Document 9LODQ2E9R4jqL0VOvOL4X3GZD
Commentary
Editors' declaration of their own conflicts of interest
Irina Haivas, Sara Schroter, Fabian Waechter, Richard Smith
C onflict of interest has been defined as a set of conditions in which professional judgement concerning a primary interest (such as patient welfare or
the ISI Web of Knowledge Journal Database Version 2001 (www.isiknowledge.com) to obtain a list of all 108 peerreviewed journals in this category. Using computer-generated
the validity of research) can be influenced by a secondary random numbers, we took a random sample of 35. Because
interest (such as financial gain).1 The International Com- top medical journals are commonly used to depict trends in
mittee of Medical Journal Editors (ICMJE) acknowledges scientific medical publishing, we also included a purposive
that anyone involved in the peer review and publication sample of the top 5 US and 5 non-US journals in this cate-
process, including editors, might have conflicts of interest.2 gory, ranked by impact factor. Five of these had already been
Although many journals now publish authors' financial selected through the random sampling, and so the total num-
conflicts of interest, and reviewers are asked to declare if ber of journals was 40. Three journals were then excluded:
they have a conflict of interest with regard to individual 1 had insufficient contact details, and 2 had ceased publication
manuscripts, little is known about editors' conflicts of in- We sent senior editors a questionnaire asking about their
terest and the mechanisms to manage them.
journal's declaration of conflicts of interest for editors, editor-
Editors of high-impact biomedical journals have indi- ial board members and other editorial advisers; how impor-
cated that it is unacceptable for editors to have financial in- tant they felt it was to declare conflicts of interest; and
terests in commercial companies,3 and a few editorials have whether they intended to publicly declare these in the future.
described journal policies regarding editors' conflicts of in- We followed up with non-respondents by telephone.
terests.46 However, editorial conflicts of interest can operate We received a response from 30 (81%) of the 37 jour-
on many levels beyond financial interest: editors may enter- nals. Of these, 19 (63%) felt it was either important or very
tain a dislike for certain authors;
important to declare the finan-
an author's work may compete
cial conflicts of interest of their
with or contradict an editor's own work in the same field; or an editor, having decided not to publish a particular author's
Box 1: Elements of medical journals' policies on dealing with editors' financial conflicts of interest
editors; 13 (43%) felt that this was important for their editorial board members, and 11 (37%) for other editorial advisers (see
submission, may be tempted to pursue the same idea with others
A detailed internal policy is published in the journal
online Table at www.cmaj.ca/cgi /content/full/171/5/475/DC1).
deemed to be more capable. Editors are responsible for
making the ultimate decision about publication, but who regulates them in doing so? To encourage greater transparency and raise awareness that editors are not impervious to bias, BMJ
Editors are required to state if they have interests for individual manuscripts
Editors are required to sign a financial disclosure statement
Editors are not allowed to have "any financial relationship with any biomedical company"
Seven (23%) reported it was not important to declare editors' financial interests, and 4 (13%) did not respond to this item. Eleven (37%) reported that they do not intend to declare their editors' financial interests in the future, and 16 (53%) do not in-
now publicly declares the financial and nonfinancial conflicts of interest of its own editors
Conflicts of interest of each editor, editorial board members and group executive are publicly declared on the journal's Web site
tend to do so for their editorial board members or other editorial advisers. Reasons for not de-
and editorial board members.4
claring these interests included
We were interested to know
statements that it is "unneces-
how willing other editors are to publicly declare their con- sary," that "editors do not have conflicts of interest" and
flicts of interest, and to find out about current policies to that the "issue had never been considered."
protect authors from their potential effects.
Only 9 (30%) stated they have an explicit policy to deal
We conducted a survey of journal editors to explore edito- with editors' financial conflicts of interest; Box 1 lists ele-
rial policies toward conflicts of interest (financial and nonfi- ments that occur in most of these policies. (Only BMJ pub-
nancial) of editors and other staff involved in manuscript deci- licly declares individuals' conflicts of interest on its Web
sions. In the absence of a published method for obtaining a site.) Journals with higher impact factors were more likely to
representative and manageable sample of all medical journals, have a policy on editors' financial conflicts of interest than
we focused on one important category, general and internal journals with lower impact factors. Seven respondents (23%)
medicine, as an indicator for the overall situation. We used stated that they declare the nonfinancial conflicts of interest
CMAJ AUG. 31, 2004; 171 (5) 2004 Canadian Medical Association or its licensors
475
DOI:10.1503/cmaj.1031982
Commentaire
of their editors, 4 (13%) declare such conflicts for their editorial board members and 4 (13%) for other editorial advisers. However, there are few mechanisms in place to ensure that all declarations are updated, even where there is a policy of declaring these interests. It is often not made clear to readers exactly how some of these policies are implemented and how financial conflicts of interest are defined.
One limitation of our study is the focus on a single category of medicine. We are unsure how representative this category is of all medical journals. As we purposively included the top 5 US and 5 non-US journals in an influential category, it is possible that the results are an overestimate of current practice across all journals. As medical journals have led the way in introducing editorial policies to deal with conflicting intersts,2 it is likely that the situation is similar or worse in other scientific journals. We feel that all journals should have a policy to deal with these potential conflicts of interest; editors are not impervious to bias, and it is not acceptable to dismiss the issue as unimportant. There is a need for greater transparency for all journals, as editors should be accountable for decisions made about scientific research. However, even where policies are in place, we do not know how effective they are. The ICMJE and other publication bodies should meet to discuss the best approach to dealing with these issues.
From the BMJ Editorial Office, BMA House, Tavistock Square, London, UK
Competing interests: All authors were affiliated with BMJ at the time this article was written. Richard Smith was the editor of BMJ and took part in the survey; he was responsible for devising BMJ policy on competing interests. He was paid a fixed salary and was not affected financially by the success or failure of the policy. Sara Schroter, Fabian Waechter and Irina Haivas were employed by BMJ while conducting this study.
Contributors: Richard Smith initiated the study; Sara Schroter, Irina Haivas and Fabian Waechter designed the study; and Irina Haivas conducted the study. All authors interpreted the results, assisted in writing and revising the paper, and gave final approval of the version to be published.
Acknowledgements: This study was funded by the BMJ Publishing Group's research budget.
References
1. Thompson DF. Understanding financial conflicts of interest. N Engl J Med 1993;329(8):573-6.
2. International Committee of Medical Journal Editors. Separate statements: conflicts of interest. Available: www.icmje.org/#conflicts (accessed 2004 May 28).
3. Van Kolfschooten F. Conflicts of interest: Can you believe what you read? Nature 2002;416:360-3.
4. Smith R. Making progress with competing interests. BMJ 2002;325:1375-6. 5. James A, Horton R. The Lancet's policy on conflicts of interest. Lancet
2003;361:8-9. 6. Relman AS. Editor's reply to: Altman LK. Dealing with conflicts of interest
[letter]. N Eng J Med 1984;311:405.
Correspondence to: Dr. Sara Schroter, BMJ Editorial Office, BMA House, Tavistock Square, London WC1H 9JR, UK; sschroter@bmj.com
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