Document 59L444DJwb3eMDVY4k2rm0dR
TOXICOLOGY AND APPLIED PHARMACOLOGY 113, 1- 1 2 (1992)
CONTEMPORARY ISSUES IN TOXICOLOGY
Dust Overloading of the Lungs: Update and Appraisal
P. E. Morrow
Department of Biophysics. Environmental Health Science Center. University o f Rochester
Received June 28. 1991: accepted November 11, 1991
Dust Overloading of the Lungs: Update and Appraisal. Mor r o w , P. E. (1992). Toxicol. Appl. Pharmacol. 113, 1-12.
This article reviews recent studies which involve, or impact on, the condition of dust overloading in the lungs of several species, especially the Fischer 344 rat. Its main purpose is to provide an update of the overload concept and new information of possible mechanistic relevance. At present, the most likely general explanation for the suppression of particle transport by the alveolar macrophage (AM) and the development of concur rent events, e.g., increased interstitial dust uptake and prolonged inflammatory response, is the persistent, possibly excessive, elaboration of chemotactic and chemokinetic factors by the AM. The induction of these interrelated events is hypothesized as related to the volume of dust phagocytized by the AM pool. The review concludes, inter alia, that information is badly needed on dust overload in nonrodent species and on the normal role of the AM in dust removal from the human lungs. * iw Academic
Press, Inc.
1. INTRODUCTION AND BACKGROUND
The concept of dust overloading in the lungs of Fischer 344 (F344) rats has been generally accepted by inhalation toxicologists for a number of years (Bolten et al.. 1983; Mor row, 1986; Lewis et al., 1989). Recognized as the outcome of excessive dust exposures, particularly occurring during chronic inhalation studies, the overload phenomenon was seen initially as an experimental condition in which normally linear clearance kinetics became nonlinear (Vincent et al.. 1985). Subsequently, in the context of chronic toxicity testing in F334 rats, overloading became identified not only with lung burden-related protracted retention, but with other changes which seriously confounded toxicological interpre tations (McClellan, 1986; Vostall, 1986). Dusts that were widely regarded as benign were found capable of producing pathologic effects, e.g., fibrosis, identical to those induced by highly toxic dusts when excessive amounts of these benign dusts were persistently retained in the lungs (Lee et al.. 1985).
Comparing a number of chronic inhalation studies with diverse materials, it was noted that a progressive prolongation
of pulmonary dust retention apparently developed in the F344 rat when the lung burden exceeded approximately 1 mg dust per gram of lung tissue (Morrow, 1986; Morrow and Mermelstein, 1988). At higher lung burdens, that is, around 10 mg dust/g lung, pulmonary dust clearance ap peared to cease almost completely. Some of the concurrent and persistent features of this progressive prolongation of pulmonary retention were histological evidence of aggregated alveolar macrophages (AM) engorged with phagocytized dust particles, evidence of a chronic inflammatory response, an increased uptake of particles in the interstitial spaces, and an increased alveolar cell hyperplasia. The subsequent de velopment of alveolitis, granulomas, fibrosis, and pulmonary tumors increased with time and the severity of the overload condition (McClellan, 1986; Vostal, 1986; Lee et al,, 1985; Morrow and Mermelstein, 1988).
At a recent symposium devoted to overload-related phe nomena, Witschi (1990) emphasized that overloading of a biological system was not uniquely a condition affecting the lungs; rather in toxicology generally, it has been well estab lished that the ability of many systems to function can be overwhelmed by excessive levels of administration or ex posure of a material.
Quantitation of the condition of dust overloading has been usually accomplished by serial pulmonary retention mea surements of the dust and determination of the degree of pulmonary clearance suppression. Assessment of the mag nitude of particle sequestration might also provide a useful criterion, for example, by the use of extensive bronchoalveolar lavaging with the unlavagable dust fraction being equated to the sequestered material. Conceivably, the mea surement of other responses could also be utilized to measure the extent of overloading.
A. A Mechanistic Hypothesis for Dust Overload
A hypothesis was developed concurrently (Morrow, 1988) that the excessive levels of dust in the lungs lead to excessive engulfment of particles by AMs and after a certain degree of loading occurred, the macrophages became progressively immobilized and aggregated. Because the onset of this loss
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of AM mobility to translocate from the lungs occurred at a relatively constant lung burden for a variety of materials, the condition of overload seemed to have a generic quality.
It was further hypothesized that the collective volume, not the mass, of the phagocytized particles determined the extent of overloading (Morrow and Mermelstein, 1988; Morrow, 1988; Yu et al., 1989). Since particle size is usually described in micrometers (Mm), the volumetric hypothesis can be reex pressed in moi3/AM, assuming the size of the activated AM pool in F344 rat is relatively constant, e.g., ~ 2.5 X IO7 AM per lung. Converting 1000 Mg of unit density dust to an equivalent volume gives 1000 nl or 1 X IO9 Mm3. If approx imately 1500 Mg of dust (1000 Mg/g lung) is associated with the onset of overload, then 1.5 X IO9 Mm3 of dust can be imagined as distributed equally among the 2.5 x 107 AM pool. This yields 60 Mm3/AM as an average volumetric load. For the virtual cessation of AM-mediated particle clearance, a 15,000 Mg/g burden becomes 600 Mm3/AM (Morrow, 1988). Lehnert et al. (1989) have shown that the actual distribution of particles/AM is very nonuniform. Consequently, the de scription of average particle load per cell is an artificial, but convenient index of the overload condition in the F344 rat.
B. Possible Cell-Particle Interactions in Overload
Other presumed aspects of dust overloading are schemat ically portrayed in Fig. 1. Some of the complex interrela tionships of macrophage activation, inflammation, and cy tokine and mediator release are simplified and depicted as sequelae of an excessive dust burden and AM immobiliza
tion. To a lesser degree quantitatively and temporally, the same events and factors probably occur with all particleAM interactions and they are presumably accentuated by particle surface properties, the amount of dust phagocytized, the intrinsic cytotoxicity of the dust, and the persistence of dust laden cells in the lung milieu (Lehnert et al., 1989; Privalova et al., 1980; Holt, 1990; Oberdorster, 1988). The'rel ative or complete loss of macrophage mobility increases the likelihood of direct particle-epithelial cell interactions and interstitial localization of dust particles. Both the aggregated AM and the alveolar interstitium appear to serve as dust sequestration sites (Adamson and Bowden, 1981; White and Bhazwan, 1981).
C Major Informational Gaps Relative to Overload
At the same symposium on overload-related phenomena cited earlier, Mauderly and co-workers (1990) and Witschi ( 1990) raised questions regarding the effects of lung overload on lung tumorigenesis. How important was the persistent alveolar cell hyperplasia? Did overloading produce a potential amplification of carcinogenic responses? Other issues raised included ascertaining if a true threshold existed for the over load condition (Witschi, 1990), the significance of aggregated AM as a particle sequestration compartment (Mauderly et al.. 1990), comparability of clearance kinetics between toxic particles and overloaded " innocuous" particles (Warheit el al. 1990), mechanisms of translocation of particles through the alveolar epithelium (Warheit et al.. 1990), specific as sociations of dust overloading with factors released by the
Exposure to high concentrations of particles
Macrophage death
Particle redistribution in the lung
Particle accumulation in AM lo critical phagocytized volume
Activation ol AM: release ot mediators (e g . oxidants: growth factors: chemotaclic (actors)
Macrophage mobility depressed
Inllux of PMN's and macrophages
Elfect on integrity ol alveolar epithelial barrier
[
Immunomodulation
Increased particle ______ Activation
inlerstitialization
ol IM
Chronic lung injury e g . fibrosis v*a fibroblast interactions
FIG. I. Cytologic and biochemical interactions related to dust overloading. This schematic depicts some of the interactive phenomena that appear to be associated with excessive dust levels in the lungs. The arrows are not necessarily intended to indicate causes and effects, but rather associated events.
DUST OVERLOADING OF THE LUNGS: UPDATE AND APPRAISAL
3
0.014
h
0.012
h 0.010 h
s 0.008
m 0.008
+ +
0.004 0.002
0.000
0 o + ++
10 100 1000 R tU liw d dust volume In lungs (nl]
10000
100000
FIG. 2. Relationship between volumetric loading of lungs and dust clearance rates. This graph presents data from rat studies, viz., (+) chronic toner.
(*) chronic titanium dioxide, and (0) subchronic toner, where the total lung dust burdens measured are expressed in nanoliters equivalent volume and
the pulmonary dust clearance rates (k) are expressed in fractions per day. The clearance rates measured in unexposed rats (0 nl) are seen to lie between
~0.010 and 0.013 per day. All clearance rates were based on measurements of a tracer aerosol viz. 85Sr-PS. except for the subchronic toner study which was based on toner measurements, per se. All data were pooled from male and female F344 rats.
AM (Driscoll et al.. 1990). the relevance of dust overload to other laboratory animals (Muhle el al.. 1990). the intraspecies variability in pulmonary particle clearance (Kreyling, 1990), the generic quality of overload as examined with different dusts (Muhle et al.. 1990), the kinetic modeling of dust over loading (Stber et al.. 1990), and the relevance of dust over loading to man (Lippmann and Timbrel), 1990; McClellan, 1990). This summary of questions, informational deficien cies, and research needs is incomplete, but it does convey a general picture of our current concerns and limited under standing of dust overloading where unknowns greatly out number knowns. While this paper will not remedy this con dition, it will attempt to describe relevant new data and to discuss many of these major problem areas.
II. NEW EXPERIMENTAL FINDINGS
A. Effects o f Overload on Pulmonary Retention o f Particles
The weight of evidence for both producing and interpreting dust overloading has come from a variety of subchronic and chronic inhalation studies and not from systematic investi gations designed to better understand underlying mecha nisms. However, one recent study by Oberdrster et al. (1991) was designed to test the volumetric basis for cessation of AM-mediated particle clearance. Here the previously de scribed overload criteria were obviated by directly testing very low lung burdens (*S100 ag) of radiolabeled 10.3 //m diameter microspheres, each of which had a volume of ap proximately 600 gm '. Although promptly and completely Phagocytized by the AM in the F344 rat lung, these particles
were not cleared as were smaller 3.3 m diameter micro spheres. i.e., with a 60- to 70-day halftime, but were persis tently retained with a 1000-day halftime. Collectively, this finding and the earlier observation of Snipes and Clem (1981) that 9 and 15 /zm diameter microspheres were cleared with a ~580-day halftime and an essentially infinite halftime, respectively, indicate that the particle volume per cell "index" of overload is, in such a special circumstance, more than a mere overload indicator and close to the volumetric reality of affecting AM immobilization. Directly testing the 60-jum3 level as the onset condition for overloading is far more dif ficult to undertake since there is no control of the number of particles phagocytized by each AM as there was in the 10.3-Mm study where the instilled particle to AM ratio was less than 1:200 and the AMs contained either no or one particle (Oberdorster et al.. 1991a).
Many chronic study findings have suggested that a reduc tion in AM-mediated pulmonary clearance is an early event of overloading (Morrow, 1988; Y u rt al.. 1989). Recently, a chronic inhalation study by Bellmann et zz/. (1991) with par ticles of copolymer plastic (toner) was conducted utilizing periodic brief exposures of F344 rats to a radiolabeled iron oxide aerosol which previously had been determined to be cleared from the lungs almost exclusively by AM (Lehnert and Morrow, 1985). It was subsequently found that the pro longation of iron oxide retention paralleled the increase in toner lung burden and the development of prolonged toner retention, thereby, implicating directly AM-mediated panicle transport as the probable basis for the overload condition.
The periodic use of a radioactive aerosol, e.g.. 51>Fe:Oi or radiolabeled plastic microspheres, to measure the state of
4 P. E. MORROW
pulmonary particle clearance raises some intriguing issues. Consider the observations of Bellmann el al. (1991; Fig. 2) that during the 2-year toner exposure period, the rat lungs were found, after termination and toner recovery, to contain 200 nl (2 X 108 Mm3 or ~ 8 mJ/AM) toner and to have a pulmonary clearance rate (X) of 0.008 per day. Concurrently, rat lungs with the same toner burden, given a brief, micro gram exposure to 85Sr-labeled 3.5-Mm polystyrene micro spheres (PS), manifest the same Xvalue for the 85Sr-PS clear ance as for toner. This Xre value was about one-half the rate of alveolar 85Sr-PS clearance observed in air-exposed controls (Bellmann et al.. 1991). Using rat lungs from a different ex posure level and/or from rats at later times, when the toner burden was ~ 900 nl, the respective toner and 85Sr-PS clear ance rate constants were both about 0.006 per day. Both Xs further decreased to about 0.001 per day when the toner burden became ~8000 nl/lung (Bellmann et al.. 1991). In each case, the brief new dust exposure of 85Sr-PS exhibited the same reduction of clearance rate as did the chronically administered toner. In these toner studies, titanium dioxide (TiO:) was used as a negative control dust. When TiO? levels in the lungs entered the overload range, a comparable re duction in 85Sr-PS clearance rates also occurred (Fig. 2). These close associations impiy that the newly arrived dust intake (85Sr-PS) was distributed to the same AM pool and phagocytized accordingly. Clearly, none of the overload studies cited earlier has specifically indicated that the over loaded AM pool cannot continue to phagocytize newly in haled particles or reengulf particles from decaying resident macrophages. However, the virtually identical behavior of the new and old particle clearance, based on what must have been a nonidentical pattern of pulmonary deposition and AM engulfment of the new and old particles, is both im portant and remarkable in inferring, inter alia, that phago cytosis by immobilized macrophages must continue to occur.
B. Possible Mechanisms for Producing Generalized Overload Effects
One possible explanation for this generalized behavior of overloaded AM just described arises from the interactive phenomena depicted in Fig. 1. If we accept that the extent of dust loading in the lungs can be considered a "dose" and the amount of mediator, cytokine release, and/or inflam mation (e.g., PMN infiltration) are dose-related responses, then the proposition that all AM's in the AM pool are sim ilarly affected by a given level of "response" supplants the initial, specific, volumetric load-induced response. In other words, the induction of the overload condition brings about self-perpetuating conditions of alveolar macrophage im mobilization and the concurrent development of a persistent state of inflammation, lipidosis, and immunomodulation due to persistent and possibly excessive release of growth factors, chemotactic factors, enzymes, proteases, and/or oxidants.
The credibility of this type of explanation is supported by a relationship between the reduction in dust clearance rate and the amount of PMN's in the bronchoalveolar lavage of toner-exposed rats reported by Muhle el al. (1991). Also Henderson el al. (1988) showed by serial bronchoalveolar lavage that, in F344 rats exposed to either 3.5 or 7 mg diesel ' soot/m3 for up to 24 months, a dose-dependent increase in inflammatory cells, cytoplasmic and lysosomal enzymes, and protein occurred in the lavage fluid (BALF). After approxi mately 1 year of exposure, pulmonary fibrosis began to de velop in the rat lungs and concurrently glutathione levels in BALF began to increase in relation to both the pulmonary dust burden and the degree of fibrosis. None of these effects can presently be accepted as causal; rather they must be re garded collectively as a coherent association that focuses our attention to a persistent and excessive elaboration of factors which, inter alia, might affect AM mobility and induce var ious sequelae.
A recent study by Sibille and co-workers (1989) showed that human AM not only release PMN chemotactic factors, but an apparent neutrophil inhibiting factor. This study sug gests there are other modulating factors which could differ entially affect AM functions, e.g., mobility. Substances pre sumably enhancing AM mobility include various chemotaxins (Dauber and Daniele. 1980; Adamson and Bowden, 1982); however, this evidence is based on more efficient in vitro encounters between AM and particles and not directly on AM mobility as regards particulate transport from the lungs per se. As already noted (Section MA), new studies of overloaded lungs strongly suggest phagocytic motility and AM migratory ability are differentially affected: hence these forms of mobility are not completely interdependent. Sub stances reducing AM mobility are even less well identified and understood, but prominent candidates in this regard are such factors as macrophage inhibition factor and phospho lipids. both elaborated by activated AMs. Phospholipidosis, experimentally induced by chlorphentermine in the F344 rat, is accompanied by aggregated AMs and a reduction in particle clearance (Ferin. 1982). Lipoproteinaceous lavage fluid from human lungs has also been demonstrated to impair phagocytic function, but not intracellular degradative activity (Nugent and Pesanti. 1983). It is interesting to note that McNulty and Reasor( 1981) examined phospholipodotic AM from rats treated with chlorphentermine and found both the in vitro phagocytic and bactericidal activities were increased relative to AM from untreated rats. The recent work on the over production of surfactant induced by a variety of par ticulate materials appears germane to this general topic (Miller and Hook, 1990), as is the study of Khan et al. (1990) on AM-particle binding by components of the alveolar lining layer. For example, surfactant apoprotein A binds to AM and acts a chemotactic factor (Beinenstock and Gauldie. 1988) that could, when increased, possibly reverse the normal chemotactic and chemokinetic gradient that affects AM mi
DUST OVERLOADING OF THE LUNGS: UPDATE AND APPRAISAL
5
gration. Despite the attractiveness of the foregoing studies in providing mechanistic information on overload, most have not investigated overloaded animals.
Driscoll and co-workers (1990) recently reported that when 10 mg or more o f T i0 2 (>12,500 nl) was instilled into the lungs of ~200-g F344 rats, there was subsequently a transient increase in tumor necrosis factor (TNF) release and a sus tained increase in fibronectin release from AM obtained by bronchoalveolar lavage. In contrast, the use of a simple in ' vitro system of TiCK dust and AM did not result in the release of either factor. Hence the pulmonary environment of the AM was essential for this AM activation. This conclusion agrees with the views of Beinenstock and Gauldie (1988) that pulmonary cellular interactions with the AM are im portant for the development of chronic lung inflammation and immunity.
Lehnert et al. (1990) attempted to evaluate AM migratory behavior as a function of dust burdens below and within the range of dust burdens producing overload. Intratracheal ad ministrations of 86. 1000. or 3700 ng of 2.13 nm diameter polystyrene microspheres (p = 1.23 g cm "') were made in groups of rats and the respective lung retentions followed. On post instillation Days 14. 57. and 85. lavaged AM were assessed, in vitro, for their abilities to migrate through a 5-
pore membrane in the presence or absence of activated rat serum. Compared to AMs without particles, stimulated AMs, i.e., those with activated serum, from all dose levels exhibited reduced migratory behavior at 14 and 57 days but exhibited increased migratory behavior at 85 days. In general, a preferential migration was found with particle-free AMs and AMs having the smaller particle burdens.
In a further effort to examine the importance of overloaded AM in explaining reduced pulmonary particle clearance, Lehnert et al. (1990) examined lavaged AM from rats re ceiving intratracheally ~3.7 mg (3000 nl) of plastic micro spheres (6.8 X 108spheres of 2.13 im diam) and found that the number of AM containing an engulfed particulate vol ume equal to or greater than 500 nl was sufficient to explain the prolongation of retention in distinction from the shorter retention times obtained with rats administered lesser par ticulate burdens ~ 7 0 and ~ 810 nl per lung.
C. Reversibility o f the Overload Condition
A critical consideration pertinent to the foregoing evidence and the overload condition generally is the matter of re versibility. Resolution of the overload condition might be expected to vary in relation to the extent of its development. As long as some AM-mediated particle clearance continues and there exists the concurrent probability of a redistribution ofparticles due to release and reengulfment by decaying and recruited AMs, respectively, a progressive reduction in dust loading would be expected to occur. In contrast, if the AM mediated clearance is effectively arrested, then little or no resolution of the overload condition in the AMs might be
expected, while the concurrent induction of widespread lung
pathology, e.g., progressive granulomatous changes, would
be expected to exacerbate the problem by hindering dust
clearance by other means than overload (Bohning el at.,
1982).
.'
One experimental investigation of reversibility from a
condition of dust overload was undertaken by the Fraunhofer
group (Creutzenberg et at., 1989; Bellmann el a!., 1989).
Following a 90-day subchronic exposure to a test toner at 0,
10, and 40 mg itT 3, female F344 rats were serially euthanized
in groups at 3-month intervals over an additional 15-month
post exposure period at which time bronchoalveolar lavages
and histopathologic evaluations were performed and toner
retention was directly measured. Concurrently, tracer
amounts of a 85Sr-labeled polystyrene aerosol (3.5 /m diam)
were inhaled by eight animals per group and retention mea
surements were made for a subsequent 90 days by thoracic
gamma counters. The mean maximal lung toner burdens
achieved from the 3-month exposure were 0.4 and 3.0 mg
per lung for the 10 and 40 mg n T 3 concentrations, respec
tively. For the 0.4 and 3.0 mg/lung rats, respectively, 70%
of the 0.4-mg and only 12% of the 3.0-mg toner burdens
were cleared during the 15-month post exposure period.
Although the correspondence between the toner retention
and the tracer polystyrene retention seen in the Fig. 2 sub
chronic data was not quantitatively the same as found in the
"recovery" study, as far as AM-mediated particle removal
was concerned, there seemed to be evidence of complete
reversibility in the low exposure group as the rats soon again
cleared 85Sr-PS at the rate of air controls. With the high ex
posure group, there was no clear evidence of recovery of the
suppressed pulmonary clearance. Using a compartmental
model developed for this study which included immobilized
macrophages as a novel sequestration compartment, one
having a chemotactic effect on other macrophages. Bellmann
et al. (1990) deduced that some recovery occurred, i.e.. a
shift in particles from the immobilized macrophage com
partment to the mobile macrophage compartment occurred
at the rate of ~0.06% per day. On this basis, only a partial
resolution of the overload condition could have occurred
during the animal's lifetime. Similar conclusions were drawn
regarding the reversibility of biochemical and cytologic
changes found in bronchoalveolar lavagate (Creutzenberg et
al.. 1989), viz., the more advanced the condition of dust
overload, as judged by lung burden and particle clearance
reduction, the slower and more incomplete the return to
normal values.
D. Relevance o f Dust Overloading and AM-Mediated Clearance to Other Species
The available evidence indicates that AM-mediated par ticle clearance is the central functional feature of overloading with relatively insoluble dusts in the Fisher 344 rat. To the extent that other dust clearance processes operate concur-
6 P E MORROW
rentJy, e.g., solubilization, the effect of a given dust loading on alveolar retention could conceivably be either dominant or comparatively small. The relative importance of AM-me diated particle clearance among different species compared to clearance by solubilization thereby becomes an important issue since there is evidence that different species rely on a different combination of clearance processes (Snipes et al.. 1989). To date, a very limited effort to determine if dust overloading occurs in other species has been manned. Muhle et al. (1990) recently reviewed several studies which indicate a similar condition of dust overloading by insoluble particles does occur in the Syrian hamster and the mouse with findings that are qualitatively comparable in terms of pulmonary clearance suppression and histopathologic changes. Since the findings are limited and far more variable than in the rat, more data are needed to establish dust burden comparability within a factor of two.
From another perspective, i.e., species distinctions in AM mediated clearance, a recent balance study in sheep by Lan genback and co-workers (1990) demonstrated that >99% of the 57Co-labeled carbonized polystyrene particles (2.85 /zm CMD) cleared from the lungs was recovered in the feces. The overall lung retention curve was described as a triphasic first order process: R = 0.303 exp(-2.36/) + 0.439 exp(-0.1740 + 0.259 exp(-0.023/), where / is expressed in days. The first phase (0.3-day halftime) was interpreted to be tracheobronchial, the second phase was considered kinetically transitional, and the third slower clearance phase was deemed alveolar. This inhalation study with three sheep involved numerical particle depositions of ~2 .5 X 108 par ticles per sheep lung. Estimating the volumetric median par ticle diameter as 3.27 /zm, each particle had a 18.8-Mm-1vol ume. Assuming the AM pool size was equivalent to their reported average lavagable AM value, then ~ 1.2 zzm'/AM can be assumed as the mean particulate volume per cell bur den in this 100-day post exposure study. An overload con dition was obviously not present. Although Langenback et al. (1990) suggested the sheep lung should be considered a model for the human lung in studies of particle retention, this study in fact, indicates that AM-mediated clearance in the sheep (t\ ~ 3 0 day) is even more rapid than in the rat and according to other species comparisons, the rat has a more rapid alveolar clearance than guinea pigs, dogs, mon keys, and humans (Snipes et al.. 1989).
E. Pulmonary Dust Retention in Man
In relation to species distinctions, it is useful to review several recent studies of dust retention in man following brief exposures to insoluble particles. Three studies, in particular, typify the kinds of information that are being obtained cur rently and how they are being interpreted. First, the study of Stahlhofen et al. (1981) using radioactively labeled 4.7 Mm diameter Teflon particles concluded that tracheobron chial clearance was complete within 48 hr and that the rate
of " mechanical" (AM-mediated) clearance was about 0.006 day ', indicating a 115-day pulmonary halftime. For tech nical reasons, radioactive measurements were made for a maximum of 14 days. Radioisotopic leaching (which was minimal) was taken into account by this halftime value.
Bailey et al. (1985), in an acute inhalation study designed to differentiate clearance by dissolution fronl clearance by AMs, used radioactive fused aluminum silicate particles and reported AM-mediated transport started with a rate of 0.004 day-1, fell to 0.001 day" 1 at 200-days post exposure, and continued to decrease thereafter. These data infer that AMmediate transport in the human lungs is nonlinear, but can be described with apparent first-order halftimes ranging from 174 to >700 days. These interpretations were based on the use of a constant particle dissolution rate of 3.3 X 10"8 g cm2 day"1determined in vitro.
The third human study, by Foster el al. (1989), was de signed to be a balance study wherein an accountability of the test dust (57Co30 4) was maintained by the combined use of external counting of lung burden and urine and fecal col lections over the 230-day study. After a few days of tracheo bronchial clearance, the investigators reported that the mea sured pulmonary retention halftimes in their subjects ranged between 150 and 250 days. Taking into account the urinary and fecal excretion rates, which they associated with disso lution and AM-mediated (mechanical) clearances, respec tively, they concluded that about \ of the pulmonary clear ance was due to dissolution. Using the clearance rate relationship
1_ 1 | 1
^eff ^diss ^ A M
their data provide --
A e ff
1 0.0043 day"'
1 0.0010 day"' '
which yields an effective retention halftime of 172 days in conformity to the measured data. This mean effective half time can be seen to be derived from a 231-day halftime for dissolution and a 640-day halftime for AM-mediated clear ance.
F Relevant Retention Studies Not Involving Dust Overload
It is important to scrutinize inhalation study findings that do not involve overloading and to verify the absence of effects deemed attributable to overloading by benign dusts. An ex cellent example is the study of talc deposition at three dif ferent exposure levels in F344 rats and in mice by Pickrell et al. (1989). The talc lung burdens in rats after 20-day ex posures (6 hr/day, 5 day/wk) ranged from 70 to 720 Mg(22 229 nl) talc per gram lung and when these burdens were normalized for the exposure concentrations of 2.3, 4.3, and 17 mg/mJ, the normalized dust burdens were approximately
DUST OVERLOADING OF THE LUNGS: UPDATE AND APPRAISAL
7
10, 12, and 13 nl talc/g lung/mg/m3, respectively. For mice, with lung burdens ranging between 100 and 1020 ngjg lung (32-324 nl/g), the normalized lung burden for 2.2, 5.7, and 20.4 Mg/m3exposure levels was 15, 16, and 16 nl talc/g lung/ mg/m3, respectively. At these low lung burdens of talc in both species, overloading would not be predicted to occur. These data indicate a proportionate lung burden exposure concentration ratio, which would not be expected to occur if the pulmonary clearance rate was not relatively constant for each species, i.e., independent of lung burden. The pres ence of first-order clearance kinetics and the absence of ab normal histopathologic findings in this study also convey a general picture of a multiple exposure study to a relatively benign dust not involving any characteristics of the condition of dust overloading.
In another study Hemenway el al. (1990) examined several silica aerosols of differing fibrogenicity, viz., cristobolite which is highly fibrogenic and MIN5 quartz and TAFQ quartz, both of which possess a weak fibrogenic potential. These investigators found at levels of S i02 below 500 nl/g lung, i.e., below the overload range, that the rate of cristo bolite clearance was substantially slower than that measured for comparable lung burdens of the less toxic quartz forms in male F344 rats.
Studies involving ultrafine particles (<0.01 tm diameter) at lung burdens of about 100 nl of dust (Oberdorster el al., 1992; Ferin et al., 1991) have demonstrated significant in terstitial uptake. Epithelial permeation by ultrafine particles appeared to be a competitive phenomenon with AM engulfment, hence, superficially resembled the effect of de creased AM phagocytic and clearance function accompa nying dust overload. The ultrafine particles also appeared to induce an inflammatory response disproportionate to com parable lung dust burdens of the more usual 0.1-10 nm di ameter particles.
A number of technically different studies have been re ported which indicate that particle retention under certain conditions is prolonged in the tracheobronchial tree (e.g., Patrick and Sterling, 1977 and Stahlhofen, 1989). These re ported observations are no more germane to the condition of dust overloading than are numerous studies of the long term pulmonary retention normally found with low lung dust burdens; consequently, such studies have not been in cluded in this review. Exceptions are the several studies, just described, which provide information quantitatively differ entiating overload from nonoverload conditions.I.
III. DISCUSSION
The 60 Mm3/AM value is convenient to use as though it were a mean volumetric threshold for overloading, but, in fact, extant data do not support a threshold, as such, but indicate a range of values from about 400 to 1500 nl/g lung for the F344 rat or 25 to 90 ^m 3/AM. Although less uncer-
tainty applies to the 600 Mm3/AM value for the volumetric load causing a cessation of AM-mediated particle clearance, it, too, must be considered to represent a range of values. Part of the difficulty in establishing these values more pre cisely, apart from biological variation, is due to the variabilityin measuring the response criterion, prolongation of retem tion. It may be reasonable to assume that at least a doubling of the " normal" retention halftime is necessary in the F344 rat to establish that a statistically significant prolongation of retention has occurred. For determining the cessation of clearance, one often finds it difficult to differentiate with confidence, for example, between a 2000-day halftime and an infinite halftime. In terms of the life span of the F344 rat, the difference, dosimetrically, in a chronic exposure study is trivial. Consequently the "virtual" cessation of pulmonary clearance is judgmental and one could arbitrarily accept a greater than 10-fold increase in retention halftime as a suit able criterion.
Correlating lung dust overload with criteria other than prolongation of pulmonary retention should be practical, but suitable dose-effect data are presently lacking. Pathologic criteria, e.g., fibrosis, depend on temporal considerations which have been shown to be valid dosimetrically in the F344 rat in relating toner dose (e.g., ng days/g lung) to the incidence of pulmonary fibrosis (Muhle et al., 1991). How ever, this dosimetry does not necessarily serve as a generic basis for indicating either the presence or the extent of dust overloading per se unless one can demonstrate the absence of intrinsic fibrogenicity, as was the case with toner. A re finement of the dosimetric approach (Mermelstein el al., 1991) suggests the possibility of characterizing relative bengin dusts, e.g., toner, on the basis of fibrosis induction requiring >500 mg days dust/g lung under chronic exposure condi tions. A simple calculation reveals that an overload condition must be achieved in the lungs of F344 rat to reach or exceed this cumulative dose.
Another possible approach for the assessment of dust overloading is based on determining the sequestered or non lavagable pulmonary dust. For example, after extensive bronchoalveolar lavaging, Oberdorster el al. (1991) treated the nonlavagable dust in the lung as equivalent to the se questered dust. These investigators presumed that this non lavagable fraction consisted of dust in both AM aggregates and the interstitial spaces and thereby constituted the dust not subject to AM-mediated clearance. This fraction in creased as the lung burden of dust increased and the pul monary clearance rate of the dust decreased.
Incorporation of dust into the interslilium has been shown to increase as the number of particles acutely administered to the lungs increases (Adamson and Bowden, 1981). Anal ogous conditions arise from increasing inhalation exposure concentrations which increase the rates of deposition. Also, when the ability of the AM to function as a mobile phagocytic cell is compromised, as with a cytotoxic dust, pulmonary
8 P. E. MORROW
particle retention is prolonged. This was amply demonstrated in the study of cristobolite by Hemenway el al. (1990) cited earlier. Recent studies with ultrafine particles (~ 2 0 nm di ameter) suggest that phagocytic uptake may not be as efficient for ultrafine particles as with larger particles and that in creased interstitial penetration by ultrafine particles occurs without excessive dust burdens (Oberdorster el al., 1992; Ferin el al., 1991). Additional studies are needed to determine if the toxic sequalae induced by ultrafine T i0 2 particles are qualitatively the same as seen with large TiOz particles (MMAD ~ 1 /uni) under conditions of overload.
Using dust build-up in the tracheobronchial lymph nodes as an index of interstitial dust uptake, the work with ultrafine particles provides a coherent picture with the size of the se questered particle depot and lymph nodal uptake observed in the diesel and carbon black studies that involved dust overload (Strom el al., 1988, 1989; Yu et al., 1989). The inhalation study of Greenspan and co-workers (1988) that evaluated AM-mediated particle clearance of T i0 2 particles with and without the concurrent inhalation of an aerosol of cadmium chloride, which is cytotoxic to the AM, also found lymph node build-up was greater when AM function was depressed.
Several investigators have emphasized the importance of evaluating the sequestered dust "compartment" in order to properly describe the deposition and clearance kinetics seen in normal and overload conditions (Strom et al.. 1989; Stober et al., 1989; Smith, 1985). Some of the kinetic models de veloped include both reversible and irreversible sequestration processes and although quantitative experimental data are not available to document all these features of dust seques tration, the models are intuitively sound and quantitatively linked to lung burden and macrophage clearance, including lymph nodal uptake, but remarkably important informa tional gaps exist on basic cytologic parameter in man, viz., AM turnover rates. It is difficult to obtain a coherent picture of AM-mediated clearance (alias mechanical clearance) from recent human studies. The study by Stahlhofen et al. (1981) seems very straightforward since there was no clearance by dissolution and no leaching correction was needed, but the actual retention measurements were limited to only 14 days post exposure. In two cases cited (Bailey et al., 1985; Foster et al., 1989), measurements of the leaching and dissolution rates in vitro were equated to the pulmonary dust dissolution rate in the lungs. These rates, in turn, were applied to the overall or effective pulmonary clearance rates which were directly measured, and the AM-mediated clearance was de termined inferentially. The study by Bailey et al. (1985) in directly determined the AM-mediated clearance and found that it appeared to be time dependent. The range of halftime values used to describe the overall retention curve fits the halftime reported by Stahlhofen et al. (1981) at early times and at later times agrees with the halftime reported by Foster et al. (1989). In the Foster et al. (1989) study, the urinary
excretion rate was coupled to the pulmonary dust dissolution rate, the fecal elimination rate was used to estimate the AM mediated clearance rate, and the combination of the two rates was found to be compatible with the overall clearance rate, which was measured directly (Foster et al., 1989). The excellent design of the Foster et al. (1989) study makes their' findings particularly persuasive. An important point of con tention remains, however, in their relating urinary excretion to pulmonary dissolution.
In the absence of rational explanations as to why AM mediated clearance in the human lungs should appear to vary so much or become slower with time, one is tempted to conclude that the disparate findings in the human studies are a consequence of technical and interpretive problems. Obviously, mechanistic information on human pulmonary clearance is critically needed. Now that the use of bronchoalveolar lavage has become almost routine in humans, exciting data on particulate disposition and AM-mediated clearance should be forthcoming.
Since clearance by dissolution and by AM-mediated clearance are " parallel," competitive pulmonary clearance processes, one can readily comprehend that the greatest dis tinction possible in the pulmonary clearance retardation by overloading must occur in the absence of any clearance by dissolution. For illustrative purposes, the 115-day halftime of Stahlhofen et al. ( 1981) could result in a range of clearance rates from 0.0060 day" 1, with normal AM clearance, to 0.0000 day"1with no AM clearance, so order-of-magnitude effects of overloading would be easily demonstrable. If a dis solution rate of 0.0006 day" 1was typical of the least soluble materials in the lungs and was manifest with or without overload, then a factor of ~ 1 0 would distinguish the full presence or complete absence of AM-mediated clearance in the lungs, for these materials, i.e., 105- versus 1155-day half times [in 2/(0.006 day"1 + 0.0006 day"1) vs In 2/0.0006 day" 1], still an important, resolvable prolongation in reten tion. However, if the 640- to 700-day halftime values of Fos ter et al. (1989) and Bailey el al. (1985) are used to set a normal rate of human AM-mediated clearance at 0.0010 day"1, then its full presence or complete absence results in only a factor 2.7 prolongation in halftime, barely greater than the factor 2 operational definition of a significant change in retention due to overloading in the rat. For example, with a particulate material such as the 57Co30 4 used by Foster et al. (1989), having a reported dissolution rate o f0.0043 day"1, it can be deduced that a 231-day halftime would be associated with a complete absence of AM-mediated clearance and a 13 1-day halftime would be expected with a fully normal AM mediated clearance; this is approximately the range of half times observed experimentally, although only tracer quan tities of dust were utilized and a condition of overload should not have occurred.
These foregoing examples underscore the difficulty of re solving both the importance and the rate of AM-mediated
DUST OVERLOADING OF THE LUNGS: UPDATE AND APPRAISAL
9
particle clearance in human subjects given the problems of biological variability, possible temporal effects, and technical limitations, while not even considering such problems as the cytotoxic effects of materials, the AM cell turnover (Roy, 1989), the possibility of tissue binding of the dissolved par ticulate phase (Oberdorster et al., 1979), and the uncertain generic suitability of in vitro (Morrow et al., 1968) or cell culture (Kreyling et al., 1990) measurements of dissolution rates for pulmonary clearance.
Another major feature of dust overloading stems from the critical functions AMs have in both host defense and lung injury. Several investigators (Brain, 1980; Herscowitz, 1985; Bowden, 1987) have described the apparently paradoxical role of AMs in these regards. Suffice it to say, there are so many possibilities that almost any postulated causality can be supported. That we have too many explanations available as to how immobilized macrophages could elaborate self perpetuating factors is complicating, but at the same time, the probability of such an effect is considerable.
Examples of the factors elaborated by the AM which could lead to particle interstitialization, prolonged inflammatory changes, and lung injury include growth factors for fibroblasts (Bitterman et al., 1982); hydrogen peroxide (Fisher and Bostick-Bruton, 1982) and hydroxyl radical release (Ward et al., 1983); neutrophil chemotactic factors (Hunninghake et al., 1978); enzymes, e.g., lipoprotein lipase (Okabe et al., 1984); mediators for lymphoproliferative responses (Laughter et al., 1977); immunomodulating factors, e.g., IL-l, interferon (Acton and Myrvik, 1966), and prostaglandins (Hseuh and Kuhn, 1979); and various mediators of host defense, e.g., complement components (Brain, 1980) and leukotrienes (Hseuh and Sun, 1982). The important experimental findings of Driscoll et al. (1990) on TNF and fibronectin described earlier, point up the difficulties of examining these various factors in simple in vitro systems and the importance of the intact pulmonary milieu for determining or modulating their interactive effects.
Thus, we can presently visualize the condition of dust overloading as being initiated by an excessive dust exposure which, in tum, leads to increased phagocytic uptake of par ticles eventually reducing AM mobility, as judged by reduced AM-mediated particle clearance, even in the absence of an intrinsic cytotoxic action by the dust. This general state of AM immobilization represents a spectrum of suppressed mobilities, which we can presently describe by an average phagocytized volume (or mass). According to the magnitude of this immobilization, both a prolongation of dust clearance and a persistent elaboration of AM factors tend to increase the particle retention and pulmonary dose and to sustain the condition of overloading throughout the alveolar region. The relative importance and the pattern of these actions conceivably change with time. The persistence of a given effect is not necessarily evidence for a singular pattern of causation.
Some implications of dust overloading and its sequelae on evaluating the pulmonary toxicity of dusts and in un dertaking risk assessments have been cited (Introduction and Background) and inferred throughout this paper. It is evident that our extant knowledge of the dust overload condition in the lungs of F344 rats is presently sufficient to allow us to conclude that overloading seriously confounds toxicological interpretations in that species. Differentiating overload effects from those induced by the intrinsic toxicity of the inhaled material relies to a major extent on the toxic potency of the material. If significant functional and morphologic changes are induced at lung burdens well below 1000 nl/g lung, as was the case in the study of Hemenway et al. (1990), the most plausible explanation for these changes is the intrinsic toxicity of the material. Obviously the problem of differen tiation becomes increasingly difficult, the lower the intrinsic toxicity of the material, i.e., the closer the dust resembles dusts in the former "nuisance" dust or present particles not otherwise classified categories used for occupational threshold limit values by the American Conference of Governmental Industrial Hygienists (Morrow et al., 1991).
If the condition of overloading is only sufficient to prolong pulmonary dust retention significantly without producing important cytologic or morphologic changes, it probably will have little impact on the experimental findings and inter pretations since this is basically a matter of increasing pul monary dose without concomitantly increasing evidence of adverseness. In other words, a range of doses must exist for each substance over which equivocal evidence to frank ev idence of toxicity are manifest. The width of this range will doubtlessly vary with different benign materials and the evaluation criteria examined, but the general picture may be more complex. For example, if a second "benign" material or an infective agent is introduced into this minimal overload senario, would some predisposition be demonstrable due to the partial compromise of host defenses and the concurrent increase in pulmonary dose? At present, we have a limited insight into this problem from experimental studies. Recent studies by Gilmour and co-workers (1989a,b) utilized T i0 2 exposure regimes which should have produced conditions of dust overloading, which they expressed as " macrophage blockade," i.e., 10 consecutive days of exposure to 20 mg/ m3 T i0 2, 20 hr per day. The exposed CBA mice and unex posed control mice were serially challenged with an aerosol of Pasteurelle haemolytica. The studies showed impaired bacterial clearance in the TiCL-exposed mice. It is unfortu nate that the lung burdens of T i0 2 were not actually mea sured in these studies, but the conclusion expressed by the investigators, that the pulmonary immune function was compromised in proportion to the duration of exposure, is especially significant.
The potential predisposition of individuals who are smok ers or who have other risk factors which might effect the onset and degree of dust overloading needs to be examined
10 P. E. MORROW
in both humans and animal models. As Bohning et al. (1982) clearly revealed, smoking has very important suppressive ef fects on pulmonary clearance in man.
Another outgrowth of the overload studies has been the greater realization of the fact that, kinetically, many first order descriptions of dust retention in the respiratory system have no mechanistic basis. The use of simple first-order clearance kinetics is usually appropriate to normal AM-me diated clearance, but not with clearance by dissolution, nor with AM-mediated clearance in an overloaded lung, nor with the clearance of a cytotoxic dust (Morrow, 1989). The use of first-order kinetics where no mechanistic basis exists is widespread and an acknowledged, powerful, curve-fitting method; however, the usual approaches to curve stripping (method of residuals) does not produce " unique solutions." Hence, there is a considerable likelihood of similar retention data being analyzed in dissimilar ways and producing dif ferent first-order descriptions: products which complicate an already difficult situation. The development of respiratory models which have realistic functional and cytological bases and appropriate kinetic descriptions (e.g., Yu el al., 1989; Stober el al., 1990, 1989) must pertain to conditions of both reasonable and excessive dust burdens and dispense with the arbitrary use of first-order kinetics.
The foregoing discussion touches on a number of problems which presently hinder our understanding of dust overload ing. Some will be solved by systematic study: some will con tinue to challenge our ingenuity for many years to come. At the very least, we have gained a new appreciation of the F344 rat as an experimental model for inhalation toxicology. We may find, however, that dust overloading has comparably important implications in most species, including man. If this appears to be the case, then a decade of well-funded, properly designed studies will be needed to give us an ap preciation of the magnitude of the overall problem, which includes inter alia, much needed relevant basic information on human alveolar cytokinetics, biochemistry, and patho genesis. The potential impact of dust overloading on toxi cological testing (Lewis et al., 1989) and occupational dust standards (Morrow et al., 1991) is a matter in need of urgent resolution. Concurrently, as Lippman and Timbrell (1990) stated, we also need to more firmly establish which particle properties are to be measured and to verify that we can relate defined exposure parameters to health outcomes measured in human studies or extrapolated from animal studies.
ACKNOWLEDGMENTS
The author cites the important contributions of Shirley Tracey in the preparation of the manuscript and of Drs. Juraj Ferin, Jacob Finkelstein, and Gunter Oberdorster for their helpful advice.
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