Document 6wDL36BGeDg5DaQrYqxM3xBy9
NOV 0419
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CHEMICAL MANUFACTURERS ASSOCIATION
VV>>AC yJ&V'
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November 1, 1988
TO: VDC Panel
FROM:
Elizabeth J. Moran
SUBJECT: Comments on OSHA's Proposed Air Contaminants Rule
Enclosed is a copy of the comments filed by CMA on OSHA's Proposed Air Contaminants Rule. The section relating to VDC begins on page 40.
25C' M Str?"' NW, Wasnmgtor DC 20037 2C2-887-H00 Teiex 89617 (CMA WSH'
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BEFORE THE UNITED STATES DEPARTMENT OF LABOR OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION
POST-HEARING BRIEF OF THE CHEMICAL MANUFACTURERS ASSOCIATION ON OSHA'S PROPOSED AIR CONTAMINANTS RULE
Air Contaminants; Proposed Rule, 53 Fed. Reg. 20960 {June 7, 1988)
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Docket No. H-020
Geraldine V. Cox, Ph.D. Vice President and Technical Director
Timothy F. O'Leary, Jr. Associate Director Health, Safety and Chemical Regulations
David F. Zoll, Esq. Vice President and General Counsel
Susan Conti, Esq. Counsel
Of Counsel:
Neil J. King, Esq. Wilmer, Cutler & Pickering 2445 M Street, N.W. Washington, D.C. 20037-1420 (202) 663-6061
October 31, 1988
Chemical Manufacturers Association 2501 M Street, N.W.
Washington, D.C. 20037 (202) 887-1100
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Table of Contents
Page
Executive Summary.............................................................................................................i
Introduction........................................................................................................................ 1
I. Under the Circumstances, OSHA's Proposal To Set Permissible Exposure Limits for Multiple Substances in a Single Rulemaking Is Desirable, but Efforts Should Be Made To Avoid Creating a Similar Situation in the Future............................................................................... 2
A. While a Generic Approach Is Desirable Under the Circumstances, OSHA Should Update the Z-Tables on a Regular Basis in theFuture........................................................3
B. OSHA Must Make Supportable Significant Risk and Feasibility Findings for the Chemicals Covered by the Rulemaking.............................................................. 3
C. OSHA's Decision To Focus on PELs for Substances on the 1937-1988 TLV List Was Reasonable........................................................................................ 9
D. In this Truncated, Generic Proceeding, OSHA Should Act Only to the Extent that a Consensus Exists...............................
15
II. TLVs, Rather than NIOSH Recommended Exposure Limits, Should Be Used as the Basis for Setting Z-Table PELS.........................................................................................................................19
A. TLVs Are More Comprehensive, Widely Respected, and Broadly Accepted than RELs................................................ 19
B. The Process for Adopting TLVs Is More Open to Public Imput than the Process for Adopting RELS............................................................................................................. 23
C. There Is More Evidence for the Feasibility of TLVs than for the Feasibility of RELs..............................27
III.
D. The Charge that the TLV Committee Is Unduly Influenced by Industry Is Unjustified................... ....28
Short-Term Exposure Limits Should Not Be Adopted in the Present Proceeding.....................
32
IV. OSHA Should Phase-In the Requirement of Achieving the New PELs Through the Use of Engineering Controls............................................................................................................... 34
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Page
V. OSHA Should Give Priority to the Development of Analytical Methods for Those Air Contaminants for Which Adequate Analytical Methods Do Not
Presently Exist.............................................................................................. 36
VI. The Computational Formula in Section 1910.1000(f)
of the Proposed Rule Should Be Applied to Multiple Chemical Exposures only when PELS for the Chemicals Have Been Set To Protect Against Similar Toxicological Effects on the Same Organ(s)................................................................................................................ 39
VII.
Vinylidene Chloride Should Not Be Regulated as an Occupational Carcinogen.................................................................... 40
Conclusion............................................................................................................................ 48
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before the
UNITED STATES DEPARTMENT OF LABOR OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION
POST-HEARING BRIEF OF THE CHEMICAL MANUFACTURERS ASSOCIATION ON OSHA'S PROPOSED AIR CONTAMINANTS RULE
Air Contaminants; Proposed Rule, 53 Fed. Reg. 20960 (June 7, 1988)
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) )
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Docket No. H-020
Executive Summary
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In this Post-Hearing Brief on OSHA's Proposed Air Contaminants Rule, the Chemical Manufacturers Association reviews the written and testimonial evidence that has been presented on various issues in this proceeding since the filing of its Com ments on July 22, 1988. Our Post-Hearing Brief addresses several generic issues and responds briefly to the suggestion made at the hearing that vinylidene chloride should be regulated as an occupational carcinogen. Our evaluation of the evidence leads to the following conclusions:
1. Given the outdated levels of many of the permissi ble exposure limits ("PELs") contained in the 2-Tables and the underinclusive nature of the Z-Table listings, we support OSHA's decision to conduct a generic multiple-substance rulemaking to
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update the Z-Tables in order to reflect changes that have been made in the American Conference of Governmental Industrial Hygienists ("ACGIH") Threshold Limit Value ("TLV") list since 1968. As long as OSHA makes supportable findings regarding "sig nificant risk" and "feasibility" for the affected substances, a multi-chemical proceeding can satisfy the requirements of the Occupational Safety and Health Act. The PELS established in this proceeding, however, should "ot be set below the levels at which a broad consensus exists reg ding significant risk and feasibility. Moreover, OSHA should make an effort to update the Z-Tables on a regular basis, so that, in the future, it will not be necessary to conduct a massive and unwieldy rulemaking, such as the present one.
2. OSHA's decision to focus on setting permissible exposure limits for those substances that are included on the 1987-1988 TLV list represents a reasonable and sensible ordering of priorities designed to achieve a quick and substantial improvement in worker health protection, it may be desirable to regulate some substances more comprehensively and to establish generic monitoring and medical surveillance requirements for Z-Table air contaminants. Those matters, however, can properly be considered in subsequent rulemakings, a course of action that OSHA has already initiated.
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3. TLVs established by ACGIH can appropriately be used as the basis for setting Z-Table PELS in this generic multi-chemical proceeding, where the evaluation of health risks and feasibility for individual chemicals is necessarily quite limited. Recommended Exposure Limits developed by the National Institute for Occupational Safety and Health ("NIOSH") should not, however, be used for this purpose, since they are more con troversial than TLVs, less widely observed, and less likely to be feasible.
4. The short-term exposure limits ("STELs") that,OSHA has proposed are not adequately supported by the Agency's inde pendent evaluation of the health effects evidence. Accordingly, the question whether STELs are appropriate for some or all of the chemicals for which they have been proposed should be left for resolution in a later proceeding.
5. OSHA's proposal to phase-in (over a four-year period) the requirement to comply with the new PELS through the use of engineering controls is reasonable, given the scope of the . present proceeding and the phase-in periods that OSHA has allowed in various single-substance standards. OSHA should be mindful, however, of developments in the separate proceeding that it has scheduled to consider whether the primacy of engineering controls should be reconsidered. Regardless of how that question is resolved, OSHA should expressly permit the use of respirators in
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work operations where exposure to air contaminants is intermit tent in nature and limited in duration, or where exposure occurs for less than 30 days per year.
6. OSHA should give priority to the development of analytical methods for the air contaminants for which adequate analytical methods do not presently exist. Until an adequate sampling and analytical method is developed for a particular air contaminant, OSHA should either postpone revising the PEL or defer implementing and enforcing the PEL until suitable sampling and analytical methods become available.
7. The computational formula in Section 1910.1000(f) of the proposed rule should be applied to multiple chemical exposures only when PELS for the chemicals involved have been set to protect against simiLar toxicological effects on the same organ(s).
8. Vinylidene chloride (" ?C") should not be regu lated as an occupational carcinogen. NIOSH's contrary suggestion is not supported by the extensive toxicological data base on the potential carcinogenicity of VDC. In any event, action on the NIOSH recommendation would require OSHA to conduct a new rulemaking under Section 6(b) of the Occupational Safety and Health Act.
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IV
Introduction
On June 7, 1988, the Occupational Safety and Health Administration ("OSHA") published a notice of proposed rulemaking to revise the permissible exposure limits ("PELs") for the air contaminants listed in 29 C.F.R. S 1910.1000, Tables Z-l, Z-2, and Z-3, and to add additional chemicals to the Tables. 53 Fed. Reg. 20960. On July 22, 1988, the Chemical Manufacturers Associ ation ("CMA") submitted Comments in response to the rulemaking notice (hereinafter referred to as the "CMA (or "CMA's") Com ments"). CMA is a non-profit trade association whose member com panies represent more than 90 percent of the productive capacity for basic industrial chemicals in the United States. Since many chemical industry employees are potentially exposed to one or more of the substances covered by the proposed rule, the rulemaking is of great interest to CMA's members.
CMA's Comments focused on a number of generic issues raised by the rulemaking proposal, rather than on the actions that OSHA proposed to take with respect to individual chemicals. Our Post-Hearing Brief also focuses on generic issues. However, we also will address the question whether vinylidene chloride ("VDC") should be regulated as as human carcinogen. This issue was not discussed in CMA's Comments (or, as far as we are aware, in anyone else's comments), since OSHA did not propose to regu late VDC on the basis of carcinogenicity. While we believe that the compound cannot lawfully be regulated as an occupational
SL 061658
carcinogen unless OSHA issues a new (or revised) rulemaking proposal and p-ovides an opportunity to comment thereon, our Post-Hearing B. *ef responds to the recommendation made by the National Institute for Occupational Safety and Health ("NIOSH") on August 1, 1988 that VDC be designated a carcinogen and con trolled in the same manner as vinyl chloride.
Our opening Comments addressed a variety of generic issues in considerable detail, and we do not propose to duplicate the discussion of those issues here. Instead, we will summarize the principal points made in our Comments on various generic issues and will discuss new material bearing on those issues that has been added to the record since our Comments were filed on July 22, 1988.
I. Under the Circumstances, OSHA's Proposal To Set Permis sible Exposure Limits for Multiple Substances in a Single Rulemaking Is Desirable, but Efforts Should Be Made To Avoid Creating a Similar Situation in the Future.
In CMA's Comments, we argued that OSHA can lawfully
revise the PELS for multiple Z-Table air contaminants in a single
proceeding, as long as it makes the required "significant risk"
and "feasibility" findings for each affected chemical on the basis of substantial evidence in the record,-^ Given the
outdated nature f many of the PELs contained in the Z-Tables and
1/ See CMA Comments at 4-10.
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the fact that numerous air contaminants for which Threshold Limit values ("TLVs") have been set by the American Conference of Gov ernmental Industrial Hygienists ("ACGIH") presently are not covered by the 2-Tables, we agreed with OSHA that such a multiple-substance proceeding would be desirable. We also sup ported OSHA's decision to use the 1987-1988 TLV list as the basis for chemical coverage in this proceeding and to focus solely on the question of appropriate permissible exposure limits. We urged OSHA, however, to review and update the Z-Table PELs periodically, as significant new information becomes available, so that it will not be necessary to conduct such a massive and unwieldy proceeding in the future.-2/
Information that has been provided since the filing of our Comments confirms our views on these matters.
A. While a Generic Approach Is Desirable Under the Circumstances, OSHA Should Update the Z-Tables on a Regular Basis in the Future.
The notion of updating the PELs for a large number, of Z-Table contaminants in a single proceeding received support from many quarters, even from parties who disagree with some of the specific PELs that OSHA has proposed. Thus, representatives of NIOSH agreed with OSHA "that there is an urgent need to update
2/ See CMA Comments at 3.
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the current air contaminant standards because they represent exposure limits based on data available prior to 1968.^
Although it questioned some of the specific PELS proposed by OSHA, NIOSH did "not question the wisdom of this rulemaking."-4/ It recognized that "te]ven if some PELs are less productive than NIOSH might prefer, the overall impact of this 2-Table update represents a significant advance for worker safety and health. 5/ NIOSH also concurred "with OSHA that it is in the best interest of the worker to promptly provide such increased health protec tion as is indicated by the evidence in the record," while iden tifying particular substances that might require follow-up rulemaking for the possible establishment of more stringent
exposure ,li.m.its.-6/
Other witnesses at the hearing echoed these sentiments. Thus, Professor Thomas 0. McGarity testified that he could not "stress emphatically enough the simple proposition that if OSHA is to have any prospect at all of fulfilling its statutory man date ... it must seek innovative ways to remove some of these
3/ Testimony of the National institute for Occupational Safety and Health on OSHA's Proposed Rule on Air Contaminants, August 1, 1988 (hereinafter referred to as "NIOSH Testimony") at 1.
4/ id.
5/ Id.
6/ Id.
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7/ debilitating impediments to effective regulation."- In Professor McGarity's view: "The current rulemaking effort is a
commendable attempt to move in that direction."8-/
Like NIOSH, Professor McGarity acknowledged that there might be information justifying more stringent exposure levels than those reflected in the ACGIH TLVs. This possibility, how ever, did not concern him, since such information can serve as the basis for subsequent individual chemical rulemakings.--9/ The important issue. Professor McGarity stressed, is whether the information OSHA considered would justify reducing the existing PELs to the levels OSHA has proposed.--^ In this respect, Pro
fessor McGarity observed, the current proceeding could be viewed as an interim measure.
7/ Transcript of Informal Public Hearing ("Tr.) at 2-18 (July 19, 1988) .
8/ Tr. at 2-18.
9/ See Testimony of Thomas 0. McGarity, (Ex. 19) at 11 (observing that the strategy of updating the Z-Tables to reflect current ACGIH TLVs, while remaining free to propose more strin gent exposure levels and to write more comprehensive standards for individual substances, "appears to reflect the congressional plan of establishing a minimum level of protection for workers followed by the implementation of a stricter regulation"); see also Testimony of Dr. Isadore Rosenthal, Tr. at 3-17 (noting that "OSHA is not prevented from additional rulemaking on any of these substances in the future as new data and additional resources become available").
10/ See Tr. at 2-44.
11/ See Tr. at 2-69.
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Even those witnesses who were critical of OSHA in vari ous respects applauded the "generic" approach to dealing with many substances at one time. For example, Dr. Philip Landrigan stated that OSHA "is to be congratulated on this bold stroke."--/
And Dr. Franklin Mirer of the United Auto Workers Expressed the Union's pleasure "that OSHA has recognized the need for a down ward revision of our chemical exposure standards on a broad
In short, there was widespread support for acting on a "generic" or multiple-substance basis to update the Z-Table PELs.--^ As Jeremiah Lynch, testifying for CMA, stated, "the time has come to bring the Z-Tables up to date, and the compre hensive approach that OSHA has proposed seems to be the most efficient way to achieve that objective."--1^ At the same time,
however, various witnesses emphasized that the unusual circum stances which necessitated such a comprehensive, multi-chemical
12/ Testimony of Dr. Philip J. Landrigan, August 1, 1988 at
2.
13/ Tr. at 1-95.
14/ The generic nature of the rulemaking is something OSHA has recently described as being "perhaps the most fundamental [feature] if OSHA is to deal with the hundreds of potential workplace hazards that may exist." See Regulatory Program of the United States, Occupational Safety and Health Administration (September 1, 1988), reprinted in 18 BNA Occupational Safety and Health Reporter 906 (September 28, 1988).
15/ See Statement of Jermiah Lynch on Behalf of CMA (Ex. 64) at 2.
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proceeding should be avoided in the future. For example, NIOSH stated that "it should be clearly understood by all that this rulemaking is an exceptional event made necessary by the passage of 20 years without significant reevaluation of the standards contained in the Z-Tables."--^ And Jeremiah Lynch observed: "It would have been preferable to have reviewed the Z-Table PELS on an on-going basis over the years, as the corresponding TLVs were adjusted or as significant new scientific information became available.^
To avoid creating a similar situation in the future, various witnesses urged OSHA to institute a process for reviewing and updating the PELs for Z-Table air contaminants on a regular basis1.8" / As Dr. Ernest Mastromatteo, Chair of the ACGIH TLV Committee, stated, if TLVs are used for regulatory purposes, "provisions should be made to keep the list current."--19/ We are
16/ NIOSH Testimony at 1.
17/ at 1.
Statement of Jeremiah Lynch on Behalf of CMA (Ex. 64)
18/ See, e.q., Statement of Dr. Marcus M, Key (Ex. 17) at 11 (recommending that the Z-Tables be updated and expanded every three to five years); Testimony of Earle w. Arp, Jr. on OSHA's
Proposed Standard for Air Contaminants (Ex. 8-60) at 4 (expressing the hope that "this is a one-time only proceeding, and that in the future OSHA will make a systematic effort to keep pace with scientific developments on these substances on a more regular basis"); Testimony of Dr. Isadore Rosenthal, Tr. at 3-17 (urging OSHA to develop a "mechanism for the more timely incorpo ration of the latest scientific information into its exposure standards").
19/ Testimony of Dr. Ernest Mastromatteo on Permissible Exposure Limits Project (Ex. 22) at 8.
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encouraged to learn that OSHA plans to explore "ways in which to make this standard organic, that is, how the PELS can more easily be updated in the future to keep them current,"--20/ and v look forward to working with OSHA to achieve this objective.
B. OSHA Must Make Supportable Significant Risk and Feasibility Findings for the Chemicals Covered bv the Rulemaking. ___________________________
While the generic feature of the current rulemaking was applauded by many parties as being an effective means to break what one witness described as "the health standards log jam,"--21/ various witnesses emphasized that in revising PELs for air contaminants, OSHA must comply with the requirements applicable to standard setting under Section 6(b) of the Occupational Safety and Health Act. As Dr. Marcus M. Key put it: "OSHA must demon strate the need for these new and revised limits in terms of reduction of significant risks and [must] show that these pro posed limits are feasible, both technologically and economi cally."^
20/ Regulatory Program of the United States, Occupational Safety and Health Administration (September 1, 1988), reprinted at 18 BNA Occupational Safety and Health Reporter 907 (September 28, 1988). 21/ Testimony of Richard Boggs, vice President of Organization Resources Counselors, Tr. at 3-263. 22/ Statement of Dr. Marcus M. Key (Ex. 17) at 4.
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NIOSH made a similar point when its representative stated that "NIOSH knows of no . . . method to develop reliable exposure limit standards that is consistent with NIOSH's respon sibility from the OSHA Act" other than to evaluate all of the data relating to estimated human risk at specific exposures, the availability of adequate measurement and analytical methods, the feasibility of various exposure levels, and similar informa tion.--^ OSHA claims to have done this by considering health effects, significant risk, risk reduction, economic feasibility, and technological feasibility for each individual substance covered by the proposed rule.-- To the extent this has been done, OSHA can lawfully adopt new PELs for the multiple chemicals covered by the proposed rule. Where this has not been done on a supportable basis, however, OSHA's actions in setting PELS or short-term exposure limits will be subject to challenge.--25/
C, OSHA's Decision To Focus on PELs for Substances on the 1987-1988 TLV List was Reasonable.
The support of some participants for OSHA's overall generic approach was tempered by criticism of the Agency's selec tion of chemicals to be considered in the proceeding and of
23/ See Tr. at 3-120. 24/ See Public Hearing Testimony of Charles E. Adkins (Ex. 15) at 3. 25/ See pp. 32 - 34, infra.
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OSHA's decision to limit the rulemaking to adjustments of
existing PELs and the establishment of new PELs. Several repre
sentatives of organized labor expressed reservations over the
fact that certain chemicals were not included in the present pro
ceeding, and they criticized OSHA for failing to establish com
prehensive exposure monitoring and medical surveillance require
ments for all of the Z-Table chemicals. As discussed in CMA's Comments,--26/ these criticisms are unwarranted.
At the hearing, Charles E. Adkins, Director of Health
Standards for OSHA, explained:
"There are thousands of chemicals in com merce. There are different ancillary provi sions which are relevant. There are several different sectors which are covered under current OSHA regulations. To successfully complete rulemaking covering a-11 these aspects would be an impossible task."22/
Mr. Adkins emphasized that "OSHA is aware that additional chemi
cals should eventually be considered" and that "ancillary requirements are important and must be addressed."--28/ He pointed
out, however, that
26/
27/ at 6.
28/
See CMA Comments at 6-10. Public Hearing Testimony of Charles E. Adkins (Ex. 15)
Id. at 7.
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"these can be resolved in follov-on separate rulemaking in the near future. OSHA believes that it is most important to complete this first effort [reduction of the PELs] to pro vide appropriate protection against airborne contaminants present in the workplace.
As the courts have made clear, an agency rule is not
invalid simply because the agency might have regulated more com prehensively than it did.--^ An agency may "take one step at a
time,"--^ and, "[u]nless the agency's first step takes it down a
path that forecloses more comprehensive regulation, the first
step is not assailable merely because the agency failed to take a second."--32/ Clearly, OSHA's decision to focus on reducing PELs
for the 2-Table air contaminants in this proceeding does not
foreclose more comprehensive regulation of the Z-Table air
contaminants in subsequent proceedings. Indeed, just recently,
OSHA provided evidence of its resolve to regulate the Z-Table air
contaminants more comprehensively by publishing advance notices
of proposed rulemaking to establish generic standards for exposure monitoring and medical surveillance.--3 3/
11/ Id.
30/ See. e.o.. Hazardous Waste Treatment Council v. U.S. Environmental Protection Agency. No. 86-1143 (D.C. Cir. October 7, 1988), slip op. at 20.
31/ United States Brewers Ass'n v. SPA. 600 F.2d 974, 982 (D.C. Cir. 1979).
32/ Hazardous Waste Treatment Council v. U.S. Environmental Protection Agency. No. 86-1143 (D.C. Cir. October 7, 1988), slip op. at 20.
33/ See 53 Fed. Reg. at 37591, 37595 (September 27, 1988).
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Certain representatives of organized labor expressed
th- view that "it would be more beneficial for OSHA to focus on
50 - 100 priority chemicals . . . rather than using a scatter-gun approach which treats all chemicals as equal concerns."--34/ But
OSHA's decision to address the chemicals on the 1987-1988 TLV
List and to focus on adjusting PELS was widely supported. Thus,
Or. Marcus Key applauded
"the approach that OSHA has taken in using the ACGIH TLVs as a practical universe of chemical substances to be considered in their review. The TLVs have several attributes which commend them as a reference or starting point for the review; one, most of the limits in the Z-tables were originally derived from the 1969 TLVs; two, the TLVs constitute the most comprehensive database available; three, they are reviewed periodically, if necessary; four, documentation is published; and, five, they are applicable to the U.S. work places."11/
When questioned as to whether other air contaminants should be
added to the rulemaking, Dr. Key replied, "No. ... I would not want to see anything slow up the rulemaking process for these
400-odd chemicals, such as adding new ones back in for considera-
34/ Testimony of Margaret Seminario (AFL-CIO), August 4, 1988 at 21. 35/ Testimony of Dr. Marcus M. Key, Tr, at 1-220. 36/ Testimony of Dr. Marcus M. Key, Tr. at 1-250. Earle Arp, Jr., speaking for API, also testified that "OSHA made a good
[Footnote continued next page]
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OSHA's decision to limit the focus of the present pro
ceeding to permissible exposure limits, while postponing consid
eration of ancillary requirements to later proceedings, also was
widely supported. Thus, Dr. Marcus Key expressed the hope that
"this rule malting is not delayed because of the perceived necessity for ancillary provi sions, such as the prescribing of acceptable worlc practices, methods of industrial hygiene monitoring, medical surveillance, training, etc .... Comprehensive standards may be necessary for a few of the substances we are considering but these can be dealt with in future rulemaking. Let us not hold up these urgently needed z-table revisions for this reason, 1 repeat, the updating and expansion of the Z-tables should be OSHA's highest priority."12/
When questioned about his views on this point, Dr. Key explained
that "OSHA cannot do everything at once. And ... I certainly
agree with their approach of going ahead and reducing the Permis
sible Exposure Limits and then at a later time consider[ing]
those substances that need to be augmented with . . . medical examinations, and everything else."--38 /
[Footnote continued from preceding page]
choice in selecting the ACGIH TLVs as the principal starting point for updating the Z-Table PELs." Testimony of Earle W. Arp, Jr. (Ex. 8-60) at 8.
37/ Statement of Dr, Marcus M. Key at 14. See also Testi mony of Dr. Marcus M. Key, Tr. at 1-233.
18/ Testimony of Dr. Marcus M. Key, Tr. at 1-265. See also id. at 1-266 (emphasizing the time and resource constraints that OSHA faces).
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Professor Thomas McGarity echoed these sentiments, not
ing that the "overall strategy of taking a generic approach to
updating the PELs appears to reflect a congressional plan of
establishing a minimum level of protection for workers followed by the implementation of stricter regulation."--39/ And Richard
Boggs, Vice President of Organization Resources Counselors,
observed that
"promulgation of PELs in a timely manner with . . . comprehensive occupational health stan dard evaluation later is appropriate not only because it is good industrial hygiene prac tice but because it is a cost-effective use of the Agency's and the public's limited resources."i/
In sum, OSHA's decision to focus on the current TLV
list and to postpone consideration of ancillary requirements to
subsequent proceedings was widely supported. Indeed, while
criticizing OSHA's approach, the AFL-CIO itself appeared to rec
ognize the desirability of reducing PELs quickly in a generic
rulemaking, while developing more comprehensive standards in sub sequent proceedings.--41/ Jeremiah Lynch summed the point up well
39/ Testimony of Thomas McGarity, Tr, at 2-20.
40/ Testimony of Dr. Richard Boggs, Tr. at 3-263,
41/ See Testimony of Margaret Seminario (AFL-CIO), August 4, 198B at 14 (urging OSHA to include the nine chemicals in the present proceeding, "so that reductions in exposure can be achieved while comprehensive rules are pending").
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by stating that "OSHA ... got its priorities straight" when it "concluded that adjusting the permissible exposure limits for chemicals on the TLV list should be its first order of busi-
D. In this Truncated, Generic Proceeding, OSHA Should Act Only to the Extent that a Consensus Exists.
Finally, testimony from a variety of interests stressed the importance of limiting the actions taken in this highly accelerated generic proceeding to areas in which a substantial consensus exists. The Administrative Conference, whose recommen dation is one of the major predicates for this proceeding, urged OSHA to update the 2-Table PELs on a generic basis "when consen sus recommendations are available, which are generally accepted by employers and workers in the affected industry . . . --43/ Professor Thomas McGarity, one of the authors of the Administra tive Conference report, stated that "it would be difficult to adopt a generic approach" if there is no consensus within the regulated community and no consensus within the scientific commu nity, a situation that might be evidenced by a divergence between the ACGIH TLV and the NIOSH recommended exposure limit for a sub-
42/ at 2-3.
43/
44/
Statement of Jeremiah Lynch on Behalf of CMA (Ex. 64)
See 53 Fed. Reg. at 20964, col. 3. See Testimony of Thomas McGarity, Tr. at 2-77 and 2-78.
15 SL 06X672
Similarly, Earle Arp, Jr., testifying for API, observed that if this
"sort of rapid 'catch-up' procedure [repre sented by the present proceeding] is to be workable in a scientific and legal sense, the . . . rule should be confined to exclude complex or controversial questions and to focus on the issues for which there is already a broad consensus."11/
Any attempt "to reach beyond the scope of the consensus," Mr. Arp explained, "inevitably introduces additional scientific complex ity and potential controversy that can only be addressed properly through full Section 6(b) rulemaking."--46/
Perhaps this point was expressed most forcefully by Dr. Franklin E. Mirer, testifying for the United Auto Workers. Dr. Mirer pointed to "three notable features" of past OSHA rulemakings that have been "unique and effective" in producing protective, feasible, and efficient standards. These are:
"(1) An informal rulemaking hearing in which all parties, including the Agency must present their evidence and be available for questioning;
(2) A complete, on-the-record analysis of the evidence and explanation of the rea sons for setting of a standard;
45/ Testimony of Earle W. Arp, Jr. (Ex. 8-60) at 4-5. 46/ Id. at 8.
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(3) Combining analysis of health effects (risk assessment) with feasibility (risk management) in a single proceeding."i--'
Dr. Mirer contrasted these features of individual sub
stance rulemakings with the much more truncated approach that
necessarily is followed when hundreds of substances are con sidered in a single proceeding.--^ The truncated nature of the
proceeding, Dr. Mirer pointed out, severely limits consideration
of both risk and feasibility evidence for individual substances.--49/
For these reasons, any actions taken in the present proceeding should reflect a broad consensus. When the consensus
for reducing a PEL does not extend below a specified level, that level should be as far as OSHA goes in the absence of a more com prehensive substance-specific proceeding.--50/ As Margaret
47/ Testimony of Dr. Franklin E. Mirer on OSHA's PEL Update Proposal, August 5, 1988 at 13. 48/ See id. at 13-14.
49/ See id. 50/ The fact that some parties (e.q.. organized labor) believe that a PEL should be set at a lower level than OSHA has proposed does not mean that the TLV level selected by OSHA does not represent a "consensus." As long as the primary interested parties (including representatives of labor and industry) agree that the TLV level responds to a significant health risk and is feasible, it can be considered a consensus level, even though some participants do not consider the TLV level to be adequate as an OSHA standard. See Testimony of Marc Stepp (UAW) on OSHA's Proposed Standard for Lockout (Docket No. S-012A), October 13,
[Footnote continued next page]
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SL 061674
Seminario of the AFL-CIO observe-: "Studies which address major
hazards and require signific
changes in industry practices and
operations can only be effectively set through a comprehensive
rulemaking," not in a compressed and truncated generic proceed-
OSHA appears to recognize these points. Thus, Charles Adkins acknowledged that the Agency's " [assessment of health data was based on a . . . limited analysis" of the primary liter ature.--^ Such a "limited analysis," Mr. Adkins stated, "is
appropriate in light of the general scientific support and applicablity of the allowable limits" being considered by OSHA in this proceeding.--53 / A limited analysis does not, however, pro vide an appropriate basis for setting exposure limits whose sci entific justification or feasibility is disputed by parties who would be significantly affected by the new PELS. Accordingly, in
[Footnote continued from preceding page] 1988 at 4 (emphasizing that the lockout/tagout standard developed by the ANSI Committee on which organized labor and industry were represented was a "consensus standard," even though the unions did not consider it adequate as an OSHA standard). 51/ Testimony of Margaret Seminario (AFL-CIO), August 4, 1988 at 22. 52/ Testimony of Charles E. Adkins, Tr. at 1-45. Harry Ettinger, OSHA's Project Officer for this proceeding, explained that the Agency only reviewed summaries of the studies cited by ACGIH. Tr. at 1-145 and 1-146.
13/ Id.
- 18 -
SL 061675
the present proceeding, OSHA should set PELs only when there is a broad consensus that the proposed PEL responds to a significant health risk and is feasible.
II. TLVs, Rather than NIOSH Recommended Exposure Limits, Should Be Used as the Basis for Setting Z-Table PELs.
In our opening Comments, we argued that; while it is reasonble to use TLVs as the basis for revising Z-Table PELs, NIOSH recommended exposure limits ("RELs") should not be used for this purpose.--54 / We took this position for two principal rea sons: First, because NIOSH RELs are more controversial and far less widely accepted and observed in practice than TLVs, and thus do not constitute consensus recommendations; second because the feasibility of RELs is much more questionable than the feasibility of TLVs, thus making it inappropriate to use RELs as the basis for setting standards in a massive multi-chemical pro ceeding in which evaluations of feasibility for individual chemi cals are necessarily superficial. Additional support for this position was provided in written statements and at the hearing.
54/ See CMA Comments at 11-13. - 19 -
SL 61676
A. TLVs Are More Comprehensive, Widely Respected, and Broadly Accepted than RELs.
At the outset of the hearing, Charles Adkins explained
that this multi-chemical generic proceeding "represents an effort
to bridge a 20 year gap in maintaining PEL'S current, while at
the same time satisfying all of the legal requirements OSHA must ecy
follow."-- To accomplish this objective, Mr. Adkins acknowl
edged, OSHA must rely
"on well established, and generally accepted guidelines and recommendations regarding allowable airborne contaminant limits as a 'starting point* for the proposed OSHA PEL. By using these data as a foundation it was possible to avoid the need for detailed development of each proposed PEL on an ad hoc basis.
We agree that "well established and generally accepted"
guidelines should be used as the basis for setting PELs in this
generic proceeding. We also agree that ACGIH TLVs fit this description. NOISH RELs/ however, do not.
Numerous participants in the rulemaking testified to
the fact that ACGIH TLVs are comprehensive, widely respected, and
broadly accepted -- all of which provides evidence of their
validity and feasibility. As stated by Dr. Marcus M. Key, "TLVs
55/ at 5.
56/
Public Hearing Testimony of Charles E. Adkins (Ex. 15) Id at 5-6.
- 20 -
SL 061677
constitute the most comprehensive set of limits available any where, and ... as a group of practical limits the ACGIH TLVs remain unparalleled,Similarly, Dr. Isadore Rosenthal observed that "ACGIH TLV values are recognized as the standard of good practice by most health professionals around the world . . . . There is no other organization's work on exposure stan dards that has had as much impact and recognition as those of the ACGIH."--'f Moreover, as Dr. Rosenthal points out, even though feasibility is not specifically taken into account in setting TLVs, "the use of ACGIH-TLVs as de facto control limits by sig nificant sectors of industry backed up by the Agency's own study on the issue of feasibility gives OSHA reasonable grounds to assume general feasibility" of TLV-based PELS.--59/
Dr. Ernest Mastomatteo, Chair of the ACGIH TLV Commit tee, also emphasized the wide acceptance of TLVs, not only in the United States, but throughout the world. He explained that his work at the International Labor Organization demonstrated to him that ACGIH TLVs are widely respected, accepted, and used on a global basis, which "must give some indication of their
57/ 1-225.
Statement of Dr. Marcus M. Key (Ex. 17) at 8; Tr. at
58/ Testimony of Dr. Isadore Rosenthal (Ex. 25) at 6.
59/ Id. at 7. See also Tr. at 3-28 (pointing to the wide use of TLVs throughout industry and by other governments as an indicator of their feasibility).
- 21 -
SL 061678
feasibility and validity-^
other parties.--61/
Similar views were expressed by
Many witnesses contrasted the wide acceptance and observance of ACGIH TLVs with the much more limited acceptance (or even awareness) that NIOSH RELs enjoy. Thus, in arguing against the use of RELs as the basis for expedited revision of Z-Table PELs, Earle Arp, Jr. emphasized the fact that RELs "do not have the broad acceptance that the TLVs enjoy. Quite the contrary, in many cases the RELs have proven to be quite contro versial."2 Dr. Richard Olson also contrasted the widespread awareness of TLVs among small and medium sized companies as a result of their inclusion on MSDSs with the relative
60/ See Testimony of Dr. Ernest Mastromatteo (Ex. 22) at 2-3; Tr. at 2-125.
61/ See. e.o,. Testimony of Earle Arp, Jr. (Ex. 8-60) at 2 (observing that ACGIH TLVs "are widely accepted by employers, employees, and government regulators both here and abroad, as appropriate goals for protecting worker health"); Testimony of Dr. Richard Olson, Manager of Regulatory Compliance for the Dow Chemical Company, Tr. at 3-249 (pointing out that "[m]any, if not most, . . . small and medium-sized companies are already aware of TLVs because they are on material safety data sheets from indus try"); Testimony of Richard Boggs (noting that "TLVs are known by virtually every employer and many employees in this country . . . . Because of the hazard communication standard require ments, the TLVs have, in many ways, become de facto standards for much of the industrial world"); Testimony of Lawrence Birkner, Manager of Safety and Industrial Hygiene of ARCO Petroleum and Chemical Company, Tr. at 3-230 (stating that "ARCO's 20 industial hygienists currently use the ACGIH TLVs as benchmarks for evaluating and controlling exposures to our workers").
62/ Testimony of Earle w. Arp, Jr. (Ex. 8-60) at 9.
- 22 -
SL 061679
unfamiliarity that small and medium sized companies have with RELs.--^ Richard Boggs of Organization Resources Counselors,
made a similar observation, pointing out that NIOSH RELs, in con
trast to ACGIH TLVs, "are not consensus values, nor are they widely known, used, or accepted."--^ And Jeremiah Lynch
testified that RELs "are more controversial than TLVs from a
health standpoint; they are less widely observed in practice; and they are less likely to be feasible."--65/
B. The Process for Adopting TLVs Is More Open to Public Input than the Process for Adopting RELs.
Part of the reason why NIOSH RELs are less widely accepted and observed than TLVs is the difference in the process by which they are adopted. As described by the Chair of the ACGIH TLV Committee:
"TLVs are derived in an open process. Recom mended additions or amendments to current TLVs are placed in a provisional list, the Notice of Intended Changes (NlCs), for a min imum period of two years to allow for input by all interested parties. NICs are given public notice in professional publications. The TLV Committee meets with interested groups wishing to present a point of view.
Finally, . . . the recommendations of the TLV Committee are published in a special
63/
64/
65/ at 3.
Testimony of Dr. Richard Olson, Tr. at 3-249 and 3-250. Testimony of Richard Boggs, Tr. at 3-267. Statement of Jeremiah Lynch on Behalf of CMA (Ex. 64)
- 23 -
SL 061680
documentation which provides the scientific basis for the judgment by the Committee."/
Furthermore: "The TLV Committee publishes an Appendix, 'Chemical Substances and Other Issues Under Study,' which lists the substances and areas it is interested in mand requests input by interested groups."--^ All of the input that the Committee
receives as a result of the publication of these notices is considered before a final decision is made.--68 / Moreover: "People who request an opportunity to make input [at meetings of the TLV Committee] are invited to come, and they would be welcome to come to such meetings."--69/ In addition, "TLVs are subject to regular review and revision," a point that is underscored by the fact that approximately 200 of the current TLVs represent reductions from the levels that were originally adopted by OSHA.--^
66/ E. Mastromatteo, "TLVs: Changes in Philosophy," 3 Applied Industrial Hygiene F-12, F-14 (March 1988). A copy of this article was submitted as Attachment I to CMA's Post-Hearing Evidence.
67/ Id, at F-16.
68/ 14-15.
See Testimony of Dr. Ernest Mastromatteo (Ex. 22) at
69/ Testimony of Dr. Ernest Mastromatteo, Tr. at 2-141.
70/ Testimony of Dr. Ernest Mastromatteo, Tr. at 2-123. While not all of the TLVs are reviewed and updated every year, a significant number are reviewed annually on the basis of priority evaluations. See id. at 2-132.
- 24 -
SL 061681
Because of the broad opportunity for public input to Committee deliberations and the periodic review that occurs, many witnesses described the setting of TLVs as being an open process
71/ that takes account of new scientific developments.-- By con trast, the process by which NIOSH develops RELs was said by many witnesses to be less open to public input and participation. For example, Dr. Isadore Rosenthal expressed the view that RELs are derived in "a relatively closed process.1*--72/ When questioned as to the basis for his belief, Dr. Rosenthal replied that while he has been aware of potential or intended changes in TLVs and has offered comments and documentation to ACGIH on potential changes, he has not been aware of a similar opportunity to offer documen tation and comments regarding the development of NIOSH RELs.--^
Similarly, Dr. Richard Olson observed that "[s]ome of the RELs have not been set in an atmosphere where outside occupational health experts generally knew that the review of the REL was
71/ See, e.a., Testimony of Dr. Marcus M, Key, Tr. 1-222 ("TLV Committee conducts a continuing review of the scientific literature and other documentable data sources" and engages in a process that allows "for input from all sectors including the public"); Testimony of Dr. Isadore Rosenthal (Ex. 25) at 6, Tr. at 3-11 (process used to arrive at TLVs "offers the opportunity for comment by organizations and individuals outside ACGIH"); Testimony of Dr. Richard Olson (Dow), Tr. at 3-249 (emphasizing that the TLV Committee provides two-years' advance notice of pro posed changes "during which time any scientific and factual data and analyses can be submitted and is utilized and evaluated").
72/ Testimony of Dr. Isadore Rosenthal, Tr. at 3-12.
73/ 3-26.
See Testimony of Dr. Isadore Rosenthal, Tr. at 3-25 and
- 25 -
SL 061682
M7\/ occurring and could take part in the process.
NIOSH RELs are subjected to limited review, but that is not the same as widely soliciting input and comments from the public at large. Moreover, as Dr. Marcus Key, a former Director of NIOSH, testified, in his experience, review of NIOSH RELs is not of the same nature as the peer review that is conducted by many scientific journals.--^ For example, NIOSH did not convene
formal panels of peer reviewers and thus sacrificed the quality of review that is achieved when all of the peer reviewers "sitM
76/ down in the same room and discusst] their views."--
In short, the review process associated with the devel opment of NIOSH RELs does not substitute for the opportunity of broad-based public comment that characterizes the development of TLVs. Indeed, a spokesman for organized labor stated that his union "doesn't believe that peer review is a necessary or even useful part of the rulemaking process."--77 /
74/ Testimony of Dr. Richard Olson, Tr. at 3-248 and 3-249. When questioned, Dr. Olson pointed to carbon tetrachloride and chloroform as examples of cases in which NIOSH revised the Criteria Documents without Dow being aware that the revision was in progress. See id. at 3-260. See also Testimony of John Hinshaw (representing the National Association of Manufacturers), Tr. at 3-331 (noting that "NIOSH RELs must go through very little review outside NIOSH before they are recommended by the Agency").
75/ See Testimony of Dr. Marcus M. Key, Tr. at 1-243.
26/ id. at 1-244.
77/ Testimony of Dr. Franklin E. Mirer (United Auto Workers) on OSHA's PEL Upc e Proposal, August 5, 1988 at 18.
SL 061683
- 26 -
c. There Is More Evidence for the Feasibility of
TLVs than for the Feasibility of RELs.,
As noted above, the fact that TLVs are widely accepted and observed provides reassuring evidence of their general feasibility. Evidence of the feasibility of RELs, by contrast, is sorely lacking. While NIOSH does consider technological feasibility in other documents, feasibility is not reflected in the RELs themselves. Moreover, NIOSH takes the position that the Occupational Safety and Health Act specifically prohibits it from considering economic feasibility at all.--Thus, RELs reflect only health effects, with a possible limitation being the lower limit of detectabil.ity.--79/
In short, RELs, like TLVs, are set without specifically considering feasibility. Unlike TLVs, however, RELs are not widely accepted and observed in practice. Consequently, while it may be reasonable to presume that most TLVs are feasible, it is not reasonable to indulge such a presumption for RELs. Given the limited feasibility analysis that OSHA has performed for individ ual substances in this proceeding, the fact that the feasibility
78/ Testimony of Richard Lemen, Tr. at 3-141 and 3-142.
79/ See 53 Fed. Reg. at 20978, cols. 1 & 3; Testimony of Dr. Richard Olson (Dow), Tr. at 3-249. Moreover, for potential carcinogens, NIOSH recommends that exposures be restricted to the lowest feasible level, even if there is no evidence of a signifi cant risk above that level. See NIOSH Testimony at 7.
- 27 -
SL 061684
of RELs cannot be presumed is an independ nt reason not to u RELs as the basis for setting permissible exposure limits for the Z-Table air contaminants, particularly since NIOSH has not attempted to provide OSHA with data demonstrating the feasibility of its RELs.--80/
D. The Charge that the TLV Committee Is Unduly Influenced bv Industry Is Unjustified.
Despite the advantages TLVs have over RELs as a basis for setting PELs for Z-Table air contaminants, they have been criticized by some as being unduly unfluenced by industry. This is said to result from the fact that the ACGIH TLV Committee has made use of unpublished industry studies and has used industry-related consultants in the past. These criticisms are unjust ified.
It is true that the ACGIH TLV Committee uses some con sultants. At present, the TLV Committee has 21 members and four consultants, 3 from industry and 1 from labor.--81/ As the Chair of the TLV Committee points out: "Members and consultants dre appointed on the basis of their scientific qualifications and expertise, as well as for their experience as practicing industrial hygienists employed in governmental agencies."--Even a
30/ See NIOSH Testimony at 11. 31/ See Testimony of Dr. Ernest Mastromatteo (Ex. 22) at 9. 32/ id. at 10.
28 SL 061685
quick, perusal of the list of its current members shows an impres sive mix of experience and practice that "brings an expert balance to the deliberations of the TLV Committee."--83/
while industry has provided more consultants to the TLV Committe'e than organized labor, the fact is that consultants "are added for their own particular expertise" and "do not have a vote."-- Moreover, ACGIH "receives no subsidies from govern-
oe/ ments, industries, or unions."-- As Dr. Mastromatteo explained: "All recommendations for TLVs are based on the Committee's pro fessional assessment of the published literature and other information made available to it."--3 6/
Some of the "other information made available to it" may consist of unpublished industry studies. But this does not result in a tainted process and does not justify "casting asper sions on the professional integrity of the TLV Committee . . . and implying some sort of collusion between the TLV Committee and industry over the years."--8 7/ As Dr. Marcus M, Key (former Chair man of the ACGIH) reminds us, only industry toxicologists and
83/ Id. at 11.
M/ Id. at 16. 85/ E. Mastromatteo, "TLVs: Changes in Philosophy," 3 Applied Industrial Hygiene F-12 (March 1988). 86/ Testimony of Dr, Ernest Mastromatteo (Ex. 22) at 15. 87/ Testimony of Dr. Marcus M. Key (Ex. 17) at 7.
- 29 -
SL 061686
industrial hygienists "were in a position to do these studies and
gain this experience . . .
Thus, rather than being criti
cized "for sharing their information with us for the purposes of
developing safe limits," these industry toxicologists and industrial hygienists "should be complimented . . . --89/ Since the
TLV Committee's recommendations were published as intended
changes for two years before final adoption, anyone interested
could have "asked for details of the personal communications
cited from industry, academia, or government at that time . . .
[and] the TLV Committee would have had them on hand and would have made them available."--90/
In short, as Dr. Marcus M. Key emphasizes, "the ACGIH
is a responsible, independent professional organization [that is] . . . not controlled by either labor or.industry,"--91/ Recommen
dations of the TLV Committee "are based on health considerstion."--92 / Reflecting his experience as Chair of the TLV
Committee, Vernon L. Carter notes:
88/ Id.
89/ Id. See also Vernon Carter, "Message from the Chair," 3 Applied Industrial Hygiene F-6 (March 1988) (noting that "it is to the committee's credit that it brought in industrial consul tants to provide this source of information"). A copy of Vernon Carter's "Message" was submitted as Attachment I to CMA's Post-Hearing Evidence.
90/ Statement of Marcus M.Key (Ex. 17) at 7-8.
91/ Id. at 8.
92/ Testimony of Dr.ErnestMastromatteo (Ex. 22) at 15.
30 SL 061687
Debate among and between members and consul tants was many times very intense over the value of scientific data to be used in establishing a TLV .... However, without question, I can say that when debate had ended voting members based their decision upon valid scientific reasoning.21'
As the foregoing discussion indicates, the "charge that
corporate consultants [to the TLV Committee] manipulated the
available data to the perceived advantage of industry without regard to human health" is unjustified.--94/ The ACGIH TLVs have
been, and continue to be, "the most comprehensive set of limits
available anywhere," and "as a group of practical limits . . .
[they] remain unparalleled."-- For the reasons discussed above
and in CMA's Comments of July 22, 1988, this "unparalleled set of
limits" should be used, in preference to the far more controver
sial and untested RELs, as the basis for adjusting permissible
exposure limits in the present proceeding.
93/ Vernon Carter, "Message from the Chair," 3 Applied Industrial Hygiene F-6 (March 1988).
94/ Id.
95/ Statement of Marcus M. Key (Ex. 17) at 8.
- 31 -
SL 06X688
III. Short-Term Exposure Limits Should Not Be Adopted in the Present Proceeding,
OSHA has proposed to adopt short-term exposure limits ("STELs") for 134 of the air contaminants that are currently listed, or are proposed to be listed, in the Z-Tables. The vast majority of these STELs are taken directly from ACGIH recommenda tions, although in some instances OSHA has ignored the fact that some of those recommendations have been (or are being) withdrawn.-- In our opening Comments, we argued that the proposed STELs have not been adequately supported.--97 / The limited evidence that has been adduced on this issue since we filed our Comments confirms our belief.
A STEL, like an 8-hour PEL, must be shown to serve a demonstrated health need. As we explained in our Comments, a STEL can serve a demonstrated health need in three situations:
1. Where there are recognized acute toxic effects that are independent of the total daily dose;
2. Where there is a demonstrated dose-rate response for a chronic health effect; or
3. Where a STEL is feasible and would further reduce a significant health risk that would remain even when compliance with the 8-hour daily limit is achieved.
In its testimony, NIOSH described the same three
96/ See CMA Comments at 16-17 & nn.44 &> 45. 97/ See id. a- 4-18.
- 32
SL 6l6S9
circumstances as justifying the imposition of a short-term ceil ing value.NIOSH also emphasized that in selecting an appro priate ceiling value, "[a]n analysis of the data supporting the proposed limit must be conducted on a case-by-case basis . . . .^ This same point was made by Earle W. Arp, Jr., who
testified that
"[t]he proposed STELs can be sustained . . . only if OSHA conducts an independent examination, on a chemical-by-chemical basis, of whether there is sufficient scientific support for a STEL."IM/
In our Comments, we pointed out that OSHA has not made
independent, supportable findings regarding the need for the pro
posed STELs. Instead, it has simply relied unquestioningly (and
in some cases, mistakenly) on what it understood to be the ACGIH
recommendations. This is not a statutorily sufficient basis for
adopting STELs. As Jeremiah Lynch testified, "OSHA has a respon
sibility to perform its own analyses, to make its own evalua
tions, and to reach its own conclusions.
jt has not dis
charged that responsibility in the present case. Accordingly,
the question whether STELs are appropriate for some or all of the
98/
99/
100/
101/ at 4.
See NIOSH Testimony at 19. Id. See also Tr. at 3-117. Testimony of Earle W. Arp, Jr. (Ex. 8-60) at 3. Statement of Jeremiah Lynch on Behalf of CMA (Ex. 64)
- 33 -
SL 061690
.chemicals- for which they have been proposed should be left for resolution in a later proceeding.^^
IV. OSHA Should Phase-In the Requirement of Achieving the New PELs Throuoh the Use of Engineering Controls.
In our Comments, we strongly supported the concept of phasing-in any requirement to comply with the new. PELs through the use of engineering controls. Phasing-in such a requirement is particularly important in a proceeding where OSHA is establishing new PELs for hundreds of chemicals simultaneously, thereby requiring employers to assess multi-chemical exposures and to evaluate, dfesign, install, and test engineering controls that will be adequate to achieve compliance with all of the applicable new PELs. This process may proceed relatively quickly in some workplaces, but is' likely to take a great deal of time and effort in others. Accordingly, phasing-in the engineering control requirement over a period of years seems reasonable, par ticularly given the phase-in periods that OSHA has allowed in various single-substance standards
102/
Cf. Testimony of Earle W, Arp, Jr. (Ex. 8-60) at 13-14;
Oral Comments of the Synthetic Organic Chemical Manufacturers
Association at 4.
103/
See CMA Comments at 19-20; Testimony of Charles Adkins,
Tr. at 1-101, 1-102, and 1-308.
- 34 -
SL 061691
The concept of phasing-in engineering control require
ments over a period of years was supported by various witnesses.
Thus, Dr. Isadore Rosenthal expressed the belief that
"OSHA's proposed strategy [of] staged imple mentation of control measures is appropri ate. . . . [A]llowing companies to control exposures immediately with the best means readily available will provide for a substan tial immediate increase in employee health protection while setting a future goal of a more structured control system.
Staged implementation of engineering control measures will also allow companies to accumu late the knowledge needed to make the engineering changes and material substitu tions needed for full compliance with the standard."104/
John Henshaw, testifying for the National Association of Manufac
turers, also stressed that since the present rule "covers a vast
number of chemicals . . ., a four-year phase-in period is the very least that should be allowed, "i^/
In short, phasing-in engineering control requirements
over a period of four years is a reasonable approach to ensuring
the feasibility of the broad-ranging reductions in permissible
exposure limits that would be required under the proposed rule.
As indicated in our Comments, however, OSHA should be mindful of
104/ 3-15.
105/
Testimony of Dr. Isadore Rosenthal, Tr. at 3-14 and Testimony of John Henshaw, Tr. at 3-332.
- 35 -
SL 061692
developments in the separately scheduled proceeding to consider whether t preference given to engineering controls should be modified.Furthermore, even if engine ing controls are generally afforded primacy, OSHA should exp 'essly permit the use of respirators in those work operations (such as maintenance and repair, vessel cleaning, instrument calibration, and tank gauging) where exposure to air contaminants is intermittent in nature and limited in duration, or where exposure occurs for less than thirty days per year.^^
V. OSHA Should Give Priority to the Development of Analytical Methods for Those Air Contaminants for which Adequate Analytical Methods Do Not Presently Sxist.
In the notice of proposed rulemaking, OSHA indicated
that it is not aware of adequate analytical or sampling methods for seven substances covered by the proposed rule.^^ Comments
suggest that there may be other substances covered by the pro
posed rule which also do not have adequate analytical or sampling
methods.as we pointed out in our opening Comments, if an
106/
See CMA Comments at 20-21.
107/
See CMA Comments at 21-23.
108/ col. 1,
See 53 Fed. Reg. at 20978, Table I-F-E; id. at 20979,
109/
See. e.g., Comments of Inco United States, Inc. and
Inco Ltd. on OSHA's Proposed Air Contaminants Rule, July 28,
1988.
- 36 -
SL 061693
adequate analytical method does not exist, employers cannot de
termine whether employee exposures are being maintained below the
PELS, and OSHA cannot determine whether compliance with the stan
dard is being achieved. Accordingly, we argued that if new PELS
are adopted for these substances, OSHA should give priority to
the development of appropriate analytical methods and should make
clear that it will not enforce the PELS until an adequate analyt
ical method has been identif ied.-^^
Other participants in the rulemaking expressed similar
views. For example, NIOSH stressed that
"it is extremely important to note that for many substances listed in the update, there are no sampling and analytical methods avail able or the method given has not been vali dated by either NIOSH or OSHA. Also, many of the proposed methods are in-house OSHA methods which are not available to NIOSH or the general public for evaluation. Finally, there are methods whose Limit of Quantitation cannot support the proposed PEL or STEL. These problems are critical and must be cor rected for proper enforcement of the regulat ion.
Therefore, it is important that NIOSH and OSHA work together on a method develop ment scheme that will allow the appropriate validated methods to be developed in a prioritized fashion . . . ."Ill/
110/
See CMA Comments at 36.
Ill/
NIOSH Testimony at 14; see Tr. at 3-107 and 3-108. At
the hearing, Charles Gordon acknowledged that OSHA's "in-house"
analytical methods have not been published or made available for
public scrutiny and comment. See Tr. at 3-193 and 3-194.
- 37 -
SL 061694
Similarly, Dr. Isadore Rosenthal stated that "[a] de
termination of compliance with an exposure limit is not feasible
if there is no method of determining exposures below the PEL
value that OSHA proposes.Consequently, Dr. Rosenthal urged
OSHA to "delay the start of the period when a firm must control
exposures via its standard hierarchical approach for any Z Table
substance until it has concluded that it has a suitable moni-
toring method for the substance in question."----- He pointed out
that OSHA also "must provide a suitable period of time for the
regulated community to master these analytical methods, carry out
monitoring, and start to take corrective action if the proposed
standards are exceeded.
This period. Dr. Rosenthal stated,
"should begin only after OSHA has certified a feasible analytical
method.
A number of other witnesses also expressed the view that OSHA either should postpone revising PELS for those sub stances that do not have approved sampling or analytical methods, or at least should defer implementing and enforcing the PELs until suitable sampling and analytical methods become avail-' able.^^ Me believe that this is sound advice and that priority
112/
Testimony of Dr. Isadore Rosenthal (Ex. 25) at 10.
113/
Id.
114/
Id.
115/
Id.
116/
See, e. q. . Testimony of Richard Boggs, Vice President
of Organization Resources Counselors, Tr. at 3-268; Testimony of
[Footnote continued next page]
- 38 -
SL 061695
should be given to developing adequate sampling and analytical methods for the substances at issue.
VI. The Computational Formula in Section 1910.1000(f) of the Proposed Rule Should Be Applied to Multiple Chemical Exposures only when PELS for the Chemicals Have Been Set To Protect Against Similar Toxicological Effects on the Same Orqan(s).
In our opening Comments, we argued that the computa
tional formula set forth in Section 1910.1000(f) of the proposed
rule should be applied only when the employee is exposed to two
or more substances whose PELs have been set to protect against
similar toxicological effects on the same organ(s)
Limiting
application of the formula in this way makes sense from a
toxicological standpoint and is consistent with the approach taken by ACGIH.--/
At the hearing, a spokesman for the American Industrial Hygiene Association expressed a similar view, recommending "that OSHA adopt the guidance of ACGIH ... or similar wording" to describe the circumstances in which the computational formula is to be used.^^ John Henshaw, testifying for the National
[Footnote continued from preceding page]
John D. Yoder on Behalf of the American Industrial Hygiene Asso ciation, Tr. at 3-304; Testimony of John Hinshaw on behalf of the National Association of Manufacturers, Tr. at 3-332.
117/
See CMA Comments at 37-38.
118/
See id.
119/
Testimony of John D. Yoder, Tr. at 3-307 and 3-308.
- 39 -
SL 061696
Association of Manufacturers, also urged OSHA to amend the rele
vant regulatory provision to make clear that the computational
formula should be used only "where there are exposures to two or
more materials which have similar target organ effects at or near
the control concentration . . . .
We trust OSHA will clar
ify the application of the computational formula along these
lines in the final rule.
VII. Vinylidene Chloride Should Not Be Regulated as an Occupational Carcinogen.
In its testimony, NIOSH recommended that vinylidene
chloride ("VDC") (also referred to as 1,1-dichloroethylene) be
designated a carcinogen and be "controlled as specified for vinyl
chloride in 29 CFR 1910.1017 with eventual goal of zero
exposure'.
Since OSHA did not propose to regulate VDC on the
basis of carcinogenicity, the NIOSH recommendation, even if it
were properly supported, could not lawfully be adopted unless
OSHA issues a new (or revised) rulemaking proposal, explains the
basis for the proposed action, and provides an opportunity to
comment thereon. In fact, however, the NIOSH recommendation is
not supported by the scientific evidence, much of which was sub
mitted for the record on October 7, 1988 as Attachment II to
CMA's Post-Hearing Evidence.
120/ 1^ '
Testimony of John Henshav, Tr. at 3-334 and 3-335. NIOSH Testimony at 8-9 and NIOSH Table N6B.
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The potential oncogenicity of vdc and the metabolic and pharmacokinetic differences among animal species have been stud ied extensively. Seventeen long-term studies have been negative for carcinogenicity. Only one of the eighteen studies reported showed a positive response, and that was only in the kidneys of male Swiss mice.^-^ As a result of pharmacokinetic/metabolism studies, a consensus has developed among scientists regarding the mechanism by which the tumors were produced in the single positive study. The oncogenic response, or lack thereof, in the various species studied correlates with the extent to which the species metabolizes VDC to its toxic metabolites. An increased production of toxic metabolites in the mouse causes an increase in several toxicity endpoints. The oncogenic response in the Swiss mouse correlates with a high level of toxicity. The absence of an oncogenic response in other species correlates with lower levels of toxicity, which in turn correlate with reduced production of toxic metabolites.
Attachment 11 to CMA's Post-Hearing Evidence includes a paper entitled "Interpretive Review of the Animal Toxicological, Pharmacokinetic/Metabolism, Biomolecular and In-vitro Mutagenicity Studies on Vinylidene Chloride and the Significance
122/
Maltoni, et al., "Experimental Research on Vinylidene
Chloride Carcinogenesis," in Archives of Research on Industrial
Carcinogenesis (Maltoni, C. and Mehlman, M.A., eds.) Vol. 3,
Princeton Scientific Publishers, 1985.
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SL 6l6g8
of the Findings for Man" by J. M. Norris and R. H. Reitz ("Inter pretive Review"). The Interpretive Review presents a comprehen sive overview of data relevant to an effort to extrapolate from the existing animal data on VDC to the prediction of potential human cancer risk. It demonstrates that VDC is unlikely to pose an oncogenic risk to humans, while the Interpretive Review should be read in its entirety, the essence of the analysis is as follows.
Animal bioassays with VDC have been uniformly negative, with the one exception cited by NIOSH. Tumors were produced in the kidneys of male Swiss mice in the Maltoni inhalation study at VDC concentrations that were toxic and near the acutely lethal concentration1.^2^3/ There is considerable, evidence of the greater sensitivity of this strain of mouse to the toxic effects of VDC. The single positive oncogenicity study appears to be related to the significant tissue injury in male mice exposed to VDC.
The greater sensitivity of the mouse to the toxic effects of VDC can be attributed to physiological and biochemical factors. Studies have shown that the mouse has a greater capac ity to metabolize VDC to the reactive metabolite(s) than does the
123/
EPA Office of Health and Environmental Assessment,
"Health Assessment Document for Vinylidene Chloride," August
1985. Maltoni, et al., 1977 reported a high degree of toxicity
and mortality within one week at 200 ppm, 100 ppm and 50 ppm in
the Swiss mouse (p. 19-91).
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rat. Since the availability of the reactive metabolite(s) is greater in the mouse than in the rat, there is a much greater potential for these metabolite(s) to react with cellular macromolecules and cause toxicity. DNA repair, measured directly in mice exposed at the dose which resulted in kidney tumors, showed a small but significant increase only in the kidneys of the mice. Tissue damage in the kidneys of mice was observed immediately after cessation of exposure. Factors which support the conclusion that the mouse tumors arose by a non-genetic mech anism, namely, recurrent tissue damage, include the following: (1) the inability to demonstrate significant DNA alkylation at a tumorigenic dose, (2) the reported dose-related tissue damage, and (3) increased DNA replication in the kidneys of mice.-1--2--4/
The following 17 long-term animal toxicity and/or oncogenicity studies involving VDC produced negative results:
(1) Inhalation study with Spraoue-Dawlev rats. Negative results were reported by Maltoni, et al., 1985.
(2) Inhalation study with Chinese hamsters. Negative results were reported by Maltoni, et al., 1985.
124/
See also U.S. Environmental Protection Agency, "Drink
ing Water Criteria Document for Dichloroethylenes
(1,1-Dichloro-ethylene, cis-1,2-Dichloroethylene, and
trans-1,2-Dichloroethylene) (Draft)," December 1984 ("EPA
Criteria Document"), at VII-I.
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SL 061700
(3) Gavaqe study with Spraque-Dawlev rats.
Negative results were reported by Maltoni, et al., 1985.
(4) Inhalation study with Wistar rats.
Negative results were reported by Viola and Caputo, 1977.
(5) Inhalation study with Spraque-Dawlev rats.
Negative results were reported by Viola and Caputo, 1977.
(6) Inhalation Study with CD-I mice.
Negative results were reported by Lee, et al., 1978.
(7) Inhalation study with CD rats.
Negative results were reported by Lee, et al., 1978.
(8) Inhalation study with Spraque-Dawlev rats.
Negative results were reported by McKenna, et al., 1982.ill/
(9) Ingestion study with Spraque-Dawlev rats.
Negative results were reported by Quast, et al.. 1983.116/
(10) Inhalation Study with CD mice.
Negative results were reported by Hong, et al., 1981.
(11) Inhalation Study with CD rats.
Negative results were reported by Hong, et al., 1981.
(12) Skin application study with Ha:ICR Swiss mice.
125/
A copy of this study was submitted in Attachment II to
CMA's Post-Hearing Evidence.
126/
A copy of this study was submitted in Attachment II to
CMA's Post-Hearing Evidence.
SL 061701
44
Negative results were reported by Van Duuren, et al., 1979. (13) Subcutaneous injection study with Ha;ICR Swiss mice. Negative results were reported by Van Duuren, et al., 1979. (14) Inhalation study with Spraque-Dawley rats.
Negative results were reported by Maltoni, et al., 1982. (15) Gavaae study with Spraque-Dawlev rats. Negative results were reported by Maltoni, et al., 1982. (16) Gavaqe study with Fischer 344 rats. Negative results were reported by NTP, 1982.122/
(17) Gavaqe study with B6C3F1 mice. Negative results were reported by NTP, 1982.HJ?/
Furthermore, the oncogenicity observed in the Swiss mouse in the single positive study is not considered applicable to man. The rate of oxidative metabolism for halogenated
hydrocarbons such as VDC appears to be related to body surface area, rather than body mass. Thus metabolic activation would occur more slowly in man than in small laboratory animals. This observation is consistent with findings of Reitz, et al.
127/
A copy of this study was submitted in Attachment II to
CMA's Post-Hearing Evidence.
128/
A copy of this study was submitted in Attachment II to
CMA's Post-Hearing Evidence.
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SL 061702
(1980),and Jones and Hathway (1978'.who demonstrated that the rat metabolizes less VDC than the mouse; Anderson, et ai. (1980),who related the slower rate of metabolism of VDC in man versus the rat to the rate of pulmonary uptake; and walker (1978),who reported that significant metabolic dissimi larities exist between man and the mouse relative to the monooxygenases which catalyze the metabolism of VDC to the reactive metabolites.
In sum, the animal data do not provide a basis for concluding that VDC should be treated as an occupational carcinogen. The available human data also fail to support any such conclusion. Thus, an epidemiological study of employees working in a VDC facility has documented no adverse health effects or carcinogenic effects associated with VDC exposure
129/
Reitz, et al., "Effects of vinylidene Chloride on DNA
Synthesis and DNA Repair in the Rat and Mouse: A Comparative
Study with Dimethyl Nitrosamine," 52 Toxicol. Appl. Pharmacol.
357-370 (1980).
130/
Jones and Hathway, "Differences in Metabolism of
Vinylidene Chloride Between Mice and Rats," 37 Brit. J. Cancer
411-417 (1978).
131/
Anderson, et al., "Determination of the Kinetic Con
stants of Inhaled Toxicants In Vivo Using Gas Uptake Measure
ments," 54 Toxicol. AppI. Pharmacol. 100-116 (1980).
132/
Walker, "Species Differences in Microsomal
Monooxigenase Activity and Their Relationship to Biological
Halflife," 7 Druo Metab. Rev. 295-323 (1978).
133/
Ott et al., "A Health Study of Employees Exposed to
Vinylidene Chloride," 18 J. Occupational Med. 735-738 (1976).
- 46 -
SL 061703
NIOSH's recommendation and the Current Intelligence Bulletin 28 on which it is based suggest that regulation of VDC is justified by the structural similarity between VDC and vinyl chlbride. While it may be appropriate in some circumstances to consider structural relationships where there is no toxicity data for one of the "related" substances, it is entirely inappropriate to give any weight to structural similarity when actual test data demonstrate toxicological dissimilarities between the substances. Any significance placed on structural similarity between VDC and vinyl chloride is negated when the toxicity data for the two sub stances are considered. In view of the extensive toxicity data, evidence of structural similarity to vinyl chloride has no bearing on an assessment of VDC's potential risk.
In short, the available evidence does not justify regu lating VDC as an occupational carcinogen, and NIOSH's contrary suggestion would have to be rejected even if it had been set forth in the rulemaking proposal. Since it was not, the question whether to treat VDC as an occupational carcinogen should not even be considered in this proceeding.
- 47 -
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Conclusion
As indicated in our opening Comments, CMA strongly sup ports the concept of updating the 2-Table PELS to reflect advances that have been made since 1971 in the understanding of potential occupational health risks. We also believe that QSHA has acted reasonably and sensibly in seeking to reduce the PELS to consensus levels quickly, while scheduling ancillary matters for consideration in a separate rulemaking or series of rulemakings. For the reasons discussed above, however, we believe that ACGIH TLVs, rather than NIOSH RELs, should be used as the basis for updating the Z-Table limits and that the adop tion of STELs at the present time is not adequately supported by the rulemaking record.
In our Comments and in this Post-Hearing Brief, we have made a number of suggestions which, if followed, would produce a final rule that provides significant improvements in employee health protection while respecting the statutory requirements that apply to the adoption of occupational health standards. Additional actions, such as the adoption of generic monitoring and/or medical surveillance requirements, can be considered in separate rulemakings. We look forward to working with OSHA to develop appropriate proposals to deal with those issues in the near future.
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