Document LgQvGpZJKMyJ9apnERNbneLKb
Law Offices
Keller and Heckman
iooi G Street. S.W. Suite soo West
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jOSERm c. acller ^{OmC N. mcCman WILLIAM H SOSSMCSAMI. MALCOLM O H4(ATHU*
WATN(V SLACA TERRENCE O JONES MARTIN w, SCRCOVICI
jOnn S. CLORCO WILLIAM L. AOVACS
CAROLS C. HARRIS
RATMONOA. ACWALSRI* miChaCl . morionC MARK POX EVENS
JOHN S RICHARDS jCam saviont*# JOHN S. DUSECA
RCTER L. DC LA eRUZ CHRISTINE M. OlLL MELVIN s. OAOICN SHIRlET s PUJIMOTO LAWRENCE R. HALRRIN
October 4, 1993
RALRN A. SIMMONS RETCR A. SUSSCR C OOuOLAS JARRETT SHEILA A MILLAR RaTRiCA J mu*0 OSOROE O MISAO CaRCM c. oqoqe OaviO I REaOCR S CRAIO TAyTPtiT MARA A SlEVERS MICHAEL R. SENNET TmOmaIR mOUmTEER Davio O. SARVaOi* Catherine r. miclsen ARIS ANNE MONTClTM ELLIOT BELILOS mara l. iTinorr JEAM-RHILIRRC MONTfORT'S ARCHIE L. HARKS. JR. BRIAN T ASHST T. PHILLIPS SECA
NOT ADMITTED IN O.C.
ORESIOCNT BRUSSELS
ARTHUR S. OARRCTT til
RICA D. RHODES LESLIE C SILVERMAN
PRANA c. TORRES m
IrvanT ROBINSON III JOSEPH m SAMORI. JR Elizabeth r. news>ll*o
Tamara r. OAvts ROBERT m O. LOCAWOOO aEnnETh O WOOOROW*
CAROL MOORS TOTh JOAN C. STLVAIN*
MARTHA RELLEORINI* SaRRvj OmlSOn*
OONALO T WURTH OAVIO BERRY STEPHEN V. AENNET
S. OCSORah ROSEN* OaviO R JOT*
SCiCNTlPiC STaPP
OaniCL 9 OIXLCR, Pa O. CHARLES V. BRCOCR. P- O.
ROBERTA MATHEWS.
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JOHN R MOOOCRHAN. Pa o.
HOLLY HUTMIRE POLCT
JUSTIN c. POWELL. Pa 0.
JANETTE HOUR. Pa. O.
tCSTER 90ROOINSAT. Pm 0.
TELECOMMUNICATIONS EMOInEEN
Charles p turner
WRITER S OlRCCT OIAL NUMBER
(202) 434-4141
VIA TELECOPIER
Ms. Meredith N. Scheck The Vinyl Institute Wayne Interchange Plaza II 155 Route 46 West Wayne, New Jersey 07470
Re: Sixth Circuit Overturns OSHA Review Commission Decision in American Cvanamid Case
Dear Meredith:
On September 15, 1993, the Court of Appeals for the Sixth Circuit reversed the Occupational Safety and Health Review Commission (OSHRC) and upheld the Occupational Safety and Health Administration's (OSHA) interpretation that an appropriate hazard warning on shipping container labels must include identification of hazardous chemicals' effects on target organs under the Hazard Communication Standard (HCS)As of this date, Cyanaraid has not decided whether to appeal the decision either through a Petition for Certiorari to the U.S. Supreme Court or a petition for rehearing en banc at the Sixth Circuit.
We have enclosed a summary of the decision and a brief analysis of its possible repercussions. While we have some concern with the court's affirmation of OSHA's decision to require target organ warnings on container labels, we are primarily concerned with OSHA's failure to follow its own procedural requirements by reinterpreting its standards through internal memoranda and other private communications. Indeed,
Martin v. American Cvanamid. No. 92-3321 (6th Cir., September 15, 1993).
^11014867
Ms. Meredith N. Scheck October 4, 1993 Page 2
Keller and Hecioian
this is the primary reason SPI filed an amicus brief with the Sixth Circuit in this case. Unfortunately, the court was not responsive to our concerns.
***
We will continue to follow any new developments in this case and will keep you informed if Cyanamid decides to appeal the Sixth Circuit's decision. Should you have any questions about the decision, or if you would like to discuss the case further, please do not hesitate to call.
Enclosure
cc:
Beverly V. Gholson, Esq. (w/ end.) Larry Thomas (w/o end.) Lewis R. Freeman, Jr. (w/o end.) Hugh Patrick Toner (w/ end.) Lori Anderson (w/ end.)
CTL014868
Keller and Heckman Martin v. American Cvanamid
On September 15, 1993, the United States Court of Appeals for the Sixth Circuit upheld the Occupational Safety and Health Administration's (OSHA) determination that the Hazard Communication Standard (HCS)-' requires shipping labels to include a hazardous chemical's known "target organ" effects.-^ In overturning the Occupational Safety and Health Review Commission's (OSHRC) ruling that the HCS requires a case-by-case analysis of whether an employer's label warnings are "appropriate," the court's opinion creates a dangerous precedent because it allowed OSHA to reinterpret one of its standards in a manner which violates the agency's own procedural requirements.
I. Background
American Cyanamid produces resins and molding compounds for the plastics industry. In 1985, one of Cyanamid's plants was inspected by an OSHA compliance officer (CO) who cited the company for not providing "appropriate hazard warnings" on the labels of four of its products in violation of the HCS. The labels contained general warnings such as "harmful if inhaled," "causes eye irritation," "may cause skin irritation," etc., but contained no warnings regarding the hazardous chemicals' possible target organ effects. In issuing the citation, the CO relied on an OSHA Compliance Directive which suggested that warnings of target organ effects would generally be required on shipping labels.-' The Compliance Directive was not disseminated to the public.
A. ALJ Decision
After Cyanamid contested the citation, the dispute went before an Administrative Law Judge (ALJ). The ALJ upheld the citation, concluding that OSHA's interpretation that the HCS required labels to provide warnings of target organ effects was reasonable. The ALJ stated that the crucial question in the case was whether OSHA's interpretation "is in accord with the purpose and scheme of the HCS and is reasonable." According to the ALJ, this question was definitively addressed in Secretary v. HiltonDavis Co.in which another ALJ determined that the requirement that target organ effects'must be included on a shipping label is a reasonable interpretation of the HCS.
29 C.F.R. 1910.1200.
Martin v. American Cvanamid. No. 92-3321 (6th Cir., September 15, 1993).
OSHA CPL 2-2.38 (August 5, 1985).
-1 13 OSHC 1182 (1987).
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B. OSHRC Decision
The OSHRC reversed the ALJ, holding that OSHA's interpretation that the HCS requires warnings of target organ effects was a departure from the original interpretation in the preamble to the HCS, and OSHA had not adequately explained why the interpretation was being changed. The OSHRC concluded that the HCS requires a case-by-case factual determination of whether a label contains "appropriate hazard warnings." The Review Commission made it clear that it was not making a determination as to whether a standard requiring employers to specifically list all known target organ effects on container labels was reasonable. Rather, its holding simply stated that the HCS did not impose such a requirement.
II. Court of Appeals' Decision
The issue before the Sixth Circuit was whether OSHA reasonably interpreted the "appropriate hazard warning" language of the HCS as requiring employers to include known target organ effects on shipping labels. In deciding this issue, the court looked to the standard established by the U.S. Supreme Court in Martin v. OSHRC.^ In Martin. the Court held that when the Secretary of Labor and the OSHRC furnish conflicting but reasonable interpretations of an ambiguous regulation, a reviewing court must defer to the Secretary's reasonable interpretation as long as the interpretation "sensibly conforms to the purpose and wording of the regulations."-'
The court concluded that OSHA's interpretation of the HCS conformed to both the language and purpose of the standard. According to the court, in concluding that container labels must include warnings of possible target organ effects, OSHA simply tracked the language of the HCS itself, and Appendix A of the HCS which expressly states that target organ effects are health hazards. Appendix A of the HCS states that employees must be informed of the organs that may be harmed by the hazardous chemicals, and the signs and symptoms of potential harm. However, as the OSHRC pointed out, Appendix A of the HCS does not expressly state that this information must be printed on container labels.
Cyanamid contended that OSHA's interpretation was inconsistent with the preamble to the HCS because the HCS envisioned the MSDS as "the comprehensive vehicle for information regarding chemicals and their hazardous properties." In* Ill
499 U.S. 144, 111 S. Ct. 1171 (1991). Ill S. Ct. at 1175-76.
2
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Keller and Heckmjvn-
rejecting this contention, the court reasoned that requiring warnings of target organ effects on container labels "furthers the goal that labels provide an immediate warning and an alert mechanism to supervisors and employees."-' Thus, the court found no inconsistency between OSHA's interpretation and the HCS preamble.
Finally, the court stated that Cyanamid should have discerned OSHA's interpretation of the HCS based on "what an employer familiar with the industry could reasonably be expected to know." The court cited an earlier Sixth Circuit decision in which an OSHA regulation was interpreted to require an employer to require its employees to wear appropriate safety equipment "whenever a reasonably prudent employer, concerned with the safety of his employees, would recognize the existence of a hazardous condition and protect against that hazard by the means specified in the citation."-' The court reasoned that OSHA's
interpretation of the HCS as requiring that labels contain target organ effects "provides as much or greater certainty regarding the conduct required by the HCS as the 'reasonably prudent employer' standard upheld in Rav Evers."-'
III.
Possible Effects of the Decision
The obvious effect of the Sixth Circuit's decision in American Cvanamid is that employers must now ensure that all hazardous chemical container labels provide warnings of the chemicals' target organ effects. The American National Standards Institute's (ANSI) standard addressing labeling of hazardous industrial chemicals,--' issued after the Cyanamid citation but
before the court's decision, established the acceptable practice of including target organ effects on container labels. Section 5.2.1 of the standard provides that when a health hazard evaluation results in a determination that there is generally accepted, well-established evidence that a chemical has serious target organ effects, the chemical's container label should state the following:
-' Slip op. at 11.
Rav Evers Welding Co. v. OSHRC. 625 F.2d 726, 731 (6th Cir. 1980).
-/ Slip op. at 14.
--^ American National Standard for Hazardous Industrial Chemicals -- Precautionary Labeling. ANSI Standard Z129.1-1988. A copy of this copyrighted standard can be obtained by writing to: American National Standards Institute, Inc., 1430 Broadway, New York, New York 10018.
-3-
CTL014871
Keller and Heckman CAN CAUSE (specify the organ or system) DAMAGE
If the hazard evaluation results in a determination that there is a significant probability based only on laboratory animal data that a chemical may have serious target organ effects, the container should be labeled as follows:
-
MAY CAUSE (specify the organ or system) DAMAGE BASED ON ANIMAL DATA
While the inclusion of target organ effects on container labels has become accepted practice, OSHA's circumvention of its own procedural requirements in the Cyanamid case is a cause for concern. The Sixth Circuit did not seriously consider the argument in our amicus brief that OSHA's continuous reinterpretation of its standards through internal memoranda and private communications violates the agency's own procedural requirements. It is our concern that such "stealth" rulemaking, without providing notice and an opportunity for public comment, will become a pattern for future agency action unless OSHA is required to provide adequate guidance as to the minimum standard for compliance when OSHA standards are promulgated.
October 4, 1993
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RECOMMENDED FOR FULL-TEXT PUBLICA TfON Pursuant to Sixth Circuit Rule 24
No. 92-3321
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Lynn Martin, Secretary of Labor, United States Department of Labor,
Petitioner,
American Cyanam id Company, Respondent.
On Petition for Review of a Final Order of The Occupational Safety and Health Review Commission
Decided and Filed September 15, 1993
Before: RYAN, Circuit Judge; KRUPANSKY, Senior Circuit Judge; and JOINER, Senior District Judge.*
CHARLES W. JOINER, Senior District Judge. Hazard Communication Standard (HCS), 29 C.F.R. 1910.1200, promulgated by the Secretary of Labor, requires that chemical manufacturers, importers and distributors ensure that each container of hazardous chemicals leaving the workplace be labeled with "appropriate hazard warnings." 29 C.F.R. 1910.1200(f)(l)(ii). The issue in this case is
*Honorab!e Charles W. Joiner, United States District Court for the Eastern District of Michigan, sitting by designation.1
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Secretary ofLabor v. Am. Cyanamid Co. No. 92-3321
whether the Secretary permissibly can interpret the HCS to require that shipping labels include the hazardous chemicals' known effects on "target organs," i.e., specific symptoms and signs of exposure.
. The Secretary of Labor petitions for review of the final order of the Occupational Safety and Health Review Commission (OSHRC), reversing the determination of the ALJ that respondent American Cyanamid Company violated the HCS by utilizing hazardous chemical container labels that did not provide warnings of the chemicals' target organ effects. The OSHRC held that the HCS does not require that labels describe target organ effects but, rather, requires a case-by-case factual determination of whether the label warnings are appropriate under the circumstances. The OSHRC further held that the Secretary had not met the burden of demonstrating that Cyanamid's labels are not appropriate.
We grant the Secretary's petition for review, and set aside the order of the OSHRC.
1.
Congress enacted the Occupational Safety and Health Act to assure safe and healthful working conditions. 29 U.S.C. 651(b). The purpose of the Act is "forwardlooking; i.e., to prevent the first accident." Brock v. L.E. Myers Co., 818 F.2d 1270, 1275 (6th Cir.), cert, denied, 484 U.S. 989 (1987) (citing Mineral Indus. & Heavy Constr. Group v. OSHRC, 639 F.2d 1289, 1294 (5th Cir. 1981)). The Act authorizes the Secretary to promulgate safety and health standards, and requires employers to comply with those standards. 29 U.S.C. 654(a)(2), 655. Those standards "shall prescribe the use of labels or other forms of warning as are necessary to insure that employees are apprised of all hazards to which they are exposed," including relevant symptoms and appropriate emergency treatment. 29 U.S.C. 655(b)(7).
No. 92-3321 Secretary ofLabor v. Am. Cyanamid Co.
3
Hazard Communication Standard 29 C.F.R. 1910.1200
The Hazard Communication Standard at issue was promulgated in November 1983, with an effective date of November 25, 1985. Its stated objective is to "ensure that the hazards of all chemicals produced or imported by
chemical manufacturers or importers are evaluated, and that information concerning their hazards is1 transmitted to affected employees and employers." 29 C.F.R. 1910.1200(a).
To achieve this objective, the HCS requires that a
manufacturer of hazardous chemicals inform not only its
own employees of the dangers posed by the chemicals, but
downstream employers and employees as well. The
manufacturer is required to have or to prepare a material
safety data sheet (MSDS) for each hazardous chemical,
and to provide the MSDS to distributors and employers.
29 C.F.R. 1910.1200(g). The HCS lists 12 separate
categories of information that must be included in the
MSDS, including the identity of the chemical; health
hazards posed; handling precautions; and the identity,
address and phone number of the preparer of the MSDS
for contact in an emergency. The manufacturer is also
required to ensure that each container of hazardous chemicals leaving the workplace is labeled with
"appropriate hazard warnings."
29 C.F.R.
1910.1200(f)(l)(ii).
At issue in this case is the Secretary's interpretation of "appropriate hazard warning* to require that shipping labels for containers of "hazardous chemicals" disclose the effects of exposure to the chemical by describing known changes in body function and the signs and symptoms that signal the changes. "Hazard warning" is defined in the HCS to mean words or symbols "appearing on a label or other appropriate form of warning which convey the hazards of the chemical(s) in the container(s)." 29 C.F.R. 1910.1200(c). "Hazardous chemical" is defined
to mean any chemical which is a physical hazard (e.g.,
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4 Secretary ofLabor v. Am. Cyanamid Co. No. 92-3321
combustible or explosive) or a health hazard. "Health hazard" is defined broadly to mean
' a chemical for which there is statistically significant evidence based on at least one study conducted in accordance with established scientific principles that acute or chronic health effects may occur in exposed employees. The term health hazard includes chemicals which are carcinogens, toxic or highly toxic agents, reproductive toxins, irritants .... Appendix A provides further definitions and explanations of the scope of health hazartls covered by this section ....
29 C.F.R. 1910.1200(c) (emphasis added).
Appendix A to the HCS, in turn, states:
Health hazards may cause measurable changes in the body--such as decreased pulmonary function. These changes are generally indicated by the occurrence of signs and symptoms in the exposed employees--such as shortness of breath, a nonmcasurable, subjective feeling. Employees exposed to such hazards must be apprised of both the change in body function and the signs and symptoms that may occur to signal that change.
(Emphasis added.) Appendix A states that any chemicals which meet the following criteria are "health hazards":
7. Target organ effects. The following is a target organ categorization of effects which may occur, including examples of signs and symptoms and chemicals which have been found to cause such effects.
Among the noninclusive list of signs and symptoms are jaundice, liver enlargement, edema, narcosis (drowsiness), decrease in motor functions, cyanosis (blueness of skin as from imperfectly oxygenated blood),
No. 92-3321 Secretary of Labor v. Am. Cyanamid Co.
5
loss of consciousness, cough, tightness in chest, shortness of breath, rashes, irritation, birth defects, sterility, conjunctivitis, and corneal damage.
In August 1985, OSHA issued a compliance directive, CPL Instruction 2-2.38, to its field staff to ensure uniform enforcement of the HCS. There is no dispute that this directive was publicized through reporting services. With respect to what constitutes an appropriate hazard warning for a chemical shipping label, the instruction states:
The "hazard warning" must convey the hazard of* the chemical. This is intended to be specific information regarding the hazard-the specific hazards indicated in the standard's definitions for "physical" and "health" hazards would be appropriate. Phrases such as "caution", "danger", or "harmful if inhaled", generally do not meet the intent of the standard by themselves. The definition of "hazard warning" states that the warning must convey the hazard of the chemical. If when inhaled, the chemical causes lung damage, then that is the appropriate warning. Lung damage is the hazard, not inhalation. There are some situations where the specific target organ effect is not known. Where this is the case, the more general warning statement would be permitted. For example, if the only information available is an Lc50 test result, "harmful if
inhaled" may be appropriate.
(Introduction CPL 2-2.38, App. A 1 (f)(1); emphasis added.)
Enforcement of the HCS Against American Cyanamid
American Cyanamid produces resins and molding compounds for sale to customers in the plastics industry. In December 1985, an OSHA compliance officer inspected Cyanamid`s Perrysburg, Ohio, plant to investigate Cyanamid*s compliance with the HCS. The
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6 Secretary ofLabor v. Am. Cyanamid Co. No. 92-3321
compliance officer obtained the labels and MSDSs for Cyanamid's products and ultimately issued a citation to Cyanamid for alleged improper labelling of four of its products, each of which was an untested mixture containing chemicals deemed hazardous by the HCS.
XC-4001: contains butyl alcohol and propylene glycol methyl ether. This product was labeled in pertinent part -WARNING! HARMFUL IF INHALED / CAUSES EYE IRRITATION / MAY CAUSE SKIN IRRITATION.- Relying on Cyanamid's MSDS for XC4001 and the NIOSH/OSHA Occupational Health Guidelines for Chemical Hazards,1 the compliance officer maintained that the label should address the target organ effects associated with those chemicals, such as the effects set forth in Cyanamid's MSDS: -Overexposure . . . may cause eye and respiratory tract irritation, headache, dizziness or nausea."
XC-4005: contains butyl alcohol. The warning on this label was identical to that of XC-4001. The OSHA compliance officer maintained that the label should contain a statement similar to that required for XC-4001.
Glaskyd: contains amorphous silica and talc. This label warned "CAUTION: MAY BE HARMFUL IF INHALED." The compliance officer contended that the label should warn of lung damage if the product is
inhaled.
Cyglas: contains silica and vinyl toluene. This label warned "CAUTION: MAY BE HARMFUL IF INHALED." The compliance officer contended that the label should address the effects of those substances; e.g.,
'The National Institute for Occupational Safety and Health (NIOSH) was created by the OSH Act. 29 U.S.C. 5 671. The cited guidelines arc jointly prepared by the Department of Health and Human Services anu the Department f Labor as a source of information for employers, employees, physicians, industrial hygienists end other occupational health professi nals.
No. 92-3321 Secretary ofLabor v. Am. Cyanamid Co.
7
lung damage (silica), headache, dizziness and drowsiness (vinyl toluene).
Proceedings Below
Cyanamid contested the citation, and the Occupational. Safety and Health Review Commission, an independent tribunal whose members are appointed by the President subject to Senate confirmation, was required to adjudicate the dispute.2 29 U.S.C. 661(a). The OSHRC's adjudicatory function is first performed by an administrative law judge, whose decision becomes final unless the OSHRC grants review. 29 U.S.C. 661(j).
The ALJ affirmed the citation against Cyanamid, noting first that the OSHA compliance officer had verified that each of the products was a mixture of substances deemed
hazardous under the HCS. 29 C.F.R. 1910.1200(d)(3). An unreacted mixture of two or more chemicals is presumed to present the same health hazards as its chemical components unless testing of the product as a whole shows otherwise. 29 C.F.R. 1910.1200(d)(5)(ii).
Cyanamid acknowledged that it had not conducted independent studies to determine the hazards of each mixture as a whole.
According to the ALJ, the "pervading question in this case is whether the Secretary's interpretation that labels must reflect target organ effects is in accord with the purpose and scheme of the HCS and is reasonable." The ALJ noted that the HCS requires that hazardous chemical labels contain "appropriate hazard warnings," meaning that the "hazards of the chemical" be disclosed. According to the ALJ, Appendix A to the HCS expands on the definition of "health hazard," and makes clear that
2"The Commission'& function is to set as & neutral arbiter and
determine whether the Secretary's citations should be enforced'; it 'was created (o avoid giving Ine Secretary both prosecutorial and adjudicatory powers.'* General Carbon Co. n OSHRC, 860 F.2d 479, 481 (D.C.Cir. 1988) (quoting Cuyahoga Valley Ry. Co. v. United Transp. Union, 474 U.o. 3, 7 (1985)).
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8 Secretary of Labor v. Am. Cyanam 'td Co. No. 92-3321
signs and symptoms of exposure must be communicated to workers. The ALI thus concluded that the Secretary's interpretation of the HCS was reasonable and should be .enforced.
The OSHRC reversed, concluding that the HCS itself, including Appendix A, did not expressly require that target organ effects be listed on container labels. The OSHRC further found that the Secretary's interpretation of the HCS was inconsistent with the standard's broad, performance-oriented language, its preamble, and the history of its promulgation. The OSHRC held that the HCS requires a case-by-case factual determination of whether a given label is "appropriate," and that the Secretary failed to demonstrate by a preponderance of the evidence that Cyanamid's labels did not contain appropriate hazard warnings. The OSHRC emphasized that it did not address whether a standard that expressly required employers to list target organ effects on chemical labels would be reasonable, but only that the HCS did not impose that requirement.
U.
The issue presented is one of first impression. We agree with the ALI who initially adjudicated this dispute that the central question is whether the Secretary's interpretation of the HCS is a reasonable one. With this question as our focus, we are able to look to established principles to guide our determination.
In Martin v. OSHRC, 499 U.S. 144, 111 S. Ct. 1171 (1991), the Court was required to resolve whether a reviewing court should defer to the Secretary of Labor or to the OSHRC when each furnishes a reasonable but conflicting interpretation of an ambiguous regulation promulgated by the Secretary under the OSH Act. The Court looked to the unusual regulatory structure of the OSH Act, in which enforcement and rule-making powers are reposed in the Secretary, while adjudicatory functions are assigned to the OSHRC. Based on the structure and
m
No. 92-3321 Secretary ofLabor v. Am. Cyanamid Co.
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history of the Act, the Court reasoned that the power to issue authoritative interpretations of regulations is a necessary adjunct to the Secretary's powers to promulgate and enforce national safety and health standards, and concluded that a reviewing court should defer to the Secretary's reasonable interpretation of an ambiguous regulation.
In reaching this conclusion, the Court recited familiar principles of administrative law:
It is well established "that an agency's construction of its own regulations is entitled to substantial deference." In situations in which "the meaning of [regulatory] language is not free from doubt," the reviewing court should give effect to the agency's interpretation so long as it is "reasonable," that is, so long as the interpretation "sensibly conforms to the purpose and wording of the regulations."
Id. at 1175-76 (citations omitted). In emphasizing the narrowness of its holding, the Court stressed that it dealt only with the separation of powers between the Secretary and the OSHRC.
[Although we hold that a reviewing court may not prefer the reasonable interpretations of the Commission to the reasonable interpretations of the Secretary, we emphasize that the reviewing court should defer to the Secretary only if the Secretary's interpretation is reasonable. The Secretary's interpretation of an ambiguous regulation is subject to the same standard of substantive review as any other exercise of delegated lawmaking power. See 5 USC 706(2)(A) . . . Battenon v. Francis, [432 U.S. 416, 426 (1977)].
Id. at 1180 (emphasis in original). Both the cite^^atute and the cited case instruct a reviewing court to^piold _
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10 Secretary ofLabor v. Am. Cyanamid Co. No. 92-3321
agency action unless it is arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law.
' It is plainly evident that the Secretary's interpretation of the HCS conforms to both the language and purpose of the HCS. In concluding that the requirement that shipping labels' "appropriate hazard warnings" include target organ effects of exposure, the Secretary did no more than track the language of the HCS itself through to its Appendix A and the express language there that target organ effects are health hazards. As recognized by CPL Instruction 2-2.38, health hazards are "hazards of the chemical," required to be included in "appropriate hazard warnings."
Likewise, the Secretary's interpretation sensibly conforms to the stated purpose of the HCS, i.e., to ensure } that information about the hazards of chemicals is communicated to affected persons. A worker who knows that dizziness or nausea results from exposure to a chemical with which he is working is better able to recognize his peril and take protective action than one who experiences those symptoms but knows only from the chemical's label that it is "harmful if inhaled." As interpreted by the Secretary, the HCS requires that meaningful information be provided to downstream users, information that will provide an immediate alert if a worker experiences the signs and symptoms of exposure.
Cyanamid contests the reasonableness of the Secretary's interpretation of the HCS on a number of grounds, all of which have been carefully considered by this court. We address Cyanamid's key contentions herein.
Cyanamid's principal argument is that the Secretary's interpretation is inconsistent with the preamble to the HCS, 48 Fed. Reg. 53,280, which accompanied its adoption and sets forth its purpose and history. Cyanamid \ relies on the preamble's explanation that the HCS as adopted rejected an earlier approach which provided for labels "including extensive information" in favor of a
11
No. 92-3321 Secretary ofLabor v. Am. Cyanamid Co.
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labeling system that served as an "immediate warning" or "alert mechanism." 48 Fed. Reg. 53,280, 53,301, 53,326. Cyanamid contends that the preamble indicates that the intent of the final HCS was to require detailed information in the MSDSs, and to require that chemical labels contain only that information necessary to provide a
link to the MSDSs.
The preamble to a regulation maybe consulted in determining the administrative construction and meaning of the regulation. Martin v. OSHRC, 941 F.2d 1051, 1056 (10th Cir. 1991); Ohio Manufacturers' Assoc, v. Akron, 801 F.2d 824, 832-33 (6th Cir. 1986), cert, denied and appeal dismissed, 484 U.S. 801 (1987). We agree with Cyanamid that the informational scheme of the HCS envisions the MSDS as the comprehensive vehicle for information regarding chemicals and their hazardous properties. 29 C.F.R. 1910.1200(g)(2). Chemical labels are an integral part of the HCS system, serving to point employers and employees to the more detailed information contained in the MSDSs. However, the Secretary's determination that target organ effects should be listed on chemical shipping labels complements that objective, and furthers the goal that labels provide an immediate warning and an alert mechanism to supervisors
and employees. We thus find no inconsistency between the HCS and its preamble. Moreover, we agree with the observation in General Carbon Co. v. OSHRC, 860 F.2d
479, 485 (D.C.Cir. 1988);3
The standards contain no suggestion, though, that a health hazard which is required to be reported on the MSDS can be omitted entirely from the labels.
3General Carbon held that hazard information could not be
omitted from shipping labels on the ground that the downstream use of the product involved did not pose a significant risk of harm to any downstream user. Hie court noted that toe HCS labeling requirement presumes that manufacturers will generally be uncertain as to the downstream uses of their products, and that manufacturers should
therefore communicate the hazard potential of their products, leaving to the downstream employers the communication of the specific naturo
and degree of the hazard their employees are likely to encounter.
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In fact, given the label's function in alerting employees to the more detailed information contained in the MSDS, it would make little sense to insist that a particular chemical be identified in the MSDS while imposing no corresponding labeling requirement.
Additionally, we note that much of Cyanamid's reliance on the preamble derives from its statements regarding the format of labels rather than their content. This distinction is evident in the preamble's discussion of the labeling guidelines of the American National Standards Institute (ANSI). The preamble confirms that the HCS as adopted permits the continued use of many existing labeling systems, including those prepared in accordance with the guidelines in the ANSI voluntary consensus standard on labeling. "Use of these systems would not mean that employers would not be held accountablefor providing the information required. It simply meant that they would not have to alter the format of their information presentation."4 48 Fed. Reg. 53,301 (emphasis added). In sum, the preamble docs not provide a basis on which to reject the Secretary's reasonable and consistent interpretation of the HCS.
Cyanamid relies additionally on what it claims is the Secretary's inconsistent interpretation of the phrase "appropriate hazard warning." Whether the Secretary has consistently interpreted a regulation is a factor bearing on the reasonableness of that interpretation. Martin, 111 S. Ct. at 1179. However, the claimed inconsistency in this case is the Secretary's determination that in-plant chemical container labels need not contain the same information as shipping labels. This distinction finds support in the HCS itself and common sense. When used in-plant, a
4This caveat is reinforced in Appendix A lo the HCS, where it is noted that while the acute effects defined by the ANSI Standard for Precautionary Labeling of Hazardous Industrial Chemicals include impoitant health effects, 'they do not adequately cover the considerable range of acute effects which may occur as a result of occupational exposure, such as, for example, narcosis. *
No. 92-3321 Secretary ofLabor v. Am. Cyanamid Co.
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manufacturer's labeling system must be adequate to inform its own employees of the hazards of the chemicals in the workplace. Employers are required to train their employees on the labeling system, 29 C.F.R. 1910.1200(h)(2)(iv), and are expressly permitted to use "signs, placards, process sheets, batch tickets, operating procedures, or other such written materials in lieu of affixing labels" in the plant so long as appropriate hazard warnings are communicated. . 29 C.F.R. 1910.1200(f)(5), (0(6). In contrast, shipping labels must be sufficient to warn downstream users about the hazards of the chemicals. A manufacturer or distributor has no control over the training given to downstream employers' workers, and may not be informed regarding the particular uses to which its products are put and the resulting degree of risk which they pose. It is thus reasonable to require manufacturers and distributors to provide greater information on their shipping labels. See General Carbon, 860 F.2d at 483-85; 48 Fed. Reg.
53,296, 53,307.
Finally, Cyanamid suggests that the Secretary's interpretation of the HCS renders it void for vagueness. We disagree.5 While an employer is entitled to fair warning of conduct which an occupational health and safety standard prohibits or requires, this determination is made with reference to what an employer familiar with the industry could reasonably be expected to know. Flour Constructors, Inc. v. OSHRC, 861 F.2d 936, 941-42 (6th Cir. 1988) (citing Ray Evers Welding Co. v. OSHRC, 625 F.2d 726, 732 (6th Cir. 1980)). In Ray Evers, this court rejected a similar challenge to a regulation which was construed to require an employer to require employees to
5Wc also reject Cyanamid's contention that expert testimony was
necessary lo prove a violation of the HCS. That standard, as permissibly interpreted by the Secretary, requires only that target
organ effects be listed, and information about those effects was readily available from Cyanamid's own MSDSs and the NIOSH/OSHA guidelines. The Secretary's burden of proof was met with evidence that Cyanamid's labels did not contain those target organ effects. National Eng*g Contracting Co. v. OSHRC% 928
F.2d 762, 767-68 (6th Cir. 1991).
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wear appropriate safety equipment "whenever a reasonably prudent employer, concerned with the safety of his employees, would recognize the existence of a hazardous condition and protect against that hazard by the ' means specified in the citation." 625 F.2d at 731. The interpretation of the HCS to require that shipping labels contain target organ effects provides as much or greater certainty regarding the conduct required by the HCS as the "reasonably prudent employer" standard upheld in Ray Evers.
HI.
The Secretary's interpretation of the Hazard Communication Standard to require manufacturers, distributors and importers of hazardous chemicals to list target organ effects on their hazardous chemical shipping labels is a reasonable interpretation, and conforms to both the language and purpose of the HCS. We are not persuaded by the arguments advanced by Cyanamid that the Secretary's interpretation is arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. We thus GRANT the Secretary's petition for review, SET ASIDE the order of the OSHRC, and DIRECT that the order of Administrative Law Judge Edwin Salyers be REINSTATED.
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