Document NeL8vZMOg1qn0LLO76pqoBR6p
Federal Register / Vol. 51, No. 22 / Monday. February 3. 1986 / Proposed Rules
4173
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 172, 175, 176, 177,179, and 161
[Docket No. 75N-0190J
Vinyl Chloride Polymers; Withdrawal of Proposal
AGENCY: Food and Drug Administration. ACTION: Withdrawal of proposal.
summary: The Food and Drug Administration (FDA) is withdrawing the notice of proposed rulemaking that would have restricted the uses of vinyl chloride polymers in contact with food. The agency is taking this action because, based upon new scientific and
legal developments. FDA has decided that the actions outlined in the proposal -no longer represent the appropriate
course of regulatory action.
FOR FURTHER INFORMATION CONTACTS
Vir Anand. Center for Food and Safety
and Applied Nutrition (HFF-335), Food and Drug Administration. 200 C St. SWn Washington, DC 20204, 202-472-5690.
SUPPLEMENTARY INFORMATION: In the Federal Register of September 3,197S (40 FR 40529), FDA proposed to prohibit some uses of vinyl chloride polymers (homo- and copolymers). Including their
use in semirigid and-rigid food-contact articles such as bottles and sheet, and to
interim list the use of these polymers in water pipe.
Since publication of the proposal,
there have been a number of significant
developments that bear on the agency's
position concerning regulation of vinyl
chloride polymers. The major
developments include: (1) Vastly
improved production technology has
made it possible for manufacturers to
succeed in reducing the level of residual
vinyl chloride monomer In vinyl chloride
polymer by a factor of nearly 1 million:
(2) the agency has developed a poBcy
concerning the regulation of food and
color additives that may contain
carcinogenic impurities: and (3) FDA
now believes that developments in
scientific technology and its experience
with risk assessment procedures make it
possible for the agency to determine
whether the use of additives that
contain carcinogenic impurities Is safe.
As a consequence of these
'
developments, many of the issues raised
by the September 1975 proposal and by
) the comments on that proposal are
moot FDA now believes that the use of
vinyl chloride polymers can be regulated
provided that such polymers meet
certain limitations on the levels of residual vinyl chloride monomer.
elsewhere in ibis issue of the Federal Register. The terra "cbloroethene" is not
In the Federal Register of March 15,
a commonly ased term for vinyl
1977 (42 FR 14302). FDfi reorganized and chloride. FDA concludes that vinyl
republished regulations formerly
chloride is adequately defined by its
codified in 21 CER Part 121. In the
chemical formula and its CAS Reg. No.
present document, FDA will refer to the
2. One comment staled that vinyl
old Part 121 section numbers and. if appropriate, to the recodified section
chloride-vinylidene chloride copolymer should be renamed vinylidene chloride-
numbers. Elsewhere in this issue of the Federal
Register. FDA is proposing: (1) To provide for the safe use of vinyl chloride polymers; (2) to codify all known prior sanctions of vinyl chloride polymers: (3) to provide lor the use of certain previously unregulated vinyl chloride polymers in manufacturing vinyl chloride bottles; and (4) to delete vinyl chloride-vinylidene chloride copolymers from the list of materials that may be used as coatings on Cresh citrus fruit (21
CFR 172.210). FELA received 190 comments on the
September 1975 proposal. One hundred
nifty-four of these comments did not include any data on the use of vinyl chloride polymers. Of these comments,
vinyl chloride copolymer to reflect the relative dominance of the monomers. It noted that vinylidene chloride is the more dominant monomer in copolymers
of vinyl chloride and vinylidene chloride.
FDA concludes that vinyl chloride-' vinylidene chloride copolymers should . continue to be so named. Vinyl chloride \ has customarily been the first monomer \
cited in industry usage and In food additive regulations when referring to copolymers, regardless of the major
component. Although there may be some advantage to naming copolymers by the predominance of monofriers, renaming
the copolymers would only lead to . ( confusion and unnecessary paperwork. ,
86 supported tire proposal; 57 expressed B. Administrative--Legal
concern about the risk associated with the use of vinyl chloride polymers; and 11 opposed the proposed ban on rigid and semirigid vinyl chloride polymers. .
The remaining 36 comments did submit. data or legal arguments for FDA'S' * consideration.
In addition, the docket contains 15 * supplements to comments; 21 letters from industry, professional societies, public interest groups, and individuals;
11 memoranda of meetings; and 11 memoranda of telephone conversations. None of the additional letters and memoranda contained data, but the 15 supplements to comments contained scientific data that FDA reviewed and evaluated.
All comments received la response to the proposal are addressed in this document.
A. Nomenclature
3. Five comments stated that FDA did not have the statutory authority to issue food additive regulations prescribing
conditions of use for a substance that may not reasonably be expected to become a component of food. The comments claimed that there was no expectation of migration of vinyl chloride monomer into food from the use of vinyl chloride polymer packaging.
Section 201(s] of the Federal Food, Drug, and Cosmetic Act (the act) defines a food additives as "any substance tlse intended use of which results or may reasonably be expected to result,
directly or indirectly, in its becoming a component or otherwise affecting the characteristics of any food (including
any substance intended for use in producing, manufacturing, packing, processing, preparing, treating, packaging, transporting, or holding food,
1. One comment stated that vinyl chloride should be referred to as "vinyl chloride monomer" or as **VCM" in the various proposed regulations to prevent any misunderstanding about what particular substance is being prohibited. The comment further stated that the .
and including any source of radiation intended for any such,use)* *"(21
U.S.C. 321(s)). Section 409(d) of the act (21 U.S.C 348(d)) authorizes FDA to establish regulations prescribing, with respect to any particular use of a food additive, the conditions under which
identification of vinyl chloride monomer such additive may be safely used.
should include its chemical formula
Vinyl chloride polymer becomes a
(CtHsCl), its alternative name
component of food (a food additive)
"chloroethene." and its Chemical
when the onreacted vinyl chloride
Abstracts Registry Number (CAS Reg.
monomer trapped in the polymer matrix
No.).
migrates from the polymer to food. The .
FDA agrees that ft should tree the CAS data; both experimental and theoretical,
Reg. No. and the term "vinyl chloride
produced by industry and by FDA
monomer" to identify the monomer, ft
laboratories about vinyl chloride
has done so hi the proposal published
polymers demonstrate that, under
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Federal Register / Vol. 51, No._22 / Monday, February 3. 1980 / Proposed Rules
nal conditions of use, migration of
was not incorporated into the agency's Additionally, since the publication of
vinyl chloride monomer will occur from final action on vinyl chloride polymers. the 1975 notice of proposed rulemaking,
all types of vinyl chloride polymer food-
FDA disagrees with this comment.
scientific developments, such as
contact articles, regardless of the levels FDA has explained why it has
improved risk assessment procedures,
of the monomer in the articles. The
concluded that the viijyl chloride -
have led FDA to reconsider how it
amount of vinyl chloride monomer that monomer will migrate in response to the regulates food and color additives when
migrates to food will, depend on the
preceding comment. In regard to a
the additive as a whole contains
initial residual monomer content, the
request for a public hearing, section
carcinogenic impurities but has not been
lime and temperature of exposure to
409(f)(1) of the act provides that, within shown to be a carcinogen in appropriate
food, the thickness of the polymer, and 30 days after publication of a final order testing. As a result of its
such other properties of the polymers as on a food additive, any person adversely reconsideration, the agency has decided
their permeability and whether they
affected by the order may hie objections that it can approve or list the use of such
have been plasticized.
to the order and may request a public
additives when an assessment shows
One example of the work done on
hearing on the matter. There are no
that the risk from the use of these
vinyl chloride monomer is that of Ethyle provisions in section 409 of the act for
additives, with their carcinogenic
Corp. In a series of reports dating from requesting a public hearing in response impurities, is so low that there is a
January 17,1975, Ethyl proposed and
to a notice of proposed rulemaking,
reasonable certainty of no harm from
utilized a diffusion model that
although this request may be made in
their use. The application of this
accurately predicted levels of vinyl
response to final regulations on this
approach to vinyl chloride polymers is
chloride monomer migration into food
subject *
- described in detail in the notice of.
simulating solvents. Cased on this model's success in predicting the .
5. Two comments stated that no final action to ban rigid and semirigid vinyl
proposed rulemaking appearing, elsewhere in this issue of the Federal
observed levels of monomer migration, chloride polymers should be taken until Register.
Ethyle's diffusion model can be relied
an examination has been made of the
7. Four comments suggested that.
upon to predict the level of such .
potential migration from currently'
proposed $ 121.2009 Vinyl chloride
migration even when the monomer is
produced vinyl chloride polymers.that . polymerresins, which listed the prior* -
not detectable by current analytical
contain low levels of residual vinyl
sanctioned uses of vinyl chloride
capabilities.
chloride monomer
- polymers, should be revised to permit
On the basis of existing theories,
FDA has reviewed the deta on the
the use of polymers listed.ln that section
diffusion models, and available
migration of vinyl chloride monomer
in articles that will contact all-types of *
experimental data. FDA concludes that from polymers that contain varying
food or Should be revised to allow the
tyl chloride monomer is capable of ' levels of residual monomer {Division of use of additional types of articles
migrating into food from vinyl chloride Chemistry and Physics memorandum
produced from vinyl chloride polymers.
polymers in more than insignificant .
dated July 27,1979). The agency
The agency finds that such a revision
' amounts. The use of models capable of concludes that migration of the '' '*' ' * \ is inappropriate. Proposed 9 121.2009 '
predicting monomer migration has been monomer into food will occur if there is /i was intended to be a listing of those
addressed in Monsanto v. Kennedy, 613 any residual monomer in the polymer.
uses of vinyl chloride polymers that are
F.2d 947 (1979), where the court stated: The new proposed regulations published the subject of prior sanctions. I.e., those
"Nor is it necessary that the level of
elsewhere in this issue of the Federal * ; uses that were.approved by FDA or the
migration be significant with reference Register reflect this determination.
U.S. Department of Agriculture (USDA)-
to the threshold of direct detectability,
6. Two comments objected to
before September ft. 1958. The list of
so long as its presence in food can be
permitting any use of vinyl chloride
such uses cannot be altered or
predicted'on the basis of a meaningful polymers in contact with food because expanded to include additional uses
projection from reliable data." .
of die presence of a carcinogen (vinyl
without proof that those additional uses
FDA has further concluded that given chloride monomer) in these polymers. ' were approved by FDA or USDA before
the fact that vinyl chloride monomer has The comments claimed that, by
that date.
been shown to be a carcinogen, the
permitting'the use of these polymers.
Therefore, the agency cannot expand
projected vinyl chloride monomer
FDA was, in effect, setting a tolerance. the prior-sanctioned uses of- vinyl - -
migration from vinyl chloride polymers ' for a carcinogen at the level of .
chloride polymers to cover/contact with
under the conditions of use currently
sensitivity of the analytical methods to - all .types of food as proposed in theses
specified in its regulaions is not so small detect vinyl chloride monomer. The -
comments.
as to present no public health or safety comment stated that all uses of vinyl .
In the-1975 proposal, FDA listed those
concerns. The agency.finds, however, . chloride polymers should be bdnned .
prior sanctions for which it could find
that safety cap be assured through the until manufacturers can produce vinyl . evidence and explicitly solicited
establishment of limits on residua]
chloride polymers that contain no vuiyl . evidence of any additional sanctions.
monomer concentrations, as proposed chloride monomer;
No evidence of other prior sanctions
elsewhere* in this issue of the Federal
FDA agrees that vinyl chloride - . was submitted to FDA. FDA, however,
Register. The agency, therefore, is
polymers with unsafe levels of vinyl
located in its own files evidence of four
exercising its authority under section
chloride monomer should not be
additional prior sdnetiona. (1. Letter to
409 of the act to promulgate regulations permitted on the market. However, FDA Firestone Plastics Co., Pottstown, PA,
that would prevent the marketing of
does not believe that banning vinyl
dated-April 20,1951, permitting the use
polymerawith unsafe levels of vinyl'
chloride polymers is necessary because of vinyl chloride resins as films for food
chloride monomer.
these polymers now can be
packaging. 2. Letter to Firestone Plastics
4, One comment contended that there manufactured with residua! vinyl
Com Pottstown. PA, dated October 5,
was no reasonable expectation of.. . - . chloride monomer levels that are at.
1956. permitting the use of rigid
migration and, also, that the polymers . least one millien times lower than the * . polyvinyl chloride (homopolymer) sheet
were not food additives. The comment residual monomer levels in polymers
for packaging poultry. 3. Letter to
requested a hearing if its point of view. ... that were marketed-in the early 1970's, Firestone Plastics Co.* Pottstown. PA.
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daled February 21.1957. permitting the use of vmyl chloride and vinyl chlorideacetate resins for "food wrapping
purposes." 4. Letter of Borden Co., Santa Barbara. CA. dated August 15.19S7. permitting the use of vinyl chloride
^polymers as tubing for food-contact use.) The agency has included these sanctions in its proposal published elsewhere in this issue of the Federal Register. The
agency believes that all valid prior sanctions of vinyl chloride polymers are set forth in the new proposal.
8. Two comments staled that the wording of proposed $ 121.2009(a}(3}
should be revised to provide a proper
description of the materials used for coa ting conveyor belts. The comments asserted that these materials are blends of vinyl chloride homopolymer and
butadiene or butadiene/acrylonitrile copolymer rather than "vinyl chloride/ butadiene'* or "vinyl chloride/ butadiene/acrylonitrile" copolymer, as described in the proposaL
The original Ielters received by FDA on the conveyor belt coatings referred to the coatings as "resins,** a term broadly
applied to any thermoplastic material. Although the letters that FDA wrote In response refer to the conveyor belt f coatings as copolymers, the coatings were never identified as copolymers by the manufacturers. Hie agency, in reviewing these records, finds that the records contain no data that would limit
the prior.sanctions to copolymers rather than blends.
Accordingly, in the proposal published elsewhere in this issue of the Federal Register, FDA has revised
S 181.37 (proposed as 121.2009(a)(3)) to use the term "resin." rather than "copolymer,'* to refer to both the resin
blend and the copolymer. 9. One comment stated that all food
packaged In vinyl chloride polymers or
prepared with equipment in which the food will come into contact with vinyl chloride polymers should be so labeled.
FDA has considered this comment and has conclude.d that the requested labeling is not necessary to ensure the safety of foods that contact vinyl chloride polymers. In a nolice of proposed rulemaking published elsewhere in this issue of the Federal Register, FDA sets forth proposed regulations that contain limitations on the amount of residual vinyl chloride
monomer that may be present m various types qf vinyl, chloride food contact surfaces. FDA also sets forth in that proposal the basis on which it has tentatively concluded that vinyl chloride polymers that meet the proposed limitations are safe for food-contact uee. Therefore, there is no need to label
foods that have contacted vinyl chloride
polymers.
10. One comment stated that tbe ase
of vinyl chloride polymers as coatings
on fresh citrus fruits, which is permitted
under 21 CFR 12T.1179 (now 21 CFR
172.210). has been discontinued.
After publication of the 1975 proposal,
the major producer of vinyl chloride-
vinylidene chloride copolymers
informed FDA that it was unaware of
any market For the costings on fresh
citrus fruit {Telecommunication. M.
Flood to J. Cobler, September 30 and
October 3.1983, Dow Chemical Co.). On
the basis of this information, the agency
is proposing elsewhere in this issue of
the Federal Register to revoke the
regulation for the use of vinyl chloride
polymers as costings on fresh citrus
fruit.
.
-
11. Four comments were received
objecting to th*e inclusion of rigid and
semirigid polymers in } 121.106
Substances prohibitedfrom use in
human food (now 21 CFR Part 189).
FDA has now completed its
evaluation oTall safety data pertinent to
the use of rigid and semirigid vinyl .
chloride polymers and has tentatively
concluded that safe conditions of use
can be prescribed for these polymers.
Therefore, rather than banning the use
of these polymers, elsewhere in this
issue of the Federal Register, FDA is
proposing to approve certain uses of
these substances.
G. Chemistry .
12. Seven comments stated that one or more of the proposed regulations should
be revised to permit all uses of vinyl
chloride polymers for which there is no reasonable expectation of migration of vinyl chloride monomer to food.
Five of these comments contained data for calculations to support the contention that when a food-contact
article does not contain detectable levels of vinyl chloride monomer, the potential amount of migration of this monomer is so insignificant as to make it unreasonable to expect that vinyl chloride polymer will become a
component of food. One comment further stated that a regulation ' permitting the use of all vinyl chloride polymers when there was no detectable residual vinyl chloride monomer in the food-contact articles or not detectable
migration of vinyl chloride monomer to
food would adequately protect the public health.
A number.of these comments
discussed specific processes used to remove "all** residual vinyl chloride monomer from vinyl chloride polymers. According to the. comments, these processes produced polymers in which
there were either very low levels (i.e., 2 to 50 parts per billion (ppb)) or no detectable amount of residual vinyl
chloride monomer because the steps taken during these fabrication processes were adequate to remove aH of the
residual vinyl chloride monomer. On the basis of all available evidence.
FDA has concluded that under normal
use conditions, migration of vinyl chloride monomer will occur from all types of vinyl chloride polymer articles (see response to comment 3). The amount of vinyl chloride monomer that will migrate is determined by the nature
of the articles (e.g.. film, bottle, or coating); (he residual vmyl chloride monomer content; and the conditions of use (time'and temperature of exposure to food).
The agency is aware that over the past 10 years, the manufacturers of vinyl chloride polymer products have succeeded in reducing the levels of residual vinyl chloride monomer by a factor of nearly a million. However, the data that FDA has received from industry clearly establish that vinyl chloride polymers still contain
measurable levels of vinyl chloride monomer, and that available diffusion theory relates the level of monomer ht the polymer to the level of monomer in the food, even though the level may be below current analytical detection limits. Therefore, FDA concludes that regulation should be based on safe upper limits of migration rather than the
level of detectability. 13. One comment stated that as the
level of residual vinyl chloride monomer
in a vinyl chloride polymer is reduced, there is a corresponding reduction in the migration of the monomer. The comment
theorized that there are sites in a polymer to which some monomer can attach. These sites are called "active
binding sites.*' The commeiTt asserted that these active binding sites prevent migration of the monomer when there is
less than 0.1 part per million of residual monomer. The comment argued that as a result, FDA had no authority to regulate the polymer when it contained such low levels of the monomer.
FDA finds th8t the available experimental data on the process of migration of vinyl chloride monomer from vinyl chloride polymers do not support this theory (Division of
Chemistry and Physics memorandum dated July 27,1979).
FDA's evaluation of the data on vinyl chloride migration that were submitted as comments to the 1975 proposal by Ethyl Corp. revealed that under normal use condition, migration of vinyl, chloride monomer will occur from all
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