDARD CHARTERED 656. 657. 658. -TR EN D MICRO 659. -NEWCREST MINING NPV 660. 661. 662. 663. -BARRICK GOLD CORP C$ Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) 1/19/12 L 1/27/12 K 1/23/12 K 12/12/12 K 10/29/12 J 6/15/12 K 5/25/12 J 5/25/12 J 5/28/12 K 6/21/12 K 1/31/12 K B C C 1. Income Gain Codes: (SeeColumnsBl and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 - $1,000,000 R=Cosl (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001- $100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =E5iimalcd D =$5,001 - S15,000 H2 =More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 44 of 229 Name o f Person Reporting Barry, M aryanne T. Date o f R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period (o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 664. 665. 666. 667. -SOFTBANK CORP 668. 669. 670. -HENNES & MAURITZ 671. -LI POWER AUTH NY (LIPA) NATL RE 5.0% 5/1/16 672. -TORONTO-DOMINION BANK Buy (add'l) Sold (part) Sold (part) Buy (add!) Buy (add'l) Sold (part) Buy ( a d d 'l) 2/2/12 K 3/30/12 L 5/24/12 K 5/30/12 K 6/15/12 K 10/24/12 K 1/23/12 K C Sold 1/5/12 L E 673. -AMAZON.COM Sold 1/6/12 K E 674. -NY ST DORM 5% 3/15/18 675. -EMERGING MARKETS GROWTH FUND INC 676. -PERNOD RICARD SA 677. -SES FDR CL A (PARIS) 678. 679. 680. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/10/12 K 9/20/12 K 9/21/12 J 9/24/12 K 9/25/12 K I Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns C ! and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R=Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssment W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 45 of 229 N am e of Person R eporting B arry, M ary an n e T. D ate o f R ep o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- inLome, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Asseis (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code I (A-H) (2) Type (e.g., div., rent, or inL) c. Gross value at end o f reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (O Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code ! (A-H) (5) Identity of buyer/seller (if private transaction) 681. 682. 683. -DANONE 684. 685. 686. -SWIRE PACIFIC LTD CL A 687. -SWIRE PROPERITES LTD 688. 689. 690. 691. 692. 693. -POLYCOM INC 694. 695. 696. 697. -SPECTRA ENERGY CORP Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 9/26/12 J 9/27/12 K 2/6/12 J 11/22/12 L 12/13/12 L 1/5/12 L Sold 2/1/12 J Buy 11/22/12 K Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 11/23/12 J 11/26/12 K 11/29/12 K 11/30/12 K 1/4/12 J 1/4/12 I 1/5/12 K 1/5/12 J Sold (part) 1/10/12 J A C A B D A C ], Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 .1=515,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 0=5500,001 -S 1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssment W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -550,000 FINANCIAL DISCLOSURE REPORT Page 46 of 229 [Name o f P erson R eporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period 0) Amount Code 1 (A-H) (2) Type (e.g,, div,, rent, or int.) C. Gross value at end o f reporting period o) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (O Type (e.g., buy, sell, redemption) (2) Date (3) Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller {if private transaction) 698. 699. - Bayer AG Sold 1/11/12 J C 700. -NORDSTROM INC 701. -MTA NY 5% 11/15/23 702. -ERIE CO IDA FSA 5% 5/1/12 Buy (add'l) Sold 1/24/12 K 12/1/12 N M atured 5/1/12 N 703. -NY CITY TFA 5.0% 8/1/2021 704. -IMPERIAL TOBACCO PLC 705. -RECKITT BENCK1SER GROUP PLC Buy (add'l) 2/2/12 J 706. -JGCCORP 707. -SMC CORP 708. -TRIBOROUGH 5% 11/15/27 709. -BG GROUP PLC 710. 711. 712. 713. 714. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 8/3/12 J 8/6/12 J 11/12/12 K 11/14/12 K 11/16/12 J 11/20/12 J B B E C B B ] Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisul U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R=Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Eslimatcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 47 of 229 N am e of P erson R eporting Barry, M aryanne T. D ate of R ep o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code J (A-H) (2) Type (e.g.. div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) DTransactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) identity of buyer/seller (if private transaction) 715. -SHANGRI-LA ASIA 716. -MASS GO S E R A 5.0% 9/1/2014 717. -PALM BEACH SOLID W ASTE 5.5% 10/1/25 718. -SAN ANTONIO 5.0% 2/1/18 719. -NY CITY MUNI WTR 5.375% 6/15/25 720. -CA ED POMONA COLLEGE 09A 5.0% 721. - NY ST Thruway (2nd Brdge & Hwy) 5.0% 4/1/13 722. - NY City Muni W tr Auth FF 5.0% 6/15/16 723. -NJ EDA PRINCETON UNIV 4.75% 7/1/23 724. -SSGA M ONEY M ARKET FD 725. -GOLDMAN SACHS FINANCIAL SQUARE TREASURY (Y) 726. -UTAH ST 5.8% 7/1/15 Sold 1/5/12 K D Sold 3/19/12 N C 727. -Cenovus Energy Inc C$ 728. 729. 730. 731. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/24/12 J 1/25/12 J 4/16/12 K 4/17/12 K. 4/17/12 K A A C D C 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q ^Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R=Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 Pd =Morc than $50,000,000 S =Assessmcni W =Eslimalcd D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 48 o f 229 Name of Person Reporting B arry , Vlaryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) | ~| NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)Mafter each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy 0) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 732. 733. 734. -Cenovus Energy Inc US$ Sold (part) Sold (part) 4/18/12 J 4/18/12 J B A 735. - China Sbenhua Energy 736. 737. 738. 739. - Bristol-Myers Squibb Co 740. 741. 742. 743 744. 745. 746. 747. 748. - Idei Bank LTD Spon ADR Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) 9/6/12 K 9/7/12 J 9/10/12 K 9/11/12 J 1/10/12 L 4/13/12 L 4/16/12 K. 4/17/12 K 4/18/12 K 6/20/12 K 9/18/12 K. 11/23/12 L 11/26/12 K. 1/18/12 K. 1, Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =S5O,O0J -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S = Assessmcnl W =Eslmaicd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 49 o f 229 Nam e of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions duiing reporting period (O Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 749. 750. -A SM L Holding NV 751. 752. - BOC Hong Kong Holdings LTD 753. - Kurita W ater Industries Ltd 754. 755 756. 757. 758. 759. 760 761. 762. 763. 764. 765. Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/20/12 J 1 1/26/12 K 12/12/12 J 1/16/12 K 3/7/12 J 3/8/12 J 3/9/12 K 3/12/12 J 3/13/12 J 3/14/12 J 3/15/12 J 3/21/12 J 3/27/12 J 3/28/12 J 4/13/12 J 4/18/12 J 4/19/12 J D A 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 - $5,000 HI =$1,000,001 -$5.000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimaicd D =$5,001 - $15,000 H2 =Morc than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 50 of 229 N am e of Person R eporting Barry, M aryanne T. D ate o f R ep o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code t (A-H) (5) Identity of buyer/seller (if private transaction) 766. 767. 768. 769. 770. 771, 772. 773. 774. 775. 776. - Cornell Univ NY Dorms 5.0% 7/1/18 777. - PR Elec Pwr Auth NN Preref 5.5% 7/1/18 Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/20/12 J 4/24/12 J 4/25/12 J 4/26/12 J 4/27/12 J 5/1/12 J 5/8/12 J 5/10/12 J 5/24/12 J 5/25/12 J 778. - NY DORM Auth M t Sinai Hosp 5.0% 7/1/14 779. - Inmet Mining Corp C$ 780. - Telus Corporation Non Vote 781. - Novartis AG Namen 782. - Port Auth NY/NJ Ser 163 5.0% 7/15/21 Buy (add'l) 2/3/12 J Buy (add'l) 1/19/12 K 1. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (SecColumns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$ J ,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmeni W =Esl mated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 51 of 229 N am e of Person R eporting Barry, M aryanne T. D ate of R ep o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period ci) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 783. -N e w York City GO 5.0% 8/1/18 784. - Syngenta AG 785. - Television Broadcast 786. 787. -Seadrill LTD Sold (part) Sold 1/5/12 J 1/6/12 L A C 788. - International Game Technology 789. 790. 791. 792. 793. 794. - Encana Corp 795. 796. 797. 798. 799. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 10/22/12 J 10/23/12 J 10/24/12 J 10/25/12 J 10/26/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) 1/20/12 J 1/25/12 L 1/26/12 K. 2/1/12 J 2/3/12 J 2/28/12 K. 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000.000 S =Assessment W =Eslimalcd D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cush Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 52 of 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp> 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int) C. Gross value at end o f reporting period O Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 800. 801. 802. - L'air Liquide (L) 803. 804. -C R H P L C 805. 806. - Linde AG 807. - Schneider Electronic SA 808. 809. - Premier Famell PLC 810. 811. 812. 813. 814. -A IA GROUP LTD 815. - Sysmex Corp 816. - Ajinomoto Co Inc Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 2/29/12 J 8/15/12 K 2/6/12 K 7/5/12 J 1/11/12 K 1/12/12 J B A A Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/12/12 K 1/20/12 K 2/8/12 J 2/9/12 J 2/15/12 J 2/16/12 J 2/21/12 J Buy (add'l) 3/14/12 J 1. income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =525,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$ 15,001 -$50,000 0=5500,001 -51,000,000 R =Cosl (Real Estate Only) V =Olhcr C =52.501 - 55,00(1 III =$1,000.001 S5.000.000 L "S50.00I - SI0Q>0Q0 PI SJ,000.001 - S5.000.000 IM More than $50,000.000 S AssesMuenl W *Etuittitnetl D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 53 of 229 N am e o f Person R eporting B arry, M a ry a n n e T. D ate o f R eport 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)Hafter each asset exempt front prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e g . div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (i) Type (e.g. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 817. -H itachi 818. 819. 820. - American Tower Corp CL A 821. - Cae Inc 822. 823. 824. 825. 826. 827, 828. 829. 830. - Roche Holding AG Genusschein 831. -B M W AG Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Buy ( a d d 'l) 3/30/12 L 9/6/12 K 11/29/12 K 2/1/12 K 1/19/12 J 1/26/12 J 1/30/12 J 1/31/12 J 2/1/12 J 11/15/12 K 11/16/12 J 11/19/12 J 11/20/12 K 1/18/12 J D 832. - Sampo OYJ CL A 833. Buy (add'l) Buy (add'l) 1/23/12 K 1/27/12 K !. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column C2) A =51,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,00) -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Estimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,00) -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 54 o f 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 834. 835. - Firstgroup PLC 836. 837. 838. 839. 840. - NYC TFA FUT TAX SEC SUB 1IE 5% Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/23/12 K 11/23/12 J 11/30/12 K 12/5/12 J 12/7/12 J 12/17/12 J 841. - Seattle Genetics Inc 842. 843. 844. 845. - Tele Norte Leste Part ADR (Y) 846. 847. 848. 849. 850. -FugroN V Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/24/12 J 1/25/12 J 1/26/12 J 1/3/12 J 1/4/12 J 1/5/12 K 1/6/12 J 1/9/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appiuisul U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V=Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Esiimatcd D =$5,001 -$15,000 H2 =More than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 55 of 229 Name of Person Reporting B arry, Vlaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period 0) Amount Code l (A-H) (2) Type (e.g,, div., rent, or int.) c. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period co Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 851. -A n d ritzAG 852. -N Y ST DORM SUNY ] 1A 5.0% 853. - NY TO BA CC O SETTLE CORP 11A 5.0% 854. -N ik eIn c Cl B 855. - Caterpillar 856. 857. 858. 859. - Carnival Corp Common Paired Stock 860. 861. 862. - Dril-Quip Inc 863. - Marsh & Mclennan Cos Inc 864. 865. -PG & ECorp 866. 867. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) 7/13/12 K 7/26/12 K 7/27/12 J 7/30/12 K 1/19/12 K 1/20/12 L 4/26/12 J Buy ( a d d 'l) Buy ( a d d 'l) Sold (part) Sold (part) Sold 10/19/12 K 11/6/12 K 4/4/12 J 4/5/12 J 4/9/12 J A A A ]. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -51,000,000 K =$15,001 -$50,000 O =$500,001-51,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =550,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =EsLimalcd D =$5,001 -$15,000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 56 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X )" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 868. - Home Depot Inc 869, - LVMH Moet Hennessy Louis Vuitton SA 870. - Whitbread PLC 871. - Assa Abloy AB A 872. 873. 874. 875. - Phannasset Inc 876. - NY DORM LONG ISLAND 11A 4.0% 877. - Signet Jewelers Ltd 878. - Ace Ltd 879. 880. - MTA NY TRANSRT REV SER 11C 5.0% 881. - Aflac Inc 882. - Express Scripts Inc 883. - NY CITY TFA 03 C DFRN 3.48% 884. -PENGROWTH ENERGY CORP C$ Buy (add'I) Buy (add'I) Buy (add'I) Buy (add'I) Sold 1/30/12 K 1/31/12 K. 2/7/12 J 9/7/12 K 1/13/12 M F Buy (add'I) Buy (add'I) Buy (add'I) 2/3/12 K 9/25/12 K 9/26/12 J Buy (add'I) Sold 12/26/12 L 12/1/12 K Buy 1/23/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =S1,000 or less F =550,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K=$J 5,001 -$50,000 O =$500,001 -$1,000,000 R=Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 57 of 229 Name of Person Reporting B arry, JVlaryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code I (A-H) (2) Type (e.g.. div., rent, or int.) c. Gross value at end of reporting period (O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period O Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 885 886. 887. 888. 889. -BROADCOM (X) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) 1/24/12 K 12/17/12 J 12/18/12 J 12/20/12 J 890. -BOUYGUES Buy 2/2/12 J 891. Buy 2/3/12 K (add'l) 892. Buy 2/6/12 K (add'l) 893. Buy 2/7/12 K. (add'l) 894. Sold 4/13/12 J (part) 895. Sold 8/30/12 K (part) 896. Sold 8/31/12 J 897. -BARCLAYS PLC 898. -MITSUBISHI CORP Buy 3/12/12 K. Buy 2/3/12 K. 899. -DENSO CORP Buy 2/9/12 L 900. -HAMAMATSU PHOTONIC KK 901. Buy Buy (add'l) 3/9/12 J 3/12/12 J ]. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (See Columns CI and D3) 3, Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Eslalc Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimaicd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 58 of 229 [Name o f P erso n R ep o rtin g B arry, iVlaryanne T. Date o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp, 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period a) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period (1) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 902. 903. 904. 905. 906. 907. 908. 909. 910. 911. 912. 913. 914. 915. 916. 917. 918. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 3/13/12 J 3/14/12 J 3/15/12 J 3/21/12 J 3/22/12 J 3/23/12 J 3/30/12 J 4/3/12 J 4/4/12 J 4/5/12 J 4/6/12 J 4/11/12 J 4/12/12 J 4/13/12 J 4/27/12 J 5/1/12 J 5/7/12 J ] Income Gain Codes: (See Columns B I and D4) 2. Value Codes (SecColumns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,00] -$100,000 J=$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 - $2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Esiale Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 - $100,000 PI =$1.000,001 -$5,000,000 P4 =Morc than $50,000,000 S = Assessment W =Esiimaicd D =$5,001-$15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 59 of 229 Name of Person R eporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g,, div.,rent, or n t ) C, Gross value at end of reporting period o Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) i (4) Value Gain Code 2 Code 1 (j-p) (A-H) (5) Identity of buyer/seller (if private transaction) 919 920. 921. 922. 923. 924. 925. 926. 927. 928. -DOW CHEMICAL CO 929. 930. -EATON CORP 931. 932. 933. 934. 935. Bay (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 5/8/12 J 5/9/12 J 5/14/12 J 5/23/12 J 12/12/12 J 12/13/12 J 12/14/12 J 12/17/12 J 12/18/12 J 1/3/12 K 1/4/12 J 1/10/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/11/12 J 1/12/12 J 1/13/12 J 1/17/12 K. 1/18/12 K 1. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001- $100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 0=5500,001 - SI,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmeni W =Estimated D=S5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 60 of 229 Name of Person Reporting B arry, M aryanne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent. or int.) c. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 936. 937. 938. 939. 940. 941. 942. 943. 944. 945. 946. 947. 948. -ORACLE CORP 949. 950. 951. -REPUBLIC SERVICES INC 952. Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Sold (part) Buy 1/19/12 K. 1/20/12 K 2/27/12 J 2/28/12 J 2/29/12 K 3/1/12 J 4/26/12 J 7/16/12 K 10/18/12 J 10/19/12 J 10/22/12 J 12/3/12 N 1/11/12 K Buy ( a d d 'l) Sold (part) Buy 4/18/12 J 5/21/12 J 1/11/12 K. Sold (part) 11/16/12 K. E 1 Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (SecColumns Cl and D3) 3. Value Method Codes (Sec Column C'2) A =$1,000 or less F =$50,001-$100,000 J=$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Eslimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000.001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 61 o f 229 Name of Person Reporting B arry, M aryanne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div , rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 953. 954. -UNITED TECHNOLOGIES CORP 955. -ACCENTURE PLC US$ 956. 957. 958. 959. 960. 961 962. -NEW YORK TIMES CO CL A 963. 964. -IRON MOUNTAIN INC 965. 966. 967. 968. 969. Sold (part) Buy 12/12/12 J 1/11/12 K Buy 1/12/12 K Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy 1/13/12 J 1/17/12 K 1/18/12 J 1/19/12 J 8/17/12 K 8/20/12 K 1/12/12 J Buy (add'l) Buy 1/13/12 J 1/13/12 J Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/17/12 J 1/18/12 J 1/20/12 J 1/23/12 J 2/24/12 K B B ], Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =$25,000,001 -550,000,000 Q =Appraisal U =Book Value B =$1,001 $2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 0=5500,001 -51,000,000 R =CosL (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 62 of 229 Name of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exem pt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period co Value (2) Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 970. 971. -APPLE INC Sold (part) 11/30/12 J 972. -CHEVRON 973. -TARGET CORP 974. 975. -HALLIBURTON CO Buy Sold (part) Buy 1/13/12 K. 2/14/12 K 1/17/12 K 976. 977. 978. -GILEAD SCIENCES INC 979. 980. 981. 982. 983. 984. 985. 986. Buy (add'l) Buy (add'l) Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 7/18/12 J 7/31/12 J 1/19/12 K 1/20/12 J 1/20/12 J 1/23/12 K 1/23/12 J 1/24/12 K. 1/24/12 J 1/25/12 J 1/26/12 J 1, Income Gain Codes: (Sec Columns B1 and Dd) 2, Value Codes (See Columns CI and D3) 3, Value Method Codes (Sec Column C2) A "St.OOU or less r $50,00J - SI0.00 J=S 15.000 or less N -5250,(101 -$500,000 P3 =$25,000,001 - $50,000,000 Q -Appraisal U -Hook Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 Pd =More than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001 - $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000.000 T =Cash Market E =$ 15,001 - $50.000 FINANCIAL DISCLOSURE REPORT Page 63 of 229 Name of Person R eporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to (2) Amount Code 1 (A-H) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period o Value (2) Value Code 2 Method (J-P) Code 3 (Q-W) D. Tiansactions during reporting period o Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 987. 988. 989. 990. 991. 992. 993. 994. 995. 996. 997. 998. -GOLDM AN SACHS GROUP INC 999. 1000. 1001. -TIFFANY & CO NEW 1002. 1003. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy Buy (add'l) Sold (part) Buy Buy (add'l) Buy (add'l) 1/27/12 K 1/20/12 K 1/31/12 K 2/1/12 K 2/2/12 K 2/29/12 K 6/15/12 L 6/20/12 K 7/9/12 J 7/10/12 J 9/21/12 L 1/20/12 K 2/1/12 J 5/24/12 L 1/20/12 K 1/23/12 J 1/25/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) .2 Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001 -$15,000 112 =Morc than $5,000,000 M =S100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 64 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse am i dependent children; see pp. 34-60 o ffilin g instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period o Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1004. 1005. 1006. 1007. 1008. 1009. 1010. -FEDEX CORP Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy 1/30/12 J 5/11/12 J 5/14/12 J 7/18/12 K 7/31/12 K 12/17/12 J 1/24/12 K 1011. 1012. 1013. -STANLEY BLACK & DECKER INC 1014. -BLACKROCK INC 1015. 1016. 1017. 1018. 1019. 1020. Sold (part) Sold (part) Buy Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add']) Buy (add'l) Buy (add'l) 6/14/12 L 6/15/12 J 1/27/12 K 2/2/12 K 2/3/12 K 2/6/12 K 2/14/12 K 3/5/12 J 3/6/12 K 5/23/12 K D C 1 Income Gain Codes: (Sec Columns B I and D4) 2- Value Codes (SeeColumns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -5100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -51,000,000 R =Cosl (Real Eslaie Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -55,000,000 L =$50.001 -$100,000 PI =$1,000,001 -55,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001 - $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 65 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions,) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1021.-BOEING CO 1022. -NIELSEN HOLDINGS NV US$ 1023. 1024. 1025. 1026. -G ENPACT LTD 1027, 1028. 1029. 1030. 1031.-NOBLE ENERGY INC Buy 2/2/12 L Buy 2/2/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy 2/3/12 K 2/6/12 J 12/19/12 J 2/3/12 K. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 2/6/12 K 2/7/12 J 2/8/12 J 2/9/12 J 2/3/12 L 1032. 1033.-JAB1L CIRCUIT INC 1034. 1035. 1036. 1037. Buy (add'l) Buy 11/5/12 K. 2/9/12 K Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/10/12 K 2/13/12 K 10/19/12 K. 10/24/12 J 1. Income Gain Codes: (Sec Columns B 1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3=S25,000.001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001- $1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 PA=Morc than $50,000,000 S =Asscssmcnl W =Esiimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 66 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)1' after each asset exempt from prior disclosure B. Income during reporting period to Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (O Type (e,g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1038. 1039. 1040. 1041. 1042. 1043. -NY DORM MEM ORIAL SLOAN- KETTER1NG 7-1-21 1044. -ENSCO PLC ADR 1045, 1046. 1047. 1048, 1049. 1050. 1051 1052. 1053 1054. Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy 10/25/12 J 11/5/12 J 11/6/12 J 11/7/12 J 11/8/12 J 1/27/12 N Buy 2/16/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/17/12 K 2/21/12 K 2/22/12 J 2/23/12 J 2/24/12 J 2/27/12 K 2/28/12 J 2/29/12 J 3/1/12 J 3/2/12 J 1. Income Gain Codes: (See Columns B I and D4) 2 Value Codes (See Columns C 1 and D3) 3: Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,00] -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =S 15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001- $100,000 PI =$1,000,001 -$5,000,000 P4=Morc than $50,000,000 S =Assessmcnt W =Eslinialcd D =$5,001- $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 67 of 229 N am e o f P erso n R ep o rtin g B arry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VIL INV ESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ti) Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) c. Gross value at end of reporting period in Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g. buy, sell, redemption) (2) Date mm/dd/yy 0) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1055. 1056. 1057. 1058. 1059. 1060. -ENSCO PLC-CL A 1061. -COBALT INTERNATIONAL ENERGY 1062. 1063. 1064. 1065. -NY ST TH RU W A Y (2N D B R D G E & H W Y ) 12A 5/0% 4/1/20 1066. -N O RFO LK SOUTHERN CORP 1067. 1068. -A LLEG H EN Y TECH N O LO G IES INC 1069. 1070. 1071. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 3/5/12 J 3/6/12 J 3/7/12 J 3/8/12 J 3/12/12 J 10/19/12 K Buy 3/2/12 K Buy (add'l) Buy (add'l) Buy (add'l) Buy 3/5/12 K 3/6/12 J 3/7/12 J 3/15/12 N Buy 3/27/12 L Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) 9/26/12 K 1/18/12 K 1/18/12 K 1/19/12 K 5/24/12 K D D ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$ 15,001-$50,000 O =$500,001 $1,000,000 R =Cost (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =S5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 68 of 229 N am e o f P erso n R ep o rtin g B arry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Jncludes those o f spouse anti dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,) c. Gross value at end o f reporting period CO Value (2) Value Code 2 Method (j-p) Code 3 (Q-W) D. Transactions during reporting period CD Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1072. 1073. 1074. 1075. 1076. 1077. 1078. 1079. 1080.-CERNER CORP 1081. 1082. 1083. -COM CAST CORP CL A (NEW) 1084. -COSTCO W HOLESALE CORP 1085 Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 5/25/12 J 5/29/12 J 5/29/12 J 5/30/12 J 5/31/12 K 6/1/12 J 6/4/12 J 6/5/12 J 1/20/12 K 1/23/12 J 1/24/12 K 1/24/12 L 1/6/12 K. 1/9/12 K B A A D C D D D D 1086.-DANAHER CORP 1087.-DAV1TA INC 1088. Sold (part) Sold (part) Sold (part) 1/24/12 J 1/20/12 K. 1/23/12 K D D I Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,00! -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$ 1,00 ! -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =CosL (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1.000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Estimated D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 69 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,) c Gross value at end o f reporti ng period o) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g, buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1089. 1090. -EBAY INC 1091. -EDISON INTERNATIONAL 1092. -EMERSON ELECTRIC CO 1093. 1094. -GENERAL MILLS INC 1095. -GENERAL ELECTRIC (X) Sold (part) Sold Sold Sold (part) Sold (part) Sold 6/4/12 K 1/6/12 K 1/6/12 K 3/1/12 K 3/2/12 J 1/18/12 K E E D D B D 1096, -GOOGLE INC 1097. -RICHEMONT CIE FIN 1098. -ILLINOIS TOOL WORKS INC 1099. 1100. 1101. -M ICRO CHIP TECH NOLOGY INC 1102. 1103. 1104. 1105. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 10/19/12 K 1/23/12 K 2/28/12 K 2/29/12 K 2/7/12 J 2/8/12 K 2/9/12 J 5/4/12 J 5/4/12 J D B C D A C A A A ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =S 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K.=$ 15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V O ther C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 70 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; sec pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or ini.) C. Gross value at end of reporting period o Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1106. 1107. 1108. 1109. 1110. 1111. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 5/7/12 J 5/8/12 J 5/9/12 J 5/10/12 J 5/10/12 J 5/11/12 J A A B C C C 1112. -OM NICOM G RO UP INC 1113. 1114. 1115.-PEPSICO INC. 1116. 1117. 1118. -PROGRESSIVE CORP OHIO 1119. 1120. -SCHW AB CHARLES NEW 1121. 1122. Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/10/12 J 1/11/12 J 1/12/12 J 1/27/12 L 1/30/12 L 2/2/12 K. 1/23/12 J 1/23/12 K 2/7/12 J 2/8/12 J 2/9/12 J A B B E D D A B 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Other C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssnicnl W =Eslimalcd D =$5,001- $ 15,000 H2 =More than $5,000,000 M =5100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 71 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,) C. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1123. 1124. 1125. 1126. 1127. -THE WALT DISNEY CO 1128. -UNITED PARCEL SERVICE INC CL B 1129. 1130. -URBAN OUTFITTERS INC 1131. 1132. -VERIZON COMMUNICATIONS 1133. 1134.-VISA INC CL A 1135. 1136. 1137. -GEM A LTO N V 1138. 1139. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 2/10/12 J 11/9/12 J 11/12/12 K 11/14/12 K 1/23/12 J 1/10/12 J 1/10/12 K Sold (part) Sold 1/11/12 L 1/12/12 J Sold (part) Sold 1/10/12 K 1/11/12 J Sold (part) Sold (part) Sold (part) Buy 1/13/12 K 1/17/12 L 1/18/12 K 4/16/12 K Buy (add'l) Buy (add'l) 4/17/12 K 4/18/12 K A A A B A C D D D A D E D I Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =51,000 or less F =550,001 -5100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =525,000,001 -550,000,000 Q =Appraisal U =Book Value B =51,001 - 52,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0 =5500,001 -$1,000,000 R=Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W Estimated D =$5,001- $ 15,000 H2 =More than $5,000,000 M =5100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 72 of 229 N am e o f P erson R ep o rtin g Barry, lYlaryanne T. D ate o fR e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period n) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1140. 1141. 1142. 1143. 1144. -GENTING SINGAPORE PLC 1145. 1146. -O l SA ON ADR 1147. 1148. -OI SA PN ADR 1149. 1150. 1151 1152. 1153 1 154. 1155. 1156. Buy (add'l) 4/20/12 Buy (add'l) 4/27/12 Buy ( a d d 'l) 5/2/12 Buy (add'l) 5/3/12 Buy (add'l) 4/13/12 Sold (part) 12/12/12 Spinoff 4/9/12 (from line 845) Sold (part) 4/9/12 Spinoff 4/9/12 (from line 845) Buy (add'l) 4/18/12 Buy (add'l) 4/19/12 Buy (add'l) 4/20/12 Buy (add'l) 4/23/12 Buy (add'l) 4/24/12 Buy (add'l) 4/25/12 Buy ( a d d 'l) 4/26/12 Buy (add'l) 5/1/12 K J J J L K J J J J J J J J J J J 1- Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns C I and D3) 3=Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J -$ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500.001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimalcd D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 73 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1157. 1158. 1159. 1160. 1161. 1162. 1163. 1164. -FA CEB O O K INC-A 1165. 1166, 1167, 1168. -AON CORP 1169. -KRAFT FOODS INC CL A 1170. -M CD ONALD S CORP 1171. -U NITED HEALTH GRO UP INC 1172. -NYC TR FO R CULT JU1LLJARD SCH 12B(M PT) VAR 1-1-36/8-1-17 1173. -SC H LU M BERG ER LTD Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Sold (part) Buy Buy (add'l) Buy (add'l) Sold Sold (part) Sold Sold Sold (part) Buy Buy 5/2/12 J 5/3/12 J 5/4/12 J 5/8/12 J 5/9/12 J 5/10/12 J 4/9/12 J 5/17/12 L 5/21/12 J 5/22/12 K 6/25/12 M 4/2/12 K 4/16/12 K 5/10/12 K 4/16/12 K 6/22/12 M 7/18/12 J A D C D E 1, Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,00! -$1,000,000 K =$15,001 -$50,000 O =$500,00! -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimatcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 74 of 229 Name of Person Reporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or inL) C. Gross value at end o f reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1 174. -M ONSANTO CO N EW COM Buy 8/17/12 K 1175.-CM E GROUP INC 1176. 1177. 1 178. 1179. 1180. 1181. 1182. 1183. 1184. 1185. 1186. 1 187. 1188. 1189. 1190. Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 8/29/12 J 8/30/12 J 8/31/12 J 9/4/12 J 9/5/12 J 9/6/12 J 9/7/12 K 9/10/12 K 9/11/12 K 9/12/12 J 9/13/12 J 9/14/12 J 9/17/12 J 9/18/12 K. 9/19/12 J 9/24/12 J 1 Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-51,000,000 K. =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25.000,000 T =Casli Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 75 of 229 Name of Person Reporting Barry, M aryanne T. Date o f R e p o r t 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS income, value, transactions (Includes those o j spouse and dependent children; seepp. 34-60 o f filing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) PJace "(X)1' after each asset exempt from prior disclosure B, Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or ini.) C. Gross value at end of reporting period d) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1191. 1192. 1193. 1194. 1195. 1196. 1197. 1198. 1199. -COACH INC 1200. 1201, 1202. -NY DORM AUTH MIRIAM OSBORN 3% 7/1/20 325,000 PAR VALUE 1203. -ALLSTATE CORP (THE) 1204. 1205. 1206. 1207. -COLGATE-PALM O LIVE CO Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 9/25/12 J 9/26/12 J 9/27/12 J 9/28/12 J 10/1/12 J 10/2/12 J 10/9/12 J 10/15/12 J 9/5/12 K Buy ( a d d 'l) Buy (add'l) Buy 9/7/12 J 9/10/12 K 8/27/12 N Sold (part) Sold (part) Sold (part) Sold 9/25/12 J 9/26/12 J 9/27/12 J 9/27/12 K Sold 7/27/12 L C C B D E ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001-S50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,00! -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =S2,50I -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 - 55,000,000 P4 =Morc than $50,000,000 S =Assessmeni W =Estimalcd D =$5,00 ! - $ 15,000 H2 =Morc than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Murkel E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 76 of 229 N am e o f P erson R ep o rtin g B arry, M aryanne T. D ate of R ep o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 1 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 1208. -ECOLAB INC 1209. -KLA-TENCOR CORP 1210. -COCA -COLA AM ATIL LTD 1211. -SINGAPORE TELECOMM 1212. 1213. -JACK HENRY & ASSOC INC 1214. 1215. 1216. -MOSAIC CO/THE 1217. 1218. 1219. 1220. 1221. 1222. -AIR PRODUCTS & CHEMICALS INC 1223.-BEAM INC 1224. Sold (part) Sold (part) Buy 7/27/12 K 9/6/12 L 12/7/12 L Buy 11/14/12 L Buy (add'l) Buy 12/3/12 K 10/1/12 J Buy (add'l) Buy ( a d d 'l) Buy 10/1/12 J 10/2/12 K 10/18/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 10/19/12 K 10/22/12 K 11/1/12 J 11/2/12 K 11/5/12 K 10/19/12 K Buy 11/9/12 K Buy (add'l) 11/12/12 K D E 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 - $50,000 0=5500.001 -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Estimalcd D =$5,001 -$15,000 H2 =Morc than $5,000.000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 77 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS --income, vaine, transactions (Jne!iules those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period o) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during repotting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (i f private transaction) 1225. 1226. 1227. 1228. 1229, 1230. 1231. 1232. 1233. 1234. -NEW ELL RUBBERM AID INC 1235. 1236. 1237. 1238. 1239. 1240. 1241. Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 11/13/12 K. 11/14/12 K 11/15/12 J 11/16/12 J 11/19/12 J 11/20/12 K 11/21/12 J 11/26/12 K 11/27/12 K 11/12/12 K. Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/13/12 J 11/14/12 K 11/15/12 K 11/16/12 J 1 1/19/12 J 11/20/12 J 11/21/12 J I Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =51,000 or less F =$50,001-$100,000 J =$15,000 or less N =5250,001 -5500,000 P3 =525,000,001 -550,000,000 Q =Appraisal U =Book Value B =51,001 -52,500 G =5100,001 -51,000,000 K =515,001-550,000 0=5500,001 -51,000,000 R =CosL (Real Estate Only) V =Olher C =$2,501 -55,000 HI =$1,000,001-55,000,000 L =550,001-5100,000 PI =51,000,001 -55,000,000 P4 =Morc than $50,000,000 S =Asscssmeni W =Eslimalcd D =$5,001 - $ 15,000 H2 =Morc than 55,000,000 M =$100,001 -5250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =515,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 78 o f 229 Name ol Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse am i dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st a sse ts) P la c e "(X )" a fte r ea ch a sse t ex e m p t fro m p rio r d isclo su re B. Income during reporting period a) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) (3) D ate V alue m m /dd/yy C o d e 2 (j-p) (4) G ain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1242. 1243. 1244. 1245. 1246. 1247. 1248. 1249. 1250. 1251. 1252. 1253. 1254. 1255. 1256. 1257, 1258. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) 11/26/12 J 11/27/12 J 11/28/12 J 11/29/12 J 11/30/12 J 12/3/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/7/12 J 12/11/12 J 12/12/12 J 12/13/12 J 12/14/12 J 12/17/12 J 12/18/12 J 12/19/12 J 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -SJ00.000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$ 15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 79 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. Date of Report 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1259. 1260. 1261, 1 2 6 2 .-1 D E X C O R P 1263. 1264. 1265. 1266. 1267. 1268. 1269. 1270. 1271. 1272. 1273. 1274. -STARBUCKS CORP 1275. Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 12/20/12 J 12/21/12 J 12/26/12 J 11/16/12 J 11/21/12 J 11/26/12 J 11/27/12 J 11/28/12 J 11/30/12 J 12/3/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/14/12 J 12/26/12 J 11/28/12 K Buy (add'l) 11/29/12 K L Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Mclhod Codes (Sec Column C2) A =$ l ,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 $500,000 P3 =S25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Other C =$2,501-$5,000 HI =$1,000,001 $5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4=More than $50,000,000 S =Asscssmcnl W =Eslimatcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 80 of 229 N am e of Person R ep o rtin g Barry, M aryan ne T. Date of R eport 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, vainc, transactions (Includes those o f spouse ami dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o) Amount Code 1 (A-H) (2) Type (e.g., div , rent, or int.) C. Gross value at end o f reporting period en Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during repotting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value ! Gain Code 2 Code 1 (j-p) (A-H) (5) Identity of buyer/seller (if private transaction) 1276. -K IN D ER M ORGAN INC 1277. 1278. -DASNY ROCHESTER INST OF TECH 5.0% 7-1-20 1279. -3M COM PANY 1280. -DISC O V ER Y COM M U NICATIONS INC CL A 1281. 1282. -INTER N A TIO N A L BUSINESS M A C H IN ES 1283. 1284. -TE Connectivity 1285. - Rental Property #24, Brooklyn NY E Rent 1286. Business #3 A Int./Div. 1287. Trust #26 - List o f Assets E lnt./Div. 1288. - SSGA US GOV M O NEY M ARKET FUND (X) 1289. -CAPITAL GLOBAL EQUITY FUND 1290. - BRISTOL-M Y ERS SQUIBB CO 1291 1292. J M PI U U T Buy 11/30/12 L Buy (add'l) Buy 12/11/12 K 11/21/12 N Sold (part) Sold (part) Sold 11/13/12 L 12/19/12 J 12/19/12 K Sold (part) Sold (part) 10/19/12 K 10/22/12 K D C D C C Buy Buy (add'l) Buy (add'l) Buy (add'l) 7/20/12 PI 1/10/12 K 4/13/12 K 4/16/12 J ], Income Gain Codes: (See Columns B I and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 - S5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Estimuicd D =$5,001- SI5.000 H2 =Morc than S5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =C'ash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 81 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a le o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 13. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period di Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (0 Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1293. 1294. 1295. 1296. 1297. -EMERGING MARKETS GROWTH FUND 1298. -ENCANA CORP Buy (add'l) Buy (add'l) Buy (add'l) Sold 4/17/12 J 4/18/12 J 6/20/12 J 7/3/12 K C Buy 1/20/12 J 1299. 1300. 1301. 1302. 1303. 1304. 1305.-C A E INC 1306. 1307. 1308. - SAMPO OYJ CL A 1309. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Sold Buy (add'l) Buy (add'l) Sold Buy (add'l) Buy (add'l) 1/25/12 K 1/26/12 J 2/3/12 J 2/28/12 J 2/29/12 J 7/3/12 J 1/31/12 J 2/1/12 J 7/3/12 J 1/23/12 J 1/27/12 J B 1 Income Gain Codes: (See Columns B I and D4) 2, Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001- $1,000,000 K =$15,001 -$50,000 O =$500.001 -$1,000,000 R =Cosl (Real Estate Only) V =Othci' C =$2.501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Moie than $50,000,000 S =Assessment W =Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00) - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 82 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 1310. 1311, Buy (add'l) Sold 4/23/12 J 7/3/12 J A 1312. - FIRSTGROUP PLC Sold 7/3/12 J 1313. - FUGRO NV 1314.-ANDRITZ AG 1315.-N IK E INC C L B (Y ) Sold Sold 7/6/12 J 7/6/12 J A A 1316. - CATERPILLAR INC Sold 7/3/12 J 1317. -CARNI VAL CORP COMMON PAIRED STOCK 1318. 1319. 1320. 1321.-V IR G IN MEDIA (Y) Buy Buy ( a d d 'l) Buy (add'l) Sold 1/19/12 J 1/20/12 J 4/26/12 J 7/3/12 J A 1 3 2 2 .-DR1L-QUIP INC (Y) 1323. - M A RSH & M CLENNAN COS INC 1324.-PG & E CORP 1325. Sold Sold (part) Sold 7/3/12 J 4/5/12 J 4/9/12 J A A A 1326.-H O M E DEPOT INC Sold 7/3/12 J C ]. Income Gain Codes: (Sec Columns B I and D4) 2-Value Codes (Sec Columns Cl and D3) 3, Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appruisul U =Book Value B =$1,001 -$2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estalc Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Assessment W =Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 83 of 229 N am e o f P erso n R ep o rtin g B a rry , M ary an n e T . D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period o) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1327. - LMVH MOET HENNESSY LOUIS VUITTON SA 1328. - WHITBREAD PLC (Y) Sold 7/3/12 J A 1329. - ASSA ABLOY AB B 1330. 1331. 1332. Buy (add'l) Buy (add'l) Buy (add'l) Sold 1/30/12 J 1/31/12 J 2/7/12 J 7/3/12 J A 1333. - PHARM ASSET INC Sold 1/13/12 K D 1334. - SIGNET JEWELERS LTD Buy 2/3/12 J 1335. Sold 7/3/12 J A 1336.-A C E LTD (Y) 1337.-A FLA C INC (Y) 1338 - EXPRESS SCRIPTS INC 1339. -PENGROW TH ENERGY CORP C$ Sold Buy 7/5/12 J 1/23/12 J A 1340. 1341. Buy (add'l) Sold 1/24/12 J 7/3/12 J 1342. -BARRICK. GOLD CORP C$ 1343. Buy Buy (add'l) 1/31/12 J 2/2/12 J 1. Income Gain Codes: (Sec Columns B ! and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -5100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 $1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000.000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2=Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T=Cash Market E =$15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 84 o f 229 N am e o f P erso n R ep o rtin g B arry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 V U . INVESTM ENTS and TRUSTS --income, vainc, transactions ('Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period io Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end of reporting period (1) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1344. 1345. 1346. 1347. -INM ET MINING CORP C$ 1348. 1349. -R IC H E M O N T C1E FIN 1350. 1351.-ROCHE HOLDING AG GENUSSCHEIN 1352. 1353. -NOVARTIS AG NAM EN 1354. 1355. -PERNOD RICARD SA 1356. 1357.-BAYER AG 1358. 1359. -SCHNEIDER ELECTRIC SA 1360. Sold (part) Sold (part) Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Buy (add'l) 3/30/12 K 5/24/12 J 7/3/12 J 2/3/12 J 7/3/12 J 1/13/12 J 7/3/12 J 1/18/12 J 7/3/12 J 1/19/12 J 7/3/12 J 1/10/12 J 7/3/12 J 1/12/12 K. 7/3/12 J 1/12/12 J 1/20/12 J A A B A 1- Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmeni W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 85 of 229 N am e o f P erso n R ep o rtin g B arry , M ary an n e T . D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D, Transactions during reporting period CD Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code J (A-H) (5) Identity of buyer/seller (if private transaction) 1361. 1362. -ASM L HOLDING N V 1363. 1364.-BNP PARIBAS 1365. 1366.-BOUYGUES 1367. 1368. 1369. 1370. 1371. -HSBC HOLDINGS PLC UKP 1372. 1373. 1374. 1375. -TESCO PLC 1376. 1377. Sold Buy Sold Buy Sold Buy Buy (add'l) Buy (add'l) Sold (part) Sold Buy Buy (add'l) Sold (part) Sold Buy Sold (part) Sold 7/3/12 J 1/20/12 J 7/3/12 J 1/23/12 J 7/6/12 J 2/3/12 J 2/6/12 J 2/7/12 J 4/13/12 J 7/3/12 J 1/10/12 J 1/27/12 K 1/26/12 J 7/3/12 K. 1/12/12 J 2/17/12 J 5/24/12 J A B B 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C'2) A =$ 1,000 or less F =$50,001 -$100,000 J=$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisul U =Book Value B =$1,001 -$2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 86 o f 229 N am e of P erson R eporting Barry, M aryanne T. D ate of R ep o rt 08/14 /2 0 1 3 VII. INVESTM ENTS and TRUSTS ~ income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f/flin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 1 Code 1 (j-p) (A-H) (5) Identity o f buyer/seller (if private transaction) 1378. -STANDARD CHA RTERED Buy 1/23/12 J 1379. Sold 7/3/12 J C 1380. -IM PERIAL TOBACCO PLC Buy 2/2/12 J 1381. Sold 7/3/12 J A 1382, -PREM IER FA RNELL PLC Buy 2/21/12 J 1383, Sold 7/3/12 J 1384.-DIAGEO PLC Buy 3/7/12 J 1385. 1386. -BARCLAY S PLC Sold 7/3/12 J A Buy 3/12/12 J 1387, 1388. -BOC HONG KONG HOLDINGS LTD Sold 7/3/12 J Buy 1/16/12 J 1389. Sold 7/3/12 J A 1390. -BANK OF CHINA LTD H 1391. 1392. Buy Buy (add'l) Sold 1/19/12 K 1/27/12 J 7/3/12 J 1393.-KEYENCE CORP Buy 1/11/12 K 1394. Sold 7/6/12 K B L Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001- S500,000 P3 =$25,000,001 -550,000,000 Q =Appi aisal U =Book Value B =$1,001 -$2,500 G =5100,001 -$1,000,000 K =$15,001 -550,000 0=5500,001 -51,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -55,000,000 L =$50,001 -$100,000 PI =$1,000,001 -55,000,000 P4 =More than $50*000,000 S =Asscssmcnt W =Eslimatcd D =S5,001-515,000 H2 =More than $5,000,000 M =5100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 87 of 229 Name of Person Reporting Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) [ NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or llti) C Gross value at end o f reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1395.-SMC CORP (Y) Buy 1/13/12 K 1396. 1397. -MITSUBISHI CORP Sold (part) Buy 7/3/12 K 1/13/12 J B 1398. 1399.-DENSO CORP Sold Buy 7/3/12 J 2/9/12 K 1400. Sold 7/3/12 J A 1401. -AJINOM OTO CO INC (Y) Buy 3/14/12 J 1402. -HAM AM ATSU PH O TO N IC KK Buy 3/15/12 J 1403. 1404. 1405. 1406. 1407. 1408. Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Sold 4/12/12 J 5/1/12 J 5/8/12 J 5/14/12 J 5/23/12 J 7/3/12 J 1409. -HENNES & MAUR1TZ AB Buy 1/23/12 J 1410. Sold 7/3/12 J A 1411. -TELE NORTE LESTE PART ADR (Y) Buy 1/1/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns C ! and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000.000 K.=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V O ther C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -550,000 FINANCIAL DISCLOSURE REPORT Page 88 o f 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o fspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1412. 1413. 1414. 1415. 1416. 1417. 1418. 1419. -DOW CHEMJ CAL CO 1420. 1421. 1422. -ROYAL DUTCH SHELL CL A ADR 1423. 1424. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy Buy (add'l) Sold Buy ( a d d 'l) Buy (add'l) Sold 1/1/12 1/3/12 J J 1/4/12 J 1/5/12 1/6/12 J J 1/6/12 J 1/9/12 J 1/3/12 1/4/12 J J 7/3/12 J A 1/9/12 J 1/10/12 J 7/3/12 K D 1425.-EATON CORP Buy l / l 1/12 J 1426. 1427. 1428. Buy (add'l) Buy (add'l) Buy (add'l) 1/17/12 J 1/18/12 J 1/19/12 J I Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =550,001 -S 100.000 J =$15,000 or less N =5250.001 -5500,000 P3 =525,000,001 - 550,000*000 Q =Appraisal U =Book Value B =51,00! -$2,500 G =5100,001 -51,000,000 K =$15,001 -550,000 0=5500,001 -51,000,000 R =Cosi (Real Estate Only) V =Other C =$2,501 -55,000 HI =51,000,001 -55,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimatcd D =$5,001- $ 15.000 H2 =More than 55.000,000 M =5100,001 -$250,000 P2 =$5,000,001 - 525,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 89 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, vaine, transactions (Induites those o f spouse anil dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions. A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period O Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (3) Identity of buyer/seller (if private transaction) 1429. 1430. 1431. 1432. 1433.-ORACLE CORP 1434. 1435. 1436. 1437. -REPUBLIC SERVICES INC 1438. 1439. -UNITED TECH NOLOGIES CORP 1440. 1441. -A CCENTURE PLC US$ 1442. 1443. 1444. 1445. Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy Buy (add'l) Sold (part) Sold Buy Sold Buy Sold Buy Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Sold 1/20/12 J 2/29/12 J 4/26/12 J 7/3/12 J 1/11/12 J 4/18/12 J 5/21/12 J 7/3/12 J 1/11/12 J 7/3/12 J 1/11/12 J 7/3/12 J 1/12/12 J 1/17/12 J 1/19/12 J 1/24/12 J 7/3/12 J A A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50.001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 90 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 of'filing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1446. -TARGET CORP 1447, 1448. Buy Sold (part) Sold 1/13/12 J 2/14/12 J 7/3/12 J A 1449. -HALLIBURTON CO 1450. 1451. -IRON MOUNTAIN INC Buy Sold Buy 1/17/12 J 7/3/12 J 1/17/12 J A 1452. 1453. 1454. 1455. 1456. -ICICI BANK LTD SPON ADR Buy (add'l) Buy (add'l) Buy ( a d d 'l) Sold Buy 1/18/12 J 1/29/12 J 2/24/12 J 7/3/12 J 1/18/12 J A 1457. 1458. 1459. -GILEAD SCIENCES INC Buy (add'l) Sold Buy 1/19/12 J 7/3/12 J 1/19/12 J 1460. 1461. 1462. Buy (add'l) Buy (add'l) Buy (add'l) 1/20/12 J 1/23/12 J 1/24/12 J ]. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =515,001 -$50,000 O =$500,001 $1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 91 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from pi or disclosure B Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period u) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1463. 1464. 1465. 1466. 1467. 1468. 1469. 1470. 1471. 1472. 1473. -GOLDM AN SACHS GROUP INC 1474. 1475. 1476. 1477. -STANLEY BLACK & DECKER INC 1478. 1479. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy Buy (add'l) Sold (part) Sold Buy Buy (add'l) Sold 1/26/12 J 1/27/12 J 1/30/12 J 1/31/12 J 2/1/12 J 2/2/12 1 2/29/12 J 6/15/12 J 6/20/12 J 7/3/12 K 1/20/12 J 2/1/12 J 5/24/12 K 7/3/12 J 1/20/12 J 1/27/12 J 7/3/12 J B A 1. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q=Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Other C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 92 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period in Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1480. -TIFFANY & CO NEW 1481. 1482. 1483. 1484. 1485. -SEATTLE GENETICS INC 1486. 1487. 1488. 1489.-FEDEX CORP 1490. 1491. 1492. -GENPACT LTD 1493. 1494. 1495. 1496. Buy Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy Buy (add'l) Buy (add'l) Sold Buy Sold (part) Sold Buy Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (a d d 'l) 1/20/12 J 1/25/12 J 1/27/12 J 5/14/12 J 7/3/12 J 1/23/12 J 1/24/12 J 1/25/12 J 7/3/12 K 1/24/12 J 6/14/12 K 6/14/12 J 1/24/12 J 1/26/12 J 2/3/12 J 2/6/12 J 2/7/12 J B D D ]. Income Gain Codes: (See Columns B 1 and D4) 2, Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$ 15,001 -$50,000 O =$500,001 -$1.000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Estimulcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 93 of 229 Name of Person Reporting B arry , iM aryam ie T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS ~ income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions,) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.) c. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (o Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1497, 1498, 1499. 1500. -NORDSTROM INC 1501. 1502.-BOEING CO Buy (add'l) Buy (add'l) Sold Buy Sold Buy 2/8/12 J 2/9/12 J 7/3/12 J 1/24/12 J 7/3/12 J 2/2/12 J A A 1503. 1504. -NOBLE ENERGY INC 1505, 1506. -JABIL CIRCUIT INC Sold Buy Sold Buy 7/3/12 J 2/3/12 J 7/3/12 J 2/9/12 J C A 1507. 1508. 1509, 1510, -BLACKROCK. INC 1511, 1512. 1513. Buy (add'l) Buy (add'l) Sold Buy Buy (add'l) Buy (add'l) Sold 2/10/12 J 2/13/12 J 7/3/12 J 2/15/12 J 3/22/12 J 5/23/12 K 7/3/12 J A 1. Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Mclhod Codes (Sec Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Esiale Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More lhan $50,000,000 S =Assessmeni W =Eslimuled D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Murkcl E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 94 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. Date of R e p o r t 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period O Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Dale mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1514. -ENSCO PLC ADR 1515. 1516. 1517. 1518. 1519. 1520. 1521. Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 2/17/12 J 2/21/12 J 2/24/12 J 2/27/12 J 2/28/12 J 3/6/12 J 3/12/12 J 7/5/12 J 1522. -COBALT INTERNATIONAL ENERGY Buy 3/2/12 J 1523. 1524. 1525. 1526. -NORFOLK SOUTHERN CORP Buy (add'l) Buy (add'l) Sold Buy 3/5/12 J 3/6/12 J 7/3/12 J 3/27/12 J 1527. 1528.-AGILENT TECHNOLOGIES INC 1529. 1530. Sold Sold (part) Sold (part) Sold (part) 7/3/12 J 1/20/12 J 1/18/12 J 1/19/12 J A B B B 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ ),000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estelle Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =AsscssmcnL W =Eslimaicd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 95 o f 229 Name of Person Reporting B arry, iWaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 ofJiling instructions.) NONE (No reportable income, assets, or transactions,) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C Gross value at end o f reporting period o Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (i) Type (e g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1531. 1532. -A M A ZO N .CO M INC 1533. -AM ERICAN TOW ER CORP 1534. 1535. -CENOVUS ENERGY INC C$ 1536. 1537, 1538. 1539. 1540. -CERNER CORP 1541, 1542. 1543. -CO M CA ST CORP CL A (NEW) 1544. 1545. -CO STC O W HOLESALE CORP 1546. 1547.-CRH PLC Sold Sold Sold (part) Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold Sold (part) Sold Sold (part) 7/3/12 J 1/6/12 J 2/1/12 J 7/3/12 J 1/25/12 J 4/16/12 J 4/17/12 J 4/18/12 J 7/3/12 J 1/20/12 J 1/24/12 J 7/3/12 J 1/24/12 J 7/3/12 J 1/6/12 J 1/9/12 J 1/11/12 J A C B C B B C B B B C D B D C C 1. Income Gain Codes; (See Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A "51.000 or le F *550.001 S100.000 J -S 15.000 or le N "5250.001. $500.000 P3 -S25.000.00l 550.000.000 Q Appraisal U - Hook Value B =$1,001 -$2.500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C 52.501-$5.000 III =51.000.001 - $5.000.000 I. "S5.00I -$100.000 PI -SI.000,001 -$5.000.000 P4 More than S50.000.000 S Assessment W Estminted D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 96 of 229 Name of Person Reporting B arry, iVIaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code l (A-H) (5) Identity of buyer/seller (if private transaction) 1548. 1549. -DANONE 1550. 1551.-DAVITA INC 1552. Sold Sold (part) Sold Sold (part) Sold 1/12/12 J 2/6/12 K 7/3/12 J 1/23/12 J 6/4/12 J C D C C 1553.-EBAY INC 1554. -EDISON INTERNATIONAL 1555. -EMERSON ELECTRIC CO 1556. 1557. 1558.-FIRST SOLAR INC 1559. 1560. -FLUOR CORP (NEW) 1561. -GENERAL M ILLS INC 1562.-HDFC BANK LTD 1563. 1564. Sold Sold Sold (part) Sold (part) Sold Sold (part) Sold Sold Sold Sold (part) Sold (part) Sold (part) 1/6/12 K 1/6/12 J 3/1/12 J 3/2/12 J 7/3/12 J 2/8/12 J 2/9/12 J 1/18/12 J 1/18/12 J 1/12/12 J 1/13/12 J 1/17/12 J D B A A A A B C B B I Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisul U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 97 of 229 Name ofPerson Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during repotting period to Type (e.g.. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1565. 1566. -HONG KONG/CH1NA GAS 1567. 1568. Sold Sold (part) Sold (part) Sold 1/18/12 J 2/9/12 J 6/27/12 J 7/6/12 J B C A B 1569. -H SBC H OLDIN GS PLC A D R SPON NEW 1570. Sold (part) Sold 1/25/12 J 7/20/12 J A 1571. -ILLINOIS TOOL WORKS INC 1572. 1573. 1574. 1575. -IN TER N A TIO N A L BUSINESS MACHINES CORP 1576. 1577. -KONINKLIJKE KPN NV 1578. 1579. -KUR1TA WATER INDUSTRIES LTD 1580. 1581. Sold (part) Sold (part) Sold (part) Sold Sold (part) Sold Sold (part) Sold Sold (part) Sold (part) Sold (part) 1/23/12 J 2/28/12 J 2/29/12 J 7/3/12 J 1/31/12 J 7/3/12 K 2/17/12 J 7/6/12 J 3/9/12 J 3/15/12 J 3/27/12 J A B B A C D 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A * S I.0(30 or Ic&S F =$50.001 - S100.000 J =$15,000 or less N '$250,001 - $500,000 P3 -S25.000.00l - S50.000.000 Q "Appraisal U Value B =$1,001-$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Other C* =$2.501 - $5.000 HI - St.000,001 -$5,000,000 I. =$50,001 -$100.000 PI -$ 1,000.001- $5.000,000 PA More than $50,000.000 S " Asessiueni W **Emmimed D =$5,001 -$15,000 H2 =Moic than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 -$25.000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 98 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period to Type (e g . buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1582. 1583. 1584. 1585. 1586. 1587. 1588. 1589. 1590. -L'AIR LIQUIDE 1591. 1592. 1593. -MAXIM INTEGRATED PRODS INC 1594. 1595. 1596. 1597. 1598. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (pari) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 3/28/12 J 4/19/12 J 4/24/12 J 4/27/12 J 5/2/12 J 5/10/12 J 5/24/12 J 5/25/12 J 2/6/12 J 7/5/12 J 7/9/12 J 1/3/12 J 1/5/12 J 1/6/12 J 1/9/12 J 1/10/12 J 1/12/12 J A A A B B B B B B ]. Income Gain Codes: (See Columns BI and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -S5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 PA=Morc than $50,000,000 S =AssessmenI W =EsLimated D =$5,001- $15.000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 99 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1599. 1600. -M ICRO CHIP TECH NOLOGY INC 1601. 1602. 1603. 1604. 1605. 1606. 1607. -OMNICOM GROUP INC 1608, 1609. 1610.-PEPSICO INC 1611. 1612. 1613.-POLYCOM INC 1614. 1615s-PROGRESSIVE CORP OHIO Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold Sold (part) 1/18/12 J 2/8/12 J 2/9/12 J 5/4/12 J 5/7/12 J 5/9/12 J 5/10/12 J 5/11/12 J 1/10/12 J 1/11/12 J 1/12/12 J 1/27/12 K 1/30/12 K 2/2/12 J 1/4/12 J 1/5/12 J 1/23/12 J B A A A A A A A A A A C C B A B B 1 Income Gain Codes: (Sec Columns B l and D4) 2, Value Codes (Sec Columns Cl and D3) 3. Value Mcihod Codes (Sec Column C2) A =$1,000 or less F =550,001 -$100,000 J =$15,000 or less N =$250,001-S500.00 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 - $50,000 O =$500,001 -51,000,000 R =CosL (Real Eslalc Only) V =Oihcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001- $100,000 PI =$1,000,001 -$5,000,000 P4 =More than S50,000,000 S =Asscssmcni W =Eslimaicd D =$5,001- $ 15,000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Markcl E =S 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 100 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period io Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1616. 1617. -SCHW AB CHA RLES NEW 1618. 1619. 1620. 1621. 1622. -SH ANGRI-LA ASIA 1623. -SPECTRA ENERGY CORP 1624. 1625. -SUN HUNG K.AI PROP (Y) 1626. -SUNCOR ENERGY INC Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold Sold (part) Sold Sold (part) Sold 7/3/12 J 2/7/12 J 2/8/12 J 2/9/12 J 2/10/12 J 7/3/12 J 1/5/12 J 1/10/12 J 1/11/12 J 3/30/12 J 1/4/12 J B A C B A B B 1627. -SW IRE PACIFIC LTD CL A 1628. -SW IRE PROPERTIES LTD 1629. -TELEVISION BROADCA ST 1630. -TELSTRA CORP Sold Sold Sold Sold 1/5/12 J 2/1/12 J 1/6/12 J 3/30/12 K A A D 1631. -THE W ALT DI SNEY CO 1632. Sold (part) Sold 1/23/12 J 7/3/12 J B B 1 Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -51,000,000 K =$15,001 -$50,000 0=5500,001 -51,000,000 R =Cosl (Real Esilile Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -55,000,000 L =$50,001 -5100,000 PI =$1,000,001 -55,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001-515,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 101 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of repotting period (1) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, ledemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1633. -TO R O N TO -D O M IN IO N BAN K Sold 1/5/12 J C 1634. -UNITED PARCEL SERVICE INC CL B 1635. -U NITED HEALTH GRO UP INC 1636. 1637. Sold Sold (part) Sold (part) Sold 1/10/12 J 1/23/12 J 4/16/12 J 7/3/12 J A C D C 1638. -URBAN OUTFITTERS INC 1639. Sold (part) Sold 1/11/12 K 1/12/12 J D A 1640. -V ER IZO N COM M U NICATIONS 1641.-VI SA INC CL A (Y) 1642. 1643. 1644. -WAL MART DE MEXICO, SAB DE C.V. 1645. Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/10/12 J 1/13/12 J 1/17/12 K 1/18/12 J 1/12/12 J 1/13/12 J C C D C A C 1646. -3M COM PANY (Y) 1647.-AON PLC (Y) 1648. -CHEVRON CORP (Y) Sold (part) 4/2/12 J B 1649. -COACH (Y) 1 Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns C 1and D3) 3 Value Method Codes (See Column C2) A =SJ ,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 - .$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1.000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Esiimalcd D =$5,001 -$15,000 H2=More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 102 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div.j rent, or int.) C, Gross value at end o f reporting period cu Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1650. -COLGATE-PALM OLIVE CO (Y) 1651. -DISCOVERY COM M UNICATIONS INC CL A (Y) 1652. -FA N U C CO (Y) 1653. -GOOGLE INC CL A (Y) 1654. -JG C C O R P (Y ) 1655. -KLA-TENCOR CORP (Y) 1656.-LINDE AG (Y) 16 5 7 .-NU CO R CORP (Y) 1658. -PH ILIP M O RRIS IN TERNATIO NAL INC 00 1659. -RECK1TT BENCKISER GROUP PLC (Y) 1660. -SAP AG SPON ADR (Y) 1661. -SW ISSCOM AG REG (Y) 1662. -SYNGENTA AG (Y) 1663. -TELUS CORPORATION NON VOTE (Y) 1664. -UNION PACIFIC CORP (Y) 1665. -GEM ALTO NV 1666. Buy Buy (add'l) 4/16/12 J 4/17/12 J 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-5100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -51,000,000 K =$ 15,001-$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4=Morc than $50,000,000 S =Asscssmenl W =Eslimalcd D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M =$ 100,001 -5250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 103 of 229 N am e of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., dv., rent, or int.) C. Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1667. 1668. 1669. 1670. 1671. 1672.-HITACHI 1673. 1674.-SOFTBANK CORP 1675. 1676. 1677. 1678. -GENTING SINGAPORE PLC 1679. 1680. -OI SA PN ADR 1681. 1682. 1683, Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 4/18/12 J 4/27/12 J 5/2/12 J 5/3/12 J 7/3/12 J Buy 3/30/12 K Sold 7/3/12 J Buy 3/30/12 J Buy (add'l) Buy (add'l) Sold 5/30/12 J 6/15/12 J 7/3/12 J Buy (add'l) Sold 4/13/12 K 7/3/12 J Spinoff 04/09/12 (from line 1411) Buy 4/18/12 K J Buy (add'l) Buy (add'l) 4/19/12 J 4/20/12 J A A C 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -5100,000 J =515,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q ^Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -51,000,000 K =$15,001 -550,000 O =$500,001 $1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000.001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 104 of 229 Name of Person Reporting Barry, iMaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period O Amount Code 1 (A-H) (2) Type (e.g., divt, rent, or int.) c. Gross value at end o f reporting period di Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1684. 1685. 1686. 1687. 1688. 1689. 1690.-01 SA ON ADR 1691. 1692. 1693. -FACEBOOK INC-A 1694. 1695. 1696. 1697. -ALLEGHENY TECHNOLOGIES INC 1698. 1699. 1700. Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Sold (part) Sold 4/26/12 J 5/4/12 J 5/8/12 J 5/10/12 J 4/9/12 J 7/5/12 J Spinoff 4/9/12 (from line 1411) Sold (part) 4/9/12 Sold 7/5/12 J J J Buy 5/17/12 K Buy (add'l) Buy (add'l) Sold 5/21/12 J 5/22/12 J 6/25/12 K Sold (part) Sold (part) Sold (part) Sold (part) 5/24/12 J 5/25/12 J 5/29/12 J 5/30/12 J A A A A A 1. Income Gain Codes: (Sec Columns B1and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50.001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,00! -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001- $1,000,000 R =Cosl (Real Esiale Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 PA=Morc than $50,000,000 S =Assessmcnl W =Estimalcd D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 105 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse ami dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1701. 1702. 1703. -KRAFT FOODS INC CL A 1704. -MCDONALDS CORP 1705. -NEW CREST MINING NPV 1706. 1707, 1708. 1709. -NOVO NORD1SK A/S B 1710. 1711. 1712. -TINGY1 HOLDING CORP 1713. 1714. -TREND M ICRO INC 1715. 1716.-AIA GROUP LTD 1717.-AIR PRODUCTS & CHEMICALS INC Sold (part) Sold Sold Sold Sold (part) Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold Sold (part) Sold Sold (part) Sold Sold Sold 5/31/12 J 6/4/12 J 4/16/12 J 5/10/12 J 5/25/12 J 5/28/12 J 6/21/12 J 7/3/12 J 5/1/12 J 5/2/12 K 7/3/12 J 5/25/12 J 5/29/12 J 6/15/12 J 7/3/12 J 7/3/12 J 7/3/12 J A A B B D C A A B A !. Income Gain Codes: (See Columns B1 and D4) 2 Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$ l,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =S 100,001 -$1,000,000 K =S 15,001-$50,000 O =S500,001 -$1,000,000 R =Cost (Real Estate Only) V O ther C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 106 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (1) Amount Code 1 (A-H) (2) Type(e.g,, div,, rent, or jnt ) a Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell. redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (j-p) 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1718. -ALLERGAN INC 1719. -ALLSTATE CORP (THE) 1720. -APPLE INC 1721. -BA N K OF EAST ASIA 1722. -BG GROUP PLC 1723. -BHP BILLITON LTD (AUD) 1724, -BM W AG 1725. -BROADCOM CORP 1726, -CANON INC 1727. -CENOVUS ENERGY INC US$ 1728.-DANAHER CORP 1729. -DBS GROUP HOLDINGS LTD 1730. -ECOLAB INC 1731. -ESSI LOR 1NTL 1732. -INTERNATIONAL GAM E TECHNOLOGY 1733. -JA C K HENRY & A SSO C INC 1734. -JPM O RGAN CHASE & CO Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold 7/3/12 J 7/3/12 J 7/3/12 K 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/5/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J D A E A B A A A A B A C C A A 1. Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (See Columns CI and D3) 3 Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=S 100,001-$250,000 P2 =$5,000,001 -S25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 107 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int) c. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 1735. -L'OREAL 1736. -LI & FUNG LTD 1737.-LINDE AG 1738. -M ICROSOFT CORP 1739. -M ONSANTO CO N EW COM 1740. -M URATA M A NUFACTURING CO LTD 1741. -NATIONAL GRID PLC 1742. -NATIONAL INSTRU M ENTS CORP 1743.-NESTLE SA REG 1744. -NIELSEN H OLDIN GS NV US$ Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J A 13 A C B C A 13 A 1745. -QUALCOM M INC 1746. -RIO TINTO PLC REG Sold Sold 7/3/12 J 7/3/12 J B 1747. -SAM SUNG ELEC GDS N /V PF 1748.-SAP AG 1749, -SCHLU M BERGER LTD 1750. -SCRIPPS NETW O R K S INTERACTIVE CL A 1751.-SEADRILL LTD Sold Sold Sold Sold Sold 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J C A C B A 1 Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisa] U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Esiale Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More lhan $50,000,000 S =Assessmenl W =Estimated D =$5,001 -$15,000 H2 =Moie lhan $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 108 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. IN V ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offifing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyeiVseller (if private transaction) 1752. -SES FD R CL A (PARIS) 1753.-SHIRE PLC 1754. -SO N O V A HOLDIN G AG 1755. -SY SM EX CORP 1756. -TE C O N N EC TIV ITY LTD US$ 1757. -TIM E W A R N ER CABLE INC Sold Sold Sold Sold Sold Sold 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J 7/3/12 J A C A A B B 1758. Trust #28 - List o f Assets A Int./Div. 1759. - NY ST THRU W AY (2ND BRDGE & HW Y) 5% 4/1 /} 3 1760. - N Y D ORM M EM O RIA L SLOANK ETTERING 12-1 (Y) 1761. - N Y ST TH RU W A Y (2ND BRDGE & HWY) 12A 5.0% 4/1/20 (Y) 1762. - N E W YORK ST TW Y AUTH SECOND GEN SE R A 5% 4/1/19 1763. - N Y CITY MUNI W T R AU TH FF 5% 6/15/16 1764.-N Y CITY T F A B SUB 5% 11/1/18 1765. - AR1ZON A HELATH FACS AUTH HOSP SYS TEV VAR 2/1/2042 (Y) 1 7 6 6 .-ATLANTA GA ARPT 10C 5% 1/1/19 (Y) J T Sold Buy Buy Sold Sold Sold 3/19/12 M 1/26/12 M 3/15/12 M 4/5/12 M 4/5/12 M 4/5/12 M B D D D 1767. - LI PW R AUTH NY 2010A (LIPA) 5% 5/1/14 (Y) 1768. - MET TRANS AUTH NY MB1A 5% 11/15/15 (Y) J. Income Cain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =S50,001 -5100,000 J =$15,000 or less N =$250,001 $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Eslimatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50.000 FINANCIAL DISCLOSURE REPORT Page 109 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period a) Amount Code J (A-H) (2) Type (e.g., div., rent, or int.) G Gross value at end o f reporting period O Value Code 2 (J-P) (2) Value Method Code 3 (Q -w ) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value 1 Gain mm/dd/yy Code 2 Code 1 (j-p) (A-H) (5) Identity of buyer/seller (if private transaction) 1769. - NEW YORK CITY GO 5% 8/1/18 (Y) 1770. - NY CITY MUNI W TR AUTH 09EE 5% 6/15/18 (Y) 1771. - NY DORM M EM O RIA L SLOANKETTER1NG 12-1 (Y) 1772. - NY LG A C 5% 4/1/13 (Y) 1773. - NY M TA TRIBOROUGH B&T SER A 5% 11/15/16 (Y) 1774. - N Y SALES TAX RECEIVABLE MBIA 5% 10-15-21 (Y) 1775. - NY ST DORM AUTH ST UNIV MBIA 5% 07-01-15 (Y) 1776. - NY ST EGY PCR NYSEG B (MPT) 3% 02-01-29/06-03-13 (Y) 1777. - NY ST TH RU W A Y (2ND BRDGE & HWY) 12A 5% 4/1/20 (Y) 1778. - NY ST TW Y AU A M BAC 5% 4/1 /19 (Y) 1779. - NY TOBACCO SETTLE CORP 1 1A 5% 6/1/17 (Y) 1780. - NYC HLTH A ND HOSP 5% 2/15/20 (Y) 1781. Trust #29 - List o f Assets 1782. -SSGA US GOV M O NEY M ARKET FUND 1783.-3M COMPANY 1784. 1785. - ACCENTURE PLC US $ F Int./Div. PI T Sold (part) Sold Buy (add'l) 4/4/12 K 11/13/12 K 1/13/12 J U B ]. Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (Sec Columns CI and D3) 3 Value Method Codes (See Column C'2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisai U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K.=$ 15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 PA =More than $50,000,000 S =Asscssmcnt W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T=Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 110 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ojspouse and dependent children; seepp. 34-60 o f fifing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code J (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period o Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g.. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1786. 1787. 1788. 1789. 1790. 1791.-A C E LTD 1792. - AIR PRODUCTS & CHEMICALS 1793. 1794. - ALLEGHENY TECHNOLOGIES INC 1795. 1796. 1797. 1798. 1799. 1800. 1 8 0 1 .-ALLERGEN INC 1802. Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/17/12 J 1/19/12 J 1/24/12 J 8/17/12 J 8/20/12 J 9/25/12 J 4/4/12 K 10/19/12 J 4/4/12 K. 5/24/12 J 5/25/12 J 5/29/12 J 5/30/12 J 5/31/12 J 6/4/12 J 4/4/12 K 7/11/12 J A A D B E D 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001-$1,000,000 K =$15,001 - $50,000 O =$500,001-$1.000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000.000 P4 =Moic than $50,000,000 S =Assessmeni W =Esi mated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 111 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or ini.) c. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period in Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1803. - ALLSTATE CORP (THE) 1804. 1805, 1806. 1807, - AM ERICAN TOW ER CORP CL A 1808, 1809. - AON CORP 1 8 1 0 .-APPLE INC 1811. - BARRICK. GOLD CORP US $ 1812. 1813.-B O EIN G CO 1814. - BRISTOL-MYERS SQUIBB CO 1815. 1816. - BROADCOM CORP 1817. - CENOVUS ENERGY INC US S 1818.-CERN ER CORP 1819. Sold (part) Sold (part) Sold (part) Sold Buy (add'l) Sold (part) Sold (part) Sold (part) 'S o ld (part) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 4/4/12 J 9/25/12 J 9/26/12 J 9/27/12 J 1/10/12 J 4/4/12 K 4/2/12 J 4/4/12 K 4/4/12 J 5/24/12 J 4/4/12 J 1/10/12 K 4/4/12 J 4/4/12 J 4/4/12 J 1/23/12 J 1/24/12 J A B B B D C E B D B C 1, Income Gain Codes: (Sec Columns Bl and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K. =515,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,00! -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Asscssmcnl W =Esiimated D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 112 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D e scrip tio n o f A sse ts (in c lu d in g tru st a sse ts) P la ce "(X )" a fte r e a c h asse t ex em p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d (i) A m ount Code 1 (A -H ) (2 ) T y p e (e .g .f d iv ., re n t, o r in t.) c. G ro ss v alu e at en d o f re p o rtin g p erio d 0) V a lu e Code 2 C -P ) (2 ) V a lu e M eth o d C ode 3 (Q -w ) D. T ra n sactio n s d u rin g re p o rtin g p eiio d (i) T y p e (e .g , b u y , sell, re d e m p tio n ) (2 ) (3) D a te V a lu e m m /d d /y y C o d e 2 (j-p ) (4 ) G a in Code 1 (A -H ) (5 ) Id e n tity o f b u y e r/se lle r ( if p riv ate tran sa ctio n ) 1820. 1821.-CHEVRON CORP 1822. 1823.-C O A C H INC 1824. 1825. - COLGATE-PALM OLIVE CO 1826. Sold (part) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold 4/4/12 K 1/10/12 J 4/4/12 J 4/4/12 J 10/19/12 J 7/27/12 K 7/27/12 K D B C D 1827. - COM CAST CORP CL A (NEW) 1828. - COSTCO W HOLESALE CORP 1829. Sold (part) Sold (part) Sold 4/4/12 K 1/6/12 J 1/9/12 J D C C 1830.-DANAHER CORP 1831.-D A VITA INC 1832. 1833. 1834. Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/4/12 J 1/20/12 J 1/23/12 J 4/4/12 J 6/4/12 J D C C D C 1835. - DISCOVERY COM MUNICATIONS INC CL A 1836. Sold (part) Sold 4/4/12 J 12/19/12 J A C J. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A $1,000 nr le F S50.00l-Sl00.000 J =$15.000 or lew N -$250.001 - $500.000 1*3 " $25.000.001 -S50.000.000 0 -Appnusal U Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 1C=$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W = Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 113 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) at Description o f Assets (including trust assets) PJace "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div, rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (o Type (e.g. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1837. - EBA Y INC 1838. 1839. - ECOLAB INC 1840. 1841.- EDISON INTERNATIONAL 1842. 1843. 1844. - EM ERSON ELECTRIC CO 1845. 1846. 1847. 1848, 1849. 1850. - ENCANA CORP COM US $ 1851. 1852. 1853. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/24/12 J 4/4/12 J 4/4/12 K 7/27/12 J 1/24/12 K 4/4/12 J 5/15/12 J Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/18/12 K 3/1/12 J 3/2/12 J 4/4/12 J 5/24/12 J 10/12/12 J 2/1/12 J 2/2/12 J 2/28/12 J 2/29/12 J D B D D C A C B C I- Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisol U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-51,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =E5limalcd D =$5,001-$15,000 H2 =More than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,00 ! -$50,000 FINANCIAL DISCLOSURE REPORT Page 114 of 229 Nome of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g,, div-, rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value 1 Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 1854. 1855. 1856. - EOG RESO U RC ES INC Sold (part) Buy (add'l) 4/4/12 J 8/15/12 J 1857.-FED EX CORE 1858. 1859. - FIRST SOLAR INC 1860. 1861.- GENERAL MILLS INC 1862. 1863. - G EN PA CT LTD 1864. 1865. 1866. 1867. 1868. - GOLDM AN SACHS G RO UP INC 1869.-G OOGLE INC CL A 1870. - HALLIBURTON CO Sold (part) Sold Sold (part) Sold Sold (part) Sold Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) 4/4/12 J 6/14/12 J 4/9/12 J 4/10/12 J 1/24/12 J 2/3/12 J 2/13/12 J 2/14/12 J 2/15/12 J 1/11/12 J 1/12/12 J 5/24/12 J 4/4/12 J 1/17/12 J C C A B A 1. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C'2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - 550,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R. =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Eslimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 115 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D e scrip tio n o f A ssets (in c lu d in g tru st a sse ts) P la c e "(X )" a fte r e a ch asse t ex e m p t fro m p rio r d isclo su re B. In co m e d u rin g re p o rtin g p erio d to A m ount Code 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r in t.) C. G ro ss v alu e at end o f re p o rtin g p erio d tu V a lu e C ode 2 (j-p ) (2 ) V a lu e M eth o d C ode 3 (Q -W ) D. T ra n s a c tio n s d u rin g re p o rtin g p erio d (0 T y p e (e .g ., b u y , sell, re d e m p tio n ) (2 ) D a te m m /d d /y y (3 ) V a lu e Code 2 (j-p ) (4 ) G a in C ode 1 (A -H ) (5 ) Id e n tity o f b u y er/se lle r ( if p riv ate tran sa ctio n ) 1871, 1872. 1873. - ILLINOIS TOOL W ORKS INC 1874. 1875. 1876. - IN TERNATIO NAL BUSINESS M A C H IN ES 1877. 1878. - IRON M OUNTAIN INC 1879. 1880. 1881. 1882. 1883. 1884. - JA CK HENRY & ASSOC INC 1885. 1886. - JPM O RG A N CHASE & CO 1887. Sold (part) Buy (add'l) Sold (part) Sold (part) Sold 4/4/12 J 7/31/12 J 1/23/12 J 2/28/12 J 2/29/12 J Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) 4/4/12 L 10/19/12 J 1/17/12 J 1/20/12 J 2/24/12 J 4/4/12 J 11/21/12 J 11/30/12 J 2/2/12 J 4/4/12 J 4/4/12 J 5/24/12 J A A B A E C A 1. Income Gain Codes: (Sec Columns B1 and D4) 2 Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =S1,000 or less F $50,001 - $100.000 J -SI 5.000 or less N S250.001 -S500.000 P3 ^525.000.001 - S50.000.000 Q " Appraiwl U Hook Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K. =$15,001 -$50,000 O =$500,001 $1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More lhan $50,000,000 S =Asscssmenl VV=Eslimalcd D =$5,001-$15,000 H2 =More lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Markci E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 116 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)1' after each assel exempt from prior disclosure B Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g,, div., rent, or int.) c. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period in Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1888. - KLA-TENCOR CORP 1889. - MARSH & MCLENNAN COS INC 1890. 1891.- MAXIM INTEGRATED PRODS INC 1892. 1893. 1894. 1895. 1896. 1897. - M ICROCHIP TECHNOLOGIES 1898. 1899. 1900. 1901. 1902. 1903. - M ICROSOFT CORP 1904. Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/4/12 K 4/4/12 J 10/19/12 J 1/12/12 J 1/18/12 J 4/4/12 J 4/10/12 J 4/11/12 J 4/11/12 J Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/4/12 J 5/4/12 J 5/7/12 J 5/9/12 J 5/10/12 J 5/10/12 J Sold (part) Sold (part) 4/4/12 K 4/18/12 J D A B D A A A B A A A A A B A I Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Esiaie Only) V =Oihcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimatcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 117 of 229 Name oTPerson Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offifing instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -w ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code l (J-P) I (A-H) (5) Identity of buyer/seller (if private transaction) 1905. - MONSANTO CO NEW COM 1906. 1907. 1908. - NATIONAL GRID PLC - SP ADR Sold (part) Buy (add'l) Buy ( a d d 'l) 4/4/12 K 8/17/12 J 9/21/12 J B 1909. - NESTLE NAM SPON ADR 1910. - NIELSEN HOLDINGS NV US $ 1911.-N IK E INC CL B 1912. - N OBLE ENERGY INC 1913. 1914. - NORDSTROM INC Buy ( a d d 'l) Sold (part) Buy (add'l) Sold (part) Buy ( a d d 'l) Sold 6/4/12 J 4/4/12 K 1/12/12 J 4/4/12 L 11/5/12 J 1/11/12 J C E A 1915. - NORFOLK SOUTHERN CORP 1916. 1917. 1918. - NOVO NORDISK A/S CL B ADR Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) 3/27/12 J 9/20/12 J 10/24/12 J 1919.-NUCOR CORP 1920. - OMNICOM GROUP INC 1921 Sold (part) Sold (part) Sold (part) 4/4/12 J 1/10/12 J 1/11/12 J A A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A SI.(MIor lew FS50.00I $100.000 J =$15.IKK) or le N '-S25.OOI - $500.000 PJ S25.000.001 - S50.000.000 Q r Appraisal IJ Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Oihcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 118 of 229 N am e of Person R eporting B arry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la ce "(X )" a fte r e a c h a sse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d a) Am ount Code 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r int,,) C. G ro ss v alu e at end o f re p o rtin g p erio d (o V a lu e Code 2 (J-P) (2 ) V a lu e M eth o d Code 3 (Q -W ) D. T ra n sa c tio n s d u rin g le p o rtin g p erio d 0) T y p e (e .g ., b u y , sell, re d e m p tio n ) (2 ) D a te m m /d d /y y (3 ) V a lu e Code 2 (J-P ) (4 ) G a in Code 1 (A -H ) (5 ) Id e n tity o f b u y er/se lle r (if p riv ate tran sa ctio n ) 1922. 1923.-O RA C LE CORP 1924.-PEPSICO INC 1925. 1926. 1927. - PHILIP MORRIS INTERNATIONAL INC 1928.-PF IZ E R INC 1929.-PG & E CORP 1930. 1931. 1932. 1933. PROGRESSIVE CORP OHIO 1934.-Q U A LCO M M INC 1935. - REPUBLIC SERVICES 1936. 1937. 1938. - RIO TINTO PLC ADR SPON Sold 1/12/12 J Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold 4/4/12 J 1/30/12 K 1/30/12 J 4/4/12 J 2/3/12 J 4/4/12 J 1/13/12 J 4/4/12 J 4/5/12 J 4/9/12 J Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 4/4/12 K 4/4/12 J 4/4/12 K 11/12/12 J 11/16/12 J 8/28/12 J B C A A A A A C A I. Income Gain Codes: (Sec Columns B 1and D4) 2 Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J= $ 15,000 or less N =$250,001 -$500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 P I =$1,000,001 -$5,000,000 ?4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimatcd D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 119 of 229 Name of Person Reporting Barry, M aryanne T, Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 of'filing instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (i) Value Code 2 (j-p) (2 ) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P ) (4 ) Gain Code 1 (A-H) (5 ) Identity of buyer/seller (if private transaction) 1939. - ROYAL DUTCH SHELL CL A ADR 1940. 1941. 1942. 1943. 1944. - SAP AG SPON ADR 1945. 1946. 1947. - SCHLUMBERGER 1948. 1949. - SCHWAB CHARLES NEW 1950. 1951, 1952. 1953. 1954. 1955. Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/10/12 J 4/4/12 K 11/6/12 J 11/12/12 J 11/29/12 J 4/4/12 K 4/18/12 J 4/19/12 J Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 4/4/12 K 7/16/12 J 2/7/12 J 2/8/12 J 2/10/12 J 4/4/12 J 11/9/12 J 11/12/12 J 11/13/12 J D D C C B A A A A 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ l ,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=S 1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000.000 Pd =Morc than $50,000,000 S =Assessmcnl W =Esliniiilcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 120 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosme B. Income during reporting period (i) Amount Code 1 (A -H ) (2 ) Type ( e . g . , div,, rent, or int.) C. Gross value at end of reporting period 0) Value Code 2 (j-p) (2 ) Value Method Code 3 (Q -W ) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p ) (4 ) Gain Code 1 (A -H ) (5 ) Identity of buyer/seller (if private transaction) 1956. - SCRIPPS NETW ORKS INTERACTIVE 1957. - SEATTLE GENETICS INC 1958.- SHIRE PLC ADR 1959. 1960. 1961. 1962. 1963. 1964. 1965. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 4/4/12 J 4/4/12 J 9/28/12 J 10/2/12 J 10/3/12 J 10/4/12 J 10/5/12 J 10/10/12 J 10/11/12 J 10/22/12 J A 1966. - STANLEY BLACK & DECKER INC 1967. 1968. 1969.-TARGET CORP 1970. 1971, 1972. - TE CONNECTIVITY LTD US S Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) 1/20/12 J 1/27/12 J 4/4/12 K 1/13/12 J 2/14/12 K 4/4/12 K 1/24/12 J C A B 1. Income Gain Codes: (See Columns B1 andD4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =E5limated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 121 of 229 Name o f Person R eporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS ~ income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r ea ch asse t ex e m p t fro m p rio r d isclo su re B. In co m e d u rin g re p o rtin g p erio d 0) A m ount C ode 1 (A -H ) (2) T y p e (e ,g ., d iv ., re n t, o r in t.) C. G ro ss v alu e at end o f re p o rtin g p erio d to V a lu e Code 2 (j-p ) (2 ) V a lu e M eth o d Code 3 (Q -W ) D. T ra n sa c tio n s d u rin g re p o rtin g p erio d (1 ) T y p e (e .g ., b u y , sell, re d e m p tio n ) (2 ) (3) D a te V a lu e m m /d d /y y C o d e 2 (J-P ) (4 ) G a in Code 1 (A -H ) (5 ) Id e n tity o f b u y e r/se lle r ( if p riv ate tran sa ctio n ) 1973, 1974. 1975. - THE W ALT DISNEY 1976. 1977. - TIFFANY & CO NEW 1978. 1979. 1980. - TIM E W A R N ER CABLE INC 1981. - UNION PACIFIC CORP 1982. 1983. - U NITED PARCEL SERVICE INC 1984. - U NITED TECH NOLOGIES CORP 1985. 1986. - U NITEDHEALTH GRO UP INC 1987. 1988. 1989. - URBAN OUTFITTERS INC Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/25/12 J 4/4/12 J 1/23/12 J 4/4/12 K 4/4/12 K 7/18/12 J 7/31/12 J 4/4/12 J 1/23/12 J 4/4/12 J 11/12/12 J I/II/I2 J 4/4/12 K 1/23/12 K. 4/4/12 I 5/25/12 J 1/11/12 K C C C D E B C C A D D C C ] Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 IC=$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssnicnl W =Eslimalcd D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 122 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- meme, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exem pt from prior disclosure B, Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or hit.) C. Gross value at end of reporting period o) V alue Code 2 (J-P) (2) V alue M ethod Code 3 (Q-w) D. Transactions during reporting period 0) Type (e.g. buy, sell, redem ption) (2) Date m m /dd/yy (3) V alue Code 2 (j-p) (4) G ain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 1990. 1991. - VERIZON COM M U NICATIONS 1 9 9 2 .-VISA INC CL A 1993, 1994. - CATERPILLA R INC 1995. 1996. - CARNIVAL CORP COMMON PAIRED STOCK 1997. 1998. - DRIL-QUIP INC Sold Sold Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/12/12 J 1/10/12 K 2/13/12 J 2/14/12 K 7/26/12 J 7/30/12 J 1/18/12 K 1/20/12 J C C D 1999. - SIG NET JEW ELERS LTD 2000. - HOME DEPOT Sold (part) 4/4/12 J A 2001. - PHARM ASSET INC 2002. - AFLAC INC Sold 1/13/12 K D 2003. - EXPRESS SCRIPTS INC 2004. 2005. -DOW CHEMICAL CO 2006. Buy (add'l) Buy (add'l) Buy 1/12/12 J 12/26/12 J 1/3/12 J Buy (add'l) 1/4/12 J 1- Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1.000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-SJ ,000,000 K=$ 15,001 -$50,000 O =$500.001-$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcni W =Esiimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 123 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)Mafter each asset exempt from prior disclosure B, Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (O Value Code 2 (J-F) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (0 Type (e.g , buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2007. -EATON CORP 2008. 2009. 2010. 2011. 2012. 2013. 2014. 2015, 2016. 2017, 2018. -DIAGEO PLC SPONSORED ADR 2019. -INTERNATIONAL GAME TECHNOLOGY 2020, 2021, 2022. 2023. Buy 1/11/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 1/17/12 J 1/18/12 K 1/19/12 J 1/20/12 J 2/28/12 J 2/29/12 J 4/4/12 J Buy 10/19/12 I Buy (add'l) Sold (part) Buy 10/22/12 J 12/3/12 L 1/12/12 J Buy 1/12/12 J Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 10/22/12 J 10/23/12 J 10/26/12 J C I Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =550,001 -5100,000 J =$15.000 or less N =5250,001 -5500,000 P3 =525,000,001 -550,000,000 Q =Appraisal U =Book Value B =$1,001 -52,500 G =5100,001 -51,000,000 K =515,001-$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L=550,001 -5100,000 PI =$1,000.001 -$5,000,000 P4 More than $50,000,000 S Assessment W Estimated D =$5,001 -515,000 H2 =Morc than $5,000,000 M =5100,001 -$250,000 P2 =55,000,001 - $25,000,000 T Cash Market E =515,001 -550,000 FINANCIAL DISCLOSURE REPORT Page 124 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS incarne, vaine, transactions (includes those o fspouse ami dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period a) A m ount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g*, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2024. -BB&T CORP 2025. -CAE INC 2026. 2027. 2028. 2029. 2030. 2031, 2032. 2033. 2034, -GILEAD SCIENCES INC 2035. 2036. 2037. 2038. 2039. 2040. Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) 1/13/12 J 1/19/12 J 1/20/12 J 1/24/12 J 1/25/12 J 1/26/12 J 1/30/12 J 2/1/12 J 2/2/12 J 4/4/12 J 1/19/12 J 1/23/12 J 1/24/12 J 1/26/12 J 1/27/12 J 1/30/12 J 1/31/12 J 1, Income Gain Codes: (Sec Columns B I and D4) 2, Value Codes (Sec Columns Cl and D3) 3- Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Approisal U =Book Value B =$1,001 -$2,500 G =$100,00! -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,00! -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimatcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 125 of 229 N a m e d Person Reporting Barry, M ary an ne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) P la c e "(X )" a fte r ea ch asse t ex em p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d to A m ount C ode 1 (A -H ) (2 ) T y p e (e .g ,, d iv ., re n t, o r in t.) C, G ro ss v alu e at end o f re p o rtin g p erio d (0 V a lu e C ode 2 (J-P ) (2 ) V a lu e M ethod C ode 3 (Q -W ) D. T ra n sactio n s d u rin g re p o rtin g p eiio d tu T y p e (e .g ., b u y , sell, re d em p tio n ) (2 ) D a te (3) V a lu e m m /d d /y y C o d e 2 (j-p ) (4 ) G a in Code 1 (A -H ) (5 ) Id e n tity o f b u y e r/se llofif p riv ate tran sa ctio n ) 2041. 2042. 2043. 2044. -BLACKROCK INC Buy (add'l) Buy (add'l) Buy (add'l) Buy 2/1/12 J 2/2/12 J 3/13/12 J 2/2/12 K 2045. 2046. -A G ILEN T TECH NOLOGIES R4C 2047. -JABIL CIRCUIT INC 2048. 2049. 2050. 2051. 2052. 2053. 2054. 2055. 2056. 2057. Buy (add'l) Buy 3/22/12 J 2/7/12 J Buy 2/9/12 J Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) 2/10/12 J 2/13/12 J 5/15/12 J 4/4/12 J 10/19/12 J 10/24/12 J 10/25/12 J 11/5/12 J 11/6/12 J 11/7/12 J 1. Income Gain Codes: (See Columns BJ and D4) 2. Value Codes (See Columns CJ and D3) 3. Value Method Codes (See Column C'2) A =$1,000 or less F =$50,001 - $100,000 J=S 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000.000 Q Appraisal U =Book Value B =$1,001 -$2.500 G =$100,001 -$1,000,000 K =$15,001 - S50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S Assessment W Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T Cash Market E 515,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 126 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, vaine, transactions (Includes those ofspouse ami dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period co Amount Code 1 (A-H) (2) Type (e.g., div.srent, or int.) C. Gross value at end of reporting period CD Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value ! Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 2058. 2059. -ENSCO PLC ADR 2060. 2061. 2062. 2063. 2064. 2065, -COBALT INTERNATIONAL ENERGY Buy (add'l) Buy Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy 11/8/12 J 2/17/12 J 2/21/12 J 2/28/12 J 3/5/12 J 3/14/12 J 3/15/12 J 3/2/12 J 2066. 2067, 2068. 2069. 2070. -PULTE GROUP INC 2071. -DARDEN RASTAURANTS INC 2072, 2073, 2074. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy Buy (add'l) Buy (add'l) Buy (add'l) 3/5/12 J 3/6/12 J 4/3/12 J 4/4/12 J 1/4/12 J 4/17/12 J 4/17/12 J 4/19/12 J 4/20/12 J C L Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns C 1 and D3) 3. Value Method Codes (See Column C2) A =11,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K=$I5,00I -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssment W =Eslmated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 127 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r each asse t ex e m p t fro m p rio r d isclo su re B. In co m e d u rin g re p o rtin g p erio d to Am ount Code 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r in t.) C. G ro ss v alu e at end o f re p o rtin g p erio d (O V a lu e C ode 2 (j-p ) (2 ) V a lu e M ethod C ode 3 (Q -W ) D. T ra n sa c tio n s d u rin g re p o t tin g p e rio d (1 ) T y p e (e .g ., b u y , sell, re d e m p tio n ) (2) (3) D a te V a lu e m m /d d /y y C o d e 2 (j-p ) (4 ) G a in C ode 1 (A -H ) (5 ) Id e n tity o f b u y er/se lle r ( if p riv ate tran sa ctio n ) 2075. 2076. 2077. -CENTENE CORP 2078. 2079. 2080. -FACEBOOKINC-A 2081. 2082. 2083. 2084. -ISHARES S&P US PREFERRED STOCK INDEX FND ETF 2085, 2086. 2087, 2088. 2089. -CME GROUP INC 2090. 2091. Buy (add'l) Buy (add'l) Buy Buy (add'l) Buy (add'l) Buy Buy (add'l) Buy (add'l) Sold Buy Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy Buy (add'l) Buy (add'l) 4/23/12 J 4/27/12 J 5/1/12 J 5/2/12 J 5/3/12 J 5/17/12 K 5/21/12 J 5/22/12 J 6/25/12 K 7/2/12 J 7/3/12 J 7/5/12 L 7/6/12 K 7/9/12 K 8/31/12 J 9/7/12 J 9/10/12 J 1. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000.001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimatcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 128 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period io Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g. buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2092. 2093. 2094. 2095. 2096. 2097. 2098. -KINDER MORGAN INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 9/11/12 J 9/17/12 J 9/25/12 J 10/8/12 J 10/16/12 J 10/18/12 J 10/12/12 K 2099. -MOSAIC CO/THE 2100. 2101. 2102. 2103.-BEAM INC 2104. 2105. 2106. 2107. 2108. Buy 10/18/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy 10/19/12 K 10/22/12 J 11/5/12 J 11/9/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) 11/12/12 J 11/13/12 J 11/14/12 J 11/20/12 J 11/26/12 J 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosi (Real Esime Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 Pd =More than $50,000,000 S =Asscssmcnl W =Eslimaled D =$5,001 -$15,000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 129 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R ep o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2109. -CONOCOPH1LLIPS 2110. -NEWELL RUBBERMAID INC 2111 2112. 2113. 2114. 2115. 2116. 2117. 2118. 2119. 2120. 2121. 2122. 2123. 2124. 2125. Buy 11/12/12 K Buy 11/12/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/13/12 J 11/14/12 J 11/15/12 J 11/16/12 J 11/19/12 J 11/20/12 J 11/21/12 J 11/26/12 J 11/27/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/13/12 J 12/18/12 J 12/21/12 J 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =S250,001 -$500,000 P3 =S25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001- $ 1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimated D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 130 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or inf) c. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period (O Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2126. 2127. -STARBUCKS CORP Buy (add'l) 12/26/12 J 2128. Trust #30 - List o f Assets 2129.-3M COMPANY 2130. -AGILENT TECHNOLOGIES INC 2131. -AIR PRODUCTS & CHEMICALS INC G Int./Div. P2 T Sold (part) Sold (part) 11/13/12 K 1/20/12 J C A 2132. - ALLEGHENY TECHNOLOGIES INC 2133. 2134. 2135. 2136. 2137. 2138. 2139. 2140. 2141. 2142.-A LLER G A N INC Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/18/12 L 1/19/12 K 5/24/12 K 5/25/12 J 5/29/12 K 5/30/12 J 5/31/12 K 6/1/12 J 6/4/12 J 6/5/12 J 7/9/12 J E D A C 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501 -$5.000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4=Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2=More than $5,000,000 M =$100,001 $250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 131 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Dale Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 2143. 2144. 2 1 4 5 .-ALLSTATE CORP 2146. 2147. 2148. - AMAZON. COM INC 2149. - AMERICAN TOWER CORP 2 1 5 0 .-AON CORP 2 1 5 1 .-APPLE INC Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold Sold (part) Sold (part) 7/10/12 J 7/11/12 J 9/25/12 J 9/26/12 J 9/27/12 K 1/6/12 K 2/1/12 K 4/2/12 K C C C C D C D D 2152. - ASML HOLDING NV 2153. 2154. 2155. - BANK OF CHINA LTD 2156. 2157. - BANK OF EAST ASIA 2158. 2159. Buy (add'l) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) 1/20/12 K 11/26/12 K 12/12/12 J 1/19/12 K 1/27/12 J 9/6/12 K 9/7/12 J 9/10/12 J D A B B 1. Income Gain Codes: (See Columns JB1 and D4) 2. Value Codes (See Columns C l and D3) 3. Value Method Codes (See Column C2) A **51,000 or lc*s F $50.001 .$100.000 J -$15.000 or I m N $250.001 -$500.000 1*3-$25.000.001 -$50.000.000 0 -Appraisal U Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =515,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Eslalc Only) V =Other C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W ^Estimated D =$5,001-$15,000 H2=Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 132 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, value, transactions (Ineludes those o fspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period en Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) I (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private tiansaction) 2160. 2161. 2162. - BARRICK GOLD CORP 2163. 2164. 2165. 2 1 6 6 .-B A Y E R 2167. - BG GROUP PLC 2168. 2169. 2170. 2171, 2172, 2173, 2174, - BHP BILLITON LTD 2175, - BOC HONG KONG HOLDINGS LTD 2176.-BOEING CO Sold (part) Sold 9/11/12 J 9/12/12 J Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/31/12 K 2/2/12 K 3/30/12 K 5/24/12 K 1/12/12 K 8/3/12 K 8/6/12 K 8/7/12 J 11/12/12 K 11/14/12 J 11/16/12 J 11/20/12 J B A A A A A A Buy ( a d d 'l) Buy (add'l) 1/16/12 K 2/2/12 K 1- Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,00! -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Estimated D =$5,001-$15,000 H2 =Morc than $5,000,000 M=S 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 133 of 229 Name of Person Reporting B arry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g,, div,, rent, or int.) c, Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) d. Transactions during reporting period O Type (e.g, buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2177. - BRISTOL MYERS SQUIBB CO 2178. 2179. 2180. 2181. 2182. 2183. 2184. 2185, 2186. - BROADCOM CORP Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) 1/10/12 L 4/13/12 L 4/16/12 K 4/17/12 K 4/18/12 K 6/20/12 K 9/18/12 K 11/23/12 K 11/26/12 K 218 7 .-C A N O N INC 2188. 2189. 2190. 2191.- CENOVUS ENERGY C$ 2192. 2193. Sold (part) Sold (part) Sold (part) Sold Sold (part) Sold (part) Sold (part) 1/24/12 K 11/12/12 K 11/29/12 J 11/30/12 J 1/25/12 K 4/16/12 K 4/17/12 K C A A D C D ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Esilile Only) V =Oihcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000.000 S =Asscssmcnl W =Estimated D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 134 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure D, Income during reporting period in Amount Code I (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2 ) Value Method Code 3 (Q-w) D. Transactions during reporting period (1 ) Type (e.g., buy, sell, redemption) (2 ) Date mm/dd/yy (3 ) Value Code 2 (j-p) (4) G a in Code 1 (A-H) (5 ) Identity of buyer/seller (if private transaction) 2194. 2195. - CENOVUS ENERGY US$ Sold (part) 4/18/12 J B 2196.-CERNER CORP 2197. 2198. 2199.-CHEVRON CORP Sold (part) Sold (part) Sold (part) 1/20/12 J 1/23/12 J 1/24/12 J C B C 2200. - COACH INC 2201. 2202. 2203. - COCA-COLA AMATIL LTD 2204. - COMCAST CORP 2205. - COSTCO 2206. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold 9/5/12 K 9/7/12 J 9/10/12 K 12/7/12 K 1/24/12 K 1/6/12 K 1/9/12 K C D D 2207.-C R H PLC 2208. Sold (part) Sold 1/11/12 K. 1/12/12 J B 2209. - DANAHER CORP 2 2 1 0 .-D A N O N E Sold (part) Sold (part) 1/24/12 K 2/6/12 J C I Income Gain Codes: (Sec Columns B ! and D4) 2, Value Codes (Sec Columns C I and D3) 3. Value Method Codes (Sec Column C2) A =51,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appiaisal U =Book Value B=$ 1,001 -$2,500 G =$100.001 -$1,000,000 K=$ 15,001 -$50,000 0=3500,001 -$1,000,000 R =Cosl (Real EsLaLc Only) V =Oilicr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnt W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T =Cnsh Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 135 of 229 Name of Person Reporting B arry, JVlaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escription o f A ssets (including tru st assets) P lace "(X )" a fter each asset exem pt from p rior disclosure B. Incom e during rep o rtin g period (i) Am ount Code 1 (A-H) (2) T y p e (e.g., d iv ., rent, o r int.) C. G ross v alue at end o f reporting period (0 V alue Code 2 (j-p ) (2) V alue M ethod Code 3 (Q -W ) D. T ransactions during reporting period (0 T y p e (e.g., buy, sell, redem ption) (2) D ate m m /dd/yy (3) V alue Code 2 (j-p ) (4) G ain Code 1 (A-H) (5) Identity o f b u y e r/se lle r (if private tra n sa c tio n ) 2211. 2212. 2213. - DAV1TA INC 2214. 2215. - DBS GROUP HOLDINGS 2216. 2217. 2218. 2219.-DIAGEO PLC 2220. 2221. 2222.-E B A Y INC Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 11/22/12 L 12/13/12 K 1/23/12 J 6/4/12 K 1/25/12 K 9/6/12 K 9/28/12 K 10/1/12 K 3/7/12 K 7/13/12 L 9/28/12 K 1/6/12 L A C D E 2223. - ECOLAB INC 2224. - EDISON INTERNATIONAL Sold (part) Sold 7/27/12 K 1/6/12 K E D 2225. - EMERSON ELECTRIC CO 2226. 2227. - ESS1LOR INTL Sold (part) Sold (part) 3/1/12 K 3/2/12 J C B 1, Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -S500.000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 $1,000,000 R =Cost (Real Estate Only) V =Olhcr C -*52.501- S5.OO H I -S I.000.001 -S5.000.000 L S50.00I -S 100.000 PI SI.000.001 S5.000.000 P4 More than S50.000.000 S *Awcnicnl W Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250.000 P2=S5,000,00! -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 136 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. D escription o f A ssets (inclu d in g trust assets) Place "(X )" after each asset exem pt from p rio r disclosure B, Incom e during reporting period in Am ount Code 1 (A -H ) (2) T y p e (e.g., div., rent, o r inL) C. G ross value at end o f reporting period to V alue Code 2 (j-p ) (2) V alue M ethod Code 3 (Q -W ) D. T ransactions du rin g reporting period 0) T y p e (e.g., b u y , sell, redem ption) (2) D ate m m /dd/yy (3) V alue Code 2 (J-P ) (4) G ain Code 1 (A -H ) (5) Identity o f b u y e r/se lle r ( if private tra n s a c tio n ) 2228. - FANUC CO 2229. - FEDEX CORP 2230. 2231. 2232. - FIRST SOLAR INC 2233. Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 1/24/12 K 6/14/12 L 6/15/12 J 2/8/12 J 2/9/12 J D B 2234. - FLUOR CORP 2235. - GENERAL MILLS INC Sold Sold 1/18/12 K 1/18/12 K D D 2236. - GENPACT LTD 2237, 2238. 2239, 2240. 2241. 2242. 2243. 2244. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/24/12 J 1/25/12 J 1/26/12 J 2/2/12 J 2/3/12 J 2/6/12 K 2/7/12 J 2/8/12 J 2/9/12 J ] Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 137 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in clu d in g trust assets) P lace "(X )" after each asset exem pt from p rio r disclosure B. Incom e during reporting period (i) Am ount Code 1 (A -H ) (2) T y p e (e.g., d iv ., rent, o r int,) C. G ross value a t end o f repo rtin g period (0 V alue Code 2 (j-p ) (2) V alue M ethod Code 3 (Q -W ) D. T ransactions during reporting period (1) T y p e (e.g., b u y , sell, redem ption) (2) D ate m m /dd/yy (3) V alue Code 2 (j-p ) (4) G ain Code 1 (A -H ) (5) Identity o f b u y e r/s e lle r ( if private tra n s a c tio n ) 2245. - GOLDMAN SACHS GROUP 2246. 2247. 2248.-G O O G LE INC 2249. - HALLIBUTRON CO 2250. Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Buy 1/20/12 K 2/1/12 J 5/24/12 L 9/6/12 L 1/17/12 K 7/18/12 J D 2251. 2252. - HDFC BANK LTD 2253. 2254. 2255. Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 7/31/12 J 1/12/12 J 1/13/12 J 1/17/12 J 1/18/12 J A C C c 2256. - HENNES & MAUR1TZ 2257. - HONG KONG/CHINA GAS 2258. - HSBC HOLDINGS PLC ADR SPON 2259. 2260. - HSBC HOLDINGS PLC 2261. - ICICI BANK LTD SPON Buy ( a d d 'l) Sold (part) Buy (add'l) Sold (part) Sold (part) Buy (add'l) 1/23/12 J 2/9/12 K 1/27/12 L 1/25/12 J 1/26/12 J 1/18/12 K B 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001- $100,000 J =$ 15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimalcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 138 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VIL INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, D escrip tio n o f A ssets (in clu d in g tru st asse ts) P la c e "(X )" a fte r e a ch asse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d (1 ) A m ount C ode I (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, or C. G ro ss v alu e at end o f re p o rtin g p erio d (1 ) V a lu e Code 2 (J-P ) (2 ) V a lu e M eth o d Code 3 (Q -W ) D, T ra n s a c tio n s d u rin g re p o rtin g p erio d (1 ) T y p e (e g ., b u y , sell, re d em p tio n ) (2 ) D a te m m /d d /y y (3) V a lu e Code 2 (j-p ) (4 ) G a in Code 1 (A -H ) (5) Id e n tity o f b u y er/se lle r ( if p riv ate tran sactio n ) 2262. 2263. - ILLINOIS TOOL WORKS 2264. 2265. 2266. -IMPERIAL OIL LTD US$ Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 1/19/12 K 1/23/12 K 2/28/12 K 2/29/12 K 1/4/12 J B D D B 2267. - IMPERIAL TOBACCO 2268. - INMET MINING CORP 2269. 2270. - INTERNATIONAL BUSINESS MACHINES CORP 2271. 2272. 2273. - INTERNATIONAL GAME TECHNOLOGY 2274. 2275. 2276. 2277. 2278, Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 2/2/12 J 2/2/12 J 2/3/12 K 1/31/12 L 10/19/12 L 10/22/12 K 10/19/12 J 10/22/12 J 10/23/12 J 10/24/12 J 10/25/12 J 10/26/12 J E E D 1 Income Gain Codes: (See Columns B] and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K=$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Eslale Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morcihan $50,000,000 S =Asscssmcnl W =Esiimated D =$5,001 -$15,000 H2=Morcihan $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15.001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 139 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r ea ch a sse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p e rio d di Am ount C ode 1 (A -H ) (2 ) T y p e (e .g , d iv ., re n t, o r int*) C. G ro ss v alu e at end o f re p o rtin g p erio d (1 ) V a lu e Code 2 (j-p ) (2 ) V a lu e M ethod C ode 3 (Q-w) D. T ra n sa c tio n s d u rin g re p o rtin g p erio d (1) T y p e (e.g ., b u y , sell, re d em p tio n ) (2) D a te m in /d d /y y (3) V a lu e Code 2 (J-P ) (4) G a in C ode 1 (A-H) (5) Id e n tity o f b u y er/se lle r (if p riv ate tran sa ctio n ) 2279. - IRON MOUNTAIN INC 2280. 2281. 2282. 2283. 2284. 2285. - JGC CORP Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) Sold (part) 1/17/12 J 1/18/12 J 1/20/12 J 1/23/12 J 2/24/12 J 11/30/12 J 2286. - JP MORGAN CHASE & CO 2287. - KEYENCE CORP 2288. - KLA-TENCOR CORP 2289. - KONINKLIJKE DSM (FORMERLY KPN) 2290. 2291. 2292. 2293. 2294. - KRAFT FOODS INC 2295. - KURITA WATER INDUSTRIES Sold (part) Buy (add'l) Sold (part) Buy 5/24/12 J 1/10/12 K 9/6/12 L 10/19/12 K E Buy ( a d d 'l) Sold (part) Sold (part) Sold (part) Sold 10/22/12 K 2/17/12 K 7/24/12 K 12/17/12 J 4/16/12 K A C Sold (part) 3/7/12 J 1 1, Income Gain Codes: (Sec Columns BI and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -5100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C S2.50I . $5,000 HI $1,000.001 - $5.000.000 L " $50,001 - $100.000 PI SI.000.001 -S5.000.000 P4 Moie ihiin S50.000.000 S =Assessment W =Estimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E = $ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 140 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. D escription o f A ssets (inclu d in g trust assets) Place "(X )" after each asset exem pt from p rio r disclosure B. Incom e during rep o rtin g period (0 Am ount Code 1 (A -H ) (2) T y p e (e.g., div ,, rent, o r int.) C. G ross v alue at end o f reporting period (0 V alue Code 2 (J-P ) (2) V alue M ethod Code 3 (Q -W ) D. T ransactions during rep o ttin g period di T y p e (e.g., bu y , sell, redem ption) (2) D ate m m /dd/yy (3) V alue Code 2 (J-P ) (4) G ain Code I (A -H ) (5) Identity o f b u y e r/se lle r ( if private tra n s a c tio n ) 2296. 2297. 2298. 2299. 2300. 2301. 2302. 2303. 2304. 2305. 2306. 2307. 2308. 2309. 2310. 2311. 2312. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 3/8/12 J 3/9/12 J 3/12/12 J 3/13/12 J 3/14/12 J 3/15/12 J 3/27/12 J 3/28/12 J 4/18/12 J 4/18/12 J 4/19/12 J 4/20/12 J 4/24/12 J 4/25/12 J 4/26/12 J 4/27/12 J 5/1/12 J ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3 Value Method Codes (Sec Column C2) A =$ 1,000 oi' less F =S50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - S50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$ 15,001-$50.000 O =$500,001 $1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimaied D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 141 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 of'filing instructions.) NONE (No reportable income, assets, or transactions.) A, D escription o f A ssets (in clu d in g trust assets) P lace "(X )" after each asset exem pt from p rior disclosure B. Incom e during reporting period (0 Am ount Code 1 (A -H ) (2) T ype (e.g., div., ren t, o r int.) C. G ro ss v alue at end o f reporting period co V alue Code 2 (j-p ) (2) V alue M ethod Code 3 (Q -W ) D. T ransactions during reporting period to T y p e (e.g., b u y , sell. redem ption) (2) D ate m m /dd/yy (3) V alue Code 2 (j-p ) (4) G ain Code 1 (A -H ) (5) Identity o f b u y e r/se lle r (if private tra n s a c tio n ) 2313. 2314. 2315. 2316.-L 'A IR LIQUIDE 2317, 2318. - L'OREAL Sold (part) Sold (part) Sold Sold (part) Sold (part) 5/8/12 J 5/24/12 J 5/25/12 J 2/6/12 J 7/5/12 J B A 2 3 1 9 .-LI & FUNG LTD 2320. - MAXIM INTEGRATED PRODS INC 2321. 2322. 2323. 2324. 2325. 2326. 2327. 2328. 2329. Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 9/26/12 M 1/3/12 J 1/4/12 J 1/5/12 J 1/6/12 J 1/9/12 J 1/10/12 J 1/11/12 J 1/12/12 J 1/17/12 J 1/18/12 J B B B C C C B C B D 1. Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes {Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100.00J -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnt W =Estimated D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 142 of 229 Nam e o f P e rso n R e p o rtin g B arry, M aryanne T. D ate of R ep o rt 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. D e scrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r e a c h asse t ex e m p t fro m p rio r d isclo su re B. In co m e d u rin g re p o rtin g p erio d (0 Am ount C ode 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r in t.) C, G ro ss v alu e at end o f re p o rtin g p e rio d to V a lu e Code 2 (j-p ) (2 ) V a lu e M ethod Code 3 (Q -W ) D. T ra n s a c tio n s d u rin g re p o rtin g p erio d (O T y p e (e .g ., b u y , sell, re d em p tio n ) (2 ) D a te m m /d d /y y (3 ) V a lu e C ode 2 (j-p ) (4 ) G a in C ode 1 (A -H ) (5 ) Id e n tity o f b u y e r/se lle r ( if p riv ate tran sa ctio n ) 2330. - MCDONALDS CORP 2331.- MICROCHIP TECHNOLOGY INC 2332. 2333. 2334. 2335. 2336. 2337. 2338. 2339. 2340. - MICROSOFT CORP Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 5/10/12 K 2/7/12 J 2/8/12 K 2/9/12 J 5/4/12 J 5/7/12 J 5/8/12 J 5/9/12 J 5/10/12 K 5/11/12 J D A C B B A A A D B 2341. - MONSANTO CO NEW COM 2342. - MURATA MANUFACTURING 2343. - NATIONAL GRID PLC 2344. - NATIONAL INSTRUMENTS CORP Buy (add'l) Buy (add'l) Buy (add'l) 8/17/12 K 7/17/12 K 7/16/12 K 2345.-N ESTLE SA REG 2346. - NEW CREST MINING NPV (Y) Sold (part) 5/25/12 K 1 Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appruisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Oihcr C '*52.501 - $5.000 III -5 1 .0 0 0 .0 0 1 -S 5 .0 0 0 .0 0 0 l. -*550,001 - $ 100,000 PI =51.000.001 -5 5 .0 0 0 .0 0 0 P4 -M o r e than SSO.OOO.OOO S ^Assessment W "Tsliinaied D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 143 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. Date of Report 08/14/2013 VII. IN V ESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offilin g instructions\) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., diV rent, or jnt.) C. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2347. 2348. 2349. - NOBLE ENERGY INC 2350. - NORDSTROM INC 2351.- NORFOLK SOUTHERN CORP 2352. 2353. - NOVARTIS AG NAMEN 2354. - NOVO NORDISK 2355. 2356. -NUCOR CORP Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) 5/28/12 K 6/21/12 K 2/3/12 K 1/24/12 K 3/27/12 K 9/26/12 K 1/19/12 K 5/1/12 J 5/2/12 K D D E 2357. - OMNICOM GROUP INC 2358. 2359. 2360. - ORACLE CORP 2361. 2362. 2363. - PEPSICO INC Sold (part) Sold (part) Sold Buy (add'l) Buy (add'l) Sold (part) Sold (part) 1/10/12 J 1/11/12 J 1/12/12 K 1/11/12 K 4/18/12 J 5/21/12 J 1/27/12 L B B C D L Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (See Column C2) A =S1,000 or less F =$50.001 - $100,000 J -S I 5.000 or less N =$250.001 - S500.000 P3 ^$25,000.001 $50.000.000 0 " Appraisal U 'Book Value B =$1,00! -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001 $1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 - $5.000 HI S1.000,001 -$$.000.000 I. =$50.001 .$100.000 PI =$1.000.001 -$5,000.000 P4 -More than $50.000.000 S " Assessment W ^Estimated D =$5,001 - $15,000 H2 =More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001-$25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 144 of 229 Name of Person Reporting Barry, M aryanne T. D ate o f R ep o rt 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2364. 2365. 2366. - PERNOD RICARD 2367. - PHILIP MORRIS INTERNATIONAL Sold (part) Sold Buy (add'l) 1/30/12 L 2/2/12 K 1/10/12 J D C 2368. - POLYCOM INC 2369. 2370. - PROGRESSIVE CORP OHIO Sold (part) Sold 1/4/12 J 1/5/12 K B C 2371.- QUALCOM M INC 2372. - RECKITT BENCKISER GROUP 2373. - REPUBLIC SERVICES INC 2374. 2375. 2376. - RICHEM ONT CIE FIN 2377. 2378. - RIO TINTO PLC 2379. 2380. - ROYAL DUTCH SHELL Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Buy (add'l) Sold (part) Buy (add'l) 1/11/12 K 11/16/12 K 12/12/12 J 1/13/12 J 10/19/12 K 1/16/12 J 8/28/12 L 1/9/12 J D 1 Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns Cl and D3) 3_ Value Method Codes (Sec Column C2) A =$J ,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl \V =Estimated D =$5,001 -$15,000 M2 =Morc than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 145 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, vaine, transactions (Induites those o f spouse anil tlcpemleni children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st a sse ts) P la ce "(X )" a fte r each asse t ex e m p t fro m p rio r d isclo su re B. In co m e d u rin g re p o rtin g p erio d o A m ount Code 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r in t.) C. G ro ss v alu e at end o f re p o rtin g p erio d o V a lu e C ode 2 (j-p ) (2) V a lu e M eth o d Code 3 (Q -W ) D. T ra n sa c tio n s d u rin g re p o rtin g p erio d 0) T y p e (e .g ., b u y , sell, re d e m p tio n ) (2) D a te m m /d d /y y (3) V a lu e Code 2 (J-P) (4) Gain Code 1 (A -H ) (5) Id e n tity o f b u y er/se lle r (if p riv ate tran sactio n ) 2381. 2382. 2383. 2384. 2385. 2386. 2387. 2388.-SAMSUNG ELEC Buy (add'l) Buy ( a d d 'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/10/12 K 1/11/12 J 9/24/12 K 11/6/12 K 11/12/12 K 11/14/12 L 11/29/12 K C B D C 2389. - SAP 2390. - SCHLUMBERGER LTD 2391. - SCHWAB CHARLES NEW 2392. 2393. 2394. 2395. 2396. 2397. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 2/7/12 K 2/8/12 J 2/9/12 J 2/10/12 J 11/9/12 J 11/12/12 J 11/13/12 K. A A A 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =515,000 or less N =5250,001 -5500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =51,001-$2,500 G =$100,001-51,000.000 K=$ 15,001-550,000 O =$500,001 -51,000,000 R =Cost (Real Estate Only) V =Olher C =$2,501- 55,000 HI =$1,000,001 - $5,000,000 L =550,001 -5100,000 PI =$1,000,001 -$5,000,000 PA=Morc than S50,000,000 S =Assessment W =Estimaicd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E=$ 15,001 -$50,000 AL DISCLOSURE REPORT 6 of229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 INVESTM ENTS and TRUSTS -- income, value, transactions (Iitdudes those o f spouse and dependent children; see pp. 34-60 o f filing instructions.) j NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g,, buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2398. - SCRIPPS NETWORKS INTERACTIVE 2399. - SEADRILL LTD 2400. - SES FDR CL A 2401. 2402. 2403. 2404. 2405. 2406. - SHANGRI-LA ASIA 2407. - SHIRE PLC 2408. 2409. 2410. 2411. 2412. 2413. 2414. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Sold 9/20/12 K 9/21/12 J 9/24/12 J 9/25/12 J 9/26/12 J 9/27/12 K 1/5/12 K D Sold (pari) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 9/26/12 K 9/27/12 K 9/28/12 K 10/1/12 L 10/2/12 K 10/3/12 K 10/4/12 K 10/19/12 K D D D E E E D E I Jncomc Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A -S I.000 or Ics F -$50.001 - S100.000 J -S 15.000 or Ics N =$250.001 - S500,000 PJ =$25.000.001 - $50.000.000 Q ~ Appraisal U " Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Othcr C =$2,501 -$5,000 H1 =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Asscssmenl W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 147 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTMENTS and TRUSTS ~ income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D, Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2415. 2416. 2 4 1 7 .-SMC CORP 2418.- SOFTBANK CORP 2419. 2420. 2421. - SONOVA HOLDING Sold (part) Sold Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 10/22/12 J 10/23/12 J 1/13/12 K 3/30/12 K 5/30/12 K 6/15/12 K C c 2422. - SPECTRA ENERGY CORP 2423. 2424. - STANDARD CHARTERED 2425. 2426. 2427. -STANLEY BLACK & DECKER INC Sold (part) Sold 1/10/12 J 1/11/12 J Buy (add'l) Buy (add'l) Sold (part) 1/23/12 K 12/12/12 J 10/29/12 J B B A 2428. - SUN HUNG KA1 PROP 2429. -SUNCOR ENERGY INC 2430. - SWIRE PACIFIC LTD CL A 2431.- SWIRE PROPERTIES LTD Sold (part) Sold Sold Sold 3/30/12 K 1/4/12 K 1/5/12 K 2/1/12 J D D B 1 Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns C 1 and D3) 3 Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -51,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt \V =Esiimatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -525,000,000 T =Cash Markcl E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 148 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f leporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2432. 2433. 2434. 2435. 2436. 2437. - SWISSCOM AG REG Buy 11/22/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/23/12 J 11/26/12 K 11/29/12 K 11/30/12 J 2438. - SYNGENTA AG 2439. - TARGET CORP 2440. 2441. - TELEVISION BROADCAST 2442. 2443. - TELSTRA CORP 2444. - TELUS CORPORATION Buy (add'l) Sold (part) Sold (part) Sold Sold 1/13/12 J 2/14/12 K 1/5/12 J 1/6/12 K 3/30/12 L A C E 2445. - TESCO PLC 2446. 2447. 2448. - THE WALT DISNEY CO Buy (add'l) Sold (part) Sold Sold (part) 1/12/12 K 2/17/12 K. 5/24/12 K 1/23/12 J C 1, Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001- $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 $5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Eslimatcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 149 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period (o Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (1) Type (e,g,, buy, sell, redemption) (2) Dale mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2449. - TIFFANY & CO NEW 2450. 2451. 2452. 2453. 2454. 2455. 2456. - TIM E W ARNER CABLE INC Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) 1/20/12 K 1/23/12 J 1/25/12 J 1/30/12 J 5/14/12 J 7/18/12 K 12/17/12 K 2457. - TINGY1 HOLDING CORP 2458. 2459. Sold (part) Sold (part) Sold 5/25/12 K 5/28/12 J 5/29/12 K C A B 2460. - TORONTO-DOMINION BANK Sold 1/5/12 K D 2461.-TR EN D MICRO 2462. - TE CONNECTIVITY LTD Sold (part) 6/15/12 J 2463. - UNION PACIFIC CORP 2464. - UNITED PARCEL SERVICE INC Sold 1/10/12 K B 2465. - UNITED TECHNOLOGIES CORP Buy (add'l) 1/11/12 J ], Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,00! -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmeni W =Eslimalcd D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 150 of 229 Name of Person Reporting Barry, M aryam ie T. Dnte of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period o Amount Code 1 (A-H) (2) Type (e.g.. div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value 1 Gain Code 2 Code 1 (J-P) (A-H) (5) Identity o f buyer/seller (if private transaction) 2466. -UNITEDHEALTH GROUP INC 2467. - URBAN OUTFITTERS INC 2468. 2469. - VERIZON COMMUNICATIONS 2470. 2 4 7 1 .-VISA INC 2472. 2473. 2474. - WAL MART DE MEXICO 2475. 2476, 2477. 2478. 2479. -SSGA US GOV MONEY MARKET FUND 2480. CAPITA L 1NTL PV EQUITY FUND V, LP (Z) 2481.-ENCANA CORP 2482. Sold (part) Sold Sold (part) Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/11/12 L 1/12/12 J 1/10/12 K 1/11/12 J 1/13/12 K 1/17/12 K 1/18/12 K 1/4/12 J 1/5/12 J 1/11/12 J 1/12/12 J 1/13/12 J C C D A D D D C D D A C Buy (add'l) Buy (add'l) 1/20/12 J 1/25/12 K 1, Income Gain Codes: (Sec Columns B1 and D4) 2*Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1.000 or less F =550,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001-$50,000.000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 $1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 Pi =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Estmated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 151 of 229 Name of Person Reporting B arry, iV laryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) identity of buyer/seller (if private transaction) 2483. 2484. 2485. 2486. 2487. 2488. 2489. - LINDE AG Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/26/12 K 2/1/12 J 2/3/12 J 2/28/12 K 2/29/12 J 8/15/12 K 2490. - SCHNEIDER ELECTRIC SA 2491. 2492. - BNP PARIBAS 2493. - PREMIER PARNELL PLC 2494. 2495. 2496. 2497. 2498. - AIA GROUP LTD Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/12/12 K 1/20/12 K 1/23/12 K 2/8/12 J 2/9/12 J 2/15/12 J 2/16/12 J 2/21/12 J 2499. - SYSMEX CORP I Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,00 J -$100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =525,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2.500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001 -S 1.000,000 R =Cosl (Real Esime Only) V =Otlicr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1.000,001 -$5,000,000 P4 =Morc than S50,000,000 S =Assessment W =Estimuled D =$5,001 -$15,000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 152 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code l (A-H) (5) Identity o f buyer/seller (if private transaction) 2500. - AJINOM OTO CO INC 2 5 0 1 .-H IT A C H I 2502. 2503. 2504. - NIELSEN HOLDINGS NV 2505. 2506. 2507. 2508. - DISCOVERY COMMUNICATIONS INC CL A 2509. - COLGATE-PALMOLIVE CO 2510. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Sold (part) Sold 3/14/12 K 3/30/12 L 9/6/12 K 11/29/12 K 2/2/12 J 2/3/12 K 2/6/12 J 12/19/12 K 12/19/12 K 7/27/12 K 7/27/12 K D D D 2511. - CAE INC 2512. 2513. 2514. 2515. 2516. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) 1/26/12 J 1/30/12 J 1/31/12 J 2/1/12 J 11/15/12 J 11/16/12 J 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3 Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50.001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Eslimated D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 153 of 229 Name of Person Reporting B arry, iVlaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 of/'ding instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (J-P ) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4 ) Gain Code 1 (A-H) (5 ) Identity of buyer/seller (if private transaction) 2517. 2518. - ROCHE HOLDING AG GENUSSCHEIN 2 519.-B M W AG Sold (part) Buy (add'l) 11/20/12 K 1/18/12 J 2520. - SAMPO OYJ CL A 2521, 2522. 2523. - FIRSTGROUP PLC 2524. 2525. 2526. 2527. 2528. - JACK HENRY & ASSOC INC Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/23/12 K 1/27/12 K 4/23/12 K 11/23/12 J 11/30/12 J 12/5/12 J 12/7/12 J 12/17/12 J 2529. - SEATTLE GENETICS INC 2530. 2531. 2532. 2533. - TELE NORTE LESTE PART ADR (Y) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/24/12 J 1/25/12 J 1/26/12 J 1/1/12 J 1 Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,00 J -$100,000 J =$15,000 or less N =$250,001-5500.000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -55,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1.000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Estimatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 154 of 229 N am e of Person R eporting Barry, M aryanne T. D ate o f R ep o rt 08/1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2534. 2535. 2536. 2537. 2538. 2539. 2540. 2541.-FU G RO N V Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/1/12 J 1/1/12 J 1/3/12 J 1/4/12 J 1/5/12 J 1/6/12 J 1/9/12 J 2542. - ANDRITZ AG 2543.-N IK E INC CL B 2544. - CATERPILLAR INC 2545. 2546. 2547. 2548. - CARNIVAL CORP COMMON PAIRED STOCK 2549. 2550. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 7/13/12 K 7/26/12 K 7/27/12 J 7/30/12 K 1/19/12 K 1/20/12 K 4/26/12 J J. Income Gain Codes: (Sec Columns B I and D4) 2, Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001-$1,000,000 K=SI5,OOJ -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 155 of 229 N am e of Person R eporting Barry, M aryanne T. D ate of R eport 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A -H ) (2) T y p e (e.g., div., rent, or int.) C. Gross value at end of reporting period en Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) T y p e (e.g., buy, sell, redemption) (2) (3) Dale Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A -H) (5) Identity of buyer/seller (if private transaction) 2551. -D R IL-Q U IP INC 2552. - MARSH & MCLENNAN COS INC 2553. 2554. - PG&E CORP 2555. 2556. 2557. - HOME DEPOT Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold 10/19/12 K 11/6/12 J 4/4/12 J 4/5/12 K 4/9/12 J A A A 2558. - LMVH MOET HENNESSY LOUIS VUITTON SA 2559. - WHITBREAD PLC 2560. - ASSA ABLOY AB B 2561. 2562. 2563. 2564. - PHARM ASSET INC 2565. - SIGNET JEWELERS LTD 2566. - ACE LTD 2567. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) 1/30/12 K 1/31/12 K 2/7/12 J 9/7/12 K 1/13/12 M 2/3/12 J 9/25/12 J 9/26/12 J F 1 Income Gain Codes: (See Columns DI and D4) 2, Value Codes (SeeColumns Cl and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 156 of 229 N am e of Person R eporting B arry, M aryan ne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) \ NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period in Amount Code J (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D Transactions during reporting period io Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2568. - AFLAC INC 2569. - EXPRESS SCRIPTS INC 2570. -PENGROWTH ENERGY CORP C$ 2571. 2572. 2573. 2574. 2575.-BOUYGUES 2576. 2577. 2578. 2579. 2580. 2581.-BARCLAYS PLC. 2582. -MITSUBISHI CORP Buy (add'l) Buy 12/26/12 L 1/23/12 J Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy 1/24/12 K 12/17/12 J 12/18/12 J 12/20/12 J 2/3/12 K Buy (add'l) Buy (add'l) Sold (pari) Sold (part) Sold 2/6/12 K 2/7/12 K 4/13/12 J 8/30/12 K 8/31/12 J Buy 3/12/12 K Buy 2/3/12 K 2583. -DENSO CORP 2584. -HAMAMATSU PHOTONIC KK Buy 2/9/12 L Buy 3/9/12 J ], Income Gain Codes: (See Columns B 1and D4) 2, Value Codes (Sec Columns C l and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 $100,000 J =$ !5,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 $2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50.001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50.000,000 S =Assessmcnt W =Eslimatcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$15,00l -$50.000 FINANCIAL DISCLOSURE REPORT Page 157 of 229 Name of Person Reporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Inc!tales those ofspouse and dependent children; seepp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Tiansactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2585. 2586. 2587. 2588. 2589. 2590. 2591. 2592. 2593. 2594. 2595, 2596. 2597. 2598. 2599. 2600. 2601. Buy (addi) Buy (add'l) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) Buy (addi) 3/12/12 J 3/13/12 J 3/14/12 J 3/15/12 J 3/21/12 J 3/22/12 J 3/23/12 J 3/30/12 J 4/4/12 J 4/5/12 J 4/6/12 J 4/12/12 J 4/13/12 J 4/27/12 J 5/1/12 J 5/7/12 J 5/8/12 J 1. Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15.00) -$50,000 O =$500,001-51,000,000 R=Cost (Real Estate Only) V =OLhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Eslimulcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 158 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D ate o f R ep o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (O Amount Code J (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) (3) Date Value inm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2602. 2603. 2604. 2605. 2606. 2607. 2608. 2609. -DOW CHEMICAL CO 2610. 2611.-EATON CORP 2612. 2613. 2614. 2615. 2616. 2617. 2618. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 5/14/12 J 5/17/12 J 12/12/12 J 12/13/12 J 12/14/12 J 12/17/12 J 12/18/12 J 1/3/12 K Buy ( a d d 'l) Buy 1/4/12 J 1/10/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/12/12 J 1/13/12 J 1/17/12 K 1/18/12 J 1/18/12 K 1/19/12 K 1/20/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =S1.000 or less F =$50,00! -$100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,00J -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real EsLalc Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssnicnl W =Eslimatcd D =$5,001-$15,000 H2=More than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 159 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r e a c h a sse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p e rio d a) Am ount C ode 1 (A -H ) (2 ) T y p e (e .g ,, d iv ., re n t, o r in t.) c. G ro ss v alu e at en d o f re p o rtin g p erio d 0) V a lu e Code 2 (j-p ) (2 ) V a lu e M eth o d C ode 3 (Q -W ) D. T ra n sa c tio n s d u rin g re p o rtin g p erio d (1 ) T ype (e .g . b u y , sell, re d e m p tio n ) (2) (3) D a te V a lu e m m /d d /y y C o d e 2 (j-p ) (4 ) G a in Code 1 (A -H ) (5 ) Id e n tity o f b u y er/se lle r ( if p riv ate tran sactio n ) 2619. 2620. 2621. 2622. 2623. 2624. 2625. 2626. 2627. 2628. 2629. -ACCENTURE PLC USS 2630. 2631. 2632. 2633. 2634. 2635. Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Buy 2/27/12 J 2/28/12 J 2/29/12 K 3/1/12 J 4/26/12 J 7/16/12 K 10/18/12 J 10/19/12 J 10/22/12 J 12/3/12 M 1/12/12 K Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) 1/13/12 J 1/18/12 J 1/19/12 J 1/20/12 J 1/24/12 J 8/17/12 J E B 1, Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3, Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Eslalc Only) V =Olhcr C *$2.501 - S5.000 H I =$1,000.001 - $5,000,000 L -$50.001 - $100.000 PI =$1.000.001 -$5,000.000 P*l - Moie than $50.000,000 S - Assessment W ^Estimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 160 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2636. 2637. -NEW YORK TIMES CO CL A Sold (part) Buy 8/20/12 K 1/12/12 J B 2638. 2639. -GILEAD SCIENCES INC 2640. 2641. 2642. 2643, 2644. 2645. 2646. 2647. 2648. 2649. 2650. 2651. 2652. Buy (add'l) Buy 1/13/12 J 1/19/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/20/12 J 1/23/12 K 1/23/12 J 1/24/12 K 1/25/12 J 1/26/12 J 1/27/12 K 1/30/12 J 1/31/12 K 2/1/12 K 2/2/12 J 2/2/12 K 2/29/12 K 1. Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3* Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,00! -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmenl W =Estimated D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 161 o f 229 N a m e of Person Reporting Barry, M aryanne T. D a te o f R e p o rt 08/14/2013 VIL INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse amI dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., diV., rent, or int.) C. Gross value at end of reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period O Type (e.g., buy, sell, redemption) (2) Dale mm/dd/yy (3) (4) Value ' Gain Code 2 Code 1 (j-p) . (A-H) > (5) Identity of buyer/seller (if private transaction) 2653. 2654. 2655. 2656. 2657. -BLACKROCK INC 2658. 2659. 2660. 2661. 2662. -JABIL CIRCUIT INC 2663. 2664. 2665. 2666. 2667. 2668. 2669. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 6/15/12 K 7/9/12 J 7/10/12 J 9/21/12 L 2/2/12 K Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 2/3/12 K 2/14/12 K 3/6/12 K 5/23/12 L 2/9/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/10/12 K 2/13/12 K 10/19/12 K. 11/5/12 J 11/6/12 J 11/7/12 J 1 1/8/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -5100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$15,001 -$50,000 0=5500,001 - $1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimalcd D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 162 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 of/ling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2670. -ENSCO PLC 2671. 2672. 2673. 2674. 2675. 2676. 2677. 2678. 2679. 2680. 2681. 2682. 2683. 2684. 2685. 2686. -COBALT INTERNATIONAL ENERGY Buy 2/16/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy 2/17/12 K 2/21/12 J 2/22/12 J 2/23/12 J 2/24/12 J 2/27/12 K 2/28/12 J 2/29/12 J 3/1/12 J 3/2/12 J 3/5/12 J 3/6/12 J 3/7/12 J 3/12/12 J 10/19/12 K 3/2/12 K. 1 Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimatcd D =$5,001 - $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 163 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate of R ep o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Descripi ion of Assets (including trust assets) P lace "(X )" a fter each asset exem pt from p rior d isclosure Income during reporti ng period (1 ) Am ount C ode 1 (A -H ) (2 ) T y p e (e .g ., d iv ., re n t, o r in t.) C, Gross value at end of reportjng period a) V a lu e Code 2 (J-P ) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2687. 2688. 2689. 2690. -GEMALTO NV 2691. 2692. 2693. 2694. 2695. 2696. 2697. -GENTING SINGAPORE PLC 2698. 2699. -OI SA PN ADR 2700. 2701. 2702. 2703. Buy (add'l) Buy (add'l) Buy (add'l) Buy 3/5/12 K 3/6/12 J 3/7/12 J 4/16/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 4/17/12 K 4/18/12 K 4/20/12 J 4/27/12 J 5/2/12 J 5/3/12 J 4/13/12 K Sold (part) 12/12/12 Spinoff 4/9/12 (from line 2533) Buy 4/18/12 J L J Buy (add'l) Buy (add'l) Buy (add'l) 4/19/12 J 4/20/12 J 4/23/12 J J. Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -55 0,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimalcd D =$5,001 -$15,000 H2=More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 164 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period 0) Type (e.g.. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2704, 2705. 2706. 2707, 2708. 2709. 2710. 2711. 2712. 2713. 2714.-01 SA ON ADR 2715. 2716. -FACEBOOK. INC-A Buy (add'l) 4/24/12 Buy (add'l) 4/25/12 Buy ( a d d 'l) 4/26/12 Buy (add'l) 5/2/12 Buy (add'l) 5/3/12 Buy (add'l) 5/4/12 Buy (add'l) 5/8/12 Buy (add'l) 5/9/12 Buy (add'l) 5/10/12 Sold (part) 4/9/12 Spinoff 4/9/12 (from line 2533) Sold (part) 4/9/12 Buy 5/17/12 J J J J J J J J J J J J L 2717, 2718. 2719. Buy (add'l) Buy (add'l) Sold 5/21/12 J 5/22/12 K. 6/25/12 L 2720. -CHINA SHENHUA ENERGY Buy 9/6/12 K !4Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3 Value Method Codes (Sec Column C2) A =S 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than S50,000,000 S =Assessmcnl W =Eslimatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 165 of 229 N am e o f P erson R ep o rtin g B arry , M ary an n e T . D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period (o Value Code 2 (j-?) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2721. 2722. 2723. 2724. -CME GROUP INC Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy 9/7/12 J 9/10/12 J 9/11/12 J 8/29/12 J 2725. 2726. 2727. 2728. 2729. 2730. 2731. 2732. 2733. 2734. 2735. 2736. 2737. Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 8/30/12 J 8/31/12 J 9/4/12 J 9/5/12 J 9/6/12 J 9/7/12 K 9/10/12 J 9/11/12 K 9/12/12 J 9/13/12 J 9/14/12 J 9/17/12 J 9/18/12 K ]. Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosi (Real Esime Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcni W =Eslimaicd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 166 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end o f reporting period to Value Code 2 (J-P) (2 ) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, re d e m p tio n ) (2 ) Date mm/dd/yy (3) (4 ) Value ! Gain Code 2 Code 1 (J-P) ( A - H ) (5 ) Identity of buyer/seller (if private transaction) 2738. 2739. 2740. 2741. 2742. 2743. 2744. 2745. 2746. 2747. 2748. -SINGAPORE TELECOMM 2749. 2750. -MOSAIC CO/THE 2751. 2752. 2753. 2754. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 9/18/12 J 9/19/12 J 9/24/12 J 9/25/12 J 9/26/12 J 9/27/12 J 9/28/12 J 10/1/12 J 10/9/12 J 10/17/12 J 11/14/12 L Buy (add'l) Buy 12/3/12 J 10/18/12 J Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 10/19/12 K 10/22/12 K. 11/1/12 J 11/2/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000.000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 167 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Induties those ofspouse and dependent children; seepp. 34-60 offiling instructions.) | NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,) C. Gross value at end of reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q -w ) D, Transactions during leporting period (1) Type (e g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) idemity of buyer/seller (if private transaction) 2755. 2756. -BEAM INC 2757. 2758. 2759. 2760. 2761. 2762. 2763. 2764. 2765. 2766. 2767. -NEW ELL RUBBERMAID INC 2768. 2769. 2770. 2771. Buy (add'l) Buy 11/5/12 J 11/9/12 J Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 11/12/12 K 11/13/12 K 11/14/12 K 11/15/12 J 11/16/12 J 11/19/12 J 11/20/12 J 11/21/12 J 11/26/12 J 11/27/12 J 11/12/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/13/12 J 11/14/12 J 11/15/12 ft 11/16/12 J 1, Income Gain Codes: (See Columns B I and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 i =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Eslimaicd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =C'ash Market E =$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 168 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, vaine, transactions (includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. income during reporting period 0) Amount Code I (A-H) (2) Type (e.g., div,,, rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (J-P ) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (U Type (e,g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (O Identity of buyer/seller (if private transaction) 2772. 2773. 2774. 2775. 2776. 2777. 2778. 2779. 2780. 2781. 2782. 2783. 2784. 2785. 2786. 2787. 2788. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1 1/19/12 J 11/20/12 J 11/21/12 J 11/26/12 J 11/27/12 J 11/28/12 J 11/29/12 J 11/30/12 J 12/3/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/7/12 J 12/11/12 J 12/12/12 J 12/13/12 J 12/14/12 J ], Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -5500,000 1*3=$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0=5500,001 -51,000,000 R =Cosi (Real Estate Only) V =OLhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 Pd =Morc than 550,000,000 S =Asscssmcnl W =EsLimaicd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E=$I5,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 169 o f 229 N um e o f P erson R ep o rtin g B arry, JVlaryanne T. D ate o f R e p o rt 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ti) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Tiansactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2789. 2790. 2791. 2792. 2793. 2794. 2795. -IDEX CORP 2796. 2797. 2798. 2799. 2800. -STARBUCKS CORP 2801. 2802. -KINDER MORGAN INC 2803. 2804. Trust #31 G Int./Div. 2805. -CAPITAL SHORT-TERM MUNICIPAL FUND P2 T Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 12/17/12 J 12/18/12 J 12/19/12 J 12/20/12 J 12/21/12 J 12/26/12 J 11/16/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 11/30/12 J 12/3/12 J 12/6/12 J 12/14/12 J 11/28/12 K Buy (add'l) Buy 11/29/12 J 11/30/12 K Buy (add'l) 12/11/12 J ], Income Gain Codes: (See Columns B I and D4) 2- Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =AppraisaI U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001- SI.000,000 R =Cosl (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 170 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or nt ) c. Gross value at end of reporting period o Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g, buy, sell, redemption) (2) Date nnn/dd/yy (3) Value Code 2 (J-P) (4) Gain Code J (A-H) (5) identity of buyer/seller (if private transaction) 2806. -CAPITAL CORE BOND FUND 2807. -SSGA US GOV MONEY MARKET FUND 2808. - MONROE CO NY UNITY HOSP ROCHESTER FHA SF 5.0% 2/15/17 (X) 2809. - NEW YORK ST TWY AUTH SECOND GEN SER A 5% 4/1/19 (X) 2810. - NY CITY MUNI WTR AUTH FF 5.0% 6/15/16 2 8 1 1 .-N Y ST DORM AUTH 11A 5.0% 10/1/18 2812. - NY ST THRUWAY (2ND BRGE &HWY) 5.0% 4/1/13 2813. - AGILENT TECHNOLOGIES 2814.-A IA GROUP Buy 4/23/12 PI Sold Sold Sold Sold Sold Sold (part) 4/18/12 M 4/17/12 M 4/17/12 M 4/17/12 N 4/17/12 M 1/20/12 J D D D E A B 2815. - AIR PRODUCTS & CHEMICALS 2816.-AJINOM OTO 2817. - ALLEGHENY TECHNOLOGIES 2818, 2819, 2820. 2821. 2822. Sold (pari) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/18/12 J 1/19/12 J 5/24/12 J 5/25/12 J 5/29/12 J 5/30/12 J B B A I- Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Mclhod Codes (Sec Column C2) A =$1,000 or less F =$50,001 - 5100,000 J =$15,000 or less N =S250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -52,500 G =$100,001 -$1,000,000 K=$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -55,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimuicd D =55,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 171 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g.. div,, rent, or inL) C. Gross value at end of reporting period (o Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) 0 ) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/sellcr (if private transaction) 2823. 2824. 2825. - ALLERGAN 2826. - ALLSTATE CORP 2827, 2828. - AMAZON.COM 2829. - AMERICAN TOWER CORP 2830. - ANDRITZ AG Sold (part) Sold (part) Sold (part) Sold (part) Sold Sold Sold (part) 5/31/12 J 6/4/12 J 7/11/12 J 9/26/12 J 9/27/12 J 1/6/12 K 2/1/12 J A A B B E B 2831.-A O N CORP 2832. - APPLE INC Sold (part) 4/2/12 J B 2833. - ASML HOLDING NV 2834. 2835. 2836. - BANK OF CHINA 2837, 2838. - BANK OF EAST ASIA 2839, Buy (add'l) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold 1/20/12 J 11/26/12 J 12/12/12 J 1/19/12 J 1/27/12 J 9/6/12 J 9/12/12 J B A A A 1. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =515,000 or less N =$250,001 -5500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =5100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =550,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W ^Estimated D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 172 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o fspouse and dependent children; see pp. 34-60 offiling instructions.) | | NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period tu Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting petiod 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 2840. - BARCLAYS 2841. - BARRICK GOLD CORP 2842. 2843. 2844. 2845. - BAYER AG 2846. - BG GROUP PLC 2847. 2848. 2849. 2850. - BHP BILLITON LTD Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) 3/12/12 J 1/31/12 J 2/2/12 J 3/30/12 J 5/24/12 J 1/12/12 K 8/6/12 J 11/12/12 J 11/14/12 J 11/20/12 J A 2851.-B M W AG 2852. - BNP PARIBAS 2853. - BOC HONG KONG HOLDINGS 2854. -BOEING CO Buy (add'l) Buy ( a d d 'l) 1/23/12 J 1/16/12 J 2855. - BROADCOM CORP 2856. - BRISTOL-MYERS SQUIBB Buy (add'l) 1/10/12 K IIncome Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =550,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Estimaled D =$5,001-$15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 173 of 229 Naine of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period tu Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (c.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 ! Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 2857. 2858. 2859. 2860. 2861. 2862. 2863. 2864. 2865. - CAE INC 2866. 2867. - CANON INC 2868. 2869. 2870. - CARNIVAL CORP COMMON STOCK 2871, 2872. 2873. - CATERPILLAR INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (pan) Sold (part) Sold (part) Sold 4/13/12 J 4/16/12 J 4/17/12 J 4/18/12 J 6/20/12 J 9/18/12 J 11/23/12 J 11/26/12 J 2/1/12 J 11/20/12 J 11/12/12 J 11/29/12 J 11/30/12 J Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) 1/19/12 J 1/20/12 J 4/26/12 J 7/13/12 J 1. Income Gain Codes: (See Columns BJ and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,00! -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosi (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc ihan $50,000,000 S =Asscssmcnl W =EsLimated D =$5,001 - $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 174 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int,,) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e,g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2874. 2875. 2876. - CENOVUS ENERGY INC C$ 2877. 2878. 2879. 2880. - CENOVTJS ENERGY INC US$ Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) 7/26/12 J 7/30/12 J 1/25/12 J 4/16/12 J 4/17/12 J 4/18/12 J A A B A 2881.-CERNER CORP 2882. - CHEVRON CORP Sold (part) 1/24/12 J 2883. - COACH 2884. 2885. - COLGATE-PALMOLIVE CO 2886. - COMCAST CORP 2887. - COSTCO 2888. 2889. - CRH 2890. Buy (add'l) Buy (add'l) Sold Sold (part) Sold (part) Sold Sold (part) Sold 9/5/12 J 9/10/12 J 7/27/12 K 1/24/12 J 1/6/12 J 1/9/12 J 1/11/12 J 1/12/12 J C A C B A 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns C! and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =S25,000,001 -$50,000,000 Q =Appraisal U =Book Value =$1,001 -$2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =S50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4=Morc than $50,000,000 S =Asscssmcnl W =Eslima!cd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 175 of 229 Name of Person Reporting Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, vaine, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g,, div,, rent, or int.) C. Gross value at end of reporting period co Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g,, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2891. - DANAHER CORP 2892. - DANONE 2893. 2894. 2895. - DAVITA 2896. 2897. - DBS GROUP HOLDINGS 2898. 2899.-DIAG EO PLC 2900. 2901. 2902. - DISCOVERY COMMUNICATIONS 2903. - DRIL-QUIP INC Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 1/24/12 J 2/6/12 J 11/22/12 J 12/13/12 J 1/23/12 J 6/4/12 J 9/6/12 J 9/28/12 J 3/7/12 J 7/13/12 J 9/28/12 J 12/19/12 K B A A A C D 2904. - EBAY 2905. - ECOLAB 2906. - EDISON INTERNATIONAL 2907. - EMERSON ELECTRIC Sold Sold (part) Sold Sold (part) 1/6/12 J 7/27/12 J 1/6/12 J 3/1/12 J D C B A 1. Income Gain Codes: (See Columns B1 and D4) 2r Value Codes (See Columns Cl and D3) 3,, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -550,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,00! -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 $5,000,000 L =$50,001 -$100,000 P! =$1,000,001 -S5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Esiimulcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 176 of 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) C. Gross value at end of reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2908. - ENCANA CORP 2909. 2910. 2911. 2912. 2913. 2914. - ESS1LOR 1NTL Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/25/12 J 1/26/12 J 2/3/12 J 2/28/12 J 2/29/12 J 8/15/12 J 2915. - FANUC CO 2916.- FEDEX CORP 2917. 2918. 2919. - F1RSTGROUP 2920. 2921. 2922.- FIRST SOLAR INC 2923.-FLU O R CORP 2924. Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/24/12 J 6/14/12 J 6/15/12 J 11/30/12 J 12/7/12 J 12/17/12 J Sold 2/9/12 J Sold (part) Sold 1/18/12 J 1/18/12 J B B B A I Income Gain Codes: (Sec Columns B l and D4) 2, Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50.001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$ 15,00 ! -$50,000 O =$500.001 -$1,000,000 R =Cosl (Real Estate Only) V =Other C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 177 of 229 N am e o f P erso n R ep o rtin g B arry, iM aryanne T. D a te o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or nt ) C. Gross value at end of reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2925. - FUGRO NV 2926. - GENERAL MILLS 2927. - GENPACT 2928. 2929. 2930. 2931. 2932. 2933, 2934. - GOLDMAN SACHS GROUP 2935. 2936. 2937. - GOOGLE INC 2 9 3 8 .-H A L L IB U R T O N 2939 2940. - HDFC BANK 2941. Sold Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (addi) Buy (addi) Sold (pari) Sold (pari) Buy (add'l) Buy (addi) Sold (pari) Sold (pari) 1/18/12 J 1/24/12 J 1/25/12 J 2/3/12 J 2/6/12 J 2/6/12 J 2/7/12 J 2/9/12 J 1/20/12 J 2/1/12 J 5/24/12 K 9/6/12 K 1/17/12 J 7/31/12 J 1/12/12 J 1/13/12 J B C C D 1. Income Gain Codes: (Sec Columns B 1 and D4) 2 Value Codes (See Columns Cl and D3) 3, Value Melhod Codes (See Column C2) A =$ 1,000 or less F =550,001 - 5100,000 J =515,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -52,500 G =$100,001 -51,000,000 K =$ 15,001-550,000 0=5500,001 -51,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -55,000 HI =51,000,001 -55,000,000 L =$50,001 -5100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcni W =Eslimated D =$5,001-515,000 H2 =Morc than $5,000,000 M =5100,001 -5250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 178 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D a te o f R e p o rt 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 3d-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) a. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period to Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2942. 2943. 2944. - HENNES & MAURITZ AB 2945. - HITACHI 2946. 2947. 2948. - HOME DEPOT Sold (part) Sold 1/17/12 J 1/18/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 3/30/12 K 9/6/12 J 11/29/12 J D C 2949. - HONG KONG/CHINA GAS 2950. - HSBC HOLDING PLC UKP 2951. 2952. 2953.-IC IC I BANK LTD 2954. 2955. - ILLINOIS TOOL WORKS 2956. 2957. 2958. - IMPERIAL TOBACCO Sold (part) Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Buy ( a d d 'l) 2/9/12 J 1/10/12 J 1/27/12 K 1/26/12 J 1/18/12 J 1/19/12 J 1/23/12 J 2/28/12 J 2/29/12 J 2/2/12 J A A B B ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (Sec Columns C I and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =550,001 - $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Estimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50.000 FINANCIAL DISCLOSURE REPORT Page 179 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or jnti) a Gross value at end of reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g. buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 1Code 1 (J-P) I (A-H) (5) Identity of buyer/seller (if private transaction) 2959. - INMET MINING CORP C$ 2960. - INTERNATIONAL BUSINESS MACHINES 2961. 2962. - INTERNATIONAL GAME TECHNOLOGY 2963. 2964. 2965. 2966. 2967. - IRON MOUNTAIN 2968. 2969. 2970, 2971. - JACK HENRY & ASSOCIATES Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 2/3/12 J 1/31/12 J 10/19/12 J 10/19/12 J 10/22/12 J 10/23/12 J 10/25/12 J 10/26/12 J Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) 1/17/12 J 1/20/12 J 2/24/12 J 11/30/12 J C C 2972. - JGC CORP 2973. - JPMORGAN CHASE & CO 2974. - KEYENCE CORP 2975, - KLA-TENCOR CORP I Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$ J ,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssnient W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001- $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 180 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTMENTS and TRUSTS --income, vaine, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code I (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D, Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 2976. - K.ON1NKLIJKE KPN 2977. 2978. 2979. 2980. 2981. - KRAFT FOODS INC 2982. - KURITA WATER INDUSTRIES 2983. 2984. 2985. 2986. 2987. 2988. 2989. 2990. -L'AIR LIQUIDE 2991. 2992. - L'OREAL Sold (part) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold 2/17/12 J 7/24/12 J 10/19/12 J 10/22/12 J 12/17/12 J 4/16/12 J Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 3/9/12 J 4/19/12 J 4/24/12 J 4/27/12 J 5/2/12 J 5/9/12 J 5/24/12 J 5/25/12 J Sold (part) Sold (part) 2/6/12 J 7/5/12 J A A A 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,00) - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1.000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcni W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 181 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 INVESTMENTS and TRUSTS - tran saction s (Includes th ose o f sp o u se a n d d epen den t ch ildren; s e e p p . 34-60 o ffilin g instructions. NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)11after each asset exempt from prior disclosure B. Income during reporting period (1 ) Amount Code 1 (A-H) (2 ) Type (e.g,, dfvMrent, or int.) c. Gross value at end o f reporting period a) Value Code 2 (J-P) (2 ) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1 ) T y p e (e .g ., buy, sell, redemption) (2 ) Date mm/dd/yy (3 ) Value Code 2 (j-p) (4 ) Gain Code I (A-H) (5 ) Identity of buyer/seller (if private transaction) 2993, - LI & FUNG 2994. - LINDE Sold 9/26/12 K 2995. - MARSH & MCLENNAN COS 2996. 2997. - MAXIM INTEGRATED PRODS 2998. 2999. 3000. 3001. 3002. - MCDONALDS CORP 3003. - MICROCHIP TECHNOLOGY 3004. 3005. 3006. 3007. - MICROSOFT CORP Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 11/6/12 J 1/5/12 J 1/6/12 J 1/9/12 J 1/12/12 J 1/18/12 J B B B B B Sold 5/10/12 J A Sold (part) Sold (part) Sold (part) Sold 2/8/12 J B 5/4/12 J A 5/9/12 J A 5/10/12 J B 3008. - MONSANTO 3009, - MURATA MANUFACTURING Buy (add'l) Buy (add'l) 8/17/12 J 7/17/12 J 1. Income Gain Codes: (Sec Columns fll and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V O ther C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 182 o f 229 Name of Person Reporting B arry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - in com e, value, tra n sa ctio n s (In clu des th ose o f sp o u se a n d depen den t ch ildren ; s e e p p . 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code ] (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period o) Type (e g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code l (A-H) (5) Identity of buyer/seller (if private transaction) 3010. - NATIONAL GRID 3011.- NATIONAL INSTRUMENTS CORP Buy (add'l) 7/16/12 J 3 0 1 2 .-N E S T L E 3013. - NEWCREST MINING 3014. 3015. - NIELSEN HOLDINGS 3016. 3017. 3018.-N IK E INC Sold (part) Sold (part) Buy (add'l) Buy ( a d d 'l) Buy (add'l) 5/28/12 J 6/21/12 J 2/3/12 J 2/6/12 J 12/19/12 J 3019.-N O BLE ENERGY 3020. 3 0 2 1 .-N O R D S T R O M 3022. - NORFOLK SOUTHERN CORP 3023. 3024. - NOVARTIS AG 3025. - NOVO NORDISK 3 0 2 6 .-N U C O R Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Sold (part) 2/3/12 J 11/5/12 J 1/24/12 J 3/27/12 J 9/26/12 J 1/19/12 J 5/2/12 J D 1 Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or lew F =$50,001 SI 00.000 J - S I 5.000 or less N S250.00I - S500.00Q P3 -S25.000.001 . $50.000,000 0 "Appraisal U " Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K.=$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S=Asscssmcnl W =Esliniatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 183 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) | | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e g., div*, rent, or int.) C. Gross value at end o f reporting period o Value Code 2 o-?) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3027. - OMNICOM GROUP 3028. 3029. - ORACLE CORP 3030. 3031, 3032. - PEPSICO INC 3033. 3034. 3035. - PERNOD RICARD SA 3036. - PG&E CORP 3037. 3038. - PHILIP MORRIS INTERNATIONAL 3039. - POLYCOM 3040. Sold (part) Sold Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold Buy ( a d d 'l) Sold (part) Sold 1/11/12 J 1/12/12 J 1/11/12 J 4/18/12 J 5/21/12 J 1/27/12 J 1/30/12 J 2/2/12 J 1/10/12 J 4/4/12 J 4/5/12 J A A C C B A A Sold (part) Sold 1/4/12 J 1/5/12 J A A 3041.- PREMIER FARNELL 3042. - PROGRESSIVE CORP 3043. - QUALCOMM Sold (part) 1/23/12 J A ) Income Gain Codes: (See Columns B 1and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -5500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001 $1,000,000 K. =$15,001 $50,000 0=5500,001 $1,000,000 R =Cosl (Real Estrile Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc lhan $50,000,000 S =Asscssmenl W =Estimalcd D =$5,001- $ 15,000 H2 =More lhan $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 184 of 229 Name of Person Reporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS llld TRU STS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A H) (2) Type (e.g., diV., rent, ornt ^ C. Gross value at end of repotting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) I (4) Date Value Gain 1mm/dd/yy Code 2 Code (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) 3044. - RECKJTT BENSK.ISER GROUP 3045. - REPUBLIC SERVICES 3046. 3047. - RICHEM ONT CIE 3048. 3049. - RIO TINTO 3050. - ROCHE HOLDING Buy (add'l) Sold (part) Buy (add'l) Sold (part) Sold (part) 1/11/12 J 11/16/12 J 1/13/12 J 10/19/12 J 8/28/12 J 1) 3051. - ROYAL DUTCH SHELL 3052. 3053. 3054 3055. 3056. 3057. - SAMSUNG ELEC Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/10/12 J 9/24/12 J 11/6/12 J 11/12/12 J 11/14/12 K 11/29/12 J A A A A A 3058.- SAP 3059. - SAP AG SPON 3060. - SCHLUMBERGER I Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (See Columns C! and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr O S 2 .5 0 I - $5,000 III Sl.000.00l -S5.000.000 L-SS0.00I -S100.000 PI -S I.000.001 - S5.000.000 N More than S50.000.000 S =Assassineni W =Esti mined D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001-$25,000,000 T=Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 185 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code J (A-H) (2) Type (e.g., div., rent, or jllt ) c. Gross value at end of reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 3061. - SCHNEIDER ELECTRIC 3062. 3063. - SCHWAB CHARLES 3064. 3065. 3066. 3067. 3068. 3069. - SCRIPPS NETW ORK INTERACTIVE Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/12/12 J 1/20/12 J 2/7/12 J 2/8/12 J 2/10/12 J 11/9/12 J 11/12/12 J 11/13/12 J A A A 3070. - SEADRILL LTD 3071. - SEATTLE GENETICS 3072. 3073. 3074. 3075. - SES FDR CL A 3076. 3077. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/24/12 J 1/25/12 J 1/26/12 J 9/20/12 J 9/26/12 J 9/27/12 J I Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns C 1and D3) 3. Value Method Codes (See Column C2) A " S1,000 or lew. F " $50,001 *$100.000 J - S I 5.000 or less N =$250.001 - S500.000 f*3 $25,000,001 - 550.000,000 0 -Appraisal U =IIook Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =S500,001 -$1,000,000 R =Cosl (Rca 1Eslale Only) V =Olher C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcni W =Eslimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$ 100,001-$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E=$I5,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 186 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3078. - SHANGRI -LA ASIA 3079. - SHIRE PLC 3080. 3081. 3082. 3083. 3084. 3085. 3086. 3087. 3088. 3089.-SM C CORP Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/5/12 J 9/26/12 J 9/27/12 J 9/28/12 J 10/1/12 J 10/2/12 J 10/3/12 J 10/4/12 J 10/19/12 J 10/22/12 J 10/23/12 J C A A B C B B A B A A 3090. - SOFTBANK CORP 3091. 3092. 3093 3094. - SONOVA HOLDING AG Buy (add'1) Buy (add'l) Buy (add'l) Sold (part) 3/30/12 J 5/30/12 J 6/15/12 J 10/24/12 J L Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000.000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =S 15,001-$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =OLlicr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimatcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 187 of 229 Name of Person Reporting B arry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS - income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ti) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3095. - SPECTRA ENERGY 3096. 3097. - STANDARD CHARTERED 3098. 3099. 3100. - STANLEY BLACK & DECKER INC 3101.- SUN HUNG KAI Sold (part) Sold Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) 1/10/12 J 1/11/12 J 1/23/12 J 12/12/12 J 10/29/12 J 1/27/12 J B B A 3102. - SUNCOR ENERGY INC 3103. - SWIRE PACIFIC LTD 3104. - SWIRE PROPERTIES LTD 3105. 3106. 3107. 3108. 3109.- SWISSCOM AG REG Sold 1/4/12 J Sold 1/5/12 J Sold 2/1/12 J Buy 11/22/12 J Buy (add'l) Buy (add'l) Buy (add'l) 11/26/12 J 11/29/12 J 11/30/12 J C A 3 1 1 0 .-S Y N G E N T A 31 1 1 - SYSMEX I. income Gain Codes: (See Columns B1 and D4) 2 Value Codes (See Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J= $ 15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosi (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 PA =More than $50,000,000 S =Assessmcnl W =EsLimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T=Cash MarkcL E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 188 of 229 N am e of Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Incom e during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g., div., rent, o r jnt.) C. Gross value at end o f reporting period 0) V alue Code 2 (j-p) (2) V alue M ethod Code 3 (Q-w) D Transactions during reporting period (0 Type (e.g., buy, sell, redem ption) (2) D ate (3) V alue mm/dd/yy Code 2 (j-p) (4) G ain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3 1 1 2 .-T A R G E T 3113, 3114. - TE CONNECTIVITY US $ Buy (add'l) Sold (part) 1/13/12 J 2/14/12 J 3115. - TELE NORTE LESTE PART (Y) 3116. 3117. 3118. 3119. 3120. 3121, 3122. - TELEVISION BROADCAST 3123.-TELSTRA 3124. - TELUS CORPORATION NON VOTE Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Sold 1/1/12 J 1/1/12 J 1/3/12 J 1/4/12 J 1/5/12 J 1/6/12 J 1/9/12 J 3/21/12 J 3/30/12 K B C 3125. - TESCO 3126. 3127. 3 128. - THE W ALT DISNEY CO Buy ( a d d 'l) Sold (part) Sold Sold (part) 1/12/12 J 2/17/12 J 5/24/12 J 1/23/12 J A 1. Income Gain Codes: (Sec Columns Bl and D4) 2. Value Codes (Sec Columns CI and D3) 3 Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K=$I5,001 -$50,000 O =$500,001 $1,000,000 R=Cosl (Real Eslale Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L=S50,OQ1 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimatcd D =$5,001- $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 189 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INVESTM ENTS and TRUSTS --income, value, transactions (Incluiles those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets {including trust assets) Place "(X)'1after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code I (A-H) (2) Type (c.g., div,, rent, or int.) C. Gross value at end o f reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3J29. - TIFFANY & CO 3130. 3131, 3132. 3133. - TIME WARNER CABLE Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) 1/20/12 J 1/30/12 J 7/18/12 J 12/17/12 J 3134. - TINGYI HOLDING CORP 3135. 3136. - TORONTO-DOMINION BANK 3137.-TR EN D MICRO 3138. - UNION PACIFIC CORP Sold (part) Sold Sold Sold (part) 5/25/12 J 5/29/12 J 1/5/12 J 6/15/12 J A A B 3139. - UNITED PARCEL SERVICE 3140. - UNITED TECHNOLOGIES 3141. - UNITEDHEALTH GROUP 3142. - URBAN OUTFITTERS INC 3143. 3144. - VERIZON COMMUNICATIONS Sold Buy ( a d d 'l) Sold (part) Sold (part) Sold Sold 1/10/12 J 1/11/12 J 4/16/12 J 1/11/12 J 1/12/12 J 1/10/12 J A C C A B 3145.- VISA Sold (part) 1/13/12 J C 1. Income Gain Codes: (Sec Columns B! and D4) 2. Value Codes (Sec Columns Cl and D3)3 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =S100,001- SI,000,000 K. =$15,001 -$50,000 O =$500,001 $1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssnicnl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M=S 100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =C'ash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 190 o f 229 Name of Person Reporting Barry, M aryanne T. Date oi Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3146. 3147. 3148. - WALMART DE MEXICO 3149. 3150. - LVMH MOET HENNESSY LOUIS VUITTON SA 3151.- SAMPO OYJ CL A 3152. 3153. 3154. - WHITBREAD PLC 3155.- ASSA ABLOY 3156. 3157. 3158. 3159. - PHARM ASSET INC 3 160. - SIG NET JEW ELERS LTD 3 1 6 1 .-ACE LTD Sold (part) Sold (part) Sold (part) Sold 1/17/12 J 1/18/12 J 1/12/12 I 1/13/12 J C B A C Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/27/12 J 4/23/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold Buy (add'l) 1/30/12 J 1/31/12 J 2/7/12 J 9/7/12 J 1/13/12 K 2/3/12 J D 3162.-A F L A C INC \. Income Gain Codes: (Sec Columns B1 and D4) 2 Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =S50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Eshnialed D =$5,001- $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 191 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period o Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C Gross value at end of reporting period co Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 Q-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3163. - EXPRESS SCRIPTS INC 3164. -PENGROWTH ENERGY CORP C$ 3165. 3166. 3 1 6 7 .-BO U Y G U ES Buy (add'l) Buy 12/26/12 J 1/23/12 J Buy (add'l) Buy (add'l) Buy 1/24/12 J 12/20/12 J 2/3/12 J 3168. 3169. 3170. 3171. 3172. -MITSUBISHI CORP Buy (add'l) Buy (add'l) Sold (part) Sold Buy 2/6/12 J 2/7/12 J 4/13/12 J 8/31/12 J 2/3/12 J 3173.-DENSO CORP 3174. -DOW CHEMICAL CO 3175. 3176. -ACCENTURE PLC US$ Buy Buy Buy (add'l) Buy 2/9/12 J 1/3/12 J 1/4/12 J 1/12/12 J 3177. 3178. 3179. Buy (add'l) Buy (add'l) Buy (add'l) 1/13/12 J 1/17/12 J 1/24/12 J 1. Income Gain Codes: (Sec Columns BJ and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250.00! -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K.=$I5,00I -$50,000 O =$500,001 -$1,000,000 R =Cost (Real EsLale Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100.000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcni W =Eslimaied D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 192 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) C. Gross value at end of reporting period o Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3180. 3181.-EATON CORP 3182. 3183. 3184. 3185. 3186. 3187. 3188. 3189. 3190. 3191. 3192. -GILEAD SCIENCES INC 3193. 3194. 3195. 3196. Sold (part) Buy 8/17/12 J 1/17/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Sold (part) Buy 1/17/12 J 1/18/12 J 1/19/12 J 1/20/12 J 2/28/12 J 2/29/12 J 4/26/12 J 7/16/12 J 10/19/12 J 12/3/12 K. 1/19/12 J Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) 1/23/12 J 1/24/12 J 1/26/12 J 1/27/12 J A C 1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000.000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001 -$J,000,000 K. =$ 15,001-$50.000 O =S500,00I -$1,000,000 R =Cosi (Real Estille Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl \V =Estinialcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001-$25,000,000 T=Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 193 of 229 N om e o f P erson R ep o rtin g B arry, M aryanne T. D ate o f R e p o rt 08/14/2013 VH. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3197. 3198. 3199. 3200. 3201. 3202. 3203. 3204. 3205. 3206. -JAB1L CIRCUIT INC 3207. 3208. 3209. 3210. 3211. 3212. 3213. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy 1/30/12 J 1/31/12 J 2/1/12 J 2/2/12 J 2/29/12 J 6/15/12 J 6/20/12 J 7/9/12 J 9/21/12 J 2/9/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/10/12 J 2/13/12 J 10/19/12 J 10/24/12 J 10/25/12 J 11/5/12 J 11/7/12 J I Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =S 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 0 =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K.=$I5,001 -$50,000 O =$500,001-51,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -550,000 FINANCIAL DISCLOSURE REPORT Page 194 o f 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTMENTS and TRUSTS -- incom e, value, transactions (in cludes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A -H ) (2) T y p e (e.g., div., rent, or int.) c. Gross value at end o f reporting period (O Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) T y p e (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3214. 3215. -ENSCO PLC ADR Buy (add'l) Buy 11/8/12 J 2/17/12 J 3216. 3217. 3218. 3219. 3220. 3221. -BLACKROCK INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy 2/21/12 J 2/28/12 J 3/5/12 J 3/13/12 J 10/19/12 J 3/1/12 K 3222. 3223. -COBALT INTERNATIONAL ENERGY Buy ( a d d 'l) Buy 5/23/12 J 3/2/12 J 3224. 3225. 3226. -3M COMPANY Buy ( a d d 'l) Buy (add'l) Buy 3/5/12 J 3/6/12 J 1/24/12 J 3227. 3228. -GEMALTO NV Sold (part) Buy 11/13/12 J 4/16/12 J B 3229. 3230. Buy (add'l) Buy (add'l) 4/17/12 J 4/18/12 J 1. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Mclhod Codes (Sec Column C2) A =$1,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 - $1,000,000 R=Cosl (Real Eslaie Only) V =Othcr C =$2,501 -$5,000 HI =$1,000.001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,00! -$5,000,000 P4 =More lhan $50,000,000 S =Assessmenl W =Eslimaled D =$5,001- $ 15,000 H2=More lhan $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 195 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (includes those o f spouse am i dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Descriplion o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g. div., rent, or int.) C. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period in Type (e g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3231. 3232. 3233. 3234. -HAMAMATSU PHOTONIC KK 3235. 3236. 3237. 3238. 3239. 3240. 3241. 3242. -GENTING SINGAPORE PLC 3243. 3244, -OI SA PN ADR 3245. 3246. 3247. Buy (add'l) Buy (add'l) Buy (add'l) Buy 4/27/12 J 5/2/12 J 5/3/12 J 5/1/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy 5/9/12 J 5/14/12 J 5/15/12 J 5/18/12 J 12/13/12 J 12/14/12 J 12/17/12 J 4/13/12 J Sold (part) 12/12/12 Spinoff 4/9/12 (from line 3115) Buy (add'l) 4/18/12 Buy (add'l) 5/2/12 Buy (add'l) 5/4/12 J K. J J J 1- Income Gain Codes: (Sec Columns BI and D4) 2, Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =S 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimaicd D =$5,001- $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 196 of 229 N am e of P erson R ep o rtin g B arry, iVIaryanne T. D ate o f R ep o rt 0 8 /1 4 /2 0 1 3 VIL INVESTM ENTS and TRUSTS --income, value, transactions (includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period co Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3248. 3249. 3250. 3251.-01 SA ON ADR 3252. 3253. -FACEBOOK INC-A Buy (add'l) 5/9/12 Buy (add'l) 5/10/12 Sold (part) 4/9/12 Spinoff 4/9/12 (from line 3115) Sold (part) 4/9/12 Buy 5/17/12 J J J K J K 3254. 3255. 3256. Buy (add'l) Buy (add'l) Sold 5/21/12 J 5/22/12 J 6/25/12 K 3257. -CHINA SHENHUA ENERGY Buy 9/6/12 J 3258. 3259. 3260.-CM E GROUP INC Buy (add'l) Buy (add'l) Buy 9/10/12 J 9/11/12 J 9/7/12 J 3261. 3262. 3263. 3264. Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 9/10/12 J 9/11/12 J 9/18/12 J 10/1/12 J L Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 - $100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001-$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimaled D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 197 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. IN V E ST M E N T S and TRUSTS -- in co m e, valu e, tra n sa c tio n s (In c lu d es th o s e o f sp o u s e a n d d e p e n d e n t c h ild re n ; s e e p p . 3 4 -6 0 o f f ilin g in stru ction s.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or ini.) c. Gross value at end of reporting period di Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3265. 3266. 3267. -COCA-COLA AMATIL LTD 3268. -SINGAPORE TELECOMM Buy (add'l) Buy (add'l) Buy 10/9/12 J 10/17/12 J 12/7/12 J Buy 11/14/12 K 3269. 3270. -MOSAIC CO/THE Buy (add'l) Buy 12/3/12 J 10/19/12 J 3271. 3272. 3273. -BEAM INC 3274. 3275. 3276. 3277. 3278. -NEW ELL RUBBERM AID INC Buy (add'l) Buy (add'l) Buy 10/22/12 J 11/2/12 J 11/12/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 11/13/12 J 11/14/12 J 11/20/12 J 11/26/12 J 11/12/12 J 3279. 3280. 3281. Buy (add'l) Buy (add'l) Buy (add'l) 1 1/13/12 J 11/14/12 J 11/15/12 J ], Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A -$1,000 or less F-S50.00I - $100,000 J =$15,000 or less N S2SO.OOI - S500.000 P3 $25.000.001 - S50.000.000 Q " Appraisal U Hook Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C S2.50I - $5,000 HI -$1.000.001 $5.000,000 I. - $50.001 - $100.000 PI =$1.000.001 -$5.000.000 P4 More than S50.000.000 S * Assessment W -Estimated D =$5,001 -$15,000 H2 =Morg than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 198 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- income, value, transactions ('Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int) c. Gross value at end of reporting period co Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3282. 3283. 3284. 3285. 3286. 3287. 3288. 3289. 3290. 3291. -STARBUCKS CORP Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 11/19/12 J 11/20/12 J 12/4/12 J 12/5/12 J 12/6/12 J 12/13/12 J 12/18/12 J 12/21/12 J 12/26/12 J 11/28/12 J 3292. -KINDER MORGAN INC 3293. 3294. Trust #32 G 1iit./Di v. P2 T Buy 11/30/12 J Buy (add'l) 12/11/12 J 3295.-3M COMPANY 3296. 3297. - ACCENTURE PLC US$ 3298. Sold (part) Sold (part) Buy Buy (add'l) 1/24/12 K 11/13/12 K 1/12/12 J 1/13/12 J A B ]. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500.000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,00) -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Other C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 ?A =Morc than $50,000,000 S =Asscssmcnl W =Eslimulcd D =$5,001- $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 199 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repotting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value j Gain Code 2 Code 1 (j-p) (A H ) (5) Identity of buyer/seller (if private transaction) 3299. 3300. 3301. 3302. 3303. 3304. - ACE LTD 3305. - AGILENT TECHNOLOGIES INC 3306. - AFLAC INC 3307. - AIA GROUP LTD 3308. - AIR PRODUCTS & CHEMICALS 3309. - AJINOM OTO CO INC 3310. - ALLEGHENY TECHNOLOGIES 3311. 3312. 3313. 3314. 3 3 1 5 .-ALLERGAN INC Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy (add'l) Sold (part) 1/17/12 J 1/19/12 J 1/24/12 J 8/17/12 J 8/20/12 J 9/25/12 J 1/20/12 J A A A Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) 3/14/12 J 5/24/12 J 5/25/12 J 5/29/12 J 5/31/12 J 6/5/12 J 7/11/12 J 13 1. Income Gain Codes: (See Columns Bl and D4) 2 Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Esiimuled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 200 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 0 8 /1 4 /2 0 1 3 VII. INVESTM ENTS and TRUSTS -- incom e, value, tran saction s (Includes th ose o f sp o u se a n d dependent children; see p p . 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period o) Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3 3 1 6 .-ANDRITZ AG 3 3 1 7 .-ALLSTATE CORP 3318. 3319. - AMERICAN TOWER CORP CL A 3320. - AON CORP 3 3 2 1 .-APPLE INC Sold (pari) Sold Sold (part) Sold (part) 9/26/12 J 9/27/12 J 2/1/12 J 4/2/12 J B B B A 3322. - ASML HOLDINGS NV 3323, 3324. 3325. - ASSA ABLOY AB 3326. 3327. 3328. 3329. - BARCLAYS PLC 3330. - BARRICK GOLD CORP C$ 3331. 3332. Buy (add'l) Sold (part) Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy Buy (add'l) Buy ( a d d 'l) Sold (part) 1/20/12 J 11/26/12 J 12/12/12 J 1/30/12 J 1/31/12 J 2/7/12 J 9/7/12 J 3/12/12 J 1/31/12 J 2/2/12 J 3/30/12 J B A 1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3 Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 Pi =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 201 of 229 Name o f Person R e p o r t i n g Rarry, M aryanne T. D ate of R ep o rt 08/1 4 /2 0 1 3 VIL INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporti ng period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3333. 3334. - BAYER AG 3335. - BANK OF CHINA LTD H 3336. 3337. - BANK OF EAST ASIA 3338. 3339. 3340. - BEAM INC 3341. 3342. 3343. 3344. 3345. 3346. 3347. - BG GROUP PLC 3348. 3349. Sold (part) Buy (add'l) Buy 5/24/12 J 1/12/12 J 1/19/12 K Buy ( a d d 'l) Sold (part) Sold (part) Sold 1/27/12 J 9/6/12 J 9/10/12 J 9/12/12 J Buy 11/12/12 J Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy ( a d d 'l) Sold (part) Sold (part) Sold (part) 11/9/12 J 11/13/12 J 11/14/12 J 11/20/12 J 11/26/12 J 11/27/12 J 8/6/12 J 11/12/12 J 11/14/12 J A A A A I Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,00] -$ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =As5cssmcnl W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,00] -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 202 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions,) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period co Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting petiod (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3350. 3351.- BHP BILLITON LTD Sold (part) 11/20/12 J 3352. - BLACKROCK INC Buy 3/6/12 J 3353. 3354.-B N P PARIBAS 3355. - BOEING CO 3356. - BOC HONG KONG HOLDINGS 3 3 5 7 .-B O U Y G U E S 3358. 3359. 3360. 3361. 3362. 3363.-BM W Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold 5/23/12 K 3/12/12 J 2/2/12 J 1/16/12 J 2/3/12 J 2/6/12 J 2/7/12 J 4/13/12 J 8/30/12 J 8/31/12 J 3364. - BRISTOL-MYERS SQUIBB 3365. 3366. Buy (add'l) Buy (add'l) Buy (add'l) 1/10/12 K 4/13/12 J 4/16/12 J J Income Gain Codes: (Sec Columns B1 and D4) 2* Value Codes (Sec Columns C I and D3) 3 Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appruisal U =Book Value B =$ 1,001-$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 VA =Morc Lhan $50,000,000 S =Asscssmcni W =Eslimated D =$5,001 -$15,000 H2 =More lhan $5,000,000 M =$100.001 -$250,000 P2 =$5,000,001 -$25.000,000 T=Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 203 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period co Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) c. Gross value at end o f reporting period io Value Code 2 (j.p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3367. 3368. 3369. 3370. 3371. 3372. 3373. - BROADCOM 3374. - CAE INC 3375. 3376. 3377. - CANON INC 3378. 3379. 3380. - CARNIVAL CORP COMMON PAIRED STOCK 3381. 3382. 3383. - CATERPILLAR INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) 4/17/12 J 4/18/12 J 6/20/12 J 9/18/12 J 11/23/12 J 11/26/12 J Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 1/30/12 J 2/1/12 J 11/20/12 J 11/12/12 J 11/29/12 J 11/30/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/19/12 J 1/20/12 J 4/26/12 J 7/13/12 J ]. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =S 1,000 or less F =$50,001 - $100,000 J=$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000.001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -S5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Estimalcd D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 7' =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 204 of 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R e p o rt 08/14/2013 VII. INV ESTM ENTS and TRUSTS - - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offilin g instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g,, div., rent, or int.) c. Gross value at end o f reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) Date (3) Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3384. 3385. 3386. - CENOVUS ENERGY INC C$ 3387. - CERNER CORP 3388. - CHEVRON CORP Buy (add'l) Buy (add'l) Sold (part) Sold (part) 7/26/12 J 7/30/12 J 4/17/12 J 1/24/12 J C 3389. - CHINA SHENHUA ENERGY Buy 9/6/12 J 3390. 3391. 3392. - CME GROUP INC 3393. 3394. 3395. 3396. 3397. 3398. 3399. 3400. Buy (add'l) Buy (add'l) Buy 9/10/12 J 9/11/12 J 8/31/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 9/5/12 J 9/7/12 J 9/10/12 J 9/11/12 J 9/14/12 J 9/25/12 J 10/2/12 J 10/10/12 J 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns C) and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001 -$500.000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value B =$J,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R=Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslmated D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 205 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those of,spouse ami dependent children; see pp. 34-60 offifing instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period o Amount Code 1 (A-H) (2 ) Type (e.g., div., rent, or int.) c. Gross value at end of reporting period 0) Value Code 2 (J-P ) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P ) (4 ) Gain Code 1 (A-H) (5 ) Identity of buyer/seller (if private transaction) 3401. 3402. - COACH INC 3403. 3404. - COBALT INTERNATIONAL ENERGY Buy (add'l) Buy (add'l) Buy (add'l) Buy 10/19/12 J 9/5/12 J 9/10/12 J 3/2/12 J 3405. 3406. 3407. - COCA-COLA AMATIL LTD 3408. - COLGATE-PALMOLIVE CO Buy (add'l) Buy (add'l) Buy Sold 3/5/12 J 3/6/12 J 12/7/12 J 7/27/12 K D 3409. - COMCAST CORP CL A 3 4 1 0 .-C O S T C O 3411.-DANAHER CORP 3412.- DANONE 3413. 3414. 341 5 .-D A V ITA INC 3416.-DENSO CORP 3417. - DBS GROUP HOLDINGS LTD Sold (part) S old Sold (part) Sold (part) S old (part) Sold (part) S old (part) Buy (add'l) Buy (add'l) 1/24/12 J 1/9/12 J 1/24/12 J 2/6/12 J 11/22/12 K. 12/13/12 J 6/4/12 J 2/9/12 K 1/25/12 J C I Income Gain Codes: (Sec Columns B l and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Mclhod Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J=$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$ 1,001-$2,500 G =$100,001-$1,000,000 K=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosi (Real Esiale Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessmenl W =Esiimated D =$5,001- $15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 206 of 229 Name of Person Reporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffifin g instructions.) NONE (No reportable income, assets, or transactions,) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A -H ) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (o Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A -H ) (5) Identity of buyer/seller (if private transaction) 3418. 3419. 3420. 3421.-DIAG EO PLC 3422. 3423. 3424. - DISCOVERY COMMUNICATIONS 3425. - DOW CHEMICAL CO Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold 9/6/12 J 9/28/12 J 10/1/12 J 3/7/12 J 7/13/12 K 9/28/12 J 12/19/12 J Buy 1/3/12 J B 3426. 3427.-DR1L-QUIP INC Buy (add'l) 1/4/12 J 3428. - EATON CORP 3429. 3430. 3431. 3432. 3433. 3434. Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/11/12 J 1/17/12 J 1/18/12 J 1/18/12 J 1/19/12 J 1/20/12 J 2/27/12 J 1, Income Gain Codes: (See Columns B1 and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K=$ 15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Eslaic Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimulcd D =$5,001- $15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 207 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) a. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure b. Income during reporting period (O Amount Code 1 (A-H) (2) Type (e,g,, div., rent, or int.) c. Gross value at end o f reporting period (i) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period to Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3435. 3436. 3437. 3438. 3439. 3440. 3441, 3442. - ECOLAB 3443. - EMERSON ELECTRIC 3444. 3445.-ENCANA CORP 3446. 3447. 3448. 3449. 3450. 3451. - ENSCO PLC ADR Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add'l) Buy ( a d d 'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy 2/29/12 J 3/2/12 J 4/26/12 J 7/16/12 J 10/19/12 J 10/22/12 J 12/3/12 L 7/27/12 J 3/1/12 J 3/2/12 J 1/25/12 J 1/26/12 J 2/3/12 J 2/28/12 J 2/29/12 J 8/15/12 J 2/17/12 J C D B A 1. Income Gain Codes: (See Columns B ! and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001-$100,000 J=$ 15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,00! -$50,000 0=5500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4=More than $50,000,000 S =Assessment W =Eslimated D =$5,001 -$15,000 H2 =More than $5,000,000 M=$ 100,001-$250,000 P2 =$5,000,001- $25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 208 of 229 Name of Person Reporting B arry, iVlaryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (o Amount Code 1 (A-H) (2) Type (e,g., dtv., rent, or int.) c. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period to Type (e.g, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3452. 3453. 3454. 3455. 3456. 3457. 3458. - ESS1LOR 1NTL 3459. - EXPRESS SCRIPTS INC Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/21/12 J 2/24/12 J 2/29/12 J 3/6/12 J 3/14/12 J 10/19/12 J 3460. - FACEBOOK INC-A Buy 5/17/12 K 3461. 3462. 3463. - FANUC CO 3464. - FEDEX CORP 3465. 3466. 3467. - FIRST SOLAR INC 3468. Buy ( a d d 'l) Sold 5/22/12 J 6/25/12 K. Buy (add'l) Sold (part) Sold (part) Sold (part) Sold 1/24/12 J 6/14/12 K 6/15/12 S 2/8/12 J 2/9/12 J A A E Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501- $5,000 HI =$1,000,001 -$5,000,000 L =$50,001-S100,000 PI =$1,000,001 -S5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =Eslimated D =$5,001-$15,000 H2 =More than $5,000,000 M =5100,001-$250,000 P2 =$5,000,001 -$25.000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 209 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (includes those o fspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. income during reporting period a) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of report! ng period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code l (A-H) (5) Identity o f buyer/seller (if private transaction) 3469. - FIRST GROUP PLC 3470. 3471. 3472. Sold (part) Sold (part) Sold (part) Sold 11/30/12 J 12/7/12 J 12/17/12 J 12/18/12 J 3473. - FUGRO NV 3474. - GEMALTO NV 3475. 3476. 3477. 3478. 3479. 3480. - GENPACT LTD 3481. 3482. 3483. 3484. 3485. Buy Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 4/16/12 J 4/17/12 J 4/18/12 J 4/27/12 J 5/2/12 J 5/3/12 J 1/24/12 J 1/25/12 J 1/26/12 J 2/3/12 J 2/6/12 J 2/7/12 J 1, Income Gain Codes: (Sec Columns B I and D4) 2, Value Codes (Sec Columns C I and D3) 3, Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcni W =Estimaicd D =$5,001- $ 15,000 H2=More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 210 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - in com e, vaine, tran saction s (In clu des th ose o f sp o u se a n d dep en d en t ch ildren ; see p p . 34-60 o f/lin g in stru ction s.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount Code 1 (A-H) (2) Type (e.g., div., rent, orinL) C. Gross value at end o f reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q -W ) D. Transactions duting reporting period (1) Type (e.g. buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3486. 3487. 3488. - GENTING SINGAPORE PLC 3489. 3490. - GILEAD SCIENCES INC Buy (add'l) Buy (add'l) Buy 2/8/12 J 2/9/12 J 4/13/12 J Sold (part) Buy 12/12/12 J 1/19/12 J 3491. 3492. 3493. 3494. 3495. 3496. 3497. 3498. 3499. 3500. 3501. 3502. Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/24/12 J 1/26/12 J 1/27/12 J 1/30/12 J 1/31/12 J 2/1/12 J 2/2/12 J 2/29/12 J 6/15/12 J 6/20/12 J 7/9/12 J 1. Income Gain Codes: (Sec Columns Bi and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F=S50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25.000,001- $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Estimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T=Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 211 o f 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - in com e, value, tran saction s (Inclu des th ose o f spouse an d depen den t ch ildren; s e e pp. 34-60 o ffilin g instructions.) NONE (No reportable income, assets, or transactions.) A. D escrip tio n o f A ssets (in c lu d in g tru st asse ts) P la c e "(X )" a fte r e a ch asse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d to A m ount Code 1 (A-H) (2 ) Type (e.g., d iv ., re n t, o r in t.) C. G ro ss v alu e at en d o f le p o rtin g p erio d to V a lu e (2 ) V a lu e Code 2 (j-p) M eth o d Code 3 (Q-W) D. T ra n sa c tio n s d u rin g re p o rtin g p erio d (1) Type (e.g., b u y , sell, re d e m p tio n ) (2 ) D a te m m /d d /y y (3) V a lu e C ode 2 (j-p) (4 ) G a in Code 1 (A-H) (5 ) Id e n tity o f b u y e r/se lle r ( if p riv ate tran sa ctio n ) 3503. 3504. - GOOGLE INC Buy (add'l) 9/21/12 J 3505. - GOLDMAN SACHS GROUP INC 3506. 3507, 3508. - HALLIBURTON CO 3509, 3510. - HAM AMATSU PHOTONIC KK 3511. 3512. 3513. 3514. 3515 3516. 3517. 3518. 3519.-H D FC BANK LTD Buy (add'l) Buy ( a d d 'l) Sold (part) Buy ( a d d 'l) Buy (add'l) Buy 1/20/12 J 2/1/12 J 5/24/12 K 1/17/12 J 7/31/12 J 3/15/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) 5/7/12 J 5/9/12 J 5/14/12 J 5/15/12 J 5/23/12 J 12/13/12 J 12/14/12 J 12/18/12 J 1/12/12 J A I Income Gain Codes: (See Columns Bl and D4) 2,, Value Codes (Sec Columns CI and D3) 3. Value Mclhod Codes (Sec Column C2) A -S I.000 or Ics F S50.00I - S100.000 J S15.000 or le N $250.001 - S500.000 PJ ^$25.000,001 - S50.000.000 0 " Appraisal U -Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 H] =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 $5,000,000 P4 =Morc lhan $50,000,000 S =Assessmeni W =Estimalcd D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 212 of 229 Name of Person Reporting B arry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end o f reporting period co Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D, Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) 0 ) Date Value mm/dd/yy Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3520. 3521, 3522. Sold (part) Sold (part) Sold 1/13/12 J 1/17/12 J 1/18/12 J A A A 3523. - HENNES & MAURITZ AB 3524. - HITACHI 3525. 3526. 3527. - HOME DEPOT INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 3/30/12 K 9/6/12 J 11/29/12 J 3528. - HONG KONG/CHINA GAS 3529. - HSBC HOLDINGS PLC 3530. 3531. 3532. - ICICI BANK LTD SPON ADR 3533. 3534. - ILLINOIS TOOL WORKS INC 3535. 3536. - IMPERIAL OIL LTD Sold (part) Buy (add'l) Buy (add'l) Sold (part) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold 2/9/12 K 1/10/12 J 1/27/12 K 1/26/12 J 1/18/12 J 1/19/12 J 2/28/12 J 2/29/12 J 1/4/12 K C A A B B \ , Income Gain Codes: (See Columns BI and D4) 2, Value Codes (Sec Columns Cl and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001- $500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =51,001 - $2,500 G =$100,001 -$1,000,000 K =$ 15,001-$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Othcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 P1 =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001 -S50.000 FINANCIAL DISCLOSURE REPORT Page 213 of 229 Name of Person Reporting B arry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A, Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (O Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3537. - IMPERIAL TOBACCO PLC (FORMERLY IMPERIAL TABACCO PLC) 3538. - INMET MINING CORP Buy (add'I) 2/2/12 J 3539. - INTERNATIONAL GAME TECHNOLOGY 3540. 3541. 3542. 3543. 3544. Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 10/22/12 J 10/23/12 J 10/24/12 J 10/25/12 J 10/26/12 J 3545. - INTERNATIONAL BUSINESS MACHINES CORP 3546, - IRON MOUNTAIN INC 3547. 3548. 3549. 3550. 3551. -JA B IL CIRCUIT INC 3552. Buy ( a d d 'I) Buy (add'I) Buy (add'I) Sold (part) Sold (part) Buy 1/17/12 J 1/20/12 J 2/24/12 J 11/30/12 J 12/18/12 K 2/9/12 J Buy (add'I) 2/10/12 J A E Income Gain Codes: {Sec Columns B I and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Meiliod Codes (Sec Column C2) A =$J,000 or less F =$50,001 -$J00,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appi'aisal U =Book Value B =$1,001-$2,500 G =$100,001 $1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Assessment W =Eslimaicd D =$5,001-$15,000 H2 =More than $5,000,000 M=$ 100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cush Market E =515,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 214 of 229 Name of Person Reporting Barry, M aryaline T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffilin g instructions.) | NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)Mafter each asset exempt from prior disclosure B. Income during reporting period a) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C Gross value at end o f reporting period a) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period a) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity o f buyer/seller (if private transaction) 3553. 3554. 3555. 3556. 3557, 3558. 3559. - JACK HENRY & ASSOC INC Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 2/13/12 J 10/19/12 J 11/5/12 J 11/6/12 J 11/7/12 J 11/8/12 J 3560.-JG C CORP Buy 3/21/12 K 3561. - JUNIPER NETWORKS INC 3562. - JPMORGAN CHASE & CO Sold 7/16/12 J 3563.-KEYENCE CORP 3564. - KINDER MORGAN INC 3565. 3566. - KLA-TENCOR CORP 3567. 3568. - KON1NKL1JKE 3569. Buy (add'l) Buy I/I0/I2 K 11/30/12 J Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) 12/11/12 J 1/24/12 J 9/6/12 J 2/17/12 J 7/24/12 J C C 1, Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns C 1and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$ 15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Oihcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000.000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc Lhan $50.000.000 S =Asscssmcnt W =Eslimaicd D =$5,001 - $ 15.000 H2 =Morc lhan $5,000,000 M =$100,001 -$250,000 P2 =S5,000,001 - $25,000,000 T=Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 215 of 229 Name of Person Reporting Barry, jMaryanne T. Date of Report 08/14/2013 VIL IN V E ST M E N T S and TR USTS -- in co m e, vaine, tra n sa c tio n s (In c lu d e s th o s e o f sp o u s e a n d d e p e n d e n t c h ild re n ; se e p p . 3 4 -6 0 o f f ilin g in stru ction s.) NONE (No reportable income, assets, or transactions.) Description o f Assets (including trust assets) Place "(X)'1after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period O Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (O Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3570. 3571, 3572. 3573. - KURITA WATER INDUSTRIES 3574. 3575. 3576. 3577. 3578, 3579. 3580. 3581. 3582. - L'AIR LIQUIDE 3583. 3584. - L'OREAL Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 10/19/12 J 10/22/12 J 12/17/12 J 3/9/12 J 3/27/12 J 4/19/12 J 4/20/12 J 4/24/12 J 4/27/12 J 5/9/12 J 5/24/12 J 5/25/12 J Sold (part) Sold (part) 2/6/12 J 7/5/12 J 3585. - LI & FUNG LTD 3586.-LIN D E AG Sold 9/26/12 K ]. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B=$ 1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosi (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc Ilian $50,000,000 S =Asscssmenl W =Eslimulcd D =$5,001 - $ 15,000 H2 =More than $5.000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 216 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div;, rent, or jnQ C. Gross value at end o f reporting period a) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) 3587. - LVMH MOET HENNESSY LOUIS VUITTON 3588. - MARSH & MCLENNAN COS 3589. - MAXIM INTEGRATED PROD 3590. 3591. 3592. 3593. 3594. 3595. 3596. - MCDONALDS CORP 3597. 3598. - MICROCHIP TECHNOLOGIES 3599. 3600. 3601 3602. 3603 Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 11/6/12 J 1/3/12 J 1/5/12 J 1/6/12 J 1/9/12 J 1/10/12 J 1/12/12 J 1/18/12 J Buy 3/21/12 J Sold 5/10/12 J Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 2/8/12 J 2/9/12 J 5/4/12 J 5/9/12 J 5/10/12 J 5/11/12 J B B B B B B B B A A A ]. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3 Value Mclhod Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001-$1,000,000 K =$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnl W =Eslimalcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cush Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 217 of 229 Name of Person Reporting Barry, M aryan ne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - in conte, value, tran saction s (Inclu des th ose o f spou se a n ti d ependent ch ildren ; se e p p . 34-60 o ffilin g instructions.) [ NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including hoist assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code I (A-H) (5) Identity o f buyer/seller (if private transaction) 3604. - MICROSOFT CORP 3605. - MITSUBISHI CORP 3606. - MONSANTO CO NEW 3607. - MOSAIC CO/THE Buy (add'l) Buy (add'l) Buy 2/3/12 J 8/17/12 J 10/18/12 J 3608. 3609. 3610. 3611, 3612. - MURATA MANUFACTURING CO Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 10/19/12 J 10/22/12 J 11/2/12 J 11/5/12 J 3613. - NATIONAL GRID PLC 3614. - NATIONAL INSTRUMENTS CORP Buy (add'l) 7/16/12 J 3615.-NESTLE SA REG 3616. - NEWCREST MINING NPV 3617. 3618. 3619.-N EW ELL RUBBERMAID INC Sold (part) Sold (part) Sold (part) Buy 5/25/12 J 5/28/12 J 6/21/12 J 11/12/12 J 3620. Buy ( a d d 'l) 11/13/12 J 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3)3 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001-$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Co5l (Real Estate Only) V =Olher C =$2,501 -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1.000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Eslimalcd D =$5,001 - $ 15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 218 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS - - incom e, value, transactions (Includes th ose o f spouse an d dependent children; see p p . 34-60 o f filin g instructions.) NONE (No reportable income, assets, or transactions.) A. D e scrip tio n o f A sse ts (in c lu d in g tru st a sse ts) P la c e "(X )" a fte r e a c h asse t ex e m p t fro m p rio r d isclo su re B. In c o m e d u rin g re p o rtin g p erio d to A m ount Code J (A-H) (2 ) Type (e.g., d iv ., re n t, o r in t.) C. G ro ss v alu e at en d o f re p o rtin g p erio d 0) V a lu e C ode 2 (j-p) (2 ) V a lu e M eth o d Code 3 (Q -W ) D. T ra n s a c tio n s d u rin g re p o rtin g p erio d 0) Type (e.g., b u y , sell, re d e m p tio n ) (2 ) D a te m m /d d /y y (3 ) V a lu e C ode 2 (j-p) (4) G a in C ode 1 (A-H) (5 ) Id e n tity o f b u y e r/se lle r ( if p riv ate tran sactio n ) 3621. 3622. 3623. 3624. 3625. 3626. 3627. 3628. 3629. 3630. 3631. 3632. 3633. - NIELSEN HOLDINGS NV USS 3634. 3635.-N IK E Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/14/12 J 11/15/12 J 11/16/12 J 11/19/12 J 11/20/12 J 11/26/12 J 12/5/12 J 12/6/12 J 12/13/12 J 12/17/12 J 12/20/12 J 12/26/12 J 2/6/12 J 12/19/12 J 3636. - NOBLE ENERGY INC 3637. Buy (add'l) Buy (add'l) 2/3/12 ] 11/5/12 J 1. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns Cl and D3)3 3. Value Method Codes (See Column C2) A 3SI.000 or less F --$50.001 . S100.000 J SI 5.000 or less N =$250.001 - $500.000 1*3 $25.000.001 - $50.000.000 Q ^Appraisal U - Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K.=$ 15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olher 0 5 2 ,5 0 ! .$5,000 HI -S I.000.001-S5.000.000 L *=$50.001 - $ 100.000 PI $1,000.001 -$5.000.000 P4 -More than $50.000.000 S 'Assessment W ' Estmuled D =$5,001 -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 219 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period to (2 ) Amount T y p e ( e .g ., Code I div., rent, (A -H ) or int.) C. Gross value at end of reporting period o Value (2) Value Code 2 Method (j-p ) Code 3 (Q -W ) D. Transactions during reporting period (1) T yp e (e g., buy, sell, redemption) (2) (3) (4) Date Value 1 Gain mm/dd/yy Code 2 Code 1 (j-p ) (A -H ) (5) IdenLity of buyer/seller (if private transaction) 3638. - NORDSTROM INC 3639. - NORFOLK SOUTHERN CORP 3640. - NOVARTIS AG NAMEM 3 6 4 1 .-NOVO NORDISK 3642. 3643. - NUCOR CORP 3644. - OI SA ON ADR 3645. 3646. - Ol SA PN ADR 3647. 3648. 3649. 3650. 3651. 3652. 3653. - OMNICOM GROUP 3654. Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold (part) Buy 1/24/12 J 3/27/12 J 1/19/12 K 1/23/12 J 5/2/12 J 3/21/12 J Spinoff 4/9/12 (from line 3746) Sold (part) 4/9/12 Spinoff 4/9/12 (from line 3746) Buy 4/18/12 K J K J Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Sold (part) Sold (part) Sold 4/19/12 J 5/2/12 J 5/4/12 J 5/10/12 J 4/9/12 J 1/11/12 J 1/12/12 J B D A A A 1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl andD3)3 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25.000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnt W =EsLimatcd D =$5.001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001 - $50,000 FINANCIAL DISCLOSURE REPORT Page 220 of 229 Name o f Person Reporting Barry, M aryanne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Induties those ofspouse anti dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period o) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (0 Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period (0 Type (e.g, buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3655. - ORACLE CORP 3656. 3657. - PEPSICO INC 3658. 3659. 3660. - PENGROWTH ENERGY CORP C$ 3661, 3662. 3663. - PERNOD RICARD SA 3664. - PG&E CORP 3665. - PHARM ASSET INC 3666. - PH ILIP MORRIS 1NTL Buy (add'l) Sold (part) Sold (part) Sold (part) Sold I/I1/12 J 5/21/12 J 1/27/12 K 1/30/12 J 2/2/12 I Buy (add'l) Buy (add'l) Buy (add'l) Buy ( a d d 'l) Sold 1/23/12 J 1/24/12 J 12/20/12 J 1/10/12 J 4/5/12 J Sold 1/13/12 A A A D 3667. - POLYCOM INC 3668. 3669. - PREMIER FARNELL PLC Sold (part) Sold 1/4/12 J 1/5/12 J A 13 3670. - PROGRESSIVE CORP OHIO 3 671.-Q U A LC O M M INC 1. Income Gain Codes: (See Columns B 1and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A -S I,000 or less F -$50.001 S100.000 J " S I5.000 or less N =5250.001 - $500,000 1*3 " 525.000,001 S50.000.000 Q "Appraisal U -Book Value B =$1,001 -52,500 G =$100,001 -51,000,000 K.=$ 15,001 -550,000 0=5500,001 -51,000,000 R =Cosl (Real Estate Only) V =Olher C =$2,501-55,000 HI =$1,000,001 -55,000,000 L =550,001 -$100,000 PI =51,000,001 -$5,000,000 PA=More than $50,000,000 S =Asscssmcnl W =Eslimated D =$5,001 -515,000 H2 =Morc than $5,000,000 M =5100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E=$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 221 of 229 Name of Person Reporting Barry, M aryan ne T. Date of R eport 08/14/2013 VII. INVESTM ENTS and TRUSTS -- income, value, transactions (Includes those ofspouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period a) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period to Value Code 2 (j-p) (2) Value Method Code 3 (Q -W ) D Transactions during reporting period a) Type (e.g., buy, sell. redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3672. - REPUBLIC SERVICES INC 3673. 3674. - RECKITT BENCK1SER GROUP Buy (add'l) Sold (part) 1/11/12 J 11/16/12 J 3675. - RICHEMONT CIE FIN 3676. 3677. - RIO TINTO PLC REG 3678. - ROCHE HOLDING AG GENUSSCHEIN Buy (add'l) Sold (part) Sold (part) 1/13/12 J 10/19/12 J 8/28/12 K C 3679. - ROYAL DUTCH SHELL CL A ADR 3680. 3681, 3682. 3683, 3684. 3685. - SAMSUNG ELEC GDS Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/10/12 J 9/24/12 J 11/6/12 J 11/12/12 J 11/14/12 K 11/29/12 J A A 3686. - SAMPO OYJ 3687. 3688. Buy (add'l) Buy (add'l) Buy (add'l) 1/23/12 J 1/27/12 J 4/23/12 J 1. Income Gain Codes: (Sec Columns B ! and D4) 2. Value Codes (Sec Columns Cl and D3) 3* Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001 -$100,000 J =515,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -550,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -51,000,000 K. =$ 15,001-$50,000 0=5500,001 $1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501 -$5,000 HI =$1,000,001 $5,000,000 L =$50,001-$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssnicnl W =Eslimoled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market E =$ 15,001-$50,000 FINANCIAL DISCLOSURE REPORT Page 222 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X )" after each asset exempt from prior disclosure B. Income during reporting period to Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period (o Value Code 2 (J-P) (2) Value Method Code 3 (Q -w ) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code I (A -H ) (5) Identity of buyer/seller (if private transaction) 3689. - SAP AG SPON ADR 3690. - SCHLUMBERGER LTD 3691. - SCHNEIDER ELECTRIC SA 3692. 3693. - SCHWAB CHARLES NEW 3694. 3695. 3696. 3697. 3698. 3699. - SCR1PPS NETWORKS INTERACTIVE Buy (add'l) Buy (add'l) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 1/12/12 J 1/20/12 J 2/7/12 J 2/8/12 J 2/10/12 J 11/9/12 J 11/12/12 J 11/13/12 J A A A 3700. - SES FDR CL 3701, 3702. 3703, 3704. - SEADRILL LTD Buy ( a d d 'l) Buy (add'l) Buy (add'l) Buy (add'l) 9/20/12 J 9/25/12 J 9/26/12 J 9/27/12 J 3705. - SEATTLE GENETICS INC Buy ( a d d 'l) 1/23/12 J I Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3, Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C=$2,50! -$5,000 HI =$1,000,001 -$5,000,000 L =$50,001-$100,000 PI =$1,000,00! -$5,000,000 P4 =Morc than $50,000,000 S =Assessmcnl W =Eslimatcd D =$5,001-$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00) - $25,000,000 T=Cash Maikcl H =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 223 of 229 Name of Person Reporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value ai end of reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q 'W ) D. Transactions during reporting period O Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (j-p) (4) Gain Code l (A-H) (5) Identity of buyer/seller (if private transaction) 3706. 3707. 3708. 3709. - SHANGRI-LA ASIA Buy (add'l) Buy (add'l) Buy (add'l) Sold 1/24/12 J 1/25/12 J 1/26/12 J 1/5/12 J 3710.-SH IR E PLC 3711 3712. 3713. 3714 3715. 3716. 3717. 3718. 3719. - SIGNET JEWLERS LTD 3720. - SINGAPORE TELECOMM 3721. 3722. - SMC CORP Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (par*) Sold 9/26/12 J 9/27/12 J 9/28/12 J 10/1/12 K 10/2/12 J 10/3/12 J 10/4/12 J 10/19/12 J 10/23/12 J Buy (add'l) Buy 2/3/12 J 11/14/12 K Buy (add'l) 12/3/12 J B B C D C C A B A L Income Cain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$ 15,000 or less N =$250,00! -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K. =$15,001 -$50,000 O =$500,00] -$1,000,000 R =Cost (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmenl W =Esli mated D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T=Cash Maikcl E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 224 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VII. IN V E ST M E N T S and T R USTS -- in c o m e , valu e, tra n sa c tio n s (In c lu d e s th o se o f s p o u s e a n d d e p e n d e n t c h ild re n ; s e e p p . 3 4 -6 0 o f f il in g in stru ction s.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O Amount Code I (A-H) (2) Type (e.g., div,, rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity o f buyer/seller (if private transaction) 3723. - SOFTBANK CORP 3724. 3725. - SONOVA HOLDING Buy (add'l) Buy (add'l) 5/30/12 J 6/15/12 J 3726. - STANDARD CHARTERED 3727. 3728. - STANLEY BLACK & DECKER INC 3729. - STARBUCKS CORP 3730. 3731. 3732. - SUN HUNG KAI PROP 3733. - SWIRE PACIFIC LTD 3734. - SWIRE PROPERTIES LTD 3735. 3736. 3737. 3738. 3739. Buy (add'l) Sold (part) Buy (add'l) Buy 12/12/12 J 10/29/12 J 1/27/12 J 11/28/12 J Buy (add'l) Buy (add'l) Sold (part) Sold 11/29/12 J 12/17/12 J 3/30/12 J 1/5/12 J Sold 2/1/12 J Buy 11/22/12 J Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 11/23/12 J 11/26/12 J 11/29/12 J 11/30/12 J A B A ], Income Gain Codes: (See Columns BJ and D4) 2, Value Codes (Sec Columns C 1and D3) 3, Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 -$50,000,000 Q ^Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 $100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Eslimatcd D =$5,001-$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250.000 P2 =$5,000,001- $25,000,000 T =Cash Market E=$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 225 o f 229 N am e o f P erso n R ep o rtin g Barry, M aryanne T . D ate o f R ep o rt 0 8 /1 4 /2 0 1 3 VIL INV ESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 offiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period 0) Amount Code 1 (A-H) (2) Type (e.g., div,,, rent, or int.) c. Gross value at end o f reporting period 0) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3740. - SWISSCOM AG REG 3741.-SY NGENTA AG 3742. - SYSMEX CORP 3743.-TARGET CORP 3744. 3745. - TE CONNECTIVITY LTD Buy (add'l) Sold (part) 1/13/12 J 2/14/12 J 3746. - TELE NORTE LESTE PART ADR (Y) 3747. 3748. 3749. 3750. 3751 3752. 3753. - TELUS CORP (Y) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) 1/1/12 J 1/1/12 J 1/3/12 J 1/4/12 J 1/5/12 J 1/6/12 J 1/9/12 J 3754. - TELSTRA CORP 3755. - TESCO PLC 3756. Sold Buy (add'l) Sold (part) 3/30/12 K 1/12/12 J 2/17/12 J C L Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (See Columns C 1and D3) 3 Value Method Codes (See Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O =$500,001 -$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50,000,000 S =Asscssmcnl W =Eslimaled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100.001 -$250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market E =$ 15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 226 of 229 N am e of Person R eporting B arry, M aryanne T. Date of Report 08/14/2013 VII. INVESTM ENTS and TRUSTS --income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 o ffiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period in Amount Code 1 (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period o) Value Code 2 (j-p) (2) Value Method Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) identity of buyer/seller (if private transaction) 3757. 3758. - TELEVISION BROADCAST 3759. - THE WALT DISNEY CO 3760. - TIFFANY & CO NEW 3761. 3762. 3763. 3764. - TINGYI HOLDING CORP 3765, 3766. - TIME WARNER CABLE INC Sold Sold Sold (part) Buy (add'l) Buy (add'l) Buy (add'l) Buy (add'l) Sold (part) Sold 5/24/12 J 1/6/12 J 1/23/12 J 1/20/12 J 1/30/12 J 7/18/12 J 7/31/12 J 5/25/12 J 5/29/12 J C 3767. - TORONTO-DOMINION BANK 3768. - TREND MICRO INC 3769. - UNION PACIFIC CORP Sold Sold (part) 1/5/12 J 6/15/12 J B 3770. - UNITED TECHNOLOGIES CORP 3771. - UNITEDHEALTH GROUP INC 3772. 3773. - URBAN OUTFITTERS INC Buy (add'l) Sold (part) Sold (part) Sold (part) 1/11/12 J 1/23/12 J 4/16/12 J 1/11/12 K B D I- Income Gain Codes: (Sec Columns B1 and D4) 2, Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$1,000 or less F =$50,001 -$100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000,001-$50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 0 = 5 5 0 0 ,0 0 1 -$1,000,000 R =Cost (Real Estate Only) V =Othcr C =$2,501-$5,000 HI =$1,000,001 -$5.000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =Morc than $50.000.000 S =Asscssmcnt W =Estimilled D =$5,001 -$15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -S25,000,000 T =Cash Market E =$15,001 -$50,000 FINANCIAL DISCLOSURE REPORT Page 227 o f 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 VIL INV ESTM ENTS and TR USTS -- in co m e, value, tra n sa c tio n s (In c lu d e s th o se o f sp o u se a n d d e p e n d e n t ch ild re n ; s e e p p . 3 4 -6 0 o f f ilin g in stru ction s.) NONE (No reportable income, assets, or transactions.) A. Description o f Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period io Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end o f reporting period (O Value Code 2 (j-p) (2) Value Method Code 3 (Q-w) D. Transactions during reporting period (0 Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 3774. 3775. - VERIZON COMMUNICATIONS 3776. - VISA INC CL 3777. 3778. 3779. - WAL MART DE MEXICO 3780. 3781.- WHITBREAD PLC Sold Sold Sold (part) Sold (part) Sold (part) Sold (part) Sold 1/12/12 J 1/10/12 K 1/13/12 J 1/17/12 K 1/18/12 J 1/12/12 J 1/13/12 J C B D A A C 3782. - SSGA US MONEY MARKET FUND 3783. Trust #33 3784. -SSGA US GOV MONEY MARKET FUND 3785, -CAPITAL CORE BOND FUND (X) D Interest N T Open 6/1/12 J 1. Income Gain Codes: (Sec Columns B1 and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$ 1,000 or less F =$50,001-$100,000 J =$15,000 or less N =$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value B =$1,001 -$2,500 G =$100,001 $1,000,000 K =$15,001 -$50,000 O =$500,001-$1,000,000 R =Cosl (Real Estate Only) V =Olhcr C =$2,501-$5,000 H I =$ 1,000,001- $5,000,000 L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmenl W =Eslimatcd D =$5,001 - $ 15,000 H2 =Morc than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$ 15,001- $50,000 FINANCIAL DISCLOSURE REPORT Page 228 o f 229 N am e o f P erson R ep o rtin g Barry, M aryanne T. D ate o f R eport 08/14/2013 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (In d ica te p o rt o f report.) D u r in g 2004. the fo llo w in g entities ho ld in g real estate s o ld all o f their respective rental properties. T o avoid confusion, w e w ill continue to list these entities by their current nam cs(ic. Rental Property III) These entities w ill eventually be liquidated as they w ind up their affairs: Rental Property U2 Rental Property II 16 Rental Property I I 17 Rental Property U21 Rental Property I I 22 Rental Property 1124 Trust II 25 w as closed du rin g 2 0 1 1 and all assets were cither so ld or transfered to other for 2 0 12. (X ) Denotes reportable items resulting from current year transfers-in from other accounts. ( Y ) Denotes items w hich arc no longer reportable due to Iransfers-out to other accounts. Trusts during 2011. There were no reportable transactions (Z ) C A P I T A L IN T I. P V E Q U I T Y F U N D V , L P w as erroneously included in C A P IT A L IN T I. P V E Q U IT Y F U N D V, L P for 2012. S S G A U S G O V M O N E Y M A R K E T F U N D w as erroneously excluded from T m s t //30 in the 2 0 1 1 F D R . There were no reportable transactions for Trust 1131 in the 2 0 1 1 F D R . FINANCIAL DISCLOSURE REPORT Page 229 of 229 Name of Person Reporting Barry, M aryanne T. Date of Report 08/14/2013 IX. CERTIFICATION. 1 certify that all in fo rm a tio n giv en a b o v e (in c lu d in g in fo rm a tio n p e r ta in in g to m y sp o u se a n d m in o r o r dependent c h ild re n , i f a n y ) is accurate, true, an d c om plete to the best o f m y k n o w le d ge an d belief, a n d th a t a n y in fo r m a tio n not rep o rted w a s w ithhe ld because it met ap p lica b le statu tory provisions perm itting non-disclosure. I fu rth e r certify that e arn e d in co m e fr o m o u tsid e em p lo ym e n t a n d h o n o ra ria a n d the acce p ta nce o f gifts w h ich have been re p o rte d are In c o m p lia n ce w ith the p ro v is io n s o f 5 U .S .C . app. 501 et. set|., 5 U .S .C . 735.1, a n d J u d ic ia l C o n fe re n c e regulation s. Signature: s/ Mary an ne T. Barry N O T E: A N Y IN D IV ID U A L W H O K N O W IN G L Y A N D W IL L F U L L Y F A L S IF IE S O H K A IL S T O F IL E T H IS R E P O R T M A Y B E SU B J E C T T O C IV IL A N D C R I M I N A L S A N C T IO N S (5 U .S.C. app. 104) Committee on Financial Disclosure Administrative Oflicc of the United Stales Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544