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CHAPTER 39
1959 Guide
taken research projects in allied areas such as heat sources, utilization of solar energy as a supplementary heat source, and thermal storage methods.
The Joint Committee has lent encouragement to publica tion of two textbooks*'* on the technology of heat pumps, and to the maintenance of a comprehensive bibliography/ a reference library, and installation statistics. Additional bibliographies and installation studies have been made by The Heat Pump Steering Committee of the Southeastern Electric Exchange*
The summer air-conditioning load has high electric power demand and.low annual load factor, and in addition, the highest demand peaks will occur on the relatively few ex tremely hot days during summer months, when the load carrying capacity of the whole utility system (generation, transmission and distribution) is considerably lower than on cold days in winter. For example, the average animal load factor on a noncoincidental baas for summer air condition ing can be expected to remain between limits of 6 and 15 percent. This is far below the 64 percent present-day annual load factor for the total electric load of utility systems. Consequently, the large utility companies are giving sup port to the advancement of heat-pump technology as a means of broadening the held of application of the heat pump with its beneficial effect on the electric system load factor.11
Present Status
Large central heat pumps of modem design, within the capacity range of about 100 to approximately 1000 horse power of compressor-motor rating, are now operating in a substantial number of buildings. Among noteworthy in stallations are those in the Oregonian Building and Equita ble Building, both in Portland, Oregon; Appalachian Elec tric Building in Roanoke, Virginia; Columbus and Southern Ohio Electric Building in Columbus, Ohio. Detailed informa tion on their design and performance has been presented in ASHAE papers"* " ** and in technical magazines.1*
In the Southdale Shopping Center in Minneapolis, Minn., a 700-ton heat pump installation with its associated deep wells providing the heat sink and heat source, has a coeffi cient of performance on the heating cycle of approximately 4. Internal combustion engine driven heat pumps in this installation have been found to provide additional heating capacity because of the recoverable heat in the png-ino cool ing water and the muffler.
Compressor types employed in large central systems vary from one large centrifugal unit to as many as eight multicylinder reciprocating units. A single or central system is generally used throughout the building, but in some instances the total capacity is divided among several separate heatpump systems to facilitate zoning. Both weQ water and air are used as heat sources. Compression is accomplished in two stages for a few recent projects. Frequently provision is made for heating and cooling service to be supplied si multaneously to separate zones of the building.
Unitary heat pumps, available from or under develop ment by many manufacturers, account for the large majority of residential and small commercial installations. Outdoor air is the heat source in the majority of installations, but models are built also for well water. Capacities cover the range from 2 to about 25 horsepower. Both hermetic and open-type compressors are used. The entire heat-pump cir cuit may be charged with refrigerant and sealed at the fac tory, or individual factory-sealed subassemblies may be connected together in the field. Some models are arranged
for remote location of the outdoor-air heat exchanger that
serves alternately as evaporator and as condenser. In ap
pearance and dimensions, the
of unit heat pumps
closely resemble those of conventional air-conditioning units
having equal capacity. The normal design basis is to select the size of compressor
and motor for the summer cooling and dehumidification ca
pacity requirement. For heating service with outdoor air as the heat source, supplementary electric resistance heat
ing elements are normally provided for use during such periods of low temperature as may be required by the cli
mate and heating load of the structure. These heaters are
sometimes objectionable to the utility because the resulting
seasonal electric consumption is low in comparison with the
electric input demands they create on the electric service
facilities. Consequently, it is important that the application
engineer for such installations give careful attention to mini mizing the installed capacity of heating elements, as dis
cussed later in this chapter.
With unitary systems, defrosting of the evaporator coils at suitable intervals with rninirmim interruption of heat
supply to the building is usually accomplished automati
cally by admitting hot refrigerant gas taken directly from
the compressor discharge. Minimum industry performance standards of unitary heat
pumps are covered by ARI Standard 240-57, Unitary Beat
Pump Equipment, issued 1957 by Air-Conditioning and Re
frigeration Institute. It applies to factory-made heat pumps
and to matched assemblies as defined in the Standard, for
residential, commercial and industrial service, but is not
applicable to field-modified cooling units converted to heatpomp operation, nor to room air conditioners. The Stand
ard provides that both heating and cooling capacity be ex
pressed in Btu per hour under specific conditions, and in
cludes minimum performance standards such as the ability to operate under maximum load conditions or adverse power
and temperature conditions, and describes safety codes to
which such equipment should be designed. It also outlines
several performance requirements that are considered good
practice in the design of either unitary heat pumps or built-up systems.
Window-type, or in-the-wall type heat pumps, now in fac tory production in Yi to 2 hp size range, resemble conven
tional units for summer air conditioning, similarly installed.
Heretofore, capacity of these units on heating service has
generally been less than needed in extremely cold weather
to maintain the required temperature within the space served adequately by the same unit in summer. Except in
regions having mild climate, they were useful principally
for intermediate-season operation or to supplement the main heating system of the building. Some recently intro
duced models, however, have characteristics more suited to complete year-round operation.
As a result of more than a decade of experience gained in
product development, factory production, field operation, and maintenance, heat pumps have become firmly estab
lished throughout a large part of the country. Moreover, heat pumps are being adopted for entire hmiaing develop
ments. As many as 1500 units have been installed for a single project.
The estimated number of central system heat-pump'units
operating at the end of 1958 throughout the United States
is approximately 40,000. Installations have been made in
practically every state, with the southeastern, southwestern,
and west coast states predominating. It is probable that at
The Heat Pump
least two-thirds of total units take heat from outdoor air, and, of the remainder, nearly all use water, with ground coils almost negligible among the more recent installations. Ag gregate connected load may well reach 400,000 kilowatts. Approximately 150 domestic water heaters, mostly experi mental or pilot-type models, are in operation.
BASIC CIRCUITS
Fundamentals
Since, from the refrigeration standpoint, a heat pump is cimilur to a conventional refrigeration system, its baric cir cuit may be represented by Fig. 3 in Chapter 38. Changeover between heating and cooling services may be accomplished by: (a) actuating valves in the refrigerant lines, so as to interchange the positions of heat exchangers constituting the evaporator and the condenser, respectively, in the refriger ant flow circuit, or (6) by switching the paths of air, water, or other fluid that convey heat from source to evaporator and from condenser to sink, respectively. The interchange function inherent in heat-pump control led to use of the term revened-cycie refrigeration during the early develop ment period of the heat pump, but tins inaccurate name is now obsolete.
The operating principle of the heat-pump is identical with that of the heat-power thermodynamic cycle governing the conversion between heat energy and mechanical work. It is derived from the Second Law of Thermodynamics (see Definitions, Chapter 1). The operating efficiency, or coeffi cient of performance (CP), of an elementary perfect re frigeration system for both cooling and heating effects is given by Equations 2 and 3, Chapter 38.
In actual systems, the coefficients of performance are de fined in the following terms:
The heating coefficient of performance, (CP)*, of an in stalled heat pump may be defined as the ratio of the total instantaneous useful heating effect produced by the Heatpump system at stated conditions, to the heat equivalent of the total energy input rate required to drive or operate the system. If total energy input of all auxiliaries such as fans and pumps is not included, it should be so stated.
The cooling coefficient of performance, (CP)c, of an in stalled heat pump.may be defined as the ratio of the in stantaneous useful refrigeration effect produced by the heatpump system at stated conditions to the heat equivalent of the total energy input rate required to drive or operate the system.
The term performance factor, (PF), is similar to coeffi cient of performance, but is used when referring to values based on an extended period of time, such as a day, month, or season. The period of time covered should be given when using this term. If supplemental heat is involved, its effect should also bo specified.
Heat Pump Types
Heat pumps for air-conditioning service may be classified according to (a) type of heat source and sink, (6) heating and cooling distribution fluid, (c) type of thermodynamic cycle, (d) type of building structure, and (e) size and con figuration. The more common types are shown in Table 1.
The air-to-air type is the most common type of system. It is particularly suitable for factory-built unitary heat pumps and has received favorable acceptance for residential and commercial applications. The diagram shown in Table 1 is
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typical of the refrigeration circuit employed. In smaller uni tary heat pnmps; it is common to replace the expansion and check valves with a capillary tube refrigerant control. A few installations have been made in which the forced-convection indoor heat-transfer surface has been replaced by a radiant panel.
In air-to-air heat-pump systems, as shown in second dia gram of Table 1, the air circuits may be interchanged by means of dampers (motor-driven or operated manually) to obtain either heated or cooled air for the conditioned space. With this system one heat-exchanger coil is always the evaporator while the other is always the condenser. The conditioned air will pass over the evaporator during the cooling cycle,while the outdoor air will pass over the con denser. The change from cooling to heating is accomplished by positioning the dampers which may be motor driven or operated manually.
A ioater-to~air heat pump uses water as a heat source and piny and uses air to transmit heat to or from the conditioned
space. Air-to-xoater heat pumps are commonly used in large
buildings where zone control is necessary, and are also some times employed for the production of hot or cold water in industrial applications.
Earth-to-air heat pumps may employ direct expansion of the refrigerant in an embedded coil as illustrated in Table 1, or they may be of the indirect type described above under the water-to-air type.
A vxster-to-water heat pump uses water as the heat source and sink for both cooling and heating operation. Heating cooling changeover may be accomplished in the refrigerant circuit, but in many cases, it is more convenient to perform the switching in the water circuits such as is illustrated in Table 1.
An earth-to-water heat pump (not shown in Table 1) may be like the earth-to-air type shown except for the substitution of a refrigerant-water heat exchanger for the finned coil shown on the indoor ride. It may also take a form similar to the water-to-water system shown when a secondary-fluid ground coil is used.
Some heat pumps which use earth as the heat source and rink are essentially of the water-to-air type. An antifreeze solution is pumped through a loop comprised of a pipe coil embedded in the earth and the chiller-condenser.
Many variations are possible in the refrigeration circuit and in the heat-source and rink arrangements. Some of these are described in later sections of this chapter.
Other types of heat pumps in addition to those listed in Table 1 are possible. An example is one which utilizes solar energy as a source of heat; its refrigerant circuit may re semble the water-to-air, air-to-air, or other types depending on the form of solar collector and the means of heating and cooling distribution which is employed.
Another variation is the use of more than one heat source. Some heat pumps have utilized air as the primary heat source, but are changed over to extract beat from water (eg. from a well or storage tank) during periods of peak load. The use of solar energy requires another heat source during periods of insufficient solar radiation.
Industrial and Agricultural Heat Pumps
While the principal use of heat pumps may always be in space heating and cooling, the heat-pump principle also has applications in the industrial and agricultural fields, particu- *