Document RJJO6nyjZQxyEdJVa5jn9086k
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
GLOBAL STRATEGY FOR ASTHMA MANAGEMENT AND PREVENTION
Updated 2022
2022 Global Initiative for Asthma
IBUTE
Global Strategy for Asthma Management and Prevention DISTR
(2022 update)Y OR
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as an evidence-based is based, to the best of
asthma management strategy, for our knowledge, on current best
ehveiadlethncperoafensdsmioendailcsaalrkensoPtwroYlenRdgglyeaadnvdisperdatcoticueseatththeeir
date own
of publication. When assessing and treating patients, professional judgment, and to take into account local
and national regulationCsOand guidelines. GINA cannot be held liable or responsible for inappropriate healthcare
associated with the use of this document, including any use which is not in accordance with applicable local or
national regulations or guidelines.
This document should be cited as: Global Initiative for Asthma. Global Strategy for Asthma Management and Prevention, 2022. Available from: www.ginasthma.org
1
Table of contents
Tables and figures .............................................................................................................................................................5 Preface ................................................................................................................................................................................7 Members of GINA committees (2019-20) .........................................................................................................................8 Methodology ..................................................................................................................................................................... 10 What's new in GINA 2022?..............................................................................................................................................14 Advice on asthma management during the COVID-19 pandemic...............................................................................17 SECTION 1. ADULTS, ADOLESCENTS AND CHILDREN 6 YEARS AND OLDER ...........................................................19 Chapter 1. Definition, description, and diagnosis of asthma....................................................................................19
DDeefsincritiipotnionofoafsathsmtham.a............................................................................................................................................................................................................U....T......E............................................................................2200 Making the initial diagnosis ....................................................................................T..R...I.B..............................................21 Confirming the diagnosis of asthma in patients already taking controller treatDmISent .................................................26 Differential diagnosis.................................................................................O...R..............................................................27 How to make the diagnosis of asthma in other contexts .................O...P...Y....................................................................28 Chapter 2. Assessment of asthma ................................................T...C.............................................................................31 Overview ...............................................................................N..O...................................................................................32 Assessing asthma symptom control ............................-..D...O.........................................................................................34 ARsosleesosfilnugngfuftuunrectrioisnk ionf aasdsveesrssiengouatsctohmmeasc.o..n..t.r.R.o..lI..A....L....................................................................................................................................................................................................3398 Assessing asthma severity .........................A..T...E..........................................................................................................40 Chapter 3. Treating asthma to control sEyDmMptoms and minimize risk .......................................................................45 Part A. General principles of asthmIGaHmTanagement .......................................................................................................46 LTohnegp-atetriemntg-hoeaalslthofcaasrtehmpraoPvmYidaRenrapgaermtneenrst h..i.p............................................................................................................................................................................................................................4477 Personalized control-baCsOed asthma management ....................................................................................................48
Part B. Medications and strategies for symptom control and risk reduction..................................................................51 Asthma medications...................................................................................................................................................52 Asthma treatment tracks for adults and adolescents.................................................................................................54 Step 1 .........................................................................................................................................................................64 Step 2 .........................................................................................................................................................................66 Step 3 .........................................................................................................................................................................69 Step 4 .........................................................................................................................................................................70 Step 5 .........................................................................................................................................................................72 Reviewing response and adjusting treatment ............................................................................................................73 Treating other modifiable risk factors.........................................................................................................................76
2
Other therapies .......................................................................................................................................................... 77
Non-pharmacological strategies ................................................................................................................................ 79
Indications for referral for expert advice .................................................................................................................... 87
Part C. Guided asthma self-management education and skills training........................................................................88
Skills training for effective use of inhaler devices ...................................................................................................... 88
Adherence with medications and other advice ..........................................................................................................89
Asthma information .................................................................................................................................................... 91
Training in guided asthma self-management ............................................................................................................ 92
Part D. Managing asthma with multimorbidity and in specific populations....................................................................94
Managing comorbidities ............................................................................................................................................. 94
Managing asthma in specific populations or settings ................................................U..T...E........................................... 97
Part E. Difficult-to-treat and severe asthma in adults and adolescents.................T..R...I.B................................................104
Definitions: uncontrolled, difficult-to-treat and severe asthma....................D..I..S.........................................................105
Prevalence: how many people have severe asthma? .........................O...R.................................................................105
IImnvpeosrttiagnactee:atnhde mimapnaacgteodf isffeicvuelrte-toa-strthemataa.s..t.h..m...a...i.n...A...D..U...L..T..S....AC..N.O..D.P..A.Y..D..O...L..E..S...C...E..N...T..S............................................................................................111016
AMsasneasgseaannddtrmeaotnsiteovr esreeveasrethamsathpmhaentroetaytpmeesn..t...............................N....O......T......................................................................................................................................................................112103
Chapter 4. Management of worsening asthma and e- xDaOcerbations .........................................................................123
Overview .......................................................R...I.A..L.....................................................................................................125
Diagnosis of exacerbations....................A..T...E.............................................................................................................126
SMealnf-amgaenmaegnetmoef natsothf mexaaecxearbcaetriboanEtsioDwnsiMthinapwrirmittaerny
asthma action plan ................................................................... care (adults, adolescents, chldren 6-11 years) .......................
126 130
Management of asthma exaIcGeHrbTations in the emergency department (adults, adolescents, children 6-11 years)133
Covhearplatepr')5......D..i.a..g..n...o..s..i.s...a..n..d...Pi.n.Y..i.tR.i.a..l..t.r.e...a..t.m...e..n..t..o...f..a..d..u..l.t.s....w..i.t..h...f.e..a..t.u..r..e..s...o..f..a..s..t..h..m...a..,..C...O..P...D...o...r..b..o..t..h...(.`.a..s..t.h...m...a..-.C...O...P..D.... 141
Objectives ..............C...O............................................................................................................................................... 143
Background to diagnosing asthma and/or COPD in adult patients .........................................................................143
Assessment and management of patients with chronic respiratory symptoms.......................................................144
Future research........................................................................................................................................................149
SECTION 2. CHILDREN 5 YEARS AND YOUNGER ......................................................................................................... 151
Chapter 6. Diagnosis and management of asthma in children 5 years and younger...........................................151
Part A. Diagnosis ......................................................................................................................................................... 152
Asthma and wheezing in young children ................................................................................................................152
Clinical diagnosis of asthma....................................................................................................................................153
Tests to assist in diagnosis ...................................................................................................................................... 156
Differential diagnosis ............................................................................................................................................... 157
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Part B. Assessment and management ........................................................................................................................159 Goals of asthma management.................................................................................................................................159 Assessment of asthma ............................................................................................................................................159 Medications for symptom control and risk reduction................................................................................................161 Asthma treatment steps for children aged 5 years and younger .............................................................................163 Reviewing response and adjusting treatment .........................................................................................................166 Choice of inhaler device ..........................................................................................................................................166 Asthma self-management education for carers of young children .........................................................................167
Part C. Management of worsening asthma and exacerbations in children 5 years and younger ...............................168 Diagnosis of exacerbations ......................................................................................................................................168
Initial home management of asthma exacerbations .......................................................U..T...E....................................169 Primary care or hospital management of acute asthma exacerbations in childrenT5RyIBears or younger..................171 Chapter 7. Primary prevention of asthma ..........................................................D..I..S....................................................175 Factors contributing to the development of asthma in children ................O...R............................................................176 Factors associated with increased or decreased risk of asthma in chPildYren............................................................176 Advice about primary prevention of asthma .................................C...O........................................................................179 SECChTaIOptNer38. T. RImApNlSeLmAeTnItOinNgIaNsTtOhmCaLmINaICnAagLePmReAnCt TstICraEte..g..i.e..s...i.n..Nt..oO...hT..e..a..l.t.h....s..y..s..t.e..m...s..........................................................................................................118811 Introduction ..................................................................-..D...O.......................................................................................182 Adapting and implementing asthma clinical pracRtiIcAeLguidelines..............................................................................182 Barriers and facilitators ...............................A..T...E........................................................................................................184 EExvaamluaptlieosnooffhthigehimimppleacmteimntpalteiomnepnrtoacEtieoDsnsMin..t..e..r.v..e..n..t.io..n..s........................................................................................................................................................................................118844 How can GINA help with implemIGeHntTation? ..............................................................................................................185 REFERENCES .......................C...O...P..Y...R..................................................................................................................................186
4
Tables and figures
DIAGNOSIS
Box 1-1.
Diagnostic flowchart for clinical practice
22
Box 1-2.
Diagnostic criteria for asthma in adults, adolescents, and children 6-11 years
23
Box 1-3.
Steps for confirming the diagnosis of asthma in a patient already taking controller treatment
26
Box 1-4.
How to step down controller treatment to help confirm the diagnosis of asthma
27
Box 1-5.
Differential diagnosis of asthma in adults, adolescents and children 6-11 years
27
ASSESSMENT
Box 2-1.
Assessment of asthma in adults, adolescents, and children 6-11 years
33
Box 2-2.
GINA assessment of asthma control in adults, adolescents and children 6-11 years
36
Box 2-3.
Specific questions for assessment of asthma in children 6-11 years
37
Box 2-4.
Investigating a patient with poor symptom control and/or exacerbations despite treatment
43
ASTHMA MANAGEMENT
UTE
Box 3-1. Box 3-2.
Communication strategies for health care providers The asthma management cycle for personalized asthma care
TRIB
47 48
Box 3-3.
Population level versus patient level decisions about asthma treatDmIeSnt
50
Initial treatment choices
OR
Box 3-4A. Box 3-4Bi.
Initial asthma treatment Selecting initial controller
rterecaotmmmenetnidneaddoupltstioannsdfoardaodleuslOctsePnaYtnsdwaitdhoalesdciaegnntsosis
of
asthma
(V1)
55 56
Box 3-4Bii. Box 3-4C.
Selecting initial controller Initial asthma treatment -
rterecaotmmmenetnidneaddoupltstioannsdfoaOrdcoThleCilsdcreenntsagweidth6a-1d1iagyenaorssis
of
asthma
(V2)
57 58
Box 3-4Di. Box 3-4Dii.
Selecting Selecting
initial initial
controller controller
treatment treatment
in in
cchhiillddrreeDnnOaaggNeedd
6-11 6-11
years years
with with
a a
diagnosis diagnosis
of of
asthma asthma
(V1) (V2)
59 60
Main treatment figures
IAL -
Box 3-5A. Box 3-5B.
Personalized Personalized
management management
for for
achdiulTdltErseRnan6d-1ad1oyleesacrsentotsctoonctroonl tsroylmspytmomptsomansdamndinmiminizime ifzuetufrueturrisekrisk
61 62
Box 3-6.
Low, medium and high daily mMetAered doses of inhaled corticosteroids (alone or with LABA)
63
Ongoing Box 3-7.
management Options for stepping
downTEtrDeatment
once
asthma
is
well
controlled
75
Box 3-8.
Treating potentially mIGodHifiable risk factors to reduce exacerbations
76
Box 3-9.
Non-pharmacoloPgYicRal interventions - summary
79
Box 3-10. Box 3-11.
EInfdfeiccatitvioennsesfosCroOcfoanvsoididearnincgermefeearrsaul rfeosr
for indoor allergens expert advice, where
available
83 87
Box 3-12. Strategies to ensure effective use of inhaler devices
89
Box 3-13. Poor medication adherence in asthma
90
Box 3-14. Asthma information
91
Difficult-to-treat and severe asthma
Box 3-15. What proportion of adults have difficult-to-treat or severe asthma?
105
Box 3-16A. Decision tree - investigate and manage difficult to treat asthma in adult and adolescent patients
107
Box 3-16B. Decision tree - assess and treat severe asthma phenotypes
108
Box 3-16C. Decision tree - consider add-on biologic Type 2-targeted treatments
109
Box 3-16D. Decision tree - monitor and manage severe asthma treatment
110
5
EXACERBATIONS
Box 4-1.
Factors that increase the risk of asthma-related death
125
Box 4-2.
Self-management of worsening asthma in adults and adolescents with a written asthma action plan 129
Box 4-3.
Management of asthma exacerbations in primary care (adults, adolescents, children 6-11 years)
131
Box 4-4.
Management of asthma exacerbations in acute care facility, e.g. emergency department
135
Box 4-5.
Discharge management after hospital or emergency department care for asthma
139
ASTHMA, COPD AND ASTHMA+COPD
Box 5-1.
Current definitions of asthma and COPD, and clinical description of asthma-COPD overlap
144
Box 5-2.
Approach to initial treatment in patients with asthma and/or COPD
145
Box 5-3.
Spirometric measures in asthma and COPD
146
Box 5-4.
Specialized investigations sometimes used in distinguishing asthma and COPD
148
Box 6-1.
Probability of asthma diagnosis in children 5 years and younger
153
CHILDREN 5 YEARS AND YOUNGER
Box 6-2.
Features suggesting a diagnosis of asthma in children 5 years and younger
UTE
154
Box 6-2A. Box 6-3.
Questions that can be used to elicit features Common differential diagnoses of asthma in
scuhgildgreesntiv5eyoefaarsstahnmdayoungeTrRIB
155 157
Box 6-4.
GINA assessment of asthma control in children 5 years and younger DIS
160
Box 6-5. Box 6-6.
PLoewrsodnaailylizdeodsmesaonfaignehmaleendt coofratisctohsmtearoinidcshfioldrrcehnild5ryeena5rsyaenadrsyaonuOdnRgyeorunger
165 166
Box 6-7. Box 6-8.
CMhaonoasgienmg eanntinofhaacleurtedeavsicthemfoarocrhwildhreeenz5ingyeinarcshailnddreyno5unygeeaOrrsPYand younger
167 170
Box 6-9.
Initial assessment of acute asthma exacerbations in chiTldrCen 5 years and younger
171
Box 6-10. Indications for immediate transfer to hospital for chilNdrOen 5 years and younger
172
Box 6-11. PRIMARY
Initial emergency department management PREVENTION OF ASTHMA IN CHILDREN
of
-asDtOhma
exacerbations
in
children
5
years
and
younger
173
Box 7-1.
Advice about primary prevention of asthmRaIAiLn children 5 years and younger
179
IMPLEMENTATION STRATEGIES
AlTobEal Strategy for Asthma Management and Prevention
183
Box 8-1.
Approach to implementation of theMG
Box 8-2.
Essential elements required toEiDmplement a health-related strategy
183
BBooxx 88--34.. EExxaammpplleess ooff bhaigrhri-eimrspYtaoRcttIhGienHtiemTrvpelenmtioennstaitnioansothfmevaidmeanncaeg-beamseendt recommendations 118844
COP
6
Preface
Asthma is a serious global health problem affecting all age groups. Its prevalence is increasing in many countries, especially among children. Although some countries have seen a decline in hospitalizations and deaths from asthma, asthma still imposes an unacceptable burden on health care systems, and on society through loss of productivity in the workplace and, especially for pediatric asthma, disruption to the family.
The Global Initiative for Asthma was established in 1993 by the National Heart, Lung, and Blood Institute and the World
Health Organization, with the aim of increasing awareness about asthma and providing a mechanism to translate scientific
evidence into improved asthma care worldwide. In 2001, GINA initiated an annual World Asthma Day, raising awareness
about the burden of asthma, and becoming a focus for local and national activities to educate families and health care
professionals about effective methods to manage and control asthma. GINA"s flagship publication, the Global Strategy for
Asthma Management and Prevention (`GINA report'), first published in 1995,1 has been updated annually since 2002, with
pivotal changes in 2006, 2014 and 2019. The main GINA report contains recommendations for clinical practice and brief
supporting evidence, while additional resources and Publications and resources based on the GINA reports
supporting material have been translated
are into
mpraonvyidleaUdngTouEnalginees.
at www.ginasthma.org. GINA is independent of
industry. Its work is supported only by income generated from the sale and licensingToRf IiBts resources.
We acknowledge the superlative work of all who have contributed to the success DofISthe GINA program, and the many people
who have participated Director and Claude
in it. Lenf
In particular, we ant as Executiv
recognize e Director
the outstanding over the many
aynedadrseOdsiRcinacteedGwIoNrAk
of Drs was f
Suzanne Hurd as Scientific irst established, until their
retirement in 2015. GINA. In 2016, we
TwheroreugdheltihgehitretdiretoleswseclcoonmtreibuMtisonRse, bDercHcaurDd eacnkdeDr,OrBLPSeY,nMfaSntJf,oasstetrheed
and facilitated the Program Director
development of (now Executive
Director) for GINA, and we appreciate the commitment and skills thaTt Cshe has brought to this demanding role. The members
of the GINA Committees are solely responsible for the statemNeOnts and conclusions presented in this publication. They
rmeeceetivinegsn.oThheonGoIrNaAriaAdorvorceaimtebsuarsnedmAesnstemofbelyx,pdeendsiceastefod-raDtshOtehimr amcaanrye
hours of work in reviewing evidence or attending experts from many countries, work with the Science
Cproommmotietteinet,ertnhaetioBnoaalrdcoollaf bDoirraetciotonrsanadnddistsheemDiniastsioeRnmIAoinLfaintifoonrmaantdionImapbloeumt eansttahtmioan. Committee to
We share the sadness that the global asthmaATcEommunity feels at the loss of Mark FitzGerald
(18 June 1955-18 leader and strong
aJadnvoucaaryte2f0o2r2i)m. pInrohvisingE25DaysMethamrsaodf iwagonrkoswisithanGdINmAa,nMaagrekmweanst.
a compassionate Mark's guidance
wreimll baeinmaisgsueiddindgeaforlryceb.utInhiMs arerks'esahrcoIGhn,oHlreT,gGaIcNyA, ainsdecsotambmlisihtminegnat tsochheollpairnsghitphefowr ojurnldiobrrereastheearbcehtetersr
from low- or middle-income couPnYtrRies.
In spite of all of the above eCffOorts, and the availability of effective therapies, international data
provide ongoing evidence for suboptimal asthma control in many countries. The majority of the burden of asthma
morbidity and mortality occurs in low- and middle-income countries, and is avoidable. It is clear that if recommendations
contained within this report are to improve care of people with asthma, every effort must be made to encourage health
care leaders to assure availability of, and access to, effective quality-assured medications, and to develop means to
implement and evaluate effective asthma management programs.
We hope you find this report to be a useful resource in the management of asthma and that, in using it, you will recognize the need to individualize the care of each and every asthma patient you see.
Helen K Reddel, MBBS PhD Chair, GINA Science Committee
Louis-Philippe Boulet, MD Chair, GINA Board of Directors
7
Members of GINA committees (2019-20)
GINA SCIENTIFIC COMMITTEE
Fanny Wai-san Ko, MD
Helen K. Reddel, MBBS PhD, Chair Woolcock Institute of Medical Research, University of
The Chinese University of Hong Kong Hong Kong
Sydney
Jerry A. Krishnan, MD PhD (to November 2021)
Sydney, Australia
University of Illinois Hospital & Health Sciences System
Leonard B. Bacharier, MD
Chicago, IL, USA
Vanderbilt University Medical Center
Kevin Mortimer, BA/MA, MB/BChir, PhD
Nashville, TN, USA
Liverpool School of Tropical Medicine
Eric D. Bateman, MD University of Cape Town Lung Institute
Liverpool, UK
Paulo Pitrez, MD, PhD
TE
Cape Town, South Africa
Hospital Moinhos de Porto Alegre, Brazil
VenRtoIBU
Louis-Philippe Boulet, MD Universit Laval
Aziz Sheikh, BSc, MDBISBTS, MSc, MD
Qubec, QC, Canada
TEhdeinUbunrigvhe,rsUitYnyitoOefdREKdiinngbduorgmh
Christopher Brightling, FMedSci, PhD Leicester NIHR Biomedical Research Centre,
GINA BCOOAPRD OF DIRECTORS
University of Leicester Leicester, UK
LUonNuiviOse-TrPshitilipLpaevaBl oulet, MD, Chair
Guy Brusselle, MD, PhD Ghent University Hospital
- DOQubec, QC, Canada
Ghent, Belgium
RIAL
Eric D. Bateman, MD University of Cape Town Lung Institute
Roland Buhl, MD PhD Mainz University Hospital
ATE
Cape Town, South Africa
Mainz, Germany Jeffrey M. Drazen
ED M GHT
Guy Brusselle, MD, PhD Ghent University Hospital Ghent, Belgium
Brigham and Woman's Hospital Boston, MA, USA
PYRI
Alvaro A. Cruz, MD Federal University of Bahia
LUineisvbeersthityDMuiejtsd,icMalDCMenStcerPhd CO
Salvador, BA, Brazil J. Mark FitzGerald, MD
Rotterdam, The Netherlands
University of British Columbia
J. Mark FitzGerald, MD
Vancouver, BC, Canada
University of British Columbia Vancouver, BC, Canada
Hiromasa Inoue, MD Kagoshima University
Louise Fleming, MBChB MD
Kagoshima, Japan
Royal Brompton Hospital London, United Kingdom
Jerry A. Krishnan, MD PhD University of Illinois Hospital & Health Sciences System
Hiromasa Inoue, MD
Chicago, IL, USA
Kagoshima University Kagoshima, Japan
Mark L. Levy, MD Locum GP
Deceased
London, UK
8
Members of GINA Board (continued)
GINA PROGRAM
Jiangtao Lin, MD (to 2021)
Rebecca Decker, BS, MSJ
China-Japan Friendship Hospital Peking University
Kristi Rurey, AS
Beijing, China
EDITORIAL ASSISTANCE
Helen K. Reddel, MBBS PhD Woolcock Institute of Medical Research, University of Sydney
Ruth Hadfield, BSc, DPhil, GCBiostat Jenni Harman, BVSc, BA
Sydney, Australia
Arzu Yorgancioglu, MD Celal Bayar University
GRAPHICS ASSISTANCE
Kate Chisnall
Department of Pulmonology
Manisa, Turkey
ITNoFmOokRoMIcAhTikIaOwNa,DMESSIGUNTE
GINA DISSEMINATION AND IMPLEMENTATION
Hugh Musick, MBA TRIB
COMMITTEE
Institute for HealDthIcSare Delivery Design
Mark L. Levy, MD (Chair) Locum GP
University ofOIlRlinois, Chicago, USA PY
London, UK Arzu Yorgancioglu, MD
T CO
Celal Bayar University
NO
Department of Pulmonology Manisa, Turkey
- DO
Alvaro A. Cruz, MD
RIAL
Federal University of Bahia Salvador, BA, Brazil
ATE
Louis-Philippe Boulet, MD
ED M
Universit Laval Qubec, QC, Canada
Hiromasa Inoue, MD
IGHT PYR
Kagoshima University Kagoshima, Japan
CO
Jerry A. Krishnan, MD PhD University of Illinois Hospital & Health Sciences System Chicago, IL, USA
Disclosures for members of GINA Board of Directors and Science Committee can be found at www.ginasthma.org
9
Methodology
GINA SCIENCE COMMITTEE
The GINA Science Committee was established in 2002 to review published research on asthma management and prevention, to evaluate the impact of this research on recommendations in GINA documents, and to provide yearly updates to these documents. The members are recognized leaders in asthma research and clinical practice with the scientific expertise to contribute to the task of the Committee. They are invited to serve for a limited period and in a voluntary capacity. The Committee is broadly representative of adult and pediatric disciplines as well as from diverse geographic regions. The Science Committee normally meets twice yearly in conjunction with the American Thoracic Society (ATS) and European Respiratory Society (ERS) international conferences, to review asthma-related scientific literature. During COVID-19, meetings of the Science Committee were held online each month. Statements of interest for Committee members are found on the GINA website www.ginasthma.org.
PROCESSES FOR UPDATES AND REVISIONS OF THE GINA REPORT
UTE
Literature search
TRIB
A PubMed search is Science Committee.
performed twice a The search terms
iynecalurd, eeaacshthcmovae, rainllgagthees,porenvlyioiutesm1s8wmitohnathDbssI,Struascitnsg,
filters established by the clinical trial or meta-analysis
or systematic review, and human. The search is not limited to specific PICOTOqRuestions (Population, Intervention,
Comparison, Outcomes, Time). The `clinical trial' publication trials, but also pragmatic, real-life and observational studies.
tSyypseteinmcalutidcOersePvnYioetwosnilnyccluodnev,ebntuiot naarel
randomized controlled not limited to, those
conducted using GRADE methodology2 including, where relevant, gTuidCelines documents published by other international
organizations. The respiratory community is also invited to submNit Oany other fully published peer-reviewed publications
that they because
believe should be considered, of the comprehensive process
pforor vlitideirnagtutrheerfeuvlliepwa-,pDseuOrcish
submitted in (or translated ad hoc submissions have
into) English; however, rarely resulted in substantial
changes to the report. Systematic reviews
RIAL
Unique among evidence-based recommendationAsTinE asthma, and most other therapeutic areas, GINA conducts an
oonwgnoGinRgAtwDiEce-b-yaesaerdlyreuvpideawtse,obfetchaeuesveidoefnthcEeeDcbuaMrsreenfot rciotsstroefcosumcmherenvdiaetwiosn,st.hGe IlNarAgedoneusmnboetrcoafrrPyICoOutToqr uceomstimonisssitohnatits
would be necessary for a comprehenIsGivHeTpractical report of this scope, and because it would limit the responsiveness of
the GINA report to emerging Committee includes relevant
esyvisPdteeYnmRcaeticanrdevnieewwsdceovnedloupcmteednwtsithin
asthma GRADE
management. However, the Science methodology as part of its normal review
process, once such reviews CarOe published. GINA recommendations are constantly being reviewed and considered for
update as new evidence (including GRADE-based systematic reviews on specific topics) is identified and indicates the
need.
Literature screening and review
Each article identified by the literature search, after removal of duplicates and those already reviewed, is pre-screened in Covidence for relevance and major quality issues by the Editorial Assistant (a medical librarian) and by at least two nonconflicted members of the Science Committee. Each publication selected from screening is allocated to be reviewed for quality and for relevance to the GINA strategy by at least two members of the Science Committee, neither of whom may be an author (or co-author) or declare a conflict of interest in relation to the publication. Articles that have been accepted for publication and are online in advance of print are eligible for full text review provided the approved/corrected copyedited proof is available. All members receive a copy of all of the abstracts and full text publication, and non-conflicted members have the opportunity to provide comments during the pre-meeting review period. Members evaluate the abstract and the full text publication, and answer written questions in a review template about whether the scientific data impact on GINA recommendations, and if so, what specific changes should be made. In 2020, the CASP checklist was
10
Methodology
provided in the review template to assist in evaluation of systematic reviews. A list of all publications reviewed by the Committee is posted on the GINA website (www.ginasthma.org).
Discussion and decisions during Science Committee meetings
Each publication that is assessed by at least one reviewer to potentially impact on the GINA report is discussed in a Science Committee meeting (virtual or face-to-face). This process comprises three parts, as follows:
1. Quality and relevance of original research and systematic review publications. First, the Committee considers the
relevance of the publication to the GINA report, the quality of the study, the reliability of the findings and the
interpretation of the results, based on the responses from reviewers and discussion by members of the Committee. For
systematic reviews, GRADE assessments, if available, are taken into account. However, for any systematic review,
GINA members also independently consider the clinical relevance of the question addressed by the review, and the
scientific and clinical validity of the included populations and study design. During this discussion, an author (or member
with a conflict) may be requested to provide clarification or respond to questions relating to the study, but they may not
otherwise take part in this discussion about the quality and relevance of the publication.UTE
f2in. dDiencgissiaofnfeacbt oGuItNiAncrleucsoiomnmofetnhdeaetiovindsenocr es.taDteumrinegnttshiasnpdhsahsoeu, ltdhebeCoinmclmuditetedeindethcTeidRGeIsIBNwAherethpeorrtt.hTehpeusbelicdaetcioisnioonrsittso
mwiothdiafyctohneflricetpoofrtinotreirtessrteifsereexnccluedseadrefrommadtheebsye cdoencsiseinosnuss. Ibf ythCeocmhamirittiseeanmaeumtDhbIoeSrrsonpraespeunbtliacnadti,oangbaeinin,ganreyvmieewmedb,ear n
alternative chair is appointed to lead the discussion in part 1 and the decisOioRn in part 2 for that publication.
3. Discussion about related changes to the GINA report. If the commOittPeYe resolves to include the publication or its
findings in about and
the report, an author or conflicted member, if decisions on changes to the report, including
tphreespeonsOti,tTiiosnCpinegrmoiftttehde
to take part in the subsequent discussions study findings in the report and the way
tdhisact uthsesyiownsoumldaybetaiknetepglaracteedimwmitehdeiaxtisetliyn,go(roorvoetrhtehrenceowu)rDscOeomoNfptohneeynetsarofatshneeGwINeAvidmeanncaegeemmeerngtesstroarteagsyo. tThheer scehanges
to the GINA
report Board
awrheoaegxre-oefdficaiondatitmenpdlemGIeNnAteSd.cTiehneceabCooIvAmeLmc-oitntefleicmt oefeitnintegrse.st
considerations
also
apply
to
members
of
the
As with all previous GINA reports, levels of evidTeEnRce are assigned to management recommendations where appropriate.
A description of the current criteria is foundMinATable A (p.12), which was developed by the National Heart Lung and
Blood Institute. From consistent pattern of
2019, finding
GINA s in th
h e
apsoTpinEuclDalutdioendfoinr
Evidence which the
L r
ev ec
el A strong observational evidence that provides a ommendation is made and has also described the
v
a
lues
aanvodidpraemfebreignuciteysatbhaotuwt tehreeptaokseitinoRniInGintoHgaocfcoobusnetrivnamtioankainl gdamtaajaonrdneswysrteemcoamticmreenvdieawtiosn. s. The table was updated in 2021 to
New therapies and indicatioOnPsY
The GINA report is a globCal strategy document. Since regulatory approvals differ from country to country, and
manufacturers do not necessarily make regulatory submissions in all countries, some GINA recommendations are likely
to be off-label in some countries. This is a particular issue for pediatrics, where across different diseases, many
treatment recommendations for pre-school children and for children aged 6-11 years are off-label.
For new therapies, GINA's aim is to provide clinicians with evidence-based guidance about new therapies and their positioning in the overall asthma treatment strategy as soon as possible, as the gap between regulatory approval and the periodic update of many national guidelines is otherwise filled only by advertising or educational material produced by the manufacturer or distributor. For new therapies, the GINA Science Committee generally makes recommendations after approval for asthma by at least one major regulatory agency (e.g. European Medicines Agency or Food and Drug Administration), since regulators often receive substantially more safety and/or efficacy data on new medications than are available to GINA through peer-reviewed literature. However, decisions by GINA to make or not make a recommendation about any therapy, or about its use in any particular population, are based on the best available peerreviewed evidence and not on labeling directives from regulators.
Methodology
11
Table A. Description of levels of evidence used in this report
Evidence level
Sources of evidence
Definition
A
Randomized controlled Evidence is from endpoints of well designed RCTs, systematic reviews of relevant
trials (RCTs), systematic studies or observational studies that provide a consistent pattern of findings in the
reviews, observational population for which the recommendation is made. Category A requires substantial
evidence. Rich body of numbers of studies involving substantial numbers of participants.
data.
B
Randomized controlled Evidence is from endpoints of intervention studies that include only a limited
trials and systematic
number of patients, post hoc or subgroup analysis of RCTs or systematic reviews
reviews. Limited body of data.
othfesyuachreRsCmTasll. iInn sgizeen,etrhael,yCwaeteregournydBerptaekrteaninisn wahpeonpufUelawTtEioranntdhoamt dizifefedrtsrifarolsmexthiset,
C
Nonrandomized trials or
target population Evidence is from
noof nth-rearnedcoommimzeedntdraiatlisono,roorbtsheerTvreaRstIiuoBlntsalasretusdoiems.ewhat
inconsistent.
observational studies.
DIS
D
Panel consensus
This category is used only in cases wheOreRthe provision of some guidance was
judgment.
djuesetimfyepdlavcaelumaebnlet ibnuotntheeocf ltihneicaolthlietOerrPcaaYtuteregoardiedsre. sTshiengPtahneesl uCbojencstewnsaussinissubfafisceiednot nto
clinical experience or knowledgTeCthat does not meet the above listed criteria.
NO
For existing therapies with evidence for new regimens or in- dDifOferent populations than are covered by existing regulatory
labels, the Science dose macrolides in
Committee and Board agreed moderate-severe asthma, that
itnheMRCaIAyoLm20m1i8tt,eien
the context may, where
of new evidence for use of relevant, consider making
long-term
low
recommendations that are not necessarily covereAdTEby regulatory indications in any country at the time, provided the
Committee is satisfied with the available evidenMce around safety and efficacy/effectiveness. The same approach was
afograminottearkoel nanind2ta0k1i9ngwIiCthSrewchoemnmeveenrdSatAioBnTAsEifDsortamkeildn
asthma about treatment rather than regularly.
with
as-needed
inhaled
corticosteroid
(ICS)-
Since the GINA report represents a gIlGobHal strategy, the report does not refer to recommendations being `off-label'.
However, readers are advised thPaYt Rwhen assessing and treating patients, they should use their own professional
judgment doses.
and
should
also
takCeOinto
account
local
and
national
guidelines
and
eligibility
criteria,
as
well
as
licensed
drug
External review
Prior to publication each year, the GINA report undergoes extensive external review by patient advocates and by asthma care experts from primary and specialist care in multiple countries. There is also continuous external review throughout the year in the form of feedback from end-users and stakeholders through the contact form on the GINA website.
LITERATURE REVIEWED FOR GINA 2022 UPDATE
The GINA report has been updated in 2022 following the routine twice-yearly review of the literature by the GINA Science Committee. The literature searches for `clinical trial' publication types (see above) and systematic reviews identified a total of 3,864 publications, of which 3,054 duplicates/animal studies/non-asthma/pilot studies and protocols were removed. 810 publications underwent screening in Covidence by at least two reviewers, and 663 were screened out for relevance and/or quality. A total of 147 publications underwent full-text review by at least two members of the
12
Methodology
Science Committee (including 16 systematic reviews that had used GRADE methodology), and 76 publications were subsequently discussed at meetings of the Science Committee, which in 2021 were held virtually rather than face to face because of the COVID-19 pandemic. A list of key changes in GINA 2022 can be found starting on p.14, and a tracked changes copy of the report is archived on the GINA website at www.ginasthma.org/archived-reports/.
FUTURE CHALLENGES
In spite of laudable efforts to improve asthma care over the past 30 years, and the availability of effective medications, many patients globally have not benefited from advances in asthma treatment and often lack even the rudiments of care. Many of the world's population live in areas with inadequate medical facilities and meager financial resources. The GINA Board of Directors recognizes that `fixed' international guidelines and `rigid' scientific protocols will not work in many locations. Thus, the recommendations found in this report must be adapted to fit local practices and the availability of health care resources.
Timopilmempreonvteedasntahtmioanaclalyreaannddlopcaatlileynatnoduticnotemgerast,eedviindteonhceea-bltahsseydsrteecmosmamnedncdliantiicoanlspmraucstitceaT.lEsIombpeledmisesnetamtiionnatreedquainreds an
evidence-based strategy involving professional groups and socioeconomic conditions. A challenge for the GINA Board
ostfaDkierehcotlodresrsfoarntdheconnesxitdRseeIrBivneUgralol cyaelacrsulitsurtaol
and continue
working
with primary health care providers, public health officials and patient support oDrgIaSnTizations to design, implement, and
evaluate asthma care programs to meet implementation of asthma management
rleoccoaml nmeeednsdaintiovnasri,oeusspceocuianlltyrieins.pTOrihmReaBryocaardrecsoentttiinnugessatnodeixnadmeivneelobpairnrgiers
to
countries, GINA is a
and to examine new partner organization
and in a
innovative approaches that program launched in March
w20il0l e6OnbsPyuYrWe HthOe,dtheelivGerloyboafltAhelliabnecset
possible asthma against Chronic
care.
Respiratory Diseases (GARD). Through the work of GINA, and inTcCooperation with GARD, substantial progress toward
better care for all patients with asthma should be achieved inNthOe next decade.
At the which
most fundamental level, patients in many areas are the cornerstone of care for asthma patients
od-foaDnllOostehvaevreitya. cMceosres
even to broadly,
low dose inhaled corticosteroids, medications remain the major
contributor to the overall costs of asthma manageRmIeAnLt, so the access to and pricing of high quality asthma medications
continues approach
to to
absethamn aistsrueeatomfeunrtgeinnat dnoeleedscaenndtsaAaTgnrEdowaidnugltasr,ewahoicfhreaslseoaracvhoiindtsertehset.c3oTnhseeqsuaefenscteasnodf
most effective starting treatment
with
SABA on the
alone, World
depends on access Health Organization
t(oWICHSOE-)DfeoMsrmseontetiraollmaecrdoicsisneasll
asthma list, the
severity levels.4 With budesonide-formoterol now fundamental changes to treatment of mild asthma
first included in the 2019 very low dose treatment.
GINA
repIGorHt Tmay
provide
a
feasible
solution
to
reduce
the
risk
of
severe
exacerbations
with
The urgent need to ensure acPcYeRss to affordable, quality-assured inhaled asthma medications as part of universal health
ccoovllaebraograetimnguswt inthowthebeInpterCironOraittiizoendabl Uy nailol nreAlegvaainntststTaukbeehrocludleorssi,spaanrdticLuulanrglyDmisaenausfeasct(uIUreArsTLoDf r,e`TlehveanUtniniohna')letros.wGoIrNk A is
towards a World Health Assembly Resolution on equitable access to affordable care, including inhaled medicines, for
children, adolescents and adults with asthma.
Methodology
13
What's new in GINA 2022?
The GINA report has been updated in 2022 following the routine twice-yearly cumulative review of the literature by the GINA Scientific Committee. Full details of the changes can be found in the tracked version archived on the GINA website. In summary, the key changes are:
GINA methodology: the description of the methodology used in preparing annual updates of the GINA report has been expanded and clarified, including that relevant GRADE-based reviews are included when available, and that the GINA report undergoes extensive external review prior to publication (p.10).
Guidance about asthma and COVID-19 (p.17) has been updated. Further evidence confirms that patients with well-
controlled mild to moderate asthma are not at increased risk of severe COVID-19, but the risk is higher in patients
requiring oral corticosteroids (OCS) for their asthma and in hospitalized patients with severe asthma. Advice about
aerosol-generating procedures has been updated. While use of an in-line filter minimizes the risk of transmission during
spirometry, precautions are still needed since many patients cough after performing spirometry. Updated advice is
provided about COVID-19 vaccinations (including boosters) and influenza vaccination. UTE
Diagnosis of asthma: The flow-chart (Box diagnostic testing is different depending on
1-1, p.22) and text whether the patient
have been is already
omnocdoifnietrdoTltloeRreItBmrepahtmaseiznet,
that and
the approach to clarify the
to
considerations for testing.
DIS
aAsstthhmmaamdoiarbgindiotysiasnadnmdomrtaalnitaygisemexepnetriiennlcoewd-inanlodwm- aidnddlme-iidndcloe-minecocmouenctoOriueRnstr(ieLsM, IaCnsd):mTohset
majority of the of this burden
burden is
of
avoidable. Additional detail has been included about diagnosis (p.30) OanPdYmanagement (p.97) of asthma in low
resource settings, where differential diagnoses tuberculosis and HIV/AIDS. Advice is provided
often about
itnrcelautdmeeennt doepTmtioiCcnsreisnpLirMatIoCr.yGdIisNeAassetrsonagnldy
infections including supports the current
initiatives working towards a World Health Assembly resolutionNoOn equitable access to affordable care for asthma.
Assessment of symptom control: further details have b- eDeOn provided (p.34) about the rationale for the exclusion of
use of as-needed ICS-formoterol relevant data to clarify this issue.
>2 or In the
m2etaimnteims ep,etrhIweAeLaevkefrraogme
the assessment of symptom control. GINA is seeking frequency of use of as-needed ICS-formoterol should
still be considered in treatment decisions. This rTelEieRver is already providing the patient with additional controller
treatment, and higher use significantly reducMesAthe risk of severe exacerbations.
The definition of mild discussion. The current
adsetfhinmitiao:nTohfeasstTehcEmtDioansoenvearsittyhims abasseevderoitny
(p.40) has been rewritten following extensive the concept of `difficulty to treat'. The definition
of
severe asthma is widely corresponding definition
oafccmeipldteadRs,tIhGamnHdarieslemvuacnht
for use in clinical practice. However, the utility and relevance of the less clear. Patients and clinicians often assume that `mild asthma'
msyemapntsomnos.riGskINaAndprnooponseeesd hOfooPrldYcionngtraoslletarkterehaotlmdeerndt,isbcuutsuspiotno, 3to0%obotafinasathgmreaemdeeantthasbaoruet iwnhpeetohpelre/hwowith`miniflrdeqaustehnmt a'
should be defined and useCd in future. In the meantime, GINA suggests that the term `mild asthma' should generally be
avoided in clinical practice where possible, but if used, it should be qualified with a reminder about the risks of severe
exacerbations and the need for ICS-containing treatment.
GINA treatment figure for adults and adolescents (Box 3-5A): The rationale for showing two treatment tracks in this figure (p.61) has been reinforced: Track 1, with as-needed ICS-formoterol as reliever across treatment steps, is preferred based on evidence for lower risk of exacerbation and similar or better symptom control compared with using SABA as reliever (p.54). The figure has been updated to include anti-thymic stromal lymphopoietin (anti-TSLP) as a new biologic therapy for severe asthma in Step 5, and to point to the severe asthma guide for more detail. About Step 5 options. The `other controller options' have been clarified as those that either have specific indications or have less evidence for safety and/or efficacy than the treatments in Track 1 or Track 2.
Steps 1-2: as-needed low-dose ICS-formoterol: Additional evidence has been added, including a systematic review showing significant reduction in ED visits/hospitalizations with as-needed ICS-formoterol compared with daily ICS plus as-needed SABA; greater reduction in severe exacerbations in adults and adolescents previously taking
14
Methodology
SABA alone with as-needed ICS-formoterol compared with daily ICS plus as-needed SABA; similar findings in adolescents as adults; and additional safety data (p.64, p.66).
Treatment figure for children 6-11 years (Box 3-5B): the figure (p.62) has been updated to explain the `other controller options' and to add anti-IL4R (dupilumab) to the Step 5 options for this age-group based on a randomized controlled trial. Maintenance OCS should be considered only as a last resort.
Chromone pressurized metered dose inhalers have been discontinued globally: These medications have had little place in management of asthma in recent years, because of their lack of efficacy compared with even low-dose inhaled corticosteroids, and the burdensome requirements for inhaler maintenance (p.69).
LAMAs should not be used as monotherapy (i.e. without ICS) in asthma: Just as LABA monotherapy is not safe in asthma, there is an increased risk of severe exacerbations in patients receiving LAMA without any ICS (p.66).
Adding LAMA to ICS-LABA for adults and adolescents (Step 5): A meta-analysis of studies adding LAMA to ICS-
LABA confirmed a modest increase in lung function, and a modest overall reduction in severe exacerbations, but
without clinically important benefits for symptoms or quality of patients with persistent dyspnea. Patients with exacerbations
dliefes.pEitveidICenSc-LeAdBoAessnhootuUsldTuEprepcoeritvaedadtinlegaLsAt mMeAdfiourm
dose
ICS-LABA before GINA Guide and
considering add-on LAMA (p.72). decision tree for difficult-to-treat
and
severe
asthma
in
adTuRltIsBand
adolescents:
The
GINA
Pocket Guide for assessment and management of difficult-to-treat and seveDreISasthma in adults and adolescents, has
been revised and increased to full letter size. The decision tree itself, whOicRh is included in the GINA report as Boxes 3-
1A6ddAit-ioDn(aslttarretaintgmpe.n1t0o7p)t,iohnass (baesebneulopwd)ataerde tioncinlucdlueddeinanfotir-TpSatLiePnatsOswaPitYnhenwocelavsidseonfcbeioolfoTgyicpeth2erianpflyamfomr tahtiisonagoen-group.
repeated testing.
T C
Investigations for patients with elevated blood eosinopNhOils: For patients with difficult-to-treat asthma and blood
eosinophils 300/l, investigate therapy; Strongyloides infection
fisoronftoenn-aasstyhmmpatocmauastie-csD(piOn.1c1lu4d)i.nFgotresptaintigenfotsr
Strongyloides before considering with hypereosinophilia (e.g. blood
biologic
eosinophils 1500/l), causes such and anti-IL4R is preferably avoided
as as
seuocshinpoapthRieilIniActLsgrwaenrueloemxcaltuodseisdwfriothmptohleyaPnhgaiisties
(EGPA) should be III studies (p.114).
considered,
Add-on anti-thymic stromal lymphopoieAtiTnE(anti-TSLP) for adults and adolescents: Tezepelumab is an add-on
biologic therapy for patients exacerbations in those with
haiggehdblo1o2EdDyeeoMasrisnowpithhilsseovrehreigahsFthemNaO,
with the greatest benefit (p.119 and decision tree
in reduction of severe p.109). A trial of anti-TSLP
hoansrebpeeeanteadddteesdtintogt,hbeuot tphteiornesisIfGoinrHscTuofnfisciideenrtaetivoindeinncpeatinienthtsose12taykeinagrsmwahinotehnaavnecneoOeCvSide(Bncoex
of Type 2 inflammation 3-16B, p.108).
oAnddre-poenaatendti-teILs4tiRngfoarnaddruePqltuYsiRraenmdaaidntoelneasncceentOsC: fSo,r
patients a trial of
12 years who have no evidence of Type 2 anti-IL4R has been added to the options for
inflammation
consideration (Box 3-16CBO, p.108).
Add-on anti-IgE in pregnancy: Evidence about treatment of severe asthma in pregnancy is scarce, and the risks of biologic therapy in pregnancy need to be balanced against the risks for mother and baby from uncontrolled asthma. A registry study found no increased risk of congenital malformations with use of omalizumab in pregnancy (p.117).
Add-on anti-IL4R for children 6 years: add-on dupilumab by SC injection has been approved for children 6 years with severe eosinophilic/Type 2 asthma (Box 3-5B, p.62 and Step 5, p.72).
Add-on anti-IgE, anti-IL5/5R, anti-IL4R: results of systematic reviews and meta-analyses in patients with eosinophilic/Type 2 severe asthma have been included
Consider maintenance OCS as last resort: Because of the risk of serious long-term adverse effects, maintenance OCS should be considered only as a last resort in any age-group if other treatments have been optimized and no alternative is available.
Methodology
15
Written asthma action plans: The term `written' has been clarified as including printed, digital or pictorial plans. Give patients documented instructions about how to change their reliever and controller medications when their asthma worsens, and when to seek medical advice, rather than only verbal instructions (p.126).
Management of wheezing episodes in pre-school children: In children 5 years with intermittent viral wheezing and no or few interval respiratory symptoms, consideration of intermittent short course ICS has been added to the treatment figure (Box 6-5, p.165) for consistency with the existing text. Because of the risk of side-effects, this treatment should only be considered if the physician is confident that it will be used appropriately.
Management of acute asthma in healthcare settings: At present, salbutamol (albuterol) is the usual bronchodilator in acute asthma management. Several emergency department studies of formoterol and one study of budesonideformoterol have shown similar safety and efficacy as salbutamol (p.133); more primary care and emergency department studies with ICS-formoterol are needed.
Other changes include the following:
o o
Use of e-cigarettes is associated Air filters can reduce fine particle
with an increased risk exposure, but there is
of respiratory no consistent
seyffmecpttoomn sasatnhdmUaasTotEhumtcaomexeasc(epr.b8a5t)ions
(p.81)
o Updated evidence about the association between air pollution and urgent healthTcRaIrBe utilization for asthma (p.85)
o Electronic inhaler monitoring can identify poor adherence in patients with difDficISult-to-treat asthma (p.89)
o eInospiantoiepnhtislswainthduhnigcohentrrFoleleNdOsyamrepatosmsoscdiaetsepditweitmhegdreiuamtetrorihsikgho-fdsoesveerIeCOSeRx-caocnetrabiantiniognstre(pa.t1m1e4n)t, higher blood
o A reminder that patients admitted to hospital for an asthma exacerObaPtYion should continue on, or be prescribed,
ICS-containing therapy (p.136). Topics to be addressed in future GINA reports:
NOT C
Review
of
these
topics
was
delayed
during
2021
due
to
the
-
CDOOVID-19
pandemic.
Einvcidheilndcreeninwcillul dbeedreinvitehweeEdudrouprienagn2R02e2spwirhaetonrythSeoficnIieAatlLyfuglul pidueblilniceastiofonr
diagnosis of is available.
asthma
in
adults/adolescents
and
Recommendations about the definition of mild aTsEthRma, and references to mild asthma, will be updated following the
proposed stakeholder discussion describedMonAp.40.
EGvINidAenisceseoenksinugbceuvtiadneencoeusrealellevragnetntoimtThmEeuDansostehsesrampeyn(tSoCf IsTy)mapntdomsucbolinntgroulailnimpamtiuennotsthwerhaopsye(rSeLliIeTv)efroirspIaCtSie-nfotsrmwoittherol
asthma is under review.
IGH
Chapter 6, diagnosis, assessmPYenRt and management of asthma in children 5 years and younger, is under review.
A pocket guide on managCemOent of severe asthma in children 6-11 years is in development.
The use of digital tools and communication in asthma management
Advice about COVID-19 will be updated on the GINA website in a timely manner as relevant new information becomes available.
NOTE: minor edits 30 June 2022
Page 118: in the eligibility criteria for anti-IL4R (dupilumab), the example of blood eosinophil count for dupilumab treatment has been updated to "150 to 1500 cells/L", for consistency with the example in the decision tree. The dupilumab regimens for children have been clarified as "with dose and frequency depending on weight". As for all medications, particularly biologic therapies for severe asthma, clinicians should check local regulatory and payer criteria since they may vary from the examples given. Footnotes have been added in the section on biologic therapies to further emphasize this.
16
Methodology
Advice on asthma management during the COVID-19 pandemic
COVID-19 and asthma
People with asthma do not appear to be at increased risk of acquiring COVID-19, and systematic reviews have not
shown an increased risk of severe COVID-19 in people with well-controlled mild to moderate asthma. Overall, studies to
date indicate that people with well-controlled asthma are not at increased risk of COVID-19-related death,5,6 and in one
meta-analysis, mortality appeared to be lower than in people without asthma.7 However, the risk of COVID-19 death was
increased in people who had recently needed oral corticosteroids (OCS) for their asthma,5,8 and in hospitalized patients
with severe asthma.9 Therefore, it is important to continue good asthma management (as described in the GINA report),
with strategies to maintain good symptom control, reduce the risk of severe OCS. In one study of hospitalized patients aged 50 years with COVID-19,
mexoartcaelirtbyawtiaosnslToaEwnedr
minimize the need among those with
for
asthma who were using inhaled corticosteroid (ICS) than in patients without an undeRrlIyBinUg respiratory condition.9
In 2020, many countries saw precisely known, but may be
daureedtouchtaionndwinaasshtihnmg,ameaxsakcserabnadtiosonsciaaln/pdhiynsfliuceanl zdDais-ItSraeTnlactiendg
illness. The reasons are not that reduced the incidence of
other respiratory infections, including influenza.10
OR
Advise patients with asthma to continue taking their prescribed aOstPhYma medications, particularly inhaled
corticosteroid (ICS)-containing medications, and oral corticosTteCroids (OCS) if prescribed
pItaisndimempoicrt.aTnhtisfoirnpcalutideenstsICtoSc-coonntitnauineintagkminegdtihceaitriopnrses(carloibneedoaNrsiOtnhmcoammbeindaictiaotniownisthaas
usual during the long-acting beta
COVID-19 -agonist [LABA]),
and
add-on
therapy
including
biologic
therapy
for
severe-
aDsOthma.
Stopping
ICS
often
leads
to
2
potentially
dangerous
wphoarsrmenaicnogloogf iacsstthrmatae.gSieese, aCnhdaCpthearp3tBer(3pC.51(p).f8o8r)infRoforIArgmLuaidtieodn aasbtohumt aasstehlmf-ma amneadgiecmateionntseadnudcarteiognimaenndssaknildlsntroanin- ing.
For a small proportion of patients with severeAaTstEhma, long-term OCS may sometimes be needed, and it is very
dtoa-ntrgeeartoaunsdtosesvtoeprethaessthemsau,didnecnlulyd.inSgeaedECdDhitaioMpnteorf
3E (p.104) for advice about investigation and biologic therapy for minimizing use of OCS.
management
of
difficult-
Advise patients to discuss with youIGbHeTfore stopping any asthma medication.
Make sure that all patients haPvYeRa written asthma action plan
A written action plan (prinCteOd, digital or pictorial) tells the patient how to recognize worsening asthma, how to increase
their reliever and controller medications, and when to seek medical help. A short course of OCS may be needed during
severe asthma flare-ups (exacerbations). See Box 4-2 (p.129) for more information about specific action plan options for
increasing both controller and reliever medications, depending on the patient's usual therapeutic regimen.
At present, there is no clear evidence about how to distinguish between worsening asthma due to respiratory viral infections such as rhinovirus and influenza, and COVID-19.
When COVID-19 is confirmed or suspected, or local risk is moderate or high, avoid use of nebulizers where possible due to the risk of transmitting infection to other patients/family and to healthcare workers
Nebulizers can transmit respiratory viral particles for at least 1 meter. Use of nebulizers for delivering bronchodilator therapy is mainly restricted to management of life-threatening asthma in acute care settings. Instead, to deliver shortacting beta2-agonist for acute asthma in adults and children, use a pressurized metered-dose inhaler and spacer, with a mouthpiece or tightly fitting face mask, if required. Check the manufacturer's instructions about whether a spacer can be autoclaved. If not (as is the case for many types of spacers), or if in doubt, spacers should be restricted to single patient
Advice about COVID-19 and asthma
17
use. If use of a nebulizer is needed in settings where COVID-19 infection is possible, strict infection control procedures should be followed.
Remind patients not to share inhaler devices or spacers with family members, to avoid transmitting infection.
Avoid spirometry in patients with confirmed/suspected COVID-19
In healthcare facilities, follow local COVID-19 testing recommendations and infection control procedures if spirometry or peak flow measurement is needed.11 Use of an in-line filter minimizes the risk of transmission during spirometry, but many patients cough after performing spirometry; before performing spirometry, coach the patient to stay on the mouthpiece if they feel the need to cough.
The U.S. Centers for Disease Control and Prevention (CDC) recommendations are found here. If spirometry is not
available due to local infection control restrictions, and information about lung function is needed, consider asking
patients to monitor lung function at home.
Follow infection control recommendations if other aerosol-generating procedures are UneTeEded
Other aerosol-generating procedures include oxygen therapy (including with nasal proTnRgsIB), sputum induction, manual
vaebnotuiltahtiyogni,ennoens-tinravtaesgivieesvaenndtiluastieonofapnedrsinotnuablaptiroonte. cCtiDveC ereqcuoipmmmeennt,daastionneswainrefofromuDanItdSiohnebree.cFomolleoswalvoacialal bhleeailnthyaoduvr ice
country or region.
OR
The CDC website provides up-to-date information about COVID-19 for hOeaPlYth professionals here, and for patients here.
The website of the World Health Organization (WHO) provides compTreChensive advice for health professionals and
health systems about prevention and management of COVID-19NhOere.
Asthma and COVID-19 vaccines
- DO
Many types people with
of COVID-19 vaccines have been asthma, will emerge over time. In
studied general,
aIaAnllLderagrice
in use. New reactions to
evidence about the vaccines, including in the vaccines are rare. Patients with a history
of severe allergic reaction to a COVID-19 vaccineTinEgRredient (e.g. polyethylene glycol for Pfizer/BioNTech or Moderna,
or polysorbate anaphylaxis to
80 for foods,
AinsstreacZt evneencoamo,roJr&oJth/JearnmsMseedAnic)astihoonusldcarencseaivfeelya
different COVID-19 vaccine. receive COVID-19 vaccines.
However, people More details from
with the
U.S. Advisory Committee on ImmunizatioTnEPDractices (ACIP) are here. As always, patients should speak to their
healthcare provider if they have concIeGrnHs. Follow local advice about monitoring patients after COVID-19 vaccination.
Usual vaccine vaccine, and if
pthreecpaauttiieonntshaapspalyPf.eYFvRoerr
example, ask if the patient or another infection, delay
has a history of allergy to vaccination until they are
any components well.
of
the
At present, based on the benCeOfits and risks, and with the above caution, GINA recommends people with asthma
should be up to date with COVID-19 vaccination, including booster doses if available
For people with severe asthma, GINA suggests that, if possible, the first dose of biologic therapy and COVID-19 vaccine should not be given on the same day, to allow adverse effects of either to be more easily distinguished.
Remind people with asthma to have an annual influenza vaccination (p.78). CDC (advice here) now advises that influenza vaccine and COVID-19 vaccine can be given on the same day.
Current advice from the CDC is that where there is substantial transmission of COVID-19, people will be better protected, even if they are fully vaccinated, if they wear a mask in indoor public settings. Further details are here.
Additional advice about management of asthma in the context of COVID-19 will be posted on the GINA website (www.ginasthma.org) as it becomes available.
Global Initiative for Asthma, April 30, 2022
18
Advice about COVID-19 and asthma
SECTION 1. ADULTS, ADOLESCENTS AND CHILDREN 6 YEARS AND OLDER
IBUTE
DISTR
Y OR Chapter 1.
COP T
NO O
Definition,
IAL - D description, and diagnosis
MATER
of asthma
GHTED
PYRI
CO
KEY POINTS
What is asthma?
Asthma is a heterogeneous disease, usually characterized by chronic airway inflammation. It is defined by the history of respiratory symptoms, such as wheeze, shortness of breath, chest tightness and cough, that vary over time and in intensity, together with variable expiratory airflow limitation. Airflow limitation may later become persistent.
Asthma is usually associated with airway hyperresponsiveness and airway inflammation, but these are not necessary or sufficient to make the diagnosis.
Recognizable clusters of demographic, clinical and/or pathophysiological characteristics are often called `asthma phenotypes'; however, these do not correlate strongly with specific pathological processes or treatment responses.
How
is
asthma diagnosed? The diagnosis of asthma
is
based
on
the
history
of
characteristic
symptom
patternUs TaEnd
evidence
of
variable
expiratory airflow limitation. This should be documented from bronchodilator TreRvIeBrsibility testing or other tests.
Test before treating, controller treatment,
wherever possible, i.e. document the evidence for as it is often more difficult to confirm the diagnosis
tahDfeteISdrwiaagrndoss. is
of
asthma
before
starting
Additional or alternative strategies may be needed to confirm the diaOgnRosis of asthma in particular populations,
including patients already on controller treatment, the elderly,CaOndPYthose in low-resource settings.
DEFINITION OF ASTHMA
NOT
Aofsrtehmspairaistoaryhestyemropgtoemneso, ussucdhisaesasweh,eueszuea,llsyhcohrtanreascsteorifzb-erdDeaObythc, hcrhoensict taigirhwtnaeysisnfalanmd mcoautigohn,.
It is that
defined by the vary over time
history and in
intensity, together with variable expiratory airflow liRmIiAtaLtion.
This
definition
was
reached
by
consensus,
basedAaTotEndcisotinnsgiduiesrhatiitofnroomf
the characteristics that are typical of asthma other respiratory conditions. However, airflow
before controller treatment is commenced, andMth limitation may become persistent later in thEeDcourse of the disease.
DESCRIPTION OF ASTHMA
IGHT
Asthma Chapter
is a common, 1). Asthma is
cchhraornaicctererPiszpYeidRrabtoyrvyadriiasebalesesyamffpetcotmings
1-18% of the population in different countries (Appendix of wheeze, shortness of breath, chest tightness and/or
cough, and by variable expiraCtOory airflow limitation. Both symptoms and airflow limitation characteristically vary over time
and in intensity. These variations are often triggered by factors such as exercise, allergen or irritant exposure, change in
weather, or viral respiratory infections.
Symptoms and airflow limitation may resolve spontaneously or in response to medication, and may sometimes be absent for weeks or months at a time. On the other hand, patients can experience episodic flare-ups (exacerbations) of asthma that may be life-threatening and carry a significant burden to patients and the community (Appendix Chapter 1). Asthma is usually associated with airway hyperresponsiveness to direct or indirect stimuli, and with chronic airway inflammation. These features usually persist, even when symptoms are absent or lung function is normal, but may normalize with treatment.
Asthma phenotypes
Asthma is a heterogeneous disease, with different underlying disease processes. Recognizable clusters of demographic, clinical and/or pathophysiological characteristics are often called `asthma phenotypes'.12-14 In patients with more severe asthma, some phenotype-guided treatments are available. However, no strong relationship has been found
20
1. Definition, description and diagnosis of asthma
between specific pathological features and particular clinical patterns or treatment responses. More research is needed to understand the clinical utility of phenotypic classification in asthma.
Many clinical phenotypes of asthma have been identified.12-14 Some of the most common are:
Allergic asthma: this is the most easily recognized asthma phenotype, which often commences in childhood and is
associated with a past and/or family history of allergic disease such as eczema, allergic rhinitis, or food or drug
allergy. Examination of the induced sputum of these patients before treatment often reveals eosinophilic airway
inflammation. Patients with this asthma phenotype usually respond well to inhaled corticosteroid (ICS) treatment.
Non-allergic asthma: some patients have asthma that is not associated with allergy. The cellular profile of the sputum
of these patients may be neutrophilic, eosinophilic or contain only a few inflammatory cells (paucigranulocytic).
Patients with non-allergic asthma often demonstrate less short-term response to ICS.
Adult-onset (late-onset) asthma: some adults, particularly women, present with asthma for the first time in adult life.
These patients tend to be non-allergic, and often require higher doses of ICS or are relatively refractory to
corticosteroid treatment. Occupational asthma (i.e. asthma due to exposures at work) should be ruled out in patients
presenting with adult-onset asthma. Asthma with persistent airflow limitation:
some
patients
with
long-standing
asthma
deUvTeElop
airflow
limitation
that
is
persistent or incompletely reversible. This is thought to be due to airway wall reTmRoIdBeling.
Asthma with obesity: airway inflammation.
some
obese
patients
with
asthma
have
prominent
resDpiIrSatory
symptoms
and
little
eosinophilic
There are limited data about the natural history of asthma after diagnosis, ObuRt one longitudinal study showed that
approximately 16% of adults with recently diagnosed asthma may exOpePrYience clinical remission (no symptoms or
asthma medication for at least 1 year) within 5 years.15
T C
Additional information can be found in Appendix Chapter and in Appendix Chapter 3 about pathophysiological and
2ceallbuNolaOurt
factors predisposing to the mechanisms of asthma.
development
of
asthma,
- DO
MAKING Making
THE INITIAL the diagnosis
DIAGNOSIS of asthma in
a
patient
not
onRcIAoLntroller
treatment,
as
shown
in
Box
1-1
(p.22)
is
based
on
identifying both a characteristic pattern of resApiTraEtory symptoms such as wheezing, shortness of breath (dyspnea), chest
tsigymhtpnteosmssormcaoyubgeh,daunedtovaarciaubteleoerxcphirraotEnoiDrcycMaoirnfdloitwiolnims iotathtieornt.h16aTnhaestphamttaer(nseoef sByomxp1to-3m(sp.is27im).pIfoprtoasnst,ibales,rtehsepeirvaitdoerynce
sthuaptpaorretincghaaradciategrnisotsicisoof faassththmmaamI(GBaHyoxTim1p-2ro, vpe.2s3p)osnhtoaunledobueslydoocruwmitehnttreedatwmheennt;thaes
patient first presents, as the features a result, it is often more difficult to
confirm a diagnosis of asthmPa YoRnce the patient has been started on controller treatment.
Patterns of respiratory syCmOptoms that are characteristic of asthma
The following features are typical of asthma and, if present, increase the probability that the patient has asthma:16
Respiratory symptoms of wheeze, shortness of breath, cough and/or chest tightness: Patients (especially adults) experience more than one of these types of symptoms. Symptoms are often worse at night or in the early morning. Symptoms vary over time and in intensity. Symptoms are triggered by viral infections (colds), exercise, allergen exposure, changes in weather, laughter, or irritants such as car exhaust fumes, smoke or strong smells.
The following features decrease the probability that respiratory symptoms are due to asthma: Isolated cough with no other respiratory symptoms (see p.28) Chronic production of sputum Shortness of breath associated with dizziness, light-headedness or peripheral tingling (paresthesia) Chest pain Exercise-induced dyspnea with noisy inspiration.
1. Definition, description and diagnosis of asthma
21
Box 1-1. Diagnostic flowchart for clinical practice
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
ICS: inhaled corticosteroids; PEF: peak expiratory flow (highest of three readings). When measuring PEF, use the same meter each time as the value may vary by up to 20% between different meters; prn: as-needed; SABA: short-acting beta2-agonist.
Bronchodilator responsiveness (reversibility) may be lost during severe exacerbations or viral infections, and in long-standing asthma, and it usually decreases with inhaled corticosteroid treatment. If bronchodilator responsiveness is not found at initial presentation, the next step depends on the availability of tests and the clinical urgency of need for treatment.
22
1. Definition, description and diagnosis of asthma
Box 1-2. Diagnostic criteria for asthma in adults, adolescents, and children 6-11 years
1. HISTORY OF VARIABLE RESPIRATORY SYMPTOMS
Feature
Symptoms or features that support the diagnosis of asthma
Wheeze, shortness of breath, chest tightness and cough (Descriptors may vary between cultures and by age)
More than one type of respiratory symptom (in adults, isolated cough is seldom due to asthma)
Symptoms occur variably over time and vary in intensity Symptoms are often worse at night or on waking Symptoms are often triggered by exercise, laughter, allergens, cold air Symptoms often appear or worsen with viral infections
2. CONFIRMED VARIABLE EXPIRATORY AIRFLOW LIMITATION
Feature 2.1 Documented* expiratory
Considerations, definitions, criteria At a time when FEV is reduced, confirm
that
FEV
/FUVTCEis
reduced
compared
with
airflow limitation
the
lower
limit
of
1
normal
(it
is
usually
>0.75-0.80TRin1IBadults,
>0.90
in
children17)
AND
DIS
2.2 Documented* excessive variability in lung function*
Tcohnefigdreenattethrethdeiavganroiastiiso.nIsf,inoirtitahlley mneogrYeatOoivcRec,atseisotnssceaxncbeessrevpaeriaatteiodndiusrsinegensy, mthpetommosre
(one or more of the following): or in the early morning.
COP
Positive bronchodilator (BD) responsiveness (reversibility)
Adults: increase >15% and >400
minLF).ECVh1 ioldfNr>eO1nT2: %incarenads>e2i0n0FmEVL1(gorfe>a1te2r%copnrefiddiecntecde
if
increase
is
test
Meqeuaivsaulreenct,hcaonmgepa1r0e-d-1Dw5Oitmhinpurete-BsDafrteerad2i0n0g-s4. 0P0osmitcivgestaelsbtumtaomreolli(kaelblyuitfeBroDl) woirthheld
before test: SARBAIAL4 hours, twice-daily LABA 24 hours, once-daily LABA 36 hours
Excessive variability in twicedaily PEF over 2 weeks
ACdhuildltsre: na:vaeAvrTaegEraegdeadilayildyiudrinuarnl aPlEPFEvFavriaarbiailbityilit>y1>01%3*%*
Significant increase in lung function after 4 weeks of
aAfHdteuTrlEt4sD:winMecerkesasoef tirneFatEmVe1nbt,yo>u1ts2i%dearnedsp>i2ra0t0ormy Lin(feocr tPioEnFs by >20%) from baseline
anti-inflammatory Positive exercise
treatment challenge
tesYtRIGAdults:
fall
in
FEV
of >10% and >200 mL from baseline
P
1
CO
Children: fall in FEV1 of >12% predicted, or PEF >15%
Positive bronchial challenge test Fall in FEV1 from baseline of 20% with standard doses of methacholine, or 15%
(usually only for adults)
with standardized hyperventilation, hypertonic saline or mannitol challenge
Excessive variation in lung function between visits (good specificity but poor sensitivity)
Adults: variation in FEV1 of >12% and >200 mL between visits, outside of respiratory infections Children: variation in FEV1 of >12% in FEV1 or >15% in PEF between visits (may include respiratory infections)
BD: bronchodilator (SABA or rapid-acting LABA); FEV1: forced expiratory volume in 1 second; ICS: inhaled corticosteroid; LABA: long-acting beta2agonist; PEF: peak expiratory flow (highest of three readings); SABA: short-acting beta2-agonist. See Box 1-3 (p.26) for how to confirm the diagnosis in patients already taking controller treatment. *Daily diurnal PEF variability is calculated from twice daily PEF as (day's highest minus day's lowest) divided by (mean of day's highest and lowest), averaged over one week. For PEF, use the same meter each time, as PEF may vary by up to 20% between different meters. BD responsiveness may be lost during severe exacerbations or viral infections,18 and airflow limitation may become persistent over time. If reversibility is not present at initial presentation, the next step depends on the availability of other tests and the urgency of the need for treatment. In a situation of clinical urgency, asthma treatment may be commenced and diagnostic testing arranged within the next few weeks (Box 1-4, p.27), but other conditions that can mimic asthma (Box 1-5) should be considered, and the diagnosis confirmed as soon as possible.
1. Definition, description and diagnosis of asthma
23
Why is it important to confirm the diagnosis of asthma?
This is important to avoid unnecessary treatment or over-treatment, and to avoid missing other important diagnoses. In adults with an asthma diagnosis in the last 5 years, one-third could not be confirmed as having asthma after repeated testing over 12 months and staged withdrawal of controller treatment. The diagnosis of asthma was less likely to be confirmed in patients who had not had lung function testing performed at the time of initial diagnosis. Some patients (2%) had serious cardiorespiratory conditions that had been misdiagnosed as asthma.19
History and family history
Commencement of respiratory symptoms in childhood, a history of allergic rhinitis or eczema, or a family history of asthma or allergy, increases the probability that the respiratory symptoms are due to asthma. However, these features are not specific for asthma and are not seen in all asthma phenotypes. Patients with allergic rhinitis or atopic dermatitis should be asked specifically about respiratory symptoms.
Physical examination
UTE
Physical (rhonchi)
examination in people with asthma is often on auscultation, but this may be absent or
onnolrymhael.aTrdheonmfoosrct efrdeqeuxpeinrat taiobnn.oWrTmRhaeIlBietyziinsgemxpaiyraatolsroy
wheezing be absent
during severe asthma exacerbations, due to severely reduced airflow (so called `sDileISnt chest'), but at such times, other
pohbysstriuccatliosnig,ncshroofnriecsopbirsattrourcytifvaeilupruelmaroenausryuadlilsyeparseese(CnOt. PWDh)e, erezsinpgiramtoaryyainlsfoecbtOeioRnhes,atrrdacwhitehoimndaulaccibiale,
laryngeal or inhaled
foreign
body. Crackles (crepitations) and inspiratory wheezing are not features OofPaYsthma. Examination of the nose may reveal
signs of allergic rhinitis or nasal polyposis.
T C
Lung function testing to document variable expiratory airflowNliOmitation
Asthma is characterized by variable expiratory airflow limita-tDioOn, i.e. expiratory lung function varies over time and in
magnitude, normal and
to a greater extent than in severely obstructed in the
hsaeamltehypaptoiepnutl.aPRtiooIAonsLrl.yIcnoanstrthomllead,
lung function may vary between completely asthma is associated with greater variability
in
lung function than well-controlled asthma.18 ATE
Lung function testing equipment,20 with an
should be inline filter
ctoarprireodteocut taEbgDyaiMwnsetllt-rtaranisnmedisosipoenraotfoirnsfewcittihonw.e11llF-moracinetdaienxepdiraantodryrevgoululamrley
calibrated in 1 second
e(FaEcVh 1t)imfreo,masspmireoamseutrreymisemntosrme areylidaibfIflGeerHtfhrTaonmpmeaekteer xtopimraetoteryr
flow (PEF). If PEF by up to 20%.21
is
used,
the
same
meter
should
be
used
A reduced FEV1 may be found wPitYhRmany other lung diseases (or poor spirometric technique), but a reduced ratio of
FEV1 Many
tsopfiororcmeedtevristanl ocawpiancciltuydC(eFOEmVu1l/tFi-eVtChn),iccoamgep-asrpeedcwifiicthptrheediclotwedervlaimluiet so.f17normal,
indicates
expiratory
airflow
limitation.
In clinical practice, once an obstructive defect has been confirmed, variation in airflow limitation is generally assessed from variation in FEV1 or PEF. `Variability' refers to improvement and/or deterioration in symptoms and lung function. Excessive variability may be identified over the course of one day (diurnal variability), from day to day, from visit to visit, or seasonally, or from a reversibility test. `Reversibility' (now called `responsiveness')20 generally refers to rapid improvements in FEV1 (or PEF), measured within minutes after inhalation of a rapid-acting bronchodilator such as 200-400 mcg salbutamol,22 or more sustained improvement over days or weeks after the introduction of effective controller treatment such as ICS.22
In a patient with typical respiratory symptoms, obtaining evidence of excessive variability in expiratory lung function is an essential component of the diagnosis of asthma. Some specific examples are:
An increase in lung function after administration of a bronchodilator, or after a trial of controller treatment A decrease in lung function after exercise or during a bronchial provocation test Variation in lung function beyond the normal range when it is repeated over time, either on separate visits, or on
home monitoring over at least 1-2 weeks
24
1. Definition, description and diagnosis of asthma
Specific criteria for demonstrating excessive variability in expiratory lung function are listed in Box 1-2 (p.23). A decrease in lung function during a respiratory infection, while commonly seen in asthma, does not necessarily indicate that a person has asthma, as it may also be seen in otherwise healthy individuals or people with COPD.
Additional information about tests for diagnosis of asthma can be found in Appendix Chapter 4.
How much variation in expiratory airflow is consistent with asthma?
There is overlap in bronchodilator reversibility and other measures of variation between health and disease.23 In a patient with respiratory symptoms, the greater the variations in their lung function, or the more times excess variation is seen, the more likely the diagnosis is to be asthma (Box 1-2, p.23). Generally, in adults with respiratory symptoms typical of asthma, an increase or decrease in FEV1 of >12% and >200 mL from baseline, or (if spirometry is not available) a change in PEF of at least 20%, is accepted as being consistent with asthma.
Diurnal PEF variability is calculated from twice daily readings as the daily amplitude percent mean, i.e. ([Day's highest -
day's lowest]/mean of day's highest and lowest) x weeks. The upper 95% confidence limit of diurnal
100, then variability
the average of each day's (amplitude percent mean)
fvroaTmluEetwisicceadlcauillyatreedadoivnegrs1i-s29%
in
healthy adults,24 and 12.3% is regarded as excessive.
in
healthy
children,25
so
in
general,
diurnal
variability
>1R0I%BUfor
adults
and
>13%
for
children
If FEV1 is within the predicted normal range when the patient is experiencing sDymISpTtoms, this reduces the probability that
timheposyrtmanpttoinmcsreaarseedinuelutnogafsutnhcmtiao.nHwoiwthebvreorn, cphaotideinlatstowr hoor sceonbtaroslelelirnetreFaEtmV1eOnisRt.>P8r0e%dicptreeddincotermd aclarnanhgaeves
a clinically (especially
for
PEF) have limitations, so the patient's own best reading (`personal beOsPt'Y) is recommended as their `normal' value. When can variable expiratory airflow limitation be documentedT?C
If possible, evidence of variable expiratory airflow limitation shNoOuld be documented before treatment is started. This is
because variability usually decreases with function after initiating controller treatment
ICS can
threelaptmtoecn-otDnafOsirmlunthgefudniacgtionnosimis porfoavsetsh.mIna.aBdrdoitniocnh,oadnilyationrcrreesapsoeninsivluenngess
may not be present previous few hours;
baentdwienesnosmyemppatotimenst,sd, uariirnflgowvirRlaimIlAiintLafetioctniomnsayorbeifctohempeapteiernstishteanstuosreidrreavbeerstaib2l-eagoovneirsttimwieth. in
the
If spirometry is not available, or variable expirAaTtoEry airflow limitation is not documented, a decision about whether to
investigate further or start controller 1-3 (p.27) describes how to confirm
tthreeaEdtDmiaegMnntoismismoefdaiasttehlmy adeinpeanpdastioenntcalilnreicaadl yurtgaekinncgycaonndtraocllecrestrseatotmoethnet.r
tests.
Box
Other tests
IGHT
Bronchial provocation tests PYR
One option for documentiCngOvariable expiratory airflow limitation is to refer the patient for bronchial provocation testing to
assess airway hyperresponsiveness. Challenge agents include inhaled methacholine,26 histamine, exercise, 27 eucapnic
voluntary hyperventilation or inhaled mannitol. These tests are moderately sensitive for a diagnosis of asthma but have
limited specificity.26,27 For example, airway hyperresponsiveness to inhaled methacholine has been described in patients
with allergic rhinitis,28 cystic fibrosis,29 bronchopulmonary dysplasia30 and COPD.31 This means that a negative test in a
patient not taking ICS can help to exclude asthma, but a positive test does not always mean that a patient has asthma -
the pattern of symptoms (Box 1-2, p.23) and other clinical features (Box 1-3, p.26) must also be considered.
Allergy tests
The presence of atopy increases the probability that a patient with respiratory symptoms has allergic asthma, but this is not specific for asthma nor is it present in all asthma phenotypes. Atopic status can be identified by skin prick testing or by measuring the level of specific immunoglobulin E (sIgE) in serum. Skin prick testing with common environmental allergens is simple and rapid to perform and, when performed by an experienced tester with standardized extracts, is inexpensive and has a high sensitivity. Measurement of sIgE is no more reliable than skin tests and is more expensive, but may be preferred for uncooperative patients, those with widespread skin disease, or if the history suggests a risk of
1. Definition, description and diagnosis of asthma
25
anaphylaxis.32 The presence of a positive skin test or positive sIgE, however, does not mean that the allergen is causing symptoms - the relevance of allergen exposure and its relation to symptoms must be confirmed by the patient's history.
Does exhaled nitric oxide have a role in the diagnosis of asthma?
The fractional concentration of exhaled nitric oxide (FeNO) is modestly associated with levels of sputum and blood eosinophils.33 FeNO has not been established as useful for ruling in or ruling out a diagnosis of asthma, as defined on p.20, because while FeNO is higher in asthma that is characterized by Type 2 airway inflammation,34 it is also elevated in non-asthma conditions (e.g. eosinophilic bronchitis, atopy, allergic rhinitis, eczema), and it is not elevated in some asthma phenotypes (e.g. neutrophilic asthma). FeNO is lower in smokers and during bronchoconstriction35 and the early phases of allergic response;36 it may be increased or decreased during viral respiratory infections.35 See Chapter 3B, p.53 for discussion about FeNO in the context of decisions about initial asthma treatment.
CONFIRMING THE DIAGNOSIS OF ASTHMA IN PATIENTS ALREADY TAKING CONTROLLER TREATMENT
If the basis of a patient's should be sought. Many
diagnosis of asthma has patients (25-35%) with a
ndoiatgpnroesviisouosflyasbtehemnadinocpurmimeanrtyedca, rceoncfairnmnUaoTttiEobne
with objective confirmed as
testing having
asthma.19,37-40
TRIB
The and
process for confirming lung function (Box 1-3,
the diagnosis in patients p.26). In some patients,
tahlirseamdayyoinnccluodnetroallterriatlreoaf temitehneDrtISdaelpowenedrsorona
the patient's higher dose
symptoms of controller
treatment. If the diagnosis of asthma cannot be confirmed, refer the patient foOr eRxpert investigation and diagnosis. For
some patients, The process is
it may be necessary to step described in Box 1-4, p.27.
down
the
controller
treatmenOt PinYorder
to
confirm
the
diagnosis
of
asthma.
Box 1-3. Steps for confirming the diagnosis of asthma in a patOieTntCalready taking controller treatment
Current status
Steps toOcNonfirm the diagnosis of asthma
Variable respiratory Diagnosis of asthma is confirmedL.-ADssess the level of asthma control (Box 2-2, p.36) and review
symptoms and variable airflow limitation
controller treatment (Box 3-E5R, pIA.61).
Variable respiratory Consider repeating spMiroAmTetry after withholding BD (4 hrs for SABA, 24 hrs for twice-daily ICS-
symptoms but no variable airflow
LABA, FEV1,
a3n6dhrbsrofonrcThoonEdcDeila-dtoari
ly ICS-LABA) or responsiveness
during . If still
symptoms. Check between-visit normal, consider other diagnose
v s
ariab (Box
ility of 1-5, p
.27).
limitation
If FEV1 is >7I0G%Hpredicted: consider stepping down controller treatment (see Box 1-5) and
reassesPsYinR2-4 weeks, then consider bronchial provocation test or repeating BD responsiveness.
IrfeFaEsCsVeO1siss
<70% predicted: consider stepping up controller treatment for symptoms and lung function. If no response, resume previous
3 months treatment
(Box 3-5), and refer
then
patient for diagnosis and investigation.
Few respiratory symptoms, normal lung function, and no variable airflow limitation
Consider repeating BD responsiveness test again after withholding BD as above or during symptoms. If normal, consider alternative diagnoses (Box 1-5, p.27).
Consider stepping down controller treatment (see Box 1-5):
If symptoms emerge and lung function falls: asthma is confirmed. Step up controller treatment to previous lowest effective dose.
If no change in symptoms or lung function at lowest controller step: consider ceasing controller, and monitor patient closely for at least 12 months (Box 3-7).
Persistent shortness of Consider stepping up controller treatment for 3 months (Box 3-5, p.61), then reassess symptoms
breath and persistent and lung function. If no response, resume previous treatment and refer patient for diagnosis and
airflow limitation
investigation. Consider asthma-COPD overlap (Chapter 5, p.141).
BD: bronchodilator; LABA: long-acting beta2-agonist; SABA: short-acting beta2-agonist. `Variable airflow limitation' refers to expiratory airflow.
26
1. Definition, description and diagnosis of asthma
Box 1-4. How to step down controller treatment to help confirm the diagnosis of asthma
1. ASSESS
Document the patient's current status including asthma control (Box 2-2, p.36) and lung function. If the patient has risk factors for asthma exacerbations (Box 2-2B), do not step down treatment without close supervision.
Choose a suitable time (e.g. no respiratory infection, not going away on vacation, not pregnant).
Provide a written asthma action plan (Box 4-2, p.129) so the patient knows how to recognize and respond if symptoms worsen. Ensure they have enough medication to resume their previous dose if their asthma worsens.
2. ADJUST
Show the patient how to reduce their ICS dose by 25-50%, or stop extra controller (e.g. LABA, leukotriene receptor
antagonist) if being used (Box 3-7, p.75). Schedule a review visit for 2-4 weeks. UTE
3. REVIEW RESPONSE
TRIB
Repeat assessment of asthma control and lung function tests in 2-4 weeksD(ISBox 1-2, p.23).
If symptoms increase and variable expiratory airflow limitation is confirOmRed after stepping down treatment, the
diagnosis of asthma is If, after stepping down
tcooanfliormweddo. sTehecocnotrnotrlloelrletrredaotsmeesnht,osuyldmbpetoOrmePtsuYrdnoendottowthoersleonwaenstdptrheevrieouiss
effective dose. still no evidence
of
variable expiratory airflow limitation, consider ceasing controlTlerCtreatment and repeating asthma control
assessment and lung function tests in 2-3 weeks, but follNowOthe patient for at least 12 months
AL - DO
DIFFERENTIAL DIAGNOSIS
ERI
The differential diagnosis in a patient with susApTected asthma varies with age (Box 1-5). Any of these alternative
diagnoses may also be found together wEiDthMasthma.
Box 1-5. Differential diagnosis oIfGaHsTthma in adults, adolescents and children 6-11 years
Age
PYR
Symptoms
Condition
6-11 years
Sneezing, itchinCg,Oblocked nose, throat-clearing
Chronic upper airway cough syndrome
Sudden onset of symptoms, unilateral wheeze
Inhaled foreign body
Recurrent infections, productive cough
Bronchiectasis
Recurrent infections, productive cough, sinusitis
Primary ciliary dyskinesia
Cardiac murmurs
Congenital heart disease
Pre-term delivery, symptoms since birth
Bronchopulmonary dysplasia
Excessive cough and mucus production, gastrointestinal symptoms
Cystic fibrosis
(continued next page)
1. Definition, description and diagnosis of asthma
27
Box 1-5 (continued). Differential diagnosis of asthma in adults, adolescents and children 6-11 years
Age
Symptoms
Condition
12-39 years
Sneezing, itching, blocked nose, throat-clearing Dyspnea, inspiratory wheezing (stridor)
Chronic upper airway cough syndrome Inducible laryngeal obstruction
Dizziness, paresthesia, sighing
Hyperventilation, dysfunctional breathing
Productive cough, recurrent infections
Bronchiectasis
Excessive cough and mucus production
Cystic fibrosis
Cardiac murmurs
Congenital heart disease
Shortness of breath, family history of early emphysema
Alpha1-antitrypsin deficiency
Sudden onset of symptoms
Inhaled foreign body
40+ Dyspnea, inspiratory wheezing (stridor)
Inducible laryngeal obstruction
years
Dizziness, paresthesia, sighing Cough, sputum, dyspnea on exertion, smoking or noxious
HCOypPeDrv*entilatioTnE, dysfunctional breathing
exposure
RIBU
Productive cough, recurrent infections Dyspnea with exertion, nocturnal symptoms, ankle edema
BCraorDndciIaShcTiefcatialusries
Treatment with angiotensin converting enzyme (ACE) inhibitor OMRedication-related cough
Dyspnea with exertion, non-productive cough, finger clubbing
PY
Parenchymal lung disease Pulmonary embolism
Sudden onset of dyspnea, chest pain Dyspnea, unresponsive to bronchodilators
T CO Central airway obstruction
All
Chronic cough, hemoptysis, dyspnea; and/or fatigue, feNvOer, (night) Tuberculosis
ages
*For more
sweats, anorexia, weight
detail, see Chapter 5 (p.141). Any
loss
of the
above
conditions
may
- DO also contribute
to
respiratory
symptoms
in
patients
with
confirmed
asthma.
RIAL
HOW TO MAKE THE DIAGNOSIS OF ASTHMA IANTOETHER CONTEXTS
Patients presenting with persistent non-pEroDdMuctive cough as the only respiratory symptom
Diagnoses to be considered are chroInGicHuTpper airway cough syndrome (often called `postnasal drip'), cough induced by
aonbgstiorutectniosnin.4c1o,42nvPearttiienngtsenwziythmseo(-PAcYaClRlEe)din`choiubgitohr-sv,agriaasnttroaestshomphaa' hgaevael rpeeflrusxis, tcehnrtocnoicugsihnuassittihse, iarnpdrinincdipuacliboler olanrlyynsgyemapl tom,
associated with airway hyperCreOsponsiveness. It is often more problematic at night. Lung function may be normal, and for
these patients, documentation of variability in lung function (Box 1-2, p.23) is important.43 Cough-variant asthma must be
distinguished from eosinophilic bronchitis in which patients have cough and sputum eosinophilia but normal spirometry
and airway responsiveness.43
Occupational asthma and work-exacerbated asthma
Asthma acquired in the workplace is frequently missed. Asthma may be induced or (more commonly) aggravated by exposure to allergens or other sensitizing agents at work, or sometimes from a single, massive exposure. Occupational rhinitis may precede asthma by up to a year and early diagnosis is essential, as persistent exposure is associated with worse outcomes.44,45
An estimated 5-20% of new cases of adult-onset asthma can be attributed to occupational exposure.44 Adult-onset asthma requires a systematic inquiry about work history and exposures, including hobbies. Asking patients whether their symptoms improve when they are away from work (weekends or vacation) is an essential screening question.46 It is important to confirm the diagnosis of occupational asthma objectively as it may lead to the patient changing their
28
1. Definition, description and diagnosis of asthma
occupation, which may have legal and socioeconomic implications. Specialist referral is usually necessary, and frequent PEF monitoring at and away from work is often used to help confirm the diagnosis. Further information about occupational asthma is found in Chapter 3 (p.101) and in specific guidelines.44
Athletes
The diagnosis of asthma in athletes should be confirmed by lung function tests, usually with bronchial provocation testing.47 Conditions that may either mimic or be associated with asthma, such as rhinitis, laryngeal disorders (e.g. inducible laryngeal obstruction42), dysfunctional breathing, cardiac conditions and over-training, must be excluded.48
Pregnant women
Pregnant women and women planning a pregnancy should be asked whether they have asthma so that appropriate
advice about asthma management and medications can be given (see Chapter 3: Managing asthma with multimorbidity
and in specific populations, p.100).49 If objective confirmation of carry out a bronchial provocation test or to step down controller
ttrheeatdmiaegnntousnistilisafnteereddeeldiv,eTitrEyw.ould
not
be
advisable
to
The elderly
RIBU
Asthma is frequently undiagnosed in the elderly,50 due to poor perception of aiDrflIoSwTlimitation; acceptance of dyspnea as
being `normal' the diagnosis.
in In
aoldlaraggee;ploapcuklaotfiofintnbeassse; dansdurrveedyucoef daspthhymsaicpaal aticetnivtsityo.ldTehreOthpRarens6e5ncyeeaorfsm, fualctitmorosrbaisdsitoycaialsteodcowmithplaicates
history of asthma hospitalization included co-diagnosis of COPD, corOonPaYry artery disease, depression, diabetes mellitus,
and difficulty accessing medications cough that are worse on exercise or
or at
ncilginhict aclacnaarelsboebceaucsaeusoefdcTobsyCt.c5a1 rSdyiomvpatsocmulsarodf iwsehaeseezinogr ,lebfrtevaetnhtlreicsusnlaersfsaialunrde,
which are common in this age group. A careful history and phNysOical examination, combined with an electrocardiogram
aanssdecshsemset nXt-roafyc,awrdililaacsfsuisntcitniotnhewidthiaegcnhooscisa.5rd2 iMogeraaspuhryemm- eDanyOtaolsf oplabsemhaelbprfuali.n53nIantroiuldreetricpepooplylepewpittihdea
(BNP) and history of smoking
or
biomass (Chapter
fuel exposure, 5, p.141).
COPD
and
overlapping
asRthIAmLa
and
COPD
(asthma-COPD
overlap)
should
be
considered
ATE
Smokers Asthma
and and
ex-smokers COPD may be
difficult
to
dEisDtinMguish
in
clinical
practice,
particularly
in
older
patients
and
smokers
and
ex-
samndokPerersv,eanntidonthoefsCe OcoPnDdi(tGioOnsLDm)a5IG4y dHoevTfeinrleasp
(asthma-COPD overlap). The COPD on the basis of chronic
Global Strategy for Diagnosis, Management respiratory symptoms, exposure to a risk
factor such as smoking, and PpoYsRt-bronchodilator FEV1/FVC <0.7. Clinically important bronchodilator reversibility (>12%
and >200 pattern of
msyLm) pistoomftsenanfoduCpnaOdsitnreCcOoPrdDs.5c5aLnohweldpiftfousdioisntincgaupiaschittyhiessme opraetieconmtsmfroonminthCosOePwDitthhalonnga-ssthtamnad.inTghaeshthismtoarywahnod
have developed persistent airflow limitation (see Chapter 5, p.141). Uncertainty in the diagnosis should prompt early
referral for specialized investigation and treatment recommendations, as patients with asthma-COPD overlap have
worse outcomes than those with asthma or COPD alone.56
Obese patients
While asthma is more common in obese than non-obese people,57 respiratory symptoms associated with obesity can mimic asthma. In obese patients with dyspnea on exertion, it is important to confirm the diagnosis of asthma with objective measurement of variable expiratory airflow limitation. One study found that non-obese patients were just as likely to be over-diagnosed with asthma as obese patients (around 30% in each group).37 Another study found both over- and under-diagnosis of asthma in obese patients.58
1. Definition, description and diagnosis of asthma
29
Low- and middle-income countries
As described above, asthma is a clinical diagnosis, based on the history of characteristic symptom patterns and evidence of variable expiratory airflow limitation. However, in low- and middle-income countries (LMICs), access to lung function testing is often very limited, and even when available, may be substantially underused (e.g. unaffordable for the patient or health system,59 too time-consuming in a busy clinic, or impractical because requiring repeated visits of indigent patients.60
In addition, in LMICs, the differential diagnosis of asthma may include other endemic respiratory disease (e.g. tuberculosis, HIV/AIDS-associated lung diseases, and parasitic or fungal lung diseases), so clinicians tend to place greater reliance on clinical findings and often use a syndromic approach to diagnosis and initial management.61 This comes at the cost of precision but is based on the assumption (valid in most LMICs) that under-diagnosis and undertreatment of asthma is more likely62 than the overdiagnosis and overtreatment often seen in high income countries.19,63
Although acknowledging that poor access to lung function testing is a common barrier to asthma diagnosis in LMICs,
GINA does not recommend that diagnosis should be available, the presence of variable expiratory airflow
lsimolietalytiobnas(iendcloundinsygnrdervoemrsicibclelinoicbasltrpuactUttieoTrnEn)sc.aWn hbeencsopnifriormmeedtrybyis
not
iPnEteFrv(eBnotxio1n-s2f,opr.p2r3im). aTrhyecWaroer6l4dliHstesatlhthe OPrEgFanmizeatteior nas(WanHeOs)sPeanctikaal gtoeool ifnetshseenmtiaanl angoenTmcRoeImnBtmoufncihcraobnleic(rPeEspNi)radtiosreyase
diseases. WHO-PEN proposes use of PEF in support of a clinical diagnosis: a 20D%ISimprovement in PEF 15 minutes
after giving 2 puffs of albuterol increases the likelihood of a diagnosis of asthmOaRversus COPD and other diagnoses.64
GINA also suggests that improvement therapy, with a 1-week course of OCS
in symptoms if necessary,
and can
PEF help
taoftceornafi4rm-wOtehPeekYdtihaegrnaopseisutoicf
trial with anti-inflammatory asthma (or prompt investigation
for alternative diagnoses) before starting long-term controller treatmTenCt.
A structured algorithmic approach to patients presenting with resNpiOratory symptoms forms part of several strategies
developed for where, owing
improving to the high
respiratory disease management prevalence of tuberculosis, large
in-nuDLmOMbIeCrss.o60f
These strategies are of particular use in countries patients with respiratory symptoms present for
assessment at tuberculosis clinics.
RIAL
Tushee,retoisbea spurebssstainngtianlelyesdcfaolreadcucpesins LtoMaICffosr.dabMleAdTiEagnostic tools (peak flow meters and spirometry), and training in their
TED IGH
COPYR
30
1. Definition, description and diagnosis of asthma
SECTION 1. ADULTS, ADOLESCENTS AND CHILDREN 6 YEARS AND OLDER
IBUTE
DISTR
Y OR Chapter 2.
COP T
NO
L - DO
Assessment of
TERIA
asthma
MA
GHTED
PYRI
CO
KEY POINTS
Asthma control
The level of asthma control is the extent to which the features of asthma can be observed in the patient, or have been reduced or removed by treatment.
Asthma control is assessed in two domains: symptom control and risk of adverse outcomes. Poor symptom control is burdensome to patients and increases the risk of exacerbations, but patients with good symptom control can still have severe exacerbations.
Asthma severity
The current definition of asthma severity is based on retrospective assessment, after at least 2-3 months of controller treatment, from the treatment required to control symptoms and exacerbations.
This definition is clinically useful for severe asthma, as it identifies patients whose asthma is relatively
refractory to therapy. It is
conventional high dose important to distinguish
ICS-LABA and who may between severe asthma
benefit from and asthma
tahdadtiitsiounUnaclTotErnetarotmlleedntdsuuecthoamsobdioifliaogbliec
factors such as incorrect inhaler technique and/or poor adherence.
TRIB
However, the often used in
clinical clinical
utility of practice
the retrospective definition to mean infrequent or mild
soyfm`mpitlodmass,thamnda'DpisaIStlieesnstscolefatern.
In particular, the term is incorrectly assume that
it means they are not at risk and do not need controller treatment. OR
For these reasons, GINA suggest that the term `mild asthma' shOoPuYld generally be avoided in clinical practice or,
if used, qualified with a reminder that patients with infrequent
exacerbations, and that this risk is substantially reduced witTh
Csymptoms can
ICS-containing
still have severe treatment.
or
fatal
GINA proposes holding a stakeholder discussion about NthOe definition of mild asthma, to obtain agreement
about the implications for clinical practice and clini-caDlOresearch of the changes in knowledge about asthma
How
to
pathophysiology and treatment assess a patient with asthma
since
the
curreIAntLdefinition
of
asthma
severity
was
published.
Assess symptom control from the frequenTcEyRof daytime and night-time asthma symptoms, night waking and
activity limitation and, for patients usinMgAshort-acting beta2 agonist (SABA) reliever, their frequency of SABA
use. Other symptom Assess the patient's
fcuotunrterorlitsokoflosTrEineDcxlaucdeerbAasttihomnsa,
Control Test and Asthma Control Questionnaire. even when symptom control is good. Risk factors
for
exacerbations that are indepIeGnHdent of symptom control include a history of 1 exacerbation in the previous
yseeacor,nsdo(cFioEeVco)n, osmmoickpinrgPo,bYalRenmdsb,lopoodoreaodshineorepnhciliea,.incorrect inhaler technique, low forced expiratory volume in 1
Also
assess
1
risk
facCtoOrs
for
persistent
airflow
limitation
and
medication
side-effects,
treatment
issues
such
as
inhaler technique and adherence, and comorbidities, and ask the patient about their asthma goals.
Once the diagnosis of asthma has been made, the main role of lung function testing is in the assessment of future risk. It should be recorded at diagnosis, 3-6 months after starting treatment, and periodically thereafter.
Investigate further if there are few symptoms but impaired lung function, or frequent symptoms and good lung function.
OVERVIEW
For every patient, assessment of asthma should include the assessment of asthma control (both symptom control and future risk of adverse outcomes), treatment issues particularly inhaler technique and adherence, and any comorbidities that could contribute to symptom burden and poor quality of life (Box 2-1, p.33). Lung function, particularly FEV1 as a percentage of predicted, is an important part of the assessment of future risk.
32
2. Assessment of asthma
The use of digital technology, telemedicine and telehealthcare in the monitoring of patients with asthma is rapidly increasing, particularly during the COVID-19 pandemic. However, the types of interactions are diverse, and high-quality studies are needed to evaluate their utility and effectiveness. See Appendix section on Telehealthcare.
What is meant by `asthma control'?
The level of asthma control is the extent to which the manifestations of asthma can be observed in the patient, or have been reduced or removed by treatment.24,65 It is determined by the interaction between the patient's genetic background, underlying disease processes, the treatment that they are taking, environment, and psychosocial factors.65
Asthma control has two domains: symptom control and future risk of adverse outcomes (Box 2-2, p.36). Both should always be assessed. Lung function is an important part of the assessment of future risk; it should be measured at the start of treatment, after 3-6 months of treatment (to identify the patient's personal best), and periodically thereafter for ongoing risk assessment.
How to describe a patient's asthma control
TE
Asthma control Ms X has good
should be described in terms asthma symptom control, but
oshf eboisthastyinmcpretoamsecdornistrkoloaf nfudtufuretuerexaricseRkrbIdBaoUtmioanisnsb.eFcoaruesexasmhepleh:as
had
a
severe factors
exacerbation within the last year. for future exacerbations including
Mr Y has low lung
fpuonocrtioans,thcmuraresnytmspmtoomkincgo,natDrnodIlS.pHToeoramlsoedhicaastisoenveardahleardednictieo.nal
risk
What does the term `asthma control' mean to patients?
OR
Many studies describe discordance between the patient's and healthOpProYvider's assessment of the patient's level of
asthma control. This does not necessarily severity, but that patients understand and
umseeatnhethwatoprdat`iceonntstro`olO'vdeTirf-Cfeersetinmtlaytefr'otmhehirelaelvthelporfocfeosnstrioonl aolrs`,uen.dge. rb-aessteimd aotne'hiotsw
quickly their symptoms resolve the meaning should always be
when they explained.
take
reliever
mDeOdicNation.65,66
If
the
term
`asthma
control'
is
used
with
patients,
Box 2-1. Assessment of asthma in adults, adolesIAceLn-ts, and children 6-11 years
1. Assess asthma control = symptom controTl EanRd future risk of adverse outcomes
Assess symptom control over the last 4MwAeeks (Box 2-2A).
MIdeeantsiufyreanluynogthfuenrcrtiisoknfaact tdoirasgfnoorseisTx/aEsctDaerrtboaftitornesa,tmpeernsti,s3te-n6t maiorfnlothwsliamftietartsiotanrotinr gsidcoen-etrfofellcetrst(rBeaotxm2e-n2tB, )t.hen
periodically, e.g. at least onceIGevHery 1-2 years, but more often in at-risk patients and those with severe asthma.
2. Assess treatment issues PYR
Document the patientC'sOcurrent treatment step (Box 3-5, p.61).
Watch inhaler technique (Box 3-12, p.89), assess adherence (Box 3-13, p.90) and side-effects.
Check that the patient has a written asthma action plan.
Ask about the patient's attitudes and goals for their asthma and medications.
3. Assess comorbidities
Rhinitis, rhinosinusitis, gastroesophageal reflux, obesity, obstructive sleep apnea, depression and anxiety can contribute to symptoms and poor quality of life, and sometimes to poor asthma control.
2. Assessment of asthma
33
ASSESSING ASTHMA SYMPTOM CONTROL
Asthma symptoms such as wheeze, chest tightness, shortness of breath and cough typically vary in frequency and intensity, and contribute to the burden of asthma for the patient. Poor symptom control is also strongly associated with an increased risk of asthma exacerbations.67-69
Asthma symptom control should be assessed at every opportunity, including during routine prescribing or dispensing. Directed questioning is important, as the frequency or severity of symptoms that patients regard as unacceptable or bothersome may vary from current recommendations about the goals of asthma treatment, and may differ from patient to patient. For example, despite having low lung function, a person with a sedentary lifestyle may not experience bothersome symptoms and so may appear to have good symptom control.
To assess symptom control (Box 2-2A) ask about the following in the past four weeks: frequency of asthma symptoms
(days per week), any night waking due to asthma or limitation of activity and, for patients using a SABA reliever,
frequency of its use for relief of symptoms. In general, do not include reliever taken before exercise, because some
people take this routinely without knowing whether they need it.
UTE
Frequency of reliever use
TRIB
Historically, frequency symptom control. This
of SABA reliever use (<2 or 2 distinction was arbitrary, based
doanytsh/we eaesks)uhmapstiboenetnhaint cifluSdDAeBIdSAinwtahse
composite assessment of used on >2 days in a week,
the patient needed to start controller therapy or increase the dose. In additionO, hRigher average use of SABA over a year
is is
associated associated
with with
a higher risk of severe exacerbations,70,71 and in an increased likelihood of a severe exacerbation
tihnessuOhbPosreYtqeur etenrtmd,aiynscroerawsienegkuss.7e2
of
as-needed
SABA
However, if a patient who is prescribed as-needed ICS-formoterol asTtCheir reliever (Track 1 in Box 3-5A, p.61) uses it on
average more than 2 days/week, this is already providing additioNnaOl controller therapy, so further dose escalation may
not be needed. exacerbation in
Increasing use of subsequent days
aosr -wneeeekdsedcoICmSp-aforermd owtiethro-ilfDitshOeasrseoliecivaeter diswSiAthBaAs,7i3g,7n4ifoicracnotlmy ploawreedr
risk of with if
severe the patient
is
using SABA alone.75
RIAL
For these reasons, use composite assessment
of of
sICymS-pfotormmoctoenrotrlorle. lHieovweAredTveiEvri,dtehde
categorically as 2 versus >2 days/week is not included in patient's average frequency of as-needed ICS-formoterol
the use
over the past 4 reviewed. This
iwsseueekswsilhl boeuldrebveiewasesdeassgeadinE, DwanhMdentafkuertnhienrtodaatcacaoruentawvahielanblteh.e
patient's
maintenance
controller
dose
is
Asthma symptom control tools for aIdGuHltTs and adolescents
Simple screening tools: these caPnYbRe used in primary care to quickly identify patients who need more detailed
assessment. Examples incluCdeOthe consensus-based GINA symptom control tool (Part A, Box 2-2A). This classification
correlates with assessments made using numerical asthma control scores.76,77 It can be used, together with a risk
assessment (Box 2-2B), to guide treatment decisions (Box 3-5, p.61). Other examples are the Primary Care Asthma
Control Screening Tool (PACS),78 and the 30-second Asthma Test, which also includes time off work/school.79
Categorical symptom control tools: e.g. the consensus-based `Royal College of Physicians (RCP) Three Questions' tool,80 which asks about difficulty sleeping, daytime symptoms and activity limitation due to asthma in the previous month. The Asthma APGAR tool includes a patient-completed asthma control assessment covering 5 domains: activity limitations, daytime and nighttime symptom frequency (based on US criteria for frequency of night waking), triggers, adherence, and patient-perceived response to treatment. This assessment is linked to a care algorithm for identifying problems and adjusting treatment up or down. A study in the US showed that introduction of the Asthma APGAR tools for patients aged 5-45 in primary care improved rates of asthma control; reduced asthma-related urgent care, and hospital visits; and increased practices' adherence to asthma management guidelines.81
Numerical `asthma control' tools: these tools provide scores and cut points to distinguish different levels of symptom control, validated against health care provider assessment. Many translations are available. These scores may be useful
34
2. Assessment of asthma
for assessing patient progress; they are commonly used in clinical research, but may be subject to copyright restrictions. Numerical asthma control tools are more sensitive to change in symptom control than categorical tools.76
Examples of numerical asthma control tools for assessing symptom control are:
Asthma Control Questionnaire (ACQ):82,83 Scores range from 0-6 (higher is worse). The ACQ score is the average of
5, 6 or 7 items: all versions include five symptom questions; ACQ-6 includes SABA reliever use; and ACQ-7, pre-
bronchodilator FEV1. The authors stated that ACQ 0.75 indicated a high probability that asthma was well-controlled;
0.75-1.5 as a `grey zone'; and 1.5 a high probability that asthma was poorly controlled, based on concepts of
asthma control at the time; the authors later added that the crossover point between `well-controlled' and `not well-
controlled' asthma was close to 1.00.84 The minimum clinically important difference for all three versions of ACQ is
0.5.85 GINA prefers ACQ-5 over ACQ-6 or 7 because the reliever question assumes regular rather than as-needed
use of SABA, and ACQ has not been validated with ICS-formoterol as the reliever. If ACQ is used in adjustment of
treatment, inclusion of FEV1 in the composite score could lead to repeated step-up in ICS dose for patients with
persistent airflow limitation.
Asthma Control Test controlled; 16-19 as
(ACT):77,86,87 Scores range from not well-controlled; and 5-15 as
5ve-r2y5p(ohoigrhlyecroisntbroeltlteedr).aSstchomreas.UToThf eE20A-C2T5
are has
classified as wellfour symptom/
reliever questions plus patient self-assessed control. The minimum clinically imTpRorItBant difference is 3 points.87
When different tools are used for assessing asthma symptom control, the resuDltsIScorrelate broadly with each other, but
aimreponrotat nidtetontciclaarl.ifRy ethsaptirsaytomryptsoymmspatoremdsumeatoy absethnmona-.specific so, when aYssOeRssing changes in symptom control, it is
Asthma symptom control tools for children 6-11 years of age COP In children, as in adults, assessment of asthma symptom controOlTis based on symptoms, limitation of activities and use
oliffer,easncdueonmsecdhicoaotlioanb.sCeantreeefuisl mre,viisewimopfotrhtaenitm. pMaacntyocf haisldthrDemOnawNointhapcohoirldly'scodnatilryolalecdtivaitsiethsm, iancalvuodiidngstsrepnourtosu, spleaxyearncidsesoscoial
their asthma may appear to be well controlled. ThisImALay- lead to poor fitness and a higher risk of obesity.
Children vary considerably in reliever therapy, and marked
rtehdeudcetigorneeinoluf nagirfTfluoEnwRcltiimonitaistioonfteonbsseerevnedbebfeofroereit
they complain of is recognized by
dyspnea or use their the parents. Parents
may
report irritability, tiredness, and changes in MmAood in their child as the main problems when the child's asthma is not
controlled. Parents have important to include both
athleonpgaerer nret'csaTallEnpdDecrihoidldt'shainnfocrhmildarteionn,
who may when the
recall only the last few days; therefore, it is level of symptom control is being assessed.
Several numeric asthma control sIcGoHres have been developed for children. These include:
Childhood Asthma CPonYtRrol Test (c-ACT)88 with separate sections for parent and child to complete
Asthma Control QCuOestionnaire (ACQ)89,90
Some asthma control scores for children include exacerbations with symptoms. These include:
Test for Respiratory and Asthma Control in Kids (TRACK)91-93
Composite Asthma Severity Index (CASI)94
The results of these various tests correlate to some extent with each other and with the GINA classification of symptom control. Box 2-3 (p.37) provides more details about assessing asthma control in children.
2. Assessment of asthma
35
Box 2-2. GINA assessment of asthma control in adults, adolescents and children 6-11 years
A. Asthma symptom control
Level of asthma symptom control
In the past 4 weeks, has the patient had:
Daytime asthma symptoms more than twice/week? Any night waking due to asthma? SABA reliever for symptoms more than twice/week?* Any activity limitation due to asthma?
Well controlled
Yes No
Yes No Yes No
None of these
Yes No
Partly controlled
1-2 of these
Uncontrolled
3-4 of these
B. Risk factors for poor asthma outcomes
Assess risk factors at diagnosis and periodically, particularly for patients experiencing exacerbations.
Measure FEV1 at start of treatment, after 3-6 months of controller treatment to record the patient's personal best lung
function, then periodically for ongoing risk assessment.
Having uncontrolled asthma symptoms is an important risk factor for exacerbationsU.9T5 E
Additional potentially modifiable risk factors for flare-ups (exacerbations), even iTnRpIaBtients
with few symptoms include:
DIS
Mofeedxiaccaetirobnatsio: nhsig;1h23S,9A6 iBnAcreuasese(d3mxor2t0a0lit-ydopsaerticcaunlaisrltyerisf /y1eacraansisstoecr ipaeterdmwoOinthRthi7n1c,9r7e);ased risk
inadequate ICS: not prescribed ICS; poor adherence;98 incorrect inhOalPeYr technique99
Having any of
Other medical conditions: obesity;100,101 chronic rhinosinusitis;101 GERD;101 confirmed
T C food allergy;102 pregnancy103 NOsensitized;104 air pollution106-108
these risk factors increases the patient's risk of
ECxopnotesxutr:ems:asjomr opksiyncgh;1o0l4ogei-ccaigl aorresttoecsi;o1e05coanlleormgeicnperoxpbolesm-urDse1O0i9f
exacerbations
Lung function: low FEV1, responsiveness101,111,112
especially
<60%
predicRteIAd;L104,110
high
BD
even if they have few asthma symptoms
Type 2 inflammatory markers: higher ATE blood eosinophils;101,113,114 elevated FeNO
(in adults with allergic asthma taking ICSE)D11M5
O theEr vmear jionrtuinbdaetepdenodreinntinritseknsfaivcetocrasrfeoIGrufnHlaitTrfeo-ruapssth(emxaa1c1e6rbations)
1 severe exacerbation in PYR last 12 months117,118
Risk factors for developing peCrsOistent airflow limitation
History: preterm birth, low birth weight and greater infant weight gain;119 chronic mucus hypersecretion120,121
Medications: lack of ICS treatment in patients who had a severe exacerbation122
Exposures: tobacco smoke;120 noxious chemicals; occupational exposures44
Investigations: low initial FEV1;121 sputum or blood eosinophilia121
Risk factors for medication side-effects Systemic: frequent OCS; long-term, high dose and/or potent ICS; also taking P450 inhibitors123 Local: high dose or potent ICS;123,124 poor inhaler technique125
BD: bronchodilator; FEV1: forced expiratory volume in 1 second; ICS: inhaled corticosteroid; OCS: oral corticosteroid; P450 inhibitors: cytochrome P450 inhibitors such as ritonavir, ketoconazole, itraconazole; SABA: short-acting beta2-agonist. *Based on SABA (as-needed ICS-formoterol reliever not included); excludes reliever taken before exercise. For children 6-11 years, also refer to Box 2-3, p.37. See Box 3-8, p.76 for specific risk reduction strategies. `Independent' risk factors are those that are significant after adjustment for the level of symptom control.
36
2. Assessment of asthma
Box 2-3. Specific questions for assessment of asthma in children 6-11 years
Asthma symptom control
Day symptoms
Ask: How often does the child have cough, wheeze, dyspnea or heavy breathing (number of times per week or day)? What triggers the symptoms? How are they handled?
Night symptoms Cough, awakenings, tiredness during the day? (If the only symptom is cough, consider other diagnoses such as rhinitis or gastroesophageal reflux disease).
Reliever use
How often is reliever medication used? (check date on inhaler or last prescription) Distinguish between pre-exercise use (sports) and use for relief of symptoms.
Level of activity
What sports/hobbies/interests does the child have, at school and in their spare time? How does the child's level of activity compare with their peers or siblings? How many days is the child absent from school? Try to get an accurate picture of the child's day from the child without interruption from the parent/carer.
Risk factors for adverse outcomes
Exacerbations
Ask: How How long
do do
viral infections the symptoms
affect the child's last? How many
asthma? episodes
DhaovseyomcpctuoIBrmrUesdTiEnstinercfeertehewiritlhasstcmhoeodlicoar lsports?
rfaecvtieorws?foArneyxuarcgeerbntadtioonctsoirn/ecmluedregaenhcisytodreypoafrtemxeanctevrbisaittsio?nIssI,StpThoReorer
a written symptom
action plan? control, poor
Risk adherence
and poverty,118 and persistent bronchodilator reversibiliRtyDeven if the child has few symptoms.112
Lung function
Check curves and percent predicted
technique. Main focus is to see trends over time.
on
FEPVY1 aOnd
FEV1/FVC
ratio.
Plot
these
values
as
Side-effects
Check the child's height at least yearly, as pooCrlOy controlled asthma can affect growth,126 and
growth velocity may be lower in the first 1N-2OyTears of ICS treatment.127 Ask about frequency and
dose of ICS and OCS. Treatment factors
- DO
Inhaler
Ask the child to show how theRy IuAsLe their inhaler. Compare with a device-specific checklist.
technique Adherence
Is there any controller meAdTicEation in the home at present? On how many days does the child use
their controller in evening? Where
a is
EwinDeheaMkle(rek.ge.p0t ,-2i,s4it,
7 in
days)? Is it easier to plain view to reduce
remember forgetting?
to use it in the morning Check date on inhaler.
or
Goals/concerns Does the childIGorHtTheir parent/carer have any concerns about their asthma (e.g. fear of medication,
Comorbidities side-eCffeOcPtsY,Rinterference with activity)? What are the child's/parent's/carer's goals for treatment?
Allergic rhinitis Itching, sneezing, nasal obstruction? Can the child breathe through their nose? What medications
are being taken for nasal symptoms?
Eczema
Sleep disturbance, topical corticosteroids?
Food allergy
Is the child allergic to any foods? (confirmed food allergy is a risk factor for asthma-related death102)
Obesity
Check age-adjusted BMI. Ask about diet and physical activity.
Other investigations (if needed)
2-week diary
Exercise challenge (laboratory)
If no clear assessment can be made based on the above questions, ask the child or parent/carer to keep a daily diary of asthma symptoms, reliever use and peak expiratory flow (best of three) for 2 weeks (Appendix Chapter 4).
Provides information about airway hyperresponsiveness and fitness (Box 1-2, p.23). Only undertake a challenge if it is otherwise difficult to assess asthma control.
FEV1: forced expiratory volume in 1 second; FVC: forced vital capacity; ICS: inhaled corticosteroids; OCS: oral corticosteroids.
2. Assessment of asthma
37
ASSESSING FUTURE RISK OF ADVERSE OUTCOMES
The second component of assessing asthma control (Box 2-2B, p.36) is to identify whether the patient is at risk of adverse asthma outcomes, particularly exacerbations, persistent airflow limitation, and side-effects of medications (Box 2-2B). Asthma symptoms, although an important outcome for patients, and themselves a strong predictor of future risk of exacerbations, are not sufficient on their own for assessing asthma because:
Asthma symptoms can be controlled by placebo or sham treatments128,129 or by inappropriate use of longacting beta2-agonist (LABA) alone,130 which leaves airway inflammation untreated.
Respiratory symptoms may be due to other conditions such as lack of fitness, or comorbidities such as inducible laryngeal obstruction.42
Anxiety or depression may contribute to symptom reporting. Some patients have impaired perception of bronchoconstriction, with few symptoms despite low lung
function.131
Asthma symptom control and exacerbation risk should not be simply combined numerically, as poor control of symptoms and of exacerbations may have different causes and may need different treatment approaches.
Risk factors for exacerbations
UTE
Poor asthma independent
symptom control itself risk factors have been
substantially increases the identified, i.e. factors, that,
wrishkenofperexasecenrt,biantciorenTas.Rs6e7I-B6t9heHopwateievnetr',ssreisvkeroafl
additional
exacerbations even if symptoms are few. These risk factors (Box 2-2B) includeDaIShistory of 1 exacerbation in the
previous year, poor adherence, incorrect inhaler technique, chronic sinusitisOaRnd smoking, all of which can be
assessed in pr SABA use, ind
imary care.132 ependent of tr
The risk eatment
of severe exacerbations step.71 Prescribing of thr
eaendormmoOortrPaelYi2ty0
increas 0-dose
es incr SABA
ementally with high inhalers in a year,
er
corresponding to more than daily use, is associated with an increaTseCd risk of severe exacerbations71,133 and, in one
study, increased mortality.71 Risk factors that are modifiable arNe Osometimes called `treatable traits'.134
In children, the increased with
priosokrosfyemxpatcoemrbcaotinotnrsol,issgurbeoapttlyiminacl rderausgerde-gifiDmthOeenre,
is a history of previous exacerbations; it is comorbid allergic disease and poverty.118
also
Risk factors for development of persistent airflowRliImALitation
The average rate of decline in FEV1 in non-smoAkTinEg healthy adults is 15-20 mL/year.135 People with asthma may
haassvoecaianteadccweiltehramteodredpeecrlsiniseteinntludnygspfunnecat.EioIDnndaMenpdednedveenltorpisakirffalocwtorlsimthitaattiohnavtheabteisennoidtefunltliyfieredvfeorrspibelres.isTtheinstisaiorffltoewn
limitation include exposure to cigareItGteHsTmoke or noxious agents, chronic mucus hypersecretion, and asthma
exacerbations growth in lung
finunpcatitoienn,tsanndotstoamPkYienRgarIeCaSt12r2is(kseoef
Box 2-2B, p.36). Children with persistent asthma accelerated decline in lung function in early adult
may have life.136
reduced
CO
Risk factors for medication side-effects
Choices with any medication are based on the balance of benefit and risk. Most people using asthma medications do not experience any side-effects. The risk of side-effects increases with higher doses of medications, but these are needed in few patients. Systemic side-effects that may be seen with long-term, high dose ICS include easy bruising; an increase beyond the usual age-related risk of osteoporosis,137 cataracts and glaucoma; and adrenal suppression. Local side effects of ICS include oral thrush and dysphonia. Patients are at greater risk of ICS side-effects with higher doses or more potent formulations,123,124 and, for local side-effects, with incorrect inhaler technique.125
38
2. Assessment of asthma
ROLE OF LUNG FUNCTION IN ASSESSING ASTHMA CONTROL
Does lung function relate to other asthma control measures?
Lung function does not correlate strongly with asthma symptoms in adults138 or children.139 In some asthma control tools, lung function is numerically averaged or added with symptoms,82,140 but if the tool includes several symptom items, these can outweigh clinically important differences in lung function.141 In addition, low FEV1 is a strong independent predictor of risk of exacerbations, even after adjustment for symptom frequency.
Lung function should be assessed at diagnosis or start of treatment; after 3-6 months of controller treatment to assess the patient's personal best FEV1; and periodically thereafter. For example, in most adult patients, lung function should be recorded at least every 1-2 years, but more frequently in higher risk patients including those with exacerbations and those at risk of decline in lung function (see Box 2-2B, p.36). Lung function should also be recorded more frequently in children based on asthma severity and clinical course (Evidence D).
Once the diagnosis of asthma has been confirmed, it is not generally necessary to ask patients to withhold their
regular or as-needed medications before visits,24 but preferably the same conditions should apply at each visit.
How to interpret lung function test results in asthma
UTE
A low FEV1 percent predicted:
TRIB
Identifies patients at risk of <60% predicted104,110,142,143
asthma
exacerbations,
independent
of
sDymISptom
levels,
especially
if
FEV1
is
Is a risk factor for lung function decline, independent of symptomORlevels121
If symptoms are due to untreated
few, suggests limitation airway inflammation.131
of
lifestyle,
or
pooOr PpeYrception
of
airflow
limitation,144
which
may
be
A `normal' or near-normal FEV1 in a patient with frequent respOirTatCory symptoms (especially when symptomatic):
Pnarosmalpdtrsipcoonr sgiadsetrraoteiosnopohf aaglteearnl aretifvluexcaduisseeassefo(rDBtOhoexNs1y-3m, ppt.o2m6)s.; e.g. cardiac disease, or cough due to post-
Persistent bronchodilator responsiveness:
IAL -
Fainpdatiniegnst itgankiifnicgacnot nbtrroonllechr otrdeialatmtorenret,soTproEwnRshivoehnaesssta(kinecnreaassheoirnt-aFcEtVin1g>b1e2ta%2-aangdon>is2t0w0 imthLinfr4ohmoubrass,eolirnae2L2)AiBnA
within 12 hours (or 24 hours for aMonAce-daily LABA), suggests uncontrolled asthma.
In children, spirometry cannot be reliTaEblDy obtained until age 5 years or more, and it is less useful than in adults.
Many children with uncontrolled IaGsHthma have normal lung function between flare-ups (exacerbations).
How to interpret changes inPlYunRg function in clinical practice
With regular ICS treatmeCnOt, FEV1 starts to improve within days, and reaches a plateau after around 2 months.145 The
patient's highest FEV1 reading (personal best) should be documented, as this provides a more useful comparison for
clinical practice than FEV1 percent predicted. If predicted values are used in children, measure their height at each
visit.
Some patients may have a faster than average decrease in lung function, and develop persistent (incompletely reversible) airflow limitation. While a trial of higher dose ICS-LABA and/or systemic corticosteroids may be appropriate to see if FEV1 can be improved, high doses should not be continued if there is no response.
The between-visit variability of FEV1 (up to 12% week to week or 15% year to year in healthy individuals22) limits its use in adjusting asthma treatment or identifying accelerated decline in clinical practice. The minimal important difference for improvement and worsening in FEV1 based on patient perception of change has been reported to be about 10%.146,147
The role of short-term and long-term PEF monitoring
Once the diagnosis of asthma is made, short-term peak expiratory flow (PEF) monitoring may be used to assess response to treatment, to evaluate triggers (including at work) for worsening symptoms, or to establish a baseline for action plans. After starting ICS, personal best PEF (from twice daily readings) is reached on average within 2
2. Assessment of asthma
39
weeks.148 Average PEF continues to increase, and diurnal PEF variability to decrease, for about 3 months.138,148 Excessive variation in PEF suggests suboptimal asthma control, and increases the risk of exacerbations.149
Long-term PEF monitoring is now generally only recommended for patients with severe asthma, or those with impaired perception of airflow limitation131,150-153 (Appendix Chapter 4). For clinical practice, displaying PEF results on a standardized chart may improve accuracy of interpretation.154
ASSESSING ASTHMA SEVERITY
The currently accepted definition of asthma severity is based on `difficulty to treat'
The current definition of asthma severity, recommended by an ATS/ERS Task Force24,65 and included in most
asthma guidelines, is that severity should be assessed retrospectively from the level of treatment required to control
the patient's symptoms and exacerbations, i.e. after at least several months of treatment.24,65,155 Hence:
Severe asthma is defined as asthma that remains uncontrolled despite optimized treatment with high dose
ICS-LABA, or that requires high dose ICS-LABA to prevent it from becoming uncontrolled. Severe asthma
must be distinguished from asthma that is difficult to treat due to inadequate or inappropriate treatment, or
persistent problems with adherence very different treatment implications
or comorbidities such as compared with if asthma
cishrroenlaictivrehliynoresfinraucstiUotirTsyEotor
obesity,155 high dose
as there are ICS-LABA
or even OCS.155 See Box 3E (p.104) for more detail
2-4 (p.43) for how to distinguish about assessment, referral and
difficult-to-treat treatment.
aTnRdIBsevere
asthma,
and
Chapter
Moderate asthma is currently defined as asthma that is well controlled wDiItSh Step 3 or Step 4 treatment
e.g. with low or medium dose ICS-LABA in either treatment track. OR
dMoilsdeaIsCthSmpaluiss acsu-rnreenetdlyeddeSfiAnBedA.as asthma that is well contrColOlePdYwith as-needed ICS-formoterol, or with low
d after good asthma control has been achieved
Banydthtrisearetmtreonspt estcetipvpeeddedfionwitinonto, afisntdhmthaespeavteiernityt'scamninoimnluymbeefafseNscetOivsTesedose (p.75), or if asthma remains uncontrolled
despite at least several months of optimized maximal the-raDpOy.
The In
terms `severe the community
aansdthimn ap'riamnadry`mcailrde,atshtehtmeram' sar`eseoRvfeItAereLn'
used with different or `mild' asthma are
meanings than more commonly
this based
on
the
frequency or severity of their symptoms or exacAeTrEbations, irrespective of treatment. For example, `severe asthma' is
commonly asthma' is
cuosmedmifopnalytiuesnetsdhifapvaetiferenqtsuednotnEooDrttrhMoauvbeledsaoilmy esyamstphtmomassyomr ipf tsoymmsp,troemgsaradrleesqsuoicfktlhyerier ltireevaetdm.ent,
and
`mild
In population-level studies, asthma iIsGoHfTten classified as `mild', `moderate' or `severe' based only on the prescribed
treatment treatment
by GINA or BTS was appropriate
fSotretphP,eYreRpgaatirednlet'sssnoefepdas,tiewnhtesr' eleavseal sotfhamsathims aofcteonnturonld. eTrh-tirseaastesdumoreosvtehra-ttrtehaetepdre. scribed
Most clinical trials of biologiCc Otherapy, although requiring patients to have uncontrolled asthma despite taking
medium- or high-dose ICS-LABA, do not require contributory factors such as incorrect inhaler technique, poor
adherence, or untreated comorbidities to have been addressed, and asthma control re-checked, prior to considering
the patient's eligibility for enrolment.156,157 Some patients may therefore have `difficult-to-treat' rather than severe
asthma.
Some guidelines158,159 retain a second, older, classification of asthma severity based on symptom and SABA frequency, night waking, lung function and exacerbations before controller treatment is started.24,65 The classification distinguishes between `intermittent' and `mild persistent' asthma, but this historical distinction was arbitrary: it was not evidence-based, but was based on an untested assumption that patients with symptoms 2 days/week were not at risk, would not benefit from ICS, and should be treated with SABA alone. However, it is now known that patients with so-called `intermittent' asthma can have severe or fatal exacerbations,160,161 and that their risk is substantially reduced by ICS-containing treatment compared with SABA alone.162-164 Although this symptom-based classification is stated to apply to patients not on controller treatment,158,159 it is often used more broadly. This can cause confusion, as a patient's asthma may be classified differently, and be prescribed different treatment, depending on which definition the clinician uses.
40
2. Assessment of asthma
For low resource countries that do not currently have access to medications such as ICS, the World Health Organization definition of severe asthma165 includes a category of `untreated severe asthma'. This category corresponds to uncontrolled asthma in patients not taking controller treatment.
The patient's view of asthma severity
Patients may perceive their asthma as severe if they have intense or frequent symptoms, but this does not necessarily indicate underlying severe disease, as symptoms and lung function can rapidly become well controlled with commencement of ICS-containing treatment, or improved inhaler technique or adherence.24,65 Likewise, patients often perceive their asthma as mild if they have symptoms that are easily relieved by SABA, or that are infrequent.24,65 Of concern, patients often interpret the term `mild asthma' to mean that they are not at risk of severe exacerbations and do not need to take controller treatment. This is often described as patients `underestimating' their asthma severity, but instead it reflects their different interpretation of the words `severity' and `mild'.24,65
How useful is the current retrospective definition of asthma severity?
The retrospective definition of severe asthma based on `difficulty to treat' has been widely accepted in guidelines
and in specialist clinical practice. It has obvious clinical utility as it identifies patients who, because of their burden of
disease and incomplete respiratory physician (if
response available)
to optimized conventional ICS-based for further investigation, phenotyping,
tarenadtmcoennsti,dmerUaayTtioEbnenoeffaitdfdroitmionreafletrreraalttmoeant
such as biologic therapy (See Chapter 3E, p.104). Classifying patients who haveTRmIBodifiable factors, such as
incorrect inhaler `severe' asthma
itsecahpnpirqouper,iapteo,obr eacdahuesreenthceeirorasutnhtmreaatmedaycobmecoorbmideitwieesl,l-acsonhDtaroIvSlilnegd
`difficult-to-treat' rather when such issues are
than
addressed.24,65,155
OR
By contrast, the clinical utility of the retrospective definition of mild OasPtYhma is much less clear. By this definition,
asthma can be classified as low-dose ICS or as-needed
`mild' only after ICS-formoterol.
several months However, many
opOfaTttrieeCnattsmwenitth,
and if asthma remains well-controlled asthma
well-controlled on have not had their
treatment stepped down. In for example whether occurr
addition, academic ence of an isolated
s have exacer
bdDaiftOfieornNin(ge.ogp.
inions virus-
about trigger
the ed)
specific criteria precludes class
for mild ification
asthma, of a
poaf tliitetlnet'vsaalusethimn adeacsid`minigldo' fnorfutthuerenetrxeta1tm2 emnot.nItnhsst.e1I6aA6dLF, -udrethciesri,obnescaabuosuet
`mild asthma' is assessed ongoing treatment should
retrospectively, be based upon
it is an
individualized assessment of symptom controTl,EeRxacerbation risk, predictors of response, and patient preferences.
However, the most urgent problem with thMe Aterm `mild asthma', regardless of how it is defined, is that it encourages
caonmd pdloaecsenncoyt,nseinecdecboontthropllaetrietrnetastmaneTdnEtc.DliHnoicwiaenvseor,ftuepn tiont3e0rp%reot f`masiltdhmasathemxaac' etorbmateioannsthaantdthdeeaptahtsieonct cisuraitnlopweoripslke
with infrequent symptoms, for exIaGmHple, less than weekly or only on strenuous exercise.160,161
Interim advice about asthmaPYseRverity descriptors
1. Severe asthma: GINCAOcontinues to support the current definition of severe asthma as asthma that remains
uncontrolled despite optimized treatment with high dose ICS-LABA, or that requires high dose ICS-LABA to
prevent it from becoming uncontrolled; and the clinically important distinction between difficult-to-treat and
severe asthma. See Box 2-4 (p.43) and Chapter 3E (p.104) for more detail about assessment and treatment.
2. `Mild' asthma, in clinical practice
We suggest that the term `mild asthma' should generally be avoided in clinical practice, because of the common assumption by patients and clinicians that it equates to low risk. Instead, describe the patient's symptom control and risk factors on their current treatment (p.33).
If the term `mild asthma' needs to be used in clinical practice, qualify it with a reminder that patients with infrequent or mild asthma symptoms can still have severe or fatal exacerbations,160,161 and that this risk is reduced by half to two-thirds with low dose ICS or as-needed low-dose ICS-formoterol.162,163
3. For population-level observational studies, if clinical details are not available, describe the prescribed (or dispensed) treatment, without imputing severity, e.g. `patients prescribed SABA with no ICS' rather than `mild asthma'. Since treatment options change over time, and may differ between guidelines, state the actual treatment, rather than a treatment Step (e.g. `low dose maintenance and reliever therapy with ICS-formoterol rather than `Step 3 treatment').
2. Assessment of asthma
41
4. For clinical trials, describe the patient population by their level of asthma control and treatment, e.g. `patients with uncontrolled asthma despite medium-dose ICS-LABA plus as-needed SABA' rather than `moderate asthma'
5. Further discussion is clearly needed. Given the importance of the issues around mild asthma, GINA proposes holding a stakeholder discussion about the concept of asthma severity and the definition of mild asthma. The aim will be to obtain agreement among health professionals, researchers, industry and regulators about the implications for clinical practice and clinical research of current knowledge about asthma pathophysiology and treatment,24,65 and whether/how the term `mild asthma' should be used in the future. Pending this discussion, no change has been made to use of the term `mild asthma' elsewhere in this GINA report.
HOW TO DISTINGUISH BETWEEN UNCONTROLLED ASTHMA AND SEVERE ASTHMA
Although good symptom control and minimal exacerbations can usually be achieved with ICS-containing treatment, some patients will not achieve one or both of these goals even with a long period of high-dose therapy.140,155 In some patients this is due to truly refractory severe asthma, but in many others, it is due to incorrect inhaler technique, poor adherence, over-use of SABA, comorbidities, persistent environmental exposures, or psychosocial factors.
It is important to distinguish between severe asthma and uncontrolled asthma, as the latter is a much more common
rineiatisaol nstfeoprsptehrastisctaenntbseymcaprtroiemdsoaunt dtoeixdaecnetirfbyactoiomnsm,oanndcamusaeysboefmunocreonetaroslilleydimapsrthomvead..MBUooTrxeE2d-e4ta(pil.s43a)reshgoivwesn tihne
Section 3E (p.104) about investigation and management of difficult-to-treat and sevTeRreIBasthma, including referral to
a respiratory therapy. The
physician or severe asthma clinic where most common problems that need to be
possible, excluded
abnedfouresemoafkaindgd-aDoIdnSiatrgenaotmsiesnotfinseclvuedriengasbtihomloagiacre:
Poor inhaler technique (up to 80% of community patients)99 (BoxY3-O1R2, p.89)
Poor medication adherence167,168 (Box 3-13, p.90) Incorrect diagnosis of asthma, with symptoms due
to
alternaCtiOvePconditions
such
as
inducible
laryngeal
obstruction, cardiac failure or lack of fitness (Box 1-5, pN.O27T)
MOnugltoiminogrbeidxpityossuurcehtoasserhnisniotizsiinngusoitrisir,rGitaEnRt Dag, eonbtes-siDintyOthaendhoombsetrourctwivoerksleenevpiraopnnmeean10t.1,169 (Chapter 3D, p.94)
RIAL
MATE
TED IGH
COPYR
42
2. Assessment of asthma
Box 2-4. Investigating a patient with poor symptom control and/or exacerbations despite treatment
IBUTE DISTR Y OR COP T NO - DO See Chapter 3E (p.104) for more details about assessment anRdIAmLanagement of difficult-to-treat and severe asthma. MATE TED IGH COPYR
2. Assessment of asthma
43
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
SECTION 1. ADULTS, ADOLESCENTS AND CHILDREN 6 YEARS AND OLDER
IBUTE
DISTR
Y OR Chapter 3.
COP
NOT
- DO Treating asthma to
ERIAL
control symptoms
MAT D
and minimize risk
IGHTE
COPYR
This chapter is divided into five parts:
Part A. Part B.
Part C. Part D. Part E.
General principles of asthma management (p.46) Medications and strategies for asthma symptom control and risk reduction Medications, including treatment steps (p.51) Treating modifiable risk factors (p.76) Non-pharmacological therapies and strategies (p.76) Guided asthma self-management education and skills training (p.88) Information, inhaler skills, adherence, written asthma action plan, self-monitoring, regular review Managing asthma with multimorbidity and in specific populations (p.94) Difficult-to-treat and severe asthma in adults and adolescents (including decision tree) (p.104)
Management of worsening and acute asthma is described in Chapter 4 (p.123).
PART A. GENERAL PRINCIPLES OF ASTHMA MANAGEMENT KEY POINTS
UTE TRIB
Goals of asthma management
DIS
The long-term goals of asthma management are to achieve good sympOtoRm control, and to minimize future risk of
asthma-related mortality, exacerbations, persistent own goals regarding their asthma and its treatment
airflow should
laimlsiotabtiOeonPidaYenndtifsieidde.-effects
of
treatment.
The
patient's
The patient-health professional partnership
T C
Effective asthma management requires a partnership betwNeOen the person with asthma (or the parent/carer) and
their health care providers. Teaching communication skills
to
health
care
provide- rDsOmay
lead
to
increased
patient
satisfaction,
better
health
outcomes, and reduced use of healthcare resoRuIrAceLs.
The patient's `health information to make
alipteprraocpyr'ia-tethhaet aislt,hthdeeAcpiTasEtioiennst's-
ability to obtain, should be taken
process and understand into account.
basic
health
Making decisions about asthma treatmEenDt M
Ainsbthomthastyrmeapttmomenct oisnatrdojluasnteddfuiInGtuaHrecTorinstkin(uoaf lecxyaccleerboaf taiosnsessasnmdesnidt,et-reeafftemctesn),t,aannddorfepvaietwienotfpthreefepraetniecnets's. response
For population-level treatments for most
pdaetcieisnPitosYn,RsbaasbeodutoansethvmidaentrceeatfmroemntrainndSotempisze1d-4co, nthtreo`lplerdefterirarelsd,'mopettiao-nasnarelypsreesseanntdthe
best
observational studies CabOout safety, efficacy and effectiveness, with a particular emphasis on symptom burden
and exacerbation risk. For Steps 1-5, there are different population-level recommendations for different age-
groups (adults/adolescents, children 6-11 years, children 5 years and younger). In Step 5, there are also different
population-level recommendations depending on the inflammatory phenotype, Type 2 or non-Type 2.
For individual patients, treatment decisions should also take into account any patient characteristics or phenotype that predict the patient's likely response to treatment, together with the patient's goals or concerns and practical issues (inhaler technique, adherence, medication access and cost to the patient).
46
3. Treating to control symptoms and minimize future risk
LONG-TERM GOALS OF ASTHMA MANAGEMENT
The long-term goals of asthma management from a clinical perspective are: To achieve good control of symptoms and maintain normal activity levels To minimize the risk of asthma-related death, exacerbations, persistent airflow limitation and side-effects.
It is also important to elicit the patient's own goals regarding their asthma, as these may differ from conventional medical goals. Shared goals for asthma management can be achieved in various ways, taking into account differing health care systems, medication availability, and cultural and personal preferences.
THE PATIENT-HEALTH CARE PROVIDER PARTNERSHIP
Effective asthma management requires the development of a partnership between the person with asthma (or the
parent/carer) and health care providers.170 This should enable the person with asthma to gain the knowledge,
confidence and skills to assume a major role in the management of their asthma. Self-management education reduces
asthma morbidity in both adults171 (Evidence A) and children172 (Evidence A).
UTE
There is emerging evidence encouraged to participate in
that shared decision-making is associated decisions about their treatment, and given
twhiethoipmpporrotuvTneRidtIyBotuotceoxmpreess.s173thPeairtieexnptsecsthaotiuolndsbaend
csoenlf-cmerannsa.gTehmisepnat rmtnaeyrsvhairpyndeeepdesntdoinbgeoinndfiavcidtourasliszuecdhtoaseaecthhnpicaittiye,nlitt.eArapceyr,suonnDd'sIeSrwsitlalinndginnegsosfahnedalathbiclitoyntcoeepntsga(hgeeailnth
literacy), numeracy, beliefs about asthma and medications, desire for autoOnoRmy, and the health care system.
Good communication
OPY
Good communication by health care providers is essential as theTbCasis for good outcomes174-176 (Evidence B). Teaching
health care providers to improve their communication skills (BNoOx 3-1) can result in increased patient satisfaction, better
health outcomes, and reduced enhance patient adherence.177
uTsraeinoifnhgepaaltthiecnatsretoregsivoeu-ricnDefoOsr1m74a-1t7i6own icthleoaurtlyle, nsgetehkeinnifnogrmcoantisounl,taatniodncthimeceks.t1h7e7 iIrt
can
also
understanding of information provided is also assoRcIiAatLed with improved adherence with treatment recommendations.177
Box 3-1. Communication strategies for heAaTltEh care providers
Key strategies to facilitate good ED M communication175,176
AAllcoownignegntihael dpeamtieenatntoore(xfrpiernedsIslGintHehseTsir, ghouamlso,rbaenlidefasttaenndtivceonnecsesrn) s
Empathy, reassurance, aPnYdRprompt handling of any concerns
Giving encouragemeCntOand praise
Giving appropriate (personalized) information
Providing feedback and review
How to reduce the impact of low health literacy178
Order information from most to least important. Speak slowly and use simple words (avoid medical language, if possible). Simplify numeric concepts (e.g. use numbers instead of percentages). Frame instructions effectively (use illustrative anecdotes, drawings, pictures, table or graphs). Confirm understanding by using the `teach-back' method (ask patients to repeat instructions). Ask a second person (e.g. nurse, family member) to repeat the main messages. Pay attention to non-verbal communication by the patient. Make patients feel comfortable about asking questions.
3. Treating to control symptoms and minimize future risk
47
Health literacy and asthma
There is increasing recognition of the impact of low health literacy on health outcomes, including in asthma.178,179 Health literacy means much more than the ability to read: it is defined as `the degree to which individuals have the capacity to obtain, process and understand basic health information and services to make appropriate health decisions'.178 Low health literacy is associated with reduced knowledge and worse asthma control.180 In one study, low numeracy among parents of children with asthma was associated with higher risk of exacerbations.179 Interventions adapted for cultural and ethnicity perspectives have been associated with improved knowledge and significant improvements in inhaler technique.181 Suggested communication strategies for reducing the impact of low health literacy are shown in Box 3-1.
PERSONALIZED CONTROL-BASED ASTHMA MANAGEMENT
Asthma control has two domains: symptom control and risk reduction (see Box 2-2, p.36). In control-based asthma
management, pharmacological and non-pharmacological treatment is adjusted in a continual cycle that involves
aimspserosvsemaefntet,rttrheeatimnterondt uacntdiorneovifecwonbtyroal-pbparsoepdriagtueildyetlrianiense1d82p,1e83rsoornpnrealc(tiBcoaxl t3o-o2ls).fAorstihmmpalemouetncTotEamtioens
have been shown of control-based
to
management randomized c
strategies.173,184 The ontrolled medication
concept trials, wit
of controlh patients
based management is identified for a change
ainlsaossthumppaoRtrrtIeeBadUtmbyenthteondethsiegnbaosf
i
mos s of
t
features of poor symptom control with or without other risk factors such as low lunDgISfuTnction or a history of
exacerbations. From 2014, personalized management
GINA of the
asthma management has focused patient's modifiable risk factors for
neoxat coenrlybaoOtniRoansst,homthaesr yamdvpetorsme
control, but also outcomes and
on
comorbidities, and taking into account the patient's preferences and goaOlsP. Y
Box
3-2.
The
asthma
management
cycle
for
personalized
asthmTa
C
care
NO
AL - DO
ATERI
HTED M
PYRIG
CO
For many patients in primary care, symptom control is a good guide to a reduced risk of exacerbations.185 When inhaled corticosteroids (ICS) were introduced into asthma management, large improvements were observed in symptom control and lung function, and exacerbations and asthma-related mortality decreased.
However, with other asthma therapies (including ICS-long-acting beta2-agonists [LABA]186,187) or different treatment regimens (such as as-needed ICS-formoterol in mild asthma188-191 and ICS-formoterol maintenance and reliever therapy192,193), and in patients with mild or severe asthma, there may be discordance between responses for symptom control and exacerbations.
48
3. Treating to control symptoms and minimize future risk
In particular, patients with apparently mild asthma and few or intermittent symptoms may be still at risk of severe exacerbations162 (Box 2-2B, p.36). In addition, some patients continue to have exacerbations despite wellcontrolled symptoms, and for patients with ongoing symptoms, side-effects may be an issue if ICS doses continue to be stepped up.
Therefore, in control-based management, both domains of asthma control (symptom control and future risk - see Box 2-2, p.36) should be taken into account when choosing asthma treatment and reviewing the response.24,65
Alternative strategies for adjusting asthma treatment
Some alternative strategies have been evaluated for adjusting asthma treatment:
Treatment guided by sputum eosinophil count: in adults, this approach, when compared with guidelines-based
treatment, leads to a reduced risk of exacerbations and similar levels of symptom control and lung function.194 The
benefits have primarily been seen in patients with frequent exacerbations and severe asthma.194 However, only a
limited number of centers have routine children to assess this approach.194
access
to
induced
sputum
analysis.
ThereUaTreEinsufficient
data
available
in
Treatment treatment,
guided by fractional concentration of exhaled nitric problems with the design of the intervention and/or
ocxoindtero(lFaelNgoOri)t:ThImRn IssBemvaekrael
studies of FeNO-guided comparisons and
conclusions difficult.195 Results of FeNO measurement at a single point iDn ItSime should be interpreted with caution
(see p.26).35,196 In children and young adults with asthma, FeNO-guiOdeRd treatment was associated with a
significant reduction in the number of patients with exacerbation rate (mean difference -0.27 [-0.49 to
-01.0e6x]apceerrbyeaOatPior)Ync(oOmRpa0r.e6d7
[95% CI 0.51-0.90]) and in with guidelines-based treatment197
(Evide based
nce A) algorit
; similar hms.197
differences However, in
were non-
seen in smoking
caodmupltsarwisiotOhnsTasbCtehtmwae,ennoFseiNgnOif-igcaunidterdedtruecatitomneinnt
and risk
non-guidelinesof exacerbations
and in exacerbation difference was only
r s
ates een
w in
as observed studies with
w ot
hitherF(enNonOD--tygOpuiiNcdaeld)
treatment c comparator
ompared to guideline-based tr approaches.198 No significant
eatment; differenc
a es
were seen in symptoms or ICS dose with FeNIAOL-g-uided treatment compared with other strategies.197,198
Sputum-guided can be referred
treatment is recommended for to) centers experienced in this
TtaeEdcuRhltnipqauteie1n94t,s19w9 i(tEhvmidoednecreatAe).oIrnscehvieldrereans, tFhemNaOw-ghuoidaered
managed treatment
in
(or
significantly reduces exacerbation rates comMpAared with guidelines-based treatment (Evidence A).197 However, further
strteuadtimesenatr,e19n7,e19e8daenddtothiedeonpttiifmy athl efrepqoupeTunlEacDtyioonfsFmeNosOt
likely to benefit monitoring.
from
sputum-guided194
or
FeNO-guided
There is a need for evidence-baseIGd Hcorticosteroid de-escalation strategies in patients with asthma. In a randomized
controlled trial (RCT) only vs. an algorithm
boaf speadtieoPnntYsARtCakQin-7g
high dose ICS-LABA, a strategy based and history of recent exacerbation was
on a composite of Type inconclusive because a
2 biomarkers substantial
proportion of patients did CnoOt follow recommendations for treatment change.200 Until more definitive evidence for a
specific strategy is available, GINA continues to recommend a clinical evaluation that includes patient-reported
symptoms as well as modifiable risk factors, comorbidities and patient preferences when making treatment decisions.
Further evidence on the role of biomarkers in such decisions in Steps 1-4 is needed.
Choosing between asthma treatment options
At each treatment step in asthma management, different medication options are available that, although not of identical efficacy, may be alternatives for controlling asthma. Different considerations apply to recommendations or choices made for broad populations compared with those for individual patients (Box 3-3, p.50), as follows:
Population-level medication choices: Population-level medication choices are often applied by bodies such as national formularies or managed care organizations. Population-level recommendations aim to represent the best option for most patients in the particular population. At each treatment step, `preferred' medications (controller and/or reliever) are recommended that provide the best benefit-to-risk ratio for both symptom control and risk reduction. Choice of the preferred controller and preferred reliever is based on evidence from efficacy studies
3. Treating to control symptoms and minimize future risk
49
(highly controlled studies in well-characterized populations) and effectiveness studies (from pragmatically controlled studies, or studies in broader populations, or strong observational data),201 with a particular focus on symptoms and exacerbation risk. Safety and relative cost are also taken into account. In Step 5, there are different population-level recommendations depending on the inflammatory phenotype, Type 2 or non-Type 2. In GINA 2021, the recommendations for adults and adolescents have been clarified in the treatment figure (Box 3-5A, p.61) by showing treatment options in two `tracks' based on the choice of reliever. Track 1, with as-needed low dose ICS-formoterol as the reliever, is the preferred approach for most patients, based on evidence of overall lower exacerbation risk and similar symptom control compared with treatments in Track 2 in which the reliever is short-acting beta2 agonist (SABA) (for more details, see Chapter 3B, p.51).
Patient-level medication choices: Choices at this level also take into account any patient characteristics or phenotype that may predict a clinically important difference in their response compared with other patients, together with the patient's goals and practical issues (cost, ability to use the medication and adherence).
The extent to on the health
which asthma treatment can be system, the clinical context, the
pinodteivnidtiuaal lmizaegdnaitcucdoerdoifndgiftfoerpeantcieenitncohuatrcaocmteeriss,tTiccEossotrapnhdeanvoatyilpaebsledepends
resources. At present, most evidence and asthma202,203 (see Chapter 3E, p.104).
research
activity
about
individualized
treatmeRnItBiUs
focused
on
severe
Box 3-3. Population level versus patient level decisions about asthma treatmDIeSnTt
OR
Choosing between treatment options at a population level (e.g. national formularies, health maintenance organizations, national
gOuiPdeYlines)
The `preferred' medication at each step is the best treatment for moTstCpatients, based on:
Efficacy
NO
Effectiveness Mainly based on evidence abou-t sDyOmptoms and exacerbations (from
Safety
randomized controlled triaRlsI,ApLragmatic studies and strong observational data)
Availability and cost at the For Steps 1-5, there are different
ppooppuullaattiioonn-lleevvAeeTll rEecommendations
by
age-group
(adults/adolescents,
children 6-11 years, children recommendations depending
5onyethaersinafnladmEymoDuaMntogreyr)p.hInenSotteyppe5,,
there are Type 2 or
also different non-Type 2.
population-level
Choosing between controller optioIGnHs Tfor individual patients
Use shared decision-making wiPthYtRhe patient/parent/carer to discuss the following:
1. Preferred treatment (asCaObove) based on evidence for symptom control and risk reduction
2. Patient characteristics or phenotype
Does the patient have any features that predict differences in their future risk or treatment response compared with other patients (e.g. smoker; history of exacerbations, blood eosinophilia)?
Are there any modifiable risk factors or comorbidities that may affect outcomes?
3. Patient views What are the patient's goals, beliefs and concerns about asthma and medications?
4. Practical issues Inhaler technique - can the patient use the inhaler correctly after training? Adherence - how often is the patient likely to take the medication? Cost to patient - can the patient afford the medication?
50
3. Treating to control symptoms and minimize future risk
PART B. MEDICATIONS AND STRATEGIES FOR SYMPTOM CONTROL AND RISK REDUCTION
KEY POINTS
For safety, GINA no longer recommends treatment of asthma in adults and adolescents with SABA alone. All adults and adolescents with asthma should receive ICS-containing controller treatment to reduce their risk of serious exacerbations and to control symptoms. ICS-containing controller can be delivered either with regular daily treatment or, in mild asthma, with as-needed ICS-formoterol taken whenever needed for symptom relief.
Treatment tracks for adults and adolescents
For clarity, the treatment figure for adults and adolescents now shows two `tracks', based on the choice of reliever. Treatment may be stepped up or down within a track using the same reliever at each step, or treatment may be switched between tracks, according to the individual patient's needs.
Track 1, in which the reliever is low dose ICS-formoterol, is the preferred approach recommended by GINA. When a
patient at any step has asthma symptoms, they use Steps 3-5, they also take ICS-formoterol as regular
dloawilydtoreseatImCeSn-fto. rTmhiostearpopl raosancheeisdepdrefTfoeErrrseydmbpetocmaurseelieitfr.eIdnuces
the risk of severe exacerbations compared with using a SABA reliever, with similar RsyIBmUptom control.
Track 2, in adherence
which the reliever is a and no exacerbations
SABA, is an alternative in the past year on their
if Track current
t1heisranpoyt.pIonsSsDtibeISlpeT,1o, rthifeappaatiteiennt ttaiskesstaablSe,AwBiAthagnodoad
low the
dose ICS reliever is
together a SABA.
for symptom relief (in Before considering a
combination, or with the SABA reliever, consider
IwChSetOthaeRkretnhreigphattaiefntetristhleikeSlyABtoAb).eInadShteerpesn2t -w5it,h
their ICS-containing controller therapy, as otherwise they would be aOt PhiYgher risk of exacerbations.
Steps 1 and 2
T C
In adults and adolescents with mild asthma, treatment with asN-Oneeded-only low dose ICS-formoterol reduces the risk
of severe dose ICS
efoxrasceevrberaetioenxsacbeyrbaabtoiount stw, wo-itthhirndoscclionmicpaallyreidm-wpDoitrhOtaSnAt BdiAff-eornelnyctereinatsmyemnpt,toamndciosnntroonl.-iTnhfeeriorisr ktoodf aeimlyelorgwency
dperepvaiortumselyntusviisnigtsSaAnBdAhoaslopnitea,liazsa-tnioenesdiesdreICduSc-feodrmRwoIiAttheLraosl-sniegendifeicdanICtlyS-rfeodrmucoetdertohlecorimskpoafresdevweirteh
daily ICS. In patients exacerbations
compared with daily ICS.
ATE
aTnredartemdeunctinwgitthhreergisuklaor fdaasiltyhmloaw-rdeolasteedIECeDSx,aMwceithrbaasti-onnese,dheodspSitAaBlizAa,tiisonhiagnhdlydeeffaetcht.ivHeoiwnerveedru,caindghearsetnhcmeawsiythmIpCtSomins
Stepthpeincgomupmiufnaitsythismpaoorer,mleaaivnisngunpacItoGienHntrTtsoltlaekdindgeSsApiBteA
alone good
and at increased risk of adherence and inhaler
exacerbations. technique
Before considering any step PuYp,Rfirst confirm that the symptoms are due to asthma and identify and address common
problems such as inhalerCteOchnique, adherence, allergen exposure and multimorbidity; provide patient education.
For adults and adolescents, the preferred Step 3 treatment is low dose ICS-formoterol as maintenance and reliever
therapy (MART). This reduces the risk of severe exacerbations compared with maintenance ICS-LABA controller
plus as-needed SABA, with similar or better symptom control. If needed, the maintenance dose of ICS-formoterol
can be increased to medium (i.e. Step 4). MART is also a preferred treatment option for children 6-11 years.
Other Step 3 options for adults, adolescents and children include maintenance ICS-LABA plus as-needed SABA or, for children 6-11 years, medium dose ICS plus as-needed SABA.
For children, try other controller options at the same step before stepping up.
ICS-formoterol should not be used as the reliever for patients taking a different ICS-LABA maintenance treatment, since clinical evidence for safety and efficacy is lacking.
3. Treating to control symptoms and minimize future risk
51
Stepping down to find the minimum effective dose Once good asthma control has been achieved and maintained for 2-3 months, consider stepping down gradually to
find the patient's lowest treatment that controls both symptoms and exacerbations Provide the patient with a written asthma action plan, monitor closely, and schedule a follow-up visit. Do not completely withdraw ICS unless this is needed temporarily to confirm the diagnosis of asthma. For all patients with asthma, provide asthma education and training in essential skills Provide inhaler skills training: this is essential for medications to be effective, but technique is often incorrect Encourage adherence with controller medication, even when symptoms are infrequent. Provide training in asthma self-management (self-monitoring of symptoms and/or PEF, written asthma action plan
and regular medical review) to control symptoms and minimize the risk of exacerbations.
For patients with one or more risk factors for exacerbations
Prescribe provide a
ICS-containing written asthma
medication, action plan;
preferably from Track 1 options, i.e. and arrange review more frequently
with than
afosr-nloeUweT-drEeisdk
ICS-formoterol patients.
as
reliever;
Identify and address modifiable risk factors (e.g. smoking, low lung function, ovTeRr-IuBse of SABA).
Consider non-pharmacological strategies and interventions (e.g. smoking cessation advice, breathing exercises, some
atovoaidssainsct ewsitthrastyDemgISipetso)m.
control
and
risk
reduction,
Difficult-to-treat and severe asthma (see section 3E, p.104)
OR
Patients with poor symptom control and/or exacerbations despiteOmPeYdium or high dose ICS-LABA treatment should
be assessed for contributing factors, and asthma treatment oTptiCmized.
If the problems continue or diagnosis is uncertain, refer consideration of add-on therapy including biologics.
toNaOspecialist
center
for
phenotypic
assessment
and
For all patients, use your own professional judgmen-t,DaOnd always check local eligibility and payer criteria
ASTHMA MEDICATIONS
RIAL
ATE
Categories of asthma When compared with
medications
medications usedEfDor
M
other
chronic
diseases,
most
of
the
medications
used
for
treatment
of
asthma have very favorable theraIpGeHutTic ratios (Appendix Chapter 5). The pharmacological options for long-term
treatmCenotnotrfoallsetrhmmeadfiacalltiinotnost:PhtYeheRfosellomweindgictahtrieoensmcaoinntacainteICgoSriaens:d are used to reduce airway inflammation, control
symptoms, and redCucOe future risks such as exacerbations and related decline in lung function.122 In patients with
mild asthma, controller treatment may be delivered through as-needed low dose ICS-formoterol, taken when
symptoms occur and before exercise. The dose and regimen of controller medications should be optimized to
minimize the risk of medication side-effects, including risks of needing oral corticosteroids (OCS).
Reliever medications: these are provided to all patients for as-needed relief of breakthrough symptoms, including during worsening asthma or exacerbations. They are also recommended for short-term prevention of exerciseinduced bronchoconstriction (EIB). Relievers are divided into as-needed low dose ICS-formoterol (the preferred reliever, but not if the maintenance controller contains a different ICS-LABA), or as-needed SABA. Over-use of SABA (e.g. dispensing of three or more 200-dose canisters in a year, corresponding to average use more than daily) increases the risk of asthma exacerbations.123,71 Reducing and, ideally, eliminating the need for SABA reliever is both an important goal in asthma management and a measure of the success of asthma treatment.
52
3. Treating to control symptoms and minimize future risk
Add-on therapies for patients with severe asthma (Section 3E, p.104): these may be considered when patients have persistent symptoms and/or exacerbations despite optimized treatment with high dose controller medications (usually a high dose of ICS plus a LABA) and treatment of modifiable risk factors (see Box 3-8, p.76).
Initial controller treatment
For the best outcomes, ICS-containing controller treatment should be initiated as soon as possible after the diagnosis of asthma is made, as the evidence suggests that:
Early initiation of low dose ICS in patients with asthma leads to a greater improvement in lung function than if
symptoms have been present for more than 2-4 years.204,205 One study showed that after this time, higher ICS
doses were required, and lower lung function was achieved.206
Patients not taking ICS who experience a severe exacerbation have a greater long-term decline in lung function
than those who are taking ICS.122
For patients with occupational asthma, early removal from exposure to the sensitizing agent and early controller
treatment increase the probability hyperresponsiveness.44,45
of
resolution
of
symptoms,
and
improvement
of
lungTfuEnction
and
airway
Starting treatment increases the risk
with SABA alone encourages of poor adherence when daily
pICaStieisntssutbosreeqguaerdntiltyapsrethsecirribmeadi.nRIaBsUthma
treatment,
and
Recommended options for initial controller treatment in adults and adolescents, baDsISedTon evidence (where available)
and consensus, are listed in 6-11 years are on p.58 and
Box 3-4A p.59. The
p(pa.t5ie5n)ta'snrdessphoonwsneinshBoouxld3b-4eBre(pvi.e5w6)e.dT,OhaRendcotrrreeastpmoenndtinsgterpepseodurdcoewsnfoornccheildgroeond
control is achieved. Recommendations for a stepwise approach to ongoOinPgYtreatment are found in Box 3-5 (p.61).
Does FeNO help in deciding whether to commence ICS?
T C
In studies mainly limited to non-smoking patients, FeNO >50 parNtsOper billion (ppb) has been associated with a good
sehviodret-ntecremthreersepfoonresedotoesICnSo.t19m6,e20a7nHtohwateivteisr,stahfeesewisthturdeiegsardd-idDtonOeoxt aecxearmbaintieonthsetolowngitehrh-oteldrmICrSiskinopf aetxieanctesrbwaitthionlosw. Sinuitciahl
fFoermNOot.eMrool rveerresucesnatsly-,nienetdweod1S2A-mBAonathndstvuedriseussinmmaiinldtReaInAsatLhnmceaI,CsSev, einredeepxeancdeerbnat toiof nbsasweelirneereindfluacmemd awtiothryacsh-naeraecdteedrisICticSs-
including FeNO.190,191
ATE
Consequently, in patients with a decision to start ICS, but cannot
dbieagunsoesdistoEoDdr esMcuisdpeeacgteadindsitatgrenaotsmiseonft
asthma, measurement of FeNO can with ICS. Based on past and current
support the evidence,
GINA recommends treatment with daIiGlyHloTw dose ICS or as-needed low dose ICS-formoterol for all patients with mild
asthma, to reduce the risk of serPioYuRs exacerbations.188-190,208,209
Personalized approach for adCjOusting asthma treatment in adults, adolescents and children 6-11 years old
Once asthma treatment has been commenced (Boxes 3-4A-D), ongoing treatment decisions are based on a
personalized cycle of assessment, adjustment of treatment, and review of the response. For each patient, in addition to
treatment of modifiable risk factors, controller medication can be adjusted up or down in a stepwise approach (Box 3-5A-
B) to achieve good symptom control and minimize future risk of exacerbations, persistent airflow limitation and
medication side-effects. Once good asthma control has been maintained for 2-3 months, treatment may be stepped
down in order to find the patient's minimum effective treatment (Box 3-7, p.75).
People's ethnic and racial backgrounds may be associated with different responses to treatment. These are not necessarily associated with genetic differences.210 The contributors are likely to be multifactorial, including differences in exposures, social disadvantage, diet and health-seeking behavior.
If a patient has persisting uncontrolled symptoms and/or exacerbations despite 2-3 months of controller treatment, assess and correct the following common problems before considering any step up in treatment:
Incorrect inhaler technique
3. Treating to control symptoms and minimize future risk
53
Poor adherence Persistent exposure at home/work to agents such as allergens, tobacco smoke, indoor or outdoor air pollution, or
to medications such as beta-blockers or (in some patients) nonsteroidal anti-inflammatory drugs (NSAIDs) Comorbidities that may contribute to respiratory symptoms and poor quality of life Incorrect diagnosis.
ASTHMA TREATMENT TRACKS FOR ADULTS AND ADOLESCENTS
In the main treatment figure for adults and adolescents (Box 3-5A, p.61), the options for ongoing treatment are shown as two treatment `tracks', with the key difference being the medication that is used for symptom relief: as-needed low dose ICS-formoterol in Track 1 (preferred), and as-needed SABA in Track 2.
The reasons for showing treatment in two tracks are, first, to show clinicians how treatment can be stepped up and down using the same reliever at each step, and second, to show that SABA is the appropriate reliever for patients prescribed ICS-non-formoterol-LABA maintenance treatment.
Track 1: The reliever is as-needed low dose ICS-formoterol. This is the preferred appUrToaEch recommended by GINA
for adults and adolescents, because using reliever' or AIR) reduces the risk of severe
eloxwacdeorsbeatIiConSs-fcoormmoptaerreodl awsitrhelrieegviemr e(snosmTweRittIhiBmSeAsBcAallaesdr`ealnietiv-einrf,lawmithmsaitmoriylar
symptom control.
DIS
With this approach, when a patient at any treatment step has asthmaOsRymptoms, they use low dose ICS-
fIonrSmtoetpesro3l-in5,apsaitniegnletsinahlsaoletrafkoer IsCySm-pfotormmorteelrioefl aasndthteoirpdroaviliydCecoOthnPetrYiorlalenrtti-rienafltammemnta; ttoorgyetthheerra, pthyi.s is called
`maintenance and reliever therapy' or `MART'.
NOT
Tasrathcmka2:isTshteabrleeliwevitehrgiosoadsa-ndeheedreendceSAanBdAn. oTheixsaicsearbnaat-iltoeDnrOsnaotnivteheapirpcruorarcehntifthTerraacpky1. Hisonwoetvpeor,ssbiebfloer,eopr rifeascpriabtiinegnta's
regimen therapy,
with SABA reliever, consider whether the as otherwise they will be at higher risk of
eRpxaIaAticLeenrtbiastiloiknesly.
to
be
adherent
with
their
ICS-containing
controller
In Step 1, the patient takes a SABA andAaTElow dose ICS together for symptom relief when symptoms occur (in a
cInomStbeipnsat2io-n5,inahSalAerB,Aor(awloithneth) eisIuCEsSDedtaMfkoernsyrimghpttoamfterretlhieef,SaAnBdAth).e patient takes ICS-containing controller
medication regularly every dIaGyH. T
Doruirtincganonbgeosinwgitctrheeadtmbeentwt,eterenPattYrmaRceknst,caacncoberdsintegptpoetdheupinodirvdidouwanl
along one track, using the same patient's needs and preferences.
reliever
at
each
step,
CO
Before stepping up, check for common problems such as incorrect inhaler technique, poor adherence, and
environmental exposures, and confirm that the symptoms are due to asthma (Box 2-4, p.43).
Underneath the two treatment tracks for adults and adolescents are some additional controller options, that either have limited indications, or for which there is less evidence for their safety and/or efficacy, compared with the treatments in Tracks 1 and 2.
54
3. Treating to control symptoms and minimize future risk
Box 3-4A. Initial asthma treatment - recommended options for adults and adolescents
Presenting symptoms
Preferred INITIAL treatment (Track 1)
Alternative INITIAL treatment (Track 2)
Infrequent asthma symptoms, e.g. less than twice a month and no risk factors for exacerbations, including no exacerbations in the last 12 months (Box 2-2B, p.36)
As-needed low dose ICSformoterol (Evidence B)
Low dose ICS taken whenever SABA is taken, in combination or separate inhalers (Evidence B)
Asthma symptoms or need for reliever twice a month or more
As-needed low dose ICSformoterol (Evidence A)
Low dose ICS with as-needed SABA (Evidence A). Before choosing this option, consider likely adherence with daily ICS.
Troublesome asthma symptoms most days (e.g. 4-5 days/week);
Low dose ICS-formoterol maintenance and reliever therapy
SLoAwBAdo(EsevidICeSnUc-LTeAEAB),AOwRith as-needed
or waking due to asthma once a (Evidence A)
Medium dToRsIeBICS with as-needed SABA
week or more, especially if any risk factors exist (Box 2-2B, p.36)
(wEitvhiddDeanIiSclyecAo)n.trCoollnesr.ider likely adherence
Initial asthma presentation is with Medium dose ICS-formoterol
YMOeRdium or high dose ICS-LABA
severely uncontrolled asthma, or with an acute exacerbation
maintenance (Evidence D).
AansdhorertliceovuerrsethoefroarpCayOl P
(Evidence D) with as-needed SABA. Consider likely adherence with daily
corticosteroids may also be NneOeTded.
controller. A short course of oral corticosteroids may also be needed. High
- DO
dose ICS with as-needed SABA is another option (Evidence A) but adherence is poor
RIAL
compared with combination ICS-LABA.
Before starting initial controller treatment ATE
Record Record
evidence for the patient's
ltehveedl ioafgsnyomsipstoomf EacDsothnMmtroal.
and
risk
factors,
including
lung
function
(Box
2-2,
p.36).
Consider factors influencing choIGiceHTbetween available treatment options (Box 3-3, p.50), including likely
adherence with Ensure that the
pdaatiliyenctocnatrnoPlulYesRre,
particularly the inhaler
if the reliever correctly.
is
SABA.
Schedule an appointmeCnOt for a follow-up visit.
After starting initial controller treatment
Review patient's response (Box 2-2, p.36) after 2-3 months, or earlier depending on clinical urgency. See Box 3-5 (p.61) for recommendations for ongoing treatment and other key management issues. Check adherence and inhaler technique frequently. Step down treatment once good control has been maintained for 3 months (Box 3-7, p.75).
ICS: inhaled corticosteroids; LABA: long-acting beta2-agonist; SABA: short-acting beta2-agonist. This table is based on evidence from available studies and consensus, including considerations of cost and likely adherence with controller therapy. See also Box 3-4B (p.56) for where to start on the main treatment figure for adults and adolescents. See Box 3-6, p.63 for low, medium and high ICS doses for adults and adolescents.
3. Treating to control symptoms and minimize future risk
55
Box 3-4Bi. Selecting initial controller treatment in adults and adolescents with a diagnosis of asthma (V1)
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; LAMA: long-acting muscarinic antagonist; MART: maintenance and reliever therapy with ICS-formoterol; OCS: oral corticosteroids; SABA: shortacting beta2-agonist. See Box 3-6, p.63 for low, medium and high ICS doses for adults and adolescents.
56
3. Treating to control symptoms and minimize future risk
Box 3-4Bii. Selecting initial controller treatment in adults and adolescents with a diagnosis of asthma (V2)
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; MART: maintenance and reliever therapy with ICS-formoterol; OCS: oral corticosteroids; SABA: short-acting beta2-agonist See Box 3-6, p.63 for low, medium and high ICS doses for adults and adolescents.
3. Treating to control symptoms and minimize future risk
57
Box 3-4C. Initial asthma treatment - recommended options for children aged 6-11 years
Presenting symptoms
Preferred INITIAL treatment
Infrequent asthma symptoms, e.g. less than twice a month and no risk factors for exacerbations (Box 22B, p.36)
As-needed SABA
Other options include taking ICS whenever SABA is taken, in combination or separate inhalers.
Asthma symptoms or need for reliever twice a month or more, but less than daily
Low dose ICS with as-needed SABA (Evidence A), or
Other options include daily LTRA (less effective than ICS, Evidence A), or taking ICS whenever SABA is taken in combination or separate inhalers (Evidence B). Consider likely adherence with controller if reliever is SABA.
Troublesome asthma symptoms most Low dose ICS-LABA with as needed SABA (Evidence A), OR
days (e.g. 4-5 days/week); or waking due to asthma once a week or more,
Medium dose ICS with as-needed SABA (EvUidTeEnce A), OR
especially if any risk factors exist (Box 2-2B)
VeryOltohwer dooptsioenIsCiSn-cflourdmeolotewrodlomseaIiCntSenwaTitnRhcIdeBaailny dLTreRlAie,vweirth(EavsidneenecdeeBd )SABA.
DIS
Initial asthma presentation is with severely uncontrolled asthma, or with
Start regular SABA or low
cdoonsteroIlCleSr -tfroeramtmoteenrot lOwmiRthaimnteedniaunmcedoasned
ICS-LABA with as-needed reliever (MART). A short
an acute exacerbation
course of OCS may also beOnPeeYded.
Before starting initial controller treatment
T C
Record evidence for the diagnosis of asthma, if possibleN. O
Record the child's level of symptom control and ris-kDfaOctors, including lung function (Box 2-2, p.36, Box 2-3, p.37).
CEnosnusrideetrhfaatctthoerschinilfdluecanncinugsechthoeicienhbaeltewreceonrRraeIvcAatlLyila. ble treatment options (Box 3-3, p.50).
Schedule an appointment for a follow-upAvTiEsit.
After starting initial controller treatmEenDt M
Review child's response (BoIxG2H-2T, p.36) after 2-3 months, or earlier depending on clinical urgency.
See Box 3-5B (p.62) Step down treatment
foonrPcrYeecRgoomomd ecnodntartoiol nhsasfobreoenngmoinaginttareinaetmd efonrt
and other 3 months
key management (Box 3-7, p.75).
issues.
CO
ICS: inhaled corticosteroids; LABA: long-acting beta2-agonist; LTRA: leukotriene receptor antagonist; OCS: oral corticosteroids; SABA: short-acting
beta2-agonist.
This table is based on evidence from available studies and consensus, including considerations of cost. See also Box 3-4D (p.59) for where to start on the main treatment figure for children 6-11 years. See Box 3-6, p.63 for low, medium and high ICS doses in children.
58
3. Treating to control symptoms and minimize future risk
Box 3-4Di. Selecting initial controller treatment in children aged 6-11 years with a diagnosis of asthma (V1)
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
BUD-FORM: budesonide-formoterol; ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; LTRA: leukotriene receptor antagonist; MART: maintenance and reliever therapy with ICS-formoterol; OCS: oral corticosteroids; SABA: short-acting beta2-agonist. See Box 3-6, p.63 for low, medium and high ICS doses in children.
3. Treating to control symptoms and minimize future risk
59
Box 3-4Dii. Selecting initial controller treatment in children aged 6-11 years with a diagnosis of asthma (V2)
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
BUD-FORM: budesonide-formoterol; ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; MART: maintenance and reliever therapy with ICS-formoterol; OCS: oral corticosteroids; SABA: short-acting beta2-agonist. See Box 3-6, p.63 for low, medium and high ICS doses in children.
60
3. Treating to control symptoms and minimize future risk
Box 3-5A. Personalized management for adults and adolescents to control symptoms and minimize future risk
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
HDM: house dust mite; ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; LAMA: long-acting muscarinic antagonist; LTRA: leukotriene receptor antagonist; OCS: oral corticosteroids; SABA: shortacting beta2-agonist; SLIT: sublingual immunotherapy. For recommendations about initial asthma treatment in adults and adolescents, see Box 3-4A (p.55) and 3-4B (p.56). See Box 3-6, p.63 for low, medium and high ICS doses for adults and adolescents.
3. Treating to control symptoms and minimize future risk
61
Box 3-5B. Personalized management for children 6-11 years to control symptoms and minimize future risk
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
BUD-FORM: budesonide-formoterol; ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; LTRA: leukotriene receptor antagonist; MART: maintenance and reliever therapy with ICS-formoterol; OCS: oral corticosteroids; SABA: short-acting beta2-agonist. For initial asthma treatment in children aged 6-11 years, see Box 3-4C (p.58) and Box 3-4D (p.59) See Box 3-6, p.63 for low, medium and high ICS doses in children.
62
3. Treating to control symptoms and minimize future risk
Box 3-6. Low, medium and high daily metered doses of inhaled corticosteroids (alone or with LABA)
This is not a table of equivalence, but instead, suggested total daily doses for `low', `medium' and `high' dose ICS options for adults/adolescents (Box 3-5A, p.61) and children 6-11 years (Box 3-5B, p.62), based on product information. Few data are available for comparative potency, so this table does NOT imply potency equivalence. Doses may differ by country, depending on local products, regulatory labelling and clinical guidelines or, for one product, with addition of a LAMA to an ICS-LABA.211
Low dose ICS provides most of the clinical benefit of ICS for most patients with asthma. However, ICS responsiveness
varies between patients, so some patients may need medium dose ICS if their asthma is uncontrolled, or they have
ongoing exacerbations, despite good adherence and correct technique with low dose ICS (with or without LABA). High
dose ICS (in combination with LABA or separately) is needed by very few patients, and its long-term use is associated
with an increased risk of local and systemic side-effects, which must be balanced against the potential benefits.
Daily doses in this table are shown as metered doses. See product information for deliveUreTdEdoses.
Adults and adolescents (12 years and older)
TRIB
Inhaled corticosteroid
TotaLlodwaiDlyISICS
dose (mcg) Medium
-
see
notes above High
Beclometasone dipropionate (pMDI, standard particle, HFA)
200O-5R00
>500-1000
>1000
Beclometasone dipropionate (DPI or pMDI, extrafine particle, HFA)
COP1Y00-200
200-400
>200-400 >400-800
>400 >800
Budesonide (DPI, or pMDI, standard particle, HFA) Ciclesonide (pMDI, extrafine particle, HFA)
NOT 80-160
>160-320
>320
Fluticasone furoate (DPI)
- DO
100
200
Fluticasone Fluticasone
propionate propionate
(DPI) (pMDI,
standard
particle,
HRFIAAL)
100-250 100-250
>250-500 >250-500
>500 >500
Mometasone furoate (DPI)
ATE
Depends on DPI device - see product information
Mometasone furoate (pMDI, standard pEaDrticMle, HFA)
200-400
>400
CBheicldlormenet6a-s1o1neyedaiprrsop-iosneaeteno(pteMsDIGaI,bHsoTtvaend(faorrdcphailrdtircelne,5HyFeAa)rs
and
younger, see 100-200
Box
6-6, p.166) >200-400
>400
Beclometasone dipropionateP(pYMRDI, extrafine particle, HFA)
50-100
>100-200
>200
Budesonide (DPI)
CO
100-200
>200-400
>400
Budesonide (nebules)
250-500
>500-1000
>1000
Ciclesonide (pMDI, extrafine particle*, HFA)
80
>80-160
>160
Fluticasone furoate (DPI)
50
n.a.
Fluticasone propionate (DPI)
50-100
>100-200
>200
Fluticasone propionate (pMDI, standard particle, HFA)
50-100
>100-200
>200
Mometasone furoate (pMDI, standard particle, HFA)
100
200
DPI: dry powder inhaler; HFA: hydrofluoroalkane propellant; ICS: inhaled corticosteroid; LABA: long-acting beta2-agonist; LAMA: long-acting muscarinic antagonist; n.a. not applicable; pMDI: pressurized metered dose inhaler; ICS by pMDI should preferably be used with a spacer.
For new preparations, including generic ICS, the manufacturer's information should be reviewed carefully, as products containing the same molecule may not be clinically equivalent. For more detailed discussion see Raissy et al.123 Combination inhalers that include a long-acting muscarinic antagonist (LAMA) may have different ICS dosing - see product information.
3. Treating to control symptoms and minimize future risk
63
Choice of medication, device and dose
In clinical practice, the choice of medication, device and dose for controller and reliever should be based for each individual patient on assessment of symptom control, risk factors, patient preference, and practical issues (cost, ability to use the device, and adherence) (Box 3-3, p.50). It is important to monitor the response to treatment and any sideeffects, and to adjust the dose accordingly (Box 3-5, p.61). Once good symptom control has been maintained for 2-3 months, the ICS dose should be carefully titrated to the minimum dose that will maintain good symptom control and minimize exacerbation risk, while reducing the potential for side-effects (Box 3-7, p.75). Patients who are being considered for a high daily dose of ICS (except for short periods) should be referred for expert assessment and advice, where possible (Chapter 3E, p.104). There is currently insufficient good quality evidence to support use of extra-fine particle ICS aerosols over others.212 More detail about asthma medications is provided in Appendix Chapter 5 (adults and adolescents: Part 5A; children 6-11 years: Part 5B).
Below is more detail about the evidence for each of the treatments shown in Box 3-5A and 3-5B. Clinicians should check
laodcoalleeslcigeinbtislitsyhaonudldpraeyceerivceritaenriaICbSe-fcoorentpariensincgribcionngt.roAllsers,hinocwonrpinortahteesdeafsigupraerts,oGf tIhNeApraetcieonmtU'msTpeEenrdssotnhaalitzaeldl aadsuthltms aand
amsa-nnaeegdeemdenlotw. TdhoeseICISC-Sc-ofnotraminoitnegroml feodricsaymtiopntosmhoruelldiebf.eBtoaxke3n-6e(vpe.r6y3d) aliystosrs, uinggmeisldteadsTtlRohwmIB,am, aendiaulmterannadtivheigihs
to take doses for
several different ICS formulations.
DIS
ASTHMA TREATMENT STEPS
OR
GINA treatment recommendations for adults, adolescents and children wOePrYe updated in 2021 after a review of evidence
for Steps 1-5. The treatment figure with the key difference between the
for adults and `tracks' being
tahdeotlyepsceeonftsre(lBieovOxeTr3(-Cl5oAw,
p.61) dose
shows treatment ICS-formoterol or
options SABA;
in two `tracks', see p.54).
Track 1, efficacy,
with as-needed low dose ICS-formoterol effectiveness and safety for lower risk of
assevtheerereelxieaDvcOeerr,bNiastitohnesp, rweiftehrrseimd ialaprpsroymacphto, bmacsoendtoronl
evidence for compared with
controller medications plus as-needed SABA in TraEckR2IA. L -
STEP 1
MAT
Preferred Step 1 treatment for adults andTEaDdolescents: low dose combination ICS-formoterol taken as needed for
relief of symptoms, and if needed beIfGoHre exercise (Track 1)
GINA Step 1 recommendations ParYeRfor:
Ignriotiuapl athstahtmisaratrreealytmsCetunOdtieindpatients with symptoms less than twice a month and no exacerbation risk factors, a
Step-down treatment for patients whose asthma is well-controlled on regular ICS or LTRA
Use of low dose ICS-formoterol as needed for symptom relief in Step 1 for adults and adolescents (Evidence B) is supported by indirect evidence for a reduction in risk of severe exacerbations compared with as-needed SABA alone, from a large double-blind study188 and an open-label study190 in patients who were eligible for Step 2 therapy (see below), and by direct evidence from two studies for stepping down from maintenance controller treatment.213
Four large studies showed a similar or greater reduction in severe exacerbations compared with daily ICS, with no clinically important difference in symptom control or lung function.173,174,180,182 For patients previously taking SABA alone, the risk of severe exacerbations was 26% lower with as-needed ICS-formoterol compared with daily ICS;213 it was also significantly lower than with daily ICS in an open-label study in patients previously taking SABA alone.190
Among patients stepping down from regular ICS or LTRA, as-needed ICS-formoterol was associated with a similar213 or greater209 reduction in severe exacerbations compared with taking daily ICS. Findings were similar in the adolescent subgroup.214 No new safety signals were seen with as-needed budesonide-formoterol in mild asthma.189-191,215,216
64
3. Treating to control symptoms and minimize future risk
The most important considerations for GINA in extending the recommendation for as-needed low dose ICS-
formoterol to Step 1 were:
Patients with few interval asthma symptoms can still have severe or fatal exacerbations.160 GINA recommends
assessing and addressing risk factors for exacerbations as well as symptom control (Box 2-2).
The historic distinction between so-called `intermittent' and `mild persistent' asthma is arbitrary, with no evidence
of difference in response to ICS.162 A large reduction in risk of severe exacerbations with as-needed ICS-
formoterol compared with as-needed SABA was seen even in patients with SABA use twice a week or less at
baseline.190
A post hoc analysis of one study found that a single day with increased as-needed budesonide-formoterol
reduced the short-term (21-day) risk of severe exacerbations compared to as needed SABA alone, suggesting
that timing of use of ICS-formoterol is important.75
In patients with infrequent symptoms, adherence with prescribed daily ICS is very poor,217 exposing them to
risks of SABA-only treatment if they are prescribed daily ICS plus as-needed SABA
There is a lack of evidence SABA-only treatment were
for the based
safety on the
or efficacy of SABA-only assumption that patients
wtreithatmmieldnta. sHthiUsmtToaEricworeucldomnomtebnednaetfioitnfrsofmorICS
Taking airway
SABA regularly for as little as one week significantly increases hyperresponsiveness and airway inflammation, and decreases
ebxroenTrccRihsIoBed-iinladtuocr eredsbproonnsceh.o21c8onstriction,
Even modest over-use of SABA (indicated by dispensing of 3 or more D20IS0-dose canisters a year) is associated
with increased risk of severe exacerbations123 and, in one study, aOstRhma mortality.71
An important consideration avoid conflicting messages
finoraGstIhNmAaweadsutcoaatiovoni.dPerestvaiobulisshlyin,OpgPaptYaietnietsntwreelrieanincietiaolnly
SABA, and the priority to provided only with SABA
for
symptom relief, but later, despite this treatment in order to reduce their SABA use, they needed
btoeitnagkeeOfafTedcCativilye
from the patient's perspective, controller even when they had
they were told no symptoms.
that
Recommending that all patients should be providedOwNith a controller from the start of therapy (including, in mild
raesltiehfmaan,dthreiskopretidouncotifoans,-annededmeadyICavSo-fidoremsotatebLrlios-lh)Dianlglopwasticeonnt sreislitaennct emoenssSaAgBinAg
about the need for both symptom as their main asthma treatment.
Practice points for as-needed ICS-formoterol in mERildIAasthma
T16h0e/4u.s5u),atladkoesnewohfeanse-vneerendeeeddbeuddfeosrosnyimdep-MtfoomArmTroetleierof.lTinhemmildaaxsimthumma
is a single inhalation of 200/6 mcg (delivered dose recommended dose of as-needed budesonide-
formoterol in a single day correspondsTtEoDa total of 72 mcg formoterol (54 mcg delivered dose). However, in RCTs in
mild asthma, Chapter 5 for
such high usage an illustration of
rwealesIvGraaHnrtemlyesdeiecant,iownitshaanvderdaogseesu.se
around
3-4
doses
per
week.188-190
See
Appendix
Rinsing the mouth is not gePnYeRrally needed after as-needed use of low dose ICS-formoterol, as this was not required
in any of the mild asthmaCsOtudies (or in MART studies), and there was no increase in risk of oral thrush.216
ICS-formoterol formulations other than budesonide-formoterol have not been studied for as-needed-only use, but
beclometasone-formoterol may also be suitable. Both of these medications are well-established for as-needed use
within maintenance and reliever therapy in GINA Steps 3-5.193
For pre-exercise use in patients with mild asthma, one 6-week study showed that use of low dose budesonideformoterol for symptom relief and before exercise reduced exercise-induced bronchoconstriction to a similar extent as regular daily low dose ICS with SABA for symptom relief and before exercise.219 More studies are needed, but this study suggests that patients with mild asthma who are prescribed as-needed ICS-formoterol to prevent exacerbations and control symptoms can use the same medication prior to exercise, if needed, and do not need to be prescribed a SABA for pre-exercise use (Evidence B).
Alternative Step 1 treatment options for adults and adolescents (Track 2)
Low dose ICS taken whenever SABA is taken (Evidence B): There is much less evidence about the safety and efficacy of this approach than for as-needed ICS-formoterol, but it may be an option in countries where ICS-formoterol is not available or affordable. In Step 1, the evidence for this strategy is indirect, from studies with separate or combination ICS
3. Treating to control symptoms and minimize future risk
65
and SABA inhalers in patients eligible for Step 2 treatment (see below).220-223 In making this recommendation, the most important considerations were reducing the risk of severe exacerbations, and the difficulty of achieving good adherence with regularly prescribed ICS in patients with infrequent symptoms.
Regular daily low dose ICS has been suggested by GINA since 2014 for consideration in Step 1, for patients with symptoms less than twice a month, to reduce the risk of exacerbations. This was based on indirect evidence from studies in patients eligible for Step 2 treatment162,215,224 (Evidence B). However, patients with symptoms less than twice a month are extremely unlikely to take ICS regularly even if prescribed, leaving them exposed to the risks of SABA-only treatment, so for feasibility reasons, this regimen is no longer recommended for general use in such patients.
Step 1 treatment options for children 6-11 years
Possible controller options for this age-group include taking ICS whenever SABA is taken, based on indirect evidence
from Step 2 studies with separate inhalers in children and adolescents. One of these studies showed substantially fewer
exacerbations compared with SABA-only treatment,221 and another showed similar outcomes as physician-adjusted
treatment but for this age-gr
with oup
lower average ICS dose223 (Evi (Evidence B), but the likelihood
dence B). Regular of poor adherence
ICS in c
with as hildren
-wniethedinefdreSqUuAeBTnEAt
is sy
also a possible mptoms should
opti be
on
taken into account.
TRIB
There have been no studies of as needed-only ICS-formoterol in SABA-only treatment are also relevant to children and should be
cchoinldsrideenraegdewdh6e-nD1iI1nSiytieaatirnsg.
However, concerns around Step 1 treatment (see other
controller options for children below).
OR
Not recommended
OPY
GINA no longer recommends SABA-only treatment of asthma inTaCdults or adolescents. Although inhaled SABAs
are highly effective for the quick relief of asthma symptoms,225 paNtiOents whose asthma is treated with SABA alone
(compared healthcare
with ICS) are at (Evidence A),227
increas even if
ethderyishkaovfeagsothomd as-yrmelpattoe-mdDdcOeoantthro(lE.2v28idTehnec
e r
A) isk
71,2
of
26 and urgent asthma-r asthma exacerbations
elated and m
ortal
ity
increases incrementally with higher SABA use, regular SABA in patients with newly diagnosed
iansctlhumdRianIAgsLhinowpaetdiewntosrstreeoatuetdcowmitehsSaAnBdAloawloenr elu.7n1gOfunnecltoionng-tthearmn instupdaytieonfts
who were treated with daily low dose ICS from thAeTsEtart.229
Isnymadputoltms,sin; hhoawleedvaenr,titchheoslienearggeicntasgheanvtse laikEselDoipwrMaetrroopnisuemt oafraecptiootnenthtiaanl ainlthearnleadtivSeAsBtoA.SOArBaAl SfoArBrAouatinndetrheelioepf hoyflalinsethhmaave
raishkigohfesrervisekreoef xsaidcee-rebfafeticotnssawndithartheensIoGetHrreeTlcieovmemr meneddeicda.tNioonsloinngp-atetiremntssanfeottyaslstuodtiaeksinhgavICe Sb.eUensepeorffolornmge-adcttoinagssess the
mexuasccearrbinaitcioannst.a23g0onists (LAMCAO) PinYaRsthma without concomitant ICS is associated with an increased risk of severe
The rapid-onset LABA, formoterol, is as effective as SABA as a reliever medication in adults and children,231 and
reduces the risk of severe exacerbations by 15-45% compared with as-needed SABA,232-234 but use of regular or
frequent LABA without ICS is strongly discouraged because of the risk of exacerbations130,235 (Evidence A).
STEP 2
Preferred Step 2 treatment for adults and adolescents: low dose ICS-formoterol, taken as-needed for relief of symptoms and, if needed, before exercise (Track 1)
The current evidence for this combination controller + reliever treatment is with low dose budesonide-formoterol: A large double-blind study in mild asthma found a 64% reduction in severe exacerbations compared with SABAonly treatment,188 with a similar finding in an open-label study in patients with mild asthma previously taking SABA alone.190 (Evidence A).
66
3. Treating to control symptoms and minimize future risk
Two large double-blind studies in mild asthma showed as-needed budesonide-formoterol was non-inferior for severe exacerbations compared with regular ICS.188,189
In two open-label randomized controlled trials, representing the way that patients with mild asthma would use as-needed ICS-formoterol in real life, as-needed budesonide-formoterol was superior to maintenance ICS in reducing the risk of severe exacerbations190,191 (Evidence A).
In all four studies, the as-needed ICS-formoterol strategy was associated with a substantially lower average ICS dose than with maintenance low dose ICS.173,174,180,182
Clinical outcomes with as-needed ICS-formoterol were similar in adolescents as in adults.214
A post hoc analysis of one study188 found that a day with >2 doses of as-needed budesonide-formoterol reduced the short-term (21 day) risk of severe exacerbations compared to as needed terbutaline alone, suggesting that timing of use of ICS-formoterol is important.75
A Cochrane review provided moderate to high certainty evidence that as-needed ICS-formoterol was clinically
effective in adults and adolescents with mild asthma, significantly reducing important clinical outcomes including
need for oral corticosteroids, severe admissions compared with daily ICS
exacerbation rates, (Evidence A).163,216
and
emergency
departUmTeEnt
visits
or
hospital
No new safety signals were seen with as-needed budesonide-formoterol inTRmIiBld asthma.189-191,215
ThemosTthiemnpeoerdtatontpcreovnesnidt seeravteiroenesxfaocreGrbIaNtAionins minapkaintigenthtsiswreithcommilmdeonrdinaftrioeDnqIuSfoerntassy-nmepetdoemdsI;CthSe-fsoermcaonteoroclc,uwrewreit:h
unpredictable triggers such as viral infection, allergen exposure, pOolRlution or stress.
The desire to adherent with
avoid the need for daily prescribed ICS, leaving
ICS in patients them exposed
twoitthhemriOilsdkPasYsothf mSAa,BwAh-oonilny
clinical practice treatment.
are
often
poorly
The greater reduction in severe exacerbations with as-neTedCed ICS-formoterol compared with daily ICS among
patients previously taking SABA alone; with no signifiNcaOnt difference for patients with well-controlled asthma on
ICS The
or LTRA at baseline.190,213 very small differences in FEV1,
(~30-50
mL-)D, sOymptom
control
(difference
in
ACQ-5
of
~0.15
vs
minimal
cwliitnhicraelglyuilmarpIoCrStanwtedreiffecorennscidee0re.5d),toanbde sleyRsmsIpAitmLompo-rfrtaenet.dTayhses(me edaiffnerdeifnfecreesnwceer1e0n.6otdcauyms upleartiyveeaor)v1e88r,1t8h9ecompared
12-month studies. The primary outcoAmTeEvariable of one study188 was `well-controlled asthma weeks', but this
osyustcteommaetiwcaalslynboitacseodnsaidgearinesdtrtehEleiaDabMsle-nbeeecdaeudseICitSw-faosrmboatseerdolotrneaantmeeanrtliegrrocuopncbeepctaoufsaesmthumcah cleosnstrIoCl,Sawndaswas
permitted classified
ainsanowteweekllf-ocropnatIrGtoielHlneTtds.
on
ICS-formoterol
than
those
on
maintenance
ICS
before
the
week
was
FweaNs Onowsaigsnsifigicnaifnict adnifPtfleyYrerRendcueciendtrweaithtmbeontht eafsfe-ncet ewditehdabsu-ndeeesdoendidbeu-fdoermsoonteidreo-lfaonrmd omtearionltebnyabnacseeIlCinSe,eaonsdintohpehreils
or baseline CO FeNO.190,191
Because as-needed ICS-formoterol is the preferred treatment for both Steps 1 and 2 in adults and adolescents, these steps have been combined in the treatment figure (Box 3-5A, p.61) to avoid confusion.
Practice points for as-needed ICS-formoterol in mild asthma
The usual dose of as-needed budesonide-formoterol in mild asthma is a single inhalation of 200/6 mcg (delivered dose 160/4.5), taken whenever needed for symptom relief. Based on product information, the maximum recommended dose of budesonide-formoterol in a single day is a total of 72 mcg formoterol (54 mcg delivered dose). However, in the randomized controlled trials in mild asthma, such high usage was rarely seen, and average use of as-needed ICSformoterol was around 3-4 doses per week.188-191
Rinsing the mouth is not generally needed after as-needed use of low dose ICS-formoterol, as this was not required in any of the mild asthma studies (or MART studies), and there was no increase in risk of oral thrush.
Other ICS-formoterol formulations have not been studied for as-needed-only use, but beclometasone-formoterol may also be suitable. Both of these medications are well-established for as-needed use within maintenance and reliever
3. Treating to control symptoms and minimize future risk
67
therapy (MART) in GINA Steps 3-5.193 No new safety signals were seen in four studies with as-needed budesonideformoterol in mild asthma.189-191,215
For pre-exercise use in patients with mild asthma, one study showed that budesonide-formoterol taken as-needed and before exercise had similar benefit in reducing exercise-induced bronchoconstriction as daily ICS with SABA as-needed and pre-exercise.219 More studies are needed, but this suggests that patients with mild asthma who are prescribed asneeded ICS-formoterol to prevent exacerbations and control symptoms can use the same medication prior to exercise, if needed, and do not need to be prescribed a SABA for pre-exercise use (Evidence B).
Alternative Step 2 treatment for adults and adolescents: daily low dose ICS plus as-needed SABA (Track 2)
For regular daily low dose ICS plus as-needed SABA in patients with mild asthma, the burden of symptoms is low, so
the most important consideration was to reduce the risk of severe exacerbations. There is a large body of evidence from
RCTs and observational studies showing that the risks of severe exacerbations, hospitalizations and mortality are
substantially reduced with reduced215,224,226,236,237 (Ev
regular low dose ICS; symptoms idence A). Severe exacerbations
and exercise-induc are halved with low
eddosberoInCcShoecvoeTnnEsitnricptaiotnie
are nts
also with
symptoms 0-1 days increase in pre- and
paowste-ebkro.1n6c2 hInodailmateotraF-aEnValy%sisproefdliocntegdit,uidninaadluslttusdbiuets,nroetginulcahr iIlCdrSenwR,acIsBomUaspsaorceidatwedithwSithABaAvearlyonsem.2a3l8l
However,
when
prescribing
daily
ICS
for
a
1
patient
with
mild
asthma,
clinicians
shoDuIldSTbe
aware
that
adherence
with
maintenance ICS in the adherent with daily ICS,
ceoxmpomsuinngitythiesmexttoretmheelryislkoswo. fTShAeyBAsh-oonullydtcreoantsmideenrt.thOe Rlikelihood
that
the
patient
will
be
poorly
Over-use of SABA, indicated by dispensing of three or more 200-dose cOanPiYsters of SABA in a year (i.e. average use
more than daily), is associated with an increased risk of severe T C exacerbations71,133 and, in one study, with increased
mortality,71 even in patients also taking ICS-containing controllerN. O
Other Step 2 treatment options for adults and adolescents - DO
Low dose formoterol
ICS taken whenever is not available, and
SthAeBpAatiisenutseisdu(ninlikceolymRtboIinAtaaLktieonreogruslaerpaICraSt.eTinhheaelevrisd)eniscaenisotfhroemr otpwtioonstiuf daise-sneineaddeudltIsCaSn-d
two studies in children and difference in exacerbations
acdoomlepsacreendtsw,itwhitdhasileypAIaCTrSaE.te
or
combination
ICS
and
SABA
inhalers,220-222,239
showing
no
Leukotriene receptor antagonists (LTRA) aEreDleMss effective than ICS,240 particularly for exacerbations (Evidence A).
Bcoeufonrseelpleredsacbriobuintgthmeornistkeloufkanestu,rhoepaslyIthGchHpiarTotrfiecsesvioennatsls.
should consider In 2020, the US
its benefits and Food and Drug
risks, and patients should be Administration (FDA) required
a
boxed warning to be added abouPtYthRe risk of serious mental health adverse effects with montelukast.241
For adult or as the initial
amdaoilnetsecneanntcpeactioeCnnttOrsonlleort
previously using controller treatment, regular daily combination low dose treatment reduces symptoms and improves lung function compared with
ICS-LABA low dose
ICS alone.242 However, it is more expensive and does not further reduce the risk of exacerbations compared with ICS
alone242 (Evidence A). No comparison between regular and as-needed ICS-formoterol has been studied in patients
eligible for Step 2 treatment.
For patients with purely seasonal allergic asthma, e.g. with birch pollen, with no interval asthma symptoms, regular daily ICS or as-needed ICS-formoterol should be started immediately symptoms commence, and be continued for four weeks after the relevant pollen season ends (Evidence D).
Preferred Step 2 treatment for children 6-11 years
The preferred controller option for children at Step 2 is regular low dose ICS with as-needed SABA (see Box 3-6, p.63 for ICS dose ranges in children).
68
3. Treating to control symptoms and minimize future risk
Alternative Step 2 treatment for children 6-11 years
Another controller option for children is taking low dose ICS whenever SABA is taken, based on the results of two studies with separate ICS and SABA inhalers in patients aged between 5 years and 17 or 18 years.221,223 Interviews with parents indicated that those whose children were randomized to as-needed ICS+SABA felt more in control of their child's asthma than those whose children were randomized to physician-based adjustment.223
Another option is daily LTRA, which overall is less effective than ICS.240 The FDA warning about montelukast (above) also applies to its use in children.241
Not recommended
Sustained-release theophylline has only weak efficacy in asthma243-245 (Evidence B) and side-effects are common, and
may be life-threatening at higher doses.246 Use of long-acting muscarinic antagonists (LAMA) in asthma without
concomitant ICS is associated with an increased risk of severe exacerbations.230 Chromones (nedocromil sodium and
sodium cromoglycate) had burdensome daily washing
a favorable safety profile to avoid blockage; these
bmuetdloicwateioffnicsahcayv24e7-b24e9e(nEvdiidseconncetinAu)e, daTngEdlotbhaelliry.pMDI
inhalers
required
RIBU
STEP 3
DIST
Before considering a step up, check for common problems such as incoYrreOcRt inhaler technique, poor adherence, and
environmental exposures, and confirm that the symptoms are due tCoOaPsthma (Box 2-4, p.43).
Preferred (Track 1)
Step
3
treatment
for
adults
and
adolescents:
lowNdOosTe
ICS-formoterol
maintenance
and
reliever
therapy
Ftreoar tamdeunltts(aMnAdRaTd)o.lIensctheinstsre,gthimee`pnr,elfoewrreddo'sSetIeCpS3-foorpmtioon-teDirsoOll,oewitdhoesr ebuICdeSs-foonrimdeo-tfeorroml aostebroolthormbaeicnltoemnaentacseoanned-forermlieovteerrol,
is used as both the maintenance treatment and foRr sIAymL ptom relief.
In adult therapy
arendduacdeodleesxcaecnetrbpaattiioennstsawnidthpro1veidxeadcAesrTimbEailtaiornleivnetlhseopf raesvtihomusa
year, ICS-formoterol maintenance and reliever control at relatively low doses of ICS, compared
w(EitvhidaenfixceedAd).oIsneoopfeInC-Sla-bLeAlBsAtuadsiems tahinattEedDnidaMnncoet
treatment or a higher dose require a history of severe
of ICS, both with as-needed exacerbations, maintenance
SABA250-255 and reliever
therapy with ICS-formoterol also sIiGgnHifTicantly reduced severe exacerbations, with a lower average dose of ICS.250,256
Ffoormr poatetieronltsinparessincgrilbeeddaIyC,Sb-afPosreYmdRootnerporlomduacintteinnfoarnmceataionnd,
reliever therapy, the maximum recommended dose of is 72 mcg metered dose (54 mcg delivered dose) for
budesonide-formoterol anCdO48 mcg metered dose (36 mcg delivered dose) for beclometasone-formoterol.
ICS-formoterol should not be used as the reliever for patients taking a different ICS-LABA maintenance treatment, since clinical evidence for safety and efficacy is lacking.
Alternative Step 3 treatment for adults and adolescents: maintenance ICS-LABA plus as-needed SABA (Track 2)
Maintenance ICS-LABA with as-needed SABA: This is an alternative approach if MART is not possible, or if a patient's asthma is stable with good adherence and no exacerbations on their current therapy. For patients receiving maintenance ICS with as-needed SABA, adding LABA in a combination inhaler provides additional improvements in symptoms and lung function with a reduced risk of exacerbations compared with the same dose of ICS,257,258 (Evidence A) but there is only a small reduction in reliever use.259,260 However, before prescribing a regimen with SABA reliever, consider whether the patient is likely to be adherent with their ICS-containing controller therapy, as otherwise they will be at higher risk of exacerbations.
Currently approved combination ICS-LABA inhalers for Step 3 maintenance treatment of asthma include low doses of fluticasone propionate-formoterol, fluticasone furoate-vilanterol, fluticasone propionate-salmeterol, beclometasone-
3. Treating to control symptoms and minimize future risk
69
formoterol, budesonide-formoterol, mometasone-formoterol and mometasone-indacaterol (see Box 3-6, p.63). Effectiveness of fluticasone furoate-vilanterol over usual care was demonstrated for asthma symptom control in a large real-world study; there was no difference in risk of exacerbations.261,262
Other Step 3 controller options for adults and adolescents
For adult patients with allergic rhinitis and sensitized to house dust mite, with suboptimally controlled asthma despite low to high dose ICS, consider adding sublingual allergen immunotherapy (SLIT), provided FEV1 is >70% predicted.263,264 (see p.77).
Another option for adults and adolescents is to increase ICS to medium dose146 (see Box 3-6, p.63), but at a group level this is less effective than adding a LABA265,266 (Evidence A). Other less efficacious options are low dose ICS-containing therapy plus either LTRA267 (Evidence A) or low dose, sustained-release theophylline268 (Evidence B). See note above about the FDA warning for montelukast.241
Preferred Step 3 treatment for children 6-11 years
TE
Ipnrecfheirlrderedno,patfiotenrscahteackpinogpuinlahtaiolenrletevcehl:ntioquinecarenadsaedIhCeSretnocme,eadniudmtredoastieng(smeeodBifoiaxb3le-6r,ispRk.6IfBa3cU),t2o6r9s(,Ethveidreenacree Ath)roerechange
to combination low dose and reliever therapy with
ICS-LABA a very low
(Evidence A),270 both with as-needed SABA dose of ICS-formoterol (Evidence B).271 In a
rleaDlriIgeSevTesrt,uodrytoofscwhiitlcdhretno
maintenance aged 4-11 years
waliothnea fhoirsstoervyeoref aenxaecxearcbeartbioantiso,nwiniththneopdreiffveioreunscyeeianr,scyommpbtoinmatcioonntIrColSo-rLAreBliAeOvweRar susneo.n27-2inIfnercihoirldtoretnh,eassaimngeledostsuedoyfoIfCS
maintenance and reliever therapy with very low dose budesonide-formoOteProYl (100/6 metered dose, 80/4.5 mcg delivered
dose for both maintenance and reliever) showed a large budesonide-formoterol with SABA reliever, or compared
wreidthuchtiigohneOirnTdeoCxsaecIeCrbSa.2ti7o1ns
compared
with
the
same
dose
of
Individual children's responses vary, so the other controller opOtioNns above should be tried before considering Step 4
treatment.273
L - D
Other Step 3 In children,
ttrheeartemiesnlitttolepteiovnidsefnocrechfoilrdaredndi6n-g1L1TyReAarEtsoRloIAw
dose
ICS.267
The
FDA
warning
about
montelukast
(above)
also applies to its use in children.241
MAT
STEP 4
TED IGH
Although at a group level most bPeYneRfit from ICS is obtained at low dose, individual ICS responsiveness varies, and some
patients whose asthma is unCcoOntrolled on low dose ICS-LABA despite good adherence and correct inhaler technique
may benefit from increasing the maintenance dose to medium. High dose ICS is no longer recommended at Step 4.
Before stepping up, check for common problems such as incorrect inhaler technique, poor adherence, and environmental exposures, and confirm that the symptoms are due to asthma (Box 2-4, p.43).
Preferred Step 4 treatment for adults and adolescents: medium dose ICS-formoterol maintenance and reliever therapy (Track 1)
For adult and adolescent patients, combination ICS-formoterol as maintenance and reliever treatment is more effective in reducing exacerbations than the same dose of maintenance ICS-LABA or higher doses of ICS254 (Evidence A). The greatest reduction in risk was seen in patients with a history of severe exacerbations,193 but MART was also significantly more effective than conventional best practice in open label studies in which patients were not selected for greater exacerbation risk.223 In Step 4, the MART regimen can be prescribed with medium dose budesonide-formoterol or beclometasone-formoterol maintenance treatment, but the reliever remains low dose ICS-formoterol. Based on product information, the maximum recommended total dose of formoterol in a single day is 72 mcg metered dose (54 mcg
70
3. Treating to control symptoms and minimize future risk
delivered dose) for budesonide-formoterol and 48 mcg metered dose (36 mcg delivered dose) for beclometasoneformoterol).
Alternative Step 4 treatment for adults and adolescents: medium or high dose ICS-LABA with as-needed SABA (Track 2)
This is an alternative approach if MART is not possible, or if a patient's asthma is stable with good adherence and no exacerbations on their current therapy. As above, individual ICS responsiveness varies, and some patients whose asthma is uncontrolled or who have frequent exacerbations on low dose ICS-LABA despite good adherence and correct inhaler technique may benefit from medium dose ICS-LABA187 (Evidence B) with as-needed SABA, if maintenance and reliever therapy is not available. However, before prescribing a regimen with SABA reliever, consider whether the patient is likely to be adherent with their ICS-containing controller therapy, as otherwise they will be at higher risk of exacerbations. Occasionally, high dose ICS-LABA may be needed.
Other Step 4 controller options for adults and adolescents
Long-acting muscarinic antagonists (LAMA) may be considered as add-on therapy in a UseTpEarate inhaler for patients
agglyecdopy6rryoenaiursm(;tifolutrtoicpaiusomn)e, ofur rionaatec-ovmilabnitneartoiol-num(`tericplildei'n) iiunmha;lmerofmoreptaastioennets-inadgaecdate1Tr8RolyI-Bgelayrcso(pbyercrolonmiuemta)sifoanset-hfomrma oisterol-
persistently uncontrolled despite medium or modestly improved lung function211,274-277,252
high dose (Evidence
ICS-LABA. A) but with
nAodddiinffgerLeAnMcDeAIiSntosmymedpituommso.rInhigsohmdeossetuIdCiSes-L, AadBdAing
LAMA to ICS-LABA modestly reduced exacerbations compared with someOmRedium or high dose ICS-LABA
comparators.211,274,275,278,279 of LAMA to medium or high
In a meta-analysis, dose ICS-LABA.279
there
was
a
17%
reduOcPtiYon
in
risk
of
severe
exacerbations
with
addition
However, for patients experiencing exacerbations despite low dOoTseCICS-LABA, the ICS dose should be increased to at
laeaLsAtMmAe.dIinumon, eorsttruedayt,mtheentssewveitcreheedxatocemrbaaintitoennarantceewaansdDloreOwlieeNrveinr
therapy patients
with ICS-formoterol, receiving high dose
before considering fluticasone furoate-
adding
vpialatinetnetrsopl (rIeCsScr-iLbAeBdAa)nthICaSn-wLAithBAlo-wL-AmMeAdiwumithdaosneonfl-IuAfotiLcrma-sootenreolfuLrAoBatAe,-vthilaenateprporlo-upmriaetcelirdeinlieiuvmer(iIsCSSA-LBAAB.A-LAMA).276 For
In Step 4, there is insufficient evidence to suppToErtRICS-LAMA over low or medium dose ICS-LABA combination; all
studies were with ICS and tiotropium in sepMarAate inhalers.274 In one analysis, response to adding LAMA to medium dose
ICS, as assessed by FEV1, FEV1, FEV1 reversibility, or
pAaCsQt v, sa.nndeTevExeDar csemrboaktiniogn.s28,0was
not
modified
by
baseline
demographics,
body-mass
index,
Consider adding sublingual allergeIGnHimmunotherapy (SLIT) for adult patients with allergic rhinitis and sensitization to
h(soeuesep.d7u7s).t mite, with subCopOtPimYaRlly controlled asthma despite low-high dose ICS, provided FEV1 is >70% predicted.263,264
For medium or high dose budesonide, efficacy may be improved with dosing four times daily281,282 (Evidence B), but
adherence may be an issue. For other ICS, twice-daily dosing is appropriate (Evidence D). Other options for adults or
adolescents that can be added to a medium or high dose ICS, but that are less efficacious than adding LABA, include
LTRA283-287 (Evidence A), or low dose sustained-release theophylline244 (Evidence B), but neither of these has been
compared with maintenance and reliever therapy with ICS-formoterol. See note above about the FDA warning for
montelukast.241
Preferred Step 4 treatment for children 6-11 years
For children whose asthma is not adequately controlled by low dose maintenance ICS-LABA with as-needed SABA, treatment may be increased to medium dose ICS-LABA272 (Evidence B). For maintenance and reliever therapy with budesonide-formoterol, the maintenance dose may be increased to 100/6 mcg twice daily (metered dose; 80/4.5 mcg delivered dose) (Evidence D); this is still a low dose regimen.
If asthma is not well controlled on medium dose ICS (see Box 3-6B, p.63), the recommendation is to refer the child for expert assessment and advice.
3. Treating to control symptoms and minimize future risk
71
Other Step 4 options for children 6-11 years
Other controller options include increasing to high pediatric dose ICS-LABA (Box 3-6B, p.63), but adverse effects must be considered. Tiotropium (long-acting muscarinic antagonist) by mist inhaler may be used as add-on therapy in children aged 6 years and older; it modestly improves lung function and reduces exacerbations288 (Evidence A) largely independent of baseline IgE or blood eosinophils.289 If not trialed before, LTRA could be added (see note above about FDA warning).241 Add-on theophylline is not recommended for use in children due to lack of efficacy and safety data.
STEP 5
Preferred treatment at Step 5 in adults, adolescents and children: refer for expert assessment, phenotyping, and add-on therapy
PwaitthieSnttespo4f atrneyaatmgeenwt iathndpeinrswishteonmt soythmeprtocomnstroorlleerxaocpetirobnastihoansvedbesepeinteccoonrsriedcetriendh,aslheor uteldchbUneiTqrEueefearrnedd gtoooadsapdehceiarleisntcweith
expertise in investigation and management of severe asthma199 (Evidence D).
TRIB
In of
severe asthma, patients seen in
acslininicmalilpdr-amcoticdee.raFtoeraesxtahmmpal,e29,0apraergtiicsitpraynsttsudinyrfaonudnodmthizaetdocvoenr t8Dro0ISl%ledoftrpiaaltsiemntasywniotht
be representative severe asthma
would have been excluded from major regulatory studies evaluating biologic tOheRrapy.291
The contents of the GINA Guide and decision tree on Diagnosis and MOaPnYagement of difficult-to-treat and severe
asthma in adolescent and adult patients is included in Chapter after optimization of existing therapy may include the following
(3aElwO(paT.y1sC04c)h.eTcrkealotmcaelnet oligptiiboinlistythaantdmpaayybeer
considered criteria):
Combination high dose ICS-LABA: this may be considOerNed in adults and adolescents, but for most patients, the
irnisckreoafsseidien-IeCffSecdtso,siencgleundeinrgallaydpreronvaildseusplpitrtleesasidodnit.2iLo92n-aADl hbiegnhedfiot1s4e0,1i4s6,r2e66c(oEmvmideenndceedAo),nalynodnthaetrreiaisl baansiisncforera3s-e6d
months when good asthma control cannot beEaRchIAieved with medium dose ICS plus LABA and/or a third controller
A(ed.gd.-LoTnRloAnogr-asucstitnaginemdu-rsecleaarisneicthaenotpahgyoMllniAniseTt2s44,(2L86AEMvAid)ecnacne
B). be prescribed
in
a
separate
inhaler
for
patients
aged
6 years (tiotropium), or in a combiTnEatDion (`triple') inhaler for patients aged 18 years (beclometasone-formoterol-
gnloytcwopeyllrcroonnituromll;efdluwticitahsmoneedifuumrIoGaoHtreh-vigilhandtoesroel-IuCmSe-LcAlidBinAi.uAmd;dminogmLeAtaMsAontoe-IiCndSa-LcaAtBeArolm-golydceosptlyyrrimonpiruomve) sif
asthma lung
is
function,211,274-277,279,280,288 P(EYvRidence A) but not quality of life, with no clinically important change in symptoms.279
CO Some studies showed a reduction in exacerbation risk; in meta-analysis, overall, there was a 17% reduction
of severe exacerbations requiring oral corticosteroids (Evidence A).211,274,275,279,288,293 For patients with
in
risk
exacerbations despite ICS-LABA, it is essential that sufficient ICS is given, i.e. at least medium dose ICS-LABA,
before considering adding a LAMA. For patients prescribed an ICS-LABA-LAMA with a non-formoterol LABA, the
appropriate reliever is SABA; patients prescribed ICS-formoterol-LAMA can continue ICS-formoterol reliever.
Add-on azithromycin (three times a week) can be considered after specialist referral for adult patients with persistent symptomatic asthma despite high dose ICS-LABA. Before considering add-on azithromycin, sputum should be checked for atypical mycobacteria, ECG should be checked for long QTc (and re-checked after a month on treatment), and the risk of increasing antimicrobial resistance should be considered.294 Diarrhea is more common with azithromycin 500 mg 3 times a week.295 Treatment for at least 6 months is suggested, as a clear benefit was not seen by 3 months in the clinical trials.295,505 The evidence for this recommendation includes a meta-analysis of two clinical trials295,505 in adults with persistent asthma symptoms that found reduced asthma exacerbations among those taking medium or high dose ICS-LABA who had either an eosinophilic or noneosinophilic profile and in those taking high dose ICS-LABA296 (Evidence B) The option of add-on azithromycin for
72
3. Treating to control symptoms and minimize future risk
adults is recommended only after specialist consultation because of the potential for development of resistance at the patient or population level.295
Add-on biologic therapy for severe asthma
o Add-on anti-immunoglobulin E (anti-IgE) (omalizumab) treatment: for patients aged 6 years with
moderate or severe allergic asthma that is uncontrolled on Step 4-5 treatment (Evidence A).297
o Add-on anti-interleukin-5/5R treatment (subcutaneous mepolizumab for patients aged 6 years;
intravenous reslizumab for ages 18 years or subcutaneous benralizumab for ages 12 years), with severe
eosinophilic asthma that is uncontrolled on Step 4-5 treatment (Evidence A).297-300 Efficacy data for
mepolizumab in children 6-11 years are limited to one very small open label uncontrolled study.301
o Add-on anti-interleukin-4R treatment (subcutaneous dupilumab) for patients aged 6 years with severe
eosinophilic/Type 2 asthma,302 or for adults or adolescents requiring treatment with maintenance OCS
(Evidence A).297,303,304
o Add-on anti-thymic stromal lymphopoietin (anti-TSLP) (subcutaneous tezepelumab): for patients aged
12 years with severe asthma (Evidence A).305
UTE
ISCpSu-tLuAmB-Ag,utirdeeadtmterenat tmmaeynbt:efoardajudsutletsd wbaithsepdeorsnisetionsginsoypmhpiltiaom(>s3a%n)di/norinedxuaccTeeRdrbIsBaptuiotnusmd. eInspsietevehrieghasdtohsmeaI,CtShisor
strategy leads to reduced exacerbations and/or lower doses of ICS194 (EDviIdSence A), but few clinicians currently
have access to routine sputum testing.
OR
aAsdthdm-oan19t9r,e30a6t(mEevnidtewncitehBb)r.oEnvcidheianlctehiesrmlimoipteldasatnyd: minasyebleeccteodnOspiPadtYeierendtsfo(sreseomp.e78a)d. uTlht epalotinegn-ttsewrmithefsfeevcetsre
compared with control patients, including for lung function,TarCe not known.
As a last resort, add-on low dose oral corticosteroidNsO(7.5 mg/day prednisone equivalent): this may be
csoidneseidfeferectds3f0o7r-3s10om(Eeviaddeunlctse wAi)t.hTsheevyersehoausltdhmonal1y99-b(DeEOcvoidnesnidceerDed),fbour tatdhuelytsawreithofpteonorassysmocpiatotemdcwointhtrosluabnsdta/onrtial
ofrfeoqtuheenrtceoxnatrciebrubtoartiyonfascdtoersspaitnedgootohderinahdadle-orRntIeAtcrLehantimqueentasnidncaludhdienrgenbcioelowgitichsSwtehper5etarevaatimlabelnet,aannddaafffoterdr aebxlcelu. sion
Patients should be counseled about poAteTnEtial side-effects.308,310 They should be assessed and monitored for risk
sohf oaudlrdenbael psruopvpidreesdswiointharnedlecvoarntitcEloifDsetseMtryoleidc-ionudnusceeldinogsatenodpporreosscisri,patinodn tohfotsheereaxppyefcotredprteovbeenttiorenaotefdosfoter op3omroosnisths
(where appropriate).311 IGHT
MMAaiRnTteinnapnacteienatnsdrereceliiePvviYneRgr athdedr-aopnytr(eMaAtmReTn)t wsuitchhIaCsSL-fAoMrmAooter rboiol:lothgeicrethiesrnaopyd,irbeucttsewviitdcehnincge aabpoautiteinntitfiraotimng
MART to conventioCnaOl ICS-LABA plus as-needed SABA may increase the risk of exacerbations.
REVIEWING RESPONSE AND ADJUSTING TREATMENT
How often should asthma be reviewed?
Patients with asthma should be reviewed regularly to monitor their symptom control, risk factors and occurrence of exacerbations, as well as to document the response to any treatment changes. For most controller medications, improvement begins within days of initiating treatment, but the full benefit may only be evident after 3-4 months.312 In severe and chronically under-treated disease, it may take longer.313
All health care providers should be encouraged to assess asthma control, adherence and inhaler technique at every visit, not just when the patient presents because of their asthma.314 The frequency of visits depends upon the patient's initial level of control, their response to treatment, and their level of engagement in self-management. Ideally, patients should be seen 1-3 months after starting treatment and every 3-12 months thereafter. After an exacerbation, a review visit within 1 week should be scheduled315 (Evidence D).
3. Treating to control symptoms and minimize future risk
73
Stepping up asthma treatment
Asthma is a variable condition, and periodic treatment adjustments by the clinician and/or the patient may be needed.316
Day-to-day adjustment: For patients whose reliever inhaler is combination budesonide-formoterol or
beclometasone-formoterol (with or without maintenance ICS-formoterol), the patient adjusts the number of
as-needed doses of ICS-formoterol from day to day according to their symptoms. This strategy reduces the risk of
developing a severe exacerbation requiring oral corticosteroids within the next 3-4 weeks.74,75,317
Short-term step up (for 1-2 weeks): A short-term increase in maintenance ICS dose for 1-2 weeks may be
necessary; for example, during viral infections or seasonal allergen exposure. This may be initiated by the patient
according to their written asthma action plan (Box 4-2, p.61), or by the health care provider.
Sustained step up (for at least 2-3 months): Although at a group level most benefit from ICS is obtained at low
dose, individual ICS responsiveness varies, and some patients whose asthma is uncontrolled on low dose ICS-
LABA despite good adherence and correct technique may benefit from increasing the maintenance dose to
medium. A step up in treatment may be recommended (Box 3-5, p.31) if the symptoms are confirmed to be due to
asthma; inhaler addressed (Box
technique and adherence are satisfactory; and 3-8, p.38). Any step-up should be regarded as
amothdeifriaapbeleutriicsktrfiaalc.tIofrtsUhesTruEechisansosrmesopkoinngsehaavfteerbe2e-n3
months, treatment should be reduced to the previous level, and alternative treatTmReInBts or referral considered.
Stepping down treatment when asthma is well controlled
DIS
Once good asthma control has been achieved and maintained for 2-3 monthsOaRnd lung function has reached a plateau,
treatment can often be successfully reduced, without loss To find the patient's minimum effective treatment,
oi.fea. stothmmaainctoaniOntrPgooYl.oTdhceoanitmrosl
of of
stepping down symptoms and
are: exacerbations,
and to minimize the costs of treatment and potential for sideT-eCffects
To encourage the patient to continue controller treatmenNt.OPatients often experiment with intermittent treatment
through concern about the risks or SABA-only treatment. For patients
wcohsotsseoaf sdtahilmy atrei-saDwtmOeelln-ct,o3n18trboullet dthoisnlemaavienstetnhaenmceexlopwosdeodsteoItChSe
risks with
of
as-needed SABA, an alternative is to cease mRaIAinLtenance ICS and switch to as-needed ICS-formoterol.188,189
Before stepping down
ATE
The approach to stepping down preferences. There are few data
will on
tdhieffeorpftEriomDmaMlptaimtieinngt,tosepqauteiennctedaenpdenmdainggnoitundteheoifr
current treatment, risk factors and treatment reductions in asthma.
Factors associated with emergency department
vaisgitrefoartearsrthismkIGaoHfineTxthaeceprrbeavtiioounsa1ft2ermsotenpth-ds,o3w19n,32i0ncalnuddea
a history of exacerbations and/or low baseline FEV1.320 Other predictors
of
loss of control are not readily
during dose available in
preridmuacPrtyiYoRcnairnec.lude
airway
hyperresponsiveness
and
sputum
eosinophilia,321
but
these
tests
Any treatment step-down shoCuOld be considered as a therapeutic trial, with the response evaluated in terms of both
symptom control and exacerbation frequency. Prior to stepping down, the patient should be provided with a written
asthma action plan and instructions for how and when to resume their previous treatment if their symptoms worsen.
How to step asthma treatment down
Decisions about treatment step-down should be made on an individual patient level. In one study of patients with wellcontrolled asthma on medium dose ICS-LABA, reducing the ICS dose and removing the LABA had similar effects on a composite treatment failure outcome. However, stopping LABA was associated with lower lung function and more hospitalizations; and decreasing the ICS dose was inferior to maintaining a stable dose of ICS-LABA.322
If treatment is stepped down too far or too quickly, exacerbation risk may increase even if symptoms remain reasonably controlled323 (Evidence B). To date, higher baseline FeNO has not been found to be predictive of exacerbation following step-down of ICS dose.324, 325 A meta-analysis suggested that greater reduction in ICS dose may be able to be achieved in patients with baseline FeNO <50 ppb, but the findings point to the need for further research.325 Complete cessation of ICS is associated with a significantly increased risk of exacerbations326 (Evidence A). Step-down strategies for different
74
3. Treating to control symptoms and minimize future risk
controller treatments are summarized in Box 3-7, p.75; these are based on current evidence, but more research is needed. Only a small number of step-down studies have been performed in children.
Box 3-7. Options for stepping down treatment once asthma is well controlled
General principles of stepping down asthma treatment
Consider stepping down when asthma symptoms have been well controlled and lung function has been stable for 3 or more months (Evidence D). If the patient has risk factors for exacerbations (Box 2-2, p.36), for example a history of exacerbations in the past year,319 or persistent airflow limitation, step down only with close supervision.
Choose an appropriate time (no respiratory infection, patient not travelling, not pregnant).
Approach each step as a therapeutic trial. Engage the patient in the process; document their asthma status
(symptom control, lung function and risk factors, Box 2-2, p.36); provide clear instructions; provide a written
asthma action plan (Box 4-2, p.129) and ensure the patient has sufficient medication to resume their previous
E dose if necessary; monitor symptoms and/or PEF; and schedule a follow-up visit (Evidence D). UT Stepping down ICS doses by 25-50% at 3 month intervals is feasible and safe for most patients327 (Evidence A).
TRIB Current IS step
Current medication and dose
Options for stepping down
Evidence
R D Step 5 High dose ICS-LABA plus
Continue high dose ICS-LABA and reduce OCS dose
D
O oral corticosteroids (OCS)
Use sputum-guided approach to reducing OCS
B
PY Alternate-day OCS treatment
D
CO Replace OCS with high dose ICS
D
OT High dose ICS-LABA plus
Refer for expert advice
D
N other add-on agents
- DO Step 4 Moderate to high dose ICS- Continue combination ICS-LABA with 50% reduction in ICS component, by
B
L LABA maintenance treatment
using available formulations
IA Discontinuing LABA may lead to deterioration328
A
TER Medium dose ICS-formoterol* Reduce maintenance ICS-formoterol* to low dose, and continue as-needed
D
MA as maintenance and reliever
low dose ICS-formoterol* reliever
ED High dose ICS plus second Reduce ICS dose by 50% and continue second controller327
B
T controller
IGH Step 3 Low dose ICS-LABA
Reduce ICS-LABA to once daily
D
YR maintenance
Discontinuing LABA may lead to deterioration328
A
COP Low dose ICS-formoterol* as Reduce maintenance ICS-formoterol* dose to once daily and continue
C
maintenance and reliever
as-needed low dose ICS-formoterol* reliever
Medium or high dose ICS
Reduce ICS dose by 50%327
A
Adding LTRA may allow ICS dose to be stepped down329
B
Step 2 Low dose ICS
Once-daily dosing (budesonide, ciclesonide, mometasone)330,331
A
Switch to as-needed low dose ICS-formoterol188,189,191,213
A
Switch to taking ICS whenever SABA is taken220,221,223 222
B
Low dose ICS or LTRA
Switch to as-needed low dose ICS formoterol188-191,213
A
Complete cessation of ICS in adults and adolescents is not advised as the
A
risk of exacerbations is increased with SABA-only treatment213,326
BDP: beclometasone dipropionate; ICS: inhaled corticosteroids; LABA: long-acting beta2-agonist; LTRA: leukotriene receptor antagonist; OCS: oral corticosteroids. *ICS-formoterol maintenance and reliever treatment can be prescribed with low dose budesonide-formoterol or BDP-formoterol. Note FDA warning on neuropsychiatric effects with montelukast.241
3. Treating to control symptoms and minimize future risk
75
TREATING OTHER MODIFIABLE RISK FACTORS
Some patients continue to experience exacerbations even with maximal doses of current treatment. Having even one exacerbation increases the risk that a patient will have another within the next 12 months.117 There is increasing research interest in identifying at-risk patients (Box 2-2B, p.36), and in investigating new strategies to further reduce exacerbation risk.
In clinical practice, exacerbation risk can be reduced both by optimizing asthma medications, and by identifying and treating modifiable risk factors (Box 3-8). Not all risk factors require or respond to a step up in controller treatment.
Box 3-8. Treating potentially modifiable risk factors to reduce exacerbations
Risk factor
Any patient with 1 risk factor for exacerbations (including poor symptom control)
1 severe exacerbation in last year
Exposure to tobacco
smoke
Low FEV1, especially
if <60% predicted
Obesity
Major psychological
problems
Major socioeconomic problems
Confirmed food allergy
Allergen exposure if
sensitized
Sputum eosinophilia (limited centers)
Treatment strategy
Ensure patient is prescribed an ICS-containing controller.
Maintenance and reliever therapy (MART) severe exacerbations compared with if the
wreitlihevICeSr i-sfoSrmABotAe.roUl rTeEduces
risk
of
Ensure Review
patient patient
has a more
written action plan appropriate for frequently than low-risk patients.
tThReiIrBhealth
literacy.
Check inhaler technique and adherence frequently. DIS
Identify any modifiable risk factors (Box 2-2, p.36O)R.
IeCxSac-feorrbmaotitoenroslcmomaipnaterneadnwciethainf dthreelrieelvieevr ererOgiPsimYSeAnBrAe.duces risk of severe
Consider stepping up treatment if no mTodCifiable risk factors.
Identify any avoidable triggers for eNxaOcerbations.
Encourage smoking cessation
Consider higher dose of ICS i-f
bDyOpatient/family; provide
asthma poorly controlled.
advice
and
resources.
Consider trial of 3 monthRsI'AtLreatment with high dose ICS.
Consider 2 weeks' Exclude other lung
AOdTiCsEeSa,sbeu,teta.gk.eCsOhPorDt-.
and
long-term
risks
into
account
Refer for expeErDt aMdvice if no improvement.
SDtisratitnegguiIeiGsshHfoaTrstwhemigahst yrmedputcotmiosnfrom symptoms due to deconditioning,
AmrerPachnYgaRenicmael nretasltrhicetaioltnh,
and/or sleep assessment.
apnea.
CHOelp patient to distinguish between symptoms of anxiety and asthma; provide
advice about management of panic attacks.
Identify most cost-effective ICS-based regimen.
Appropriate food avoidance; injectable epinephrine.
Consider trial of simple avoidance strategies; consider cost. Consider step up of controller treatment. Consider adding SLIT in symptomatic adult HDM-sensitive patients with allergic rhinitis despite ICS, provided FEV1 is >70% predicted.
Increase ICS dose independent of level of symptom control.
Evidence A A
A A A D
A
A C A B B B D D B D
D D
D
A C D B
A*
COPD: chronic obstructive pulmonary disease; FEV1: forced expiratory volume in 1 second; HDM: house dust mite; ICS: inhaled corticosteroids; OCS: oral corticosteroids; SLIT: sublingual immunotherapy. * Based on evidence from relatively small studies in selected populations. Also see Box 3-9 and p.79 for more information about non-pharmacological interventions.
76
3. Treating to control symptoms and minimize future risk
The potential for local and/or systemic side-effects of medications can be minimized by ensuring correct inhaler technique (Box 3-12, p.89), by reminding patients to rinse and spit out after using ICS, and, after good asthma control has been maintained for 3 months, by finding each patient's minimum effective dose (the lowest dose that will maintain good symptom control and minimize exacerbations, Box 3-7, p.75).
OTHER THERAPIES
Allergen immunotherapy
Allergen-specific immunotherapy may be a treatment option where allergy plays a prominent role, including asthma with
allergic rhinoconjunctivitis.332,333 There are currently two approaches: subcutaneous immunotherapy (SCIT) and
sublingual immunotherapy (SLIT). In the past, few studies in asthma have compared immunotherapy with
pharmacological therapy, or used standardized outcomes such as exacerbations, and most studies have been in
patients with mild asthma. The allergens most commonly included in allergen immunotherapy studies have been house
dust mite and grass pollens. There patients sensitized to mold.334
is
insufficient
evidence
about
safety
and
efficacy
of
aUllTeErgen
immunotherapy
in
GINA plans to review evidence about allergen immunotherapy for asthma, and willTuRpIdBate its advice based on the
findings.
DIS
Subcutaneous immunotherapy (SCIT)
OR
ShiCghITerindvooslveesstothiendiduecnetidfiecsaetinosnitaiznadtiounseanodf /colirnticoalellryanreclee.vEanutroaplleeargnepnOhsy,PsaYincidanasdmteinndisttroaftaiovnorofseinxgtrleacatlsleirngpernogressively
immunotherapy whereas Northern American physicians often preTscCribe multiple allergens for treatment.335 In people
wreiqthuiaresmthmenatsa,nadndalilmerpgricovseednsailtliezragteionn-,sSpeCcITificisaansdsnocoina-tsepdewciiftihNc Oaairrewdauychtiyopneirnressypmopntsoimvensceosrse.3s35and medication
For SCIT, analysis of pooled safety data from clinical tri-alDs Oand post-marketing surveillance in house dust mite allergic
rtheastpsireartoioruysdaisdevaesresesuegffgeecststsotfhSeCinITcidareencuencoofmadmvoRenrIs,AebLudtrumgaryeiancctliuodnes
is approximately 0.5%.336 Studies to date life-threatening anaphylactic reactions.
suggest
Advice
ATE
Cadovmeprsaereedffteoctpshaanrmd athceoliongciocnavl eannidenaEcveDoiadMnadncceosotpotifotnhse,
potential benefits prolonged course
of of
SCIT must be weighed against the risk of therapy, including the minimum half-hour
wait required after each injectioIGn H(ETvidence D).
Sublingual immunotherapy (SPLYIRT)
Modest effects concern about
twheerdeeisdiegnntCiofOifemd ainnya
systematic review of SLIT for asthma in adults and children,333,337,338 but there of the studies.339 The evidence for important outcomes such as exacerbations
was and
quality of life remains limited.339 There are few studies comparing SLIT with pharmacological therapy for asthma.340 A
trial of SLIT for house dust mites (HDM) in patients with asthma and HDM allergic rhinitis demonstrated a modest
reduction of ICS with high dose SLIT.264 In another study in patients with asthma and HDM allergic rhinitis, SLIT added
to low or medium dose ICS showed increased time to exacerbation during ICS reduction in suboptimally controlled
asthma.263
Side effects341-343 from SLIT for inhalant allergens are predominantly limited to oral and gastrointestinal symptoms.333
Advice For adult patients with allergic rhinitis and sensitized to house dust mite, with persisting asthma symptoms despite low-medium dose ICS-containing therapy, consider adding SLIT, provided FEV1 is >70% predicted (Evidence B) As for any treatment, potential benefits of SLIT for individual patients should be weighed against the risk of adverse effects, and the cost to the patient and health system.
3. Treating to control symptoms and minimize future risk
77
Vaccinations
Influenza causes significant morbidity and mortality in the general population, and contributes to some acute asthma exacerbations. In 2020, many countries saw a reduction in influenza-related illness, likely due to the handwashing, masks and social/physical distancing introduced because of the COVID-19 pandemic.
The risk of influenza infection itself can be reduced by annual vaccination. A systematic review of placebo-controlled randomized controlled trials of influenza vaccination showed no reduction in asthma exacerbations,344 but no such studies had been performed since 2001. However, a systematic review and meta-analysis that included observational studies with a wide range of study designs suggested that influenza vaccination reduced the risk of asthma exacerbations, although for most of the studies, bias could not be excluded.345 There is no evidence for an increase in asthma exacerbations after influenza vaccination compared to placebo.345 Limited evidence exists with respect to the efficacy of live attenuated intranasal vaccination in children; from a safety perspective, an open-label study in children 2- 18 years with moderate-severe asthma showed no short-term effects on asthma symptoms or asthma control.346
People with asthma, insufficient evidence
particularly children and the elderly, are at higher to recommend routine pneumococcal vaccination
riinskpeoof pplneewumithoacostchcmaUlaTd.3Ei4s8ease,347
but
there
is
Advice
TRIB
Advise patients with moderate to severe asthma to receive vaccination of the general population is advised (Evidence
an C).
influenza
vaccinDaItSion
every
year,
or
at
least
when
There is insufficient evidence to recommend routine pneumococcal vaccinOatRion in people with asthma (Evidence D).
Advice about COVID-19 vaccination COVID-19 vaccination and influenza
is on p.18. vaccination
may
be
given
on
theOPsaYme
day.
Bronchial thermoplasty
NOT C
Bronchial thermoplasty is a potential treatment option at St-epDO5 in some countries for adult patients whose asthma
rBermonacinhsiaul nthceornmtroopllleadstdyeisnpviotelveospttirmeaiztemdetnhteoraf ptheeutaicirwreagyIiAmsLdeunrsinagntdhrreeefesrreapl atoraaten
asthma specialty center (Evidence bronchoscopies with a localized
B).
radiofrequency pulse.129 The treatment is associatTeEdRwith a large placebo effect.129 In patients taking high dose ICS-
LpAerBioAd,,barnodncahsiaulbtsheeqrmueonptladsetcyrweaasseaisnseoxcaiacteerdbMwatAiitohnasn, binuct rneoasbeeninefaicsitahlmeaffeecxtaocnerlubnagtiofnusncdtuiorninogrthaesth3mmaosnythmtpretoamtmsent
compared with sham-controlled patients.1T29EEDxtended follow up of some treated patients reported a sustained reduction
einffeexcaticveernbeastsioannsdcosamfeptayr,eidncwluitdhinpgrefo-tIrrGeluaHntmg efunnt.c34ti9oHn,oiwnebvoetrh,
longer-term follow up of larger cohorts comparing active and sham-treated patients is needed.
Advice
PYR
For adult patients whose CasOthma remains uncontrolled despite optimization of asthma therapy and referral to a
severe asthma specialty center, bronchial thermoplasty is a potential treatment option at Step 5 in some countries
(Evidence B).
Caution should be used in selecting patients for this procedure. The number of studies is small, people with chronic
sinus disease, frequent chest infections or FEV1 <60% predicted were excluded from the pivotal sham-controlled
study, and patients did not have their asthma treatment optimized before bronchial thermoplasty was performed.
Bronchial thermoplasty should be performed in adults with severe asthma only in the context of an independent
Institutional Review Board-approved systematic registry or a clinical study, so that further evidence about
effectiveness and safety of the procedure can be accumulated.199
Vitamin D
Several cross-sectional studies have shown that low serum levels of Vitamin D are linked to impaired lung function, higher exacerbation frequency and reduced corticosteroid response.350 Vitamin D supplementation may reduce the rate of asthma exacerbation requiring treatment with systemic corticosteroids or may improve symptom control in asthma patients with baseline 25(OH)D of less than approximately 25-30 nmol/L.351,352 In a meta-analysis, benefit for worsening
78
3. Treating to control symptoms and minimize future risk
asthma was seen in some studies, but to date, there is no good-quality evidence that Vitamin D supplementation leads to improvement in asthma control or reduction in exacerbations.353-355 More studies are needed.
NON-PHARMACOLOGICAL STRATEGIES
In addition to pharmacological treatments, other strategies may be considered where relevant, to assist in improving symptom control and/or reducing future risk. The advice and evidence level are summarized in Box 3-9, with brief text on the following pages.
Box 3-9. Non-pharmacological interventions - summary
Intervention
Advice/recommendation (continued on next page)
Evidence
Cessation of
At every visit, strongly encourage people with asthma who smoke to quit. Provide access to
A
TE smoking and ETS counseling and smoking cessation programs (if available).
U exposure
IB Advise parents/carers of children with asthma not to smoke and not to allow smoking in rooms or
A
TR cars that their children use.
DIS Strongly encourage people with asthma to avoid environmental smoke exposure.
B
OR Assess smokers/ex-smokers for COPD or overlapping features of asthma and COPD (asthma-
D
Y COPD overlap, ACO, Chapter 5, p.141), as additional treatment strategies may be required.
OP Physical activity Encourage people with asthma to engage in regular physical activity for its general health benefits.
A
T C Provide advice about prevention of exercise-induced bronchoconstriction with regular ICS.
A
NO Provide advice about prevention of breakthrough exercise-induced bronchoconstriction with
DO o warm-up before exercise
A
L - o SABA before exercise
A
RIA o low dose ICS-formoterol before exercise.
B
TE Regular physical activity improves cardiopulmonary fitness, and can have a small benefit for
B
MA asthma control and lung function, including with swimming in young people with asthma.
ED There is little evidence to recommend one form of physical activity over another.
D
HT Avoidance of
Ask all patients with adult-onset asthma about their work history and other exposures.
D
IG occupational
YR exposures
In management of occupational asthma, identify and eliminate occupational sensitizers as soon as
A
P possible, and remove sensitized patients from any further exposure to these agents.
CO Patients with suspected or confirmed occupational asthma should be referred for expert
A
assessment and advice, if available.
Avoidance of
Always ask about asthma before prescribing NSAIDs, and advise patients to stop using them if
D
medications that
asthma worsens.
may make
asthma worse Always ask people with asthma about concomitant medications.
D
Aspirin and NSAIDs (non-steroidal anti-inflammatory drugs) are not generally contraindicated
A
unless there is a history of previous reactions to these agents (see p.102).
Decide about prescription of oral or ophthalmic beta-blockers on a case-by-case basis. Initiate
D
treatment under close medical supervision by a specialist.
If cardioselective beta-blockers are indicated for acute coronary events, asthma is not an absolute
D
contra-indication, but the relative risks/benefits should be considered.
Healthy diet
Encourage patients with asthma to consume a diet high in fruit and vegetables for its general
A
health benefits.
3. Treating to control symptoms and minimize future risk
79
Box 3-9 (continued) Non-pharmacological interventions - Summary
Intervention
Avoidance of indoor allergens
Advice/recommendation Allergen avoidance is not recommended as a general strategy in asthma.
For sensitized patients, there is limited evidence of clinical benefit for asthma in most circumstances with single-strategy indoor allergen avoidance.
Evidence A A
Remediation of dampness or mold in homes reduces asthma symptoms and medication use in
A
adults.
For patients sensitized to house dust mite and/or pets, there is limited evidence of clinical benefit
B
for asthma with avoidance strategies (only in children) .
Allergen avoidance strategies are often complicated and expensive, and there are no validated
D
methods for identifying those who are likely to benefit.
TE Weight reduction Include weight reduction in the treatment plan for obese patients with asthma.
B
IBU For obese adults with asthma a weight reduction program plus twice-weekly aerobic and strength
B
R exercises is more effective for symptom control than weight reduction alone.
IST Breathing D exercises
Breathing exercises may be a useful supplement to asthma pharmacotherapy for symptoms and
A
quality of life, but they do not reduce exacerbation risk or have consistent effects on lung function.
Y OR Avoidance of
Encourage people with asthma to use non-polluting heating and cooking sources, and for sources
B
P indoor air
of pollutants to be vented outdoors where possible.
CO pollution
OT Avoidance of
For sensitized patients, when pollen and mold counts are highest, closing windows and doors,
D
N outdoor allergens remaining indoors, and using air conditioning may reduce exposure to outdoor allergens.
- DO Dealing with
Encourage patients to identify goals and strategies to deal with emotional stress if it makes their
D
IAL emotional stress asthma worse.
ER There is insufficient evidence to support one stress-reduction strategy over another, but relaxation
B
T strategies and breathing exercises may be helpful.
D MA Arrange a mental health assessment for patients with symptoms of anxiety or depression.
D
HTE Avoidance of
During unfavorable environmental conditions (very cold weather or high air pollution) it may be
D
IG outdoor air
helpful to stay indoors in a climate-controlled environment, and to avoid strenuous outdoor physical
YR pollutants/weather activity; and to avoid polluted environments during viral infections, if feasible.
OP conditions
C Avoidance of
Food avoidance should not be recommended unless an allergy or food chemical sensitivity has
D
foods and food
been clearly demonstrated, usually by carefully supervised oral challenges.
chemicals
For confirmed food allergy, food allergen avoidance may reduce asthma exacerbations.
D
If food chemical sensitivity is confirmed, complete avoidance is not usually necessary, and
D
sensitivity often decreases when asthma control improves.
NSAID: non-steroidal anti-inflammatory drugs; SABA: short-acting beta2-agonist. Interventions with highest level evidence are shown first.
80
3. Treating to control symptoms and minimize future risk
Smoking cessation and avoidance of environmental tobacco smoke
Cigarette smoking has multiple deleterious effects in people with established asthma, in addition to its other well-known effects such as increased risk of lung cancer, chronic obstructive pulmonary disease (COPD) and cardiovascular disease; and, with exposure in pregnancy, increased risk of asthma and lower respiratory infections in children.
In people with asthma (children and adults), exposure to passive smoke increases the risk of hospitalization and poor asthma control. Active smoking is associated with increased risk of poor asthma control, hospital admissions and, in some studies, death from asthma; it increases the rate of decline of lung function and may lead to COPD; and it reduces the effectiveness of inhaled and oral corticosteroids.356 After smoking cessation, lung function improves and airway inflammation decreases.357 Reduction of passive smoke exposure improves asthma control and reduces hospital admissions in adults and children.358 Use of e-cigarettes is associated with an increased risk of asthma symptoms or diagnosis, and an increased risk of asthma exacerbations.105,359
Advice
At every visit, strongly encourage people with asthma who smoke to quit. They counseling and, if available, to smoking cessation programs (Evidence A).
shouUldTbEe
provided
with
access
to
Strongly encourage people with asthma to avoid environmental smoke exposurTeR(IEBvidence B).
Advise parents/carers of children children use (Evidence A).
with
asthma
not
to
smoke
and
not
to
allowDsISmoking
in
rooms
or
cars
that
their
Assess patients with a >10 pack-year smoking history for COPD or asthOmRa-COPD overlap, as additional treatment
strategies may be required (see Chapter 5, p.141).
PY
Physical activity
T CO
For people with asthma, as in the general population, regularNmOoderate physical activity has important health benefits
including can have
reduced cardiovascular a small beneficial effect
roisnkaasnthdmimapsryomvepdtoqmuac-loiDtnyOtoroflliafen.dTlhuenrgefuisnscotimone,
evidence although
that aerobic exercise training not airway inflammation.360
Improved attributed
cardiopulmonary fitness to asthma. In one study
omf anyonre-odbuecseethpeaRtrIiieAsnkLtsofwdiythspansethamuan,rehliagthedintteonasiirtfyloiwntelimrviatal ttiroaninbinegintgogmeitshtearkewnitlhy
a
diet
with high protein and low glycemic index imprAoTveEd asthma symptom control, although no benefit on lung function was
seen.361 In young cardio-pulmonary
people with asthma, fitness;362 however,
tshEweDrimeMmariengsotrmaienicnognicsewrnesll
tolerated and leads to increased about exposure to chlorine and tr
lung function and ichloramine with indoor
pools.47 Exercise
is
an
important
cause
of IaGsHthTma
symptoms
for
many
asthma
patients,
but
EIB
can
usually
be
reduced
with
maintenance ICS.47 BreakthrPouYgRh exercise-related symptoms can be managed with warm-up before exercise,47 and/or
by taking SABA47 or low dCoOse ICS-formoterol219 before or during exercise.
Advice
Encourage people with asthma to engage in regular physical activity because of its general health benefits (Evidence
A). However, regular physical activity confers no specific benefit on lung function or asthma symptoms per se, with
the exception of swimming in young people with asthma (Evidence B). There is insufficient evidence to recommend
one form of physical activity over another (Evidence D).
Provide patients with advice about prevention and management of exercise-induced bronchoconstriction including
with daily treatment with ICS (Evidence A) plus SABA as-needed and pre-exercise (Evidence A), or with low dose
ICS-formoterol as-needed and before exercise (Evidence B), with warm-up before exercise if needed (Evidence A).
Avoidance of occupational exposures
Occupational exposures to allergens or sensitizers account for a substantial proportion of the incidence of adult-onset asthma.363 Once a patient has become sensitized to an occupational allergen, the level of exposure necessary to induce symptoms may be extremely low, and resulting exacerbations become increasingly severe. Attempts to reduce
3. Treating to control symptoms and minimize future risk
81
occupational exposure have been successful, especially in industrial settings.44 Cost-effective minimization of latex sensitization can be achieved by using non-powdered low-allergen gloves instead of powdered latex gloves.44
Advice Ask all patients with adult-onset asthma about their work history and other exposures (Evidence D). In management of occupational asthma, identify and eliminate occupational sensitizers as soon as possible, and remove sensitized patients from any further exposure to these agents (Evidence A). Patients with suspected or confirmed occupational asthma should be referred for expert assessment and advice, if available, because of the economic and legal implications of the diagnosis (Evidence A)
Avoidance of medications that may make asthma worse
Aspirin and other NSAIDs can cause severe exacerbations.364 Beta-blocker drugs, including topical ophthalmic
preparations, may cause bronchospasm365 and have been implicated in some asthma deaths. However, beta-blockers
hcoarvoenaarpyroevveenntbaenndefriet cineitvheedmbaetnaa-gbelomckeenrtsowf citahrindio2v4ahsocuurlsarodf ihseosapsieta. lPaedompliesswioitnhhaasvthembaeewnUhTfooEuhnadvetohhaadvaenloawcuetrein-
hospital mortality rates than those who did not receive beta-blockers.366 Advice
TRIB
Always ask people with asthma about concomitant medications, including eyedDrIoSps (Evidence D).
Always ask about asthma and previous reactions before prescribing NSAIDOsR, and advise patients to stop using these
medications if asthma worsens. Aspirin and NSAIDs are not generally
contraindicated
in
asthma
unleOssPYthere
is
a
history
of
previous
reactions
to
these agents (Evidence A). (See `Aspirin-exacerbated respiratoryTdCisease', p.102)
tFhoerspeemopeldeicwaittihonasstshhmoaulwd hboe mmaaydebeonneafitcfarosme-boyra-cl aosreobpahsthisa,lmNanOicdbtreetaa-tmbloecnkt esrhtorueladtmonelnyt,bae dineitciaistieodn utondperer scclorisbee
medical supervision by a specialist (Evidence D).
- DO
Asthma should not indicated for acute
cboerorengaaryrdeevdeanstsa, nbuatbtshoeluretelactiovRneItrAraisLinksdiacantdiobnetnoeufistseschaorudlidosbeeleccotinvseidbeertead-b(lEovcikdeernscwehDe)n.
they The
are
prescribing physician and patient should be aAwTaEre of the risks and benefits of treatment.367
Avoidance of indoor allergens
ED M
Bcoemcapulesteelmy aisnuysausathllymiampparaticetnictsalraenadctIvGteoHrymTbuultirpdleenfsaocmtoersfothratht earpeautibeinqtu. iMtoeudsicinattihoensentovimroanimnteanint,gaovoodidainsgthtmheasceofnatcrotolrs
have an important controlled.
role
because PpYatRients
are
often
less
affected
by
environmental
factors
when
their
asthma
is
well-
There is conflicting evidenceCaObout whether measures to reduce exposure to indoor allergens are effective at reducing
asthma symptoms.368,369 The majority of single interventions have failed to achieve a sufficient reduction in allergen load
to lead to clinical improvement.368,370,371 It is likely that no single intervention will achieve sufficient benefits to be cost
effective (Box 3-10, p.83). One study of insecticidal bait in homes eradicated cockroaches for a year and led to a
significant decrease in symptoms, improvement in pulmonary function, and less health care use for children with
moderate to severe asthma.372
Domestic mites: these mites live and thrive in many sites throughout the house so they are difficult to reduce and impossible to eradicate. A systematic review of multi-component interventions to reduce allergens including house dust mite showed no benefit for asthma in adults and a small benefit for children.373 One study that used a rigorously applied integrated approach to dust mite control led to a significant decrease in symptoms, medication use and improvement in pulmonary function for children with dust mite sensitization and asthma.374 However, this approach is complicated and expensive and is not generally recommended. A study in mite-sensitized children recruited after emergency department presentation showed a decrease in emergency department visits, but not oral corticosteroids, with the use of miteimpermeable encasement of the mattress, pillow and duvet.375
82
3. Treating to control symptoms and minimize future risk
Furred pets: complete avoidance of pet allergens is impossible for sensitized patients as these allergens are ubiquitous outside the home376 in schools,377 public transport, and even cat-free buildings, probably transferred on clothes.377 Although removal of such animals from the home of a sensitized patient is encouraged,378 it can be many months before allergen levels decrease,379 and the clinical effectiveness of this and other interventions remains unproven.380
Pest rodents: symptomatic patients suspected of domestic exposure to pest rodents should be evaluated with skin prick tests or specific IgE, as exposure may not be apparent unless there is an obvious infestation.381 High level evidence for the effectiveness of removing rodents is lacking, as most integrated pest management interventions also remove other allergen sources;381 one non-sham-controlled study showed comparable clinical improvement with pest reduction education and integrated pest management.382
Box 3-10. Effectiveness of avoidance measures for indoor allergens
Measure
House dust mites Encase bedding in impermeable covers
Wash bedding on hot cycle (55-60C)
Replace carpets with hard flooring
Acaricides and/or tannic acid
Minimize objects that accumulate dust
Vacuum cleaners with integral HEPA filter and double-
thickness bags Remove, hot wash, or freeze soft toys
- DO
Pets
RIAL
Remove cat/dog from the home
ATE
Keep pet from HEPA-filter air
the main cleaners
living
areasE/bDedMrooms
Wash pet
IGHT
Replace Vacuum
ccalerapneetsrswwitihthhianrtPdegYflroRaol rHinEgPA
filter
and
double-
thickness bags
CO
Cockroaches
NOT
Evidence of effect Evidence of clinical
on allergen levelsUTE benefit
Some (A)TRIB Adults - none (A)
DIS
Children - some (A)
SSOoomRmee
(C) (B)
PYWeak (C)
None (D) None (D) None (D)
CO None (D)
None (D)
Weak (C)
None (D)
None (D)
None
Weak (C) Weak (C) Some (B) Weak (C) None (D) None (D)
None (D) None (D) None (A) None (D) None (D) None (D)
Bait plus professional extermination of cockroaches
Minimal (D)
None (D)
Baits placed in households
Some (B)
Some (B)
Rodents
Integrated pest management strategies
Some (B)
Some (B)
Fungi
Remediation of dampness or mold in homes
A
A
Air filters, air conditioning
Some (B)
None (D)
This table is adapted from Custovic et al383
3. Treating to control symptoms and minimize future risk
83
Cockroaches: avoidance measures for cockroaches are only partially effective in removing residual allergens384 and evidence of clinical benefit is lacking.
Fungi: fungal exposure has been associated with asthma exacerbations. The number of fungal spores can best be reduced by removing or cleaning mold-laden objects.385 Air conditioners and dehumidifiers may be used to reduce humidity to less than 50% and to filter large fungal spores. However, air conditioning and sealing of windows have also been associated with increases in fungal and house dust mite allergens.386
Advice
Allergen avoidance is not recommended as a general strategy for people with asthma (Evidence A).
For sensitized patients, although it would seem logical to attempt to avoid allergen exposure in the home, there is
some evidence for clinical benefit with single avoidance strategies (Evidence A) and only limited evidence for benefit
with multi-component avoidance strategies (in children) (Evidence B).
Although allergen avoidance strategies may be beneficial for some sensitized patients (Evidence B), they are often
c(EovmidpelincaceteDd )a. nd expensive, and there are no validated methods for identifying those IwBhUoTaEre likely to benefit
Healthy diet
ISTR
In the general population, a diet high in fresh fruit and vegetables has many healthDbenefits, including prevention of
many chronic diseases and forms of cancer. Many epidemiological studies reOpoRrt that a high fruit and vegetable diet is
associated with a lower risk of asthma and lung function decline. vegetable intake leads to an improvement in asthma control and
aThreedreucOisePdsYorimske
evidence that increasing of exacerbations.387
fruit
and
Advice
T C
Encourage patients with asthma to consume a diet high in fruNit Oand vegetables for its general health benefits
(Evidence A).
- DO
Weight reduction for obese patients
RIAL
Asthma can ICS may be
rbeedmucoerde.3d9i1ffTichueltretoiscolinmtritoeldineovibdeesneceApaTatEbieonutts,t3h8e8-3e9f0fethcet
risk of exacerbations is greater,100,101 and of weight loss on asthma control. Studies
response have
to
ranged from dietary restriction to populations have generally been
msmualtilfl,aactnodEriDainltMienrtveervnetinotniosnasnwd irtheseuxltesrchiasevetrbaeineinnghaentedrocgoegnneitoivues.b3e92hIanvsioormalethseturadpieys, ,but
wpaetiigehnttslowssithhaasstihmmparo.3v9e3,3d94aTsthhemma ocsotnIsGtrtroHikl,Tinlugnrgefsuunltcstihoanvaenbdeheenaoltbhssetravteuds,aafntedr
reduced bariatric
medication needs surgery,395,396 but
in obese even 5-10%
Adwveicigeht loss with diet, with or CwOithPoYuRt exercise, can lead to improved asthma control and quality of life.397
Include weight reduction in the treatment plan for obese patients with asthma (Evidence B). Increased exercise alone
appears to be insufficient (Evidence B).
Breathing exercises
A systematic review of studies of breathing and/or relaxation exercises in adults with asthma and/or dysfunctional breathing, including the Buteyko method and the Papworth method, reported improvements in symptoms, quality of life and/or psychological measures, but with no consistent effect on lung function and no reduction in risk of exacerbations.398
In order for studies of non-pharmacological strategies such as breathing exercises to be considered high quality, control groups should be appropriately matched for level of contact with health professionals and for asthma education. A study of two physiologically contrasting breathing exercises, which were matched for contact with health professionals and instructions about rescue inhaler use, showed similar improvements in reliever use and ICS dose after down-titration in both groups.399 This suggests that perceived improvement with breathing exercises may be largely due to factors such
84
3. Treating to control symptoms and minimize future risk
as relaxation, voluntary reduction in use of rescue medication, or engagement of the patient in their care. The cost of some commercial programs may be a potential limitation.
Breathing exercises used in some of these studies are available at www.breathestudy.co.uk400 and www.woolcock.org.au/moreinfo.399
Advice Breathing exercises may be considered as a supplement to conventional asthma management strategies for symptoms and quality of life, but they do not improve lung function or reduce exacerbation risk (Evidence A).
Avoidance of indoor air pollution
In addition to passive and active smoking, other major indoor air pollutants that are known to impact on respiratory
health include nitric oxide, nitrogen oxides, carbon monoxide, carbon dioxide, sulfur dioxide, formaldehyde, and
biologicals (endotoxin).401,402 Sources include cooking and heating devices, particularly if they are not externally flued
(vented). Installation children with asthma
odfoneosnn-potolsluigtinnigfic, amnotlryeimefpferoctviveeluhnegatfiunngc(thioenabt uptusmigpn, iwficoaondtlyperleledtubcueUrsnTseEyr,mflputeodmgsaosf)ainstthhmeah,odmaeyss
of off
sccohnosoislt,ehnetaeltffheccatroenuatilsizthamtioano, uatncdompheasr.m404a,4c0i5st visits.403 Air filters can reduce fineIpSaTrRticIBle exposure, but there is no
Advice
R D
Encourage people with asthma to use non-polluting heating and cookinOg sources, and for sources of pollutants to be
vented outdoors where possible (Evidence B). Strategies for dealing with emotional stress
OPY T C
Emotional stress may lead to asthma exacerbations in childreNnO406 and adults. Hyperventilation associated with laughing,
crying, anger, or fear important to note that
can cause asthma is
naoirtwparyimnaarrirlyowainpgsy.4c07h,4o0s8-oPmDaOantiicc
attacks have a similar effect.409,410 However, disorder. During stressful times, medication
it is adherence
may also decrease.
RIAL
Advice Encourage
patients
to
identify
goals
and
sAtrTatEegies
to
deal
with
emotional
stress
if
it
makes
their
asthma
worse
(Evidence D).
ED M
Tmhaeyrebeishineslpuffufilcinienret deuvcidinegncaestthIoGmsHauTpspyomrpt toonmess(trEavteidgeynoceveBr)a. nother, but relaxation strategies and breathing exercises
Arrange a mental health aPsYseRssment for patients with symptoms of anxiety or depression (Evidence D).
Avoidance of outdoor alleCrgOens
For patients sensitized to outdoor allergens such as pollens and molds, these are impossible to avoid completely.
Advice For sensitized patients, closing windows and doors, remaining indoors when pollen and mold counts are highest, and using air conditioning may reduce exposure (Evidence D). The impact of providing information in the media about outdoor allergen levels is difficult to assess.
Avoidance of outdoor air pollution
Meta-analysis of epidemiological studies showed a significant association between air pollutants such as ozone, nitrogen oxides, acidic aerosols, and particulate matter and symptoms or exacerbations of asthma, including emergency department visits and hospitalizations.107 Proximity to main roads at home and school is associated with greater asthma morbidity.411 Certain weather and atmospheric conditions like thunderstorms412,413 may trigger asthma exacerbations by a variety of mechanisms, including dust and pollution, by increasing the level of respirable allergens, and causing changes in temperature and/or humidity. Reduction of outdoor air pollutants usually requires national or local policy
3. Treating to control symptoms and minimize future risk
85
changes. For example, short-term traffic restrictions imposed in Beijing during the Olympics reduced pollution and was associated with a significant fall in asthma outpatient visits.414
Advice In general, when asthma is well-controlled, there is no need for patients to modify their lifestyle to avoid unfavorable outdoor conditions (air pollutants, weather). It may be helpful, where possible, during unfavorable environmental conditions (very cold weather, low humidity or high air pollution) to avoid strenuous outdoor physical activity and stay indoors in a climate-controlled environment; and to avoid polluted environments during viral infections (Evidence D)
Avoidance of food and food chemicals
Food allergy as an exacerbating factor for asthma is uncommon and occurs primarily in young children. Confirmed food allergy is a risk factor for asthma-related mortality.102
Food when
chemicals, either asthma is poorly
naturally occurring controlled. Sulfites
or added (common
during processing, may also food and drug preservatives
trigger found
inasstUuhTcmhEafosoymdspatosmpsroecsepsesceiadlly
potatoes, However,
shri the
mp, like
dried lihood
fru of
its, beer, a a reaction
nd wine) is depen
have often dent on the
been natur
impl e of
icated in the food,
caus the l
einvgeslTaeRnvedIBrfeoarmst
hma exacerbations.415 of residual sulfite, the
sensitivity of the patient, and the mechanism of the sulfite-induced reaction.415 TheDrIeSis little evidence to support any
general role for other dietary substances including benzoate, the yellow dye, tOarRtrazine, and monosodium glutamate in
worsening asthma.
PY
Advice
CO
Ask people with asthma about symptoms associated with any spTecific foods (Evidence D).
Food avoidance should not be recommended unless an allergNyOor food chemical sensitivity has been clearly
demonstrated If food allergy
i(sEcvoidnefinrmceedD,),fouosduaallllyerbgyecnaarevofuidllyanscuepecravn-isrDeedOduocrael
challenges.102 asthma exacerbations
(Evidence
D).
Idfefocroedacsheesmwihceanl soevnesriatilvl iatystihsmcoancfiormnterodl,icmopmropvleetseR(aEIvAvoiLdideanncceeDis).not usually necessary, and sensitivity often
MATE
TED IGH
COPYR
86
3. Treating to control symptoms and minimize future risk
INDICATIONS FOR REFERRAL FOR EXPERT ADVICE
While the majority of people with asthma can usually be managed in primary care, some clinical situations warrant referral for expert advice regarding diagnosis and/or management (Box 3-10). This list is based on consensus, and indications for referral may vary, as there is substantial variation between health systems in the delivery of the majority of asthma care: by primary health care providers in some countries, and by specialists in others.
Box 3-11. Indications for considering referral for expert advice, where available
Difficulty confirming the diagnosis of asthma
Patient has symptoms of chronic infection, or features suggesting a cardiac or other nonpulmonary cause (Box 1-3, p.26) (immediate referral recommended)
Diagnosis is unclear even after a trial of therapy with ICS or systemic corticosteroids
Patients with features of both Suspected occupational asthma
asthma
and
COPD,
if
there
is
doubt
about
priorities
fUorTtEreatment
Refer for confirmatory testing and identification of sensitizing or irritant agent,TsRpIeBcific advice about eliminating
exposure and pharmacological treatment. See specific guidelines44 for deDtaIiSls.
Persistent or severely uncontrolled asthma or frequent exacerbations OR
Patient's symptoms remain inhaler technique and good
uncontrolled, or adherence with
patient Step 4
threaastmonegnotin(mgOeePdxiYaucmerdboastieonICsSo-rLlAowBAlu, nBgoxfu3n-c5ti,opn.6d1e)s.pBiteefocroerrect
referral, depending on the clinical context, identify and treatTmCodifiable risk factors (Box 2-2, p.36; Box 3-8, p.76)
and comorbidities (p.94).
NO
PSaeteieSnet chtaiosnfr3eEqu(pe.n1t0a4s)thomn ad-ifrfeiclautlet dtohtereaaltthacnadreseuvt-ielirDzeaOtaiosnth(me.ag,.inmculultdipinlegEaDdevicsiistsioonrtruereg.ent primary care visits).
Any risk factors for asthma-related death (see BoRxIA4-L1, p.125)
Near-fatal asthma attack (ICU admissionA,ToEr mechanical ventilation for asthma) at any time in the past
Suspected Evidence of, or
orirsckoonff,irsmigendifiacnaanpt htryelaatxEmisDeonMrt fsoidoed-eafllfeercgtsy
in
a
patient
with
asthma
Patients with significant side-IeGfHfeTcts from treatment
Need for long-term oral PcoYrRticosteroid use
Frequent courses ofCoOral corticosteroids (e.g. two or more courses a year)
Symptoms suggesting complications or sub-types of asthma
e.g. aspirin-exacerbated respiratory disease (p.102); allergic bronchopulmonary aspergillosis
Additional reasons for referral in children 6-11 years
Doubts about diagnosis of asthma e.g. respiratory symptoms are not responding well to treatment in a child who was born prematurely
Symptoms or exacerbations remain uncontrolled despite medium dose ICS (Box 3-6B, p.63) with correct inhaler technique and good adherence
Suspected side-effects of treatment (e.g. growth delay)
Concerns about the child's welfare or well-being
ED: emergency department; ICS: inhaled corticosteroids; ICU: intensive care unit. For indications for referral in children 0-5 years, see p.158.
3. Treating to control symptoms and minimize future risk
87
PART C. GUIDED ASTHMA SELF-MANAGEMENT EDUCATION AND SKILLS TRAINING
KEY POINTS
With a chronic disease such as asthma, it is important for patients to be provided with education and skills in order to effectively manage their asthma. This is most effectively achieved through a partnership between the patient and their health care providers. The essential components for this include:
o Skills training to use inhaler devices effectively
o Encouraging adherence with medications, appointments and other advice, within an agreed management strategy
o Asthma information
o Training in guided self-management, with self-monitoring of symptoms or peak flow; a written asthma action
plan to show how to recognize or trained health care worker.
and
respond
to
worsening
asthma;
and
regular
reviewTbEy
a
health
care
provider
In developing, customizing and evaluating self-management interventions for differeRnItBcUultures, sociocultural factors
should be taken into account.416
DIST
SKILLS TRAINING FOR EFFECTIVE USE OF INHALER DEVICES
OR
Delivery of action, and
respiratory medications by inhalation fewer systemic adverse effects than
achieves systemic
daehlivigehryc.oHnocweneOtvrPaeYrti,ounsiinngthaenainirwhaalyesr,ismaorsekirlal pthidatomnsuestt
of be
learnt and maintained in order for the medication to be delivered effeTctCively.
Poor inhaler technique leads to poor asthma control, increased rNisOk of exacerbations and increased adverse effects.99
Most patients (up to 70-80%) are unable to unable to correctly demonstrate how to use
tuhseeinthheailreirnshtahlee-yrDcpOorerrseccrtilbye. .U41n7foMrotusntapteeolyp,lemwanityh
health care providers are incorrect technique are
unaware that they have a problem. There is no `perfeRctI'AinLhaler - patients can have problems using any inhaler device.
Strategies for ensuring effective use of inhaler deAvTicEes are summarized in Box 3-12, p.89.418
These principles apply to (pMDIs), use of a spacer
iamllptryopveessodfeinlivhearlyeEraDdnedMv(icfoersI.CFSo)r
patients reduces
prescribed pressurized metered dose inhalers the potential for local side-effects such as dysphonia
Canhdecokrainlgcaannddidcioarsriesc.4ti1n9gWinithhaIlCerSt,etchheInGriiqsHukTeouf scianngdaidsiatasnisdcaardnizaelsdocbheecrekldisutcteadkebsyorinnlsyin2g-3anmdinsuptiettsinagnodulteaafdtesrtousime.proved
asthma control in adults420,421 anPdYoRlder children418 (Evidence A). A physical demonstration is essential to improve
inhaler technique.422 This is technique falls off with time,
eCsaoOsciehsetcikf itnhge
health care provider and re-training must
has placebo be repeated
inhalers and a regularly. This
spacer. After is particularly
training, inhaler important for
patients with poor symptom control or a history of exacerbations. Attaching a pictogram423,424 or a list of inhaler
technique steps425 to the inhaler substantially increases the retention of correct technique at follow-up. Pharmacists,
nurses and trained lay health workers can provide highly effective inhaler skills training.418,426-428
Some inhaler devices and techniques for their use are illustrated on the GINA website (www.ginasthma.org) and the ADMIT website (www.inhalers4u.org).
88
3. Treating to control symptoms and minimize future risk
Box 3-12. Strategies to ensure effective use of inhaler devices
CHOOSE
Choose the most appropriate inhaler device for the patient before prescribing. Consider the medication options (Box 3-5, p.61), the available devices, patient skills and cost.
If different options are available, encourage the patient to participate in the choice. For pMDIs, use of a spacer improves delivery and (with ICS) reduces the potential for side-effects. Ensure that there are no physical barriers, e.g. arthritis, that limit use of the inhaler. Avoid use of multiple different inhaler types where possible, to avoid confusion.
CHECK
Check inhaler technique at every opportunity.
Ask the patient to show you how they use their inhaler (don't just ask if they know hUoTwEto use it).
Identify any errors using a device-specific checklist.
RIB
CORRECT
DIST
Show the patient how to use the device correctly with a physical demOonRstration, e.g. using a placebo inhaler. Check technique again, paying attention to problematic steps. YoPuhYmalaeyr cnoereredcttolyreafpteeratsethviserparlorceepsesat2s-o3f ttirmaeinsin.4g20.
Only consider an alternative device if the patient cannot use thCeOin Re-check inhaler technique frequently. After initial training, eTrrors often recur within 4-6 weeks.429
CONFIRM
NO
Clinicians should be able to demonstrate correct te-cDhnOique for each of the inhalers they prescribe.
Pharmacists and nurses can provide highly eRffIeAcLtive inhaler skills training.426,427
ADHERENCE WITH MEDICATIONS AND OMTHAETRE ADVICE
Identifying poor adherence
TED
Pprooovridaedrh. eTrheenrceeisisindcerfeinaesdinagsatwhearIfeGaniHleusres
of of
treatment to be the importance
taken as agreed upon by the of poor adherence in chronic
patient and the health care diseases, and of the potential
to
develop interventions to imprPovYeRadherence.430 Approximately 50% of adults and children on long-term therapy for
asthma fail to take medicaCtOions as directed at least part of the time.168
In clinical practice, poor adherence may be identified by an empathic question that acknowledges the likelihood of
incomplete adherence and encourages an open discussion. See Box 3-13, p.90 for examples. Checking the date of the
last prescription or the date on the inhaler may assist in identifying poor adherence. In some health systems,
pharmacists can assist in identifying poorly adherent patients by monitoring dispensing records. Electronic inhaler
monitoring has also been used in clinical practice to identify poor adherence in patients with difficult-to-treat
asthma.156,157
In clinical studies, poor adherence may be identified by short adherence behavior questionnaires, or from dispensing records; dose or pill counting; electronic inhaler monitoring;431 and drug assay such as for prednisolone.432
Factors contributing to poor adherence
It is important to elicit patients' beliefs and concerns about asthma and asthma medications in order to understand the reasons behind their medication-taking behavior. Factors involved in poor adherence are listed in Box 3-13, p.90. They
3. Treating to control symptoms and minimize future risk
89
include both intentional and unintentional factors. Issues such as ethnicity,433 health literacy,434,435 and numeracy179 are often overlooked. Patients' concerns about side-effects may be either real or perceived.318,436
Interventions that improve adherence in asthma
Few adherence interventions have been studied comprehensively in asthma. Some examples of successful
interventions are:
Shared decision-making for medication/dose choice improved adherence and asthma outcomes.170,173
Electronic inhaler reminders, either proactively or for missed doses, improved adherence437-440 and reduced
exacerbations and oral corticosteroid use.437-439
In a difficult inner-city environment, home visits for a comprehensive asthma program by an asthma nurse led to
improved adherence and reduced prednisone courses over the following several months.441
Providing adherence information to clinicians did not improve ICS use among patients with asthma unless
clinicians chose to view the details of their patients' medication use.442
Irnefaillshewaeltrhe mduaeinoternoavnecrdeuoergleadnitzoaitmiopnr,oavnedauICtoSmaatdehderveoniccee rreeclaotgivneititoonupsruoaglrcaamrew, ibtUhutTmnEeosdsiaffgeeresntcrieggineruerdgewnhten
care visits.443
TRIB
In one study, directly observed oversight, was associated with
controller medication administration more symptom-free days and fewer
uartgsecnhDtovIoSisl,itcsotmhabnineudsuwailthcaterele.4m44edicine
Improving adherence to controller medications may not necessarily translate tOoRimproved clinical outcomes.445 Further
studies are needed of adherence strategies that are feasible for implemCOenPtaYtion in primary care.
Box 3-13. Poor medication adherence in asthma
NOT
Factors contributing to poor adherence
H-oDwOto identify poor adherence in clinical practice
Medication/regimen factors Difficulties using inhaler device (e.g. arthritis)
RIAL Ask
an empathic question Acknowledge the likelihood
of
incomplete
adherence
and
Burdensome regimen (e.g. multiple times peArTdEay)
encourage an open non-judgmental discussion.
Multiple different inhalers Unintentional poor adherence
ED M
Examples are: `Many patients don't use their inhaler as prescribed.
Misunderstanding about instructIiGonHsT
In the last 4 weeks, how many days a week have you been taking it - not at all, 1, 2, 3 or more days a week?'446
Forgetfulness Absence of a daily
routine
PYR
`Do you find it easier to remember your inhaler in the morning or the evening?'
Cost
CO
Check medication usage
Intentional poor adherence
Check the date of the last controller prescription
Perception that treatment is not necessary
Check the date and dose counter on the inhaler
Denial or anger about asthma or its treatment
In some health systems, prescribing and dispensing
Inappropriate expectations
frequency can be monitored electronically by clinicians
Concerns about side-effects (real or perceived)
and/or pharmacists
Dissatisfaction with health care providers
See review articles for more detail.167,447
Stigmatization
Cultural or religious issues
Cost
Examples of successful adherence interventions Shared decision-making for medication/dose choice170,173 Inhaler reminders, either proactively or for missed doses437-439
90
3. Treating to control symptoms and minimize future risk
Prescribing low dose ICS once-daily versus twice-daily448 Home visits for a comprehensive asthma program by an asthma nurse441
ASTHMA INFORMATION
While education is relevant to asthma patients of all ages, the information and skills training required by each person may vary, as will their ability or willingness to take responsibility. All individuals will require certain core information and skills but most education must be personalized and provided in a number of steps.
For young children, the focus of asthma education will be on the parent/carer, but young children can be taught simple
asthma management skills. Adolescents may have unique difficulties regarding adherence, and peer support group
education may help in addition to education provided by the health care provider.449 These are complex interventions,
and there have been few studies. Regional issues and the adolescent's developmental stage may affect the outcomes
of such programs.450
The key features and components of an asthma education program are provided in BoxU3T-1E4. Information alone
itmo pmraovinetsaiknnpoowslietidvegebbeuhtavdiooeraslncohtainmgper,oavnedasskthilmlsaaroeurtceoqmuieresd.45fo1 rSeofcfeiacltiavnedmpesdyicchaoTtiloRongIBidcaellivseurpyp.oArtt
may also the initial
be required consultation,
verbal information should be supplemented with written or pictorial452,453 informDaItSion about asthma and its treatment. The
GINA website (www.ginasthma.org) contains patient educational Patients and their families should be encouraged to make a note
omfaatenryiaqlsuOeaRsstiwonesll
as links to several asthma websites. that arise from reading this
information or as a result of the consultation, and should be given timOePtYo address these during the next consultation.
Asthma education and training, for both adults and children, can TbeCdelivered effectively by a range of health care
providers including pharmacists community health workers) can
NO and nurses426,427,454,455 (Evidence A). Trained lay
deliver discrete areas of respiratory care such as
health workers (also known as asthma self-management education.
Asthma education by trained lay health workers has bee-nDfOound to improve patient outcomes and healthcare utilization
fcinodminpgasresduwggitehsut sthuealnceaered,f4o28r,4a56ddaintidontoalastsuimdiielasrteoRxatIesAnsLet sass
nurse-led education applicability in other
in primary care457 (Evidence settings and populations.
B).
These
ATE
Box 3-14. Asthma information ED M
Gthoeiarla: sTtohmpraovinidpeatrhtneeprsehrsiponwwithiththIaGesiHrthThmeaal,ththceairrefapmroilyvidaendrsother carers with suitable information and training to manage
YR
Content
Approach Focus
on
the
develoCpmOePnt
of
the
partnership.
Asthma diagnosis
Accept that this is a continuing process.
Share information.
Adapt the approach to the patient's level of health literacy (Box 3-1, p.47).
Rationale for treatment, and differences between `relievers' and `controllers'
Potential side-effects of medications
Prevention of symptoms and flare-ups
Fully discuss expectations, fears and concerns. Develop shared goals.
How to recognize worsening asthma and what actions to take; how and when to seek medical attention
Management of comorbidities
3. Treating to control symptoms and minimize future risk
91
TRAINING IN GUIDED ASTHMA SELF-MANAGEMENT
Guided self-management may involve varying degrees of independence, ranging broadly from patient-directed selfmanagement to doctor-directed self-management. With patient-directed self-management patients make changes in accordance with a prior written action plan without needing to first contact their health care provider. With doctordirected self-management, patients still have a written action plan, but refer most major treatment decisions to their physician at the time of a planned or unplanned consultation.
The essential components of effective guided asthma self-management education are:171
Self-monitoring of symptoms and/or peak flow A written asthma action plan to show how to recognize and respond to worsening asthma; and Regular review of asthma control, treatment and skills by a health care provider.
Self-management education that includes these components dramatically reduces asthma morbidity in both
adults171,428,458 (Evidence A) and asthma-related hospitalizations,
ecmhieldrrgeenn1c72y,4d58e(pEavrtidmeennctevAis)it.sBaenndefuitnssicnhceludduelerdedduoccttioornoorfcolinnTeicE-tvhiisrditst,omtwisos-ethdirds
in
work/school days, and program in 20 patients
nocturnal prevents
wakening.171 It has one hospitalization,
been estimated and successful
cthoamtpthleetioimnpolef msuecnhtRaaItBipoUrnoogfraamseblyf-m8 apnaatigeenmtsent
prevents one emergency department visit.171,459 Less intensive interventions that iDnvISoTlve self-management education but
not a written action plan are less effective,460 and RCTs on supported self-management for asthma
icnofonrfimrmaetiodnthaalot nitereisduinceefsfeucntOisvceRh.4e51duAlesdyshteeamltahtcicarmeeutase-r,eivmiepwroovfe2s70
acostshtsm(aEcvoidnetrnocle, isA)a.4p5p8licable to a wide range of target groups and cliniCcaOl PseYttings, and does not increase health care
Self-monitoring of symptoms and/or peak flow
NOT
Pneactieesnstsarsyhwouhlednbseytmrapintoemdstostkaeret ptotwraocrkseonf .thPeeiraskyemxpptiroamtosr-y(wDflioOthwo(rPwEiFth)omutoanitdoiarirnyg),maanyd
notice and sometimes
take action be useful:
if
Short-term monitoring o Following an exacerbation,
to
monitor
recoRvIeArLy
o Following a change in treatment, to heAlTpEin assessing whether the patient has responded
o o
ITfosyamsspistotminsidaepnpteifaicraetixocneossf iovcec(uEfopDraotMiobnjeacltiovredeovmideesnticcetroigf gdeergsrefoer owfolursnegnfiunngcatisotnhmimapcaoirnmtreonl t)
Long-term monitoring o For earlier detection
of
exaIGceHrTbations,
mainly
in
patients
with
poor
perception
of
airflow
limitation131
o o
For For
patients patients
with who
ahahvisePtYodrRifyficouf lst-utod-dceonnstreovl eorreseexvaecreerabsatthiomnas
CO
For patients carrying out PEF monitoring, use of a laterally compressed PEF chart (showing 2 months on a landscape
format page) allows more accurate identification of worsening asthma than other charts.154 One such chart is available
for download from www.woolcock.org.au/moreinfo/. There is increasing interest in internet or phone-based monitoring of
asthma. Based on existing studies, the main benefit is likely to be for more severe asthma461 (Evidence B).
Written asthma action plans
Personal written asthma action plans show patients how to make short-term changes to their treatment in response to changes in their symptoms and/or PEF. They also describe how and when to access medical care.462,463 The term `written' action plan includes printed, digital or pictorial plans, i.e. the patient is given a record of the instructions.
The benefits of self-management education for asthma morbidity are greater in adults when the action plans include both a step up in ICS and the addition of OCS, and for PEF-based plans, when they are based on personal best rather than percent predicted PEF463 (Evidence A).
92
3. Treating to control symptoms and minimize future risk
The efficacy of self-management education is similar regardless of whether patients self-adjust their medications according to an individual written plan or whether the medication adjustments are made by a doctor460 (Evidence A). Thus, patients who are unable to undertake guided self-management can still achieve benefit from a structured program of regular medical review.
Examples of written asthma action plan templates, including for adult and pediatric patients with low literacy, can be found on several websites (e.g. Asthma UK, www.asthma.org.uk; Asthma Society of Canada, www.asthma.ca; Family Physician Airways Group of Canada, www.fpagc.com; National Asthma Council Australia, www.nationalasthma.org.au) and in research publications.464,465 Health care providers should become familiar with action plans that are relevant to their local health care system, treatment options, and cultural and literacy context. Details of the specific treatment adjustments that can be recommended for written asthma action plans are described in the next chapter (Box 4-2, p.129).
Regular review by a healthcare provider or trained healthcare worker
The third component of effective asthma self-management education is regular review bUyTaEhealthcare provider or
trained healthcare the following:
worker.
Follow-up
consultations
should
take
place
at
regular
intTerRvIaBls.
Regular
review
should
include
Ask the patient if they have any questions and concerns. Discuss issues, and provide additional educational messages
as
neDcIeSssary;
if
available,
refer
the
patient
to
someone trained in asthma education.
OR
Assess asthma control.
OPY
Review the patient's level of symptom control and Ask about flare-ups to identify contributory factors
raisnkdTfwaCchteotrhse(rBthoex
2-2, p.36). patient's response
was
appropriate
(e.g. was an action plan used?).
NO
Review Assess
the patient's symptom comorbidities.
or
PEF
diary,
if
-
DthOey
keep
one.
Assess treatment issues.
RIAL
WAsastecshsthmeepdaictaietniotnusaedhtheereirnicnehaalnedrA, aTasnEkdacbooruretcatdahnedrernec-cehbeacrkriteercsh(nBiqouxe3i-f1n3e, cpe.9s0sa).ry (Box 3-12 p.89).
Ask about adherence with Review the asthma action
poltEahnDeraMinndteurvpednattieonitsif(ele.gve. lsomfoaksinthgmcaescsoanttiroonl)o. r
treatment
have
changed.466
A single page prompt to cliniciansIGhaHsTbeen shown to improve the provision of preventive care to children with asthma
dwuitrhinsgeoveffriceedvisiseitass.e467aFt roisllokwo-fPuhYpoRbspyittaellea-dhmeaisltshicoanr.e461is unlikely to benefit in mild asthma but may be of benefit in those
CO
School-based programs for children
A systematic review found that school-based studies (most conducted in the US and Canada) that included selfmanagement skills for children aged 5-18 years was associated with a 30% decrease in emergency department visits, and a significant decrease in hospitalizations and in days of reduced activity.468
3. Treating to control symptoms and minimize future risk
93
PART D. MANAGING ASTHMA WITH MULTIMORBIDITY AND IN SPECIFIC POPULATIONS
KEY POINTS
Multimorbidity is common in patients with chronic diseases such as asthma. It is important to identify and manage multimorbidity, as it contributes to impaired quality of life, increased healthcare utilization, and adverse effects of medications. In addition, comorbidities such as rhinosinusitis, obesity and gastro-esophageal reflux disease may contribute to respiratory symptoms and some contribute to poor asthma control.
For patients with dyspnea or wheezing on exertion: o Distinguish between exercise-induced bronchoconstriction (EIB) and symptoms that result from obesity or a lack of fitness or are the result of alternative conditions such as inducible laryngeal obstruction. o Provide advice about preventing and managing EIB.
All adolescents and adults with asthma should receive ICS-containing controller medication to reduce their risk of
severe exacerbations. It should formoterol for symptom relief.
be
taken
every
day
or,
as
an
alternative
in
mild
asthmaU,TbEy
as-needed
ICS-
Refer patients with difficult-to-treat or severe asthma to a specialist or severe astThmRIaBservice, after addressing
common problems such as incorrect diagnosis, poor adherence (see Section 3E, p.104).
incorrect
inhaler
technique,
oDngISoing
environmental
exposures,
and
Y OR
MANAGING COMORBIDITIES
COP
Multimorbidity is a common problem in patients with chronic diseasOeTs such as asthma. It is associated with worse quality
of life, increased common among
healthcare utilization and those with difficult-to-treat
increased or severe
aadsvthemrsaDe.1Oe01ffNeAccttsivoef
treatment. 169 management
Multimorbidity is of comorbidities
particularly such as
rhinosinusitis, obesity and gastro-esophageal reflux respiratory symptom burden and lead to medication
dinistIeeAraaLsc-etioisnsim. Spoormtaenct,oamsotrhbeidseitiecosnadlsitoiocnosnmtraibyutaelstoo
contribute to poor asthma
control.469
TER
Obesity
MA
Clinical features
TED
Being overweight or obese is a risk faIGctHor for childhood asthma and wheeze, particularly in girls.470 Asthma is more
dcoiffmicourlbt itdoitcieosntsruocl hinaosboebssetrpuacttieivnPetYss.Rl3e8e8-p391apTnheisamaanyd
be due to a different type of airway inflammation, contributory gastroesophageal reflux disease (GERD), mechanical factors,
or
other as yet undefined factorCs.OIn addition, lack of fitness and reduction in lung volume due to abdominal fat may
contribute to dyspnea.
Diagnosis
Document body mass index (BMI) for all patients with asthma. Because of other potential contributors to dyspnea and wheeze in obese patients, it is important to confirm the diagnosis of asthma with objective measurement of variable expiratory airflow limitation (Box 1-2, p.23). Asthma is more common in obese than non-obese patients,57 but both overand under-diagnosis of asthma occur in obesity.37,58
Management
As for other patients with asthma, ICS are the mainstay of treatment in obese patients (Evidence B), although their response may be reduced.391 Weight reduction should be included in the treatment plan for obese patients with asthma (Evidence B). Increased exercise alone appears to be insufficient (Evidence B).397 Weight loss can improve asthma control, lung function, health status and reduces medication needs in obese patients,393,394 but the studies have generally been small, quality of some studies is poor, and the interventions and results have been variable.392 The most
94
3. Treating to control symptoms and minimize future risk
striking results have been observed after bariatric surgery,395,396,471 but even 5-10% weight loss can lead to improved asthma control and quality of life.397 For patients with comorbid obstructive sleep apnea, one study showed a significant reduction in moderate exacerbations with 6 months of continuous positive airway pressure (CPAP) therapy.472
Gastroesophageal reflux disease (GERD)
Clinical features
GERD can cause symptoms such as heartburn, and epigastric or chest pain, and is also a common cause of dry cough. Symptoms and/or diagnosis of GERD are more common in people with asthma than in the general population,469 but this may be in part due to cough being attributed to asthma; in addition, some asthma medications such as beta2agonists and theophylline cause relaxation of the lower esophageal sphincter. Asymptomatic gastroesophageal reflux is not a likely cause of poorly controlled asthma.469
Diagnosis
In patients with confirmed asthma, no value in screening patients with
GERD should be considered as a possible cause uncontrolled asthma for GERD (Evidence A). For
opIBfaUatieTdnErtys cwoiuthgha;shthomwaevaenrd,
there
is
symptoms suggestive of reflux, an empirical agent, may be considered, as in the general
trial of anti-reflux population. If the
medication, such symptoms do not
aIrSesTsaoRlpvreo,tosnpepcuifmicpininvheisbtiitgoartioornms ostuilcithy
as
24-hour pH monitoring or endoscopy may be considered.
R D
Management
PY O
Clinical trials of proton showed small benefits
pump inhibitors in patients with confirmed for lung function, but no significant benefit
afosCrthOomthae,rmaostshtmofawohuotcmomhaeds.a473d,4ia74gInnoasisstoufdGy EofRaDd,ult
patients with symptomatic asthma but without symptoms of GNEORTD, treatment with high dose proton pump inhibitors did
not red limited
uc to
e asthma symptoms patients with both sy
or exacerbations mptomatic reflux
.475 I and
nniggeh-nt-DetirOmale,
benefits of respiratory
proton pump inhibitors in symptoms.476 Other treat
asthma a ment opti
ppear to b ons includ
e e
mpoootirlliytycaognetrnotlsle, dlifaesstthymleachsahnogueldsnaontdbfeuntrdeoaptelidcawtiiotRhnI.AaInnLtis-ruemflumxatrhye, rsaypmyputonmlesasticthreeyfluaxlssohhoauvlde
be treated, but patients symptomatic reflux
with
(Evidence A).474 Few data are available for chAilTdEren with asthma symptoms and symptoms of GERD.477,478
Anxiety and depression
ED M
Clinical features Anxiety symptoms
and
psychiatricIGdHisoTrders,
particularly
depressive
and
anxiety
disorders,
are
more
prevalent
among
people with asthma.479,480 PsPycYhRiatric comorbidity is also associated with worse asthma symptom control and medication
iandchreearesnecdea, satnhdmwa-orresleateasdCtheOmxaac-ererblaatteiodnqsuaanlidtyeomf elifreg.e48n1cAynvxisioituss.48a2nPdadneicpraetstascivkes
symptoms have been associated may be mistaken for asthma.
with
Diagnosis
Although several tools are available for screening for anxious and depressive symptomatology in primary care, the majority have not been validated in asthma populations. Difficulties in distinguishing anxiety or depression from asthma symptoms may therefore lead to misdiagnosis. It is important to be alert to possible depression and/or anxiety in people with asthma, particularly when there is a previous history of these conditions. Where appropriate, patients should be referred to psychiatrists or evaluated with a disease-specific psychiatric diagnostic tool to identify potential cases of depression and/or anxiety.
Management
There have been few good quality pharmacological and non-pharmacological treatment trials for anxiety or depression in patients with asthma, and results are inconsistent. A Cochrane review of 15 randomized controlled trials of psychological interventions for adults with asthma included cognitive behavior therapy, psychoeducation, relaxation, and biofeedback.483 Results for anxiety were conflicting, and none of the studies found significant treatment differences for
3. Treating to control symptoms and minimize future risk
95
depression. Drug treatments and cognitive behavior therapy484 have been described as having some potential in patients with asthma; however, current evidence is limited, with a small number of studies and methodological shortcomings.
Food allergy and anaphylaxis
Clinical features
Rarely, food allergy is a trigger for asthma symptoms (<2% of people with asthma). In patients with confirmed foodinduced allergic reactions (anaphylaxis), co-existing asthma is a strong risk factor for more severe and even fatal reactions. Food-induced anaphylaxis often presents as life-threatening asthma.102 An analysis of 63 anaphylaxis-related deaths in the United States noted that almost all had a past history of asthma; peanuts and tree nuts were the foods most commonly responsible.485 A UK study of 48 anaphylaxis-related deaths found that most were regularly treated for asthma, and that in most of these, asthma was poorly controlled.486
Diagnosis In patients
with
confirmed
food
allergy,
it
is
important
to
assess
for
asthma.
Children
withIBfoUoTdEallergy
have
a
four-fold
increas allergy
ed or
i
likeliho ntolera
od of h nce for
aving asth specialist
ma compared with c allergy assessment.
hildren This m
wit ay
hinoculut dfoeoadpaplrleorpgryia.4tIe8S7TaRlRleefregryptaetsietinngts
with such
suspected f as skin pric
ood k
testing and/or blood testing for specific IgE. On occasion, carefully supervised fRooDd challenges may be needed.
Management
PY O
Patients who have a confirmed food available at all times, and be trained
allergy how to
that use
puts them at it. They, and
rthisekirfofarmaCnilyaO,pmhyulastxbisemeudsutchaatevde
an epinephrine auto-injector in appropriate food
avoidance strategies, and in the medical notes, they should be flNagOgTed as being at high risk. It is especially important to
ensure that their asthma is well controlled, they have a and anaphylaxis, and are reviewed on a regular basis.
writ-teDnOaction
plan,
understand
the
difference
between
asthma
Rhinitis, sinusitis and nasal polyps
RIAL
Clinical features
ATE
Evidence allergic or
cnleoanr-layllseurgpipco, rhtasvaelicnoknbceutrwreenetnrhdiEinsDietiasM,seansdof1t0h-e4u0p%peorf
and lower airways.488 Most patients with asthma, either patients with allergic rhinitis have asthma.489 Depending
on sensitization and exposure, allergens), or intermittent (e.g.
faulrlreerdgIicpGerHhtsTin).i4t9is0
may
be
seasonal
(e.g.
ragweed
or
grass
pollen),
perennial
(e.g.
mite
Rhinitis is defined as irritation anPdYinRflammation of the mucous membranes of the nose. Allergic rhinitis may be
accompanied by ocular sympCtoOms (conjunctivitis). Rhinosinusitis is defined as inflammation of the nose and paranasal
sinuses characterized by more than two symptoms including nasal blockage/obstruction and/or nasal discharge
(anterior/posterior nasal drip).491 Other symptoms may include facial pain/pressure and/or a reduction or loss of smell.
Sinusitis rarely occurs in the absence of rhinitis.
Rhinosinusitis is defined as acute when symptoms last <12 weeks with complete resolution, and chronic when symptoms occur on most days for at least 12 weeks without complete resolution. Chronic rhinosinusitis is an inflammatory condition of the paranasal sinuses that encompasses two clinically distinct entities: chronic rhinosinusitis without nasal polyposis and chronic rhinosinusitis with nasal polyposis.492 The heterogeneity of chronic rhinosinusitis may explain the wide variation in prevalence rates in the general population ranging from 1-10% without polyps and 4% with polyps. Chronic rhinosinusitis is associated with more severe asthma, especially in patients with nasal polyps.493
Diagnosis
Rhinitis can be classified as either allergic or non-allergic depending on whether allergic sensitization is demonstrated. Variation in symptoms by season or with environmental exposure (e.g. furred pets) suggests allergic rhinitis. Examination of the upper airway should be arranged for patients with severe asthma.
96
3. Treating to control symptoms and minimize future risk
Management
Evidence-based guidelines (Allergic Rhinitis in Asthma, ARIA)488 recommend intranasal corticosteroids for treatment of allergic rhinitis. In a case-control study, treatment of rhinitis with intranasal corticosteroids was associated with less need for asthma-related hospitalization and emergency department visits,494 but a meta-analysis found improvement in asthma outcomes only in patients not also receiving ICS.495 However, few placebo-controlled studies have systematically evaluated the effect of proper treatment and management of chronic rhinosinusitis on asthma control. A placebo-controlled trial of nasal mometasone in adults and children with chronic rhinosinusitis and poorly controlled asthma showed no benefit for asthma outcomes, suggesting that, while chronic rhinosinusitis can contribute to respiratory symptoms, e.g. chronic cough, its treatment in patients with asthma should be targeted at the symptoms of rhinosinusitis rather than to improve asthma control.496
In patients with nasal polyposis, omalizumab,497 mepolizumab498,499 and dupilumab500,501 improved subjective and
objective assessments including nasal symptoms and polyp size, compared with placebo. In patients with chronic
dsiunpuisluitmisawbi.t5h00nasal polyposis and comorbid asthma, asthma symptom control and lunIgBfUuTncEtion were also improved with
MANAGING ASTHMA IN SPECIFIC POPULATIONS OR SETTINGS
ISTR
This section includes brief advice about managing asthma in specific populatioDns or settings in which the usual
tsreecattimonenotf aCphparpotaecrh1m(pa.y28n)e. ed to be modified. Also refer to the DiagnoPsiYs oOf Rrespiratory symptoms in other settings
Low- and middle-income countries Clinical features
CO NOT
In 2019, 96% of asthma deaths and 84% of disability-ad-juDsOted life years (DALYs) were in LMICs.502 Symptoms of
as ex
thma posur
are simi es such
lar as
world-wide, smoking an
b d
ut patient biomass
fluaenlgeuxapgoeIsAumLraeyadnidff
er, inc
and comorbidities idence of chronic
may vary depending respiratory infections
on environmental from tuberculosis
and HIV/AIDS.
TER
Management
MA
The fundamental principles and aims oTfEaDsthma treatment are the same in LMICs as in high-income countries, but
common barriers to effective long-IGteHrm asthma care include the lack of availability and affordability of inhaled medicines,
and prioritization of acute carPeYoRver chronic care by healthcare systems.
Recommendations by WHCOOand the International Union Against Tuberculosis and Lung Disease (The Union)503 form the
basis of treatments offered in many LMICs.60 The WHO Model List of Essential Medicines504 (Appendix, Chapter 5)
includes ICS, combination ICS-formoterol, and bronchodilators. Spacers are included in the WHO list of essential
technology but are rarely available due to obstacles to their manufacture or purchase, practical issues of cleaning, and
inconvenience for ambulatory use. Effective spacers can be made at no cost from plastic drink bottles.505
Medicines selected as `essential' are not necessarily the most effective or convenient, particularly for patients with more severe disease, and a limited choice does not allow for consideration of patient preferences and likelihood of adherence. However, ICS-containing controllers, when provided for large populations, have achieved impressive reductions in mortality and morbidity,506 including in LMICs. In Brazil, government policy ensuring nationwide easy access to ICS, at no cost to patients, was associated with a 34% reduction in hospitalizations for asthma.164 Prescribing ICS-formoterol as the symptom reliever, with (GINA Steps 3-5) or without (Steps 1-2) maintenance ICS-formoterol, provides the safest and most effective asthma treatment for adolescents and adults163,193, and avoids the behavioral consequences of starting treatment with SABA alone.
3. Treating to control symptoms and minimize future risk
97
Inclusion of essential asthma medicines in formularies and guidelines does not assure sustained and equitable supply to patients. The supply of medicines in many LMICs tends to be sporadic for a wide variety of reasons, sometimes determined by the ability of governments to pay for supplies, issues relating to procurement, poor administration and record keeping, and problems in the supply chain, particularly to remote dispensaries.60
Availability of asthma medicines varies widely between LMICs, with some having only oral bronchodilators (salbutamol and theophylline tablets/solutions) supplemented from time to time with oral corticosteroids. Oral bronchodilators have a slow onset of action and more adverse effects than inhaled SABA, and even occasional courses of OCS are associated with a significant risk of short-term adverse effects such as pneumonia and sepsis,507 and with long-term adverse effects including osteoporosis, cataract and diabetes.309 The largest (52 countries) survey of the accessibility and affordability of inhaled asthma medicines, conducted in 2011, reported that salbutamol was available in only half of public hospitals; ICS was available in fewer than one in five public pharmacies and not at all in 14 countries.508
Obtaining asthma medicines often represents a catastrophic household expense. A recent systematic review of the
availability, unavailable
cost and
uanndafafoffrodradbalebiplitayrtoicf uelsasrleynftoiarlImCSedaicnidnecsomfobr iansatthiomnaICaSnd-LCAOBAP.D509inTLhMisICmseafonuUsnTtdhEatht ethsee
to be largely essential
cornerstone of treatment that achieves substantial reductions in morbidity and mortaliTtyRisIBout of reach for the great
majority of the world's children, adolescents and adults living with asthma.
DIS
It is not acceptable in 2022 to manage asthma with treatments. The research community must develop
aSnAdBeAvsaalunadteoraaplpcrooraticchoessteOdroReisdisgninesdtetoadobovf iparteevbeanrtriiveersICtoSc-caorentianining
resource-constrained settings. A World Health Assembly Resolution on OeqPuYitable access to affordable care, including
inhaled medicines, for children, valuable step forward - as was
raedcoelentslcyeancthsieavneddafdourlttshewsituhpapslythomfOainT,swuChlienrfeovredriathbeeytelisv.e51i0nGthINeAwsotrrlodn, gwlyousludpbpeorats
this
initiative.
O N
In the meantime, in general, Track 2 treatment, although Lle-ssDeffective in reducing asthma exacerbations, may be
considered treatment.
preferable The "other
cinosnetrtotilnlegrsowpthioenres"ciunrrFeingtuareva3Ei.la5RbAIiA,littyhoourgahffoprodteanbtiliiatyllycolenssstrcaoinsstlyth, emaaybiblitey
to implement Track considerably less
1
ereffseocutirvcee (see.gtt.inLgT(ReA.gs.)uosremoof rae lhoawrmdofusle(eIC.gS. minaMhianAlteTernwanhceeneOvCerSa),SoAr BnoAt iws etallkseunppfoorrtseydmbpytoemvidreelniecfe). eOsfptehceisaellythinreteheotlhoewr-
cthoanttraonlleICr Sopwtiaosnsp,rtohveidtehdir,dawt oleualdstbdeurcilnogsTessEytmDtopttohme aptriecfpeerrreioddrse.commendations in Tracks 1 and 2, as it would ensure
Adolescents
YRIGH
Clinical features
COP
Care of teenagers with asthma should take into account the rapid physical, emotional, cognitive and social changes that
occur during adolescence. Asthma control may improve or worsen, although remission of asthma is seen more
commonly in males than females.511 Exploratory and risk-taking behaviors such as smoking occur at a higher rate in
adolescents with chronic diseases than in healthy adolescents.
In a large meta-analysis of adherence with ICS by adolescents and young adults,168 overall adherence was 28%, and slightly higher in those <18 years (36%). However, pharmacy refill data provided lower estimates of adherence than selfreport measures. Predictors of adherence included personality, illness perceptions, and treatment beliefs.
Management
General principles for managing chronic disease in adolescents have been published by WHO.512 Adolescents and their parent/carers should be encouraged in the transition towards asthma self-management by the adolescent. This may involve the transition from a pediatric to an adult health care facility. During consultations, the adolescent should be seen separately from the parent/carer so that sensitive issues such as smoking, adherence and mental health can be discussed privately, and confidentiality agreed. Information and self-management strategies should be tailored to the
98
3. Treating to control symptoms and minimize future risk
patient's stage of psychosocial development and desire for autonomy; adolescents are often focused on short-term rather than long-term outcomes. An empathic approach should be used to identify beliefs and behaviors that may be barriers to optimal treatment; for example, adolescents may be concerned about the impact of treatment on their physical or sexual capabilities. Medication regimens should be tailored to the adolescent's needs and lifestyle, and reviews arranged regularly so that the medication regimen can be adjusted for changing needs. Information about local youth-friendly resources and support services should be provided, where available. In adolescents with mild asthma, adherence as-needed ICS-formoterol reduced risk of severe exacerbations compared with SABA alone, and without the need for daily treatment. Change in height from baseline in younger adolescents was significantly greater with asneeded ICS-formoterol than with daily low-dose ICS plus as-needed SABA.214
Exercise-induced bronchoconstriction (EIB)
Clinical features
Pbrhoynscichaolcaocntsivtriticytiiosnantypimicpaollrytawnot rssteimnuinlugsaffoterracsethsmsaatiosnymopf teoxmerscfisoer .mHaonwyepvaetrie, nshtso,rwtniethsssyomTf Ebprtoematsh
and or wheezing
during
exercise may also relate to laryngeal obstruction.42,47
obesity
or
a
lack
of
fitness,
or
to
comorbid
or
alternative
RcoIBnUditions
such
as
inducible
Management
DIST
Regular controller treatment with ICS significantly reduces EIB47 (EvidenceOAR). Training and sufficient warm-up reduce
the (Ev
incidence idence A),
and but
severity of EIB47 (Evidenc tolerance to the protective
eefAfe).cTtsaokfinSgASBAABsAasn,dLALABOBAPAsYsoracgharinosmt oEnIeBsdpervioerlotopsewxeitrhc
ise prevents regular (mor
EIB e than
once-daily) use (Evidence A).47 However, in a 6-week study in paTtieCnts with mild asthma, low dose budesonide-
formoterol, taken as needed for relief of symptoms and beforeNeOxercise, was non-inferior for reducing EIB to regular
dpareilsycIrCibSedwaiths-anse-endeeeddIeCdSS-fAoBrmAo.2t1e9rMolotorepsrteuvdeienst eaxraecneer-beadDteOiodn, sbuatntdhicsosnutrgoglessytms pthtoamt psactiaenntussweitthhemsiladmaestmhmedaicwahtioonare
prior to exercise, if needed, and do not need pMDIs have been discontinued globally.
to
beRpIAreLscribed
a
SABA
for
pre-exercise
use
(Evidence
B).
Chromone
Breakthrough EIB often indicates poorly contrAoTlleEd asthma, and stepping up controller treatment (after checking inhaler
Atthelcehtneisque and adherence) generallyHreTsEuDltsMin the reduction of exercise-related symptoms.
Clinical features
YRIG
Athletes, particularly those coPmpeting at a high level, have an increased prevalence of various respiratory conditions
compared to non-athletesC. OThey experience a higher prevalence of asthma, EIB, allergic or non-allergic rhinitis, chronic
cough, inducible laryngeal obstruction, and recurrent respiratory infections. Airway hyperresponsiveness is common in
elite athletes, often without reported symptoms. Asthma in elite athletes is commonly characterized by less correlation
between symptoms and pulmonary function; higher lung volumes and expiratory flows; less eosinophilic airway
inflammation; more difficulty in controlling symptoms; and some improvement in airway dysfunction after cessation of
training.
Management
Preventative measures to avoid high exposure to air pollutants, allergens (if sensitized) and chlorine levels in pools, particularly during training periods, should be discussed with the athlete. They should avoid training in extreme cold or pollution (Evidence C), and the effects of any therapeutic trials of asthma medications should be documented. Adequate anti-inflammatory therapy, especially ICS, is advised; minimization of use of beta2-agonists will help to avoid the development of tolerance.47 Information on treatment of exercise-induced asthma in athletes can be found in a Joint Task Force Report prepared by the European Respiratory Society, the European Academy of Allergy and Clinical Immunology, and GA(2)LEN513 and the World Anti-Doping Agency website (www.wada-ama.org).
3. Treating to control symptoms and minimize future risk
99
Pregnancy
Clinical features
Asthma control often changes during pregnancy; in approximately one-third of women asthma symptoms worsen, in one-third they improve, and in the remaining one-third they remain unchanged.514 Exacerbations are common in pregnancy, particularly in the second trimester.103 Exacerbations and poor asthma control during pregnancy may be due to mechanical or hormonal changes, or to cessation or reduction of asthma medications due to concerns by the mother and/or the health care provider. Pregnant women appear to be particularly susceptible to the effects of viral respiratory infections,515 including influenza. Exacerbations and poor symptom control are associated with worse outcomes for both the baby (pre-term delivery, low birth weight, increased perinatal mortality) and the mother (pre-eclampsia).103 If asthma is well controlled throughout pregnancy there is little or no increased risk of adverse maternal or fetal complications.49
Management
Although there is a general concern about any medication use asthma in pregnancy markedly outweigh any potential risks of
uinsupraelgcnoanntrcoyl,lethr eanaddvrealTnieEtavgeersmoefdaiccatitvioenlyst4r9eating
(eEvveindewnhceenAt)h.eFirosrathfeistyreinasporeng, nuasnincgy mhaesdincoattiboenesntouanechqiueivveocgaolloydpsroyvmepnt.oUmsceoonftrIoClSa,nbdReptIarBeU-vaegnotneisxtasc,emrboanttieolnuskaisstjuosrtified
theophylline is not associated with an increased incidence of fetal abnormalities.51D6 IST 2
IImCSpodrutarinntgly,pIrCegSnraendcuyceis tahesirgisnkifiocfaenxt aricsekrfbaacttioornfsoor feaxsatchemrbaadtiuorninsg103p(rEegvnidaennccyOe49RA,5)1.7,A518s(tEudvyiduesnicneg Aa)d,manindisctreastsivaetiodnataof
reported that uncontrolled maternal asthma increased the risk of early-oOnsPeYt asthma in the offspring.519 One study
reported that a treatment algorithm in with significantly fewer exacerbations
naonnd-bsmetotekrinfegtaplreoguntcaonmt wesomtheOannTbaCansaeldgoornithmmonbtahslyedFeoNnlOy
and ACQ was associated on ACQ.520 However, the
ACQ-only increased
algorithm did not to medium dose,
reflect current and ICS could
cblienisctaolprpeecdo;m5m8%enDodfaOwtioNonmse, nasinLtAhBeAAwCQas-oinntlryogdruocuepdwoenrlye
after ICS had being treated
been without
ICS by the children of
wenodmoefnpirnetghneaFnceyN.OIngarofoulploawn-dupinsctuhdilydraefnteorIfA4w-L6o-myeeanrsr,etcheeivpinregvIaCleSnicnethoef
asthma was ACQ group,
over 50% lower both in compared with women
ainlstoheapclpineiacraeldgrtooubpewphrootedcidtivneotforrecaesitvhemIaCSin.5t2h1eUcshTeiEldoR.f52IC1 S in early pregnancy (before randomization at weeks 12-20)
MA
On (Ev
balanc idence
e, given the evidenc A), including due to
elaicnkporfeIgCnSaTnoEcrDypaonodr
infancy for adverse outcomes from ex adherence,103 and evidence for safety
ac of
erbations dur usual doses
ing pregnanc of ICS and
y
49
LABA516 delivery
(Evidence (Evidence
A), D),
aanlodwICpSrioshrioRtyuIGlsdhHnooutldbbeestpolapcpeedd
on stepping down in preparation for
treatment (however guided) until pregnancy or during pregnancy
after
(Evidence C).
OPY
Despite lack of evidence for Cadverse effects of asthma treatment in pregnancy, many women and doctors remain
concerned.522 Pregnant patients with asthma should be advised that poorly controlled asthma, and exacerbations,
provide a much greater risk to their baby than do current asthma treatments. Educational resources about asthma
management during pregnancy may provide additional reassurance.523 During pregnancy, monthly monitoring of asthma
is recommended.523 It is feasible for this to be achieved by pharmacist-clinician collaboration, with monthly telephone
monitoring of asthma symptom control.524 One observational study found that pregnant women whose asthma was well-
controlled without controller therapy and who have no history of previous exacerbations were at low risk for
exacerbations during pregnancy.525 However, they should still be closely monitored.
For women with severe asthma, evidence on use of biologic therapies during pregnancy is scarce526. A registry study found no evidence of an increased risk of major congenital malformations when mothers received omalizumab during pregnancy. Women should be counselled that the potential risks associated with biologic exposure during pregnancy need to be balanced against the risks for themselves and their children caused by uncontrolled asthma.527
Respiratory infections should be monitored and managed appropriately during pregnancy.515 During acute asthma exacerbations, pregnant women may be less likely to be treated appropriately than non-pregnant patients.103 To avoid
100
3. Treating to control symptoms and minimize future risk
fetal hypoxia, it is important to aggressively treat acute exacerbations during pregnancy with SABA, oxygen and early administration of systemic corticosteroids.
During labor and delivery, usual controller medications should be taken, with reliever if needed. Acute exacerbations during labor and delivery are uncommon, but bronchoconstriction may be induced by hyperventilation during labor, and should be managed with SABA. Neonatal hypoglycemia may be seen, especially in preterm babies, when high doses of beta-agonists have been given within the last 48 hours prior to delivery. If high doses of SABA have been given during labor and delivery, blood glucose levels should be monitored in the baby (especially if preterm) for the first 24 hours.528
A review of asthma guidelines for the management of asthma during pregnancy highlighted the need for greater clarity in current recommendations and the need for more RCTs among pregnant asthma patients.529
Women - perimenstrual asthma (catamenial asthma)
Clinical features
In approximately 20% of severe asthma, a higher
women, asthma is worse in the premenstrual phase. body mass index, a longer duration of asthma, and a
TghreeasteerwIBloikUmeTleiEhnotoedndoftoasbpeiroinldeexra, chearvbeamteodre
rmeesnpsirtarutoarlybdleiseedainseg.. TThheeyromleoroef ohfotremnohnaeveledveyslsmaenndosrryhsetae,mpicreimnfelanmstmruaatliosnynredmrDoamIiSneTs,Rsuhnocrletearr.m53e0 nstrual cycles, and longer
Management
OR
In addition to the usual strategies for management of asthma, oral conPtrYaceptives and/or leukotriene receptor
antagonists may be helpful530 (Evidence D). Further research is neeCdOed.
Occupational asthma
NOT
Clinical features
- DO
oInccthuepaotciocnuaplaatisotnhaml as)e.ttOinngc,erhainpitaistieonfttehnapsrbeececodmesethsIAeeLndseitvizeelodptmo eannt oocf causpthamtioan(asleaellepr.g2e8nr,etghaerdleinvgeldoiaf genxposoissuoref
ncoencetinssuaerdyetoxpinodsuurcee, spyemrspistotemnst smyamypbtoemesxtarMenmdATeirElryeRvloewrs;ibrelesualitrinflogwexliamcietarbtioantiomnsayberecsoumlte.44increasingly severe, and with
Management
TED
Dweithtaaileddultin-ofonrsmeat atiostnhims aavsahiolaubldlebienIGeaHsvikdeednaceb-obuatstehdeirguwiodreklinheisstoarbyoauntdmoatnhaegr eemxpeonstuorfeosc(cEuvpidaetinocnealAa)s. tThhmeae.4a4rAlyll patients
identification and elimination PoYf oRccupational sensitizers and the removal of sensitized patients from any further
eoxcpcuopsautrieonaarel eimxppoosrutarenthaasCvpOeebcteseonfsthueccmesasnfaugl,eemspeenct ioaflloycincuinpdautiostnraiallassetthtimngas(.E44vCidoesntc-eeffAe)c.tiAvtetemminpitms itzoarteiodnucoef latex
sensitization can be achieved by using non-powdered low-allergen gloves instead of powdered latex gloves.44 Patients
with suspected or confirmed occupational asthma should be referred for expert assessment and advice, if this is
available, because of the economic and legal implications of the diagnosis (Evidence A).
The elderly
Clinical features
Lung function generally decreases with longer duration of asthma and increasing age, due to stiffness of the chest wall, reduced respiratory muscle function, loss of elastic recoil and airway wall remodeling. Older patients may not report asthma symptoms, and may attribute breathlessness to normal aging or comorbidities such as cardiovascular disease and obesity.531-533 Comorbid arthritis may contribute to reduced exercise capacity and lack of fitness, and make inhaler device use difficult. Asthma costs may be higher amongst older patients, because of higher hospitalization rates and medication costs.532
3. Treating to control symptoms and minimize future risk
101
Management
Decisions about management of asthma in older people with asthma need to take into account both the usual goals of
symptom control and risk minimization and the impact of comorbidities, concurrent treatments and lack of self-
management skills.531,532 Data on efficacy of asthma medications in the elderly are limited because these patients are
often excluded from major clinical trials. Side-effects of beta2-agonists such as cardiotoxicity, and corticosteroid side-
effects such as skin bruising, osteoporosis, and cataracts, are more common in the elderly than in younger adults.531
Clearance of theophylline is also reduced.531 Elderly patients should be asked about all of the other medications they are
taking, including eye-drops, and potential drug interactions should be considered. Factors such as arthritis, muscle
weakness, impaired vision and inspiratory flow should be considered when choosing inhaler devices for older
patients,532,534 and inhaler technique should be checked at each visit. Older patients may have difficulties with complex
medication regimens, and prescribing of multiple inhaler devices should be avoided if possible. Large print versions may
be needed for written information such as asthma action plans. Patients with cognitive impairment may require a carer to
help them use their asthma medications. For diagnosis and initial management of patients with asthma-COPD overlap,
see Chapter 5, p.141. Surgery and asthma
UTE TRIB
Clinical features
DIS
There is no ev increased risk
ide for
nce of increased patients with CO
peri-operat PD,535 and
ive r this
isk for the general may also apply to
asthma asthma
ppOaotRpieunlatstiownit.h535r
Howev educed
er, there FEV . T
is he
an inc
i
denc
e
of severe peri-operative bronchospasm in people with asthma is low, buOt iPt Ymay be life threatening.536 1
Management
T C
For elective surgery, meticulous attention should be paid pre-opeNraOtively to achieving good asthma control, as detailed
elsewhere history, or
in this chapter, especially for persistent airflow limitation536
p(EavtiiednetnscweitBh).mFoorrep-saDetviOeenrtes
asthma, uncontrolled requiring emergency
symptoms, exacerbation surgery, the risks of proceeding
wlointhgo-tuetrmfirshtigahchdieovsiengICgSooodr washtohmhaavceornetcroelivsehdouOldCSbefRowIrAemLigohreedthaagnai2nswtetheeksndeuerdinfgorthimempreedviaiotuess6urmgeornyt.hPsasthieonutsldtraekcinegive
hydrocortisone peri-operatively as they are at risAk ToEf adrenal crisis in the context of surgery537 (Evidence B). More
immaminetadiiantineginrteragu-olaprecraotnivtreoillsesrutehserraeplaytitnhgrotouEgaDhsotMhumt tahempaenrai-goepmereantitvaereperreiovidewiseidmipnodrteatnati.l elsewhere.536 For all patients,
Aspirin-exacerbated respiratory diseIGasHeT
Clinical features
PYR
The clinical picture and coursCeOof aspirin-exacerbated respiratory disease (AERD, previously called aspirin-induced
asthma) are well established.364 It starts with nasal congestion and anosmia, and progresses to chronic rhinosinusitis
with nasal polyps that re-grow rapidly after surgery. Asthma and hypersensitivity to aspirin and non-steroidal anti-
inflammatory drugs (NSAIDs) develop subsequently. Following ingestion of aspirin or NSAIDs, an acute asthma attack
develops within minutes to 1-2 hours. It is usually accompanied by rhinorrhea, nasal obstruction, conjunctival irritation,
and scarlet flush of the head and neck, and may sometimes progress to severe bronchospasm, shock, loss of
consciousness, and respiratory arrest.538,539 AERD is more likely to be associated with low lung function and severe
asthma,540,541 and with increased need for emergency care.541 The prevalence of AERD is 7% in general adult asthma
populations, and 15% in severe asthma.541,542
Diagnosis
A history of exacerbation following ingestion of aspirin or other NSAIDs is highly suggestive of AERD. Aspirin challenge (oral, bronchial or nasal) is the gold standard for diagnosis543,544 as there are no reliable in vitro tests, but oral aspirin challenge tests must only be conducted in a specialized center with cardiopulmonary resuscitation capabilities because
102
3. Treating to control symptoms and minimize future risk
of the high risk of severe reactions.543,544 Bronchial (inhalational) and nasal challenges with lysine aspirin are safer than oral challenges and may be safely performed in allergy centers.544,545
Management
Patients with AERD should avoid aspirin or NSAID-containing products and other medications that inhibit
cyclooxygenase-1 (COX-1), but this does not prevent progression of the disease. Where an NSAID is indicated for other
medical conditions, a COX-2 inhibitor (e.g. celocoxib or etoricoxib), or paracetamol (acetaminophen), may be
considered546,547 with appropriate health care provider supervision and observation for at least 2 hours after
administration548 (Evidence B). ICS are the mainstay of asthma therapy in AERD, but OCS are sometimes required;
LTRA may also be useful539,548 (Evidence B), but note the 2020 FDA warning about adverse effects with montelukast.241.
See Chapter 3E (p.104) for treatment options for patients with severe asthma. An additional option is aspirin
desensitization, which may be conducted under specialist care in a clinic or hospital.549 Desensitization to aspirin
followed by daily aspirin treatment can significantly improve upper respiratory symptoms and overall quality of life,
dsceocrreesa,sbeurtefceuwrrdeoncuebleo-fbnliansdasl ptuodlyiepss,hraevdeuecxeatmheinneedeadsftohrmOaCoSutacnodmseisn.u54s4,s55u0r,5g5e1 rAys, painridn iUdmeTpsEreonvseitnizaastiaolnainsdaassstohcmiaated
with a significantly increased risk of adverse effects such as gastritis and gastrointTesRtiInBal bleeding.551
Allergic bronchopulmonary aspergillosis (ABPA)
DIS
Clinical features
OR
Awlhleeregzicinbgr,ofnlecehtoinpguplmuolmnaornyarayspoepragciilltoiessisa(nAdBdPeAv)eilsopamceonmtpolfebxrpounlcmhoienOcatParyYsidsi,sseoamseetcimhaersacwteithrizmedalabiysere, pweeaigtehdt
episodes loss and
of
hemoptysis. Some patients expectorate brownish sputum plugs. TABCPA is most commonly found in asthma or cystic
fibrosis, due to a hypersensitivity response to Aspergillus fumNigOatus, a common indoor and outdoor mold.
Diagnosis
- DO
Diagnosis of ABPA serum IgE, specific
IisgGbatsoeAd.ofunmcoigmatpuoss,irteadciroitloegriaicRainIlAcfelLuadtuinrgesimamndedbilaotoedheyopseirnsoepnhsiiltsiv.5i5ty2
reaction to A. fumigatus, total Sensitization to fungal allergens,
without `severe
tahsethfumllapwicittuhrfeunogf aAlBsPeAn,siitsizoafttieonn'f.oundATinEasthma,
particularly
in
severe
asthma,
where
it
is
sometimes
called
Management
ED M
Cwuithrreenxtafciresrtb-laintieonthseorar preyqiusirwinitgh loornIaGgl-HcteoTrrmticoOsCteSr.o5i5d2,s55(3eO.gn.e4ompoennt-hlatbaeplesrtiundgyccooumrspea),riwngithitritaracoconnaazozolelearnedseOrCveSdfofourntdhothsaet
patients treated with itraconaPzoYlRe had a slightly lower response rate at 6 weeks but similar long-term response rates,
with with
sseuvbesrtaenatisatlhlymfaewaenrdsAiCdBeOP-eAfffeocutnsdthsaignnwifiicthanOtlCySfe.5w54eAr erxaancdeormbaizteiodnsdowuibthleo-bmlianldizupmlacaebb(oa-nctoi-nIgtrEo)llethdasntupdlaycienbpoa.5t5ie5 nInts
ABPA patients with bronchiectasis, regular physiotherapy and daily drainage are recommended.
Difficult-to-treat and severe asthma are covered in the next section, Chapter 3 Part E.
3. Treating to control symptoms and minimize future risk
103
PART E. DIFFICULT-TO-TREAT AND SEVERE ASTHMA IN ADULTS AND ADOLESCENTS
KEY POINTS
What are difficult to treat and severe asthma?
Difficult-to-treat asthma is asthma that is uncontrolled despite prescribing of medium or high dose ICS-LABA treatment or that requires high dose ICS-LABA treatment to maintain good symptom control and reduce exacerbations. It does not mean a `difficult patient'.
Severe asthma is asthma that is uncontrolled despite adherence with optimized high dose ICS-LABA therapy and treatment of contributory factors, or that worsens when high dose treatment is decreased. Approximately 3-10% of people with asthma have severe asthma.
Severe asthma places a large physical, mental, emotional, social and economic burden on patients. It is often
associated with multimorbidity.
How should these patients be assessed?
UTE
Afascstoerssstahlal tpmataieynbtsewcoithntdriibffuictiunlgt ttootsreyamtpatsotmhms,aptooocr oqnufairlmitytohfelidfeia,gonroesxisacoefrabsaTtthRiomInBas,. and to identify and manage
Refer for expert advice at any stage, or if asthma does not improve in resDpIoSnse to optimizing treatment.
For patients with persistent symptoms and/or exacerbations despite OhigRh dose ICS, the clinical or inflammatory
phenotype should be assessed, Management of severe asthma
as
this
may
guide
the
selectionOoPfYadd-on
treatment.
Depending
on
the
inflammatory
phenotype
and
other
clinicaTl
C
features,
add-on
treatments
for
severe
asthma
include LAMA, LTRA, low dose azithromycin (adults), anNdObiologic agents for severe asthma.
Low-dose maintenance OCS should be considere-dDoOnly as a last resort if no other options are available,
because of Assess the
rtheespirosnesreiotuosalonnyga-tdedr-monsitdreea-etmffeecnRttsI,A.sLtop
ineffective
treatments,
and
consider
other
options.
Utilize specialist multidisciplinary team cAaTreEfor severe asthma, if available.
For patients with severe clinician, and taking into
asthma, account
tcEhoDenptMinautieentot'sospoticmiaizl eanpdateiemnot tcioanrealinneceodllas.boration
with
the
primary
care
Invite patients with severe asIGthHmTa to enroll in a registry or clinical trial, if available and relevant, to help fill
See
evidence gaps. Boxes 3-16A to 3-16D
(staPrtYinRg
on
p.107)
for
the
GINA
severe
asthma
decision
tree.
CO
Although the majority of patients can achieve the goal of well controlled asthma, some patients' asthma will not be well controlled even with optimal therapy. The material that follows is from the GINA Guide for health professionals on Diagnosis and Management of Difficult-to-Treat and Severe Asthma in Adolescent and Adult Patients v4.0, published in April 2022. A stand-alone copy of the Guide can be downloaded or ordered from the GINA website (www.ginasthma.org).
Other resources about severe asthma include an online toolkit published by the Australian Centre of Excellence in Severe Asthma (https: //toolkit.severeasthma.org.au).
104
3. Treating to control symptoms and minimize future risk
DEFINITIONS: UNCONTROLLED, DIFFICULT-TO-TREAT AND SEVERE ASTHMA
Understanding the definitions of difficult-to-treat and severe asthma starts with the concept of uncontrolled asthma.
Uncontrolled asthma includes one or both of the following:
Poor symptom control (frequent symptoms or reliever use, activity limited by asthma, night waking due to asthma)
Frequent exacerbations (2/year) requiring OCS, or serious exacerbations (1/year) requiring hospitalization
Difficult-to-treat asthma199 is asthma that is uncontrolled despite prescribing of medium or high dose inhaled corticosteroids (ICS) with a second controller (usually a LABA) or with maintenance OCS, or that requires high dose treatment to maintain good symptom control and reduce the risk of exacerbations.199 It does not mean a `difficult patient'. In many cases, asthma may appear to be difficult-to-treat because of modifiable factors such as incorrect inhaler technique, poor adherence, smoking or comorbidities, or because the diagnosis is incorrect.
Severe asthma199 is a subset of difficult-to-treat asthma adherence with maximal optimized high dose ICS-LABA
(trBeoaxtm3e-1n5t)a. nItdmmeaannasgaesmthemntaotfhUcaoTt niEstruibnuctoonrytrofallcetdordse, soprittheat
worsens when high dose treatment is decreased.199 At sometimes called `severe refractory asthma'199 since it
present, therefore, is defined by being
`rseelavetivreelTayRsrteIhBfmraac'toisryatroehtriogshpdeocstieveinlahbaelel.dIt
is
therapy. However, with the advent of biologic therapies, the word `refractory' isDnIoS longer appropriate.
Asthma is not classified as severe if it markedly improves when contributoOryRfactors such as inhaler technique and
adherence are addressed.199
PY
PREVALENCE: HOW MANY PEOPLE HAVE SEVERE ASTHMA? CO T
A study in the Netherlands estimated that around 3.7% of astNhmOa patients have severe asthma, based on the number of
spyamtiepntotsmpcreosnctrroible(dbyhAigshthdmosaeCIConSt-rLoAl QBuAe, sotriomnneadiiruem) aonrd-hDihgaOhddgoosoedICadSh-LeAreBnAceplaunsdloinnhga-tleerrmteOchCnSiq,uweh(oBhoaxd3-p1o5o)r.556
RIAL
Box 3-15. What proportion of adults havMeAdTifEficult-to-treat or severe asthma?
TED IGH
COPYR
3. Treating to control symptoms and minimize future risk
105
IMPORTANCE: THE IMPACT OF SEVERE ASTHMA
The patient perspective
Patients with severe asthma experience a heavy burden of symptoms, exacerbations and medication side-effects. Frequent shortness of breath, wheeze, chest tightness and cough interfere with day-to-day living, sleeping, and physical activity, and patients often have frightening or unpredictable exacerbations (also called attacks or severe flare-ups).
Medication side-effects are particularly common and problematic with OCS,308 which in the past were a mainstay of treatment for severe asthma. Adverse effects of long-term OCS include obesity, diabetes, osteoporosis, cataracts, hypertension and adrenal suppression; psychological side-effects such as depression and anxiety are particularly concerning for patients.557 Even short- term use of OCS is associated with sleep disturbance, and increased risk of infection, fracture and thromboembolism.507 Strategies to minimize need for OCS are therefore a high priority.
Severe asthma often interferes with family, social and working life, limits career choices and vacation options, and
aefxfpeectrsieenmceoitsiosnoaldaifnfedremnetnfrtaolmhethaalttho. fPmatoiesnt tpsewopitlhe sweivtheraesathsmtham.5a57often feel alone and mIisBuUnTdEerstood, as their
Adolescents with severe asthma
ISTR
The teenage years are a time of great psychological and physiological developmeDnt which can impact on asthma
management. It is vital to ensure that the young person has a good understanOdRing of their condition and treatment and
appropriate should help
knowledge to enable supported self-management. The support the young person in gaining greater autonomy
apnrodcOreesPsspYoonf striabnilsityitiofonr
from their
pediatric to own health
adult care and wellbeing.
Severe asthma may improve over 3 years in approximately 30% of mTaCle and female adolescents; the only predictor of
asthma becoming non-severe was higher baseline blood eosinopNhOils.558 Studies with longer follow-up time are needed.
Healthcare utilization and costs
- DO
SOeCvSerseidaes-tehfmfeacths.asInvaerUyKhisgthudhye,ahltehaclathrecacroesctsosdtusepteoRr mpIAaeLtdieicnat twioenrse,
physician visits, hospitalizations, and the higher than for type 2 diabetes, stroke, or
costs of COPD.559
In a Canadian study, severe uncontrolled asthmaATwEas estimated to account for more than 60% of asthma costs.560
Patients with medications,
bsuevt earlseoatshtrhomugahalnodsttheeairrnfianmgsiElieaDnsdMalcsaorebeeracr haosicigensi.ficant
financial
burden,
not
only
for
medical
care
and
ASSESSMENT AND MANAGEMENT IOGFHDTIFFICULT-TO-TREAT AND SEVERE ASTHMA
The clinical decision tree startingPYonRpage 107, provides brief information about what should be considered in each
phase of diagnosis and manaCgOement of difficult-to-treat and severe asthma. The decision tree is divided into three broad
areas:
Sections 1-4 (green) are for use in primary care and/or specialist care. Sections 5-8 (blue) are mainly relevant to respiratory specialists. Sections 9-10 (brown) are about maintaining ongoing collaborative care between the patient, GP, specialist and
other health professionals.
Development of the Guide and decision tree included extensive collaboration with experts in human-centered design to enhance the utility of these resources for end-users. This included translating existing high level flowcharts and textbased information to a more detailed visual format, and applying information architecture and diagramming principles.
Further information follows the decision tree.
106
3. Treating to control symptoms and minimize future risk
Box 3-16A. Decision tree - investigate and manage difficult to treat asthma in adult and adolescent patients GP OR SPECIALIST CARE Investigate and manage difficult-to-treat asthma in adults and adolescents
Consider referring to specialist or severe asthma clinic at any stage
DIAGNOSIS: "Difficult-
to-treat asthma"
For adolescents and adults with symptoms and/or exacerbations despite medium or high dose ICS-LABA, or taking maintenance OCS
Key
1 Confirm the diagnosis (asthma/differential diagnoses)
2 Look for factors contributing to symptoms, exacerbations and poor quality of life:
Incorrect inhaler technique
Suboptimal adherence
Comorbidities including obesity, GERD, chronic rhinosinusitis, OSA
Modifiable risk factors and triggers at home or work, including smoking, environmental exposures, allergen exposure (if sensitized); medications such as beta-blockers and NSAIDs
Overuse of SABA relievers
Medication side effects
Anxiety, depression and social difficulties
decision, filters
intervention, treatment
3 4 Optimize management, including: IBUTE Asthma education R Optimize treatment (e.g. check and T correct inhaler technique and IS adherence; switch to ICS-formoterol D maintenance and reliever therapy, R if available) O Consider non-pharmacological Y interventions (e.g. smoking P cessation, exercise, weight loss, O mucus clearance, influenza and C COVID-19 vaccination) T Treat comorbidities and O modifiable risk factors N Consider non-biologic add-on DO therapy (e.g. LABA, LAMA, - LM/LTRA, if not used) L Consider trial of high dose ICS-
COPYRIGHTED MATERIA LABA, if not used
Review response after ~3-6 months
Is asthma
yes
still uncontrolled?
no
DIAGNOSIS: "Severe asthma"
If not done by now, refer to a specialist, if possible
Consider stepping down treatment, OCS first (if used)
Does
asthma become
yes
uncontrolled when
treatment is stepped
down?
no
Restore previous dose
Continue optimizing management
diagnosis, confirmation
3. Treating to control symptoms and minimize future risk
107
Box 3-16B. Assess and treat severe asthma phenotypes SPECIALIST CARE; SEVERE ASTHMA CLINIC IF AVAILABLE Assess and treat severe asthma phenotypes Continue to optimize management as in section 3 (including inhaler technique, adherence, comorbidities, non-pharmacologic strategies)
5 Investigate further and provide patient support
Investigate for comorbidities/differential diagnoses and treat/refer as appropriate - Consider: CBC, CRP, IgG, IgA, IgM, IgE, fungal precipitins; CXR and/or HRCT chest; DLCO; DEXA scan - Skin prick testing or specific IgE for relevant allergens, if not already done - Consider screening for adrenal insufficiency in patients taking maintenance OCS or high dose ICS - If blood eosinophils 300/l, look for and treat non-asthma causes, including parasites (e.g. Strongyloides serology, or stool examination) - If hypereosinophilia e.g. 1500/l, consider causes such as EGPA - Other directed testing (e.g. ANCA, CT sinuses, BNP, echocardiogram) based on clinical suspicion
Consider need for social/psychological support
Involve multidisciplinary team care (if available)
Invite patient to enroll in registry (if available) or clinical trial (if appropriate)
6 7 Assess the severe asthma phenotype
IBUTE havCeoTuyldpepa2tiaeinrwt ay yes TR inflammation?
DIS Type 2 inflammation R no
O Blood eosinophils 150/l and/or
PY FeNO 20 ppb and/or O Sputum eosinophils 2%, and/or C Asthma is clinically allergenT driven NO (Repeat blood eosinophils and
FeNO up to 3x, at least 1-2
O weeks after OCS or on lowest D possible OCS dose) IAL - Note: these are not the criteria for COPYRIGHTED MATER ** add-on biologic therapy (see 8)
Consider other treatments
Type 2 airway inflammation
Consider adherence tests Consider increasing the ICS dose for 3-6 months Consider add-on non-biologic treatment for
specific Type 2 clinical phenotypes, e.g. AERD, ABPA, chronic rhinosinusitis, nasal polyposis, atopic dermatitis
Is add-on
Type 2 biologic
yes
therapy available/
affordable?
no
If add-on Type 2-targeted biologic therapy is NOT available/affordable Consider higher dose ICS, if not used Consider other add-on therapy
(e.g. LAMA, LM/LTRA, low dose azithromycin) As last resort, consider add-on low dose OCS, but
implement strategies to minimize side-effects Stop ineffective add-on therapies
No evidence of Type 2 airway inflammation
Go to section 10
Review the basics: differential diagnosis, inhaler technique, adherence, comorbidities, side-effects
Avoid exposures (tobacco smoke, allergens, irritants) Consider investigations (if available and not done)
- Sputum induction - High resolution chest CT - Bronchoscopy for alternative/additional diagnoses Consider trial of add-on treatments (if available and not already tried) - LAMA - Low dose azithromycin - Anti-IL4R if taking maintenance OCS - Anti-TSLP (but insufficient evidence in patients on maintenance OCS)
Not currently eligible for T2-targeted biologic therapy
- As last resort, consider add-on low dose OCS, but implement strategies
to minimize side-effects
Consider bronchial thermoplasty (+ registry)
Stop ineffective add-on therapies
Go to section 10
*Check local eligibility criteria for specific biologic therapies as these may vary from those listed
3. Treating to control symptoms and minimize future risk
108
Box 3-16C. Consider add-on biologic Type 2-targeted treatments SPECIALIST CARE; SEVERE ASTHMA CLINIC IF AVAILABLE Assess and treat severe asthma phenotypes cont'd Continue to optimize management as in section 3 (including inhaler technique, adherence, comorbidities, non-pharmacologic strategies)
8 Consider add-on biologic Type 2-targeted treatments
E Eligibility
IBUT Consider add-on Type 2R targeted biologic therapy T for patients with IS exacerbations or poor D symptom control on high R dose ICS-LABA, who have O evidence of Type 2
inflammation*
PY Consider local payer O eligibility criteria*, C comorbidities and T predictors of response O when choosing between N available therapies O Also consider cost, dosing D frequency, route (SC or IV), - patient preference
MATERIAL Which biologic D is appropriate to
COPYRIGHTE start first?
Anti-IgE (omalizumab)
Is the patient eligible for anti-IgE for severe allergic asthma?*
Sensitization on skin prick testing or specific IgE Total serum IgE and weight within dosage range Exacerbations in last year
no no
Anti-IL5 / Anti-IL5R (benralizumab, mepolizumab, reslizumab)
Is the patient eligible for anti-IL5 / anti-IL5R for severe eosinophilic asthma?*
Exacerbations in last year Blood eosinophils, e.g. 150/l or 300/l
no
no
Anti-IL4R (dupilumab)
Is the patient eligible for anti-IL4R for severe eosinophilic/Type 2 asthma?*
Exacerbations in last year Blood eosinophils 150 and 1500/l, or FeNO 25 ppb,
or taking maintenance OCS
no no
Anti-TSLP (tezepelumab)
Is the patient eligible for anti-TSLP for severe asthma?*
Exacerbations in last year
Predictors of asthma response
What factors may predict good asthma response to anti-IgE? Blood eosinophils 260/l ++ FeNO 20 ppb + Allergen-driven symptoms + Childhood-onset asthma +
What factors may predict good asthma response to anti-IL5/5R? Higher blood eosinophils +++ More exacerbations in
previous year +++ Adult-onset of asthma ++ Nasal polyposis ++
What factors may predict good asthma response to anti-IL4R? Higher blood eosinophils +++ Higher FeNO +++
What factors may predict good asthma response to anti-TSLP? Higher blood eosinophils +++ Higher FeNO +++
Eligible for none? Return to section 7
Choose one
if eligible*;
trial for at least 4 months and assess response
No evidence of Type 2 airway inflammation
*Check local eligibility criteria for specific biologic therapies as these may vary from those listed
No evidence of Type 2 airway inflammation. Go to section 10
Extend trial to
6-12 months*
unclear
Good asthma
response?*
no
yes
Good response to T2-targeted therapy
STOP add-on
Consider switching to a different Type 2-targeted therapy,
if eligible*
no
Little/no response to T2-targeted therapy
3. Treating to control symptoms and minimize future risk
109
Box 3-16D. Monitor and manage severe asthma treatment SPECIALIST AND PRIMARY CARE IN COLLABORATION Monitor / Manage severe asthma treatment
Continue to optimize management
9 10 Review response
E Asthma: symptom control, exacerbations, lung function UT Type 2 comorbidities e.g. nasal polyposis, atopic dermatitis IB Medications: treatment intensity, side-effects, affordability TR Patient satisfaction DIS If good response to Type 2-targeted therapy OR Re-evaluate the patient every 3-6 months* Y yes For oral treatments: consider decreasing/stopping OCS first (and P check for adrenal insufficiency), then stopping other add-on medication O For inhaled treatments: consider decreasing after 3-6 months; C continue at least moderate dose ICS-LABA OT Re-evaluate need for ongoing biologic therapy N Order of reduction of treatments based on observed benefit, potential O side-effects, cost and patient preference IAL - D If no good response to Type 2-targeted therapy R Stop the biologic therapy E Review the basics: differential diagnosis, inhaler technique, AT adherence, comorbidities, side-effects, emotional support M Consider high resolution chest CT (if not done) ED no Reassess phenotype and treatment options T - Induced sputum (if available) H - Consider add-on low dose azithromycin IG - Consider bronchoscopy for alternative/additional diagnoses YR - As last resort, consider add-on low dose OCS, but implement
P strategies to minimize side-effects O - Consider bronchial thermoplasty (+ registry) C Stop ineffective add-on therapies
Continue to optimize management as in section 3, including:
Inhaler technique Adherence Comorbidity management Non-pharmacologic strategies Patients' social/emotional needs Two-way communication with GP for ongoing care
Notes:
Do not stop ICS
No evidence of Type 2 airway inflammation. Go to section 10
*Check local eligibility criteria for specific biologic therapies as these may vary from those listed
3. Treating to control symptoms and minimize future risk
110
INVESTIGATE AND MANAGE DIFFICULT-TO-TREAT ASTHMA IN ADULTS AND ADOLESCENTS
1. CONFIRM THE DIAGNOSIS (ASTHMA OR DIFFERENTIAL DIAGNOSES)
Stages 1-5 can be carried out in primary or specialist care. Difficult-to-treat asthma is defined if the patient has persistent symptoms and/or exacerbations despite prescribing of medium or high dose ICS with another controller such as LABA, or maintenance OCS, or requires high dose ICS-LABA treatment to maintain good symptom control and prevent exacerbations. It does not mean a `difficult patient'.
Consider referral to a specialist or severe asthma clinic at any stage, particularly if:
There is difficulty confirming the diagnosis of asthma
Patient has frequent urgent healthcare utilization
Patient needs frequent or maintenance OCS
Occupational asthma is suspected Food allergy or anaphylaxis, as this increases the risk of death
UTE
Symptoms are suggestive of infective or cardiac cause
TRIB
Symptoms are suggestive of complications such as bronchiectasis DIS
Patient has multimorbidity
OR
Are the symptoms due to asthma?
OPY
Perform a likely due
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asthma, and age
or are more (see Box 1-5,
p.27).
NO
Dyspnea: COPD, obesity, cardiac disease, deco- nDdOitioning
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airway cough syndrome ACE inhibitors
Wheeze: obesity, COPD, tracheobronAcThEomalacia, VCD
How can the diagnosis of asthma be coEnDfiMrmed?
Confirmat not found
ion of to be
the the
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12-50% metry, be
of people ass fore and after
umed bronc
to have severe asthma, hodilator, to assess bas
asthma is eline lung
function and seek testing is negative
o(b2je0c0tivmeLePovrYidRe1n2c%e
of variable expiratory airflow increase in FEV1), consider
limitation. repeating
If initial bronchodilator responsiveness after withholding bronchodilators or when
symptomatic, or considerCsOtepping controller treatment up or down before further investigations such as bronchial
provocation testing (see Box 1-3, p.26). Check full flow-volume curve to assess for upper airway obstruction. If
spirometry is normal or is not available, provide the patient with a peak flow meter and diary for assessing variability;
consider bronchial provocation testing if patient is able to withhold bronchodilators (short-acting beta2-agonist (SABA)
for at least 6 hours, LABA for up to 2 days depending on duration of action)27. Strategies for confirming the diagnosis of
asthma in patients already taking controller treatment are shown in Box 1-3 (p.26).
Airflow limitation may be persistent in patients with long-standing asthma, due to remodeling of the airway walls, or limited lung development in childhood. It is important to document lung function when the diagnosis of asthma is first made. Specialist advice should be obtained if the history is suggestive of asthma but the diagnosis cannot be confirmed by spirometry.
3. Treating to control symptoms and minimize future risk
111
2. LOOK FOR FACTORS CONTRIBUTING TO SYMPTOMS AND EXACERBATIONS
Systematically consider factors that may be contributing to uncontrolled symptoms or exacerbations, or poor quality of life, and that can be treated. The most important modifiable factors include:
Incorrect inhaler technique (seen in up to 80% patients): ask the patient to show you how they use their inhaler; compare with a checklist or video.
Suboptimal adherence (up to 75% asthma patients): ask empathically about frequency of use (e.g. `Many patients don't use their inhaler as prescribed. In the last 4 weeks, how many days a week have you been taking it - not at all, 1 day a week, 2, 3 or more?' or, `Do you find it easier to remember your inhaler in the morning or the evening?' (see Box 3-13, p.90). Ask about barriers to medication use, including cost, and concerns about necessity or side-effects. Check dates on inhalers and view dispensing data, if available. Electronic inhaler monitoring, if available, can be helpful in screening for poor adherence.
Comorbidities: review history and examination for comorbidities that can contribute to respiratory symptoms,
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disease, and kyphosis due to osteoporosis. Investigate according to clinical sTusRpIiBcion.
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sensitized), indoor and outdoor air pollution, molds and noxious chemOicRals, and medications such as beta-
blockers or non-steroidal anti-inflammatory prick testing or specific IgE.
drugs
(NSAIDs).
ForOaPllYergens,
check
for
sensitization
using
skin
Regular or over-use of SABAs: this causes beta-receptor TdoCwn-regulation and reduction in response,562
leading in turn to greater use. Overuse may also be habiNtuOal. Dispensing of 3 SABA canisters per year
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department month) is
visit
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higher with nebulized SABA.563 are very common in asthma, particularly
in
difficult asthma557 and contribute to sympAtTomE s, impaired quality of life, and poor adherence.
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ddyrusgphinotneiraacotriothnrsuisnhclmudaiyngocricsIuGkrHowfTiathdrheignhaldsouspeproerspsoiotennwt iItChSuseespoefcPia4l5ly0ifininhhibaitleorrstescuhcnhiqauseitirsapcooonra.zColoen.sider
PYR
3. REVIEW AND OPTIMIZE MCAONAGEMENT
Review and optimize treatment for asthma, and for comorbidities and risk factors identified in Section 2. For more
details, see Chapter 3D, p.94.
Provide asthma self-management education, and confirm that patient has (and knows how to use) a personalized written or electronic asthma action plan. Refer to an asthma educator if available.
Optimize inhaled controller medications: confirm that the inhaler is suitable for the patient; check and correct inhaler technique with a physical demonstration and teach-back method, check inhaler technique again at each visit.564 Address suboptimal adherence, both intentional and unintentional.445 Switch to ICS-formoterol maintenance and reliever regimen if available, to reduce the risk of exacerbations.193
Consider non-pharmacologic add-on therapy, e.g. smoking cessation, physical exercise, healthy diet, weight loss, mucus clearance strategies, influenza vaccination, breathing exercises, allergen avoidance, if feasible, for patients who are sensitized and exposed. For details see Box 3-9, p.79.
112
3. Treating to control symptoms and minimize future risk
Treat comorbidities and modifiable risk factors identified in Section 2 of the decision tree, where there is evidence for benefit; however, there is no evidence to support routine treatment of asymptomatic GERD (see p.95). Avoid medications that make asthma worse (beta-blockers including eye-drops; aspirin and other NSAIDs in patients with aspirin-exacerbated respiratory disease, p.102). Refer for management of mental health problems if relevant.
Consider trial of non-biologic medication added to medium/high dose ICS, e.g. LABA, LAMA, leukotriene modifier if not already tried. Note FDA boxed warning about potential neuropsychiatric effects with leukotriene modifiers. 565
Consider trial of high dose ICS-LABA if not currently used.
4. REVIEW RESPONSE AFTER APPROXIMATELY 3-6 MONTHS
Schedule a review visit to assess the response to the above interventions. Timing of the review visit depends on clinical
urgency and what changes to treatment have been made. When assessing the response to treatment, specifically review:
UTE
Symptom control (symptom frequency, SABA reliever use, night waking duTeRtIoBasthma, activity limitation)
Exacerbations since previous visit, and how they were managed DIS
Medication side-effects Inhaler technique and adherence
OR PY
Lung function Patient satisfaction and concerns.
T CO
Is asthma still uncontrolled, despite optimized therapy? NO
YES: if asthma is still uncontrolled, the diagnosis of sev-erDeOasthma has been confirmed. If not done by now, refer the
patient to a specialist or severe asthma clinic if poRssIAibLle.
NO: if asthma is now checking for adrenal
iwnseullffcicoinetnrcoylle, dth,ecnonresmidoevrAesTtoEetphpeirngadddo-wonn
treatment. Start by decreasing/ceasing OCS therapy, then decrease ICS dose, but do not
first stop
(if used), ICS. See
Box 3-7 (p.75) for how to gradually dowEnD-titMrate treatment intensity.
DoYeEsSa: sifthasmthambaecsoymmpetoumncsobnetcroomlleeIGduHwnTchoenntrtorleleadtmoreannt
is stepped down? exacerbation occurs
when
high
dose
treatment
is
stepped
down,
the diagnosis of severe asthmPaYRhas been confirmed. Restore the patient's previous dose to regain good asthma control,
and refer to a specialist oCr sOevere asthma clinic if possible, if not done already.
NO: if symptoms and exacerbations remain well-controlled despite treatment being stepped down, the patient does not
have severe asthma. Continue optimizing management.
ASSESS AND TREAT SEVERE ASTHMA PHENOTYPES
5. INVESTIGATE FURTHER AND PROVIDE PATIENT SUPPORT
Further assessment and management should be by a specialist, preferably in a multidisciplinary severe asthma clinic if available. The team may include a certified asthma educator and health professionals from fields such as speech pathology, ENT, social work and mental health.
What other tests may be considered at the specialist level?
Additional investigations may be appropriate for identifying less-common comorbidities and differential diagnoses contributing to symptoms and/or exacerbations. Tests should be based on clinical suspicion, and may include:
3. Treating to control symptoms and minimize future risk
113
Blood tests: CBC, CRP, IgG, IgA, IgM, IgE, fungal precipitins including Aspergillus
Allergy testing for clinically relevant allergens: skin prick test or specific IgE, if not already done
Other pulmonary investigations: DLCO; CXR or high-resolution chest CT
Bone density scan, because of risk of osteoporosis with maintenance or frequent OCS or long-term high dose ICS311
If blood eosinophils 300/L, look for and treat non-asthma causes, including parasites (e.g. Strongyloides serology or stool examination), because parasitic infection may be the cause of the blood eosinophilia, and because OCS or biologic therapy in a patient with untreated parasitic infection could potentially lead to disseminated disease. Strongyloides infection is usually asymptomatic.566
If hypereosinophilia, e.g. blood eosinophils 1500/L, consider causes such as eosinophilic granulomatosis with polyangiitis (EGPA)
Consider
Other need
directed testing, e.g. ANCA, CT sinuses, for social/psychological support
BNP,
echocardiogram,
based
on
clUinTicEal
suspicion
Refer patients to support services, where available, to help them deal with the emotioTnaRl,IBsocial and financial burden of
asthma and its treatment, including during and after severe exacerbations.557 psychiatric referral, including for patients with anxiety and/or depression.
ConDsiIdSer
the
need
for
psychological
or
Involve multidisciplinary team care (if available)
OR
Multidisciplinary assessment and treatment of patients with severe asthmOaPYincreases the identification of comorbidities,
and improves outcomes.567
T C
Invite patient to enroll in a registry (if available) or clinical trialN(Oif appropriate)
Systematic collection of data will help in understanding the-mDeOchanisms and burden of severe asthma. There is a need
froarndproamgimzeadticcocnlintrioclalel dtritarilaslsindseesvigenreedasfothrmreag,uinlactlourdyinpguIrsAptuoLdseiess
comparing two or more may not necessarily be
active treatments. Participants representative of patients seen
in in
clinical practice. For example, a registry study founTdEtRhat over 80% of patients with severe asthma would have been
excluded from key studies evaluating biologic tMheArapy.291
6 ASSESS THE SEVERE ASTHMA PHENTOETDYPE
The next step is to assess the patientI'Gs Hinflammatory phenotype - is it Type 2 high or low?
What is Type 2 inflammation? PYR
Type 2 inflammation is foundCinOthe majority of people with severe asthma. It is characterized by cytokines such as
interleukin (IL)-4, IL-5 and IL-13, which are often produced by the adaptive immune system on recognition of allergens. It
may also be activated by viruses, bacteria and irritants that stimulate the innate immune system via production of IL-33,
IL-25 and thymic stromal lymphopoietin (TSLP) by epithelial cells. Type 2 inflammation is often characterized by
elevated eosinophils or increased FeNO, and may be accompanied by atopy, whereas non-Type 2 inflammation is often
characterized by increased neutrophils.568
In many patients with asthma, Type 2 inflammation rapidly improves when ICS are taken regularly and correctly; this is classified as mild or moderate asthma. In severe asthma, Type 2 inflammation may be relatively refractory to high dose ICS. It may respond to OCS but their serious adverse effects308,309 mean that alternative treatments should be sought.
In adult patients with uncontrolled asthma despite medium or high dose ICS plus LABA or other controllers, a history of exacerbations in the previous year, higher blood eosinophil counts and higher FeNO levels are associated with a greater risk of severe exacerbations.569
114
3. Treating to control symptoms and minimize future risk
Could the patient have refractory or underlying Type 2 inflammation?
The possibility of refractory Type 2 inflammation should be considered if any of the following are found while the patient is taking high dose ICS or daily OCS:
Blood eosinophils 150/l, and/or
FeNO 20 ppb, and/or
Sputum eosinophils 2%, and/or
Asthma is clinically allergen-driven Patients requiring maintenance OCS may also have underlying Type 2 inflammation. However, biomarkers of Type 2 inflammation (blood eosinophils, sputum eosinophils and FeNO) are often suppressed by OCS. If possible, therefore, these tests should be performed before starting OCS (a short course, or maintenance treatment), or at least 1-2 weeks after a course of OCS, or on the lowest possible OCS dose.
The above criteria are levels associated with
rseusgpgoenssteedtofosroimnietiabl iaoslosgeiscssm. Tehnet;ythaoresenofot rthbelocorditeeroiasifnoorpehliiglsibailnitdyUFfoTerENTOypaere2-btaarsgeedteodn
the lowest biologic
therapy, which may differ - see section 8 and local criteria.
TRIB
Consider least 1-2
repeating blood eosinophils and weeks after a course of OCS, or
FeNO up to 3 on the lowest
tpimosessib(lee.gO. CwShednosaes)t,hDbmeIaSfowreorassesnusm, binegfoarsethgmiviangisOnConS-,Toyrpaet
2.
One study of patients with uncontrolled asthma taking medium-high dose IOCRS-LABA found that 65% had a shift in their
blood eosinophil category over 48-56 weeks.570
OPY
Why
is
the inflammatory phenotype assessed on Most RCT evidence about Type 2 targeted
hbiigolhogdiocsseisIOCinTSs?Cuch
patients.
Modifiable ICS treatment problems such as poor adOheNrence and incorrect inhaler technique are common causes
of uncontrolled Type 2 inflammation Currently, the high cost of biologic therapies
gLen- eDrally
precludes
their
widespread
clinical
use
in
patients
whose
symptoms or exacerbations and Type 2EbRioImAarkers are found to respond to ICS when it is taken correctly.
7.1. CONSIDER OTHER TREATMENTS IF TMHAETRE IS NO EVIDENCE OF TYPE 2 INFLAMMATION
If the patient has no evidence of persisTtEenDt Type 2 inflammation (section 6):
Review the basics inhaler technique,
afodrhfearRcetInoGcrHse,thcaotmmoarbyidbietiecso,nmtreibduictiantgiotno
symptoms or exacerbations: side-effects (Section 2).
differential
diagnosis,
Recommend avoidOanPcYe of relevant exposures (tobacco smoke, pollution, allergens if sensitized and there is
evidence of beneCfit from withdrawal, irritants, infections). Ask about exposures at home and at work.
Consider additional diagnostic investigations (if available and not already done): sputum induction to confirm
inflammatory phenotype, high resolution chest CT, bronchoscopy to exclude unusual comorbidities or alternative
diagnoses such as tracheobronchomalacia or sub-glottic stenosis; functional laryngoscopy for inducible
laryngeal obstruction.
Consider a trial of add-on treatment if available and not already tried: - LAMA274
- Low dose azithromycin (adults),295,571 but first check sputum for atypical mycobacteria, check ECG for long QTc (and re-check after a month on treatment), and consider potential for antibiotic resistance.
- Anti-IL4R*1 if taking maintenance OCS (see section 8 for more details)
1 Asterisk indicates to check local eligibility and payer criteria for specific biologic therapies, as they may vary from those listed
3. Treating to control symptoms and minimize future risk
115
- Anti-TSLP* (thymic stromal lymphopoietin) (but insufficient evidence in patients taking maintenance OCS; see section 8 for more details)
As a last resort, consider add-on low dose OCS, but implement strategies such as alternate-day treatment to minimize side-effects.
Consider bronchial thermoplasty, with registry enrollment. However, the evidence for efficacy and long-term safety is limited.129,349
Stop ineffective add-on therapies.
Continue to optimize treatment, including inhaler technique, adherence, non-pharmacologic strategies and treating comorbidities (see sections 3 and 10)
7.2 CONSIDER NON-BIOLOGIC OPTIONS IF THERE IS EVIDENCE OF TYPE 2 INFLAMMATION
For patients with elevated Type 2 biomarkers despite high dose ICS (see section 5), consider non-biologic options first,
given
the current high cost of biologic therapy: Assess adherence objectively by monitoring
of
prescribing
or
dispensing
recordsU, TbElood
prednisone
levels,572
or electronic inhaler monitoring.431 In one study, suppression of high FeNO afTteRr I5Bdays of directly observed
therapy was an indicator of past poor adherence.573
DIS
Consider Consider
increasing the ICS dose for 3-6 add-on non-biologic treatment
months, and review for specific Type 2
acglianiincO.aRl phenotypes
(see
Chapter
3D,
p.94).
Fpoosr seibxalymapslpei,rifnordaesspeinrisni-teizxaaticoenrb(pa.t1e0d2r)e.sFpoirraatollreyrgdicisebarosnec(hAoEpRulDmO)oP, ncYaornysiadsepreardgdill-oosnisle(uAkBoPtrAie)n, ecomnsoiddiefireradadn-don
OCS anti-fungal agent (p.103). For chronic rhinosinusitis aTndC/or nasal polyposis, consider intensive intranasal
corticosteroids; surgical advice may be needed (p.96). FNorOpatients with atopic dermatitis, topical steroidal or
non-steroidal therapy may be helpful.
- DO
7.3 IS TYPE 2-TARGETED BIOLOGIC THERAPY AVARIILAALBLE AND AFFORDABLE?
If NOT: Consider higher dose ICS-LABA, if not uAseTdE
Consider other add-on therapy, e.gE. DLAMMA, LM/LTRA, low dose azithromycin if not used
As last resort, consider add-oInGlHowT dose OCS, but implement strategies to minimize side-effects
SCtoonptininueeffetoctoivpetimadizde-otrnetaPhteYmrReanptie, sincluding inhaler technique, adherence, non-pharmacologic strategies and
treating comorbiditiesC(Osee sections 3 and 10)
8 CONSIDER ADD-ON BIOLOGIC TYPE 2-TARGETED TREATMENTS
If available and affordable, consider an add-on Type 2 targeted biologic for patients with exacerbations or poor symptom control despite taking at least high dose ICS-LABA, and who have allergic or eosinophilic biomarkers or need maintenance OCS. Where relevant, test for parasitic infection, and treat if present, before commencing treatment (see section 5).
An asterisk (*) means to always check local criteria for eligibility and funding, as they may vary from those listed.
Consider whether to start first with anti-IgE, anti-IL5/5R, anti-IL4R or anti-TSLP. When choosing between available therapies, consider the following:
Does the patient satisfy local payer eligibility criteria? Type 2 comorbidities such as atopic dermatitis, nasal polyposis
116
3. Treating to control symptoms and minimize future risk
Predictors of asthma response (see below) Cost Dosing frequency Delivery route (IV or SC; potential for self-administration) Patient preference
Local payer eligibility criteria for biologic therapy may vary substantially. For any biologic therapy, ensure that the manufacturer's and/or regulator's instructions for storage, administration and the duration of monitoring postadministration are followed.
Provide the patient with advice about what to do if they experience any adverse effects, including hypersensitivity reactions. GINA suggests that the first dose of asthma biologic therapy should not be given on the same day as a COVID-19 vaccine, so that adverse effects of either can be more easily distinguished.
oTnheerbeioisloagnicu.rgent need for head-to-head comparisons of different biologics in IpBaUtiTenEts eligible for more than
Add-on anti-IgE for severe allergic asthma
ISTR
Currently approved:* omalizumab for ages 6 years, given by SC injection eveDry 2-4 weeks, with dose based on weight
and serum IgE. May also be indicated for nasal polyposis and chronic spoOntRaneous (idiopathic) urticaria. Self-
administration may be an option. Mechanism: binds to Fc part of free
IgE,
preventing
binding
of
IgE
toOFPcYR1
receptors,
reducing
free
IgE
and
down-
regulating receptor expression.
T C
Eligibility criteria (in addition to criteria for severe asthma) varNy Obetween payers, but usually include:
Sensitization to inhaled allergen(s) on skin prick- tDesOting or specific IgE, and
Total More
serum than a
IsgpEecainfieddbnoudmy wbeerigohftewxiathcienrbloaRctaiIoAlnLdsowsiinthginratnhgeel,aastnydear
Outcomes:
RCTs
in
severe
allergic
asthma:
4A4T%Edecrease
in
severe
exacerbations;
improved
quality
of
life.297
No
dwoituhbsleevbelirnedarlalenrdgoicmaizsethdmcao,ntthroelrleedwtarisalaEsD5o9fM%OCreSd-supctaiorinngineeffxeacct.eIrnbaatimonetraa-taen, aaly4s1is%orfeodbuscetirovnatiinonthael spturodpieosrtiionnpoaftients
patients receiving maintenance OICGSH, Tand a significant improvement in symptom control.574 In patients with nasal
fpooulynpdonsois,inocmreaaliszeudmraisbkimofpcrooPnvgYeedRnsituabl jmecatilvfoermanadtioonbsje.5c2t7ive outcomes.497 Registry study of omalizumab in pregnancy
Potential predictors of gooCdOasthma response to omalizumab:
Baseline IgE level does not predict likelihood of response575
In one observational study, a greater decrease in exacerbations was observed (cf. placebo) with blood eosinophils 260/l576,577 or FeNO 20 ppb576 (these criteria representing their median value in that study) but in two large observational studies, exacerbations were reduced with both low or high blood eosinophils578-580 or with both low or high FeNO.580
Childhood-onset asthma
Clinical history suggesting allergen-driven symptoms
Adverse effects: injection site reactions; anaphylaxis in ~0.2% patients581
Suggested initial trial: at least 4 months
*Check local regulatory and payer criteria, as they may differ from those shown
3. Treating to control symptoms and minimize future risk
117
Add-on anti-IL5 or anti-IL5R for severe eosinophilic asthma
Currently approved: For ages 12 years: mepolizumab (anti-IL5), 100 mg by SC injection every 4 weeks, or benralizumab (anti-IL5 receptor ), 30 mg by SC injection every 4 weeks for 3 doses then every 8 weeks. For ages 18 years: reslizumab (anti-IL5), 3 mg/kg by IV infusion every 4 weeks. For ages 6-11 years, mepolizumab (anti-IL5), 40 mg by SC injection every 4 weeks. Mepolizumab may also be indicated for eosinophilic granulomatosis with polyangiitis (EGPA), hypereosinophilic syndrome and chronic rhinosinusitis with nasal polyps. Self-administration may be an option.
Mechanism: mepolizumab and reslizumab bind circulating IL-5; benralizumab binds to IL-5 receptor alpha subunit leading to apoptosis (cell death) of eosinophils.
Eligibility criteria (in addition to criteria for severe asthma): these vary by product and between payers, but usually include:
More than a specified number of severe exacerbations in the last year, and
Blood eosinophils above locally specified cut-point for patients taking OCS.
level
(e.g.
150
or
300/l).
There
is
somUeTtimE es
a
different
eosinophil
Outcomes: RCTs and anti-IL5R led
in to
severe asthma patients with exacerbations in the last year, 47-54% reduction in severe exacerbations. Improvements
winitqhuvaTalRirtyyIiBnogf
eosinophil criteria: anti-IL5 life, lung function and
symptom control were significant,297 but less than the clinically important differencDe.ISAll reduced blood eosinophils;
almost completely with benralizumab.582 In post hoc analyses, clinical outcomOesRwith mepolizumab or benralizumab
were to be
similar in patients reduced by ~50%
with with
OPY and without an allergic phenotype.583,584 In patients
mepolizumab585 or benralizumab300 compared with
taking OCS, median OCS placebo. Efficacy data for
dose was able mepolizumab
in children are limited to one very small uncontrolled open improved subjective and objective outcomes and reduced
C label study.301 In patients with OT the need for surgery.498,499
nasal
polyposis,
mepolizumab
Potential predictors of good asthma response to anti-IL5 or anOti-INL5R:
Higher blood eosinophils (strongly predictive)586 L - D
Higher number of severe Adult-onset asthma587
exacerbations
in
pErRevIAious
year
(strongly
predictive)586
Nasal polyposis584
MAT
Maintenance OCS at baseline584TED
Low lung function (FEV1 <65I%GHpredicted in one study)588
Adverse effects: injection site rePacYtiRons; anaphylaxis rare; adverse events generally similar between active and placebo
Suggested initial trial: at leasCt 4Omonths
Add-on anti-IL4R for severe eosinophilic/Type 2 asthma or patients requiring maintenance OCS
Currently approved*: For ages 12 years: dupilumab (anti-IL4 receptor ), 200 mg or 300 mg by SC injection every 2 weeks for severe eosinophilic/Type 2 asthma; 300 mg by SC injection every 2 weeks for OCS-dependent severe asthma or if there is concomitant moderate/severe atopic dermatitis. For children 6-11 years with severe eosinophilic/Type 2 asthma, by SC injection, with dose and frequency depending on weight. May also be indicated for treatment of moderateto-severe atopic dermatitis and for chronic rhinosinusitis with nasal polyposis. Self-administration may be an option.
Mechanism: binds to interleukin-4 (IL-4) receptor alpha, blocking both IL-4 and IL-13 signaling
Eligibility criteria (in addition to criteria for severe asthma): these vary between payers, but usually include:
More than a specified number of severe exacerbations in the last year, and
Type 2 biomarkers above a specified level (e.g. blood eosinophils 150/l and 1500/l; or FeNO 25 ppb); OR requirement for maintenance OCS
*Check local regulatory and payer criteria, as they may differ from those shown
118
3. Treating to control symptoms and minimize future risk
Outcomes: RCTs in patients with uncontrolled severe asthma (ACQ-5 1.5) and at least one exacerbation in the last year: anti-IL4R led to 56% reduction in severe exacerbations; improvements in quality of life, symptom control and lung function were significant,297 but less than the clinically important difference. In a post hoc analysis, clinical outcomes were similar in patients with allergic and non-allergic phenotype at baseline.589 In patients with OCS-dependent severe asthma, without minimum requirements for blood eosinophil count or FeNO, treatment with anti-IL4R reduced mean OCS dose by ~30% versus placebo.590 In children 6-11 years with eosinophilic/Type 2 asthma, dupilumab reduced severe exacerbation rate by 41% and increased lung function by 5.2 percentage points; Children taking maintenance OCS were excluded.302 Dupilumab is also indicated for treatment of moderate-severe atopic dermatitis.591 In patients with chronic rhinosinusitis with nasal polyposis, dupilumab reduced the size of nasal polyps, improved nasal symptoms and reduced the need for OCS or sinus surgery.500,592
Potential predictors of good asthma response to dupilumab:
Higher blood eosinophils (strongly predictive)303
Higher FeNO (strongly predictive)303 Adverse effects: injection-site reactions; transient
blood
eosinophilia;
rare
cases
of
eosinUoTpEhilic
granulomatosis
with
pboelcyaaunsgeiitoisf l(iEmGitePdAe).vAidnetni-cILe4(RsuischnoptastiuegngtseswteerdefoerxcplautdieendtsfrowmithPbhaasseelinIIeI torirahlsi)s.tIoSriTcRbIlBood eosinophils >1,500 cells/L
Suggested initial trial: at least 4 months
OR D
Add-on anti-TSLP for Currently approved:*
severe asthma For ages 12 years:
tezepelumab
(anti-TSLP),
O21P0Ymg
by
SC
injection
every
4
weeks
Mechanism: tezepelumab binds circulating TSLP, a bronchial eOpiTthCelial cell-derived alarmin implicated in multiple
downstream
processes
involved
in
asthma
pathophysiology.
O
N
Eligibility criteria (in addition to criteria for severe asthLm-a)D:* these vary between payers, but usually include:
Severe exacerbations in Anti-TSLP may also be considered
tihneplaatsiet nytesawr.EithRnIAo
elevated
T2
markers
(section
7.1)
Outcomes:305,593 in RCTs in severe asthmaMpaAtTients with severe exacerbations in the last year anti-TSLP led to 30-70%
raelldeurgcitciosntaintusse. vTehreereexwaacserabactlieoanrsc, oarnrdeTlEaimtDiopnrobveetdwqeueanlihtyigohfelrifeb,alsuenlginfeunbclotioodn
and symptom eosinophils or
control, irrespective of FeNO and better clinical
outcomes. In patients taking mainItGenHance OCS, anti-TSLP did not lead to a reduced OCS dose compared with placebo.
As yet there is no evidence thPaYt Rtezepelumab also has an impact on extrapulmonary comorbidities.
Potential predictors of gooCdOasthma response to anti-TSLP:
Higher blood eosinophils (strongly predictive)
Higher FeNO levels (strongly predictive)
Adverse effects: injection site reactions; anaphylaxis is rare; adverse events generally similar between active and placebo groups
Suggested initial trial: at least 4 months
Review response to an initial trial of add-on Type 2-targeted therapy
At present, there are no well-defined criteria for a good response, but consider exacerbations, symptom control, lung function, side-effects, treatment intensity (including OCS dose), and patient satisfaction
If the response is unclear, consider extending the trial to 6-12 months
If there is no response, stop the biologic therapy, and consider switching to a trial of a different Type 2-targeted therapy, if available and the patient is eligible;578,594 review response as above
*Check local regulatory and payer criteria, as they may differ from those shown
3. Treating to control symptoms and minimize future risk
119
MANAGE AND MONITOR SEVERE ASTHMA TREATMENT
9. REVIEW RESPONSE AND IMPLICATIONS FOR TREATMENT
Review response to add-on biologic therapy after 3-4 months, and every 3-6 months for ongoing care, including: Asthma: symptom control, e.g. Asthma Control Test, Asthma Control Questionnaire (ACQ-5); frequency and severity of exacerbations (e.g. were OCS needed), lung function Type 2 comorbidities, e.g. nasal polyposis, atopic dermatitis Medications: treatment intensity, including dose of OCS, side-effects, affordability Patient satisfaction
If the patient has had a good response to Type 2 targeted therapy:
Re-evaluate the need for each asthma medication every 3-6 months, but do not completely stop inhaled therapy. Base
the order of reduction or cessation of factors, medication side-effects, cost,
add-on treatments on the and patient satisfaction.
observed
benefit
when
theyUwTeEre
started,
patient
risk
For oral treatments, consider gradually decreasing or stopping OCS first, because oTf RthIeBir significant adverse effects.
Tapering in patients for
severe asthma may be supported by internet-based risk of adrenal insufficiency, and provide patient and
mGoPnwitoitrhinagdovficseymaDbpoItSoumt thceonnteroeldafnodr
FeNO.595 Monitor extra corticosteroid
doses during injury, illness or surgery for up to 6 months after cessation of lonOgR-term OCS. Continue to assess for
presence of osteoporosis, and review need for preventative strategies inOcPluYding bisphosphonates.311
For inhaled treatments, consider reducing the ICS dose Current consensus advice is to continue at least medium
after dose
I3C-S6O.mTPoaCntitehnst,sbsuhtoduoldnboet
completely stop reminded of the
inhaled therapy. importance of
continuing their inhaled controller.
O N
Fwoithr dbriaowloagl iocf ttrheeabtmioelongtisc,schuorureldntncootnbseecnosnussidaedrveicdeuinstitlhaLaftt-,eDgreanteleraalslyt,1f2ormaopnathtisenotf wtriethatamgeonot,darnedspoonnlyseif,aastthrimalaof
remains well-controlled on previous well-documented
amlleedrgiuicmtrdigogseer.ICTShethreeraarpeEyRf,eaIwAndst(ufdoireaslloefrgciecsassatthiomnao)fthbieorleogisicntohefurartphye,r59e6,x5p97oisnutrheetsoeastudies,
symptom control worsened and/or exacerbatioMnsArTecurred for many (but not all) patients after cessation of the biologic.
If the patient has NOT had a good respoTnEseDto any Type 2-targeted therapy:
Stop the biologic therapy
IGH
Rdieavgineowsisth/deifbfearseinctsiaflodriafagcntoosrsis,cPoinnYhtRaribleurttinegchtoniqsyume,patodmhesr,eenxcaec,emrboadtiifoianbsleanridskpofaocrtoqrusaalitnydotfrilgifgee(rsseiencSluedcitniogns2m):oking and
other environmental exposurCesOat home or work, comorbidities including obesity, medication side-effects or drug
interactions, socio-economic and mental health issues.
Consider additional investigations (if not already done): high resolution chest CT; induced sputum to confirm inflammatory phenotype, consider bronchoscopy for alternative or additional diagnoses, consider referral if available, including for diagnosis of alternative conditions.
Reassess treatment options (if not already done), such as:
Add-on low-dose azithromycin295,598 (adults only; first check sputum for atypical mycobacteria and check ECG for long QTc (and re-check after a month on treatment); consider potential for antibiotic resistance)
As last resort, consider add-on low-dose maintenance OCS, but implement strategies such as alternate- day therapy and add-on bisphosphonates to minimize side-effects,311 and alert patient to the need for additional corticosteroid therapy during illness or surgery.
Consider bronchial thermoplasty (+ registry)
120
3. Treating to control symptoms and minimize future risk
Stop ineffective add-on therapies, but do not completely stop ICS
10. CONTINUE COLLABORATIVE OPTIMIZATION OF PATIENT CARE
Ongoing management of a patient with severe asthma involves a collaboration between the patient, the GP, specialist(s), and other health professionals, to optimize clinical outcomes and patient satisfaction.
Continue to review the patient every 3-6 months including:
Clinical asthma measures (symptom control; exacerbations; lung function)
Comorbidities
The patient's risk factors for exacerbations
Treatments (check inhaler technique and adherence; review need for add- on treatments; assess side-effects including of OCS; optimize comorbidity management and non-pharmacologic strategies)
The The optimal
patient's social and emotional needs frequency and location of review (GP
or
specialist)
will
depend
on
the
patieUntT'sEasthma
control,
risk
factors
and comorbidities, and their confidence in self-management, and may depend on lToRcaIBl payer requirements and
availability of specialist physicians.
DIS
Communicate regularly about: Outcome of review visits (as above)
OR PY
Patient concerns Action plan for worsening asthma or other risks
T CO
Changes to medications (asthma and non-asthma); pNoOtential side-effects
Indications and contact details for expeditedArLev-ieDwO
ATERI
HTED M
PYRIG
CO
3. Treating to control symptoms and minimize future risk
121
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
SECTION 1. ADULTS, ADOLESCENTS AND CHILDREN 6 YEARS AND OLDER
IBUTE
ISTR
R DChapter 4.
COPY O
NOT Management of
- DO RIAL
worsening asthma
MATE and exacerbations
GHTED
PYRI
CO
KEY POINTS
Terminology
Exacerbations represent an acute or sub-acute worsening in symptoms and lung function from the patient's usual status, or in some cases, a patient may present for the first time during an exacerbation.
The terms `episodes', `attacks' and `acute severe asthma' are also often used, but they have variable meanings. The term `flare-up' is preferable for use in discussions with most patients.
Patients who are at increased risk of asthma-related death should be identified, and flagged for more frequent review.
Written asthma action plans
All patients should be provided with a written (i.e. printed, digital or pictorial) asthma action plan appropriate for
their level of asthma control and health literacy, so they know how to recognize and respond to worsening
asthma.
UTE
On the action plan, state and access medical care
when and how to change reliever and controller if symptoms fail to respond to treatment.
meTdiRcaIBtions,
use
oral
corticosteroids,
Advise patients who have a history of rapid deterioration to go to an acutDe IcSare facility or see their doctor
immediately their asthma starts to worsen.
OR
Base the action plan on changes in symptoms Management of exacerbations in a primary care or
aocr u(otenlcyainreafdaucltislOi)tyPpeYak
expiratory
flow
(PEF).
Assess exacerbation severity from the degree of dyspnea, rTesCpiratory rate, pulse rate, oxygen saturation and
lung function, while starting short-acting beta2-agonist (SNAOBA) and oxygen therapy. Infection control
procedures should be followed.
- DO
Arrange immediate care if the patient is
transfer drowsy
,tcooannfuasceudt,eocrahraesfaIaAcLsiliitleynift
there are signs of severe exacerbation, or chest. During transfer, give inhaled SABA
to int and
ensive
ipratropium bromide, controlled oxygen anTdERsystemic corticosteroids.
Start treatment with repeated adminisMtraAtion of SABA (in most patients, by pressurized metered dose inhaler
aonf dsysmppatcoemr)s, ,eoaxrlyygienntrosdautucrtaiotinonoTfaoEnrdDallucnogrtifcuonsctteioronidasft,earn1dhcoounrt.roGlilveed
flow oxygen if available. Review response ipratropium bromide only for severe
exacerbations. Consider to initial treatment.
inRtIrGavHenous
magnesium
sulfate
for
patients
with
severe
exacerbations
not
responding
Do not routinely requeOsPt aYchest X-ray, and do not routinely prescribe antibiotics for asthma exacerbations.
Decide about hospitCalization based on the patient's clinical status, lung function, response to treatment, recent
and past history of exacerbations, and ability to manage at home.
Discharge management
Arrange ongoing treatment before the patient goes home. This should include starting inhaled corticosteroid (ICS)-containing controller treatment or stepping up the dose of existing controller treatment for 2-4 weeks, and reducing reliever medication to as-needed use.
Arrange early follow-up after any exacerbation, regardless of where it was managed. At follow-up: o Review the patient's symptom control and risk factors for further exacerbations. o Prescribe ICS-containing controller therapy to reduce the risk of further exacerbations. If already taking
controller therapy, continue increased doses for 2-4 weeks. o Provide a written asthma action plan and, where relevant, advice about avoiding exacerbation triggers
Check inhaler technique and adherence.
For management of asthma exacerbations in children 5 years and younger, see Chapter 6, p.168.
124
4. Management of worsening asthma and exacerbations
OVERVIEW
Definition of asthma exacerbations
Exacerbations of asthma are episodes characterized by a progressive increase in symptoms of shortness of breath, cough, wheezing or chest tightness and progressive decrease in lung function, i.e. they represent a change from the patient's usual status that is sufficient to require a change in treatment.24 Exacerbations may occur in patients with a preexisting diagnosis of asthma or, occasionally, as the first presentation of asthma.
What triggers asthma exacerbations?
Exacerbations usually occur in response to exposure to an external agent (e.g. viral upper respiratory tract infection,
pollen or pollution) and/or poor adherence with controller medication; however, a subset of patients present more
acutely and without exposure to known risk factors.599,600 Severe exacerbations can occur in patients with mild or well-
cinodnetrpoellneddeanst tohfmthaesirylmevpetol mofss.1y8m,22p4toBmoxc2o-n2tBro(l.p.36) lists factors that increase a patientI'Bs UrisTkEof exacerbations,
Common exacerbation triggers include: Viral respiratory infections601
DISTR
Allergen exposure Food allergy102
e.g.
grass
pollen,602
soy
bean
dust,603
fungal
spOorRes
Outdoor air pollution108,604
OPY
Seasonal changes and/or returning Poor adherence with ICS606
to
school
in
fall
(auOtuTmCn)605
Epidemics of severe asthma exacerbations may ocOcuNr suddenly, putting high pressure on local health system
rgeraspssonpsoellse.nSourcfhunegpaidlesmpoicrsesh,a60v7eabnedewnitrhepeonrvtLeirdo-niDnmaesnstaolceiaxtpioonsuwriethtospsroinygbtiemaen
thunderstorms dust.603
and
either
rye
Identifying patients at risk of asthma-related deEaRthIA
In addition to factors known to increase theMrisAkTof asthma exacerbations (Box 2-2, p.36), some features are specifically
afascstoocrsiastehdouwldithbeanquinicckrelyasideeinntitfhiaeblreisiknToEthfDeasctlhinmicaa-lrenloatteesd, daenadthth(eBsoexp4a-t1ie).nTtshsehporuelsdebneceenocf oounreagoer dmtooreseoefkthuersgeenritsk
medical care early in the course oIfGaHn exacerbation.
Box 4-1. Factors that increPaYseRthe risk of asthma-related death
CO
A history of near-fatal asthma requiring intubation and mechanical ventilation608
Hospitalization608,609 or emergency care visit for asthma in the past year
Currently using or having recently stopped using oral corticosteroids (a marker of event severity)608
Not currently using inhaled corticosteroids98,608
Over-use of SABAs, especially use of more than one canister of salbutamol (or equivalent) monthly71,116,610
Poor adherence with ICS-containing medications and/or poor adherence with (or lack of) a written asthma action plan109
A history of psychiatric disease or psychosocial problems109
Food allergy in a patient with asthma486,611 Several comorbidities including pneumonia, diabetes and arrhythmias were independently associated with an
increased risk of death after hospitalization for an asthma exacerbation.609
4. Management of worsening asthma and exacerbations
125
Terminology about exacerbations
The academic term `exacerbation' is commonly used in scientific and clinical literature, although hospital-based studies more often refer to `acute severe asthma'. However, the term `exacerbation' is not suitable for use in clinical practice, as it is difficult for many patients to pronounce and remember.612,613 The term `flare-up' is simpler, and conveys the sense that asthma is present even when symptoms are absent. The term `attack' is used by many patients and health care providers but with widely varying meanings, and it may not be perceived as including gradual worsening.612,613 In pediatric literature, the term `episode' is commonly used, but understanding of this term by parent/carers is not known.
DIAGNOSIS OF EXACERBATIONS
Exacerbations represent a change in symptoms and lung function from the patient's usual status.24 The decrease in
expiratory airflow can be quantified by lung function measurements such as peak expiratory flow (PEF) or forced
expiratory volume in 1 second (FEV1),614 compared with the patient's previous lung function or predicted values. In the
acute setting, these measurements are frequency of symptoms may, however,
bmeoaremroerlieabsleenisnidtiivceatmoresaosfutrheeosf ethveeroitnysoefttohfeaenxaecxearcbeTarEbtiaontiotnhathnasnymPEpFto.m615s.
The
A minority of patients perceive airflow limitation poorly and can experience a significantRdIeBcUline in lung function without a
change in symptoms.131,144,152 This especially affects patients with a history of more common in males. Regular PEF monitoring may be considered for such
npeaatiDre-InfSatstTa. l
asthma
and
also
appears
to
be
Severe exacerbations are potentially life threatening and their treatment requiOreRs careful assessment and close
monitoring. Patients with severe exacerbations should be depending on the organization of local health services, to
advised proceed
to to
stheeeOntPheYeairrehset afaltchilcitayrtehaptropvroidveidr epsroemmpetlrygeonr,cy
access
for patients with acute asthma.
T C
SELF-MANAGEMENT OF EXACERBATIONS WITH A WRITTENNAOSTHMA ACTION PLAN
All patients with asthma should be provided with guided se-lf-DmOanagement education as described in Chapter 3 (p.88),
including monitoring professional.458 (For
of symptoms and/or children 5 years and
lyuonugnfguenrc,tisoeRne,IAaCLhwarpittteenr
asthma action plan, and regular review by a health 6, p.151). A written (i.e. documented) asthma action
plan may be printed, digital, or pictorial, to suit thAeTpEatient's needs and literacy. A sample written asthma action plan
template guide/.
is
included
in
the
GINA
toolbox,
aEvDailaMble
from
the
GINA
website
at
www.ginasthma.org/gina-implementation-
Treatment options for written asthmIaGaHcTtion plans
A written asthma action plan helPpsYRpatients to recognize and respond appropriately to worsening asthma. It should
icnocrltuicdoesstepreocidifsic(OinsCtSru)citfionnesedfCoerOdth(Beopxa4ti-e2n)t
about changes to reliever and controller medications, and when and how to access medical care.
how
to
use
oral
The criteria for initiating an increase in controller medication will vary from patient to patient. For patients taking maintenance-only ICS-containing treatment, this should generally be increased when there is a clinically important change from the patient's usual level of asthma control, for example, if asthma symptoms are interfering with normal activities, or PEF has fallen by >20% for more than 2 days.463
Inhaled reliever medication (ICS-formoterol or SABA)
For patients with mild asthma prescribed as-needed combination low dose ICS-formoterol (see Box 3-5A, p.61), increasing the as-needed doses of ICS-formoterol when asthma worsens reduces the risk of severe exacerbations requiring OCS by two-thirds compared with SABA-only treatment,188 and is non-inferior for progression to severe exacerbation compared with daily ICS plus as-needed SABA.188,189 After a day of even small increased doses of ICSformoterol, the risk of severe exacerbation in the following 3 weeks is reduced compared with the same doses of SABA alone.75 Based on product information, the maximum recommended dose of ICS-formoterol in a single day is a total of
126
4. Management of worsening asthma and exacerbations
48 mcg formoterol for beclometasone-formoterol (36 mcg delivered dose), and 72 mcg formoterol for budesonideformoterol (54 mcg delivered dose).
For patients prescribed an inhaled short-acting beta2-agonist (SABA) bronchodilator as their reliever, repeated SABA dosing provides temporary relief until the cause of the worsening symptoms passes or increased controller treatment has had time to take effect. However, use of SABA reliever is less effective in preventing progression to severe exacerbation requiring OCS than use of low dose ICS-formoterol reliever, either with193 or without188,189 daily maintenance controller (see Chapter 3).
The need for repeated doses of SABA over more than 1-2 days signals the need to review, and possibly increase, controller treatment if this has not already been done. This is particularly important if there has been a lack of response to increased use of beta2-agonist therapy.
Combination low dose ICS (budesonide or beclometasone) with formoterol maintenance and reliever regimen
The combin as both the
ation of rapidcontroller and
onset LABA the reliever
(formoterol) and medication is eff
low ectiv
dos e in
e ICS (budesonide improving asthma
or sy
mbepctoloTmmEceotanstroonl,e19)2ina
a single inhal nd it reduces
er
exacerbations needed SABA
requiring reliever (
OCS, and hospitalizations193,250-253 compared with the Evidence A). The recommended maximum total dose
osfafmoremRooIBrtehUrioglhienr
dose of controller with as24 hours with budesonide-
formoterol is 72 mcg (delivered dose 54 mcg) and with beclometasone-formoteDroISl Tis 48 mcg (delivered dose 36 mcg).
The benefit of worsening ast
this regimen hma.74,317 Thi
in prevent s regimen
ing exacerbations was also effective
appears in reduc
itnogbeexdauceeOrtboRaitniotenrsv
ention at a in children
very aged
early stage of 4-11 years,271
(sElovwideern-ocnesBe)t.LTAhBisAa, popr rtohaact hlaschkoeuvldidennoct ebeofaettfefimcapcteydanwdithsaoftehteyrwciothmOabPimnYaatiinotnenICanSc-LeAaBnAd
controller therapies reliever regimen.
with
a
Other ICS and ICS-LABA maintenance controller regimens OT C
In a systematic review of self-management studies, action OplaNns in which the ICS dose was at least doubled were
atrsiaslos,citaetmedpowriathriliymdporuobvelindgatshtehmdoasoeuotcfoICmSeswaansdnroetdeufLcfee-cdtDihvee6a1l6th(EcavrideeuntcileizaAt)io; nh4o6w3 e(Evveird,ethnecedeAl)a.yInbepflaocreebinoc-rceoanstrinoglletdhe
ICS that
dhoigsheer(mICeSand5o-se7sdmayigsh61t7h,6e18l)pmpraeyvheanvt ewocorsnetrnEibinRugItAeads.thSmoma eprsotgurdeiesssiningatodualtss6e1v9earnedeyxoaucnegrbcahtiioldnr.eInn62a0
have reported randomized
controlled trial in primary care with patientsMagAeTd 16 years, those who quadrupled their ICS dose (to average of 2000
mcg/day BDP care randomiz
eq ed
uivalent) a controlled
fter the trial of
iar dPuTEltEFaDfnedll
were significantly adolescent patien
less ts us
likely to ing ICS
require OCS.621 In an with or without LABA,
open-label primar early quadrupling
y of
ICS dose However,
(to average 32 a double-blind
0p0lamcecbgoR/d-IcaGoyHnBtrDoPlleedqsutiuvdayleinnt)c
was as hildren
sociated with a modest reduction 5-11 years with high adherence
in to
prescribi low dose
ng IC
of OCS. S found
622
no
edqiffueivreanlecnet)invethrseursatceoonftinseuvinOegrPemYeaxinacteenrbaanctioenloswredqousireintgheOraCpSy.i6f2m3 aintenance ICS was quintupled (to 1600 mcg BDP
C
Given the shape of the ICS dose-response curve, little benefit may be seen from increasing maintenance ICS when
background adherence is high, as in this study. In addition, in several of the above studies (e.g. 617,618,623), a pre-
specified level of deterioration in symptoms ( lung function) had to be reached before the extra ICS could be started.
These factors may help to explain the greater reduction in severe exacerbations seen with maintenance and reliever
therapy with ICS-formoterol, where there is no lag between when symptoms appear and when the doses of both ICS
and formoterol are increased through as-needed use of the combination inhaler for symptom relief.
In adult patients with an acute deterioration, high dose ICS for 7-14 days (500-1600 mcg BDP-HFA equivalent) had an equivalent benefit to a short course of OCS619 (Evidence A). For adults taking combination ICS-LABA as a maintenance controller medication, the ICS dose may be increased by adding a separate ICS inhaler619,622 (Evidence D). More research is needed to standardize this strategy.
4. Management of worsening asthma and exacerbations
127
Leukotriene receptor antagonists
For patients with mild asthma using a leukotriene receptor antagonist (LTRA) as their controller, there are no specific studies about how to manage worsening asthma. Clinician judgment should be used (Evidence D).
Oral corticosteroids
For most patients, the written asthma action plan should provide instructions for when and how to commence OCS. Typically, a short course of OCS is used (e.g. 40-50 mg/day usually for 5-7 days,619 Evidence B) for patients who:
Fail to respond to an increase in reliever and controller medication for 2-3 days Deteriorate rapidly or who have a PEF or FEV1 <60% of their personal best or predicted value Have a history of sudden severe exacerbations.
For children 6-11 years, the recommended dose of prednisone is 1-2 mg/kg/day to a maximum of 40 mg/day (Evidence
B), usually for 3-5 days. Patients should be advised about common side-effects, including sleep disturbance, increased
appetite, reflux, and mood changes.624 Patients should contact their doctor if they start takinUgTOECS (Evidence D).
Reviewing response Patients should see
their
doctor
immediately
or
present
to
an
acute
care
unit
if
their
asTtRhmIBa
continues
to
deteriorate
despite following their written asthma action plan, or if their asthma suddenly worsDeInSs.
Follow up after a self-managed exacerbation
OR
After a self-managed exacerbation, patients should see their primary caOrePhYealth care provider for a semi-urgent review
(e.g. within 1-2 weeks, but preferably before ceasing oral corticosteTroCids if prescribed), for assessment of symptom
control and additional risk factors for exacerbations (Box 2-2, p.3N6O), and to identify the potential cause of the
exacerbation. This visit provides
an
opportunity
for
additional
asthma
edu-cDatOion
by
a
trained
asthma
educator
or
trained
lay
health
care
worker.
RIAL
Tcahne gwernitteernallaysbthemreadaucctieodntpolapnresvhioouusldlebveerlsev2i-e4wAewdTeEetoksseaefteifritthmeeetxthaeceprabtaietinotn's(Enveieddesn.cMe aDin),teunnalenscsetchoenhtrisotlolerrytrseuagtgmeesntst
ttheacht nthiqeueexaancderabdahtioerneonccceuhrraevdeobneeanbcahcekcgkrEoeDudn,Mda
of long-term poorly controlled asthma. step up in treatment may be indicated
In this situation, (Box 3-5, p.61).
provided
inhaler
Adult and adolescent patients with mIoGreHtThan 1-2 exacerbations per year despite Step 4-5 therapy should be referred to
a specialist center for assessCmOePnYt (Rsee decision tree in Chapter 3E, p.104).
128
4. Management of worsening asthma and exacerbations
Box 4-2. Self-management of worsening asthma in adults and adolescents with a written asthma action plan
R DISTRIBUTE Medication
Short-term change (1-2 weeks) for worsening asthma
PY O Increase usual reliever: CO Low dose ICS-formoterol OT Short-acting beta2-agonist N (SABA)
Increase frequency of as-needed ICS-formoterol
Increase frequency of SABA use For pMDI, add spacer
- DO Increase usual controller: IAL Maintenance and reliever R ICS-formoterol
Continue maintenance ICS-formoterol and increase reliever ICS-formoterol as needed.
ATE Maintenance ICS M with SABA as reliever
In adults and adolescents, quadruple ICS dose. In children with high adherence, 5x increase in ICS dose is not effective.
ED Maintenance ICS-formoterol Quadruple maintenance ICS-formoterol. T with SABA as reliever
IGH Maintenance ICS plus other YR LABA with SABA as P reliever
Step up to higher dose formulation of ICS plus other LABA In adults, consider adding a separate ICS inhaler to quadruple ICS
dose.
CO Add oral corticosteroids (OCS) and contact doctor; review before ceasing
OCS (prednisone or prednisolone)
Add OCS for severe exacerbations (e.g. PEF or FEV1 <60% personal best or predicted), or patient not responding to treatment over 48 hours. Once started, morning dosing is preferable.
Evidence level
A A A
A
B B
B D
A
Adults: prednisolone 40-50 mg/day, usually for 5-7 days. Children 6-11 years: 1-2 mg/kg/day (maximum 40 mg) usually for
D
3-5 days.
Tapering is not needed if OCS are prescribed for <2 weeks.
B
BDP: beclometasone dipropionate; FEV1: forced expiratory volume in 1 second; ICS: inhaled corticosteroid; PEF: peak expiratory flow; SABA: short-acting beta2-agonist. Options in each section are listed in order of evidence.
* or equivalent dose of prednisone. ICS-formoterol as-needed for relief of symptoms in mild asthma, or as part of maintenance and reliever regimen with low dose budesonide or beclometasone with formoterol. Based on product information, the maximum recommended dose of ICSformoterol in a single day is a total of 48 mcg formoterol for beclometasone-formoterol (36 mcg delivered dose), and 72 mcg formoterol for budesonide-formoterol (54 mcg delivered dose).
4. Management of worsening asthma and exacerbations
129
MANAGEMENT OF ASTHMA EXACERBATIONS IN PRIMARY CARE (ADULTS, ADOLESCENTS, CHLDREN 6-11 YEARS)
Assessing exacerbation severity
A brief focused history and relevant physical examination should be conducted concurrently with the prompt initiation of therapy, and findings documented in the notes. If the patient shows signs of a severe or life-threatening exacerbation, treatment with SABA, controlled oxygen and systemic corticosteroids should be initiated while arranging for the patient's urgent transfer to an acute care facility where monitoring and expertise are more readily available. Milder exacerbations can usually be treated in a primary care setting, depending on resources and expertise.
History
The history should include:
Timing of onset and cause (if known) of the present exacerbation
Severity of asthma symptoms, including any limiting exercise or disturbing sleep Any symptoms of anaphylaxis
UTE
Any risk factors for asthma-related death (Box 4-1, p.125)
TRIB
All current reliever and controller medications, recent dose changes, and response to current
including therapy.
doses
and
devices
DprISescribed,
adherence
pattern,
any
Physical examination
OR
The physical examination should assess:
OPY
Signs of exacerbation severity (Box 4-3, p.131) and vital signsT(eC.g. level of consciousness, temperature, pulse
rate, respiratory rate, blood pressure, ability to complete seNnOtences, use of accessory muscles, wheeze).
CSiogmnsploicfaatilntegrnfaactitvoersco(en.dgi.tiaonnaspthhyaltacxoisu,ldpneexupmlaoinnaiac,up-tneDebOurmeaotthhloersasxn)ess (e.g. cardiac failure, inducible laryngeal
obstruction, inhaled foreign body or pulmonaryReImAbLolism).
Objective measurements Pulse oximetry. Saturation
levels
<90%
in
AchTiEldren
or
adults
signal
the
need
for
aggressive
therapy.
PEF in patients older than 5 years (BEoDx 4M-3, p.131)
Treating exacerbations in primary caIGreHT
The main initial therapies systemic corticosteroids,
ainncdlucdoePntYrreoRplleetditifvloewadomxyingeisntrastuiopnploefmsehnotratt-iaocnt.i6n1g4
inhaled bronchodilators, early introduction of The aim is to rapidly relieve airflow obstruction
and hypoxemia, address theCuOnderlying inflammatory pathophysiology, and prevent relapse. Infection control procedures
should be followed.
Inhaled short-acting beta2-agonists
Currently, inhaled salbutamol (albuterol) is the usual bronchodilator in acute asthma management. For mild to moderate exacerbations, repeated administration of inhaled SABA (up to 4-10 puffs every 20 minutes for the first hour) is an effective and efficient way to achieve rapid reversal of airflow limitation625 (Evidence A). After the first hour, the dose of SABA required varies from 4-10 puffs every 3-4 hours up to 6-10 puffs every 1-2 hours, or more often. No additional SABA is needed if there is a good response to initial treatment (e.g. PEF >60-80% of predicted or personal best for 3-4 hours). In emergency department studies, the efficacy and safety of formoterol626 and budesonide-formoterol627 was similar to that of salbutamol in management of acute asthma.
Delivery of SABA via a pMDI and spacer or a DPI leads to a similar improvement in lung function as delivery via nebulizer625,628 (Evidence A); however, patients with acute severe asthma were not included in these studies. The most cost-effective route of delivery is pMDI and spacer,629 provided the patient can use this device. Because of static charge, some spacers require pre-washing with detergent before use. The manufacturer's advice should be followed.
130
4. Management of worsening asthma and exacerbations
Box 4-3. Management of asthma exacerbations in primary care (adults, adolescents, children 6-11 years)
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
O2: oxygen; PEF: peak expiratory flow; SABA: short-acting beta2-agonist (doses are for salbutamol).
4. Management of worsening asthma and exacerbations
131
Controlled oxygen therapy (if available)
Oxygen therapy should be titrated against pulse oximetry (if available) to maintain oxygen saturation at 93-95% (94- 98% for children 6-11 years). In hospitalized asthma patients, controlled or titrated oxygen therapy is associated with lower mortality and better outcomes than high concentration (100%) oxygen therapy630-633 (Evidence A). Oxygen should not be withheld if oximetry is not available, but the patient should be monitored for deterioration, somnolence or fatigue because of the risk of hypercapnia and respiratory failure.630-633 If supplemental oxygen is administered, oxygen saturation should be maintained no higher than 96% in adults.634
Systemic corticosteroids
OCS should be given promptly, especially if the patient is deteriorating, or had already increased their reliever and
controller medications before presenting (Evidence B). The recommended dose of prednisolone for adults is
1 mg/kg/day or equivalent up to a maximum of 50 mg/day, and 1-2 mg/kg/day for children 6-11 years up to a maximum
of 40 mg/day). OCS should usually be continued for 5-7 days in adults635,636 and 3-5 days in children637 (Evidence B).
Pmaotoiednctshasnhgoeusld.6b24e advised about common side-effects, including sleep disturbance, incrIeBaUseTdEappetite, reflux and
Controller medication
ISTR
Patients already prescribed controller medication should be provided with advice aDbout increasing the dose for the next
2-4 weeks, as summarized in Box on regular ICS-containing therapy,
4-2 (p.129). Patients not as SABA-only treatment
currently taking of asthma is no
lcooOnnRgterorllreercmomedmiceantdioend.shAonueldxabceecrboamtimonenced
requiring medical care indicates that the patient is at increased risk of fuOtuPreYexacerbations (Box 2-2, p.36).
Antibiotics (not recommended)
T C
Evidence does not support routine use of antibiotics in the treatmNeOnt of acute asthma exacerbations unless there is
strong evidence of lung infection (e.g. fever and purulent sp-uDtuOm or radiographic evidence of pneumonia).638
Reviewing response
RIAL
Dpruersinegnttrweiathtmseignnt,spoaftiaensetsvsehreouolrdlibfee-tchloresaetleynminognAeitTxoEarecde,rbaantdiotnre(aBtomxe4n-t3t,itpra.1te3d1)a,cwchoordfianigl
to to
their response. Patients respond to treatment, or
who who
cSoAnBtiAnuteretaotmdeetnetrisohroauteldsbheouclldosbeelytrmanosnfietorrreEeddD.imMmediately to an acute care facility. Patients with little or slow response to
For many patients, lung function can IbGeHmTonitored after SABA therapy is initiated. Additional treatment should continue
uwnhteilthPeErFtoorseFnEdVt1hreeapcahtieesntahpolmatPeeYaoRur torran(isdfeearlltyh)ermetutornasntoactuhteepcaatrieenfta'sciplitrye.vious best. A decision can then be made
CO
Follow up
Discharge medications should include as-needed reliever medication (low dose ICS-formoterol or SABA), a short course of OCS and regular controller treatment. SABA-only treatment is not recommended. Inhaler technique and adherence should be reviewed before discharge. Patients should be advised to use their reliever inhaler only as-needed, rather than routinely. A follow-up appointment should be arranged for about 2-7 days later, depending on the clinical and social context.
At the review visit the health care provider should assess whether the flare-up has resolved, and whether OCS can be ceased. They should assess the patient's level of symptom control and risk factors; explore the potential cause of the exacerbation; and review the written asthma action plan (or provide one if the patient does not already have one). Maintenance controller treatment can generally be stepped back to pre-exacerbation levels 2-4 weeks after the exacerbation, unless the exacerbation was preceded by symptoms suggestive of chronically poorly controlled asthma. In this situation, provided inhaler technique and adherence have been checked, a step up in treatment (Box 3-5, p.61) may be indicated.
132
4. Management of worsening asthma and exacerbations
MANAGEMENT OF ASTHMA EXACERBATIONS IN THE EMERGENCY DEPARTMENT (ADULTS, ADOLESCENTS, CHILDREN 6-11 YEARS)
Severe exacerbations of asthma are life-threatening medical emergencies, which are most safely managed in an acute care setting e.g. emergency department (Box 4-4). Infection control procedures should be followed. Management of asthma in the intensive care unit is beyond the scope of this report and readers are referred to a comprehensive review.639
Assessment
History
A brief history and physical examination should be conducted concurrently with the prompt initiation of therapy. Include:
Time of onset and cause (if known) of the present exacerbation
Severity of asthma symptoms, including any limiting exercise or disturbing sleep
Any symptoms of anaphylaxis Risk factors for asthma-related death (Box 4-1, p.125)
IBUTE
Arellcceunrtrdeonst erecliheavnegr easn,dacnodnrteroslpleornmseedtoiccautirornesn,t itnhcelruadpinyg. doses and devicDeIsSpTrRescribed, adherence pattern, any
Physical examination The physical examination should assess:
OR PY
Signs of exacerbation severity (Box 4-4), including vital signsC(Oe.g. level of consciousness, temperature, pulse
rCaotem, prelicsaptirinagtofraycrtaotres,(bel.ogo. danparepshsyularexi,sa, bpinliteyutmo ocnoima,paleteteNleOscetTansteisn,cpense,uumseotohfoaracxceosrsponryeummuosmcleeds)iastinum)
Signs of alternative obstruction, inhaled
cfoornedigitnionbsodthyaotrcpouullmd oenxaprlayinema-cbDuoOtleismbr)e.athlessness
(e.g.
cardiac
failure,
inducible
laryngeal
Objective assessments
RIAL
Objective assessments are also needed as theApThEysical examination alone may not indicate the severity of the
exacerbation.640,641 However, patients, anEdDnoMt their laboratory values, should be the focus of treatment.
Measuremen PEF or FEV1
tsohfoluulndgbfeunrecctiooIGrnd:HetTdhisbeisfosrter
ongly reco treatment
mmended. is initiated,
If a
possible, and without unduly delaying tr lthough spirometry may not be possible
eatment, in children
Owtreixtahytgmaecenuntsteahatuassrtahotmicocanu.:CrLtrhOueisndPgsoYhrfRuoanucpldtliaobtneeascuhlooissuelrdelyabmcehomendoit.noriteodre, dpraetfeornaeblhyobuyr paunldseatoixnitmerevtaryls. Tuhnitsil ias celsepaer creiasllpyounsseefutol in
children if they are unable to perform PEF. In children, oxygen saturation is normally >95%, and saturation <92%
is a predictor of the need for hospitalization642 (Evidence C). Saturation levels <90% in children or adults signal the
need for aggressive therapy. Subject to clinical urgency, saturation should be assessed before oxygen is
commenced, or 5 minutes after oxygen is removed or when saturation stabilizes.
Arterial blood gas measurements are not routinely required:643 They should be considered for patients with PEF or
FEV1 <50% predicted,644 or for those who do not respond to initial treatment or are deteriorating. Supplemental
controlled oxygen should be continued while blood gases are obtained. During an asthma exacerbation PaCO2 is
often below normal (<40 mmHg). Fatigue and somnolence suggest that pCO2 may be increasing and airway
intervention may be needed. PaO2<60 mmHg (8 kPa) and normal or increased PaCO2 (especially >45 mmHg, 6
kPa) indicate respiratory failure.
Chest X-ray (CXR) is not routinely recommended: In adults, CXR should be considered if a complicating or
alternative cardiopulmonary process is suspected (especially in older patients), or for patients who are not
responding to treatment where a pneumothorax may be difficult to diagnose clinically.645 Similarly, in children,
routine CXR is not recommended unless there are physical signs suggestive of pneumothorax, parenchymal
4. Management of worsening asthma and exacerbations
133
disease or an inhaled foreign body. Features associated with positive CXR findings in children include fever, no family history of asthma, and localized lung examination findings.646
Treatment in acute care settings such as the emergency department
The following treatments are usually administered concurrently to achieve rapid improvement.647
Oxygen
To achieve arterial oxygen saturation of 93-95% (94-98% for children 6-11 years), oxygen should be administered by
nasal cannulae or mask. In severe exacerbations, controlled low flow oxygen therapy using pulse oximetry to maintain
saturation at 93-95% is associated with better physiological outcomes than with high concentration (100%) oxygen
therapy630-632 (Evidence B). However, oxygen therapy should not be withheld if pulse oximetry is not available (Evidence
D). Once the patient has stabilized, consider weaning them off oxygen using oximetry to guide the need for ongoing
oxygen therapy.
Inhaled short-acting beta2-agonists
UTE
Inhaled SABA therapy should effective and efficient delivery
be administered frequently for is by pMDI with a spacer625,629
patients presenting with (Evidence A). Evidence
TiascRlueIBtsesarsotbhumsat .inTsheevmeroesat ncdosnt-ear-
fatal asthma. Systematic reviews of intermittent versus continuous SABA in acuteDaIsSthma, which mostly used nebulized
SABA, provide conflicting results. Use of nebulizers can disseminate respiratory viral infections.648 Currently, inhaled albuterol is the usual
aberoronscohlosOdaiRlnadtopr ointeanctuiatlelyacsothnmtriabumteantoagsepmreeandt.of
Similar efficacy and safety have been reported from emergency departmOePnYt studies with formoterol,626 and in one study
Cofubrruednetseovnidideen-cfoermdooetesronol.6t2s7uMpoproertstthuedireosutoinf eICuSs-efoormf inottrearvoel ninoeumsNbOeerTgtaeC2n-caygodneipsatsrtimnepnattimenatnsawgiethmseenvtearreeansetehdmead.
exacerbations649 (Evidence A). Epinephrine (for anaphylaxis)
- DO
Intramuscular epinephrine (adrenaline) is indicated inRaIAddLition to standard therapy for acute asthma associated with
anaphylaxis and angioedema. It is not routinely iAndTiEcated for other asthma exacerbations.
Systemic corticosteroids Systemic corticosteroids speed
resolution
oEfDexMacerbations
and
prevent
relapse,
and
in
acute
care
settings
should
be
puotilsizseibdlein, saylsl bteumt tichecomrtiilcdoesstteeroxiadcsesrbhaoIGtuiolHdnTsbeinaaddmuilntsis, taedreodlestocethnetspaantidencthwilditrheinn
6-11 years.650,651 (Evidence 1 hour of presentation.650,652
A). Where Use of
systemic corticosteroids is particPuYlaRrly important in the emergency department if:
Initial SABA treatmentCfaOils to achieve lasting improvement in symptoms
The exacerbation developed while the patient was taking OCS
The patient has a history of previous exacerbations requiring OCS.
Route of delivery: oral administration is as effective as intravenous. The oral route is preferred because it is quicker, less invasive and less expensive.653,654 For children, a liquid formulation is preferred to tablets. OCS require at least 4 hours to produce a clinical improvement. Intravenous corticosteroids can be administered when patients are too dyspneic to swallow; if the patient is vomiting; or when patients require non-invasive ventilation or intubation. In patients discharged from the emergency department, an intramuscular corticosteroid may be an alternative to a course of OCS for preventing relapse,655 especially if there are concerns about adherence with oral therapy.656 However, current evidence does not demonstrate a benefit of intramuscular over oral corticosteroids.651
(See over for dosage and duration of systemic corticosteroid treatment)
134
4. Management of worsening asthma and exacerbations
Box 4-4. Management of asthma exacerbations in acute care facility, e.g. emergency department
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
ICS: inhaled corticosteroids; ICU: intensive care unit; IV: intravenous; O2: oxygen; PEF: peak expiratory flow; FEV1: forced expiratory volume in 1 sec
4. Management of worsening asthma and exacerbations
135
Dosage: daily doses of OCS equivalent to 50 mg prednisolone as a single morning dose, or 200 mg hydrocortisone in divided doses, are typically used for adults. For children, a prednisolone dose of 1-2 mg/kg up to a maximum of 40 mg/day is suggested.657
Duration: 5- and 7-day courses in adults have been found to be as effective as 10- and 14-day courses respectively635,636 (Evidence B), and a 3-5-day course in children is usually considered sufficient for most. A small number of studies examined oral dexamethasone 0.6 mg/kg, given once daily for 1-2 days in children and adults; the relapse rate was similar to that with prednisolone for 3-5 days, with a lower risk of vomiting.658-660 Oral dexamethasone should not be continued beyond 2 days because of concerns about metabolic side-effects. If there is a failure of resolution, or relapse of symptoms, consideration should be given to switching to prednisolone. Evidence from studies in which all patients were taking maintenance ICS after discharge suggests that there is no benefit in tapering the dose of OCS, either in the short term661 or over several weeks662 (Evidence B).
Inhaled corticosteroids
Within the emergency department: high dose ICS given within the first hour after presentatiUoTnEreduces the need for
hospitalization in patients corticosteroids, evidence
not receiving systemic corticosteroids652 (Evidence is conflicting in adults.663 In children, administration
oAf)I.CWShweTnitRhaIodBrdewdithtooustycsotenmcoicmitant
systemic
corticosteroids admission and
wneitehdinfothresyfisrstet mhoicurcsoortficaotstetenrdoaidnsc6e64to(EthviedeenmceergBe).nOcyvedreaplla,ratmdde-notnmDICiIgSShtarreedwuceell
the risk of tolerated;
hospital however,
cost
may be a significant factor, and the agent, dose and duration of treatment withOIRCS in the management of asthma in the
emergency department remain unclear. be prescribed, ICS-containing therapy.
Patients
admitted
to
hospital
forOaPnYasthma
exacerbation
should
continue
on,
or
On discharge home: patients should be prescribed ongoing ICS-coOnTtaCining treatment since the occurrence of a severe
exacerbation is a risk factor significantly reduce the risk
for future exacerbations of asthma-related death
o(Er vhiodsepniDctaeOliBzNa)t(ioBno2x262(-E2v, ipd.e3n6c),eaAn)d.
ICS-containing medications SABA-only treatment of asthma
is a
snyostloenmgaetricrerecvoimewmfeonudneddn. oFosrigsnhifoicrta-tnetrdmiffoeuretcnocmeseswshIuAecnLhI-aCsSrwelearpeseadredequdirtoingsyasdtemmisicsioconr,tsicyomstpetroomidss,
and quality of life, after discharge.665
Texhaecreerwbaatsiosnosm, beuetvthideencocen,fidhoenwceevelirm, itthsawt eproestw-didiseTc.h6E6a5Rr(gEevIiCdeSnwceerBe).aCs oesfftemctaivyebaesasyssigtenmificicancot rfaticcotosrteforor ipdastfieonr tms iilndethr e
use of high dose ICS, and further studies are rMeqAuired to establish their role.665
Other treatments
GHTED
Ipratropium bromide For adults and children
with
modeYraRteI -severe
exacerbations,
treatment
in
the
emergency
department
with
both
SABA
P
and ipratropium, a short-actinCgOanticholinergic, was associated with fewer hospitalizations (Evidence A for adults666;
Evidence B for adolescents/children667) and greater improvement in PEF and FEV1 compared with SABA alone.666-668
(Evidence A, adults/adolescents) For children hospitalized for acute asthma, no benefits were seen from adding
ipratropium to SABA, including no reduction in length of stay,667 but the risk of nausea and tremor was reduced.667
Aminophylline and theophylline (not recommended)
Intravenous aminophylline and theophylline should not be used in the management of asthma exacerbations, in view of their poor efficacy and safety profile, and the greater effectiveness and relative safety of SABA.669 Nausea and/or vomiting are more common with aminophylline.667,669 The use of intravenous aminophylline is associated with severe and potentially fatal side-effects, particularly in patients already treated with sustained-release theophylline. In adults with severe asthma exacerbations, add-on treatment with aminophylline does not improve outcomes compared with SABA alone.669
Magnesium
Intravenous magnesium sulfate is not recommended for routine use in asthma exacerbations; however, when administered as a single 2 g infusion over 20 minutes, it reduces hospital admissions in some patients, including adults
136
4. Management of worsening asthma and exacerbations
with FEV1 <25-30% predicted at presentation; adults and children who fail to respond to initial treatment and have persistent hypoxemia; and children whose FEV1 fails to reach 60% predicted after 1 hour of care670-672 (Evidence A). Randomized, controlled trials that excluded patients with more severe asthma showed no benefit with the addition of intravenous or nebulized magnesium compared with placebo in the routine care of asthma exacerbations in adults and adolescents673-675 or children.674,676 (Evidence B).
Helium oxygen therapy
A systematic review of studies comparing helium-oxygen with air-oxygen suggests there is no role for this intervention in routine care (Evidence B), but it may be considered for patients who do not respond to standard therapy; however, availability, cost and technical issues should be considered.677
Leukotriene receptor antagonists (LTRAs)
There is limited evidence to support a role for oral or intravenous LTRAs in acute asthma. Small studies have
demonstrated improvement in lung function678,679 but the clinical role and safety of these aTgEents requires more study.
ICS-LABA The role
combinations of these medications
in
the
emergency
department
or
hospital
is
unclear.
ORnIeBUstudy
showed
that
high
dose
baunddessaofneitdyep-rfoorfimleottoerSoAl iBnAp,a68t0iebnutst minotrheesetumdeiergseanrceyndeeepdaerdtm. Aennot,thaellrosftwudhyomexraeDmcIeSiniTveeddapdrdeidtionnisoolfosnael,mheatdersoilmtoilaOr CefSficfoarcy
hospitalized patients, but was not adequately powered to support a recomOmRendation.681
Antibiotics (not recommended)
OPY
Evidence does not support the routine use of antibiotics in the treTatCment of acute asthma exacerbations unless there is
strong evidence of lung infection (e.g. fever or purulent sputumNOor radiographic evidence of pneumonia).638
Sedatives (must be avoided)
- DO
Sanexdiaotlyiotinc sahnoduhldypbneostticricdtrlyugasv.oAidneadsdsuorciniagtieoxnabceetrwbReaIeAtionLntsheofuassethomf tahebseecadurusgesoaf nthdearveosidpairbatleoraysdthempraesdseaantht sefhfeacst boef en
reported.682,683
ATE
Non-invasive ventilation (NIV) The evidence regarding the
role
of
NIV EinDaMsthma
is
weak.
A
systematic
review
identified
five
studies
involving
206
epnadrtoictirpaacnhtesawl iinthtuabcauttioensebuvet roenaesstthIuGmdHyaTitdreeantteifdiedwiftehwNeIrVaodrmpislascioenbso.i6n84thTewNoIsVtugdrioeuspf.oNunoddneoatdhisffewreernecreeipnonrteeeddinfoerither
study. Given the small size oPf tYhRe studies, no recommendation is offered. If NIV is tried, the patient should be monitored
closely receive
(NEIvVid(eEnvcideeDn)c.eItDs)hC.oOuld
not
be
attempted
in
agitated
patients,
and
patients
should
not
be
sedated
in
order
to
Reviewing response
Clinical status and oxygen saturation should be re-assessed frequently, with further treatment titrated according to the patient's response (Box 4-4, p.135). Lung function should be measured after one hour, i.e. after the first three bronchodilator treatments, and patients who deteriorate despite intensive bronchodilator and corticosteroid treatment should be re-evaluated for transfer to the intensive care unit.
4. Management of worsening asthma and exacerbations
137
Criteria for hospitalization versus discharge from the emergency department
From retrospective analyses, clinical status (including the ability to lie flat) and lung function 1 hour after commencement of treatment are more reliable predictors of the need for hospitalization than the patient's status on arrival.685,686
Spirometric criteria proposed for consideration for admission or discharge from the emergency department include:687
If pre-treatment FEV1 or PEF is <25% predicted or personal best, or post-treatment FEV1 or PEF is <40% predicted or personal best, hospitalization is recommended.
If post-treatment lung function is 40-60% predicted, discharge may be possible after considering the patient's risk factors (Box 4-1, p.125) and availability of follow-up care.
If post-treatment lung function is >60% predicted or personal best, discharge is recommended after considering risk factors and availability of follow-up care.
Other factors associated with increased likelihood of need for admission include:688-690
Female sex, older age and non-white race Use of more than eight beta2-agonist puffs in the previous 24 hours
UTE
Severity of the exacerbation >22 breaths/minute, oxygen
(e.g. need saturation
for resuscitation <95%, final PEF
or rapid medical <50% predicted)
interveTnRtioIBn
on
arrival,
respiratory
rate
Past history of severe exacerbations (e.g. intubations, asthma admissions) DIS
Previous unscheduled office and emergency department visits requiringOuRse of OCS.
Overall, patients
these risk factors should with asthma managed in
be considered the acute care
by clinicians setting. The
wpahteiennmt'saskoOincgPiaYdl ecciricsuiomnsstaonncaedsmsihsosuioldn/adlissochbaergceonfosridered.
Discharge planning
NOT C
aPpripoor itnotmdiesncthwaritgheinfr2o-m7 tdhaeyesm(1e-rg2ednacyysdfeopr acrhtmilderennt )o,rahnodsps-titraDaltOetogiheosmtoe,imaprrraonvgeeamsethnmtsasmhoaunladgbeemmenatdiencfolurdainfgollow-up
medications, inhaler skills and written asthma action pRlIaAnL, should be addressed (Box 4-5).315
Follow up after emergency department presentAaTtiEon or hospitalization for asthma
Following discharge, the good symptom control is
patient should achieved and
pbeerEsreoDvniaMelwbeedstblyunthgefiur nhcetaioltnh
care provider regularly over subsequent is reached or surpassed. Incentives such
weeks until as free
transport and telephone reminders imIGprHoTve primary care follow up but have shown no effect on long-term outcomes.315
Patients targeted
dfoisrcahnaragsethdmfoalloedwuincgataionPneYpmRroegrgraemnc, yif
department presentation or hospitalization for asthma one is available. Patients who were hospitalized may
should be especially be particularly
receptive to information and CadOvice about their illness. Health care providers should take the opportunity to review:
The patient's understanding of the cause of their asthma exacerbation
Modifiable risk factors for exacerbations (including, where relevant, smoking) (Box 3-8, p.76)
The patient's understanding of the purposes and correct uses of medications, including ICS-containing controller
The actions the patient needs to take to respond to worsening symptoms or peak flows.
After emergency department presentation, comprehensive intervention programs that include optimal controller management, inhaler technique, and elements of self-management education (self-monitoring, written action plan and regular review171) are cost effective and have shown significant improvement in asthma outcomes315 (Evidence B).
Referral for expert advice should be considered for patients who have been hospitalized for asthma, or who repeatedly present to an acute care setting despite having a primary care provider. No recent studies are available, but earlier studies suggest that follow-up by a specialist is associated with fewer subsequent emergency department visits or hospitalizations and better asthma control.315
138
4. Management of worsening asthma and exacerbations
Box 4-5. Discharge management after hospital or emergency department care for asthma
Medications
Inhaled corticosteroids (ICS)
Initiate ICS prior to discharge, if not previously prescribed (Box 3-4,A-D, p.55 - p.59). Patients currently prescribed ICS-containing medication should generally have their treatment stepped up for 2-4 weeks (Box 4-2, p.129) and should be reminded about the importance of adherence with daily use.
Oral corticosteroids (OCS)
To reduce the risk of relapse, prescribe at least a 5-7 day course of OCS for adults (prednisolone or equivalent 40-50
mg/day)665and 3-5 days for children (1-2 mg/kg/day to a maximum of 40 mg/day)691 (Evidence A). Review progress
before ceasing OCS. If the OCS is dexamethasone, treatment is only for total 1-2 days,658 but if there is failure of
resolution, or relapse of symptoms, consideration should be given to switching to prednisolone. For patients considered
at risk of Reliever
poor adherence, intramuscular corticosteroids may be considered651 medication - return to as-needed rather than regular use
(EvidencUe TBE).
Transfer patients back to as-needed rather than regular reliever medication usTeR, IbBased on symptomatic and
oabirjweacytivheypimeprrreosvpeomnesnivte. nReesgsualanrduisnecroefaSsAedBAeofsoirneovpehnilic1-in2flwameemkastlieoand, swittohbreedtDauI-cSreecdebprtoonr cdhoowdnil-aretogrurleastipoonn, sinec.6r9e2a,6s93edIf
ipratropium bromide was used in the emergency department or hospital, itOmRay be quickly discontinued, as it is unlikely
to provide ongoing presentation.
benefit.
Patients
prescribed
ICS-formoterol
as
thOeiPr Yreliever
should
return
to
this
after
an
ED
Risk factors and triggers that contributed to the exacerbatioTnC
NO
Identify factors
factors that may have contributed to the (Box 3-8, p.76). An exacerbation severe
eenxoaucge-hrbDtaoOtiroenqaunirde
implement strategies to reduce modifiable risk hospitalization may follow irritant or allergen
exposure, viral written asthma
raecstipoinraptolaryn.inHfeacntdiownass,hininagd,emquaastkesRlaoIAnndLg-steorcmialt/rpehaytmsiceanlt,dpisrtoabnlceimngs
with adherence, and/or lack of a is associated with a reduced risk
of
acquiring viral respiratory infections, includinAgTiEnfluenza.
Self-management skills and written aEsDthMma action plan
Review Review
itnehchalneiqr uteecwhnitihquPeE(FBomIGxeH3te-Tr12if,ups.e8d9.).
Provide soon as
a written possible
aafsttehrmwaaPrYadcRst.ioPnatpielannts(Bdiosxch4a-2rg, epd.1f2ro9m) otrhreeveimewertgheenpcyatdieenpta'srtemxeisntitnwgitphlaann,
either action
at discharge or plan and PEF
as
meter have better ouCtcOomes than patients discharged without these resources.694
Evaluate the patient's response to the exacerbation. If it was inadequate, review the action plan and provide
written guidance to assist if asthma worsens again.694,695
Review the patient's use of controller treatment before and during the exacerbation. Was it increased promptly and
by how much? Were OCS added and if not, why not? Consider providing a short-course of OCS to be on hand for
subsequent exacerbations.
Follow up appointment
A follow-up appointment within 2-7 days of discharge (1-2 days for children) should be made with the patient's usual health care provider, to ensure that treatment is continued, that asthma symptoms are well controlled, and that the patient's lung function reaches their personal best (if known).
ICS: inhaled corticosteroids; OCS: oral corticosteroids; PEF: peak expiratory flow
4. Management of worsening asthma and exacerbations
139
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
IBUTE
DISTR
Y OR Chapter 5.
COP T
NO O
Diagnosis and initial
L - D ERIA
treatment of adults with
MAT
features of asthma, COPD
GHTED RI
or both
COPY (`asthma-COPD overlap')
KEY POINTS
Asthma and chronic obstructive pulmonary disease (COPD) are heterogeneous and overlapping conditions
`Asthma' and `COPD' are umbrella labels for heterogeneous conditions characterized by chronic airway and/or lung disease. Asthma and COPD each include several different clinical phenotypes, and are likely to have several different underlying mechanisms, some of which may be common to both asthma and COPD.
Symptoms of asthma and COPD may be similar, and the diagnostic criteria overlap.
Why are the labels `asthma' and `COPD' still important?
There are extremely important differences in evidence-based treatment recommendations for asthma and COPD: treatment with LABA and/or LAMA alone (i.e. without inhaled corticosteroids [ICS]) is recommended as initial treatment in COPD but contraindicated in asthma due to the risk of severe exacerbations and death.
Tidheenstiefyriasdkusltapreataielsnotssweehno,infoprastaiefenttys,wshhoouhldavneodt biaegntroesaetesdowf bitohthloansgt-hamctainganbdroCnOcUhPoTDdE,ilmataokrsinagloitniem.portant to
In COPD, high dose ICS should not be used because of the risk of pneumonTiaR. IB
Many patients have features of both asthma and COPD
DIS
Distinguishing asthma from COPD may have features of both asthma
can and
be difficult, COPD.
particularly
in
smoOkRers
and
older
adults,
and
some
patients
The terms `asthma-COPD overlap' (ACO) or `asthma+COPD' aOrePsYimple descriptors for patients who have
features of both asthma and COPD.
T C
These terms do not are likely caused by
refer to a single disease entity. a range of different underlying
mTheecyNhaOinncislumdse.
patients
with
several
clinical
phenotypes
that
More research is needed to better define these ph-eDnoOtypes and mechanisms, but in the meantime, safety of
pharmacologic treatment is a high priority. RIAL
Diagnosis Diagnosis
in
patients
with
chronic
respirAaTtoEry
symptoms
involves
a
stepwise
approach,
first
recognizing
that
the
pchaatierancttiesrilsiktieclyCtOoPhDav, ewcithhrfoenaictuareirsEwDoafyMbsodtihseoar shea,vtihnegnosthyenrdrcoomndiciticoantsegsourcizhaatisonbraosncchhiaercatcatseisri.stic asthma,
Lung function testing is esseInGtHiaTl for confirming persistent airflow limitation, but variable airflow obstruction can
be detected with serial PpeYaRk flow measurements and/or measurements before and after bronchodilator.
Initial treatment for safetyCaOnd clinical efficacy
For asthma: ICS are essential either alone or in combination with a long-acting bronchodilator (LABA), to
reduce the risk of severe exacerbations and death. Do not treat with LABA and/or long-acting muscarinic
antagonist (LAMA) alone without ICS.
For patients with features of both asthma and COPD, treat as asthma. ICS-containing therapy is important to reduce the risk of severe exacerbations and death. Do not give LABA and/or LAMA alone without ICS.
For COPD: Treat according to current GOLD 2021696 recommendations, i.e. initial treatment with LAMA and/or LABA, with as-needed SABA; add ICS for patients with hospitalizations, 2 exacerbations/year requiring OCS, or blood eosinophils 300/l.
All patients should be provided with structured education especially focusing on inhaler technique and adherence as well as being assessed for, and receive appropriate treatment for, other clinical problems, including advice about smoking cessation, immunizations, physical activity, and management of comorbidities.
Specialist referral for additional investigations is encouraged, as patients with asthma+COPD often have worse outcomes than those with asthma or COPD alone.
142
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
OBJECTIVES
The objectives of this section of the GINA report are: o To assist primary care clinicians to identify typical asthma and typical COPD and to recognize when patients have
features of both. This is particularly relevant in older patients (40 years or above) o To provide advice about safe and effective initial treatment o To provide guidance on indications for referral for specialist assessment.
BACKGROUND TO DIAGNOSING ASTHMA AND/OR COPD IN ADULT PATIENTS
Why are the labels `asthma' and `COPD' still important?
Asthma and COPD are heterogeneous conditions characterized by airway obstruction. Each of these `umbrella' labels
includes several different patterns of clinical features (phenotypes) that may overlap. Each may also include different
inflammatory COPD.697
patterns
and
different
underlying
mechanisms,
some
of
which
may
be
comUmToEn
to
both
asthma
and
Temhephmyossetmeaasinilyorldeecor gsmnizoekderpshaerneoctylepaerslyodfisatsinthgmuiashaanbdleC. ORPeDguslautcohryasstuadlleiersgiocfapshtTahrmRmIaBaicnocthheilrdarpeyn/iynoausntghmadaualtnsdaCndOPD
are largely restricted to patients with very clearly defined asthma or COPD. HoDwIeSver, in the community, the features of
asthma and COPD may overlap, especially in older adults.
OR
There are extremely important differences in treatment with long-acting bronchodilators alone
t(ri.eea.twmitehnoturteIcCoSm) mis eOrenPcdYoamtimonesndfoedr
asthma and COPD. In particular, for initial treatment in COPD698 but
is
contraindicated in asthma due to the risk of severe exacerbationsTaCnd death. 130,235,699,700 Several studies have also
shown that patients with diagnoses of both asthma and COPDNOare at increased risk of hospitalization or death if they are
treated with LABA compared with ICS-LABA.701-703
Challenges in clinical diagnosis of asthma and COPD-
DO
Although asthma is characterized by variable expiRraItAoLry airflow limitation, at least initially (Box 1-2, p.23), and COPD is
cph.1a4ra4c).teTrhizisedmbeyanpsertshiasttecnlitnaicirafllofewaltiumreitsataiorne,6aA9l8sTotEhiemdpeofrintaitniot nins
of asthma and COPD making a diagnosis.
are
not
mutually
exclusive
(Box
5-1,
In children and young adults with chronEicDorMrecurrent respiratory symptoms, the differential diagnosis is different from
tlahraytningeoaldl eobr satdruuclttsio. nO)nhcaevienfbeecetinoueIGsxcHdliuTsdeeads,etahendmnoosntpliuklemlyocnharroynciconadiriwtioanysd(ies.ega.sceoningcehniiltdarlehneaanrtddyisoeuansge,aidnudlutsciibsle
asthma.
PYR
HDoiswtinegveuris, hininagdtuhletssewfitrhomaChpOiasttioernytsofwloitnhgC-sOtaPnDdiinsgparosbthlemmaa,7t0ic4,,70e5sppeercsiaisltlyenift tahierfyloawrelimsmitaotkioenrsmoaryhabveefoouthnedr70ri6s-7k10factors for
COPD.711-714 On the other hand, patients with COPD may show evidence of reversible airflow obstruction when a rapid-
acting bronchodilator is administered, a feature more strongly associated with asthma. In medical records, such patients
often are assigned both diagnoses.56,715
In keeping with common usage of the term "overlap" in other contexts, e.g. for the association between COPD with sleep disorders, and in overlap syndromes of collagen vascular disease, the descriptive term `asthma-COPD overlap' is often used. Another common descriptor is `asthma+COPD'. However, to date there are no generally agreed more specific terms or defining features for patients with this combination of diagnoses.
`Asthma-COPD overlap' is a descriptor for patients often seen in clinical practice, who comprise a heterogeneous group. It does not mean a single disease entity.
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
143
Prevalence and morbidity of asthma-COPD overlap
In epidemiological studies, reported prevalence rates for asthma-COPD overlap have ranged between 9% and 55% of those with either diagnosis, with variation by gender and age;709,716-718 the wide range reflects the different criteria that have been used by different investigators. Concurrent doctor-diagnosed asthma and COPD has been reported in between 15 and 32% of patients with one or other diagnosis.715,719,720
There is broad agreement that patients with features of both asthma and COPD have a greater burden of symptoms,721 experience frequent exacerbations,56,707,721 have poor quality of life,56,716,721 a more rapid decline in lung function,721 higher mortality,707,715 and greater use of healthcare resources56,722 compared with patients with asthma or COPD alone.
ASSESSMENT AND MANAGEMENT OF PATIENTS WITH CHRONIC RESPIRATORY SYMPTOMS
Box 5-1. Current definitions of asthma and COPD, and clinical description of asthma-COPD overlap
Asthma
UTE
Asthma is a heterogeneous disease, usually characterized by chronic airway inflammaTtiRonIB. It is defined by the history of
respiratory symptoms such as wheeze, shortness of breath, chest tightness and coDuISgh that vary over time and in
intensity, together with variable expiratory airflow limitation. [GINA 2021] OR
COPD
OPY
Chronic obstructive pulmonary disease (COPD) is a common, prevenTtaCble and treatable disease that is characterized by
pbeyrssiigsnteifnictarenst peixraptoosruyresytmo pntooxmiosuasnpdaartiircflleoswolirmgiatasteiosnatnhdatinisfludeunecNteodOabirywhaoysatnfadc/otorraslvinecolluadrinagbnaobrnmoarmlitiaelsluunsgually caused
development. [GOLD 2021]696
- DO
Asthma-COPD overlap, also called asthma+COPD RIAL
`Asthma-COPD overlap' and `asthma +COPD' areATteErms used to collectively describe patients who have persistent
airflow This is
nlimotitaatdioenfintoitgioenthoefrawsitihngclleindicisael afesaetuerEnetDsitytMh, abtuat raedceosncsriisptteivnet
with both asthma and COPD. term for clinical use that includes
several
different
clinical phenotypes reflecting differentIGunHdTerlying mechanisms.
1: History and clinical assessmePnYtRto establish the following:
The nature and patternCoOf respiratory symptoms (variable and/or persistent)
History of asthma diagnosis; childhood and/or current
Exposure history: smoking and/or other exposures to risk factors for COPD
The features that are most helpful in identifying and distinguishing asthma from COPD, and the features that should prompt a patient to be treated as asthma to reduce the risk of severe exacerbations and death, are shown in Box 5-2.
Caution: Consider alternative diagnoses: Other airways diseases, such as bronchiectasis and chronic bronchitis, and other forms of lung disease such as interstitial lung disease may present with some of the above features. The approach to diagnosis provided here does not replace the need for a full assessment of patients presenting with respiratory symptoms, to first exclude non-respiratory diagnoses such as heart failure.16 Physical examination may provide supportive information.
144
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
Box 5-2. Approach to initial treatment in patients with asthma and/or COPD
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
GOLD: Global Initiative for Obstructive Lung Disease; ICS: inhaled corticosteroid; LABA: long-acting 2-agonist; LAMA: long-acting muscarinic antagonist
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
145
2: Lung function testing is essential to confirm the following:
The presence of persistent expiratory airflow limitation Variable expiratory airflow limitation
Spirometry is preferably performed at the initial assessment. In cases of clinical urgency it may be delayed to a subsequent visit, but confirmation of diagnosis may be more difficult once patients are started on ICS-containing therapy (see Box 1-3, p.26). Early confirmation (or exclusion) of the presence of persistent expiratory airflow limitation may avoid needless trials of therapy, or delays in initiating other investigations. Spirometry can confirm both persistent airflow limitation and reversibility (Box 5-2, p.145, Box 5-3, p.146).
Measurement of peak expiratory flow (PEF), if performed repeatedly on the same meter over a period of 1-2 weeks,
may help to confirm reversible airflow limitation and the diagnosis of asthma by demonstrating excessive variability (Box
1-2, p.23). However, PEF is not as reliable as spirometry, and a normal PEF does not rule out either asthma or COPD.
Box 5-3. Spirometric measures in asthma and COPD
UTE TRIB
Spirometric variable
Asthma
COPD DIS
Asthma+COPD
Normal FEV1/FVC pre- or post BD
Compatible with asthma
Not compatible wOiRth COPD Not compatible
Reduced post-BD FEV1/FVC Indicates airflow limitation Required fOorPdYiagnosis of
Required for diagnosis of
(< lower limit of normal, or <0.7 (GOLD))
but may improve spontaneously or on treatment
CONPODT C O
asthma+COPD
Post-BD FEV1 80% predicted
Casotmhmpaati(bgloeowditahsdthiamganosisLo-f
DCompatible with mild
persistent airflow limitation
if
Compatible with mild persistent airflow limitation
control or interval symptoms)
betEwReIeAn
post-BD FEV1/FVC is reduced if post-BD FEV1/FVC is reduced
Post-BD FEV1 <80% predicted
Casotmhmpaat.ibRleiskwiftahcMtdoAiarTgfonrosis of
An indicator of severity of airflow limitation and risk of
As for COPD and asthma
asthma exTacEeDrbations
future events (e.g. mortality and COPD exacerbations)
Gt Hsome time in course Common and more likely
Common and more likely
Post-BD increase in FEV1 >12% and 200 mL from baseline (reversible airflow
UofsauYsaRtlhIama, but may not be when FEV1 is low prPesent when well-controlled
when FEV1 is low
limitation).
COor on controller therapy
Post-BD increase in FEV1 High probability of asthma Unusual in COPD
Compatible with
>12% and 400 mL from
asthma+COPD
baseline (marked
reversibility)
BD: bronchodilator; FEV1: forced expiratory volume in 1 second; FVC: forced vital capacity; GOLD: Global Initiative for Obstructive Lung Disease.
146
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
3: Selecting initial treatment (See Box 5-2, p.145)
For asthma
Commence treatment as described in Chapter 3 (Box 3-4,A-D, p.55 - p.59). Pharmacotherapy is based on ICS to reduce the risk of severe exacerbations and death and to improve symptom control, with add-on treatment as required, e.g. add-on LABA and/or LAMA. As-needed low dose ICS-formoterol may be used as the reliever, on its own in mild asthma or in addition to maintenance ICS-formoterol in patients with moderate-severe asthma prescribed maintenance and reliever therapy (see Box 3-5A, p.61). Inhaled therapy should be optimized to minimize the need for oral corticosteroids (OCS).
For COPD
Commence treatment as in the current GOLD strategy report.696 Pharmacotherapy starts with symptomatic treatment
with long-acting bronchodilators (LABA and/or LAMA). ICS may be added as per GOLD for patients with
hmoosnpoittahleizraatpioynws,itho2uetxLaAcBerAbaatniodn/osr/yLeAaMr rAe.qIunihrianlgedOtChSer,aoprybslohooduledobseinooppthimilsize3d0t0o/reLd, ubcuet TitshEenonteuesdedfoar lOonCeSa. sIn patients
with features of COPD, high dose ICS should be avoided because of the risk of RIBU pneumonia.723,724
For patients with features of asthma and COPD
DIST
Start treatment as ICS play a pivotal
rfoolreaisnthpmreave(Bntoinxg3m-4o,Arb-Did,itpy.a5n5d-epv.e5n9)duenattihl fiunrtphaetrieinnvtseswOtiigtRhatuionncsonhtarovlelebdeaesnthpmerafosrymmepdt.oms,
for
whom
even seemingly `mild' symptoms (compared to those of moderate or OsePvYere COPD) might indicate significant risk of a
life-threatening Box 3-6, p.63),
attack.725 For patients depending on level of
swyimthpatosmthsmaan+dCrOisPkDo,fIaCdSvesTrhsoeCueldffebcetsu,siendcliunditiinagllypinneaumloownoiar.
medium
dose
(see
NO
Patients with and/or LAMA
features or diagnosis of both asthma and to provide adequate symptom control.
C- ODOPD
will
usually
also
require
add-on
treatment
with
LABA
Patients with any case-control study
ifneactoumremsuonfityasptahtmienatsshwoituhldnenwoRltyIAbdLeiatgrneoasteedd
with LABA and/or LAMA alone, COPD found that those who also
without ICS. A had a diagnosis
large of
asthma had a lower risk of COPD hospitalizatAioTnEs and death if treated with combination ICS-LABA than with LABA
alo as
ne.701 In another lar having asthma with
gCeOrPetDrohsapdeclotivweeErlomDngoMirtbuiddiintya
l population and hospita
cohort s lizations
tudy of if they
patients received
aged 66 years, ICS treatment; a
those recorded similar benefit
was seen in those with COPD pluIsGcHoTncurrent asthma.703
All patients with Provide advice,
cahs rdoensiccriabierfdlPoinYwRthliemGitaINtiAonand
GOLD
reports,
about:
Treatment of modifiCaOble risk factors including advice about smoking cessation
Treatment of comorbidities
Non-pharmacological strategies including physical activity, and, for COPD or asthma-COPD overlap, pulmonary
rehabilitation and vaccinations
Appropriate self-management strategies
Regular follow-up
In a majority of patients, the initial management of asthma and COPD can be satisfactorily carried out at primary care level. However, both the GINA and GOLD strategy reports recommend referral for further diagnostic procedures at relevant points in patient management (see below). This may be particularly important for patients with features of both asthma and COPD, given that this is associated with worse outcomes and greater health care utilization.
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
147
4: Referral for specialized investigations (if necessary)
Referral for expert advice and further diagnostic evaluation is advised in the following contexts:
Patients with persistent symptoms and/or exacerbations despite treatment.
Diagnostic uncertainty, especially if an alternative diagnosis (e.g. bronchiectasis, post-tuberculous scarring,
bronchiolitis, pulmonary fibrosis, pulmonary hypertension, cardiovascular diseases and other causes of respiratory
symptoms) needs to be investigated.
Patients with suspected asthma or COPD in whom atypical or additional symptoms or signs (e.g. haemoptysis,
significant weight loss, night sweats, fever, signs of bronchiectasis or other structural lung disease) suggest an
additional pulmonary diagnosis. This should prompt early referral, without waiting for a trial of treatment for
asthma or COPD.
When chronic airways disease is suspected but syndromic features of both asthma and COPD are few.
Patients with comorbidities that may interfere with the assessment and management of their airways disease.
Referral may also be appropriate COPD overlap, as outlined in the
for issues GINA and
arising GOLD
during ongoing management strategy reports.
of
aUstThEma,
COPD
or
asthma-
Box 5-4 (p.148) summarizes specialized investigations that are sometimes used to disTtRinIgBuish asthma and COPD.
DIS
Box 5-4. Specialized investigations sometimes used in distinguishing aOstRhma and COPD
Lung function tests
Asthma
OPY T C
COPD
DLCO
Normal (or slightly elevated) NO Often reduced
Arterial blood gases
Normal between exacerba-tiDonOs
May be chronically abnormal between exacerbations in more severe forms of COPD
Airway hyperresponsiveness
Not useful on RitsIAoLwn in distinguishing asthma from COPD, but higher levels
(AHR)
ATE
of AHR favor asthma
Imaging High resolution CT Scan
Usually noErmDaMl but air trapping and Low attenuation areas denoting either air trapping
increIaGsHeTd bronchial wall thickness or emphysematous change can be quantitated;
PmYaRy be observed.
bronchial wall thickening and features of pulmonary hypertension may be seen.
Inflammatory biomarkers CO
A positive test for atopy (specific IgE and/or skin prick test to aeroallergens)
Increases probability of allergic asthma; not essential for diagnosis of asthma
Conforms to background prevalence; does not rule out COPD
FeNO
A high level (>50 ppb) in nonsmokers is moderately associated with eosinophilic airway inflammation.
Usually normal Low in current smokers
Blood eosinophilia
Supports diagnosis of eosinophilic May be present in COPD including during
airway inflammation
exacerbations
Sputum inflammatory cell analysis
Role in differential diagnosis is not established in large populations.
DLCO: diffusing capacity of the lungs for carbon monoxide; FeNO: fractional concentration of exhaled nitric oxide; IgE: immunoglobulin E
148
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
FUTURE RESEARCH
There is an urgent need for more research on this topic, in order to guide better recognition and safe and effective treatment. Patients who do not have `classical' features of asthma or of COPD, or who have features of both, have generally been excluded from randomized controlled trials of most therapeutic interventions for airways disease, and from many mechanistic studies.
Future research should include study of clinical and physiological characteristics, biomarkers, outcomes and underlying mechanisms, among broad populations of patients with respiratory symptoms or with chronic airflow limitation. In the meantime, the present chapter provides interim advice about diagnosis and initial treatment, for the perspective of clinicians, particularly those in primary care and nonpulmonary specialties. Further research is needed to inform evidence-based definitions and a more detailed classification of patients who present overlapping features of asthma and COPD, and to encourage the development of specific interventions for clinical use.
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
5. Diagnosis and initial treatment of asthma, COPD and asthma-COPD overlap
149
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
SECTION 2. CHILDREN 5 YEARS AND YOUNGER
IBUTE
DISTR
Y OR Chapter 6.
COP
NOT
- DO
Diagnosis and
AL management of asthma
ATERI
HTED M
in children 5 years and younger
PYRIG
CO
PART A. DIAGNOSIS KEY POINTS
Recurrent wheezing occurs in a large proportion of children 5 years and younger, typically with viral upper respiratory tract infections. Deciding when this is the initial presentation of asthma is difficult.
Previous classifications of wheezing phenotypes (episodic wheeze and multiple-trigger wheeze; or transient wheeze, persistent wheeze and late-onset wheeze) do not appear to identify stable phenotypes, and their clinical usefulness is uncertain. However, emerging research suggest that more clinically relevant phenotypes will be described and phenotype-directed therapy possible.
A diagnosis of asthma in young children with a history of wheezing is more likely if they have:
o Wheezing or coughing that occurs with exercise, laughing or crying, or in the absence of an apparent
respiratory infection
o
A history relatives
of
other
allergic
disease
(eczema
or
allergic
rhinitis),
allergen
sensitizatioUnToEr asthma
in
first-degree
o Clinical improvement during 2-3 months of controller treatment, and worseninTgRaIBfter cessation.
ASTHMA AND WHEEZING IN YOUNG CHILDREN
DIS
Asthma is the most common chronic disease of childhood and the leading cauOsRe of childhood morbidity from chronic
disease as measured early childhood; in up
by school absences, to half of people with
eamsthermgae,nscyymdpetpoamrtsmceonmt vmiseitnsOcaePndYdurhionsgpcithailldizhaotioodn.s7.27726OAnsstehtmoaf aosftthenmbaeisgins
in
earlier in males than females.728-730
T C
No intervention has yet been shown to prevent the developmentNofOasthma or modify its long-term natural course. Atopy
ipsaprtriecuselanrtlyinmthueltipmleajeoarirtlyy-oliffechsieldnrseintizwaittihonass)thismoanwe hoof tahreemo-voeDsrtO3imypeoarrtsanotldri,saknfadcatollersrgfeonr -thspeedceifvicelsoepnmseitinztaotifoans(tahnmda.731
RIAL
Viral-induced wheezing Recurrent wheezing occurs
in
a
large
proportionAoTf cEhildren
aged
5
years
or
younger.
It
is
typically
associated
with
upper
respiratory tract infections (URTI), which ocEcDurMin this age group around 6-8 times per year.732 Some viral infections
(respiratory syncytial age group is a highly
virus heter
oagnednrehoinuosvIciGrouHnsd)Tiatiroena, sasnodcniaotteadllwwithhereezciunrgreinndt iwcahteeeszaestthhrmouag. hAoulat rcgheildphroopoodr.tiWonhoefewzihnegeizninthgis
wepitihsoadreessipniryaotournygincfheicldtiroenn iiss tvruiralPyllYyaRninidsuoclaetdedwehveethnet rotrhreepcrheilsdehnatss aasrtehcmurareonrtncolitn. iTchael prerefosreen, tdaeticoindionfgcwhhildehnowodheaeszthinmga
may be difficult.730,733 In childCreOn aged under 1 year, bronchiolitis may present with wheeze. It is usually accompanied by
other chest signs such as crackles on auscultation.
Wheezing phenotypes
In the past, two main classifications of wheezing (called `wheezing phenotypes') were proposed:
Symptom-based classification:734 this was based on whether the child had only episodic wheeze (wheezing during discrete time periods, often in association with URTI, with symptoms absent between episodes) or multiple-trigger wheeze (episodic wheezing with symptoms also occurring between these episodes, e.g. during sleep or with triggers such as activity, laughing, or crying).
Time trend-based classification: this system was initially based on retrospective analysis of data from a cohort study.730 It included transient wheeze (symptoms began and ended before the age of 3 years); persistent wheeze (symptoms began before the age of 3 years and continued beyond the age of 6 years), and late-onset wheeze (symptoms began after the age of 3 years). These general patterns have been confirmed in subsequent studies using unsupervised statistical approaches.735,736
152
6. Diagnosis and management of asthma in children 5 years and younger
However, prospective allocation of individual children to these phenotypes has been challenging in `real-life' clinical situations, and the clinical usefulness of these, and other, classification and asthma prediction systems remain a subject of active investigation. For example, one study conducted in a research setting with high medication adherence found that daily ICS treatment reduced exacerbations in pre-school children characterized as `sensitization with indoor pet exposure' or `multiple sensitization with eczema', but not among those characterized as `minimal sensitization' or `sensitization with tobacco smoke exposure'.737
CLINICAL DIAGNOSIS OF ASTHMA
It may be challenging to make a confident diagnosis of asthma in children 5 years and younger, because episodic respiratory symptoms such as wheezing and cough are also common in children without asthma, particularly in those 0- 2 years old,738,739 and it is not possible to routinely assess airflow limitation or bronchodilator responsiveness in this age group. A probability-based approach, based on the pattern of symptoms during and between viral respiratory infections,740 may be helpful for discussion with parents/carers (Box 6-1 & 2). This allows individual decisions to be made
aebithoeurt owvheert-hoerr utondgeivre-traeatrtimaleonft.controller treatment. It is important to make decisions fIoBrUeTacEh child individually, to avoid Box 6-1. Probability of asthma diagnosis in children 5 years and younger DISTR
Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
Symptoms suggestive of asthma in children 5 years and younger
As shown in Box 6-1 and Box 6-2/2A an asthma diagnosis in children 5 years and younger can often be based on:
Symptom patterns (recurrent episodes of wheeze, cough, breathlessness (typically manifested by activity limitation), and nocturnal symptoms or awakenings)
Presence of risk factors for development of asthma, such as family history of atopy, allergic sensitization, allergy or asthma, or a personal history of food allergy or atopic dermatitis
Therapeutic response to controller treatment. Exclusion of alternate diagnoses.
6. Diagnosis and Management of asthma in children 5 years and younger
153
Box 6-1 is a schematic figure showing the estimated probability of an asthma diagnosis741,742 in children aged 5 years or younger who have viral-induced cough, wheeze or heavy breathing, based on the pattern of symptoms.
Many young children wheeze with viral infections and deciding when a child should be given controller treatment may be difficult. The frequency and severity of wheezing episodes and the temporal pattern of symptoms (only with viral colds or also in response to other triggers) should be taken into account. Any controller treatment should be viewed as a treatment trial, with follow up scheduled after 2-3 months to review the response. Review is also important since the pattern of symptoms tends to change over time in a large proportion of children.
A diagnosis of asthma in young children is therefore based largely on recurrent symptom patterns combined with a careful clinical assessment of family history and physical findings with careful consideration of the differential diagnostic possibilities. A positive family history of allergic disorders, or the presence of atopy or allergic sensitization provide additional predictive support, as early allergic sensitization increases the likelihood that a wheezing child will develop persistent asthma.731
UTE
Box 6-2. Features suggesting a diagnosis of asthma in children 5 years and youTnRgIBer
Cough
Feature
Recurrent or persCishteanrat cntoenr-ipsrtoicdsucstuiDvgeIgSceosutignhgthaastthmmaay be worse at night
or accompanied by wheezing anOdRbreathing difficulties
Cough occurring with smoke, particularly in
ethxeeraOcbisPseeY,nlcaeugohf ianng,acprpyainrgenotrreexsppoirsautorerytointfoebctaiocnco
T C
Wheezing
lRaeucguhrinregn,tcwryhinegezoinr Nge,xOipnocsluudreintgodtoubriancgcsolesempookrewoirthatirrigpgoellurstiosnuch as activity,
Difficult or heavy breathing or
Occurring wit-hDeOxercise, laughing, or crying
shortness of breath
RIAL
Reduced activity
tNiroeAtsrTueEannrliienrg,dpulrainyginwg aolrksla(uwgahnintsg
at to
the same intensity be carried)
as
other
children;
Past or family history
EDOMther allergic disease (atopic dermatitis or allergic rhinitis, food allergy).
Therapeutic trial with low dose ICS IGHT
Asthma in first-degree relative(s) Clinical improvement during 2-3 months of controller treatment and
COPYR
(Box 6-5, p.165), and as-needed SABA
worsening when treatment is stopped
ort-acting beta -agonist
ICS: inhaled corticosteroid; SABA: sh
2
154
6. Diagnosis and management of asthma in children 5 years and younger
Box 6-2A. Questions that can be used to elicit features suggestive of asthma
Does your child have wheezing? Wheezing is a high-pitched noise which comes from the chest and not the throat. Use of a video questionnaire,743 or asking a parent to record an episode on a smartphone if available can help to confirm the presence of wheeze and differentiate from upper airway abnormalities.
Does your child wake up at night because of coughing, wheezing, or `difficult breathing', `heavy breathing', or `breathlessness?
Does your child have to stop running, or play less hard, because of coughing, wheezing or `difficult breathing', `heavy breathing', or `shortness of breath'?
Does your child cough, wheeze or get `difficult breathing', `heavy breathing', or `shortness of breath' when laughing, crying, playing with animals, or when exposed to strong smells or smoke?
Has your child ever had eczema, or been diagnosed with allergy to foods?
Hpraosblaenmyso?ne in your family had asthma, hay fever, food allergy, eczema, or anIByUoTthEer disease with breathing
Wheeze
ISTR
Wheeze is the most common and specific symptom associated with asthma inDchildren 5 years and younger. Wheezing
occurs in several different patterns, but a wheeze that occurs recurrently, dOuRring sleep, or with triggers such as activity,
alanuygnhoinisgy, obrrecarythiningg, iassco`wnhseisetezinntgw'.7it4h4 aSdoimagencouslitsuroefsadstohmnoat.hCalvineicaiCawnOocProdYnffoirrmwahtieoenzies. important, as parents may describe
Wheezing may be interpreted differently Who observes it (e.g. parent/carer
based on: versus the
health
caNreOpTrovider)
The environmental involve the lung)
context
(e.g.
high
income
coun-tDrieOs
versus
areas
with
a
high
prevalence
of
parasites
that
dTihaegncousltiusraalncdotnreteaxttm(een.gt.otfhreersepliarativtoeryimtrpaocrttRadniIsAceeLasoef sceinrtagiennseyrmal)p.toms can differ between cultures, as can the
Cough
ATE
Cough due to asthma is generally non-pErDodMuctive, recurrent and/or persistent, and is usually accompanied by wheezing
ecopuisgohde(wshaenndtbhreecahthilidngisdaifsfilceuelpti)eosI.rGAaHllcTeorguigchrhthinaittioscmcuarysbweitahsesxoecricaitseed, wlaiuthghcoinuggohrincrtyhinega,binsethneceabosf eanscthemoaf.aAn naopcptaurrennatl
respiratory associated
iwniftehctciooun,ghsuinpgp.oPrtrsPolYaonRdgiaegdncoosuisgohfinasinthfamnac.yT, haendcocmoumgohnwcitohldouatncdolodthseyrmrpetsopmirsa,toarryeilalnsessosceiasteadrewaitlhsolater
parent-reported physicianC-dOiagnosed asthma, independent of infant wheeze. Characteristics of cough in infancy may be
early markers of asthma susceptibility, particularly among children with maternal asthma.745
Breathlessness
Parents may also use terms such as `difficult breathing', `heavy breathing', or `shortness of breath'. Breathlessness that occurs during exercise and is recurrent increases the likelihood of the diagnosis of asthma. In infants and toddlers, crying and laughing are equivalent to exercise in older children.
Activity and social behavior
Physical activity is an important trigger of asthma symptoms in young children. Young children with poorly controlled asthma often abstain from strenuous play or exercise to avoid symptoms, but many parents are unaware of such changes in their children's lifestyle. Engaging in play is important for a child's normal social and physical development. For this reason, careful review of the child's daily activities, including their willingness to walk and play, is important when assessing a potential asthma diagnosis in a young child. Parents may report irritability, tiredness and mood changes in their child as the main problems when asthma is not well controlled.
6. Diagnosis and Management of asthma in children 5 years and younger
155
TESTS TO ASSIST IN DIAGNOSIS
While no tests specifically and definitively diagnose asthma with certainty, in children 5 years and younger, the following are useful adjuncts.
Therapeutic trial
A trial of treatment for at least 2-3 months with as-needed short-acting beta2-agonist (SABA) and regular low dose inhaled corticosteroids (ICS) may provide some guidance about the diagnosis of asthma (Evidence D). Response should be evaluated by symptom control (daytime and night-time), and the frequency of wheezing episodes and exacerbations. Marked clinical improvement during treatment, and deterioration when treatment is stopped, support a diagnosis of asthma. Due to the variable nature of asthma in young children, a therapeutic trial may need to be repeated in order to be certain of the diagnosis.
Tests for allergic sensitization
TE
Sensitization sensitization
to allergens is present in
can the
be assessed using majority of children
weiitthhearsstkhimn aproicnkcetetshtienygaorreaollveergr e3ny-esapRrescIBiofiUfcaimgem; uhonwogelvoebru,lainbEse. nAclleerogfic
sensitization predictor for
to common aeroallergens development of persistent
does not rule asthma.746
out
a
diagnosis
of
asthma.
ADlleISrgTic
sensitization
is
the
best
Chest X-ray
OR
Radiographs are rarely indicated; however, if there is doubt about the diOagPnYosis of asthma in a wheezing or coughing
child, a plain chest X-ray may help to exclude structural abnormalitieTs C(e.g. congenital lobar emphysema, vascular ring)
cbheraopnpicroinpfreiactteio,ndsespuecnhdiansgtounbethrceucloosnisd,itaionninbheainlegdcofonrseiidgenrebdo.dOy, NorOother diagnoses. Other imaging investigations may
Lung function testing
IAL - D
tDeusetintgo,tbhreoinncahbiaililtyproofvmocoasttiocnhitledsretinng5, yaenadrsotahnedr pyhoTyuEsnRigoelorgtiocapletrefostrsmdroepnrootdhuacvibelea emxapjiorartroorlyeminatnheeudvieargsn, olusnisgofuf nacsttihomn a
at this age. However, by 5 years of age, many MchAildren are capable of performing reproducible spirometry if coached by
an experienced technician and with visuaTl iEnDcentives.
Exhaled nitric oxide
IGH
aMgeeasguroreump eanntdocfufrrarecntitolynarel mcoanincsePnpYtrrRiamtiaornilyofaerxehsaelaerdchnittoriocl.oFxiedNeO(FceaNnOb)eismneoatswuirdeedlyinavyaoiulanbglechfoildr rmenoswt icthhitldidraelnbirneaththising,
and normal reference valuesChOave been published for children aged 1-5 years.747 In pre-school children with recurrent
coughing and wheezing, an elevated FeNO recorded 4 weeks from any URTI predicted physician-diagnosed asthma at
school age,748 and increased the odds for wheezing, asthma and ICS use by school age, independent of clinical history
and presence of specific IgE.749
Risk profiles
A number of risk profile tools aimed at identifying which wheezing children aged 5 years and younger are at high risk of developing persistent asthma symptoms have been evaluated for use in clinical practice. However, these tools have shown limited performance for clinical practice. Only three prediction tools have been externally validated (Asthma Predictive Index750 from Tucson, USA, PIAMA index675 from the Netherlands, and Leicester tool751 from the UK), and a systematic review has shown that these tools have poor predictive accuracy, with variation in sensitivity and positive predictive value.752 Larger predictive studies using more advanced statistical methods, and with objective measurements for asthma diagnosis, are probably needed to propose a practical tool in clinical care to predict persistent asthma in recurrent wheezers in infancy and pre-school age. The role of these tools is to help identify children at greater risk of
156
6. Diagnosis and management of asthma in children 5 years and younger
developing persistent asthma symptoms, not as criteria for the diagnosis of asthma in young children. Each tool demonstrates different performance characteristics with varying criteria used to identify risk.753
DIFFERENTIAL DIAGNOSIS
A definite diagnosis of asthma in this young age group is challenging but has important clinical consequences. It is particularly important in this age group to consider and exclude alternative causes that can lead to symptoms of wheeze, cough, and breathlessness before confirming an asthma diagnosis (Box 6-3).738
Box 6-3. Common differential diagnoses of asthma in children 5 years and younger
Condition
Typical features
Recurrent viral respiratory Mainly cough, runny congested nose for <10 days; no symptoms between infections
tract infections
UTE
Gastroesophageal reflux
Cough feeds;
when feeding; poor response
recurrent chest infections; to asthma medications
vomTiRtsIBeasily
especially
after
large
Foreign body aspiration
Episode of abrupt, severe cough and/or stridor dDuIrSing eating or play; recurrent chest
infections and cough; focal lung signs OR
Persistent bacterial
Persistent wet cough; poor response tOo PasYthma medications
bronchitis
T C
Tracheomalacia
Noisy breathing when crying orNeOating, or during upper airway infections (noisy inspiration
irfeetrxatcratitohno;rasycmicpotroemxspoirfattei-onDnpOirfeisnetrnatthsoinrcaecibc)ir;thh;arpsohocr oreusgpho; ninsseptioraatosrtyhmoraemxpeidraictoartiyons
Tuberculosis
Persistent noisy resRpIiAraLtions and cough; fever unresponsive to normal antibiotics;
econnlatragcet dwliythmspohAmTneoEodnees;wphooorharesstpuobnesrceutloosbirsonchodilators or inhaled corticosteroids;
Congenital heart disease Cardiac mEDurmMur; cyanosis when eating; failure to thrive; tachycardia; tachypnea or
Cystic fibrosis
YCh(mReopauIGalgathHbomsTsotearpgrtatiinolygn;)sp;holoooorrtslryeeasgfprteeoranssbyeirtbthou; larkesycthsumtroreaonlsmt cehdeicsattiinofnesctions; failure to thrive
Primary ciliary dyskinesiaCOPCough and recurrent chest infections; neonatal respiratory distress, chronic ear infections
and persistent nasal discharge from birth; poor response to asthma medications; situs
inversus occurs in about 50% of children with this condition
Vascular ring
Persistently noisy breathing; poor response to asthma medications
Bronchopulmonary dysplasia
Infant born prematurely; very low birth weight; needed prolonged mechanical ventilation or supplemental oxygen; difficulty with breathing present from birth
Immune deficiency
Recurrent fever and infections (including non-respiratory); failure to thrive
6. Diagnosis and Management of asthma in children 5 years and younger
157
Key indications for referral of a child 5 years or younger for further diagnostic investigations or therapeutic decisions
Any of the following features suggest an alternative diagnosis and indicate the need for further investigations: Failure to thrive Neonatal or very early onset of symptoms (especially if associated with failure to thrive) Vomiting associated with respiratory symptoms Continuous wheezing Failure to respond to asthma medications (inhaled ICS, oral steroids or SABA) No association of symptoms with typical triggers, such as viral URTI Focal lung or cardiovascular signs, or finger clubbing Hypoxemia outside context of viral illness.
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
158
6. Diagnosis and management of asthma in children 5 years and younger
PART B. ASSESSMENT AND MANAGEMENT
KEY POINTS
The goals of asthma management in young children are similar to those in older patients:
o To achieve good control of symptoms and maintain normal activity levels o To minimize the risk of asthma flare-ups, impaired lung development and medication side-effects.
Wheezing episodes in young children should be treated initially with inhaled short-acting beta2-agonists (SABA), regardless of whether the diagnosis of asthma has been made. However, for initial episodes of wheeze in children <1 year in the setting of infectious bronchiolitis, SABAs are generally ineffective.
A trial of controller therapy should be given if the symptom pattern suggests asthma, alternative diagnoses have been excluded and respiratory symptoms are uncontrolled and/or wheezing episodes are frequent or severe.
Response to treatment should be reviewed before deciding whether to continue it. If the response is absent or
incomplete, reconsider alternative diagnoses. The choice of inhaler device should be based
on
the
child's
age
and
capability.
TUhTeEpreferred
device
is
a
pressurized metered dose inhaler and spacer, with face mask for <3 yearsTaRndIBmouthpiece for most children
aged 3-5 years. Children should demonstrate good technique.
be
switched
from
a
face
mask
to
mouDthIpSiece
as
soon
as
they
are
able
to
Review the need for asthma treatment frequently, as asthma-like sOymRptoms remit in many young children.
GOALS OF ASTHMA MANAGEMENT
OPY
As with other age groups, the goals of asthma management in yoTunCg children are:
To achieve good control of symptoms and maintain norNmOal activity levels
To minimize future risk; that is to reduce the risk o-fDflaOre-ups, maintain lung function and lung development as
close Maintaining
tnoonrmoraml aacl taivsitpyolsesviebllse,isapnadrmticiunliamrilzyeimmRpeoIdAritLcaanttioinn
side-effects. young children
because
engaging
in
play
is
important
for
their normal social and physical developmentA. ITt Eis important to also elicit the goals of the parent/carer, as these may
differ from The goals
conventional medical goals. of asthma management are
aEcDhieMved
through
a
partnership
between
the
parent/carer
and
the
health
professional team, with a cycle of:IGHT
AAsdsjuesststr(edaiatmgneonstis(m, seydmiPcpaYttoRiomnsc,onnotrno-lp, hriasrkmfaacctoolorsg,icinahl aslterar tteegcihensi,qauned, atrdehaetmreenncteo, fpmaroednitfiparbeleferriesnkcfea)ctors)
Review response inCcOluding medication effectiveness and side-effects. This is carried out in combination with:
Education of parent/carer, and child (depending on the child's age)
Skills training for effective use of inhaler devices and encouragement of good adherence Monitoring of symptoms by parent/carer A written personalized asthma action plan.
ASSESSMENT OF ASTHMA
What does `asthma control' mean?
Asthma control means the extent to which the manifestations of asthma are controlled, with or without treatment.24,65 It has two components (Box 6-4, p.160): the child's asthma status over the previous four weeks (current symptom control), and how asthma may affect them in the future (future risk). In young children, as in older patients, both symptom control and future risk should be monitored (Evidence D). The rationale for this is described on p.38.
6. Diagnosis and management of asthma in children 5 years and younger
159
Assessing asthma symptom control
Defining satisfactory symptom control in children 5 years and younger depends on information derived from family members and carers, who may be unaware either of how often the child has experienced asthma symptoms, or that their respiratory symptoms represent uncontrolled asthma. Few objective measures to assess symptom control have been validated for children <4 years. The Childhood Asthma Control Test can be used for children aged 4-11 years.88 The Test for Respiratory and Asthma Control in Kids (TRACK) is a validated questionnaire for caregiver completion for preschool aged children with symptoms consistent with asthma; it includes both symptom control and courses of systemic corticosteroids in the previous year.92
Box 6-4 shows a working schema for assessing asthma control in children 5 years, based on current expert opinion. It incorporates assessment of symptoms; the child's level of activity and their need for reliever/rescue treatment; and assessment of risk factors for adverse outcomes (Evidence D).
Box 6-4. GINA assessment of asthma control in children 5 years and younger
UTE
A. Symptom control
LWeevlelTl RofIBasthmPaarstlyymptom control
In the past 4 weeks, has the child had:
conDtrIoSlled controlled Uncontrolled
Daytime asthma symptoms for more than a few minutes, more than once a week?
Yes No
OR
Any activity limitation due to asthma? (Runs/plays less Yes NoOPY None
1-2
3-4
SABthAanreolitehveerrcmhielddriecna,tiotirnenseeeadseildy*dmuroinreg twhaanlkso/npclaeyainwg?e)ek?YesOTNCo
of these
of these
of these
Any night waking or night coughing due to asthma?
YOesN No
B. Future risk for poor asthma outcomes
L - D
Risk factors for asthma exacerbations within thEeRnIeAxt few months
Uncontrolled asthma symptoms
MAT
One The
sotramrt oorfethseevcehriled'esxuascuearbl a`fltaiorens-u(pTE'EDsDeaatsteonnd(aenscpee,chiaolslypiitfaaliuztautmionn/,faolrl)course
of
OCS)
in
previous
year
Epextpso, smuorelds):,teosbpaecccioalslymionkceo;minbRdinoIGaotrHioonr
outdoor air pollution; with viral infection754
indoor
allergens
(e.g.
house
dust
mite,
cockroach,
MPoaojorrapdshyecrheonlcoegiwcaitlhocrosnotOcroiPoll-Yeercmoneodmiciactiporno,boler minscoforrreccht iilndhoarlefar mteiclyhnique
Outdoor pollution (NO2 Cand particles)108
Risk factors for persistent airflow limitation
Severe asthma with several hospitalizations History of bronchiolitis
Risk factors for medication side-effects
Systemic: Frequent courses of OCS, high dose and/or potent ICS Local: moderate/high dose or potent ICS; incorrect inhaler technique; failure to protect skin or eyes when using
ICS by nebulizer or spacer with face mask
ICS: inhaled corticosteroids; OCS: oral corticosteroids; SABA: short-acting beta2-agonist; * Excludes reliever taken before exercise
Before stepping up treatment, ensure that the child's symptoms are due to asthma, and that the child has good inhaler technique and good adherence to existing treatment.
160
6. Diagnosis and management of asthma in children 5 years and younger
Assessing future risk of adverse outcomes
The relationship between symptom control and future risk of adverse outcomes, such as exacerbations (Box 6-4, p.160), has not been sufficiently studied in young children. Although exacerbations may occur in children after months of apparently good symptom control, the risk is greater if current symptom control is poor. Preschool children at high risk of asthma (based on modified API) who were treated with daily low dose ICS experienced fewer days with asthma symptoms and a reduced risk of exacerbations than those receiving placebo.755
The future risk of harm due to excessive doses of inhaled or systemic corticosteroids must also be avoided. This can be
minimized by ensuring that the prescribed treatment is appropriate and reduced to the lowest dose that maintains
satisfactory symptom control and minimizes exacerbations. The child's height should be measured and recorded at least
yearly, as growth velocity may be lower in the first 1-2 years of ICS treatment,127 and poorly controlled asthma can affect
growth.126 The minimum effective dose of ICS to maintain good asthma control should be used. If decreased growth
velocity is seen, other factors should be considered, including poorly controlled asthma, frequent use of oral
corticosteroids, and poor nutrition, and referral should be considered.
TE
If ICS is delivered through a face-mask shortly after inhalation in order to avoid
or nebulizer, the skin on the nose and local side-effects such as steroid rash
(arreodudneRdnItiBnhUge
mouth should and atrophy).
be
cleaned
MEDICATIONS FOR SYMPTOM CONTROL AND RISK REDUCTION
DIST
Choosing medications for children 5 years and younger
OR
Good control of asthma can be achieved in the overwhelming majoritOy PoYf young children with a pharmacological
intervention strategy.756 This should be developed in a partnershiTp bCetween the family/carer and the health care provider.
oAtshewritkheoyldceormcphoilnderenntsainncdluaddeuletsd,umcaetdioicna,tsioknilslsctoraminpirnisgefoornilnyhNoanOleercdoemvipcoenseanntdofaadshtehrmenacme,annoang-epmhaernmt aincoyloougnicgacl hildren;
strategies including environmental control where approp-riDatOe, regular monitoring, and clinical review (see later sections in
this chapter). When recommending
treatment
for
a
young
child,RbIoAthL
general
and
individual
questions
apply
(Box
3-3,
p.50).
What is the `preferred' medication optioAnTaEt each treatment step to control asthma symptoms and minimize future
oribsks?erTvahteiosneadledcaistaio. nSstaurdeiebsassuegdgEoenDstdMtahtaat fcoornesfifdicearcayti,oenffoefcftaivcetonressssuacnhdassaafellteyrgfriocmsecnlisniitcizaal ttiroianlsa,nadn/odropneripheral
blood count may However, further
hsetulpditeosbaerteItGenrHeiTdeedentdifytowahsiscehscshtihldereanppalriecamboilirtey
likely to have a short-term response of these findings in a wider range of
to ICS.757 settings,
particularly in areas whPeYreRblood eosinophilia may reflect helminth infection rather than asthma or atopy.
HoowRdeosepsotnhsiseptaorptiCcreuOvlaiorucshitlrdeadtimffeernftrom other children with asthma, in terms of:
o Parental preference (goals, beliefs and concerns about medications)
o Practical issues (cost, inhaler technique and adherence)?
The following treatment recommendations for children of 5 years of age or younger are based on the available evidence and on expert opinion. Although the evidence is expanding it is still rather limited as most clinical trials in this age group have not characterized participants with respect to their symptom pattern, and different studies have used different outcomes and different definitions of exacerbations.
A stepwise treatment approach is recommended (Box 6-5, p.165), based on symptom patterns, risk of exacerbations and side-effects, and response to initial treatment. Generally, treatment includes the daily, long-term use of controller medications to keep asthma well-controlled, and reliever medications for as-needed symptom relief. The choice of inhaler device is also an important consideration (Box 6-7, p.167).
6. Diagnosis and management of asthma in children 5 years and younger
161
Which children should be prescribed regular controller treatment?
Intermittent or episodic wheezing of any severity may represent an isolated viral-induced wheezing episode, an episode of seasonal or allergen-induced asthma, or unrecognized uncontrolled asthma. The initial treatment of wheezing is identical for all of these - a SABA every 4-6 hours as needed until symptoms disappear, usually within 1 to 7 days. Further treatment of the acute wheezing episodes themselves is described below (see Acute asthma exacerbations in children 5 years and younger, p.168). However, uncertainty surrounds the addition of other drugs in these children, especially when the nature of the episode is unclear. In general, the following principles apply.
If the history and symptom pattern suggest a diagnosis of asthma (Box 6-2, p.154; Box 6-2A, p.155) and
respiratory symptoms are uncontrolled (Box 6-4, p.160) and/or wheezing episodes are frequent (e.g. three or more
episodes in a season), regular controller treatment should be initiated (Step 2, Box 6-5, p.165) and the response
evaluated (Evidence D). Regular controller treatment may also be indicated in a child with less frequent, but more
severe episodes of viral- induced wheeze (Evidence D).
If the diagnosis frequently, e.g.
of asthma more than
is in doubt, and inhaled every 6-8 weeks, a trial
SoAf rBeAguthlaerracopnytororllceorutrrseeastmoef natnstihboioutliTdcsEbneeceodntsoidbeererdeptoeactoendfirm
whether the symptoms at this stage.
are
due
to
asthma
(Evidence
D).
Referral
for
specialist
opRinIiBoUn
should
also
be
considered
It is important to discuss the decision to prescribe controller treatment and the choDicIeSTof treatment with the child's
parents or carers. They should be aware of both maintaining normal activity levels for their child's
tnhoermrealal tpivheysbiceanleafintsdasnodciraisl kdsOevoRef ltohpemtreenatt.mAeltnhtosu, gahndeftfheectismopfoIrCtaSncoen
of
growth velocity are seen in pre-pubertal children in the first 1-2 years of OtrePaYtment, this is not progressive or cumulative,
and the one study controlled asthma
itthsaetlfeaxdavmeirnseedlyloanffge-ctetsrmadouulttchoemigehst.1s2h6oFwoerdmaodreiffedTreetCanicl eseoef
only 0.7% Appendix
in adult height.127,758 Chapter 5B.
Poorly
NO
Treatment steps to control asthma symptoms and minim-izDeOfuture risk for children 5 years and younger
Asthma achieve
treatment in young children good symptom control and
follows a minimize
fsutteuprewirsiRsekIaAopLfperxoaaccehrb(Baotixon6s-5a)n, dwimthemdiecadticioantiosnidea-dejuffsetcetds.uTphoerndeoewdnfotor
controller treatment should be provided in Appendix Chapter
re-assessed 5, Part C.
regulAarTlyE.
More
details
about
asthma
medications
for
children
0-5
years
are
Before considering a step-up of controllerEtDreMatment
fIof lsloywmipntgombecfoornetraonl yisspteoporuapnidn/otrreeaxtmaIcGeenHrtbTiasticoonnsspideerrseisdt. despite 3 months of adequate controller therapy, check the
Confirm that the symptomPs YarRe due to asthma rather than a concomitant or alternative condition (Box 6-3, p.105).
Refer for expert assessCmOent if the diagnosis is in doubt.
Check and correct inhaler technique.
Confirm good adherence with the prescribed dose.
Consider trial of one of the other treatment options for that step, as many children may respond to one of the
options.
Enquire about risk factors such as allergen or tobacco smoke exposure (Box 6-4, p.160).
162
6. Diagnosis and management of asthma in children 5 years and younger
ASTHMA TREATMENT STEPS FOR CHILDREN AGED 5 YEARS AND YOUNGER
STEP 1: As-needed inhaled short-acting beta2-agonist (SABA)
Preferred option: as-needed inhaled short-acting beta2-agonist (SABA)
All children who experience wheezing episodes should be provided with inhaled SABA for relief of symptoms (Evidence D), although it is not effective in all children. See Box 6-7 (p.167) for choice of inhaler device. Use of SABA for the relief of symptoms on average more than twice a week over a one month period indicates the need for a trial of controller medication. Initial episodes of wheeze in children <1 year often occur in the setting of infectious bronchiolitis, and this should be managed according to local bronchiolitis guidelines. SABAs are generally ineffective for bronchiolitis.759
Other options
Oral bronchodilator therapy is compared with inhaled SABA
not recommended (Evidence D).
due
to
its
slower
onset
of
action
and
hiUghTeEr
rate
of
side-effects
For children with intermittent viral-induced wheeze and no interval symptoms, partiTcuRlIaBrly those with underlying atopy
(positive mAPI) in whom considered620,760,761 (see
MinahnaalegdeSmAeBntAomf wedoircsaetnioinngisasntohtmsaufaficnidenetx,aincteerrbmaittitoennstD,hIpiSg.1h6d8o),sbeuItCbSecmaauysebeof
the
risk
of
side-
effects, this should only be considered if the physician is confident that theOtrReatment will be used appropriately.
STEP 2: Initial controller treatment plus as-needed SABA
OPY
T C
Preferred option: regular daily low dose ICS plus as-neededNOSABA
Regular children
- DO daily, low dose ICS (Box 6-6, p.166) is recommended
5 years and younger (Evidence A).755,762-764 This initial
as the preferred initial treatment treatment should be given for at
to control asthma least 3 months to
in
establish its effectiveness in achieving good asthmRaIAcLontrol.
Other options In young children
with
persistent
asthma,
reguAlaTrEtreatment
with
a
leukotriene
receptor
antagonist
(LTRA)
modestly
reduces symptoms and need for oral coErtDicoMsteroids compared with placebo.765 However, for young children with
recurrent viralexacerbations
induced (Evidenc
ewAhe).e76z6inAg,fIuGarHtrheTevrieswyscteomncalutidcerdevtiheawt
neither regular nor found that in pre-s
intermittent LTRA reduc choolers with asthma or
es OCS-r recurrent
equir
in
g
wheezing, monothera
daily ICS was py.767 Parents
mshoorPuelYdeRfbfeecctioveunins
impr elled
oving symptom control and reducing exacerbations th about the potential adverse effects of montelukast on
an regular sleep and
LTRA behav
ior
,
and health professionals sChOould consider the benefits and risks of side effects before prescribing; the FDA has required
a boxed warning about these problems.241
For pre-school children with asthma characterized by frequent viral-induced wheezing and interval asthma symptoms, as-needed (prn)768 or episodic ICS769 may be considered, but a trial of regular daily low dose ICS should be undertaken first. The effect on exacerbation risk seems similar for regular daily low dose and episodic high dose ICS.764 See also Initial home management of asthma exacerbations, p.169.
If good asthma control is not achieved with a given therapy, trials of the alternative Step 2 therapies are recommended prior to moving to Step 3.757
6. Diagnosis and management of asthma in children 5 years and younger
163
STEP 3: Additional controller treatment, plus as-needed SABA and consider specialist referral
If 3 months of initial therapy with a low dose ICS fails to control symptoms, or if exacerbations continue to occur, check the following before any step up in treatment is considered.
Confirm that the symptoms are due to asthma rather than a concomitant or alternative condition (Box 6-3, p.158).
Check and correct inhaler technique. Consider alternative delivery systems if indicated. Confirm good adherence with the prescribed dose. Enquire about risk factors such as allergen or tobacco smoke exposure (Box 6-4, p.160).
Preferred option: medium dose ICS (double the `low' daily dose)
Doubling the initial low dose of ICS may be the best option (Evidence C). Assess response after 3 months. The child
should be referred for expert assessment if symptom control remains poor and/or flare-ups persist, or if side-effects of
treatment are observed or suspected.
UTE
Other options Addition of a
LTRA
to
low
dose
ICS
may
be
considered,
based
on
data
from
older
chilTdRreInB(Evidence
D).
The
relative
cost of different treatment options in some countries may be relevant to controller DchISoices for children. See note above
about the FDA warning for montelukast.241
OR
Not recommended
OPY
There are insufficient data about the efficacy short-term (8 week) placebo-controlled study
and safety of did not show
aICnSy-sLiAgnOBiAfTiciCanncthdiilfdfererenn<c4e
years old to recommend their use. A in symptoms between combination
fluticasone propionate-salmeterol receiving LABA.770
vs
fluticasone
propionate
aDloOneN;
no
additional
safety
signals
were
noted
in
the
group
STEP 4: Continue controller treatment and refer forIeAxLp-ert assessment
Preferred option: refer the child for expert adviceTEanRd further investigation (Evidence D).
If doubling the initial dose of ICS fails to achievMe Aand maintain good asthma control, carefully reassess inhaler technique
and medication adherence as these are cToEmDmon problems in this age group. In addition, reassess and address control
of environmental factors where relevaIGntH, and reconsider the asthma diagnosis.
Other options
PYR
The best treatment for this to consider, with specialist
apdoCvpOiuclea,tiaorne:has
not
been
established.
If
the
diagnosis
of
asthma
has
been
confirmed,
options
Further increase the dose of ICS for a few weeks until the control of the child's asthma improves (Evidence D). Monitor for side-effects.
Add LTRA (data based on studies in older children, Evidence D). Benefits, and risks of side effects, should be considered, as described previously.241
Add long acting beta agonist (LABA) in combination with ICS; data based on studies in children 4 years of age
Add a low dose of oral corticosteroid (for a few weeks only) until asthma control improves (Evidence D); monitor for side-effects.
Add intermittent high dose ICS at onset of respiratory illnesses to the regular daily ICS if exacerbations are the main problem (Evidence D).
The need for additional controller treatment should be re-evaluated at each visit and maintained for as short a period as possible, taking into account potential risks and benefits. Treatment goals and their feasibility should be re-considered and discussed with the child's family/carer.
164
6. Diagnosis and management of asthma in children 5 years and younger
Box 6-5. Personalized management of asthma in children 5 years and younger
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
ICS: inhaled corticosteroids; LTRA: leukotriene receptor antagonist; SABA: short-acting beta2-agonist
Box 6-6. Low daily doses of inhaled corticosteroids for children 5 years and younger
This is not a table of equivalence, but instead, suggestions for `low' total daily doses for the ICS treatment recommendations for children aged 5 years and younger in Box 6.5 (p.165), based on available studies and product information. Data on comparative potency are not readily available, particularly for children, and this table does NOT imply potency equivalence. The doses listed here are the lowest approved doses for which safety and effectiveness have been adequately studied in this age group.
Low dose ICS provides most of the clinical benefit for most children with asthma. Higher doses are associated with an
increased risk of local and systemic side-effects, which must be balanced against potential benefits.
Inhaled corticosteroid
Low total daily dose (mcg) (age-group with adequate safety and effectiveness data)
BDP (pMDI, standard particle, HFA)
100 (ages 5 years and older)
BDP (pMDI, extrafine particle, HFA) Budesonide nebulized
55000(a(aggeess51yeyeaaUrsrTaaEnndd
older) older)
Fluticasone propionate (pMDI, standard particle, HFA)
50 (ages 4TRyeIBars and older)
Fluticasone furoate (DPI)
Not sufficiently studiDeIdSin children 5 years and younger)
Mometasone furoate (pMDI, standard particle, HFA)
10O0R(ages 5 years and older)
Ciclesonide (pMDI, extrafine particle, HFA)
Not sufficiOenPtYly studied in children 5 years and younger
BDP: dose
C beclometasone dipropionate; DPI: dry powder inhaler; HFA: hydrofluoroalkane propellant; ICS: inhaled T inhaler (non-chlorofluorocarbon formulations); in children, pMDI should always be used with a spacer
corticosteroid;
pMDI:
pressurized
metered
NO
REVIEWING
RESPONSE
AND
ADJUSTING
TREATMENT
-
DO
AThsseecshsimld'esnht eaitgehvt esrhyovuilsditbsehomueldasinucreluddeevaesrtyhmyeaars,yomrpmItAoomLrecooftnetrno.lAasntdhmrisak-lifkaectsoyrms (pBtoomx s6-r4e,mpi.t1i6n0a),saunbdstsaindteia-el fpferocptso.rtion
of children of 5 years or younger,771-773 so the needTEfoRr continued controller treatment should be regularly assessed (e.g.
every 3-6 months) (Evidence D). If therapy to check whether symptoms have recurred,
iasssMttheAeprpaepdy-dmoawynnoereddistocobnetinstueepdp,esdc-huepdourlereainfsotliltouwte-dup(Evvisidite3n-c6e wDe).eks
later
Marked seasonal variations may be seenTinEDsymptoms and exacerbations in this age-group. For children with seasonal
symptoms whose daily long-term conItGroHller treatment is to be discontinued (e.g. 4 weeks after their season ends), the
parent/carer medications
tshhaotuslhdobueldpbroeviindietidaPtweYditRhtoatrweraittteitn,
asthma action and when and
plan how
detailing specific signs of to contact medical care.
worsening
asthma,
the
CO
CHOICE OF INHALER DEVICE
Inhaled therapy constitutes the cornerstone of asthma treatment in children 5 years and younger. A pressurized metered-dose inhaler (pMDI) with a valved spacer (with or without a face mask, depending on the child's age) is the preferred delivery system774 (Box 6-7, p.167) (Evidence A). This recommendation is based on studies with beta2agonists. The spacer device should have documented efficacy in young children. The dose delivered may vary considerably between spacers, so consider this if changing from one spacer to another.
The only possible inhalation technique in young children is tidal breathing. The optimal number of breaths required to empty the spacer depends on the child's tidal volume, and the dead space and volume of the spacer. Generally, 5-10 breaths will be sufficient per actuation. The way a spacer is used can markedly affect the amount of drug delivered:
Spacer size may affect the amount of drug available for inhalation in a complex way depending on the drug prescribed and the pMDI used. Young children can use spacers of all sizes, but theoretically a lower volume spacer (<350 mL) is advantageous in very young children.
166
6. Diagnosis and management of asthma in children 5 years and younger
A single pMDI actuation should be delivered at a time, with the inhaler shaken in between. Multiple actuations into
the spacer before inhalation may markedly reduce the amount of drug inhaled.
Delay between actuating the pMDI into the spacer and inhalation may reduce the amount of drug available. This
varies between spacers, but to maximize drug delivery, inhalation should start as soon as possible after actuation.
If a health care provider or a carer is giving the medication to the child, they should actuate the pMDI only when
the child is ready and the spacer is in the child's mouth.
If a face mask is used it must be fitted tightly around the child's mouth and nose, to avoid loss of drug.
Ensure that the valve is moving while the child is breathing through the spacer.
Static charge may accumulate on some plastic spacers, attracting drug particles and reducing lung delivery. This
charge can be reduced by washing the spacer with detergent (without rinsing) and allowing it to air dry, but it may
re-accumulate over time. Spacers made of anti-static materials or metals are less subject to this problem. If a
patient or health care provider carries a new plastic spacer for emergency use, it should be regularly washed with
detergent (e.g. monthly) to reduce static charge.
Ncaenbnuolitzbeerst,atuhgehotnelyffevciatibveleuaslteeronfaativsepadceelirvdeeryviscyes.tIefmasneinbcuhlizilderreisn,uasreedrefosredrveelidveforUyrTotEhfeICmSi,niotrsithyooufldchbiledruesnedwhwoith
a mouthpiece procedures.
to
avoid
the
medication
reaching
the
eyes.
If
a
nebulizer
is
useTdR, IfBollow
local
infection
control
DIS
Box 6-7. Choosing an inhaler device for children 5 years and youngeOr R
Age
Preferred device
OPY
Alternate device
0-3 years Pressurized metered dose inhaler plus
NeTbuClizer with face mask
dedicated spacer with face mask
NO
4-5 years
Pressurized metered dose inhaler plus dedicated spacer with mouthpiece
- DO
Pressurized metered dose inhaler plus dedicated spacer with face mask or nebulizer with mouthpiece or face mask
ASTHMA SELF-MANAGEMENT EDUCATION FORRIACLARERS OF YOUNG CHILDREN
Asthma self-management education should bAeTpErovided to family members and carers of wheezy children 5 years and
younger when wheeze is suspected to bEeDcMaused by asthma. An educational program should contain:
TArbaainsinicgeaxbpolaunt actoiorrneactbionuhtaalaIsGttihoHmnTateacnhdniqthueefactors that influence it
AInfworrimtteantioanstohnmtaheacimtiopnoPrpYtalRannc.e of the child's adherence to the prescribed medication regimen
Crucial to a successful asCthOma education program are a partnership between patient/carer and health care providers,
with a high level of agreement regarding the goals of treatment for the child, and intensive follow-up (Evidence D).25
Written asthma action plans
Asthma action plans should be provided for the family/carers of all children with asthma, including those aged 5 years and younger (Evidence D). Action plans, developed through collaboration between an asthma educator, the health care provider and the family, have been shown to be of value in older children,775 although they have not been extensively studied in children of 5 years and younger. A written asthma action plan includes:
A description of how the parent or carer can recognize when symptom control is deteriorating The medications to administer When and how to obtain medical care, including telephone numbers of services available for emergencies (e.g.
doctors' offices, emergency departments and hospitals, ambulance services and emergency pharmacies). Details of treatments that can be initiated at home are provided in the following section, Part C: Management of worsening asthma and exacerbations in children 5 years and younger, p.168.
6. Diagnosis and management of asthma in children 5 years and younger
167
PART C. MANAGEMENT OF WORSENING ASTHMA AND EXACERBATIONS IN CHILDREN 5 YEARS AND YOUNGER
KEY POINTS
Symptoms of exacerbation in young children
Early symptoms of exacerbations in young children may include increased symptoms; increased coughing, especially at night; lethargy or reduced exercise tolerance; impaired daily activities including feeding; and a poor response to reliever medication.
Home management in a written asthma action plan
Give a written asthma action plan to parents/carers of young children with asthma so they can recognize an impending severe attack, start treatment, and identify when urgent hospital treatment is required.
IPnaitrieanl ttrse/caatmreernstsahtohuoldmseeieskwuirthgeinnht amleeddischaol rcta-arectiifntghebecthai2l-daigsoancisutte(SlyAdBisAt)r,ewssitehdr,elevUiteThwaErgaifcte, rfa1ilshotourreosrpeoanrldietro.
Minietidailcbarloantctehnotdioilnatsohrothueldrabpeys, oour gishtwoonrstehneinsga,meespdeacyiaiflliynhinaclehdildSrAeBn A<1isyneeaerdoTefRdaIgmBeo.re often than 3-hourly or for
more than 24 hours.
DIS
There is no compelling evidence to support parent-initiated oral corticOoRsteroids.
Management of exacerbations in primary care or acute care facilityOPY
Assess severity of the exacerbation while initiating treatment
hour) and oxygen (to maintain saturation 94-98%).
T
Cwith
SABA
(2-6
puffs
every
20
minutes
for
first
Recommend immediate transfer to hospital if there is noNrOesponse to inhaled SABA within 1-2 hours; if the
child is unable to speak or drink, has a respiratory-raDtOe >40/minute or is cyanosed, if resources are lacking in
Cthoenhsoidmeer ,oorar lifporexdygniesnonsea/tpurreadtionnisoislo<n9e21%-2onmRrIgoA/okLmg/daairy. for children attending an Emergency Department or
aadgmeditt3e-d5toyehaorssp, iftoarl,uupptoto5admayasx;imorudmexoAaf Tm2E0etmhags/doanyef0o.r6cmhigld/rkegn/daagyefdor02-2dayyesa.rsIf, tahnedre3i0s mfagilu/draeyofforrecshoilludtrieonn,
or relapse of symptoms with dexaEmDethMasone, consideration should be given to switching to prednisolone.
ArrangeCehailrdlryefnowllohwo -huapveafetexpr earnieenxIcGaecdHeTarnbaatsiothnma exacerbation are at risk of further exacerbations. Arrange follow-up
within 1-2 days of aCnOexPaYcRerbation and again 1-2 months later to plan ongoing asthma management.
DIAGNOSIS OF EXACERBATIONS
A flare-up or exacerbation of asthma in children 5 years and younger is defined as an acute or sub-acute deterioration in symptom control that is sufficient to cause distress or risk to health, and necessitates a visit to a health care provider or requires treatment with systemic corticosteroids. In pediatric literature, the term `episode' is commonly used, but understanding of this term by parent/carers is not known
Early symptoms of an exacerbation may include any of the following:
Onset of symptoms of respiratory tract infection An acute or sub-acute increase in wheeze and shortness of breath An increase in coughing, especially while the child is asleep Lethargy or reduced exercise tolerance Impairment of daily activities, including feeding A poor response to reliever medication.
168
6. Diagnosis and management of asthma in children 5 years and younger
In a study of children aged 2-5 years, the combination of increased daytime cough, daytime wheeze, and night-time beta2-agonist use was a strong predictor at a group level of an imminent exacerbation (1 day later). This combination predicted around 70% of exacerbations, with a low false positive rate of 14%. In contrast, no individual symptom was predictive of an imminent asthma exacerbation.776
Upper respiratory symptoms frequently precede the onset of an asthma exacerbation, indicating the important role of viral URTI in precipitating exacerbations in many, although not all, children with asthma. In a randomized controlled trial of acetaminophen versus ibuprofen, given for pain or fever in children with mild persistent asthma, there was no evidence of a difference in the subsequent risk of flare-ups or poor symptom control.757
INITIAL HOME MANAGEMENT OF ASTHMA EXACERBATIONS
Initial management includes an action plan to enable the child's family members and carers to recognize worsening
asthma and initiate treatment, recognize when it is severe, identify when urgent hospital treatment is necessary, and
pmreodviidcaetiroencsomanmdednodsaatigoenss afonrdfowllhoewn uapnd(EhvoidwentoceacDc)e.sTshme eadcitcioanl cpalaren. should include sBpUecTiEfic information about
Need for urgent medical attention Parents/carers should be advised to seek medical attention immediately if:
TRI DIS
The child is acutely distressed
OR
The The
child's period
osyf mrepliteofmasftearredonsoetsreolifeSvAedBAprboemcpotmlyebsypinrohgarleesdsbivreoOlnycPshYhoodritlaetror
A child younger than 1 year requires repeated inhaled SABTACover several hours.
Initial treatment at home
NO
Inhaled SABA via a mask or spacer, and review response- DO
The parent/carer should initiate treatment with twoRpIAufLfs of inhaled SABA (200 mcg salbutamol or equivalent), given one
puff at a time via a spacer device with or 20-minute intervals, if needed. The child
swhitohuAolduTtEbaefoabcseemraveskd
(Evidence D). This by the family/carer
may and,
be repeated if improving,
a further two times at maintained in a restful
aanbdovreeaaspspulyri;nograotnmtohsepshaemreefodraaynifhmouorrEeoDtrhmaMnor6e.pMufefsdiocfailnahtatelendtioSnAsBhAoualrdebreeqsuoiuregdhtfourrgseynmtlpytoifmanreylioeff twheithfeinatthuerefsirslist t2ed
hours, or if the child has not recovIeGrHedTafter 24 hours.
Family/carer-initiated corticosteProYiRds
Atrelthatomueghntpbryacfatimceidly/icnasreormsCeiOnptahretshoofmtheemwaonrladg,ethmeeenvt iodfeansctehmtoaseuxpapcoertrbthaetioinnistiaintiocnhioldfroernailscworetiacko.s7t7e7-r7o81idP(rOeeCmSp) tive
episodic high dose nebulized ICS may reduce exacerbations in children with intermittent viral triggered wheezing.764
However, because of the high potential for side-effects, especially if the treatment is continued inappropriately or is
given frequently, family-administered high dose ICS should be considered only where the health care provider is
confident that the medications will be used appropriately, and the child is closely monitored for side-effects (see p.172).
Leukotriene receptor antagonists
In children aged 2-5 years with intermittent viral wheezing, one study found that a short course of an oral LTRA (for 7- 20 days, commenced at the start of an URTI or the first sign of asthma symptoms) reduced symptoms, health care utilization and time off work for the carer.782 In contrast another study found no significant effect with LTRA vs placebo on episode-free days (primary outcome), OCS use, health care utilization, quality of life or hospitalization in children with or without a positive Asthma Predictive Index (API). However, activity limitation and a symptom trouble score were significantly improved, particularly in children with a positive API.783 Parents should be counseled about the FDA warning about risk of adverse effects on sleep and behavior with montelukast.241
6. Diagnosis and management of asthma in children 5 years and younger
169
Box 6-8. Management of acute asthma or wheezing in children 5 years and younger
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
170
6. Diagnosis and management of asthma in children 5 years and younger
PRIMARY CARE OR HOSPITAL MANAGEMENT OF ACUTE ASTHMA EXACERBATIONS IN CHILDREN 5 YEARS OR YOUNGER
Assessment of exacerbation severity
Conduct a brief history and examination concurrently with the initiation of therapy (Box 6-8, Box 6-9). The presence of any of the features of a severe exacerbation listed in Box 6-9 are an indication of the need for urgent treatment and immediate transfer to hospital (Evidence D). Oxygen saturation from pulse oximetry of <92% on presentation (before oxygen or bronchodilator treatment) is associated with high morbidity and likely need for hospitalization; saturation of 92-95% is also associated with higher risk.642 Agitation, drowsiness and confusion are features of cerebral hypoxemia. A quiet chest on auscultation indicates minimal ventilation, insufficient to produce a wheeze.
Several clinical scoring systems such as PRAM (Preschool Respiratory Assessment Measure) and PASS (Pediatric Asthma Severity Score) have been developed for assessing the severity of acute asthma exacerbations in children.784
Box 6-9. Initial assessment of acute asthma exacerbations in children 5 years andUyToEunger
Symptoms
Mild
TRIB Severe*
Altered consciousness
No
ADgIitSated, confused or drowsy
Oximetry on presentation (SaO2)**
>95%
OR
<92%
Speech
Sentences OPY
Words
Pulse rate
<100 beats/minTutCe
>180 beats/minute (0-3 years)
NO
>150 beats/minute (4-5 years)
Respiratory rate
4-0D/mOinute
>40/minute
Central cyanosis
RIAL Absent
Likely to be present
Wheeze intensity
ATE Variable
Chest may be quiet
*Any of these features indicates a severe The normal developmental capability of
M asthma exacerbation. **Oximetry before ED the child must be taken into account.
treatment
with
oxygen
or
bronchodilator.
IGHT
InCdihcialdtrieonnswfitohrfiematmureedsiaotfeatrsaePnvYsefrReeretxoahceorsbpaittiaoln that fail to resolve within 1-2 hours despite repeated dosing
SABA must be referred toChOospital for observation and further treatment (Evidence D). Other indications are
with inhaled respiratory
arrest or impending arrest; lack of supervision in the home or doctor's office; and recurrence of signs of a severe
exacerbation within 48 hours (particularly if treatment with OCS has already been given). In addition, early medical
attention should be sought for children with a history of severe life-threatening exacerbations, and those less than 2
years of age as the risk of dehydration and respiratory fatigue is increased (Box 6-10, p.172).
Emergency treatment and initial pharmacotherapy
Oxygen
Treat hypoxemia urgently with oxygen by face mask to achieve and maintain percutaneous oxygen saturation 94-98% (Evidence A). To avoid hypoxemia during changes in treatment, children who are acutely distressed should be treated immediately with oxygen and SABA (2.5 mg of salbutamol or equivalent diluted in 3 mL of sterile normal saline) delivered by an oxygen-driven nebulizer (if available). This treatment should not be delayed, and may be given before the full assessment is completed. Transient hypoxemia due to ventilation/perfusion mismatch may occur during treatment with SABAs.
6. Diagnosis and management of asthma in children 5 years and younger
171
Box 6-10.Indications for immediate transfer to hospital for children 5 years and younger
Immediate transfer to hospital is indicated if a child 5 years with asthma has ANY of the following:
At initial or subsequent assessment Child is unable to speak or drink Cyanosis Respiratory rate >40 per minute Oxygen saturation <92% when breathing room air Silent chest on auscultation
Lack of response to initial bronchodilator treatment
Lack of response to 6 puffs of inhaled SABA (2 separate puffs, repeated 3 times) over 1-2 hours
Persisting tachypnea* despite three administrations of inhaled SABA, even if the child shows other clinical signs of
improvement Social environment
that
limits
delivery
of
acute
treatment,
or
parent/carer
unable
to
maUnTaEge
acute
asthma
at
home
During transfer to hospital, continue to give inhaled SABA, oxygen (if available) to maTinRtaIBin saturation 94-98%, and
give systemic corticosteroids (see Box 6-8, p.170)
DIS
R *Normal respiratory rates: <60 breaths/minute in children 0-2 months; <50 breaths/minute in children 2-12 months; Y O <40 breaths/minute in children 1-5 years.
Inhaled bronchodilator therapy
COP T
The initial dose of inhaled SABA may be given by a pMDI with spNaOcer and mask or mouthpiece or an air-driven
nebulizer; or, if oxygen saturation is low, by plus spacer is favored as it is more efficient
tahnaonxaygneenb-udlirzive-erDnfoOnrebbruolnizcehro(daisladtoersdcerilbiveedrya7b85ov(Eev).idFeonrcme oAs)t,
children, pMDI and nebulizers
can spread infectious particles. except in acute, severe asthma
TwhheeninsitiixalpduoffssesohfoSuAldRBbIAAeLisgitvweon.pWufhfsenofasanlebbuutalizmeorl
(100 mcg is used, a
per puff) or dose of 2.5
equivalent, mg salbutamol
solution is recommended, and infection control pAroTcEedures should be followed. The frequency of dosing depends on the
rFeosrpcohnilsdereonbsweitrhvemdoodveerrat1e--2sehvoeurerse(xsaeceebrbeEaloDtwioM)n.s and a poor response to initial SABA, nebulized ipratropium bromide
may be added every 20 minutes for 1IGhHouTr only.785
Magnesium sulfate
PYR
The role of magnesium sulfaCteOis not established for children 5 years and younger, because there are few studies in this
age group. Nebulized isotonic magnesium sulfate may be considered as an adjuvant to standard treatment with
nebulized salbutamol and ipratropium in the first hour of treatment for children 2 years old with acute severe asthma
(e.g. oxygen saturation <92%, Box 6-9, p.171), particularly those with symptoms lasting <6 hours.786 Intravenous
magnesium sulfate in a single dose of 40-50 mg/kg (maximum 2 g) by slow infusion (20-60 minutes) has also been
used.787
Assessment of response and additional bronchodilator treatment
Children with a severe asthma exacerbation must be observed for at least 1 hour after initiation of treatment, at which time further treatment can be planned.
If symptoms persist after initial bronchodilator: a further 2-6 puffs of salbutamol (depending on severity) may be given 20 minutes after the first dose and repeated at 20-minute intervals for an hour. Consider adding 1-2 puffs of ipratropium. Failure to respond at 1 hour, or earlier deterioration, should prompt urgent admission to hospital, addition of nebulized ipratropium, and a short-course of oral corticosteroids (Evidence D).
172
6. Diagnosis and management of asthma in children 5 years and younger
If symptoms have improved by 1 hour but recur within 3-4 hours: the child may be given more frequent doses of bronchodilator (2-3 puffs each hour), and oral corticosteroids should be given. The child may need to remain in the emergency department, or, if at home, should be observed by the family/carer and have ready access to emergency care. Children who fail to respond to 10 puffs of inhaled SABA within a 3-4 hour period should be referred immediately to hospital (Evidence D).
If symptoms resolve rapidly after initial bronchodilator and do not recur for 1-2 hours: no further treatment may be required. Further SABA may be given every 3-4 hours (up to a total of 10 puffs/24 hours) and, if symptoms persist beyond 1 day, other treatments including inhaled and/or oral corticosteroids are indicated (Evidence D), as outlined below.
Box 6-11.Initial emergency department management of asthma exacerbations in children 5 years and younger
Therapy
Dose and administration
TE Supplemental oxygen Delivered by face mask (usually 1 L/minute) to maintain oxygen saturation 94-98%
RIBU Short-acting beta2DIST agonist (SABA)
2-6 puffs of salbutamol by spacer, or 2.5 mg of salbutamol by nebulizer, every 20 minutes for first hour*, then reassess severity. If symptoms persist or recur, give an additional 2-3 puffs per hour. Admit to hospital if >10 puffs required in 3-4 hours.
Y OR Systemic OP corticosteroids
Give initial dose of oral prednisolone (1-2 mg/kg up to a maximum 20 mg for children <2 years old; 30 mg for children 2-5 years)
T C OR, intravenous methylprednisolone 1 mg/kg 6-hourly on day 1
NO Additional options in the first hour of treatment
TERIAL - DO Ipratropium bromide
Consider adding 1-2 puffs of ipratropium bromide by pMDI and spacer
For children with moderate-severe exacerbations with a poor response to initial SABA, give nebulized ipratropium bromide 250 mcg every 20 minutes for 1 hour only
TED MA Magnesium sulfate
Consider nebulized isotonic magnesium sulfate (150 mg) 3 doses in the first hour of treatment for children aged 2 years with severe exacerbation (Box 6-9, p.171)
IGH *If inhalation is not possible an intravenous bolus of terbutaline 2 mcg/kg may be given over 5 minutes, followed by continuous infusion of 5 YR mcg/kg/hour788 (Evidence C). The child should be closely monitored, and the dose should be adjusted according to clinical improvement and sideCOP effects. See below for additional and ongoing treatment, including controller therapy. If a nebulizer is used, follow infection control procedures.
Additional treatment
When treatment in addition to SABA is required for an exacerbation, the options available for children in this age group include ICS; a short course of oral corticosteroid; and/or LTRA (see p.169). However, the clinical benefit of these interventions - particularly on endpoints such as hospitalizations and longer-term outcomes - has not been impressive.
Maintain current controller treatment (if prescribed)
Children who have been prescribed maintenance therapy with ICS, LTRA or both should continue to take the prescribed dose during and after an exacerbation (Evidence D).
Inhaled corticosteroids
For children not previously on ICS, an initial dose of ICS twice the low daily dose indicated in Box 6-6 (p.166) may be given and continued for a few weeks or months (Evidence D). Some studies have used high dose ICS (1600 mcg/day, preferably divided into four doses over the day and given for 5-10 days) as this may reduce the need for
6. Diagnosis and management of asthma in children 5 years and younger
173
OCS.620,760,761,789,790 Addition of ICS to standard care (including OCS) does not reduce risk of hospitalization but reduces length of stay and acute asthma scores in children in the emergency department.791 However, the potential for sideeffects with high dose ICS should be taken into account, especially if used repeatedly, and the child should be monitored closely. For those children already on ICS, doubling the dose was not effective in a small study of mild-moderate exacerbations in children aged 6-14 years,792 nor was quintupling the dose in children aged 5-11 years with good adherence. This approach should be reserved mainly for individual cases, and should always involve regular follow up and monitoring of adverse effects (Evidence D).
Oral corticosteroids
For children with severe exacerbations, a dose of OCS equivalent to prednisolone 1-2 mg/kg/day, with a maximum of
20 mg/day for children under 2 years of age and 30 mg/day for children aged 2-5 years, is currently recommended
(Evidence A),793 although several studies have failed to show any benefits when given earlier (e.g. by parents) during
periods of worsening wheeze managed in an outpatient setting (Evidence D).777-780,794,795 A meta-analysis demonstrated
aberneedfuitciendrirsiskkoof fhhoossppitiatalilzizaatitoionnwwhheenngoivraelncionrttihceosotuetrpoaidtisenwtesreettaindgm.7i9n6isAtecroeudrisnethoef 3e-m5edragyeUsnTcisyEsduefpfiacrietmnteinnt,mbousttncohcildleraern
of to
this age, and can be stopped confirm they are recovering.
without
tapering
(Evidence
D),
but
the
child
must
be
rTeRviIeBwed
after
discharge
(as
below)
In children discharged from the emergency department, an intramuscular corticosDteIrSoid may be an alternative to a
course of OCS for preventing relapse.651 There is insufficient evidence to recoOmRmend intramuscular over oral
corticosteroids.651 Regardless of treatment,
the
severity
of
the
child's
symptoms
must
be
cOarPeYfully
monitored.
The
sooner
therapy
is
started
in relation to the onset of symptoms, the more likely it is that the impTenCding exacerbation may be clinically attenuated or
prevented.
NO
Discharge and follow up after an exacerbation
- DO
Before discharge, the without problems).
condition
of
the
child
should
beRsItAaLble
(e.g.
he/she
should
be
out
of
bed
and
able
to
eat
and
drink
Children who have recently had an asthma exacAerTbEation are at risk of further exacerbations and require follow up. The
pauprpproosperiaistetomeaninstuerneacnocme ptrleeatetmreecnotvaenrdy,atdoEheDesrteManbcliesh(EthveidceanuceseDo).f the exacerbation, and, when necessary, to establish
Prior to discharge from the emergencIyGdHeTpartment or hospital, family/carers should receive the following advice and
information (all are Evidence D).PYR
IenxsatrcuecrbtioantioonnsrheocuolgdnbiteCioOindeonf tsifiigends,
of recurrence and and strategies for
worsening of asthma. The factors that precipitated future avoidance of these factors implemented.
the
A written, individualized action plan, including details of accessible emergency services
Careful review of inhaler technique
Further treatment advice explaining that:
o SABAs should be used on an as-needed basis, but the daily requirement should be recorded to ensure it is
being decreased over time to pre-exacerbation levels.
o ICS has been initiated where appropriate (at twice the low initial dose in Box 6-6 (p.166) for the first month
after discharge, then adjusted as needed) or continued, for those previously prescribed controller medication.
A supply of SABA and, where applicable, the remainder of the course of oral corticosteroid, ICS or LTRA
A follow-up appointment within 1-2 days and another within 1-2 months, depending on the clinical, social and
practical context of the exacerbation
174
6. Diagnosis and management of asthma in children 5 years and younger
SECTION 2. CHILDREN 5 YEARS AND YOUNGER
UTE TRIB
DCIS hapter 7.
Y OR COP
OT Primary prevention - DO N of asthma
ERIAL MAT GHTED PYRI CO
KEY POINTS
The development and persistence of asthma are driven by gene-environment interactions. For children, a `window of opportunity' to prevent asthma exists in utero and in early life, but intervention studies are limited.
With regard to allergen avoidance strategies aimed at preventing asthma in children:
o Strategies directed at a single allergen have not been effective in reducing the incidence of asthma o Multifaceted strategies may be effective, but the essential components have not been identified.
Current recommendations for preventing asthma in children, based on high quality evidence or consensus,
include:
o Avoid exposure to environmental tobacco smoke during pregnancy and the first year of life
o Encourage vaginal delivery
o Advise breast-feeding for its general health benefits (not necessarily for asthma prevention)
o Where possible, avoid use of broad-spectrum antibiotics during the first year of lIiBfeU. TE
FACTORS CONTRIBUTING TO THE DEVELOPMENT OF ASTHMA IN CHILDRENISTR Asthma is generally believed to be a heterogeneous disease whose inception andDpersistence is driven by gene-
environment interactions. The most important of these interactions may occurOinRearly life and even in utero. There is
consensus that a influence asthma
`dweivnedloowpmoef notp.pMourtlutinpiltey'eenxviisrotsndmuerinntgalpfraecgtonrasn,cbyoathndbioelOaorgPlyiYcianl
life when environmental factors may and sociological, may be important in
the
development of asthma. Data supporting the role of environmental riTskCfactors for the development of asthma include a
focus on: nutrition, allergens (both inhaled and ingested), pollutaNntOs (particularly environmental tobacco smoke),
minciclurodbinegs,oacncduppastyiocnhaolsaosctihaml faac, tiosrfso.uAndddiintioAnpapleinnfdoirxmCahtiaopnt-earDb2oO.ut factors contributing to the development of asthma,
`SPereimpa.r1y0p1reavnednrteiovnie' wreaferrtisclteosp44refovrensttrinagtetghieesofnosreptroefvRdeIinsAteiLnagseo.cTchuipsactihoanpatlearsftohcmusae. s on primary prevention in children.
ATE
FNAuCtrTitiOoRnSofAmSSoOthCeIrAaTnEdDbWabITyH INCREAHSTEEDDOMR DECREASED RISK OF ASTHMA IN CHILDREN
Maternal diet
YRIG
For some time, the mother's dietPduring pregnancy has been a focus of concern relating to the development of allergy
and asthma in the child. TheCreOis no firm evidence that ingestion of any specific foods during pregnancy increases the
risk for asthma. However, a study of a pre-birth cohort observed that maternal intake of foods commonly considered
allergenic (peanut and milk) was associated with a decrease in allergy and asthma in the offspring.797 Similar data have
been shown in a very large Danish National birth cohort, with an association between ingestion of peanuts, tree nuts
and/or fish during pregnancy and a decreased risk of asthma in the offspring.798,799 Epidemiological studies and
randomized controlled trials on maternal dietary intake of fish or long-chain polyunsaturated fatty acids during pregnancy
showed no consistent effects on the risk of wheeze, asthma or atopy in the child.800-803 Dietary changes during
pregnancy are therefore not recommended for prevention of allergies or asthma.
Maternal obesity and weight gain during pregnancy
Data suggest that maternal obesity and weight gain during pregnancy pose an increased risk for asthma in children. A meta-analysis804 showed that maternal obesity in pregnancy was associated with higher odds of ever asthma or wheeze or current asthma or wheeze; each 1 kg/m2 increase in maternal BMI was associated with a 2% to 3% increase in the odd of childhood asthma. High gestational weight gain was associated with higher odds of ever asthma or wheeze.
176
7. Primary prevention of asthma
However, no recommendations can be made at present, as unguided weight loss in pregnancy should not be encouraged.
Breastfeeding
Despite the existence of many studies reporting a beneficial effect of breastfeeding on asthma prevention, results are conflicting,805 and caution should be taken in advising families that breastfeeding will prevent asthma.806 Breastfeeding decreases wheezing episodes in early life; however, it may not prevent development of persistent asthma (Evidence D). Regardless of its effect on development of asthma, breastfeeding should be encouraged for all of its other positive benefits (Evidence A).
Timing of introduction of solids
Beginning in the 1990s, many national pediatric agencies and societies recommended delay of introduction of solid food,
especially for children at a high risk for developing allergy. However, meta-analyses have found no evidence that this
ppreaacntiuctearleledrugcyeins hthigehrirsiskkoifnafallentrsg.i8c07disease (including asthma).807 In the case of peanuBtUs,TeEarly introduction may prevent
Dietary supplements for mothers and/or babies Vitamin D
TRI DIS
Intake of vitamin D may be through diet, dietary supplementation or sunligOhtR. A systematic review of cohort, case control
laonwdecrrroissks-osfewcthioeneazlinsgtuidllnieesscsoenscinludcehidldtrheant.8m08aTtehrinsawl daisetnaortycinotnafkiremoefOdvPiintYatmwionrDan, daonmd iozfevditcaomnitnroEll,ewdatrsiaalsssoofcviaitatemdinwiDth
supplementation in pregnancy comparing standard dose with higTh Cdose vitamin D, although a significant effect was not
rausltehdmoau/rt.e8c09u,8r1r0enWt hwehneethzeeraetsaugltessfr0o-m3tyheeasres.t8w11oTtrhiaelsefwfeecrtewcaoNsmOgbrienaetde,stthaemreowngaswaom25e%n wrehdoumctaioinntaoifnreisdk2o5f(OH)vitamin
D levels of at least 30 ng/ml from the time of study entry- tDhrOough delivery, suggesting that sufficient levels of Vitamin D
dnuoreinfgfeectasrloyfpvrietagmnainnDcysmupapylebme eimntpaotriotannot ninthdeecdreeRvaesIAlionLpgmriesnktfoorf
early life wheezing episodes,811 although in asthma and recurrent wheeze were evident
both trials, at the age
of
6 years.812
ATE
Fish oil and Systematic
lroenvgie-wchsaoifncpoohloyrut nstsuadtiuersaatebEdoDuftaMmttyataecrnidasl dietary
intake
of
fish
or
seafood
during
pregnancy800,813
and
of
rando pregn
mized c ancy800
oshnotrwoleleddntoriaclosnosnismteaInGtteHernfTfaelcdtsieotanrtyhientraiskke
of of
fish or long-chained polyunsaturated wheeze, asthma or atopy in the child.
fatty One
acids study
during demons
tr
at
ed
decreased wheeze/asthma inPpYrRe-school children at high risk for asthma when mothers were given a high dose fish oil
supplement established.
in
the
third
triCmOester;814
however
`fish
oil'
is
not
well
defined,
and
the
optimal
dosing
regimen
has
not
been
Probiotics
A meta-analysis provided insufficient evidence to recommend probiotics for the prevention of allergic disease (asthma, rhinitis, eczema or food allergy).815
Inhalant allergens
Sensitization to indoor, inhaled aero-allergens is generally more important than sensitization to outdoor allergens for the presence of, and/or development of, asthma. While there appears to be a linear relationship between exposure and sensitization to house dust mite,816,817 the relationship for animal allergen appears to be more complex.805 Some studies have found that exposure to pet allergens is associated with increased risk of sensitization to these allergens,818,819 and of asthma and wheezing.820,821 By contrast, other studies have demonstrated a decreased risk of developing allergy with exposure to pets.822,823 A review of over 22,000 school-age children from 11 birth cohorts in Europe found no correlation between pets in the homes early in life and higher or lower prevalence of asthma in children.824 For children at risk of
7. Primary prevention of asthma
177
asthma, dampness, visible mold and mold odor in the home environment are associated with increased risk of developing asthma.825 Overall, there are insufficient data to recommend efforts to either reduce or increase pre-natal or early-life exposure to common sensitizing allergens, including pets, for the prevention of allergies and asthma.
Birth cohort studies provide some evidence for consideration. A meta-analysis found that studies of interventions focused on reducing exposure to a single allergen did not significantly affect asthma development, but that multifaceted interventions such as in the Isle of Wight study,826 the Canadian Asthma Primary Prevention Study,827 and the Prevention of Asthma in Children study828 were associated with lower risk of asthma diagnosis in children younger than 5 years.829 Two multifaceted studies that followed children beyond 5 years of age demonstrated a significant protective effect both before and after the age of 5 years.826,830 The Isle of Wight study has shown a continuing positive benefit for early-life intervention through to 18 years of age;831 however, exactly which components of the intervention were important and which specific mechanistic changes were induced remain elusive.
Treatment with grass SLIT for 3 years did not reduce the incidence of asthma diagnosis (primary outcome) in a large
randomized double-blind placebo-controlled symptoms and asthma medication use were
trial in children 5-12 years reduced. At present, SLIT
wfoirthchgirladsresn-awlleitrhgigcrarUhsisTnEoaclloenrgjuicncrhtiivniotisc,obnujutnacstitvhimtisa
is not recommended for asthma prevention.832 Additional studies are needed.
RIB
Pollutants
DIST
Maternal smoking during meta-analysis concluded
pregnancy is the most that pre-natal smoking
direct route of pre-natal had its strongest effect
oennvyiorOounnRmg ecnhtialdlrteonb,awcchoersemasokpeosetx-pnaostaulrme.a83t3erAnal
smoking seemed relevant only to asthma development in older children.O83P4 YExposure to outdoor pollutants, such as
living near a main road, is associated new pediatric asthma cases (13% of t
with incre he global
ainsceidderniscke)ofmaasythbmeaOa.T8tt3r5iC,b83u6taAb2le0t1o9
study suggested that up to exposure to traffic-related a
4 ir
million pollution
(itTiRs AdPiff)i.c8u37ltPtoresneaptaarlaNteOp2,reS-Oa2n, danpdosPt-Mn1a0tael expxpoosusureres.areLas-sDoOciaNted with an increased risk of asthma in childhood,838 but
Microbial effects The `hygiene hypothesis',
and
the
more
recently
coiEnRedIA`microflora
hypothesis'
and
`biodiversity
hypothesis',839
suggest
T
that human interaction with microbiota may beMbeAneficial in preventing asthma. For example, there is a lower risk of
oafstnhomna-faarmmoenrsg.8c4h0iTldhreenrirsakisoefdasotnhmfaarmissawTlsiEtohDreexdpuocseudreintochsitladbrelenswahnodsceobnesdurmoopmtiosnhoafvreawhigfahrmlevmelislkothf abnacatemroianl-gdechriivlderden
lipopo those
lysacchar in homes
ide wit
heonudtodtooxgisn.o84r1c,8a42tsRS.I8iG2m3HiElaxrplyo, scuhrieldoref nanininhfoamntetso
with the
2 dogs mother's
or cats are less lik vaginal microflora
ely thr
to ou
be gh
allergic vaginal
than delivery
mvaagyinaalsllyo.8b4e3,8b44enTehfiiscimala; ythreelparteeOvtaPolYednifcfeereonf caessthimn athies
higher in children born by cesarean section than those born infant gut microbiota according to their mode of delivery.845
C
Respiratory syncytial virus infection is associated with subsequent recurrent wheeze, and preventative treatment of
premature infants with monthly injections of the monoclonal antibody, palivizumab, (prescribed for prophylaxis of
respiratory syncytial virus) is associated with a reduction in recurrent wheezing in the first year of life.846 However, there
is little evidence to suggest that this effect is sustained. Although the risk of parent-reported asthma with infrequent
wheeze was reduced at 6 years, there was no impact on doctor-diagnosed asthma or lung function.847 Thus, the long-
term effect of palivizumab in the prevention of asthma remains uncertain.
Medications and other factors
Antibiotic use during pregnancy and in infants and toddlers has been associated with the development of asthma later in life,848 although not all studies have shown this association.849 Intake of the analgesic, paracetamol (acetaminophen), may be associated with asthma in both children and adults,850 although exposure during infancy may be confounded by use of paracetamol for respiratory tract infections.850 Frequent use of paracetamol by pregnant women has been associated with asthma in their children.851 There is no evidence that vaccinations increase the risk of a child developing asthma.
178
7. Primary prevention of asthma
Psychosocial factors
The social environment to which children are exposed may also contribute to the development and severity of asthma. Maternal distress during pregnancy852 or during the child's early years853 has been associated with an increased risk of the child developing asthma.
Obesity
A meta-analysis of 18 studies found that being either overweight or obese was a risk factor for childhood asthma and wheeze, particularly in girls.470 In adults, there is evidence suggesting that obesity affects the risk of asthma, but that asthma does not affect the risk of obesity.854,855
ADVICE ABOUT PRIMARY PREVENTION OF ASTHMA
Based on the results of cohort and observational studies,856 and a GRADE-based analysis for the Allergic Rhinitis and
its Impact on Asthma (ARIA) asthma can be provided with
guidelines,805 parents enquiring about the advice summarized in Box 7-1.
how
to
reduce
the
riUskToEf
their
children
developing
Possibly the most important factor is the need to provide a positive, supportive envTirRoInBment for discussion that
decreases stress, and which encourages families to make choices with which DthIeSy feel comfortable.
OR
Box 7-1. Advice about primary prevention of asthma in childrenO5PyYears and younger
Padavreicnet:s enquiring about how to reduce the risk of their child dNeOvTeloCping asthma can be provided with the following
Children should not be exposed to environmental t-obDaOcco smoke during pregnancy or after birth.
Identification and correction pregnancy, may reduce the
roisf kVoitaf meainrlyDliifneswufhfIieAceiLeznincgy
in women episodes.
with
asthma
who
are
pregnant,
or
planning
Vaginal delivery should be encouraged whTeErRe possible.
Breastfeeding is advised, for reasons oMthAer than prevention of allergy and asthma.
The use of broad-spectrum anGtiHbTioEticDs during the first year of life should be discouraged.
PYRI
CO
7. Primary prevention of asthma
179
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
SECTION 3. TRANSLATION INTO CLINICAL PRACTICE
IBUTE
DISTR
Y OR Chapter 8.
COP
NOT
- DO Implementing asthma AL management strategies
ATERI
HTED M
into health systems
PYRIG
CO
KEY POINTS
In order to improve asthma care and patient outcomes, evidence-based recommendations must not only be developed, but also disseminated and implemented at a national and local level, and integrated into clinical practice.
Recommendations for implementing asthma care strategies are based on many successful programs worldwide.
Implementation requires an evidence-based strategy involving professional groups and stakeholders, and should take into account local cultural and socioeconomic conditions.
Cost-effectiveness of implementation programs should be assessed so a decision can be made to pursue or modify them.
Local adaptation and implementation of asthma care strategies is aided by the use of tools developed for this
purpose.
IBUTE
INTRODUCTION
DISTR
Due and
to the health
exponential increase care professionals in
in medical delivering
erevsideeanrcceh-pbuabselicdactiaornes.,WprhaecnticaaslthsmyOnatRhceasreesisacreonnseiesdteendt
to guide policy makers with evidence-based
recommendations, outcomes improve.182,857,858 The Global Strategy for AOsPthYma Management and Prevention is a
resource required
tdooecnusmuerentthfoerirhfeualflitlmh ecanrt,eapsrowfeesllsaiosntaolsfatcoilietastteabthlisehatchheiemveaTminCegnotaolsf
of asthma standards
treatment for quality
and the asthma
actions care.
The recent adoption of rigorous methodologies such as GRADE2NfOor the development of clinical practice
recommendations, and ADAPTE859 and similar approaches- fDoOr assisting the adaptation of recommendations for local
country and regional Adaptation of clinical
conditions, has assisted in practice recommendations
rteodluocRcianIAlgcLobniadsietiodnospuinsiionngathsethGeRbAaDsiEs
for asthma programs method is costly and
worldwide. often
requires expertise that is including drug availability
naontdanvaeiwlabevleidloencaclely, ;ainndAatTdhdEisitiiosnn, oret geualsairlyreavcihsiieovneids.8r6e0qFuuirrethdetro,
remain there is
abreast of generally
developments, very limited
high quality evidence developing countries.
addressing
the
manyEdDecMision
nodes
in
comprehensive
clinical
practice
guidelines,
particularly
in
ADAPTING AND IMPLEMENTING ASITGHHMTA CLINICAL PRACTICE GUIDELINES
Implementation of asthma manaPgYemRent strategies may be carried out at a national, regional or local level.861 Ideally,
implementation should be a mCOultidisciplinary effort involving many stakeholders, and using cost-effective methods of
knowledge translation.861-863 Each implementation initiative needs to consider the nature of the local health system and
its resources (e.g. human, infrastructure, available treatments) (Box 8-1). Moreover, goals and implementation strategies
will need to vary from country to country and within countries, based on economics, culture and the physical and social
environment. Priority should be given to high-impact interventions.
Specific steps need to be followed before clinical practice recommendations can be embedded into local clinical practice and become the standard of care, particularly in low resource settings. The individual steps are summarized in Box 8-2, and a detailed description of the processes involved in each step can be found in the GINA Appendix Chapter 6, available online at www.ginasthma.org.
182
8. Implementing asthma management strategies in health systems
Box 8-1. Approach to implementation of the Global Strategy for Asthma Management and Prevention
IBUTE
DISTR
Y OR
COP T
NO
- DO
RIAL
Box 8-2. Essential elements required to imApTlEement a health-related strategy
S1.tepDseivneliomppalemmueltnidtiinscgipalinnaarsythwmorakisntgEragDtreoMguyp.into a health system
2. Assess the current status of aIGstHhmT a care delivery, care gaps and current needs.
3.
Select the treatment,
material to and adapt
tbheePmimYRtpolethmeelnotceadl,caognrteeextoonrmenavinirognomalse,nitd. entify
key
recommendations
for
diagnosis
and
4. Identify barriers to, aCndOfacilitators of, implementation.
5. Select an implementation framework and its component strategies.
6. Develop a step-by-step implementation plan:
Select target populations and evaluable outcomes.
Identify local resources to support implementation.
Set timelines.
Distribute tasks to members.
Evaluate outcomes.
7. Continually review progress and results to determine if the strategy requires modification.
8. Implementing asthma management strategies in health systems
183
BARRIERS AND FACILITATORS
Many barriers to, and facilitators of, implementation procedures have been described.863-866 Some of the barriers to implementation of evidence-based asthma management relate to the delivery of care, while others relate to patients' attitudes (see Box 8-3, and examples in Appendix Chapter 6, Box 6-1). Cultural and economic barriers can particularly affect the application of recommendations.
Box 8-3. Examples of barriers to the implementation of evidence-based recommendations
Health care providers
Patients
Insufficient knowledge of recommendations
Low health literacy
Lack of agreement with recommendations or
Insufficient understanding of asthma and its
expectation that they will be effective
management
TE
Resistance to change External barriers (organizational, health policies,
LCaucltkuroaflaagnrdeeemcoennot mwiicthbRraeIrcBrioUemrsmendations
financial constraints)
Peer influence DIST
Lack of time and resources
Attitudes, belieOfsR, preferences, fears and
Medico-legal issues
misconceOpPtioYns
T C
EXAMPLES OF HIGH IMPACT IMPLEMENTATION INTERVENTNIOONS
Itdheeahlleya, litnhtesryvsetenmtio.nSstushdioeusldofbteheapmpoliestdeafftetchteivleevmeel oanf sbootfhm-theDedOipcaatlieendtuacnadtiothneshhoewaltthhactairtemparoyvbideedrifafincdu,ltwtoheinredurecelevant,
changes in clinical practice. Examples of highly effectRivIeALinterventions are shown in Box 8-4.
Box 8-4. Examples of high-impact interventioAnTsEin asthma management
Free ICS for patients with a recent hoEspDitaMl admission and/or severe asthma867
Early treatment with ICS, guidedIGsHelTf-management, reduction in exposure to tobacco smoke, improved access to
Sasetlhf-minakiendgusctaatmiopn1p8r2omptingPYasRsessment of asthma control and treatment strategies868
Use of individualized wrCittOen asthma action plans as part of self-management education463
An evidence-based care process model for acute and chronic pediatric asthma management, implemented at multiple hospitals869
ICS: inhaled corticosteroids
EVALUATION OF THE IMPLEMENTATION PROCESS
An important part of the implementation process is to establish a means of evaluating the effectiveness of the program and any improvements in quality of care (see Appendix Chapter 6, Box A6-3). The Cochrane Effective Practice and Organization of Care Group (EPOC) offers suggestions on how to assess the effectiveness of interventions.870
Evaluation involves surveillance of traditional epidemiological parameters, such as morbidity and mortality, as well as specific audits of both process and outcome within different sectors of the health care system. Each country should determine its own minimum sets of data to audit health outcomes.
184
8. Implementing asthma management strategies in health systems
HOW CAN GINA HELP WITH IMPLEMENTATION?
GINA, through the work of its Dissemination and Implementation Committee, assists in the processes of adaptation and implementation of the recommendations in the Global Strategy for Asthma Management and Prevention report. The GINA report provides an annually updated summary of evidence relevant to asthma diagnosis, management and prevention that may be used in the formulation and adaptation of local guidelines; where evidence is lacking, the GINA report provides approaches for consideration. A web-based implementation `toolkit' will provide a template and guide to local adaptation and implementation of these recommendations, together with materials and advice from successful examples of asthma clinical practice guideline development and implementation in different settings.
Educational materials and tools based on the Global Strategy for Asthma Management and Prevention are available in several forms and can be found on the GINA Website (www.ginasthma.org).
IBUTE DISTR Y OR COP T NO AL - DO ATERI HTED M PYRIG CO
8. Implementing asthma management strategies in health systems
185
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