Document YD1vzYvQNj4wOZV0aK3R1M1bE
200
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
.
THE UNITED STATES OF AMERICA Plaintiff,
vs. OUTBOARD MARINE CORPORATION AND MONSANTO COMPANY.
Defendants
) No. 78 C 1004
)
The continued deposition of DR. WILLIAM
R. RICHARD, JR., called by the Plaintiff for examina
tion, pursuant to adjournment, and pursuant to the
Rjl1os
f'ivil Procedure for thv. United SLateo
District Courts pertaining to the taking of deposi
tions, taken before Thea L. Urban, a Notary Public
in and for the County of Cook, State of Illinois,
and a Certified Shorthand Reporter of said State,
at the offices of Kirkland & Ellis, 200 East Randolph
Drive, 59th Floor, Chicago, Illinois 60601, on the
16th day of January, A.D. 1981, commencing at 9:30
o'clock a.m.
PRESENT
MS. ELIZABETH STEIN, (Pollution Control Section
Land & Natural Resources Division Department of Justice Washington, D.C. 20530),
and
HARTOLDMONOOQ9577
201
PRESENT: (Continued)
MS. M. KAYE JACOBS and
MR. GEORGE PHELUS,
(Water Enforcement Division
U.S. Environmental Protection Agency
230 South Dearborn Street
Chicago, Illinois 60604),
.
.
appeared on behalf-of the United States of America;
MS. ROSEANN OLIVER, (Phelan, Pope & John, Ltd.
30 North LaSalle Street Chicago, Illinois 60603),
'.
and
-''
.
MS. JOANNE NEW,
'
(Martin, Craig, Chester & Sonnenschein 115 South LaSalle Street Chicago, Illinois 60603),
appeared on behalf of Outboard Marine Corporation?
MR. JAMES H. SCHINK .and.
MR. ROBERT SHAPIRO,
(Kirkland & Ellis
.
200 East Randolph Drive
Chicago, Illinois 60601),
,. .
appeared on behalf of Monsanto Company.
' TKea L.
Certipled SPortliand Reporter ----
134 Soutli La Calle Street aicago, Illinois 60603 312 - 782-3332
HARTOLDMONOOQ9578
202
N D E X
WITNESS;
Direct Cross Redirect Recross
WILLIAM R. RICHARD, JR.
By Ms. Stein
203
316
-
By Ms. Oliver
'
233
By Mr. Schink
329
EXHIBITS
Richard-Plaintiff Deposition Exhibit
Marked for ID
134 i_a S"He Street Chicago, Illinois' 60603 312 - 782-3332
HARTOLDMONOOQ9579
Richard - direct
203
WILLIAM
R.
RICHARD,
JR. ,
. called as a witness herein, having been previously '
duly sworn, was examined and testified further as
follows:
'.>
DIRECT EXAMINATION (Resumed)
-
BY MS. STEIN:
Q Could you please tell us who was your pre
decessor as the Manager of Research and Development
in the Functional Fluids Group?
A Tracy Patrick.
.
Q Was that Mr. Patrick?
A Dr.. Patrick.
Q Doctor, do you know if he is still employed
' by Monsanto?
jA
He is not. He retired.
.'
Q Do you know where he has gone?
A San Diego.
Q Do you know how long he was in the position
of Manager of Research and Development of Functional
Fluids Group?
^
A No.
Q Do you have any approximate idea of the
length of his tenure?
-
........
A He was part of Petroleum Additives Group
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,
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HARTOLDMON0009580
Richard - direct
204
and I'm not sure how long Tracy had that job.
Q More than a couple of years, do you think?
A I aim just not certain.
(Richard-Plaintiff Deposition
Exhibit No. 9 marked for
identification, 1/16/81, TLU.)
BY MS. STEIN:
Q Dr. Richard, I show you what has been marked
as Richard-Plaintiff Deposition Exhibit No. 9 for
.*
.-
*
'*
identification and ask you if you recognize that
document?
A Ricfh t.___
Q On the first page of this document is a
little note. Is that your handwriting?
A - Yes.
,
*
Q Who is Elmer?
'
A That is undoubtedly ElmerWheeler.
Q Had he asked you to prepare the document of
the type that is accompanying this notation,from the
desk of William Richard?
A Presumably. Q Do you remember at all what prompted you to
prepare this particular document?
-
A No, not specifically.
______ Certified SUtUJ Reporter -
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Thee* |_. [_JrLan
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HARTOLDMON0009581
Richard - direct
205
Q Generally, could you tell me what it was
that prompted you to prepare this document?
'
A I guess we wanted to gather our thoughts
and see what we should do.
.
Q Did you consult with anyone in the prepara
tion of this document?
You did prepare the Defense of Aroclor
Functional Fluids document which is six pages and
appended to this little note from the desk of William
i
...
Richard, did you not?
.
`
A Right.
Q Did you have any specialhelp toprepare
this document?
A No.
Q Did you consult with other people at all -
in the preparation of this document?
A We had previouscontacts, which you have
explored.
..
Q What I am asking is the names of the people
that you consulted to gather the information that is
in this document, and we can go through it paragraph
by paragraph.
. Did you develop this general.policy
which is referred to on the first page?
,
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Richard direct
206
A The consultations, if there were such that
it was no formal consultations, that would be from
conversations which we had, for example, at the
Industrial Bio-Test Laboratories with consultants
that we have named, the Medical Department, possibly
some of the marketing people have been named and the
analytical people.
.
Q Was it normally your responsibility to pre
pare a document of this nature, a defense of a particu-
**
'.
'
'
lar product?
.
A It is normal in research to try to plan
ahead on a what if basis, in order to try to see
where the research should go, what has to be done,
what kinds of things have to be tested.
, I think you do the same sort of planning.*
They are all what if questions, what if this happens,
what if that happens.
`
Q I am not sure that is responsive. I am -
asking if it is normal to prepare a document in
defense of a particular product or series of products
in your function as Manager of Research and Develop-
..
ment of the Functional Fluids Group.
A It may be to plan a new product in which
case you could call it an offense into a new area for
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HARTOLDMONOOQ9583
Richard - direct
207
product development.
' .
Q I will ask the question again: .
Was it a normal part of your duties as
Manager of Research and Development at the Functional
Fluids Group to prepare the document or documents in
support of a specific product or product line?
A I think the answer is yes, if it were called
for, if it were needed.
Q With whom would you consult in preparing,
by title, this defense? Did you make the legal find
ings, did you make the medical findings, did you make
policy decisions on profits?
A No.
Q Yourself?
' A No. The answer is no. The answer is this
document does not represent the position of Monsanto
or even the business group at this particular time.
This is a planning document on the part of the Research
Department.
.
Q Did you review this document before you
came in here today?
A I looked at it yesterday.
Q Did you look at it yesterday evening after
the deposition?
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HARTOLDMONOOQ9584
Richard - direct
208
A No.
.Q
Did you look at it at lunchtime?
A I did not.
Q What time of day did you look at it?
A I looked at it the previous day.
Q What was the purpose in sending this docu
ment to Mr. Wheeler?
A Apparently Elmer had asked for a summary
of what the Research Department would probably need
to do.
**
Q . Had you promised to get it to him by a
certain time or date?
A The note on the first page would indicate
that.
,
Q , Had he indicated that he was in some hurry
for a document of this sort?
,,
A I can't be specific, no.
Q Is that your handwriting on the top of the .
page which has the numbers marked down in the bottom,
0001077?
A I don't believe it is.
Q Do you recognize that handwriting?
A I do not.
-
Q Could you explain what you meant by making
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HARTOLDMONOOQ9585
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209
"the Government, State and universities prove their
case," in the first line of the first paragraph?
A Yes. We didn't have the resources to do
environmental sampling and the point of issue is how
widely spread was the chlorinated biphenyl in the
world and so the purpose was to let them go ahead and
to do it.
. We didn't have the resources to make
that sort of case. I don't think that the word case
refers to a legal case here.
Q What was the basis for the statement, the
first statement on the bottom of the page under the
heading "Probable Outcome: We can prove some things
are okay at low concentration"?
I would like to know what things you'
thought would be okay and at what concentration levels.
A I think things would refer to either products
or situations or functions.
.
Q What products?
.
A They would be Aroclor-containing products.
'
Q All Aroclors or Aroclor in a specific way,
sealers?
A I don't know at this stage.
Q What about Aroclor 5460?
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HARTOLDMONOOQ9586
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210
A Remember this is a speculative document. I
don't have all the facts in front of me.
..
Q What research did you do in order to develop
this document?
..
A The research which we had accomplished up
.
to that time. It was mostly analytical work.
Q Under whose direction?
. A Dr. Keller. It was in part talking with
consultants. It was in part gathering information
from the universities and people who had worked on
the problem outside our direction.
Q Did you talk with the marketing people in
developing this document?
A I think probably the only person I consulted
directly was Mr. Davis.
' '
Q At the time he was product specialist for
Pydrauls?
.
A He had approximately that title. Whether .
it was exactly that, I'm not sure.
.
Q Did you talk with anyone in the manufacturing
group about it?
.
A That is possible. I can't recall for sure.
Q Let me back up a minute to the first page
which is marked 0001076.
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HARTOLDMONOOQ9587
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211
You have written: "I promised a draft
'
"committee review before I left on vacation."
What was the committee to which you are
referring there?
A I can't recall. There was a formal committee.
It might have been an informal committee.
Q What would be the titles and names, if you
remember, of the people who were on the committee?
A. I don't remember.
.
,
_
m.
1 * .
(Mr. Featherstone entered the
deposition room.)
BY MS. STEIN: '
Q For what purpose was the committee estab
lished?
A
I'm sure it was to collect information on
.
Aroclor.
Q What kind of information?
A . To find out what was happening outside
Monsanto, find out what the analytical results were,
find out what was happening in Ruabon, find out what
was happening in terms of biodegradation work.
Q Would this have been the same committee as
the Corporate Management Committee?
~
A No-.
`
.
TKea
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. 134 Sou th l_d Salle Street
C^ica9o- Illinois 60603
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212
Q What was the Corporate Management Committee?
A
I'm not certain, but it certainly wasn't
'
the committee here that I referred to.
Q Are you stating that you don't remember what
this committee was exactly or who was on it?
A It was not a formal committee setup. I
don't think I had any definite name and I don't remember
any formal membership of such a committee.
Q Who were the informal members of the com-
.
'
mittee then?
A . It would be Mr. Wheeler, probably Dr. Keller,
probably Howard Bergen. it appears that I might have
been, Paul Hodges and Martin Farrar.
Q Who is Paul Hodges?
A , A man who has an environmental-type job
*
with a manufacturing organization. I don't know his
exact title.
'
Q This was in manufacturing components of the.
functional fluids group?
A No, it would be in the Organic Division, I
would think.
Q Did he have responsibility for certain kinds
of products in the manufacturing group?
-
A No, I don't think so. I think it was more
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HARf 61_DMON0009589
Richard - direct
213
of a staff job.
Q Do you remember the kind of responsibilities
he had? Was it public relations or quality control or
specific --
A I can't define his job exactly.
Q How did you perceive his job to be? Why
would you have contacted him or put him on this list?
A Because he might know something about
environmental regulations, I would think.
.
Q Did he have a legal background?
*'
A . No.
Q Do you know what kind of a background he had?
A Probably a chemist or chem engineer. I
don't know his background.
Q i Would he have been involved in preparing
documents for submission to -Government agencies?
A It is possible;
Q What I am trying to get at is what prompted,
your statement that he might be familiar with environ
mental regulations.
.
A Yes, he might have prepared regulatory
statements. I don't really know.
MR. SCHINK:
You don't have to speculate.
BY MS. STEIN:
.
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HARTOLDMON0009590
Richard - direct
214
Q Who is Martin Farrar?
A He was the Managerof Research for the
Plasticizer Group.
.
'
Q How long was he in that job, do you remember?
A A number of years.
Q Do you have any -
A Still is.
Q He still is?
.A Yes.
.
_'
*
Q What does the Res. 1 next to his name mean?
A It is the address. Residence 1,probably.
Q What is his e^!'catinnal background?
A Ph.D. Chemist.
.
Q Was he involved in developing policy with
respect to Aroclors or were you?
A Only with regard to research policy, if
there was such a thing. He had the same job I did,
to try to lay out research for the plasticizer group.
Q On the bottom of the page numbered 0001077,
you have written:
`
"Therefore, we will have to restrict
uses and clean up as much as we can, starting imme
diately."
'
What was the basis for that statement
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HARTOLDMONOOQ9591
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Richard - direct
215
and with whom did you consult before you wrote that
statement?
'
A I don't think I consulted with anyone
directly before I wrote that statement. It was a
feeling that I had that we might have to do such a
thing.
Q What kind of uses were you talking about
restricting?
A I don't think I had any specific cases in
.
mind.
.
Q Are you talking about open systems as opposed -
0 systems?
A I don't think I was even that specific with
this.
.
Q Do you know what kinds of uses were made of
the various Aroclor products?
A Yes. I had a general notion of ideas, you
know, where they were, what functions they were being
used in. Yes,
Q Could you tell me what your general idea of
those uses was?
A Aroclor was used in the plasticizer area*
first for NCR paper, the carbonless paper. "
. . It was used as a plasticizer in various
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a icago, Illinois 60603
HARTOLDMON0009592
Richard - direct
216
plastic compositions, especially where resins and
fire-retardant properties were required.
It was used in sealants and I think it
was used in melt adhesives.
In the functional fluids area, it was
used in certain Therminol products. It was used in
Pydraul industrial hydraulic products. It was used
in Pydraul air compressor products.
It was used as a dielectric fluid,
capacitors and transformers.
Q Are there any other uses you can think of,
if you remember them?
V-' MR. SCHINK: We have been over all this yesterday.
It is all repetitive, Ms. Stein. Perhaps we can get
on to something new.
' . '
BY MS. STEIN:
.
Q What did you mean by clean up as much as we
can?
;. -
A Just that.
.
Q Could you be more specific?
.
A No.
.
Q Clean up what uses?
A No.
-
Q Was anyaction taken to clean up as much
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HARTOLDMONOOQ9593
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217
as we can, starting immediately?
. A I think Monsanto took steps to make sure '
that their manufacturing operations, drumming opera
tions, handling operations were as tight and satis
factory as possible, and I think that this was spelled
out in directions to the manufacturing plant by Mr.
Papageorge.
Q Did you ever see copies of those directions
to manufacturing plants?
A I would think they went directly to manu
facturing. I might have been copied in, I'm not
sure.
Q But you know that in fact they were prepared
and circulated?
A I know that the plants had objectives to
'
make, sure, that Aroclor was not leaving the plant.
Q Do you know when those would have been
prepared, the year?
A I can't tell you.
Q Do you know which plants received this
directive and where they are located?
MR. SCHINK:
He said he wasn't sure that they
did receive those directives. I don't think this is
relevant to the litigation anyway, in any event.
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218
BY MS. STEIN:
.
Q Will youjlease answer the question?
,A I think the one plant is William G. Krummrich.
Q Were there any others?
.
A There was a plant in Anniston, Alabama and
I'm not sure whether it had been shut down by this
time or not.
Q On the following page which is marked 0001078,
you have written:
.,,
"Clean up Aroclors and substitute
products where necessary and when required before
.
threats of publicity and competitive activity over
whelm us."
.
Could you define for me the criteria
that went into your statement, "where necessary"?
A Well, I didn't know what would develop and
so it is just a general sta'tement.
Q What do you mean by "when required"? What
were the criteria, required by what?
A Again, I don't know when it would happen
because I don't know what would develop.
Q What was the competitive activity that you
were referring to there?
*
A It would be other products.
.
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219
Q Could you name some of those products and
who manufactured them?
.
.
A There were --
-
Q Did you have specific ones in mind?
A Yes. There were no replacement products
available for the dielectric area. I'm not sure i
about any replacements in the plasticizer activity.
There were no products available for NCR paper. There were phosphate ester fluids in the
industrial hydraulic area, all-phosphate ester now.
Q. Could you name those phosphate ester fluids
and who produced them?
A No.
'
. .;
Q Were these Monsanto products or were they
manufactured by other companies?
. -.
A They would be manufactured by other companies.
I think we should also add that they
did not have the same characteristics as the Pydraul
fluids which we were selling in terms of fire-resistance,
in terms of hydrolytic stability, in.terms of heat,
in terms of safety. Q What kind of safety do you mean, fire
ignition?
.,
A Fire ignition and ability to run machines at
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certain temperatures.
Q What was the basis for your statement,"Water
pollution seems to be first issue"? Did you have any
particular facts or circumstances in mind which led
to that statement?
A Just the appearance of Aroclor in fish which
(f were where the analyses showed the polychlorinated biphenyl to be.
Q .-
minute.
Excuse me. I would like to back up for one
.
_
.
- H *-
When we were talking a moment ago about
the substitute products and you said no products were t v; available, did you mean there were no products avail
able through Monsanto?
A
No, I meant no products, period.
Q You have written, "Water pollution seems
to be the first issue."
.
. Was there any action which you took
or recommended to try to further define the problem
or to control it?
A We tried to find the presence of Aroclor
and we tried to define what components of Aroclor were
causing problems.
Q
'
-....--.....
:
By trying to find Aroclors, are you referring
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221
to the studies that you discussed yesterday, the WARF
studies or Risebrough studies?.
A I am also referring to the Monsanto work.
Q Could you specify what work that was?
A Yes. We did limited sampling of water.
Q In what areas?
A Analytical work. I can't be specific.
Q Do you remember any specific areas?
A I would think that we sampled some in the
. '
''
Great Lakes. I would think we sampled some in the
rivers.
"Q
Could you name the rivers?
A Probably the Mississippi. I don't know
what other rivers we looked at.
Q If you did do that sampling, would that
data still be at Monsanto?
A I would think so.
Q Would it be in the Research Department, of
the Functional Fluids Group?
A It is possible.
.
Q ' If it would not be there, where would it
be, in the library?
A Wherever the records are kept, the Record
Center.i '
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222
Q Monsanto has a Record Center?
A Yes.
.
Q Where is it located?
A I couldn't tell you, the Technical Reports
Library is in the Technical Research Center.
Q But Monsanto also has a Record Center?
A Maybe the same, I'm not sure.
MS. JACOBS:
Could I interject?
Who would have been in charge of that
sampling, if you recall?
THE WITNESS:
The analysis would have been done
by Keller. The sampling itself, I don't recall.
BY MS. STEIN:
Q On Page 0001080, you have written "be able
to replace Aroclor 1254 and Aroclor 1260 in Pydraul
AC and 625 in two months' time before November 15,
1969."
.
. Why did you choose those two products?
And why did you choose that particular date?
A The product is we wanted to get rid of the
higher chlorinated biphenyls and we wanted to tackle
the air compressor problem because of a direct in
jection into the compressor and a loss from .the
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223
.
Q Monsanto cycling plant?
'
A Monsanto.
-
Q Did that plant manufacture chlorinated
biphenyls?
A No.
Q Do you knov/ what that plant manufactured?
A It made nylon, principally.
Q But it used Pydraul in its manufacturing
operations?
*
'.
.
.
A As part of a manufacturing operation.
*. *
Q Had there been discharges of Pydraul from
that plant?
A Yes, there are discharges.
Q From that plant?
'A
Yes.
..
.
Q And into whichwater body?
A It would be Pensacola Bay.
Q . Had Monsanto taken samples of those dis
charges?
A We didn't -- well, I don't know --
MR. SCHINK:
You don't have to guess.
BY THE WITNESS :
A I don't know.
~
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Q Do you know who the manager at that time was?
. . -A . No.
..
.
Q Who is Mr. Fallon who is mentioned on this
same page of documents?
A He was a marketing manager..
Q In the Functional Fluids Group?
A Right.
Q For what product or products?
A I think he had heat transfer and he had
hydraulic fluids, and he may have had something else,
but those two.
Q Had you discussed with him this action to
suggest possible buy of all-phosphate ester from
Food Machinery?
'
A I think not.
.. t
*
Q What was the basis then for putting that
.
.
down as a course of action?
A Again, it is a question of trying to put
alternates in a contingency plan which you may or
may not have to implement.
Q 'Let me back up for one moment.
On the Gulf Coast segment of this docu
ment on the same page, "Be able to replace Aroclor
1254 and Aroclor 1260...before November 15, 1969,"
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who was it who established that date?
A I was guessing. I didn't know whether we '
could do it or not.
Sometimes you set targets and sometimes
you are able to meet them and sometimes you are not.
Q What was the criteria that you used for
setting that as a target date?
A Just pick a date.
Q Did you consult with anyone before you
.
. *
*
picked that date?
A . I doubt it.
Q Farther down in that same segment of this
memorandum, I assume the name in the left-hand column
under the heading Action, that was the person that
was responsible, is that correct?
.
A That might be responsible. Remember, this
is a mighty what if document.
Q Under that same heading, "Suggest possible .
substitution of Aroclor 5442 for Aroclor 1254 in
hydraulic and compressor blends."
.
' What was Aroclor 5442?
A It was a terphenyl with a 42 percent chlorine.
Q Further down in that same paragraph, you mention
you have to test the product in pump test for deposits.
--------------------------------------------------------- ;---------------------------------------.
Thea
Urban
Certifled
and Reporter
134 5outk [_a Salle Street
Chicago, Illinois 60603
HART~6lDm6n0009602
Richard - direct
226
Was that testing that you suggested be
done?
A Again, it is a contingency plan. We would
have to test the product if we went ahead with it.
Q Did you go ahead and substitute Aroclor 5442
for Aroclor 1254 in hydraulic and compressor blends?
A It didn't work out. Again, it shows 5442
and it didn't work out.
'
Q How didn't it work?
A Too high of viscosity..
Q Farther down on the same page --
A I think it is important that this illustrates
that this is a contingency plan.
Q I haven't asked a question.
MR. SCHINK:
I think the witness was trying-to
complete his answer to the last question, Ms. Stein.
MS. STEIN:
I don't think he was. I think it
was ah additional comment that was not responsive to
a particular question.
BY MS. STEIN:
.
Q Further down on that same page under the
heading Inland-Waterways, you have written, "Be
close enough to Great Lakes studies to judge situation."
Could you please tell me which Great
'
---------------------------------------------------------------------------------------------------;,
Tkea
U^n
Ceftif!e
ortlicind Reporter ------
134 Sou tli 1__a S'311 Street
Chicago, Illinois 60603
HARTOLDMON0009603
Richard direct
227
Lakes studies you were referring to there?
' A Undoubtedly to the WARF studies.
(Mr. Featherstone left the
deposition room.)
BY MS. STEIN:
Q Are there any others of which you are aware?
A I think those are the only ones.
Q The next paragraph is, "Be prepared to
replace Aroclor 1254 and Aroclor 1260 in four months
in hydraulic fluids and in air compressor fluids."
Were you able to develop replacement
for Aroclor 1254 and 1260 for those uses you mention
there?
A I don't think we were able to do it in that
time frame.
.
Q Do you remember why you suggested four
months as the time frame? .
A . Again, I was too optimistic in setting dates
on the contingency plan.
Q On that same page, the final paragraph,
"Be prepared to replace all Aroclor 1242 or 1248 in
six months in hydraulic fluids. This means replace
ment of Pydraul 312 series, and control Of sale of
Aroclor 1248 to other hydraulic accounts such as..."
--------------------------------------------------------------------------------------------------
"The'* L
Cerlifie
ortLnd Reporter
134 Soutli La Salle Street
a icago, Illinois 60603
HARTOLDMON0009604
Richard - direct
228
Were there any names that followed
after the word "as" there?
.,
A It looks as though they had been deleted.
I can't help you.
Q Do you remember any of the names?
.
A No.
Q What were the criteria that you used for
deciding, for choosing the customers to whom there
would be continued sales of Aroclor?
A I have no notion on this score. I wouldn't
and didn't and shouldn't have chosen any specific
customers.
AV Q Were you aware of any customers who did
use Aroclor 1248 at the time that you used this --
A I know it was a 200, Pydraul A-200.
.
Q Do you know any customers who used Pydraul
A-200 at the time you wrote this memorandum?
1 A Yes.
. ;, .
Q Was Johnson Motors one of those customers?
A Yes.
.
Q Was it you who deleted the rest of that
paragraph on this page?
A No.
Q Do you know who did delete it?
. ---------------------------------------------------------------------
..
" Tiled |_. LJTdn
:----------------- ----- O^lifieJ si,orttiand Reporter
' 134 Soutln L_a Sdlle Street
. a icago, 111 inotc 60603
*1? - 7ft?-**,','?
HARTOLDMON0009605
Richard - direct
229
A No.
MR. SCHINK:
But you know who deleted it, Ms. ,
Stein, because we provided you with that information.
MS. STEIN:
Yes, and there are also two pages
which have been deleted out of this memorandum, 5
and 6.
MR. SCHINK:
That is correct. You have been
provided the index and the reasons for the deletion.
MS. STEIN:
And the entire top of Page 7 has
been deleted.
BY MS. STEIN:
'Q
Other than customer names, do you remember
wnat else would haVe been on those pages. Pages 5,
6 and 7 -
A No.
- ..
q -- Dr. Richard?
A I don't.
.
.
Q . Could you give me a list of documents you
went over before you came into this deposition?
. MR. SCHINK:
You don't have to answer that
question.- You are directed not to answer that.
MS. STEIN:
All right.
Do you have any further questions?
MS. JACOBS:
Why don't we take a break.
..
' "T^60 L U'r'kcin
------------------------------------------------------------------------------------------------------Certified SUrtkand [Reporter
' 134 Sutfi La Salle Street
- . a icago, | llinoiff 60603
312 - 782-3332
HARTOLDMON0009606
Richard - direct
2 30
MR. SCIIINK: Are you finished?
*
MS. STEIN:
Yes.
MS. OLIVER:
Before we go off the record, did
you direct him not to answer what documents he looked
at?
MS. STEIN:
This is not on the record.
(Discussion off the record.)
(Brief recess had.)
(Richard-Outboard Marine
Corporation Deposition Exhibits
r
Nos. 10 through 22 marked for
identification, 1/16/81, TLU.)
BY MS. STEIN:
'
Q Dr. Richard, was there ever a final draft
or any further draft of this document that you pre-
.
pared?
A Not in Monsanto's, I didn't prepare.
Q . I do not have access to the Monsanto files.
MR. SCHINK:
If you recall.
BY THE WITNESS:
-
A No.
BY MS. STEIN:
Q Do you know if there was any foll-ow-up on
the suggestions that are presented in this document?
..
......................................................................... ................... -----------------
..
Tkea !_ Urbin
Co^'fIe ortliand Reporter 134 Soutti L* SIU'Sw . Chicago, Illinois- 60603
HARTOLDMON0009607
Richard - direct
231
A As far as research --
. Q Yes.
A -- function?
Q Yes.
A Yes.
Q What were those steps?
A We continued to work on the biodegradability,
continued to contact Ruabon, continued to follow the
literature and reports from the outside, continued to
seek replacements for the products as indicated.
Q Did you ever visit any of the Government
biological laboratories?
A I think I was at the FDA.
Q Did you personally visit the FDA Lab?
A Yes.
.`
Q Where is it located?
A Washington, D.C.
Q Do you remember when you went there?
A Not precisely.
Q Would it have been after this memorandum was
written?
A I don't remember before orafter.
Q Do you remember with whom youspoke when you
went there? .......................................................................................................
"P'lea |_. Urkan
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____
HARTOLDMON0009608
Richard - direct
232
. A Some of the analytical people.
Q Do you remember any of their names?
.,
A No.
Q Do you know what project they were working
on at the time?
.
A Yes, chlorinated biphenyls.
.
Q Did you remember whether there was any work
published by those same people that you referred to?
A By the FDA?
Q Yes.
A No.
Q Just one further question from the text
of the document itself.
On Page 2 under the heading Great
Lakes, you wrote Aroclor 1254 will be found, with
an exclamation mark.
What was the basis for that statement?
A It is my prediction based on the evidence .
from probably Widmark.
Q Following that you have Aroclor 1242 will
'
be found, followed with a question mark.
What was the basis for that?
A I was trying to guess whether or not it
would be found.
ea L. UrU* *
Certified ortliand [Reporter ____
134 Soutk l_a ^30 lie Ctreat
C^icogo, | llinois 60603
*n _ 7m urn
.
HARTOLDMON0009609
-
Richard - cross (Ms. Oliver)
233
MS. STEIN:
Thank you very much. I have no
further questions.
!
CROSS EXAMINATION '
,
BY MS. OLIVER:
';
Q Dr. Richard, yesterday yououtlined
for us
the organizational setup at Monsanto.
A Of what?
Q The organizational setup, how thedivisions
were set up.
A Not really.
.
.
Q What I would like to know is when you became
the Research Director, Functional Fluids in the
vxv|auj.C iix v ioxOfl *"*
*
,
A I was Research Manager.
. Q Manager.
_
-- you said there was also an Inorganic
Division.
What other divisions were there?
A In Monsanto? Q In Monsanto. A At that time? Q At that time before the reorganization into
MICC.
A I could give y. ou a rough --v there was, a
. ..
' Thea [_.
-------- -------------------------------------i--------------------------------------------------- CertifieJShorthand Reporter
134 L_ Sdle Street
. Chicago, Illinois 60603
312 - 782-3332
... ............ .... ..................... ............ "
HARTOLDMON0009610
*
Richard - cross (Ms. Oliver)
234 -
Textile Division and there was a Plastics Division.
I don't know -- there was an Agriculture Division.
Those are the principal components,
but there was probably a whole bunch of subsidiaries.
Q Was the Research Department for all the
divisions?
A Was.
. Q Was there a central research section that
did research for all of the divisions in Monsanto?
A .`There was also a Central Research Department,
but it didn't do work for all the companies.
~Q
The Research Center that you were locate'd
at --
''
'. '
A In what year now?
Q
,
A
-- from '63 to the time of the reorganization.
.
<
All right.
Q What divisions did the Research Center do
work for?
A I worked in two locations: The Organic
Division's laboratories, some of the Organic Division
laboratories were -ut on South Second Street in St.
Louis. And some were in Akron and some in Florida
and there was a little increment at their Research
Center at Creve Coeur.
....................................................................................
TLL.UJn
Cei'tifie
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134 Sutli L_a Salle Street
Chicago, | llinoic 60603
312 - 782-3332
HARTOLDMONOOQ9611
Richard - cross (Ms. Oliver)
235
Q Where was the Research Department for
functional fluids located?
.
'
A In '64 it was located on South Second Street.
Q In St. Louis?
.
A In St. Louis.
Q Did that location do all the research for
functional fluids, research and development?
A They were moved and that function and
Organic Research Department moved to the Research
i .
'
Center and I don't recall exactly the year, but
those laboratories were then dismantled on South
Second -- well, not occupied anyway, and was eventu
ally torn down.
Q But there was one place that did all the
research and development for functional fluids. It-
.
wasn't started in Dayton and there weren't plants
someplace else?
A The principal research was done in St.. Louis.
It was done out on Second Street.
There was a period of,time it was done
in part at the Research Center, part on South Second
Street.
. We had fire test facilities on a farm
in St. Charles which is close to St. ......... .........................................................................................................
Louis. It was
"Tkest L- Urban
CertifieJShortho nd Reporter ----134 South [__a Salle Street Chicago, Illinois 60603 - 7fl?-5.3?i9
HARTOLDMONOOQ9612
Richard - cross (Ms. Oliver)
236
all within, almost within a central geographic area,
but not necessarily on one plant site.
Q Am I correct that before 1963 before you
became Research Manager, you had no involvement or
contact with hydraulic fluids or Pydraul fluids?
A That is correct.
Q Had you done any study or worked with
chlorinated biphenyls before you went to the functional
fluids group?
a
,
A I had not.
.
.
'
Q During the years from 1963 until 1967 or
*68 when you became aware of Mr. Jensen's work in
Sweden, were you involved in continuing research on
the Pydraul fluids?
A - Yes.
*
Q What type of research were you doing?
A We were formulating new fluids. We were
trying to solve the lubricity problems, corrosion
problems, solve erosion problems.
Q Would these problems be brought up by
customers and they would eventually reach the Research
and Development Section?
A Sometimes they would be initiated by the
Research Department, sometimes by customers.
- ---
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-
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CertifieJ ortliand Reporter
134 La Salle Street C~AnAir*.
HARTOLDMONOOQ9613
Richard cross (Ms. Oliver)
237
Q Until the time you became aware of Mr.
Jensen's work, did you consider removing Aroclors
from the Pydraul fluids?
A No.
.
Q Was there a pump company or a machine com
pany that you worked with in testing your Pydraul
fluids in the 1960s?
A We had our own pump test but on occasion
we would have to work with an outside company if we
didn't have a particular pump available.
Q Do you recall the names of any of those
cr~ip2.r.icr, ?
.-
A Mr. Stark would be closer to that, but we
did some outside testing on occasion. We didn't
have the equipment.
`*
Q In the early 1970s a specialty products
group appeared. Do you know why a specialty products
group was formed?
A I think it was the combination of, I believe
that is when Paper Chemicals was added and they needed
to name somebody besides Functional Fluids.
.
Q Did Functional Fluids then become Specialty
Products?
-
A Not really. It retained its identity as
'
--------------------------- ----------------------------------------------------------
.
--
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Certified Shorthand Reporter --------134 South La SaHe Street Chicago, | llinoir 60603
HARTOLDMONOOQ9614
Richard - cross (Ms. Oliver).
238
part of it. Q Who was in charge of the Specialty Products
Group?
A. I would say the Business Director was probably
Howard Bergen.
.
Q You went over a little bit yesterday about
what the business manager did.
A Business Director was the title, yes. I
can't keep them straight either.
Q -What were his duties or responsibilities?
A To organize the function as a business,
to make it operate and if possible show a profit. -
-n
Tv^ he*coordi"a4- t**" research and develop
ment and the marketing aspects of the fluid business?
A
sure.
t
That was his function, one of his functions,
' '
.
'
Q Mr. Papageorge worked for Mr. Bergen in
the late 1960s, early 1970s, is that right?
A Correct.
.
.. Q
His position was sort of an environmental
coordinator, is that correct?
A Yes.
Q Do you know when that position was created?
A I don't have the exact date, but '69, '70,
.
` .
------------------------------------------------------------- ---- .
-
----------------------
Thea L LJrban
CertifieJ s\>ortkcmd Reporter
134 Soutk 1_
Street
Cliicag0. Illinois 60603
31? - 787-3332
....................
..................... .................... HARTOLDMONOOQ9615
Richard - cross (Ms. Oliver)
239
along in there.
..Q
Do you know if it was created in response .
to the problems that arose with Aroclors?
A Yes.
Q Do you know what Mr. Papageorge's responsi- .
bilities were or what he was supposed to do as an
environmental coordinator?
A Coordinate the activities of Research,
Marketing, Manufacturing, with emphasis on the en
vironmental aspects of those functions.
Q Was his responsibility limited to the
Aroclor problems?
A I think'anything in functional fluids, Mr.
Bergen felt was his responsibility.
Q Did anybody work for Papageorge that you # . < '
are aware of?
.
A I think during that period of time, I think
the answer is no.
.
Q Has that position or department been ex
panded over the years?
A It has within Monsanto. It became a full
function with a vice president; Monty Throdahl is
the Vice President in charge of Environmental Affairs,
whatever the title is.
-- .....
.
.........................................................................................
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, 312 - 782-3332 HARTOLDMONOOQ9616
Richard - cross (Ms. Oliver)
240
Q Do you know when that position was created
'
^approximately?
.
A No.
Q Was there one person who was given the job
of supervising all the aspects involved of the Aroclor
problem that came about?
A One person?
Q Yes.
A No.
.
.
Q But there was an informal type committee
. *
*
that worked on the problem?
'
A Yesj they tried to coordinate the thing but
I'd say there was no one single person.
Q Who would make the final decision in taking
the product off the market? . .
. ..
. A Bergen would have to make a recommendation
to his boss and what his bass had to do with it, I
don't know.; probably go up beyond that.
'
MR. SCHINK:
You don't have to guess if you don't
know who made the decision. BY THE WITNESS:
.
/
A I don't know who made the decision.
BY MS. OLIVER:
-
Q You also mentioned yesterday the Commercial
.........
.......................................................................................... ; '
..................... ............................................................... .......................
............ ..........
"T^eoi L- UT^wn
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.
*
HARTOLDMONOOQ9617
Richard - cross (Ms. Oliver)
241
Development Department.
.
Could you tell me what that was?
A The function is to introduce new products
to the marketplace where or when appropriate and
Marketing was not in a position to do so and also
their function sometimes was to perceive the need for
new products in the market, if that were appropriate.
Q Was that department within the Organic
Division?
A Commercial Development Department had a
varied history. Sometimes it was big and strong and
sometimes it was just part of a business group, maybe
with one person or maybe one or two people. It
varied.
.Q
But it was separate from the Marketing?
A It would normally have been, if it were
given a title at all, it would normally have a
Manager of Commercial Development or some title like
that.
Q Did the person or persons who would work
in Commercial Development go out and get customers or
talk to customers?
A Get customers? They would sometimes talk
to customers if there was a question and work with
-------------------------------------------------- -----------------------------------------------------------
r................. '....................... ..
..... .
......... ,
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Certified Sh ortliand Reporter
134 South |_a Salle'Street Chicago, Illinois 60603
, . 312 - 782-3332 .
----
HARTOLDMONOOQ9618
Richard - cross (Ms. Oliver)
.242
customers for trials. They are most effective when
there wasn't a marketing group or marketing man when
you want to test something in a new area, but you
didn't have a regular marketing person.
Q I see.
.
. As Research Manager of Functional
Fluids, do you know whether once a product was mar-
keted,such as Pydraul A-200, whether toxicity tests
or other tests relating to the health aspect were
done on the product?
'
.`
\'
A Would you state the first part of the ques
tion?
.'
- Q Once a product was marketed, would it be
customary to have toxicity tests done after the
initial testing in the marketing of the product?
A If that were appropriate, if there was a
perceived need to do so.
Q But otherwise, it would not be continued to
be tested?
A If no perceived need, the perceived need
to be specific or it could be generated from the
Medical Department.
Q Before Bio-Test came into the picture in
about 1968 to do some testing on Aroclors, were
----------------------------------------------------------_--
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Certified ortliand Reporter 134 l_a Salle Street Chicago, | llinois 60603
312 - 782-3332
'
HARTOLDMONOOQ9619
Richard - cross (Ms. Oliver)
243
Younger Labs the only testing laboratory that you were
y aware of that did toxicity testing?
. A They did the normal routine acute but the
Medical Department used other people, other labs and
other locations and sometimes universities.
Q Mr. Wheeler would be able to tell us what
they were? a
A He would be in a better position to know that,
to remember.
.
* "
( Q Dr. Richard, I would iike to let you look at
what we have marked as Deposition Exhibit No. 10 and
ask you if you can identify that for us.
"A
Yes.
Q This was a memorandum written by you?
. A Q
Right.
..
Those are your initials on the page?
.
A Yes.
.
c Q It is directed to Mr. Davis, is that correct?
A Yes.
Q In this memo, you advised Mr. Davis that the
FDA has inquired of samples for Aroclor, is that correct?
A Yes.
Q
And you asked him the question: -
(
"Are we preparing ourselves and customers
Tliea L- UrU
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-----
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............................
............
HARTOLDMON0009620
Richard cross (Ms. Oliver)
244
to minimize or prevent process, stream and air pollu-
'
'tion?" is that correct?
A Correct.
Q You generally testified yesterday to your
recollection of your question to Mr. Davis in his
response which was marked as Exhibit No. 2.
Does that refresh your recollection as
to what you were asking him dr why you were asking him?
A Yes. I think Davis' letter or memo was in
. .
.
response to my earlier memo.
^ .
Q To this memo?
.
A Yes,- the document yesterday was probably in
response to this memo. Document 10.
Q Did you have a telephone call or written
response by the FDA asking for samples?
.
A I had telephone calls from Glasgow asking
for samples and I saw in the file that he had sent
the letter, follow-up letter, Glasgow had sent one
to Monsanto.
Q Why did you ask Mr. Davis whether Monsanto
was preparing itself and its customers to minimize
or prevent pollution?
A Again, a contingency plan, if certain events
would occur or certain indications would be confirmed,
' ""|~heet |_. Urban
'...................... ............................................................................................... Certi fied SLrtl,and Reporter
' 134 Sutli \--a Salle Street
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'
. 312 - 782-3332
HARTOLDMONOOQ9621
Richard - cross (Ms. Oliver)
245
we should be preparing ourselves to minimize the losses '
' of Aroclor.
.
Q What event or occurrences did you possibly
see occurring?
A It would have to be that the confirmation
of polychlorinated biphenyls were actually out there,
there would have to be confirmation of what the com
positions out there actually were, would have to be
confirmation that they didn't degrade fast enough for
.
.
.-
.
the environment to take care of it, would have to be
.
'
confirmation of whether the losses were Aroclor and
how they were being distributed in the world.
There would have to be confirmation of
toxicity information, was Aroclor a hazard or wasn't
it?
. Q Did you believe that preparation had been
made by Monsanto for itself and its customers to
minimize or prevent pollution?
'
A If those things should occur, yes.
Q Do you know what preparations were being
made by Monsanto?
A We were taking samples to test the assumptions
and see whether they were valid or not.
_
Q Did you and Mr. Davis have any other discussions
L Urban
_ Certified orthand Reporter -----------------------------------------------------------------------------------------------------------
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.
. 312 - 782-3332 ...................
HARTOLDMONOOQ9622
Richard - cross "(Ms. Oliver)
246
about what steps were being taken or could be taken
to minimize or prevent pollution?
. .,
A None beyond what Mr. Davis responded to me.
Q Do you know if Mr. Davis or anyone else
contacted any customers of Monsanto?
.
.
A To tell them, I can't answer.
Q You don't know?
A I don't know.
Q I would like to show you what we have marked
as Exhibit No. 11, 12, 13 and 14 and ask you if you
would, to just look at those.
. Dr. Richard, Exhibit No. 11 is a letter
to you from the bniueu scares uepartment of Agriculture,
is that correct?
A By the note, yes.
.-
Q And the Department of Agriculture is asking
for samples of various Aroclors, is that right?
A Apparently, yes.
..
.
Q Do you recall any communications with the
Department of Agriculture?
.
A No.
Q Were you getting any other communications
during this time, June 3, 1978 asking for samples,
that you can recall?
.'
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HARTOLDMONOOQ9623
Richard - cross (Ms. Oliver)
247
.
MS. STEIN:
Excuse me, '68 or '78?
MS. OLIVER:
'68.
. . .
BY THE WITNESS:
'
A The only calls I really recall were Glasgow
because he made two or three of them and there may
have been other ones that came in, I'm not sure.
BY MS. OLIVER:
Q Exhibit No. 12, can you identify that
briefly. Dr. Richard?
A I sent samples, apparently in response to
the Blickenstaff letter, samples of Aroclor.
Q This letter is dated June 18, 1968, is that
right?
.
A Yes.
Q
Exhibit No. 13 is a memo directed to you,'
*
is that correct?
A Apparently, yes.
Q Who is the person whose name appears at the
bottom of that memo. Dr. Richard?
A His name is Cumming Paton and he would
normally be in Marketing.
Q Do you recall thismemorandum at all?
A No, not specifically.
.
Q And the date of this memorandum is June 18,
`
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-
HARTOLDMONOOQ9624
Richard - cross (Ms. Oliver)
248
1968, is that correct?
A (Nodding.)
..
Yes.
Q Again, it is a request for samples from the
U.S. Bureau of Commercial Fisheries this time, is that
right?
.
A Apparently, right.
Q Mr. Paton states in the memo that they are
studying pollutants in Lake Michigan and believe they
have found PCBs.
Do you recall any communications with
anyone, either in Monsanto or outside of Monsanto,
concerning the U.s. Bureau ot commercial Fisheries
about studies in Lake Michigan?
A
I don't personally recall the conversation
with the Bureau of Commercial Fisheries.
Q Did you have any conversations with anyone
concerning your study?
.
. . '.
A I don't recall that I did.
Q Exhibit No. 14 is a two-page letter and #
another letter attached to it. This was a letter
from Mr. Glasgow of the FDA to you asking for samples,
is that correct?
A Yes.
' TU L.
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HARTOLDMONOOQ9625
Richard - cross (Ms. Oliver)
.249
Q The last page of the exhibit is your response
to Mr. Glasgow, is that right?
A
Apparently, yes.
Q That letter is dated July 15, 1968.
' Did you have any further communications
with any United States Departments, either written or
oral, after sending them samples in 1968? .
MR. SCHINK:
Regarding chlorinated biphenyls or
anything?
.
MS. OLIVER:
Regarding Aroc'lors. .
BY THE WITNESS: '
.
A I visited the FDA laboratories once and we
talked a hntit some ana'lwfi nal mothorle . but that'S
about it. That is all I recall.
BY MS. OLIVER:
...
,
Q You do not recall discussing with anyone
from the United States Government,any department, what
their results of your samples were?
A What their results of the samples were?
I think this is a job that fell to
Elmer Wheeler to keep track of, universities and
laboratories and go visit them.
'
Q So you don't recall it?
A I might have gotten some indirect reports,
. '
,,.
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HARTOLDMONOOQ9626
Richard cross (Ms. Oliver)
250
you know.
MR. SCHINK:
Do you recall any reports is the
question.
BY THE WITNESS:
,
A No, I don't.
.
BY MS. OLIVER:
Q You do not recall any?
A No.
Q Did you have any inquiry from the United
States Government or any department concerning whether
you were doing sampling, whether Monsanto was doing
sampling in finding Aroclors in the environment?
A No.
Q Did you have anyinquiry from any Government
agency concerning who you were selling your Aroclor'
'
products to?
A That inquiry wouldn't come to me.
Q You don't recall?
.
A I don't recall it.
.
Q
Who would an inquirylike that
go to?
*
A I think it would go to Marketing or the
Product Director, the Business Director, I should say --
well, it might come to the Marketing Product Director
or Business Director, I don't, know.
-------------------------------------------------------------------------- !---------------------..........
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.
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.
HARTOLDMONOOQ9627
Richard cross (Ms. Oliver)
251
MR. SCHINK:
You don't have to guess.
BY MS; OLIVER:
.,
.'
Q In 1968 or 1969, did you have any reason to
think that the United States was going to put any
requirements on the use of Aroclors?
A No.
Q Is that a subject that was discussed in any
informal meetings among the people involved with the
Aroclor problem?
A I think requirements were not discussed.
What Monsanto was trying to do was to do the right
thing as they perceived it and to avoid the necessity
for regulation.
Q A concern of Monsanto also was not to lose
the business they had acquired in the Pydraul area? .
.
A Correct.
.
Q Yesterday we talked a little bit about
A-200 and I think you told us that there were two
different Aroclors: Aroclor 1242 and 1248.
Were there two different types of
A-200, one with Aroclor 1242 and one sold with 1248?
A No.
Q Was it one A-200 that had both Aroclors in it?
A Yes.
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HARTOLDMONOOQ9628
Richard - cross (Ms. Oliver)
252
Q Was there a reason why it was formulated
..with two Aroclors?
A To get the proper viscosity and fire-
resistance.
Q That made it different from the other Aroclor
products, is that correct?
MR. SCHINK:
Fluids are you referring to?
MS. OLIVER:
The other, Therminol, Skydrol,
Pydraul fluids.
BY THE WITNESS:
'' ' -
'
A Yes, itvas different. BY MS. OLIVER:
'
y Were one of the reasons it was different
because it had two Aroclors in it, is that right.
Dr, Richard?
.
A Well, it was different because it was in
tended for a Pydraui hydraulic fluid and certain
specific viscosity range that would work in hydraulic systems and have certain specific fire-resistance.
Q But the chemical formulation was different because it had two Aroclors. Do you understand what
I am asking?
A It had two Aroclors in it. .
Q Did Pydraul AC have two Aroclors in it?
................................... . ...- .............- -
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HART OLDMONOOQ9629
Richard - cross (Ms. Oliver)
253
A I think AC had a combination of phosphate
and probably, I cannot remember, but maybe one Aroclor.
I don't know.
Q Did F-9 have two Aroclors in it?
A It had one.
Q Did 312 have two Aroclors in it?
A It had one.
Q Are you familir with the formulation called
A-200A?
A Yes.
.
Q Can you tell me what the composition of
A-200A was? ..
A The composition was Santicizer 711, Santicizer
140 and Aroclor 5432.
Q When was that developed?
.'
A In '70, introduced in '71, the '70-'71
period.
Q Why was that developed?
'
A To reformulate away from Aroclor 1242 and
1248 in hydraulic fluid.
#
Q Was that developed for A-200B?
A I am not sure about the composition in A and B,
in A-200A and first is A-200B.
-
Q First there was A-200B?
.
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-*,n - ..... HARTOLDMON0009630
Richard - cross (Ms. Oliver)
254
A Shouldn't have been. The composition of
'
' fluid that was marketed was the composition that I've
given. Now, if it was marketed, if the one marketed
was A-20OB, then that is the composition I have given.
I would have to go back and look at
the composition if it's A-200A --
Q But am I correct there were two different
fluids?
. .
A I would have to look,go back and look at
the formulations.
Q You are not sure right now whether there
was A-200A and A-200B?
A Apparently not. I thought there was only
one fluid marketed.
MS. STEIN:
May I ask for clarification?
.
On the fluid contained in Santicizer
711 Santicizer 140 and Aroelor 5432, was that A-200B?
THE. WITNESS:
I am not certain whether it was
'
A or B now.
MS. STEIN:
All right.
.
THE WITNESS:
We have to look at the formulation.
BY MS. OLIVER:
-
Q Do you have a recollection that there was
more than one replacement for A-200 marketed by Monsanto
..
~[~bea L Urban
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HARTOLDMONOOQ9631
Richard cross '(Ms. Oliver)
255
before?
.
A I am not certain of that.
,
Q Before it went to phosphate esters?
A I would have to look at the formulation and
I think we would have to check back through the records.
Q Speaking of records, did you keep records of
all correspondence you got while you were Research
Manager?
A I kept records. Whether I kept every piece
of paper, that is questionable.
Q Were records kept in the Research and
Development Department according to fluid?
A Yes, Oi.cwji auuuiumy Lo product, also some--
times according to function or sometimes according to
base stock.
.-
Q So there might be a file for Aroclor and
there might be a file for hydraulic fluid and there
might be a file, for Pydraul?
.
A Possible.
Q How long were records normally kept in the
Research Department?
A There is a record retention schedule and
unless something unusual came up, that record retention
is followed.
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HARTOLDMONOOQ9632
Richard - cross (Ms. Oliver)
256
Q Do you know what the schedule would be?
A It was a whole book on it.
.
Q How long have you had a record retention
schedule at Monsanto?
A I cannot answer that.
.
Q Ten years or more than ten?
A I would guess, I don't have to guess. I
don't know.
Q One of the documents that have already been
marked, for example, Exhibit No. 13, the right-hand
corner has a stamp on it that says, it looks like
a circulation stamp.
You testified yesterday that this was
not a stamp that you used.
A That is correct.
.
Q Do you know what department or what person
would use a stamp like that?
A I don't know whose stamp it was.
.-
Q Was that a stamp that would be used in the
ordinary and customary --
'
.
MR. SCHINK: He doesn't know whose stamp it was.
MS. OLIVER: I am asking about the stamp itself,
not whose stamp it was.
-
BY THE WITNESS:
"Diea L. IUan
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HARTOLDMONOOQ9633
Richard - cross (Ms. Oliver)
257
A I don't think it is any -staridard.
'
'BY MS. OLIVER:
. ,
Q Have you ever seen a stamp like this before
an documents other than relating to Aroclors?
A Never paid any attention.
Q Did you ever recall seeing a box that one of
the items said Destroy?
A I don't know anything about that box or the
stamp.
Q Were you ever given any documents that you
were asked not to keep in your ordinary files?
A I kept no special files.
Q Were you ever given any documents that you
were asked to throw out after you read?
A
The only thing we've ever followed is the
record retention file.
Q Do you recall today whether that book on
record retention has as one of the subjects any
substance about destroying documents?
A It is a question of retaining what you
should retain and how long it should be retained.
Q Yesterday you talked a little bit about the
biodegradation tests that Monsanto started in 1969.
A Right.
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Richard - cross (Ms. Oliver)
258
Q Whose idea was it to start those tests?
A I think it was a combination of discussions'
of Industrial Bio-Test, possible discussions with
Dick Baxter and myself? possible discussion from
Widmark because of his findings.
Q Were you in charge of the program?
A I was paying for the program and yes, asking
for the results.
Q Dr. Keller was doing the analysis, is that
right?
_
A It was in his section.
Q That is right. When were these tests
completed?
A They were continued, many tests.
You would have to ask Dr. Keller when
'
he did the last one, but probably over an extended
period of time.
Q Y.ou said that tests had not bee run on non
soluble materials.
A I didn't say non. I probably said low
solubility.
Q I am sorry, low solubility.
Why weren't those done?
-
A There was no perceived need to do that kind
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HARTOLDMONOOQ9635
Richard cross (Ms. Oliver)
259
of testing.
Q Why not?
.'
A People didn't believe these compounds were
soluble enough to be present in the environment.
Q or '72?
Did Monsanto continue these tests past 1971
A You would have to ask Dr. Keller, but my
guess is yes.
Q Did you and Dr. Keller ever reach agreement
on what these tests showed?
A What they showed?
Q Yes, what were the results generally?
A We showed in the case of chlorinated biphenyls
and biodegradation of lower chlorinated isomers. We
also showed metabolism, same types of isomers.
.
Q What was the ultimate purpose for these tests?
Was there a reason why they were being run other than
to see if you could biodegrade Aroclors?
A We wanted to know what was acceptable in the
environment and what was not, what was likely to be
out there.
Q Did they tell you that?
A They gave an indication.
-
Q As a result of these tests, did Monsanto take
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Richard - cross (Ms. Oliver)
260
any action with respect to what it thought was out in
'
' the environment?
.
A We took action to limit the sale and pro
duction of higher chlorinated Aroclors and to limit
the production of those compounds and limit those
applications that would show up in the environment.
Q Do you know how Monsanto took action to
limit the sale of higher Aroclors?
A The exact mechanism would be by the Marketing
- .
.
- *. #
Department's Business Directors and so forth.
Q Do you have a general knowledge of what
action was taken to limit the sale?
A I have given my general knowledge of the
replacement products. We replaced Therminol and
starting in 1970 and continuing through '71, we re-
.
placed the NCR Aroclors in the paper applications and
we replaced the Aroclors in the Pydraul AC fluids and
we began replacement in the hydraulic area, did replace
it in 1971, '72.
Q Do you know whether the facts that these
tests were being done or the results of these tests
were ever discussed with customers of Monsanto?
A You would have to ask Marketing.
Q You don't know? .
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HARTOLDMONOOQ9637
Richard - cross (Ms. Oliver)
261
A I didn't have any direct contact or responsi
bility for contact with customers.
Q But in any indirect or general knowledge you
might have regarding customers, you do not have any
knowledge of that, is that right?
A I think you will have to get that information
from the people that did it.
'
Q I want to make sure you have no knowledge,
is my question.
A I don't have any specific knowledge of
transmissions from, on particular customers.
.Q
Do you have any general knowledge of trans
mission of infor
A Yes, I know that Monsanto notified all
customers in a letter from Marketing.
..
Q How do you know?
'
A On the products.
. Well, I knew a letter was going out to
all customers that were using Aroclor or had products
with Aroclor in them.
Q Do you know what the substance of that letter
was?
A I don't know exactly what was in that letter,
no.
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HARTOLDMONOOQ9638
Richard - cross (Ms. Oliver)
262
Q Were you asked to help prepare that letter?
A No.
.
. .
Q Do you know who did prepare that letter?
A I know it went out under Marketing, probably
Donald, Don Olson.
.
.
Q Do you have any other general knowledge of
information to customers?
A General knowledge of customers, you have to
be more specific.
Q Do you have any knowledge of a letter that
went out, as you say?
A Yes.
Q By Mr. Olson, do you know of any other
knowledge, know of anything that was done by Monsanto
with respect to its customers and advising the cus-'
tomers of what was happening?
MR. SCHINK:
You are now talking about results
of biodegradation tests and these things?
.
MS. OLIVER:
Yes.
.
BY THE WITNESS: A NO.
-
.
BY MS. OLIVER:
..
Q You mentioned yesterday that your biodegrada-
tion tests were run on sewer sludge in special strains.
'
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Richard - cross (Ms. Oliver)
263
Special strains means what?
'
A I said that Professor Evans had provided
information of Roabon, of special strains of microbes.
I can't go beyond that.
Q Were you involved in the decision to take
A-200 off the market?
( A No. Q Do you know who wasinvolved?
A No.
.*
.
_
m.
. * p.
Q Were you involved in any discussions with
the Business Manager or the Marketing people on how
to keep the Pydraul business?
i
v_,' A Not my function.
Q No r you were not?
A
No.
'
. .. ..
.
Q Were you involved in any discussions between
1968 and 1972 on what to tell Monsanto customers of
Pydraul?. .
A No.
Q Would that be Marketing, as far as you know?
A It should beMarketing and the Business
Director.
Q Was all Pydraul proved by Factory Mutual
for fire-resistancy?
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HARTOLDMON0009640
Richard cross (Ms. Oliver)
264
A Some of the earlier ones might have been
approved by UL instead of Factory Mutual.
'
Q But to your knowledge, all the Pydraul fluids
had approval?
A All later fluids were approved by Factory
Mutual.
Q Do you know what Factory Mutual looked for
in giving its approval or withholding approval?
A Principally fire-resistance.
.
Q Anything else?
A There may have been. I am not familiar with
| it. i
Q
Are you familiar with written call reports
by sales people to customers?
.. A ,
Yes.
.
Q Would you receive- copies of those call reports?
A Often.
Q often?
A 0 f te n.
Q Not as aregular matter?
A Yes, as a regular matter.
Q For every customer in Functional F'luids?
A Maybe not every customer. I read an awful
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Richard - cross (Ms. Oliver)
265
lot or received an awful lot of call reports.
Q
Do you know whether call reports were re-
,
quired to be written by the salesmen?
A You will have to ask Marketing.
Q You don't know?
A No.
`
Q Do you have any knowledge of any action that
Monsanto took to remove Aroclors or PCBs from its
own effluent?
A .Yes.
.
Q When did that program begin?
"A
I don't know the specific date, but we've
oiwaya
iuanu'factUixiiy always was concerned and
as analytical methods developed, we kept pushing the
concentration and so forth in the waystreams down and
down.
.
Q Would your department or your group do the
analysis of the effluent with Monsanto's discharges?
A I think Applied Sciences did it usually.
As methods were developed, I think probably control
lab analysis took part of the load.
.
Q Control lab?
A Control labs, plant control labs.
Q Were you involved in developing a process to
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Richard - cross (Ms. Oliver)
266
remove PCBs from the effluent?
MR. SCHINK:
You are talking from any effluent?
MS. OLIVER:
Monsanto.
BY THE WITNESS:
.
A From a water effluent?
BY MS. OLIVER:
Q Right.
A We looked at the adsorption of Aroclor on
carbon and asked people at Dayton, the Dayton labor-
^
atory, to look at it on the adsorption of clay.
Q Who had you asked to try to do this adsorption
method?
A I don't know. It's a pretty common sort of
way to get impurities out of the water.
MS. STEIN:
Excuse me. Is this adsorption or
absorption? . THE WITNESS:
I think-it's a-d.
.
MS. .STEIN: .Thank you.
THE WITNESS:
Adsorption.
.
BY MS. OLIVER:
Q Approximately when did Monsanto first look
into this process for PCBs in its effluent?
A I don't have an exact date. It was certainly
in '69, the '70 period.
.
"Ifbea L Urban
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HARTOLDMONOOQ9643
Richard - cross (Ms. Oliver)
2 67
Q Was that process successful?
A Whether Aroclor adsorbed on carbon, yes.
Q Was the process used at the Monsanto plants?
A Adsorption was used on limestone at Anniston
when that plant was running.
Krummrich, I don't know.
Q Were Krummrich and Anniston the only two
Monsanto plants to your knowledge that discharged PCB?
MR. SCHINK:
I am going to object. I think the
questions about general techniques
-
, . .
.
think wherever asked are relevant.
for removal, I - *
Certainly Monsanto's
plants and discharges, if any, are not relevant and I
would ask you to move on to something else.
If you want to pursue that line, I will
direct the witness.
. MS. OLIVER:
I think the area is relevant to
the lawsuit.
MR. SCHINK:
Well, we think there is a difference
on that. Probably the way to proceed would be to go
on to something else. Any detailed questions you would
ask him about what happened at the Monsanto plants, we
would object and direct the witness not to answer.
MS. OLIVER:
Are you directing him not to answer
that question?
_
MR. SCHINK:
Would you read the question back?
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HARTOLDMON0009644
Richard - cross (Ms. Oliver)
268
(Question read.)
.
MR. SCHINK:
You can answer that question, if
you know. It is a yes or no.
THE WITNESS: Repeat the question for me.
(Question read.)
BY THE WITNESS:
A The answer is no.
BY MS. OLIVER:
Q What other plants were there?
.'
'
'
-
MR. SCHINK:
At this point I am directing the
witness. I think we are really far afield.
There has been a lot of questioning in
this deposition that I realize it is the first depo
sition, but it has been rather far afield and I think
we are beyond the point now.
MS. OLIVER:
Certify the question, please.
BY MS. OLIVER:
.
Q Dr. Richard, to your knowledge were those
adsorption methods or processes ever discussed with
any customers of Monsanto?
A The customer contact is normally between
Marketing and the customer. I did not discuss any.
Q You have no knowledge whether it was dis
cussed or nqt by anyone else?
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Richard - cross (Ms. Oliver)
269
i ./
A What time frame are you talking about?
Q The time you developed this process and once
it was developed.
MR. SCHINK:
Wait a minute. I am not sure there
has been any testimony the process was developed.
I think he said research looked into it.
BY THE WITNESS:
A Yes. There is no process. We looked into
the adsorption of the material on carbon and got some
numbers, but you have to take it further than that to
call it a process.
BY MS. OLIVER:
Q Did you use the adsorption process at Monsanto
on Monsanto's effluent?
A , Anniston used a limestone pit.
**
Q Would that be used for water effluent, are
we talking about the same thing?
A Yes, we are talking about the discharge at .
the Anniston plant.
Q To your knowledge, did a similar or that
type of procedure that Monsanto found able to be used, .
was that procedure discussed with any of its customers
who used Aroclors?
-
A I don't know.
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Richard - cross (Ms. Oliver) .
270
Q Can you tell me what the designation QS 95 ^ means? Are you familiar with that?
A OS 59?
Q What does the OS designation mean?
A Silicate ester.
Q Would a designation like that be used for
fluid that was proposed to be tested for marketing?
A The silicate esters were normally marketed
as Coolenal, early designation, and maybe its
,,
early designation, and maybe developed from a number,
a OS number.
p That could be an e*r!y development number?
A It might be.
Q You are not aware thatA-200 was referred to
at some time in that time period as OS 95, are you?
A No.
Q Yesterday you dis'cussed a little bit that
you considered talking to two consultants. Dr. Mehler
and Dr. Metcalf?
A Both cases, doctors, yes.
'
Q You had one meeting with Dr. Mehler and that
was marked yesterday as an exhibit, your notes from
that meeting.
MR. SCHINK:
Wait.
I don't think those were his TIiea |_.
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Richard - cross (Ms. Oliver)
271
notes. This was an exhibit.
'
MS. OLIVER:
Notes from a.meeting with Dr. Mehler.
MR. SCHINK:
No, I don't believe that was the
witness' testimony.
BY MS. OLIVER:
Q Do you recall meeting with Dr. Mehler in
any event?
A Yes, at least once.
'
Q Do you recall meeting withDr. Metcalf?
. - .
A Yes.
Q Do you recall when that was?
A Approximately '69.
Q What did you and Dr. Metcalf talk about?
A The problems of Aroclor in the environment.
Q
Any specifics in that regard that you .
.
remember?
A We again laid out. what we knew of the problem,
production.rates, past history, what had been reported
in the literature; asked for his advice.
Q Did hegive you any advice?
.
A Yes.
Q What advice did he give you?
A I'm not sure I can recall it all, -but indi
cated he thought it was possible it was out there in
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Richard - cross (Ms. Oliver)
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the environment, probably that we should confirm
analysis and analytical methods.
.
.
I'm sure he recommended toxicity testing
on various species to find out whether it was toxic
and if so, to quantify it within reason.
I am sure he recommended that we begin
thinking about replacement products. I don't know
whether he had any thoughts on incineration or not,
but he might have.
Q Where was Dr. Metcalf located?
A He was at the University of Illinois and
I think then he moved to California.
Q Are he and Dr. Mehler still around, do you
know?
.
.. A , As far as I know, both are alive.
*
Q Do you recall any other meetings with Dr.
Metcalf or Dr. Mehler? '
A No, there were only one or two laying out .
the problems; one maybe, possibly two.
.
Q Did they ever contact you again asking you
what you were finding or how things were going, anything,
like that?
-
A Metcalf might have.
-
Q Do you recall anything specifically?
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Richard - cross (Ms. Oliver)
273
A Metcalf was a consultant, had a consulting
-
/ contract with Monsanto and I don't know to what period
of time it extended, but he certainly could have been
interested over the course of that contract.
Q What was his contract area?
A Environmental problems, I guess. I don't
know. I would have to read the contract, you would
have to read the contract. I didn't have the contract
with him.
...
Q
Who
.
did he work with
.
in Monsanto?
- ,, .
A I think the contract was high up as Throdahl.
Q Is Mr. Throdahl still the Vice President
in charge of Environmental Matters?
A Right.
.Q
You mentioned the probability of incineration.
Can you tell me what you looked into in that regard?
A Yes. We wanted to be able to destroy the
waste, the industrial waste of the Aroclor and we did
two things: We looked on the outside for those people
in the liquid incineration waste business and there
"r
were a few, one or two people just getting started,
and that was about '69.
...
And then we also contacted the John
Zink and actually chose to> we ran tests at John Zink
L
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Richard - cross (Ms. Oliver)
274
on the description of Aroclor and then signed a con-
tract with them to build an incinerator for us to
destroy chlorinated biphenyls at the Krummrich plant.
Q When did that go into operation, that
incinerator?
A About 1971, maybe '72; the '71-'72 period.
Q Did it work to destroy biphenyls?
A Yes.
-
Q Is it still being used?
. ,
A No, it was shut down.'
V
'
I don't know the year. I was not in
volved in the group at that time.
.
Q How would it work? Would you get a shipment
of hydraulic fluid and throw it into the incinerator?
.A
You normally had to transfer from drums to
holding tanks and then from holding tanks to a fixed
pipe and control valves and. so forth and then into a
high-temperature special incinerator and then it was
a special scrubbing for the outlet to absorb the
8 CL that was being generated. The Aroclors are
degraded to things like C02 and 8CL.
Q How high a temperature, do you know, to get
destruction?
'_
'
A ..
It is a function of time and temperature.
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Richard - cross (Ms. Oliver)
275
Incinerator temperatures are very difficult to measure
.
y exact temperatures. A CL product are 2,0 00 C. and
above, something like that.
Q How long would they have to be in the
incinerator?
A I don't know. The engineers have the times.
There are some combinations of time and -- well, time
and temperature and then you.make measurements on the
configuration of consistency so that you get the right
kind, the right degree of destruction as high as
possible.
. There are over 99.99 percent, like that.
V! What was the cost of this incinerator, do
you recall?
A No, I don't have the capital, no.
Q Who worked on this project besides you?
A Primary function was Central Engineering
Department and the Manager of that function was Bob
. -
1
Kluntz.
.
Q He would be the person who would be able to
tell us more about the process of incineration?
A Or the engineers that were concerned with
the design. It would be a combination of Monsanto and
Johnson.
..
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Richard - cross (Ms. Oliver)
276
Q Do you know what Monsanto engineers were
involved in the design? .
..
A I know Art Peer was involved in the early
negotiation, but whether he stayed with the project
continually, I don't know.
.
Q Do you know if customers of Monsanto were
told of this incineration process that was being de
veloped and used by Monsanto?
MR. SCHINK:
I don't think there has been testi
mony it was used by Monsanto or exclusively by them.
BY MS. OLIVER:
Q Let me ask you:
Did Monsanto use their incinerator at
the Krummrich plant?
A Yes, it went into operation -- could you '
repeat that?
(Question read.)
BY THE WITNESS:
. .
'
A I think you would get a good answer from
Marketing on this subject.
.
BY MS. OLIVER:
.
Q Is your answer that you don't know?
A I don't know the specifics of it.
Q Do you know generally if any information was
.
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Richard cross (Ms. Oliver)
277
given?
'
A I don't know. The incinerator would burn. ,
Aroclor and Aroclor hydrocarbon combinations.
Q You also talked about some sampling that
Monsanto did, limited sampling of water.
Do you know if that was done in
connection with certain customers of Monsanto?
A I am not sure whether it was done with
customers. I think we wanted to have some idea that
what was being reported in the literature was maybe
in agreement with our results.
.Q
Do you know how it was determined where to
sample?
A I didn't make any of those determinations.
I don't know.
Q Who did?
A I am not sure, I don't know.
Q Do you recall what the results of that
.
sampling program were?
A We confirmed that chlorinated biphenyl was
'
in certain of the waters sampled. I cannot give you
specifics.
Q Was the work that was done by Dr; Keller in
analyzing samples done under your supervision?
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278
A Not my direct supervision. You mean did I
know it was being performed?
Q Do you know what he was doing and what he
was finding and how he was supposed to do it?
A Yes, certainly in a general way I knew, yes.
Q Do you recall receiving results of those
studies or analyses?
A I presume I should have received reports.
Q You don't have any specific recollection of what the results were or where they were, where the
'
samples were?
'
A I said my recollection is Great Lakes,
K5 ppi River. Beyond.that, I don't know spe
cifically about where it was sampled.
Q When were those analyses completed,
approximately? A I don't know.
Q Did there come a point in time when you
were convinced that PCBs were in the environment?
A. Yes, gradually.
.
Q About when was that?
'
A I'd say '69 through '70, '71y all through
there.
Q . _
,
Were you also convinced that the findings
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.
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HARTOLDMONOOQ9655
Richard - cross (Ms. Oliver)
2 79
were persistent in the environment?
A The findings were persistent? .
Q Or that the Aroclor in the environment was
persistent?
Do you understand?
.
A I think we. came to believe what was indicated
earlier, that the higher chlorinated isomers were per
sistent in the environment.
Q Just so we understand each other, what do
you mean by persistent in the environment?
A We found that, Monsanto developed in '72,
it went back and analyzed what products we had made
since the start of production and Dr. Munch calculated
what the composition should be out in the environment.
.Q
Who is Dr. Munch?
.
A He is a physical chemist who was in charge
of the dielectric research work, work on dielectric
fluids.
Q
Was he in a similar position to
you?
A No.
Q Did he work underneath you?
A He was a senior scientist and later a dis
tinguished scientist, worked in fluids, actually out
ranked me in terms of certain grade levels and things
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Richard cross (Ms. Oliver)
280
like this. . .
Munch was in charge of dielectric fluids.
Q Dr. Munch went back and determined how much
fluid Monsanto had sold?
A How much Aroclor and of the different kinds
of Aroclor that had been produced by us. And he then
calculated what you theoretically should find in the
environment, the composition*
,
Q When did he do this study?
A I don't know exactly,'but "I know it was
reported to the polychlorinated biphenyl. Government
task force in, I think, '72.
g Do you know who asked Dr. Munch to do this
project?
.A
No, I think that he conceived the idea and -
let me just finish the sentence. '
He calculated what theoretically it
would be and if theoretically would be high, much
higher in the lower chlorinated Aroclors than was
actually being found so that this was probably the
best confirmation, really, of what was happening in
the environment.
It did not depend on laboratory testing.
It didn't depend on maleic anhydride testing. The
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Richard - cross (Ms. Oliver)
281
calculations fit the situation and again confirmed the
.same thing, that the lower chlorinated isomers are
biodegradable in the environment.
Q When you talked about lower and higher grade,
what is the cutoff, what does it mean to you? What is
a low and what is a high?
A I would say the cutoff is at 5 and above.
5 chlorines.
.Q Aroclors,
Can that be 1242, 1248?
translated
.
'
into
the
.
different
-
*
A Like he says, this is distribution -- I guess
everybody here knows that, but 48 corresponds to a
maximum oi 4 chlorines.
..
Q So Aroclor 1248 would normally be low grade?
.A
Except for the tails on it which are higher,
but the 1221 would be 2 and you can figure it out
yourself. 42 would be 3.
,
Q Was Dr. Munch's study ever confirmed, to
your knowledge, by any other study or analysis done?
A All the environmental samples that were from
.Germany and from Sweden and I'm not sure about
Risebrough, but I think Risebrough and so forth,
looked simply like 5460. The details of this, Keller
and the people that were doing the actual samplings
'
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Richard cross (Ms. Oliver)
282
would know which chlorines were missing and so forth,
hut I think it is very strong evidence that what we
suspected, what Widmark suspected, we began to con
firm. It seems to be the right story, seems to be
the right situation.
..
Q Did Monsanto continue this type of testing
up until 1976?
A
I couldn't tell you.
I left the group in
`74.
Q Was this type of testing still going on in
1974 when you left?
MR. SCHINK:
What type of testing are you re
ferring to, specifically?
MS. OLIVER;
Analyses to find out what is in the
environment.
. . ' '
BY THE WITNESS;
A Well, I would say that we didn't do a lot
of environmental testing. We would try to keep t^ack
of what others were finding.
k
.
As I said earlier, we didn't go out.
-
We didn't have the manpower to go out and sample all
over the place, but I would guess we'd keep track of
the reports and literature and so forth.
.
BY MS. OLIVER;
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283
Q Was there somebody who worked for you that
was in charge of keeping track of the literature on
Aroclors?
A The people that were working on the project
were certainly in sometimes hourly and daily contact
with really what was going on within their specialties.
Q In your group, Lou Stark, is that his name?
A Yes.
Q He was involved?
a .
A In hydraulics.
''
Q Right.
MR.
Who else in your group was
*
SCHINK:
Involved?
involved?
'
MS. OLIVER:
In keeping track of what was going
on in the area of Aroclors, in the environment.
'
BY THE WITNESS:
'
A Munch for dielectrics, Dave Miller, Dr.
Miller in heat transfer.
That's about it, I guess.
BY MS. OLIVER:
Q And in applied sciences?
A And of course, the appliedsciences.
Q Dr. Keller and Dr. Tucker?
-
A Dr. Keller and Dr. Tucker, yes, but there
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Richard - cross (Ms. Oliver)
284
may have been others later: Mieure, Keller and so forth.
Q Did the biodegradation studies continue up -
to the time you left in 1974?
.
A I would say you have to ask Mr. Keller when.
Q You don't recall?
A I don't know specifically. Biodegradation
studies go on continually, but maybe not on the Aroclor.
Q So you do not recall on Aroclors?
A I don't know specifically when.
Q You said yesterday that in your opinion the
presence of Aroclors in the environment was not
demonstrated to be harmful to health in 1970, is that
correct?
'
A My recollection, that is correct.
Q That is your opinion?
..
.'
A That is my opinion..
Q Did you have any facts on which you base
that opinion?
.
A I think it is lack of evidence.
Q Can you tell us what types of evidence you
were looking for in determining whether it would be
harmful to health?
.
A You would have to look for evidence where
people had come in contact with environmental quantities
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Richard - cross (Ms. Oliver)
285
of Aroclor and showed significant serious problems.
Q What type of problems?
'
A That is really medical, a medical problem.
Q You also said, I think, that Aroclors in the
right environment had not been demonstrated to be
harmful to the environment.
Again, is that a correct statement of
what your opinion was?
A As I said. .
-.
Q That is your opinion?
. '
.'
A Yes.
Q What would you look at to determine whether
or not something was demonstrated to be harmful to
the environment?
..A , You have to have a definition of harmful -
that is some kind of standard and that has been a
very difficult issue.
Q What is your definition of harmful? .
.
A It is a subjective thing and I don't have a
good answer to this problem.
Q Do you have any definition that you consider?
A No.
Q Did you look at what the risk might be?
A That is one approach, a possible approach.
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Richard - cross (Ms. Oliver)
286
Q What other approaches might there be?
A I think that is the best chance in what we
know to quantify risk.
Q Did you consider what the risk of Aroclors
in the environment would be, the risk of harm?
. A No.
Q You have never considered that?
A I think the subject of risk is only now
being addressed in a quantitative way in the chemical
area.
Q Up to now you have not considered that?
A I have not been involved with Aroclors since
1974.
Q When you were involved with Aroclor up to
1974, did you make '--
.
. ..
A I don't know how to quantify.
Q -- that determination?
A Quantify the risk at that time?
Q Did you know whether anyone at Monsanto
tried to make a quantification of what the risk of
harm would be?
A I don't think anybody knew how to quantify
the risk.
`
.
Q To your knowledge, nobody
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Richard - cross (Ms. Oliver)
287
A Nobody did.
-
, Q Did you ever consider looking at natural
sources of PCB in the atmosphere or the environment?
MS. JACOBS:
I am going to object to the form
of the question. What do you mean by natural?
BY MS. OLIVER:
Q Do you understand?
A Non-synthetic, I suppose.
It was considered.
Q How was it considered?
A Well, it is one of the possibilities, con
ceivable possibilities that it could be created by
nature.
' (Discussion off the record.)
BY MS. OLIVER:
.
.
Q Back on the record.
Did you understand the question?
A It is one of the possibilities. I am not
familiar with whether anybody has considered it or not.
MR. SCHINK:
Do you want to take a break for a
minute? MS. OLIVER:
Why don't we vdo that.
(Brief recess had.)
(Mr. Phelus left the deposition
room.)
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288
BY MS. OLIVER:
Q Back on the record.
'
Dr. Richard, would you look for a
minute at Exhibit No. 8.
Exhibit No. 8 are notes by Dr. Mehler
on chlorinated biphenyl.
You discussed yesterday one of Dr.
Mehler's comments under No. 1(b):
"Are there 'natural' sources of PCB?"
What did you understand Dr. Mehler to
be talking about?
A Well, were there other sources of poly
chlorinated biphenyls other than by, I suppose, our
intended manufacture.
Q Did Monsanto look into whether there are
'
other sources, natural sources?
A I draw a blank. I can't remember.
Q You don't recall.
You testified a little earlier today
that the incineration or the incinerator that Monsanto
used was shut down at some point in time.
Do you know what the reason for shutting
down the incinerator was?
-
A I was not directly involved. I'm sure others --
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Richard - cross (Ms. Oliver)
289
Q Do you have any knowledge?
A
I think other facilities were apparently
,
available.
.
Q Other than incineration?
A Other than Monsanto's incinerator.
.
Q Other than that fact, do you know any other
reason why that incinerator was shut down?
A No.
Q You testified yesterday that Monsanto tried
to undertake fish testing to determine the presence
of Aroclor in fish. Do you recall that, there were
some problems with it?
A Industrial Bio-Test.
Q But there were some problems you testified
to in doing that testing?
.. %
A Yes.
.
Q And the problem was that the Aroclor would
latch onto the side of the container.
A I said that was one problem. I said there
were, I think there were other problems and Mr. Wheeler
was probably closer to it than I was.
.
I don't recall the specific problem or
problems.
.
Q Could you tell me what the properties of the
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Aroclor would be to cause it to latch onto the side of
.
'the container as opposed to this dispersing in water?
A Not dispersing in water, it's insolubility
would be the main and the fact that it was organophilic.
Q What does organdphilic mean?
A It has an affinity for organic non-polar
or semi-polar as opposed to real polar stuff like
water.
Q .' veloping
When your group was doing its work in de-
' . . .
. -
-
the substitute fluids for A-200, for example,
*
was your group concerned with how the substitute
fluid would be used by the customer? '
A Yes.
Q Was there consideration given to whether the
old Pydraul fluid that was being replaced should be
drained out of the hydraulic machinery?
A I didn't have any. direct part of that. I
think combination of Mr. Stark and Marketing, Mr.
Stark would make some calculations as to, just on a
mathematical basis on how long it would take at
certain usage rates.
Q Did Mr. Stark do that, to your knowledge?
A To my knowledge, he did in some instances.
Q In instances concerning specific customers?
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291
A I think in the case of Johnson Motors, the
'answer is yes.
.
"
,Q He did that? A I think so.
.
Q Did he talk to you about his calculations?
A No.
Q Do you know whether it was discussed between
Mr. Stark or anyone else at Monsanto whether A-200
should be drained out of the machines?
'
'.
.
.
. -
A I cannot answer that.
*. *
Q Did your fluids group prepare a monthly
.
summary of what was hapoenina in your department?
A Yes.
.
Q Who prepared that monthly summary during the
period, say, 1965 through 1970?
Is there a person in charge doing it?
A Normally the group leader would prepare his
section arid he would put it together. He'd do it if
necessary.
Q Would that be Mr. Stark for hydraulic fluids?
A If it were an industrial hydraulic fluid in
terms of formulation or testing, probably yes.
Q Who would receive copies of the monthly
summary from the functional fluids section?
ea
.
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A Business Director. I would think appropriate
Product Managers, Marketing for any commercial develop
ment person or persons.
Q Anybody else?
A I would think Manufacturing would have a
copy. I think Engineering would have a copy. Medical
might or might not have a copy, I'm not sure. It
would depend on their interest. .
. Q I would like you to look at what we have
marked as Exhibit 15 which is a memorandum from Mr.
Wheeler directed to you, dated September 11, 1968,
isthat correct?
\ A Yes.
Q Attached to the memorandum is a letter from
Bio-Test concerning protocols for studies of Aroclors,
is that right?
A Yes.
Q Do you recall receiving the memorandum from
Mr. Wheeler and the proposed protocols?
A Not specifically, but since I w^s responsible
for the budget part of it, why, it would be normal that
he would send something like that to me.
Q Did Mr. Wheeler ever ask you for your comment
on proposed protocols? Do you recall from reviewing
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Exhibit 15 whether you and he discussed, the protocols,
of what you discussed, if anything?
A No, I either had none or very little input
into that exact protocol.
Q Could you identify Exhibit 16 for us, please?
A It is a note from Wheeler to me about a
manuscript of Dr. Risebrough's paper.
`
Q It also refers to a letter?
A To Mr. Conkin.
Q Who was Dr. Conkin?
'
\
A Dr. Conkin was apparently a group leader and
I don't know what his exact title was -in Agriculture
Research.
Q Did you and Dr. Conkin have any discussions
concerning Aroclors that you recall?
A No. I talked to Bob once; maybe once.
Q You don't have any specific recollection?
A I don't remember specifics.
.
Q Do you know who Wayne Thornburg is?
A
No.
Q Would you please look at Exhibit No. 17
which appears to be a memorandum from Mr. Wheeler to
you, dated December 9, 1968.
.
'
______ _______ _-
.
Do you recall seeing or receiving that
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memorandum?
- .
A Not specifically, but .it would be right along.
Q This summarizes a meeting with Dr. Calandra
of Bio-Test, is that right?
A Yes.
Q Do you know whose handwriting appears in the
margin of this memo?
A No, I don't knowwhose handwriting it is.
Q Some of the work that is listedhere to be
done, proposed anyway, under several paragraphs, one
has written in "no action." Do you see that?
A Yes.
Q Do you kpow who wrote that in?
A I don't know.
Q
Do you know why no action was taken?
.
.
MR. SCHINK:
I object to the form of that question.
That assumes --
.
BY MS. OLIVER:
'
Q Do you know whether any action was taken with
respect to, for example. No. 2, 30-Day Range Finding
Toxicity Studies with Rats?
A Yes.
Q Do you know why no action had beentaken?
A Probably had not been taken up to that point
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in time; probably started within the next month or so.
. It doesn't mean, I am sure it does not
mean that no action will be taken. It means, meant,
okay, what is the status at that time.
Q Do you know whether all the proposals listed
in this memorandum were done at some time by Monsanto?
A The thing to do is ask Elmer and so forth,
Mr. Wheeler.
Q Was Mr. Wheeler --
A I would say, let me look through this thing.
I could say a good share of it was.
We would normally do a 30-day range finding before
you start chronic testing and chronic testing was
started in '69, so I'm sure this 30-day stuff, the
language, "to begin the two-year studies at that time."
If they were, "The actual preparation of 'hot' material
is to be held in abeyance but exploration as to the
availability and cost of tagged material" -
By hot, they mean radioactive tracer
work and in general we did not do radioactive tracer
work.
Q What would radioactive tracing do, why
would you do it?
_
A You would attempt to increase the sensitivity
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or be able to track the material and be able to get
the same sensitivity and be able to track the material
by high chromatographic resolution
I talked to Keller about whether we
did any "hot" material at all; the advisability of
determining the character and possibility of isolating the "major fraction" in each of the Aroclors to be
studied -- we did that.
Proposal, "To obtain appropriate animal
organs and tissues to become familiar with the extrac
tion and analytical techniques using actual specimens,"
we did that.
"Analytical work should be initiated
to determine the decomposition products when repre sentative materials (paper) containing Aroclor are ` . '
burned," we did that.
.
You have to ask Keller on the next one.
Q Which is No. -- A 8.
. .
Q No. 8?
;
A
Yes.
Keller and Wheeler, maybe they' remember.
"There should be further discussions
initiated with Risebrough and others around- the country
whom we have not yet contacted," we did that.
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297
"Bits of information," we did publish
and reported to FDA when work was completed. I went ,
to Calandra's lab at least once or twice. I don't
know whether it was January 15 or not.
.
Q Look at No. 18 for identification which is
a letter from Mr. Wheeler to Dr. Calandra showing a
carbon copy to you.
The date of that letter is December 20,
1968, and it lists, the initiation of some proposed
studies to Bio-Test, is that right?
A It authorizes Bio-Test to get going.
Q On the second page of that letter, your
third to the last paragraph, Mr. Wheeler asks Dr.
Calandra whether he has any available source of DDT.
Do you know why Mr. Wheeler would have -
asked --
A He might have wanted it as a control, I'm
not sure.
.
Q Yesterday you talked a little bit, you men
tioned anyway that you were finding a relationship
.
between DDT and PCB.
.
'
.
Did you ever confirm whether a relation
ship existed?
_
A We did not find a relationship. Others were
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298
reporting Aroclor and DDT. That is how we began to
find out that polychlorinated biphenyls were in the '
environment, -but pesticide residue people were the
ones that were looking to that.
Q You did not do any work then or have any
finding or become aware of any findings of a relation
ship between DDT and PCB?
A What kind of relationship are you speaking of?
Q A relationship which would indicate why it
was being found together.
A Together, no.
Q The second page of Exhibit 18 again refers
to a meeting with Dr. Calandra and it refers to a
copy of Bill Richard's version.
Was. it your practice to take written *
notes at a meeting?
-
A Sometimes yes, sometimes no.
.
Q If you did take written notes, would you keep
them?
;"
A Probably not.
.
Q 'What would you do with them?
A My notes are usually so bad that they are
ready for the waste can.
_
Q Would you throw them out in some instances?
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299
A Yes, most of the time.
Q
Would you identify what we have marked as
Exhibit 19?
A How do you want me to identify it, did I
write it or --
Q Can you identify what it is, can you do
that?
A It seems to be a summary of the program for
Aroclor wildlife.
Q Do you knew if that was part of what was a
functional fluids monthly summary for December 1968?
A It might have been.
Q Is that the type of thing that might appear
in the monthly summary?
A , It might, or it might appear in memo form..
.
Q Do you know who prepared this?
A I'd say it could be Wheeler, might be Keller,
might be me with a summary.
.
Q It appears to be Pages 13, 14, 33 and 34 of
another document, is that correct?
.
A `Okay.
Q Would you identify Exhibit No. 20?
A It is an experiment to begin the determina
tions of Aroclor water solubility, point out some of
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the difficulties experienced in trying to get solubility.-
Q It is a memo dated February 26, 1969 from
Dr. Tucker to L. R. Stark.
A Lou Stark.
Q And shows a carbon to you, is that right?
A Yes.
Q Is this procedure different than the bio
degradation tests that you undertook?
A This is just measuring the solubility of
..
Aroclor in water.
'
* *
Q Did you try to break it down?
' A No.
'
Q The last paragraph of Dr. Tucker's memo
refers or states, "Pydraul fluids being multi-component
systems are a completely different story and as such, .
will require more effort."
A Yes.
.
Q Did you have an understanding of what Dr.
'
Tucker meant by that?
A No, but if he meant, heprobably did, the
Pydraul line, then he is correct. It is a much more
difficult job to measure whether it is soluble in
water, the exact solubilities.
`
_
Q Dr. Richard, would you look at what we have
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marked as Exhibit 21 for identification and identify that
for us, if you can.
,
A It is a memo from Dr. Mainprize to me and
dated March 20, 1970 and it concerns Aroclor biodegrada-
i.
tion.
Q Does this memo summarize the results of
biodegradation studies?
'
A Up to that date, or at least it is kind of
probably a progress report.
Q But studies continued past that date?
A Yes.
.Q
Up to this point in time, did the resuits
sliow flia'L the lowsi Aj-ooIuxs were able to biodegrade?
A They had unusual difficulty. I think
cultures have to be adapted and these were some of
.
the early positive results they got in biodegradation.
Q Were the later results different than what
they had come up to to this point?
.
A The final results were published and I don't
have the date of publication. That is "
that we have of that information.
the best
summary
Q Where was it published?
A
I don't have the journal -- England, I have
forgotten.
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302
Q Is it a trade journal or a technical journal?
A Technical journal.
.
Q Were you contacted by anyone at Monsanto con-
cerning a change in the labeling of Aroclors?
A I was not concerned with labeling.
Q Did anyone ask you if a change should be
made?
MR. SCHINK:
Are you talking now about Pydraul
products, because there were products called Aroclors.
as well?
-
BY MS. OLIVER;
,,
C Pydraul. '
A I was not concerned. I shouldn't say that.
I was not involved in any way with labeling, the label
ing practice.
Q Was that Marketing?
A Probably.
MR. SCHINK;
We have gone over this before.
BY THE WITNESS: .
A (Continuing.) Marketing,-Manufacturing,
Legal, Distribution, and I don't know how many others.
BY MS. OLIVER;
.
..
Q The fact that you may have been copied into
correspondence related to labeling --
.
'.
.
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A I might 'have been copied in.
Q To your knowledge, you were not asked to
comment or make any suggestions?-
A I might have been asked whether I had any
comments. Whether I made any is very doubtful.
Q Dr. Richard, would you look at what we have .
marked as Exhibit No. 22 and tell me if you can identify
that.
A It is a letter-from Keller to Papageorge on>
Aroclor's analytical program. The date is April 28,
1970.
Q It shows you were on the copy licit.
A Copy list.
Q Did you have any input in preparing the
analytical program which is attached to the cover page
of the letter?
.
A You mean did I set the numbers, no.
Q
Didyou set objectives
or participate in
obje ctives or the action listed?
A Yes, in a general way. This is answering
specific tables and that was up to Keller and his
group to watch the production training on analytical
results.
. Q On the second page of this exhibit, the first
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page is entitled Aroclor Analytical Program. There
appears to be Objective No. 1, which has been deleted.
It starts with Objective No. 2.
Do you know what Objective No. 1 was?
A NO.
-'
Q In the margin of the program, there is
references to Team 1, 2.
Do you know what that meant?
A Specifically no. It is not my writing.
Q You were not part of a team?
A It refers to probably Roman numeral letters
in the first page.
Q Were you aware of any teams that were created?
A These are the teams: Tucker, Litschgi,
... Westenberger, Detrich and Mieure. He listed all the
names on the teams.
Q Were you in charge of a team?
A No.
'
'
Q You just helped prepare the program?
A I didn't say that specific program. You
asked whether I had any input into it, the analytical
effort in a general way; yes, but specifics of that
team program, no.
-
Q Did you have any input into the reclamation,
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Richard - cross (Ms. Oliver)
305
any reclamation programs developed by Monsanto for
Pydraul or Aroclor?
'
A Any input? Certainly in favor of it.
. Q When was the idea of reclaiming Pydraul or
Aroclor initiated?
A I would say before '64.
Q Whoat Monsanto initiated --
A A question for Davis.
Q You cannot answer it?
A I don't know.
.
Q Was it developed in the Marketing section?
A It was developed outside Monsanto initially.
Q Do you know by whom?
A One of the ones that was in existence was
.. . Findett on the outskirts of St. Louis .
.'
Q Was Findett connected in any way to Monsanto
that you are aware of?
A Financially, no.
Q Was there a working relationship?
A Yes. We helped test the fluids and offered
technical advice when needed.
Q When were you first aware of the Findett
services?
'
-
A I guess when I came to Fluids.
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Q Did Monsanto later try to set up its own
reclamation service?
.
A They had considered this possibility.
Q When was that?
A Surveyed the market in '72, around *72.
Q Do you know who developed the idea of
Monsanto's own reclamation project?
.
A I don't think it was any one person's thought.
Q Do you know how the project was supposed to
work or what the process was?
A.
Depended on the fluids that were to be
reclaimed.
Q On the instance of Pydraul?
A Yes. You have to be concerned which Pydraul.
. Q , All right, A-200.
.
..
A Probably two ways-of reclaiming it, either
by adsorption or taking the acid compounds out and
then putting the correct additives back in, filtering
and so forth, depends on how badly it degraded.
Aroclors could also be recovered by
distillation.
Q Do you know what method Monsanto was intending
to use in 1971, '72?
_
A Monsanto, I don't know whether we spelled
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Richard - cross (Ms. Oliver)
307
that out or not. Monsanto had the option to go either
s .'
way, but '72, A-200 was out and so thermal distillation
was also out. Other products weren't stable enough.
Q Who at Monsanto was in charge of researching
for that project?
A Lou Stark.
Q
He reported to you, did
he not?
A Yes, right.
. .Q
Were you actively helping him or --
.. .
A
No.
.
'
q
-- or were you just there as a supervisor?
P I was sitting at s desk.
.
Q Were you involved in fluid adsorbent evalua
tions?
A No, Mr. Stark was and his gtoup, I should
'
say, maybe Lou and maybe somebody in his group.
Q Dr. Richard, do you recall that Monsanto took
samples of Johnson's effluent, Johnson Motors?
A I know we sampled Johnson's effluent.
Q Do you know why it was sampled?
A We want to be careful, I guess, about what
we mean by effluent.
.
Q What do you mean by effluent?
A I don't specifically know what we mean.
.
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308
Q Samples were taken at Johnson Motors?
'
A Yes, that is a better way of putting it.
Q Do you know when?
A '72.
Q Do you know why samples were taken?
A Yes.
Q Why?
A Water, to see a reclaim atJohnson Motors,
wanted to see Johnson Motors' reclaimed fluid.
*
.
`
Q Was this in conjunction with the project
,, .
that Monsanto was ready to start up for reclaiming
.
fluids?
A A possible reclamation, yes.
Q Who was in charge of doing the sampling and
the analysis of Johnson?
.
.
A Doing the sampling, the survey was being
made by Don Pogue and Lou Stark. I don't know whether
he took samples or not, but he was involved in some
of the samplings and the analytical work went to
applied sciences.
.
Q Was Don Pogue in your group?
A No.
Q What group was he in?
-
' .......
A Commercial development or marketing.
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309
Q Do you have any knowledge what samples were
' taken at Johnson Motors for the purpose of determining
whether there were PCBs in the discharge?
A Yes, I think samples were analyzed for PCBs.
Q Other than the 1972 sampling, are you aware
of any other samplings done by Monsanto at Johnson
Motors?
A Wilson Overall made a second proposal through
Monsanto and Environ. Rechem. later
Q For what purpose?
A Again, for reclaim of fluids.
Q What was Environ. Rechem.?
A It was a unit in Monsanto that was set up to
contract research, sometimes contract development.
It was outside contract work.
.
Q Contract work in any -- A For a fee. They worked for EPA, they worked
for I don't know who all their customers were.
Q How long was Environ. Rechem. in business?
A Years. i don't know specifically how many.
Q Is it still in business?
- A No.
Q Overall was with Environ. Rechem.?-
A No, he was with Monsanto but he was with people
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from Environ. Rechem.
'
Q He was doing the proposals for Environ.
Rechem.?
A I think that probably was close to the
arrangement.
Q Do you recall being advised by letter or a
copy of a call report or anything of any problems that
Johnson Motors was having with A-200B in its machines?
A
*
The recollection is with phenolic, and I
'
'
.
.
guess we should use the word discharge. But spe
,.
cifically where there was a specific product, that is
what we were to determine.
Q You recall being advised of a problem with
phenol in Johnson's discharge?
'A
Yes, it was a general problem and you were
.
trying to find out or Johnson was trying to find out
where it was coming from and what to do about it.
Q . -Who advised you of the problem?
A If I saw it anywhere, it would be through
work Stark was doing.
Q Do you know what Monsanto did to determine
where the phenol was coming from?
A We probably analyzed our product .and maybe
resampled our product, I'm hot sure.
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Q Mr. Stark would know?
A Yes.
'.
0 Do you have any knowledge that anyone at
Monsanto advised Johnson Motors.that there were PCBs
in its discharge?
A No direct knowledge.
Q Any indirect knowledge?
A If the analytical reports that were turned
out were sent back to Johnson Motors.
.:
'
Q Do you know if they were?
A No.
.'
Q Do you know if any of the analyncai reports
that were done by Monsanto to find out if PCBs were in
the environment in the Great Lakes or Mississippi River
were sent to any of the Monsanto customers?
A Would you say that again?
MS. OLIVER:
Would you read that?
(Question read.)
BY THE WITNESS: .
'
.
A I would have to answer that normally Marketing
would be the source for that information.
BY MS. OLIVER:
.
Q Do you recall there being a proposal by
Monsanto offered to its customers to return Aroclor
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fluid to Monsanto for incineration?
.
A In the case of Therminol, yes.
Q Other than Therminol, were you aware of any
thing being returned to Monsanto?
A As far as I know, there were no restrictions
on who could return fluid to us during the period of
incineration, if it were Aroclor.
Q Do you know how customers were advised?
A No.
Q Dr. Richard, would you look at what we have
marked as Deposition Exhibit No. 4, which I think are
your notes on.the meeting on March 16, 1969 with
Bio-Test.
The last page of those notes is a chart,
I guess you called it, entitled Aroclor in Wildlife.
I don't recall whether you testified
yesterday you prepared the chart or not?
A I said that I probably prepared the chart,
that I wasn't sure of whether it was all my notes,
especially about in vitro or in vivo, but if it
reflected something that went on in the meeting, it
could be.
Q Could you explain what the chart is intended
to mean?
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313
A We were attempting to find the problem and
what we might do to try to avoid the problem.
Remember, we were meeting with these
people to try to figure out what was happening.
Q What was the chart itself to show, what is it
intended to show?
A It shows Aroclor applications and then it
has something to do with acute and chronic toxicity
which I'm sure we discussed in the meeting. The
question, is it an enzyme enhancer, and I still don't
know what Aroclor is an enzyme enhancer.
.
Q What is an enzyme enhancer?
A I am not familiar. I said that it was beyond
my technical knowledge and we thought it was beyond
our capability to tackle that problem, an enzyme -
enhancer.
Q Underneath that column, there is a small
A that says PCB and Phenobarbetal.
'L '
Do you know what that means?
A No. * If you are an enzyme man, presumably
you can tell if you do certain tests with additional
things like Phenobarbital, whether it is an enhancer
or not, but I am not versed in that chemistry and I
cannot get any further than that.
~|-|iea |_. Urban
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Q Down at the bottom of the page, there is a
line that says Environment and it has another line . .
drawn to PCBs in Plants, underneath Plants, there is
Fish and after that in parens,(Food Chain), and then
there are two more lines with arrows.
.
;
What is that intended to mean?
A Well, could it be in the food chain and
could it be affecting birdlife and could it affect
man m
Q Do you recall at the meeting whether there
was discussion whether PCBs were in the food chain
and affecting birdlife and man?
A Yes, we wanted to kind of decide what was
happening to it.
Q Did you ever decide what was happening to it? -
A We didn't do so much work, but certainly the
FDA did a lot of work, certainly as far as the fish.
Everybody that had a laboratory was evaluating that..
Q Is this chart intended to be just types of
information that you would be interested in finding out?
-
A It was an attempt to organize in a small way
the meeting, what was taking place, trying to under
stand the problem.
Q During the time you were Research Manager for
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315
Functional Fluids, do you recall movies being made of
pydraul fluids at Monsanto labs?
A Yes, we made fire test movies.
Q Do you recall when those were made?
A They were made continually, to keep a record.
Sometimes they were edited to get better presentation,
sometimes customers were brought in to see the results.
Q Do you have any specific recollection of any
customers that were brought in or any movies that were
made?
,
'
A We did it for most major customers and
.
obviously in terms of introducing new products.
Q Do you recall movies being made for Pydraul
fluids?
A ' Yes, Pydraul fluids.
Q And the movies were made with customers for
Pydraul fluids?
'
A With the customers?
''
Q With customers.
A Normally the customer is not allowed into
the fire zone directly. We keep people out of there.
Q Did the movies that you recall concerning
Pydraul involve anything other than fire testing?
A Oh, on occasion, yes, show where they might
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HARTOLDMONOOQ9692
Richard - cross (Ms. Oliver) redirect
316
be used.
j Q Show how they were made? A Show how they were made?
,
"
It might show some vessels or something.
Q Is there one person irt Research who was in
charge of the movie-making part of it?
A If you are talking about professionally^made
film, the answer is no. If you are talking about
research-made film, normally Mr. Stark would be the
one.
. .-
.' -
I guess that is in the general, a
correct answer. We made earlier films. Other people
made earlier films- though. Mr. Stark was probably
not the manager.
Q Do you have any knowledge of the Monsanto
manufacturing plant obtaining NPDS permits?
A I don't know. I didn't have anything to do
with those permits so I am not the right one to ask.
,
MS. OLIVER:
I don't think I have anything else.
` Thank you. Dr. Richard.
MS. STEIN:
I just have a few questions,
:
REDIRECT EXAMINATION
,
BY MS. STEIN:
.
Q I believe earlier this morning, Dr. Richard,
.
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317
you said with reference to A-200A and A-200B you would
4iave to look at the book at the formulation.
Do you have any remaining lots of
A-200A, A-2 0 OB?
A I cannot answer that. It probably can be
answered, but I didn't --
Q Since you are no longer in the group?
A Yes.
Q Who is currently the Director of Research
for the Functional Fluids Group?'
A Mark Gibbs.
Q Would Mr. Gibbs know whether or not there
are any remaining lots or samples of A-200, A-200A
or A-200B?
.A
He ought to be able to find out.
Q Would the same be true forF-9 or F-9A?
A Same answer, I don't know.
Q But he would be the person to ask?
A There $re pretty strict rules on Aroclor
about storage of samples even.
Q Earlier we were talking about the low
solubilities of PCBs in water.
.
Did Monsanto do any research about
dispersion into the area with respect to Aroclors?
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Richard - redirect
318
A I think the only thing that we did was the
^ .r
burning of the paper with and without Aroclor.
Q Did you --
.
A What we were trying to find out was was that
a potential source, was NCR paper a potential source
of Aroclor getting into the environment, from places
like dumps and things like that, but it was just a
simple experiment. We didn't make any big calculations,
didn't have to.
. ,,.
Q Would the data of those tests still be at
Monsanto in St. Louis?
..
A I would thinkr experiments where the paper
was burned, yes.
..
.
Q Would, that be in the functional fluids group
records?
.
'
A Or applied sciences records.
Q Did you do any samples of dispersion from
the incineration project that you were working on?
A From the incinerator itself, we determined
the degree of destruction, the DE, destruction ef.fi-
ciency.
.
Q Could you describe the process of how you
determined what the destruction efficiency o-f the
incinerator was? Did you do stack tests, for example?.
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Richard - redirect
319
A Yes.
MR. SCHINK:
Is that relevant?
.
-
MS. STEIN:
We are talking about PCB's presence
in the environment.
MR. SCHINK:
Not in this case. We are in this
case talking about discharges from Outboard Marine
waste waters. This is an incinerator case. Incinerators
are relevant as a means of disposal, but I don't see
how these things are relevant, and if you want to
-
,
,,
..
pursue that line of questioning
f.
,
*
MS. JACOBS:
There were air emissions from the
Johnson Outboard facility.
'
MR. SCHINK:
They are not at issue in the lawsuit.
What is in issue is the NPDS permit violations.
. MS. STEIN:
No, it is much broader than that.
.
MR. SCHINK:
That is not the lawsuit that is on
,
file, at least.
.
We will let the Court decide if you
think it is appropriate. If you want to get into
dispersion in the area of products of incineration,
I think it is irrelevant and I'm going to direct the
witness.
MS. STEIN:
In that case I will certify the
question.
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HARTOLDMONOOQ9696
Richard - redirect
320
And the lawsuit is not limited to
discharge merely for alleged violation of NPDS. It
'
is broader than that.
MS. OLIVER:
But it is limited to discharges in
equitable waters of the State of Illinois or the United
States or whatever the terminology.
.
MS. JACOBS.: I think what is at issue is the
condition that exists in Waukegan today.
MR. SCHINK:
We do not have to debate this on
the record. That is ridiculous. . We have a judge to
decide that.
Let us get on to something else.
BY MS. STEIN:
Q Was there effluent from the incinerator or
the incinerator projects?
.'
MR. SCHINK:
If you know.
BY THE WITNESS:
A There is only one incinerator and the
scrubbing water, whether this was discharged or not,
I'm not sure.
BY MS. STEIN:
.
Q Did you take any samples from that discharge?
A I'm sure we did.
-
Q Do you know where the results of those samples
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Richard - redirect
321
would be?
A No.
.
..
Q What was the level of detection that you
were ableto ascertain down to, the lower detectable
limit of PCBs in the discharge from that incinerator
.
in the samplings?
A I don't have it.
.
Q Do you know who would know, would Mr. Stark
have beenin charge of thatsampling?
A No, he wasn't.
MR. SCHINK:
Are you talking about air discharges
or water discharges?
MS. STEIN:
I used the term emissions with air
and discharge or effluent with water.
BY THE WITNESS:
' . '
A Well, there was a permit on this incinerator
so look on the permit.
BY MS. STEIN:
. ...
Q I do not know whether or not there was a
permit, but I do want to know whether or not Monsanto
did take samples of that.effluent and whether or not
they kept records of the samples and if you didn't
take them, I am asking if you know who did take those
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HARTOLDMONOOQ9698
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i
Richard - redirect
322
A , It would have to be in manufacturing. Q . And the records would be kept where?
.,
A I would think at the manufacturing location.
! '-
Q -I was a little confused by the discussion
about the carbon adsorption of PCBs. You talked
about Monsanto working on a process of carbon adsorption.
A All we did was in the laboratory. Q. ~And then you say -- go ahead.
A Okay. We are trying to find out whether you could remove soluble Aroclor on carbon, and yes, we
did some lab and crude pilot plant determinations.
Q Where was the pilot plant located?
A time.
Q
We ran a unit in Anniston for a period of Did you also do experiments with limestone
.-
adsorption of PCBs? A I would say the Dayton plant did some
laboratory work on clay and I said that the practice,
at Anniston was to add limestone, a limestone pit in
which they pass the plant effluent over before it was
discharged.
.
Q My confusion stems from the fact you are
talking about carbon adsorption and clay and yet the
Anniston plant, they were using limestone.
.
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HARTOLDMONOOQ9699
Richard - redirect
323
A There are three substances.
`
Q So there would have been limestone adsorption
experiments, if you will?
A Limestone was there principally to neutralize any acid and it also resulted in Aroclor adsorption.
Q Do you know where the limestone was taken
after the water was passed through it?
\'
MR. SCHINK:
What does that have to do with the
lawsuit? The witness has described for you the
mechanics of what he looked for to remove PCBs from
the effluent stream. You don't have a lawsuit involving '
anything but Johnson Motors, its discharges.
MS. STEIN:
Monsanto is also a defendant in
this lawsuit.
MR. SCHINK: Not with respect.to. any of its
.
operations, only with respect to its sale of certain
PCB-bearing hydraulic fluids to Outboard Marine.
That is the issue in this lawsuit.
MS. STEIN:
Just for the record, I am not
necessarily going to agree with your characterization
of the lawsuit or whether it is relevant.
BY MS. STEIN:
-
Q Dr. Richard, I would like to refer you to
what has been marked as Richard-Outboard Marine
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Richard - redirect
324
Deposition Exhibit 21, and on the third page of that
'
'Which has the numbers at the bottom, 1450; Do you
have that page, up at the top? There is a heading
Aroclor 1142 and 1130.
Are you familiar with those compounds?
Are those Aroclors?
A It says below it what they are.
Q I am asking if you know what the composition
f those Aroclors were. It is a different series,
.
.
.
*
apparently, from some of the others we have discussed.
'
A 1100 series means they were starting with
ruder material, but the exact composition, I don't
Hnow.
Q By cruder material, do you mean there were
more impurities in them?
...
-.
A The composition, if it is pertinent, could
possibly be retrieved.
-
Q . Do you know where we could get the informa
tion?
MR. SCHINK:
Again, Ms. Stein, those Aroclors
are not involved in the sale of these products.
1Y MS. STEIN:
Q Do you know where I could get that information
pn these?
.
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HARTOLDMON0009701
Richard redirect
325
MR. SCHINK:
You don't have to answer that
question. Dr. Richard.
Really I object to the entire line of
questioning about products other than those that were
involved in the sale of hydraulic fluids by Monsanto
to Outboard Marine.
MS. STEIN:
Certify the question.
BY MS. STEIN:
.
.Q
Dr. Richard, I refer you to what has been
marked as Richard Deposition Exhibit No. 22.
On the first page of that document,
there are various teams established and projects-
'
The first team was looking at Environmental Residue
Analyses and the personnel are listed. I believe you
testified yesterday that Dr. Tucker was in your group,
is that correct?
A No.
Q Where was he?
"
A He worked for Keller.
Q
Did you receive theresults of
theseenviron
mental residue analyses?
.
A Normally.
'
Q Do you remember whatthese particular residue
analyses showed that were conducted by Dr. Tucker?
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Richard - redirect
326
A You would have to -- no, that would have to
be specific.
.
Q Did you review this document before you came .
to. the deposition?
A No.
.
Q Do you know whether these studies were aimed
at certain PCBs at particular levels in particular
samples?
,
A Yes. .
...
.
.
:
Q Would these have been samples that Monsanto
collected?
.
? Might have been or might have been sent to
us.
.
Q Who would have sent them to you?
A I don't know.
'
Q Do you know why Dioxin was mentioned as one
of the studies to be worked on here?
MR. SCHINK:
Again, that has nothing to do with
the lawsuit.
MS. JACOBS:
It most certainly, assuredly does
on the metabolism of PCBs and the action in the
environment.
..
MR. SCHINK:
There is nothing about that in the
lawsuit --
\.
"
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Richard redirect
327
MS. JACOBS:
That's right.
MR. SCHINK: -- that has been brought to my
attention to date, Ms. Jacobs.
MS. JACOBS:
Discovery depositions are called
to lead to discovery of evidence, and if you are
balking on inquiry here, we will never be able to get
any relevant evidence should it exist.
MR. SCHINK:
I am going to instruct the witness
not to answer the question about Dioxin.
.
MS. STEIN: , We are going to certify the question
regarding studies on Dioxin performed by Monsanto.
BY MS. STEIN:
Q Dr. Richard, I believe you testified that
you knew that effluent samples from Johnson Motors
were being taken and they, were being taken to see
reclaim.
i
"
'
'
`
Could you describe what you mean by
be taken to see reclaim?
A To determine the volume of reclaimed fluid.
Q Reclaimed fluid, did you mean?
A Pydraul that could be reclaimed.
-
Q In other words, the samples were being taken
to determine whether or not there was in faot Pydraul
in the discharge?
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Richard - redirect
328
A You want to be careful about discharge because
^ that depends on, you are talking where in the plant.
All we wanted to do was determine how much was being
caught and could be recycled.
Q Do you know where these samples were being
taken?
A No.
Q Do you know whether it was customary to
take samples of customers' effluent?
.
_
.
A It was not customary under normal circum
stances.
Q But if a customer requested you to take
samples, if Monsanto requested you to take samples of
effluent, it would be done?
.A
No.
.
Q What would be the circumstances for the
company to determine that? .
A If there was a special project to see whether
the value of reclaimed fluid would in fact support a
business.
Q
Could you explain that answer?
I am not
sure what you mean by support a business.
A You know, you have to have a certain volume
of business and you would have to figure out whether
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HARTOLDMON0009705
Richard - redirect - cross (Mr. Schink)
329
you could put up a plant and have the right amount of volume to support the plant and vice versa, a reclaim
plant.
Q Do you know whether there were samplings
for PCBs of any discharges or effluent other than that
done at Johnson Motors? A Certainly.
MR. SCHINK:
Did you do any, do you know whether
it was done? Yes or no.
THE WITNESS: BY MS. STEIN:
Yes.
0 With respent to th.i s other customer or
customers for which samples were taken, did you receive
results of that sampling?
' A I might have or might not have.
Q Do you know whether the analytical reports
.
of the sampling were sent to your customers involved?
A No.
:'
Q Do you know who would know whether or not
these reports were sent?
.
A I would think Marketing.
.
MS. STEIN:
Thank you very much.
CROSS EXAMINATION
-
BY MR. SCHINK:
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Richard cross (Mr. Schink)
330
Q Dr. Richard, yesterday you mentioned that in 1966 your research group was doing some work looking
into phosphate esters.
Do you recall whether that work related
in any way to the research that Jensen and Widmark were .
doing regarding possible presence of PCBs in the environ
ment? A
' The answer is no.
I was trying to describe
how the development of a base stock took time.
_a
. ..
-
That
was the context of the question. We were thinking
`
about phosphate base stock and how they might be
constructed and so forth as far as, as far back as
_
*66.
I don't know if we were actually
experimenting, but we were thinking about phosphate*
*
ester base stock.
'
Q You were asked a question earlier this
morning about whether you were aware of any work- at
Monsanto relating to the quantification of the risk
of harm to the environment from Aroclors.
What did you mean by the term quantifi- -
cation of risk of harm in the context of those ques
tions and answers?
-
.A
I meant a detailed numerical assessment of
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Richard cross (Mr. Schink)
331
risk.
.Q
Could you elaborate by what you mean by that?
A Detailed risk assessment is becoming a
possible technique for risk evaluation and it involves
determining the frequency of accidents or incidents,
determining the exposure, correlate quantitatively
toxic effects and then relate those to a situation
that you are thinking about to measure the risk.
That is the kind of quantitative risk that I had in
mind when I said we had not done' those kinds of
calculations.
.
MR. 'SCHINKs
I ha^e nothing further.
We will not waive signature. We will,
however, stipulate the deposition may be signed before
any notary.
'
(Witness excused.)
FURTHER DEPONENT SAYETH NOT. . .
""|~f>ee< 1_. UrLan
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ortliand Reporter
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HARTOLDMON0009708
332
IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
THE UNITED STATES OF AMERICA, Plaintiff,
vs. OUTBOARD MARINE CORPORATION AND MONSANTO COMPANY,
Defendants.
) ) ) )
) No. 78.C 1004
)
) ) )
)
. I hereby certify that I have read, the
foregoing transcript of my deposition given at the
time and place aforesaid, consisting of Pages 1 to-
331, inclusive, and I do again subscribe and make
oath that the same is a true, correct and complete
transcript of my deposition so given as aforesaid,
as it now appears.
'.
Subscribed and sworn to before me this _______ day of _________', A.D. 1981.
William R. Richard, Jr.
Notary Public.
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333
UNITED STATES OF AMERICA NORTHERN DISTRICT OFILLINOIS EASTERN DIVISION STATE OF ILLINOIS 'COUNTY OF COOK
) ) ) SS: ) ).
I, Thea L. Urban, a notary public in
and for the County of Cook and State of Illinois, do
hereby certify that WILLIAM R. RICHARD, JR. was by me
first duly sworn to testify the whole truth and that
the above deposition was recorded stenographically by
me and was reduced to typewriting under my personal
direction, and that the said deposition constitutes
a true record of the testimony given by said witness.
I further certify that the reading and
signing of said deposition was not waived by the
witness and his counsel.
I further certify that I am not a
relative or employee or attorney or counsel of any
of the parties, or a relative or employee of such
attorney or counsel, or financially interested
directly or indirectly in this action.
IN WITNESS WHEREOF, I have hereunto
set my hand and affixed my seal of office at Chicago,
Illinois, this _______ day of January, A.D. 1981.
Notary Public, Cook County, Illinois. My commission expires December 15, 1983.
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HARTOLDMON0009710