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34552 Federal Register / Vo!. 51, No. 188 / Monday. September 29. 1986 / Rules and Regulations
DEPARTMENT OF LABOR
Occupational Safety and Health Administration
29 CFR Parts 1910 and 1915
[Docket No. S-020]
Recordkeeping Requirements for Tests, Inspections, and Maintenance Checks
AGENCY: Occupational Safety and Health Administration (OSHA).
ACTION: Final rule.* I.
summary: The Occupational Safety and Health Administration (OSHA) hereby revises certain recordkeeping requirements to minimize the paperwork burdens imposed on employers. This final rule eliminates certain requirements under which an employer must prepare and maintain detailed records. The revised provisions require, instead, that the employer simply prepare a certification record, at the time the required work is done, which includes the date the test, inspection, or maintenance check was performed: the signature of the person who performed the work: and the identity of the equipment or machinery that was inspected or tested. In addition, OSHA ia revoking two recordkeeping requirements. OSHA has determined that the implementation of this final rule will minimize the paperwork burden on employers, as required by the Paperwork Reduction Act of 1980, without reducing the protection of employee safety or health.
DATE: These revisions will become effective October 29,1986.
FOR FURTHER INFORMATION CONTACT: Mr. James F. Foster. U.S. Department of Labor, Occupational Safety and Health Administration. Room N3637, 200 Constitution Ave., NW., Washington, DC 20210, (202) 523-8148.
SUPPLEMENTARY INFORMATION:
I. Background
The Paperwork Reduction Act of 1980 (44 U.S.C. 3501 et seq.) was enacted to minimize the Federal paperwork burden and maximize the efficiency and usefulness of Federal information gathering activities. That Act set goals for the phased reduction of Federal information gathering burdens. The Paperwork Reduction Act also required the Office of Management and Budget (OMB) to promulgate regulations which would guide Federal agencies in their compliance efforts. OMB has published implementing regulations at 5 CFR Part
1320 and has issued supplement
directives. In addition, section 8(d) of the
Occupational Safety and Health Act (the
OSH Act) states, ``any information obtained by the Secretary ... under this Act shall be obtained with a minimum
burden upon employers . . . ." In an effort to meet these statutory
goals. OSHA reviewed its safety standards to identify all recordkeeping
requirements, OSHA then analyzed each of the 38 requirements identified to determine which recordkeeping burdens
could be reduced. Each requirement was reviewed to
determine:
--What kind of information was required;
--How this information would be used;
--Whether this information was collected by other authorities (e.g. pursuant to state and local law or regulation);
--Whether this record would provide information that a compliance officer
would not otherwise ascertain at the time of inspection; and. --Which requirements contributed directly to employee safety and health.
On the basis of this careful review and analysis. OSHA identified 22 provisions in 29 CFR Parts 1910.1915.
and 1926 that, it believed, did not directly contribute to worker safety and health and, therefore, unnecessarily
burdened employers with requirements that they prepare and maintain records of their tests, inspections, and maintenance checks.
In particular, OSHA determined that the recordkeeping requirements in question were adopted because the
Agency wanted the employer to provide evidence that the required tests and inspections had been performed. Having made that determination, OSHA compared the purposes for the recordkeeping requirements with their
language and found that they required more information than OSHA needed. Therefore. OSHA determined that the proposed revisions were appropriate.
OSHA also identified a duplicative recordkeeping provision and another which dealt with concerns outside OSHA's jurisdiction as appropriate for deletion.
In addition to its concern for reduction
of paperwork burdens, OSHA has been
concerned that many of the
requirements proposed for revision were so vaguely written and ambiguous that
employers may be keeping records
which are much more detailed than either required by OSHA or needed for their own purposes. This vagueness and
ambiguity make it difficult for employers to determine what information OSHA wants recorded or included in an inspection report. For example, the
current provisions of 1910.179(j](2)(iii). 1910.179(j)(2)(iv) and 1910.180(d)(6) require the
preparation of signed reports, while | 1910.218(a)[2)(i), 1910.252(c)(6) and 1915.172(d) require employers to
maintain records. Employers might, therefore, conclude that a report would contain details while a record would involve less information, perhaps simply noting the date the required work was done. The final rule corrects this ambiguity and makes it very clear what information is required.
On January 3.1986. OSHA published a Notice of Proposed Rulemaking (NPRM) in the Federal Register (51 FR 312) to revise the 22 provisions in question and revoke the other 2 provisions. OSHA proposed to eliminate certain
requirements for written, detailed records and reports and replace them
with provisions under which employers would certify in writing, upon request of OSHA, that they had complied with the pertinent test or inspection provisions.
Under this approach, OSHA anticipated that an employer operating a workplace visited by an OSHA compliance officer would be able to certify, in a signed and
dated statement, that the required work had been done. The Agency believed, based on its experience with the
standards in question, that the proposed certification statement would provide "evidence of compliance which is equivalent to preparing and maintaining
records to be presented to OSHA upon request." (51 FR at 313).
The NPRM established a 60-day period, which ended March 4.1986. for submission of written comments and hearing requests- The 32 comments received focused on several issues, particularly whether there was a need to retain the recordkeeping requirements,
the likelihood that the proposed revisions would reduce employers' recordkeeping burdens and whether certification upon request would provide adequate assurance that an employer had complied with the testing or inspection requirements. In addition. OSHA received four hearing requests.
During this period. OSHA determined that it had not formally consulted with
the Advisory Committee on
Constructioh Safety and Health regarding the three recordkeeping requirements proposed for revision
which are contained in the Construction Safety and Health Standards located in 29 CFR Part 1926. The three
recordkeeping requirements in question
yyv 000015631
Federal Register / Vol, 51. No. 188 / Monday. September 29. 1986 / Rules and Regulations 34553
are found in I926.550(b](2}--Cranes
and derricks; I926.552[c)(15)--Materia! hoists, personnel hoists and elevators: and 1926.903(e)--Underground transportation of explosives.
OSHA, therefore, withdrew those three recordkeeping provisions fr0m consideration for revision in the Notice of Informal Public Hearing which it published on March 14, 1906 (51 FR 8844], Any revision of those three construction provisions will take place as part of a separate rulemaking.
In the hearing notice. OSHA also responded to NPRM comments which stated that the proposed "certification upon request" would raise unacceptable risks of employer error or dishonesty. Several of the commenters suggested that "contemporaneous certification" would provide the necessary assurance of compliance, The Agency provided notice, through "Issue 5" of the hearing notice, that it was considering the adoption of a contemporaneous certification requirement in place of certification upon request. Under the alternative approach, the employer ensured that the employee who actually performed the pertinent test or inspection certified, at that time, that the required work has been done. The contemporaneous certification would contain the following three pieces of information; The date the inspection or test was done, the signature of the person who performed the work, and the identity of the equipment that was tested or inspected. OSHA requested that interested parties comment on the "three data point" certification approach in their notices of intention to appear and in their hearing testimony.
The public hearing was held on April 15,1986. in Washington. DC. with Administrative Law Judge Ellin O'Shea presiding. At the close of the hearing, Judge O'Shea set a period, which ended May 30, 1986, for the submission of additional comments and information. Four post-hearing submissions were received. On August 15.1986. Judge O'Shea certified the hearing transcript and related submissions, closing the record for this proceeding. A wide range of Labor unions, businesses, trade associations, state governments, and other interested parties contributed to the development of this record. OSHA appreciates the et'forts interested parties
have made to help develop a rulemaking record which provides a sound basis for agency decisionmaking, The issues raised in written comments and hearing
testimony will be discussed below.
II. Discussion of Issues Raised in the Comments, Testimony and Posthearing Submissions
A. General Comments
There were 32 comments in response to the Notice of Proposed Rulemaking and four post-hearing submissions. As mentioned above, OSHA requested that
commenters on the NPRM and participants in the public hearing submit information to support their comments
and suggestions. The supporters and opponents of the proposed revisions, however, have generally expressed their positions by invoking general principles rather than by providing evidence that a particular provision did or did not contribute to the protection of employee safety and health. Therefore, insofar as additional information has not been forthcoming, OSHA bases its decision making on its careful review of the pertinent provisions.
Eight commenters supported the
proposed rule as written [Exs. 4-1, 4-3. 4-8, 4-17, 4-19, 4-23. 4-25 and 4-31 j. Two of these commenters. The American Paper Institute [Ex. 4--3] and Owens-Illinois (Ex. 4-19], specifically stated that no loss in worker safety
would occur as result of the contemplated reduction of recordkeeping burdens. As the American Paper Institute put it, "The Completion of burdensome paperwork that fails to enhance safety of employees in any way is simply unnecessasry. . .
Three of these commenters [Exs. 4-1, 4-17, and 4-31J also stated that OSHA should further reduce recordkeeping burdens by revising additional provisions. The Associated General Contractors of America and the Small Business Administration (Exs. 4-17 and 4-31] provided lists of additional provisions that they felt should be considered for revision. While these additional provisions, most of which dealt with construction standards, have not been included in the Final Rule. OSHA will continue its efforts to identify provisions where the recordkeeping burdens could be reduced without reducing worker protection.
Commenters who opposed the proposal, such as the United Brotherhood of Carpenters and Joiners of America [Exs. 4-4, 4-7, and 14 and Tr.
55--56] and the International Union of Operating Engineers [Exs. 4-12 and 16 and Tr. 69-70 and 73-77], have stated
that the retention of currently required
records, is essential, or at least beneficial, to employee protection. The opponents stated that access to records
enables workers to verify compliance with the substantive requirements of the
standards. They, however, did not document a single instance where a
hazardous situation was detected and cited or abated because an employee examined records.
The International Union of Operating Engineers, for example, testified [Tr. 121-124J that having the record of a
previous inspection would be beneficial to a crane operator who was inspecting equipment. However, the union witness
added that, even without the record, a good inspection would be done.
As OSHA has already noted, the recordkeeping requirements in the current or revised form are intended to provide assurance that employers have complied with the pertinent requirements For tests and inspections. OSHA has determined, based on its 15 years of experience enforcing these
requirements, that requiring the employer to maintain the inspection
record of a piece of equipment does not
add to or detract from compliance with the requirements for tests and inspections. Indeed, the Operating
Engineers presented testimony at the hearing [Tr. 92-93] which indicated that a crane operator provided with inspection record information would
inspect the crane anyway and not rely on the inspection record when deciding whether or not the equipment was in safe condition. Also, the Operating Engineers provided examples of "bogus" recordkeeping to explain why a written record of a test or inspection would not provide assurance that the equipment in question was safe.
The Operating Engineers testified that in at least two cases violations of recordkeeping requirements led to
serious violations [Tr. 73-74 and 93J. but neither their testimony nor their post hearing submission [Ex, 16}
substantiated the existence of a causal link. In any event. OSHA is aware that
employers occasionally violate the provisions of the the pertinent standards which require tests or inspections, whether or not they have complied with
the recordkeeping provisions. The Operating Engineers, indeed, have mistakenly characterize all violations of
the pertinent standards as recordkeeping violations [Ex. 16].
OSHA has issued very few citations where the employer has only violated the recordkeeping requirements. Most of the citations which have been issued for violations of standards that contain
recordkeeping provisions were issued
because the employer had violated the requirements to preform tests or inspections and remove unsafe
equipment from service, Indeed. OSHA does not generally cite a recodkeeping
VVV 000015632
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34554 Federal Register / Voi- 51, No. 188 / Monday, September 29, 1986 / Rules and Regulations
violation if it is not already citing a violation of the requirements for tests or inspections. Based on this experience. OSHA has determined that its
enforcement efforts will not be affected by the shift to certification.
In addition, the United Steelworkers
of America testified that the required records are needed to establish preventive maintenance programs [Tr.
80-81]. OSHA agrees that the information generated through the work required by the pertinent standards may facilitate the operation of preventive maintenance programs, but the Agency
notes, again, that it has determined that OSHA was interested solely in
obtaining evidence of compliance with the work requirements when it adopted the recordkeeping provisions in
question. The Agency further notes that there are only three provisions affected by this proposal which mention maintenance work, 1910.Z17 (e)(l)(i), (e)(l)(ii) and i 1910.252(c)(6). Section
1910.217 (e)(l)fi) and (e)(l)(iO require simply that the employer maintain "records of inspections and
maintenance work performed.** Section 191D.252(c|(0} requires that employers maintain records of periodic inspections performed by maintenance personnel. The language in those provisions is consistent with OSHA's determination that employers are only required to provide evidence that they have complied with the pertinent inspections,
testing and maintenance requirements. OSHA has also determined that, aside from the provisions discussed above, any requirements for the operation of preventive maintenance programs are
covered by separate regulatory provisions which are not affected by
this rulemaking. Furthermore, OSHA notes that the
ANSI Bll.l Subcommittee on Safety Requirements for the Construction, Care
and Use of Mechanical Power Presses, which produces the national consensus standard for power presses, has endorsed [Ex. 4-11] OSHA's proposed shift to certification of compliance with the U.S.Cj'equirements of $ 1910.217
te)[l)(i)and (e)(lj[ifl.*nie Bll.l Subcommittee stated:
We appreciate the reduction in preparing and maintaining the extensive and oftentimes burdensome records of information.
Finally, as OSHA stated at the public
hearing, "Just because a particular piece
of equipment was in safe condition 29
days ago does not mean it is in safe
condition today." {*1^. 18). Regardless of any record of a previous inspection tort
or maintenance check. OSHA requires the employerto conduct each scheduled test inspectionor maintenance check
with such thoroughness that it would disclose any deficiency in the equipment. The pertinent requirements
that employers remove from use equipment found to be unsafe at that time or likely to pose a danger between that time and the time of the next scheduled test inspection or maintenance check are not affected by this rulemaking. Therefore, the protection provided by maintenance programs will not be diminished.
Critics of the proposed revisions have defended the existing requirements by noting that they impose light burdens, and have not evoked complaints from the affected employers (Exs. 4-4. 4-16. Tr. 56 and 69]. They have also stated that employers will keep the pertinent records despite revisions in the requirements in order to protect themselves from lawsuits arising out of equipment accidents, to document their compliance certifications and to schedule maintenance. OSHA appreciates these concerns but notes that they do not reflect the purposes for which the recordkeeping requirements were originally promulgated. These revisions should make it dear that employers who continue to prepare and maintain detailed records are doing so for their own reasons and not to comply with OSHA requirements.
The process by which OSHA decided to revise each of the provisions covered by this rulemaking is discussed in the Summary and Explanation (see Section IV, below).
B. Contemporaneous "Three Data Point" Certification as an Alternative to Certification Upon Bequest
As has already been discussed in the Background section (see Section I. above), the contemporaneous "three data point" certification approach came to OSHA's attention through comments on the NPRM which pointed out the difficulty and temptation an employer would face in properly certifying, after the fact, that the required work had been done [Exs. 4-4, 4-5, 4-16 and 4-2ZJ.
Four commeniers wrote that they supported the concept behind paperwork reduction [Exs. 4-2, 4-5, 4--22 and 4-30], but expressed concern that some employers would take advantage of the proposed revisions to relax or discontinue their compliance efforts. Those employers would then certify that
they had complied, confident that OSHA
would not discover their false certifications. For example, the Engineered Products Division of Acme Electric Corporation {Ex. 4-2] wrote, "Human 'behavior being what it is wfil create the temptation, and in many
cases the actual neglect of inspection and repair of equipment."
In addition to asserting that the
proposed revision would reduce compliance and the protection of employees, as discussed above, four
commenters [Exs. 4--4, 4-10, 4-16 and 430J who opposed the proposal also mentioned the risk of false certification as a basis for OSHA withdrawing the
proposed revisions.
Four commenters [Exs. 4-15. 4--22. 428. and 4-29] suggested that employers
be given the option to choose between
maintaining detailed records as they do now and preparing certifications upon
request The American Petroleum Institute (API) [Ex. 4-22). for example, commented that the Certification option would "be of greatest value to the small employer, where the certifying person would have first hand knowledge . . . that the required tests, etc., were performed." API also noted that "an interesting hybrid of the options would
involve having an authorized employer
representative . . . sign a certification that particular tests were done, as they
were completed.** Also, five commenters [Exs. 4-6, 4-10,
4-12,4-14, and 4-23] stated that the propoeed certification upon request requirement would increase paperwork burdens for many employers. They stated that employers would continue to prepare detailed records and that, under theproposed standard, the certification
statement prepared at the time of an OSHA inspection would be an additional paperwork brden because
their detailed records would not be
acceptable as evidence of compliance. As stated above, under the final rule,
if employers elect to continue to maintain detailed records for their own
purposes, OSHA would be satisfied if the three data elements were included in
their detailed records.
Three data point certification was discussed in the hearing notice as "Issue
5" and received a considerable amount of attention at the Apil 15.1966, hearing [Tr. 20-21. 43-46 and 125-1Z7] as well as in post hearing submissions [Exs. 14 and 15], While toe union comments and
testimony on three data point certification echoed their general opposition to this rulemaking. OSHA notes that the United Brotherhood erf Carpenters end Joiners of America has
stated tost contemporaneous
certfficatfoawndd be superior to the
"oertifieetiem upon request" proposed in the NPRM;fBns.4-4, a, end Tr. 59].
Partieswhofavor certification, such
as the Aawirtoan Waterways Shipyard ConferancelAWSC) and its members, responded favorably to the three data
VVV 000015633
Federal^egistei^/ Vol, 51, No. 168 / Monday, September 29, 1986 / Rules and Regulations 34555
point approach [Ex. 15). The AWSC observed, when referring to the
contemporaneous certification record, that "The proposed alternative also follows the current format being developed for the industry by OSHA in
the shipyard vertical standards." OSHA notes that this three data point
approach, like the approach proposed in the NPRM, qualifies as a form of certification which, under the terms of 5 CFR 1320.7(k)(l). is excluded from the definition of "information," for the purposes of the Paperwork Reduction Act. Therefore. OSHA has determined that the certification record requirement, as promulgated, is consistent with the purposes and provisions of the Paperwork Reduction Act.
OSHA has decided, based on the comments, testimony, and other
materials in the record, to reduce the paperwork burdens in question by requiring that employers prepare their certifications of compliance at the time they perform the required work, rather than by permitting employers to produce them after the fact. The Agency agrees with the commenters who expressed concern that certification upon request would create too many opportunities for error or deception. OSHA will use the term "certification record" to distinguish this new form of documentation from the detailed records previously required.
As discussed in the Background section, above, the certification record must contain the date the work was performed, the signature of the person who performed the work, and an indentifier for the equipment which was tested or inspected. Employers must maintain the contemporaneous certification record and make it available for review at the time of an OSHA inspection.
The contemporaneous certification record may be kept in any way that identifies each piece of equipment
inspected or tested and that contains the signature of the person who performed the work and the date the work was performed. For example, a list of the pieces of equipment which were inspected would only have to be signed and dated once if the same person
performed all of the inspections and/or tests on the same date. With such a list, the person performing the inspections or tests would not have to sign and date a separate record identifying each piece of
equipment. If the employer tracks inspections
and/or tests with automated data
processing, then compliance could be
achieved by signing and dating a printout of equipment identifiers, if, as above, the same person performed all of
the inspections on the same date. The
computer printout would, of course, have to be maintained and made available for review at the time of an OSHA inspection.
Employers can comply with this certification requirement in the manner which least disrupts their operations. They may find that they need to place a tag on the equipment in question or they may find that addition of an entry to a checklist or log they already maintain will suffice. Some employers may even find that they do not need to change their recordkeeping methods to comply with these revised requirements. The certification record will be prepared and signed by the person who actually performs the test or inspection and will be completed at the time of the test or inspection.
OSHA has retained the original language of the revised paragraphs except where changes are necessary to clearly indicate the revision of the recordkeeping requirements.
C. Consistency with National Consensus Standards
Several participants in this rulemaking stated that the revised recordkeeping requirements proposed by OSHA deviate from the parallel national consensus standards. Under the terms of section 6(b)(8) of the OSH Act,
the Agency must explain why an OSHA standard which differs substantially from a national consensus standard effectuates the purposes of the OSH Act better than the national consensus standard does.
The BCTD, AFL-CIO, [Ex. 4-16) commented that national consensus standards committees have retained the pertinent recordkeeping provisions in their standards and that these standards represent industry practice for the protection of employee safety and health. The BCTD further noted that employers are represented on the committees which produce national consensus standards. Therefore, given the broad basis for the consensus standards, the BCTD stated that OSHA's standards should follow the consensus standards.
In addition, the United Steelworkers of America [Ex. 4-24) stated, ". . . if there was no need to maintain these records, it would be reflected in the national consensus standards.
In its hearing testimony, the United Brotherhood of Carpenters and Joiners of America (Tr. 54-55] cited the requirements of section 6(b)(8) and
stated. "In this case, all of the recordkeeping requirements derived from national consensus standards-- ANSI, NFPA. etc.--are retained by the
current version of those consensus
standards."
OSHA has determined, based on its review of the applicable national consensus standards, that the revised
recordkeeping requirements adopted in this rulemaking are either consistent with the requirements imposed by the national consensus standards, or, in any event, not substantially different from them. Therefore, the section 6(b)(8) requirement that OSHA explain divergence from national consensus standards does not apply to this rulemaking. In addition. OSHA has determined that the pertinent recordkeeping provisions, as revised, effectuate the purposes of the OSH Act better than do the parallel national consensus standards, insofar as they
may substantially differ, because the
Agency has determined that the existing recordkeeping requirements do not directly contribute to worker safety and
health and. therefore, unnecessarily burden employers.
In particular. OSHA has determined that die ANSI committees which are responsible for updating the pertinent consensus standards have, generally/ eliminated the recordkeeping requirements upon which the pertinent OSHA recordkeeping requirements were
based. For example, the ANSI committees covering crane and derrick operations have changed their recordkeeping requirements so that inspections performed at least every 30 days are considered "frequent" and do not carry any recordkeeping burdens. OSHA has determined that the crane and derrick equipment inspections required under the provisions proposed for revision are "frequent." Therefore,
OSHA's revised recordkeeping requirements are consistent with the provisions of the parallel ANSI standards. A more detailed discussion of the actions taken by the relevant
ANSI committees to reduce recordkeeping burdens fallows.
The source standard for 1910.179(j)(2) (iii) and (iv) is the ANSI B30.2.0-1967 Standard for Overhead and
Gantry Cranes. This standard, in section 2-2.1.2 under items 4 and 5, requires monthly inspection with signed reports for both hooks and chains. This is identical to the language used by OSHA in its standard. ANSI B30-2.0 was last revised in 1983. Section 2-2.1.2 of the revised ANSI standard continues the inspection requirements, but has
dropped the requirements to maintain
records on these frequently inspected items. The revised ANSI B30.2.0-1983 standard retains recordkeeping
provisions only for quarterly and yearly
iooo*\|>|M
34556 Federal Register / Vol. 51, No. 168 / Monday. September 29, 1966 / Rories and ftegutatiom
inspections, which are referred to as periodic inspections in section 2--2.1.3.
ANSI B30.2.0-1967 is also the source
standard for 55 W10.1?9fm) (1) and (2), which cover running ropes and other
ropes on overhead and gantry cranes.
The OSHA standard, tike the original
ANSI standard, currently requires that a monthly foB written, dated, and signed
report trfropecondition ffor naming
ropes) be kept on ftie where readily
available to appointed personnel and
that rope wfctek has been idle for a
month or more be inspected and that a
written and dated report of rope condition be available.
In 197B, thie ANSI standard was
revised, dBmiitatmgthe monthly report
of rape oeadtifon for funning ropes and
requiring report'onrope condition of
idle rape uidy wfeea the rope has been
idle for six months -or more.
ANSI 43*2*sreelest revised in 1983.
The cuamt edttiea-cairttem mo
rrrnnlfiespinf toiprtrmsnls fin
fn ijiinalljpleitjilMi--lldy)iiis|iiii iml
items. Records are only repaired for
pnrihiite<fitte%plt|teigy -
insrnrOtena,.ltetb--HPW fks ANSI ; ,i
(2) Periodic inspection. In order to
records, while at the same lima,ANSI
establish data as a basis forjudging the has eliminated the recordkeeping
proper time for replacement, a dated
provision from its standard.
report of rope condition for each
ANSI Z44.1-1967. Safety m Welding
periodic inspection shall be kept on
and Cutting, is the eouroe for
tile ... If the rope is replaced, only
S l9l(L252(c){6), another recordkeeping
that part need be recorded
requirement cowered by dtmndissnddng.
ANSI defines frequent inspection to mean daily to monthly intervals. OSHA
This standard, m section S.tl utales "Periodic inspectionshad be made by
has determined that die inspection
qualified personnel and records ofthe
requirements of ft 1910.160 (gfll) and (8)(2tfn) involve "frequent*` inspection. Therefore, the current ANSI standard,
once again, reflects the concern for reducing paperwork burdens which led OSHA to initiate this rulemaking.
The ANSI B3O.6-1909Standardfor Derricks, section 6-4 irtfcrsomce for'TM
hum maritiasned . . V ItelatMt edition of this standard is The Z4B.2-3963
which states ki section l7 that "Periofoc feapectten*and neoeessry
repairs shaft be tnade byauthorised perewwi-** Ageia,ANSHws efeninated the reMHxflteeping requirement
551910.1S1 fgtfi) and fgt(3), which cover D. Cost Savings
running and Idle ropes op derricks. "r`
These paragraphs, like the crane
Several parties fExs. 4-4.4-1Z 9-24,
provisions dBseaisedetwwe.'dwrepfly
16 and Tr. 09) disputed OSHA's
require t'mployeigtepidilhreajall
calculation ofthe time and money saved
written, dated, and signed repart ef tape by converting from recordkeeping to
condition monfldyfos tnanteg wpeiiinf73 certification. Tbe United Steeiwaricera of
a written and
AmericaJEx.4-2SjcOTimepf^^^The ;
cnnditinniar rapes whiAhareh*eri frffo, imtapd trnnseriprtpW n4TwiffiMHjfe M a
a month or more. -..Wv---
^ prephreATaam'.witicfoisS!^
ANSI B305 waslast rerisedin lM4, ^'a
-
Section a-&4efft>m--iHM, ue^l paragraphlet^w^inteliAPuwdhfta^H-
ropes, yg
Inf
-- - *'"* ` '
>i"'
ibasn--eefarjSdWtMdDmiwfahA requires wri--fc diterj. pul signed inrrpwfftinjnporteaMimtMuis tobe anarlareoafrifr *fiiadtewdgerepnwenteia
SteieleiidiLrCrewire.i<posmotive and
Truck,Crane*.
tevteiaa<rf*kaANSi
leftanylhn Iwymip in
section i-Ui tosead'jDated records
f~rrnrindir ieepnrrttettli.nn hn
made ^
- ..... -
Again, OSHAflatee.trieANSl
tnnrlird e|jin^enij. p^inirr*T ttiiT tann concern forpefMB*[ijifc ale riurtica which
rulemaking. .'. ~ The ANSI IWftS^llWais alsoiha -
source standi
.......................
and fg){2)frft WTilrrtemulate ruanjjg
... ___u
Tjgfflmf
!ieciioii5-hAi-ftW
B3CL5-lflfljB riandagL cogently acquiree
that the em|dqysrlBqp ia onflrtjr; foil
written, dated, and signed report of rope
conditiea on file. Section. .
1910060^2^9,tte ike soasce
standard,requiresaiMrirtenand dated
report af rope condition for rope which
has been Idle fog a month or more. ANSI BSOS-1^2;Insectionfi-2A3,
parajgajfrjg, Inspection Records, reads1
reeMmndedtteeadertodalaiWWk A .W.? the
data asabMtiajar^edgiwgtiirprnper -^ il9aaflate)43lu'tuilesstfaai^a.miattta.JJ
time forreptewaiuiit
a ^ OSHAnoiesehatite rakfosb-- for
. JkNSBUM8n^lh**oic
; eachreoordloegpiagsesptiWHnibasM
standardfor44 HI* I Hb'ICI (9 (PI on mechanical power presses. Aaiv`.r3 d: ^
been avaflaUMloKeaMatatlamiMlhM.. >. pbifedodtet**ibaiaBy,dtificiaaciee .
mentionedek8E. G6HA iternl--dsc f could behrisegld SoOSHAtettenSkie..
commeaSfraMTlbeANSifilU , -
The critics eftbafuspaandwriaiaBe.
Subcoaotitesaanblsibilral ftrensr^' - haveprovfrirri shrnitetswoaicsdMtioos
Pre8nrs sshteb sitrlnrsad tfte rhsnpws >
for ottfrr isueaf lb*13 preeMons -dc- * v
rnginfong rrnsnfoispiiteferiTiWibiairHt power yiiie--nsjfefc
` originally proposed for ca*iiA|**r^ A'
ANSI StMI71,Mrii0i^.k isfo*..
AaOSfflAhas aftee^rMdteAemne'bf :
sourceiag foeprovisions O' ,rX^7
tiiese laeefdQtecplrig TrqiiywasHStsdoctri
55 I9i0.a^a|&|f6!aid6it *ddefc*pd^i necesseri!|r hepeac lalgarbtfftttskOn `
cove
(1) PVWpiftrf Tn^ertinn. No wc?rrt required. . X
Fidwil Register / VoL 51, No, 188 f Monday, September 29, 1988 / Rules and Regotetiony 3409?
OSHA concedes tbat the calculation of time and money costs for recordkeeping requirements is not an exact science, but the Agency believes that there are substantial reel world bases for its conduskma. Therefore,
OSHA relies on its calculation* of the savings to employers in ptemulgetmg this final rule. The SF-03 forms which were submitted to OMB in order to
quantify and justify the burdens imposed by the pertinent recordkeeping requirements, are part of the record for this proceeding [Ex, 3J.
A number 01 other commenters. who supported a shift to certification, asserted that the proposed revisions would lead to cost savings. For example, the Air Transport Association [EX. 4-23J commented that the revisions "to some extent, would reduce the paperwork involved." Fn addition, the ANSI Blt.l Committee [Ex. 4-111 stated, "We appreciate die reduction in preparing and maintaining the extensive and oftentimes burdensome records of information."
Therefore. OSHA is confident that the revisions to the recordkeeping requirements covered by this rulemaking will reduce the expense and the time required fin1 employers to comply with those requirements to a level where the necessary information is "obtained with a minimum bmden upon employers'' [section 8(d) of the OSHA Act].
IV. Summary and Explanation
Section 1910.66(e)(3)--Inspection of Manlifts. The existing standard requires the employer to keep a written record of the findings from each manlift inspection. It also requires that the employer make the inspection record available to the Assistant Secretary of Labor or his duly authorized representative.
The revised standard eliminates the need to record the findings and requires instead that the record provide the date of inspection, the signature of the person who performed the inspection, and the identity of the manlift that was inspected. OSHA has determined that there will be no redaction in the protection of worker safety because 1910.68(e){l) still requires that manhfts be inspected by a competent, designated person at intervals of not more than 30 days and that "Manlifts found to be
unsafe shall not be operated until properly repaired."
In addition, $191O.08(e)f2) lists 22 components of a manlift system that are
covered by this inspection requirement and also provides that other items not in the list might also require inspection to ensure the safe operation of the manlift.
OSHA believes that the requirement*
of $19ia88fe) as revised are stated very clearly. If an employer determines, that
the manlift, while not yet unsafe; should be inspected agent before 39 days have passed, the employer is responsible to
have another InsjpiKtion performed within the 30day period. Therefore, if
the mastiff foiled between inspections, it
would be because the employer did not act on the results ofan inspection; not
because din employer felled to record that a condWon requiring attention has beenfomd.
OSHA notes that paragraph even before revision, did not require the employer to letord what action, if any, was taken in response to the inspection findings.
Section 7910.wefgXlffiJfg}--Inventory ofService Station Stonge Tonka. OSHA proposed to revoke tins provision for service station employers to maintain and reconcile sccmte inventory records on aft Class I liquid storage tanks because it is designed to provide general public protection and is not directed at protection of employees. As such. OSHA believes that a requirement such as this is most appropriately imposed by local and slate authorities, not by OSHA. [See Ex. 4-&J
OSHA received two comments supporting the proposed revocation [Exa, 4-15 and 4-19} and three comments opposing revocation [Ex*. 4~ 4, 4-10, and 4-24).
In Issaa #2 of the public hearing notice, OSHA asked for information regarding the contention that tire
purpose of fUnO.lO0(g)fl)liXg) was to protect employees from fire ami explosion hazards. OSHA specifically requested information regarding any service station fires or explosions
related to this recordkeeping requirement or any other information documenting the need for the requirement and appropriateness of OSHA's continuing to regulate m this area.
No information was submitted on this issue, either in the responses to the NRPM or the hearing notice, at the hearing or in tire post-hearing submissions. As far as OSHA can determine, there have been no service station fires or explosions due to leaking underground tanka. In addition, OSHA notes that this is an area where state and local regulations already cover
virtually all underground gasoline storage tanks. Therefore, based on Hs review of the record, OSHA is revoking
paragraph (gXlXiXf) of 11910.106. Section 1910.157--Hydrostatic Testing
ofFire Extinguishers. The revised standard differs from the original
standard by eliminating the requirement
that the employer record the pressure
used when fire extinguishers are
hydrostatically tested. Fire extinguisher
manufacturers include tile test pressure
information on the label which is affixed to the fire extinguisher whev distributed.
Thus, the employer already has the test
pressure information needed to test the
extinguisher, so there is no need to
prepare or mamtam a separate record.
Therefore, the requirement to reimd the
test pressure unnecessarily burdens the
employer.
The revised standard requires that,
after tire periodic hydrostatic test has
been performed, tint employer prepare a
certification record which contains tire
date of tire test, the signature of tire
person who performed the test end the
identity of the fire extinguisher which
was tested. The requirement in
1910.157(3 that employers ensure that
portable fire extinguishers are
hydrostatically tested at the specified
intervals remains fn effect, so there will
be no reduction in the protection of
worker safety.
Section 1910J.79(f)(2}(ih)--Inspection
of Hooks on OverheadandGantry Cranes. The existing standard requires .
the employer to prepare a signed report
of the monthy inspection of crane books.
The requirement is silent on what
constitutes a signed report Employer*
might conclude that a signed notation
indicating the partiM baa
performed is a signed report. Or.
employers might conclude tbat a signed
report is a detailed
of tbs
condition of the equipment p*r.fL
The revised standard eliminates the
word "report" and insteed requires a
certification record of the inspection
which includes the date of tospectfoB.
the signature of the person who
performed the inspection and the identity of the hook tbat was inspected.
The revised standard clarifies what
information is required ekumnating any
burden that might previously have been
imposed due to ambiguity. There will be
no reduction in the protection of worker
safety because the criteria for
determining when to remove or replace
hooks provided in paragragh (l)(3)(ih){a)
("Crane hooka showing defects
described in paragraph (jl(2Hni) of this
section shah be discarded") remain in
effect.
OSHA is also correcting a
typographical error in this paragraph.
The reference to paragraph
01(1 K3)(rii)(a) printed in the uuiuil
standard is corrected to read paragraph
(l)(3}(ro)(a). Section i91(K179(jX2Miv)--Inspection
ofHoist Chains on Overheed and
Gantry Cranes. The existing standard
VVV 000015636
34558 Federal Register / Vol. 51, No. 188 / Monday, September 29. 1986 / Rules and Regulations
requires a monthly inspection of hoist chains with signed report. As with (j)(2)(iii)' just discussed, it does not describe or explain what information is
to be included in the "report." Thus, an employer may reach either of the two above mentioned conclusions in
preparing the report required by this provision.
The revised standard will eliminate
the "report" and require instead that a certification record be prepared which includes the date of inspection, the signature of the person who conducted
the inspection and the identity of the chain inspected. As with the preceding paragraph, OSHA clearly states what the record must contain, removing uncertainty. There will be no reduction in the protection of worker safety because the requirement in paragraph (l)(3)(iii)(b) to repair or replace hoist
chains which show defects described in paragraph (j)(2)(iv) remains in effect.
Sections 1910.l79(m)(l); 1910.180(g)(1) and 1910.181(g)(1)--Inspection of Running Ropes on Cranes and Derricks. In the existing standards covering different types of cranes and derricks,
these identical provisions require the employer to inspectrunning ropes monthly and prepare s full written, defect and signed report of rope condition.
Hie revised standards have been rewritten for clarity,and to eliminate the requirement to prepare hill written, signed reports of rope condition and instead require that after the inspection, the employer prepare a certification record which includes the date of the inspection, the signature of the person
who performed the inspection and the identity of the crane or derrick which was inspected. The requirements
contained in each of these provisions that the employer determine "whether further use of die rope would constitute a safety hazard*4 remains in effect. Therefore, OSHA has determined that the protection of employee safety will not be adversely affected by these revisions.
Sections 1910.179{m)(2); 1910.180(g)(2); and 1910.181(g)(3)--Inspection ofIdle Ropes on Cranes andDerricks. In the
existing standards, these three provisions require the employer to inspect ropes which have been idle for a
month or more before they are placed in service and to prepare a written and
dated report of rope condition.
The revised standards will eliminate
the requirement to prepare reports of rope condition and instead require that after the inspections have been made,
the employer prepare a certification record which includes the date of the
inspection, the signature of the person
who performed the inspection and the
inspected. Section 1910.217(e) also
identity of the crane or derrick which was inspected. The requirement
requires that all parts, auxiliary equipment, and safeguards are in a safe
contained in each of these provisions
operating condition and adjustment.
that the inspection be performed by an appointed or authorized person whose approval shall be required for further use of the rope has not changed, thus there will be no reduction in worker safety.
Additionally, the words "placed in
service" have heen replaced with "used" to clarify that the ropes are to be
inspected before actual usage, whether
or not the ropes had ever been used before.
Section 1910.180(d)(6)--Inspection of Critical items on drawer, Locomotive, . and Truck Cranes. The existing standard requires the employer to prepare written, dated, and signed
inspection reports and record* on a
monthly basis on critical item* in use such as brakes, hooks and rope*. This
provision could be interpreted to mean a written statement, signed and dutodto,,;
Compliance with this portion of the provision will ensure that no loss in safety occurs.
Section 1910.217(e)(1)(H)--Inspection and Test ofPower Press Components. The existing standard requires the employer to conduct a weekly inspection and test of certain functions on power presses and to maintain records of the inspections and the maintenance work performed.
The revised standard will eliminate the requirement to prepare a record of the maintenance work performed and instead require the employer to maintain a certification record which includes the date of inspection or maintenance, the signature of the person performing the inspection or maintenance, and the identity of the power press inspected or maintained. There will be no reduction
verify the inspection has been - fjj*axr of worker safety because the
performed, or it could-mean acamplete,," requirement that necessary maintenance
description of the findings of the items or repair or both shall be performed and
inspected. ...
.'K?rr ,-i j'/iUjc* x, . completed before-ihe press is operated
The revised standard will clarif?jtnat/; will remain in effect.
provision by changing the language. ^
Section 1910218(a){2)ti}--Inspection
"written, dated and signed inspection., ofForgingMachtnes. The existing
reports and records . i..." to a . -
standardrequires employers to establish
requirement that a monthly certification ; periodic and regular maintenance safety
record which includes the date of ^>.- checks dfforging machines and to keep
inspection, the signature of the person. , records of those inspections. The
who performed the inspection and the,. standard is silent regarding what
identity of the crane that was inspected-, be prepared.
The requirement in $ 1910.180(d)(3) to; perform inspections for deflects at
intervals defined or as specifically indicated including observation during operation for any defects which might -
appear between regular inspections has , not been changed. There has also been > no change in the requirement in . ^ .v.;,
constitutes a record. Employers could interpret this requirement as requiring either very little information or a considerable amount of information.
The revised standard will clarify this provisioi^jhy clearly stating that the employer shall maintain a certification record which includes the date the machine-was inspected, the signature of
paragraph (d)(3) that any deficiencies vr the pecggpjvbo;mspected the machine
such as listed shall be carefully .
and thqjdentity of the forging machine
examined and determination made as.te; tha\,wa> ^8pected. There will be no
whether they constitute a safety hazard. : reducti^min.protection of worker safety
Thus, there will be no reduction's*
;j becati^J^1910.218(a)(2) still requires
worker safety.
*5 that empicyers '^hitain^ forge shop
Section 1910.217(e)(l)(i)--Inspectidk: tti ofPower Presses. The existing stasdtfri-.
/eqni^qjd^o a pqpditioq which Will. fotturw cnggjmie-d safe nporafirtn. _
requires the employer to establisha-^-jh' L : Sectipp)l910^18(a){2)(ii)-r-Inspection
program of periodic and regular .: rottaht ` fl&fitymfcsndPaint of Operation. inspections and maintain records of-'-iry - Devices an Fprging Machines. The
these inspections andthe maintenance^ 4 existingstandard requires the employer
work performed. '-S:Vib,;-
to schedule andjecord tnspectkms of
The revised standard will e)i]ninate: , fused* point of operation protection
the requirement to prepare a
theprovision is -
the maintenance worir jnrfonrtnl WF& j ^iu
.constitutes a
require-only that a certification regnyd. n^
Record an tospectiom
be maintained whicbtachfdeathe'jldte
... ^ Mnterpretthis .,-v
of inspection, the
oTjAftpenon
_ - Mfequtring either very
who made the inspection andJhe .
ite&teiation^ar a considerable
identity of the power press that was
-amount-ofinformation.
vvv 0000l5bV*
Fdwl Rwgfetor / Vol 51, No. 188 / Monday, September 23, 1988 / Rules and Regulations 34559
The reriacj standard wit) clarify this
provision and clearly state that the
employer shall maintain a certification
recotd of die data of inspection, the
signature of th* pw--mmboperfumed the inspection and the identity of tbs
machine that teas inapettmLTfcare will
be no reduction mproletn^ ^worker
safety becaeae | IftlftTWjeJft) will
requires that employers "Wintaiii"
forge shop equipment m eoadMon
which will insane
safe
operation.
Section 191&252fc/f6}--inspection of
Welding Equipment The existing
standard requires that employers
periodically inspect their welding
equipment and maintain records of
those inspections. Again, the paragraph
does not specify what information must
be included in the record. The revised standard will clarify this
requirement and ciearfy state that the
employer shall maintain a certification
record of the date of inspection, the
signature of the person who performed
the inspection and the identify of the
welding equipment. There wifi be no
reduction of worker safety because the
requirement in i 1910252(d)(6) that "the
operator shall be instructed to report
any equipment defects to bis supervisor
and the use of the equipment shall be
discontinued until safety repairs have
been completed.'* remains in effect.
Section 1910.440fa)(l}--Diving
Records. OSHA proposed to revoke this
provision in the diving standard because
it simply reiterate* the employer's
obligation to comply with the
recordkeeping requirements of 29 CFR
Part 1904 of the OSHA regulations and
the requirements outlined in
1910.440(a)(2). This is the only
standard in 29 CFR Part 1910 that
contains such cross referencing.
Section 1910.440(aJ(l] was adopted in
1977 when OSHA promulgated the
diving standards. The diving standard,
as proposed, contained numerous
recordkeeping requirements, so OSHA
was concerned that some employers
might conclude that their obligations
under Part 1904 were being changed.
Because of this, OSHA added a
provision referencing Part 1904 and
explained in the preamble to the final
diving standard that OSHA was adding
this provision to remind employers that
they must comply with both Part 1904
and 1910.44ofaK2J.
On December 28.1982, (47 FR 57899)
OSHA amended Part 1904 by adding,
among other things, a new 1904.18.
This new section excluded certain
employers, depending on their Standard
Industrial Classification |S1C) codes,
from some of the recordkeeping
requirements of Part 1904. There are
some employer* of divers m the
excluded SIC codes. The United Brotherhood of Carpenters
and Joiners of America aa well as the United Steelworkers of America [Exs. 4^4-7 mm! 4*24) maintain that OSHA's cross reference to Part IBM tn 1910.440(a)(1) requires employers to coapfy with all ofPart 1904 notwithstentting the exemption provided by fi 1904.16. OSHA note9 that there is no basis for this contention. The reference to Part 1904 in $ 1910.440(a)(1) was merely intended as a reminder to employers that, in addition to the particular recordkeeping requirements in the diving standard, they were also subject to the general recordkeeping requirements applicable to all employers contained m Part 1904. When Part 1904 was amended in December 1982. the amendment was effective for all employers covered by Part 1904.
including diving industry employers If the Carpenters and Steelworkers iminna objected to the proposed amendments to Part 1904, the time for them to have raised their concerns was when OSHA was considering its revision of Part 1904.
Therefore. OSHA is revoking paragraph (a)(1) of S 1910.440.
Section 13l5J.12(b)(l)--Testing of hooks. The existing standard requires
shipyard employers to test certain hooks (those for which the manufacturer has not specified a safe working load) and
maintain a record of the test. The current standard is unclear as to what information should be included in the record of the test.
The revised standard will clarify tins requirement by requiring the employer to maintain a certification record of the
data of the test, the signature of the person who performed the test and the identity of the hook tested. There will be no reduction of worker safety because the requirement that the employer test the hook at twice it* intended safe working lend before putting it to use remains in effect. In addition $ 1915.113(b)(3) requires that "Hooks shall be inspected periodically to see
that they have not been beni by overloading. Beni oar sprung hooks shall not be used."
Section 1915.172(d)--inspection and Tests of UnfiredPressure Vessels. The existing standard requires shipyard employers to perform a hydrostatic test of portable unfired pressure vessels yearly and to maintain records of those
tests. The existing standard also
requires employers to examine certain pressure vessels quarterly. The employer is required to maintain a
record of this examination. Again, OSHA has not specified what
information should be included in this record.
The revised standard will clarify that
the employer must maintain a
certification record of the date of the
examination or teat the signature of the
person who performed the test or
examination, and the identity of the
pressure vessel that was
or
tested. OSHA notes that the requirement to conduct the tests *nd examinations remains in effect Furthermore, 1915172(c) stitt requires that relief valves cm this pressure vessels be set to the safe waking pressure of the vessels,
or set to tire lowest safe working pressure of the system, whichever is lower. Therefore. OSHA has determined
that worker safety will not be
diminished through the promulgation of the revised recordkeeping requirements.
V. Regulatory Impact Assessment
OSHA has determined that this rule is not a "major rule'1 under Executive
Order 1ZZ9I because it is not likely to result in: (1) An annual effect on the economy of 8100 nriffion or more; (2) A
major increase in costs or price* for
consumers, rndrvidJiaf industries. Federal. State or local government
agencies, or geographic regions: or (3) significant adverse effects on competition, employment, investment, productivity, innovation, or on the ability of United States-baaed enterprises to compete with foreignbased enterprises in domestic or export markets. Therefore, no regulatory impact analysis is required.
VI. Regulatory Flexibility Analysis
One commenter, the Chief Counsel for Advocacy of the Small Easiness Administration, questioned whether OSHA should prepare a regulatory flexibility analysis of this rule under sections 603 and 605 of the Regulatory Flexibility Act (5 U.S.C. 603, 605) which require that such an analysis be performed unless the agency certifies that the rule wifi not "have a significant economic impact on a substantial number of small entities.'* (Ex. 4-31).
After further review of the relevant information, OSHA concludes that a regulatory flexibility analysis ts not necessary. OSHA estimates that general industry (including shipyards) expends approximately 20 million dollars annually in complying with those recordkeeping provisions which wifi be revised by this rule. OSHA also
estimates that compliance costs after this rule is promulgated will be approximately 3.5 million dollars annually, fora total econonric impact differential of 16.5 million dollars
ooooi^638
34560 Federal Register / Vol. 51, No. 188 / Monday. September 29. 1986 / Rules and Regulations
annually. As this total economic impact will generally be distributed over a variety of numerous nonconstruction workplaces, it can be concluded that this rule will not have a significant economic impact on a substantial number of small entities.
VII. OMB Approval Under the Paperwork Reduction Act
The revisions are not subject to the Paperwork Reduction Act because they are certifications as defined in 5 CFR 1320.7(k)(l) and. therefore, are not covered by the Paperwork Reduction Act or the implementing regulations. Hence, OMB approval under the Paperwork Reduction Act is not required.
VTO. State Plan States
The 25 States and territories with their own OSHA-approved occupational safety and health plans must revise their existing standards within six months of the publication date of the final standard or show QSHA why there is no need for action, e.g,, because an existing State standard covering this area is already "at least at effective'' as the revised Federal standard. These 25 8tates and territories are: Alaska, Arizona, California, Connecticut1, Hawaii. Indiana, Iowa, Kentucky. Maryland, Michigan, Minnesota, Nevada, New Mexico, New York *, North Carolina, Oregon, Puerto Rico. South Carolina, Tennessee, Utah, Vermont Virginia, Virgin Islands. Washington, and Wyoming.
Authority
This document was prepared under the direction of John A. Pendergrass. Assistant Secretary of Labor for Occupational Safety and Health. U.S. Department of Labor, 200 Constitution Avenue, NW,, Washington, DC 20210.
Accordingly, pursuant to sections 8(b), 8(c), 8(d) and 8(g) ofthe Occupational Safety and Health Act of 1970 (29 U.S.C. 655,657), Section 41 of the Longshoremen's and Harbor Workers Compensation Act. (33 U.S.C. 941). Secretary of Labor's Order No. 9-83 (46 FR 35736) and 29 CFR Part 1911. OSHA is amending 29 CFR Parts 1910 and 1915 as set forth below.
Signed at Washington. DC this 23rd day of September 1966. John A. Pendergrass,
Assistant Secretary ofLabor.
1 Plan coven only State and local government employees.
List of Subjects in 29 CFR Paris 1910 and 1915
Certification, Occupational safety and
health. Recordkeeping, Safety.
PART 1910--OCCUPATIONAL SAFETY AND HEALTH STANDARDS
1. The authority citation for Subpart F of Part 1910 continues to read as follows:
Authority: Secs. 4, 6. 6. Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655. 657); Secretary of Labor's Order No, 12-71 (36 FR 8754). 8-76 (41 FR 25059) or 9-83 (48 FR 35736). as applicable.
Sections 1910.66,1910.67.1910.66 and 1910.70 also issued under 29 CFR Part 1911.
2. In 1910.68, paragraph (e)(3) is revised to read as follows:
1910.68 Maniifts.
*
(e) ' (3) Inspection record. A certification record shall be kept of each inspection which includes the date of the inspection, the signature of the person who performed the inspection and the serial number, or other, identifier, of the manlift which was inspected. This record of inspection shall be made available to the Assistant Secretary of Labor or a duly authorized representative. 3. The authority citation for Subpart H of Part 1910 continues to read as follows:
Authority: Secs. 4. 6,8. Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655. 657); Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059) or 9-83 (48 FR 35736), as applicable.
Sections 1910.106.1910.107.1910.108 and 1910.109 also issued under 29 CFR Part 1911.
1910.106 (Amended]
4. In 1910.106. paragraph (g)(l)(i)(g) is removed and reserved.
5. The authority citation for Subpart L of Pail 1910 is revised to read as follows;
Authority: Secs. 4.6, 6, Occupational Safety and Health Act of 1970 (29 U.S.C. 653.655. 657k Secretary of Labor's Order No. 12-71 (36 FR 8754), 6-76 (41 FR 25059) or 0-83 (46 FR 35736). as applicable.
Sections 1910.157.1910.158,1910.159. 1910.160 and 1910.161 also issued under 29 OR Part 1911.
6. In 1910.157. paragraph (f)(18) is revised to read as follows:
i 1910.157 Portable fire extinguishers.
(0*
(16) The employer shall maintain and provide upon request to the Assistant
Secretary evidence that the required hydrostatic testing of fire extinguishers has been performed at the time intervals shown in Table L-l, Such evidence shall be in the form of a certification record which includes the date of the test, the signature of the person who performed the test and the serial number, or other identifier, of the fire extinguisher that was tested. Such records shall be kept until the extinguisher is hydrostatically retested at the time interval specified in Table L-l or until the extinguisher is taken out of service, whichever comes first. **
7. Theauthority citation for Subpart N of Part 1910 is revised to read 89 follows:
Authority: Secs. 4, 6.8. Occupational Safety and Health Act of 1970 (29 U.S.C. 653. 655, 657); Secretary of Labor's Order No. 12-71 (36 FR 8754). 8-76 (41 FR 25056} or 9-83 (48 FR 35736). as applicable.
Sections 1910.177 1910.178.1910.180. 1910.181,1910.183,1910.164,1910.189 and 1910.190 also issued under 29 CFR Part 1911.
A In 1910.179, paragraphs (j){2)(iii), (j)(2)(iv), (m)(l) introductory text and (m)(2) are revised and the italicized heading of paragraph (m) is republished to read as follows:
1910476 Overhead and gantry cranes.
ft *
(in) Hooks with deformation or
cracks. Visual inspection daily: monthly
inspection with a certification record
which includes the date of inspection,
the signature of the person who
performed the inspection and the serial
number, or other identifier, of the hook
inspected. For hooks with cracks or
having more than 15 percent in excess of
normal throat opening or more than 10*
twist from the plane of the unbent hook
refer to paragraph (l)(3)(iii)(o) of this
section.
"
(iv) Hoist cKains, including end
connections, for excessive wear, twist
distorted links interfering with proper
function, or stretch beyond
manufacturer's recommendations.
Visual inspection daily: monthly
inspection with a certification record
which includes the date.of inspection,
the signature of the person who
performed the inspection and an
identifier ofJhe chain which was
,inspected..;^
*
*_
*,
,
*
(m) Ropeinspectiofi.~-i\) Running ropes. A tharm&xInspection of aU ropes shall be made at least once a month and
a certification record which includes the
VVV 000015639
Federal Register / Vol, 51, No. 188 / Monday, September 29, 1986 / Rules and Regulations 34561
date of inspection, the signature of the pewon who performed the inspection and an identifier for the ropes which were inspected shall be kept on file where readily available to appointed personnel. Any deterioration, resulting in appreciable loss of original strength, shall be carefully observed and determination made as to whether
further use of the rope would constitute a safety hazard. Some of the conditions that could result in an appreciable loss of strength are the following: *****
(2) Other ropes. All rope which has been idle for a period of a month or more due to shutdown or storage of a crane on which it is installed shall be given a thorough inspection before it is used. This inspection shall be for all types of deterioration and shall be performed by an appointed person whose approval shall be required for further use of the rope. A certification record shall be available for inspection which includes the date of inspection, the signature of the person who performed the inspection and an identifier for the rope which was inspected.
** * *
9. In 1910.160, paragraphs (d)(6), (g)(1) introductory text and (g)(2)(ii) are revised and the italicized heading of paragraph (g) is republished to read as follows:
1910.180 Crawler, locomotive and truck cranes. * * * *
(d) * * " (6) Inspection records. Certification records which include the date of inspection, the signature of the person who performed the inspection and the serial number, or other identifier, of the crane which was inspected shall be made monthly on critical items in use such as brakes, crane hooks, and ropes. This certification record shall be kept readily available. *****
(g) Rope inspection.--(1) Running ropes. A thorough inspection of all ropes in use shall be made at least once a month and a certification record which includes the date of inspection, the signature of the person who performed the inspection and an identifier for the ropes shall be prepared and kept on file where readily available. Ail inspections shall be performed by an appointed or authorized person. Any deterioration, resulting in appreciable loss of original strength shall be carefully observed and detemination made as to whether further use of the rope would constitute a safety hazard. Some of the conditions
that could result in an appreciable loss of strength are the following: ,
(2) * *
(ii) All rope which has been idle for a
period of a month or more due to
shutdown or storage of a crane on which
it is installed shall be given a thorough
inspection before it is used. This
inspection shall be for all types of
deterioration and shall be performed by
an appointed or authorized person
whose approval shall be required for
further use of the rope. A certification
record which includes the date of
inspection, the signature of the person
who performed the inspection, and an
identifier for the rope which was
inspected shall be prepared and kept
readily available.
** *
*
10. In 1910.181. paragraphs (g)(1) introductory text and (g)(3) are revised and the italicized heading of paragraph (g) is republished to read as follows:
1910.181 Derricks.
* **
(g) Rope inspection.--(1) Running ropes. A thorough inspection of all ropes in use shall be made at least once a
month and a certification record which includes the date of inspection, the signature of the person who performed the inspection, and an identifier for the ropes which were inspected shall be prepared and kept on file where readily available. Any deterioration, resulting in appreciable toss of original strength shall be carefully observed and determination made as to whether further use of the rope would constitute
a safety hazard. Some of the conditions that could result in an appreciable loss of strength are the following: *****
(3) Idle ropes. All rope which has been idle for a period of a month or more due to shutdown or storage of a derrick on which it is installed shall be given a thorough inspection before it is used. This inspection shall be for all types of deterioration. A certification record shall be prepared and kept readily available which includes the date of inspection, the signature of the person who performed the inspection, and an identifier for the ropes which were inspected.
*****
11. The authority citation for Subpart
O of Part 1910 is revised to read as follows:
Authorily: Secs. 4. 6. 8. Occupational Safety
and Health Act of 1970 (29 U S.C. 653. 655. 657)'. Secretary of Labor's Order N'o. 12-71 (36 FR 8754). 8-76 (41 FR 25059) or 9-83 (48 FR 35736), as applicable.
Sections 1910.217 and 3910.218 also issued under ZS CFR Part 1911.
12. In 1910.217. paragraphs (e)(1) (0 and (ii) are revised to read as follows:
1910.217 Mechanical power presses.
*****
(e) * " "
(1) " * (1) It shall be the responsibility of the employer to establish and follow a program of periodic and regular inspections of his power presses to ensure that all their parts, auxiliary equipment, and safeguards are in a safe operating condition and adjustment. The employer shall maintain a certification record of inspections which includes the date of inspection, the signature of the person who performed the inspection and the serial number, or other identifier, of the power press that was inspected.
(ii) Each press shall be inspected and tested no less than weekly to determine the condition of the clutch/brake mechanism, antirepeat feature and single stroke mechanism. Necessary maintenance or repair or both shall be performed and completed before the press is operated. "Hiese requirements do not apply to those presses which comply with paragraphs (b) (13) and (14) of this section. The employer shall maintain a certification record of inspections, tests and maintenance work which includes the date of the inspection, test or maintenance: the signature of the person who performed the inspection, test, or maintenance; and the serial number or other identifier of the press that was inspected, tested or maintained.
*****
13. In 1910.218, paragraphs (a)(2) (i) and (ii) are revised to read as follows;
1910.218 Forging machines.
(a) *
(2) * * * (i) Establishing periodic and regular maintenance safety checks and keeping certification records of these inspections which include the date of inspection, the signature of the person who performed the inspection and the serial number, or other identifier, for the forging machine which was inspected. (ii) Scheduling and recording the inspection of guards and point of operation protection devices at frequent and regular intervals. Recording of inspections shall be in the form of a certification record which includes the date the inspection was performed, the signature of the person who performed the inspection and the serial number, or
VVV 000015640
34582 Federal Register / Vol. 51. No. 168 / Monday, September 29. 1986 / Rules and Regulations
other identifier, of the equipment
inspected.
* *
14. The authority citation for Subpart Q of Part 1910 is revised to read as follows:
Authority: Secs. 4. 6- 8, Occupational Safetv and Health Act of 1970 (29 U.S.C. 653.655. 657): Secretary of Labor's Order No. 12-71 (36 FR 6754), 6-76 (41 FR 25059) or 9-63 (48 FR 3573a). assfpKcsbte.
Section 19m252 aUo usued under 29 CFR Part 1911.
15. In 1910.252. paragraph fe){&) is revised to read as follows:
$1*40452 tedding, nutting an* brazing.
(c) * * -
(OfMaintenance. Periodic inspection
shall fie made by qualified maintenance personnel, and a certification record
maintained The certification record shall include the date of inspection, the signature of the person who performed the mapuctina and the serial number, oc other identifier. Ice the aqiipmnt inspected.The-operator shall be instructedto npori wy equipment defeef hshinsupantuat aW theeeeef
the
tmtitaafotpiopaiM here been . completed
* *
*
16. The antbority citation for Subpart T of Part 1910 is revised to read as follows:
Authority: Secs. 4. 6. 8. Occupational Safety and Health Act ot 1970 (29 U.S.C. 653, 655. 657): Sec. 107. Contract Work Hoars and Safety Standards Act (Cmretraction Safety Act) (40 U.S.C. 333): Sec. 41. Longshoremen's and Hstbor Workers' Compensation Act (33 U.S.C. 941k Secretary of Labor's Order Nsb.876 (41 FR 250601 or 9-83 (40 FR 35736), S applicable; 2* CFR Part 1811.
1910.449 rAmended)
17. In 11914.440. paragraph (ajfl) is removed and reserved.
PART 1*15--OCCUPATIONAL SAFETY
AND1 HEALTH STANDARDS FOR SHIPYARD EMPLOYMENT
18. The authority citation far Part 1815 continues to read as follows:
Authority: Sec- 41.1 onQitlwiiMis's ami
Harbor Workers'
Ad (33
U.S.C. 941); Secs- 4. A A Qceupatkmal Safely
and Health Act of1970 (29 IT.S-CL 6213. 655.
657); Secretary of Leber's OrderNo. 72-Tf (39
FR 8754). 8-76 (41 FR 25059) or 9-83 (48 FR
35736). as applicable: 29 Cmftrrisn.
19. In 1915.113. paragraph (b)(1) is revised to read as foftows:
1915-44* teMMutaatteola.
(b)`**
(1) The roajwrfactnrer's recommendations shatt be followed m determining the safe working loads of the various sizes snd typei of specific and identifiable hooks. Ah hooks far which bo applicable aimifectinrr's recommendations are waUsbie shall be tested to twicer the intended safe working load before they are initially put into use. The employer shell maintain and keep readily available a certification record which includes the date of such tests, the signature of the person who performed the test and an identifier for the hook which was tested. 9*
20. In: 11*15.172, paragraph fdf Is revised to read as fbftowr
i 1*15.172 Portableat isrstewnand
other opflgwl preassrs vessels
(d) A certification record of sack examiradioes aid teste made m compliance with the requirement* of paragraphs (a) and (b) of this aeetiae sheU be maioiained. The casti&catkm record shalliacluda the dateof examinetkwa and teats* (ha signature of the person who perfumedthe : examinationsor testrand the senal number, or other identifier, of the .. eqtupmenLexamined end tested;
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