Document NMnyzroXm50bdq5X6b5EV8LR
SUMMARY OT REVISED REGULATORY IMPACT STATEMENT
a) Substantive changes. Substantive changes wara made
as follows:
1. Saction 56-1.3 was aaended to provide that rule
won't apply to aanufacture of asbestos or asbestos aatarials or
aanufacturing processes involving asbestos or asbestos materials,
clarifying the rale's scope and application. 2. Section 56-1.4(p) (renuabered* 56-1.4 (o)) defining
"asbestos project" was clarified relative to projects not believed to
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involve asbestor wh.en undertaken. Upon initial disturbance of friable
asbestos, projects becoae asbestos projects and further work on portion
which resulted in the disturbance aust be conducted in accordance with
rule. Only individuals working on portion of the project on which
asbestos was disturbed are subject to regulatory requireaents.
3. In Section 56-1.4(q)(renuabered 56-1.4(p)) the
definition of "asbestos supervisor" was aaended, deleting supervisor's
training in addition to basic training requireaents. Such rulemaking
falls within jurisdiction of Department of Health. 4. Section 56-1.4(pp) was added defining 'in-plant
operations" and clarifying operations not subject to licensing and certification requireaents at this tiae. Ruleaaking in this area has been reserved (See Section 56-2.3). Sections 56-2.1(a) and 56-2.2(a) were aaended accordingly.
5. Section S6-1.4(eee) (renumbered 56-1.4(ccc)) was amended removing references to respiratory protection* This change is
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consistent with purpose and intent of rule and Article 30 of the Labor Law. References requiring respiratory protection were amended (Section 56-1.4(jjj), (renumbered 56-1.4(hhh); Section 56-1.4(d); Section 5616.1(d)(1)) to clarify that such requirements do apply to authorized visitors as defined in Section 56-1.4(t) (renumbered 56-1.4(r)).
6. Section 56-1.4(kkk) (renuabered S6-1.4(iii), defining "satisfactory clearance air aonitoring results", was amended to meanalrborne concentrations of less than 0.01 fibers per cubic centimeter or background levels, whichever are greater. The amendment relieves contractors of the burden of achieving post-abatement results
relieve contractors of unnecessary disposal requirements 11. Section 56-7.1() defining the term "surfactants*
was amended deleting requirements that surfactants be non-toxic and not
an eye, respiratory system or skin irritant, a requirement perceived as
unreasonable.
The section provides that surfactants not be
carcinogenic or generally toxic in normal use. 12. Section 56-8.1 (e)(3)( iii) was amended deleting the
reference to smoke testing as the only acceptable method of
demonstrating positive
% pressure.
Deletion gives contractors
flexibility in meeting rule requirements. K similar change was made to
Section 56-8.1 (s) (2) (renumbered Section 56-8.1(p)(2)). 13. Sections 56-8.l(p) through (r) relating to waste
'removal routes, elevator use for waste and floor openings imposed
unnecessary requirements on contractors already responsible for safely
containerizing and disposing of asbestos and asbestos materials and
were deleted.
14. Section 56-8.1 (t) (renumbered 56-8.1(q)) was amended
requiring that toilet facilites be provided in the clean area of the
exceeding airborne levels existing pcioe to the project. Sections 5617.7 end 56-17.8 were siailarly.amended.
7. Section 56-2.2 (c) was eaended deleting suppleaental training for applicants ' who attend training prograas which substantially coaply with requirements for approved prograas. Such rulemaking falls within the authority of the Department of Health.
8. Section 56-2(e)(6) was deleted froa the rule asit appeared to exceed statutory authority.
9. Section 56-3.1 was eaended deleting the prohibition against production of airborne concentrations of asbestos fibers in excess of 0.01 f Users per cubic centlaeter through use of asbestos aaterials and substituting references to "installation and application". The subpart was reserved to enable the Oepartaent to investigate the applicability of Part 56 to such activities.
10. Section 56-S.l(d) relating to recontainerizing of asbestos aaterial and equipment, was aaended deleting requirement that iteas be placed in hardwall containers. Placeaent in airtight plastic bags or sheeting will provide protection froa release of asbestos anc
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personal decontamination enclosure or in locations readily accessible to the enclosure# allowing flexibility to the contractor in complying with the rule.
15. Section 56-9.1(e) was amended deleting the requirement that plastic sheeting be thirty mil thick and substituting two layers of six mil reinforced plastic sheeting# which is more generally available-. A similar change was made to Section 56-16^1(b) regarding glovebags which now provides that glovebags be at least six mil transparent plastic.
16. Section 56-12.1(c). relating to handling of asbestos material on detachment from the substrate was amended deleting prohibition against dropping material from a distance greater than six feet# recognizing that the height - of a room is generally ten feet. Section 56-12.1 (d) requires that asbestos dropped from a distance grea ter than ten feet be sent through dust f r ee # tight# enclosed # inclined chutes. The maximum allowable chute inclination has been deleted.
17 Section 56-15.1(d) was amended to permit the use of
HEPA vacuums, and rubber or plastic dust pans, squeegees or shovels for asbestos cleanup, recognizing different, though equally effective,
equipment for such purpose. 18. Sections 56-15.2 (d) and (e) were amended to allow
twelve not ` twenty-four hours between cleanings of work surfaces
recognizing the need to expedite cleaning and evacuation of sites
while allowing time for fibers to settle. 19. Section 56-15.4 was made applicable to tents and
glovebags on minor asbestos projects. The same safety measures must be
taken should either lose its integrity. 20. Section 56-15.4(b) was added requiring that if tent
or glovebag loses integrity, approved negative air pressure equipment
ventilation be installed and utilized, clarifying a requirement in the
rule.
21. Section 56-16.1(b) (4) , requiring that a minimum of
two persons perform glovebag procedures was deleted as it is difficult
for two persons to perform such procedures.
.22 Section 56-16.. 1 (b) ( 9)(renumber ed 56-16.1 (b) ( 8) ) was
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amended to require use of* a BEPA vacuum, not a wet-purpose shop vacuum, to collapse a glovebag.
23. Section 56-16.1(b)(12) was deleted as unnecessary and excessive given other requirements set forth in section.
24. Section 56-17.2(a) was amended prohibiting sampling
un til at least twelve, not twenty-four, hours after wet cleaning has been completed balancing the desirability of accurate, meaningful samples with the need to allow the project to progress in a timely
fashion.
25. Section 56-17.6(a) was amended allowing seventy-two
hour turn-around time for processing air samples, tripling the original
hour period.
Comments indicated that laboratory facilities are
currently Insufficient to allow for twenty-four hour turn-around. b) Statutory authority. The proposed rule is
promulgated pursuant to Article 30 of the Labor Law which mandates
their promulgation.
c) Needs and benefits. Exposure to asbestos fibers
poses a serious danger to the public health and safety and is not
confined to the workplace. The presence of potentially deadly asbestos fibers is an environmental problem, not an occupational safety concern alone.
Many public and private sector asbestos contractors have
little or no experience handling asbestos, nor do they have a demonstrated safety record with the substance. The rule minimizes risks associated with asbestos by requiring contractor licensing, worker certification and the conduct of asbestos projects in a manner
which will minimize the threat of public exposure. d) . Costs. (i) Additional costs may be incurred for
implementation of and compliance with the rule by state agencies and local governments using staff for asbestos work. Where this occurs, such entities must secure licenses, certifications and necessary
equipment, supplies and professional services.
Similar costs would
apply to school districts, educational institutions and building owners
using regular staff for such work.
The rule will have the greatest Impact upon asbestos
contractors who must secure licenses and may choose to pay for training
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and certification of their workers and supervisors. Contractors must acquire necessary equipment and expendables to engage in asbestos projects in accordance with code requirements and pay for professional
and laboratory testing services.
Workers whose employers do not pay certification and
training fees on their behalf must pay such fees. The agency has made changes to the rule which reduce
costs for entities engaging -in asbestos projects including deletion of
additional supervisor's training, postponement of licensing and
certification requirements for in-plant operations, deletion of
refresher training courses, acknowledgment of background levels in air
clearance standards and enlargement of turn-around time for air
samples.
The agency amended the rule to exempt manufacturers of
asbestos and asbestos materials and individuals using asbestos in a
manufacturing process from the rule.
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The Department of Labor will incur costs of
approximately $1 million per year for the implementation and
administration of the rule.
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) Paperwork. There will be paperwork associated with
application and renewal of asbestos handling licenses and certificates.
Contractor must give notice of asbestos projects which includes the
name/ address and asbestos handling license number of the contractor,
the amount of friable asbestos material present, scheduled starting and
completion dates for removal and the procedures and equipment,
including ventilating systems, that will be employed.
Each contractor must maintain for at least forty years a
%* record of each asbestos project in which it engages, which shall
contain the name and address of the person who supervised the project,
the location and description of the project, the amount of asbestos or
asbestos material that was involved and the name, address and social
security number of all persons working on the project.-
f) Duplication. The rule will require notification of
asbestos projects as described above. Such notification must also be
provided under federal law and regulations.
A number of standards in the rule are found in OSHA
regulations protecting worker health and safety.
In contrast. Labor
Law Article 30 and the rule are broader in scope and Intended to
protect public health. The agency made substantive changes to the rule
to ensure that requirements related solely to the protection of
individual worker safety and health have been deleted. Where the rule
mandates duplicative work practices, such practices protect the public
and conform to- the purpose and intent o'f Labor Law Article 30.
g) Alternative approaches. Article 30 of the Labor Law
mandates promulgating of regulations necessary and proper to effectuate
% the purposes and provisions of the Article.
The agency made
substantive changes recognizing possible alternative approaches for
certain asbestos-related work. The agency reserved sections applying
to licensing and certification of in in-plant asbestos operations and
installation and application of asbestos and asbestos material to allow
the agency to examine the need for regulation and the possibility of
adopting alternative approaches.
SUMMARY OF ASSESSMENT OF ISSUES RAISED BY PUBLIC COMMENT
Th following is a summary of tha major areas in which
comments were received and the Department's response:
Representatives of manufacturers commented that
application of the regulation to manufacturing operations would
increase production costs and make New York products non-competitive
with those' of other stat.es. The agency did not intend to cover
manufacturing processes involving asbestos or asbestos materials and
the rule made no reference to such processes in defining covered
projects.
For the sake of clarity, the final rule exempts such
operations.
Other comments stated that the proposed rule should
apply only to public sector work not covered by an OSHA standard. The
comments stated that this position would be consistent with the intent
of the legislature in enacting this statute.
The agency considered these arguments but decided
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against the recoamendat ion. There is nothing in the statutory language
which can be read to limit the application of the law to public sector
asbestos projects.
The definitions , of asbestos project and of
contractor clearly apply to both public and private sector jobs. The
statutory language indicates that the law was intended as a measure
designed to protect the public health. This end is achieved, in part,
through requiring the performance of aabestoa projects only by licensed contractors and certified workers who hawe been properly trained in
ethods for safe handling of asbestos. Public exposure to asbestos is
also liaited through -coapliance with certain work rules and standards
on the work site, a goal aentioned in the stateaent of legislative
intent set forth in the law.
The regulations, as proposed, are
intended to iapleaent that law. Other coaaents stated that Article 30 was not intended
to cover operations involving aaterials containing non-friable asbestos
and recommend that the proposed regulations be modified so as to apply
only to friable asbestos or asbestos material. The agency has no
statutory authority to treat non-friable asbestos materials differently
froa other asbestos material. However, It has reserved those portions of the regulations which cover installation and application of asbestos material to further consider this issue and determine an appropriate course of action.
Comments have also been received suggesting that the rule should not be made applicable to industries where the public is not likely to be exposed to asbestos. The agency has amended the rule to reserve those portions relating to licensing and certification requirements for such in-plant operations so that it may further study the need for modified regulation in this area.
However, the risk of public exposure to-asbestos is not limited to circumstances in which the public may inadvertently wander in or near an asbestos worksite. The public may also be exposed to asbestos through fibers carried on the person or clothing of a worker employed at a closed facility or through disposal of debris containing asbestos originating at a closed site many miles from its place of disposal. The exemption of such industries from the work practices
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portion of the rule would, the agency believes, undermine the
effectiveness of state law.
with regard to the feasibility of
compliance with certain safety standards in unorthodox work
environments, asbestos contractors aay apply for variances from the
Commissioner pursuant to Section 30 of the Labor Law*,. Such variances,
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if granted, could allow for Modification of the requireaent in a manner
which affords the saae degree of public protection and is consistent
with acceptable industry work practices. The agency has also received concents seeking
clarification of the applicability of the rule to ainor asbestos
projects, which include routine maintenance activities including
pluabing repairs, installation of electrical or telephone lines, the
repair of water daaaged areas and the cleaning or repair of heating,
ventilation and air conditioning systeas. The ageney has no statutory
authority to exempt ainor projects froa the provisions of the rule but
the safety standards do aceoaodate differences between large, saall and
minor projects.
The definition of asbestos handler generated a number of
comments that indicated the proposed wording was too broad. The agency has reviewed the definition and determined that it is consistent with other related definitions set forth in the Law and rule.
The agency received comments- relating to training and
education requirements for asbestos handling certificate.
Theme
included questions regarding the criteria to be applied in evaluating
training programs, the substitution of prior training to meet training
requirements, the availability of non**ritten tests for certificate
applicants, the desirability of periodic refresher courses and the need
for additional training for Job supervisors. Such issues should be
addressed by the Department of leelth pursuant to its statutory
authority. In light of such authority, the requirement for additional training required by the definition of asbestos supervisor, has been
deleted.
The definition of satisfactory clearance air monitoring
results requiring airborne concentrations of asbestos fibers less than
0.01 fibers per cubic centimeter resulted in numerous comments from
industry.
In addition to some objections to the numerical figure.
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those responding pointed out that in many instances the background
levels would be greater and that these levels were caused by
circumstances beyond the contractor's control.
The agency has
recognized the legitimacy of these comments by taking into account
background levels in determining satisfactory air clearance standards.
A number of comments were received regarding the
requirement for negative air pressure equipment on all asbestos
abatement projects. It was not the intention to require this equipment
on minor projects, except'in -special circumstances as required later in
the rule. Therefore, the standard has been changed to clarify the
original intent.
Several comments indicated that compliance with the
requirement that surfactants be nontoxic and not an eye, respiratory
system, or skin irritant was virtually impossible. It was pointed out
that many people have allergies to various substances, and to find a
surfactant that would meet all requirements of the standard would not
be possible. The agency has dropped all requirements except that the
surfactant shall be noncarcinogenic and not generally toxic in normal
use.
A number of comments were received relative to the
plasticizing/sealing of various surfaces. The agency has reworded the
requirements for purposes of clarity.
Another area that drew numerous comments involved waste
removal routes* elevator use for waste and floor openings.
The
comments indicated that these requirements were excessive in light of
other safety requirements found elsewhere in the rule. Upon review by
the agency* it was determined that the comments were correct and the
standards in questions were' deleted. Several pe'rsons commented that
the requirement for thirty mil plastic sheeting on the floor of the
personal decontamination enclosure system was excessive. The agency
determined that the requirement was excessive and changed the standard
to require two layers of six mil reinforced plastic sheeting.
Several comments pointed out that the six foot maximum
drop of asbestos materials and the maximum sixty degree angle for
inclined chutes over six feet were impractical. Xt was noted that the
story heights in most buildings approach ten feet and in many
instances, pipes, beams and other obstructions required chutes to be installed at an angle greater than sixty degrees. The agency has revised the maximum drop of asbestos materials to ten feet and eliminated the maximum degree of incline for chutes.
Under the general requirement section for cleanup procedures, the agency has, in response to several comments, clarified its position that these procedures are required for large and small abatement projects.
Several commepts also indicated that- twenty-four hour settling periods between cleaning sequences was. excessive. Most- felt that such a long period of -time would result in excessive delays in reoccupancy of the area under abatement with no appreciable health or safety benefits. The agency agreed with these comments and lowered the time intervals to twelve hour periods with similarly reduced requirements for cleanup after failure of a glovebag or tent.
Numerous comments were received regarding air sampling and analysis on asbestos projects. Most indicated that one particular method should be mandated. The agency, upon reviewing the comments and
the technology involved/ rejected this approach since in sone
instances, the necessary equipment is in very short supply.
Many comments were made relative to the requirement that
the person(s) used to perform air sampling and analysis shall not be
involved with the asbestos abatement project. Many large corporations
have laboratories which are capable .of sampling and analyzing air
samples in the time periods required by the rule. The agency has
considered this but has rejected this proposal on the grounds that
testing and analysis of air samples by in-house laboratories would make
the results suspect in the eyes of the public,
undermine its
confidence in the program and adversely impact on the agency's
enforcement efforts.
' Many comments were received on the requirement that work
stop if air samples collected outside the work area indicate airborne
asbestos fiber concentrations at or above 0.01 fibers per cubic
centimeter. It was pointed out that in many instances the background
levels in these areas might be higher than the 0.01 level due to
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circumstances beyond the contractor's control. The agency agrees with this contention and has changed the standard to allow either the 0.01 level or the background level, whichever is greater.
Numerous comments were also received relative to the clearance air monitoring results criteria of 0.01 fibers per cubic centimeter and the associated background level. Again, the agency has recognized this problem by allowing the greater value.
The agency received comments with regard to the election of the local enforcement option under Section 910 of the Labdr Lav..
The comments requested that a mechanism be established, to enable
workers and the public to participate in the enforcement of the rule
through the filing of complaints.
The agency has decided against
promulgating formal rules in this regard as such rules may limit the agency's flexibility in responding to complaints.
A number of comments recommended that the proposed
regulations provide a detailed analysis of enforcement procedures and
penalties available against contractors and workers for violations of
the law. The agency has decided against the suggested course. Sect ions
908 and 909 of the Labor Law already specify the full range of penalties available to the agency and publication of specific penalties
for specific violations would deprive the agency of the discretion
afforded it under the statute. * There have been other einor changes in the standard
which are the result of coussts received and further evaluation of
rule content by the agency.