Document QXdN61MbqeYrNddykXpOaaaR4
f #R226_27/6
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Maas. 2716
AMMONIUM PERFLUOROOCTANOATE: CROSS-SECTIONAL SURVEILLANCE
INA COMMUNITY SAMPLE
OF CLINICAL MEASURES OF GENERAL HEALTH STATUS RELATED TO A SERUM BIOMARKER OF EXPOSURE
A STUDY PROTOCOL
Preparedfor
DuPont Haskell Laboratory
Newark, Delaware
Prepared by The Sapphire Group, Inc.
Bethesda, Maryland
2 June 2004
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TAOFBCOL NTEE NTS
INTRODUCTION
eee
BACKGROUND...
1
A AnimalTOXICOIOZY oe vveeeeeieeeieeeiieeieeeieeeeinn 1
B. HumanEpideanmdExiposourleAsosesgsmeynt ...................... 5
OBJECTIVES eee
T
STUDY OVERSIGHT,SPONSOR,ANDTESTING FACILITIES ....................
STUDYDESIGN .........ouiiiiiiieiiaieieaeaieaeeaeeeieaeeeeuenieees A SHAYOVEIVIEW .......eeeieaieeiiseiieieeieieeeeieie B. Community Sample ...............coceiiueiiiiiiiiiiineeinnn. 11 Co SAMISIZE o.oo. 11 D. RandomSelectionofthe CommunitySample ....................... 15 E. RandomDigitDialing Telephone Survey ........................... 16
"~
MATEARNIDMAETLHODSS .............eueiueeeiieaeeeninaenninaenes 18
A Test Substance/OEfIXntperoesst ure .............................. 18
B. ClinicalPathology Evaluation..................cccovieinine..... 18
HUMAN SUBJECTSPROTECTION.............oueieeieieeesineaenn. 21 REAC NDSO AMPR LESD TORS AGE ...........ccuuueiiiiaeieeaienaiinaes 22 PROPOSEDSTUDY DATES ...........ovieiiieiieeeieieaieinas 22
SIGNATURES... eee 28
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APPENDIXA ~~ COMPUTER-ASSISTED TELEPHONE
INTE (CAR TD.V ..I ...E..WonI nnNG 30
APPENDIX B CONSENT FORM........ooovieiieeiiiiiiiiiiiiinn. 33
APPENDIX C CLINICAL PATHOLOGY COLLECTION
PARAMETERS...........oooviiiiiiiiiiiiiiiiiiii3n7.
APPENDIXD ~~ ELECTROCA(REKDG).I..O...G...R...A..P...H..3Y8
APPENDIX E AUDIOMETRIC EXAMINATION ...................3.9.
APPENDIX F VISUAL ACUITY AND TONOMETRY
EXAMINATION......oooiiiiiiieneneeeeeeeeeeeene.. 40
APPENDIX G COMPREHENSIVE MEDICAL AND WORK HISTORY
QUESTIONNAIRE........oooon.. 41
APPENDIX H PHYSICALEXAMAI ND EN VALA UATT IONI ...O ....N 42
APPENDIX I EXYGEN STANDARD OPERATING PROCEDURE
FORPFOAANALYSES
..........................4..3.
HiProjecty6001pool\Community Study\ProtocolCommunity protocol_finalwpd
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TT Zumemm
INTRODUCTION
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Ammonium perfluorooctanoate (APFO) is a fully fluorinated carboxylic acidused primarily
as the ammonium salt to aid in the emulsion polymerization of fluoropolymers. APFO and
its salts are soluble in water and readily dissociate to the carboxylate anion,
perfluorooctanoate (PFOA). As a result of the presence and biopersistence of PFOA in the
blood of humans, the potential health effects of PFOA have been examined in occupational
cohorts. Background levels of serum PFOA have also been measured in some general
population samples, but no data have been collected in these groups to measure general
health status. Epidemiological investigations and medical surveillance of occupationally
exposed workers have failed to find any association between PFOA exposure and adverse
health effects. However, toxicological findings in animal studies and the slow elimination
rate of PFOA observed in humans combine to indicate the desirability of additional
surveillance in the general population.
"This study is being undertaken to provide additional scientifically-credibledatathat can be used to understand whether or not exposure to PFOA in the community, as measured by serum PFOA levels, is related to adverse health outcomes as measured by standard health screening examinations.
DuPont has an external Epidemiology Review Board which will review this protocol, and
-
DuPont will provide technical
be submitted for review and
oversight
approval
for
by
the
the
durationofthe
University of
study.
West
The protocol will also
Virginia Institutional
Review Board (IRB).
BACKGROUND
`The following sections describe studies on PFOA in animals and in humans. A Animal Toxicology
`The liver is a primary target organ for both short-term and chronic effects of PFOA in rats (Grif&fLiotngh, 1980; Olson & Anderssen, 1983; Kennedy, 1985;Pastooreral., 1987) and cynomolgus monkeys (Butenhoff ef al., 2002). The increased liver weight in both species does not appeartobe aresultofhepatocellular hyperplasia (no increase in nuclear DNA) and has been variously attributed to increases in peroxisomes, endoplasmic reticulum, and mitochondria (Ikeda ef al., 1985; Pastor ef al., 1987; Butenhoff et al., 2002; Berthiaume andWallace, 2002; Biegelefal., 2001).Higherdoses letoalivder degeneration and necrosis and the appearance in the serumof enzymes reflecting liver damage.
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Tamm
PFOA and other perfluoroalkanoic acids are part of a widening group of substances
--
including plasticizers (phthalate esters), hypolipidemic drugs (clofibrate, nafenopin) and
some herbicides (phenoxyacetic acids), solvents (trichloraonedntathuryalllye-onccuerr)in,g
compounds such as long-chain fatty acids that are known as peroxisome proliferator-
activated receptor alpha (PPAR) agonists (Ikeda et al., 1985; Just ef al., 1989; Pastor ef
al., 1987; Cooker al., 1992, 1994; Biegel et al., 1995,2001;Cattleyer al., 1998).PFOAhas
been shown to activate the PPAR receptor but not the PPARY receptor (Maloney and
Waxman, 1999). As with all peroxisome proliferators (Ps), treatment of rodents with
PFOA initiates a characteristic sequence of morphological and biochemical events in the
liver and, to a lesser extent, the kidney. These events include: marked hepatocellular
hypertrophy duetoan increase in number and size of peroxisomes, and consequently, a large
increase in peroxisomal fatty acid b-oxidation, an increased CYP4SO-mediated w-
hydroxylation of lauric acid, and a variety of changes in lipid metabolism (Ikeda ef a., 1985;
Pastor et al., 1987; Berthiaume & Wallace, 2002). This response is initiated by the
activation 1995).
ofthe
nuclear
hormone
receptor,
PPAR
(Green,
1995;
Ashby
ef
al.,
1994;
Lake,
There are, however, differences in the effects exerted by different groups of PPs. For
example, PFOA did not cause hepatocellular hyperplasia like most other PPs (Pastooerfal.,
1987); although the study design did not include looking at carly time points, such as 3-21
days. In rats, the hepatocellular response is primarily hypertrophic and is caused by an
~~
rientcirceualsuem.inInthaeddnituimobn,ertheorfe pisereovxiidesnocmeesfoarnpdroplriofleirfaetriaotnioonf moiftotchheonsdmroioatthhatemnadyo,plianspmaritc,
account for increased liver mass (Butenhoff ef al. 2002; Berthiaume and Wallace, 2002),
Peroxisome proliferation induced by PFOA affects fatty acid metabolism and cholesterol synthesis in the liver (Haughom & Spydevold, 1992). Serum cholesterol levels were reduced 50-70% after only 24 hrs inrats fed diets containing 0.02% PFOA, and triglycerols were reduced to about 60% of controls afte7r days. Measurements of selected enzymes in hepatocytes from the PFOA-treated rats showed significant decreases in HMG-CoA
reductase, the rate limiting step in cholesterol biosynthesis, and in acyl CoA cholesterol
cacoynlctlruadnesdfetrhaastet(hAeChAyTp)o,litpheideenmziycmeeffreecstpoofnsPiFblOeAfoirs tdhuee,eisnteprairfti,ctaotitohne orfedchuocleedstseyrnotlh.esIitswaansd. esterifoifcchoaletstierooln, combinedwith the enhanced oxidation of fatty acids inthe liver (Haughom & Spydevold, 1992). Kudo et al. (1999) confirmed the earlier observation by Pastor etal. (1987) that PFOA treatment increased the leveloftriglycerides intheliverand linked this with increases in two triglyceride synthesizing enzymes, glycerol 3tphheosipnhcorteraasnesfinertarsiegalnycdedriiadcesylignlytcheerloilvearcyalstwrealnslfaersasteh.eirItdaelcsroeasseeemisn ptohsesipbllaes,mhaowfeovlelro,wtihnagt Ctlreeaartlmye,ntPFwiOtAh PhaFsOtAheiasbailsistoycitoatdeidsrwuiptthlaipdidecmreetaasbeolinistmribgylyacenryidoef sseevcerreatliomnefcrhoamnitshmeslitvheart.
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TTT Ziman
at the present time are not well understood. The importance of these, if any, in the toxicity
~
of PFOA is not known.
A two-year chronic rat bioassay with PFOA indicates a significantly increased incidence of tumors (mainly adenomas)oftheliver,testis (Leydig cell) and pancreas (acinar cell) (Biegel et al., 2001). This is consistent with the fact that PFOA is a PP since, although most attention has been focused on PP-induced liver tumors, bothLeydigcell tumors (Cooket al., 1999), and pancreatic acinar cell tumors (Reddy & Rao, 1977; Svobodaand Azarmoff, 1979) areoftenobservedfollowing chronic expoosfruodrenets to other PPs. Ohmuraet al. (1997) showed that the peroxisome proliferator, d-chloro-6-(2,3-xylidino)-2-pyrimidinylthio-(Nbeta-hydroxyethyDacetamide (DR931), a potent hepatocarcinogen in rats, was capable of inducing DNA synthesis in pancreatic acinar cells, yet had no effect on ductal or islet cells. Induction of liver,Leydigcell and pancreatic acinar cell tumors is a common finding for PPs. (Cook et al., 1999). In chronic bioassays in rats, Cook ef al. (1999) reported that 7 out of 11 PPs inducedall threetumor types(Cook ef al.,1999), and 10ofthe 11 PPsproduced liver and Leydig cell tumors (Cook et al., 1999). The presence and established persistence of PFOA in human tissues, combined with the increased incidence of liver, Leydig cell and pancreatic acinar cell tumors in chronic studies with PFOA in rats, raises questions
concerning the potential relevance of tumors observed in chronic studies in rats to potential
`human health risk.
tis generally agreed that liver tumors in rats produced by PPs are unlikely to be relevant to
-
humans (Bentley ef al., 1993; Ashby ef al., 1994; Cattley et al., 1998; Doull et al., 1999).
A large number of humans have been treated for relatively long periods of time with
hypolipidemic drugs that are potent PPs in rodents. No significant changes in the
peroxisome number or volume ocur in humans taking substantial doses of these drugs for
extended periodsoftime (up to 3 years) (Ashby ef al., 1994). Therefore, rodents appear to
`bTeheporoerasmoondeflosr ftohrehunmona-nrersispkonassisveesnsemsesntofwihtuhmraensspectto tPoPlsiveirs enfoftectysetobfsuellryveudndweirtshtPoPosd.; although, research shows differences in amount and expression of PPAR: between humans and rodents (Cattley ef al., 1998; Palmer et al., 1998).
Experimental evidence for the mechanism of PFOA-induced Leydig cell tumor formation,
`while not conclusive, tends to support the hypothesis thata sustained increase in estradiol within the testes may be responsible for the increased incidence of Leydig cell tumors in
male Sprague Dawley rats (Cook et al., 1992; Biegel et al, 1995; Liu et al., 1996a, 1996b). It was initially thought that PP-induced Leydig cell tumors arose by a mechanism similar to that suggested for liver (Cook ef al., 1992). Inthe chronic PFOA study, however, there was no evidence that peroxisomes were induced in Leydig cells and no increase in b-oxidation 2ac0t0i1v)i.ty aAbtotveenttihoennhoarsmaslubbasseeqluiennetlleyvefloc(aubsoeudt o2n0 ttihmeersolleessinthLaneytdhiatg icnellilvehr)yp(eBripelgealsiaet aaln.d,
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neoplasia of a sustained increase in the level of serum estradiol observed in PFOA treated
--
rats (Liu et al., 1996a,b; Biegel et al., 1995, 2001). It has been proposed that PPs, including
PFOA, increase serum estradiol levels as well as levels in the testis (interstitial fluid) via
induction of the enzyme aromatase, a CYP4S0-mediated enzyme in the liver (Liu ef al.,
1996b; Biegel et al., 1995, 2001; Upham ef al., 1998). Itis then proposed that the increase
in testicular estradiol will modulate growth factors, specifically TGFa, to stimulate cell
proliferation in the Leydig cell as it is known to do in other (e.., mammary) tissues (Liu er
al., 1987). The suggested roleofelevated estradiol in Leydig cell neoplasia is still uncertain
because estrogenic compounds do not induce Leydig cell tumors in rats. It is possible,
however, that the failure of estrogenic compounds to cause Leydig cell tumors results from
a depression of luteinizing hormone (LH) which has been demonstrated to be the chief
driverofsuch tumors (Biegel etal., 2001).
A second mechanism/pathway which has been proposed to be also involved in the formation
of PFOA induced Leydig cell tumors is the inhibition of testosterone biosynthesis, which
disrupts the hypothalamic-pituitary-thyroid (HPT) axis. In ex vivo studies with PFOA,
exposure to PFOA resulted in an inhibition of enzymes critical to the testosterone
biosynthetic pathway, which, if occurring in vivo, would subsequently lead to a decrease in
circulating testosterone (Biegel et al., 1995). In in vitro studies, 13 PPAR agonists were
demonstrated to inhibit testosterone biosynthesis (Liu ef al., 1996a). The decrease in
testosterone levels results in compensatory increases in LH, increased binding of LH to the
LH receptor on Leydig cells, thus resulting in increases in Leydig cell proliferation (Clegg
-
et al., 1997). In a two-year mechanistic bioassay with PFOA and another PPAR agonist,
LH levels were not consistently increased, yet estradiol levels were increased at several time
points (Biegel et al., 2001). This is consistent with PFOA inducing circulating estradiol
levels, which would attenuate the elevation of LH caused by the inhibition of testosterone
biosynthesis.
`There is, however, evidence indicating a substantial difference in the susceptibility of rats
and humans to Leydig cell tumorigenesis. There are numerous pharmaceuticals and chemicals that have been documented to produce Leydig cell tumors in rats and other laboratory animals, but not in humans. These include androgen-receptor antagonists, dopamine agonists, estrogen agonists/antagonists, other PPAR agonists (clofibrate, gienmdfiicbartoezditlh)a,t stuhgeraersd(oleasctnosoet,alpapcteiatrol)t,oabned anidcioftfienree(nCceleigngtehfealm.o,r1p9h9o7)l.ogSytuodfieLsehyadvieg acleslol tumors, whether spontaneous or chemically induced.
Since PFOA and other PPs do not increase peroxisome levels in the testis, current ideas
regarding the mechanism of PP-induced Leydig cell hyperplasia and neoplasia suggest the involvement of hormone-mediated (estradiol) induction of testicular growth factors (Biegel
et al., 2001). The increased levels of estradiol are thought to result from the induction ofa
--
J RTF}
hepatic cytochrome-P450 (CYP450) mediated aromatase. If this is not part of a pleiotropic
--
PPAR-mediated response, Leydig cell tumorigenicity could involve a distinct hormone-
mediated mechanism that might be of some relevance to humans. There is, however,
evidence indicating a substantial difference in the susceptibilityofratsandhumans to Leydig
cell tumorigenesis. Thus, while the spontaneous incidence of Leydig cell adenomas in
ageing Crl:CD* BR rats ranges from approximately 0-12% and can approach 100% in F344
rats, the rate in humans is reported to be only about 0.4 per million (0.00004%)
(Schottenfeld, 1996). It seems highly unlikely that PFOA exposures represent any
significant human risk with respect to Leydig cell cancer. There was no evidence of any
increase in serum estradiol or testicular cancer in 3M plant workers exposed to PFOA
(Olsen, 1998) and in the 6-month PFOA study with cynomolgus monkeys, estradiol levels
were not increased (Butenhoeft al., 2002). Furthermore, there was no increased incidence
of testicular or other cancers in humans ingesting high daily doses of fibrates and other
rodent PPs for hyperlipidemia (Ashby ef al., 1994).
`The mechanism by which PFOA and some other PPs induce pancreatic acinar cell tumors is not well understood. It has been hypothesized that it might involve release of cholecystokinin (CCK) in the gut with subsequent stimulation of the acinar cells in the pancreas to secrete pancreatic enzymes into the gut (Biegel ef al., 2001; Herrington & Adrian, 1995). However, it must be concluded that, at the present time, this is a speculative mechanism that is not supported by experimental evidence for PFOA (Biegel ef al., 2001;
-
aBpuptleicnahboifliftyettoalh.u, m2a0n0s2).is
Even if this is found to
highly uncertain (Gavin
be
ef
the
al.,
mechanism
1996, 1997;
operating
Cattley ef
in rats, its
al., 1998;
Pandol, 1998). To assess the hypothesis in production workers at 3M, plasma CCK-33
measurements were made by radioimmunoassay during the 1997 medical surveillanceof75
male production workers (Olsen ef al, 2002). The results showed a weak negative
association between serum PFOA and plasma CCK levels and serum liver enzyme tests
showed no indication of cholestasis. There was no increased mortality from pancreatic
cancer in these workers (Alexander ef al. 2002).
B. Human Epidemiology and Exposure Assessment
`The presence of organic, covalently bound fluorine in human blood was reported by Taves (1968andaTa,vebse)ta,l. (1976) tentatively identified a componentofthe organic fluorine as PFOA. Following that finding, 3M began monitoring its fluorochemical production workers (Ubel, 1980). Workplace monitoring was originally based on determination of total organofiuorine in serum. Speciation and quantitation of PFOA rather than total organofluorine was introduced in 3M's medical monitoring program in the 1990s. 3Mhas also surveyed sera from the general (non-occupational) population. Using high performance liquid chromatography-electrospray tandem mass spectrometry Hansen et al. (2001), Olsen ef al. (2002a; 2002b; 2002c) have shown in three U.S. general population
- Ts rumen
studies serum concentrations of PFOA, regardless of age, averaging approximately 5 parts
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1pe0r15biplplibo.n (Ipnpabn)owtihtehr satnuduyp,peOrlsbeonuenfdaol.f(t2h0e09358)epxearcmeinntedtoaletroatanlceofli3m0ithuapmparnoxdiomnaotrinlgive1r0s
for the presence of PFOA. Almost all donor livers were below the lower limit of
aqubaonvteittahteiolnowwehriclhimirtanogfeqduabnettitwaeteinon,5.o4netol3iv5e.r9hnagd/ga.PFOOfAthceontcweontdroantoironloifve2r.s5mnega/sguarnedd
the other had a mean analysis of46.9 ng/g.
T(hAePFfOir)stppruobdluicsthieodn wreoprokrftorocfes(eUrbueml ecfonacle.n1tr9a8t0i)oinnsdiicnataendaa mtmotoalnoirugmanpiecrfflluuoorrionoecctoanntoeantte MofN.1t0T7h1ephpimgihnest3Mseermupmlocyoenecesnattraatnieolnesctwreorceheombicsaelrvfelduoriinnaetmipolnopyleaents iwniCtohtttahgeelGornogvees,t pparcokdaugcitnigonopweorartkiohniss.toUrsyianngdgaasmocnhrgomaatsuobgsreatphoifcwtoerckhenrisquewsh,oUsbeeljoebfsali.nvroelpvoerdteddrtyhiantg9a0n%d of the organic fluorine was PFOA.
cAdodnidtuicotneald sainnacleysUebselofetatlo.talionrgcaoninc jfluuowrniitncehtmoeridisoceanrlumsurPvFeiOllAanmceeaosfutrheemseenCtosttahgaeveGrboeveen
production workers (Gilliland, 1992; Gilliland and Mandel 1996; Olsen ef al. 1998; 2000;
2003b) and other production workers (Olsen ef al. 2003c). Serum PFOA concentrations
during the 1990's were comparable to those initially estimated by Ubel er al. (1980) with
means (range in parentheses) of 5.0 ppm (0-80 ppm), 6.8 ppm (0.0-114) and 6.4 ppm (0.1-
~
81ppm)in 1993, 1995 and 1997, respectively (Olsen ef al. 2000).
Medical surveillance of these questionnaire; measurement of
Cottage Grove production workers has height and weight; pulmonary function
included a testing; and
medical standard
b2i0o0c3hbe)m.icaHleapantdihc-eamnadtolliopgiyd-treesltaste(dUbeblloeotdal.te1s9ts80h;aGvielliinlcanlduedtedal.al1a9n9in6e; Oalmsiennotertaanls.f2e0r0a0se;
(ALT), aspartate aminotransferase (AST), alkaline phosphatase, gamma glutamyl
transferase (GGT), total and direct bilirubin, total cholesterol, high density lipoproteins
(HDL), low density lipoproteins (LDL) and triglycerides. Ubel ef al. (1980) initially
reported that no health problems were associated with exposure to fluorochemicals in this
workforce although aggregate analyses were not presented. Others have subsequently not
shown abnormal associations betweenclinical chemistry or hematology findings witheither
(toOtlasl eonrgeafnialc.
fl2u0o0r0i;ne20le0v3ebl)s
(iGniltlhiilsanwdoarnkfdoMrcaen.delAl1t9h9o6u)ghorGsilelriulmanPd FaOndA
concentrations
Mandel (1996)
suggested that serum total organic fluorine levels might modulate hepatic responses to
eobxeasmiitnyatainodnsaltchoahtaoln,altyhzeesde sipnetceirfaicctailolnys fwoerrseernuotmPoFbsOeArvceodncienntthrraeteiosnusbs(eOqluseenntesfuarlv.ei2l0l0a0n)c.e
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2Jme2ms
In response to toxicological findings that suggested PFOA might modulate endocrine
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activity in the rat (Biegel ef al. 1995, 2001), serum levels of several hormones (estradiol,
free and bound testosterone, FSH, LH, prolactin and TSH) were incorporated in the
medical surveillance program of these Cottage Grove workers starting in 1990. Other
hormones (dehydroepiandrosterone sulfate, 17 hydroxyprogesterone and sex hormone
binding globulin) were added in 1993 and 1995. Gilliland (1992) reported a positive
nonlinear association with estradiol and a negative nonlinear association with free or bound
testosterone in relation to serum total organic fluorine concentrations. These associations
were not confirmed with analyses specific to serum PFOA concentrations although mean
estradiol levels were 10 percent greater among employees with the highest serum PFOA
concentrations (30 ppm) (Olsenet al. 1998). Possible explanations for thedisparitybetween
findings may involve the use of different biomonitoring and hormonal assay methods and
possible misclassification of confounding variables, most importantly, body mass index
(Olsen ef al. 1998). Basedontheir data, Olsenaelt. (1998) concluded therewasreasonable
assurance of no significant hormonal changes associated with PFOA at the serum levels
`measured among these male production employees.
Contrary to the relatively rapid rates of elimination reported in laboratoryanimals (DuPont,
1982; Johnson and Ober, 1980; Butenhoff ef al., 2002), PFOA appears to be slowly
eliminated in humans (Ubel ef al. 1980; Burris ef al. 2002). In an interim report, Burris ef
al. (2002) reported the serum half-life of elimination for PFOA was 4.4 years (S.D. 3.5) in
`nine retired fluorochemical production employees who had serum concentrations measured
-
over an 18 month time period following cessation of exposure. Initial concentrations
ranged from 0.1 to 1.8 parts per million (ppm). Although non-occupational sources of
PFOA exposure during the follow-up time period were not accountedforand the half-life
study is still in progress, the slow elimination rate observed suggests that humans have the
least ability to eliminate PFOA of any species studied. This slow elimination does,
however, allow the use ofa single measurement to significantly reflect current, recent, past,
and chronic/subchronic exposure.
`This observation, combined with the effects seen in animal studies, warrant further evaluation of the potential health consequences that might result from exposure to PFOA
OBJECTIVES
The overall objective of this community study is to generate scientifically sound data to
further the understanding by DuPont, regulatory agencies, and others of the nature and potential effect of human exposures resulting from PFOA emissions from Washington
Works.
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TT umes
`The first objective for this study will be to develop a statistical model describing the
~
variation in the exposure biomarker (serum PFOA),if any, in relation to environmental
exposure to PFOA considering traditional epidemiology descriptors, such as age, sex, race,
Body Mass Index (BMI), alcohol use, prescription medications, and cigarette smoking
status.
A second objective will be to model health outcome in terms of the adjusted serum PFOA values. For both the first and second objectives, standard regression methodology will be used to determine which of these potential explanatory variables should be included in the final models.
`The third objective will be to identify appropriate clinical markers, if any, relatetod changes inPFOA concentrations in serum to allow proper follow-up through continuedsurveillance.
STUDY OVERSIGHT, SPONSOR, AND TESTING FACILITIES
This community survey will be conducted for DuPont by The Sapphire Group, Inc. The following entities have key roles in this endeavor.
Scotourddyinoavteirosni,ghatn,d data TBheetShaespdpah,irMeGDroup.Inc.
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evaluation:
Carol Gevecker Graves, Ph.D, Principal Investigator
Physical and clinical ~~ Examineties
examinations and
Kansas City, MO
laboratory analyses: Mary H. Dimitri, Senior Sales Executive
(Subcontract to Pacific Toxicology, Los Angeles, CA,
for standard laboratory analyses)
Serum PFOA level analyses:
ExygenResearch State College, PA John Flaherty, Vice President of Operations
Cohort interviews and enrollment:
Aspen Systems Rockville, MD Marie Pogozelski, Manager, Survey Operations
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---__& 2umeam
~~
Random sample
selection:
GeFonretsWyasshSianmgptloinn,gPA
Sponsor:
`HEa.Ls.kDelulLPaobnotrDaetoNreyfmoourHresaalntdhCaondmEpnavniyronmental Sciences Newark, DE Robin C. Leonard, Ph.D, MACE.
REGULATORY COMPLIANCE
`ETphiisdesmtiuodylowgiyll EbtehiccosndauncdteSdtaancdcaorrddsinogftoPrgaucitdiacencCeopmrmoivtitdeede bwyhithcehAcmaenribceanacCcoelslseegde oatf htp://wwwiacepidemiology2. org/policystmis/EthicsGuide.asp.
The laboratory `Toxicology, and
aEnxaylgyesne,swiplrlobveidceodndbuyctetdheincoanctcroarcdtanlcaebowriattohriUe.sS,.
Examinetics, Pacific EPA TSCA (40 CFR
pparrotc7ed9u2r)eGsofoodrLsaabmoprlaetsorayndPrraecstulitcsew(iGllLPb)e fSotlalnodwaerdds((E1x9y8g9e)n. RAepsperaorpcrhi,atSetacnhdaairndoOfpceursattoidnyg
Procedure). See Appendix 1. Additionally, the final laboratory analyses report will be
reviewed and audited by experienced GLP auditors.
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STUDY DESIGN
`sTehliesctsetdudfyrowimllficveonwsaitsterodfisatriccrtossst-osedcettieornmailnesatmhpelreanogfe coofmvmaulnuiestyforressiedreunmtsPrFaOnAdoamnldy
various PFOA.
health
screening
endpoints
for
people
potentially
environmentally
exposed
to
2Eaqcuhessttiuodnynapiarretisciimpialnatrwtiolltchaotmpulseetdeinaasesltfu-daydmoifnwisotrekreerdshaetalDtuhPsotnattuss qWuaesshtiinognntaoinreWoursiknsg bfayciWlaitsyh.inEgatcohnsWtuodrykpsarteimcpilpaonyteewisllwrheocepiavretiacipphaytseicianltehxeawmoinrakteirosntusidmyi.laTrhteo tehxaatmriencaetiivoend will be administered in the principal communityof each water district. A Study Overview
`This cross-sectional survey will use standard epidemiologic and statistical analyses of sreelvaetriaolnsthyippesso, fifclainnyi,cabledtawteaenanedxapobsiuormeartokePrFoOfAexapnodsuarney(seaerrluymcPliFnOicAa)l stiogdnsetoefrmaidnveertshee effect in humans. To this end, the study will incorporate data from clinical chemistry and
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TT umm
hematology analaswyelslaseclisnic,al parameters customarily utilized in traditional health
~
surveillance examinations, such as chest X-ray, pulmonary function tests, and hearing and
vision tests.
A broad panel of testing will be conducted that will provide a reasonably extensive snapshot of general health and well-being. These include Chem Screen 25/CBD/Urinalysis, chest Xray, pulmonary function test, EKG, audiometry, and visual acuity tests. Additional specific clinical pathology tests are included that may have more relevance to the overall objectives of the study, based on findings in animal studies and occupational surveillance. These include special tests for lipid profiles, hormone measurements, C-reactive protein, and prostate-specific antigen (Appendix C).
Results from the cross-sectional survey will note the prevalence of test values for several health endpoints in community participants. The prevalence of these test values will also be compared across stratification of serum PFOA levels into quartiles.
Briefly, the procedures for the community study include these major tasks:
Identify service boundariesofthe five water districts with detectable PFOA.
Selecta random sample of telephone numbers of the targeted number of community
-~
`members in cach water district. Preliminary assessment of the sample size needed suggests that approximately 800 residents exposed through drinking water will be
a sample size adequate to make meaningful statistical analyses.
Communicate via telephone inform themofthe study and
with the randomly selected to invite their participation in
community the study.
residents
to
Coordinate between those selecting field team to schedule appointments
the for
sample and inviting participation and the physical examination for cach participant.
Track the review and signing of consent forms and the completion of selfadministered questionnaires.
Perform the physical examination, medical tests, and blood drawing for selected community participant at a convenient location in each water district.
each
sEtaucdhy.paIrntitchiepaenvtenwtilolfbleabeoxraatmoirnyeadccoindceentaanldlohsasovefbslpoeocdimdernas,wnthoenpcaertfiocriptahnits will be notified and asked if he/she is willing to provide an additional specimen.
- - wT umes
Following the blood draw, a small bagged snack will be provided to each
---
participant to mitigate the effects of the fast before the participant leaves the
examination site.
Transfer data electronically to The Sapphire Group for analysis.
Analyze data, prepare reports, and communicate study results to participants. Each
study participant will receive a printout of his/her individual results.
B. Community Sample
`The five water districts in which PFOA has been detected (and hence which are members of the class) are
Lubeck, WV Belpre, OH Little Hocking, OH Tupper Plains, OH Village of Pomeroy, OH
The sample for the community study will be approximately 800 persons chosen randomly
from the five water districts in the class. In addition, the study will include some persons
-
`who obtain their water from private wells.
`Adults, defined as persons 18 yearsofage and older, will be invited to participate.
C. SampleSize
A power study was conducted to determine the sample sizes needed to have reasonable assurance of finding biologically relevant levels of serum PFOA (J. Green, personal communication). Statistical power considerations are relevant to the proposed statistical analyses since the decision to include or exclude a potential explanatory variable in the proposed regression analyses and the interpretation of the magnitude of a regression coefficient can only be done by taking into account the variance of the estimated coefficient. That variance is in turn related to the power ofthe analysis.
The power study consisted of a Monte Carlo computer simulation study and was based on the variance-covariance structure of the 3M study (Olsen et al. 2000, 2003b). While the variability in the community data may differ from that observed in the 3M study, that study constitutes the most reliable information available on variation in serum PFOA levels.
-
Tw
zameas
`The following table and figures illustrate the results of the power study. They indicate how
--_
`many subjects are required in any given cohort to detect a differenceof a specified percent
change based on the population studied by 3M. The sample size required depends on
several factors:
Size effect one wants to be able to detect
Level of confidence one wants to have in detecting that size effect
Variability in serum PFOA levels in the population cohort being studied
The variability in the proposed study population is presumed to be the same as in the 3M
population. Should the variability in the study population be higher, the required sample sizes wil increase. As a rule, the objective is to have high confidence (85-95 %) of detecting the size effect deemed important
`The results below are divided into gender and age groups, as statistically significant differences were observed in the variation within these populations. For example, the coefficient of variation (CV) in adult males was 0.40, while in adult females the CV was 0.45. The CV observed among elders of either sex was 0.35.
`Table 1 presents the results of the power study. Figure 1 illustrates the sample sizes
required for various power levels (0.75, 0.85, and 0.95) for a CV of 0.25. Figure 2 is a
similar illustration for a CV of 0.35, and Figure 3 illustrates sample sizes for a CV of 0.45.
~
An example from the table and figures shows that it is possible to have 95% confidence of
detecting a 20% change in serum PFOA levels of adult males or females with 66 subjects.
`The same size effect can be detected in eldersofeither gender with only 40 subjects.
- --_ ___________
zZumezm
Tablel. Sample Size (N) Based on Proportion Change To Be Detected, Power
-
Desired, and Coefficient of Variation in the Cohort Being Sampled
Proportion Power change
CV=025 ~~ CV=035
N
N
cv=04s N
ol
075
38
73
120
085
50
97
161
095
7s
146
242
02
075
1
20
33
085
14
27
44
095
21
40
66
03
075
5
085
7
10 13
16 2
095
10
20
32
04
075
3
6
10
085
4
8
13
095
6
12
20
0s
0.75
3
5
7
---
085
3
6
9
095
5
9
14
=.
-__________ zun e
SD A aTHs
AN
|
-
|
SL
|
w
~
:
----|
Figure1. Samplesize graph for CV = 0.25
-
A ATT Treir
Jt
----
--_--
Figure2. Sample size graph for CV =0.35
--_
- wT zumeam
SAVPLE SIZE REQUREDTODETECT APERCENTEFFECT INFH
\
Figure3. Sample size graph for CV = 0.45
-
In setting the sample size for the community study, a percent change of 10% (i.e., a proportion change of 0.1) was selected along with a power of 85% (0.85). From the table,
it canbe seen that a sample size of 161 is required to observe this percent change in serum
PFOA in adult males or females who exhibit a CV of 0.45. Because there are five water
districts (i.e. five sub-cohoarstasmp)l,e size of approximate80l0y is required (i.e., 160 per
water district x water districts = 800).
D. Random Selection of the Community Sample
Two methods were considered as the basis for sampleselection random selection from water district customer lists or random digit dialing based on Census blocks served by a water district. The telephone survey using random digit dialing was deemed preferable to arandom selectionbased on water district customer lists for several reasons. A name onthe utility list may be the owner, but not the occupier, of the residence using the water. The utility lists may not readily identify commercial and other non-residential users. Because negotiations for customer lists may be protracted, obtaining the lists from all five utilities may cause a time burden delaying the initiationofthe study. Finally, since it may not be possible to obtain lists from all water districts, the alternate method would have to be used in some water districts. Less bias would be introducedifthe same selection method were
used in all water districts.
~
- _ zim
Random digit dialing (RDD) will be used to select study participants from each water
~
district (Waksberg, 1978; Groves and Kahn, 1980). Assumingaparticipationratio of 10-to-
1, RDD will be used to screen an initial list of 8,000 eligible residents aged 18 and older,
with a residential listing, and living in the five water districts based on Census blocks. This
approach will yield an estimated sample of approximately 800 participants balanced by age
`group and gender.
An RDD sample of residential phone numbers will be obtained from Genesys Sampling Systems, a product of the Marketing System Group (MSG) of Fort Washington, PA. Genesys is recognized as one of the top ten systems for producing RDD samples. Genesys will be provided with the Census blocks for each water district. They will provide RDD
blocks of 100 residential phones excluding all businesses, hospitals, schools, prisons,
nursing homes, etc. They will provide blocks totaling 8,000 households distributed among the five water districts. Assuming that only one in every 10 persons contacted will agree to participate in the study, this method will generate the desired sample size of approximately 800.
Within each water district, the stratified random sample of approximately 160 will be
balanced by gender and age groups. Males and females will be sampled approximately equally reflecting the distribution of genders in the community.
Withineach gender, age groups willbe balanced in three broad age categories: 18-44 years,
~
45-64 years, and 65+ years. The computer-assisted telephone interviewing (CATI) system
software will provide daily/weekly counts of sampling quotas incorporating the
stratificationcriteriato ensure balancedrecruitmentof all three age groups for eachgender.
(See Appendix A.)
E. Random Digit Dialing Telephone Survey
Recruitment of the community sample will be subcontracted to Aspen System Corporation s Survey Operations Center. They will employ RDD and CATI to accomplish
the following tasks:
Arecruitment call will establish study enrollment eligibility. The phone call will include a brief introduction about the purpose and value of the study to the
community and to the individual (i.e., free health assessments conducted in a location convenient to their home). Questions will be asked concerning place of occupation and source of water (e.g., public water supply or private well, name of water utility). DuPont employees will be excluded from the community study, as
will pregnant women and people on chemotherapy. Telephone calls will be placed
between 5 and 9 P.M. EST.
--_
-__________Z_ um% x=
~
The recruitment screening questionnaire will be programmed for CATI administration offering full telephone interviewing automation and real-time
`monitoring of study progress as data are collected. The range of capabilities of the
software promote case of telephone interviewing by simplifying questionnaire
programming, call management, quota cell control (i.e., grouping of respondents
based on demographic characteristics such as gender and age), calling results,
interviewer monitoring, and data reports and delivery. The CATI system offers daily
electronic reporting of results to monitor total calls made, quota cell reports of
completed interviews by gender and age group, and instantaneous quality control.
A pilot study of 100 telephone numbers will be conducted to test the telephone screening questions and participation rates. Based on the resultsofthe pilot test, the. recruitment script (introduction and/or questions) may be modified and the recruitment survey retested, as necessary, for clarity. Any persons who agree to participate in the study during this pilot test wil be included in the study.
Uadpulttoifnoaurhotuesleehpohlodn.e attempts will be made to reach and recruit a randomly selected
Upon reaching an adult and after introductory remarks, the telephone interviewer
will determine the number of adults living in the household. If there are more than
two adults, an adult respondent will be selected randomly based on the nearest
-
bwiilrlthbdeaysesltercatteedgyf(oir.es.t,utdhye paadrutlitciwphaotisoen)b.irthday is closest tothe date of the interview
If the selected adult is eligible after responding to the screening questions (exclude qinudoitvaisduraelmsawihnoopeevnerfworoernkroeldlfmoerntD)u,Ptohneitrapanrdtivceipraitfiyontihnatt htheeirstguednydweirllanbdeargeequgersotuepd and their home address will be recorded. It is anticipated that for every 10 calls
`made one person will agree to participate in the community study on the average.
Level one telephone
of study participation recruitment interview.
will be based on verbal Nightly summaries of
agreement attained in the eligible respondents who
agree to participate will be calculated by the telephone survey vendor to revise the
age and gender enrollment quotas within each of the water districts for the next
evening s survey.
Physical examination appointments will be made at this time and confirmed in
`writing.
-
wm
wean
A follow-up letter confirming participation and the date of the examination, the
-
consent form (Appendix B), the self-administered questionnaire (Appendix G), and
a pre-paid return envelope will be distributed to each study participant via Federal
Express or USPS priority mail.
Respondents who do not return the questionnaire, do not make an appointment, and/or do not showup for their physical exam appointment will be telephoned up 0 three times and urged to participate. A sample in excess of 800 will be recruited to have approximately 800 participants remaining after no-shows are accounted.
Level two of assessing the final study participation rates will be calculated weekly, using results from completed self-administered questionnaires and completed physical exams. Study participant rates by age group and gender within each of the
water districts will be calculated weekly to adjust subsequent balanced enrollment.
MATERIALS AND METHODS
A Test Substance/Exposure of Interest
Test Substance:
Ammonium perfluorooctanoate (APFO), assimilated through
environmental exposure
--~
Analytical Standard: Exygen (for serum PFOA analyses) and Pacific Toxicology
(for all other standard analyses) will provide standard operating
procedures that describe their quality control/quality assurance
practices.
Additional Information: ~~ Community residents may have exposure to chemicals other qtuheasntiPonFnOaAir.e by Tihniqsuiripnogteanbtoiault owciclulpatbieon.addressed in the
B. Clinical Pathology Evaluation
Approximately 30 mL of blood will be drawn into several vacutainer tubes with the appropriate anticoagulants, barriers, preservatives, and other additives as required for the list of analyses listed in Appendix C. This will require the participants to fast for at least 12 hours before the blood collection. In addition to a standard ChemScreen 25/CBD, other serum markers will be measured.
~ wT mms
1. Collection Sites and Samples
Sample Volumes:
All sample volumes are approximate. (See Appendix C)
Collection Parameters: See Appendix C
2. Electrocardiography (EKG) Evaluation
Frequency:
Once
Scope:
See Appendix D
3.
Frequency:
Scope: 4.
Chest X-Ray Evaluation
Once
14x 17 PA Chest (full chest x-ray, one view) Audiometric Examination
Frequency:
-
Scope:
Once See Appendix E
5. Pulmonary Function Test Evaluation
Pulmonary function testing (PFT), or lung function testing, is a method of determining how
well the lungs and airways are working. The most common PFT is called spirometry. Each
participant will take in as deep a breath as possible, blowing out all of the air as fast and as hard as possible into a tube through which the volume of air is measured. Three attempts are needed, and the best effort is recorded. The results will be recorded as FEV1, FVC,
FEV1/FVC%, FEV1% predicted, and FVC%.
Frequency:
Scope:
Once
Forced Expiratory Volume 1 (FEV1), Forced Vital Capacity (FVC), FEVIFVC%, Forced Expiratory Flow (FEF25- 75), Peak Expiratory
Flow Rate (PEFR)
-
wT zamas
6. Visual Acuity
Frequency:
Once
Scope:
See Appendix F
7. Questionnaire
Frequency:
Once
Scope:
See Appendix G
8. Physical Examination
Frequency:
Once
Scope:
See Appendix H
DATA ANALYSES
_
"vTahreiaftiirosnt ionbjtehcetievxepofsourrethibsiosmtaurdkyewril(lsebreumtoPFdeOvAe)l,opifaasntya,tiisnticraellamtioodnelto deensvcirriobnimnegnttahle
eBxopdoysuMraestso PInFdOeAx c(oBnMsIi)de,rianlgcothroaldituisoen,alpreepsicdreimptiioolnogmyeddiecsactriipotnosr,s,ansducchigaasreatgtee, ssemxo,kriacneg,
status.
A second objective is to model health outcome interms of theadjusted serum PFOA values.
For both the first and second objectives, standard regression methodology will be used to
determine models.
which
of
these
potential
explanatory
variables
should
be
included
in
the
final
`Thethirdobjective will beto identify appropriate clinical markers, if any, related to changes in PFOA concentrations in serum to allow proper follow-up through continued surveillance.
TInotahveoaindaloyvseers-,paeraacmheteexrpilzaantaitoonr,yavavrairaibalbelewtihlaltbdeoebsronkoetncionnttoriabustmealslignnuimfibcearntolfyctaoteagmoroideesl. will be discarded.
* BMIwillbe calculatedas weight! (height'x) 100using metric units.
--
mT zuma
Missing values for the age, sex, race, relative body weight or height variables will be -- entered into the unknown subgroup for that particular variable rather than excluding the
subject from the analysis. Assessments of model assumptions will be conducted to ensure: that the appropriate statistical procedures/models are used. Thedata will be displayed with box plotsofthedistributionsandvariatiforn clinical endpoints. It may be necessary to use normalizing, variance stabilizing transformations for these responses.
For continuous variables, such as blood pressure, analyses will be based on group means, adjusted for any potentially confounding variables. For discrete outcome variables, such as the prevalence of liver disease, analyses will bebased on logistic or Poisson regression. In addition, analyses will be performed on the proportion of a group s measurements that fall in the highest or lowest decile. For disease prevalence rates basedon sparse data, exact logistic regression may be used.
HUMAN SUBJECTS PROTECTION
Specific procedures that will be put in place for human subjects protectionduring this study include, but are not limited to, the following:
Detailed consent form from each participant that identifies study purpose,
requirements, voluntary nature of participation, right of withdrawal, possible risks,
_
and potential benefits (Appendix B).
Coded identification to link biological specimens, exam results, and completed
questionnaires.
Scheduling of exam appointments to ensure that waiting areas are not crowded.
Useofmobile office/laborautnoirtys with sufficient capacity to ensure that onlyone participant is occupying atest area.
Establishment of coded folders or envelopes that will contain each participant's
results for archiving.
Analytic data files that identify participants only through study subject identification code.
Contact information for study personnel so that any problems or questions that should arise for participants can be addressed as quickly as possible.
-
21
2 June 2004
RECORDS AND SAMPLE STORAGE During the executionofthe study and the analysisof data, raw data will be analyzed by The Sapphire Group. These data will be stored in locked file cabinets in a locked office area. Electronic data will be kept on secure servers accessible only by passwords. Access to data with personal identifiers will be limited to select study personnel. Laboratory-specific or site-specificrawdata, suchas personnel filesand equipment records, and specimens (if applicable), raw data, and the final report will be retained at Haskell Laboratory, Newark, DE, or at Iron Mountain Records Management, Wilmington, DE. PROPOSED STUDY DATES Study dates are subject to date of protocol approval and sign-off.
~
2
2 June 2004
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oAflaexnanadmerm,onBiHu,m
Oplesrefnl,uoGr.oWoc.t,anBouartiesp,r1odMuc,tiMoanndfaeclil,itJy.H,Ama.ndJ.
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employees
APusrhchbays,e,1,LFB.rHa.dy(,19A94.).ElMceocmhbanei,stCiRca.llEy-lbiaoste,dBhMu,misahnmhaaezla,rdJ.a,sOsdesusmm,enJt.,ofTpuegrwooxoids,omJe.Dp.r,olKieftetrlaeto,r-Si.n,duacnedd hepatocarcinogenesis. Human Exptl. Toxicol. 13 (Suppl 2): 1-5 117.
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---
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~
Tw
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Lake, B.G. (1995). Mechanisms of hepatocarcinogenicity of peroxisome-proliferating drugs and chemicals. Annu. Rev. Pharmacol. Toxicol. 35: 483-507.
Liv, R C. M, Hahn, C., and Hurt, M. E. (1996a).The direct effectofhepatic peroxisome proliferators on rat Leydig cell function in vitro. FJndam. Appl. Toxicol. 30: 102-108.
Lis, RC. M, Hurt, M. E., CookJ,. C, and Biegel, L. B. (1996b). Effectofthe peroxisome proliferator, `ammonium perfluorooctanoate (APFO), on hepatic aromatase activity in adult male Crl:CDBR (CD) rat. `Fundam. Appl. Toxicol. 30: 220-228.
Liu, $.C., Sanfilippo, B., Perroteau, I, Derynck,E Salomon, D.S. and Kidwell, WR. (1987). Expression of transforming growth factor (TGFa) in differentiated rat mammary tumors: Estrogen induction of TGFa production. Mol. Endocrinol.1:683-692.
Maloney, E. K. and Waxman, D. J. (1999). Trans-activation of PPAR and PPARY by structurally diverse environmental chemicals. Toxicol. Appl. Pharmacol. 161: 209-218.
Ohmura, T, Katya, S. L., Locker,J,Ledda-Columbano, G. M., Columbano, A., and Shinozuka, H. (1997).
Induction of retinoic acid,
caenldlu3l,ar35D-NtiAlosdyon-tLh-etshisyrionnitnhee.pCanacnrceears
Raesn.d
5k7i:d7n9e5y-s79o8f.rats
by
peroxisome
proliferators,
9-cis
Olsen, G. W., Gilliland, F. D., Bure, M. M., Burris, J. M., Mandel, J. S., and Mandel, J. H.(1998). An
epidemiologic investigation of reproductive hormones in perfluorooctanoic acid. J. Occupy. Environ. Med. 40: 614-620.
men
with
occupational
exposure
to
Olsen, G. enzymes,
W., Burs, cholesterol
J. M. , Bure, M. and lipoproteins in
M., and MandelJ,. H. (2000). Plasma cholecystokinin ammonium perfluorooctanoate production workers.
and Drug
hepatic Chem.
Toxicol. 23,603-620.
Olsen, G.W., Burris, J.M., Lundberg, Hansen, K.J., Mandel, JH. and Nobel, LB. (20024). Identification offluorochemicals in human sera. |, AmericanRedCross adult blood donors. ISAPI Public Docket AR-226.
~
2
2 June 2004
Olsen, G.W.,Burris, J.M., Lundberg, Hansen, K.J., Mandel, JH., and Nobel, LB. (20020). Identification
--
of fluorochemicals in human sera. II. Elderly participants in the adult changes in thought study, Seattle,
`Washington. ISP Public Docket AR-226.
Olsen, G.W., Burris, J.M., Lundberg, Hansen, K.J., Mandel, JH., and Nobel, L.B. (2002). Identification of fluorochemicals in human sera. IIL. Pediatric participants in a group A Streptococci clinical trial investigation. ISAPI Public Docket AR-226.
Olsen, G.W., Hansen, K.J, Stevenson, L.A., Burris, JM, and Mandel, JH. (20032). Human donorliverand serum concentrations of perfluorooctanesulfonate (PFOS) and other perfluorochemicals. Environ. Sci. Technol. 37:888-891.
Olsen, G.W., Butenhof, J.L. Mandel, JH. (2003b) Assessment of lipd, hepatic and thyroid function in relation to an occupational biologic limit value for perfluorooctanoate. US. Environmental Protection Agency docket AR-226,
Olsen, G.W., Burris, JM, Burle, MM. Mandel, 1H. (2003c). Epidemiological assessmentofworker serum perfluorooctanesulfonate (PFOS) and perfluorooctanoate (PFOA) concentrations and medical surveillance examinations. JOccupy Environ Med 45:260-270.
Olson, CT. and Andersen, M.E. (1983). The acute toricityofperfluorooctanoic and perfluorodecanoic acids in male rats andeffectson tissue faty acids. Toxicol. Appl. Pharmacol. 70: 362-372. Palmer, CNA, Hsu, M. H, Griffin, K.J., Raucy, J.L., and Johnson, E.F. (1998). Peroxisome proliferator activated receptor-a expression in human liver. Mol. Pharmacol. 53: 14-22.
-
Pandol, S. J. (1998). Pancreatic physiology and secretory testing. In Gastrointestinal and Liver Diseases,
Vol. 1, Sleisenger, M. and Fordtran, J. ., eds. WB Saunders Co. Philadelphia, pp. 771-782.
Pastoor, T. P., Lee, K. P., Perri, M. A., and Gilles, P. J. (1987). Biochemical and morphological studies of a98m-m1o09n.ium perfluorooctanoate-induced hepatomegaly and peroxisome proliferation. Exp. Mol. Pathol. 47:
Reddy, 1K. and Rao, MS. (1977). Malignant wmors in rats fed nafenopin, a hepatic peroxisome proliferator. J. Natl. Cancer Inst. $9: 1645-1650.
Schottenfeld, D. and Prevention.
(1996).Testicularcancer. In New York: Oxford University
P(rSecshso.ttpepn.fe1l2d0,7D-.1,21F9r.aumen,
LF.
eds):
Cancer
Epidemiology
Shyvpoobloidpai,deDm.icJ.draugn.d CAaznacmeorfRfe,s.D.39L:.34(1199-7394)2.8.Tumors in male rats fed ethyl chlorophenoxyisobutyrate, a
`Taves, D. (19684). Evidence that there are two forms of fluorine in human serum. Nature 217: 1050-1051. `Taves, D. (19680). Electrophoretic mobilityofserum fluoride. Nature 220: 582-583.
Taves, D., Guy, W., and Brey, W. (1976). Organic fluorocarbon in human plasma: Prevalence and AchmaerracitcearnizaCthieomn.icaIln:SocBiieotcyh,empipst1r1y7-1I3n4v.olving Carbon-Fluorine Bonds. Filler, R., ed. Washington DC:
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`Ucpohmammu,niBcaLt,ioDneboycapmeprfol,uoNr.iDna.t,edWufraltt,y Ba.c,idasndisTdreopseknod,en1t.on(19t9h8e).chaIinhniblietnigotnhoofftghaep jfulnucotriionnaatledinttaeilr.ceTlnlt.ulaJ.r Cancer 78:491-495.
WAsaskoscbieatrigon1.73:(4109-7686).. Sampling methods for random digit dialing. Journal of the American Statistical
-
_--
27
2 June 2004
SIGNATURES Approved by:
Robert W. Rickard, Ph.D.
Scientific Director
Carol Gevecker Graves, Ph.D. Principal Investigator
FINAL PROTOCOL SUBJECT TO EPIDEMIOLOGY REVIEW BOARD AND INSTITUTIONAL REVIEW BOARD APPROVAL
-
28
2 June 2004
DRAFT
APPENDIX A
_
CCOMPUTER-ASSISTED TELEPHONE INTERVIEWING (CATT)
-
%
TT Zune 2008
Aspen Systems Corporation's Survey Operations Center offers the latest in CATI
--
technology. Aspens boutique telephone center consists of 16 interviewer workstations
and a supervisor/monitoring station located within Aspens corporate headquarters in
Rockville, Maryland.
Aspen uses CATI software that offers full telephone interviewing automation and real-time monitoring of studies while the data are being collected. The softwarse range of capabilities promote the ease of telephone interviewing by simplifying questionnaire programming, call management, quota cell (grouping of respondents based on demographic characteristics) control, calling results, interviewer monitoring, and data reports and
delivery, including:
CATI System. The Survey Operations Center uses the Windows-based CATI software WinCati4.2. The software promotes the efficiency of sample management
by controlling the time and day whencallsare made based on time zones and/or the
results of the previous call. It also controls the number of times a number is
attempted, works available sample evenly, and allows for the adjustment and scheduling ofcallbacks.RapidDial (WinCati s autodialing system) further enhances the automation of the interviewing process by increasing interviewer productivity
and lowering dialing errors.
Interviewer Training. Telephone interviewers are provided project-specific
-
instruction and trainingpriorto placing calls. As part of their training, interviewers
are given question-by-question instruction manualsas well as background
information pertinent to the surveyand must actively participate in scripted
telephone role-playing. Additional project-specific job aids (e.g., square footage
conversion charts, acronym lists, etc.) for collectingdata are provided as needed.
Quality Control and Supervisionof Interviewers. Quality control is an integral
part of the data collection process at Aspen. It begins with interviewer training and
continues throughout the data collection period until the final data file is delivered. From the supervisor/monitoring station, WinCati allows for instantaneous on-screen monitoring of telephone interviews in progress via SuperView. SuperView, coupled with our audio monitoring capabilites, allows supervisors both to see and hear the interviewers work and spot potential problems more readily. Supervisors can then rate interviewers based on their performance. The Remote Monitoring feature
allows our clients to listen to calls fromtheiroffices.
CATI Reports. The WinCati software offers built-in reporting capabilities that permit the overall progress of the data collection effort to be monitored on a continual basis. Standard reports showing the current status of the sample
-
wT zuma
database such as the distribution of records by number of call attempts, by time
Pa
zone, by quota cells, by callback time, and by most recent disposition can be
generated at any time. Quota cell reports, which show the number of completed
interviews in relation to pre-set goals for respondents withspecified characteristics,
can also be run. The reporting system even monitors interviewer productivity by
reporting interviewer log-on hours and completed interviews per hour. In addition
to printing the reports, they can be downloaded as Excel spreadsheets and sent
electronically to the client s desktop for viewing.
Data Delivery. At the completion of the telephone data collection period, a clean survey data file in ASCIL, Excel, Access, SPSS, or SAS can be created on a readonly CD and/or delivered via a secured Internet account established for Aspen clients only. Additional features of WinCati allow the coding of answers to openended questions and the automatic generationof documentation for certain types of
output files.
--- -
Tm
TTT Zimam
DRAFT
APPENDIX B
_
CONSENT FORM
- - __________
zimam
CONSENT TO PARTICIPATE IN PFOA EXPOSURE
--
AND HEALTH RESEARCH PROGRAM
Cross-Sectional Surveillance in a Community Sample of Clinical Measures of General Health Status Related to a Serum Biomarker of Exposure
Introduction: You are being asked to participate in a health surveillance and research program. Your participation is voluntary.
`This health surveillance is being conducted in community members and parallels a health
surveillance questions of
being conducted in workers at the site study coordinator if there
DuPont s Washington Works. Please is anything you do not understand.
ask
What is the purposeofthis study?
s`Tthaetupsurapnodsethoefbtlhoeosdtuldeyveils tooflPeFaOnAw,heatlhseorkthneorwenisaasnyC-r8e.latGieonnsehriaplbehtewaeltehnsgteanteursalwihlelalbteh
measured urinalysis.
by a physical examination, These tests are similar to
blood work, pulmonary the general health exam
function tests, EKG, and that is performed by your
personal physician.
What does this study involve?
-
`Your participation in this study requires one physical exam that includes drawing of blood
w(ahbiotuetb3lotoadblceelslpocoonusn)tsf,orhesmeorgulmoblienve,laonfdPFtyOpAe,socfliwnhiciatlecbhleomoidstcreyl,lsa).ndWheemwaitlollaolgsyo (prreodvaidned
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questionnaire about tobacco and alcohol use and medical and work history.
Will the study be affectedifyou do notparticipate? ``Tghoiosdrreesperaerscehntsattuidoyn odfesciogmnmwuansitcyhomseemnbcearrsefaucllryostsotehnesfuirvee gwoaotedrsdtiasttirsitcitcsalmaankailnysgiuspwithteh class in a class action suit against DuPont. Randomsampling of the community is essential sstoutdhyatwiwlel bheavmeuachgosotdrocnrgoesrs-isfetchteiopneoofplpeeospelleecutseidngfotrhesawmaptleirnignbtyhetsheewraatnerdodimstprrioctcse.ssThalel participate.
What are the risks involved with being enrolled in this study? `The only risk of participating in this study would be the risk of a bruise (hematoma) where the blood is drawn and possible ordinary discomfort associated with drawing blood. Some. people feel light-headed and dizzy when doing lung function tests. Rarely, a person will
---
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faint. There will be a chair nearby where you could sit down if necessary, and the
Po.
technicians are trained to monitor you for any feeling of dizziness.
Are there anybenefitsfrom participating in this study? The benefit of participating in this study is that you may gain important knowledge about your general health with regard to, for example, your cholesterol, blood pressure, and the level of important enzymes that assist with digestion and liver and kidney function. We also hope to learn more about how exposure to PFOA may vary depending on where in the community people live.
Other important itemsyou should know:
Withdrawal from the study: You may choose to stop your participation in this study at any time.
New information: To the best of our ability, any significant new findings during this research survey will be made known to you. The clinical services provider for this study, Examinetics, will mail a complete report of your results to your home address, or to any other address that you may provide. Your PFOA blood level will be communicated to you by letter from The Sapphire Group.
Confidentiality: Every effort will be taken to protect the names of the participants
-
ianndthtihsestruedsyu.ltsAlwlilalnableysreespowritleldbeascgornoduupcetdeddaotna.filNeos tihnadtihvaivdeualhsadwinlalmbees irdeemnotivfeide,d
as such in any of the published results. All data are retained in locked cabinets in
offices of the study overseers, The Sapphire Group, Inc, Bethesda, MD. On
completion of the study, data will be transferred to locked cabinets in the
Epidemiology Group, DuPont Haskell Laboratory, Newark, DE. Electronic data are
kept on secure servers in databases that can only be accessed by The Sapphire Group
or DuPont Epidemiology staff. However, you need to know that in litigation
pending in the Circuit Court of Wood County, West Virginia, styled Jack W. Leach
et al., plaintiffs, vs. EX Du Pont De Nemours Co., defendant, civil action No.
01-C-608, attomeys for the parties will have access to the information generated by
this study. However, access to such medical information is governed by the terms.
of a protective order entered by the court in the litigation.
Funding: Co.
Funding for this study has been provided by E.I. Du Pont De Nemours
Numberofparticipants: We expect about 800 participants to be enrolled in this community study.
-
RAFT
EJ
~ Zowmay 200
Who shouldyou call with questionsaboutthis study?
--
Questions about this study may be directed to the principal investigator, Dr. Carol Graves,
at The Sapphire Group (301-657-8008, ext. 205) during normal business hours.
Willyou be paid toparticipate in this study?
No. We estimate the monetary value of the physical exam and blood work to be about $500. You may find your personal results helpful as you consider your own health promotion activities.
CONSENT
1 have read the above information about the comparison of health outcomes in the
community potentially exposed to PFOA, and I have been given an opportunity to ask
questions.
document
Iagree to participate
for my own records.
in
this
study,
andI
have
been
given
a
copy
of
this
consent
Your name:
Your signature:
Date:
`Witness:
Date:
-
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mwas
APPENDIX C CLINICAL PATHOLOGY COLLECTION PARAMETERS
`This appendix will be identical to that in the protocol for the worker study.
-
DRAFT
--
a
20 May 2004
APPENDIX D ELECTROCARDIOGRAPHY (EKG)
This appendix will be identical to that in the protocol for the worker study.
-
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APPENDIX E
_
AUDIOMETRIC EXAMINATION
`This appendix will be identical to that in the protocol for the worker study.
-
DRAFT
EJ
20 May 2004
APPENDIX F VISUAL ACUITY AND TONOMETRY EXAMINATION
`This appendix will be identical to thatinthe protocol for the worker study.
--
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APPENDIX G
_
COMPREHENSIVE MEDICAL AND WORK HISTORY QUESTIONNAIRE
[Examinetics questionnaire in separate files.)
-
DRAFT
41
20 May 2004
APPENDIX H PHYSICAL EXAMINATION AND EVALUATION
(Examinetics physical examination form will be inserted here.]
-
DRAFT
2
~ 20 May 2004
APPENDIX I
_
EXYGEN STANDARD OPERATING PROCEDURE FOR PFOA ANALYSES
[Exygen SOP in separate fle.]
-
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-
--_
HEALTH EXAMINETICS
An Exemplar International Company
Confei nerd d e ednti sy al
INSTRUCTIONS
sow to ase 3i0teso i o1 i t ale s laona trae, telesnyouSroan piro.rsyo hve PLEASE READ AND FOLLOW THESE INSTRUCTIONS CAREFULLY BEFORE ARRIVING FOR YOUR APPOINTMENT 2 AeReentryrnommeaaddhr a maton aag2.LU e nlFee mnipheyy ssve onenh untocry. Nakyouane cal oh usr using a ik pn or
dark pencil). Completely fill in the appropriate. oval. (see example below).
RR --- CECICIECTIII oll @@ A D5 - 4. yout hgtodtrun cosums fd re, ee you will be having blood drawn, consume no foodorliquid (except plain water, blackcoffee,tea [no +. Panealcohol,sof ploy tdrinks, ftr chewing ht rary pa gum, candy and breathiminnts.oD crdI oaoA nrOiMB snIT)TE HorIyiST Ib.NoSI GTRoUC nCTeIS OwhNi.le 6. aotsmokeforaleasthur elsyourira, 7. {HHIfyoowynueewweoearrcpoorenrsctratiptrriosaneseyergalarasrsesssf,fbroifnggattahpepmeerwrimtmehaaytoe)u).lpeanses ilaan onmc hroor loa
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TITLE PAGE
-
Jack W. Leach, et al. v. E. I. du Pont de Nemours and Company
Circuit Court of Wood County, WV, Civil Action No. 01-C-608
Implementation Plan: May 1, 2003 Injunction Order
`Appendix No. 2
`Study-Specific Standard Operating Procedure:
Documentation, Accountability, and Sample Chain of Custody Requirements for the ShippingofSerum Samples
(MPLEMENTATION DIRECTOR
Robert L. Grob, Ph.D.
Professor Emeritus, Analytical Chemistry
~
Malve1m2,BPirAch1R93o5a5d-1644
(610) 651-0132
ANALYTICAL FACILITY MANAGEMENT
Vice PrJesoihdnenFtlaohfeOrpteyrations
Exygen Research
3058 Research Drive State College, PA 16801
(814) 272-1039
DRPAagFeT1C0fO8PY
i`JmaCpclkimWet.nCLaeotauicrohtnoPfeuWls.a: dEa.CyLo1.u,dnu0t0P3oWsYndn,eciNteimloonuAOrcrstdaieonnrdNCo.om1p.r4y08. Repent. 3
---
I. SCOPEAND APPLICABILITY
`This SOP governs the documentation, accountability, and sample chain of custody requirements for the shipment of serum samples to the analytical facility.
2. REPONSIBILITIES
2.1 The Good Laboratory Practices (GLP) Expert and Analytical Facility Management are responsible for conducting the necessary training covering proper documentation, accountability, and sample chain of custody requirements. This training will, at minimum, be given to the Principal Contact from each of the three clinics.
2.2 The phiebotomist who performs the blood collection is responsible for ensuring that the Chain of Custody/Analysis Request Form (COC) (Figure 1) is completely and correctly filled out and signed by staff members who package and ship the serum samples.
2.3 The Principal Investigator at the analytical facility is responsible for ensuring that the chain of custody remains intact after the samples are received by the analytical facility.
_
3. DEFINITIONS
GLP Expert: Patricia D. Royal, M.S., President, Quality Systems Consultants, Inc., 80 Main Street, Plympton, MA 02367 (781) 585-9370
Analytical Facility Management: John Flaherty, Vice President of Operations, Exygen Research 3058 Research Drive, State College, PA 16801 (814) 272-1039
Principal Investigator: Emily Decker, Scientist Exygen Research, 3058 Research Drive, State College, PA 16801 (814) 272-1039
Page20f 8
CJoSoecikettLCheoiuarcnthgoPtf lWa.e:ndaCyo1du,u3n0Pt5oWreYd,eCtNleomlnoAuOcrrtsdieonrnd.NCoo.nOg1e.nCy-08 Roped 3
---
4. MATERIALS AND EQUIPMENT
4.1 Chain of Custody/Analysis Request Forms, triplicate design.
42.
A readily `protective
eaqvauiilpambelnetsaopuprrcoeproiaftedrfyor ihcaendpleillnegtsd.ry
Also, ice.
necessary
personal
4.3
Coolers for this
numbered and coded project. They must
with the clinic be purchased
sfruonmiquUeliindeenStihfiipcpaitinogn
assigned Supplies
`Specialists. `part number
The Uline part corresponds to
naupmabcekragfeorwthhiechreqiunicrleuddecsooolneers19is
S788. x 12 x
(This 12.5
cooler and one shipping box). These wil be provided to each clinic.
4.4
Plastic bags for use as will also be obtained
secondary sample from Uline, part
packaging prior to number S-1707
shipping. 3 x 5,
These 4 mil
reclosable poly bags, 1000 per carton). These will be provided to each clinic.
5. PROCEDURE
5.1.vBeerfiofrieed.collWehcteinng
any each
blsoaomdp,lteheiscocmopllleectteedd
and the
signed clinic
consent form will assigna
must be unique
alphanumeric. identification
identification code to code and patient code.
cach This
sample number
based will be
on the entered
clinics into the
-
aCnldintiicmSeaomfpleeacIhdebnltoifoidcastaimonplceocloulmlenctoifonthweilCl ObCe rsehceoert.dedL,ikaenwdisteh,e tdhaetedaatned {ime that the serum sample preparation is completed will be entered into the
appropriate column onthe COC sheet.
52.C"owiolllebres awsislilgnbeedparouvniidqeudetoalepahcahnucmleinriicc(isdeeentsiefcitciaotnio4n.3nuambboevre,).whEiacchhwcilololbeer
wSryisttteemn, otnhethoenlcyoolceorn.ditiEoanchbecilnignicthwaitllcadcehrivneumitbserowcnontcaoionlsertnheumcbleirniinscg
identification code.
5:3.iBnedfiovrieduaplalcykaignitnogs,matlhle
pplarsitmiacrbyagsserausmsescaomnpdlarey
containers packaging
m(wuhsitchbewilpllaaclesdo
bmeusptrohvaivdeedthteouenaicqhuecliCnliicn;icscSeamsepclteioInde4n.t4ifaibcoavtei)o.n sTahmeplseeccoonddearwyritptaecnka0ginngit
in permanent black nk.
5.4
Before the `will verify
tshaamtptlheessaarmeplpeascdkoecduimnendtreydicoen,
a person the COC
other form
than match
the packager exactly with
those being packed in the cooler. The verifier then initials and dates the
Cooler Contents Verified prompt.
Page3of 8
J`oCcrkeunWa.LiCosoaiucrothnoePftWaaos.odeCyo1u1dnu2tyP0o3WnsYIdo,eNcCii oenAmOcoaotnndNuCoo,mr0p1e-srC408 pein 2
~
5.5.S`aamwpalyesaasretotobmeidniimsipzeersethdeinpoascsioboilleirtyfulolfofidmrpaycti,ce apneldletssu,cahrrtahnagtedthienysuacrhe.
completely covered with dry ice pellets.
with the pellets. No more than 20
The cooler samples are
must to be
be completely filled placed in one cooler.
The cooler will be covered promptly after packing with dry ice pellets to
`minimize lossofdry ice to sublimation.
5.6.The time shipment
between the must be able
completion of to be accounted
serum for on
preparation and packaging the COC page. There must
for not
be any unexplained gap in the chainof custody for the samples.
57.After the `completed.
seSrecutmiosna2mp(lPeesrsaorneneplacIknavgoeldv,edthien
Cooler ID# Shipment of
prompt will Sample)s of
be the
CThOeCprfionrtmedanlasomew,ilsligbneatcuorme,plientiteidalsatanthdisdattiemeo,fisiigtnahtausrenonteebdeetno bpererveiocuosrldye.d
for each person who entered information anywhere on the form. The page
`numberprompts alsoneedtobefilledin.
5.8.The person who Relinquished by
speacctkiaong,edantdheversiafmipesletshatthaenny
cuonmupsleedtepsrotmhpetsfiasrte
line in the lined out.
5.9`.fTahxenCuOCmbfaotretmhriesttohpeonfftahxeedftoormE.xAyfgteenrRietsiesarfcahxedS,atmhpelpeiRnekcceoipvyinigsruesimnogvtehde
-
aconpdiebseacroemteosbeparptlaocfedtihne acnliennivceslorpeec,orwdhs.ichTihsethwehniptleacoerdigiinntaol tahnedshyieplplionwg
carton with the cooler that contains the samples to which the COC form
corresponds.
5.10. The serum Receiving at
samples are the address
required to be given at the
shipped top of
to Exygen the COC
Research form by
Sample FedEx
overnight delivery. This is the only carrier and method of shipment that is
acceptable.
5.11. Upon procedure
receipt will
of the follow
samples Exygen
by Exygen Research, the chain of SOP V40l, Contract Rescarch
custody Sample
Hseacntdiloni,nga.copAyfotefrthEexyCgOenC SwialmlpbleefRaexceedibvaicnkg tcootmhpelcelitnsiec,twhehicRhecweiillvebdebkyept
with the clinisc records for this study.
5.12`.ExyAgneny wpilrlobbleemdsocwuimtehntdeedl.iveTrhyeorExcyognednitPiroinncoifpalsaImnpvleestsiguatpoornwialrlrinvoaltifayt the clinic and the Implementation Director of any problems immediately.
Page dof 8
`JCioicokWm. CLoeusrhtotfaWaa.s CayoLu1:dne0tP,0rWtYd.enNGceinloAOscnioaenndNCoo.m0p1e-Cr408 open No 3
---
5.13. Comection and Clarification of Raw Data
5.13.1. Abescsoomoensarsaawndyatian.forAmattihiosn phoaisntb,etehnisenftoerrmed&onnotthteoCbOeCdifsocramr,deidt
tfroransacnryiberdeaosnotno. anoItfheitr sbheeceot,mebsut tdhaematrgaends,criipntfioornmpartoicoenssmwaiyll bbee
sdhoeceutmmeunsttedbeviaattfaocohtendotteo
on the
tthreannsecrwibpeadgpea.geT.he
original
damaged
5.13.2.
If be
emrraodres,artehemeardreantinihnafnodrwmraittitoennwielnltribees,croorsisfecdlaoruitfiwcaittihonas
are to single
tlihnee,nsaotuare
not of
to obscure the error,
the an
aoprpirgoipnrailaetnetreyr.roTrhceond,edeispecnhdoisnegn
upon (see
mFiogruerec2o)m,palnedx
thtehaenrrowrhactodeis
iscoinvietrieadledbayndthdeateedm.orIfctohdeeerlrisotr,
is a
detailed explanation will be provided by footnote on the COC
page.
5.14.
See Figure 3 for a properly filled out COC form, and for examples of the use oftheerrorcoding system.
6. REFERENCES
-
Exygen Research SOP V401, Contract Research Sample Handling
7. FIGURES
Figure 1. Chain of Custody/Analysis Request Form
Figure 2. Listof Error Codes
Figure 3. Example COC Sheet and Use of Error Codes
8. SIGNATURES (SOP becomes effective on the date itis signed by the implementation director)
Robert L. Grob, Ph.D.
D--ate
Implementation Director
John M. Flaherty.
Date
--
`Analytical Facility Management
Page Sof 8
e S ==ea ism ClrsuitCourtofWoodCount,WY,CivilActionNo,01-C-608
~
Figure 1. Chainof Custody/Analysis Request Form
Exygena . IAIN OF CUSTODY.
Si
-
.-- --_-- ------
Abn -- --
Fe Ee bTose ety de
E FEE EE nem A TT
e-- pee --------t-- eeme -- a -- )
Be--r-- eee T-- ereeeereeree--
-- ee --------------------------
--------r------------------
-
f--------------------------]
[rrr --------------------------
[e--------------------r------------
He
----------
err r--------
1
f-- e ------------------------ ee--ee
E-- e ------ ee -- re-- --
E-- e ------------------------------
tt ----e---------- e--]
I------------|----------------------r
--------1
geese
ef f--------]
[------r--------rrr----
e--------------------------
EE e--E ---- (a TT A,S--------
Page 60f 8
JackW.Lach tL. E.Ld PortdeNemours ndCompany NlpoeiniCxoema2lMood CoCno A,mNo.0
~
Figure 2. List of Error Codes
EXPLANATION OF ERROR CODING
C`aonrdrleocrtwiroine-oofvrear,w daantdafiilslminagidne btyhedcroarwreicntgdaatsai.nglCearlienmeutshrtobueghtaktheenenrortotnoeooubssdcautrae {thhee coorrirgeicntailone,ntarny.d aTnheexpcloarnraetcitoinonisigsinvietnisfloerdthmedcordraetcetdiobny. the individual making
The following error codes shall be used to explain corrections:
(wl) ((cwco))
Inadvertently recorded in Wrong Location CWrhiatnegOevdefror(TgercehatneirciCalnariintaydvertently wrote over the error instead
of drawing a line throughthe error)
(sp) (i)
Spelling error Inadvertently
not
Recorded
at
time
of
initial
observation
((c9e)) RCaelccourldaitnigonErErrorror
-
(ne) (ee)
NEnutmreyrincoatlintirtainaslcerdiaptnidondaEtxerdorat time of entry
(t) (wd) (sm)
TWrraonsncgriDpattioeneEnrtrroyr Stray Marks appearing on data with no other feasible explanation
(le) Late Entry
(1) Technical error
Codes, on the
other COC
than those defined form. Errors that
above cannot
may be used, be explained
if explained or using an error
defined by code must
footnote be fully
detailed at the time of correction.
Eferarsoirblceo,dtehse aerrerotrosbheouclidrcbleedfaoontdnowtreidttweintahbaonveasotrercilsoksoertootthheer csoyrmrbeoclti,ona.ndIefxtphliasiinsednoatt the bottom of the page.
Page7of 8
SmllmdCseotl EComA 1.CoT ld Figure 3. Example COC Sheet and Use of Error Codes
Exyyge:N ! rre coe !
1 CHAIN OFCUSTODY
T8142310002 ww
com. FAX: 814.231.1580
A
ap
rE 3
2. Jobe Dec StaFE
Gacrammmanoncose:A LBiliit
7sTints
hone: (accCade Lar
Si
w--_--"
i mat: e ---- PR da
ogg
shah So 1ktvkPa |
ET by i Ro hl Re pre1 or
Te
Apl
Tolghs am oul Jara |
.
AerAni Sack olluln aseem| elk apm |
=
rr = rr
1]
1 r=
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Ariz 4
---
ll a 1
~~~: Imm
Tr =
1
EZ --
rT r 1
a -- ey KH ec7o ] R ~--
rT
1
------- Tr ,-- ---- --
TT
[eCSet
Cc
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KEEPTHEPINKCOPY nd ncetheobertwowithsampleshpmert Cos1l0e8r:
O EN 07/1)
Sia s-- | [Jaden Dns
| "Visas[210an)
trl oJ
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