Document RaOyVvb206oZ6qJLgpKj58NxX

(35402.1) STATE OF NEW YORK SUPREME COURT ; COUNTY OF ERIE RICHARD K. BRENNER and TERRY L. BRENNER, as Parents and Natural Guardian of the Estate, Goods and Chattels of RICHARD BRENNER, III, an Infant Minor, ESTELLE TERRELL, Individually and as Parent and Natural Guardian of ANTONIO FIGUEROA, an Infant Minor, Plaintiffs, v. AMERICAN CYANAMID COMPANY, Successor in interest to MacGREGOR LEAD COMPANY, ATLANTIC RICHFIELD COMPANY, EAGLE-PICHER INDUSTRIES, INC. LEAD INDUSTRIES ASSOCIATION, INC., N.L. INDUSTRIES, INC., SCM CORPORATION, Successor in interest to the GLIDDEN COMPANY, SCM CHEMICALS, INC., f/k/a SCM PIGMENTS and GLIDDEN PIGMENTS, THE GLIDDEN COMPANY, THE O'BRIEN CORPORATION, d/b/a FULLER-0'BRIEN PAINTS, THE SHERWIN-WILLIAMS COMPANY Defendants. VERIFICATION OF JAMES J. SGAMBELLONE VERIFICATION JAMES J. SGAMBELLONE, being duly sworn, deposes and says that he is Assistant Secretary of Defendant The SherwinWilliams Company and that he verifies Sherwin-Williams' responses to plaintiffs' interrogatories in this action and is duly authorized to do so; that the matters stated in Sherwin-Williams' responses are not within his personal knowledge and that he is informed that there is no officer or employee of The Sherwin- 0007-S WP-0072349 Williams Company who has personal knowledge of all such matters; and that the responses in the foregoing document have been assembled by authorized employees and counsel for The SherwinWilliams Company, and he is informed and believes that the responses are true and correct. Subscribed and sworn to me this Jt day of September, 1999944. Notary Public KATHIANNE CROSS Notary Post,.. S""ts of Ohio. Cuy. Cty. My Commission Expires Juiy 14, 1998 2 0007-SWP-0072350 (30H04.1) CERTIFICATE OF SERVICE I hereby certify that a true and correct copy of the foregoing document was served this 29th day of September, 1994, via United States First Class Mail, postage prepaid, upon plaintiffs' counsel: Carl A, Green Laraine Kelley Michael A. Ponterio ROLL, SALISBURY & CAMBRIA 42 Delaware Avenue, Ste. 300 Buffalo, NY 14202 Eugene F. Pigott, Jr. Camille P. Wicher OFFERMANN, MAHONEY, CASSANO PIGGOTT & GRECO 1776 Statler Towers Buffalo, NY 14202 and upon defendants' counsel as set forth on the attached list. Laura E. Ellsworth JONES, DAY, REAVIS & POGUE 31st Floor, 500 Grant Street Pittsburgh, PA 15219 I 0007-SWP-0072351 ATLANTA BRUSSELS CHICAGO CLEVELAND COLUMBUS DALLAS FRANKFURT GENEVA HONG KONG IRVINE LONDON LOS ANGELES NEW DELHI NEW YORK PARIS RIYADH TAIPEI TOKYO WASHINGTON 4524;clg 589170-096028 1007365Vl JONES, DAY, REAVIS & POGUE SUITE 3100 500 GRANT STREET PITTSBURGH. PENNSYLVANIA 15219 TELEPHONE: 412-391.3939 FACSIMILE' 4I2-394-79S9 WRITER'S DIRECT NUMBER. (412) 394-7914 jeiole@jonesday.com January 26, 1999 FEDERAL EXPRESS Yair S. Goldstein, Esq. Assistant Corporation Counsel Affirmative Litigation Division City of New York Law Department 100 Church Street, Room 328E New York, New York 10007 Re: City of New York v. LJA. et al. Dear Yair: Enclosed are the following: 1. Revised Appendix H to Defendant The Sherwin Williams Company's Supplemental Responses to Interrogatory Nos. 10, 13, 16,19,20 and 54 of Plaintiffs' First Set of Interrogatories to All Defendants and Interrogatory No. 1(d) and (e) of Plaintiffs' Second Set of Interrogatories to All Defendants. The appendix has been revised to show the copies of microfilm documents produced to plaintiffs. 2. Copies of supplemental documents from microfilm: 7 SWP 48501A - 48501C 7 SWP 48507A - 48507C 7 SWP 49394A - 49394C 7 SWP 49848A - 49848C 7 SWP 50036A - 50036C 7 SWP 50101A - 50101B 7 SWP 50974A 7 SWP 51161A - 5U61B 7 SWP 51265A - 51265B 7 SWP 51293A - 51293B System Account 1929-30; System Account 1930-31; System Account 1932-33; System Account 1934-35; System A/C 1942-43; System Account 1946-47; Merchandise Packages - Spl. Lead in Oil Drums; Dry Leaded Zinc; Mdse. Pkgs. - Lead in Oil; Packing Lead in Oil; OOO7-SWP-O0723S4 Yair S. Goldstein, Esq. January 26, 1999 . Page 2 JONES, BAY, REAVIS & POGUE 3. Copies of three pages which previously were produced without numbers (we have assigned the number of the preceding page and an "A" suffix): 7 SWP 5O60OA; 7 SWP 50777A; 7 SWP 50976A; and 4. 7 SWP 51555 previously was produced as one page with two images. We are reproducing these images on two pages, 7 SWP 51555 and 7 SWP 51555A, Enclosures 0007-S WP-0Q72355 Microfilm Reel No. 438 438 File Title (Plant/Year) OSM Smelter 1929-30 Chicago White Lead 1929-30 APPENDIX H MICROFILM DOCUMENTS Account Title Trade Accounts Receivable Chicago White Lead Sales: Lead in Oil, ODP Soft Paste Lead, Zilo, Soft Paste Zilo and Carbonate recapitulations by date and city Accounts Receivable Trade Production, Merchandise & Trading and Loss & Gain Account System Account Lead in Oil Mfd. Account #2 Lead in Oil Mfg. Account No. 3 Soft Paste Lead Mfg. Acct. #1 Soft Paste Lead Mfg. Acct. #2 Soft Paste Lead Mfg. Account -- The Lowe Bros, Spi. Lowe Bros. Special Soft Paste Lead Mfg. account #2 Zinc Lead in Oil Mfg, Acct. 1 Zinc Lead in Oil Mfg. Acct. No. 2 Interroga No. 205# * 20* 13* * * * * * * * * 0007-SWP-0072356 * Indicates items that appear not to be directly responsive to interrogatories, but that are identified to provide additional context. PI: 1004925S3 0007-SWP-0072357 Microfilm Reel No, PI: 1004925v3 File Title (Plant/Year) APPENDIX H Account Title Soft Paste Zilo Mfg. #1 Soft Paste ZiloMfg. #2 Manufactured Merchandise -- Carbonate Soft Paste Lead -- Lowe Bros. Spl. Manufactured ODP Zilo Manufactured Merchandise Soft Paste Zilo -- Manufactured Merchandise Soft Paste Lead -- Manufactured Merchandise Carbonate Lead Wet Carbonate Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Gross Sales 7-SWP-12606-12638; 12668; 12680-681 7-SWP-12639-12667; 12669-679; 12682-691; 12692-724 *2- Interroga No. * * 13 * 13 * * * 13 * * 13 * 19, 20 * 13 0007 -SWP-007235S Microfilm Reel No. 441 File Title (Plant/Year) Chicago White Lead 1930-31 PI: 1002Jv3 APPENDIX H System Account Account Title O.D.P. Manufacturing Account No. 1 Lead in Oil Mfd. Account #2 Lead in Oil Mfd. Account No. 3 Soft Paste Lead Mfg. Acct. #1 Soft Paste Lead Mfg. Account -- The Lowe Bros. Co. Spl. Soft Paste Lead Mfg. Acct. Soft Paste Lead Account #2 -- The Lowe Bros. Special Zinc Lead in Oil Mfg. Acc. 1 Zinc Lead in Oil Mfg. Acct. No. 2 . Soft Paste Zilo Mfg. #1 Soft Paste Zilo Mfg. #2 ' Soft Paste Lead -- Manufactured Merchandise Soft Paste Lead The Lowe Bros. Spl. Zilo Manufactured Merchandise Soft Paste Zilo -- Manufactured Merchandise ' -3 - Interroga No. 13 * $ '* * * # * * * * * OO07-SWP-OO72359 Microfilm Reel No. File Title (Plant/Year) 442 441 442 442 Chicago White Lead 1930-31 OSM Smelter 1930-31 Chicago White Lead 1930-31 Chicago White Lead 1931-1932 Pi: J004K5v3 APPENDIX H Account Title Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Gross Sales Chicago White Lead Sales: Lead in Oil, Soft Paste Lead, Zilo, Soft Paste Zilo, Carbonate and ODP recapitulations by date and city 7-SWP-12725-12823 7-SWP-l 2824-12891 Trade Accounts Receivable Chicago White Lead Sales: Carbonate recapitulations by city System Account ODP Manufacturing Account #1 Lead in Oil Mfd Acct #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 ' -4- Interrog No * 13 * 20 20 20 20 20 20 13 * * * 0007-SWP-0072360 Microfilm Reel No. Pi: 10W92JVJ File Title (Plant/Year) APPENDIX H Account Title Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Acct -- The Lowe Bros. Co. Spl. Soft Paste Lead Mfg. Acct #1 Soft Paste Lead Account #2 - The Lowe Bros. Co. Zinc Lead in Oil Mfg Account #1 Zinc Lead in Oil Mfg Account #2 Soft Paste Zilo Mfg Account #1 Soft Paste Zilo Mfg #2 Mfd Mdse -- Carbonate Mfd Mdse - ODP Soft Paste Lead -- Mfd Mdse ' Soft Paste Lead The Lowe Bros. Spl. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse Dry Leaded Zinc Merchandise Packages Diy Lead Merchandise Packages -- Lead in Oil -5- Interroga No. 1 * * .* * * '* 13 13 * * * 13 APPENDIX H Microfilm Reel No. File Title (Piant/Year) 443 CMcago White Lead 1931-1932 443 O.S.M, Smelter 1931-1932 444 Chicago White Lead 1932-1933 . 1-- Account Title Gross Sales Chicago White Lead Sales: Lead in Oil, ODP, Soft Paste Lead, Zito, Soft Paste Zilo recapitulations by date and city 7-SWP-12892-12911 Chicago White Lead Sales: Soft Paste Zilo and Carbonate recapitulations by date and city Trade Accounts Receivable Interroga No. 20* 20* * 20* 20* 7-SWP-12911-12942 20* Production, Merchandise & Trading and Loss & Gain Account 13* System Account ODP Manufacturing Account #1 Lead in Oil Mfd Account #2 Lead in Oil Mfg Account #3 Soft Paste Lead Mfg Account #1 Soft Paste Lead Mfg Account #2 Spl. Soft Paste Lead Mfg. Account -- The Lowe Bros. Co. Chicago 111. 13 * * * * * 0OO7-SWP-OO72361 PI; IOfl<S925v3 -6 - z9c tL W 'A ^ 'L m Microfilm Reel No. 1 FI: 1Q04925v 3 . File Title (Plant/Year) APPENDIX H Account Title Spl. Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 -- The Lowe Bros. Co. Spl Soft Paste Lead - BW 102 & BW 104 Spl Soft Paste Lead -- BW 3 02 Spl Soft Paste Lead - BW 3 02 & BW 104 Spl Soft Paste Lead ~BW 103 &BW 105 Spl Soft Paste Lead - BW 103 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. Account #2 Soft Paste Zilo Mfg. Account #1 Soft Paste Zilo Mfg. Account #2 Mfd, Mdse Carbonate Mfd. Mdse Carbonate Purchased Mfd Mdse ODP Soft Paste Lead Mfd Mdse Soft Paste Lead The Lowe Bros. Spl. Spl Soft Paste Lead - BW 102 & 104 -7 - . Interrog No. * * 4c 4c 4! 4t 4s 4c 4c 4c 4= 13 19 13 4c 4c 4c 0007-SWP-0072363 Microfilm Reel No, File Title (Plant/Year) 445 445 ' 445 446 Chicago White Lead 1932-33 O.S.M. Smelter 1932-1933 Chicago White Lead 1932-33 Chicago White Lead 1933-1934 PI: 1004925v3 APPENDIX H Account Title B 143 - B 223 - BW 103 & BW 105 Mfd. Mdse, Spl. Pulp Lead Mfd. Mdse. Ziio Mfd Mdse Soft Paste Zilo Mfd Mdse Dry Leaded Zinc Merchandise Packages Dry Lead . Merchandise Packages -- Lead in Oil Merchandise Packages -- Spl. Lead in Oil Drums Suspense Account - Dry White Lead Purchased Gross Sales Chicago WL Sales: Lead in Oil, Soft Paste Lead, Zilo, Soft Paste Zilo and Carbonate recapitulations by time period and city Trade Accounts Receivable Interrog No * sic * * 33 * * 19 20 20 20 7-SWP-12943-13 042 20 Production, Merchandise & Trading and Loss & Gain Account 13 System Account -8- Microfilm Reel No. ri: 1004925v3 File Title (Plant/Year) APPENDIX H Account Title ODP Manufacturing Account #1 Lead in Oil Mfd Account #2 Lead in Oil Mfd Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Account The Lowe Bros, Co. Chicago, III. Spi. Soft Paste Lead Mfg. Account #1 .Soft Paste Lead Mfg. Account #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & BW 104 Spl. Soft Paste Lead -- BW 102 Spl Soft Paste Lead - BW 102 & BW 104 Spl. Soft Paste Lead - BW 103 & BW 105 Spl. Soft Paste Lead - BW 103 - Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. Account #2 Soft Paste Ziio Mfg. Account #1 Soft Paste Zilo Mfg. Account #2 Interrog No. 13 $ * * * * * * * * * 3$C -9- 0007-SWP-0072365 Microfilm Reel No. PI: i004925vJ File Title (Plant/Year) APPENDIX H Account Title . Mfd. Mdse, Carbonate Mfd, Mdse. Carbonate Purchased Mfd. Mdse, ODP Soft Paste Lead Soft Paste Lead The Lowe Bros. Spl. Spl. Soft Paste Lead - BW 102 & 104 Manufactured Mdse.. BW 103 BW 105 Mfd. Mdse, Zilo Mfd Mdse Soft Paste Zilo Mfd. Mdse. Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages Lead in Oil Merchandise Packages Special Lead in Oil Drums Suspense Account -- Dry White Lead Purchased Gross Sales 7-SWP-13043-044 Interro N 1 1 1 # * # # '# # 1 # # 1 19, 20 - 10- APPENDIX H Microfilm Reel No, 448 File Title (Pfaut/Year) Chicago White Lead 1934-35 Account Title Production, Merchandise & Trading and Loss & Gain Account ' System Account Lead in Oil Mfd, Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Account The Lowe Bros. Co. Chicago, 111. Special Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 The Lowe Bros. Co. Spl. Soft Paste Lead -- BW 102 and BW 104 Spl. Soft Paste Lead - BW 102 Special Soft Paste Lead -- BW 102 & BW 104 Special Soft Paste Lead - BW 103 and BW 105 Special Soft Paste Lead -- BW 103 Zinc Lead in Oil Mfg, Account #1 Zilo Zinc Lead in Oil Mfg. Account #2 Interrog No 13 * * * * * * * * * * * * * * 0007-SWP-0072366 PI: I00493ivJ -11 - 0007-SWP-O072367 Microfilm Reel No. FI: IOG4925v3 File Title (Plarst/Year) APPENDIX H Account Title Soft Paste Zilo Mfg. Account #1 Soft Paste Zilo Mfg, Account 2 Mfg. Mdse Carbonate Mfd. Merchandise - Carbonate Purchased Mfd. Mdse O.D.P. Soft Paste Lead Soft Paste Lead The Lowe Bros. Spl. Spl. Soft Paste Lead - BW 102 & 104 Manufactured Mdse. BW 103 BW 105 Mfd Mdse Zilo Mfd Mdse Soft Paste Zilo -- Mfd Mdse Dry Leaded Zinc Merchandise Packages -- Lead in Oil Merchandise Packages Dry Lead Gross Sales 7-SWP-13045 - 12 - Interrog No. * 13 19 13 * * tft * 5ft sfe 13 205f 205f 0007-SWP-0072368 Microfilm Reel No. . 448 File Title (Plant/Year) O.S. & M. ~ Smelter 1934-35 1799 Chicago White Lead 1935-36 PI: 10(M92Jv3 APPENDIX H Merchandise & Trading Account Title interrog No 20 Trade Accounts Receivable Mfd. Mdse. Leaded Zinc Oxide System Account 20 13 Loss and GainODP Manufacturing Account #1 ODP Manufacturing Account Lead in Oil Mfd. Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Account #1 The Lowe Bros. Co., Chicago, 111. Special Soft Paste Lead Mfg. Account #1 Spl, Lead Mfg. Account #2 Lowe Bros. Spl. Soft Paste Lead - BW 102 and BW 104 19 13 13 $ $ $ $ $ $ $ $ - 13 - 0OO7-SWP-OO72369 Microfilm Reel No. File Title (Plant/Year) ____________ PS: !004925v3 APPENDIX H Account Title Spl. Soft Paste Lead - BW 102 Spl. Soft Paste Lead - BW 102 and BW 104 Spl. Soft Paste Lead - BW 103 and BW 105 BW 103 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. Zilo Account #2 Soft Paste Zilo Mfg. A/C #1 Soft Paste Zilo Mfg. Account #2 Mfg. Mdse. Carbonate Mfd. Merchandise - Carbonate Purchased Mfd. Mdse. ODP Soft Paste Lead Soft Paste Lead #1 The Lowe Bros, Spl. Spl. Soft Paste Lead - BW 102 & 104 Manufactured Mdse. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse Soft Paste Zilo - Mfd. Mdse. -14- Interrog No. * * * * * * 13 19 13 * * * * * * Microfilm Reel No. File Title (Plant/Year) t. 1799 O.S. and ML -- Smelter 1935-36 1801 O.S. and M, -- Smelter 1936-37 PI: 1004925v3 APPENDIX H Account Title Gross Sales Dry Leaded Zinc . Merchandise Packages Dry Lead Mdse. Pkgs. - Lead in Oil Trade Accounts Receivable Interro N 20 * -1 * 20 Mfd. Mdse. Leaded Zinc Oxide Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Trade Accounts Receivable . 1 * * Mfd. Mdse. Leaded Zinc Oxide Leaded Zinc Oxide Purchased from American Zinc Sales Co. Leaded Zinc Oxide Purchased from New Jersey Zinc Co. Leaded Zinc Oxid e Purchased from E. I. DuPont Leaded Zinc Oxide from Eagle Picher Co. Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Leaded Zinc Sales 1 1 1 1 1 * 20 - 15- O0O7-SWP-OO72371 Microfilm Reel No. 1802 File Title (Plant/Year) Chicago White Lead 1936-37 Ft 10{)4925y 3 APPENDIX H Account Title Prepaid Carbonate Account Loss and Gain System Account ODP Manufacturing Account #1 Lead in Oi! Mfd. Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros, Co. Chicago, 111. Spl. Lead Mfg. Account #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Spl Soft Paste Lead-BW 102 Spl. Soft Paste Lead - BW 102 and BW 104 Special Soft Paste Lead -- BW 10.3 and BW 105 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. A/C #2 Interrog No * 19 13 # $ * * * * * $ * * * - 16- 0007-SWF-0072372 Microfilm | Reel No, PI: I004915v3 File Title (Piant/Year) APPENDIX H Account Title S oft Paste Zilo Mfg, A/C 1 Soft Paste Zilo Mfg. A/C #2 Mfg. Mdse. Carbonate Mfd. Mdse. ~ ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Spl. Spl. Soft Paste lead - BW 102 & 104 Mfd. Mdse. BW 103 BW105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Purchased Dry White Lead Gross Sales Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil 7-SWP-13046 . - 17- Interrogatory No. * # 33 33 * * * * * * 19 13, 20 # * * 20#  LZ.00'<1M.S"tOO Microfilm Reel No, 1804 File Title (Fiant/Year) O.S. and M -- Smelter 1937-38 ' 1805 Chicago White Lead 1937-38 FI: I004925v3 APPENDIX H Account Title Trade Accounts Receivable Interrog No 20 Dry White Lead 18 Dry Mfd. Mdse, Leaded Zinc Oxide Lead & Leaded Zinc Mfd. Mdse. Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C (Oxide in system) Sales Leaded Zinc Oxide System A/C 13 13 13 * 20 ODP Manufacturing A/C #1 Lead in Oil Mfd. A/C #2 Lead in Oil Mfg. A/C #3 Soft Paste Lead Mfg. A/C #1 Soft Paste Lead Mfg. A/C #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co, Chicago, 111. Spl. Lead Mfg. A/C #2'The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 13 * * * * * * * - 18- Microfilm Reel No. PI: 1004925*3 File Title (Plant/Year) APPENDIX H Account Title SpL Soft Paste Lead - BW 103 and BW 105 Zinc Lead in Oil Mfg. A/C #1 Zinc Lead in Oil Mfg, Zilo A/C #2 Soft Paste Zilo Mfg, A/C #1 Soft Paste Zilo Mfg, A/C #2 C-50 Lead & Leaded Zinc Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Spl. Spl, Soft Paste Lead -- BW 102 & 104 Mfd, Mdse. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Mfd. Mdse. C-50 Lead & Leaded Zinc Purchased Dry White Lead Gross Sales - 19- . Interrog No * * * * * * 13 13 * * * * * * * 19 20 Microfilm Reel No. File Title (Plant/Year) 1805 O.S. & M. Div. -- Smelter 1938-39 1806 Chicago White Lead 1938-39 APPENDIX H Account Title Diy Leaded Zinc Trade Accounts Receivable Diy White Lead Mfd. Mdse. Leaded Zinc Oxide Mfd. Mdse. Lead & Leaded Zinc C SO Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Sales Leaded Zinc Oxide Sales - Lead and Leaded Zinc C 50 ' Untitled Account following "Plant Alteration Expense" account with "Output" column System A/C Sump from System A/C ODP Manufacturing A/C #1 Lead in Oil Mfd. A/C #2 Lead in Oil Mfg. A/C #3 Soft Paste Lead Mfg. A/C #1 Soft Paste Lead A/C #2 Interrogator No. * 20# # 13 13 * 20# 20# 13 ' 13 # # # # 0007-SWP-9072375 M: 1004925v 3 -20- 0007-SWP-0072376 Microfilm Reel No, Mi Ft 1004K5V3 File Title (Fiant/Year) APPENDIX H Account Title Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. A/C #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Specie Soft Paste Lead - BW 103 and BW 105 Zinc Lead in Oil Mfg. A/C #1 Zinc Lead in Oil Mfg. Zilo A/C #2 Soft Paste Zilo Mfg. A/C #1 Soft Paste Zilo Mfg. A/C #2 Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. BW 103 - BW 105 Mfd. Mdse. Zilo Mfd. Mdse. ' Soft Paste Zilo - Mfd. Mdse. Purchased Dry White Lead -21 - Interrog No * * * * * * * * 13 13 * * * * * 19 0007-SWP-0072377 Microfilm Reel No. File Title (Plant/Year) 1808 OS&M Div -- Smelter 1939-40 1809 Chicago White Lead 1939-40 PE: E004925V3 APPENDIX H Account Title C-50 Lead & Leaded Zinc Dry Leaded Zinc Merchandise Packages Dry Lead Mdse. Pkgs. -- Lead in Oil Mdse. Packages Dry Lead Mdse. Pkgs. -- Lead in Oil Mdse. Pkgs. -- Dry Lead Trade Accounts Receivable Mfd. Mdse. Leaded Zinc Oxide Purchase of Leaded Zinc Oxide (from American Zinc Sales Co.) Purchase of Leaded Zinc Oxide (Eagle Picher Sales Co.) Mfd. Mdse. Lead Sc Leaded Zinc C 50 Leaded Zinc Oxide Sales Sales Lead & Leaded Zinc C 40 and C 50 Loss & Gain - 22 - Interro N 1 $ 1 $ 1 1 2 1 1 .2 '2 Microfilm Reel No. PS: SOIMSMvJ File Title (Plant/Year) APPENDIX H Account Title Chicago White Lead unnamed account containing "output" and "sales" columns System A/C ODP Manufacturing A/C #1 Lead in Oil Mfd. A/C #2 Lead in Oil Mfd. A/C #3 Soft Paste Lead Mfg. a/c #1 Soft Paste Lead A/C #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, Hi. SpL Lead Mfg. A/C #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Special Soft Paste Lead - BW 103 and BW 105 Zinc Lead in Oil Mfg, A/C #1 ' Zinc Lead in Oil Mfg, A/C #2 ~ Soft Paste Zilo Mfg. A/C Soft Paste Zilo Mfg. A/C #2 Mfd. Mdse. Carbonate Interro No 13, 2 1 * * * * * * * * * * * * 1 -23- 0007-SWP-0072379 Microfilm Reel No. File Title (Plant/Year) 1810 Chicago White Lead 1940-41 PJ: 1004923*3 APPENDIX H Account Title Mfd. Mdse.ODP . Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead -- BW 102 & 104 Mfd. Mdse. BW103-BW10S Mfd. Mdse. Zilo Mfd. Mdse. . Soft Paste Zilo -- Mfd. Mdse, Dry Leaded Zinc Mdse. Pkgs. Dry Lead Mdse. Pkgs -- Lead in Oil System A/C Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. -24- ' . Interro N 1 # * * * * * 1 * 1 1 $ $ * 0007-SWP-0072380 Microfilm Reel No. File Title {Plant/Year) 1810 Ozark Smelting and Refining Co. Division (1940-1941) 1813 PI: 1004925V3 Chicago White Lead 1941-42 APPENDIX H Account Title BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Precipitated Dry White Lead Dry Leaded Zinc Mdse. Packages Dry Lead Mdse. Pkgs. -- Lead in Oil Trade Accounts Receivable Interroga No. * * * * 13 * 19, 20 Accounts Receivable -- The S-W Co. Mfd. Mdse Leaded Zinc Oxide Memorandum of OPM Stock of Leaded Zinc Oxide Mfd. Mdse. Lead & Leaded Zinc C 50 Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Sales Lead & Leaded Zinc C 40 and C 50 Chicago White Lead unnamed account containing "output" and "sales" columns 13 * 13 * * 20* 13 -25- 0007-SWP-0072381 Microfilm Reel No. File Title (Plant/Year) 1814 O.S.M, Smelter 1941-1942 Pi: !G04925v3 APPENDIX H Account Title Mfd. Mdse. Carbonate Purchases System A/C Sump from System A/C Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Spl. Soft Paste Lead -- BW 102 & 104 Mfd. Mdse. Soft Paste Lead A/C The Lowe Bros. Co. BW 103 BW 105 Mfd. Mdse. Ziio Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Mdse. Packages Dry Lead Mdse. Pkgs. -- Lead in Oil Trade Accounts Receivable . Mfd. Mdse. Leaded Zinc Oxide Memorandum ofOPM Stock of Leaded Zinc Oxide U412 -26- Interrog No 1 13 13 * * $ * sf * 33 20 13 20 Microfilm Reel No. File title (PlaiitA'ear) 1815 Chicago White Lead 1942-43 PI: 1004923v3 APPENDIX H Account Title Memorandum of OPM Stock of Leaded Zinc Oxide #413 Memorandum of OPM Stock ofLeaded Zinc Oxide #1526 Sublimed White Lead for Resale Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Chicago White Lead unnamed account containing "output" and "sales" columns System A/C Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead . Spi. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. Soft Paste Lead A/C The Lowe Bros. Co, BW 103 BW 105 Mfd. Mdse Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Dry Leaded Zinc Interro No * * 20 * 20 13, 2 1 1 * * * * * * * -27- BZi,OG'IA*.S-Z,O0& Microfilm Reel No. File Title (Plant/Year) 1816 O.S.M. Smelter 1942-1943 1817 O.S. & M. Div. Smelter 1943-44 1818 Chicago White Lead 1943-1944 PI: 100<W2Jv3 APPENDIX H Account Title Mdse. Packages Dry Lead Mdse. Pkgs. - Lead in Oil Sales: Leaded Zinc Oxide Interro N 1 * * Sales: Sublimed White Lead Mfd. Mdse. -- Leaded Zinc Oxide 20 1 #412 Zinc Oxide Purchased from Amer. Zinc. Sales Co. Sublimed White Lead for Resale Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales #414 Oxide Chicago White Lead unnamed account containing "output" and "sales" columns Mfd. Mdse. Carbonate Purchased Mfd. Mdse. ~ Carbonate Mfd. Mdse. - ODP System A/C 1 19 * * & 13, 1 1 1 -28- f78ZO0'<IMS'0O0 Microfilm Reel No. File Title (Plant/Year) 1819 O.S.M. Smelter 1944-1945 PI: 10M925V3 APPENDIX B Account Title Soft Paste Lead Special Soft Paste Lead -- BW 102 & 104 Mfd. Mdse, Soft Paste Lead Account - Lowe Bros. BW 103, BW 105 - Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Dry Leaded Zinc Dry Leaded Zinc (Trail Fume) Mdse. Pkgs. -- Dry Lead Mdse. Pkgs. -- Lead in Oil Mfd. Mdse. - Leaded Zinc Oxide ; Mfd. Mdse. -#414 Oxide #412 Zinc Oxide Purchased from Amer. Zinc Sales Co. Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sates -- Leaded Zinc Oxide Sales - #414 Oxide Interro N & * # # # # # # 1 # 1 1 1 # 20 20 -29- Microfilm Reel No. File Title (Plant/Year) 1820 Chicago White Lead 1944-45 PI: I0MKZi3 APPENDIX H Account Title #414 Oxide Chicago White Lead unnamed account containing "output*1 and "sales" columns Duty -- Canadian Lead Mfd. Mdse. -- Carbonate Mfd. Mdse. -- ODP System A/C Soft Paste Lead Special Soft Paste Lead -- BW 102 & 104 Mfd. Mdse. Soft Paste Lead Account - Lowe Bros, BW 103 BW 105 - Mfd. Mdse, Soft Paste Zilo -- Mfd. Mdse, Dry Leaded Zinc (412-413) Dry Leaded Zinc (Trail Fume #414) Mdse. Pkgs, Lead in Oil & Dry Mdse. Pkgs. -- Dry Lead Mdse. Pkgs. -- Lead in Oil Interrog No # 13, 2 20 13 13 * * * * $ 1 13 * -30- Microfilm Reel No. File Title (Plant/Year) 1820 Chicago White Lead 1945-46 PI: I004925V3 APPENDIX H Account Title Precipitated White Lead Packing Lead in Oil Chicago White Lead unnamed account containing "output" and "sales" columns Carbonate for Canada White Lead Processing Carter White Lead Co. ~ Canada Mfd Mdse -- Carbonate Mfd. Mdse -- ODP Soft Paste Lead Special Soft Paste Lead - BW102 and 104 - 103-152 Mfd Mdse Soft Paste Zilo -- Mfd Mdse White Lead Processing National Lead -- Canada System Account Dry Leaded Zinc (412-413) Dry Leaded Zinc (Trail Fume #414) Mdse. Pkgs. - Dry Lead Interro No 1 # 13, 2 20 20 1 1 # * 20 $ # 13 -31 - 00O7-SWP-0G72387 Microfilm Heel No. File Title (Plant/Year) 1822 O.S. & M. Div. Smelter 1945-46 1823 O.S.M. Smelter 1946-1947 1824 Chicago White Lead 1946-47 PI: I004923v3 APPENDIX H Account Title Mdse. Pkgs. -- Lead in Oil Precipitated White Lead Packing Lead in Oil Mfd. Mdse. - Leaded Zinc Oxide Interrog No sit 13 * 13 Mfd. Mdse. -- #414 Oxide Oxide in Pans, Hoppers & Hags -- Spec. Leaded Zinc Oxide Account Sales - Leaded Zinc Oxide Sales - #414 Oxide Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account 13 * * * * Sales -- Leaded Zinc Oxide Sales - #414 Oxide Chicago White Lead unnamed account containing "output" and "sales'1 columns Duty -- Canadian Lead System Account . Dry Leaded Zinc (Trail Fume (414)) 20 20 13, 2 20 * -32- 0007-SWP-00723S8 Microfilm Reel No- File Title (Plant/Year) 1824 OS&M Dtv Smelter 1947-48 1824 Lead Processing 1946-1947 1825 Lead Processing 1947-48 PI: I004923v3 APPENDIX H Account Title Mdse. Pkgs. - Dry Lead & Lead in Oil Interrog No 13 Mdse. Pkgs. (Lowe Bros. Returned Goods) Packing Lead in Oil Trade Accounts Receivable * 20 Mfd. Mdse. -- Leaded Zinc Oxide Mfd. Mdse. -- #414 Oxide Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales - #414 Oxide National Lead Processing: Carbonate Manufacturing 13 13 * 20 20 * National Lead Processing: Mdse. Pkgs. Dry Lead & Lead in Oil accounts by city 7-SWP-l 3054-055; 13058; 13065-066; 13068; 13074; 13076 Accounts for Chicago, Philadelphia, Perth Amboy, Brooklyn and San Francisco: Soft Paste Lead in Oil -- Rx 17, Carbe Manufacturing, Mdse. Pkgs. - Dry Lead in Oil, Soft Paste -Rx 17 Louis Oil - * * * -33 - APPENDIX H Microfilm Reel No. File Tjt|e (Plant/Vear) 1827 Coffeyville--Smelter 1948-49 1827 Lead Processing 1948-1949 Account Title Interroga No. 7-SWP-13104; 13106-108; 13110; 13114-13124; 13129-132; 13143 146; 13148-149; 13152-13155; 13161-162; 13164-167; 13170-174; 13176; 13179 * Mfd, Mdse. -- Leaded Zinc Oxide ' 13 Mfd. Mdse, --#414 Oxide 13 Oxide in Pans, Hoppers & Bags -- Spec, Leaded Zinc Oxide Account * Sales -- Leaded Zinc Oxide 20* Sales -- #414 Oxide 20* Sales Freight -- Leaded Zinc Oxide #412 20* Sales Freight -- Leaded Zinc Oxide #414 20* National Lead Lead Product Manufacturing Accounts for Soft Paste Lead Rx 17, Carbonate, Mdse. Pkgs. Dry Lead and Lead in Oil * 7-SWP-13180-13190; 13203; 13204-214; 13217; 13222; 13226-13233; 13244 * 0007-SWP-0072389 PI: I004925v3 -34- (1003062v1) SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK THE CITY OF NEW YORK, et al., : index No. 14365/89 Plaintiffs, : IAS Part 39 - against - (Justice Freedman) LEAD INDUSTRIES ASSOCIATION, INC., et al.. Defendants. THE SHERWIN-WILLIAMS COMPANY'S SUPPLEMENTAL AND AMENDED RESPONSES TO PLAINTIFFS' FIRST SET OF INTERROGATORIES NOS. 9 AND 19 . The Sherwin-Williams Company provides supplemental amended responses to Plaintiffs' First Set of Interrogatories, Nos. 9 and 19. Sherwin-Williams' prior responses and objections to these interrogatories are incorporated by reference and are not waived by these supplemental responses. The supplemental responses are based on information compiled from a review of Sherwin-Williams' available paint formula cards, generally limited to paints for residential surfaces. Since the paint formula cards are 30 to 70 years old, the formula cards are not complete, only fragmented information is still available today, and the accuracy of the information on the formula cards cannot be verified. The information provided is taken directly as written on the formula cards, so that it may in some instances be ambiguous and subject to further interpretation. The existence of a formula card does not mean that a paint formula was actually produced and marketed during any particular point in time. There typically was a 0007-S WP-G072390 period of time after a paint formula was no longer produced before a paint formula was voided, and some formulas were created only for emergency or stand-by use. Information is provided for ail paints that contained a white lead pigment and that might have been used for interior or exterior residential purposes. Sherwin-Williams has erred on the side of including those paints for which the possible uses were not clear; therefore, some paints not intended for residential use might be included among the information provided in the supplemental interrogatory answers. SUPPLEMENTAL AND AMENDED RESPONSES Interrogatory No. 9 Did defendant or any of its predecessors ever produce paints containing lead for use in or on dwellings and other buildings occupied by children? If so, please state the inclusive years in which such paints were produced, and for each paint, state: a. the manufacturer and the brand or trade name of the paint; b. the purposes for which the paint was intended to be used; and c. the highest supervisory employee with the most knowledge concerning the production of said paints. a. See the chart attached as Exhibit A. Bold-faced text indicates supplementation and amendment. b. See the chart attached as Exhibit A. Bold-faced text indicates supplementation and amendment. c. Unknown. A person with knowledge of the information contained on the formula cards is Stephan Turnbull, a current employee of The Sherwin-Williams Company. -2- 0007-SWP-0072391 Interrogatory No. 19 Did defendant ever purchase or obtain lead pigments from any other persons? If so, identify all such persons, the years for those transactions, the volume and type of each lead pigment purchased or obtained and all documents used to answer this interrogatory. Supplemental Response to Interrogatory No. 19: In the chart attached as Exhibit B, Sherwin-Williams is providing information from available raw material cards. The raw material cards are 28 to 45 years old, are not complete and only fragmented information is still available today. The accuracy of the information cannot be verified. The information provided is taken directly as written on the cards, so that it may in some instances be ambiguous and subject to further interpretation. It is believed that the existence of a raw material card does not necessarily mean that the raw material was actually used during any particular point in time, or ever was used in a product that was made or sold. If used, the use of a raw material could have ceased before the raw material card was formally voided, or could cease without being formally voided. It appears that some raw materials were used only on a stand-by or experimental basis. Information is provided for all white lead pigments that might have been used for residential purposes, even though some raw materials may not actually have been used for such purposes. In some cases, the raw material cards indicate possible uses for the raw material. It is believed that such uses were potential uses but not necessarily actual uses. In some cases, the raw material cards indicate the name of possible suppliers. It is believed that such suppliers were potential sources of supply for the raw material. It is .3. 0007-SWP-0072392 believed that the presence of such a name does not necessarily indicate actual supply, the amount of supply, or the time period of supply. ' Dated: October 14, 1998 Pittsburgh, Pennsylvania Jane Rue Wittstein Kristi Midboe Miller Chris J. Lopata JONES, DAY, REAVIS & POGUE 599 Lexington Avenue New York, NY 10022 (212)326-3939 . and [ichael Pohl i C. Schmidt Cfi&rtei H. Moellenberg Jr. John E. lole 500 Grant Street, 31st Floor Pittsburgh, PA 15219 (412) 391-3939 Attorneys for Defendant The Sherwin-Williams Comnanv -40007-S WP-0072393 CERTIFICATE OF SERVICE I hereby certify that, on October 14,1998,1 served true and correct copies of the within Supplemental and Amended Responses To Plaintiffs' First Set Of Interrogatories Nos, 9 and 19 by first-class mail, postage pre-paid, on the counsel on the attached list. 0007-SWP-0072394 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Jeffrey A. Hall Bartlit Beck Herman, et al. 54 West Hubbard Street Chicago, IL 60610 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for American Cyanamid: Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103 Attorneys for LIA: Mark Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard O. Rosenthal Gilbert Segall & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCO: Philip H. Curtis Arnold 8s,.Porter 399 Park Avenue New York, NY 10022 0007-SWP-0072395 0007-SWP-6072396 SUPPLEMENTAL AND AMENDED LIST OF RESIDENTIAL PAINTS WITH ANY AMOUNT OF WHITE LEAD PIGMENT ! Rex No. AVM* B-I* A2AAH A2AAH 8 9 - ML-12 A2W4 A2W4 A2W4 Card No. 2-1 7-5 1A1 i 3 4 3 4 1 9YI 9C1 SN2 Brand Name, Color and Type Medium Vermilion in Oil for Fountain City Novelty Company Rustic Shingle Stain, light green Lead Pigment Raw Material No. 412 412 SWP, gray "sedge green" forChattanoga Housing Authority SWP, gray "sedge green'1 for Chattanoga Housing Authority American White P.C.P. White 6829 6829 4I2D 412D 4I2D Metalife Gray 412 SWP, gloss white SWP, gloss white SWP, gloss white 682900 682900 682900 Amount of Lead Pigment (Pounds) 22 3 345 345 535 535 238 458 345 345 345 Date o 6/20 3/10 4/6 5/27 3-28 6-10 5/16 3/18 3/29 9/26 8/29 7-13 5-21 5-22 ! The information in this chart was compiled from a review of available formula cards. Because the formula cards are 30 to ?0 years old, the formula cards still in existence are inco today, and the accuracy ofthe formula cards cannot be verified. The existence of a formula card does not mean that a paint was produced and sold during any particular time. Th . written on the formula cards, which in some instances may be ambiguous or subject to further interpretation. *Ail Rex numbers shown with an asterisk are John Lucas Co. Formu ias. , PI: t003!30vt 0Q07-SWP-OO72397 -I- Rex No. BS60* BS60* BS60* BS6!* 69 69 69 , 69 71 BS74' 114 Card No3 2 Alt A-2 2 AH A 1 Alt A I 27 25 26 16 17 10 . 13 16A ! 1 3 Brand Name! Color and Type Brick and Stucco, white forT/G Brick and Stucco, white forT/G Ldad Pigment Raw Material No. 412 412 Brick and Stucco, white 412 IS Brick and-Stueco Paint, ivory Porch and deck paint, dark gray Porch and deck paint, dark gray Porch and deck paint, dark gray Porch and deck paint, dark gray Porch and deck paint, dark brown for S.W. Cojnpany Brick and Stucco, cream Galvatex 412 412 413 414 BWI03 413 or 1526 414 BW102 1526 1526 or 413 BW102 1526 - 412 or 511 412 *A!1 Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pt: I0OJ130v! 0007-SWP-OO72398 -3- Amount of Lead Pigment (Pounds) 500 760 .. 380 i 34 760 500 500 440 77 500 440 63 500 500 233 92 760 296 8G0 Date o 7/21 4/4 11/6 11/1 11/6 12/2 9/27 2/11 7/3 2/1 9/19 L1/1 8/20 9/14 7/1 1/6 . 11/4 3/24 Rex No. 114 114 184 184 184 299 300 Card No. 2-1 1 Alt A 5 4 ,,1 6 7 (temporary formula) 25 Brand Name, Color and Type Galvatex Gaivatex Exterior paste paint #84, white Exterior paste paint #84, white Exterior paste paint #84, white Family Paint, light lead Family Paint, outside, white Lead Pigment Raw Materia! No. 511 or 412 511 Parallel to 466 414W 18 414 4118 or 1526 41 IB or 1526 412 Amount of Lead Pigment (Pounds) 490 800 490 .. 450 IOO 525 490 490 150 360 16 Family Paint, outside, white 20 2! 300 11 Family Paint, outside, white 13 300 9 Alt A Family Paint, outside, white 9 *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 10Q3i3Gvt 0007-SWP-0072399 i 1526 1526 51! 412 106 412 D - ------ ----- - 150 110 200 102 330 200 Date o 3/1 3/1 9/2 6/1 05/1 7/2 7/1 2/2 9/2 7/2 (6/17/43) s dur 8/3 4/1 2/1 11/ 11/ Rex No. 30i* 30 E * 304* 300 305* 307* 307* 307* ' 307* 307* 307* Card No. 2-t 2 Alt A 8-7 6 5 1 18-17 16 !5 15 Alt A 14 13 11 Brand Name, Color and Type Sultana House Faint, light green Sultana House Paint, light green Sultana House Paint, pea green Family Paint, yellow Sultana House Paint, light brown Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paiht, medium gray Sultana Paint, medium gray Lead Pigment Raw Material No. 412 .1411 18 18 1526 1526 412 412 412 412,511 or414 412 412 or 511 412 . 18 413 18 1 uto . *A!i Rex numbers shown with an asterisk are John Lucas Co. Formulas. PS'. 1003!30vl 0007-SW1?-0072400 J -5- Amount of Lead Pigment (Pounds) 285 247 , 38 76 150 150 85 285 142 142 7! 142 94 47 94 57 94 57 Date o 5/16 12/1 10/1 4/24 3/23 2/26/36 te 11/1 12/0 5/16 ' 12/1 2/3 4/5 9/19 1/9 4/27 10/1 Rex No,' 307* 307* 307 310 317* 317 317 317 317 319* 319* Card No. 9-7 8 Alt A 5 8 .5 6 7 7-6 6 4 3 5 (apparently corrected and replaced on 11/7/41) 5 2 22-21 20 Brand Name, Color and Type Sultana Paint, medium gray Sultana Paint, medium gray Family Paint, french gray Family Paint, dark blue Sultana House Paint, light salmon Family Paint, cream Family Paint, cream Family Paint, cream Family Paint, cream Suitana House Paint, light green Sultana House Paint, light green 'All Rex numbers shown with an asJerisk are John Lucas Co* Formulas* PI; IQWDOvt t j0007-SWP-0072401 Lead Pigment Raw Material No. 18 1411 18 411 Bor 1526 411 Bor 1526 1526 18 414, BW102 1526 (inter changed to 414) 1526 414.BWI02 414, BW102 412 (later changed to 1526) (6/13/39) 6829 902C 68C6 902C -6- Amount of Lead Pigment (Pounds) 79 847 ,, 38 490 490 115 76 435, 70 495 495 350,170 435,70 495 288 15 288 15 Date of i/20/ 3/23/ 10/29 7/12/ 6/9/4 11/1/ 2/26/ 12/30 4/24/ 3/23/ 7/08/ 6/9/4 10/10 10/30 11/7/ 11/14 1/29/ 8/14/ 1/31/ Rex No. 319* 319* 3! 9* 319* 319* 319* 319* 319* 319 319 Card No. 19-18 17 !7 Alt A 16 15 14 Alt A 13 12-8 4(temporary formula) 4 5 3 5 Alt A 6 {apparently corrected and replaced on 11/7/41) 6 Brand Name, Colorand Type Sultana House Paint, light green Sultana House Paint, fight green Sultana House Paint, light green Sultana House Paint, fight green Sultana House Paint, light green Sultana House Paint, light green Sultana House Paint, light green Sultana House Paint, light green Family Paint, silver gray Family Paint, silver gray Lead Pigment Raw Material No. 412 412 ' 1411 18 IS 412 ' 412 18 IS 41 JBor 1526 41 IB or 1526 1526 (later changed to 414) or 41JB 4 IS B or 1526 1526 414 BW102 414 BW102 Amount of Lead Pigment (Pounds) 288 285 , 247 38 34 142 142 79 62 490 490 490 490 ; 390 ; 346 168 432 68 Date o 1/21 i 1/2 5/18 10/1 2/17 2/3 9-19 6-20 1/20 2/26 10/1 6/9 7/1 10/2 10/3 11/7 *AH Rex numbers shown with an asterisk are John Lucas Co, Formulas. hi: I003130vl 0007-SWP-0072402 | -7- - r*i . Rex No, 320 320 321* 321* 321* 321 323 324 325 325 Card No. 6 6 7 2 5 Alt A 2-1 14 13 Alt A 13 12 Alt A 5 S 5 .7 7 6 6 10 Brand Name, Color and Type Family Paint, light ivory Family Paint, light ivory Sultana House Paint, brown Sultana House Paint, brown Sultana House Paint, brown Sultana House Paint, brown Family paint, sky blue Family paint, buff Family paint, ash gray Family Paint, straw Family Paint, straw * All Rex numbers shown with an asterisk are John Lucas Co, Formulas. PI: 1003I30vl 0007-SWP-9072403 Lead Pigment Raw Material No. 414 BW102(1140) . 414 ' BW102 414 BWI02 1526 1526/414 412 412 412 412 or414 1526 414 1526 1526/414 41 IB or 1526 1526 414 BW102 Amount of Lead Pigment (Pounds) 346 16S 432 68 < 432 68 490 390 58 95 95 95 210 ' 210 : 195 195 490 ; 490 346 . 168 -8- Date o 10/3 11/7 7/8 11/1 10/2 10/1 3/29 5/1 2/3 9/1 11/ 10/3 i 1/ 6/9 2/26 7/1 11/ 10/3 Rex No* 325 326 326 326 ' 326 326 . 327 327. Card No. 10 (duplicate 11) 1! 3 4 5 (duplicate) 6 Alt A 6 2 5 (apparently corrected and replaced on 11/7/41) 11 10 9 (apparently corrected and replaced on 11/7/41) Brand Name, Color and Type Family Paint, straw Family Paint, green Family Paint, green Family Paint, green Family Paint, green Family Paint, green Family Paint, pea green > Family Paint, pea green Lead Pigment Raw Materia! No. 414 BW102 414 BWI02 1526 1526 (later changed to 414) (10/27/41) 414 BW102 Amount or Lead Pigment (Pounds) 432 68 432 68 ; 430 430 380 58 414 BW102 270 46 see 5 duplicate 380 58 4118 or 1526 414 BW102 430 304 . 147 1526 (later changed to J 8 or 1140) (3/7/46) 414 BW 102 490 (later changed to 125) 432 68 414 BWI02 . 346 168 Date o li/7 7/8 4/9 6/9 11/ S/2 7/8 7/5 10/3 1/1 7/8 10/3 *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: lOOJIJOvI iO0G7-S WP-0072404 -9. Rex No. 327 327 327 335 337 344* 350* 3$0* 350* 350* 350* | Card No. 9 (duplicate) 6 (temporary formula) 6 7 8 5 8 Alt A 8 Alt B 3 3 10-8 15 15 Alt A 14 ' 13 12 Brand Name, Color and Type Family Paint, pea green Family Paint, pea green Family Paint, pea green P.C.P. #13 Olive Green P.C.P. Shade #7 Gray Sultana House Paint, fawn Lead Pigment Raw Materia! No. 414 BWI02 1526 1526 1526 1526 (later changed to 414) 1526 1526/414 1526/414 1526 1526 ' IS Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, celling blue 412 or SI1 412 412 or 511 18 452 IS 413 18 Amount of Lead Pigment (Pounds) 432 68 490 490 490 490 490 ' 390 390 220 230 39 142 71 142 ' 94 ' 47 57 94 57 94 57 ' *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi: i003i30vl OO07-SWP-OG724O5 -10- Dale o 11/7 2/26 11/8 10/1 6/9 11/1 10/2 9/25 11/2 11/2 1/20 3/23 4/6 9/19 1/9 4/27 10/1 Rex No. 350 350 350 Card No. 6 3 7 9 Grand Name, Color and Type SWP #350 Flat While Lead Pigment Raw Material No. 412 1526 Amount of Lead Pigment (Pounds) 1090 500 SWP, #350, Flat White 412 (later changed to 1526) (10/4/39) 1090 SWP Flat White 1526 500 350* 350* 351 351 352 353 353 2 1 9 9N (Newark only) 10 .11 1 21 20 Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue SWP, #351, stone SWP, #351, stone SWP, #352, geneva cream SWP, #353, light lead SWP, #353, light lead ' *A11 Rex numbers shown with an asterisk are John Lucas Co- Formulas. PI: 1003-130vl O0O7-SWF-OO724O6 { 412 412 1526 !526 1526 1526 412 BWi02 414 BW102 1526 BWI02-58 -li- 150 110 650 650 720 63S 438 113 400 225 490 93 Date o 11/1 1/1 6/6 8/9 6/1 3/2 9/2 3/2 3/2 6/6 4/1 2/10 11/ Res No. 353 353 353 353 353 353 353 553 353 354 Card No. 20 Alt B 20 Alt A 19 17 13 12 11 10 9N {Newark only) 10N (Newark) 11 Brand Name, Color and Type SWF, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #354, sea green Lead Pigment Raw Material No. 414 BW102 1526 BW102 1526 BW102 1526 BW102 1526 BW104 1526 BWS04 ' 1526 412 BW104 1526 412 BW102/I04 1526 1140 or BW104 1526 1526 412 BW102/1Q4 Amount of Lead Pigment (Pounds) 402 628 570 432 420 607 , 490 92 490 92 678 238 238 406 278 . 256 ' 480 ; 400 650 170 or 197 . 650 256 480 400 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi: ioo3i30vi 0097-SWP-0972407 -12- Date o 10/3 10/2 9/22 5/7 10/2 5/2 5/3 3/1 3/2 5/1 3/2 3/1 Rex No, 355 355 357 357 357 357 357 357 357 357 Card No. 1! 10 (Newark) I | Brand Name, Color and Type SWP, #355, sage green SWP, #355, sage green 22 21 Alt A 21 20 Alt A '21 AUB 20 19 14 13 12 SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray Lead Pigment Raw Materia! No. 1526 BW102/103 or 104 1526 and BW104 or 1526 1140 414 BWI02 1526 BW102 1526 BW102 BW102 BW102 1526 BW102 1526 BW102 1526 BW104 1526 . BW104 1526 412 BW104 1 Amount of Lead Pigment (Pounds) 720 250 565 .. 155 ' 565 135 400 225 570 410 490 93 792 604 420 5S5 490 : 93 ; 490 92 678 238 238 406 278 *Atl Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: lO03!3Gvl 0007-SWP-0G72408 j -13- Date o 3/25 3/28 7/11 1/19 10/2 11/4 9/25 10/2 9/25 7/24 10/6 5/26 5/31 Rex No, 357 Care) No. IE Brand Name, Color and Type SWP, #357, silver gray 357 359 360 360 ' 360 . 360 360 360 360* ION (Newark) 10 1 19 20 12 16 11 Alt A. El !0 ' 9N (Newark) 9 4 SV/P, #357, silver gray SWP, #359, berkely yellow SWP, #360, cream gray SWP, #360, cream gray SWP, #360, cream gray SWP, #360, cream gray SWP, #360, cream gray SWP,#360, cream gray Sultana Paint, outside white . * All Rex numbers shown with an asterisk are John Lucas Co. Formulas. l*U I00313flyl 0097-SWP-0072409 Lead Pigment Raw Material No. E526 412 BW102/104 . 1526 BWE04 S526 1140 412 BWI02 413 or4I2 S526 BW104 413 BW104 1526 BW104 1526 BW 102/(104) 1526 BW 104 or 1526 i 140 4E2 -14- Amount or Lead Pigment (Pounds) 256 480 400 225 : 305 226 260 438 113 440 490 92 590 280 638 : 224 720 224 650 197 650 170 100 23 Date o 3/15 3/28 5/16 4/13 10/2 S0/ 5/2 6/2 6/6 3/2 3/2 5/15 5/16 Rex No. 360* 360* 360* 362 362 362 362 363 363 363 363 Card No. 4 Alt A 2 [ 14 Alt A 13 Alt A 11 10 29 28 Ait A 28 27 Brand Name, Color and Type Sultana Paint, outside white Sultana Paint, outside white Sultana Paint, outside white SWP, #362, French crown green SWP, #362, French crown green SWP, #362, French crown green SWP, #362, French crown green SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate 363 26 363 25 SWP, #363, slate SWP, #363, slate' All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: I003S30VI O0O7-SWP-0O72410 Lead Pigment Raw Material No. 1411 18 412 412 412 4l2or4I4 1415 (zinc oxide) or 414 or 1085 412 only if 1085 unavailable 412 BW102 412 BWI02 412 BW102 412 or BW102 414 and 51I(ZnO) BW102 414 BW102 413 BW102 -15- Amount of Lead Pigment (Pounds) 87 13 150 .. . 150 50 112 25 25 400 82 450 82 480 82 380 113 190(190) 113 . 305 220 410 100 Date o 10/1 2/3 4/9 1/9 3/3 11/2 8/8 4/1 2/2 2/2 9/2 6/2 4/8 Rex No. 363 . Card No. 24 Alt B 363 24 Alt A 363 24 Alt C 363 24 363 23 363 22 363 20 363 19 Alt B 363 19 Alt A 363 IS Alt A 363 19 Brand Name, Color and Type SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, state SWP, #363, slate SWP, #363, slate Lead Pigment Raw Material No. 413 BW102 ' 1526 BW102 413 BW102 413 . BW102 1526 BW102 1526 BW102 414 W BW102 414 BWI02 414 BW102 1526 BW102 BW102 1526 BW102 Amount of Lead Pigment (Pounds) 410 99 445 SS 43S 113 570 432 475 70 475 70 370 170 400 225 402 628 570 432 815 490 93 ' *A!5 Rex numbers shown with an asterisk are John Lucas Co. Formulas. 1 PI: 5003130vI 00D7-SWP-M724U -16- Date o 12/3 10/1 1/2 7/2 5/4 3/5 2/1 10/3 10/2 9/2 11/ Rex No. 363 363 363 363 363 363 363* 367 367 369 369 Card No. 13 16 12 11 10 9 N and 9 9 1 10 12 S 10 13 Alt A 10 Brand Name, Color and Type SWP, #363, slate SWP, #363, slate SWP, #363, slate - SWP, #363, slate SWP, #363, slate SWP, #363, slate Gibbsboro House Paint, pearl blue SWP, #367, red Lead Pigment Raw Material No. 1526 BW102 1526 BW102 1526 BW104 1526 BW104 1526 BW102 (BW104) 1526 BWI04 1526 1140 412 1415/412 SWP, #367, red SWP, light blue SWP, light blue ' 1415(412) 1526 414 1526 Amount of Lead Pigment (Pounds) ` 420 607 490 , 92 . ' 490 92 633 224 720 224 650 197 650 170 HO 25 . ; 25 375 375 750 Date n 9/22 5/7/ 10/8 6/6 3/25 3/26 5/16 3/2S 1/4 3/27 10/1 1/4 10/2 10/4 * Alt Rex numbers showii with an asterisk are John Lucas Co. Formulas. PI; 1003130v! 0007-SWP-0972412 j -17- Rex No. 369 370 371 374 375 375 375 '375 375 375 375 375 Card No. 9 1 1 1 28 26 25 23 22 Alt A 22 21 21 Ait A Brand Name, Color and Type SWP, light blue SWF, chelsea gray SWP, charleston white SWP, Westchester gray SWP, colonial yellow SWP, coloniai.yellow SWP, colonial yellow SWP, colonial yeilow SWP, colonial yellow SWP, colonial yeilow SWP, colonial yellow SWP, colonial yellow * All Rex numbers shown with an asterisk are John Lucas Co. Formulas. 1*1: i003f3Qvt OOO7-SWP-0O72413 I | Lead Pigment Raw Material No. 1526 412 412 BW102 414W BW102 412 BW102 414 BW102 1526 BWI02 ' 4I4W BWI02 414W BWI02 1526 8W102 1526 8WI02 1526 BW102 BWI02 -38- A mount of Lead Pigment (Pounds) 450 300 438 .... 113 400 295 380 113 390 220 475 70 370 170 400 225 570 410 490 93 420 585 ; ; 792 Date o 7/7 4/3 2/16 4/13 6/26 5/4 3/5 1/19 10/2 11/4 9/25 9/25 Rex No. 375 375 375 375 375 375 375 379* Card No. 21 Alt B 15 19 14 13 12 it 11 N and 11 duplicate 18-17 Brand Name, Color and Type SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow Sultana House Paint, deep cream Lead Pigment Raw Material No. 414 BW102 1526 BW104/BW102 1526 BW104 1526 412 1526 412 BW102 (104) 1526 BW1Q4 1526 1140 412 379* 379* 379* 70-8 18 Alt A 16 Sultana House Paint, deep cream Sultana House Paint, deep cream' Sultana House Paint, deep cream 18 1411 18 412 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. . P!: 1003130vl 00O7-SWP.0G72414 -19- Amount of Lead Pigment (Pounds) 403 604 490 ' 92 678 238 238 406 256 480 400 700 270 700 ' 230 287 ' 79 247 38 142 Date o Emergenc 10/2 10/6 5/7 5/26 5/31 3/25 10/3 5/15 5/16 9/4 12/1 1/20 3/23 10/1 2/3 Rex No. 379* 379* 379* Card No. 13 15 Alt A 14 Brand Name, Color and Type Sultana House Faint, deep cream Sultana House Paint, deep cream Sultana House Paint, deep cream 379* 379* 379 380 383* 383* 383* 3B3 383 383* 13 12 1 1 19-18 9-7 3-2 21 20 19 Alt A Sultana House Paint, deep cream Sultana House Paint, deep cream SWP, cape cod green SWP, manor brown Sultana House Paint, ivory Sultana House Paint, ivory (Dura-mix) Sultana House Paint, ivory SWP, #383, pea green SWP, #383, pea green Sultana Paint, ivory *All Rex numbers shown with an asterisk are John Lucas Co. Formulas. pi: J003t30vi 00G7-SWP-0072415 I ! Lead Pigment Raw Material No. 412 or 511 412 4230 412 or 311 IS 412 18 413 18 412 412 412 IS 412 412(6840) 1424 (6822) 412 1424 1411 18 Amount of Lead Pigment (Pounds) 142 71 142 . . 20 94 47 57 94 57 94 57 650 80 285 88 . 150 275 150 275 15Q 247 38 Date o 4/06 9/19 1/09 4/27 10/1 4/16 4/13 5/16 12/1 1/20 3/23 8/12 10/1 1/6 7/21 10/1 Rex No, 383* 383 383* 383* 383* 383' 383* Card No. 17 17 IS Id 16 Alt A ' 15 14 13 Brand Name, Color and Type Sultana Paint, ivory SWP, #383, pea green Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory 383 383* 383* 383 383 383* . 12 12 11 7 7N 8 1! 1 SWP, #383, pea green Sultana Paint, ivory Sultana Paint, ivory SWP, #383, pea green SWP, #383, pea green Sultana Paint, ivory All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI; !00313Gvi 0007-SWP-0072416 1 Lead Pigment Raw Material No, 412 1425 or 1424 , 1424 6845 18 4230 412 18 ' 412 or 511 412 or 511 IS 1526 or 412 or 413 18 412 413 13 1S26 1526 1526 1526 412(E) Amount of Lead Pigment (Pounds) 142 254 254 .. 163 88 16 142 88 142 71 94 47 57 600 57 . 94 94 57 52S 525 550 600 114 -21- Date o 2/3 7/27 8/11 7/29 9/19 4/5 4/6 1/9 1/7 4/27 10/1 9/26 3/28 1/18 7/28 3/25 Rex No. 384* ` 384* 384* 384* 384* 384* 384* 384* 384* 384* 385 385 Card No. 19-18 10-8 19 Alt A 17 16 16 Alt A 15 14 13 It IS 13 Brand Name, Color and Type Sultana Paint, buff Sultana Paint, buff Lead Pigment Raw Material No. 412 12310 18 Sultana Paint, buff 1411 18 Sultana Paint, buff 412 Sultana Paint, buff Sultana Paint, buff Sultana Paint, buff Sultana Paint, buff Sultana Paint, buff Sultana Paint, buff SWP, #385, straw . SWP, #385, straw ' IS 412 412 or 51 i 412 or 511 18 412 18 413 18 1526 ` BW102 1526 Amount of Lead Pigment (Pounds) 285 15 76 247 38 Date o 5/16 1/20 3/23 10/1 142 12/3 88 142 142 . 71 94 47 57 94 . 57 94 57 478 91 478 12/2 9/19 4/6 1/9 4/27 10/1 7/24 1/5 *AIS Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1003130v! 0007-SWP-0072417 j -22- Rex No. 385 385 385 386* 387 387 387 3S7 387 387 387 387 387 Card No. 12 10 9N 1 24 23 2! ' 20 19 13 .12 !1 ION Brand Name, Color and Type SWP, #385, straw SWP, #385, straw SWP, #385, straw Sultana Paint, turquoise SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canaty yellow . SWP, #3 87, canary yellow Lead Pigment Raw Material No- 1526 1526 1526 6829 1526 BW1G2 414 BW102 ' 414W BW102 BW102 1526 1526 BW102 1526 412 or (413) 1526 412 . BW102 412D Amount of Lead Pigment (Pounds) 638 Bale o 6/8 720 ... 605 4/29 2/28 285 475 70 370 170 400 225 93 490 420 585 490 662 256 , 480 400 72S . 5/24 5/4 3/5 . 1/1 11/4 . 9/2 : 10/ 6/1 3/15 3/2 *A11 Rex numbers shown with an asterisk are John Lucas Co. Formulas. ,P1; I003t30vl 0007-SWP-G07241g i -23- Rex No. 3SS 388 388* 391 391 392* 393 393 393 393 394 Card No. 9 10 6 S I 9 8 N (Newark only) 7 17AHB 15 16 17 11 12 13 9 10 8 N (Newark only) 10 12 Brand Name, Color and Type SWP, #388, modem brown SWPT #3 S3, modem brawn Sultana House Paint, Nile green SWP, #391, Quaker drab SWP, #391, Quaker drab Dura-Mix House Paint, French gray SWP, #393, tobacco brown SWP, #393, tobacco brown Lead Pigment Raw Materia! No. 1085 (ZnO only 412 if 1085 not available) 1415 or(!085 or 414) 1415/412 412(E) 1526 1526 18 412 414 1526 or4!3 1526 or 413 SWP, #393, tobacco brown SWP, #393, tobacco brown SWP, #394, primrose yellow 1526 1526 (414) 414 1526 1526 1526 1526 412 Amount of Lead Pigment (Pounds) 25 25 25 ` 114 720 600 44 25 60 60 60 140 130 80 100 114 ; 720 638 330 'All Rex numbers shown with an asterisk, are John Lucas Co. Formulas. PI: I003l30vt OOO7-SWP-0072419 -24- Date o 8/8 11/2 11/1 9/20 3/25 3/25 3/28 1/13 6/7 11/2 7/16 2/8 6/30 9/20 5/5 11/ 1/27 3/28 6/6 7/11 Rex No. 396s Card No. 10-8 Brand Name, Color and Type Sultana Paint, azura 396* 7-3 Sultana Pain!, azura 396* 14 Suitana Paint, azura 396* 396* 396* 401 404 416 416 416 416 416' 416 ' - 13 12 2 4 4 5 17 10 s 6 5 4 Ait A Sultana Paint, azura Sultana Paint* azura Sultana Paint, azura Commonwealth Paint, yellow Commonwealth Paint, orange yellow Trimbrite SWP, Ardmore green Trimbrife SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green -*AII Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI: ID03!30vl i 00O7-SWP-O07242O Lead Pigment Raw Material No. 18 412 412 IS 412 412(E) 1526 1526 414 6805 412 same as card 5 414 and zinc oxide or 412 412 414 and zinc oxide or 412 412 -25- Amount of Lead Pigment (Pounds) S5 145 .. 285 35 142 150 148 24 24 4 150 : 40 100 100 40 100 150 Dale o 1/20 3/23 8/12 5/3 5/18 5/16 2/17 6/13 11/1 11/1 2/10 50/1 3/28 4/21 2/15 2/15 4/26 Rex No. 416 416 416 416 416 417 418 420 420 420 420 420 420 Card No. 4 3 Alt A 2 2 Alt A 3 1 17 12 13 . 10 6 5 4 3 2 Brand Name, Color and Type Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green . SWP, green SWP, Solfast red SWP, gray SWP, gray SWP, gray SWP, gray SWP, gray SWP, gray All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: I003130t I 0007-S WP-0672421 Lead Pigment Raw Material No. 412 412 412 412 412 6805 6805 6805 412/6840 1424/6822 412 6802 or 1424 412 or413 4!2or413 1424 or 6828 412 or413 1424 or 1412 4l2or413 1424 or 1412 -26- Amount of Lead Pigment (Pounds) 100 150 150 100 ' 50 4 3 4 300 100 300 ' 100 ' 440 350 50 350 50 350 50 Date o 11/1 4/28 1/24 3/22 6/10 8/22 9/14 9/14 10/1 10/2 4/04 2/26 1/22 1/05 12/0 Rex No. 420 421 421 421 422 433 446 450 450 450 450 450 450 Card No. 1 5 9 3 ! 'I !1 3 3 51 58 44 40 ' 38 37 Alt A 36 Grand Name, Color and Type SWP, gray SWP, sage green SWP, sage green SWP, sage green SWP, sage dark PCP Paste, #33, light bufT POP Paste, cream SW Co. SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood Lead Pigment Raw Materia! No. 412 412 , 6840/412 412 412 412 1526 1526 6805 6801 6801 6801 1424 or 6828 6801 511 6801 1424 Amount of Lead Pigment (Pounds) 440 330 330 ' . 330 330 300 228 228 175 230 230 ; ISO 114 . 150 ' 114 150 114 Date o 10/0 10/1 10/2 1/0 10/0 10/0 11/2 11/2 12/1 10/ 7/2 6/1 8/3 6/1 All Rex numbers shown with an asterisk are John Lucas Co, Formulas, ft; 1003130VI 0007-SWP-0072422 -27- Rex No. 450 450 450 450 450 450 450 450 450 450 450 450 Card No. 35 31 34 30 25 27 24 22 21 Alt A 21 20 20 Alt A . 19 IS Alt A Brand Name, Color and Type 5WP, undercoater, wood SWP, underwater, wood SWP, underwater, wood SWP, undercoater, wood SWp, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood *All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: !0Q3BOy 1 0007-SWP-0072423 Lead Pigment Raw Material No, 68A1 1424 5! 1 and 18 or 4t2and 18 51! and 18 zinc oxide or 2059 and iS 511, 18 511, 18 412 18 414 BW102 412 BW 102 or IS 414 BWI02 orlS 412 or 511,414 BW 102 414 BW 102 412 BW 102 -28- Amount of Load Pigment (Pounds) 150 i 14 240, 120 or... 185, 175 ' 240,120 or 120,240 240,238 240, 120 144 386 no 490 144 450 or 386 110 490 or 420 : 144 72,72 1 509 120 497 150 405 Date o 5/31 11/1 1/5 8/23 4/21 12/2 8/08 2/12 1/20 1/20 9/27 11/2 8/Q2 3/10 Rex No. 450 ,450 450 450 450 450. 450 450 450 450 450 450 Card No. IS Alt B 18 16 15 14 13 12 n 10 ' 9 8 7 Brand Name, Color and Type SWP, undercoaler, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood SWP, underwater, wood ^All Rex numbers shown with an asterisk are John Lucas Co. Formulas. i Pi: !003130vl 0OO7-SWP-OO72424 1 Lead Pigment Raw Mater:'::'. No. 413 BW 102 413 BW 102 1526 BWI02 1526 BW 102 414 BW 102 1526 BW 102 414 BW 102 414 BW !G2 1526 BW 102 1526 BW 102 1526 BW 102 1526 BW 102 Amount of Lead Pigment (Pounds) 154 438 144 .. 450 ' 156 436 156 436 110 490 235 345 218 575 185 648 ^ 162 ' 675 162 605 162 513 250 467 -29- Date o 3/10 10/0 7/21 4/27 9/22 7/09 1/14 10/2 9/S 0 7/25 6/27 4/02 Rex No, 450 450 450 . 450 451 451 ' 451 451 451 45| Card No. 5 3 2 1 7 5 4 2 1 22 . Brand Name, Color and Type SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, underwater, wood SWP - underwater m tldcw resistant SWP - undercoater mildew resistant SWP - undercoater mildew resistant SWP - undercoater mildew resistant SWP - underwater mildew resistant SWP, Plymouth green Lead Pigment Raw Material No. . 1526 BW104 4!2 BW 104 412 BW 104 412 BW 104 . 6805 6801 1424 18 511 18 511 414 W BW 103 68C6 458 ' 2! 458 15 SWP, Plymouth green SWP, Plymouth green *AII Rex numbers shown wi:h an asterisk are John Lucas Co. Formulas. M: !003130vl 0007-SWP-0072425 6840 6822 412 68C2 or 6828 or 1424 -30- Amount of Lead Pigment (Pounds) 300 410 300 . 410 300 410 300 410 175 150 114 120 240 120 240 160 , 450 345 300 100 300 100 Date o 10/2 10/2 8/25 7/25 2/25 9/17 1/0 6/1 8/2 8/2 7/2 4/0 Rex No. 458 .458 458 458 458 459 459 Card No. 14 H 4 AltB 5 4 Alt A 1 23 21 Brand Name, Color and Type SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green Lead Pigment Raw Materia! No. 412or4l3 1424 or 6828 or 1412 4!2or4l3 1424 or 1412 412 413 or 412 SWP, Plymouth green SWP, Plymouth green SWP, Berkley yellow SWP, Berkley yellow - 414 IS 412 68C6 6840 = 412 6822-1424 459 16 SWP, Berkley yellow 412 or413 6802 or 1424 or 6828 459 15 SWP, Berkley yellow 412 or413 459 14 SWP, Berkley yellow 412 or413 1424 or 6828 or 1412 459 ' 459 13 .8 SWP, Berkley yellow SWP, Berkley yellow 412 or 4 S 3 1424 or 1412 413 or4!2 All Rex numbers shown with an asterisk are John Lucas Co. Formulas; t PI; lGQ3l3(Jvl 9O07-SWP-O072426 -31- Amount of Lead Pigment (Pounds) 350 50 350 50 ' 650 440 480 169 650 345 300 100 300 100 440 350 50 ' 350 SO 440 Dale o 2/16 12/0 9/1 10/1 7/3 8/2 8/2 6/1 4/4 2/2 1/2 1/5 8/1 Rex No. 459 Card No. 6 Brand Name, Color and Type SWP, Berkley yellow 459 5 SWP, Berkley yellow 459 459 459 459 459 459 459 459 459 4 4 Alt C 4 Alt D 4 Alt G 4 Alt A 4 Alt B 3 3 Alt B 3 Alt C 2 2 Alt B 1 SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow . SWP, Berkley yellow *A1I Rex numbers shown with an asterisk are John Lucas Co. Formulas. FI: 10BI30VS ' 0GO7-SWP-0O72427 t Lead Pigment Raw Material No. 414 or 511 412 414 511 18 412 IS see card 4 see 4 Alt A see card 4 414 18 see card 4 414 BW102 414 BW 102 414 BW 102 412 BW 102 412 BW 102 412 BW 102 -32- Amount of Lead Pigment (Pounds) 175,265 440 254 * 165 70 400 70 see card 4 see 4 Alt A see card 4 295 175 see card 4 400 82 . - 306 : 191 413 317 400 82 540 169 400 82 Date 1/ 4/ 7/ 9/ 9/ 9/ 8 21 3/ 4 2 2 8/ Rex No. 459 Card No. i Ait A Brand Name* Color and Type SWP, Berkley yellow 459 1 Alt C SWP, Berkley yellow 460 7 .8 12 460 6 7 461 13 SWP, apple green SWP, Winthrop Red SWP, Willow green 461 462 462 462 462 462 462 462 462 462 3 30 29 28 26 25 Alt C 25 Alt B 25 Alt A 12 11 ' SWP, Willow green SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream . *Ali Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI: tO03)3Ov! 'i 0007-SWP-007242S i Lead Pigment Raw Material No. BW 102 BW 102 IS 1526 1526 6805 412 . 412 412 412 412 or 511 413 or 412 413 413 413 412 or413 412 -33- Amount of Lead Pigment (Pounds) 245 82 ... 140 ' 640 700 4: 25 25 400 450 380 or 190 410 525 410 438 662 480 ' Date o 11/ 11/1 9/2 9/0 11/2 2/1 9/1 4/1 2/0 9/2 4/0 1/2 12/3 . 10/1 6/0 3/1 Rex No. 462 462 465 465 465 465 465 465 465 465 465 465 465 Card No. 10 9 25 24 ' , . 23 22 21 20 - 19 18 19 Alt A 17 16 15-13 Brand Name, Color and Type SWF, cream SWF, cream SWP, Colonial yellow SWF, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow Lead Pigment Raw Material No. 412 412 . 412 1424 412 1424 412 1424 412 1424 412 or 413 1424 412or413 1424 412 or4!3 1424 4!2or413 1424 412 or 413 1424 4I2or413 412 or 413 1424 or 1412 Amount of Lead Pigment (Pounds) 460 460 300 " 100 300 100 300 100 300 100 300 100 300 100 300 . 100 300 100 300 100 440 350 50 Ail Rex numbers shown with an asterisk are John Lucas Co, Formulas. PI: i00313<M 0007-SWP-0072429 -34- Date o 11/0 5/1 7/0 6/1 10/2 9/1 6/1 4/2 10/ 6/1 3/1 4/0 2/2 1/2 1/0 12/0 Rex No. 465 465 465 465 465 465 465 465 465 465 465' ' Card No. 12, 11, 10 9 8,7 6 5 4,4 Alt E, 4, Alt C 4 Alt A 4 Alt D 4 Alt 8 3 3 Alt A 3 Grand Name, Color and Type SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow Lead Pigment Raw Materia! No. 412or4l3 412 or413 51! 412 511 511 412 18 18 412 18 412 412 412 Amount of Lead Pigment (Pounds) 440 440 * 265 440 215 163 .400 70 175 400 , 70 400 540 400 Date o 5/1 3/3 12/0 8/1 6/0 1/2 1/2 4/2 7/3 9/1 9/1 8/1 8/1 2/1 2/1 2/0 *AI1 Rex numbers shown with an asterisk are John. Lucas Co. Formulas* pi: 1003130,1 0007 -SWP-0072430 \ j Rex No, 465 465 465 465 466 466 466 470 470 470 470 470 Card No, 2 Ait B 2 Ait A I I AltC 5 3,2 1 30,29 28 Ah A 28 27 26 25 24 23 Brand Name, Color and Type SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow Painter Paste Paint, White #66 Painter Paste Paint, White #66 Painter Paste Paint, White #66 SWP, Golden Yellow SWP, Golden Yellow SWP, Golden Yellow SWP, Golden Yellow SWP, Golden Yellow *AU Rex numbers shown with an asterisk are John Lucas Co. Formulas) Pi; tOQ3i30yl 0007-SWP-0072431 Lead Pigment Raw Material No. 412 412 412 18 IS 412 IS 412 18 412 1424 IS 412 18 412 18 412 IS 412 -36- Amount of Lead Pigment (Pounds) 540 400 ... 400 140 100 728 118 728 116 300 100 70 385 ' 70 385 70 385 70 385 Date o 2/0 2/0 8/2 11/ 6/3 10/ 12/ S/2 10/ 7/0 3/1 10/ 6/2 3/0 3/3 1/1 1/2 Rex No. 471 471 471 Card No. 78 77 76 75 72 74 Brand Name, Color and Type SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White 471 74 AHA SWP, Gloss, White 471 73 SWP, Gloss, White 471 71, SWP, Gloss, White 7! Alt F-l 471 70 Alt A SWP, Gloss, White 70 * 69 471 68 Alt A SWP, Gloss, White 68 67 All A 471 67 SWP, Gloss, White 66 Alt B 66 All A 471 66 SWP, Gloss, White 65 Alt B 471 65 SWP, Gloss, White 64 -All Rex numbers shown wish an asterisk are John Lucas Co. Formulas. El: 1003i30vt 0007-SWF-0972432 Lead Pigment Raw Materia! No. 412 1424 412 1424 ' 412 1424 412 1424 412 1424 412 1424 412 1424 412 1424 412 1424 412 1424 ' 412 1424 -37- Amount of Lead Pigment (Pounds) 300 too 325 100 325 100 300 ' 1 GO 325 100 325 100 300 100 ' 300 , I GO 300 100 300 100 200 200 Date o 6/1 6/1 3/3 10/ 8/1 8/1 10/ 8/1 5/1 7/0 3/1 1/2 (date 10/ 10/ 6/1 6/1 3/3 3/1 3/1 3/0 2/2 1/1 Rex No. 471 471 471 471 471 471 471 471 471 471 471 Card No. 65 Alt A 63 62 61 60 59 S3 59 Alt A 59 Alt C 59 Alt B 58 Alt A 57 56 55 54 53 52 51' Brand Name, Color and Type SWP, Gloss, While SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White Lead Pigment Raw Material No, 412 1424 1411 or 412 1412 or 1424 1411 or 412 1412 or 1424 412 412 1411 413 18 412 412 412 4!2or 511 Amount of Lead Pigment (Pounds) 200 200 400 .. 200 ' 200 400 20Q 200 . 200 475 425 200 25 475 : 475 200 475 290 *AI1 Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI: it>03J30vl 0007-SWF-0072433 -38- Date o 1/1 1/1 8/0 4/1 11/1 9/0 9/0 9/1 9/0 8/1 8/0 4/0 3/0 2/0 1/1 Rex No, 471 47! Card No. 50 49 Brand Name, Color and Type SWP, Gloss, White SWP, Gloss, White 471 48 471 48 Alt A 471 47 Alt B 47 471 47 Alt C 471 47 Alt A 471 46 471 46 Alt A 471 45 45 Alt A 471 44 471 43 42 SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White *A1I Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: S003i30vl 0007-S WP-0072434 Lead Pigment Raw Mater? s; No. 412 511 amt 414W or ' 412 18 or BW102 412 18 18 412 18 18 18 511 IS 511 18 412 18 412 18 412 18 -39- Amount of Lead Pigment (Pounds) 300 275 and 175 or . 450 60 or 70 450 60 178 480 70 195 195 300 70 365 70 509 159 509 159 480 . 70 ; Date o 11/1 4/1 2/0 2/0 9/1 7/2 9/1 7/2 4/2 4/2 3/1 1/2 6/1 9/1 Re* No. 471 471 471 471 471 471 471 471 47! 471 471 471 471 Card No. ' 43 Alt B 43 Alt A 42 Alt A 41 Alt B 41 Alt A 41 40 Alt A 40 40 Alt B 39 38 38 Alt A 38 Alt C 38 Alt B 37 37 Alt B Brand Name, Color and Type SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: !O03l30vl 0097-SWP-0072435 Lead Pigment Raw Material No. 511 18 18 IS 412 18 * 412 18 412 IS 18 412 18 412 IS 412 18 IS 412 IS 412 BW 102 -40- Amount of Lead Pigment (Pounds) 300 70 238 238 480 70 400 128 400 128 257 490 128 490 . 128 490 129 206 490 128 490 150 Date o 6/1 6/1 i 0/3 1/1 9/2 9/1 9/2 6/2 1/2 10/ 9/2 3/0 1/2 8/1 9/2 Rex No. 471 471 471 471 471 471 471 471 471 47! 471 471 Card No. 36 Alt A 36 35 34 33 32 3! 29 30 28 27 26 25 24 23 23 Brand Name, Color and Type SWP, Gloss, White SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white "All Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI: 1003S30vi 0007-SWP-0072436 J Lead Pigment Raw Material No. 412 18 412 18 412 18 412 18 412 18 412 18 412 BW 102 412 18 412 BW 102 BW 102 412 BW 102 412 412 BW 102 -41- Amount of Lead Pigment (Pounds) 490 150 490 128 490 128 225 236 392 372 590 370 470 526 500 350 470 350 220 470 220 470 470 220 Bate o 7/2 7/2 10/1 4/0 1/1 1/1 12/3 9/2 10/2 7/1 5/1 7/1 4/4 i/4 9/1 9/1 Rex No. 471 471 471 471 472 Card No. 22 21 20 19 18 - . 17 16 (apparently replaced on S/10/35) 16 10, 9, 8 Alt A Brand Name, Color and Type SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, Mildew Resisting, White 472 8 SWP, Mildew Resisting, White 7 6 472 4 SWP, Mildew Resisting, White 3 472 2 SWP, Mildew Resisting, White 472 1 SWP, Mildew Resisting, While 473 11 10 9 SWP, tinting white *All Rex numbers shown with ati asterisk are John Lucas Co, Formulas. Pi: 1003130y ! 0007-S WP-G072437 Lead Pigment Raw Material No. 412 BW 102 412 BW 102 412 BW 102 412 18 412 BW102 412 18 412 38 412 18 412 18 412 18 412 412 t424 -42- Amount of Load Pigment (Potmds) 500 384 500 387 525 460 525 400 525 460 525 400 450 60 450 60 450 60 450 60 470 300 100 Date o 7/2 4/1 6/2 5/1 12/1 9/0 9/2 5/1 10/2 6/1 3/1 10/ 6/1 5/0 i/1 3/3 6/1 8/2 7/2 6/0 11/0 Rex No, 473 473 473 473 474 474 474 474 474 474 Card No. S 7 6 Alt A 6 5 Alt A 5 4 3 '2 1 25 24 23 22 2! 20 Alt A 20 19 13 17 ' 16 15 14 13 12 11 10 Brand Name, Color and Type SWP, tinting while SWP, timing SWP, timing. SWP, Tinting white SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray *AI! Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pt'. 1Q03!30v 1 0007-S WP-0972438 Lead Pigment Raw Material No. . 412 1424 . 412 1424 412 1424 412 1424 412 1424 412 or413 1424 4!2or413 68C2 or 1424 or 6828 412 or 413 412or4i3 1424 or 1412 412 or413 -43- Amount of Lead Pigment (Pounds) 300 100 300 * too 300 too 200 200 300 100 300 100 300 ' 100 = 440 350 50 440 Date o 6/1 5/2 4/1 4/1 3/1 . 10/0 6/1 4/0 10/1 8/0 7/2 6/1 10/2 6/1 6/1 3/1 10/0 7/0 6/1 4/0 2/2 1/2 1/1 12/ 5/1 3/3 12/0 Rex No. 474 474 474 474 474 474 474 474 474 474 474 474 474' Card No. 9 8 7 6 5 . 4 Ait C 4 AitS 4 4 AltE 4 Ait A 4 Alt D 3 2 Ait A 3 Alt C 3 Ait B 3 Alt A 2 2AUB Brand Name, Coior and Type SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray . ' SWP, Chelsea Gray SWP, Chelsea Gray Lead Pigment Raw Material No. 413 or 412 . 511 . 4i2 511 . 511 18 412 IS 412 13 IS 412 IS 18 18 412 IS 412 IS 412 18 Amount of Lead Pigment (Pounds) 440 265 440 ... 215 163 70 400 70 400 70 175 400 70 272 164 540 145 400 70 540 145 *AII Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: t003130vi 0007-SWP-6072439 i -44- Date o 8/1 6/0 1/2 1/2 4/2 9/1 S/0 7/3 9/1 8/0 2/1 2/0 4/0 3/2 2/1 2/0 2/0 Rex No, 474 474 474 476 476 476 476 477 477 477 Card No, 1 I Alt C ! Ait B i Alt A 8 . 7 6 5 4 3 2 4 Ait A 1 19 18 17 Alt F-2 17 17 Alt Y-l 16 15 Alt A 15 .14 Brand Name, Colorant! Type SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, One Coat, White Lead Pigment Raw Mat irial No. 412 18 !8 BW 102 ' 18 412 Amount of Lead Pigment (Pounds) 400 70 140 ... 82 ' 210 450 SWP One Coat, White SWP One Coat, White SWP One Coat, White SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray 412 412 412 412 1424 412 or413 1424 412 or4!3 1424 460 460 460 165 165 165 165 ' 165 165 , *A1I Rex numbers shown with an asterisk are John Lucas Co. Formulas. PS: I003130vl 0007-SWP-0072440 -45- Date o 8/2 11/1 11/ 6/1 12/0 10/2 5/1 10/0 6/2 3/1 3/1 3/0 2/2 12/ 12/ 3/2 10/2 3/6 9/0 5/0 11/1 Rex No. 477 477 477 477 477 477 477 4)7 477 477 477 477. , Card No. 13 12 n 10 9 8 7 6 5 4 Ait E 4 Alt C 4 Ait A 4 AUD 3 3 Alt A 3 Alt C 3 Alt B 2 4 Alt B 4 Brand Name, Color and Type SWp, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray . * All Rex numbers shown wish an asterisk are John Lucas Co. Formulas. PI: 5053130vl J 0007-SWP-0072441 j Lead Pigment Raw Material No. 412 or4I3 '' 412 or4t3 511 412 412 IS 511 18 412 18 18 412 IS 412 18 IS IS 412 IS -46- Amount of Lead Pigment (Pounds) 330 330 ' 198 330 300 53 163 70 . 400 70 175 - 400 70 : 540 145 272 : 164 400 70 Date o 5/17 3/30 12/0 8/19 8/19 6/06 1/24 1/04 4/21 9/18 9/1 S 8/01 9/1 2/18 2/18 4/01 3/2 2/06 8/01 7/31 Rex No. 477 477 477 477 478 478 47S 478 . 478 478 478 478 Card No. 2 Alt A 2 Alt B 1 1 Alt B I Alt A 23 22 21 20 19 18 Alt A ' 18 17 16 15 . 14 13 12 11 10 9 8 Brand Name, Color and Type SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream *AII Rex numbers shown with an asterisk are John Lucas Co. Formulas. PS: 1003130v E 0007-SWP-0072442 Lead Pigment Raw Material No. 412 IS 412 18 412 18 18 68C6 412 1424 412or413 1424 4I2or413 1424 412 or 413 412 or413 1424 or 1412 412or4l3 413 or 412 -47- Amount of Lead Pigment (Pounds) 400 70 540 145 400 70 210 345 300 100 300 100 300 100 ; 440 350 50 440 440 Date o 2/0 2/0 8/2 11/ 11/ 8/2 7/2 6/1 10/ 6/1 3/1 10/ 6/1 4/0 2/2 1/2 1/1 12/ 5/1 3/3 12/ 8/1 Rex No. <178 478 478 478 478 478 478 478 478 478 478 478 478 Card No. 7 6 5 4 Alt C 3 4 Alt A .. 4 Alt D 4 AltB 4 4 Alt E 3 AltB 3 Alt A 3 Alt C 2 2 AltB 2 Alt A 1 1 AltB I Alt A Brand Name, Color and Type SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream *A11 Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1003t30vl 0007-SWP-0072443 Lead Pigment Raw Material No. 511 412 511 18 412 18 18 412 18 18 IS 412 18 412 18 412 18 412 18 412 BW 102 (18) . -48- Amount of Lead Pigment (Pounds) 265 440 163 70 400 70 175 400 70 164 145 540 272 400 , 70 540 145 400 70 400 210 Date o 6/6 1/2 4/2 9/18 2/1 8/1 9/1 8/0 7/3 9/1 3/2 2/1 4/0 2/0 2/0 2/0 8/2 11/0 11/0 Rex No, 478 479 479 479 479 479 479 479 479 479 482 482 482 482 482 Card No. ....... ....... ....... f.... ........ . Lead Pigment Raw Material Brand Name, Color and Type No. I Alt C SWP, Geneva Cream IS BW 102 <IS) 26 SWP,. Pearl Gray 412 BW 102(18) 25 ' SWP, Pearl Gray IS 24 SWP, Pearl Gray IS . 23 22 SWP, Pearl Gray SWP, Pearl Gray 1140 1140 22 Alt B SWP, Pearl Gray 1140 22 Alt A SWP, Pearl Gray BW 103 13 SWP, Pearl Gray 412 12 SWP, Pearl Gray 412 14 13 12 Alt A 12 11 ' 10 SWP, Hillcrest green SWP, Hillcrest green 412 412 9 SWP, Hillcrest green 412 S SWP, Hillcrest green 412 or 511 7 SWP, Hillcrest green 412 or 511 ' *A11 Rex numbers shown with an asterisk are John Lucas'Co. Formulas. PI: ioomcvi 0007-SWP-0072444 j -49- Amount of Lead Pigment (Pounds) 140 70 475 , 60 ' 145.7 193 193 80 518 351 406 480 40 40 40 50 30 50 30 Date o 11/1 5/0 3/05 2/1Q 2/1 11/ 10/2 10/2 5/3 3/1 7/1 611 3/1 6/2 12/ 1/5 7/3 2/1 4/2 Re* No. 482 482 482 482 483 485 ' 485 485 485 485 485 485 485 486 Card No. 6 5 4 3 2 2 Alt A 7 6 20 19 19 Ait B i9 Alt A i8 18 AH A !7 16 19 IS ' Brand Name, Color and Type SWP, H Merest green SWP, HMcrest green SWP, H Merest green SWP, HtUcrest green SWP, Sagamore Green SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, Golden Brown Lead Pigment Raw Material No. 412 412 412 412 IS 1140 1140 BW102 BW102 BW 102 BW 102 BW 102 BW 102 412 1424 Amount of Lead Pigment (Pounds) 50 50 50 120 3 193 80 538 370 607 ; 815 93 92 300 100 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Ph i0Q3i30vi 0007-S WP-007244S -50- Date o 11(1 5/7 2/14 6-5 10-2 1-2 8-1 9-4 2-1 1110-3 10/2 9-2 9-2 7-2 5-7 10-2 9-3 Rex No. 486 486 486 486 486 486 489 491 491 49! Card No. 17 16 17 AHA 15 14 13 12 11 10 5 .4 3 2 1 15 14 10 9 Brand Name, Color and Type SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Tyrone Yellow Lead Pigment Raw Material - No. 412 412 412 412 412 412 68C6 Amount of Lead Pigment (Pounds) 480 480 . 480 480 480 480 50 Family Paint, Light Gray Family Paint, Light Gray Family Paint, Light Gray 412 412 1140 490 490 58 All Rex numbers shown wish an asterisk are John Lucas Co. Formulas. Pi: 100333GvI OGG7-SWP-G072446 -51- Date 10 6-2 3-1 12101- 3-3 6-t 7-1 5-3 8-3 10862-1 4-2 2- , 711 Rex No. 491 491 49 S 493 493 493 493 493 493 493 Card No. 8 7 6 5 8 Alt 8 19 13 11 7 6 12 10 9 S 5 4 3 2 1,, Brand Name, Color and Type Family Paint, Light Gray Family Paint, Light Gray Family Paint, Light Gray SWP, Woodland Brown SWP, Woodland Brown Lead Pigment Raw Material No, 41 IB x 411 Bor 1526 41 IB 18 412 Amount of Lead Pigment (Pounds) 490 490 ' 390 3 30 D SWP, Woodland Brown SWP, Woodland Brown SWP, Woodland Brown SWP, Woodland Brown SWP, Woodland Brown 412 412 511 or 412 412 412 30 30 ' 6: . 36 60 . 60 ' . 60 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi: tOOJUOvl OO07-SWP-O072447 -52- Rex No, 495 495 495 495 495 495 495 495 495 495 Card No. !S 16 13 16 Alt A 15 14 S 12 11 _ 10 9 7 6 5 4 3 2 Brand Name, Color and Type SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown SWP, Manor Brown Lead Pigment Raw Material No. IS 412 " 412 412 412 412 412 5 11 or 412 412 412 Amount of Lead Pigment (Pounds) 4 - SO . 80 80 50 SO . 80 50 SO 80 SO * All Rex numbers shown wilh an asterisk are John Lucas Co. Formulas. PI: IQO3!30vl 0007-SWP-0072448 -53- Date 8- 11 6 3- 86312 1 1 52- 4 1 11 '6 10 Rex No, 495 496 Card No. 1 60-57 Brand Name, Color and Type SWF, Manor Brown SWF, Ivory 496 56 SWP, Ivory 496 55 54 SWP, Ivory 496 53 . SWP, Ivory 52 5S Ait A 51 496 SO 49 496 48 SWP, Ivory SWP, Ivory 496 47 46 45 SWP, Ivory 496 44 43 42 - SWP, Ivory 496 41 40 SWP, Ivory . *A!I Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI: 1003 i3Qvi 0007-SWP-W72449 f Lead Pigment Raw Material No, 412 68C6 68C6 412 1424 4!2or413 1424 4S2or4I3 1424 412 or 413 412 or4!3 1424 or 1412 412 or413 4I3or412 -54- Amount of Lead Pigment (Founds) 8 Date o 8-2 345 4-1 12!111-2 10-1 345 ' 8-2 300 iOO 300 100 300 100 . 440 = 315 50 440 440 . 7-2 6-1 106-1 3-1 10- 6-1 4-4 2-2 1-2 112 . 5-1 3-3 12- 9-9 S-2 Rex No t 496 496 496 496 496 496 496 496 496 496 496 496 Card No, 39 38 37 36 Alt A 36 Alt D 36 Alt B 36 36. Alt E 36 Alt C 35 34 Alt A 35 Alt A 35 Alt B 35 Alt C 34 34 Alt B 33 33 Alt C Brand Name, Color and Type SWP, Ivory SWP, Ivory SWP, Ivory SWF* Ivory Lead Pigment Raw Material No. 511 412 511 IS 18 412 18 SWP, Ivory SWP, Ivory SWP, ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP,-Ivory SWP, Ivory . ' 412 18 412 18 18 IS 412 18 412 IS . 412 . 18 18 BW 102(18) 'All Rex numbers shown wish an asterisk are John Lucas Co. Formulas. PI: 1OO3I30V1 0OO7-SWF-0O7245O -55- Amount of Lead Pigment (Pounds) 265 440 163 . 70 175 400 70 400 70 540 145 164 272 400 70 540 145 400 70 140 70 Date o 6-6 1-25 4-21 8-1 9-18 S-1 7-3 9*18 9-1 2-1 2-6 2-1 3-2 4-1 2-6 2-6 4-1 11-1 Rex Nb. 496 496 496 496 496 496 Card No. 33 Ait B 33 Alt A 32 32 Alt A 31 Alt A 31 30 Alt A 30 29 Brand Name, Color and Type SWP, Ivory SWP, ivory SWP, ivoty SWP, Ivory SWP, Ivory SWP, Ivory 496 28 496 28 AH C 496 28 Alt A SWP, Ivoty SWP, Ivoty SWP, Ivory 496 ' 2$ Alt B SWP, Ivory 496 27 496 26 SWP, Ivory SWP, Ivory `All Rex numbers shown with an asterisk are John Lucas Co, Formulas. PI; 1003J301 0007-SWP-072451 I i Lead Pigment Raw Material No. 18 412 18 412 18 412 or 511 18 413 or412 18 18 18 413 18 413 18 18 18 -56- Amount oT Lead Pigment (Pounds) 210 480 . 70 450 70 380 190 198 410 85 60 68 438 97 410 85 60 145.7 Date o 11! 12-1 2-1 9-2 9-2 6-2 8-3 4-8 7-2 1-2 10-1 12-3 5-4 3-5 Res No.. 496 496 496 Card No. 25 24 23 Brand Name, Color and Type SWP, Ivory SWP, ivory SWP, Ivory 496 23 Alt B SWP, Ivory ' 496 . 23 Alt A 496 22 - SWP, Ivory SWP, Ivory 496 22 Alt A 496 21 496 20 ' 496 19 18 17 16 496 15 496 14 SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory 496 13 ,, SWP, Ivory 496 4. SWP, Ivory `All Rex numbers shown with an asterisk are John Lucas Co. Formulas. 1: t0O3J3Qvl 0007-SWP-0072452 j Lead Pigment Raw Material No. 18 BW 102(1140) 412 1140 ' 1128 1140 412 BWI02 412 BWI02 . BW102 412 BWI02 412 BWI02 412 Amount of Lead Pigment (Pounds) 193 193 466 ' 127 5 517 530 392 430 574 759 ' 466 148 466 147 466 , 412 412 ' BW102 412D 412 662 480 400 775 466 -57- Date o 2-10 2-10 11-4 10-3 10-2 9-11 9-2 7-24 5-7 7-23 4-4 1-5 116-1 3-1 9-2 5/3 Rex No* 498 690 690 757 757 757 757 ?6i 763 763 Card No. 9 3 2 26 25 24 23 22 21 20 19 18 28 27 . 26 25 25 24 23 22 21 ' 20 Brand Name, Color and Type SWP, Moss Green Screen Enamel Green Oust: SW Co. Screen Enamel Green Cust: SW Co. Shingle Slain, Thatch Brown SWCo. Shingle Stain, Thatch Brown SWCo. Shingle Stain, Thatch Brown SWCo. Shingle Stain, Thatch Brown SW Co. Shingle Stain, Dark Green SWCo. Shingle Stain, Green SWCo. Shingle Stain, Green SWCo. Lead Pigment Raw Material No. 412 IS IS 1424 1424 1424 1425 1424 1424 1424 Amount of Lead Pigment (Pounds) 25 34 30 8 8 3 8 8 8 8 All Rex numbers shown with an asterisk are John Lucas Co, Formulas. I: I0031J0V1 0007-S WF-0072453 -58- Date o 11-7 12-17 5-18 2-8 4-28 10-1 2-15 1-19 n-1 9-27 6-23 4-10 6-17 2-8 4-28 10-1 2-8 4-28 10-1 2-15 1-19 11-1 Rex No763 763 765 765 765 765 765 766 766 768 76S Card No, !9 18 17 23 22 21 20 17 16 19 18 15 9 2 1 2 1 Brand Name, Color and Type Shingle Stain, Green SW Co. Shingle Slain, Green SW Co, Shingle Stain, Indian Red SW Co. ' Shingle Stain, Indian Red ' SW Co. Shingle Stain, Indian Red SW Co. Shingle Stain, Indian Red SW Co. Shingle Stain, Indian Red SW Co. Shingle Stain, Thatch Brown SW Co. Shingle Stain, Thatch Brown SW Co. Shingle Stain, Indian Red SW=Co. Shingle Stain, Indian Red SW Co. Lead Pigment Raw Material No. 1424 1425 or 1424 1424 1424 1424 1425 412 1424 1425 or 1424 1424 1425 or 1424 Amount of Lead Pigment (Pounds) S 8, S 8 8 3 8. 6 6 6 6 Date o 9-2 6-5 4-2 2-8 4-2 10-1 2-15 9-2 . 6-2 1-1 11-1 4-2 2-2 1-2 6-2 1-4 6-2 'AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. it: 1003130vl 0007-SWP-0072454 t -59- Rex No. Card No. 771 30 29 28 27 771 26 25 24 21 771 ' 23 22 77! 20 19 18 17 771 16 15 794 3 2 794 1 795 3 2 795 1 796 3 2. Brand Name, Color and Type Shingle Stain, gray SWCo. Shingle Stain, gray SWCo. Shingle Slain, gray SWCo. Shingle Stain, gray SWCo, Shingle Stain, gray SWCo. Shake paint, winter white SW Co. Shake paint, winter white SWCo. . Shake Paint, Desert Sand SWCo. Shake Paint,`Desert Sand SWCo. Shake Paint, Columbia Green SW Co. *AII Rex numbers shown wish an asterisk are John Lucas Co. Formulas. Pi: 1003 IJtM 0007-SWP-0072455 Lead Pigment Raw Material No. 412 412 412 412 412 412 412 ' 412 412 412 -60- Amount of Lead Pigment (Pounds) 228 228 228 228 228 200 125 200 125 200 Date ofCa 3-11-54 2-8-54 6-15-53 ' 6-25-52 4-28-52 10-15-51 5-14-51 6-23-50 1-19-51 11-14-50 6-15-50 7-25-49 6-13-49 5-6-48 2-20-47 7-23-53 6-19-52 10-12-51 7-22-53 6-19-52 10-12-5 7-29*53 6-19-52 Rex No. 796 797 797 798 798 799 799 ' 910 910 910 910 Card No. I 3 2 S 5 4 3 2 ! 4 3 2 1 8 7 6 5 3 4 2 Brand Name, Color and Type Shake Paint, Columbia Green SW Co. Shake Paint, Surf Green SW Co. Shake Paint, Surf Green SW Co. Shake Paint, Feather Gray ; SW Co. Shake Paint, Feather Gray SW Co. Shake Paint, brown SW Co, Shake Paint, brown SW Co, . Brick and stucco, white SW Co. Brick and stucco, white SW Co. Brick and stucco, white SW Co. Brick and stucco, white SW Co. *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1003l30vt 0007-SWP-0072456 | Lead Pigment Raw Material No. 412 412 412 412 412 412 412 412 412 412 412 -61- Amount of Lead Pigment (Pounds) 120 250 , 125 200 125 150 56 500 500 500 500 Date o 10-2 7-24 6-20 10-1 1-12 11-5 7-22 6-19 10-1 . 7-24 7-18 6-19 10-1 7-12 6-19 6-25 2-21 3-15 11-1 5-24 Res- No. 910 911 913 913 913 913 A1445* 1539* MO-1582* 1621* 1684* A1772* 1774* Card No. 1 1 8 7 6 5 4 3 2 1 3 S 1- 1 1 1 1 Brand Name, Color and Type Brick and stucco, white SW Co, Brick and stucco, ivory SW Co, Brick and stucco, cream SW Co. Lead Pigment Raw Material No. 412 or 51J 414 412 . 412 Brick and stucco, cream SW Co. Brick and stucco, cream SW Co. Brick and stucco, cream SW Co. Canvas Preservative Buff . White Lead Paste in Oil-Basic Carbonate Special Red Boottopping 412 412 412 412 IS 412 White Lead Whiting Putty Exterior Paint, while Gray Primer Auto Filler, gray 9 412(E) 18 ' 315 9 Amount of Lead Pigmeitt (Pounds) 760 380 380 760 500 500 760 760 39 895 141 86 527 545 578 492 All Rex numbers shown wilh an asterisk are John Lucas Co. Formulas. i' PI: !OO3130v! 0007-SWP-0072457 t -62- Date o 9-2 8-2 7-1 6-1 6-2 9-2 2-1 1184-3 5/2 10/ 1/1 7/2 7/2 8/2 11 Rex No. A2296* A2296* 2604* A3263* A3618* A36I8* A3619* A3619* A369I* A3691* A3797* A4582* Card No. 4 ! I 4-1 2 1 2 1 2 . 1 1 2-1 Brand Name, Color and Type Cinder Gray Exterior Paint ' For Centerai Supply Company Cinder Gray Exterior Paint For Centerai Supply Company White Lead Whiting Putty Dura-Mix Floor and Deck Enamel, chestnut Lead Pigment Raw Materia! No. IS 18 18 9 Mariyn Seal Color For Capitol Wallpaper Co. Mariyn Seal Color For Capitol Wallpaper Co. 412(E) 18 412(E) IS Mariyn Trim Color For Capitol Wallpaper Co. Mariyn Trim Color For Capitol Wallpaper Co. .Exterior Paint, white For US Government Exterior Paint, white For US government Exterior paint-while For U.S, Government Lueolastic No. 2, red boottopping 412(E) IS 412(E) 18 IS 412(E) 18 18 412 Amount of Lead Pigment (Pounds) 273 342 ,, 73 35 685 335 395 193 581 284 363 177 740 342 805 460 141 *Ail Rex numbers shown with an asterisk are John Lucas Co. Formulas. P!: tOiBHOv! M07-SWP-0072458 i -63- Date o 7/7 5/19 7/9 3/16 7/13 5/2 4/2 5/2 4/2 4/7 4/2 12/2 7/8 2/1 Rex No. A60G9* A6H7* A6I17* A619S* A6198* A6205* A6205* A620S* A6205* A6246* A6283* A6334* Card No. 2 Ait A-l 3-1 4 2-1 6 4-3 11-7 6 S-4 3-2 . 2 4-3 3-2 Brand Name, Color and Type Blue Lead Primer For Leonard Miller Tinted Gloss, Caribbean green For Export Tinted Gloss, Caribbean green For Export House Paint, white For Speedwell Paint & Wallpaper House Paint, white For Speedwell Paint & Wallpaper Gloss House Paint Prime White For Speedwell Paint & Wallpaper Gloss House Paint Prime White For Speedwell Paint & Wallpaper Gloss House Paint Prime White For Speedwell Paint & Wallpaper Gloss House Paint Prime White For Speedwell Paint & Wallpaper House Paint, white For Speedwell Paint & Wallpaper Levirtown Q.D. Dipping Primer For Builders Supply Q.D. Dipping Primer for Levittown For Builders Supply *AII Rex numbers shown with an asterisk are John Lucas Co. Formulas, Pt: 10COi30vl 0007-SWP-0072459 ( Lead Pigment Raw Material No. 6815 412 6SC6 68C6 6829 68A4 68A4 6805 6801 6829 6805 68A4 -64- Amount of Lead Pigment (Pounds) 400 300 , 300 200 200 175 175 175 230 200 150 150 Date o 1/20 9/24 1/28 11/2 1/31 7/11 10/2 5/24 1/30/59 thro 5/17 2/7 8/23 3/12 8/25 1/27 11/2 5/18 10/3 8/14 5/25 1/1 Rex No. A6334* A6346* A6346* A634V* A6347* A6347* A6349* A6349* A635I* A6377* A6569* Card No. 1 4-3 2-i 5 4-2 1 6-5 4-2 . 3 7 Alt-A-1 3-2 Brand Name, Color anti Type Q.D. Dipping Primer for Levittown For Builders Supply One Coat White for Levittown For Builders Supply One Coat White for Levittown For North Shore Supply Co. Gloss House Paint, Mildew Resistant for 1 or 2 coat work For Speedwell Paint fit Wallpaper Gloss House Paint, Mildew Resistant for 1 or 2 coat work For Speedwell Paint & Wallpaper Gloss House Paint, Mildew Resistant for 1 or 2 coat work For Speedwel 1 Paint & Wal Ipaper 1 Coat House Paint for Levittown For Builders Supply Corp. 1 Coat House Paint for Levittown For Builders Supply Ccip, Trim Color, Slate Gray for Levittown "500" House Paint primer Mildew Resistant, ' white For John Lucas Trade Sales House Paint Exterior Primer, white For S. Yospin and Sons. Lead Pigment Raw Material No. 68A4 6829 ' 6829 . 6822 6829 6829 6829 6829 6829 68A4 68A4 *AJ! Rex numbers shown with an asterisk are John Lucas Co. Formuias. I>i: !003I30vi i 0007-SWP-0072460 | -65- Amount of Lead Pigment (Pounds) 150 125 . 125 175 200 200 225 125 125 125 175 Date o 5/25 1/11 , 5/25 6/22 8/2 3/11 3/5 9/10 6/2 3/11 5/25 3/5 6/22 5/4 4/14 4/5 11/1 8/4 9/2 Rex No. A6570* 132SS* 16129* 17460* 63708 63709 63710 63711 Card No. Brand Name, Color and Type 2 House Paint Exterior Gloss, white For S. Yospin and Sons 1 Iron Paint Steel Color .. 1 English Patent Drier, Paste 1 25% White Lead Putty For Trade in Generat 2 Miidew Resistant SWP, driftwood gray For Export 2 Mildew Resistant SWP, canyon rose For Export 2' Mildew Resistant SWP, rock gray For Export 2, Mildew Resistant SWP, dakota gray For Export Lead Pigment Raw Material No. 6829 9 4! 2(E) 9 18 412 1424 412 1424 412 1424 412 1424 Amount of Lead Pigment (Pounds) 200 43 . 50 260 110 300 10Q 300 100 300 100 300 100 Date o 8/12 2/24 i 0/1 4/21 9-23 9-23 9-23 9-2 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1003130*1 0007-SWP-0072461 j -66- w H 0007-SYVF-0072462 Raw Materia! No. BW 102 BW 103 68 A 1 6801 6801 6801 68 01 00 68 01 00 6806 22 68 06 22 Card No. 2 2 1 1 2 3 4 S 6 2 3 ADDENDUM OF WHITE LEAD PIGMENTS1 Name, Color and Type Basic Carbonate White Lead Paste Basic White Lead Carbonate in Oil Basic Silicate of Lead 45X Basic Silicate of Lead 4SX Basic Silicate of Lead, 4SX Basic Silicate of Lead, 45X Basic Silicate White Lead Basic Silicate White Lead White Lead (Basic Carbonate White Lead) Weight of Raw Material** 29.3 IbsJgal. 22.4 Ibs./gql, 3.0 gaL/100 lbs. 3.0 gals./100 Ebs. 3.0 gals./i00 lbs. 3.0 gals./100 lbs. 3.0 gals/lOO lbs. 3,0 gals^lOO lbs. 55.87 ibs/gal. Date ofCard 1/29/48 1/29/48 1/23/51 6/7/51 7/15/53 6/24/55 9/21/64 3/12/70 7/10/73 10/22/69 White Lead (Basic Lead Carbonate) 55.87 Ibs/gaL 5/14/70 Indicated Sup National L National L National L National L National National L National L National L Carter White Canada and Irvin (West Co Carter White Canada and Nat 1 The information in this chart was compiled from a review of available raw materia! cards. The rpw material cards are 28 to 45 years old, are not complete and only fragmented info ofthe information cannot be verified. The information provided is taken directly as written on the cards, so that it may in some instances be ambiguous and subject to further interp H is believed that the existence of a raw material card does not necessarily mean that the raw material was actuaiiy used during any particular point in time, or ever was used in a pro a raw material cou Id have ceased before the raw material card was formally voided, or could cease without being formally voided, Some raw materials appear to have been used on Information is provided for all white lead pigments that might have been used for residential purposes, even though some raw materials may not actually have been used for such pu indicate possible uses for the raw material. It is believed that such uses were potential uses but not necessarily actual uses. "The figures shown in the "Weight of Raw Material" column indicate the total weight by volume ofthe material, including any non-lead component . ' "The "Indicated Supplier" column denotes possible sources supply but does not necessarily mean the pigment actually was supplied, the amounts that were supplied, or the quantity suppl ""The "Indicated Use" column denotes possible uses but does not necessarily mean actual use, the amount ofuse, or the time periods ofuse, H; iGomovi 0007-SWP-0072463 i. ~67" " *- Raw Materia! No. 6885 68 A 4 68 M2 9 18 ' Card No. 1 1 1 1 I Name, Color and Type White Lead (Basic Lead Carbonate) White Lead Basic Lead Carbonate Scotch Laddie White Lead (Basic Lead Carbonate) Bask Lead Sulphate White Lead, Carter Weight of Raw Material4* 1.79 gais./lOQ lbs. 1.79 lbs./gal. 1.77 gals./I00 lbs. 53.31 lbs./gal. 56.56 lbs,/gal. 18 18 1031 1140 U40E 1812 Experimental No. CW 769 2144 68 C 7 2 Basic Carbonate White Lead 3 White Lead H.T.S. Type 1 Scotch Laddie White Lead I ' Straight Old Dutch Process (Dry White Lead) . i Eagle Picher O.D.P. t Euston White Lead 2 #333 Lead Carbonate 1 Basic Silicate of Lead 4SX-3 F6 55.81 Ibs7gal. 56.6 Ibsj'gal, 57.14 Ibs./gal. 57.48 lbs,/gal. 57.48 lbs./gaS. 56.64 lbs./gal. ' 57 lbs./gal. 3.0 gal,/100 lbs. Date of Card 9/1/54 2/19/58 8/28/62 7/27/44 8/30/43 9/17/47 2/2/48 7/16/43 12/10/45 12/10/45 10/23/44 5/14/48 4/18/57 Indicated Supp National Le National Le National Le National Lead, Ea and CofTeyv Card indicates Chicago, Eagle, N Carter and Anac name of product and names ofsupp ambiguou National Le National Le John R. MacGre Co. Ozark Smeltin National Le Eagle Pich None indica None indica National Le 0007-SWP-0072464 | "The figures shown in the "Weight ofRaw Material'' column indicate the total weight by volume ofthe material, including any non-lead component. . ***The "Indicated Supplier" column denotes possible sources supply but does not necessarily mean the pigment actually was supplied, the amounts that were supplied, or the quantity supplie * **,fhe "Indicated Use" column denotes possible uses but does not necessarily mean actual use, the amount ofuse, or the time p eriods ofuse. Pi; ICOjlJOvi . -68- Raw Material No. 68 03 30 68 03 20 68 03 2! 68 A 5 68 T1 6810 310 6810 6810 Card No. 1 2 1 .2 1 1 1 2 3 4 Name, Color and Type Basic Silicate White Lead -- Eagle Richer 202 Basic Silicate White Lead Weight of Raw Material** . 53.19 tbs./gal. 53.19 Ibs./gai. Tribaste Lead Phosphosilkate (P-7 Lead ' Phosphosilicate) 49.98 lbs./gal. White Load f HiStain Basic Lead Carbonate Basic White Lead Carbonate Basic Lead Sulfate Basic Lead Sulfate Basle Lead Sulfate Sublimed White Lead 1.5 gaUtOOlbs. N/A l.88gal/10Q lbs. 1,88 gal,/100 lbs. 1.88 gaUlGO lbs. 1.88 gal./100 Ebs, Date of Card 5/13768 9/4/68 12/22/69 4/29/70 7/29/60 4/9/62 4/30/52 ' 9/9/S2 8/8/57 4/20/61 Indicated Suppl Eagle Piche Eagle Piche Hammond Chem South American M Merchandising So. American Min Merchandise Eagle Piche Eagle Piche Eagle Piche Eagle Piche * The figures shown in the "Weight of Raw Material' column indicate the total weight by volume of the material, including any non-lead component. ***The "Indicated Supplier" column denotes possible sources supply but does not necessarity mean the pigment actually was supplied, the amounts that were supplied, or the quantity supplied ****The "Indicated Use" column denotes possible uses but does not necessarity mean actual use, the amount of use, or the time periods ofuse, . Pfc 1003i30vt '. "69- 0007-SWP-0072465 l SUPREME COURT OF THE STATE OF NEW YORK COt^YOENEW YORK THE CITY OF NEW YORK, et al,, . Plaintiffs, - against - i LEAD INDUSTRIES ASSOCIATION, INC., et al., Defendants, Index No. 14365/89 IAS Part 28 (Justice Freedman) THE SHERWIN-WILLIAMS COMPANY'S SUPPLEMENTAL RESPONSES TO PLAINTIFFS' FIRST SET OF INTERROGATORIES NOS. 9 AND 52 Pursuant to agreement of the parties, The Sherwin-Williams Company provides supplemental responses to Plaintiffs' First Set of Interrogatories, Nos. 9 and 52. SherwinWilliams' prior responses and objections to these interrogatories are incorporated by reference and are not waived by this supplemental response. The supplemental responses are based on information compiled from a review of Sherwin-Williams' available paint formula cards, generally limited to paints for residential surfaces. Since the paint formula cards are 30 to 70 years old, the formula cards are not complete, only fragmented information is still available today, and the accuracy of the information on the formula cards cannot be verified. The information provided is taken directly as written on the formula cards, so that it may in some instances be ambiguous and subject to further interpretation. The existence of a formula card does not mean that a paint formula was actually produced and marketed during any particular point in time. There typically was a period of time after a paint formula was no longer produced 0007-SWP-0072466 before a paint formula was voided, and some formulas were created only for emergency or stand-by use. Information is provided for all paints that contained a white lead pigment and that might have been used for interior or exterior residential purposes. Sherwin-Williams has erred on the side of including those paints for which the possible uses were not dear; therefore, some paints not intended for residential use might be included among the information provided in the supplemental interrogatory answers. SUPPLEMENTAL RESPONSES Did defendant or any of its predecessors ever produce paints containing lead for use in or ron dwellings and uther braidings occupied by children? If so, please state the inclusive years in which such paints were produced, and for each paint, state: a. the manufacturer and the brand or trade name of the paint; b. the purposes for which the paint was intended to be used; and c. the highest supervisory employee with the most knowledge concerning the production of said paints. a. See the attached chart. b. See the attached chart . c. Unknown. A person with knowledge of the information contained on the formula cards is Stephen Turnbull, a current employee of The Sherwin-Williams Company. PI; 1000423vl 2 0007-SWP-0072467 Interrogatory No. 52 If the defendant has ever reduced the percentage of lead by weight in any paints that it has produced, give the date, the reason for the reduction, and whether the reduction was pursuant to an industry-wide standard or agreement Identify any documents used to respond to this interrogatory. See the attached chart. Sherwin-Williams' paint formulations were continually changing throughout the time period for which formula cards still exist. The attached chart provides the dates on which each paint formula changed with respect to lead compounds. The reasons for the reductions in the amount of lead pigment are often not given in the formula cards. The reductions were not because of any industry agreement, as Sherwin-Williams independently formulated its paints and often was an industry leader in developing non-lead pigments (such as lithopone) or paints not using white lead pigments (such as Kem-Tone and Kem-Glo), but Sherwin-Williams believes that it complied with industry standards, such as those set by the American Standards Association, and applicable laws and regulations. The reasons indicated on the formula cards for reductions m the amount of lead pigments include conservation of raw PI; 1000423vl 3 0007-SWP-0072468 materials, frequently as a result of wartime shortages, lack of supply of raw materials, and changes in technology, such as a change to the use of alkyd resins from oils. Dated: New York, New York Respectfully submitted, Qkhh Jane Rue Wittstein Kristi Midboe Miller Chris J. Lopata JONES, DAY, REAVIS & POGUE 599 Lexington Avenue New York, NY 10022 (212) 326-3939 and Paul Michael Pohl Edward C. Schmidt Charles H. Moellenberg Jr. 500 Grant Street, 31st Floor Pittsburgh, PA 15219 (412)391-3939 Attorneys for Defendant The Sherwin Williams Company PI: I000423V1 4 0007-SWP-0072469 AFFIDAVIT.QF SERVICE COMMONWEALTH OF PENNSYLVANIA COUNTY OF ALLEGHENY ) ) ss: ) Charles H. Moellenberg Jr., being duly sworn, deposes and says: 1. Deponent is not a party to this action, is over 18 years of age and resides at 2569 Corteland Avenue, Upper St. Clair, Pennsylvania, 15241.. 2. On 9/V /?/ deponent served the within Supplemental Responses To Plaintiffs' First Set Of Interrogatories Nos. 9 and 52 by depositing true copies thereof enclosed in a post-paid wrapper, in an official depository under the exclusive custody of the U.S. Postal Service within the State of Pennsylvania, addressed to the counsel on the attached list. Sworn to before me this y$L day oi} Notary Public Notarial Seal Annette M, Kasnekaw, Notary Public Pittsburgh, Allegheny County My Commission Expires May 22.2000 Member, Pennsylvania Association of Notaries 0067-S WP-0072470 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Jeffrey A. Hall Bartlit Beck Herman, et al. 54 West Hubbard Street Chicago, IL 60610 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for American Cyanamid: Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103 Attorneys for LIA: Mark Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard O. Rosenthal Gilbert Segall & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCO; Philip H. Curtis Arnold & Porter 399 Park Avenue New York, NY 10022 Attorneys for SCM/GIidden: Michael T. Nilan . Halleland Lewis Nilan Sipkins & Johnson Pillsbury Center South 220 South Sixth Street Suite 600 Minneapolis, MN 55402 G. Marc Whitehead McDermott, Will & Emery 710 Pillsbury Center South 220 South Sixth Street Minneapolis, MN 55402 . Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for The Sherwin-Williams Company: Paul M. Pohl Charles H. Moellenberg Jr. Jones, Day, Reavis & Pogue 500 Grant Street, 31 st Floor Pittsburgh, PA 15219 Attorneys for Fuller O'Brien Charles W. Siragusa, Esq. Crowley Barrett & Karaba Suite 2310 ` 20 South Clark Street Chicago, IL 60603-1895 Attorneys for Plaintiffs: Alan H. Kleinman, Esq. Yair S. Goldstein, Esq. John Low-Beer, Esq. Affirmative Litigation Division New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 0007-SWP-0072471 LEAD PIGMENT MATERIAL CODES l -- Basic lead carbonate ; 9 -- Sublimed white lead (lead sulfate plus lead monohydroxide) for spec, work 18 -- Basic white lead carbonate BW 102 - white lead carbonate BW 103 - white lead carbonate BW 104 -- white lead carbonate BW 106 -- refined leaded zinc 315 -- Sublimed blue lead for spec work 411-- Leaded zinc oxide 412 -- Leaded zinc oxide 414 -- Leaded zinc oxide 415 -- Leaded zinc oxide 511 -- Leaded zinc oxide 535 -- off-color white lead carbonate 1140 - ODP dry white lead 1151-- white lead carbonate 1412 -- leaded zinc oxide 1424 -- leaded zinc oxide 1526 -- leaded zinc oxide 68A4 - white lead carbonate 68C4 - leaded zinc oxide 68C6 -- leaded zinc oxide 6801 -- silicate white lead [6800-09: basic lead carbonate and lead silicate] 6805 -- basic lead carbonate 6810-sublimed white lead [6810-19: basic lead sulfate] 6815 -- sublimed blue lead 6822 -- leaded zinc oxide [6820-49: leaded zinc oxide] 6828 -- leaded zinc oxide 6829 -- leaded zinc oxide 6840 -- leaded zinc oxide 6841 -- leaded zinc oxide 6842 - leaded zinc oxide 6845 -- leaded zinc oxide 6846 -- leaded zinc oxide ' Pi: 10QH32vl 0007-SWP-0072472 Rex No. AVM* B-l* A2AAH A2AAH 8 9 ML-12 . A2W4 A2W4 A2W4 A2W4 Card No. 2-1 7-5 SA1 1 3 4 3 4 1 9Y1 9C! 8N2 10 RESIDENTIAL PAINTS WITH ANY AMOUNT OF LEAD PIGMENT1 Brand Name, Color and Type , Medium Vermilion in Oil for Fountain City Novelty Company Rustic Shingle Stain, light green Lead Pigment Raw Material No. . 412 412 SWP, gray "sedge green" for Chattarsoga Housing Authority SWP, gray "sedge green" for Chattanoga Housing Authority American White P.C.P. White 6829 6829 412(d) 412 (d) 412 Metalife Gray 412 SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white 682900 682900 682900 682200 Amount of Lead Pigment (Pounds) 22 3 345 345 535 535 238 458 345 345 345 300 Date 6/ 3/ 4 5/ 3- 6- 5/ 3/ 3/ 8/ 7558 0097-SWP-0072473 ' The information in this chart was compiled From a review ofavailable formula cards. Because the formula cards are 30 to .70 years old, the formula cards still in existence are in today, and the accuracy of she formula cards cannot be verified. The existence ofa formula card does not mean that a paint was produced and sold during any particular time. T written on the formula cards, which in some instances may be ambiguous or subject to further interpretation. *AI1 Rex numbers shown with an asterisk are John Lucas Co. Formulas, ri: tnomsvi 1-------------------------Rex No. A2W4 51 51 52 52 53 53 53 S3 53 BS60* Card No. 9 16A 16 17 20 to 13 5 SA 9 2 20 19 18 10 13 3 6 4A 3 Brand Name, Color and Type SWP, gloss white Porch and deck paint, dark slate Lead Pigment Raw Material No. 682900 BW 102 413 or 1S26 414 BW 102 ' Porch and deck paint, dark slate , Porch and deck paint, extra dark slate Porch and deck paint, extra dark slate Porch and deck paint, lead color Foreh and deck paint, lead color Porch and deck paint, lead color Porch and deck paint, lead color Porch and deck paint, lead color Brick and Stucco, white for T/G 1526 1526 or 413 1526 or413 BW 102 414, BW 102 1526 412 414 BW103 413 414, BW 102 1526 1526 or4l3 BW 102 412 Amount of Lead Pigment (Pounds) 345 205 450 400 57 Date o 4-2 7/1 9/1 10/ 12/ 450 450 450 205 400, 57 450 500 440 77 500 400,57 450 450 205 500 ' . 11 8/2 8/2 9/1 10/ 11/ 9/2 7/ 2/1 10/ 12 11/ 8/2 9/1 7/2 0OO7-SWP-O072474 All Rex numbers shown with an asterisk are John Lucas Co. Formulas, Pi: 1001 l?5vl -2- 0007-SWF-0072475 Rex No. BS604 BS60* BS6I4 69 69 69 69 71 BS74* 114 114 114 ' Card No. 2 Alt A-2 2 Al! A l All A I 27 25 26 16 17 10 16A I ! 3 2-1 1 Alt A Brand Name, Color and Type Brick and Stucco, white for T/G Lead Pigment Raw Material No. 412 Brick and Stucco, white 412 IB Brick and Stucco Paint, ivory Porch and deck paint, dark gray Porch and deck paint, dark gray Porch and deck paim, dark gray Porch and deck paint, dark gray Porch and deck paint, dark brown for S.W. Company Brick and Stucco, cream Galvatex Galvatex Galvatex 412 412 413 414 BWI03 413 or 1526 414 BW102 1526 1526 or 413 BWI02 1526 412 or 511 412 511 or 412 511 !* All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi: icomsvt -3- Amount of Lead Pigment (Pounds) 760 380 134 760 500 500 440 77 500 440 68 500 500 233 92 760 296 800 490 800 490 Date 4/ 11 . 11 11 12 9/2 2/1 7/ 2/ 9/1 11 8/2 9/1 7/ 1 11 3/2 3/ 3/1 9/2 0007-SWP-0072476 Res No. 184 184 184 299 300 300 300 300 301* 301* Card No. 5 4 1 6 7 (temporary ID) 25 16 . 20 21 1! 13 9 Ait A 9 2-1 2 Alt A Brand Name, Color and Type Exterior paste paint H84, white Exterior paste paint #84* white Exterior paste paint #84, white Family Paint, fight lead Family Paint, outside, white Family Paint, outside, white Family Paint, outside, white Family Paint, Outside, white Sultana House Paint, light green Sultana House Paint, light green * All Res numbers shown with an asterisk are John Lucas Co. Formulas. PI: loomsvi Lead Pigment Raw Material No. Parallel to 466 414W 18 414 4S1B or 5526 411B or 1526 412 1526 1526 51! 412 106 412D 412 1411 18 . -4- Amount of Lend Pigment (Pounds) 450 . 100 525 490 490 150 150 no 200 102 330 200 285 247 38 Date 6/1 05/ 7/2 7/1 2/2 9/2 7/2 (6/17/43) s du 8/3 4/ 2/1 11 , 11 5/1 12 10 0007-SWP-0072477 Rex No. 304 300 305` 307* 307* 307* 307* 307* 307* 307* 307* 307* Card No. 8-7 6 5 1 18-17 16 15 15 AH A 14 13 U 9-7 8 Alt A Brand Name, Color and Type Sultana House Paint, pea green Family Paint, yellow Sultana House Paint, light brown . Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Sultana Paint, medium gray Lead Pigment Raw Material No. 18 1526 1526 412 412 4!2 412.511 or 414 412 412 or 511 412 IS 413 IS IS 1411 18 Amount of Lead Pigment (Pounds) 76 150 150 85 285 142 142 71 142 94 47 94 57 94 57 79 847 38 `All Rex numbers shown with an asterisk are John Lucas Co, Formulas. Pi: KD0H75v! -5' Date o 4/2 3/2 2/26/36 11 12/ 5/1 12/ 2/3 4/5 9/1 1/ 4/2 10/ 1/2 3/2 10/ 0007-SWP-0072478 1 Rex No. Card No. 307 5 8 3!0 5 6 7 317* 7-6 Brand Name, Color anti Type Family Paint, french gray Family Paint, dark blue Suitana House Paint, light salmon 317 317 317 319* 319* 6 3 5 2 22-21 20 Family Paint, cream Family Paint, cream Family Paint, cream Suitana House Paint, light green Sultana House Paint, light green 319* ' 19-18 Sultana House Paint, light green 319* 319* 319* 319* 319* 319* 17 17 Alt A 16 15 14 All A 13 Sultana House Paint, light green Suitana House Paint, light green Sultana House Paint, light green Suitana House Paint, light green Sultana House Paint, light green Sultana House Paint, light green All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Ft: I00117SV! Lend Pigment Raw Materia! No. 411 Bor 1526 411 Bor 1526 1526 18 414, BW102 1526 414, BW102 412 6829 902C 68C6 9G2C 412 412 1411 IS 18 412 412 18 . -6- Amount of Lead Pigment (Pounds) 490 490 115 76 435,70 495 350,70 495 288 15 288 15 288 285 247 38 34 142 142 79 Date o 7/1 6/9 11 2/2 12/3 4/2 3/2 7/0 10/ 10/ 11/ 1/2 8/1 1/3 1/2 11/ 5/1 10/ 2/1 2/ 9-1 6-2 O0O7-SWP-0O72479 Rex No. 319* 319 320 Card No. 12-8 3 5 Alt A 6 .6 Brand Name, Color and Type Sultana House Paint, light green Family Paint, silver gray Family Paint, light ivory 320 321* 321* 321* 321* 32! 323 324 6 7 2 5 Alt A 2-1 14 13 Alt A 13 12 Alt A 5 8 5 7 7 6 Family Paint, light ivory Sultana House Paint, brown Sultana House Paint, brown Sultana House Paint, brown Sultana House Paint, brown Family paint, sky blue Family paint, buff Family paint, ash gray All Rex numbers shown with an asterisk are John Lucas Co, Formulas. Pi: totmrsvt Lead Pigment Raw Material No. 18 411 1526 414 BW103 414 8WI02(1140) 414 BW102 414 BW102 1526 1526/414 412 412 412 412 or4I4 1526 414 1526 1526/414 4118 or 1526 -7- Amount of Lend Pigment (Pounds) 62 490 390 346 68 346 168 432 68 432 68 490 . 390 ' 58 95 95 95 210 210 195 195 490 Date o 1/2 7/1 10/ 11/ 10/3 11/ 7/8 11/1 10/ 10/1 3/2 5/1 2/3 9/1 11/ 10/3 11/ 6/9 2/2 7/1 0007-SWP-0072480 Rex No. 325 325 325 326 ' Card No. 6 10 10 (duplicate 11) IS 5 (duplicate) Brand Name, Color and Type Family Paint, straw Family Paint, straw Family Paint, straw Family Paint, great 326 6 Alt A Family Paint, green 326 6 Family Paint, green 326 2 Family Paint, green 5 327 9 Family Paint, pea green 327 9 (duplicate) Family Paint, pea green 327 5 Family Paint, pea green 8 All A 8 Alt B * AH Rex numbers shown wish an asterisk are John Lucas Co. Formulas. Pi. soomsvl Lead Pigment Raw Material No. 1526 414 BW102 4S4 BW102 414 BWI02 414 BW102 Amount of Lead Pigment (Pounds) 490 346 168 432 68 432 68 380 58 414 RWS02 sec 5 duplicate 4i IB or 1526 414 BWI02 414 BWSG2 414 BWI02 1526 1526/414 1526/414 , 270 46 380 58 430 304 147 346 168 432 68 490 390 390 -8- Date o n/ 10/3 11/ 7/8 11 8/2 7/8 7/ 10/ 10/ 11 i1 10 9/2 0007-SWP-0072481 Rex No. 344* 350* 350* 350* 350* 350' 350 350* 350* 35 i 352 353 Card No. 10-8 IS 15 AHA 14 13 12 6 S 2 1 9N (Newark only) 10 11 1 21 . Brand Name, Color and Type Sultana House Paint, fawn Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue SWP, interior Flat Wh ite Sultana House Paint, ceiling blue Sultana House Paint, ceiling blue SWp, #351, stone SWP, if3 52, geneva cream SWP, #353, light lead Lead Pigment Raw Material No. 18 412 or 51! 412 4l2or 511 18 412 IS 413 IS 412 1526 412 412 1526 S526 1526 412 BW102 414 BW102 Amount of Lead Pigment (Pounds) 39 142 71 142 94 47 57 94 57 94 57 1090 500 150 110 650 720 638 438 113 400 225 * AH Rex numbers shown wish an asterisk are John Lucas Co. Formulas. PI: 10Din5vl -9- Bate o 1/2 3/2 4/ 9/1 1/ 4/2 10/ 11/ 1/1 6/1 3/2 3/2 3/2 6/ 4/1 2/1 lies No. 353 353 353 ?53 353 353 353 353 353 353 Card No. 20 20 All B 20 All A 19 17 13 f2 11 10 9N (Newark only) Brand Name, Color and fype SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead SWP, #353, light lead Lead Pigment Raw Materia! No, 1526 BWi 02-58 414 BW102 1526 BW102 1526 BW102 1526 BW1G2 1526 BW104 ' 1526 BW104 1526 412 . BW104 1526 412 BW 5 02/104 1526 1140 or BW104 Amount of Lead Pigment (Pounds) 490 93 402 628 570 432 420 607 490 92 490 92 678 238 238 406 278 256 . 480 400 650 170 or 197 Date o 11/ 10/ 10/ 9/2 5/7 10/ 5/2 5/3 3/1 3/2 5/1 0007-SWP-0072482 *A|| Rex numbers shown With an asterisk are John Lucas Co, Formulas, PI: 100H75vl 10- 0007-SWP-0072483 Rex No. 354 Card No, 10 N (Newark) H Brand Name, Color and Type SWP, #354, sea green. 355 M SWP, #355, sage green 355 10 (Newark) SWP, #355, sage green 357 357 357 ' 3S7 357 357 357 22 21 Alt A 21 20 Alt A 21 Alt B 20 19 14 13 SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray SWP, #357, silver gray *Ail Rex numbers ?hown with an asterisk are John Lucas Co. Formulas, Fi: 1001 i?5v! Lead Pigment Raw Material No. 1526 1526 412 BW102/104 1526 BW102/103 or 104 1526 and BW104 or 1526 1140 414 BW102 1526 I3W102 1526 - BW102 BW102 BW102 1526 BW102 . 1526 BW102 1526 BW104 1526 BW104 ' Amount of Lead Pigment (Pounds) 650 256 480 400 720 250 565 155 565 135 400 22S 570 410 490 93 792 604 420 585 490 93 490 92 678 238 -11- Date 3/ 3/ 3/ 3/ 7/ 1/ 10 11 9/ 10 9/ 7/ 10 5/ 'St'ZiQO-dMS-i.OQOi Rex No. 357 Card No. 12 Brand Name, Color and Type SWP, #357, silver gray 357 11 SWP, #357, silver gray 357 ! 0 N (Newark) SWP, #357, silver gray 10 359 I SWP, #359, berkely yellow 360 19 SWP, #360, cream gray zo 360 12 SWP, #360, cream gray 16 360 11 Alt A SWP, #360, cream gray 360 El SWP, #360, cream gray 360 10 SWP, #360, cream gray 360 9N (Newark) SWP, #360, cream gray 9 i 'All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi: I00ti75vi f Lead Pigment Raw Material No-. 1526 412 BW104 1526 4)2 BWI02/104 1526 BW104 1526 1140 412 8WI02 413 er4!2 1526 BW104 413 BW 104 1526 BW104 ' 1526 BW102/(104) 1526 BW 104 or 1526 1140 -12- Amount of Lead Pigment (Pounds) 238 406 278 256 480 400 225 305 226 260 438 113 440 490 92 590 280 638 224 720 224 650 197 650 170 Date 5 3 3 5 4 1 1 5 6 6 3 3 5 ssrzioo-dM s-iO so Rex No. 360* 360* 360* 360* 362 362 362 ' 362 363 ' 363 363 363 363 Card No* 4 4 Alt A 2 1 14 Alt A 13 Alt A 11 10 29 28 Ait A 2$ 27 26 Brand Name, Color and Type Sultana Paint, outside white Sultana Paint* outside white Sultana Paint, outside white Sultana Paint, outside white SWP, S362, French crown green SWP, #362, French crown green SWP, #362, French crown green SWP, #362, French crown green SWP, #363, slate ' SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate Lead Pigment Raw Material No. . 412 1411 18 412 412 412 412 or 414 1415 (zinc oxide) or 414 or 1085 412 only if 1085 unavailable 412 BW102 412 BW102 412 BWI02 412 or BW102 414 and 51 l(ZnO) BW102 414 BW102 Amount of Lead Pigment (Pounds) 100 23 87 13 150 150 50 112 25 25 400 82 450 82 480 82 380 113 190(190) 113 305 220 *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. pi: loainsvi j -!3- Date 5/1 10/ 2/ 4/ 1 3/3 11/ 8/ 4/1 2/ 2/ 9/2 6/2 0007-SWP-0072486 | Rex No* Card No. 363 23 363 24 All B Brand Name, Color and Type SWF, 3363, slate SWP, #363, slate 363 24 Alt A SWF, #363, slate 363 24 Ait C 363 24 363 23 SWP, #363, slate SWP, #363, slate SWP, #363, slate 363 22 SWP, #363, slate 363 20 . SWP, #363, slate 363 19 Alt B SWP, #363, slate 363 19 Alt A SWP, #363, slate 363 18 Alt A 363 19 SWP, #363, slate SWP, #363, slate 'Ail Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pt: IGOtmvi Lead Pigment Raw Material No. 413 BW102 413 BWI02 1526 BWS02 413 BWI02 413 RWI02 1526 BW102 1526 BWI02 414 W BW102 414 BW102 414 SW102 1526 BW102 BW102 1526 BW102 Amount of Lead Pigment (Pounds) 410 100 410 99 445 58 438 113 570 432 475 70 475 70 370 ' 170 400 225 402 628 570 432 815 490 93 -14- Date 4 12 10 1 7/ 5 3 2/ 10 10 9/ 1 L$V U M -A M $-t$W Rex No. 363 363 363 363 363 363 363*' 367 367 369 369 369 Card No. 18 16 12 H 10 9 N and 9 9 l 10 12 S: 10 S3 AHA 10 9 Brand Name, Color and Type SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate SWP, #363, slate Gibbsboro House Paint, pearl blue SWP, #367, red SWP, #367, red SWP, light blue SWF, tight blue SWP, light blue *A11 Rex numbers shown with an asterisk are John Lucas Co. Formulas. i'l: tool r?5vj Lead Pigment Raw Material No, 1526 BW102 1526 BW102 1526 BW104 1526 BWI04 1526 BW102 (BW104) 1526 BW104 1526 1140 412 1415/412 1415(412) 1526 414 1526 1526 412 -15- Amount of Lead Pigment (Pounds) 420 607 490 92 ' 490 92 63S 224 720 224 650 197 650 170 110 25 25 375 37S 750 450 300 Date of C 9/22/41 5/7/41 10/8/3 6/6/38 3/25/3 3/26/3 5/16/3 3/25/3 1/4/44 3/27/5 10/10/4 1/4/4 10/27/4 10/4/3 7/7/39 0007-SWP-0072488 1 Rex No. 370 371 374 375 375 375 375 375 375 375 375 375 Card No. 1 1 1 28 26 25 23 22 Alt A 22 21 21 Alt A 21 Alt B Brand Name, Color and Type SWF, chelsea gray SWP, charleston white SWP, Westchester gray SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWF, colonial yellow *AI! Rex numbers shown with an asterisk are John Lucas Co. Formulas. M: 100U7Svl Lead Pigment Raw Materia! No. 412 BWI02 414W BWS02 412 BW102 414 BW102 1526 BWI02 4S4W BW102 4I4W 8W1Q2 1526 BW102 1526 BWI02 1526 BWI02 BW102 414 BWI02 -16- Amount of Lead Pigment (Pounds) 438 113 400 295 380 i 13 390 220 475 70 370 170 400 225 570 410 490 93 420 585 792 403 604 Date 4 2/ 4/ 6/ 5 3 1 . 10 1 9 9/ Emerge 10 68m<M-<IMS-0Q c* Rex No. 375 375 375 ' 37S 375 375 379* 379' 379* 379' Card No. 15 19 14 13 12 Brand Name, Color and Type SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow SWP, colonial yellow IE 11 N and 11 duplicate IS-17 SWP, colonial yellow SWP, colonial yellow Sultana House Paint, deep cream 10-8 IS AltA 16 15 Sultana House Paint, deep cream Sultana House Paint, deep cream Sultana House Paint, deep cream Sultana House Paint, deep cream Lead Pigment Raw Material No,. 1526 BW104/8W102 1526 BW104 1526 412 1526 412 BW102 (104) 1526 BW104 1526 1140 412 18 HI 1 13 412 412 or 511 Amount of Lead Pigment (Pounds) 490 92 678 238 238 406 256 480 400 700 270 700 230 287 79 247 38 142 142 71 'All Rex numbers shown with an aslerisk are John Lucas Co. Formulas. PI: I00IS7SV1' -17- Date 10 5/ 5/2 ' 5/3 3/2 10 5/1 5/ 9/ 12 1/ 3/2 10 2/ 4/0 0067-SWP-0072490 Rex No. m* 379* 379* 379* 379 380 383* 383* 383* 383 383 383* 383* Card No. 15 AHA 14 13 12 1 1 19-18 9-7 5-2 21 20 19 Alt A 17 Brand Name, Color and Type Sultana House Paint, deep cream Sultana House Paint, deep cream Sultana House Paint, deep cream Sultana House Paint, deep cream SWP, cape cod green SWP, manor brown Sultana House Paint, ivory Sultana House Paint, ivory . (Dura-mix) Sultana House Paint, ivory SWP, #383, pea green SWP, #383, pea green Sultana Paint, ivory Sultana Paint, ivory Lend Pigment Raw Material No. 412 4230 412 or 511 18 412 18 413 18 412 412 412 IS 412 412(6840) 1424(6822) 412 1424 1411 18 412 Amount of Lead Pigment (Pounds) 142 20 94 47 57 94 57 94 57 650 80 285 88 150 275 150 275 150 247 38 142 `AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. >i: tooinsvt -18- Date o 9/1 1/0 4/2 10/1 4/1 4/1 5/1 12/ 1/2 3/2 S/1 10/ 1/6 7/2 10/1 2/3 0007-SWP-0072491 Rex N*. 383 383* 383* 383* 383* 383* Card No. 17 IS 16 16 AHA 15 14 13 Brand Name, Color and Type SWP, #383, pea green Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory Sultana Paint, ivory 383 383* 383* 383 383* 384* 384* 12 12 11 7N 8 11 1 19-18 10-8 SWP. #383, pea green Sultana Paint, ivory Sultana Paint, ivory SWP, #383, pea green Sultana Paint, ivory Suitana Paint, buff Sultana-Paint, buff * AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1001175v| Lead Pigment Raw Material No. 1425 or 1424 1424 6845 18 4230 412 18 412 nr 511 ' 412 or 511 18 1526 or 412 or 413 18 412 413 18 1526 1526 1526 412(E) 412 12310 18 Amount of Lead Pigment (Pounds) 254 254 163 88 16 142 88 142 7! 94 47 57 600 57 94 94 57 525 550 600. 114 285 15 76 -19- Date o 7/2 8/1 7/2 9/1 4/ 4/ 1/ 1/ 4/2 10/ 3/2 1/1 7/2 3/2 5/1 1/2 3/2 Rex No. 384* 384* 384* 384* 384* 384* 384* 384* 385 385 385 385 385 Card No. 19 AKA 17 16 16 Alt A 15 14 13 11 18 13 12 10 9N Brand Name, Color and Type Sultana Paint, buff Sultana Paint, buff Sultana Faint, buff Sultana Paint, buff Sultana Paint* buff Sultana Paint, buff Suitana Paint, buff Sultana Paint, buff SWP, #385, straw SWP, #385, straw SWP, S3 85, straw SWP, #385, straw . SWP, #385, straw Lead Pigment Raw Material No. 1411 18 412 18 412 412 or 511 412 or 51! 18 412 1* 413 IS 1526 BWS02 1526 , 1526 1526 1526 Amount of Lead Pigment (Pounds) 247 38 142 88 142 142 71 94 47 57 94 57 94 57 478 91 478 638 720 605 All Rex number? shown with an asterisk are John Lucas Co. Formulas. PI: I09il?5vl -20* Date 10 12 12 9/1 4/ 1 4/2 10 7/2 1 6/ 4/ 2/2 6mflO-aA\S-iftOO Rex No. 386* 387 387 387 387 387 387 387 387 Card No. i 24 23 21 . 20 19 13 12 11 Brand Name, Color and Type Sultana Paint* turquoise SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow SWP* #337, canary yellow SWP, #387, canary yellow SWP, #387, canary yellow 387 38S 388 388* 391 10 N SWP, #387, canary yellow 9 SWP, #388, modem brown 10 6 SWP, #388, modem brown 8 1 Sultana House Paint, Nile green 9 SWP, #391, Quaker drab All Rex numbers shown with an asterisk are John Lucas Co. Formulas. W: tOOttlSv! Lead Pigment Raw Material No. 6829 1526 BWI02 414 BWI02 4I4W BWI02 BW102 1526 1526 BWS02 ' 1526 412 or (413) 1526 412 BWI02 412D 1085 (ZnO only 412 if 1085 not available) 1415 or (1085 Or4I4) 1415/412 412(E) 1526 - -21- Amount of Lead Pigment (Pounds) 285 475 70 370 170 400 225 93 490 420 585 490 662 256 480 400 725 25 25 25 114 720 Date 5/2 5/ 3/ i/1 11 9/2 10 6/ 3/1 3/2 8/ 11/ 11 9/2 3/2 3/2 OOO7-SWP-0072494 Rex No. 395 392* 393 393 393 393 394 396* ' Card No, 8 N (Newark only) 7 17 Alt B , 15 16 17 11 52 13 9 10 8 N (Newark only) 10 12 10-8 Brand Name, Color and Type SWP, #391, Quaker drab Dura-Mix House Paint, French gray SWP, #393, tobacco brown SWP, #393, tobacco brown SWP, #393, tobacco brown SWP, #393, tobacco brown SWP, #394, primrose yellow Sultana Paint, azura 396* 7-3 Sultana Paint, azura 396* 14 Sultana Paint, azura 1 396* 396* 396* . 13 12 2 Sultana Paint, azura Sultana Paint* azura Sultana Paint, azura *A]| Rex numbers shown with an asterisk are John Lucas Co. Formulas. t>i: i00H7Svt Lead Pigment Raw Material No: 1526 18 412 414 1526 or 413 1526 or 413 1526 1526(414) 414 1526 1526 1526 1526 412 IS 412 412 18 412 412(E) -22- Amount of Lead Pigment (Pounds) 600 44 25 60 60 60 140 130 80 100 114 720 638 330 85 145 285 35 142 150 Date o 3/2 1/1 6/ 11/ 7/1 2/ 6/3 9/2 5/ li/ 1/2 3/2 6/ 7/1 1/2 3/2 8/1 5/ 5/1 5/1 2/1 6/1 0007-SWP-0972495 Rex No. 40! 404 416 Card No. 4 4 5 17 416 io : 416 & 416 6 416 5 416 4 Alt A 416 __ 4 416 3 Alt A 416 2 416 2 Alt A 3 416 1 Brand Name, Color and Type Commonwealth Paint, yellow Commonwealth Paint, orange yellow Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP* Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP, Ardmore green Trimbrite SWP* Ardmore green / "All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: I09lt?5vt Lead Pigment Raw Material No. 1526 1526 414 6805 Amount of Lead Pigment (Pounds) 148 24 24 4 412 150 same as card 5 414 and zinc oxide or 412 412 40 100 100 414 and zinc oxide or 412 412 ^ 40 100 150 412 100 412 . 150 412 150 412 100 412 . 50 -23- Date 11 11 2/1 10/ 3/2 4/2 2/1 2/1 4/2 11/ 4/2 1/2 3/2 6/1 8/2 0007-SWP-0072496 Rex No. 417 418 420 420 420 420 420 420 420 421 Card No. 17 12 13 10 6 5 '4 3 2 1 5 9 Brand Name, Color and Type SWP, green Lead Pigment Raw Material No. 6805 SWP, Solfast red SWP, gray SWP, gray SWP, gray SWP, gray SWP, gray SWP, gray SWP, gray SWP, sage green ' 6805 6805 412/6840 1424/6822 412 6802 or 1424 412 or 4 f 3 412 or 413 1424 or 6828 4 i 2 or 4 i 3 1424 or 1412 4! 2 or 413 1424 or 1412 412 412 6840/412 42! 3 SWP, sage green 412 421 1 SWp, sage green 412 422 l 3! SWP, sage dark 412 433 3 PCP Paste, #33, light buff 1526 * All Rex numbers shown wish an asterisk are John Lucas Co. Formulas.1 jpi- moiifsvi -24- Amount of Lead Pigment {Pounds) 4 3 4. 300 100 300 IOO 440 350 50 350 50 350 50 440 330 330 330 330 300 228 Date 9/1 9/1 10/ 10/ 4/0 2/2 1/2 1/0 12 10/ 10/ 10/ 1/ 10/ 10/ 11/ 0007-SWP-l Rex No. 446 450 450 450 450 450 450 450 450 450 450 450 450 Card No. 3 51 58 44 40 38 37 Alt A 36 35 31 34 30 25 27 24 22 Brand Name, Color and Type PCP Paste, cream SW Co. SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoaler, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood *A11 Rex numbers shown with an asterisk are John Lucas Co, Formulas. / NS H: 100!)75vl 'Ct Lead Pigment Raw Material No1526 6805 6801 6801 6801 1424 or 6828 6801 511 6801 1424 68AI 1424 511 and 18 or 412 and 18 51! and 18 zinc oxide or 2059 and 18 511, IS 511, 18 412 IS 414 . BW102 -25 - Amount of Lead Pigment (Pounds) ' 228 175 230 230 150 114 ISO 114 150 1 14 150 114 240, 120 or 185,175 240, 120 or 120,240 240,238 240, 120 144 386 110 490 Date 11/ 12/ 10 7/2 6/1 8/3 6/1 5/3 11/ 1 8/2 4/2 12/ 8/0 2/1 0007-S W P -9072498 Rex No. 450 450 450 450 450 450 450 450 450 450 ' 450 450 Card No, 21 Alt A 21 20 20 Ait A 19 IS Alt A iSAKB IS 16 15 14 13 Brand Name, Color and Type SWP, undereoater, wood SWP, undereoater, wood SWF, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWP, undereoater, wood SWF, undereoater, wood Lead Pigment Raw Material No> 412 BW 102 or IS 414 BW102 or 18 412 or 511,414 BW 102 414 BW 102 412 BW 102 413 BW 102 413 BW 102 1526 BWI02 1526 BW 102 414 BW 102 1526 BW 102 Amount of Lead Pigment (Pounds) 144 450 or 386 110 490 or 420 144 72,72 509 120 497 150 405 154 438 _ 144 450 156 436 156 436 110 490 235 345 'AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pk 1001l75vi -26- Pate 1/ 1/ 9/ 11 8/ 3/ 3/ 10 7/ 4/ 9/ 7/ 0007-SWF-0072499 Rex No. 450 450 450 450 450 450 450 450 450 450 451 451 451 Card No. 12 H to 9 8 7 5 3 2 1 7 5 4' Brand Name, Color and Type SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood . SWP, undercoater, wood SWP, undercoater, wood SWP, undercoater, wood SWP - undercoater mildew resistant SWP - undercoater mildew resistant SWP - undercoater mildew resistant 'Ail Rex numbers shown with an asterisk are John Lucas Co. Formulas. H: looinsvi Lead Pigment Raw (Material No. 414 BW 102 . 414 BW 102 1526 BW 102 1526 BW 102 1526 BW 102 1526 BW 102 1526 BWI04 412 ' BW 104 412 BW IQ4 412 BW 104 6805 6801 1424 18 511 -27- Amount of Lead Pigment (Pounds) 218 575 185 648 162 675 162 605 162 513 250 467 300 410 300 410 300 410 300 410 175 150 114 120 240 Date 1/ 10 9/1 7/2 6/2 4/0 10 10 8/2 7/2 2/2 9/1 1/ ousuoo-aMS-aioo Rex No, 451 451 458 458 458 458 458 458 458 458 459 459 Card No, 2 1 22 21 15 14 11 4 Alt B 5 4 Alt A 1 23 21 Brand Name, Color and Type SWP - undercoater mildew resistant SWP - undercoater mildew resistant SWP, Plymouth green Lead Pigment Haw Material No. 18 511 414 W BW 103 68C6 Amount or Lead Pigment <Pounds) 120 240 160 450 345 SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green SWP, Plymouth green SWP, Berkley yellow SWP, Berkley yellow 6840 6822 412 6SC2 or 6S2S or 1424 452 or 413 1424 or6828 nr 14(2 412 or 413 1424 or 1412 412 413 or412 414 18 412 68C6 6840 = 412 6822 = 1424 300 100 300 100 . 350 50 ; 350 50 650 440 480 169 650 345 300 too * All Rex numbers shown with an asterisk are John Lucas Co, Formulas. ' Pi: K1UII75V] -28- Date 6/1 8/ 8/ 7/ 4/ 2/ 12 9/ 10 7/ 8/ 8/ 6/S tOSU0(l-<JMS-4OO9 Re* No. 459 Card No, 16 459 15 459 14 459 ' 13 459 8 459 . 6 459 . 5 459 4 459 4 Alt C 4 Ait D 4 Alt E 459 4 Alt A 4 Alt 8 459 3 Brand Name, Color and Type SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow SWP, Berkley yellow 4 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. ' PI; i00M7Svl Lead Pigment Raw Material No. 4!2or413 6802 or 1424 or 6828 412 or 413 412 or 413 1424 or 6828 or 1412 4 12 or 413 1424 or 1412 413 or 412 414 or 511 412 414 511 18 412 18 see card 4 see 4 AN A see card 4 414 18 see card 4 414 BWI02 -29- Amount of Lead Pigment (Pounds) 300 100 440 350 50 350 50 440 175,265 440 254 165 70 400 70 see card 4 see 4 Alt A see card 4 295 175 see card 4 400 82 . Dale 4/ 2/2 1/2 1 8/1 1/ 4/2 7/3 9/1 9/1 9/1 8/ V Q007-SWP-0072502 Rex No. 459 459 Card No. . 3 AltB Brand Name, Color and Type SWP, Berkley yellow 3 Alt C - SWP, Berkley yellow 459 2 SWP, Berkley yellow 459 2 Ait B SWP, Berkley yellow 459 1 SWP, Berkley yellow 459 1 Ait A SWP, Berkley yellow 459 1 AltC SWp, Berkley yellow 460 7 SWP, apple green 12 460 6 SWP, Winthrop Red 7 461 S3 SWP, Willow green 461 3 SWP, Willow green 462 30 $WP, cream 462 29 SWP, cream ''AH Rex numbers shown with an asterisk are John Lucas Co. Formulas, t PI: SOOMTSvl Lead Pigment Raw Material No. 414 BW 102 414 BW 102 412 BW 102 412 BW [02 412 BW 102 BW 102 BW 102 13 1526 1526 6805 412 412 ' 412 412 Amount of Lead Pigment (Pounds) 306 191 413 317 400 82 540 169 400 82 245 82 140 640 700 4 25 25 400 450 -30- Date o 3/2 4/1 2/6 2/ 8/2 11 11/ 9/2 9/0 11/ 2/1 9/1 4/1 2/0 cflsza m -d M s-o m o Rex No. 462 462 462 462 462 462 462 462 462 465 465 465 465 465 465 465 Card No. 28 26 25 Alt C 25 AltB 25 Alt A 12 II 10 9 25 24 23 22 21 20 19 18 Brand Name) Color and Type SWP, cream SWP, Cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP, cream SWP* Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow *Ail Rex numbers shown wish an asterisk are John Lucas Co. Formulas. PI: iooinsvi Lead Pigment Raw Material No. . 412 or 511 413 or 412 413 , 413 413 412 or 413 412 412 412 412 1424 412 1424 412 1424 412 1424 412 or 413 1424 412 or 413 1424 412 or413 1424 Amount of Lead Pigment (Pounds) 380 or 190 410 525 410 438 662 480 460 460 300 100 300 . 100 300 , 500 300 100 300 100 300 100 300 . 100 -31- Date 9/ 4/ 1/ 12 10 6/ 3/ 1 l/ 5/ 7/ 6/ 10 9/ 6/ 4/ 10 6/ 0007-SWP-0072504 Rex No. 465 465 465 465 465 465 465 465 465 465 465 465 Card No. 19 AHA 17 16 15-13 12, II, 10 9 8,7 6 5 4,4 All E, 4, Alt C 4 Alt A 4 AltD 4 Alt B Brand Name, Color and Type SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow SWP, Colonial yellow ^All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: loomsvl Lead Pigment Raw Material No. 4! 2 or 4! 3 1424 412 or4!3 1424 4S2or4!3 412 or413 1424 or 1412 412 or 413 412 or 413 51 I 412 511 511 412 18 18 412 18 -32- Amount of Lead Pigment (Pounds) 300 100 300 100 440 350 50 440 440 265 440 215 163 400 70 175 400 70 Date 3/ 4/ 2/2 1/ 1/ 12 5/ 3/ 12 S/ 6/ 1/ 1/ 4/ 7/ 9/ 9/ 8 8 OWI7-SWP-0072505 Rex No. 465 Card Nq . 3 Brand Name, Color and Type SWP, Colonial yellow 465 3 AHA SWP, Colonial yellow 465 2 SWP, Colonial yellow 465 2 Alt B ; SWP, Colonial yellow 465 2 Alt A SWP, Colonial yellow 465 I SWP, Colonial yellow 465 1 Alt C SWP, Colonial yellow 466 5 Painter Paste Paint, While #66 466 3,2 Painter Paste Paint, White #66 466 i Painter Paste Paint, White #66 470 30,29 SWP, Golden Yellow 470 28 Alt A SWP, Golden Yellow 28 27 470 26 SWP, Golden Yellow 25 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: lOOllTSvl Lead Pigment Raw Material No. 412 412 412 412 412 412 18. 18 412 18 412 18 412 1424 18 4i2 18 412 -33- Amount of Lead Pigment (Pounds) 400 540 400 540 400 400 140 100 728 ns 728 116 300 100 70 385 70 385 Date 2/1 2/S 2/0 2/0 2/0 8/2 11 6/1 10 12 8/2 10 7/0 3/1 10 6/2 3/ 3/3 i-aMS-iooo He* No, 470 470 471 471 ' 471 471 471 471 471 471 471 Card No. 24 23 n n 76 75 72 74 74 All A 73 71, 71 Alt F-l 70 Alt A 70 69 68 Alt A 68 67 Alt A 67 66 Alt B 66 Alt A Bra nd Name, Color and Type SWP, Golden Yellow SWP, Golden Yellow SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss; White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, While SWP, Gloss, White *A!1 Rex numbers shown with an asterisk are John Lucas Co. Formulas, to Pi: i00n?5v1 Lead Pigment Raw Material No. 18 412 18 412 412 1424 412 1424 412 1424 412 1424 412 1424 412 1424 412 1424 ' ' 412 1424 412 1424 Amount of Lead Pigment (Pounds) 70 385 70 385 300 100 325 100 325 100 300 100 325 100 325 100 300 100 300 100 300 100 -34* Date 1 1 6/ 6/ 3/ 10 8/ 8/ 10 8/ 5/ 7/ 3/ 1 (dat 10 10 6/ 6/ 3/ 3/ 0097-SWP-0072507 Rex No. 471 471 471 471 471 471 471 " 471 471 471 47! 471 Card No. 66 65 Air E> 65 64 65 Alt A 63 62 61 60 59 58 59 Alt A 59 Alt C 59 Alt B 58 Alt A S7 56 55 54 Brand Name, Color and Type SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP. Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White Lead Pigment Raw Materia! No. 412 1424 412 1424 412 1424 1411 or 412 1412 or 1424 . 1411 or 412 1412 nr 1424 412 - 412 1411 413 18 412 412 412 Amount of Lead Pigment (Pounds) 300 100 200 200 ZOO 200 400 200 200 400 200 200 200 475 425 200 25 475 475 200 "All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: toot 175vl -35- Date 3/1 3/0 2/2 1/1 1/1 1/1 8/0 4/1 11/ 9/0 9/0 9/1 9/0 8/1 8/0 4/0 0G07-SWP-0072508 Rex No. 47 i 471 471 471 ' 471 47! 471 471 471 471 471 471 Card No. 53 52 51 50 49 48 48 Alt A 47 Alt B 47 47 AH C 47 Alt A 46 46 Ait A 45 45 Ail A 44 Brand Name* Color and Type SWP, Gloss, White Lead Pigment Raw Material Nq , 412 or 511 SWF, Gloss, While 412 SWP, Gloss, White SWP, Gloss, While SWP, Gloss, While . SH or 412 18 412 18 18 SWP, Gloss, White SWP, Gloss, Wit ile 412 IS 18 SWP, Gloss, White IS SWP, Gloss, White . SWP, Gloss, White SWP, Gioss, White SWP, Gioss, While 51 i 18 ill 18 412 IS 412 IS *AH Rex numbers shown with an asterisk are John Lucas Co. Formulas. ft: toonrsvt -36- Amount or Lead Pigment (Pounds) 475 290 300 275 450 60 450 60 178 480 70 195 195 300 70 365 70 ' 509 159 509 159 Date 3/0 2/0 1/1 11/ 4/1 2/0 2/0 9/1 7/2 9/1 7/2 4/2 4/2 3/S 5/2 60StX00"aMS-i,fl0l) Rex No. 471 47! 47 i 47! 471 471 47t 471 47! 471 471 471 471 Card No. 43 42 43 Alt B 43 Alt A 42 Alt A 41 Alt B 4! Alt A 41 40 Alt A 40 40 Alt B 39 38 38 Alt A 38 AH C 38 Alt B 37 Brand Name, Color and Type SWP, Gloss, White SWP, Gloss, White SWF, Gloss, White SWP, Gloss, White SWP,Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWF, Gloss. White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White SWP, Gloss, White Lead Pigment Raw Material No. 412 18 511 18 IS 18 412 18 412 IS 412 18 18 412 18 412 18 412 18 18 412 . 18 Amount of Lead ' Pigment (Pounds) 480. 70 300 70 238 238 480 70 400 128 400 128 257 490 128 490 128 490 129 206 490 128 ''All Rex numbers shown with an asterisk ate John Lucas Co, Formulas. Ft: lOOltTSvi -37- Date o 6/1 9/1 6/1 6/1 10/ 1/1 9/2 9/1 9/2 6/2 1/2 10/ 9/2 3/0 1/2 8/1 0007-SWP-0072S10 Rex No. 47! 471 471 471 471 471 47! 471 1 471 471 '471 471 , Card No37 Alt B 36 All A 36 35 34- 33 32 31 29 30 28 27 26 25 24 23 . Brant! Name, Color and Type SWP, Gloss, White SWP, Gloss, White SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss white SWP, gloss while SWP, gloss while SWP, gloss white SWP, gloss white S.SSfP, gloss white SWP, gloss white *All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI. !OOI I75vl Lead Pigment Raw (Material Nfr 412 BW 102 412 13 412 13 412 18 412 iS 412 18 412 IS 412 BW 102 412 13 412 BW 102 BW 102 412 BW 102 412 Amount of Lead Pigment (Pounds) 490 ISO 490 150 490 123 490 128 225 . 236 392 372 590 370 470 526 500' 350 470 350 220 470 220 . 470 -38- Date o 9/2 7/2 7/2 10/ 4/0 1/1 1/1 12/ 9/2 10/ 7/1 5/1 7/1 4/ 1/ 9/1 00G7-SWP-0072511 Rex No. 471 471 47! 471 47 S 472 472 . 472 472 472 473 Card No. 23 22 21 20 19 IS 17 16 10,9,S Alt A S 7 6 4. 3 '2 1 1i 10 9- Brand INamef Color and Typo SWF, gloss white SWP, gloss while SWP, gloss white SWP, gloss white SWP, gloss while SWP, Mildew Resisting, White SWP, Mildew Resisting, White SWP, Mildew Resisting, White SWP, Mildew Resisting, White SWP, Mildew Resisting, White SWP, timing while , Lead Pigment Raw Material No. 412 BW 102 412 BW 102 412 ' BW 102 412 BW 102 412 IS 412 IS 412 IS 412 IS 412 18 412 412 1424 Amount of Lead Pigment (Pounds) 470 220 500 384 500 387 525 460 525 400 450 60 450 60 450 60 450 60 470 300 100 *AII Rex numbers shown with an asterisk are John Lucas Co, Formulas. PI: lomiTSvl -39- Date 9/ 7/ 4/ 6/ 5/ 12 9/ 5/ 10 6/ 3/ 10 6/ 5/ 1/ 3/ 6/ 8/ 7/ 6/ 11 0007-SWP-0072512 Rex No. 473 473 473 473 ' 474 474 474 474 474 474 Card No. 8 7 6 Ail A 6 5 Alt A 5 4 3 2 1 25 24 23 22 21 20 All A 20 19 18 17 16 15 14 13 12 11 10 Brand Name, Color and Typo SWP, tinting white SWP* tinting SWP, tinting SWP, Tinting white SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray * All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1001175V] Lead Pigment Raw Material No. 412 1424 412 1424 412 1424 412 1424 412 1424 412 or 413 1424 412 or 413 68C2 or 1424 or 6828 412 or 413 412 or 413 1424 or 1412 412 or 413 -40* Amount of Lead Pigment (Pounds) 300 100 300 100 300 100 200 200 300 100 300 100 300 100 440 350 50 440 Dale 6/ 5/ 4/ 4/ 3/ 10 6/ 4/ 10 8/ 7/ 6/ 10 6/ 6/ 3/ 10 7/ 6/ 4/ 2/ 1 1 1 5/ 3/ 12 0007-SWP-0072513 Rex No, 474 474 474 474 474 474 474 474 474 474 474 474 474 474 Card No. .9 8 7 6 5 4 Ait C 4 Ait B 4 4 All E 4 Ait A 4 Alt D 3 2 Ait A 3 Alt C 3 Alt B 3 Ait A 2 2 Ait B 1 Brand Name, Color and Type SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Cheisea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP* Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Chelsea Gray SWP, Cheisea Gray SWP, Chelsea Gray AH Rex numbers shown wish an asterisk are John Lucas Co. Formulas. PI: I00U75vl Lead Pigment Raw Material No. 413 or 412 511 412 511 511 IS 412 18 412 IS iS 412 IS 18 IS 412 IS 412 IS 412 18 412 IS -41- Amount of Lead Pigment (Pounds) 440 265 440 215 163 70 400 70 400 70 175 400 70 272 164 . 540 145 400 70 540 145 ' 400 70 ' Date 8/1 6/ 1/ 1/ 4/ 9/ 8/ 7/ 9/1 S/ 2/1 2/ 4/ 3/ 2/ 2/ 2/ 8/ HSciOQ-^MS-iOOO Rex No. 474 474 476 476 ' 476 476 477 477 477 477 477 . Card No. 1 Ait C 1 Alt B 1 AHA 8 7 6 5 4 3 2 4 Alt A 1 19 T8 17 AltF-2 17 17 Alt Y-l 16 IS Alt A IS 14 13 12 1! 10 9 Brand Name, Color and Type SWP, Chelsea Gray SWP, Chelsea Gray SWP, One Coat, White SWP One Coat, White SWP One Coat, White SWP One Coat* White SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray *AiI Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: SOOltJSvl Lead Pigment Raw Material No. !8 BW 102 18 412 412 412 412 412 1424 412 or 413 1424 412 or 413 1424 412 or 413 412 or 413 -42- Amount of Lead Pigment (Pounds) 140 82 210 4S0 460 460 460 165 165 165 165 165 165 330 330 Date o 11/ 11 6/1 12/ 10/ 5/1 10/ 6/2 3/1 3/1 3/0 2/2 12 12 3/2 10/ 3/ 9/0 5/0 11/ 5/1 3/3 12/ 8/1 8/1 0007-SWP-0072515 Rex No. 477 477 477 477 477 477 477 477 477 477 477 477 477 Card No. 8 7 6 5 4 Alt E 4 Alt C 4 Alt A 4 Alt D 3 3 Alt A 3 Alt C 3 Alt B 2 4 Alt B 4 2 Alt A 2 Alt B 1 Brand Name, Color and Type SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray SWP, Westchester Gray All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: leoinsvj Lead Pigment Raw Material No, 31! 412 412 18 511 18 412 IS 18 412 18 412 18 IS IS 412 18 412 18 412 IS 412 IS -43- Amount or Lead Pigment (Pounds) 198 330 300 53 163 70 400 70 175 400 70 540 145 272 164 400 70 400 70 540 145 400 70 Date o 6/0 1/2 1/0 4/2 9/1 9/1 S/0 9/1 2/1 2/1 4/0 3/2 2/0 8/0 7/3 2/0 2/0 8/2 9TSU00'<IMS-0eG Rex No. 477 478 478 478 478 478 478 478 478 478 478 478 Card No. 1 Alt B t AH A 23 22 21 20 19 18 All A 18 17 16 15 14 13 12 II 10 9 8 7 6 5 4 Alt C 3 Brand Name, Color and Type SWP, Westchester Gray SWP, Geneva Cream SWP, Geneva Cream SWP* Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream ' SWP, Geneva Cream 'Alt Rex numbers shown wills an asterisk are John Lucas Co. Formulas. PI: iOOIt75v| Lead Pigment Raw Materia! No. 18 68C6 412 1424 412 or 413 1424 412 or 413 1424 412 or413 412 or 413 1424 or 1412 412 or 4 S 3 413 or 412 511 412 511 18 412 18 -44- Amount or Lend Pigment (Pounds) 210 345 300 100 300 100 300 100 440 350 SO 440 440 265 440 163 70 400 70 Date o 11/ 11/0 8/2 7/2 6/1 10/ 6/1 3/1 10/ 6/1 4/0 2/2 1/2 1/1 12/ 5/1 3/3 12/ 8/1 6/6 1/2 4/2 9/1 2/1 asZiOO-JMS^OOG 1 Rex No. 478 478 478 478 478 478 478 478 478 . 478 478 479 479 479 Card No. 4 All A 4 AHD 4 AitB 4 4 Alt E 3 Alt B 3 Alt A 3 Alt C 2 2 Alt B 2 Alt A 1 1 All B 1 All A : 1 All C 26 25 24 Brand Name, Color and Type SWp, Geneva Cream SWP, Geneva Cream ' SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Geneva Cream SWP, Peart Gray _ SWP, Pearl Gray SWP, Pearl Gray *Ali Rex numbers shown wish an asterisk are John Lucas Co. Formulas. Pi: 30GUT5V1 Lead Pigment Raw Material No. 18 412 18 18 IS 412 18 412 IS 412 18 . 412 IS f 412 BW 102(18) 18 BW 102(18) 412 BW 102(18) IS 18 . -45- Amount of Lead Pigment (Pounds) 175 400 70 164 145 540 272 400 70 540 145 400 70 400 210 140 70 475 60 145.7 193 Bate 8 9/ 8/ 7/ 9/ 3 2/ 4 2/ 2 2 86 11 11 11 5 3 2/ Rex No. 479 479 479 479 479 479' 482 " 482 482 482 482 482 482 482 Card No. 23 22 22 Alt B 22 Alt A 13 12 14 13 12 Alt A 12 11 10 9 8 7 6 5 4 3 2 Brand Name, Color and Type SWP, Pearl Gray SWP, Pearl Gray SWP, Pearl Gray SWP, Pearl Gray SWP, Pearl Gray SWP, Pearl Gray SWP, Hillcrest green Lead Pigment Raw Material No.. 1140 1140 1140 BW 103 412 412 412 Amount of Lead Pigment (Pounds) 193 80 518 351 406 480 ' 40 SWP, Hillcrest green SWP, Hillcrest green ' SWP, Hillcrest green SWP, Hillcrest green SWP, Hillcrest green SWP, Hillcrest green '$WP, Hillcrest green 412 412 412 or 511 412 or 511 412 412 412 40 40 50 30 50 30 50 50 50 5 All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: 1001175VI -46- Date o 2/1 11 10/ 10/ 5/3 3/1 7/1 6/1 3/1 6/2 12/ 1/ 7/3 2/1 4/2 11/ 5/ 2/1 6- 10- fiisjaioviM s-iODo Rex No. 482 483 485 485 485 485 485 485 485 485 486 486 486 486 486 Card No. 2 Alt A 7 6 20 19 19 Ait B 19 Alt A IS 18 Alt A 17 16 19 IS 17 16 17 Alt A 15 14 13 12 Brand Name* Color and Type SWP, HiUtrest green SWP, Sagamore Green SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, #485 Warm Drab SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown SWP, Golden Brown *AH Rex numbers shown with an asterisk are John Lucas Co, Formulas. H: i00U7Svi Lead Pigmenl Raw Material No. 412 18 1140 1140 BWI02 BW102 BW 102 BW 102 BW 102 BW 102 412 1424 . 412 412 Amount of Lead Pigment (Pounds) 120 3 193 80 538 370 607 815 93 92 300 100 480 480 412 412 480 480 -47- Dale 1- 8-1 9211 10 10 9-2 9-2 7-2 510 9- 10 6312 10 1 3- 9007-SWP-0072520 -- | Rex No. 486 486 Card No. n 10 Brand Name, Color and Type SWP, Golden Brown SWP, Golden Brown 489 5 SWP, Tyrone Yellow 4 3 2 1 491 IS Family Paint, Light Gray 491 14 Family Paint, Light Gray 491 491 . 491 10 9 8 7 6 8 Alt B Family Paint, Light Gray Family Paint, Light Gray Family Paint, Light Gray 493 19 SWP, Woodland Brown 493 I S3 SWP, Woodland Brown 11 7/ 6 *A11 Rex numbers shown with an asterisk are John Lucas Co. Formulas, PI; IOOH7Svl Lead Pigment Raw Material No. 412 412 68C6 412 412 1140 41 IB 41 IB 18 412 -48- Amount of Lead Pigment (Pounds) 480 480 SO 490 490 58 490 390 3 30 Date o 6-1 7-1 5-3 8-3 1086-2 2-1 4-2 2- 711 6102-2 9-2 8-1 6-1 123-3 6-2 0007-S WP-0072521 Rex No. 493 Card No. 52 493 493 493 493 495 495 . 495 10 9 8 5 '. 4 3 2 .1 18 16 13 16 Alt A Brand Name, Color and Type SWP, Woodland Brown . Lead Pigment Raw Material No, 412 SWP, Woodland Brown 412 SWP, Woodland Brown SWP, Woodland Brown SWP, Woodland Brown SWP, Manor Brown SWP, Manor Brown 511 ar 412 412 412 IS 412 SWP, Manor Brown 412 495 IS SWP, Manor Brown 14 3 | 495 12 SWP, Manor Brown 1! 495 10 SWP, Manor Brown 9 jAIl Rest numbers shown with an asterisk are John Lucas Co. Formulas. Pt: loot I75vt 412 412 412 -49- Amount of Lead pigment (Pounds) 30 30 6 36 60 60 60 4 80 SO 80 50 80 Date o 6-4 6-13 1-5 5-17 4-23 3-1 11-1 4-8 8-2 8-1 11-2 6-4 . 3-1 8-1 6-!9 3-3 12-1 101-5 5-1 C TS^M -JM S-iO O O Rex No. 495 495 495 495 495 496 Card No. ? 6 5 4 3 2 1 60-57 Brand Name, Color and Type SWP, Manor Brown SWPi Manor Brown SWP, Manor Brown ' SWP, Manor Brown SWP, Manor Brown SWP,. Ivory Lead Pigment Raw Material No. 412 511 or 412 412 412 412 68C6 Amount of Lead j Pigment (Pounds) SO 50 so so 80 S 345 496 ' 496 496 496 56 55 54 53 52 51 AttA 51 50 49 SWP, Ivory SWP, Ivory . SWP, Ivory SWP, Ivory *All Rex numbers shown with an asterisk are John Lucas Co, Formulas, PI: IOOIHSv I 6SC6 412 1424 412 or 413 1424 412 or 413 1424 . -50- 345 300 100 300 100 300 100 Date 2-1 4- i11 610 8- 4 12 11 11 10 8- 7610 6310 64- 0007-SWP-0072523 Rex No. 496 496 496 496 496 496 496 496 496 496 (496 [496 Card No. 48 47 46 45 44 43 42 41 40 39 38 37 36 Alt A 36 Alt D 36 Alt B 36 36 Alt E 36 Alt C 35 34 Alt A 35 Ait A 35 Alt B 35 Alt C Brand Name, Color and Type SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP+ Ivory SWP, Ivory SWP, tvory SWP, Ivory SWP, Ivory . SWP, Ivory SWP, Ivory Lead Pigment Raw Material No, 412 or 413 412 or413 1424 or 1412 412 or 413 413 or 412 511 412 511 18 S3 412 IS 412 18 412 IS IS IS Amount of Lead Pigment (Pounds) 440 315 50 440 440 265 440 163 70 175 400 70 400 70 540 145 164 272 *A11 Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI; SMU75VI -51- Date 2-2 1-2 112 5-1 3-3 12 98-2 61-2 4-2 89-1 87-3 9-1 9-1 2-1 2- 2-1 3-2 4- 0007-SWF-0072524 Rex No. 496 496 496 496 496 496 496 496 496 496 496 496 Card No, 34 34 Alt B ' ' 33 33 Alt C 33 Alt B 33 Alt A 32 32 Alt A 31 Alt A 31 ' 30 Alt A 30 29 28 28 Alt C Brand Name, Color and Type SWF, Ivory SWP, Ivory SWP, (voty SWP, Ivory SWPt Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, ivory SWP, Ivory SWP, Ivory Lead Pigment Raw Material No. 412 ' IS 412 18 412 IS 18 BW 102(18} 18 412 18 412 18 412 or 511 18 413 or 412 IS 18 13 Amount of Lead Pigment (Pounds) 400 70 540 145 400 70 140 70 210 480 70 450 70 ' 380 190 198 410 85 60 68 *All Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: IOOH7Jvl -52- Date o 2-6 2-6 4-1 11-1 11 11 2-1 2-1 9-2 9-2 6-2 84-8 7-2 1-2 0007-SWP-0072525 Rex No. 496 496 496 496 496 496 496 496 496 496 496 496 496 Card No. 28 Ait A 28 Alt B 27 26 25 24 23 23 Alt B 23 Alt A 22 22 Alt A 21 20 Brand Name, Color and Type SWP, Ivory Lead Pigment Raw Material No. 413 IS SWP, Ivory 413 18 SWP, Ivory SWP, ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWP, Ivory SWF+ Ivory SWP, Ivory SWP, Ivory 18 18 18 BW 102(1140) 412 1140 1128 1140 412 BW102 412 BWI02 BW102 412 BW102 412 BWI02 Amount of Lead Pigment (Pounds) 438 97 410 85 60 145.7 193 193 466 127 5 517 530 392 430 574 759 466 148 466 147 All Rex numbers shown with an asterisk are John Lucas Co, Formulas. fl: ihOH75vj -53- Date 10 12 5 3 2 2 1 10 10 '9 9 7 5 0007-SWP-0072526 Rex No. 496 . 496 496 4% 496 498 690 690 757 757 757 757 Card No. 19 18 17 16 IS 14 13 4 9. 3 2 26 25 24 23 22 21 20 19 18 Brand Name, Color and Type SWP, Ivory Lead Pigment Raw Material No. 412 Amount of Lead Pigment (Pounds) 466 SWP, Ivory SWP. Ivory SWP, Ivory SWP, Ivory SWP, Moss Green Screen Enamel Green Cust: SW Co. Screen Enamel Green Cost; SW Co. Shingle Stain, Thatch Brown SW Co. Shingle Stain, Thatch Brown SW Co. Shingle Slain, Thatch Brown SW Co. Shingle Stain* Thatch Brown SW Co. 412 . 412 BW102 412D 412 412 18 IS 1424 1424 1424 1425 662 480 400 775 466 25 34 30 8 S 8 8 All Rex numbers shown wish an asterisk are John Lucas Co. Formulas, Pt: 1001175VI -54- Date 7-2 4111 63- 95 11 12 5- 2 410 21n- 964- 0007-SWP-0072527 Rex No. 761 763 763 . 763 763 765 765 765 765 765 Card No. 28 27 26 25 25 24 23 22 21 20 19 18 17 23 22 21 20 17 16 19 18 15 9 Brand Name, Color and Type Shingle Stain, Dark Green SW Co. Shingle Slain, Green SW Co. Shingle Stair, Green SWCo. Shingle Stain, Green SWCo. Shingle Stain, Green SW Co. Shingle Stain, Indian Red SWCo. Shingle Stain, Indian Red SWCo. Shingle Stain, Indian Red SWCo, Shingle Stain, Indian Red SW Co. Shingle Stain, Indian Red SWCo. Lead Pigment Row Material No. 1424 1424 1424 1424 142S or 1424 1424 1424 1424 1425 412 Amount of Lead Pigment (Pounds) s 8 s 8 8 8 8 8 8 3 *A1! Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: I00U75VI -55- Date 6-1 24-2 10- 24-2 102-1 I-I 11- 9-2 6- 4-2 24-2 102-1 9-2 6-2 i-1 11- 4-2 2-2 0007-SWP-0072528 Re* No. 766 766 768 768 771 771 771 771 771 794 Card No, 2 1 2 1 30 29 IS 27 26 25 24 21 23 22 20 19 18 17 16 15 3 2 Brand Name, Color and Type Shingle Stain, Thatch Brown SW Co. Shingle Stain, Thatch Brown SWCo. Shingle StainT Indian Red SW Co. Shingle Stain, Indian Red SWCo. Shingle Stain, gray SWCo. Shingle Stain, gray SWCo. Shingle Stain, gray SWCo. Shingle Stain, gray SWCo. Shingle Stain, gray SWCo. Shake paint, winter white SWCo. Lead Pigment Raw Material No, 1424 1425 or 1424 1424 1425 or 1424 412 412 412 . 412 412 412 Amount of Lead Pigment (Pounds) 6 6 6 6 228 228 228 228 228 200 *Ai! Rex numbers shown with an asterisk are John Lucas Co. Formulas. PI: IQ01l75v1 -56- Date 1- 6 1 6 32 66- 410 56- 1 11 676- 5 2- 76- 0007-SWP-0072529 Rex No. 794 795 795 796 796 797 797 798 798 799 799 Card No. 1 3 2 1 3 2 1 3 2 1 5 4 3 2 1 4 3 2 I ' " ..... Brand Name1 Cotor and Type Shake paint, winter white SWCo. Shake Paint, Desert Sand SWCo, Shake Paint, Desert Sand SWCo. Shake Paint, Columbia Green SWCo. Shake Paint, Columbia Green SW Co. Shake Paint, SurfGreen SWCo. Shake Paint, Surf Green SW Co. .Shake Paint, Feather Gray SWCo. " ' "" Lead Pigment Raw Material No. 412 412 412 . 412 412 412 412 412 Shake Paint, Feather Gray SW Co. Shake Paint, brown swco. Shake Paint, brown SW Co. 412 412 412 Amount of Lead Pigment (Pounds) 125 200 125 200 120 250 125 200 125 150 56 Ail Rex numbers shown with an asterisk are John Lucas Co. Formulas. FI: 1001175v I -57- Date 10- 7-2 6-1 10 7-2 610 .7610 111 7-2 6i0- 7 7- 610 0007-S W P -0 0 72330 Rex No. 910 910 910 910 910 911 913 913 913 913 A144S* 1559* Card No. 8 7 6 5 3 4 2 \ 1 S 7 6 5 4 3 2 1 3 1 Brand Name, Color and Type Brick and stucco, white SW Co. Lead Pigment Raw Material No. 412 Brick arid stucco, white SW Co. Brick and stucco, white SW Co. Brick and stucco, while SW Co. Brick and stucco, white SW Co. Brick and stucco, ivory SW Co. Brick and stucco, cream SW Co. 412 412 412 412 or 511 414 4S2 412 Brick and stucco, cream SW Co. Brick and stucco, cream SW Co. Brick and stucco, cream SW Co. Canvas Preservative Buff White Lead Paste in Oil-Basic Carbonate 412 412 412 ' 412 18 ' Amount of Lead Pigment (Pounds) 500 500 500 500 700 380 380 760 500 500 760 760 39 895 All Rex numbers shown with an asterisk are John Lucas Co, Formulas. PI: I00tt75vs -58- Date 7662311 5- 9- 8- 7669- 211 8 45/ 10 0OO7-SWP-0072531 i Rex No. MO-1582* Card No. 1 Brand Name* Color and Type Special Red Bootsopping Lead Pigment Raw Material No. 412 1621* 1684* A1772* 1774* A2296* A2296* 2604* A3263* 1 White Lead Whiting Fulty 9 1 Exterior Paint, white 412(E) IS I Gray Primer 315 ! Auto Filler, gray 9 4 Cinder Gray Exterior Paint IS ForCenteral Supply Company 1 Cinder Gray Exterior Paint 18 For Centeral Supply Company 1 White Lead Whiting Putty 18 4-1 Dura-Mix Floor and Deck Enamel, chestnut 9 A36I8* A36IS* 2 1 Marlyn Seal Color For Capitol Wallpaper Co. Marlyn Seal Color For Capitol Wallpaper Co, 412(E) 18 412(E) 18 A36I9* A3619* A369I* 2 I 2 Marlyn Trim Color For Capitol Wallpaper Co. Marlyn Trim Color For Capitol Wallpaper Co. Exterior Paint, white For US Government 412(E) 18 412(E) 18 18 *A]1 Rex numbers shown with an asterisk are John Lucas Co. Formulas. H: 1001175vl -59- Amount of Lead Pigment (Pounds) 141 86 527 545 578 492 273 342 73 35 685 335 395 193 581 284 363 177 740 Date 1/ 70 7/2 8/2 11 7/ 5/1 7/ 3/1 7/1 5/2 4/2 5/2 4/2 4/ 0007-SWP-0072532 Rex No. A3691* A3797* A4582* Card No. i 1 2-1 Brand Name, Color and Type Exterior Paint, while For US government Exterior paint-white For U.S. Government Lucolastic No. 2, red boottopping A6009* A6I 17* A6U7* A6198* ASS98* A62Q5* A62G5* A6205* A6205* A6246* 2 All A-l 3-1 4 2-1 6 4-3 11-7 6 5-4 3-2 2 Blue Lead Primer For Leonard Miller Tinted Gloss, Caribbean green For Export Tinted Gloss, Caribbean green For Export House Paint, white For Speedwell Paint & Wallpaper House Paint, white For Speedwell Paint & Wallpaper Gloss House Paint Prime White ForSpeedweii Paint & Wallpaper Gloss House Paim Prime White For Speedwell Paint & Wallpaper Gloss House Paint Prime White For Speedwell Paint & Wallpaper Gloss House Patitl Prime White ForSpeedweii Paint & Wallpaper House Paint, white For Speedwell Paint & Wallpaper. | *AH Rex numbers shown with m asterisk are John Lucas Co. Formulas. PT: i00H7Svi Lead Pigment Raw Material No. 412(E) IS 18 412 6815 412 68C6 68C6 6829 68A4 68A4 6805 6801. > 6829 -60- Amount of Lead Pigment (Pounds) 342 805 460 141 400 300 300 200 200 175 175 175 230 200 Date 4/ 12 7 2/ 1/ 9/ 1/ 11 1/ 7/ 10 5/ 1/3Q/59 th 5/ 2 8/ 3/ 8/ 1/ 11 5/ (1007-SWP-0072533 Re* No. A6283* A 6334* A6334* A6346* A6346* A6347* A6347* A6347* A6349* A6349* A6351 * Card No. 4-3 3-2 1 4-3 2-1 5 4-2 1 6-5 4-2 3 Brand Name, Color and Type Levittown Q.D. Dipping Primer For Builders Supply Q.D. Dipping primer for Levittown For Builders Supply Q.D. Dipping Primer for Levittown For Builders Supply One Coat White for Levittown For Builders Supply One Coat White for Levittown For North Shore Supply Co. ' Gloss House Paint, Mildew Resistant for 1 or 2 coat work For Speedwell Paint & Wallpaper Gloss House Paint, Mildew Resistant for 1 or . 2 coat work For Speedwell Paint & Wallpaper Gloss House Paint, Mildew Resistant for 1 or 2 coat work For Speedwell Fain! & Wallpaper 1 Coat House Paint for Levittown For Builders Supply Corp. 1 Coat House Faint for Levittown For Builders Supply Corp. Trim Color, Slate Gray for Levittown Lead Figment Raw Material No. 6805 68A4 68A4 6829 6829 6822 6829 6829 6829 6829 6829 *A11 Re* numbers shown wish an asterisk are John Lucas Co. Formulas. Pi: iQOiiTSvl -61- Amount of Lead Pigment (Pounds) 150 150 ISO 125 . 125 175 200 200 ' 225 12S 125 Date o 10/ 8/1 S/2 1/1 5/2 S/ 5/2 6/2 8/ 3/1 3/ 9/1 6/ 3/1 5/2 3/ 6/2 5/ 4/1 Rex No. A6377* A6569* A6570* 13288* 16129* 17460* 63708 63709 63710 63711 Card No. 7 Alt A-t 3-2 2 1 1 1 2 2 21 2 Brand Name, Color and Type "500" House Paint Primer Mildew Resistant, . while For John Lucas Trade Sales House Paint Exterior Primer, white For S. Yospin and Sons House Paint Exterior Gloss, white For S. Yospin and Sons Iron Paint Steel Color English Patent Drier, Paste 25% White Lead Putty For Trade in General Mildew Resistant SWP. driftwood gray For Export Mildew Resistant SWP, canyon rose For Export Mildew Resistant SWP, rock gray For Export Mildew Resistant SWP, dakota gray For Export Lead Pigment Raw Material No. 68A4 68A4 6829 9 412(E) 9 18 412 1424 412 1424 412 1424 412 1424 . Amount of Lead Pigment (Pounds) 125 175 200 43 50 260 HO 300 100 300 ' 100 300 100 300 100 Date of 11/17 8/4/ 9/2/ 8/12 2/24 10/1 4/21 ' 9-23 9-23 9-23 9-23 0007-SWP-0072534 *All Rex numbers shown with an asterisk are John Lucas Co. Formulas. Pi; 100lI7Svi -62- SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK THE CITY OF NEW YORK, THE NEW YORK CITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND HOSPITALS CORPORATION, Index No. 1436S/89 Plaintiffs, -against - LEAD INDUSTRIES ASSOCIATION, INC, ML INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC,, ATLANTIC RICHFIELD COMPANY, THE SHERWINWILLIAMS COMPANY, SCM CORPORATION, THE GLIDDEN COMPANY, AMERICAN CYANAMID AND FULLER-G-BRIEN CORPORATION, IAS Part 39 (Freedman, J.) Referee Roberts Defendants. RESPONSES OF THE SHERWIN-WILLIAMS COMPANY TO NEW YORK CITY HOUSING AUTHORITY'S MARCH 1999 NOTICES TO ADMIT AND INTERROGATORIES TO ALL DEFENDANTS Defendant The Sherwin-Williams Company hereby responds, pursuant to Rules 3123 and 3130-3133 of the New York Civil Practice Law and Rules and the March 12,1999 directive of Referee Roberts, to the New York City Housing Authority's ("NYCHA") March 1999 Notices to Admit and Interrogatories to All Defendants. GENERAL OBJECTIONS 1. These General Objections are incorporated into each of Sherwin-Williams' responses to the following Notices to Admit and Interrogatories (collectively, "NYCHA's disclosure requests") as though fully set forth. Notwithstanding the following objections, Sherwin-Williams will respond based on information known and appreciated by it as of the date PI: 101l009vt 0007-SWP-0072535 of its responses, subject to the ability to amend, supplement or withdraw those responses as necessary. 2. Sherwin-Williams objects to the extent the disclosure requests seek a final and complete response because disclosure is ongoing and additional facts remain to be learned. Sherwin-Williams further objects to the extent the disclosure requests seek a response based on all documents produced to date because of the size and recency of production. SherwinWilliams objects to the disclosure requests to the extent they seek to require a comprehensive examination of such documents. 3. Sherwin-Williams objects on the basis that some of the information requested by the disclosure requests likely was available in documents maintained by NYCHA or others, or was available via witnesses, but this information has been lost, destroyed or otherwise rendered unavailable by NYCHA's delay in filing this action and its failure to keep, protect or preserve this information. 4. Sherwin-Williams objects on the basis that some of the information requested by the disclosure requests might be contained in documents or known by witnesses that either NYCHA or the City of New York has failed or refused to disclose. In particular but without limitation, Sherwin-Williams objects because NYCHA has failed or refused to admit or otherwise appropriately respond to Notices to Admit and Interrogatories served on NYCHA. 5. Sherwin-Williams objects on the basis that NYCHA as plaintiff has the burden of proof on its claims and that the disclosure requests seek to impermissibly shift that burden onto Sherwin-Williams. 6. Sherwin-Williams objects to the disclosure requests because they seek information that is protected or privileged by the attorney-client privilege, the attorney work product privilege and the trial preparation privilege. PI: 10! tOOOvl -2- 0007-SWP-0072536 7. Sherwin-Williams objects to the disclosure requests because they are unlimited in time; Sherwin-Williams will respond for the time period from the date SherwinWilliams was incorporated until 1960. 8. Sherwin-Williams objects to Notices to Admit 105,106 and 110 through 142 because NYCHA has not been given leave to serve those notices. In addition, Sherwin-Williams objects to answering Interrogatories 1 through 3 except insofar as responsive information is identified in Sherwin-Williams* responses to the Notices to Admit. OBJECTIONS TO DEFINITIONS Objections to Definitions a, d, f, g, i, j, 1 and o. Sherwin-Williams objects to these definitions as overly broad, vague and ambiguous because it is not aware of the identity of "all divisions, facilities, associated and affiliated companies, subsidiaries, parents, holding companies, predecessors, successors, agents, employees, and persons presently or formerly acting on its behalf* with respect to the persons or entities purportedly encompassed by these Definitions and the neither the Definitions nor the Notices to Admit identify them. Objections to Definitions b and m, Sherwin-Williams objects to NYCHA's definitions of "Defendant," "you" and "Sherwin-Williams" as overly broad, vague and ambiguous and will respond with respect to Sherwin-Williams* divisions, facilities and affiliated companies, to the extent known and as to which information is known regarding them. Objections to Definitions h and n. Sherwin-Williams objects to NYCHA*s definitions of "white lead pigment" as overly broad and ambiguous and will respond as to white lead carbonate pigment and white lead sulfate pigment, dry or in oil. Sherwin-Williams further objects to NYCHA's use of the term "lead-based paint" and "white lead paints" and will respond based on paints that contained more than one percent by total weight of white lead pigment. PI: 10U009vl -3- 0007-SWP-0072537 RESPONSES TO REQUESTS FOR ADMISSION I. You know of no evidence showing the total or partial amount of white lead carbonate made by SCM and/or Glidden and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams objects to the term "partial amount" because it is too vague to allow Sherwin-Williams to meaningfully respond. Without prejudice to this objection, SherwinWilliams admits that it knows of no evidence showing the total amount of white lead carbonate made by SCM and/or Glidden and used in interior residential paints for any year from 1937 through 1954. 2. You know ofno evidence showing the total or partial amount of white lead carbonate made by Sherwin-Williams and used in interior residential paints for any year from 1937 through 1954. Sherwin-Williams objects to the term "partial amount" because it is too vague to allow Sherwin-Williams to meaningfully respond. Without prejudice to this objection, SherwinWilliams admits that it knows of no evidence showing the total amount of white lead carbonate made by Sherwin-Williams and used in interior residential paints for any year from 1937 through 1954. By way of further response, it is believed that virtually all of Sherwin-Williams' interior paints did not contain white lead pigments by no later than 1937. See, e.g,. Affidavit of John Heitmann dated April 1,1999 ("Heitmann Affi"), ffl 16-19 and accompanying exhibits. 3. You know ofno evidence showing the total or partial amount of white lead carbonate made by National Lead and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to National Lead. Pi: 1011009v| 0007-SWP-0O72538 -4- 4. You know of no evidence showing the total or partial amount of white lead carbonate made by John R. MacGregor Lead Co. and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to John R. MacGregor Lead Co. 5. You know of no evidence showing the total or partial amount of white lead carbonate made by IS&R and/or Anaconda and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to IS&R and/or Anaconda. 6. You know of no evidence showing the total or partial amount of white lead carbonate made by W.P. Fuller and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. I and restates it with respect to W.P. Fuller. 7. You know of no evidence showing the total or partial amount of white lead carbonate made by Eagle-Picher and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to Eagle-Picher. PI: 101 !009vl -5- ! 0007-SWP-0072539 8, You know of no evidence showing the total or partial amount of white lead carbonate made or sold by SCM and/or Glidden from 1937 through 1954 that was shipped to or sold in New York City. answ er : Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to shipments to or sales in New York City. 9. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by Sherwin-Williams from 1937 through 1947 that was shipped to or sold in New York City. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 2 and restates it with respect to shipments to or sales in New York City. By way of further answer, it is believed that Sherwin-Williams made comparatively few shipments to or sales in New York City. See, e.g,, Heitmann Aff., 91-96 and accompanying exhibits; Affidavit of Jerry A. Hausman dated April 1,1999, 24-30 ("Hausman Aff.") and accompanying exhibits. 10. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by National Lead from 1937 through 1954 that was shipped to or sold in New York City; ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 3 and restates it with respect to shipments to or sales in New York City. 11. You know of no evidence Showing the total or partial amount of white lead carbonate made or sold by John R. MacGregor Lead Co. from 1937 through 1954 that was shipped to or sold in New York City. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 4 and restates it with respect to shipments to or sales in New York City. PI: I01l009vl -6- 0007-SWP-0072540 ! 12. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by 1S&R and/or Anaconda from 1937 through 1946 that was shipped to or sold in New York City. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 5 and restates it with respect to shipments to or sales in New York City. 13. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by W.P, Fuller from 1937 through 1954 that was shipped to or sold in New York City. ANSWER: ' Sherwin-Williams incorporates its objection and response to Notice to Admit No, 6 and restates it with respect to shipments to or sales in New York City. 14. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by Eagle Picher from 1937 through 1954 that was shipped to or sold in New York City. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 7 and restates it with respect to shipments to or sales in New York City. 15. You have no evidence that SCM and/or Glidden advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 16. You have no evidence that Sherwin-Williams advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. PI: !0l!009vl -7- 0007-SWP-0072541 ANSWER: . Admitted. 17. You have no evidence that National Lead advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. .. 18. You have no evidence that John R. MacGregor Lead Co. advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 19. You have no evidence that IS&R and/or Anaconda advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 20. You have no evidence that W.P. Fuller advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 21. You have no evidence that the Lead Industries Association advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 22. You have no evidence that Eagle-Picher advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. PI: 1011009vl -8- 0007-SWP-0072542 ANSWER; Admitted 23. You have no evidence that SCM and/or Glidden intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER; Admitted. 24. You have no evidence that Sherwin-Williams intimidated or otherwise discouraged the publication of studies concerning lead. Admitted. 25. You have no evidence that National Lead intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: .. Admitted. 26. You have no evidence that John R. MacGregor Lead Co. intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: Admitted. 27. You have no evidence that 1S&R and/or Anaconda intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER; Admitted. 28. You have no evidence that W.P. Fuller intimidated or otherwise discouraged the publication of studies concerning lead. PI: I01l009vl .9. i 0007-SWP-0072543 ANSWER: Admitted. 29. You have no evidence that the LIA intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: Admitted. 30. You have no evidence that Eagle-Picher intimidated or otherwise discouraged the publication of studies concerning lead. Admitted. 31. You have no evidence that SCM and/or Glidden misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 32. You have no evidence that Sherwin-Williams misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 33. You have no evidence that National Lead misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: . Admitted. 34. You have no evidence that John R. MacGregor Lead Co. misrepresented any potential risks to children concerning exposure to lead-based paint. PI; JOUOOOvI -10- 0007-SWP-0072544 ANSWER: Admitted. 35. You have no evidence .that 1S&R and/or Anaconda misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 36. You have no evidence that W.P. Fuller misrepresented any potential risks to children concerning exposure to lead-based paint. Admitted. 37. You have no evidence that the LIA misrepresented any potential risks to children concerning exposure to lead-based paint. Admitted. 38. You have no evidence that Eagle-Picher misrepresented any potential risks to children concerning exposure to lead-based paint. Admitted. 39. You have no evidence that SCM and/or Glidden concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: '' Admitted. 40. You have no evidence that Sherwin-Williams concealed any potential risks to children concerning exposure to lead-based paint. PI: I0II009VI 0007-SWP-0072545 ANSWER; Admitted. 41. You have no evidence that National Lead concealed any potential risks to children concerning exposure to lead-based paint. AMS3BER? Admitted. 42. You have no evidence that John R. MacGregor Lead Co. concealed any potential risks to children concerning exposure to lead-based paint. ANSWER; - Admitted. . 43. You have no evidence that 1S&R and/or Anaconda concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 44. You have no evidence that W.P. Fuller concealed any potential risks to children concerning exposure to lead-based paint ANSWER; Admitted. 45. You have no evidence that the LIA concealed any potential risks to children concerning exposure to lead-based paint. ANSWER; Admitted. 46. You have no evidence that Eagle-Picher concealed any potential risks to children concerning exposure to lead-based paint Pit lOUOOSvt -12- 0007-S WP-0072546 AMSWER'1 Admitted. 47. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by SCM and/or Glidden. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 48. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Sherwin-Williams. ANSWER: ' Admitted. 49. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by National Lead. ANSWER: Denied. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999,51 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff., 92-95. 50. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by John R. MacGregor Lead Co. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 51. You know ofno information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by IS&R and/or Anaconda. PI; I011009vl ANSHRR: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 52. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by W.P. Fuller. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 53. You know of information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Eagle-Picher. Sherwin-Williams objects to this notice because it is ambiguous and unclear in that, contrary to the surrounding notices (which use the phrase "You know of no information"), this notice uses the phrase "You know of information." Sherwin-Williams responds as though this notice was intended to read as follows: "You know of n& information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Eagle-Picher." Sherwin-Williams denies this Notice as restated. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999, f 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aft, ff 92-95. 54. You know ofno information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by SCM and/or Glidden. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 55. You know ofno information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by Sherwin-Williams. ANSWER: Admitted. . PI: 10ll009vl -14- 0007-SWP-0072548 56. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by National Lead. ANSWER; ' Denied. See. e.g., Affidavit of Simon Chipkin dated March 30,1999, % 5; S-W Opp. Br. at n, 162 and accompanying text; Heitmann Aff., 92-95. 57. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by John R. MacGregor Lead Co. ANSWER: Specifically subject to and without prejudice to General Objections Nos. I through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 58. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by W.P. Fuller. Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 59. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by Eagle-Picher. Denied. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999, 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff., ff[ 92-95. 60. The only use, of which you have any information about, of any Sherwin-Williams' paint at Williamsburg Houses before 1955 was a gray buck primer used at Williamsburg Houses that contained lithopone and magnesium silicate as its pigments. (0008-LGA-000001325) PL !0l!009vt -15 - 0007-SWP-0072549 ANSWER: Admitted. 6 i. You know of no information indicating that SCM and/or Glidden bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 62. You know of no information indicating that Sherwin-Williams bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Admitted. ' 63. You know of no information indicating that National Lead bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Denied. , Affidavit of Simon Chipkin dated March 30,1999, H 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aft, 92-95. 64. You know ofno information indicating that John R. MacGregor Lead Co. bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: . Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 65. You know ofno information indicating that IS&R and/or Anaconda bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: " . Specifically subject to and without prejudice to General Objections 1 through 4 (relating, pi: 1011009vl -16- O0O7-SWP-OO7255O inlet alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 66. You know of no information indicating that W.P. Fuller bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. MSSOSB: Specifically subject to and without prejudice to General Objections 1 through 4 (relating, istel alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 67. You know of no information indicating that Eagle-Picher bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Denied. $, e.g., Affidavit of Simon Chipkin dated March 30,1999, % 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff., 92-95. 68. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of SCM and/or Glidden. ANSWER; Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity of all of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 69. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of Sherwin-Williams. ANSWER; Admitted. 70. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of National Lead. PI: 1011009v 1 -17- 0007-SWP-QG72551 AKSBBBt Denied. See, ag,, Affidavit of Simon Chipkin dated March 30, 1999, f 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann AfF., 92-95. 71. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of John R. MacGregor Lead Co. Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity of all of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections l through 4 (relating, inter glia, to loss, destruction or non-production of information). 72. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of W.P. Fuller. ANSWER: Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity of all of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 73. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of Eagle-Picher, ANSWER: . Denied. See, 4^, Affidavit of Simon Chipkin dated March 30,1999, % 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann AfF., 92-95. 74. You know of no information indicating that NYCHA at any time from 1937-1954 purchased for or used on the interiors of Williamsburg Houses, lead-based paint made or sold by: (a) Amsterdam Color Works (b) M.J. Merkin PI: 101!009v! -18 - 0007-SWP-0072S52 (c) Thompson -Porcelite Paint Co. . (d) Hoboken White Lead and Color Works (e) U.S. Gutta Percba (f) Muralo Co. (g) Nu-Enamel Corp. (h) Adelphi Paint and Color Works ANSWER: Sherwin-Williams objects that this Notice is vague and ambiguous in its use of the term "interiors." Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams states that it is aware that NYCHA specified or purchased (or planned to specify or purchase) paint for Williamsburg Houses from each of the identified entities, but is unable at present to admit or deny the specifics regarding such paint, including its composition or its ultimate use. 75. You have no evidence showing or suggesting that Dr. Joseph Aub at any time provided advice to any defendant that was in bad faith or not consistent with his professional judgment. ANSWER: Admitted. 76. You have no evidence showing or suggesting that Dr. Robert Kehoe at any time provided any defendant advice that was not in good faith or was not consistent with his professional judgment. ANSWER: ^ ... "- Admitted. 77. Each of the following lead pigments was not used in residential interior paints purchased or used by NYCHA at Williamsburg Houses from 1937 to 1954: (a) lead silicate (b) leaded zinc oxide PI: 10II009V1 -19- 0007-S WP-0072553 (c) leaded zinc (d) litharge (e) red lead . (f) lead sulfate (g) chrome yellow (h) chrome orange (i) chrome green (j) lead phosphate ANSWER: Denied. 78. With respect to each apartment at Williamsburg Houses for which NYCHA seeks to recover damages: (a) defendant cannot identify the year of manufacture or sale of any interior lead-based paint allegedly present (b) defendant cannot identify the year of manufacture or sale of any white lead pigment in interior paint allegedly present (c) defendant cannot identify the year during which any interior lead-based paint present there was applied (d) not all layers of interior paint contained lead pigment (e) there was no white lead pigment in the outermost layer of paint on any interior surface ANSWER: Sherwin-Williams objects because this Notice does not identify the specific apartments "for which NYCHA seeks to recover damages" and therefore Sherwin-Williams is unable to PI: lOUOCBvl -20- ! 0007-SWP-0072554 admit or deny this Notice. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 79. During the 1990s, you know of only three Department of Health reports of children who had elevated blood levels while living at Williamsburg Houses. ANSWER: Sherwin-Williams admits only that it knows of, at most, three reports of children with elevated blood levels while living at Williamsburg Houses, but denies that such reports linked the elevated blood levels to exposure to lead-based paint or white lead pigment, and Sherwin-Williams is further aware ofreports that no children living at Williamsburg Houses had elevated blood levels. 80. You have no evidence that any type of lead pigment other than white lead pigment was applied to the interior walls of apartments at Williamsburg Houses. ANSWER: Denied. 81. You have no evidence that any type of lead pigment other than white lead pigment was applied to the door frames of apartments at Williamsburg Houses. ANSWER: ' Denied. 82. You have no evidence that any type of lead pigment other than white lead pigment was applied to the baseboards of apartments at Williamsburg Houses. ANSWER: Denied. 83. You have no evidence that any type of lead pigment other than white lead pigment was applied to the bathroom doors of apartments at Williamsburg Houses. ANSWER; ' . Denied. 84. You have no evidence that any type of lead pigment other than white lead PI: 10ll009vt -21- 0007-SWP-0072555 pigment was applied to the heat risers of apartments at Williamsburg Houses. ANSWER: Denied. 85. You have no evidence that any type of lead pigment other than white lead pigment was applied to the window headers of apartments at Williamsburg Houses. ANSWER: Denied. 86. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to the interior walls of Williamsburg Houses. ANSWER: Denied. Based on the available information regarding NYCHA purchasing and specification practices, it is believed that a specific manufacturer was identified and approved at the time of purchase. 87. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any interior walls of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 88. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to any door frames inside apartments of Williamsburg Houses. ANSWER: '- Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 89. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any door frames inside apartments of Williamsburg Houses. Pi; 101 i009vl -22- 0007-SWP-0072556 ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 90. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to any baseboards inside apartments of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 91. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any baseboards inside apartments of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 92. Sherwin-Williams, ODP White Lead Use Instruction (SW 5052; included in Exh. 154 of Plaintiffs Affidavits in support of the December 31, 1998 motion) contains a 1941 date code. ANSWER: . Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the interpretation requested by this Notice, but specifically reserves the right to amend or supplement this response. 93. At some time during the period 1940-47, Sherwin-Williams recommended or promoted the use of its ODP white lead for interior surfaces. ANSWER: . Sherwin-Williams objects because this Notice does not adequately define the terms "recommended or promoted" or "interior surfaces" adequately and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible PI: lOHOOSvl -23- 0007-S WP-0072557 document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. 94. During the 1951-54 time period, the labels of some Sherwin-Williams* Lowe Brothers' paints containing white lead carbonate (32 SWP 16309-10,32 SWP 16315-16 included in Exh. 157 of Plaintiffs Affidavits) indicated that the paint could be used "For Exterior or Interior Use". ANSWER- Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, including whether the indicated labels were ever actually used on paints sold to the public, but specifically reserves the right to amend or supplement this response. By way of further response, Sherwin-Williams denies that the referenced documents contain the quoted phrase and further states that the documents contain statements that the products are "especially designed for priming exterior surfaces." 95. Sherwin-Williams published an article entitled "Dangers of White Lead" in the July 1904 issue of The SWP. (Exh. 9 of Plaintiffs' Affidavits). ANSWER: Sherwin-Williams objects that this Notice is not relevant to NYCHA's claims, but otherwise admits this Notice. 96. In a report entitled "An Industrial Hygiene Survey of the Kensington Plant of the Sherwin-Williams Company," Sept. 1,1937 to Nov. 15,1937, Dr. Carey P. McCord wrote to Sherwin-Williams thafauseful purpose has been served through the substitution of [lithopone] or other non-lead paint in the painting of the interiors of nurseries, kindergartens, etc., where some danger existed that immature persons might chew up flaked offlead, etc." (7-SWP-30455 included in Exh. 151 of Plaintiffs Affidavits). ANSWER: Sherwin-Williams objects that this Notice is not relevant to NYCHA's claims, but otherwise admits only that the referenced document contains the following statement: "a useful purpose has been served through the substitution of this paint or other non-lead paint in the painting of the interiors of nurseries, kindergartens, etc., where some danger existed that PI: tOHOOTv! -24- 0007-SWP-0072558 immature persons might chew up flaked off lead, etc." Sherwin-Williams is unable to otherwise admit or deny this Notice. 97. Sherwin-Williams made paints containing white lead carbonate for use on interior surfaces after receiving this report from Dr. McCord. ANSWER: Sherwin-Williams objects because this Notice does not adequately define the terms "paints containing white lead carbonate" or "interior surfaces" and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice as stated because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. Notwithstanding this objection and response, Sherwin-Williams admits only that it is aware of certain formula cards produced to NYCHA regarding paints with white lead carbonate pigment in the formula and that indicate certain interior or exterior uses, but Sherwin-Williams is not aware whether or the extent to which such paints were made or sold, or the use for which such paints were made or sold. As indicated in response to Notice No. 2, which is incorporated by reference, Sherwin-Williams believes that virtually all of its interior paints did not contain lead pigment by 1937 at the latest. SherwinWilliams specifically reserves the right to amend or supplement this response. 98. Sherwin-Williams continued to recommend using ODP white lead on interior surfaces after receiving this report from Dr. McCord. ANSWER: Sherwin-Williams objects because this Notice does not adequately define the terms "recommend" or "interior surfaces" adequately and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. 99. Dr. John A. Heitmann's statement in his affidavit in Brenner v. American Cvanamid that Sherwin-Williams had "ceased making interior lead paints even before the risk to children became known to it" is not accurate. ANSWER: Denied. Pi: |0M009vt -25- i 0007-SWP-0072559 100. In 1944 or 1945, IS&R and/or Anaconda distributed or circulated "The Story of Anaconda Electrolytic White Lead." (PNYCOOOOOOOI-PNYCOOO0OOO22). AMS.WER: Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 101. You have no evidence that Glidden participated in the Forrest Products - Better Paint Campaign. Specifically subject to and without prejudice to General Objections 1 through 4, this Notice is admitted at present. 102. As early, as 1924, Glidden manufactured, advertised, and sold a lead free paint known as "Zinc-O'Lith" which it advertised as non-poisonous. ANSWER: Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 103. John R. MacGregor Lead Co. did not produce or sell white lead pigments in any year prior to 1938. AMS3SER: * Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 104. You know of no evidence showing the percentage or any amount of white lead pigment made or sold by John R. MacGregor Lead Co. in any year from 1937 through 1954. Sherwin-Williams objects because this Notice is vague and ambiguous in that it does not define the term "percentage." Without prejudice to this objection, this Notice is denied. 105. John R. MacGregor Lead Co. produced red lead pigment. Pi: iOMOOSvl -26- 0007-SWP-0072560 1 ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 106. A company owned by American Cyanamid produced the following products: (a) chrome yellow (b) chrome green (c) chrome orange and/or (d) chrome red Sherwin-Williams incorporates its General Objection No. 8. Sherwin-Williams also objects because this Notice does not identify die "company" to which it refers. 107. Glidden, Sherwin-Williams, National Lead, John R. MacGregor Lead Co., IS&R and/or Anaconda, W.P. Fuller, and Eagle Pitcher account for one hundred percent of the white lead pigment produced in the United States for the period from 1937 through 1954. ANSWER: Denied. 108. You know of no evidence that white lead pigment manufactured by W.P. Fuller was used in any product applied to interior residential surfaces in the State ofNew York for any year from 1937-1954. ANSWER: Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 109. You have no evidence showing that white lead pigment manufactured by W.P. Fuller was used in paint manufactured by someone other than W.P. Fuller. ANSWER: - Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. PI: J01!009v! -27- 0007-SWP-0072561 110. At some point during the 1940s, the John R, MacGregor Lead Co. participated in the LLA's White Lead Promotional Campaign. ANSJKER: Sherwin-Williams incorporates its General Objection No. 8. 111. At some point during the 1950s, GHdden promoted the use of white lead pigment for use on interior surfaces. AHSWER: Sherwin-Williams incorporates its General Objection No. 8. 112. At some point during the 1950s, National Lead promoted the use of white lead pigment for use on interior surfaces. AMS3HSB: ' Sherwin-Williams incorporates its General Objection No. 8. 113. At some point during the 1950s, the LIA promoted the use of white lead pigment and/or paint containing white lead for use on interior surfaces. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 114. LIA has never produced, manufactured, or caused to be produced: (a) white lead pigments (b) white lead paints (c) white lead-in-oil (d) lead-based paints (e) any lead pigment ANSWER: . Sherwin-Williams incorporates its General Objection No. 8. 115. You have no information of the text of the proposed legislation or proposed PI: I01t009vl -28- 0007-SWP-0072562 regulation which was the subject matter of any of the defendant's lobbying activity: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) ANSWER; in the State of New York in 1955 Sherwin-Williams incorporates its General Objection No. 8. 3/115A. You do not have any information of the actual (verbatim) words spoken by any defendant's employee, board member or agent to any government official or legislator in connection with LLA's alleged lobbying activities: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) in the State of New York in 1955 (e) in New York City in 1954 ANSWER Sherwin-Williams incorporates its General Objection No. 8. 116. You do not have a transcript of any oral statement or a copy of any written statement made to or given to any government official or legislator by any defendant's employee, agent, or board member in connection with LIA's alleged lobbying activities: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) in the State of New York in 1955 PI: I0tl009vl . 29 - i j 0007-SWP-0072563 ANSWER; Sherwin-Williams incorporates its General Objection No. 8. 117. Other than the documents produced by defendants or included in NYCHA's exhibits, you have no other information about communications between the LIA and legislators and/or officials of the following governmental entities concerning any enacted or proposed lead-based paint or lead pigment law or regulation: (a) United States government (b) State of New York (c) City ofNew York (d) State of California (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Massachusetts (h) any other state or municipality ANSWER; Sherwin-Williams incorporates its General Objection No. 8. 118. In regard to the following entities, you have no information suggesting that any defendant's lobbying of legislators or government officials concerning any enacted or proposed lead pigment or lead-based paint law or regulation was conducted in an illegal or in an unethical manner: (a) United States government (b) State of New York (c) City ofNew York (d) State of California PI: iOUOOVvl -30- 0007-SWP-0072564 (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Pennsylvania (h) City of Philadelphia (i) Commonwealth of Massachusetts 0) any other state or municipality Sherwin-Williams incorporates its General Objection No. 8. 119. In regard to the following entities, you have no information suggesting that any defendant's lobbying of government officials concerning any enacted or proposed lead pigment or lead-based paint law or regulation was conducted in other than-a legally permissible manner: (a) United States government (b) State of New York (c) City of New York (d) State of California (e) State of Maryland (0 City ofBaltimore (g) Commonwealth of Pennsylvania 00 City of Philadelphia (i) Commonwealth of Massachusetts 0) any other state or municipality ANSWEB: Sherwin-Williams incorporates its General Objection No. 8. 120. In regard to the following entities, you lave no information suggesting that any of PI: 10! 1009v1 -31 - 0007-SWP-0072565 the defendants misrepresented any fact to any governmental official or legislator during its lobbying activities in connection with any enacted or proposed lead pigment or lead-based paint regulation or law: (a) United States government (b) State of New York (c) City ofNew York (d) State of California (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Pennsylvania (h) City of Philadelphia (i) Commonwealth of Massachusetts (j) any other state or municipality ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 121. The LIA failed to inform the public about all that it knew about the health risks posed to children from exposure to lead-based paint during the following time periods: (a) 1928 through 1937 (b) 1938 through 1948 (c) 1949 through 1954 (d) 1955 through 1960 ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 122. Unlike the 1937 LIA Conference on Lead Poisoning, the 1946 LIA Conference on PJ: tOllOOTvl -32- 6007-SWP-00Tf2566 1 Lead Poisoning was cosponsored by the LIA and the American Medical Association. ANSWER: .. Sherwin-Williams incorporates its General Objection No. 8. 123. During the period 1928 to 1954, the LIA never promulgated industry-wide specifications for the manufacture or production of the following items: (a) white lead pigments (b) white lead paints (c) white lead-in-oil (d) lead-based paints (e) any lead pigments ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 124. At some point during the 1928 to 1954 period, at least one of the following defendants or entities delegated responsibility for researching the health hazards of lead to the LIA: (a) National Lead Company (b) The Sherwin-Williams Company (c) The Glidden Company (d) IS&R and/or Anaconda (e) W.P. Fuller & Co. (f) John R. MacGregor Lead Company (g) Eagle-Picher Industries, Inc. ANSWER: Sherwin-Williams incorporates its General Objection No. 8.I H: |0llOO9vl -33- I 0007-SWF-0072567 i 125. At some point during the 1928 to 1954 period, at least one of the following defendants or entities delegated responsibility for developing warnings for lead-based paint products to the LIA: (a) National Lead Company (b) The Sherwin-Williams Company (c) The Glidden Company (d) IS&R and/or Anaconda (e) (f) (g) ANSWER: W.P. Fuller & Co. John R. MacGregor Lead Company Eagle-Picher Industries, Inc. Sherwin-Williams incorporates its General Objection No. 8. 126. Defendant has no information indicating that no tenant in any of NYCHA's housing units ever read any article on white lead pigment or white lead-based paint in or reprinted from "Lead Magazine." ANSWER: ' Sherwin-Williams incorporates its General Objection No. 8. 127. Defendant has no information indicating that no employee or official of NYCHA ever read any article on white lead pigment or white lead-based paint in or reprinted from "Lead Magazine." ANSWER: , Sherwin-Williams incorporates its General Objection No, 8. PI: 1011009v1 -34- 0007-SWF-0072568 128. Defendant has no evidence indicating that no employee or official of NYCHA ever read any article, book or pamphlet written or published by the LIA which is referred to in the Markowitz and Rosner Affidavit. Azmmt Sherwin-Williams incorporates its General Objection No. 8. 129. Defendant has no evidence indicating that no employee or official of NYCHA ever read any advertisement dealing with white lead pigment or white lead-based paints published by the LIA in any newspaper, periodical or magazine. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 130. Defendant has no evidence indicating that no employee or official of NYCHA ever read any of the advertisements referred to in the Markowitz and Rosner Affidavit which were placed in magazines, newspapers and periodicals by the LIA. ANSWER; Sherwin-Williams incorporates its General Objection No. 8. 131. Dr. Robert Kehoe of the Kettering Institute in Cincinnati, Ohio was a leading researcher in the United States in lead poisoning from the 1930's through the 1950's. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 132. Defendant has no evidence that any part of Dr. Robert Kehoe's research which was partially or wholly funded by contributions from the LLA was conducted in any way other than in accordance with accepted scientific research standards. ANSWER: Sherwin-Williams incorporates its General Objection No. 8, PI: iOllOCSvl -35- 0007-SWP-0072569 133. The LIA or an LIA official threatened to sue Dr. Randolph Byers during the 1940s. ANSWER: - Sherwin-Williams incorporates its General Objection No. 8. 134. At times from the late 1940's to the 1960's the LIA provided funds to Dr. Randolph Byers for his research into the health effects of lead on the human body and on children. ANSWER: ' Sherwin-Williams incorporates its General Objection No. 8. 135. There is at least circumstantial evidence suggesting that Dr. Randolph Byers' research on the health effects of lead was influenced by LIA's funding. Sherwin-Williams incorporates its General Objection No. 8. 136. You have no information suggesting that during the 1934-40 period the LIA ever informed any NYCHA employee or official about any potential risks posed to children from exposure to lead-based paint. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 137. From 1930 and from then on after, the LIA recommended that owners of cribs, toys and children's furniture not repaint such items with lead-based paint. ANSWER: ,. . Sherwin-Williams incorporates its General Objection No. 8. PI: tOUOWv! -36- G007-SWP-007257 138. In or about 1933, the LIA's Felix Wormser informed Drs. McKhann and Vogt that crib and toy manufacturers had been informed about the dangers of childhood lead poisoning. {Exh. 34 to NYCHA's Affirmation). ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 139. In 1934 and thereafter, the LIA recommended that manufacturers of children's toys and furniture not use lead-based paint on children's toys and furniture. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 140. You have no evidence that demonstrates that the LIA, during the 1930s or 1940s ever told Glidden and/or Sherwin-Williams to stop promoting lead-based paints for use on children's toys or furniture. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 141. There were no laws or regulations prohibiting the sale of white lead pigment or lead-based paint in the City of New York and State of New York until 1959. ANSWER:, Sherwin-Williams incorporates its General Objection No. 8. 142. Between 1937 and 1954 companies which manufactured lead-based paint for interior residential use did not always list lead as an ingredient on the labels of their cans of interior paint. ANSWER: . . Sherwin-Williams incorporates its General Objection No. 8. PI: lOlKXtfvl -37- \ \ 0007-SWP-00725n RESPONSE TO INTERROGATORY NO, 1 (a) Set forth all facts which you contend support your responses; (b) identify every person who has knowledge or information which you contend supports your responses and (c) produce every document which you contend supports your responses. ANSWER: Sherwin-Williams incorporates its General Objection Nos. 1 through 8. Where appropriate, Sherwin-Williams has provided additional information in its responses to the Notices to Admit. RESPONSE TOJNTERROGATORY NO, 2 Set forth all facts supporting the LIA's claim in it Notices to Admit No. 16 that the question of "warnings on lead-base paints was a subject of public debate and of proposed legislation or regulation" during the 1920s. ANSWER: Sherwin-Williams objects because this Interrogatory does not appear to be directed to Sherwin-Williams and therefore does not appear to seek a response from it. Sherwin-Williams incorporates its General Objection Nos. 1 through 8. RESPONSE TO INTERROGATORS ML3. State forth all facts supporting the LIA's claim in it Notices to Admit No. 57 that in 1930 "the LIA recommended that owners of cribs, toys and children's furniture not repaint such items with lead-based paint." Sherwin-Williams objects because this Interrogatory does not appear to be directed to Sherwin-Williams and therefore does not appear to seek a response from it. Sherwin-Williams incorporates its General Objection Nos. 1 through 8. PE: J0il009v! -38- 0007-SWP-0072572 Dated: April 12,1999 THE SHERWIN-WILLIAMS COMPANY, By its attorneys. Jane Rue Wittstein Kristi Midboe Miller Chris J. Lopata JONES, DAY, REAVIS & POGUE 599 Lexington Avenue 32nd Floor New York, NY 10022 (212) 326-3939 Charles H. Moellenberg, Jr. Mn Ei Jole JONES, DAY, REAVIS & POGUE 500 Grant Street Pittsburgh, PA 15219 (412) 391-3939 pi: l<m009vt -39- 0007-SWP-0072573 CERXIF-ICAIELOJ SERVICE I hereby certify that a true and correct copy of the Responses of the SherwinWilliams Company to New York City Housing Authority's March 1999 Notices to Admit and Interrogatories to All Defendants was served by express, overnight courier on John R. Low-Beer, counsel for the New York City Housing Authority, and was mailed by U.S. mail, postage prepaid, to the remaining counsel on the attached service list on April 12,1999. 0007-SWP-0072574 Attachment SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for Plaintiffs: John Low-Beer New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 Jeffrey Schanbach New York City Housing Authority 75 Park Place New York, NY 10007 Attorneys for FuIIer-O'Brien Charles W. Siragusa Crowley Barrett & Karaba 20 South Clark Street, Suite 2310 Chicago, IL 60603-1895 Mitchell D. Bernstein Moses & Singer 1301 Avenue of the Americas New York, NY 10019-6076 Attorneys for SCM/Giidden: G. Marc Whitehead Sonnenschein Nath & Rosenthal 8000 Sears Tower Chicago IL 60606 Michael T. Nilan Halieland Lewis Nilan Sipkins & Johnson 600 Pillsbury Center South Minneapolis, MN 55402 Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for LIA: Mark L. Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard O. Rosenthal Gilbert Segall & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCO: Philip H. Curtis Arnold & Porter 399 Park Avenue New York, NY 10022 Attorneys for American Cyanamid Company: Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103-0001 0007-SWP-0072575 ATLANTA BRUSSELS CHICAGO CLEVELAND COLUMBUS DALLAS FRANKFURT g eneva HONG KONG IRVINE LONDON LOS ANGELES NEW DELHI NEW YORK PARIS RIYADH TAIPEI TOKYO WASHINGTON 4524:vjl 589170-096-028 <1011263 1) JONES, DAY, REAVIS & POGUE SUITE 3100 500 GRANT STREET PITTSBURGH. PENNSYLVANIA 1521 OZS-9d TELEPHONE: 4 12-3*1-3939 FACSIMILE' 412<394'799* WRITER'S DIRECT NUMBER: (412) 394-7914 April 12,1999 John R. Low-Beer, Esq. Assistant Corporation Counsel Corporation Counsel of the City ofNew York 100 Church Street, Room 326N New York, NY 10007 Re: City of New York v. The Sherwin-Williams Company, et ai Dear Mr. Low-Beer: I am enclosing the Responses of the Sherwin-Williams Company to New York City Housing Authority's March 1999 Notices to Admit and Interrogatories to all Defendants. Very truly yours. Enclosure cc: All Counsel (w/enci) (via first class mail) 0007-SWF-9072576 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK THE CITY OF NEW YORK, THE NEW YORK CITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND HOSPITALS CORPORATION, Plaintiffs, -against - LEAD INDUSTRIES ASSOCIATION, INC., NL INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC., ATLANTIC RICHFIELD COMPANY, THE SHERWINWILLIAMS COMPANY, SCM CORPORATION, THE GLEDDEN COMPANY, AMERICAN CYANAMID AND FULLER-O-BRIEN CORPORATION, Defendants. Index No. 1436S/89 IAS Part 39 (Freedman, J.) Referee Roberts RESPONSES OF THE SHERWIN-WILLIAMS COMPANY TO NEW YORK CITY HOUSING AUTHORITY'S MARCH 1999 NOTICES TO ADMIT AND INTERROGATORIES TO ALL DEFENDANTS Defendant The Sbenvin-Williams Company hereby responds, pursuant to Rules 3123 and 3130-3133 of the New York Civil Practice Law and Rules and the March 12,1999 directive of Referee Roberts, to the New York City Housing Authority's ("NYCHA") March 1999 Notices to Admit and Interrogatories to All Defendants. GENERAL OBJECTIONS 1. These General Objections are incorporated into each of Sherwin-Williams' responses to the following Notices to Admit and Interrogatories {collectively, "NYCHA's disclosure requests") as though hilly set forth. Notwithstanding the following objections, Sherwin-Williams will respond based on information known and appreciated by it as of the date PI: 101 lO09vl 0007-SWP-0072577 of its responses, subject to the ability to amend, supplement or withdraw those responses as necessary. 2. Sherwin-Williams objects to the extent the disclosure requests seek a final and complete response because disclosure is ongoing and additional facts remain to be learned. Sherwin-Williams further objects to the extent the disclosure requests seek a response based on all documents produced to date because of the size and recency of production. SherwinWilliams objects to the disclosure requests to the extent they seek to require a comprehensive examination of such documents. 3. Sherwin-Williams objects on the basis that some of the information requested by the disclosure requests likely was available in documents maintained by NYCHA or others, or was available via witnesses, but this information has been lost, destroyed or otherwise rendered unavailable by NYCHA's delay in filing this action and its failure to keep, protect or preserve this information. 4. Sherwin-Williams objects on the basis that some of the information requested by the disclosure requests might be contained in documents or known by witnesses that either NYCHA or the City ofNew York has failed or refused to disclose. In particular but without limitation, Sherwin-Williams objects because NYCHA has failed or refused to admit or otherwise appropriately respond to Notices to Admit and Interrogatories served on NYCHA 5. Sherwin-Williams objects on the basis that NYCHA as plaintiff has the burden of proof on its claims and that the disclosure requests seek to impermissibly shift that burden onto Sherwin-Williams. 6. Sherwin-Williams objects to the disclosure requests because they seek information that is protected or privileged by the attorney-client privilege, the attorney work product privilege and the trial preparation privilege. PI: 101 t009vt -2- I 1 0007-SWP-0072578 7. Sherwin-Williams objects to the disclosure requests because they are unlimited in time; Sherwin-Williams will respond for the time period from the date SherwinWilliams was incorporated until I960, 8. Sherwin-Williams objects to Notices to Admit 105,106 and 110 through 142 because NYCHA has not been given leave to serve those notices. In addition, Sherwin-Williams objects to answering Interrogatories 1 through 3 except insofar as responsive information is identified in Sherwin-Williams' responses to the Notices to Admit. OBJECTIONS TO DEFINITIONS Objections to Definitions a, d, f, g, j, j, 1 and o. Sherwin-Williams objects to these definitions as overly broad, vague and ambiguous because it is not aware of the identity of "all divisions, facilities, associated and affiliated companies, subsidiaries, parents, holding companies, predecessors, successors, agents, employees, and persons presently or formerly acting on its behalf with respect to the persons or entities purportedly encompassed by these Definitions and the neither the Definitions nor the Notices to Admit identify them. Objections to Definitions b and m, Sherwin-Williams objects to NYCHA's definitions of "Defendant," "you" and "Sherwin-Williams" as overly broad, vague and ambiguous and will respond with respect to Sherwin-Williams' divisions, facilities and affiliated companies, to the extent known and as to which information is known regarding them. Objections to Definitions h and n. Sherwin-Williams objects to NYCHA's definitions of "white lead pigment" as overly broad and ambiguous and will respond as to white lead carbonate pigment and white lead sulfate pigment, dry or in oil. Sherwin-Williams further objects to NYCHA's use of the term "lead-based paint" and "white lead paints" and will respond based on paints that contained more than one percent by total weight of white lead pigment. Pi: lOllOOSvl -30007-SWP-9072579 RESPONSES TO REQUESTS FOR ADMISSION 1. You know of no evidence showing the total or partial amount of white lead carbonate made by SCM and/or Glidden and used in interior residential paints for any year from 1937 through L954. ANSWER: Sherwin-Williams objects to the term "partial amount" because it is too vague to allow Sherwin-Williams to meaningfully respond. Without prejudice to this objection, SherwinWilliams admits that it knows of no evidence showing the total amount of white lead carbonate made by SCM and/or Glidden and used in interior residential paints for any year from 1937 through 1954. 2. You know of no evidence showing the total or partial amount of white lead carbonate made by Sherwin-Williams and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams objects to the term "partial amount" because it is too vague to allow Sherwin-Williams to meaningfully respond. Without prejudice to this objection, SherwinWilliams admits that it knows ofno evidence showing the total amount of white lead carbonate made by Sherwin-Williams and used in interior residential paints for any year from 1937 through 1954. By way of further response, it is believed that virtually all of Sherwin-Williams' interior paints did not contain white lead pigments by no later than 1937. See, e.g.. Affidavit of John Heitmann dated April 1,1999 ("Heitmann Aff."), 16-19 and accompanying exhibits. 3. You know ofno evidence showing die total or partial amount of white lead carbonate made by National Lead and used in interior residential paints for any year from 1937 through 1954. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to National Lead. Pi: lOUOOSvt -4- 0007-SWP-0072580 4. You know of no evidence showing the total or partial amount of white lead carbonate made by John R. MacGregor Lead Co. and used in interior residential paints for any year from 1937 through 1954. ANSWER: . Sherwin-Williams incorporates its objection and response to Notice to Admit No. i and restates it with respect to John R. MacGregor Lead Co. 5. You know of no evidence showing the total or partial amount of white lead carbonate made by IS&R and/or Anaconda and used in interior residential paints for any year from 1937 through 1954. ANSWER; Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to IS&R and/or Anaconda. 6. You know of no evidence showing the total or partial amount of white lead carbonate made by W.P. Fuller and used in interior residential paints for any year from 1937 through 1954. ANSHSR: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to W.P. Fuller. 7. You know of no evidence showing the total or partial amount of white lead carbonate made by Eagle-Picher and used in interior residential paints for any year from 1937 through 1954. ANSWER: - ' Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to Eagle-Picher. PI: 101 !009vt -50007-SWP-0072581 8. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by SCM and/or Glidden from 1937 through 1954 that was shipped to or sold in New York City. Sherwin-Williams incorporates its objection and response to Notice to Admit No. 1 and restates it with respect to shipments to or sales in New York City. 9. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by Sherwin-Williams from 1937 through 1947 that was shipped to or sold in New York City. an sw er Sherwin-Williams incorporates its objection and response to Notice to Admit No. 2 and restates it with respect to shipments to or sales in New York City. By way of further answer, it is believed that Sherwin-Williams made comparatively few shipments to or sales in New York City. See, Heitmann Aft, I4! 91-96 and accompanying exhibits; Affidavit of Jerry A. Hausman dated April 1,1999, %% 24-30 ("Hausman Aff.") and accompanying exhibits. 10. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by National Lead from 1937 through 1954 that was shipped to or sold in New York City. ANSWER:' Sherwin-Williams incorporates its objection and response to Notice to Admit No. 3 and restates it with respect to shipments to or sales in New York City. 11. You know of no evidence showing the total or partial amount ofwhite lead carbonate made or sold by John R. MacGregor Lead Co. from 1937 through 1954 that was shipped to or sold in New York City. ANSWER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 4 and restates it with respect to shipments to or sales in New York City. PI: 10I!009v| - 6 - 0007-SWP-0072582 12. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by IS&R and/or Ajnaconda from 1937 through 1946 that was shipped to or sold in New York City. AHS3MER: Sherwin-Williams incorporates its objection and response to Notice to Admit No. 5 and restates it with respect to shipments to or sales in New York City. 13. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by W.P. Fuller from 1937 through 1954 that was shipped to or sold in New York City. Sherwin-Williams incorporates its objection and response to Notice to Admit No. 6 and restates it with respect to shipments to or sales in New York City. 14. You know of no evidence showing the total or partial amount of white lead carbonate made or sold by Eagle Picher from 1937 through 1954 that was shipped to or sold in New York City. Sherwin-Williams incorporates its objection and response to Notice to Admit No. 7 and restates it with respect to shipments to or sales in New York City. 15. You have no evidence that SCM and/or Glidden advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 16. You have no evidence that Sherwin-Williams advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. PI; 101 S009v! -7- 0007-SWP-0072583 AMSWEE; Admitted, 17. You have no evidence that National Lead advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: . Admitted. 18. You have no evidence that John R, MacGregor Lead Co, advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 19. You have no evidence that IS&R and/or Anaconda advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. AMSVTO: Admitted. 20. You have no evidence that W.P. Fuller advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 21. You have no evidence that the Lead Industries Association advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. ANSWER: Admitted. 22. You have no evidence that Eagle-Picher advertised or promoted the use of lead-based paints on children's toys or furniture during or after 1937. PI: 1011009vt 8- - 0907-SWP-0072584 Admitted. 23. You have no evidence that SCM and/or Glidden intimidated or otherwise discouraged the publication of studies concerning lead. AM3MEU Admitted. 24. You have no evidence that Sherwin-Williams intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER; Admitted. 25. You have no evidence that National Lead intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: Admitted. 26. You have no evidence that John R. MacGregor Lead Co. intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: Admitted. 27. You have no evidence that IS&R and/or Anaconda intimidated or otherwise discouraged the publication of studies concerning lead. Admitted. 28. You have no evidence that W.P. Fuller intimidated or otherwise discouraged the publication of studies concerning lead. PI: 1011009vl -9- 0997-SYVP-0072585 ANSWER: Admitted. 29. You have no evidence that the LIA intimidated or otherwise discouraged the publication of studies concerning lead, ANSWER; Admitted. 30. You have no evidence that Eagle-Picher intimidated or otherwise discouraged the publication of studies concerning lead. ANSWER: Admitted. 31. You have no evidence that SCM and/or Glidden misrepresented any potential risks to children concerning exposure to lead-based paint. Admitted. 32. You have no evidence that Sherwin-Williams misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: ' Admitted. 33. You have no evidence that National Lead misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 34. You have no evidence that John R. MacGregor Lead Co, misrepresented any potential risks to children concerning exposure to lead-based paint. PS; S011009vl -10- 0007-SWP-0072586 mmmi Admitted. 35. You have no evidence .that IS&R and/or Anaconda misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: . Admitted. 36. You have no evidence that W.P. Fuller misrepresented any potential risks to children concerning exposure to lead-based paint. Admitted. 37. You have no evidence that the LIA misrepresented any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 38. You have no evidence that Eagle-Picher misrepresented any potential risks to children concerning exposure to lead-based paint. , ANSWER: Admitted. 39. You have no evidence that SCM and/or Glidden concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 40. You have no evidence that Sherwin-Williams concealed any potential risks to children concerning exposure to lead-based paint. P!: 1QI 1009vS -11- 0007-SWP-0072587 ANSWER: Admitted. 41. You have no evidence that National Lead concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 42. You have no evidence that John R. MacGregor Lead Co. concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: -. Admitted. . 43. You have no evidence that IS&R and/or Anaconda concealed any potential risks to children concerning exposure to lead-based paint. ANSWER: Admitted. 44. You have no evidence that W.P. Fuller concealed any potential risks to children concerning exposure to lead-based paint. Admitted. 45. You have no evidence that the LIA concealed any potential risks to children concerning exposure to lead-based paint answ er : Admitted. 46. You have no evidence that Eagle-Picher concealed any potential risks to children concerning exposure to lead-based paint. PI: tdl I009vl -12- 0007-SWE-0072588 ANSWER: Admitted 47. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by SCM and/or Gtidden. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 48. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Sherwin-Williams. Admitted 49. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by National Lead ANSWER; Denied. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999,15; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff., 92-95. 50. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by John R. MacGregor Lead Co. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 51. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by IS&R and/or Anaconda. PI: t01I009v1 -13- 0007-S WP-0072589 ANSWER; Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 52. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by W.P. Fuller. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 53. You know of information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Eagle-Picher. ANSWER: Sherwin-Williams objects to this notice because it is ambiguous and unclear in that, contrary to the surrounding notices (which use the phrase "You know ofno information"), this notice uses the phrase 'You know of information." Sherwin-Williams responds as though this notice was intended to read as follows: "You know of fifi information indicating that NYCHA purchased or used at Williamsburg Houses any white lead pigment made by Eagle-Picher." Sherwin-Williams denies this Notice as restated. &SS, e.g.. Affidavit of Simon Chipkin dated March 30,1999, f 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aft, ff 92-95. 54. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by SCM and/or Glidden. ANSWER: ' Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 55. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by Sherwin-Williams. ANSWER: Admitted. PI: !011009vl - 14- 0007-SWP-0072590 56. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by National Lead. AKSWEB: Denied. Sss, &g,, Affidavit of Simon Chipkin dated March 30,1999, % 5* S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aft, %% 92-95. 57. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by John R. MacGregor Lead Co. ANSWER: Specifically subject to and without prejudice to General Objections Nos. 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 58. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by W.P. Fuller. ANSWER: : Specifically subject to and without prejudice to General Objections Nos. I through 4 (relating, inter alia, to loss, destruction or non-production of information), this Notice to Admit is admitted based on information known at this time. 59. You know of no information indicating that NYCHA purchased or used at Williamsburg Houses any white lead paint made by Eagle-Picher. ANSWER: ' Denied. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999, 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann AfF., ff 92-95. 60. The only use, of which you have any information about, of any Sherwin-Williams' paint at Williamsburg Houses before 1955 was a gray buck primer used at Williamsburg Houses that contained lithopone and magnesium silicate as its pigments. ' (0008-LGA-000001325) - i'&tPr PI: lOU009vl - 15- l 0007-SWP-0072591 ANSWER: Admitted. 61. You know of no information indicating that SCM and/or Glidden bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 62. You know of no information indicating that Sherwin-Williams bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Admitted. 63. You know of no information indicating that National Lead bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. Denied. e.g.. Affidavit of Simon Chipkin dated March 30,1999, % 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff, <f| 92-95. 64. You know of no information indicating that John R, MacGregor Lead Co. bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 65. You know of no information indicating that IS&R and/or Anaconda bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: Specifically subject to and without prejudice to General Objections 1 through 4 (relating, PI: 1011009vl 0007-SWP-0072592 inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. - 66. You know of no information indicating that W.P. Fuller bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. Specifically subject to and without prejudice to General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams admits this Notice at present. 67. You know ofno information indicating that Eagle-Picher bid to sell lead-based paint or white lead pigment to NYCHA from 1937-1954. ANSWER: . Denied. See. e.g.T Affidavit of Simon Chipkin dated March 30,1999, f 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff., ^ 92-95. 68. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of SCM and/or Glidden. ANSWER: Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity of all of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections l through 4 (relating, inter alia, to loss, destruction or non-production of information). 69. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of Sherwin-Williams. ANSWER: Admitted. 70. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of National Lead. PI; 1011009vl - 17- i 0007-SWP-0072593 ANSWER: Denied. &, e,g,, Affidavit of Simon Chipkin dated March 30,1999, ^ 5; S-W Opp, Br. at n. 162 and accompanying text; Heitmann Aff, 92-95. 71. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of John R. MacGregor Lead Co. ANSWER: Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity ofall of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 72. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of W.P. Fuller. ANSWER: Sherwin-Williams is unable to admit or deny this notice at present because it is not aware of the identity of all of the divisions or affiliates encompassed by this Notice and the Notice does not identify those divisions or affiliates. For this reason, Sherwin-Williams further objects that this Notice is vague and ambiguous. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 73. You know of no information indicating that NYCHA purchased or used any lead-based paint made by any division or affiliate of Eagle-Picher. ANSWER: Denied. See, e.g.. Affidavit of Simon Chipkin dated March 30,1999, % 5; S-W Opp. Br. at n. 162 and accompanying text; Heitmann Aff, "UU 92-95. 74. You know of no information indicating that NYCHA at any time from 1937-1954 purchased for or used on the interiors of Williamsburg Houses, lead-based paint made or sold by: (a) Amsterdam Color Works (b) M.J. Merkin PI: !0U 009v1 -18- I OOO7-SWP-O072594 (c) Thompson -Porcelite Paint Co. _ (d) Hoboken White Lead and Color Works (e) U.S. Gutta Percha (0 Muralo Co. (g) Nu-Enamel Corp. (h) Adelphi Paint and Color Works ANSWER: Sherwin-Williams objects that this Notice is vague and ambiguous in its use of the term "interiors." Specifically subject to and without prejudice to Genera! Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information), Sherwin-Williams states that it is aware that NYCHA specified or purchased (or planned to specify or purchase) paint for Williamsburg Houses from each of the identified entities, but is unable at present to admit or deny the specifics regarding such paint, including its composition or its ultimate use. 75. You have no evidence showing or suggesting that Dr. Joseph Aub at any time provided advice to any defendant that was in bad faith or not consistent with his professional judgment . ANSWER: Admitted. . 76. You have no evidence showing or suggesting that Dr. Robert Kehoe at any time provided any defendant advice that was not in good faith or was not consistent with his professional judgment. ANSWER: Admitted. 77. Each of the following lead pigments was not used in residential interior paints purchased or used by NYCHA at Williamsburg Houses from 1937 to 1954: (a) lead silicate (b) leaded zinc oxide PI: lOIIOOSvt - 19- 0007-SWP-0072595 (c) leaded zinc (d) litharge (e) red lead (f) lead sulfate (g) chrome yellow (h) chrome orange (i) chrome green (j) lead phosphate ANSWER; Denied. 78. With respect to each apartment at Williamsburg Houses for which NYCHA seeks to recover damages: (a) defendant cannot identify the year of manufacture or sale of any interior lead-based paint allegedly present (b) defendant cannot identify the year of manufacture or sale of any white lead pigment in interior paint allegedly present (c) defendant cannot identify the year during which any interior lead-based paint present there was applied (d) not all layers of interior paint contained lead pigment (e) there was no white lead pigment in the outermost layer of paint on any interior surface Sherwin-Williams objects because this Notice does not identify the specific apartments "for which NYCHA seeks to recover damages" and therefore Sherwin-Williams is unable to PI: tOUOOSvl -20- 0007-SWP-0072596 admit or deny this Notice. Sherwin-Williams additionally incorporates General Objections 1 through 4 (relating, inter alia, to loss, destruction or non-production of information). 79. During the 1990s, you know of only three Department of Health reports of children who had elevated blood levels while living at Williamsburg Houses. ANSWER: Sherwin-Williams admits only that it knows of, at most, three reports of children with elevated blood levels while living at Williamsburg Houses, but denies that such reports linked the elevated blood levels to exposure to lead-based paint or white lead pigment, and Sherwin-Williams is further aware ofreports that no children living at Williamsburg Houses had elevated blood levels. 80. You have no evidence that any type of lead pigment other than white lead pigment was applied to the interior walls of apartments at Williamsburg Houses. ANSWER; . Denied. 81. You have no evidence that any type of lead pigment other than white lead pigment was applied to the door frames of apartments at Williamsburg Houses. ANSWER: Denied. 82. You have no evidence that any type of lead pigment other than white lead pigment was applied to the baseboards of apartments at Williamsburg Houses. Denied. 83. You have no evidence that any type of lead pigment other than white lead pigment was applied to the bathroom doors of apartments at Williamsburg Houses. ANSWER: Denied. 84. You have no evidence that any type of lead pigment other than white lead . Pi: !0ii0O9vi -21- j 0007-SWP-0072597 pigment was applied to the heat risers of apartments at Williamsburg Houses. answ er ; Denied. 85. You have no evidence that any type of lead pigment other than white lead pigment was applied to the window headers of apartments at Williamsburg Houses. ANSWER: Denied. 86. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to the interior walls of Williamsburg Houses, ANSWER: . Denied. Based on the available information regarding NYCHA purchasing and specification practices, it is believed that a specific manufacturer was identified and approved at the time of purchase. 87. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any interior walls of Williamsburg Houses. Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 88. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to any door frames inside apartments of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 89. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any door frames inside apartments of Williamsburg Houses. PI: [OUOWvl -22- 00G7-S WP-0072598 ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 90. You have no evidence that any specific manufacturer of white lead-based paint produced any white lead paint that was applied to any baseboards inside apartments of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 91. You have no evidence that any specific manufacturer of white lead pigment produced any white lead pigment applied to any baseboards inside apartments of Williamsburg Houses. ANSWER: Sherwin-Williams' response to Notice to Admit No. 86 is incorporated in full. 92. Sherwin-Williams, ODP White Lead Use Instruction (SW 5052; included in Exh. 154 of Plaintiffs Affidavits in support of the December 31, 1998 motion) contains a 1941 date code. Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the interpretation requested by this Notice, but specifically reserves the right to amend or supplement this response. 93, At some time during the period 1940-47, Sherwin-Williams recommended or promoted the use of its ODP white lead for interior surfaces. ANSWER: ' Sherwin-Williams objects because this Notice does not adequately define the terms "recommended or promoted" or "interior surfaces" adequately and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible PI: 1011009vl -23- i 0007-SWP-0072599 document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. 94. During the 1951-54 time period, the labels of some Sherwin-Williams' Lowe Brothers' paints containing white lead carbonate (32 SWP 16309-10,32 SWP 16315-16 included in Exh. 157 of Plaintiffs Affidavits) indicated that the paint could be used "For Exterior or Interior Use". Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, including whether the indicated labels were ever actually used on paints sold to the public, but specifically reserves the right to amend or supplement this response. By way of further response, Sherwin-Williams denies that the referenced documents contain the quoted phrase and further states that the documents contain statements that the products are "especially designed for priming exterior surfaces." 95. Sherwin-Williams published an article entitled "Dangers of White Lead" in the July 1904 issue of The SWP. (Exh. 9 of Plaintiffs' Affidavits). Sherwin-Williams objects that this Notice is not relevant to NYCHA's claims, but otherwise admits this Notice. 96. In a report entitled "An Industrial Hygiene Survey of the Kensington Plant of the Sherwin-Williams Company," Sept. 1, 1937 to Nov. 15, 1937, Dr. Carey P. McCord wrote to Sherwin-Williams that "a useful purpose has been served through the substitution of [lithopone] or other non-lead paint in the painting of the interiors of nurseries, kindergartens, etc., where some danger existed that immature persons might chew up flaked off lead, etc." (7-SWP-30455 included m Exh. 151 of Plaintiffs Affidavits). AN?WDE: Sherwin-Williams objects that this Notice is not relevant to NYCHA's claims, but otherwise admits only that the referenced document contains the following statement: "a useful purpose has been served through the substitution of this paint or other non-lead paint in the painting of the interiors of nurseries, kindergartens, etc., where some danger existed that PI: 1011009vl -24- 0007-S WP-0072600 immature persons might chew up flaked off lead, etc." Sherwin-Williams is unable to otherwise admit or deny this Notice. 97. Sherwin-Williams made paints containing white lead carbonate for use on interior surfaces after receiving this report from Dr. McCord. ANSWER; Sherwin-Williams objects because this Notice does not adequately define the terms "paints containing white lead carbonate" or "interior surfaces" and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice as stated because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. Notwithstanding this objection and response, Sherwin-Williams admits only that it is aware of certain formula cards produced to NYCHA regarding paints with white lead carbonate pigment in the formula and that indicate certain interior or exterior uses, but Sherwin-Williams is not aware whether or the extent to which such paints were made or sold, or the use for which such paints were made or sold. As indicated in response to Notice No. 2, which is incorporated by reference, Sherwin-Williams believes that virtually all of its interior paints did not contain lead pigment by 1937 at the latest. SherwinWilliams specifically reserves the right to amend or supplement this response. 98. Sherwin-Williams continued to recommend using ODP white lead on interior surfaces after receiving this report from Dr. McCord. Sherwin-Williams objects because this Notice does not adequately define the terms "recommend" or "interior surfaces" adequately and therefore Sherwin-Williams cannot admit or deny this Notice. Furthermore, Sherwin-Williams is unable to admit or deny this Notice because it is not aware of anyone with personal knowledge of, or any admissible document that states, the facts requested by this Notice, but specifically reserves the right to amend or supplement this response. 99. Dr. John A. Heitmann's statement in his affidavit in Brenner v. American : Sherwin-Williams had "ceased making interior lead paints even before the risk to children became known to it" is not accurate. ANSWER; Denied. PI: !OU009v1 -25- 0OO7-SWP-OO726O1 100. In 1944 or 1945, IS&R and/or Anaconda distributed or circulated "The Story of Anaconda Electrolytic White Lead." (PNYC00000001-PNYC000000022). AMR; Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 101. You have no evidence that Glidden participated in the Forrest Products - Better Paint Campaign. Specifically subject to and without prejudice to General Objections 1 through 4, this Notice is admitted at present. 102. As early, as 1924, Glidden manufactured, advertised, and sold a lead free paint known as "Zinc-O'Lith" which it advertised as non-poisonous. ANSWER: Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 103. John R. MacGregor Lead Co. did not produce or sell white lead pigments in any year prior to 1938. ANSWER: ' Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 104. You know of no evidence showing the percentage or any amount of white lead pigment made or sold by John R. MacGregor Lead Co. in any year from 1937 through 1954. Sherwin-Williams objects because this Notice is vague and ambiguous in that it does not define the term "percentage." Without prejudice to this objection, this Notice is denied. 105. John R. MacGregor Lead Co. produced red lead pigment. PI: SOI t009vt -26- 00G7-&WP-0072602 ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 106. A company owned by American Cyanamid produced the following products: (a) chrome yellow (b) chrome green (c) chrome orange and/or (d) ANSWER,: chrome red Sherwin-Williams incorporates its General Objection No. 8. Sherwin-Williams also objects because this Notice does not identify die "company'* to which it refers. 107. Glidden, Sherwin-Williams, National Lead, John R. MacGregor Lead Co., IS&R and/or Anaconda, W.P. Fuller, and Eagle Pitcher account for one hundred percent of the white lead pigment produced in the United States for the period from 1937 through 1954. ANSWER: . Denied. 108. You know of no evidence that white lead pigment manufactured by W.P. Fuller was used in any product applied to interior residential surfaces in the State ofNew York for any year from 1937-1954. Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. 109. You have no evidence showing that white lead pigment manufactured by W.P. Fuller was used in paint manufactured by someone other than W.P. Fuller. ANSWER: ' Sherwin-Williams is unable to admit or deny this Notice because it does not possess sufficient facts. PI: IOHOOSv I -27- i 0007-SWP-0072603 110. At some point during the 1940s, the John R. MacGregor Lead Co, participated in the LIA's White Lead Promotional Campaign. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 111. At some point during the 1950s, GHdden promoted the use of white lead pigment for use on interior surfaces. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 112. At some point during the 1950s, National Lead promoted the use of white lead pigment for use on interior surfaces. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 113. At some point during the 1950s, the LIA promoted the use of white lead pigment and/or paint containing white lead for use on interior surfaces. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 114. LIA has never produced, manufactured, or caused to be produced: (a) white lead pigments (b) white lead paints (c) white lead-in-oil (d) lead-based paints (e) any lead pigment Sherwin-Williams incorporates its General Objection No. 8. 115. You have no information of the text of the proposed legislation or proposed PI: tot t009vl -28- regulation which was the subject matter of any of the defendant's lobbying activity: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) in the State of New York in 1955 Sherwin-Williams incorporates its General Objection No. 8. 3/115A. You do not have any information of the actual (verbatim) words spoken by any defendant's employee, board member or agent to any government official or legislator in connection with LIA's alleged lobbying activities: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) in the State of New York in 1955 (e) in New York City in 1954 ANSWER; ' Sherwin-Williams incorporates its General Objection No. 8. 116. You do not have a transcript of any oral statement or a copy of any written statement made to or given to any government official or legislator by any defendant's employee, agent, or board member in connection with LIA's alleged lobbying activities: (a) in Massachusetts in 1933 (b) in California in 1945 (c) in Maryland in 1950 (d) in the State of New York in 1955 PI: !OU009vl I1 0007-SWTP-0072605 ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 117. Other than the documents produced by defendants or included in NYCHA's exhibits, you have no other information about communications between the LIA and legislators and/or officials of the following governmental entities concerning any enacted or proposed based paint or lead pigment law or regulation: (a) United States government (b) State ofNew York (c) City of New York (d) State of California (e) State of Maryland (0 City of Baltimore (g) Commonwealth of Massachusetts (h) any other state or municipality ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 118. In regard to the following entities, you have no information suggesting that any defendant's lobbying of legislators or government officials concerning any enacted or proposed lead pigment or lead-based paint law or regulation was conducted in an illegal or in an unethical manner: (a) United States government (b) State of New York (c) City of New York (d) State of California PI: 1011009vt -30- i O007-SWP-OO726O6 (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Pennsylvania (h) City of Philadelphia (i) Commonwealth of Massachusetts (j) any other state or municipality ANSWER; Sherwin-Williams incorporates its General Objection No, 8. 119. In regard to the following entities, you have no information suggesting that any defendant's lobbying of government officials concerning any enacted or proposed lead pigment or lead-based paint law or regulation was conducted in other than-a legally permissible manner: (a) United States government (b) State of New York (c) City of New York (d) State of California (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Pennsylvania (h) City of Philadelphia (i) Commonwealth of Massachusetts (j) any other state or municipality ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 120. In regard to the following entities, you have no information suggesting that any of pi: iotioo9vt -31- | Q007-SWP-0072607 the defendants misrepresented any fact to any governmental official or legislator during its lobbying activities in connection with any enacted or proposed lead pigment or lead-based paint regulation or law: (a) United States government (b) State of New York (c) City ofNew York (d) State of California (e) State of Maryland (f) City of Baltimore (g) Commonwealth of Pennsylvania (h) City of Philadelphia . (i) Commonwealth of Massachusetts (j) any other state or municipality ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 121. The LIA failed to inform the public about all that it knew about the health risks posed to children from exposure to lead-based paint during the following time periods: (a) 1928 through 1937 (b) 1938 through 1948 (c) 1949 through 1954 (d) 1955 through 1960 ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 122. Unlike the 1937 LIA Conference on Lead Poisoning, the 1946 LIA Conference on Pi: 1011009vJ -32- 0007-SWP-0072608 Lead Poisoning was cosponsored by the LIA and the American Medical Association. ANSWER: Sherwin-Williams incorporates its Genera! Objection No. 8. 123. During the period 1928 to 1954, the LIA never promulgated industry-wide specifications for the manufacture or production of the following items: (a) white lead pigments (b) white lead paints (c) white lead-in-oil (d) lead-based paints (e) any lead pigments Sherwin-Williams incorporates its General Objection No. 8. 124. At some point during the 1928 to 1954 period, at least one of the following defendants or entities delegated responsibility for researching the health hazards of lead to the LIA: (a) National Lead Company (b) The Sherwin-Williams Company (c) The Glidden Company (d) IS&R and/or Anaconda (e) W.P. Fuller & Co. (0 John R. MacGregor Lead Company (g) Eagle-Picher Industries, Inc. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. PI; 1011009vl -33- i Q007-SWP-OO726Q9 125. At some point during the 1928 to 1954 period, at least one of the following defendants or entities delegated responsibility for developing warnings for lead-based paint products to the LIA; (a) National Lead Company (b) The Sherwin-Williams Company (c) The Glidden Company (d) IS&R and/or Anaconda (e) W.P. Fuller & Co. (f) John R. MacGregor Lead Company (.g) Eagle-Picher Industries, Inc. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 126. Defendant has no information indicating that no tenant in any of NYCHA's housing units ever read any article on white lead pigment or white lead-based paint in or reprinted from "Lead Magazine." ANSWER: , Sherwin-Williams incorporates its General Objection No. 8. 127. Defendant has no information indicating that no employee or official of NYCHA ever read any article on white lead pigment or white lead-based paint in or reprinted from "Lead Magazine." ANSWER: Sherwin-Williams incorporates its General Objection No. 8. PI: !0ll009v! -34- 3 0007-SWP-0072610 128. Defendant has no evidence indicating that no employee or official of NYCHA ever read any article, book or pamphlet written or published by the LIA which is referred to in the Markowitz and Rosner Affidavit. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 129. Defendant has no evidence indicating that no employee or official of NYCHA ever read any advertisement dealing with white lead pigment or white lead-based paints published by the LIA in any newspaper, periodical or magazine. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 130. Defendant has no evidence indicating that no employee or official ofNYCHA ever read any of the advertisements referred to in the Markowitz and Rosner Affidavit which were placed in magazines, newspapers and periodicals by the LIA. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 131. Dr. Robert Kehoe of the Kettering Institute in Cincinnati, Ohio was a leading researcher in the United States in lead poisoning from the 1930's through the 1950's. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 132. Defendant has no evidence that any part of Dr. Robert Kehoe's research which was partially or wholly funded by contributions from the LIA was conducted in any way other than in accordance with accepted scientific research standards. ANSWER:. . Sherwin-Williams incorporates its General Objection No. 8. PI: I0lt009vl -35 - 0007-SWP-00726I1 133. The LIA or an LIA official threatened to sue Dr. Randolph Byers during the 1940s. ANSWER: Sherwin-Williams incorporates its General Objection No, 8. 134. At times from the late 1940's to the 1960's the LIA provided funds to Dr. Randolph Byers for his research into the health effects of lead on the human body and on children. Sherwin-Williams incorporates its General Objection No. E. 135. There is at least circumstantial evidence suggesting that Dr. Randolph Byers' research on the health effects of lead was influenced by LIA's funding. ANSWER: _ Sherwin-Williams incorporates its General Objection No. 8. 136. You have no information suggesting that during the 1934-40 period the LIA ever informed any NYCHA employee or official about any potential risks posed to children from exposure to lead-based paint ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 137. From 1930 and from then on after, the LIA recommended that owners of cribs, toys and children's furniture not repaint such items with lead-based paint ANSWER:' Sherwin-Williams incorporates its General Objection No. 8. P!: 10ilOO9vl -36- 0007-SWP-0072612 138. In or about 1933, the LlA's Felix Wormser informed Drs. McKhann and Vogt that crib and toy manufacturers had been informed about the dangers of childhood lead poisoning. (Exh. 34 to NYCHA's Affirmation). ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 139. In 1934 and thereafter, the LIA recommended that manufacturers of children's toys and furniture not use lead-based paint on children's toys and furniture. ANSWER: - Sherwin-Williams incorporates its General Objection No. 8. 140. You have no evidence that demonstrates that the LIA, during the 1930s or 1940s ever told Glidden and/or Sherwin-Williams to stop promoting lead-based paints for use on children's toys or furniture. ANSWER: . Sherwin-Williams incorporates its General Objection No. 8. 141. There were no laws or regulations prohibiting the sale of white lead pigment or lead-based paint in the City of New York and State of New York until 1959. ANSWER: Sherwin-Williams incorporates its General Objection No. 8. 142. Between 1937 and 1954 companies which manufactured lead-based paint for interior residential use did not always list lead as an ingredient on the labels of their cans of interior paint ANSWER: Sherwin-Williams incorporates its General Objection No. 8. PI; 1011009V l -37- 0007-SWP-0072613 RESPONSE TQJNJEBROGATORY NO. t (a) Set forth all facts which you contend support your responses; (b) identify every person who has knowledge or information which you contend supports your responses and (c) produce every document which you contend supports your responses. AMSSHSR; ' Sherwin-Williams incorporates its General Objection Nos. 1 through 8. Where appropriate, Sherwin-Williams has provided additional information in its responses to the Notices to Admit. Set forth all facts supporting the LIA's claim in it Notices to Admit No. 16 that the question of "warnings on lead-base paints was a subject of public debate and of proposed legislation or regulation" during the 1920s. ANSWER: Sherwin-Williams objects because this Interrogatory does not appear to be directed to Sherwin-Williams and therefore does not appear to seek a response from it. Sherwin-Williams incorporates its General Objection Nos. 1 through 8. RESPONSE TO INTERROGATORY NO. 3 State forth all facts supporting the LIA's claim in it Notices to Admit No. 57 that in 1930 "the LIA recommended that owners of cribs, toys and children's furniture not repaint such items with lead-based paint." ANSWER: Sherwin-Williams objects because this Interrogatory does not appear to be directed to Sherwin-Williams and therefore does not appear to seek a response from it. Sherwin-Williams incorporates its General Objection Nos. t through 8. PI: 101t009vt -38- O007-SWP-0O72614 Dated: April 12,1999 THE SHERWIN-WILLIAMS COMPANY, By its attorneys, Jane Rue Wittstein Kristi Midboe Miller Chris J. Lopata JONES, DAY, REAVIS & POGUE 599 Lexington Avenue 32nd Floor New York, NY 10022 (212) 326-3939 PaulVi. Po% Charles H. Moellenberg, Jr. [jhn E?v Iole JONES, DAY, REAVIS & POGUE 500 Grant Street Pittsburgh, PA 15219 (412)391-3939 pi: lOHOOSvl -39- \ oooi-sw-M''*15 I hereby certify that a true and correct copy of the Responses of the SherwinWilliams Company to New York City Housing Authority's March 1999 Notices to Admit and Interrogatories to All Defendants was served by express, overnight courier on John R. Low-Beer, counsel for the New York City Housing Authority, and was mailed by U.S. mail, postage prepaid, to the remaining counsel on the attached service list on April 12,1999. 0007-SWP-0072616 Attachment SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for Plaintiffs: John Low-Beer New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 Jeffrey Schanbach New York City Housing Authority 75 Park Place New York, NY 10007 Attorneys for Fuller-O'Brien Charles W. Siragusa Crowley Barrett & Karaba 20 South Clark Street, Suite 2310 Chicago,IL 60603-1895 Mitchell D. Bernstein Moses & Singer 1301 Avenue of the Americas New York, NY 10019-6076 Attorneys for SCM/GSidden: G. Marc Whitehead Sonnenschein Nath & Rosenthal 8000 Sears Tower Chicago IL 60606 Michael T. Nilan Halleland Lewis Nilan Sipkins & Johnson 600 Pillsbury Center South Minneapolis, MN 55402 Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for LIA: Mark L. Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard O. Rosenthal Gilbert Segall & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCO: Philip H. Curtis Arnold & Porter 399 Park Avenue New York, NY 10022 Attorneys for American Cyanamid Company: Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103-0001 0007-S WP-0072617 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK THE CITY OF NEW YORK, THE NEW YORK CITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND HOSPITALS CORPORATION, i Plaintiffs, - against - x > Index No. 14365/S9 IAS Part 39 Justice Freedman LEADfNDUSTRIES ASSOCIATION, INC., NL INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC., ATLANTIC RICHFIELD COMPANY, THE SHERWIN-WILLIAMS COMPANY, SCM CORPORATION, THE GLIDDEN COMPANY, AMERICAN CYANAMID and FULLER-OBRIEN CORPORATION, Defendants. --,------------------------------------------------------------------------ x ** Referee Roberts DEFENDANT THE SHERWIN-WILLIAMS COMPANY'S RESPONSES TO PLAINTIFFS' DECEMBER 1998 INTERROGATORIES . In accordance with the Referee's Pretrial Order No. 40, The Sherwin-Williams Company (''Sherwin-Williams") provides these supplemental responses to Plaintiffs' December 1998 Interrogatories. These responses are subject to, limited by and without waiver of Sherwin- Williams' Objections to Disclosure, which are set forth following Sherwin-Williams' previous responses and are incorporated into these responses, and its prior responses. SUPPLEMENTAL RESPONSES TO INTERROGATORIES Sherwin-Williams is responding based on Referee's Pretrial Order No. 40, which provided Sherwin-Williams with five business days to respond to interrogatories that plaintiffs served at approximately 6 p.m. on December 3. Sherwin-Williams has undertaken a good faith and diligent effort to provide responses. PI; 1005441 vl I .r > i 0007-SWP-0072618 The microfilmed financial documents addressed by these interrogatories involve the time period from approximately 1929 through 1949. Accordingly, the documents are approximately 50 to 70 years old. A 20-year old clerk working with the most recent of these ledgers at the time they were created (1949) would he almost 70 years old today. Sherwin- Williams has not yet located any current or former employee (or any other person) with personal knowledge of these ledgers. In addition, these ledgers relate to products that have long since been discontinued. Due to the age of the documents and absence of context or witnesses, these responses are not based on the personal knowledge of any witness. Accordingly, Sherwin- Williams reserves the right to object to the use or admission of these responses at any trial or evidentiary proceeding. These responses are based on inferences from or interpretations of the documents, along with assumptions and estimates. Sherwin-Williams has made a good-faith effort to respond under these circumstances. Sherwin-Williams further expressly reserves, however, the right to correct or amend its responses if it learns that they are incorrect, incomplete or otherwise require further explanation, and to present, if necessary, expert testimony to interpret or explain the documents. All of these responses are subject to these reservations. The following interrogatories pertain to exhibit A. 1. Does the chart heading "Gross Sales" include: (a) Sales to parties unrelated to Sherwin-Williams? (b) Sales to Sherwin-Williams' paint divisions or any of Sherwin-Williams' affiliated companies including but not limited to Martin-Senour, Acme, Lowe Brothers, or Lucas? (c) Sales to paint stores owned by Sherwin-Williams or any of its affiliates? FI: 1005441 vl -2- 0007-SWP-0072619 RESPONSE NO. 1: Williams. (a) It presently is believed to include sales to parties unrelated to Sherwin- (b) It presently is believed to include sales to Sherwin-Willi ams p aint divisions or plants and sales to Sherwin-Williams affiliates for the time period encompassed by the ledger (1936-1937). The specific divisions, plants and/or affiliates encompassed by the ledger are not presently known. (c) It presently is believed to include sales to paint stores owned by SherwinWilliams or its affiliates during the time period encompassed by the ledger. 2. State what units the numbers in these charts refer to (e.g., dollars, tons or pounds). . RESPONSE NO. 2: It presently is believed that the numbers refer to dollars. 3. With respect to the headings "Purchased Carbonate," "Purchased Litharge," and "Purchased Red Lead"; (a) Does the ledger reflect Sherwin-Williams* purchases of carbonate, litharge, and red lead from parties unrelated to Sherwin-Williams? If these headings refer to such purchases, please indicate whether this Gross Sales chart provides information concerning Sherwin-Williams* sales of these products produced by unrelated parties. (b) Does this ledger reflect purchases made by Sherwin-Williams or any of its affiliated companies from Sherwin-Williams* Chicago white lead plant or factory? (c) Does this ledger concern carbonate, litharge, or red lead produced by Sherwin-Williams? . RESPONSE NO. 3: (a) It presently is believed that the ledger reflects sales of products purchased by Sherwin-Williams from persons or entities unrelated to Sherwin-Williams. The extent to which such persons or entities are "parties" to this action is not presently known, if that is the meaning intended by plaintiffs in this interrogatory. (b) It presently is believed that the "Purchased Carbonate" heading reflects sales of lead carbonate purchased by the Sherwin-Williams Chicago white lead plant from persons or entities unrelated to Sherwin-Williams. The identities of the persons or entities that ' purchased the lead carbonate from the Chicago white lead plant are not presently known. PI: 1005441 v| -30007-S WP-0072620 (c) It presently is believed that the "Purchased Carbonate," "Purchased Litharge" and "Purchased Red Lead" headings do not reflect products produced by SherwinWilliams or its affiliates. 4. Does the heading "Carbonate Lead" refer to basic carbonate dry white lead? If it does not, state what product it concerns. It presently is believed that the heading refers to dry carbonate lead. Further details regarding the properties of the carbonate to which this heading refers are not presently known. 5. Does the heading "ODP Lead" refer only to white lead in-oil? If it does not, state the produces) it references. It presently is believed that the heading "ODP Lead" refers to double-refined, desilverized corroding lead ground in refined linseed oil, also known as white lead in oil. (See, ^,7-SWP-ll). 6. Identify the product referred to as "Zilo." State whether it is a leaded zinc oxide. RESPONSE NO. 6: It presently is believed that the heading "Zilo" refers to a mixture of lead carbonate, lead sulphate, zinc oxide and refined linseed oil. (See, e.g.. 7-SWP-41135). Zilo is not "a leaded zinc oxide." It presently is believed that, for the time period 1936-1937, Zilo was a product that contained some leaded zinc oxide as one of its ingredients. 7. State separately whether the headings that refer to "Lowe Bros. Special," "BW . 102" and "BW 103" concern white lead-in-oil. If any of these products are not white lead-in-oil, indicate what products are being described. RESPONSE NO. 7: BW 103 presently is believed to have been basic white lead carbonate in oil. BW 102 presently is believed to have been basic white lead carbonate paste. "Lowe Bros. Special" presently is believed to have been a type of soft paste lead, but the specific components of this product are not presently known. The following interrogatories pertain to exhibit B. 8. Explain the meaning of the heading "Purchased Dry White Lead." PI: 1005441vl -4- 0007-SWP-0072621 RESPONSE NO. 8: The heading "Purchased Dry White Lead" presently is believed to indicate amounts and costs for dry white lead that Sherwin-Williams purchased from persons or entities not affiliated with Sherwin-Williams. 9. Explain the meaning of the numbers under the column "Ref." RESPONSE NO. 9: The numbers appear to be accounting references. The meaning of the numbers is not presently known. 10. For the next two columns of numbers, state what units the numbers refer to (e.g.. pounds, tons, or dollars), . RESPONSE NO. 10: It presently is believed that the second column of numbers refers to pounds and the third column of numbers refers to dollars. The following interrogatories pertain to exhibit C. 11. Explain what is meant by "Prepaid Carbonate Account." RESPONSENO.il: It presently is believed that the ledger refers to a payment of $10,608 in December 1937 by an entity known as "Cook P & V" and to shipments of lead carbonate to Cook P & V in June, February and March 1938. 12. What do the columns of numbers represent? RESPONSE NO. 12: The first column ofnumbers appears to contain accounting references, the meanings of which are presently unknown. The second column of numbers presently is believed to indicate pounds of carbonate shipped. The third column of numbers presently is believed to indicate the dollar value of pounds shipped. The fourth column of numbers appears to contain an accounting reference, the meaning of which is presently unknown. The fifth column of numbers presently is believed to indicate pounds of carbonate shipped. The sixth column of numbers presently is believed to indicate dollars received based on the pounds shipped. Pl: [005441 vl -5- . I OO07-SWP-0072622 The following interrogatories pertain to exhibit D. 13. What does this "Loss and Gain" ledger refer to? . RESPONSE NO. 13: . It presently is believed that this ledger is an accounting document reflecting the loss and gain on operations of the Chicago white lead plant for the year ending August 31,1937. 14. Explain what is being represented by the left and right halves of this ledger. RESPONSE NO, 14: The left half ofthe ledger reflects debit entries and the right side reflects credit entries. The items and time periods for which the entries are made and the corresponding dollar amounts of the entries appear to be indicated on the ledger. 15. Identify what product Rx 152 is. RESPONSE NO. 15: Company. It presently is believed that Rxl52 refers to special soft paste lead -- Lowe Bros. The following interrogatories pertain to exhibit E. 16. Explain the meaning of the heading "Pulp Lead in Water." RESPONSE NO. 16: It presently is believed that the heading refers to a material known as pulp lead in water. Further information regarding the details of this material are not presently known. 17. Explain the meaning of the numbers under the columns "Ref." RESPONSE NO. 17: The columns of numbers appear to contain accounting references, the meanings of which are presently unknown. 18. Explain the meaning of: (a) "Pkgs." (b) "System" PI: 1005441 v i -6- j 0007-SWP-0072623 (c) "G. B." . For the next two columns of numbers, state what units the numbers refer to (e.g., pounds, tons, or dollars). RESPONSE NO. 18: (a) "Pkgs." presently is believed to indicate the term "Packages." It presently is believed to refer to the cost of packaging. (b) "System" presently is believed to refer to the system account, which presently appears to reflect the materials and costs in the carbonate production process. (c) "G. B." presently is believed to refer to general burden. . The left column presently is believed to be pounds and the right column presently is believed to be dollars. . 19. Explain the meaning of the right half of this ledger. RESPONSE NO. 19; The right half presently is believed to be credits from the pulp lead in water account to the manufactured merchandise account. The following interrogatories pertain to exhibit F, 20. Explain what is meant by "Manufacturing Account." RESPONSE NO. 20: " It presently is believed that this account shows the accumulation of costs associated with the raw materials used in making ODP white lead: 21. The left and right halves of these ledgers each contain two columns of numbers. State for each column, what units the numbers refer to fe.g.. pounds, tons, or dollars). RESPONSE NO. 21: The left column presently is believed to be pounds and the right column presently is believed to be dollars. 22. What are "ODP Manufacturing Account # 1", "Lead in Oil Mfd. Account # 2", and "Lead in Oil Mfg. Account #3", and explain the relationship, if any, among them. PI: 1005441 vl -7- ' ! 0007-SWP-0072624 RESPONSE NO. 22: ODP Manufacturing Account #1 has been described. See response to Interrogatory No. 20. "Lead in Oil Mfd. Account #2" presently is believed to reflect indirect costs added to the cost of production reflected in ODP Manufacturing Account #1. "GB" presently is believed to refer to general burden. The meaning of MGP is not known at present. "Lead in Oil Mfg. Account #3" presently is believed to reflect indirect costs added to the cost of production reflected in "Lead in Oil Mfd. Account #2." 23. State the meaning ofthe following terms: (a) "Fowd" . (b) "L.O," (c) "Inv." (d) "MGP" , RESPONSE NO. 23: (a) "Fowd" presently is believed to indicate "balance forward." (b) "L.O." presently is believed to indicate linseed oil. (c) "Inv." presently is believed to indicate "Inventory." (d) The meaning of "MGP" is not presently known. The following interrogatories pertain to Exhibit G. 24, Explain the meaning of the heading "Production, Merchandise & Trading and Loss & Gain Account." NO. 24: It presently is believed that this ledger is an accounting document reflecting the loss and gain on operations of the Chicago white lead plant for the year ending August 31,1935. 25. Explain the meaning of the left and right halves of this ledger. PI: 1005441 vl -8- 0007-SWP-0072625 RESPONSE NO. 25; The left half of the ledger reflects debit entries and the right side reflects credit entries. The items and time period for which the entries are made and the corresponding dollar amounts of the entries appear to be indicated on the ledger. The following interrogatories pertain to exhibit H. 26. Explain the meaning of the heading "Mfg. Mdse. Carbonate." RESPONSE NO. 26: . This heading is for a ledger that presently is believed to indicate the weight of, and accumulated cost associated with, the production of lead carbonate for the year ending August 31,1937. 27. The left half of the ledger contains two columns ofnumbers. State for each column, what units the numbers refer to (e.g.. pounds, tons, or dollars). RESPONSE NO. 27: The left column presently is believed to be pounds and the right column presently is believed to he dollars. 28. Define the term "1251" as used in this ledger. RESPONSE NO. 28: "1251" presently is believed to refer to a material known as pulp lead in water. 29. Define the term "Mfd" as used in this ledger. .- RESPONSE NO. 29: This presently is believed to be a reference to lead carbonate as indicated on the drying, pulverizing and packing #2 ledger. 30. Define the term "To ODP" as used in this ledger. RESPONSE NO. 30: This presently is believed to reflect the weight and cost of goods transferred to the ODP Manufacturing Account # 1. PI: 100544) v 1 .9. 0007-SWP-0072626 31. Define the term "Retd to System" as used in ledger. RESPONSE NO. 31: This presently is believed to reflect the weight and cost of goods returned to the system account. 32. Explain the meaning of the circle around the numbers that concern "Retd to System," "To ODP," and "To Litharge," and describe what such or similar circles indicate in Sherwin-Williams' bookkeeping or accounting records. ' RESPONSE NO. 32: . Sherwin-Williams objects to the extent this interrogatory involves any ledger other than the referenced exhibit on the basis that it is vague, ambiguous and lacking sufficient foundation. The meaning of the circles indicated on Exhibit H is presently unknown. 33. Explain what "To Loss & Gain Acct" means. RESPONSE NO. 33: It presently is believed that this is an accounting entry transferring the cost of lead carbonate sold to the loss and gain account. The following interrogatories pertain to exhibit I. 34. Explain what the heading "Consolidated District Sales" means. RESPONSE NO. 34: The meaning of this heading is presently unknown. 35. What does "Trade" mean? It presently is believed to stand for trade sales, which presently is believed to include sales to a variety of entities, including but not limited to merchants and jobbers, architects and contractors. 36. What does "MSD" mean? PI: 100544W1 - 10- 0007-SWP-0072627 RESPONSE NO. 36; It presently is believed to stand for manufacturer's sales, which is believed to include sales to a variety of entities, including but not limited to manufacturers who use paint in producing finished products that are painted, automobile repair shops. It is not presently believed to include sales to paint manufacturers. 37. What does "Ry." mean? RESPONSE NO. 37: It presently is believed to stand for Railway, Street Railway and Marine Sales, which is believed to include sales to a variety of entities, including but not limited to steam railroads, steamship lines, coal producers and the United States government The following interrogatories pertain to exhibit J (7 SWP-31689-90). 38. What does "Consolidate Consumption of Raw Materials" refer to? It presently is believed to refer to the consumption of the indicated raw materials for the indicated years in the indicated amounts by Sherwin-Williams, Martin-Senour, Detroit White Lead Works and Acme White Lead & Color Works. 39. Does the heading "white lead", as used in this chart, refer to dry white lead carbonate? Identify any other produces) that this heading is referring to. RESPONSE NO. 39: . It presently is believed to refer to dry white lead carbonate. 40. State whether all or most of this white lead was produced by Sherwin-Williams. The portion of white lead carbonate produced by Sherwin-Williams is not indicated by Exhibit J and is not known at present. The following interrogatories pertain to exhibit K. 41. What does "Devoe & Reynolds Co. Prepayment A/C" refer to? PI: J005441 vt - 11 - 0007-SWP-Q072628 It presently is believed that the ledger refers to a payment of $54,681.47 before August 1,1934 by Devoe & Reynolds Co. for unknown goods to be received at a later date, and to shipments of such goods to Devoe & Reynolds between October 1,1934 and March 31,1935. 42. State what units the columns of numbers refer to (e.g., dollars, tons or pounds). RESPONSE NO. 42: . The first column of numbers appears to indicate accounting references that are not presently known. The second, third and fourth columns of numbers appear to refer to dollars. 43. Explain what is being represented by this ledger. RESPONSE NO. 43: See Response No. 41. The following interrogatories pertain to exhibit L. 44. Explain what the heading "January Recapitulation" means. It is not presently known whether the ledger indicates sales or shipments. It presently is believed to be the heading of an accounting ledger summarizing quantities of lead in oil shipped or sold, by destination and package size, for the one-month period ending January 31, 1930. 45. State whether the transactions described in this exhibit are sales within the Sherwin-Williams Company, are sales to Sherwin-Williams owned stores, and/or are sales outside the Sherwin-Williams Company. RESPONSE NO. 45: It is not presently known whether the ledger indicates sales or shipments. The identity and affiliation of the persons or entities to whom the products were shipped or sold are not presently known. PI: I005441v) - 12- 0007-S WP-0072629 46. Explain the headings "Diff." and ''Amount." RESPONSE NO. 46: The precise meanings of these terms are not presently known. It presently is believed that "Diff." stands for "differential" and might relate to the destination of sales or shipments. The term "Amount" presently is believed to indicate an extension based on the differential. 47. Explain why 30% is deducted from the bottom of the first column of numbers. RESPONSE NO. 47: . The reason for the 30% reduction is not presently known. The following interrogatories pertain to exhibit M. 48. Explain what the heading "National Lead -Suspense" means. RESPONSE NO. 48: This heading is believed to represent debit and credit transactions involving National Lead that had not yet been transferred into operating accounts as of the date of the entries on Exhibit M. 49. Explain the term "suspense account" that was used in Sherwin-Williams' ledgers. RESPONSE NO. 49: Sherwin-Williams objects to the extent this interrogatory involves any ledger other than the referenced exhibit on the basis that it is vague, ambiguous and lacking sufficient foundation. As used in Exhibit M, the term appears to indicate transactions involving National Lead that had not yet been transferred into operating accounts as of the date of the entries. 50. State what units the columns of numbers refer to (e.g.. pounds, tons, or dollars). RESPONSE NO. 50: The first column of numbers appears to be accounting references, some ofwhich appear to indicate purchase orders. The references in the second, third, sixth and seventh columns of numbers are not presently known. The fifth column of numbers appears to be accounting references, the meanings of which are not presently known. The fourth and eighth columns of numbers presently are believed to indicate dollars. PI: lOOS-Mlvl - 13 - 0007-SWP-0072630 51. Explain the meaning of the left and right halves of the ledger. RESPONSE NO. 51; The left half of the ledger is believed to indicate debits and the right half is believed to indicate credits. Dollar amounts and the time periods for which they were recorded appear to be reflected on the ledger. The nature of the transactions being reflected is not presently known. The following interrogatories pertain to exhibit N (7-SWP-17133). 52. Explain the meaning of the term "Paint and Varnish Factory Balances." RESPONSE NO. 52: '' It presently is believed to indicate costs and/or expenses incurred by the referenced paint and varnish factories for the time period indicated. 53. Explain the meaning of the term "Auxiliary Factory Balances." ' RESPONSE NO. 53: It presently is believed to indicate costs and/or expenses incurred by the referenced auxiliary factories for the time period indicated. 54. Explain the meaning of the term "District Balances." RESPONSE NO. 54: It presently is believed to indicate costs and/or expenses incurred by the referenced districts for the time period indicated. The following interrogatory pertains to exhibit 0 (7-SWP-12692). 55. Explain the meaning of the heading "Carbonate Charged to Mfd. Mdse." RESPONSE NO. 55: It presently is believed to be the heading of an accounting ledger summarizing quantities of carbonate charged to manufactured merchandise either shipped or sold, by destination and package size, for the one-month period ending September 30,1929. The following interrogatories pertain to exhibit P (7-SWP-13190), 56. Explain the meaning of the term "National Lead Adjustment Account." PI: 100544Svl - 14 - i 0007-SWF-0072631 RESPONSE NO. 56: The meaning of this term is not presently known, 57. Define the term "adjustment account" as used in Sherwin-Williams' bookkeeping and accounting records. RESPONSE NO. 57: Sherwin-Williams objects to the extent this interrogatory involves any ledger other than the referenced exhibit on the basis that it is vague, ambiguous and lacking sufficient foundation. The term "adjustment account" as used in Exhibit P presently is believed to indicate an account in which a record is kept of adjustments to figures maintained in a separate account. 58. What product does this exhibit concern? RESPONSE NO. 58: The product or products to which Exhibit P refers is presently unknown. The following interrogatories pertain to exhibit Q. 59. Explain the meaning of the heading "Mfd. Merchandise Carbonate Purchased." It presently is believed that the ledger reflects the cost and weight of sales or shipments of lead carbonate purchased by the Sherwin-Williams Chicago white lead plant during the period May 1, 1935 through August 31, 1935 from persons or entities unrelated to Sherwin- Williams. . 60. Explain the meaning of "DR." RESPONSE NO. 60: It presently is believed to indicate Devoq & Reynolds Company. 61. This ledger describes two transactions concerning Acme, a Sherwin-Williams' affiliate. Explain the nature of those transactions. RESPONSE NO. 61: The transactions presently are believed to reflect the cost and weight of sales or shipments to Acme of lead carbonate purchased by the Sherwin-Williams Chicago white lead plant from persons or entities unrelated to Sherwin-Williams. PI: 100544 Ivl -15- 0007-SWP-0072632 In addition to Sherwin-Williams' objections to plaintiffs' previous interrogatories, definitions and instructions, which objections are incorporated into these responses, SherwinWilliams makes the following additional objections, which are likewise incorporated into these responses. Additional Objection to Definition No. 9. Sherwin-Williams objects to the definition of "lead pigment" because it exceeds the white lead pigments known as white lead carbonate, white lead sulfate, white lead in oil, and leaded zinc oxide. Plaintiffs' claims are not based on red lead, litharge, or lead chromate and any disclosure request based on these products is overly broad, not reasonably calculated to lead to the discovery of admissible evidence, and is unduly burdensome. Additional Objection to Instruction No. 1. Sherwin-Williams objects to plaintiffs' attempt to require Sherwin-Williams to provide guesses, or to explain further "the method employed" in making an estimate or approximation. This instruction exceeds the requirements of the CPLR and the Referee's Pretrial Order No. 40. Additional Objection to Instruction No. 5. Sherwin-Williams objects to plaintiffs' attempt to require Sherwin-Williams to provide a detailed explanation for its responses. In general, the responses are based on the documents referenced and attached to the interrogatories PI: 1005441 vl -16- 0007-SWP-0072633 by plaintiffs. This instruction exceeds the requirements of the CPLR and the Referee's Pretrial Order No. 40. Dated; Pittsburgh, Pennsylvania December 10,1998 One Mellon Bank Center 500 Grant Street, 31st Floor Pittsburgh, PA 15219 PI; 100544 lv( - 17- i OG67-SWP-0072634 CERTIFICATE OF SERVICE I hereby certify that, on December 10,1998,1 served true and correct copies of the within Defendant The Sherwin-Williams Company's Responses to Plaintiffs' December 1998 Interrogatories by first-class mail, postage pre-paid, on the counsel on the attached list and additionally by telecopier to counsel for plaintiffs. Pi; S005 556vi G007-SWP-0072635 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC. 20005 Jeffrey A. Hal! Bartlit Beck Herman, et al. 54 West Hubbard Street Chicago, IL 60610 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for American Cyanainidk Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103 Attorneys for LIA: Mark Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard O. Rosenthal Gilbert Segail & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCG: Philip H. Curtis Arnold & Porter 399 Park Avenue New York, NY 10022 Attorneys for SCM/Glidden: Michael T. Nilan Halleland Lewis Nilan Sipkins & Johnson Pillsbury Center South 220 South Sixth Street Suite 600 Minneapolis, MN 55402 G. Marc Whitehead McDermott, Will & Emery 710 Pi llsbury Center S outh 220 South Sixth Street Minneapolis, MN 55402 Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for Fuller O'Brien t Charles W. Siragusa, Esq. Crowley Barrett & Karaba Suite 2310 20 South Clark Street Chicago, 1L 60603-1895 Attorneys for Plaintiffs: Alan H. Kleinman, Esq. Yair S. Goldstein, Esq. John Low-Beer, Esq. Affirmative Litigation Division New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 Barry Reiber, Esq. New York City Housing Authority Law Department 75 Park Place New York, NY 10007 OQO7-SWP-O072636 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK -------------- ------- ------------------------------------------------x THE CITY OF NEW YORK, et ai. Index No. 14365/89 Plaintiffs, - againstLEAD INDUSTRIES ASSOCIATION, INC., et al.. IAS Part 39 Justice Freedman Referee Roberts Defendants. x DEFENDANT THE SHERWIN-WILLIAMS COMPANY'S SUPPLEMENTAL RESPONSES TO INTERROGATORY NOS. 10,13,16,19,20 AND 54 OF PLAINTIFFS' FIRST SET OF INTERROGATORIES TO ALL DEFENDANTS AND INTERROGATORY NO. 1(d) AND (e) OF PLAINTIFFS' SECOND SET OF INTERROGATORIES TO ALL DEFENDANTS In accordance with Referee's Pretrial Order No. 40, The Sherwin-Williams Company ("Sherwin-Williams") provides these supplemental responses to Interrogatory Nos. 10, 13, 16,19, 20 and 54 of Plaintiffs First Set of Interrogatories to All Defendants and Interrogatory No. 1(d) and (e) of Plaintiffs' Second Set of Interrogatories to All Defendants. These responses are subject to, limited by and without waiver of Sherwin-Williams' Objections to Disclosure, which are set forth following Sherwin-Williams' previous responses and are incorporated into these responses and its prior responses. SUPPLEMENTAL RESPONSES TO INTERROGATORIES Sherwin-Williams is responding based on Referee's Pretrial Order No. 40, which provided Sherwin-Williams with eight business days to identify documents responsive to the PI: t00S056vl 0007-S WP-G072637 interrogatories addressed in that order. Sherwin-Williams has undertaken a good faith and diligent effort to provide supplemental responses based on the efforts of eight attorneys and five legal assistants and project assistants who collectively spent more than 275 hours in connection with this task. In many instances, because of the age of the documents and absence of context or witnesses, there are questions whether documents are responsive to interrogatories that pose very detailed and specific questions. In addition, because plaintiffs have not identified or defined their alleged market share theory, the interrogatories are without context and are vague and ambiguous and it is unclear what documents plaintiffs would consider to be responsive to these interrogatories. Nevertheless, Sherwin-Williams has attempted to identify documents to plaintiffs based on a reasonable and broad reading of the interrogatories and documents. By identifying documents, however, Sherwin-Williams does not concede or admit that any such document states or supports any proposition other than what is stated in the document itself. Moreover, Sherwin-Williams does not admit or concede that any identified document is necessarily authentic or admissible. Where available, Sherwin-Williams has identified documents by Bates number. For documents on microfilm, Sherwin-Williams has indicated the microfilm roll on which the document appears, the plant or location identifier that appears on the microfilm, and specific ledger account titles. For documents that have been produced in original form, SherwinWilliams has identified the documents by box number and specific document or folder identifier within each box. PI: 1005056vl -2- 0007-SWP-0072638 FIRST SET OF INTERROGATORIES Interrogatory No. 10 Did defendant ever place warnings about lead or cautions or instructions regarding any adverse health consequences from exposure to lead on containers in which the defendant's lead pigments or paints containing lead were sold or distributed? If so, state: a. each product that was labeled; b. the date, content, size and location of the label on the container; c. whether the labeling was pursuant to any governmental law or regulation or any industry standard or agreement (and if so, cite the authority); d. whether the labels appeared on products throughout the United States or whether they were limited in any way to any city, state or region. SUPPLEMENTAL RESPONSE NO. 10; By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix A -- Interrogatory No. 10 and Appendix G -- Original Documents. SherwinWilliams reserves the right to contest the interpretation and admissibility of the information identified in response to this interrogatory. Interrogatory No. 13 In what years did defendant produce lead pigments? What was the tonnage per year of lead pigments produced by defendant during each year of production? What were the tonnages per year of white lead carbonate, white lead sulphate and of leaded zinc oxide produced by defendant during each year of production? Identify all documents used to answer this interrogatory. PI: 1005056v I -3 0007-SWP-0072639 SUPPLEMENTAL RESPONSE NO. 13: By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix B -- Interrogatory No, 13; Appendix G - Original Documents; and Appendix H - Microfilm Documents. Sherwin-Williams has indicated documents that appear to show production information for the listed pigments. Many of the documents, however, cannot be interpreted. For example, it is not known to what extent Sherwin-Williams' production would be over-counted due to the portrayal of production information in multiple forms. Accordingly, Sherwin-Williams reserves the right to contest the interpretation and admissibility of the information identified in response to this interrogatory. Interrogatory No. 16 Has defendant ever compiled or attempted to compile information regarding its share or the share of any other defendant or manufacturer of the total percentage of any type of lead pigment produced, sold or used in the U.S, for any period of time. If so, state the following with respect to each such compilation or attempted compilation and identify all documents used to answer this interrogatory; a. the type of lead pigment; b. the period of time covered; c. the nature of the information gathered; d. the present location of that information; and e. the defendant's percentage of said lead pigments produced, sold or used in each year during that period. SUPPLEMENTAL RESPONSE NO. 16: . By way of supplemental response, Sherwin-Williams has not located any documents that are compilations of its or any other defendant's or manufacturer's share in the production, sale or use of any white lead pigment. Sherwin-Williams has identified documents PI: 1005056VI -40007-SWP-0072640 that relate to its production of white lead pigments, gee Appendix A - Interrogatory No. 13; Appendix F - Interrogatory No. 1, Second Set; Appendix G - Original Documents; and Appendix H - Microfilm Documents. Interrogatory No. 19 Did defendant ever purchase or obtain lead pigments from any other persons? If so, identify all such persons, the years for those transactions, the volume and type of each lead pigment purchased or obtained and all documents used to answer this interrogatory. By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix C - Interrogatory No. 19; Appendix G - Original Documents; and Appendix H -- Microfilm Documents. In many cases, it is not possible to determine the identity of persons or entities from whom Sherwin-Williams purchased lead pigments, the volumes or years of such purchases, or the specific pigment purchased. Sherwin-Williams has attempted to identify the available information but reserves the right to contest its interpretation and admissibility. By way of further response, Sherwin-Williams directs plaintiffs to the addendum of lead pigments identified in its supplemental responses to Interrogatory Nos. 9 and 19 served on October 14, 1998, which identifies additional potential sources from which Sherwin-Williams purchased lead pigments. Did defendant ever sell or supply lead pigments to any other defendant in this case or to any other manufacturer or producer of lead pigment? If so, identify all such defendants, manufacturers or producers of lead pigment, the years for those transactions, the volume and type of each lead pigment sold or supplied and all documents used to answer this interrogatory. PI: 1 OO5056v! -50007-SWP-0072641 SUPPLEMENTAL RESPONSE NO. 21k By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix D -- Interrogatory No. 20; Appendix G -- Original Documents; and Appendix H -- Microfilm Documents. In many cases, it is not possible to determine the identity ofpersons or entities to whom Sherwin-Williams sold lead pigments, whether that person or entity was itself a manufacturer of lead pigment, the volumes or years of such sales, or the specific pigment sold Sherwin-Williams has attempted to identify the available information but reserves the right to contest its interpretation and admissibility. Did defendant ever obtain information that indicated that lead-based paint could pose a potential hazard to children? If so, state when such information was obtained, the source and substance of that information, and the effect, if any, of that information on defendant's formulas, marketing, manufacturing procedures, publicity, advertisements, and other promotional activities. Identify any documents used to respond to this interrogatory. By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix E -- Interrogatory No. 54 and Appendix G -- Original Documents. In many cases, it is not possible to determine when or how Sherwin-Williams obtained such information, who obtained the information, or the effect such information had on Sherwin-Williams. Furthermore, in many cases, the information does not address potential hazards to children. Nevertheless, Sherwin-Williams has attempted to identify the available information but reserves the right to contest its interpretation and admissibility. PI: 10050S6vl -6- 0007-SWP-0072642 SECOND SET OF INTERROGATORIES Interrogatory No, 1 State, separately, for dry white lead carbonate, white lead-in-oil, white lead sulphate and leaded zinc oxide: a. The years in which defendant produced the product; b. The location(s) of all plants in which defendant produced each product. c. The years when each plant produced each product. d. In tons or in pounds, each plant's maximum capacity for producing each product. If a plant's maximum production capacity ever changed, state both the original plant capacity and the new plant capacity and indicate when that change went into effect. e. For each plant in which defendant produced each product, each year when the plant's total production of each product was below its maximum capacity, and, to the extent known, by how much. SUPPLEMENTAL RESPONSE NO. 1(d) and fe): By way of supplemental response, Sherwin-Williams refers plaintiffs to the attached Appendix F -- Interrogatory No. 1(d) and (e), Second Set and Appendix G -- Original Documents. Sherwin-Williams has indicated documents that appear to show capacity information for the listed pigments. Many of the documents, however, cannot be interpreted. PI; 1005056v1 -70007-SWP-0072643 Accordingly, Sherwin-Williams reserves the right to contest the interpretation and admissibility of the information identified in response to this interrogatory. Dated: November 30,1998 Pittsburgh, Pennsylvania Jane Rue Wittstein Kristi Midboe Miller Chris J. Lopata JONES, DAY, REAVIS & POGUE 599 Lexington Avenue New York, NY 10022 (212) 326-3939 and Paul Michael Pohl "Edward C. Schmidt Cnhries H. Moellenberg Jr. John E. Iole 500 Grant Street, 31st Floor Pittsburgh, PA 15219 (412) 391-3939 Attorneys for Defendant The Sherwin-Williams Company PI: 1005056v! -8- APPENDIX A Interrogatory No, 10 -- Warnings and Instructions AH documents are for prefix 0007-SWP- except as indicated Interrogatory No. 10 (general) Interrogatory No. 10(c) Interrogatory No. 10(d) 275 5915-5942 24230; 24231 321 13541; 13544 24284; 24285 331 13530;13531-532 29351; 29354 332 24230; 24231 48300; 48304-317 5912 . 24284; 242 35-SWP-13530; 13531-532 5943-9482 29351; 29354 35-SWP-13541; 13544 5961 36192 5985 36300 24230;24233 36311 29351;29354 36313 30182;30183 36347 31073-74 36367 31075 36463 31076 36484 36170 36524 36176 36543 36177 - 36544 36179 36599 36180 37059 36183 46984 36186 48250-279 36190 48280-284 36192 48285-286 59853361936193 48300; 48304-317 Pi: i004945vi 0007-SWP-0072645 APPENDIX A Interrogatory No. 10 -- Warnings and Instructions AH documents are for prefix 0007-SWP- except as indicated Interrogatory No. 10 (general) Interrogatory No. 10(c) Interrogatory No. 10(d) 24230; 242336194619433 48318-323 30182; 301833630363000 48324 36462 48325 36501 48326 36524 48327-328 36599 48353; 48360-364 36603 35-SWP-13541; 13544 47030 35-SWP-13530; 13531-532 47068-072 47073 47074-075 47076-079 47080-081 47082-083 47084 47085 47086-087 47088-089 47093 47094 47096-098 47101 47103 PI: 1004945v I -2- 0007-SWP-0072646 APPENDIX A Interrogatory No. 10 -- Warnings and Instructions All documents are for prefix 0007-SWP- except as indicated Interrogatory No. 10 (general) Interrogatory No. 10(c) Interrogatory No. 10(d) 47106 47108 47115 47896;47897 47898;47899 47900; 47901 47902; 47903 48222;48230 48237; 48238 48239;48243,48245, 48247,48249 48250 48287; 48288 48289;48293, 48295, 48297,48299 48332; 48333-341,48343 348, 48350-352 48373;48374 48390 PI: 1004945v 1 -30007-SWP-0072647 APPENDIX B-l Interrogatory No. 13 Years and Tons of Production Ail documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 13828 7358; 7360 22359; 22361 22012; 22013 22445; 22446 22353; 22353 29326;29328 22359; 22361 29334;29337 22401; 22402 29343;29345 22445;22446 29361; 29363 22451;22452 29371;29373 22455;22457 29385;29387 22461; 22462 32395;32720 22467; 22468 33841; 33929 22480;22482 22493; 22494 22500; 22501 22515;22516 22521;22523 . 22530; 22532 22537; 22540 22545;22548 22562; 22564, 22565 22607; 22610 . 22616; 22619 22626; 22630, 22631 22639; 22643, 22644 22651;22654 PI: 1005019vl OOG7-S WP-0072648 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 22663;22666 22673;22677 22684;22684 22686; 22689 22698; 22701 22717; 22720 22737;22740 22749;22752 22760; 22761 22762;22763 22764;22765 22768;22769 22776;22779 22780; 22785 22794;22797 22812;22813 22814; 22816 22826;22829 22838;22838 22841;22843 22860;22860 22863;22866 22875; 22875 PI; I0050t9vl 2- 0007-SWP-0072649 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 00Q7-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 22878; 22881 22891;22891 22894; 22898 22907; 22907 22910; 22910 22913; 22915 22940; 22940 22943;22946 22957;22957 22960; 22962 22974;22974 22977; 22980 22989;22989 22992;22995 23003; 23003 23006; 23006 23009;23011 23029; 23030 23032;23032 23035; 23035 23037; 23037 23068;23068 23071;23071 Pi: 1005019v! -3j 0007-SWP-00726S0 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23074;23074 23077; 23077 23080; 23080 23082; 23082 23085;23085 23088;23088 23095; 23097 23109; 23109 23112;23112 23115;23115 . 23118;23118 23121;23121 23125; 23129 23144;23144 23147;23150 23159;23159 23162;23162 23165;23168 23180; 23180 23183; 23183 23186; 23188 23200; 23200 23203;23204 PI: IOO50I9vl -4- 0007-SWP-0072651 APPENDIX B-l Interrogatory No, 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23206; 23209 23219; 23222 23232; 23233 23235;23238 23257; 23257 23260; 23261 23263; 23263 23266; 23266 23269; 23272 23286; 23286 23289; 23289 23292; 23295 23307; 23307 23310;23310 23313;23316 23329;23329 23332;23332 23335; 23337 23349; 23349 23352;23352 23355;23358 23370; 23370 23373;23373 PI; 1005019v] -5 0007-SWP-0072652 APPENDIX B-l Interrogatory No. 13 - Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23376;23379 23387; 23387 23390;23390 23393;23396 23407;23407 23410; 23410 . 23413; 23416 23428; 23428 . 23431; 23431 23434;23436 23446;23446 23449; 23449 23452;23454 23468;23468 23471;23471 - 23474;23476 23489; 23493 23504;23504 23507;23507 23523;23523 . 23526;23526 23529;23531 23540; 23540 PI: 1005019v 1 "O- ; i 0067-SWP-00726S3 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production Ail documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23542; 23542 23545;23549 23561;23561 23564;23564 23568;23568 23572; 23572 23576; 23576 23580; 23580 23584; 23584 23588; 23588 23592; 23592 23596; 23596 23600; 23600 23604; 23604 23608;23608 23612;23612 23616;23616 23620; 23620 23624; 23624 23628;23628 23632; 23632 23636; 23636 23640; 23643 PI: I0050!9vl -70007-SWP.0072654 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23655;23655 23659; 23659 23663;23663 23667; 23667 23671;23671 23675;23675 23679;23679 23683;23683 23687;23687 23691; 23691 23695;23695 23699; 23699 23703;23707 . 23724; 23724 23728; 23728 23745;23745 23749; 23749 23753; 23753 23757; 23757 23761; 23761 23765; 23765 23769; 23769 23773;23773 P!: 1005019vi "5' j 0007-SWP-0072655 a p p e n d ix B-l Interrogatory No. 13 -- Years and Tons of Production Ail documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23777;23777 23781;23782 23787; 23787 23792; 23793 23797;23797 23803;23804 23807;23808 23812;23813 23817;23818 23823;23825 23827;23828 23831;23832 23835;23836 23839;23840 23843;23844 23846;23847 23849;23850 23852;23853 23856;23857 23861;23862 23866; 23875 23888; 23889 23894; 23895 PI: tOOSOI9vl -9. 0007-S WP-0072656 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 23909;23910 23921; 23922 23932; 23933 23942; 23944 23954;23955 23965;23967 23977; 23979 23990; 23991 24002; 24003 24014; 24015 24028; 24029 24042; 24044 24053; 24054 24064; 24066 24073; 24074 24082; 24083 24092; 24093 24101; 24103 24114; 24116 24130;24132 24140;24141 24153; 24155 24164; 24165 . PS: 10050 E 9v 1 - 10- s 0007-SWP-0072657 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 24175; 24176 24186;24189 24197;24199 24209;24211 24219;24221 24230; 24232 24241; 24243 24252;24254 24262; 24264 24272; 24274 24284;24287 24297; 24300 24301; 24301 24307; 24310 24318; 24320 24327; 24329 24338; 24341 24348; 24350 24358; 24363 24370; 24373 24384; 24387 24396; 24399 24409; 24412 Pf: 1005019v I - 11 - O0O7-SWKOO726S8 APPENDIX B-I Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 24421; 24424 24434;24437 24448; 24451 24459; 24462 24470; 24474 24484; 24487 24497;24500 24509;24512 24524; 24527 24534; 24537 24549; 24551 24559;24562 24571; 24574 24582; 24585 24592;24594 24602; 24605 24614; 24616 24627; 24630 24638;24642 24650; 24654 24662;24666 24676; 24679 r* . 24688; 24691 . PI: I0050!9v I - 12- 0007-SWP-0072659 I APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 24701; 24704 24712; 24715 24723; 24726 24735; 24737 24747; 24751 24757; 24759 24773; 24777. 24785; 24787 24796; 24799 24808; 24811 24820; 24823 24835; 24837 24847; 24850 24858; 24861 24870; 24874 24884; 24887 24895; 24898 24907; 24910 24919; 24922 24933; 24936 24945; 24949 24962;24964 24976; 24979 ' PI: 1005019VI - 13 - 0OO7-SWP-OO7266O APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 24987;24990 24998; 25001 25007; 25011 25019;25022 25033;25036 25047;25050 25060;25063 25071; 25074 25083;25085 25096;25100 25109; 25112 25120; 25123 25133; 25136 25144; 25147 25156;25159 25167;25170 25179;25182 25192; 25195 25206;25209 25218;25222 25234; 25237 25249;25253 25267;25270 PI: 10050) 9v 1 - 14- i i 0007-SWP-0072661 APPENDIX B-l Interrogator No. 13 - Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 25277;25280 25289;25292 25304;25308 25319; 25322 25332;25335 25345;25348 25360; 25363 25375;25377 25387;25389 25399;25402 25411;25414 25423;25427 25435;25439 25456; 25459 25463;25466 25477; 25481 - 25489;25493 25501; 25504 25511;25514 25526;25530 25539;25542 25553;25556 25565; 25569 . Pi: t005019vl - 15- 0007-SWP-0072662 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 25577;25580 25591;25595 25603; 25606 25615;25618 25627;25628 25632;25633 25642;25645 25652;25654 25662;25665 25672;25675 25682;25685 25694;25697 25701; 25703 25713;25716 25724; 25726 25737;25740 25748;25751 25760; 25763 25772;25775 25783;25786 25797;25799 25809;25812 25824;25826 - PI; 1005019vl - 16- i 0007-SWP-0072663 i APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 25835;25838 25847;25849 25861;25864 25875; 25877 25888; 25891 25903; 25906 25916;25919 25929; 25933 25942; 25945 25958;25960 25970;25973 25984;25987 26002;26005 26013; 26015 26026; 26029 26039; 26042 26051;25054 26064; 26067 26078; 26081 26091;26094 26103; 26107 26115; 26119 26127; 26130 PI: 10050I9v! - 17- 0007-S WP-0072664 APPENDIX B-l ~ Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 26140;26143 26152; 26155 26164;26167 26176;26178 26189;26192 26201;26203 26211;26213 26222;26224 26233;26236 26245; 26247 26257; 26259 26269; 26272 26280; 26283 26295; 26299 26311; 26313 26325;26328 26335;26337 26347; 26349 26357; 26360 26370; 26373 26384; 26388 26397; 26400 26410; 26414 . Pi: 10050l9v) - 18- ! 0007-SWP-007266S APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 26420;26423 26435;26349 26458; 26461 26466;26470 26480;26484 26495; 26498 26507;26511 26517;26521 26536; 26539 26543;26552 26558;26567 26579;26584 26599; 26603 26606;26610 26621;26625 26637; 26641 26652; 26658 26670;26674 26684;26689 26701; 26710 26716;26726 26731;26735 26742; 26747 Pi; 1005019v 1 -19- I 0007-SWP-0072666 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 26759;26768 26774;26779 26791; 26797 26809; 26816 26827; 26832 26845;26849 26860; 26869 26874; 26881 26888; 26895 26905; 26913 26918; 26927 26933;26941 26946; 26948 26957; 26960 26975; 26977 26991;26992 27006;27007 ' 27021; 27022 27035; 27037 27047; 27049 27063; 27065 27078; 27080 27093; 27095 . Pi: 10050l9v E -20- I 0007-SWP-0072667 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 27107; 27110 27122;27124 27138;27140 . 27155; 27157 27168; 27170 27182; 27183 27197;27199 27211;27213 27227;27229 27242;27244 27257; 27260 27273; 27275 27286;27288 27301; 27303 27317;27320 - 27333;27335 27348; 27350 27362; 27365 27379; 27382 27394;27397 27407;27410 27421;27423 27435;27438 Pi: l0050S9vt -21 - 0007-SWP-0072668 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 27446; 27449 27463; 27466 27477; 27480 27494; 27497 27511; 27514 ' 27526; 27529 27544; 27547 27561; 27564 27577;27579 27591;27593 27605; 27608 27620; 27622 27635;27637 27644; 27646 27660; 27663 27676; 27679 27684; 27688 27701; 27704 27716;27719 27726;27728, 27738 27751; 27753 27763; 27765 27774; 27777 ' PI; 1005019v t -22- 0007-S WP-0072669 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 27785;27788 27801;27804 27810; 27813 27825;27828 27840;27842 27857; 27859 27874;27876 27889;27891 27904;27906 27917;27919 27926; 27927 27936;27940 27958;27961 27972;27975 27992;27995 28003;28006 28020; 28022 28030;28032 28045;28048 28058;28061,28062 28078;28081 28090;28093 28106; 28109 PI: S0050l9vl -23 - j 0007-SWP-0072670 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 28117; 28120 28133;28136 28145;28148 28165; 28167 28176;28178 28195;28197 28206;28208 28225;28227 28236;28238 28253;28256 28265;26268 28284;28287 28296; 28299 28312; 28315 28321;28324 28337; 28339 28346;28348 28361;28364 28371; 28374 28390; 28392 28403; 28405 28419;28421 28434;28437 PI; I005019vl -24- 0007-SWP-0072671 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production Ail documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 28450;28453 28468; 28471 28484;28486 28498; 28502 28516;28519 28525; 28528 28542; 28545 28561;28564 28577;28581 28597;28600 28616; 28619 28633; 28637 28653;28656 28670;28674 28689; 28693 28707;28710 28729; 28732 28748; 28751 28766;28770 28785;28789 28802; 28804 28815;28818 28831;28833 . PI: 100S019vl -25 - 0007-SWP-0072672 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 28850;28854 28867;28871 28882;28885 28899; 28902 28915;28918 28936; 28938 28950; 28954 28969;28972 28989;28992 29006;29008 29027; 29030 29046; 29050 29065; 29069 29084;29087 29102; 29106 29117;29120 29133;29136 29151; 29155 29173;29178 29193;29196 29210;29213 29222;29222 29230A; 29230D PI: 1005019VI -26- 0007-SWP-0072673 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 29231; 29231 29235;29236 29240; 29243 29255;29258 29271; 29275 29284; 29287 29299; 29302 29312; 29315 29326; 29328 29334; 29337 29343;29345 . 29351; 29353 29361; 299363 29379; 29380 29385; 29387 29396; 29397 29398;29399 29400; 29401 29402; 29403 29404; 29405 29406;29407 29408; 29409 29410; 29411 PI: I005GI9vI -27- 0007-S WP-0072674 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 29420; 29420 29423; 29426 29436; 29438 29453; 29456 29468; 29469 29471; 29473 29487;29488 29491; 29493 29503; 29504 29507; 29510 29526;29527 29530; 29531 29534;29537 29547;29548 29566; 29567 29570; 29573 29582; 29583 29586; 29589 29606; 29607 29610; 29613 29621; 29622 29624; 29627 29635;29638 . PI: 1005019vt -28- 0607-SWP-007267S APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 29650; 29651 29653; 29657 . 29667; 29668 29670; 29673 29681; 29682 29684; 29686 29695; 29697 29713; 29716 29725; 29727 29746; 29750 29758; 29760 29770; 29770 29795; 29796 29798; 29799 29801; 29802 29819; 29822A 29833; 29837 29849; 29853 29866; 29869 29881; 29885 29898;29900 29916; 29920 29940; 29940 Pi: 1005019v! -29- 0007-SWP-0072676 APPENDIX B-l Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0007-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 29979;29979 30155; 30155 30169; 30169 30182; 30184 30193; 30197 30205; 30213 30220; 30227 30232;30235 30247;30256 Pi: i 005019v X -30- 0007-S WP-0072677 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 10557; 10559 10652; 10654 10652; 10654 10660; 10663 10692; 10696 10671; 10673 10703; 10705 10679; 10681 10710; 10712 10692;10695 10718;10721 10703; 10705 10733; 10735 10710; 10712 10741; 10743 10718;10721 10749; 10751 10725; 10727 10757; 10759 10733;10735 10764;10767 10741; 10742 10773; 10776 10741; 10743 10782; 10783 10749; 10751 10790; 10793 10757; 10759 10798; 10801 10764; 10765 10807; 10808 10764;10767 10814; 10816 10773; 10776 10820; 10822 10782;10783 10826; 10827 10790; 10793 10832;10833 10798; 10801 10839; 10840 10807;10808 10845; 10846 10814; 10816 10852; 10853 . 10820; 10822 10858; 10859 10826; 10827 . PI: 1005010vl ( 0007-SWP-0072678 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 10866; 10867 10832; 10833 10873; 10875 10839; 10840 10881; 10882 10845; 10846 10887; 10888 10852; 10853 10893; 10895 10858; 10859 10900; 10902 10866; 10867 10907; 10909 10881; 10882 10914; 10916 10887; 10888 10921; 10923 10893; 10895 10928; 10930 10900; 10902 10937; 10940 10907; 10909 10945; 10948 10914; 10916 10953; 10955 10921; 10923 10960; 10962 10928; 10930 10967; 10969 10937; 10940 10981; 10983 10945; 10948 10988; 10989 10953; 10955 10996; 10997 10960; 10962 11002; 11003 10967; 10969 11009; 11010 10981; 10983 11014; 11015 10988; 10989 11020; 11022 10996; 10997 11025; 11026 11002; 11003 11031;11032 11009;11010 PI: 1005010vl 0007-SWP-0072679 APPENDIX B-2 Interrogatory No, 13 -- Years and Tons of Production All documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11036; 11037 11014; 11015 11043; 11044 11020;11022 11050; 11051 11025; 11026 11056;11058 11031;11032 11063; 11064 11036; 11037 11070; 11071 11043; 11044 11077; 11078 11050; 11051 11083; 11084 11056; 11058 11089; 11090 11063; 11064 11096; 11097 11070; 11071 11102; 11103 11077; 11078 11108;11110 11083; 11084 11113; 11114 11089;11090 11119; 11120 11096; 11097 11126; 11127 11132;11133 11102;11103 11108;11110 11138;11141 11113; 11114 11145; 11146 11119; 11120 11152;11153 11126;11127 11158;11159 11132;11133 11164; 11165 11138;11141 11170; 11170 11145;11146 11176;11177 11152;11153 11182;11184 11158;11159 PI: 1005010vl -3 0007-SWP-0072680 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production Ail documents are for prefix 093S-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11189; 11191 11164; 11165 11196; 11198 11170;11170 11201; 11203 11176;11177 11208; 11211 11182; 11184 11215; 11216 11189; 11191 11220; 11222 11196; 11198 11227; 11228 11201; 11203 11233; 11236 11208; 11211 11240; 11242 11215; 11216 11247; 11248 11220;11222 11254; 11255 11227; 11228 11260; 11262 11233;11236 11267;11269 11240; 11242 11274; 11276 11247; 11248 11281; 11283 11254;11255 11289;11291 11260; 11262 11296;11298 11267; 11269 11301; 11302 11274;11276 11308;11310 11281;11283 11316;11318 11289; 11291 11323;11325 11296;11298 11330; 11331 11301; 11302 11337;11340 11308;11310 11346; 11347 11316; 11318 . PI: 1005010vl '^` ( 0007-SWP-0072681 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production Ail documents are for prefix 0D35-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11354;11355 11323; 11325 11361;11362 11330;11331 11368;11370 11337; 11340 11375;11377 , 11346; 11347 11382;11383 11354;11355 11388;11389 11361;11362 11394;11396 11368; 11370 11401; 11402 11375; 11377 11408; 11409 11382;11383 11415; 11417 11388; 11389 11423; 11425 11394; 11396 11430; 11432 11401; 11402 11437; 11438 11408; 11409 11443; 11445 11415; 11417 11450; 11452 11423; 11425 11458;11460 11430; 11432 11467; .11468 11437; 11438 11474; 11475 11443; 11445 11489;11491 11450; 11452 11497;11499 11458; 11460 11503A; 11503C 11467;11468 11504; 11507 11474; 11475 11512;11514 11489;11491 11520; 11523 11497; 11499 pr: 10050 lOvl ~J - : | OOO7-SWP-0O72682 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11529;11531 11503 A; 11503C 11538; 11540 11504; 11507 11545;11546 11512;11514 11553;11555 11520; 11523 11561; 11564 11529;11531 11571; 11573 11538;11540 11578; 11579 11553; 11555 11586;11589 11561; 11564 11595; 11596 11571; 11573 11606; 11607 ' 11578; 11579 11614; 11616 11586;11589 11623; 11624 11595;11596 11632; 11634 11606; 11607 11640;11642 11614; 11616 11648; 11651 11623; 11624 11656;11658 11632; 11634 11663; 11665 11640; 11642 11670; 11672 11648; 11651 11679;11681 11656; 11658 11687;11690 11663; 11665 11697; 11699 11670; 11672 11706; 11708 11679; 11681 11714; 11716 11687;11690 11721; 11723 11697;11698 . PI; 1005010vl 6- 0007-SWP-0072683 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11730; 11732 11697; 11699 11730; 11733 11706; 11708 11740; 11742 11714;11716 11748; 11751 11721; 11723 11757; 11758 11730; 11732 11765; 11767 11730;11733 11773; 11775 11740; 11742 11782; 11784 11748; 11751 11791; 11793 11757;11758 11800; 11802 11765;11767 11809; 11811 11773; 11775 11817; 11819 11782;11784 11825; 11827 11791; 11793 11833; 11835 11809,11811 11840; 11842 11817;11819 11848; 11850 11825;11827 11857; 11859 11833;11835 11866; 11868 11840;11842 11884; 11885 11848;11850 11891; 11893 11857;11859 11908; 11909 11866; 11868 11917; 11919 11884; 11885 11925; 11927 11891; 11893 11934; 11935 11908; 11909 PI: 10050l0vl -7- ! 0007-SWP-0072684 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 003S-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 11944;11946 11917;11919 11954;11956 11925; 11927 11964;11966 11934; 11935 11973; 11975 11944; 11946 11982; 11983 . 11954;11956 11991; 11994 11964; 11966 12000; 12002 11973;11975 12009;12011 11982; 11983 12019; 12021 11991; 11994 12028; 12030 12000; 12002 12039; 12041 12009; 12011 12050; 12052 12019; 12021 12058;12060 12028; 12030 12073; 12074 - 12039; 12041 12081; 12083 12050; 12052 12090; 12092 12058; 12060 12098; 12100 12073; 12074 12106; 12108 12081; 12083 12115;12117 12090; 12092 12124A; 12124C 12125; 12127 12135; 12137 . 12146; 12149 12098;12100 12106; 12108 12115; 12117 12124A; 12124C 12157; 12161 12125; 12127 PI: lOOSOSOvl -8- 0007-SWP-0072685 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 12170; 12173 12135; 12137 12182;12186 12146; 12149 12197;12200 12157;12161 12209;12213 12170; 12173 12221;12224 12182;12186 12230;12234 12197;12200 12244;12249 12209; 12213 12255;12259 12221;12224 12268;12273 12230; 12234 12279;12284 12240; 12249 12293; 12296 12255; 12259 12300;12304 12268; 12273 12313;12318 12279; 12284 12325; 12329 12293; 12296 12342;12346 12356; 12359 12300; 12304 12313; 12318 ^ 12368; 12371 12325; 12329 12385; 12388 12342; 12346 12397; 12400 12410;12413 12421, 12425 12432;12435 12356;12359 12368; 12371 12385; 12388 12397; 12400 12443; 12445 12462; 12465 12410; 12413 12421; 12425 PI: 1G05010VI j 0007-SWP-0072686 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production All documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 12474; 12477 12432; 12435 12486; 12490 12443; 12445 12498; 12501 12462; 12465 12516; 12519 12486; 12490 12528; 12532 12498; 12501 12540; 12543 12516;12519 12552; 12555 12528; 12532 12570; 12574 12540; 12543 12583; 12586 12552; 12555 12596; 12599 12570; 12574 12707; 12610 12583; 12586 12629; 12632 12596; 12599 12641; 12644 12607;12610 12654; 12658 12629; 12632 12667; 12671 12641;12644 12683; 12686 12654; 12658 12705;. 12708 12667; 12671 12717; 12719 12727; 12730 12683; 12686 12705; 12708 12740; 12743 12717; 12719 12763; 12766 12774; 12777 12787; 12790 12799; 12802 .. 12727; 12730 12740; 12743 12763;12766 12774; 12777 PI: 1005010vl - IU - 0G07-SWP-0072687 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 12821; 12824 12787; 12790 12833;12836 12799; 12802 12845; 12848 12821; 12824 12856; 12859 12833; 12836 12870; 12872 12856; 12859 12881;12883 12870; 12872 12893; 12895 12881; 12883 12904; 12907 12893; 12895 12916; 12919 12904; 12907 12937;12940 12916; 12919 12950; 12952 12937; 12940 12963; 12970 12950; 12952 12980; 12984 12963;12970 13006; 13008 12980; 12984 13019;13022 13006; 13008 13033;13037 13019; 13022 13047;13050 13033; 13037 13060; 13064 13047; 13050 13075; 13078 13060;13064 13098;13101 13075;13078 13111; 13114 13098; 13101 13124;13128 13111;13114 13136; 13139 13124;13128 13149; 13152 13136;13139 . PI: 10050 lOvl -11 - 0007-SWP-0072688 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 13161; 13164 13149; 13152 13183;13186 13161; 13164 13195;13197 13183;13186 13208;13210 13195;13197 13219; 13222 13208; 13210 13219; 13222 13240; 13243 13249; 13252 13266; 13269 13278; 13281 . 13300; 13303 13312;13314 13324;13327 13337; 13341 13353;13357 13369; 13375 13386;13389 13400; 13405 13416; 13418 13429; 13430 13437; 13439 13446; 13447 13454; 13456 13464; 13467 PI: 1005010vl - 12- 0067-SWP-0072689 APPENDIX B-2 Interrogatory No. 13 -- Years and Tons of Production AH documents are for prefix 0035-SWP- Lead Carbonate Lead Sulphate Leaded Zinc Oxide 13473; 13476 13483; 13484 13494; 13495 13503;13504 13512;13513 13521;13523 13530; 13532 13541; 13543 PI: 1005010vl - 13 - I 0007-SWP-0072690 APPENDIX C Interrogatory No. 19 -- Purchases AS! documents below are for prefix 0007-SWP- 21841;21843,21844 21857;21858 22180; 22181,22182 22190; 22191 - 22210;22211 22414;22415 22686;22686 23434; 23435 . 25249;25251 AH documents below are for prefix 0035-SWP- 10660;10662 . 10757;10758 12157; 12160 13278;13281 PI: 100S017vl j 0007-SWP-0072691 2305 21927; 21929 22210; 22211 22414; 22416 25249; 25251 46265 10660;10662 10692; 10695 12157; 12160 13266; 13268 APPENDIX D Interrogatory No. 20 Sales All documents below are for prefix 0007-SWP- All documents below are for prefix 0035-SWP- . PI: iOOSOlSvl 0007-SWP-0072692 APPENDIX E 269-274 Interrogatory No. 54 -- Health Hazards 35-SWP-10550; 551 1340;1368,1378 4484; 4489-4490 5689; 5693 5695; 5697, 5698 5701;5702-04, 5707, 5710 5716; 5717-18 5719; 5719-21 5722;5723 5732;5733 5810;5812 5820 5821 5822 5823 5824 5826 5828-5830 5831-5832 5833; 5834-35, 5839-40 5841-5845 5846 5850-5865 5866 5876; 5877-78 5881 PI: S005t72vl -1 0007-S WP-0072693 APPENDIX E 24230; 24231 30182; 30183 30429; 30455 30961-962 36311 36503 36695 36830; 36833-36909 37039 37084 37088; 37096 37097 37104 37118 37121 37140 48380; 48382 Interrogatory No. 54 -- Health Hazards PI: i005l72vl -20007-SWP-0072694 APPENDIX F-l Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes ASI documents are for prefix 0007-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 7012; 7013 22414;22415 6967 7110 7110 21912; 21912 21821;21821 21919; 21919 21827;21827 21927;21927 21833; 21833 21936; 21936 21841;21841 21942; 21942 21850;21850 21949; 21949 21857;21857 21966;21966 21866;21866 21972; 21972, 21973 21874; 21874 21979;21979 21882; 21882 21989; 21989 21889; 21889 21998; 21998 21896; 21896 22005;22005 21904;21904 22012;22012 21912; 21912 22019;22019 21919; 21919 22027; 22027 21927;21927 22034; 22034 21936;21936, 21938 22042; 22042 21942;21942 22050; 22050 21949;21949 22135; 22137 21955;21955 22172; 22174 21966; 21966 22180; 22180 21972;21972 '22190; 22190 21979; 21979 PI: I O05GO9v I , ' 0007-SWP-0072695 APPENDIX F-l Interrogatory No. 1(d), Seeded Set -- Plant Production Capacity and Changes All documents are for prefix 0007-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 22197; 22197 21989; 21989 22203; 22203 21998; 21988 22210; 22210 22005; 22005 22218; 22218 22012; 22012 22226;22226,22228 22019;22019 22233;22233 22027;22027 22241; 22241 22034;22034 22247;22247 22042;22042 22254;22254 22180;22180 22259; 22259 22190;22190 22267;22267 22197; 22197 22284; 22284 22203; 22203 22292; 22292 22218;22218 22299;22299 22226; 22226 22308;22308 22233; 22233 22316;22316 22241; 22241 22324; 22324 22247; 22247 22333;22333 22254;22254 22342;22342 22259; 22259 22351; 22351 22267; 22267 22359; 22359 22275;22275 22367; 22367 22284; 22284 22374; 22374 - 22292; 22292 PI: 1005009v 1 -2- 0007-SWP-0072696 APPENDIX F-l Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes All documents are for prefix 0007-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 22381; 22381 22299; 22299 22388; 22388 22308;22308 22394; 22394 22316;22316 22401;22401 22324;22324 22408;22409 22333;22333 22414; 22414 22342; 22342 22422;22423 22351;22351 22431; 22431 22359; 22359 22367;22367 22210;22210 22374; 22374 22381;22381 22388;22388 22394;22394 22401;22401 22408;22409 22414;22414 22422; 22423 22431;22431 PI: I005009v \ -30007-SWP-0072697 APPENDIX F-2 Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes All documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 10557;10557 10921; 10923 10527;10527 10564;10564 11260; 11263 10557; 10557 10573;10573 10564; 10564 10581;10581 10573; 10573 10590; 10590 10581; 10581 10599;10599, 10601 10590;10590 10607;10610 10599;10599, 10601 10625; 10628 10607;10607,10610 10635;10635,10636 10617; 10617 10644; 10644 10625;10625, 10628 10652; 10652 10635;10635 10660;10660 10635;10636 10671; 10671 10644;10644 10679;10679 10652;10652 10692; 10692 10660; 10660 10703;10703 . 10671;10671,10672 10710;10710 10679; 10679 . 10718;10718 10692; 10692 10725; 10725 10703; 10703 10733; 10733 10710; 10710 10741; 10741 10718;10718 10749;10749 10725; 10725 10757; 10757 10733; 10733 10764; 10764 10741; 10741 Pi: i004997Vi 0007-SWP-0072698 APPENDIX F-2 Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes AH documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 10773; 10773 10749; 10749 10782;10782 10757;10757 10790; 10790 10764;10764 10798; 10798 10773; 10773 10807;10808 10782;10782 10814;10814, 10817 10790; 10790 10820;10820 10798;10798 10826; 10829 10807;10808 10832;10835 10814;10817 10839; 10842 10820;10820 10845; 10849 10826; 10829 10852;10855 10832;10835 10858;10863 10839; 01842 10866;10870 10845; 10849 10873;10878 10852; 10855 10881;10884 10858; 10863 10887;10890 10866; 10870 10893; 10897 10873;10878 10900;10904 10881;10884 10907;10911 10887; 10890 10914; 10918 10893; 10897 10921;10925 10900; 10904 10928;10933 10907;10911 PI: 1004997vL -2- 0007-SWP-0072699 \ APPENDIX F-2 Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes AH documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 10937; 10942 10914;10918 10945; 10950 10921; 10925 10953; 10957 10928; 10933 10960; 10964 10937; 10942 10967; 10971 10945; 10950 10974;10978 10953; 10957 10981;10985 10960; 10964 10988;10992 10967;10971 10996;10999 10981; 10985 11002;11006 10988;10992 11009; 11012 10996;10999 11308;11312 11002;11006 11316; 11320 11009;11012 11323;11327 11330;11334 11337; 11343 11346; 11351 11354; 11358 11368;11373 11375;11379 11382;11386 11388;11391 11394;11398 PI: 1004997vl -30007-SWP-0072700 APPENDIX F-2 Interrogatory No. 1(d), Second Set -- Plant Production Capacity and Changes All documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 11401;11405 11408;11412 11415;11419 11423;11427 11430;11434 11437; 11440 11443;11447 11450;11455 11458; 11464 11467; 11468, 11471 11474; 11478 11481;11485 11489; 11493 11757;11758 11773; 11776 PI; 1004997V1 -40007-SWP-0072701 APPENDIX F-3 Interrogatory No, 1(e), Second Set -- Plant Production Less Than Capacity All documents are for prefix 0007-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 21821; 21821 22050; 22050 21827; 21827 22057; 22057 21833;21833 22063; 22063 21841,21841 22068; 22068 21850;21850 22076; 22076 21857;21857 22082; 22082 21866;21866 22089;22089 21874;21874 22095;22095 21882;21882 22102;22102 21889;21889 22110;22110 - 21896;21896 22118; 22118 21904;21904 22126; 22126 21955;21955 22135;22135 22057;22057 22150; 22150 22063; 22063 22158; 22158 22068;22068 22165; 22165 22076; 22076 22172; 22173 22082; 22082 22439; 22442 22089; 22089 22445;22448 22095; 22095 22451;22453 22102; 22102 22455;22459 22110;22110 22461;22464 22118;22118 22467;22471 22126;22126 22474;22477 PI: 1005015v l 0007-SWP-0072702 APPENDIX F-3 Interrogatory No. 1(e), Second Set -- Plant Production Less Than Capacity All documents are for prefix 0007-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 22135;22135 22480; 22484 22142;22142 22486; 22490 22150;22150 22493; 22497 22158;22158 22500; 22504 22165; 22165 22507; 22508 22172; 22172 22507;22511 22439; 22442 22515;22518 22445; 22448 22537;22540 22451;22453 22545;22548 22455; 22459 22913;22915 22461; 22464 23095; 23097 22467; 22471 29379; 29382 22474; 22477 22480;22484 22486;22490 22493;22497 . 22500;-22504 22507;22511 22515;22518 29379;29382 PI: 1005I5vl -2l 0007-SWP-0072703 APPENDIX F-4 Interrogatory No. 1(e), Second Set -- Plant Production Less Than Capacity All documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 10527; 10527 10535;10535 10535;10535 10543;10543 10543; 10543 10550;10550 10550;10550 11020; 11023 10607; 10607 .11025;11062 10617; 10617 11031;11033 10625; 10625 11036;11040 11020;11023 11043;11047 11025;11026 11050;11054 11031;11033 11056;11061 11036; 11040 11063; 11067 11043; 11047 11070; 11074 11050;11054 11077;11080 11056; 11061 11083;11086 11063; 11067 11089; 11093 11070;11074 11096; 11099 11077;11080 11102; 11106 11083; 11086 11108;11111 11089; 11093 11113; 11114 11096; 11099 11113;11116 11102; 11106 11119; 11123 11108;11111 11126;11129 11113; 11114 11132; 11135 11113; 11116 11138;11142 PI: 1005001 v 1 0007-SWP-0072704 APPENDIX F-4 Interrogatory No. 1(e), Second Set -- Plant Production Less Than Capacity All documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 11119;11123 11145; 11149 11126; 11129 11152;11155 11132; 11135 11158; 11161 11138;11142 11164;11167 11145; 11149 11170;11173 11152;11155 11176;11180 11158; 11161 11182;11186 11164; 11167 11189;11193 11170; 11173 11196;11199 11176; 11180 11201;11205 11182; 11186 11208;11211 11189; 11193 11215;11218 11196; 11199 11220;11224 11201; 11205 11227;11228 11208; 11211 11233;11237 11215; 11218 11240; 11244 11220; 11224 11247; 11251 11227; 11228 11254;11258 11233;11237 11260;11264 11240;11244 11267; 11271 11247; 11251 11274;11278 11254; 11258 11281;11285 11260; 11264 11289;11293 Pi: 100500 Iv! "z-- i 0007-SWP-0072705 APPENDIX F-4 Interrogatory No. 1(e), Second Set -- Plant Production Less Than Capacity AH documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 11267; 11271 11296; 11299 11274;11278 11301; 11305 11281;11285 11308; 11312 11289;11293 11316; 11320 11296;11299 11323; 11327 11301;11305 11330;11334 11361;11364 11337; 11343 11346;11351 11354;11358 11361; 11364 11368; 11373 11375;11379 11382; 11386 11388; 11391 11394;11398 11401; 11405 11408; 11412 11415; 11419 11423; 11427 11430;11434 11437;11440 11443; 11447 11450; 11455 PI: !005001 vl -30007-S WP-0072706 APPENDIX F-4 Interrogatory No. 1(e), Second Set - Plant Production Less Than Capacity AH documents are for prefix 0035-SWP- Lead Carbonate White Lead in Oil Lead Sulphate Leaded Zinc Oxide 11458; 11464 11467;11468 11467;11471 11474; 11478 11481; 11485 11489;11493 PI: 100500lv I ,40007- S WP-0072707 APPENDIX G - ORIGINAL DOCUMENTS* Interrogatory No. 10 CN 1, Folder 1 CN 1, Folder 2 CN1, Folder 3 , Interrogatory No. 13 Lead Carbonate Lead Sulphate Leaded Zinc Oxide General CN 2, Folder 5 CN 2, Folder 5 CN 2, Folder 5 CN 5. Chameleon. Vol. 28, No. 5 (1927) CN 5, Chameleon. CN 4. Chameleon. Vol. 20, No. 6 (1919) Vol. 13, No. 2(1910) CN 22, Folder 2 CN 5. Chameleon. CN 4. Chameleon. Vol. 21, No. 1 (1920) Vol. 13, No. 3 (1910) CN 43, Folder 2 CN 6. The SWP. Vol. CN 4. Chameleon. 8, No. 7(1906) Vol. 13, No. 4 (1910) CN 10, Folder 1, The CN 4. Chameleon. SWP. No. 19 (1923) Vol. 13, No. 5 (1910) CN 21, Folder 3 CN 4. Chameleon. Vol. 13, No. 8(1910) CN 28, Folder 2 CN 4. Chameleon. Vol. 18, No. 2 (1915) CN 41, Folder 4, Sherwin-Williams World, Vol. 6, No. 3, (1948) Vol. iCn ^To ^'is ) CN 43, Folder 2 CN 4. Chameleon. Vol. 18, No. 5 (1915) "What Fifty Years Have Wrought" (1916) ^References are to consecutive numbers ("CN") of boxes on index of original documents, and to specific documents or folders within such boxes. Pl: t005169vl 0007-SWP-0072708 APPENDIX G - ORIGINAL DOCUMENTS* Lead Carbonate Interrogatory No. 13 Lead Sulphate Leaded Zinc Oxide General CN 4. Chameleon. Vol. No. 2 (1916) CN 5. Chameleon. Vol. 21, No. 2(1920) CN 5. Chameleon. Vol. 21, No. 7 (1920) CN 5. Chameleon. Vol. 23, No. 1 (1922) CN 5. Chameleon. Vol. 23, No. 3 (1922) CN 5. Chameleon. Vol. 25, No. 8 (1924) CN 5. Chameleon. Vol. 25, No. 9 (1924) Vol. is^NcflO-11' (1924) CN 5. Chameleon. Vol. 26, No. 1 (1925) Vol. 287^7(1927) CN 5. Chameleon. Vol. 30, No. 3 (1929) CN6.TheSWP.Vol 8, No. 7 (1906) CN 6. SherwinWilliams World. Vol 3, No. 2 (1944) ^References are to consecutive numbers ("CN") of boxes on index of original, documents, and to specific documents or folders within such boxes. PI: 1005I69vI 2 0007'SW?-W72709 APPENDIX G - ORIGINAL DOCUMENTS* Lead Carbonate Interrogatory No. 13 Lead Sulphate Leaded Zinc Oxide General CN 8. The Spectrum. June-July (1909) CN 10, Folder 8 CN 19, Folder 5 CN 19, Folder 9 CN 19, Folder 10 CN 22, Folder 6 CN 28, Folder 2 CN 28, Folder 5 CN 29, Folder 2 CN 29, Folder 3 CN 29, Folder 6 CN 29, Folder 12 CN 30, Folder 10 CN 30, Folder 13 CN 31, Folder 4 CN 41. Chameleon. Vol. 12, No. 3 (1909) CN 41. Chameleon. Vol. 12, No. 10 (1909) CN 41. Chameleon. Vol. 16, No. 5(1917) ^References are to consecutive numbers ("CN") of boxes on index of original documents, and to specific documents or folders within such boxes. PI: IOOS169vl 3 0007-SWP-0672710 APPENDIX G - ORIGINAL DOCUMENTS* Lead Carbonate CN 1, Folder 1 CN 29, Folder 12 CN 30, Folder 4 CN 30, Folder 9 interrogatory No. 13 Lead Sulphate Leaded Zinc Oxide Interrogatory No. 19 General CN 41, Folder 2, Chameleon. Vol. 17. No. 2(1917) CN 41. Chameleon. Vol. 18, No. 4 (1918) CN 41, Folder 3, Chameleon. Vol. 30. No. 2 CN 41, Folder 4, Sherwin-Williams Wfirld, Vol. 3, No. 2 (1944) CN 41, Folder 4, Sherwin-Williams World, Vol. 3, No. 4 (1945) CN 41, Folder 4, Sherwin-Williams World, Vol. 5, No. 4 (1947) References are to consecutive numbers ("CN") of boxes on index of original documents, and to specific documents or folders within such boxes. i P1: !00Si69vt 4 | 0007-SWP-0072711 APPENDIX G - ORIGINAL DOCUMENTS* Interrogatory No. 20 CN 5, Chameleon. Vol. 28, No. 7 (1927) CN 28, Folder 2 CN 32, Folder 8 Interrogatory No. 54 CN 4, Chameleon. Vol. 7, No. 5 (1904) CN 6, The SWP. Vol. 6, No. 7 (1904) Interrogatory No. 1(d), Second Set Lead Carbonate White Lead in Lead Sulphate Leaded Zinc Oil Oxide CN 30, Folder 13 General CN 4, Chameleon. Vol. 13, No. 3 (1910) CN 41, Chameleon. Vol. 12, No. 10 (1909) References are to consecutive numbers ("CN") of boxes on index of original documents, and to specific documents or folders within such boxes. PI: 100S169v! 5 0007-SWP-0072712 APPENDIX H MICROFILM DOCUMENTS Microfilm Reel No. File Title (Plant/Year) Account Title Interrogatory No. 438 OSM Smelter 1929-30 Trade Accounts Receivable 20* Chicago White Lead 1929-30 Chicago White Lead Sales: Lead in Oil, ODP Soft Paste Lead, Zilo, Soft Paste Zilo and Carbonate recapitulations by date and city * Accounts Receivable Trade 20* Production, Merchandise & Trading and Loss & Gain Account 13* Lead in Oil Mfd. Account #2 * Lead in Oil Mfg. Account #3 * Soft Paste Lead Mfg. Acct. #1 * Soft Paste Lead Mfg. Acct. #2 * Soft Paste Lead Mfg. Account - The Lowe Bros. Spl. * Lowe Bros. Special Soft Paste Lead Mfg. account #2 * Zinc Lead in Oil Mfg. Account 1 * Zinc Lead in Oil Mfg. Account 2 * Soft Paste Zilo Mfg. #1 * Soft Paste Zilo Mfg. #2 * Manufactured Merchandise -- Carbonate 13 Soft Paste Lead -- Lowe Bros. Spl. * Manufactured ODP 13 Zilo Manufactured Merchandise * $ Indicates items that appear not to be directly responsive to interrogatories, but that are identified to provide additional context. PI: I00492Svl 0007-SWP-0072713 APPENDIX H Microfilm . Reel No. 438 (cont.) File Title (Plant/Year) Chicago White Lead 1929-30 (cont.) 441 Chicago White Lead 1930-31 Account Title Soft Paste Zilo -- Manufactured Merchandise Soft Paste Lead - Manufactured Merchandise Carbonate Lead Wet Carbonate Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Gross Sales 7-SWP-12606-12638; 12668; 12680 681 7-SWP-12639-12667; 12669-679; 12682-691; 12692-724 O.D.P. Manufacturing Account No. 1 . Lead in Oil Mfd. Account #2 Lead in Oil Mfd. Account #3 Soft Paste Lead Mfg. Acct. #1 Soft Paste Lead Mfg. Account -- The Lowe Bros. Co. Spl. Soft Paste Lead Mfg. Acct. Soft Paste Lead Account #2 - The Lowe Bros. Special Zinc Lead in Oil Mfg. Acc. 1 Zinc Lead in Oil Mfg. Acc. 2 Soft Paste Zilo Mfg. #1 Soft Paste Zilo Mfg. #2 Interrogatory No. * * 13 * 13 # 19, 20& * 13 13 * $ * * * * * * * * PI: 1004925vl "L~ > 0007-S WP-Q&T2714 APPENDIX H .......... -- Microfilm Reel No. 441 (cont.) File Title (Plant/Year) Chicago White Lead 1930-31 (cont.) 442 Chicago White Lead 1930-31 441 OSM Smelter 1930-31 442 Chicago White Lead 1930-31 Account Title Soft Paste Lead -- Manufactured Merchandise Soft Paste Lead The Lowe Bros, Spl. Zilo Manufactured Merchandise Soft Paste Zilo -- Manufactured Merchandise Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Gross Sales Chicago White Lead Sales: Lead in Oil, Soft Paste Lead, Zilo, Soft Paste Zilo, Carbonate and ODP recapitulations by date and city 7-SWP-12725-12823 7-SWP-12824-12891 Interrogatory No. # $ * # # 13 * 20# 20# 20# 20# Trade Accounts Receivable 20# Chicago White Lead Sales: Carbonate recapitulations by city ODP Manufacturing Account #1 Lead in Oil Mfd Acct #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl Soft Paste Lead Mfg. Acct -- The Lowe Bros. Co. 20# 13 # # # # * PI: I004925vl 0007-SWP-0072715 APPENDIX H Microfilm Reel No. 442 (cont.) File Title (Plant/Year) Chicago White Lead 1931-32 (cont.) 443 O.S.M. Smelter 1931-1932 Account Title Spl. Soft Paste Lead Mfg. Acct #1 Interrogatory No. * Soft Paste Lead Account #2 -- The Lowe Bros. Co. Zinc Lead in Oil Mfg Account #1 Zinc Lead in Oil Mfg Account #2 Soft Paste Zilo Mfg Account #1 Soft Paste Zilo Mfg #2 Mfd Mdse -- Carbonate MfdMdse - ODP Soft Paste Lead - Mfd Mdse Soft Paste Lead The Lowe Bros. Spl. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Gross Sales Chicago White Lead Sales: Lead in Oil, ODP, Soft Paste Lead, Zilo, Soft Paste Zilo recapitulations by date and city 7-SWP-12892-12911 Chicago White Lead Sales: Soft Paste Zilo and Carbonate recapitulations by date and city Trade Accounts Receivable * * * * * 13 13 * * * * * 13 * 20* 20* * 20* 20* PI: 1004925vl 0007-SWP-0072716 APPENDIX H Microfilm Reel No. 443 (cont.) 444 File Title (Plaut/Year) Chicago White Lead 1931-32 Chicago White Lead 1932-1933 Account Title 7-SWP-12911-12942 Interrogatory No. ' 20* Production, Merchandise & Trading and Loss & Gain Account ODP Manufacturing Account #1 Lead in Oil Mfd Account #2 Lead in Oil Mfg Account #3 Soft Paste Lead Mfg Account #1 Soft Paste Lead Mfg Account #2 Spl. Soft Paste Lead Mfg. Account - The Lowe Bros. Co. Chicago 111. Spl. Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account -- The Lowe Bros. Co. Spl Soft Paste Lead - BW 102 & BW 104 Spl Soft Paste Lead - BW 102 Spl Soft Paste Lead - BW 102 & BW 104 Spl Soft Paste Lead - BW 103 & BW 105 Spl Soft Paste Lead -- BW 103 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. Account #2 Soft Paste Zilo Mfg. Account #1 Soft Paste Zilo Mfg. Account #2 Mfd. Mdse Carbonate Mfd. Mdse Carbonate Purchased 13* 13 * * * * * * * * * .* * * * * * 13 19 PI: 1004925vt *3~ i ! 0007-SWP-0072717 APPENDIX H Microfilm Red No. 444 (cont.) File Title (Plant/Year) Chicago White Lead 1932-1933 (cont) 445 Chicago White Lead 1932-33 O.S.M. Smelter 1932-1933 Chicago White Lead 1932-33 446 Chicago White Lead 1933-1934 Account Title MfdMdse ODP Interrogatory No. 13 Soft Paste Lead Mfd Mdse Soft Paste Lead The Lowe Bros. Spl. Spl. Soft Paste Lead - BW 102 & 104 B 143 - B 223 - BW 103 & BW 105 Mfd. Mdse. Zilo Mfd Mdse Soft Paste Zilo Mfd Mdse Dry Leaded Zinc Merchandise Packages Dry Lead Merchandise Packages -- Lead in Oil Merchandise Packages - Spl. Lead in Oil Drums Suspense Account -- Dry White Lead Purchased Gross Sales Chicago WL Sales: Lead in Oil, Soft Paste Lead, Zilo, Soft Paste Zilo and Carbonate recapitulations by time period and city Trade Accounts Receivable $ $ $ $ $ $ $ 13 * $ 19 20$ 20$ 20$ 7-S WP-12943-13042 20$ Production, Merchandise & Trading and Loss & Gain Account ODP Mfg. Account #1 13$ 13 PI: 1004925v 1 -6- : 0007-SWP-0072718 APPENDIX H Microfilm Reel No. 446 (cont.) File Title (Plant/Year) Chicago White Lead 1933-1934 (cont.) . Account Title Lead in Oil Mfd Account #2 Lead in Oil Mfd Account #3 Soft Paste Lead Mfg. Account # 1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg, Account The Lowe Bros. Co. Chicago, 111. Spl. Soft Paste Lead Mfg. Account #1 Soft Paste Lead Mfg. Account #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & BW 104 Spl. Soft Paste Lead - BW 102 Spl. Soft Paste Lead - BW 102 & BW 104 Spl. Soft Paste Lead - BW 103 & BW 105 Spl. Soft Paste Lead - BW 103 Zinc Lead in Oil Mfg. Account #1 Soft Paste Zilo Mfg. Account #1 Soft Paste Zilo Mfg. Account #2 Mfd. Mdse. Carbonate Mfd, Mdse. Carbonate Purchased Mfd. Mdse. ODP Soft Paste Lead Soft Paste Lead The Lowe Bros, Spl. Interrogatory No. # $ jjf * $ * * * * & * 13 19 13 * PI; 100492 5vS -70007-SWP-0072719 APPENDIX H Microfilm Reel No. 446 (cont.) File Title (Plant/Year) Chicago White Lead 1933-1934 (cont) 448 Chicago White Lead 1934-35 Account Title Interrogatory No. Spl. Soft Paste Lead - BW 102 & 106 Mfd. Mdse. * BW 103 BW 105 Mfd. Mdse. * Zilo Mfd Mdse # Soft Paste Zilo Mfd Mdse. # Merchandise Packages Dry Lead 13 Merchandise Packages Lead in Oil * Merchandise Packages Special Lead in Oil Drums Suspense Account -- Dry White Lead Purchased 19 Gross Sales 19, 20^ 7-SWP-13043-044 20# Production, Merchandise & Trading and Loss & Gain Account 13# Lead in Oil Mfd. Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Account The Lowe Bros. Co. Chicago, 111. * Special Soft Paste Lead Mfg. Account #1 * Soft Paste Lead Account #2 The Lowe Bros. Co. Spl, Soft Paste Lead - BW 102 and BW 104 * Spl. Soft Paste Lead -- BW 102 PI; 1004925v I -8- 0007-SWP-0072720 APPENDIX H Microfilm Reel No. 448 (cont.) File Title (Plant/Year) Chicago White Lead 1934-35 (cont.) Account Title Interrogatory No. Special Soft Paste Lead -- BW 102 &BW 104 * Special Soft Paste Lead - BW 103 and BW 105 * Special Soft Paste Lead - BW 103 * Zinc Lead in Oil Mfg. Account # 1 * Zilo Zinc Lead in Oil Mfg. Account #2 * Soft Paste Zilo Mfg. Account #1 * Soft Paste Zilo Mfg. Account #2 * Mfg. Mdse Carbonate 13 Mfd. Merchandise -- Carbonate Purchased 19 Mfd. Mdse O.D.P. 13 Soft Paste Lead * Soft Paste Lead The Lowe Bros. Spl. * Spl. Soft Paste Lead - BW 102 & 104 Manufactured Mdse. * BW 103 BW 105 Mfd Mdse * Zilo Mfd Mdse * Soft Paste Zilo -- Mfd Mdse * Dry Leaded Zinc * Merchandise Packages -- Lead in Oil * Merchandise Packages Dry Lead Gross Sales 13 20* 7-SWP-13045 20* PI: 1004925vi -9- 0007-S WP-0O72721 APPENDIX H Microfilm Reel No. 448 (cont.) File Title (Plant/Year) O.S. & M. - Smelter 1934-35 1799 Chicago White Lead 1935-36 Account Title Merchandise & Trading Interrogatory No. 20* Trade Accounts Receivable Mfd. Mdse. Leaded Zinc Oxide ODP Manufacturing Account #1 20* 13 13 ODP Manufacturing Account Lead in Oil Mfd. Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. Account #1 The Lowe Bros. Co., Chicago, III. Special Soft Paste Lead Mfg. Account #1 Spl. Lead Mfg. Account #2 Lowe Bros. Spl. Soft Paste Lead -- BW 102 and BW 104 Spl. Soft Paste Lead - BW 102 Spl. Soft Paste Lead -- BW 102 and BW 104 Spl. Soft Paste Lead - BW 103 and BW 105 BW 103 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg- Zilo Account #2 Soft Paste Lead Mfg. Account #1 13 * * * * * * * .* * * * % * * * Pi: 100492 Svl -10- 0007-SWP-0072722 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1799 (cont.) Chicago White Lead 1935-36 (cont.) Account Title Soft Paste Zilo Mfg. Account #1 Interrogatory No. * Soft Paste Zilo Mfg. Account #2 Mfg. Mdse. Carbonate Mfd. Merchandise -- Carbonate Purchased Mfd. Mdse. ODP Soft Paste Lead Soft Paste Lead #1 The Lowe Bros. Spl. Spl. Soft Paste Lead - BW 102 & 104 Manufactured Mdse. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse Soft Paste Zilo -- Mfd. Mdse. Gross Sales Dry Leaded Zinc Merchandise Packages Dry Lead Loss & Gain O.D.P. Manufacturing A/C #1 Lead in Oil Mfd. A/C #2 Lead in Oil Mfd. A/C #3 Soft Paste Lead Mfg. a/c #1 Soft Paste Lead A/C #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. A/C #2 The Lowe Bros. Co. * 13 19 13 * * * * * * 20* * * 19 13 * * * * * * PI; 1004925v 1 - 11 - 0007-SWP-0072723 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1799 (cont.) Chicago White Lead 1935-36(cont) O.S. and M. - Smelter 1935-36 1801 O.S. and M. -- Smelter 1936-37 Account Title Spl. Soft Paste Lead -- BW 102 and BW 104 Special Soft Paste Lead -- BW 103 andBW 105 Zinc Lead in Oil Mfg. A/C 1 Zinc Lead in Oil Mfg. Zilo A/C #2 Soft Paste Zilo Mfg. A/C #1 Sample Shipments of Lead Products Mfd. Mdse. Carbonate Mfd. Mdse. -- ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. BW 103 - BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Dry Leaded Zinc Mdse. Pkgs. Dry Lead Mdse. Pkgs. - Lead in Oil Trade Accounts Receivable Interrogatory No. 4* 4e * * * 13 13 4c * 4c * * * 4e 13 4c 204c Mfd. Mdse. Leaded Zinc Oxide Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Trade Accounts Receivable 13 4c 4c PI: 1004925v 1 - 12- 0007-SWP-0072724 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1801 (corn.) O.S. and M. - Smelter 1936-37 (cont.) 1802 Chicago White Lead 1936-37 Account Title Mfd. Mdse. Leaded Zinc Oxide Interrogatory No. 13 Leaded Zinc Oxide Purchased from American Zinc Sales Co. Leaded Zinc Oxide Purchased from New Jersey Zinc Co. Leaded Zinc Oxide Purchased from EX DuPont Leaded Zinc Oxide Purchased from Eagle Picher Co. Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Prepaid Carbonate Account 19 19 19 19 * 20* * Loss and Gain ODP Manufacturing Account Lead in Oil Mfd. Account #2 Lead in Oil Mfg. Account #3 Soft Paste Lead Mfg. Account #1 Soft Paste Lead Account #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Soft Paste Lead Mfg. A/C #2 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. Account #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Spl Soft Paste Lead - BW 102 19 13 * * * * * * * * * PI: !004925v1 - 13- 0007-SWP-0072725 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1802 (cont.) Chicago White Lead 1936-37 (cont.) 1804 O.S. and M -- Smelter 1937-38 Account Title Spl. Soft Paste Lead -- BW 102 and BW 104 Special Soft Paste Lead -- BW 103 and BW 105 Zinc Lead in Oil Mfg. Account #1 Zinc Lead in Oil Mfg. A/C #2 . Soft Paste Zilo Mfg. A/C #1 Soft Paste Zilo Mfg. A/C #2 Mfg. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Spl. Spl. Soft Paste lead - BW 102 & 104 Mfd. Mdse, BW 103 BW105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Purchased Dry White Lead Gross Sales Dry Leaded Zinc Merchandise Packages - Lead in Oil 7-SWP-13046 Trade Accounts Receivable Interrogatory No. * & * 4f 4s * 13 13 * * 4s 4s 4s 4s 19 13,20 4s 4s ' 4s 204s 204s Dry White Lead 18 Dry Mfd. Mdse. Leaded Zinc Oxide 13 13 PI: 1004925v 1 - 14- 0007-SWP-0072726 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1804 (cont.) O.S. and M - Smelter 1937-38 (cont.) 1805 Chicago White Lead 1937-38 Account Title Lead & Leaded Zinc Mfd. Mdse. Interrogatory No. 13 Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C (Oxide in system) Sales Leaded Zinc Oxide ODP Manufacturing A/C #1 * 20# 13 Lead in Oil Mfd. A/C #2 Lead in Oil Mfg. A/C #3 Soft Paste Lead Mfg. A/C #1 Soft Paste Lead Mfg. A/C #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. A/C #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Spl. Soft Paste Lead -- BW 103 and BW 105 Zinc Lead in Oil Mfg. A/C #1 Zinc Lead in Oil Mfg. Ziio A/C #2 Soft Paste Zilo Mfg. A/C #1 Soft Paste Zilo Mfg. A/C #2 C-50 Lead & Leaded Zinc Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead * * * * * JJ* * * * * 13 13 * PI: 1004925v 1 - 15- 0007-S WP-0072727 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1805 (cont.) Chicago White Lead 1937-38 (cont.) O.S. & M. Div. - Smelter 1938-39 1806 Chicago White Lead 1938-39 Account Title Soft Paste Lead A/C The Lowe Bros. Spl. Spl. Soft Paste Lead -- BW 102 & 104 Mfd. Mdse. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse, Mfd. Mdse. C-50 Lead & Leaded Zinc Purchased Dry White Lead Gross Sales Dry Leaded Zinc Trade Accounts Receivable Interrogatory No. * * * * $ * 19 20* * 20* Dry White Lead Mfd, Mdse. Leaded Zinc Oxide Mfd. Mdse. Lead & Leaded Zinc C 50 Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Sales Leaded Zinc Oxide Sales Leaded Zinc Oxide C 50 Untitled Account following "Plant Alteration Expense" account with "Output" column ODP Manufacturing A/C Lead in Oil Mfd. A/C #2 Lead in Oil Mfg. A/C #3 Soft Paste Lead Mfg. A/C #1 * 13 13 * 20* 20* 13 13 * * * PI: 100492Svt -16- 0007-SWP-0072728 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1806 (cont.) Chicago White Lead 1938-39 (cont.) Account Title Soft Paste Lead A/C #2 Interrogatory No. * Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. A/C #2 The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 and BW 104 Special Soft Paste Lead - BW 103 and BW 105 Zinc Lead in Oil Mfg. A/C #1 Zinc Lead in Oil Mfg. Zilo A/C #2 Soft Paste Zilo Mfg. A/C #1 Soft Paste Zilo Mfg. A/C #2 Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. BW 103 - BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Purchased Dry White Lead C-50 Lead & Leaded Zinc Dry Leaded Zinc Merchandise Packages Dry Lead * * * sit sit * s|t 13 13 s|e # sit sit sit % 19 13 s|t 13 PI: 1004925v 1 - 17- 0007-SWP-0072729 1 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1806 (com.) Chicago White Lead 1938-39 (cont.) 1808 OS&M Div - Smelter 1939-40 1809 Chicago White Lead 1939-40 -- Account Title Mdse. Pkgs. -- Lead in Oil Interrogatory ' No. * Mdse. Pkgs. -- Dry Lead Mdse. Pkgs. -- Lead in Oil Mdse. Pkgs. - Dry Lead Trade Accounts Receivable 13 * 13 20* Mfd. Mdse. Leaded Zinc Oxide Purchase of Leaded Zinc Oxide Purchase of Leaded Zinc Oxide Mfd. Mdse. Lead & Leaded Zinc C 50 Leaded Zinc Oxide Sales Sales Lead & Leaded Zinc C 40 and C 50 Loss & Gain 13 19 19 13 20* 20* * Chicago White Lead unnamed account containing "output" and "sales" columns ODP Manufacturing A/C #1 Lead in Oil Mfd. A/C #2 Lead in Oil Mfd. A1C #3 Soft Paste Lead Mfg. a/c #1 Soft Paste Lead A/C #2 Spl. Soft Paste Lead Mfg. A/C #1 The Lowe Bros. Co. Chicago, 111. Spl. Lead Mfg. A/C #2 The Lowe Bros. Co. 13,20* 13 * * * * * * Pi: i 004925V1 -18- 0007-SWP-0072730 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1809 (cont.) Chicago White Lead 1939-40 (cont.) 1810 Chicago White Lead 1940-41 Account Title Spl. Soft Paste Lead -- BW 102 and BW 104 Special Soft Paste Lead -- BW 103 andBW 105 Zinc Lead in Oil Mfg. A/C #1 Zinc Lead in Oil Mfg. A/C #2 Soft Paste Zilo Mfg. A/C# 1 . Soft Paste Zilo Mfg. A/C #2 Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. BW 103 ~ BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Dry Leaded Zinc Mdse. Pkgs. Dry Lead Mdse. Pkgs - Lead in Oil Mfd. Mdse. Carbonate Interrogatory No. 4c * * 4c 4c 13 13 4c * 4c 4c 4c 4c 4c 13 4c 13 Mfd. Mdse. - ODP Soft Paste Lead Soft Paste Lead A/C The Lowe Bros. Co. 13 4c 4c Pi: i00492Svl -19 - 00O7-SWP-0072731 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1810 (cont.) Chicago White Lead 1940-41 (cont.) Ozark Smelting and Refining Co. Division 1813 Chicago White Lead 1941-42 Account Title Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Precipitated Dry White Lead Dry Leaded Zinc Mdse. Packages Dry Lead Mdse. Pkgs. -- Lead in Oil Trade Accounts Receivable Mfd. Mdse Leaded Zinc Oxide Memorandum of OPM Stock of Leaded Zinc Oxide Mfd. Mdse. Lead & Leaded Zinc C 50 Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Sales Lead & Leaded Zinc C 40 and C 50 Chicago White Lead unnamed account containing "output" and "sales" columns Mfd. Mdse. Carbonate Purchases Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Interrogatory No. * * * * 13 * 13 * 19,20* 13 * 13 * * 20* 13 19 13 13 * PI: I004925v 1 -20- 0007-SWP-0072732 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1813 (corn.) Chicago White Lead 1941-42 (cont.) 1814 O.S.M. Smelter 1941-1942 1815 Chicago White Lead 1942-43 Account Title Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. Soft Paste Lead A/C The Lowe Bros. Co. BW 103 BW 105 Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Mdse. Packages Dry Lead Mdse. Pkgs. - Lead in Oil Trade Accounts Receivable Mfd. Mdse. Leaded Zinc Oxide Memorandum of OPM Stock of Leaded Zinc Oxide #412 Memorandum of OPM Stock of Leaded Zinc Oxide #413 Memorandum of OPM Stock of Leaded Zinc Oxide #1526 Sublimed White Lead for Resale Oxide in Pans, hoppers and bags Special Lead Zinc Oxide A/C Leaded Zinc Oxide Sales Chicago White Lead unnamed account containing "output" and "sales" columns Mfd. Mdse. Carbonate Mfd. Mdse. - ODP Soft Paste Lead Spl. Soft Paste Lead - BW 102 & 104 Mfd. Mdse. Interrogatory No. * * * sit * 13 sis 20* 13 20 * * 20* * 20* 13, 20* 13 13 * * PI: !00492Svi -21 - 0007-SWP-0072733 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1815 (cont.) Chicago White Lead 1942-43 (cont.) 1816 O.S.M. Smelter 1942-1943 1817 O.S. & M. Div, Smelter 1943-44 1818 Chicago White Lead 1943-44 Account Title Soft Paste Lead A/C The Lowe Bros. Co. BW 103 BW 105 Mfd. Mdse Zilo Mfd. Mdse. Soft Paste Zilo -- Mfd. Mdse. Dry Leaded Zinc Mdse. Packages Dry Lead Mdse. Pkgs, -- Lead in Oil Sales: Leaded Zinc Oxide Interrogatory No. * * * * 13 * * Sales: Sublimed White Lead Mfd. Mdse. -- Leaded Zinc Oxide 20* 13 #412 Zinc Oxide Purchased from Amer. Zinc. Sales Co. Sublimed White Lead for Resale Oxide in Pans, Hoppers & Bags Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales #414 Oxide Chicago White Lead unnamed account containing "output" and "sales" columns Mfd. Mdse. Carbonate Purchased Mfd. Mdse. -- Carbonate Mfd. Mdse. - ODP Soft Paste Lead Special Soft Paste Lead - BW 102 & 104 Mfd. Mdse. 19 19, 20 * * * 13,20* 19 13 13 * * PI: 1004925 vS -22- j 0007-SWP-0072734 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1818 (cont.) Chicago White Lead 1943-44 (cont.) 1819 O.S.M. Smelter 1944-1945 1820 Chicago White Lead 1944-45 Account Title Soft Paste Lead Account -- Lowe Bros. BW 103, BW 105 - Mfd. Mdse. Zilo Mfd. Mdse. Soft Paste Zilo - Mfd. Mdse. Dry Leaded Zinc Dry Leaded Zinc (Trail Fume) Mdse. Pkgs. -- Dry Lead Mdse. Pkgs. -- Lead in Oil Mfd. Mdse. -- Leaded Zinc Oxide Interrogatory No. * $ s|t 4s 4s 4s 13 # 13 Mfd. Mdse. -- #414 Oxide #412 Zinc Oxide Purchased from Amer. Zinc Sales Co. Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales -- #414 Oxide #414 Oxide Chicago White Lead unnamed account containing "output" and "sales" columns Duty - Canadian Lead Mfd. Mdse. -- Carbonate Mfd. Mdse. - ODP Soft Paste Lead Special Soft Paste Lead -- BW 102 & 104 Mfd. Mdse. 13 19 $ 203k 204e 4! 13,204s 20 13 13 4e t PI: 1004925vl - 23- t 0007-SWP-0072735 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1820 (cont.) Chicago White Lead 1944-45 (cont) 1820 Chicago White Lead 1945-46 Account Title BW 103 BW 105 - Mfd. Mdse. Interrogatory No. $ Soft Paste Zilo -- Mfd. Mdse. Dry Leaded Zinc (412-413) Dry Leaded Zinc (Trail Fume #414) Mdse. Pkgs. Lead in Oil & Dry Mdse. Pkgs. - Dry Lead Mdse. Pkgs. - Lead in Oil Precipitated White Lead Packing Lead in Oil Chicago White Lead unnamed account containing "output" and "sales" columns Carbonate for Canada White Lead Processing Carter White Lead Co. -- Canada Mfd Mdse - Carbonate Mfd. Mdse - ODP Soft Paste Lead Special Soft Paste Lead -- BW102 and 104- 103-152 Mfd Mdse Soft Paste Zilo -- Mfd Mdse National Lead -- Canada Dry Leaded Zinc (412-413) Dry Leaded Zinc (Trail Fume #414) Mdse. Pkgs. -- Dry Lead Mdse. Pkgs. -- Lead in Oil Precipitated White Lead $ * * 13 13 * 13 * 13, 20$ 20 20 13 13 ' # * * 20 * * 13 & 13 PI: 1004925vl -24- G007-SWP-0072736 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1820 (cont.) Chicago White Lead 1945-46 (cont.) 1822 O.S. & M. Div. Smelter 1945-46 1823 O.S.M. Smelter 1946-1947 1824 Chicago White Lead 1946-47 OS&M Div Smelter 1947-48 Account Title Packing Lead in Oil Interrogatory No. * Mfd. Mdse. -- Leaded Zinc Oxide 13 Mfd. Mdse. - #414 Oxide Oxide in Pans, Hoppers & Bags Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales - #414 Oxide Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sales - Leaded Zinc Oxide Sales - #414 Oxide Chicago White Lead unnamed account containing "output" and "sales" columns Duty - Canadian Lead Dry Leaded Zinc (Trail Fume (414)) Mdse. Pkgs. - Dry Lead & Lead in Oil Packing Lead in Oil Trade Accounts Receivable 13 * * * * 20* 20* 13,20* 20 * .13 * 20* Mfd. Mdse. - Leaded Zinc Oxide Mfd. Mdse. - #414 Oxide Oxide in Pans, Hoppers & Bags - Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales -- #414 Leaded Zinc Oxide 13 13 * 20* 20* PS: I004925v! -25- 1 G007-SWP-0G72737 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1824 (cont.) Lead Processing 1946-47 Lead Processing 1946-1947 1825 Lead Processing 1947-48 Lead Processing 1947-48 1827 Coffeyville--Smelter 1948-49 Lead Processing 1948-1949 Account Title Interrogatory No. National Lead Processing: Carbonate Manufacturing * National Lead Processing: Mdse. Pkgs. Dry Lead & Lead in Oil accounts by city * 7-SWP-13054-055; 13058; 13065066;13068;13074; 13076 * Accounts for Chicago, Philadelphia, Perth Amboy, Brooklyn, St. Louis and San Francisco: Soft Paste Lead in Oil -- Rx 17, Carbonate Manufacturing, Mdse. Pkgs. -- Dry Lead in Oil, Soft Paste Lead in Oil - Rx 17 * 7-SWP-13104; 13106-108; 13110; 13114-13124; 13129-132; 13143146;13148-149; 13152-13155; 13161-162; 13164-167; 13170-174; 13176;13179 * Mfd. Mdse. -- Leaded Zinc Oxide 13 Mfd. Mdse. -- #414 Oxide Oxide in Pans, Hoppers & Bags -- Spec. Leaded Zinc Oxide Account Sales -- Leaded Zinc Oxide Sales -- #414 Oxide Sales Freight - Leaded Zinc Oxide #412 Sales Freight - Leaded Zinc Oxide #414 National Lead Lead Product Manufacturing Accounts for Soft Paste Lead Rx 17, Carbonate, Mdse. Pkgs. Dry Lead and Lead in Oil 13 * 20* 20* 20* 20* * PI; 1004925V1 -26- 0007-SWP-0072738 APPENDIX H Microfilm Reel No. File Title (Plant/Year) 1827 (cont.) Lead Processing 1948-49 (cont.) Account Title 7-SWP-13180-13190; 13201; 13204-214;13217; 13222; 13226 13233; 13244 Interrogatory No. * PI: 1004925vl -27- i 0007-SWP-0072739 CERTIFICATE OF SERVICE I hereby certify that, on November 30, 1998,1 served true and correct copies of the within Defendant The Sherwin-Williams Company's Supplemental Responses to Interrogatory Nos. 10, 13, 16,19, 20 and 54 of Plaintiffs' First Set of Interrogatories to All Defendants and Interrogatory No. 1(d) and (e) of Plaintiffs' Second Set of Interrogatories to All Defendants by first-class mail, postage pre-paid, on the counsel on the attached list. PI: lOOSiSSvl 0007-SWP-0072740 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Jeffrey A. Hall Bartlit Beck Herman, et al. . 54 West Hubbard Street Chicago, IL 60610 Daniel J. Komstein Komstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for American Cyanamid: Daniel J. Thomasch, Esq. Orrick, Herrington & Sutcliffe 666 Fifth Avenue New York, NY 10103 Attorneys for LIA: Mark Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard 0- Rosenthal Gilbert Segal! & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCO: Philip H. Curtis Arnold & Porter . 399 Park Avenue New York, NY 10022 Attorneys for SCM/Glidden: Michael T. Nilan Halleland Lewis Nilan Sipkins & Johnson Pillsbury Center South 220 South Sixth Street Suite 600 Minneapolis, MN 55402 G. Marc Whitehead McDermott, Will & Emery 710 Pillsbury Center South 220 South Sixth Street Minneapolis, MN 55402 Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for Fuller O'Brien Charles W. Siragusa, Esq. Crowley Barrett & Karaba Suite 2310 20 South Clark Street Chicago, IL 60603-1895 Attorneys for Plaintiffs: Alan H. Kleinman, Esq. Yair S. Goldstein, Esq. John Low-Beer, Esq. Affirmative Litigation Division New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 Barry Reiber, Esq. New York City Housing Authority Law Department 75 Park Place New York, NY 10007 i ! 0007-SWP-0072741 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK . THE CITY OF NEW YORK, THE NEW YORK CITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND 'HOSPITALS CORPORATION, ' Plaintiffs, -against- LEAD INDUSTRIES ASSOCIATION, INC., NL INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC., ATLANTIC RICHFIELD COMPANY, THE SHERWIN-WILLIAMS COMPANY, SCM CORPORATION, THE GLIDDEN COMPANY, AMERICAN CYANAMID and FULLER-O'BRIEN CORPORATION, Defendants. Index No. 14365/89 IAS Part 39 Justice Freedman Referee Roberts DEFENDANT THE SHERWINWILLIAMS COMPANY'S RESPONSES AND OBJECTIONS TO PLAINTIFFS' SECOND SET OF INTERROGATORIES AND DOCUMENT REQUESTS TO ALL DEFENDANTS In accordance with Rules 3101, 3122, 3130-3134 of the New York Civil Practice Law and Rules ("CPLR"), Defendant The Sherwin-Williams Company ("Sherwin-Williams") responds to plaintiffs' second set of interrogatories and requests for documents to all defendants. These responses are subject to, limited by and without waiver of Sherwin-Williams' Objections to Disclosure, which are set forth following the responses and are incorporated into each response. PRELIMINARY STATEMENT _ Sherwin-Williams objects to plaintiffs' discovery requests as fundamentally unfair and a violation of due process because plaintiffs refuse to respond to Sherwin-Williams' discovery requests to plaintiffs (Sherwin-Wiiliams' First and Second Interrogatories to NYCHA PIMAINOt Doc; U5299_t.wpd I 0007-SWP-8072742 of 7/3/97). Sherwin-Williams further objects that plaintiffs'refusal to respond to Sherwin- Williams' discovery requests is a denial of Sherwin-Williams' right to discovery and an impediment to a fair and an efficient adjudication of this controversy. Plaintiffs' requests are extremely broad in subject matter, cover a vast expanse of time, seek information regarding documents from long-defunct activities, and substantially duplicate previous disclosure requests. Plaintiffs already have served hundreds of interrogatories and document requests on Sherwin-Williams. Sherwin-Williams has already produced to plaintiffs more than 34,000 pages of material, including 1,597 pages of document indices and 1,423 pages of a document card catalog. Sherwin-Williams also has made available to plaintiffs in this action more than 11,230 pages of documents that Sherwin-Williams produced in German v. Federal Home Loan Mortgage Corp.. Civ. A. No. 93 Civ 6941 (MBM). In addition, Sherwin- Williams has made witnesses available to testify regarding the search of Sherwin-Williams' records. Sherwin-Williams also has conducted numerous supplemental searches at plaintiffs' request, and never has refused any reasonable request for information. Sherwin-Williams objects to conducting any further search for documents. Subject to its objections, Sherwin-Williams is responding to this set of interrogatories and requests for documents based on available ' information after a reasonable and diligent search of records maintained in the course of its business. If Sherwin-Williams obtains additional information responsive to these interrogatories and document requests, Sherwin-Williams reserves the right to supplement or amend these responses.l PtMAlNOl Doc: U5299_l.wpd _ i. l 9007-SWP-0072743 RESPONSES AND OBJECTIONS TO INTERROGATORIES Interrogatory No. T State, separately, for dry white lead carbonate, white lead-in-oil, white lead sulphate and leaded zinc oxide: a. The years in which defendant produced the product; b. The location(s) of all plants in which defendant produced each product. c. The years when each plant produced each product. d. In tons or in pounds, each plant's maximum capacity for producing each product. If a plant's maximum production capacity every changed, state both the original plant capacity and the new plant capacity and indicate when that change went into effect. e. For each plant in which defendant produced each product, each year when the plant's total production of each product was below its maximum capacity, and, to the extent known, by how much. RESPONSE: Sherwin-Williams objects to this interrogatory, and each of its subparts, because it substantially duplicates Interrogatory Nos. 13 and 26 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to Ail Defendants. The interrogatory is also overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states as follows: a. Sherwin-Williams began producing white lead carbonate in approximately 1910 and ceased production of white lead carbonate by June 1947. Sherwin-Williams never produced white lead sulfate as a pigment. Sherwin-Williams produced leaded zinc oxide during the relevant period but is not aware of the precise amounts of pigment PIMAiNOl Doc: 115299J.wpd SS9! 70-096-025* ~ -3- I 0007-SWP-0072744 produced, or the number or length.of any gaps in production. Sherwin- Williams believes that it began production in approximately 1906. b. All of Sherwin-Williams' white lead carbonate was manufactured at its plant in Chicago, Illinois. Sherwin-Williams produced leaded zinc oxide in CofFeyville, Kansas. c. See responses to subparts (a) and (b). d. To the extent it is available, certain information responsive to subparts (d) and (e) is contained in the Board of Operators meeting minutes that Sherwin-Williams has already produced to plaintifFs in this action. e. See response to subpart (d). Sherwin-Williams has already produced available documents to plaintiffs. See, e.g.. 35-SWP- 10527-13550; 7-SWP-4645-59,4677-78, 4814-73, 4875-81, 5396-5422,14190-16221, 21821 30428. Interrogatory No. 2 Identify all records, ledgers, tabulations or other compilations of sales, [sic] shipments of dry white lead carbonate, white lead-in-oil, lead sulphate, or leaded zinc oxide. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory Nos. 11,12, 13 and 16 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants. This interrogatory is also overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states that in connection with a proceeding before the Federal Trade Commission in 1944, Sherwin-Williams submitted PIMAINOi Doc: U5299_l.wpd Tfi-noflJTos! -4- 0007-SWP-0072745 proposed findings of fact that, for the years 1938-41, Sherwin-Williams shipped less than 1% of the white lead carbonate shipped by the industry during the same period. Sherwin-Williams has already produced available documents to plaintiffs. See, e.g.. 7-SWP-12606-18625,21821- 30428; 35-SWP-1Q527-13550. To the extent responsive information may be contained in public records, those records are equally available to and apparently possessed by plaintiffs. Interrogatory No. 3 Identify all former or present managers, assistant managers, superintendents, assistant superintendents, foremen, controllers, accountants, and bookkeepers of defendant's white lead plants. . Sherwin-Williams objects to this interrogatory because it is overly broad, unduly burdensome, and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states that it has already produced documents to plaintiffs that contain the names of former employees. See, e.g,. 7-SWP5200-10. Interrogatory No. 4 Identify all former or present managers, assistant managers, superintendents, controllers, accountants, and bookkeepers of defendant who participated in tabulating or otherwise compiling information reflecting defendant's sales, shipments, and/or production of white lead. RESPONSE: Sherwin-Williams objects to this interrogatory because it is overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Sherwin-Williams states that it has already produced documents to plaintiffs that contain the names of former employees. PIMAIN01 Doe: US299 l.wpd 'BatTCi-W-OSS .. 0007-SWP-0072746 Identify all employees or former employees of defendant who at any time had knowledge or information concerning defendant's regional or national white lead sales, shipments, or production figures. RESPONSE; Sherwin-Williams objects to this interrogatory because it is overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states that the following persons, based solely on their job titles in a 1913 roster, may have had information concerning Sherwin-Williams' production or sales of white lead carbonate or leaded zinc oxide; Adrian D. Joyce, general manager, department of sales and distribution, J.C. Beardslee, general manager, manufacturing department, H.J. Main, general superintendent, manufacturing department, and George A. Martin, general manager, auxiliaries department. See 7-SWP-5198-5199. SherwinWilliams further states that it has not located any person who has substantive personal knowledge of the information requested. Sherwin-Williams has already produced documents to plaintiffs that contain the names of former employees. See, e.g.. 7-SWP-52GQ-10. Identify all employees or former employees of defendant who filed reports concerning sales, shipments, and/or production of white lead with government agencies, including but not limited to the Bureau of Mines, the Census Bureau and the Federal Trade Commission, and/or the LIA. RESPONSE: Sherwin-Williams objects to this interrogatory because it is overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Sherwin-Williams has already produced available documents to plaintiffs. To the extent PIMAIN01 Doe: 115299.1 .wpd -6- 0007-S WP-0072747 responsive information may be contained in public records or LIA records, those records are equally available to plaintiffs. Interrogatory No. 7 Identify the source($) of all purchases of white lead that Sherwin-Williams made from 1947-59. State the quantity of each purchase in terms of tonnage, pounds and/or dollar amounts. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 19 of Plaintiffs' First Set of Interrogatories and First Set ofRequests for Documents to All Defendants. Sherwin-Williams further objects that this interrogatory is vague and ambiguous in the use of the phrase "white lead that Sherwin-Williams made." As stated in response to Interrogatory No. 1, Sherwin-Williams did not make white lead carbonate after 1947. Sherwin-Williams believes that plaintiffs may have intended to ask for information regarding "purchases that Sherwin-Williams made from 1947-59 of white lead." In response to the interrogatory as restated by Sherwin-Williams, and subject to and without waiver of its objections, Sherwin-Williams states that available documents have already been produced to plaintiffs. See. e.g.. 7-SWP-12606-18625.21821-30428. 35-SWP-10527-13550. Interrogatory No. 8 Identify all sales of white lead that National Lead made to Sherwin-Williams during the years 1947-59. RESPONSE: Sherwin-Williams objects to this interrogatory because it is vague in its use of the phrase "sales of white lead that National Lead made." Subject to and without waiver of its objections, Sherwin-Williams states that to the extent responsive information, if any, may be contained in available documents. Sherwin-Williams has already produced them to plaintiffs. PtMAINQl Doc; 115299J.wpd fKO! 70-006-02?! -7- 0007-SWP-0072748 Interrogatory No. 9 For any time period that defendant has any information, state National Lead's production, sale, and/or shipment tonnage of dry white lead carbonate, white lead-in-oil, and/or white lead sulphate. Identify all sources of information used to respond to this interrogatory. Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory Nos. 14 and 16 of Plaintiffs* First Set of Interrogatories and First Set of Requests for Documents to All Defendants. Sherwin-Williams further objects that this interrogatory is premature and calls for information that is either a matter of expert opinion or more reasonably available from other entities or public sources. Subject to and without waiver of its objections, Sherwin-Williams states that the records of the Federal Trade Commission in the 1940s appear to contain responsive information. Sherwin-Williams believes that plaintiffs have already obtained this information. Interrogatory No. 10 For each year that defendant has any information, state Eagle-Picher's tonnage of dry white lead carbonate, lead-in-oil, and/or white lead sulphate. Identify all sources of information used to respond to this interrogatory. RESPONSE: Sherwin-Williams objects to this interrogatory as overbroad and outside the scope of this case because it calls for information concerning an entity that is not a party to this litigation. Furthermore, Sherwin-Williams objects because the interrogatory substantially duplicates Interrogatory Nos. 14 and 16 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants. Sherwin-Williams further objects that this interrogatory is premature and calls for information that is either a matter ofexpert opinion or more reasonably available from other entities or public sources. Subject to and without waiver of PtMAINOI Doc: U5299_l.wpd 8- - 0Q07-SWP-0072749 its objections, Sherwin-Williams states that the records of Federal Trade Commission in the 1940s appear to contain responsive information. Sherwin-Williams believes that plaintiffs have already obtained this information. Interrogatory No. 11 Identify all documents which show that dry white lead carbonate or white lead-in-oil was used in a product other than paint. RESPONSE: Sherwin-Williams objects to this interrogatory because it is overly broad, vague and ambiguous in its use of the term "paint." Sherwin-Williams also objects that this interrogatory is premature in calling for information that is a matter of expert opinion, not fact discovery. Sherwin-Williams has already produced responsive documents to plaintiffs. See. e-g.. 7-SWP-5495-514. Interrogatory No. 12 Identify all correspondence between any plaintiff and any defendant in this action regarding white lead pigment and/or white lead based paints. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 58 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants. In addition, this interrogatory is overly broad, unduly burdensome, not reasonably calculated to lead to the discovery of admissible evidence, and vague and ambiguous in the use of the phrase "regarding white lead pigment and/or white lead based paints." Subject to and without waiver of its objections, Sherwin-Williams is not presently aware of any responsive documents possessed by Sherwin-Williams. P1MAIN01 Doc: 115299_l.wpd 589170-096-038 -9- 0007-SWP-0072750 Interrogatory No. 13 . Identify all correspondence regarding white lead pigment and/or white lead based paints between or among any defendants in this action. Sherwin-Williams objects to this interrogatory as vague and ambiguous in the use of the phrase "regarding white lead pigment and/or white lead based paints." Sherwin-Williams further objects to this interrogatory to the extent it calls for material protected from disclosure under the attorney-client privilege and the attorney work product and trial preparation protections. This interrogatory is also overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states that responsive documents have already been produced to plaintiffs. See, e.g.. 7-SWP-5943-46, 6904-05. Interrogatory No. 14 Identify all correspondence to and from defendant regarding white lead pigment and/or white lead based paints. RESPONSE: Sherwin-Williams objects to this interrogatory as vague and ambiguous in the use of the phrases "to and from defendant" and "regarding white lead pigment and/or white lead based paints." Sherwin-Williams further objects to this interrogatory to the extent it calls for material protected from disclosure under the attorney-client privilege and the attorney work product and trial preparation protections. This interrogatory is also overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. PEMAIN01 Doc: U5299_l.wpd WO 170-096-028 -10- 0007-SWP-0072751 Subject to and without waiver of its objections, Sherwin-Williams states that responsive documents have already been produced to plaintiffs. See, e.g.. 7-SWP-5909-11, 6910-17, 6936-38. For any lead pigment other than white lead, e.g.. red lead, lead chromate: a. State the amount per year of the lead pigment sold, shipped, or produced by defendant. b. State whether the defendant ever produced, promoted and/or sold the lead pigment or paints for use on interior surfaces or residential buildings occupied by children and if so, the inclusive years in which such pigment and/or paint was produced or sold and the purposes for which such pigment and/or paint was intended to be used. c. State all entities which produced or promoted the use of such lead pigments for use in paints to be applied to interior residential surfaces. Identify all documents used to respond to this interrogatory. RESPONSE: Sherwin-Williams objects to this interrogatory because it seeks information that is irrelevant to plaintiffs' allegations in this litigation. As plaintiffs have stated: "The substances at issue in this case are white carbonate and lead sulfate."5 Pis.' Resps. to Defs/ Interrogs. of 7/892 at 3-4; Pis.' Resps. to Defs.' Reqs. for Prod, of 7/8/92 at 4. This interrogatory asks for information regarding the production of pigments that plaintiffs have not alleged to be the source of their claims and therefore is not relevant. The use of red lead or lead pigments other than white lead carbonate or white lead sulfate in plaintiffs' properties might explain the alleged presence of lead in certain properties, but is not a basis for liability. Plaintiffs have also stated: "Who produced and applied non-white-lead paints is not relevant to This iiugauon." Letter from J. R. Low-Beer to Ref. Roberts of 1/16'97 at 2. PIMAIN01 Doc: U5299_l.wpd - n- 0007-SWP-0072752 Interrogatory No, 16 Identify any laboratory or research facility owned, operated, affiliated [sic] or under contract directly or indirectly with defendant which performed or performs research concerning pigment or paint chemistry or technology or the identification of pigment or paint. (For NL, one such laboratory was located in Highstown, New Jersey.) For each such laboratory or research facility, identify any index or description of documents produced by or concerning the facility. State where such documents are currently located. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 21 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants. Sherwin-Williams further objects to this interrogatory as vague in the use of the terms "research facility," "directly or indirectly," "research" and "identification of pigment or paint." Subject to and without waiver of its objections, Sherwin-Williams identifies the Allied Research Laboratory in Chicago, Illinois and the Cleveland Technical Services Department in Cleveland, Ohio. In addition, plants and factories had laboratory capabilities at certain times. Sherwin-Williams has already produced responsive documents to plaintiffs. See, e.g.. 7-SWP-6669-6705, 6832-72, 6883-92,7113-18, 7148-54, 7279-312, 18707, 18716,18633 92, 18760-78. Identify all documents which contain identifications or attempted identifications of lead pigment or lead paint by manufacturer. Identify all individuals who have attempted to identify the manufacturer of a sample of lead pigment or lead paint. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 21 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants. Sherwin-Williams further objects to this interrogatory because it PMAIN01 Doc: 115299_l,wpd -12- 0007-S WP-0072753 is premature in. calling for information that is a matter of expert opinion, and is vague and ambiguous in its use of the phrases "identifications of lead pigment or lead paint by manufacturer" and "identify the manufacturer of a sample of lead pigment or lead paint." In addition, Sherwin-Williams objects to this interrogatory because to the extent it calls for material covered under New York law by the attorney work product and trial preparation protections, such material is protected from disclosure. Subject to and without waiver of its objections, SherwinWilliams states that it is not aware of any attempt it has made in the ordinary course of its business to identify the manufacturer of lead pigment from a sample of lead pigment or paint containing lead pigment. Further, based on information reasonably available at the time these responses are served, Sherwin-Williams is not aware of any method by which a person can analyze a sample of old paint removed from a dwelling surface and reliably determine the manufacturers of the paints or pigments in that sample. Interrogatory No. 18 Identify all documents concerning the results of chemical analyses of white lead pigments, including but not limited to x-ray diffraction, electron microprobe, and x-ray fluorescence. RESPONSE: Sherwin-Williams objects that this interrogatory is so vague and ambiguous in its use of the phrase "concerning the results of chemical analyses" that it cannot be understood or , answered. The interrogatory is also overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams states that it has already produced documents concerning certain analyses to plaintiffs. Se&eg, 7-SWP-5701-15, 18633-18778. PIMAIN01 Doc: 115299J.wpd <T!!9!-Tn-096-mS ~ -13 - i i 0007-SWP-0072754 Interrogatory No. 19 State whether defendant has ever sponsored research concerning white lead, or the health effects of lead, at a university, hospital or other research center. If so, state how much money was provided, when it was provided, what other entities participated in cosponsoring such research, where this research was conducted, who was in charge of this research [sic] what research was conducted, and whether the results of this research were published or otherwise disseminated to the general public. State where the research was published or otherwise disseminated. Identify all documents used to respond to this interrogatory. RESPONSE: Sherwin-Williams objects to this interrogatory as overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence because the interrogatory is not limited to health risks to children. Sherwin-Williams also objects to this interrogatory because it substantially duplicates Interrogatory No. 53 and Requests for Documents Nos. 17, 19 and 31(2) of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants, as well as Request for Documents No. 15(2) of Plaintiffs' Interrogatories and Requests for Documents Regarding Fraudulent Statements. Sherwin-Williams further objects to this interrogatory as vague in the use ofthe phrases "research" and "health effects of lead." Subject to and without waiver of its objections, Sherwin- Williams states that to the extent documents, if any, related to research concerning the health risks of lead to children are reasonably available, Sherwin-Williams has already produced them to plaintiffs. Interrogatory No. 20 State whether defendant was ever the subject of an investigation or was ever found to have violated any city, state or federal law with respect to the sale of dry white lead carbonate, lead in oil, white lead sulphate, leaded zinc oxide, red lead or lead chromate or paints containing dry white lead carbonate, lead in oil, white lead sulphate, leaded zinc oxide, red lead, or lead chromate. If so, state the circumstances, which pigments and/or paints were involved, and the penalty, if any, that was imposed on defendant. PEMAINOl Do c : US299 l.wpd . 14- 0007-S WP-0072755 RESPONSE; Sherwin-Williams objects to this interrogatory because it seeks information that is irrelevant to this litigation and is vague in its use of the phrases "subject to an investigation," "found to have violated" and other ambiguous and undefined terms. Sherwin-Williams further objects to this interrogatory as overly broad, unduly burdensome and not calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin- Williams believes that it has acted in good faith compliance with all applicable city, state and federal laws, regulations and standards, and has never knowingly violated any such law. Moreover, Sherwin-Williams is not aware of any investigation or violation that relates to the time period or products that plaintiffs claim to be at issue in this case. Interrogatory No. 21 State whether defendant has ever violated any policy of the LIA with respect to the sale of dry white lead carbonate, lead in oil, white lead sulphate, leaded zinc oxide, red lead or lead chromate or paints containing dry white lead carbonate, lead in oil, white lead sulphate, leaded zinc oxide, red lead, or lead chromate. If so, state the circumstances and indicate each pigment and/or paint that violated LIA policy. RESPONSE: . . Sherwin-Williams objects to this interrogatory because it is vague and ambiguous in its use of the terms "violated" and "policy." Subject to and without waiver of its objections, Sherwin-Williams states that it is unable to discern the policy to which this interrogatory refers and is not aware of any violation. Interrogatory No. 22 State whether defendant ever warned of -- or provided advice about -- the health consequences of lead paint to present or former customers or consumers or to owners of residential properties, hospitals or other institutions. PIMAIN01 Doc: !i5299J.wpd ;$gi*rn-09*-O2f! -15- 0007-SWP-0072756 RESPONSE,;, - Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 10 and Requests for Documents Nos. 21, 25 and 31(4) of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to AH Defendants and Requests for Documents Nos. 9 and 15(4) of Plaintiffs' Interrogatories and Requests for Documents Regarding Fraudulent Statements. Sherwin-Williams further objects that this interrogatory is vague and ambiguous in the use of the terms "warned of," "provided advice," "health consequences," and "former customers or consumers." Subject to and without waiver of its objections, Sherwin- Williams states that its lead-containing products would have been labeled as such, and therefore would have alerted the user. Sherwin-Williams has produced available documents that show products labeled with warnings concerning health risks of lead. Sherwin-Williams believes that it acted in good faith compliance with all applicable laws, regulations and standards. Sherwin- Williams further states that the American Standards Association ("ASA") (later known as the American National Standards Institute ("ANSI")) established the Z66.1 standard in 1955 (providing that paint suitable for surfaces which might be chewed by children not contain more than 1% lead by weight), and that Sherwin-Williams has marketed its products in conformity with this standard. -Sherwin-Williams was also a member, at certain times, of organizations that provided educational information and warnings regarding the misuse of paint containing lead. Sherwin-Williams has already produced responsive documents to plaintiffs. See, e.g.. 7-SWP- 275, 331-32, 5912-13, 5961-83. Additional documents are available directly from those organizations. PIMA1N01 Doc: 115299J.wpd 589170-096-02S -16- 0007-S WP-0072757 Interrogatory No. 23 State whether defendant ever advised present or former customers or consumers or owners of residential properties, hospitals or other institutions concerning the hazards of lead pigment or lead paint, ways to maintain lead paint to minimize hazards or safety risks or methods to abate lead paint by removal, encapsulation, or enclosure. RESPONSE: Sherwin-Williams objects to this interrogatory because it substantially duplicates Interrogatory No. 10 and Request for Production No. 21 of Plaintiffs' First Set of Interrogatories and First Set of Requests for Documents to All Defendants and Request for Production No. 9 of Plaintiffs' Interrogatories and Requests for Documents Regarding Fraudulent Statements. Subject to and without waiver of its objections, Sherwin-Williams incorporates by reference its Response to Interrogatory No. 22. Interrogatory No. 24 Identify any properties of the New York City Housing Authority, constructed prior to 1960, for which lead pigment or lead based paint was specified, purchased and/or used. State separately for each such property: a. Each type of lead pigment which was specified; b. The particular surfaces (e.g. kitchen floors, bathroom ceilings) for which each pigment or paint was specified and/or used; c. The years in which these pigments or paints were specified and/or used; d. The amount of white lead pigment or lead based paint purchased; e. The name of the manufacturer of the lead pigment or paint. PIMAIN01 Doc: H5299J.wpd 5wr7o-<w;.r>2R - 17- 0007-SWP-0072758 Sherwin-Williams objects to this interrogatory because it attempts to improperly shift to defendants the plaintiffs' burden to come forward with proof of their claims. SherwinWilliams further objects to this interrogatory because it is a contention interrogatory and thus exceeds the scope of permissible discovery under the Referee's Pre-Trial Order No. 12. Subject to and without waiver of its objections, Sherwin-Williams states that it is without sufficient knowledge to further respond to this interrogatory as posed. To the extent information responsive to this interrogatory may exist, it is contained in plaintiffs' records. SherwinWilliams further states that it has found no information in its business records to indicate it sold any white lead carbonate, white lead sulfate, or lead-based paints to the New York City Housing Authority. On the present record, there is no credible evidence of the presence of white lead carbonate or white lead sulfate, or paint containing such pigments, in any New York City Housing Authority property. Interrogatory No. 25 Identify any insurance agreement under which any person carrying on an insurance business may be liable to satisfy part or all of ajudgment which may be entered in this action or to indemnify or reimburse for payments to satisfy the judgment. RESEQHSEi Sherwin-Williams objects to this interrogatory because it is so vague and ambiguous as to be unintelligible. Moreover, this interrogatory is premature. The interrogatory is unreasonably vague as to the time period of coverage, the amount of any possible judgment, the properties at issue and the products at issue. Sherwin-Williams agrees to consider a supplemental response regarding insurance information, as required by the CPLR, for plaintiffs' claims in this case only, in response to a more clearly worded interrogated -18- i OM7-SWP-00727S9 RESPONSES TO DOCUMENT REQUESTS Document Request No. I Produce all documents identified in your responses to any interrogatory propounded to defendant submitted herewith, and any document which relates to or was relied upon in responding to such interrogatories, or which you claim supports any response to such interrogatories. RESPONSE: Subject to and without waiver of its objections, Sherwin-Williams has already produced all such documents to plaintiffs. Document Request No. 2 Produce all organizational charts, personnel directories, and company telephone books that contain the names of persons with managerial or other supervisory responsibilities with respect' to defendant's sales, shipments, production, promotion of white lead and with respect to defendant's recordkeeping of its sales, shipments, production, and stocks of white lead. RESPONSE: Sherwin-Williams objects to this request because it is overly broad, unduly burdensome and not reasonably calculated to lead to the discovery of admissible evidence. Subject to and without waiver of its objections, Sherwin-Williams has already produced them to plaintiffs. See, 7-SWP-5200-10. Document Request No. 3 Produce all documents reflecting defendant's sales and shipments of white lead. RESPONSE: Subject to and without waiver of its objections, Sherwin-Williams has already produced all such documents to plaintiffs. PIMAINOr Doc: M5299_I.wpd 5$9t7f)JWi-n2J! - 19- OBJECTIONS TO DISCLOSURE Sherwin-Williams makes the following objections to plaintiffs' interrogatories and document requests. These objections are incorporated into Sherwin-Williams' responses to the interrogatories and document requests and, unless otherwise indicated, each objection applies to each interrogatory and document request and the responses provided are subject to and limited by each objection. Objections to Definitions The following objections.to definitions apply to each discovery request in which the objectionable term is used. 1. Sherwin-Williams objects to plaintiffs' definitions to the extent they are overly broad, seek to impose undue burdens on Sherwin-Williams, and seek material that is neither relevant nor reasonably calculated to lead to the discovery ofadmissible evidence. 2. Sherwin-Williams objects to plaintiffs' definitions to the extent they call for material protected from disclosure under the attorney-client privilege and the attorney work product and trial preparation protections of CPLR 3101 or other New York authority. 3. Sherwin-Williams objects to plaintiffs' Definition Nos. 2 and 4 to the extent they seek to have Sherwin-Williams provide information regarding any party other than Sherwin-Williams. Sherwin-Williams will respond on its own behalfonly based on its own business documents only. Sherwin-Williams further objects to providing information from its "associated and affiliated companies, subsidiaries, parents, holding companies, predecessors or successors" as beyond the scope of CPLR Rule 3101, Referee's Pretrial Order No. 6, and the issues in this case. Sherwin-Williams was incorporated in 1884 and therefore has no predecessors during the relevant time period. Sherwin-Williams also has no successors, although PtMAINOt Doc: 115299J.wpd ;R9170-f)9fi-02K -20- 0007-SWP-0072761 it has produced available responsive information from companies that it acquired before this lawsuit was filed. 4. Sherwin-Williams objects to plaintiffs' definition of the term "white lead" in Definition No. 10 because it is not reasonably calculated to lead to the discovery of admissible evidence. Sherwin-Williams further objects to Definition No. 10 as overly broad, vague and ambiguous. Plaintiffs' definition of "white lead" includes products that are not relevant to this litigation. As plaintiffs themselves stated, "[t]he substances at issue in this case are white lead carbonate and lead sulfate." Pis.' Resps. to Defs.' Interrogs. of 7/892 at 3-4; Pis.' Resps. to Defs.' Reqs. for Produc. of 7/8/92 at 4. Plaintiffs' claims in this case are based on the production and sale of white lead carbonate, white lead sulfate and white lead in oil, and that is the basis upon which Sherwin-Williams will respond. Information concerning "leaded zinc oxide" or "paint containing white lead carbonate, dry or in oil, white lead sulphate, or leaded zinc oxide" is outside the scope of this litigation. 5. Sherwin-Williams objects to Definition No. 11 as overly broad, vague and ambiguous. Sherwin-Williams will respond as required by the CPLR and objects to the extent it seeks to impose greater burdens on Sherwin-Williams. Objections to Instructions The following objections to instructions apply to each discovery request to which the objectionable instruction pertains. 1. Sherwin-Williams objects to "period of time covered by this request" as stated in Instruction No. 4 on the basis that it is overly broad, vague and ambiguous, and bears no relationship to plaintiffs' claims. Plaintiffs have not produced any evidence that the products at issue could have been applied to any properties before 1934, the year NYCHA was created. PIMAIN01 Doc: U5299J.wpd SS9n04WSJ128 ~ -21 - 0007-SWP-0072762 Sherwin-Williams' responses are based on documents created in the period from 1910 (the date Sherwin-Williams first produced white lead carbonate) until 1960. 2. Sherwin-Williams objects to plaintiffs' Instruction No. 5 to the extent it seeks information concerning another defendant. 3. Sherwin-Williams will respond as required by the CPLR and objects to plaintiffs' Instruction No. 6 to the extent it seeks to impose greater burdens on Sherwin-Williams. GENERAL OB.rECTTONS 1. Sherwin-Williams objects to plaintiffs' discovery requests as fundamentally unfair and a violation of due process because plaintiffs refuse to respond to Sherwin-Williams' discovery requests to plaintiffs (Sherwin-Williams' First and Second Interrogatories to NYCHA of 7/3/97). Sherwin-Williams further objects that plaintiffs' refusal to respond to Sherwin-Williams' discovery requests is a denial of Sherwin-Williams' right to discovery and an impediment to a fair and an efficient adjudication of this controversy, 2. Sherwin-Williams objects to plaintiffs' discovery requests on the basis that they seek detailed information regarding activities that occurred decades ago. Persons who might have had personal knowledge of these activities have died. Consequently, these discovery requests relate to circumstances that not only are largely unknown, but are likely to be unknowable. Moreover, the discovery requests are virtually unlimited by product or time and are obviously drafted without any reference to the facts in this case. 3. Sherwin-Williams is responding to these interrogatories and document requests based on documents kept by Sherwin-Williams in the course of its business. To the extent these interrogatories and document requests seek information or documents not contained PIMAINOl Doc: HS299_l.wpd 'WTO-096-02S " -22- 007-SWP-l in such documents, Sherwin-Williams objects to these interrogatories and document requests as unduly burdensome. 4. Sherwin-Williams objects to plaintiffs' interrogatories and document requests because they duplicate plaintiffs' previous interrogatories and requests for documents. 5. Sherwin-Williams' responses are based only on documents maintained by Sherwin-Williams in the normal course of business. Sherwin-Williams objects to these interrogatories and document requests because they are premature in catling for expert opinion rather than fact discovery. Sherwin-Williams has not selected the experts that will testify in this case; any experts currently working with Sherwin-Williams in this case are, at present, consulting experts. Sherwin-Williams reserves the right to supplement its responses with expert opinions and facts and documents upon which the experts rely. 6. Sherwin-Williams objects to the Requests for Documents because they fail to identify the documents requested with particularity as required under the CPLR. 7. Sherwin-Williams objects to plaintiffs' discovery requests on the grounds that they are overly broad and seek information that is neither relevant nor reasonably calculated to lead to the discovery of admissible evidence, to the extent that they: a. Seek information related to pigment other than white lead pigment, and therefore do not relate to the type ofpigment upon which SherwinWilliams is alleged to be liable in this action; b. Seek information related to paint, rather than pigment, and therefore do not relate to the basis upon which Sherwin-Williams is alleged to be liable in this action; PIMA1N01 Doc:115299J.wpd 589170-096-028 -23- 0007-SWP-0072764 c. Seek information related to pigment other than pigment for interior residential use, and therefore do not relate to the basis upon which Sherwin-Williams is alleged to be liable in this action; d. Seek information unrelated to lead; or e. Seek information related to the production, marketing, or sale of products other than in New York City. 8. Sherwin-Williams objects to plaintiffs' interrogatories and document requests to the extent they seek information or material available to plaintiffs from public sources. , 9. Sherwin-Williams objects to plaintiffs' document requests on the basis that they seek the production of documents in New York. If any documents are produced, they will be produced in Cleveland, Ohio, Pittsburgh, Pennsylvania, or another location to which Sherwin-Williams consents. 10. Sherwin-Williams objects to plaintiffs' request that Sherwin-Williams identify specific documents out of the many thousands of pages it has produced. Sherwin- Williams also objects because it is impossible, in certain cases, to reliably determine whether or not the documents from decades-old activities support or refute the stated proposition, or are irrelevant. Nevertheless, Sherwin-Williams has identified certain non-exhaustive examples of PIMAINOi Doc; ilS299_l.wpd -24- 0007-SWP-0072765 documents that appear to provide some information responsive to plaintiffs' requests. By identifying such documents, Sherwin-Williams does not admit that they are authentic, relevant or admissible and reserves the right to object to any such document's use or introduction into evidence. . Dated: Pittsburgh, Pennsylvania November 24,1997 . JONES, DAY, REAVIS & POGUE 599 Lexington Avenue ' New York, NY 10022 (212)326-3939 and 500 Grant Street, 31st Floor Pittsburgh, PA 15219 Attorneys for Defendant The Sherwin-Williams Company / P1MAIN0I Doc: 115299J.wpd 589170-09MJ28 - 25 - i 0007-SWP-0072766 <67078J) s u p r e me c o u r t o f t h e s t a t e o f COUNTY OF NEW YORK Index No. 14365/89 new f or k Attorneys for Plaintiffs: Alan H. Kleinman Yair Goldstein John Low-Beer Affirmative Litigation Division New York City Law Department 100 church Street, Room 3-168 New York, NY 10007 212-788-1012 212-788-1633 (f) Barry Reiber New York City Housing Authority Law Department 75 Park Place New York, NY 10007 212-776-5191 212-776-5039 (f) Attorneys for Fuller-O'Brien Charles W. Siragusa Crowley Barrett & Karaba Suite 2310 20 South Clark Street Chicago, XL 60603-1895 312-726-2468 312-726-2741 (f) Attorneys for SCK/Gliddens G. Marc Whitehead McDermott, Will & Emery 710 Pillsbury Center south 220 South Sixth Street Minneapolis, MN 55402 612-334-2517 612-334-8888 (f) Michael T. Nilan Halleland Lewis Nilan Sipkins & Johnson 600 Pillsbury Center South 220 South Sixth Street Minneapolis, MN 55402-4501 612-338-1838 612-338-7858 (f) Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 212-880-6363 212-682-0222 (f) Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 202-879-5000 202-879-5200 (f) Jeffrey A. Hall Bartlit Beck Herman, et al. 54 West Hubbard Street Chicago, IL 60610 312-494-4424 312-494-4440 (f) Daniel J. Kornstein Kornstain, Veisz & Wexler 757 Third Avenue New York, NY 10017 212-418-8610 212-826-3640 (f) i 0007-SWP-0072767 Attorneys for LXA: Mark L. Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 617-482-5100 617-482-2030 (f) Bernard 0. Rosenthal Gilbert Sega11 & Young 430 Park Avenue New York, NY 10022-3592 212-644-4045 212-644-4051 (f) Attorneys for ARCO: Philip H. Curtis William H. Voth Arnold & Porter 399 Park Avenue New York, NY 10022 212-715-1000 212-715-1399 (f) Attorneys for American Cyanamid company: Daniel J. Thomasch, Esq. Richard Marks, Esq. Lauren Elliot, Esq. Donovan, Leisure, Newton & Irvine 30 Rockefeller Plaza New York, NY 10112 212-632-3000 -2- 0607-SWP-0072768 CERTIFICATE OF SERVICE I hereby certify that, on November 24,1997, true and correct copies of Defendant The Sherwin-Williams Company's Responses to Plaintiffs' Second Set of Interrogatories and Request for Documents to All Defendants were served by depositing true copies enclosed in a postage-paid wrapper in an official depository under the exclusive custody of the U.S. Postal Service, addressed to the counsel on the attached list. Mark E. Ulven PIMA1NQ1 Doc: U5299J.wp<J 5R0 i 70-096-028 0007-S WP-0072769 71800 1 SUPREME COURT 'OF .THE STATE OF NEW YORK COUNTY OF NEW YORK ' X THE CITY OF NEW YORK, THE NEW YORK CITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND HOSPITALS CORPORATION, 1 Plaintiffs, Index No. 14365/89 -against- LEAD INDUSTRIES ASSOCIATION, INC,, NL INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC., ATLANTIC RICHFIELD COMPANY, THE SHERWIN-WILLIAMS COMPANY, SCM CORPORATION, THE GLIDDEN COMPANY, AMERICAN CYANAMID and FULLER-0'BRIEN CORPORATION, IAS Part 38 Justice Freedman Defendants. x SUPPLEMENTAL RESPONSES AND OBJECTIONS OF DEFENDANT THE SHERWIN-WILLIAMS COMPANY TO INTERROGATORY NOS. 27 AND 65 OF PLAINTIFFS * FIRST SET OF INTERROGATORIES TO ALL DEFENDANTS Without waiver of any of the objections set forth in Defendant The Sherwin-Williams Company's Responses to Plaintiffs' First Set of Interrogatories to All Defendants, Sherwin-Williams provides the following supplemental responses as stated in The Sherwin-Williams Company's December 14, 1995 Response to Plaintiffs' Motion to Sever and Stay the City and HHC Claims and Plaintiffs' Cross-Motion to Compel Disclosure from SherwinWilliams. In accordance with the rulings of Justice Glen and Justice Freedman, these supplemental responses are provided for the time period 1928 through 1959: 0007-SWP-0072770 Interrogatory No. 27 When, if ever, did defendant cease producing lead-based interior paints? When, if ever, did defendant cease producing exterior lead-based paints? When, if ever, did defendant cease producing lead-based paints for use on furniture and toys? If defendant ceased production of any such lead-based paints, why was such production ended? Was defendant's decision based on any consideration of health hazards posed by lead paint? If so, what were those considerations and when did defendant learn of them? Identify all documents used to answer this interrogatory. Original Response No. 27 Sherwin-Williams incorporates by reference its objections to Disclosure Nos. 2, 3, 4 and 8(a) and (c). Furthermore, Sherwin-Williams objects on the ground that this interrogatory is overly broad and unduly burdensome in view of the thousands of paint formulas used by Sherwin-Williams since 1910. Without waiver of any of its objections, SherwinWilliams states that, based on a good faith inquiry and a reasonable search of its relevant business records, it is not known precisely when Sherwin-Williams ceased producing any interior residential paint with white lead pigments. Its relevant business records indicate that it ceased using white lead pigments in virtually all interior residential paints by at the latest the mid-1930s. Additionally, Sherwin-Williams used non-lead pigments in paint for toys by at the latest the mid1930s. Furthermore, Sherwin-Williams participated as an alternate on the American Standards Association Z66.1 Subcommittee in the mid-1950s to prevent the use of paint -2- i 0007-SWP-0072771 containing more than 1% lead for interior residential surfaces, including toys and furniture. - Supplemental Response to Interrogatory No. 27 Based on a good faith inquiry and a reasonable search of its relevant, available business records, Sherwin-Williams cannot identify a single specific reason why Sherwin-Williams stopped producing any particular interior or exterior paint that contained lead pigment. Based on the available information, Sherwin-Williams believes that its paint production was guided by a variety of overlapping considerations, including but not necessarily limited to availability of raw materials, cost of raw materials, availability of production facilities, anticipation of and compliance with voluntary and governmental regulatory requirements, availability of technology and market demand (both customer and consumer). ' Manufacturers of ready-mixed paint, including Sherwin- Williams, went through a period of experimentation and evolution in the 1920s and 1930s, during which the use of paint pigments other than white lead carbonate increased. Sherwin-Williams is not aware that it had knowledge during this time period of any health risk posed to children from white lead pigment in paint on the surfaces of buildings, and does not believe that this period of change was spurred by any recognition of any potential toxicity to children of residential paint containing lead. Sherwin-Williams believes that the primary reason for its increased use of non-lead pigments during this time period was -3 - 0007-SWP-0072772 the development of better and cheaper white pigments suitable for use in interior paint. Available information indicates that, by the mid~l930s, Sherwin-Williams made very little paint for interior use, if any, that contained white lead carbonate. Because exterior paints are subjected to more extreme conditions of use than interior paints, the use of non-lead pigments for exterior applications followed the development of such pigments possessing the requisite adhesion, toughness, elasticity and -durability. Sherwin-Williams has not relied upon any single document or group of documents in the preparation of this response. Sherwin-Williams is in the midst of producing documents for plaintiffs' review. In the course of that production, Sherwin-Williams will produce documents that support its response and will identify those documents for plaintiffs. Furthermore, Sherwin-Williams has considered the statements made in the Affidavit of John Heitmann dated September 13, 1991 in the case of Santiago v. The Sherwin-Williams Co., et al.. No. 872799-T (D. Mass.), in which one of plaintiffs' counsel was counsel of record. This affidavit therefore is available to plaintiffs' counsel. Interrogatory No. 65 Identify each present or former employee, agent, attorney or other person acting for or oh behalf of defendant whose job responsibilities included lobbying various federal, state and local governmental officials on issues related to the regulation of lead paint, including but not limited to regulation governing warning labels. -4 - 0007-S WP-0072773 Original Response No. 27 Sherwin-Williams incorporates by reference its Objection to Disclosure Ho. 8(f) and (h). Sherwin-Williams objects to the use of the term "lobbying" on the grounds that it is vague and ambiguous. Subject to and without waiver of its objections, Sherwin-Williams states that it has no information indicating that any particular employees of Sherwin-Williams has or had the above-referenced "job responsibilities1' as their principal responsibility. Various employees of Sherwin-Williams, however, have occasionally been asked to speak to particular issues. Sherwin-Williams incorporates by reference its response to Interrogatory No. 47. Supplemental Response to Interrogatory No. 27 Sherwin-william has not identified any responsive "lobbying" conducted by Sherwin-Williams or at the request or approval of Sherwin-Williams for the time period covered by this supplemental response (from 1928 through 1959). Sherwin-Williams therefore is not presently able to identify any person requested by this interrogatory. Sherwin-Williams reserves the right to -5- 0007-SWP-Q072774 ( supplement or amend this response based on information that becomes available in the further course of this action. Dated: Pittsburgh, Pennsylvania January 31, 1996 JONES, DAY, REAVIS & POGUE 599 Lexington Avenue New York, NY 10022 (212) 326-3939 and 500 Grant Street, 31st Floor Pittsburgh, PA 15219 (412) 391-3939 Attorneys for Defendant The Sherwin-Williams Company -6- I 0007-SWP-0072775 CERTIFICATE OF SERVICE I hereby certify that, on January 31, 1996, true and correct copies of Defendant The Sherwin-Williams Company's Supplemental Responses to Interrogatory Nos. 27 and 65 of Plaintiffs' First Set of Interrogatories to All Defendants were served by depositing true copies enclosed in a postage-paid wrapper in an official depository under the exclusive custody of the U.S. Postal Service, addressed to the counsel on the attached list. 0007-SWP-0072776 I -1 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK -----;--------------------------------------------------------- X THE CITY OF NEW YORK, THE NEW YORKiCITY HOUSING AUTHORITY, and THE NEW YORK CITY HEALTH AND HOSPITALS CORPORATION, Plaintiffs, Index No. 14365/89 -against- LEAD INDUSTRIES ASSOCIATION, INC., NL INDUSTRIES, INC., EAGLE-PICHER INDUSTRIES, INC., ATLANTIC RICHFIELD COMPANY, THE SHERWIN-WILLIAMS COMPANY, SCM CORPORATION, THE GLIDDEN COMPANY, AMERICAN CYANAMID and FULLER-O'BRIEN CORPORATION, IAS Part 38 Justice Freedman Defendants. x RESPONSES AND OBJECTIONS OF DEFENDANT THE SHERWIN-WILLIAMS COMPANY TO PLAINTIFFS' FIRST SET OF INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS WITH RESPECT TO DEFENDANTS' MAINTENANCE OF DOCUMENTS Defendant The Sherwin-Williams Company responds to plaintiffs' first set of interrogatories and requests for production of documents with respect to defendants' maintenance of documents pursuant to Rules 3101 and 3133 of the New York Civil Practice Law and Rules ("CPLR"), and the Court's discovery rulings dated October 15, 1993 and December 19, 1995. These responses are subject to and limited by the Court's rulings, which limit present disclosure to certain statements made regarding white lead pigment between. 1929 and 1960, and regarding PIMAINQl Doc: 71911J 589170-096-028 0007-SWP-0072777 information known by defendants before 1960 concerning health hazards of lead paint. These responses further are subject to, limited by and without waiver of Sherwin-Williams' Objections to Disclosure, which are set forth following its responses and are incorporated into each of its responses. p r e l imin a r y s t a t e me n t Plaintiffs' requests are extremely broad in subject matter, cover a vast expanse of time, and seek information regarding documents from long-defunct activities. Notwithstanding these circumstances, and subject to its objections, Sherwin-Williams has attempted to provide responses based on the best of its information, belief and, where applicable, knowledge reasonably available at the time of these responses. If Sherwin-Williams obtains additional information responsive to plaintiffs' discovery, Sherwin-Williams reserves the right to supplement or amend these responses pursuant to CPLR 3101(h) or other authority. RESPONSES AND OBJECTIONS TO INTERROGATORIES Interrogatory No. 1 If lead documents were ever archived, state when the documents were archived, identify who archived the documents, identify where the archived documents were stored and identify any indices, catalogues or other descriptions of these documents. RESPONSE; Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Subject to and without waiver of its objections, Sherwin-Williams states that, outside of litigation or the threat of litigation, it is not aware of any PIMAIN01 Doc 71911_1 5B9170-096-02S 2 O007-SWP-O072778 search for or transfer, collection, maintenance or organization of any documents on the basis that such documents contained information relating to lead pigment or lead paint. Before the filing of lawsuits such as Santiago v. The Sherwin-Williams Co.. et al.. Mo. 87-2799-T (D. Mass.), in which one of plaintiffs' counsel was counsel of record, Sherwin-Williams is not aware of any business purpose for Sherwin-Williams to have maintained, searched for or collected such documents. In response to discovery requests in lawsuits such as Santiago v. The Sherwin- Williams Co.. et al.. Ho. 87-2799-T (D. Mass.), counsel for Sherwin-Williams undertook a search and review of company files and records to locate documents potentially relevant to actual or anticipated litigation and has undertaken additional subsequent searches. Accordingly, to the best of Sherwin-Williams' . information and belief, any search, transfer, collection, maintenance or organization of documents relating to lead pigment or lead paint was conducted in response to actual or anticipated litigation and was performed by or at the specific direction of Sherwin-Williams' inside or outside legal counsel. See also Response to Interrogatory No. 7. By way of further answer, in response to "Plaintiffs' First Set of Interrogatories to All Defendants" and "Plaintiffs' First Set of Requests for Documents to All Defendants" served in this action in 1992 ("Plaintiffs' 1992 Discovery Requests"), counsel for Sherwin-Williams undertook a review for documents potentially responsive to Plaintiffs' 1992 Discovery Requests. Although production of documents in response to Plaintiffs' 1992 PIMAJNQl Doc: 71911J 589170-096-028 -3- 1 i 0007-SWP-0O72779 Discovery Requests was partially stayed by the Court in its October 15, 1993 ruling, Sherwin-Williams now has offered to produce to plaintiffs the documents that it agreed to produce in 1992, and plaintiffs have accepted this offer. Interrogatory Mo. 2 If lead documents were ever destroyed, identify the documents destroyed, the date of their destruction, identify the persons involved in the document destruction, and identify any documents which discuss or refer to the document destruction. RESPONSE: Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Subject to and without waiver of its objections, Sherwin-Williams states that it is impossible to determine precisely what documents might have been lost or destroyed in the more than 100 years of Sherwin-Williams' existence. Following the filing of lawsuits such as Santiago v. The Sherwin-Williams Co., et al.. No. 87-2799-T (D. Mass.), Sherwin-Williams and its inside and outside legal counsel initiated measures to preserve documents or information that could be potentially relevant to the issues in litigation. Accordingly, Sherwin-Williams does not believe that any such documents were intentionally destroyed after that date, and is not presently aware of any unintentional destruction of such documents after that date. Furthermore, Sherwin-Williams has had a formal document retention policy since 1978. Sherwin-Williams already has responded to plaintiffs requests for disclosure on this topic and incorporates by reference its response to plaintiffs' Request for Production No. 15. Sherwin-Williams presently is not able to otherwise respond to this interrogatory. P1MAIN01 Doc: 71911J 589170-096-028 -4- j | 0007-SW1MW72780 Interrogatory No 3 If lead documents were ever transferred to an entity other than you or your predecessor [ s ], identify the documents transferred, the date of their transfer, identify the persons involved in the document transfer, and identify any documents which discuss or refer to the document transfer. RESPONSE; Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Subject to and without waiver of its objections, Sherwin-Williams states that, outside of anticipated or pending litigation, it is not aware of any transfer of documents such as that referred to in this request. Any transfer as part of actual or anticipated litigation was conducted by or at the specific direction of Sherwin-Williams' inside and outside legal counsel. See also Response to Interrogatory No. 7. interrogatory No. 4 Identify where each document requested in plaintiffs' First Set of Interrogatories and First Set of Requests for Documents and in Plaintiffs' Interrogatories and Requests for Documents Regarding Fraudulent Statements was located prior to the commencement of Santiago v. Sherwin-Williams Co.. No. 87-2799-T (D. Mass). For each document requested, please state; (i) The title or name of the file; (ii) The name of the division, department, unit, office or other entity that stored each file; (iii) The name(s) of the agents, employees, officials or other individuals whose records contained each file. RESPONSE; Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Sherwin-Williams further objects because this request is unduly burdensome and not PIMAIN01 Doe 71911J 589170-096-028 5 0007-SWP-0072781 reasonably calculated to lead to the discovery of admissible evidence in seeking to have Sherwin-Williams provide the specific information sought by this request for the thousands of pages of documents encompassed, subject to and without waiver of its objections, Sherwin-Williams states that, if an employee or division is listed as the author or source of a document, it is reasonable to assume, absent contrary indications, that such document was in the files of that employee or division at one time. Furthermore, if a document bears a stamp indicating receipt by an employee or division, it is reasonable to assume, absent contrary indications, that such document was in the files of that employee or division at one time. Subject to its objections, Sherwin-Williams will attempt to provide additional information, if available, regarding specific, relevant documents identified by plaintiffs. interrogatory Ho. 5 If any collection of lead documents was reviewed, indexed, catalogued, or otherwise described, identify such index, catalogue or description. RESPONSE: Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Sherwin-Williams further objects to the phrase "collection of lead documents" as vague and ambiguous. Subject to and without waiver of its objections, Sherwin-Williams states that, outside of litigation, it is not aware of any review, indexing, cataloguing or description undertaken of any "collection of lead documents." Any review of documents conducted as part of actual or anticipated litigation PEMAIN01 Doc: 71911J 589170-096-028 6 0007-S WP-0072782 was conducted by or at the specific direction of SherwinWilliams' inside and outside legal counsel. See also Response to Interrogatory No. 7. interrogatory No. 6 Identify each person who ever archived, indexed, catalogued or described any collection of lead documents. RESPONSEs Sherwin-Williams incorporates its objections and response to Interrogatory No. 5 as though they were set forth in full. interrogatory No. 7 If you claim that any of the archiving, transferring, destruction, indexing, cataloguing, or describing of the lead documents discussed above are privileged activities or generated privileged documents, describe the act or the document and your basis for claiming privilege. RESPONSE; Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-3. Sherwin-Williams further objects to the phrase "documents discussed above" as vague and ambiguous. Subject to and without waiver of its objections, Sherwin-Williams states that any archiving, transferring, indexing, cataloguing or describing of documents containing information relating to lead pigment or lead paint was performed by or at the specific direction of Sherwin-Williams' inside or outside legal counsel. This work was performed as part of the defense of asserted or anticipated claims made in this and other litigation relating to the former production or sale of lead pigment or lead-containing paint. The results of this work would reveal the thoughts, mental impressions, conclusions and opinions P1MAIN0I Doc 7l911_l 589170-096-028 -7- 0007-SWP-0072783 of Sherwin-Williams' legal counsel and constitute trial preparation material. As stated in response to Interrogatory No. 2, Sherwin-Williams does not believe that any documents referred to by this interrogatory were intentionally destroyed following the filing of lawsuits such as Santiago v. The Sherwin-Williams Co. . et al.. No. 87-2799-T (D. Mass.), and is not presently aware of the unintentional destruction of any such documents after that time. Interrogatory No. 8 Identify the individuals who are most knowledgeable about lead documents previously or presently in your possession, custody or control and state the knowledge of each such individual. RESPONSE: Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1~3. Subject to and without waiver of its objections, Sherwin-Williams states that the persons called for by this interrogatory are employed by SherwinWilliams' law department or Sherwin-Williams' outside legal counsel and their knowledge and work product is protected by the attorney work product privilege and the trial preparation privilege. See also Response to Interrogatory No. 7. RESPONSES TO DOCUMENT REQUESTS Document Request No. 1 Produce all documents identified in the above interrogatories. FIMAIN01 Doc 71911J S89170-096-028 8 0007-SWP-0072784 RESPONSE; Sherwin-Williams incorporates by reference its Objections to Disclosure Nos. 1-4. Sherwin-Williams further objects that no documents are identified by the foregoing interrogatories. Subject to and without waiver of its objections, Sherwin-Williams states that any documents referred to by the foregoing interrogatories were prepared by SherwinWilliams7 law department or its outside legal counsel for the defense of asserted or anticipated legal claims and therefore are protected by the attorney work product privilege and the trial preparation privilege. Document Request No. 2 Produce all other indices, catalogues and other documents that describe defendants7 holdings of lead documents. RESPONSE; Sherwin-Williams objects to the phrase "holdings of lead documents" on the basis that it is vague and ambiguous. Sherwin-Williams further incorporates its objections and response to Document Request No. 1 as though they were set forth in full. OBJECTIONS t o DISCLOSURE In the interest of clarity and brevity, SherwinWilliams has set forth the following objections to plaintiffs7 interrogatories and document requests. The following objections are incorporated into Sherwin-Williams7 responses to the interrogatories and document requests and, unless otherwise indicated, each objection applies to each interrogatory and PJMAINQl Doc: 7191I_1 589170-096-C28 9 0007-SWP-0072785 document request and the responses provided are subject to and limited by each objection. . Objections to Definitions "" . - The following objections to definitions apply to each discovery request in which the objectionable term is used. 1. Sherwin-Williams objects to the term "archive1* on the basis that it is vague and overbroad. 2. Sherwin-Williams objects to plaintiffs' Definition No. 2 to the extent it seeks to have Sherwin-Williams provide information regarding any party other than Sherwin-Williams. Sherwin-Williams will respond on its own behalf only. Sherwin- Williams further objects to providing information from its "associated or affiliated companies, subsidiaries, parents, holding companies, consultants, attorneys and persons presently or formerly acting on their behalf, or any of each of their predecessors or successors in interest** as beyond the scope of CFLR Rule 3101 and the issues in this case. Sherwin-Williams further objects to these instructions on the basis that they seek to invade the attorney work product and attorney trial preparation protections provided by CPLR 3101 or other New York authority. 3-6. Sherwin-Williams will respond as required by the CPLR and objects to plaintiffs' Definition Nos. 3-6 to the extent they seek to impose greater burdens on Sherwin-Williams. 7. Sherwin-Williams objects to the definition of "lead document" in Definition No. 7 on the basis that it is overbroad, seeks to impose an undue burden on Sherwin-Williams, PIMAINOI Doc 719111 5S917JW9WKS - 10 - * i 0007-SWP-0072786 and seeks information that is neither relevant nor reasonably calculated to lead to the discovery of admissible evidence. The definition purports to include each and every document of every type, whenever and wherever created, regarding any type of lead pigment or lead paint, whether or not it is at issue in this case. Sherwin-Williams further objects to the phrase "pigments that could substitute for lead" because it is vague and ambiguous. 8-10. Sherwin-Williams objects to plaintiffs' definitions of the terms "lead paint," "paints containing lead," "lead-based paint," "white lead pigment" and "paint" as overly broad, vague and ambiguous and because they seek information that is neither relevant nor reasonably calculated to lead to the discovery of admissible evidence. Plaintiffs' claims in this case are based on the production and sale of white lead pigment only (white lead carbonate, white lead sulfate and white lead in oil), and that is the basis upon which Sherwin-Williams has responded. 11-14. Sherwin-Williams' will respond as required by the CPLR and objects to plaintiffs' Definition Nos. 11-14 to the extent they seek to impose greater burdens on Sherwin-Williams. Objections to Instructions The following objections to instructions apply to each discovery request to which the objectionable instruction pertains. A. Sherwin-Williams objects to plaintiffs' stated "relevant time period" on the basis that it is overbroad and PJMAINOI Doc; 71911 1 5B9170-096-028 " 11 0007-SWP-0072787 i bears no relationship to the claims in this case. SherwinWilliams will respond for underlying documents created in the period from 1910 (the date Sherwin-Williams first produced white lead pigment) until I960, the time limitations set by the Court in its October 15, 1993 and.December 19, 1995 rulings. . B-C. Sherwin-Williams' will respond as required by the CPLR and objects to plaintiffs' Instructions B and C to the extent they seek to impose greater burdens on Sherwin-Williams. D-F. Sherwin-Williams objects to plaintiffs' Instructions D and F to the extent they seek to have SherwinWilliams provide information under the control of any person or party other than Sherwin-Williams. Sherwin-Williams further objects to these instructions on the basis that they seek to invade the attorney work product and attorney trial preparation protection provided by CPLR 3101 or other New York authority. E, G-I. Sherwin-Williams' will respond as required by the CPLR and objects to plaintiffs' Instructions E, G, H and I to the extent they seek to impose greater burdens on Sherwin-Williams. Sherwin-Williams further objects to these Instructions on the basis that they are unduly burdensome. GENERAL OBJECTIONS TO DISCLOSURE 1. Sherwin-Williams objects to plaintiffs' discovery requests on the basis that they evidently seek detailed information regarding underlying documents that are decades old and relate to circumstances that not only are largely unknown, but are likely to be unknowable. Moreover, the' discovery requests are virtually unlimited by product, time or place and PtMAJNOl Doc: 58917G-09&-C28 " 12 0007-SWP-0072788 are obviously drafted without any reference to the facts in this case. Furthermore, the discovery requests are unduly burdensome in that they seek information regarding a search for documents performed in 1992 in response to Plaintiffs/ 1992 Discovery Requests, although actual production was partially stayed by the Court's October 15, 1993 ruling. Sherwin-Williams now has offered to produce to plaintiffs the documents it previously agreed to produce in response to Plaintiffs' 1992 Discovery Requests, and plaintiffs have accepted that offer. Therefore, plaintiffs' present interrogatories and requests for production of documents regarding defendants' maintenance of records are duplicative, irrelevant, unduly burdensome and threaten to prevent the economical and speedy resolution of this action. 2. Sherwin-Williams objects to plaintiffs' discovery requests because they request information protected from disclosure by the attorney-client privilege, the attorney work product privilege, the trial preparation privilege and the joint defense privilege provided for in CPLR 3101 and other authority. Furthermore, Sherwin-Williams objects to providing more detailed information regarding the matters sought to be produced by plaintiffs' discovery requests because to do so would risk revealing the thoughts, opinions, impressions and conclusions of counsel, and also would risk revealing trial preparation material. 3. Sherwin-Williams objects to plaintiffs' discovery requests on the grounds that they are overly broad and seek information that is neither relevant nor reasonably P1MAIN0I Doc: 71911 1 589170-0964)28 " 13 0007-SWP-00' calculated to lead to the discovery of admissible evidence, to the extent that they: (a) Seek information related to pigment other than pigment containing white lead, and therefore do not relate to the type of pigment upon which Sherwin-Williams is alleged to be liable in this action as a former producer or seller of white lead pigment; (b) Seek information related to paint, rather than pigment, and therefore do not relate to the basis upon which Sherwin-Williams is alleged to be liable in this action as a former producer or seller of white lead pigment; (c) Seek information related to pigment other than pigment for interior residential use, and therefore do not relate to the basis upon which Sherwin-Williams is alleged to be liable in this action; (d) Seek information unrelated to lead; and (e) Seek information related to the production, marketing, or sale of lead pigments other than in New York City. 4. Sherwin-Williams objects to plaintiffs' document requests on the basis that they seek the production of documents PIMA1N01 Doc: 719I1_1 589170-096-028 ~ 14 0007-SWP-0072790 in New York. If any documents are produced, they will be produced in Cleveland, Ohio dr Pittsburgh, Pennsylvania. Dated: Pittsburgh, Pennsylvania January 16, 1996 JONES, DAY, REAVIS & POGUE 599 Lexington Avenue New York, NY 10022 (212) 326-3939 and 500 Grant Street, 31st Floor Pittsburgh, PA 15219 Attorneys for Defendant The Sherwin-Williams company P1MAINQ1 Doc; 71911 1 589170-09MK8 " 15 0007-S WP-007279J CERTIFICATE OF SERVICE I hereby certify that, on January 16, 1996, true and correct copies of Defendant The Sherwin-Williams Company's Responses to Plaintiffs' First Set of Interrogatories and Request for Production of Documents with Respect to Defendants' Maintenance of Documents were served by depositing true copies enclosed in a postage-paid wrapper in an official depository under the exclusive custody of the U.S. Postal Service, addressed to the counsel on the attached list. 0007-SWP-0072792 (67078J) SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK Index No. 14365/89 Attorneys for NL: Timothy S. Hardy Kirkland & Ellis 655 Fifteenth Street NW Washington, DC 20005 Jeffrey A. Hall Bartlit Beck Herman, et al. 54 West Hubbard Street -Chicago, XL 60610 Daniel J. Kornstein Kornstein, Veisz & Wexler 757 Third Avenue New York, NY 10017 Attorneys for LIA: Mark Sullivan Sullivan, Sullivan & Pinta 100 Franklin Street Boston, MA 02110 Bernard 0. Rosenthal Gilbert Segall & Young 430 Park Avenue New York, NY 10022-3592 Attorneys for ARCOs Philip H. Curtis Arnold & Porter 399 Park Avenue New York, NY 10022 Attorneys for SCM/Glidden: Michael T. Nilan Popham, Haik, Schnobrich & Kaufman 3300 Piper Jaffray Tower Minneapolis, MN 55402 Thomas I. Sheridan III Haythe & Curley 237 Park Avenue New York, NY 10017 Attorneys for The SherwinWilliams Company: Paul M. Pohl Charles H. Moellenberg Jr. Jones, Day, Reavis & Pogue 500 Grant Street, 31st Floor Pittsburgh, PA 15219 Attorneys for Plaintiffs: Alan H. Kleinman, Esq. Yair Goldstein, Esq. John Low-Beer, Esq. Affirmative Litigation Division New York City Law Department 100 Church Street, Room 3-168 New York, NY 10007 0007-SWP-0072793 i