Document Oz4py7yv1jQQLamn7dBo2VpYv
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COMMONWEALTH OF KENTUCKY BOYD CIRCUIT COURT
GEORGE CARR, ROBERT DAMRON, JAMES GREENE, CHARLES HOWARD, CHARLES PHILLIPS, PAUL REEVES, BILLY RIGSBY, BOBBY WATTS, ELBERT CASTLE, GLEN CHANDLER, ARVILLE DONAHUE, DALE FLOYD, DONALD FRALEY, LEWIS LANE, ARNOLD SHELTON,
Plaintiffs,
v.
ANCHOR PACKING COMPANY, e &X*.,
Defendants. __ :________________________________________ ). .
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92-CI-463-Div.2 92-CI-348-Div.2 92-Cl-342-Div.2 92-CI-335-Div.2 92-CI-337-Div.2 92-CI-338-Div.2 92-CI-331-Div.2 92-CI-349-Div.2 92-CI-343-Div.2 92-CI-356-Div.2 92-CI-334-Div.2 92-CI-332-Div.2 92-CI-344-Div.2 92-CI-345-Div.2 92-CI-346-Div.2
RESPONSE OF GAF CORPORATION TO PLAINTIFFS' INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS
(Allied Chemical)
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GAF Corporation ("GAF") hereby responds to Plaintiffs'
Interrogatories and Requests for Production of Documents ("the Requests") only pursuant to, under the protection of and to the
extent that such requests comply with the Kentucky Rules of Civil
Procedure, as follows:
GENERAL OBJECTIONS 1. GAF objects to these Requests to the extent that they seek to require it to respond on behalf of any Other entity. GAF will
respond with such knowledge as GAF possesses as to The Ruberoid Co. .
prior to its merger with GAF on May 26, 1967, and on behalf of GAF
PLAINTIFF'S EXHIBIT
WdOMELO
thereafter. 2. GAF objects to these Requests to the extent that they seek
to require it to provide information other than that which may be obtained through a reasonably diligent search of its records.
3. GAF objects to these Requests to the extent that they seek to require it to respond other than in accordance with the applicable Rules. Thus, GAF declines any obligation to: (a) locate or interview former employees or any other person not presently employed or engaged by GAF; (b) generate documents not presently existing; (c) describe its unsuccessful efforts to answer any request; (d) identify an unknown custodian or the current custodian of documents not in GAF's possession; (e) identify the file designation and other identifying designation, the present location, or the source of documents identified unless specifically requested in the request; (f) add to or to change the meaning of any request in the conjunctive or disjunctive; (g) respond to any aspect of a request not described with reasonable particularity by the express language of the request; or (h) provide medical or other expert opinion beyond the scope of GAF's business*
4. GAF objects to these Requests to the extent that they seek to require it to reveal trade secrets or other confidential product or commercial information. Therefore, GAF will submit certain responses only on the condition that the plaintiffs agree in writing and undertake to maintain the confidential nature of certain trade secrets and other confidential product or commercial information.
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5. GAF objects to these Requests to the extent that they seek to require it to respond to questions or to identify or produce documents relating to times, events and other things beyond the subject matter of the Complaint, or outside of the period from 1928 to 1981, during which this defendant may have manufactured asbestos-containing industrial thermal insulation products, or relating to any products other than asbestos-containing industrial thermal insulation products.
6. GAF objects to these Requests to the extent that they seek to require it to(provide information specifically with respect to mining and manufacturing operations, or any safety precautions or tests undertaken therein whether in compliance with OSHA or otherwise, inasmuch as the occupational level exposures of asbestos mining and manufacturing workers are different from the occupational level exposures of insulators and construction bystanders working with finished asbestos-containing products.
7. GAF objects to these Requests to the extent that they seek to require it to provide information or to identify any documents or other tangible things prepared or obtained in anticipation of litigation or for trial where the plaintiffs have not shown that they (1) have substantial need for the materials in the preparation of the case and (2) are unable to obtain the substantial equivalent of the materials by other means without undue hardship.
8. GAF obj ects to these Requests to the extent that they seek to require it to disclose privileged attorney-client communications or information otherwise protected from discovery on the grounds of
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privilege. 9. GAF objects to the definitions and instructions preceding
the Requests on the grounds that they are beyond the scope of applicable Rules.
10. GAF objects generally and individually to the Requests on the grounds and to the extent that they assume facts not in evidence or otherwise erroneous (i.e.. that GAF had "distributors") and on the further grounds that they are vague, overly broad, oppressive, unduly burdensome, excessive in number, not relevant to the subject matter of the litigation, and not calculated to lead to the discovery of admissible evidence and thus declines to pursue a detailed search of its documents in Linden, New Jersey, or elsewhere.
s 11. GAF hereby adopts the motions and objections of the other defendants, and reserves the. right to adopt future motions and objections relating to Plaintiffs' Interrogatories and Requests for Production of Documents. 12. GAF objects to these Requests to the extent that they seek to require it to gather and summarize information contained in voluminous papers that are already a matter of public record. 13. GAF objects to these Requests to the extent that they seek to require it to provide information which is equally available to the plaintiffs as to GAF. 14. GAF objects to these Requests to the extent that they seek it to respond other than in accordance with the applicable Rules and thus GAF declines to identify computer tapes and
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programs, computer printouts and any electronic, mechanical or electric records or representations of any kind (including, without limitation, tapes, cassettes, disks, recordings and computer memories), or fields, files, menus, databases, or other computer classifications or material, inasmuch as such documents constitute documents or other things prepared or obtained in anticipation of litigation or for trial, work product, confidential attorney-client communications, and otherwise privileged documents.
Subject to the foregoing objections and limitations which are applicable to each of the numbered paragraphs of the Requests, and subject to any documents being in existence and recoverable through a reasonably diligent search (taking into account normal changes in personnel and document locations over the decades of asbestos litigation), and without representing that any particular document or documents are or are not thus existing and recoverable, GAP further responds to the individual Requests without waiver and with preservation of:
The right to object to the use of any responses, or the subject matter thereof, on any ground in any proceedings in any action (including any trials);
The right to object on any ground at any time to a demand or request for a further response to this discovery request or to any other interrogatories, document requests, or other discovery proceedings involving or relating to the subject matter of the discovery requests herein responded to; and.
The right at any time to revise, correct, add to, supplement
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or clarify any of the responses to the individual Requests as follows:
INTERROGATORIES
INTERROGATORY NO. 1: During the period in question, did you supply any asbestos-
containing products to Allied Chemical (Armco), Ashland, Kentucky?
RESPONSE, ,T0..IN3aSEgSAIQRY-. EP. 1:
Subject to the preliminary objections, see attached documents. INTERROGATORY NO. 2:
With regard to each asbestos-containing product identified in response to the preceding interrogatory, explain in detail each product:
(a) the trade name; (b) method of packaging; (c) color and texture; (d) the chemical and physical composition of the
product; (e) the labeling; (f) warning or instructions provided, if any; and (g) the method of sale of each product. RESPONSE TO INTERROGATORY NO. 2: Subject to the preliminary objections, this defendant responds as follows:
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Asbestos paper, millboard and laminated products were manufactured at Erie, Pennsylvania, by Ruberoid from 1928 to 1967, and then by General Aniline & Film Corporation in 1967, and then by GAF Corporation from 1968 to 1981, when the Erie facility was sold. These products generally were shipped in cardboard cartons of varying sizes, except for Imperial insulation and Sponge felt which, because of their weight and bulk, were packaged into sections in wooden crates.
Asbestos Paper Asbestos paper was designed to be used alone or in the manufacture of other products. It was manufactured in various thicknesses, according to customer specifications. Asbestos paper had a temperature limit of 250 degrees F. Its primary constituent was chrysotile asbestos, generally a mixture of grades 5 to 7.v Other constituents included sulphite pulp, diatomaceous earth and starch, although in the early years of manufacture this product maj have consisted only of chrysotile and starch (which was sometimes in the form of tapioca). Millboard Millboard was a stiffer product than asbestos paper or rollboard and was manufactured in sheets of varying thicknesses according to customer specifications. Millboard consisted gener ally of chrysotile asbestos (usually grades 5D, 5R and 6D), sulphite pulp and often other constituents, bonded with Portland cement and/or starch. In later years, at least as early as 1974 latex was added as a binder.
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In approximately 1964, Th<e Ruberoid Co. began placing the
following warning notices on packages of its asbestos-containing
industrial thermal insulation products:
SAIZTI3M
THIS PRODUCT CONTAINS ASBESTOS FIBER. INHALATION OF ASBESTOS IN EXCESSIVE QUANTITIES OVER LONG PERIODS OF TIME HAY BE HARMFUL.
IF DUST IS CREATED WHEN THIS PRODUCT IS HANDLED, AVOID BREATHING THE DUST. IF ADEQUATE VENTILATION CONTROL IS NOT POSSIBLE, WEAR RESPIRATORS APPROVED BY THE U.S. BUREAU OF MINES FOR PNEUMOCONIOSIS PRODUCING DUST.
GAF placed warning labels on packaging of asbestos fiber and insulation cements by 1968, and on millboard, rollboard, and asbestos paper products, as well as relocating the warning label. for Calsilite pipe covering and block products from the sides to the front of the carton, by 1970. This Warning label read as follows:
CAUTION
CONTAINS ASBESTOS FIBER. INHALATION IN EXCESSIVE QUANTITIES OVER LONG PERIODS OF TIME MAY BE HARMFUL.
AVOID BREATHING DUST.
IF ADEQUATE VENTILATION IS NO!
POSSIBLE, WEAR RESPIRATORS APPROVED BY THE U.S. BUREAU OB
MINES FOR PNEUMOCONIOSIS PRODUCING DUST.
In approximately 1972, this warning was further changed to read as follows:
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CMTEIQM CONTAINS ASBESTOS FIBER. AVOID BREATHING DUST. BREATHING ASBESTOS MAY CAUSE SERIOUS BODILY HARM.
In 1978, warning labels were placed on individual sheets of millboard.
Until 1972, GAF's use of these warnings followed major manufacturers in the industry which used such cautionary notices after certain opinions were expressed by some members of the medical profession that there might be a health risk to some persons who installed industrial thermal insulation products containing asbestos from the inhalation of excessive quantities of asbestos fibers over prolonged periods of time under certain conditions. Commencing in 1972, pursuant to the requirements of ' the Occupational Safety and Health Act of 1970, GAF placed the last notice set out above.
All observers of this packaging, whether purchasers, users, handlers, distributors, or contractors, would have seen, and thus received, the warnings as set forth above. INTERROGATORY NO. 3;
With regard to the asbestos-containing products identified in response to the preceding interrogatory, did you put on such products or their containers any warning of their potential health hazards by virtue of the asbestos content of such products? If so, describe such warning with particularity, with regard to wording, size, nature, color and content,, and state the date on which yov
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began using such warnings on each of your asbestos products. RESPONSE TO INTERROGATORY NO. 3:
Subject to the preliminary objections, see response to Interrogatory No. 2. INTERROGATORY NO. 4:
State whether you or your distributors have ever supplied any asbestos-containing products to any of the defendants in this action, and if so, state the name of the defendant, the date of the sale; and the place where the product was shipped, RESPONSE TO INTERROGATORY NO. A:
This defendant objects to this interrogatory on the grounds set forth in the preliminary paragraphs of this response and on the further grounds that it is overly broad, unduly burdensome and not drafted in a fashion precise enough, nor reasonably calculated to lead to the discovery of admissible evidence. The only possible relevant sales of this defendant's asbestos-containing industrial thermal insulation products could be for those shipments made to jobsites on which and during years in which plaintiff actually worked. INTERROGATORY NO. 5:
Did you ever at any time give instructions to workers who would use or apply the insulation products manufactured or distributed by your company of the correct and safe method of applying your insulation? If so, describe such instructions, tho whom they were given, and the dates they were given.
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RESPONSE TO INTERROGATORY NO. 5: Subject to the preliminary objections, this defendant responds
that, as a manufacturer and seller only, the method or manner of using its asbestos-containing industrial thermal insulation products was determined by the purchaser, contractor or other user in the field, and was not within the discretion of this defendant.
In approximately 1964, tThe Ruberoid Co. began placing the following warning notices on packages of its asbestos-containing industrial thermal insulation products:
SftffiEIQB
THIS PRODUCT CONTAINS ASBESTOS FIBER. INHALATION OF ASBESTOS IN EXCESSIVE QUANTITIES OVER LONG PERIODS OF TINE MAY BE HARMFUL. IF DUST IS CREATED WHEN THIS PRODUCT IS HANDLED, AVOID BREATHING THE DUST. IF ADEQUATE VENTILATION CONTROL IS NOT POSSIBLE, WEAR RESPIRATORS APPROVED BY THE U.S. BUREAU OF MINES FOR PNEUMOCONIOSIS PRODUCING DUST.
GAF placed warning labels on packaging of asbestos fiber and insulation cements by 1968, and on millboard, rollboard, and asbestos paper products, as well as relocating the warning label for Calsilite pipe covering and block products from the sides to the front of the carton, by 1970. This warning label read as follows:
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camai
CONTAINS ASBESTOS FIBER. INHALATION IN EXCESSIVE QUANTITIES OVER LONG PERIODS OF TIME HAY BE HARMFUL.
AVOID BREATHING DUST.
IF ADEQUATE VENTILATION IS NOT
POSSIBLE, WEAR RESPIRATORS APPROVED BY THE U.S. BUREAU OF
MINES FOR PNEUMOCONIOSIS PRODUCING DUST.
In approximately 1972, this warning was further changed to read as follows:
QimiPM
CONTAINS ASBESTOS FIBER. AVOID BREATHING DUST. BREATHING ASBESTOS MAY CAUSE SERIOUS BODILY HARM.
In 1978, warning labels were placed on individual sheets of millboard.
Until 1972, GAF's use of these warnings followed major manufacturers in the industry which used such cautionary notices after certain opinions were expressed by some members of the medical profession that there might be a health risk to some persons who installed industrial thermal insulation products containing asbestos from the inhalation of excessive quantities of asbestos fibers over prolonged periods of time under certain conditions. Commencing in 1972, pursuant to the requirements of the Occupational Safety and Health Act Of 1970, GAF placed the last notice set out above.
All observers of this packaging, whether purchasers, users,
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handlers, distributors, or contractors, would have seen, and thus received, the rnings as set forth above.
No list or other compilation of documents relating to this interrogatory exists in discoverable form. INTERROGATORY NO. 6:
Have you conducted any studies concerning the effects of inhalation of asbestos dust or fibers by one using, removing or being exposed to any of the asbestos materials manufactured or distributed by you? In answer to this question, please give the date of your studies, if any, the names of the persons conducting the studies and their addresses; what the purposes of the studies were, and identify any documents reflecting or related to such studies and/or the purposes/objectives thereof. RESPONSE TO INTERROGATORY NO. 6:
Subject to the preliminary objections, this defendant responds that jobsites were under the exclusive control of their owners, employers or contractors. This defendant believes that those owners, employers or contractors present at jobsites (on which this defendant's asbestos-containing industrial thermal insulation products were installed or otherwise used) had a legal duty mandated by state and federal governments to inspect and monitor those jobsites, in the manner required by OSHA and other laws, and this defendant did not have any such legal duty at any time. INTERROGATORY NO. 7;
Describe all research or other efforts you undertook before marketing your asbestos-containing products to determine whether
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asbestos could cause disease in humans, or whether your asbestoscontaining products posed a hazard in their normal use. Provide the dates of each of these efforts and identify all documents concerning or in any way related to such efforts. RESPONSE TO INTERROGATORY NO. 7:
Subject to the preliminary objections, this defendant responds that GAF products were tested for purposes of quality control and, with respect to sales to Government agencies and departments, such tests were mandatory and performed by the Government itself in many instances. The Government was thus responsible for such testing in such instances.
GAF does not have in its possession documents relating to the testing of its products by, at or for the United States for compliance with mandatory Government specifications, except on a limited or occasional basis. With respect to non-Government documents requested by this interrogatory, no list, compilation/* summary or abstract of such documents sought by this interrogatory presently exists in discoverable form.
In accordance with industry practice and later at the direction of OSHA, tests were to be made in the workplace by the management officials and other employees who were employed by contractors and other sophisticated purchasers of such products. Insofar as this defendant is aware, no testing was performed with respect to GAF's asbestos-containing industrial thermal insulation products, other than as set forth above.
No list, compilation, summary or abstract of the documents
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relating to this interrogatory exists in discoverable form.
INTERROGATORY NO. 8;
Do you have any reports or documents available showing the
! number of your employees who have been exposed to asbestos dust and
fibers in their employment, have worked for 10 years or longer, and
have lung disease? If so, please state the name and address of the
custodian of such reports and documents and describe each
sufficiently for a motion to produce.
RESPONSE TO INTERROGATORY NO. 8:
This defendant objects to this interrogatory on the grounds
set forth in the preliminary paragraphs of this response and on the
j further grounds that conditions in GAF's facilities, including
provision for safety and health in same, are not at issue in this
litigation and, therefore, this interrogatory is irrelevant to the
subject matter of this litigation and is not reasonably calculated
j. to. lead to the discovery of admissible evidence. I INTERROGATORY NO. 9 :
Identify by name, date of claim, and alleged disease process
: all claims brought against you by any employee or other person in
which the claimant has alleged he suffered from any asbestos
related disease. In answering this interrogatory, defendant may
exclude any asbestos products liability cases filed after calendar
i year 1972* ; RESPONSE TO INTERROGATORY NO. 9;
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This defendant objects to this interrogatory on the grounds
set forth in the preliminary paragraphs of this response,
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jparticularly on the grounds that it is irrelevant and not jcalculated to lead to the discovery of admissible evidence,
inasmuch as this action does not involve mining or manufacturing plant workplace exposure. This defendant further objects to the
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jextent this interrogatory seeks information concerning "any
asbestos products liability cases filed after calendar year 1972" on the grounds that plaintiff seeks information which is a matter of public record and, therefore, equally available to plaintiff. INTERROGATORY NO. 10:
Hive you ever been advised or made aware of threshold limit values for exposure to asbestos dust? If so, state approximately the year that you were first advised or made aware of such threshold limit values, and identify all documents from which you were made aware of such threshold limit values. RESPONSE TO INTERROGATORY NO. 10;
This defendant objects to this interrogatory on the grounds set forth in the preliminary paragraphs of this response. Subject to these objections, this defendant responds that, prior to 1964, Ruberoid officials were not aware of health hazards from asbestos to users of its asbestos-containing industrial thermal insulation products. In the 1960s, industrial and governmental hygienists and the Walsh-Healy Act endorsed and enacted the standard of 5 m. particles per cubic foot and in approximately 1964 Ruberoid became aware of opinions expressed by some members of the medical profession that inhalation of asbestos dust in excessive quantities which might be released while using asbestos-containing thermal
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insulation products over long periods of time could be harmful,
although the opinion did not relate to the use of Ruberoid
products. At approximately the same time, Ruberoid commenced
providing its warnings.
In approximately 1968, GAF received
further information that inhalation of asbestos fibers could be
harmful but GAF did not receive specific medical information on the
results of such exposure. Upon the enactment of the federal
Occupational Safety and Health Act of 1970, GAF became aware of
tests and examinations made as a result of that legislation. In
1972, OSHA set standards for the Threshold Limit Value ("TLVM) for
asbestos particles. The acceptable standard was five fibers per cc
for TWA (time weight average) and ten fibers per cc for peak time.
In 1976, the standard changed to two fibers per cc for TWA; the
peak time asbestos exposure did not change.
INTERROGATORY NO. 11;
Have you ever tested your asbestos-containing products to
determine whether they emit hazardous levels of dust or emit levels
of asbestos dust in excess of any TLV? If so, identify all
documents concerning or in any way related to such testing.
Provide the dates and results of those tests.
RESPONSE TO INTERROGATORY NO. 11:
Subject to the preliminary objections, this defendant responds
that jobsites were under the exclusive control of their owners,
employers or contractors. This defendant believes that those
owners, employers or contractors present at jobsites (on which this
defendant's asbestos-containing industrial thermal insulation
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products were installed or otherwise used) had a legal duty
mandated by state and federal governments to inspect and monitor
those jobsites, in the manner required by OSHA and other laws, and
this defendant did not have any such legal duty at any time.
INTERROGATORY NO. 12:
When did the management of your company first learn, if ever,
of the "Dressen Report"; Dressen, W. C., et al., A study of
Asbestos in the Asbestos Textile Industry. Public Health Bull.
No. 241, Washington, D.C.: U.S. Public Health Service, 1938.
RESPONSE TO INTERROGATORY NO. 12:
subject to the objections set forth in the preliminary
paragraphs of this response, this defendant responds that, prior to
1964, Ruberoid officials were not aware of health hazards from
asbestos to users of its asbestos-containing industrial thermal
insulation products. In approximately 1964, Ruberoid became aware
of opinions expressed by some members of the medical profession*
that inhalation of asbestos dust in excessive quantities which
might be released while using asbestos-containing thermal
insulation products over long periods of time could be harmful,
although the opinion did not relate to the use of Ruberoid
products.
Approximately the same time, Ruberoid commenced
providing its warnings.
In approximately 1968, GAF received
further information that inhalation of asbestos fibers could be
harmful but GAF did not receive specific medical information on the
results of such exposure. Upon the enactment of the federal
Occupational Safety and Health Act of 1970, GAF became aware of
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tests and examinations made as a result of that legislation.
With respect to the study referred to in this interrogatory,
this defendant first became aware of the contents and existence of
this study during the course of asbestos-related litigation. This
defendant does not know which of its representatives first became
aware of this study or when that awareness occurred.
This
defendant did not manufacture an asbestos textile product, so would
have had no reason to be aware of this or any similar study prior
to the advent of asbestos litigation.
;:
INTERROGATORY NO. 13:
Identify all medical journals to which answering defendant
subscribes and indicate the dates during which answering defendant
has received these medical journals.
RESPONSE TO INTERROGATORY NO. 13;
Subject to the objections set forth in the preliminary
paragraphs of this response, this defendant states that neither GAF -
Corporation nor The Ruberoid Co. maintained a central corporate
library as to occupational safety and health. Any information
Which did exist was kept by Mr. Harry Mesler while he headed
corporate safety for the company from approximately the early
1960's into 1971. Prior to Mr. Mesler's appointment to this
position, Ruberoid and GAF employees may have from time to time
maintained or possessed personal files containing periodicals and
other literature relating to asbestos, its uses and qualities.
Mr. Mesler died on August 29, 1972, and the whereabouts of any
such information is unknown i-
The only existing materials
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containing such information are in the possession of the GAF Legal Department and the GAF Corporate and Environmental Engineering .'Department.. INTERROGATORY NO.14;
Identify by title, date and author all articles, textbooks or other written materials in your possession concerning the health effects of asbestos. This request applies only to articles or ; other information dated or acquired before 1976. With respect to each article, textbook, or other written materials, please provide the date on which this was acquired. RESPONSE TO INTERROGATORY NO. 14;
Subj ect to the preliminary objections, see response to Interrogatory No. 13. INTERROGATORY NO. 15:
Did you ever subscribe to the IHF Digest? If so, indicate the dates during which you subscribed and provide the dates of all copies of the IHF Digest that you received. RESPONSE TO INTERROGATORY NO. 15;
Subject to the preliminary objections, see response to Interrogatory No. 13. In further response, this defendant states that it is aware of documents reflecting that General Aniline & Film Corporation was a new member of the Industrial Hygiene Foundation during the years 1945 to 1947, a period when General Aniline & Film Corporation was under government ownership and not even in any aspect of the asbestos business, and further reflecting that The Ruberoid Co. was a prospective new member for a limited
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period in 1953-1954. GAF does not have any internal documents which reflect actual, as opposed to contemplated, membership at any time. Moreover, this defendant knows of no evidence that it ever received IHF documents at any time. INTERROGATORY NO. 16:
Do you have copies of your sales literature for your asbestoscontaining products, and if so, for which years do you have copies and for which products do you have copies? RESPONSE TO INTERROGATORY NO, 16:
This defendant objects to this interrogatory on the grounds set forth in the preliminary paragraphs of this response and on the further grounds that it is overly broad, unduly burdensome and not drafted in a fashion precise enough, nor reasonably calculated to lead to the discovery of admissible evidence. The only possible . relevant sales literature of this defendant's asbestos-containing industrial thermal insulation products could be for those products shipped to jobsites on which and during years in which plaintiff actually worked. INTERROGATORY NO. 17:
During the period in question, do you or have you ever had any person or department whose function it is/was to research or inquire into product development including product design and its relationship to user or consumer risk? If so, give the name and address of each person or department head and the years of employment of person or existence of department.
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RESPONSE TO INTERROGATORY NO. 17:
Subject to the preliminary objections, this defendant responds
that, during the period from 1967 through the present, the
following persons at GAF have held the position of Vice-President,
Research Department:
NAME
DATE OF SERVICE
LAST KNOWN EMPLOYER
Leon Katz Frederick Grosser Robert Meyers Simon Kantor Charles R. Talley
1967 1967 - 1969 1969 - 1972 1972 - 1981 1981 - Present
American Can Retired from GAF St. Regis or Regal Paper Retired from GAF
The directors of the Research Department at The Ruberoid Co.
were as follows:
NAME
DATE OF SERVICE
LAST KNOWN EMPLOYER
Edward Duke Clarence Eckert Phillip S. Bettoli
? - 1947 1947 - 1958 1958 - 1967
Retired; GAF Corporation Deceased
Retired; GAF Corporation
GAF has no corporate records which show the date when it initially
established a Research Department.
INTERROGATORY NO. 18:
Please state in detail the duties and responsibilities of your
research department in the development and improvement of asbestos
products, and the testing of such products for potential human
health hazards.
RESPONSE TO INTERROGATORY NO. 18:
Subject to the preliminary objections, this defendant responds
that GAF products were tested for purposes of quality control and,
with respect to sales to Government agencies and departments, such
tests were mandatory and performed by the Government itself in many *:
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instances. The Government was thus responsible for such testing in such instances.
GAP does not have in its possession documents relating to the testing of its products by, at or for the United States for compliance with mandatory Government specifications, except on a limited or occasional basis. With respect to non-Government documents requested by this interrogatory, no list, compilation, summary or abstract of such documents sought by this interrogatory presently exists in discoverable form.
In '.accordance" with industry practice and later at the direction of OSHA, tests were to be made in the workplace by the management officials and other employees who were employed by contractors and other sophisticated purchasers of such products. Insofar as this defendant is aware, no testing was performed with respect to GAF's asbestos-containing industrial thermal insulation products, other than as set forth above.
No list, compilation, summary or abstract of the documents relating to this interrogatory exists in discoverable form. INTERROGATORY NO. 19i
Do you have, or have you ever had, a medical or industrial hygiene research or product development department? If so, give the name and address of each such department, give the year that such department was established and Whether such department has operated continuously since being established. RESPONSE TO INTERROGATORY NO. 19:
This defendant objects to this interrogatory on the grounds
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set forth in the preliminary paragraphs of this response,
particularly on the grounds that it is irrelevant and not
calculated to the discovery of admissible evidence inasmuch as
conditions in GAF's facilities, including provision for safety and
health in same, are not at issue in this litigation.
Subject to these objections, GAF responds that it never had a
"medical or industrial hygiene research or product development
department".
Harry Mesler was head of Corporate Safety for
Ruberoid and later GAF., Mr. Mesler was succeeded by William
Fassuliotis, who in turn was succeeded by Charles Bien. Mr. Mesler
is deceased, Mr. Fassuliotis is no longer employed by GAF, and Mr.
Bien is now retired. The title for the position held by Mr. Bien
was Corporate Manager for Safety, Security and Occupational Health.
INTERROGATORY NO... 2 0;
Prior to 1965, were you ever named as a party defendant in a
lawsuit, including workers' compensation claims, which alleged that*
the plaintiff or a decedent had been harmed by asbestos? If so,
please state the caption and case number of each lawsuit and the
Court in which each such lawsuit was brought, and state if any such
lawsuit was tried in a Court other than the ond in which it was
brought. If so, please state the caption, case number and Court in
which each such lawsuit was tried. And state whether judgment was
rendered against you any such lawsuit.
RESPONSE TO INTERROGATORY NO. 20:
This defendant objects to this interrogatory on the grounds
set forth in the preliminary paragraphs of this response,
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particularly on the grounds that it is irrelevant and not
calculated to lead to the discovery of admissible evidence,
inasmuch as this action does not involve mining or manufacturing
plant workplace exposure.
INTERROGATORY NO. 21:
State verbatim (or if you will do so without a Motion to
Produce, attach a copy of) your company's (or its predecessor's)
record retention rules or guidelines in effect during the period in
question, and state the name, address, and the custodian of your
company's (or its predecessor's) record retention rules or
guidelines.
RESPONSE TO INTERROGATORY(NO. 21;
Subject to the preliminary objections, this defendant responds
that Michael J. Baker is the Assistant Secretary for GAF Building
Materials Corporation, is responsible for records retention, and
has held this position since May 25, 1982.
GAF objects to
identifying former persons responsible for determining record
retention policies or plans on the grounds of relevance. A list or
other compilation of the names of all persons responsible for
determining the policy or plan regarding the record retention or
destruction policy from 1930 to the present does not currently
exist in discoverable form.
The length of time for which records are retained varies
according to the operational, financial, and legal requirements of
the corporation. The time period for document retention varies
according to the type of document.
Documents are generally
25
retained for seven years. However, corporate and other documents
may be kept for longer periods. Certain operational documents not
required to be preserved by applicable regulations are generally
not kept for more than two years.
All records which are
discoverable are retained in their original form. GAF does not
have a master list of all its business records, nor does it have a
defined method of accession to all its retained records. INTERROGATORY NO. 22:
State the names, present business address, business telephone,
present residence address, and capacity or title of the individual
signing these Interrogatories on behalf of the answering defendant. RESPONSE TO INTERROGATORY NO. 22!
Subject to the preliminary objections, this defendant
responds: Eleanor Carlson, Assistant secretary, GAF Corporation,
1361 Alps Road, Wayne, New Jersey 07470-3689.
INTERROGATORY NO. 23:
List the names, titles, current address and current position
of each sales person responsible for asbestos product sales Allied
Chemical (Armco), Ashland, Kentucky during the period in question.
RESPONSE TO INTERROGATORY NO. 23:
Subject ,to the preliminary objections, this defendant
responds, see documents produced in response to Interrogatory
No. 1 for names of sales persons.
INTERROGATORY NO. 24:
List the name, address and titles of all persons who have
custody, control, possession or knowledge of sales records, sales
26
summaries, graphs of sales, purchase orders, or invoices for asbestos product sales for the period in question. RESPONSE TO INTERROGATORY NO. 24:
Subject to the preliminary objections, see documents produced in response to Interrogatory No. 1. In further response, this defendant states that Michael J. Baker is responsible for records retention. INTERROGATORY NO. 25:
During the period in question, did you ever supply asbestos products through distributors or wholesalers who sold these products to Allied Chemical (Armco), Ashland, Kentucky? If so, identify each of your distributors of asbestos products during the period in question and state their last known addresses. RESPONSE TO INTERROGATORY NO. 25:
Subject to the preliminary objections, this defendant states that it entered into no distributor agreements, although there were* credit agreements which may have used "distributorM terminology. Accordingly, GAF sold products to various companies which may have at times resold those products to other entities. INTERROGATORY NO. 26:
If any records, kept by you or your predecessors during the
i
j period in question, are unavailable or have been destroyed, please | give the names, addresses and positions within you company of all 1 ! persons who have personal knowledge of the information contained in | such unavailable or destroyed records. i
27
RESPONSE TO INTERROGATORY NO. 26; This defendant objects to this interrogatory on the grounds
set forth in the preliminary paragraphs of this response. INTERROGATORY NO. 27:
What are the names and addresses of all doctors, medical advisors or industrial hygienists who provided you with information on the health hazards of exposure to asbestos dust during the years between the time you began supplying asbestos products until 1978, and identify all memoranda, notes, or letters provided any person in your company from any doctor, medical advisor or industrial hygienist in your answer. RESPONSE TO INTERROGATORY NO. 27:
This defendant objects to this interrogatory on the grounds set forth in the preliminary paragraphs of this response, particularly on the grounds that it is vague, ambiguous, overly broad, irrelevant and not calculated to lead to the discovery ofz admissible evidence. INTERROGATORY NO. 28:
When did the management personnel of your company become aware that asbestos exposure, if sufficient in quantity, could cause (1) asbestosis, (2) lung cancer, (3) mesothelioma, and (4) colon cancer. State the date when management became so aware, separately for each disease. RESPONSE TO INTERROGATORY NO. 28:
Subject to the objections set forth in the preliminary paragraphs of this response, this defendant responds that, prior to
i-
28
; 1964,Ruberoid officials were not aware of health hazards from
asbestos to users of its asbestos-containing industrial thermal
i insulation products. In approximately 1964, Ruberoid became aware
| of opinions expressed by some members of the medical profession
! that inhalation of asbestos dust in excessive quantities which
might be released while using asbestos-containing thermal
( insulation products over long periods of time could be harmful,;
although the opinion did not relate to the use of Ruberoid
products. At approximately the same time, Ruberoid commenced
? providing its warnings. In approximately 1968, GAF received
further information that inhalation of asbestos fibers could be
harmful but GAF did not receive specific medical information on the
results of such exposure. Upon the enactment of the federal
' Occupational Safety and Health Act of 1970, GAF became aware of
tests and examinations made as a result of that legislation.
INTERROGATORY NO. 29:
Describe all warranties which you made at the time of
manufacture or sale of asbestos products to be used for insulation.
Provide the following information:
(a) The specific language of warranty given (or attach
, copy>;
(b) Whether the warranty was oral or written;
I' H
(c) How the warranty was given to purchasers.
i RESPONSE TO INTERROGATORY NO. 29:
I Subject to the preliminary
i
! responds, not applicable.
objections,
this
defendant
i 29
! i
iI I
ii
INTERROGATORY NO. 30:
Identify all trade associations to which answering defendant
is, or has been, a member and provide the dates of membership for
each trade association. This request includes, but is not limited
to, information concerning membership in the Asbestos information
Association (AIA), the Asbestos Textile Institute (ATI), the
[National Safety Council (NSC), the Industrial Hygiene Foundation
(IHF), the Mellon Institute and/or the National Insulation
Manufacturers' Association (NIMA).
I RESPONSE TO INTERROGATORY NO. 30:
This defendant objects to this interrogatory on the grounds
set forth in the preliminary paragraphs of this response and on the
further grounds that it is overly broad and seeks information not
calculated to lead to the discovery of admissible evidence,
; particularly in that it seeks information not relating to asbestos- -
containing industrial thermal insulation products. Subject to the
; foregoing objections, this defendant responds that, relative to the
manufacture of asbestos-containing industrial thermal insulation
products, this defendant was a member of the following industrial
groups or organizations:
National insulationManufacturers' Association,Inc. 441 Lexington Avenue New York, New York 10017 1958-1971
Thermal Insulation Manufacturers' Seven Kirby Plaza Mount Kisco, New York 10549 After 1973 - approximately 1978
Association,
Inc.
Asbestos Information Association/North America 1745 Jefferson Davis Highway, Suite 509
30
Arlington, Virginia 22202 1971-1977 National Safety Council 444 N. Michigan Avenue Chicago, Illinois 60611 Prior to 1966 - 1981 American Society for Testing Materials 1916 Race Street Philadelphia, Pennsylvania 19103 Approximately 1946 - 1981 This defendant is aware of documents reflecting that General Aniline & Film Corporation was a new member of the Industrial Hygiene Foundation during the years 1945 to 1947, a period when General Aniline & Film Corporation was under government ownership and not even in any aspect of the asbestos business, and further reflecting that The Ruberoid Co. was a prospective new member for a limited period in 1953-1954. GAF does not have any internal documents which reflect actual, as opposed to contemplated, membership at any time. Moreover, this defendant knows of vxs evidence that it ever received IHF documents at any time.
f
REQUEST TO PRODUCE NO. 1; Produce a copy of all documents identified in response to the
preceding interrogatories. RESPONSE TO REQUEST NO. 1:
This defendant objects to this request on the grounds set forth in the preliminary paragraphs of this response, particularly on the grounds that it is vague, ambiguous, overly broad, unduly burdensome, irrelevant and not calculated to lead to the discovery of admissible evidence. REQUEST TO PRODUCE NO. 2;
Produce a copy of all documents concerning or in any way related to communications made to or from your officers, managing agents or medical directors concerning actual or potential asbestos-related health hazards. RESPONSE TO REQUEST NO. 2:
This defendant objects to this request on the grounds set1 forth in the preliminary paragraphs of this response, particularly on the grounds that it is vague, ambiguous, overly broad, unduly burdensome, irrelevant and not calculated to lead to the discovery of admissible evidence. REQUEST TO PRODUCE NO. 3:
Produce a copy of all documents concerning or in any way related to communications made to or from your officers, managing agents, medical or safety directors/ or industrial hygienists concerning the need for an/or use of respirators, dust masks, etc., when working in the presence of dust (including asbestos dust).
32
RESPONSE TO REQUEST NO. 3:
This defendant objects to this request on the grounds set
forth in the preliminary paragraphs of this response and on the
further grounds that conditions in GAF's facilities, including
provision for safety and health in same, are not at issue in this
litigation and, therefore, this request is irrelevant to the
subject matter of this litigation and is not reasonably calculated
to lead to the discovery of admissible evidence.
REQUEST TO PRODUCE NO, 4:
... Produce a copy of all documents (including but not limited to
sales invoices and receipts) reflecting the sales of asbestos-
containing products to the Railroad during the period in question.
RESPONSE TO REQUEST NO. 4:
This defendant objects to this request on the grounds set
forth in the preliminary paragraphs of this response and on the
further grounds that it is unintelligible as propounded.
REQUEST TO PRODUCE NO. 5:
Produce a copy of all documents concerning or in any way
related to the existence of, or need of, warnings to employees (or
ultimate users) concerning the potential health hazards associated
with asbestos exposure.
RESPONSE TO REQUEST NO. 5:
This defendant objects to this request on the grounds set
forth in the preliminary paragraphs of this response and on the
further grounds that conditions in GAF's facilities, including
j provision for safety and health in same, are not at issue in this I
i ! *-
I .33 i
l i
! |
I ;
i!
ij
i
litigation and, therefore, this request is irrelevant to the subject matter of this litigation and is not reasonably calculated to lead to the discovery of admissible evidence. REQUEST TO PRODUCE NO. 6;
Produce a copy of all documents concerning or in any way related to employee complaints about dust conditions during the period in question. RESPONSE TO REQUEST NO. 6:
This defendant objects to this request on the grounds set forth in the preliminary paragraphs of this response and on the further grounds that conditions in GAF's facilities, including provision for safety and health in same, are not at issue in this litigation and, therefore, this request is irrelevant to the subject matter of this litigation and is not reasonably calculated to lead to the discovery of admissible evidence.
EWEN, HILLIARD & BUSH
1090 Starks Bldg. Louisville, KY 40202 502/584-8300
Frank Pryor Hilliard FREEMAN & HAWKINS
Suite 2800 Two Peachtree Street Atlanta, Georgia 30383 (404) 522-0856
34
Edward M. Newsom Attorneys for Defendant
STATE OF NEW JERSEY COUNTY OF PASSAIC
) ) SS: )
AFFIDAVIT
I, ELEANOR CARLSON, being duly sworn according to law, depose and say that I am an Assistant Secretary of GAF Corporation, one of the Defendants herein, and that I am authorized to make this Affidavit in its behalf, and that the facts set forth in the foregoing Responses are true and correct to the best of my knowledge, information and belief.
SWORN TO AND SUBSCRIBED
before me this 3^^day
of cZs+ryts
1992.
Tj^^^^PraLIC^^W^VoR
SAID COUNTY AND STATE
SHIRLEE K.OZELL
NOTARY PUBLIC OF NEW JERSEY
Mv Comraiwion i-Rpires 10/18/93
AFFID-2
~7 ELEANOR CARLSON
COMMONWEALTH OF KENTUCKY BOYD CIRCUIT COURT
GEORGE CARR, ROBERT DAMRON, JAMES GREENE,
) ) )
CHARLES HOWARD,
)
CHARLES PHILLIPS,
)
PAUL REEVES, BILLY RIGSBY,
) )
BOBBY WATTS, ELBERT CASTLE,
) )
GLEN CHANDLER, ARVILLE DONAHUE,
) )
DALE FLOYD, DONALD FRALEY,
) )
LEWIS LANE, ARNOLD SHELTON,
) )
Plaintiffs,
> )
)
v. )
>
ANCHOR PACKING COMPANY, et al., )
)
Defendants.
)
92-CI-463-Div.1 92-CI-348-Div.1 92-CI-342-Div.1 92-GI-335-Div.1 92-CI-337-Div.1 92-CI-338-Div.1 92-CI-331-Div.1 92-CI-349-Div.1
92-CI-343-Div.1 92-CI-356-Div.l 92-CI-334-Div.1 92-CI--332-Div.1 92-CI-344-Div.1 92-CI-345-Div.1 92-CI-346-Div.1
CERTIFICATE OF SERVICE
I hereby certify that I have this date served counsel
of record with a copy of GAF CORPORATION'S RESPONSES TO
PLAINTIFFS' INTERROGATORIES AND REQUESTS FOR PRODUCTION OF
DOCUMENTS by depositing same in the United States mail in
I postage prepaid envelopes addressed to all individuals on the
| attached Service List.
j This
day of
. . 1992.
mitMoi M t\ku)/iAm
Ei dward M. Newsom
SERVICE LIST George Carr, et al. v. Anchor Packing Co., et al.
PLAINTIFFS
and
JOHN CRANE INC.
OWENS-CORNING FIBERGLAS CORP.
and
ROCKWOOL MFG. CO., INC. ' "'
i KEENECORPORATION, 'OWENS-ILLINOIS, INC. J j | i j
P. Jay Cone, II, Esq. NESS, MOTLEY, LOADHOLT,
RICHARDSON & POOLE Post Office Box 365 Barnwell, SC 29812
William C.O. Reaves, Esq.
GORDON J. DILL, P.S.C. 1527 Central Avenue Ashland, KY 41101
Donna S. Colley, Esq. VANANTWERP, MONGE, JONES
& EDWARDS 1544 Winchester Ave., 5th Floor Ashland, KY 41105-1111
Robert C. Ewald, Esq. Cornelius E. Coryell, II, Esq. Augustus S. Herbert, Esq. WYATT, TARRANT & COMBS 28th Floor, Citizens Plaza Louisville, KY 40202
Patrick A. Hewitt, Esq. RILEY & DEFALICE, P.C. Suite 1200, Liberty Center 1001 Liberty Avenue Pittsburgh, PA 15222
Stephen F. Schuster, Esq. OGDEN, NEWELL & WELCH 1200 One Riverfront Plaza Louisville, KY 40202-2973
Lively M. Wilson, Esq. Byron E. Miller, Esq. Rita E. Williams, Esq. Stephanie Geromes Cox, STITES & HARBISON 600 West Main Street Louisville, KY 40202
Esq.
I
j GARLOCKy- INC. M
| A.W.CHESTERTON CO.
ANCHOR PACKING CO.
; FIBREBOARD CORP.
FLINTKOTE COMPANY
;
| GRANT WILSON CO. I i| j:
|
CROWN CORK & SEAL CO. j i}- 'scrr-v j S RUTLAND FIRE CLAY CO. I j
John K. Gordinier, Esq. William H. Mooney, Esq. PEDLEY, ROSS, ZIEKLE & GORDINIER 1150 Starks Building Louisville, KY 40202
Thomas E. Turner, Esq. TURNER & BRANTLEY 123 East Center Stret Madisonville, KY 42431-1245
Randall L. Hardesty, Esq. MITCHELL, JOINER & HARDESTY 113 East Center Street Madisonville, KY 42431
Fredric X. Shandley, Esq. Robin E. Harvey, Esq. Thomas C. Donnelly, Esq. BENESCH, FRIEDLANDER, COPLAN
& ARANOFF 2800 Cincinnati Commer Center 600 Vine Street Cincinnati, OH 45202-2409
Thomas C. Smith, Esq. SMITH, WOLNITZEK, SCHACHTER
& ROWEKAMP 502 Greenup Street
Covington, KY 41012-0352
John David Cole, Esq. Matthew J. Baker, Esq. COLE, MOORE & McCRACKEN 921 College St. - Phoenix Place
Bowling Green, KY 42102-7240
David O. Welch, Esq. Bank of Ashland Building P. O. Box 1653 Ashland, KY 41105-1653
Michael J. Schmitt, Esq. WELLS, PORTER, SCHMITT &WALKER
327 Main Street Paintsville, KY 41240-5179
HARBISOM-WALKER IND., INC. W.R. GRACE & CO. - CONN
Fred Adkins, Esq. Mark Hughes, Esq. HUDDLESTON, BOLEN, BEATTY,
PORTER & COPEN P. O. Box 2185 Huntington, WV 25722-2185
William O. Guethlein, Esq. Galen J. White, Jr., Esq. John B. Moore, Esq. BOEHL, STOPHER, GRAVES &
DEINDOERFER 2300 One Riverfront Plaza Louisville, KY 40202