Document V92Q1gvkgXjzRqvbLQKZ7V2N
TO:
Eric Meyer
TGG: JCL: ERT: MJH: AJO: RF XF:
interoffice Communication
FROM: DATE:
SUBJ:
T. G. Grumbles December 6, 1989
IMPORT AND USE OF CLEAN-WALL AGENT
VIS1A
I have determined, based on conversations with the EPA TSCA PMN office that the subject product can be imported and used at Aberdeen under TSCA R & D Exemption Procedures. I have attached applicable pages from the regulations regarding the R & D procedures. These procedures require three basic actions:
1. The manufacturer or importer to warn of known or suspected hazards by various means of labeling, written notification, etc. ;
2. The use of the product must be clearly under the supervision of a technically qualified person; and
3. Disposal of any unused material is done according to the regulation (720.36(e)).
There will be no restrictions on the resin produced during the use of the product. This is based on EPA's understanding that there will be virtually no contact with the clean wall agent. Let me know if you want to discuss the specifics of the above requirements. Also, I'm assuming things are in order regarding import certification and hazard communication compliance.
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T. G. Grumbles dlj cc: Frank Jeansen, W. L. McClain, T. H. Huffman Attachment
OOOOOT^31-
vvv
40 CFR Ch. I (7.1-88 Edition)
i fier, dewatering agent, agglomerating agent, adhesion promoter, flow modi fier, pH neutralizer, sequesterant, co-
? agulant, flocculant, fire retardant, lu bricant, chelating agent, or quality control reagent functions as intented, or (ii) a chemical substance, which is
intended solely to impart a specific physiochemical characteristic, func tions as intended.
(8) Any nonisolated Intermediate. (i) Any chemical substance which is i manufactured solely for non-commer cial research and development pur poses. Non-commercial research and development purposes include scientif ic experimentation, research, or analy sis conducted by academic, govern ment, or independent not-for-profit re search organizations (e.g,, universities, colleges, teaching hospitals, and re search institutes), unless the activity is for eventual commercial purposes.
__C4fl PR 21742. May 13, 1983, as amended at '1 FR 15101. Apr. 22, 19861
.36 Exemption for research and de velopment.
(a) This part does not apply to a chemical substance if the following conditions are met:
(1) The chemical substance is manu factured or imported only in small quantities solely for research and de velopment.
(2) The manufacturer or importer notifies all persons in its employ or to whom it directly distributes the chem ical substance, who are engaged in ex perimentation, research, or analysis on the chemical substance, including the manufacture, processing, use, trans port. storage, and disposal of the sub stance associated with research and development activities, of any risk to health, identified under paragraph <b) of this section, which may be associat ed with the substance. The notifica tion must be made in accordance with paragraph (c) of this section.
(3) The chemical substance is used by, or directly under the supervision of, a technically qualified individual.
(b)(1) To determine whether notifi cation under paragraph (a)(2) of this section is required, the manufacturer or importer must review and evaluate the following information to deter-
gnvironmentol Protection Agency
720.36
jnine whether there is reason to be lieve there is any potential risk to
health which may be associated with
the chemical substance: U) Information in its possession or
control concerning any significant ad verse reaction by persons exposed to the chemical substance which may reasonably be associated with such ex
posure. (ii) Information provided to the
manufacturer or importer by a suppli
er or any other person concerning a health risk believed to be associated
with the substance. (iii) Health and environmental ef
fects data in its possession or control concerning the substance.
<iv) Information on health effects which accompanies any EPA rule or
order issued under sections 4, 3, or 6 of the Act that applies to the substance
and of which the manufacturer or im porter has knowledge.
(2) When the research and develop ment activity Is conducted solely in a laboratory and exposure to the chemi cal substance is controlled through the implementation of prudent labora
tory practices for handling chemical substances of unknown toxicity, and any distribution, except for purposes of disposal, is to other such laborato
ries for further research and develop ment activity, the information speci fied in paragraph (b)(1) of this section
need not be reviewed and evaluated. (For purposes of this paragraph, a lab oratory is a contained research facility where relatively small quantities of
chemical substances are vised on a non-production basis, and where ac
tivities involve the use of containers lor reactions, transfers, and other han dling of substances designed to be easily manipulated by a single individ ual.)
<cKl) The manufacturer or importer must notify the persons identified in paragraph (a)(2) of this section by means of a container labeling system,
conspicuous placement of notices in areas where exposure may occur, writ ten notification to each person poten
tially exposed, or any other method of
notification which adequately informs persons of health risks which the manufacturer or importer has reason
to believe may be associated with the
substance, as determined under para graph (b)(1) of this section.
(2) If the manufacturer or importer distributes a chemical substance man ufactured or imported under this sec tion to persons not in its employ, the manufacturer or importer must in written form:
(i) Notify those persons that the substance is to be used only for re search and development purposes.
(ii) Provide the notice of health risks specified in paragraph (cXl) of this section.
(3) The adequacy of any notification under this section is the responsibility of the manufacturer or importer.
(d) A chemical substance is not
exempt from reporting under this part if any amount of the substance, in cluding as part of a mixture, is proc essed, distributed in commerce, or
used, for any commercial purpose other than research and development, except where the chemical substance is processed, distributed in commerce, or used only as an impurity or as part
of an article. (e) Quantities of the chemical sub
stance. or of mixtures or articles con taining the chemical substance, re maining after completion of research
and development activities may be:
(1) Disposed of as a waste in accord ance with applicable Federal, state, and local regulations, or
(2) Used for the following commer cial purposes:
(i) Burning it as a fuel. (ii) Reacting or otherwise processing
it to form other chemical substances for commercial purposes, including ex
tracting component chemical sub
stances. (f> Quantities of research and devel
opment substances existing solely as impurities in a product or incorporat
ed into an article, in accordance with paragraph (d) of this section, and quantities of research and develop
ment substances used solely for com mercial purposes listed in paragraph (e) of this section, are not subject to
the requirements of paragraphs (a),
(b), and (c) of this section, once re search and development activities have been completed.
(g) A person who manufactures or
imports a chemical substance in small
109
VVV 000007232
720.36
40 CFR Ch. I (7-1-88 Edition) | ^yi'ronmvnfoi P
the component substances extracted from the byproduct.)
(h) The chemical substances de scribed below: (Although they are manufactured for commercial pur poses under the Act. they are not man ufactured for distribution in com merce as chemical substances per se
and have no commercial purpose sepa rate from the substance, mixture, or article of which they are a part.)
(1) Any impurity. (2) Any byproduct which is not used
for commercial purposes. (3) Any chemical substance which
results from a chemical reaction that occurs incidental to exposure of an other chemical substance, mixture, or article to environmental factors such
as air, moisture, microbial organisms, or sunlight.
(4) Any chemical substance which results from a chemical reaction that
occurs incidental to storage or disposal of another chemical substance, mix ture, or article.
(5) Any chemical substance which
results from a chemical reaction that occurs upon end use of another chemi
cal substance, mixture, or article such
as an adhesive, paint, miscellaneous cleanser or other housekeeping prod uct, fuel additive, water softening and treatment agent, photographic film, battery, match, or safety flare, and which is not itself manufactured or
imported for distribution in commerce or for use as an intermediate.
(6) Any chemical substance which results from a chemical reaction that occurs upon use of curable plastic or rubber molding compounds, inks, drying oils, metal finishing com
pounds. adhesives, or paints, or any other chemical substance formed during the manufacture of an article destined for the marketplace without further chemical change of the chemi cal substance except for those chemi cal changes that occur as described elsewhere in this paragraph.
(7) Any chemical substance which results from a chemical reaction that occurs when <i) a stabilizer, colorant, odorant, antioxidant, filler, solvent, carrier, surfactant, plasticizer, corro
sion inhibitor, antifoamer or defoaraer, dispersant, precipitation in
hibitor, binder, emulsifier, deemulsi
fier. dewatering agent, agglomerating agent, adhesion promoter, flow modi, fier, pH neutralizer, sequesterant, coagulant, flocculant, fire retardant, ly. bricant. chelating agent, or quality control reagent functions as intented, or (ii) a chemical substance, which ii intended solely to impart a specific physiochemic&l characteristic, functions as intended.
(8) Any nonisolated intermediate. (1) Any chemical substance which i*
manufactured solely for non-commer cial research and development pur. poses. Non-commercial research and development purposes include scientlf. ic experimentation, research, or analy. sis conducted by academic, govern ment, or independent not-for-profit re
search organizations (e.g., universities, colleges, teaching hospitals, and re search institutes), unless the activity is for eventual commercial purposes.
[4B FR 21742. May 13, 1983. as amended at 51 FR 15101. Apr. 22, 19861
9720.36 Exemption for research and de velopment.
(a) This part does not apply to a chemical substance if the following conditions are met:
<i) The chemical substance is manu factured or imported only in small quantities solely for research and de velopment.
(2) The manufacturer or importer notifies all persons in its employ or to whom it directly distributes the chem ical substance, who are engaged in ex
perimentation. research, or analysis on the chemical substance, including the manufacture, processing, use, trans port, storage, and disposal of the sub stance associated with research and development activities, of any risk to health, identified under paragraph <b) of this section, which may be associat ed with the substance. The notifica tion must be made in accordance with paragraph (c) of this section.
(3) The chemical substance is used by, or directly under the supervision of, a technically qualified individual.
(b) (1) To determine whether notifi cation under paragraph (a)(2) of this section is required, the manufacturer or importer must review and evaluate
the following information to deter-
gjiiie whether t jj^ve there is . wealth which rr
l^e chemical sui (1) Inform&tlc
control concern verse reaction
ttie chemical reasonably be a
posure. cii) Informat
nj&mifacturer c er or any otht
health risk be with the substc
(ill) Health feets data in i concerning the
civ) Informa which accomp
order issued u? the Act that ; and of which porter has kne
(2) When ti ment activity laboratory an
cal substance
the implemen tory practice:
substances oi any distribut of disposal, L ries for furth
ment activit: fled in parajr need not be
(For purpose oratory is a c where relati chemical su
non-product: tivities invo
for reactions dling of sv
easily manit ual.)
(0(1) The must notify
paragraph means of a
conspicuous areas when ten notifies
tladly expos notificatior persons ot
manufactu
to believe
108
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