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Shanghai Benzene Stakeholder Engagement and Management Strategy Draft - December 2003 Internal: Objectives: To ensure consistency of message; preempt concerns throughout project cycle; prevent surprises; protect the reputation of affected region/businesses; leverage opportunities from project investment. Mechanisms: To achieve the objectives, the team will employ the following tools: Quarterly Email Updates to internal audiences Issues Management ProcesslIssues and Crisis Management Committee Quarterly meetings with project team Ongoing work with Shell China external affairs team: Quarterly SD Updates E-news (on quarterly basis) The following table outlines the key internal stakeholders, information requirements and responsibility for ensuring that these audiences receive the information. SHELL-MCCLURG-064391 Audience CEC Requirements Quarterly updates Nick Wood/China EA Chemicals issue team (Susan, Nancy, Stuart, Patsy, Lauren) David Sexton/Vincent Cosgrove OP - Lynn Elsenhans Stakeholder/EA materials/Project updates All distributions API actions; Stakeholder/EA materials/Project updates Communication Tool Written brief Responsibility Nancy Sullivan/Patsy Clegg ICMC brief Ongoing discussions Barnaby Lauren Regular meetings Patsy Ongoing Lauren discussions/written briefs Robin AramlSocial Responsibility Nick WelchIBill Arnold (DC) Employees SD professionals US Corporate Affairs PX Issues Team China CChr Quarterly brief for Lynn Stakeholder/EA materials/Project updates Stakeholder/EA materials/Project updates quarterly updates Quarterly SD updates Stakeholder/EA materials/Project updates Stakeholder/EA materials/Project updates Stakeholder/EA materials/Project updates Discuss with David Sexton Ongoing discussions Ongoing discussions E-news SD quarterly update Ongoing discussions/update Issues forums Line communication Nancy Lauren Lauren Lauren Lauren Lauren LaurenIBB Nick Wood ID for region (need info) All Media Stakeholder/EA materials/Project updates Media materials regular meetings between PX and ID TBD BB/Jeremy Frearson Sarah/Sung External: SH ELL-MCCLU RG-064392 Objectives of External Engagement (Shell) To identify potential/emerging concerns prior to publication of the study To protect reputation of Shell- in China/around the world To protect relationships/investments in China To meet commitment to transparency and ethics To protect credibility of project and participants To raise awareness and understanding of the project To secure buy in and constructive feedback into process Project Timelines: Project estimated 9 months behind original schedule [so are the times below allowing for the 9 month delay or do you need to add on 9 months?J 2nd quarter, 2003- Case recruitment begins Spring 2003: Laboratory opening, June 19:API Board Meeting - funding and project management to be discussed (DC) July 9: Meet with communications committee to discuss stakeholder engagement protocols (DC) August 25-27: First annual meeting (Monterrey, California) December 9,2003: Kickoff ceremony (Shanghai) Research, analysis expected 2003-2007 Reputation Management: Key Considerations: China Social Investment: Project dollars represents more than over half of 'social investment' dollars for Shell China - Shell China's budget is only $250,000 a year Government Affairs: Strong and positive relationships with local and national government officials Business Investment: Significant existing and prospective investments for Chemicals, E&P, G&P in China Shanghai Presence: M. Brinded sits on Mayor's Council; Foundation supports EMBARQ program; Gas and Power assessing project related to W-E pipeline Corporate Identity Campaign: looking to raise profile of brand in 5 cities including Shanghai Anti-Foreign sentimentlN. Caspian issue: Shell and others blocked Petrochina/Sinopec participation Key Considerations: Chemicals/Shell SH ELL-MCCLU RG-064393 External interest in Shell's impact on public health: High-level dialogue with stakeholders with concern about impact of Shell's products and operations Results of Study Regulatory Impacts Financial Oversight Ethical treatment of patients Commitment to transparency and independence of project Shell's presence/operations in Shanghai and China Issues Matrix Issue Results of study Lack of Funding Action Active oversight of protocol peer review process and observer status of results of study Identify risk management strategy if project collapses Focal Point Patsy/Stuart/Shan Nancy Cost Management Concern about lack of NGO participation in process (seen in W-E) Ethical treatment of patients- follow up re treatment of cases Transparency of study Independence of PIs High expectations of other Shell businesses in China regarding health studies Budget allocation for Shell's contribution to shortfall; based on caveats re: financial oversight Recommending additional controls and oversight Gauge interest via engagement Identify options for possible participation Indep. Ethics Committee Ethics audit? for on-ground activities Stakeholder engagement strategy Patsy/Stuart Lauren Patsy/Stuart Lauren/Sarah/Sung Consortium? Importance of study for global benzene regulation and advocacy for science based regulation Additional regulatory Engagement with regulatory stakeholders TBD US: Patsy/Stuart EU: G. De Jong,G. Veenstra Canada: G. Granville TBD - DC/China SH ELL-MCCLU RG-064394 requirements on exposure levels of benzene (Italy is concern also) Demands to treat patients Concern about human rights practices at factories where recruiting patients Withdrawal from study SARS AIDS Government Affairs China Multinationals lightening rod for anti-foreign sentiment Impact on biz development TBD Require information/data about target factories Ensuring caveats on additional funding Project delayed - Define key messages - Gauge interest of local and national officials - Identify opportunities to brief/discuss by building on existing dialogue Establish proactive media strategy in China; focus on common interests Internal Comm Plan Engagement w/China biz Government Affairs PI TBD Nancy Principal Investigators Principal Investigators Nick Sarah/Sung Nick Engagement Strategy:- Shell Approach: Build on existing dialogue and relationships Proactively manage Shell's reputation Maintain control over relationship with key NGOs Focus on engaging local and national governments; NGOs Establish awareness with media via APCO China Others to engage - low key Timeline: 1st quarter 2004 Parlicipants: Nick Wood - China stakeholders Nick Welch - DC focus Robin Aram - Int'l global NGOs BBILI: support to above Sarah Colletti (+ Yean-Sung Wang) - Media Next Steps: Refine key messages and Q&A Define engagement schedule Maintain Livelink for information/engagement management Messages: TBD SH ELL-MCCLU RG-064395 Options for Engagement - Consortium Approach: Recommend a proactive approach for engagement with technical stakeholders; low- medium approach with the media APCO: should provide a plan for engagement in China NGOs: recommend that agree on key messages and empower organizations to utilize their relationships with stakeholderslNGOs to discuss the project Timeline: Once the funding issue resolved; the group should identify some key milestones prior to the August meeting - no NGO engagement Messages - generic As part of their ongoing individual product stewardship and safety and health programs, a consortium of petroleum and chemical companies is sponsoring a scientifically rigorous, unique research project to further the current understanding of the human health effects of benzene. The research project's purpose is to gain a more refined understanding of the relationship between benzene exposure and associated cancer risks. This new approach to better define the risks from benzene exposure could underpin future decisions on health-based air, water and occupational standards for benzene worldwide. The study is a project of Fudan University Medical Center, the University of Colorado Health Sciences Center, and Applied Health Sciences (an independent U.S. research firm). A state-of-the-art clinical and molecular laboratory icompleted on the Fudan Medical University campus for the study and for future community use. SH ELL-MCCLU RG-064396 The data from a wide range of benzene exposures in Shanghai, China provides a rare opportunity to conduct meaningful research on the health effects of human exposure to benzene. Consortium Communication Protocol API: Serves as 'clearinghouse' of information; Important option for Routes inquiries to appropriate 'spokesperson'; "first responders" -- primary avenue for handling general information requests about the SHS, either directly or by referrals to appropriate experts or spokespeople; Requests for very technical information and/or research details will be referred appropriately: o Experts (API or company) discuss technical details to the extent they are knowledgeable about/comfortable with the subject matter. o Principle Investigators are responsible for briefings on the research program, status, or other subjects regarding protocol implementation. o API and the companies are not required to be technical experts on the detail of the study beyond that expected for sound study management. Maintains log of inquiries to facilitate responses and to help identify potential problem areas and gauge necessity of additional materials. Consortium Companies: Consortium companies are responsible for information about their company, its role in the SHS, and its practices with regard to benzene Report inquiries or contacts to API. APCO China: Available to facilitate inquiries in China or Asia. Principle Investigators Responsible for briefings on the research program, status, or other subjects regarding protocol implementation. Scientific and Technical Organizations API, company scientists or principle investigators will address scientific and technical organizations. Next Steps: Agree with Nick on Washington based NGO strategy SH ELL-MCCLU RG-064397