Document 448Dw5xb94OQGvLQE8mMXje91

/IETA h k m > m n n / i/ t i- h f i f f f k L IA B IL IT Y -UMBRELLA Hanson HR000061092 A __ _ 0049-GLD-000053059 WJJWV -JO V 03 sr. Pk s u r p l u s l ime s in s . -no. -OLRB 5.2100,030 EXCESS DLRS 8.330,333 EXCESS PRIMARY (DLRS ,003,003):- FOLLOW 'cO.RN OF "'HE LEAD UMBRELl A AS WRITTEN BV NATIONAL UNION FIRE * fNSURANCE COftPNftY ;k p e r t e l e x f r o m k o-( @> PREMIUM: Bl RC 1.000, 303 TERMS; WORKERS COMPENSATION EXCLUSION * GCr.UPATIONA-.. DISEASE EXCLUSION DJSCRIMIMAT2CM EXCLUSION PROFESSIONAL LIRE EXCL.. "DRMAl DE: !YE EXCL. AIRCRAFT PRODUCTS AND SRQUmDTn S LIABILITY EXCl USi ON 0NT VENTURES k Sk -u p s e x c l u d e d u n l e s s s c h e d u l e d EXCLUDING: BLIODSN PAINTS - DLrtKEE FOODS - INTERSTATE UNITED n o r t h r iv er in s . c g 3..RB 5.300,000 XS 12, SSS, 333 XO PRIMARY Tr-LOW FORM TERMS OF LEAD * NATIONAL UNION) AND FIRST EXCESS (ST. PAli- CURPL.US LINES) PREMIUM;. 733,300 . ADDITIONAL LEAKS: WAR WISH LXCl . WATERCRAFT EXCL. NORTH RIVER ;.MS. CD. Bl RB 2,003.03 PART OF DLRB 5,003,333 EX DLRS 18,033,000 XS PRIMARY -FOl LOW . FORM TERMS OF LEAD UMBRELLA < NATIONAL UNION ) AND BOTH EXCESS ...AYERS PREMIUM; 45,333 AMERICAN' ALLIANCE IMS. CD, B-..RS 1,533,33 PART OF D;_RB 3,330,033 XB DLRS 18,333, 33 XS PRIMARY PREMIUMS 103,03 FOLLOW FORM TERmO OF LEAD UMBRELLA AND DOT;-; XB LAYERS SUBJECT TO LETTER WARRANT IMS MO KNOWN OR REPORTED LOSSES - 10/WBE - 10/3/BE Al L DATE 13/1/BE TO 13/1/07 REGARDS, JM GLD053060 0049-GLD-000053060 jdICK JflMLS TEL'201S&47240 Sep oO'9S 1?:11 No.Ool t-.01 TF Fax: 201-564-7240 Date: 09/29/93 To: SEDGWICK JAMES OF SHORT HILLS (300525) Attn: DICK LF.GGE Re: HANSON FLC FARMINGTON MANAGEMENT, INC. 77 Hartiand Street East Hartford. CT 06108 REVISED BINDER i PREMIUM BEARING BINDER NAMED INSURED AND ADDRESS HANSON FLC 99 WOOD AVENUE ISELIN.NJ 08830 BINDER PERIOD FROM 10/01/93 TOtO/Qi/94 12:01 sun- Standaid Time At the Address of the Named Insured BINDER CONDITIONS Al JZ I $ Li The Association hereby acknowledges itself bound, on and after the effective date and hour indicated, under such contracts of insurance issued by the Association. The insurance hereunder is subject to the terms and conditions of the American Excess Insurance Association Policyform, AELA-l(l-92). including the Liability of Insurer's Endorsement AElA-2(I-92), and as further amended by the endorsements) as follows: AEtA-S-9 New Jersey Mandatory Endorsement All Watercraft on Exhibit 3 of submission except Norman aad Encanto is covered Binder includes coverage for BeazerEast, including discontinued entities. Retroactive Dale: l(W)l/86. SCHEDULE OF COVERAGE ' TERRITORY TAX LINE LIMIT OF PER CCURRENCE POLICY NUMBER STATE DIST. OF BUS LIABILITY UNDERLYING AMT. HROOOG73293 29 N/A XY 100% OF $50. Million $50. Million TotalAdvance Provisional Premium $650,000.00. The premium slated is an advance provisional premium. Acceptance by the Named Insured of the policy replacing coverage provided hereunder shall render this binder null and void. The premiumfor this binder will be credited against the deposit or advance Policy premium. If the premium for the policy exceeds the premium paid for the Binder the Named Insured shall pay the excess to the Association il less the Association shall return the overpayment to such Named Insured. This binder may be cancelled, under the terms and conditions provided by Ihe form of Policy applicable, or by surrender by the Named Insured of this binder. A premium adjustment will be made in compliance with Condition [q] of the Policy. 0049-GLD-000053061 V? 6Ll>'jjtiiCK JRMtS V lfcL:201bMi'c40 Countersignjed By: Alien F. Lyons Farmington Management, Inc. Genera] Manager tod Agent for American Excess Insurance Association T-TJT yup ->u'yo 'lwi'UM l MSN1o.3B.*O^Pi- CP .0O2T t GLD053062 0049-GLD-000053062 C (r American Excess Insurance Association (Herein called the "Company") EXCESS INDEMNITY POLICY POLICY NUMBER:HR000061092 THIS IS A REPORTED OCCURRENCE POLICY THAT CONTAINS CERTAIN FEATURES THAT ARE ANALOGOUS TO THE ONES FOUND IN CLAIMS MADE POLICIES. PLEASE READ THE ENTIRE POLICY CAREFULLY. INSURANCE UNDER THIS POLICY IS PROVIDED BY SEVERAL SEPARATE INSURERS, WHO ARE ALL MEMBERS OF THE AMERICAN EXCESS INSURANCE ASSOCIATION. THE LIABILITY OF THESE INSURERS IS SEVERAL AND NOT JOINT AND IS SET OUT SPECIFICALLY IN ENDORSEMENT NUMBER 1 WHICH IS ATTACHED TO AND FORMS PART OF THIS POLICY. Words and phrases that appear in all capital letters have the special meanings set forth in Section V -- DEFINITIONS. Item Is NAMED INSUREDs Declarations HANSON PtC Address of NAMED INSURED! 99 WOOD AVENUE, SOUTH ISELIN, NJ 08830 Item 2t Item 3: COMPANY'S Limit of Liability under this POLICY in the aggregate for all covered OCCURRENCES: $50,000,000.00 part of $50,000,000.00. See Endorsement Number 1 to this POLICY. PER OCCURRENCE UNDERLYING AMOUNT: 50,000,000.00 Item 4: Item 5: POLICY PERIOD: From 12:01 A.M.* on the 1ST day of October, 1992. To 12:01 A.M.* on the 1ST day of October, 1993. RETROACTIVE DATE: 12:01 A.M.* on the 1ST day of October, 1986. ("Inception Date"). ("Expiration Date"). Item 6: Flat Premium for the POLICY PERIOD: $600,000.00 Item 7: Representative of COMPANY: Farmington Management, Inc. RiverBend Executive Park 77 Hartland Street East Hartford, CT 06108 Attention: The President "DEFENSE EXPENSES" ARE INCLUDED IN THE LIMIT OF LIABILITY OF THE POLICY AND ARE IN THE "PER HctiURREWSE UNDERLYING AMOUNf" AEIA-1 (1-92) [1 of 17] GLD053063 0049-GLD-000053063 ( Declarations C continued Item 8: Representative of NAMED INSURED; HANSON PEC 99 WOOD AVENUE, SOUTH ISELIN, NJ 08830 ATTN! DIRECTOR OP RISK MANAGEMENT Item 9: Endorsements attached at POLICY issuance: 1. Liability of Insurers Endorsement, AEIA-2 2- New Jersey Mandatory Endorsement, AEIA-5-9 American Excess Insurance Association Countersigned by (Authorized Representative) 'Standard Time at the address of the NAMED INSURED as stated herein. .AE1A-1 (1-92) [2 of 17] k j . ......... GLD053064 0049-GLD-000053064 ^ insuring Agreements ^ In consideration of the payment of the premium and in reliance on all statements made and information furnished by the NAMED INSURED to the COMPANY, including the representations and warranties made in the Application for this POLICY which is hereby made a part hereof, and subject to the foregoing Declarations which are hereby made a part hereof, and subject to all of the terms of this POLICY, the COMPANY and the NAMED INSURED agree as follows: I. COVERAGE (a) The COMPANY shall indemnify the INSURED for ULTIMATE NET LOSS which the INSURED shall become legally obligated to pay by reason of liability imposed upon the INSURED by law or liability of others assumed by the INSURED under contract or agreement because of PERSONAL INJURY PROPERTY DAMAGE or ADVERTISING OFFENSE anywhere in the world, (1) which results from an OCCURRENCE, notice of which shall have been first given to the COMPANY (in accordance with Condition (c) hereof): (A) by the NAMED INSURED during the POLICY PERIOD: (B) by the NAMED INSURED during any EXTENDED REPORTING PERIOD which the NAMED INSURED shall have elected to secure (or continue) or during the sixty day grace period provided in accordance with the following paragraph 1(b); or (C) by any former subsidiary or affiliate of the NAMED INSURED during any EXTENDED REPORTING PERIOD that may arise in accordance with Condition (m) hereof; and (2) for which a CLAIM is made against the INSURED and of which CLAIM the NAMED INSURED has given written notice to the COMPANY within ten (10) years from the earlier of the Expiration Date stated in Item 4 of the Declarations or the effective date of cancellation of the POLICY, regardless of whether any EXTENDED REPORTING PERIOD(S) have been purchased; provided, however, that in the event a CLAIM is made against an INSURED by a claimant who is a minor or by a claimant who is otherwise incompetent under applicable law, written notice of any CLAIM may be given to the COMPANY, (i) in the case of a CLAIM made by a minor, during the period of time during which such claimant is a minor and including any periods subsequent thereto pursuant to any law tolling the application of applicable statutes of limitations, if any, as determined by the laws of the state of such claimant's domicile at the time of the OCCURRENCE, and, (ii) in the case of a CLAIM made by a claimant who is otherwise incompetent, within the period of time allowed by the law applicable to such claimant's disability at the time of the OCCURRENCE; provided, however, that in no event shall there be coverage under this POLICY for any CLAIMS by a claimant who is a minor or by a claimant who is otherwise incompetent not reported to the COMPANY in writing within twenty-five (25) years from the earlier of the Expiration Date stated in Item 4 of the Declarations or the effective date of cancellation of the Policy; and provided further, that in no event shall there be coverage under this POLICY for any liability of any INSURED with respect to any OCCURRENCE, PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE for which there is, or but for the issuance of this POLICY would be, any coverage in any amount provided under any other policy issued by the COMPANY to the INSURED, irrespective of whether such other policy is issued prior to, simultaneously with or subsequent to this POLICY. (b) In the event of cancellation or nonrenewal of this POLICY by the NAMED INSURED or the COMPANY, other than cancellation for nonpayment of premium, the NAMED INSURED may elect to secure an EXTENDED REPORTING PERIOD for an ANNUAL PERIOD and thereafter may elect annually to continue such EXTENDED REPORTING PERIOD for no more than nine (9) additional ANNUAL PERIODS, for such INSUREDS as the NAMED INSURED shall designate, by giving the COMPANY written notice of such election not less than ten (10) days priorto the earlier of the Expiration Date stated in Item 4 of the Declarations or the effective date of cancellation of the POLICY,' or the expiration date of each ANNUAL PERIOD, and by paying to the COMPANY the applicable annual premium for such EXTENDED REPORTING PERIOD as set forth in the attached Schedule B no later than the date of commencement of the corresponding ANNUAL PERIOD. In the event that this POLICY is not renewed or is cancelled, and the INSURED does not elect to secure an EXTENDED REPORTING PERIOD, then, subject to all other terms and conditions of this POLICY, AEIA-1 (1-92) [3 of 17) GLD053065 0049-GLD-000053065 there shall be allowed a gft..j period of sixty (60) days during which an Ilf JRED shall be entitled to give written notice of an OCCURRENCE to the COMPANY, which grace period shall commence immediately following the earlier of the Expiration Date stated in Item 4 of the Declarations, or the effective date of cancellation of the Policy, as applicable. Where notice in accordance with Condition (c) of an OCCURRENCE is first given during an EXTENDED REPORTING PERIOD or the sixty day grace period, it shall be deemed to have been given during the POLICY PERIOD of this POLICY for purposes of the application of the terms of this POLICY, including, but not by way of limitation, the COMPANY'S Limit of Liability and the PER OCCURRENCE UNDERLY ING AMOUNT. il. LIMIT OF LIABILITY (a) Subject to all of the terms hereof, in accordance with Condition (f), and as provided in Endorsement Number 1 to this POLICY, the COMPANY shall, with respect to any OCCURRENCE covered pursuant to paragraph I hereof, indemnify the INSURED for that amount of any ULTIMATE NET LOSS which is in excess of the greater of either: (1) ULTIMATE NET LOSS in the amount of the PER OCCURRENCE UNDERLYING AMOUNT; or (2) ULTIMATE NET LOSS in the amount payable by collectible OTHER INSURANCE with respect to any OCCURRENCE; and then only up to the amount stated in Item 2 of the Declarations as the COMPANY'S Limit of Liability, which amount is the maximum amount payable by the COMPANY under this POLICY in the aggregate with respect to all ULTIMATE NET LOSSES arising from any and ail OCCURRENCES, irrespective of the period or periods over which any OCCURRENCE, loss, PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE occurs or the number of such OCCUR RENCES, losses, PERSONAL INJURIES, PROPERTYDAMAGESorADVERTISING OFFENSES, and irrespective of whether the notice of OCCURRENCE is given during the POLICY PERIOD, during the sixty day grace period in paragraphs l.(b), or during any applicable EXTENDED REPORTING PERIOD. (b) Only ULTIMATE NET LOSS which would be covered by this POLICY (if the terms of this POLICY were satisfied), but for the amount of such ULTIMATE NET LOSS and/or the existence of OTHER INSUR ANCE. is included within the ULTIMATE NET LOSS referred to in paragraphs ll(a)(1) and (2) above. (c) Neither: (1) the inclusion or addition hereunder of more than one INSURED, nor (2) any EXTENDED REPORTING PERIOD secured in accordance with paragraph 1(b), and or arising in accordance with Condition (m) hereof, shall operate to reinstate the COMPANY'S Limit of Liability or increase it beyond that set forth in Item 2 of the Declarations or to extend the POLICY PERIOD. III. EXCLUSIONS This POLICY shall not apply to any liability or alleged liability of the INSURED for: (a) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE for which the INSURED has ' assumed liability under any contract or agreement, if such PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE occurred prior to the time such contract or agreement became effective: (b) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE in any manner arising out of the design, construction, maintenance, manning, ownership, operation or use of any WATERCRAFT; provided, however, that this Exclusion (b) shall not apply with respect to: (1) the loading or unloading of any WATERCRAFT at premises owned, leased or controlled by the INSURED; or (2) WATERCRAFT or risks listed on Schedule D hereto; (c) (1) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE directly or indirectly arising out of: (A) the actual, alleged or threatened discharge, dispersal, release, seepage, or escape of any POLLUTANT into or upon any person, place or thing including land or other real estate, any man made structure, the atmosphere, any water or watercourse whether above or below ground or otherwise into the environment, however caused and whenever happening; or (B) any direction or request, whether governmental or otherwise, that the INSURED evaluate, test for, monitor, clean up, remove, control, contain, treat, detoxify or neutralize any POLLUTANT AEIA-1 (1-92) [4 of 17] GLD053066 0049-GLD-000053066 or the actual, al, jd or threatened discharge, dispersal, rela seepage or escape thereof; provided, however, except as provided in paragraph (2) of this Exclusion (c), subparagraphs (1 )(A) and (B) of this Exclusion (c) shail not apply to PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE arising out of or alleged to arise out of such discharge, dispersal, release, seepage or escape caused solely by: (x) unintended fire or explosion, or lightning; (y) a collision or overturning of an AUTOMOBILE or railroad vehicle; or (z) a single or intermittent discharge, dispersal, release or escape, which ceases within seven (7) days of its first commencement, of: (i) POLLUTANTS, other than herbicides, pesticides or defoliants, which constitute the INSURED'S PRODUCTS; (ii) POLLUTANTS, other than herbicides, pesticides or defoliants, where such discharge, dispersal, release or escape is caused by or results from the INSURED'S PROD UCTS, other than products that are specifically designed, intended or marketed to evaluate, test for, monitor, treat, detoxify or neutralize POLLUTANTS; or (iii) POLLUTANTS from premises owned, leased, rented or controlled by the INSURED; and provided that such discharge, dispersal, release or escape results in PERSONAL INJURY or PROPERTY DAMAGE which commences and is discovered within seven (7) days after the time such discharge, dispersal, release or escape first commences; (2) The exception to subparagraphs (1)(A) and (B) of this Exclusion (c) which are contained in subparagraphs (1){x), (y) and (z) of this Exclusion {c), shall in no event apply to: (A) PROPERTY DAMAGE directly or indirectly arising out of: (i) underground or underwater operations of the INSURED; and/or (ii) removal of, loss ofor damageto underground or underwateroil, gas or any other substance; (B) the cost of evaluating, testing for, monitoring, cleaning up, removing, controlling, containing, treating, detoxifying and/or neutralizing the discharge, dispersal, release, seepage and/or escape of any POLLUTANT on property at any time owned, leased and/or rented by the INSURED and/or under the control of the INSURED; or (C) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE directly or indi rectly arising out of the actual, alleged or threatened discharge, dispersal, release, seepage or escape of any POLLUTANTfrom any underground or underwater tank, piping or othercontainer of any type unless the immediate cause of such discharge, dispersal, release, seepage or escape is unintended fire or explosion, or lightning, or collision or overturning of an AUTOMO BILE or railroad vehicle; (d) ADVERTISING OFFENSE arising out of: (1) failure of performance of contract, other than the unauthorized appropriation of ideas based upon alleged breach of implied contract; (2) incorrect description or mistake in advertised price of goods, products or services sold, offered for sale or advertised; or (3) the failure of goods, products or services to conform to advertised quality or performance; (e) PERSONAL INJURY or PROPERTY DAMAGE due to "War", whether or not declared, or any act or condition incident to "War but this Exclusion (e) applies only to liability assumed under a contract or agreement. As used in this Exclusion (e) "War" includeswar,civil war, insurrection, rebellion or revolution. (f) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE arising out of asbestos, tobacco or tobacco products, dioxin, asbestiform talc, diethylstibesterot, urea formaldehyde or any intrauterine device; (g) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE arising out of the design, manufacture, construction, maintenance, service, ownership, use, operation, loading or unloading of: (1) any "Aircraft", "Spacecraft", "Missile" or "Launch Vehicle", any component part or equipment thereof or any other navigational or aviation equipment comprising the INSURED'S PRODUCTS; or (2) any "Aircraft" and taking place subsequent to the instant of its very first movement under its own power (regardless of whether this movement is for the purpose of flight, testing or otherwise); or AEIA-1 (1-92) [5 of 17] GLD053067 0049-GLD-000053067 (3) any "Spacecraft", "mk _.le" or "Launch Vehicle" and taking place s\ iquent to its arrival at the site of its first launch (regardless of whether this launch is for the purpose of flight, testing or otherwise); provided, however, that this Exclusion (g) shall not apply with respect to PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE arising out of the use, operation, loading or unloading of any "Aircraft" not comprising the INSURED'S PRODUCTS which is neither owned by an INSURED norcharteredwithoutcrewby or on behalf of art INSURED,and which is riotbeing nor has been designed, manufactured, constructed, maintained or serviced by or on behalf of an INSURED. As used in this Exclusion (g): "Aircraft" means any vehicle designed to be used primarily in the air and to be supported by the dynamic reaction of the air upon the vehicle's wings or rotorblades, and/or by the vehicle's buoyancy in the air. The term "Aircraft" does not include "Spacecraft", "Missiles" and "Launch Vehicles." "Launch Vehicle" means a manned orunmanned rocket powered vehicle (including parts detached while in flight) used to propel "Spacecraft'' into space and/or orbit. The NASA Space Shuttle is deemed to be a "Launch Vehicle." "Missile" means a vehicle which is designed to operate through the air and/or space and whose path and direction is guided during part or all of its flight by a partly orcompletely self-contained electronic, celestial, inertial or other remote or internal guidance systerti. "Spacecraft" means a spacecraft, satellite, spaceship or space station (or a "Launch Vehicle" for such spacecraft) designed to travel to, in, or from and operate primarily in space (including parts thereof detached in flight). (h) PERSONAL INJURY or PROPERTY DAMAGE (1) with respect to which an INSURED under this POLICY is also an insured under a nuclear energy liability policy issued by Nuclear Energy Liability Insurance Association, Mutual Atomic Energy Liability Underwriters or Nuclear Insurance Association of Canada or any of their successors, or would be an insured under any such policy but for its termination uponexhaustion ofits limit of liability; (2) resulting from the "hazardous properties" of "nuclear material" and with respect to which (A) any person or organization is required to maintain financial protection pursuant to the Atomic Energy Act of 1954, or any law amendatory thereof; or (B) the INSURED is, orhad this POLICY not been issued, would be, entitled to indemnity from the United States of America, or any agency thereof, under any agreement entered into by the United States of America, or any agency thereof, with any person or organization; (3) resulting from the "hazardous properties" of "nuclear material", if (A) the "nuclear material" (i) is at any "nuclear facility" owned by, or operated by or on behalf of, an INSURED or (ii) has been discharged or dispersed therefrom; (B) the "nuclear material" is contained in "spentfuel" or "waste" any time possessed, handled, used, processed, stored, transported or disposed of by or on behalf of an INSURED; or (C) the PERSONAL INJURY or PROPERTY DAMAGEarises out of the furnishing by an INSURED of services, materials, parts or equipment in connection with the planning, construction, , maintenance, operation or use of any "nuclear facility", but if such facility is located within the United States of America, its territories or possessions, or Canada, this subparagraph (3)(C) applies only to "property damage" to such "nuclear facility" and any property thereat. As used in this Exclusion (h): "hazardous properties' include radioactive, toxic or explosive properties; "nuclear material" means "source material", "special nuclear material" or "byproduct material"; "source material", `special nuclear material" and "byproduct material" have the meanings given them in the Atomic Energy Act of 1954 or in any iaw amendatory thereof; "spent fuel" means any fuel element or fuel component, solid or liquid, which has been used or exposed to radiation in a "nuclear reactor"; "waste" means any waste material (1) containing "byproduct material" other than the tailings or wastes produced by the extraction or concentration of uranium or thorium from any ore processed primarily for its "source material" content, and (2) resulting from the operation by any person or organization of any "nuclear facility" included under the first two paragraphs of the definition of "nuclear facility"; AEIA-1 (1-92) [6 of 17] GLD053068 0049-GLD-000053068 =C"nuclear facility" means: (1) any "nuclear reactor1'; C (2) any equipment or device designed or used tor {a} separating the isotopes of uranium or plutonium, (b) processing or utilizing "spent fuel", or (c) handling, processing or packaging "waste"; (3) any equipment or device used for the processing, fabricating or alloying of "special nuclear material" if at any time the total amount of such material in the custody of the INSURED at the premises where such equipment or device is located consists of or contains more than 25 grams ot plutonium or uranium 233 or any combination thereof, or more than 250 grams of uranium 235; (4.) any structure, basin, excavation, premises or place prepared or used for the storage or disposal of "waste"; and includes the site on which any of the foregoing is located, ail operations conducted on such site and ail premises used for such operations; "nuclear reactor" means any apparatus designed or used to sustain nuclear fission in a self-supporting chain reaction or to contain a critical mass of fissionable material; "property damage" includes all forms of radToacfiveTcoritamifiatidn of propertyf (i) PERSONAL INJURY or PROPERTY DAMACaE difecitly or indirectly caused by or contributed to by or arising from ionizing radiations or contamination by radioactivity outside the United States, its territories or possessions, or Canada from ary nuclear fuel, any nuclear waste or from the combustion, fission or fusion of nuclear fuel; (j) PROPERTY DAMAGE to property rented to, used or occupied by or in the care, custody or control of the INSURED: (1) to the extent that the INSURED has agreed to provide insurance therefor; or (2) if such property is owned by any person or organization controlling or coming under the control of the INSURED; (k) (1) loss of use of tangible property which has not been physically injured or destroyed, resulting from: (A)' a delay in or lack of performance by or on behalf of the INSURED of any contract or agreement; or (B) toe failure of the INSURED'S PRODUCTS or OPERATIONS completed by or on behalf of the INSURED either to meet any warranty or representation by the INSURED as to the level of performance, quality, fitness or durability or to perform the function or serve the purpose intended by the INSURED: provided, however, that paragraph (1) of this Exclusion (k) shall not apply to loss of use of other tangible property resulting from the sudden and accidental physical injury to or destruction of the INSURED'S PRODUCTS or OPERATIONS performed by or on behalf of the INSURED after such INSURED'S PRODUCTS or OPERATIONS have been put to use by any person or organization other than an INSURED; (2) PROPERTY DAMAGE to any portion or section of the INSURED'S PRODUCTS or of OPERATIONS completed by the INSURED, if such PROPERTY DAMAGE arises out of that portion of such products or that section of OPERATIONS, or out of materials, parts or equipment furnished in connection therewith; or (3) the withdrawal, inspection, repair, replacement, or, in connection with any of the foregoing, loss of use, of the INSURED'S PRODUCTS or OPERATIONS completed by or on behalf of the INSURED or of any property of which such INSURED'S PRODUCTS or OPERATIONS form a part, if such INSURED'S PRODUCTS, OPERATIONS or property are withdrawn from the market or from use because of any known or suspected defect or deficiency therein whether caused or believed to have been caused by the INSURED or by any other person or entity; (l ) any obligation for which the INSURED or any carrier as its insurer may be held liable under any workers' compensation, unemployment compensation or disability benefits law or the Longshoremen's and Harbor Workers' Compensation Act, or under any similar state orfederal law; provided, however, that this Exclusion does not apply to liability arising under the Federal Employers Liability Act or the Jones Act; AEIA-1 (1-92) {7 of 17j GXj D053069 0049-GLD-000053069 (m) PERSONAL INJURY, PlC. 'ERTY DAMAGE or ADVERTISING OFFlf j E resulting from an OCCUR RENCE if notice of such OCCURRENCE has been given prior to the inception Date stated in Item 4 of the Declarations under any policy that has expired prior to or upon the inception of this POLICY; (n) PERSONAL INJURY or PROPERTY DAMAGE arising out of discrimination or humiliation directly or indirectly related to employment or prospective employment of any person or persons by any INSURED; (o) PERSONAL INJURY or PROPERTY DAMAGE directly or indirectly arising out ofthe actual orthreatened termination of employment of any person or persons by any INSURED; (p) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE and/or any liability of any nature whatsoever arising out of: (1) the purchase, sale or distribution of securities or offers to purchase or sell securities, or investment counselling or management, including, without limitation, liability under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the so-called "blue-sky' laws of the various states or other jurisdictions or any laws amendatory of any thereof; (2) antitrust orthe prohibition of monopolies, activities in restraint of trade, unfair methods of competition or deceptive acts and practices in trade and commerceincluding, without limitation, the Sherman Act, the Clayton Act, the Robinson-Patman Act, the Federal Trade Commission Act and the Hart-ScottRodino Antitrust Improvements Act and the similar or equivalent laws of the various states or other jurisdictions; (3) fraud or breach of fiduciary duty; (4) governmental, civil or criminal fines or penalties; (5) the failure to pay when due any governmental tax (including, without limitation, income, excise, property, value added and sales tax) ortariff, license fee or other governmental fee which is incidental to the conduct of business or any assessment, fine or penalty related thereto; (6) copyright or patent infringement; (7) any defect in or impairment to title to real property, including fixtures, whether or not owned by an INSURED; (8) disclosure or other regulation of sales of, and offers to sell, real property; (9) employee, officer or director dishonesty or any liability of any employee, officer or director of an INSURED to such INSURED; (10) treble damages, fines or penalties under the Racketeer Influenced Corrupt Organizations Act or any similar federal, slate or local law or statute; (q) PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE expected or intended by the INSURED or which should be expected or intended from the standpoint of a reasonable INSURED. This exclusion does not apply to PERSONAL INJURY resulting from the use of reasonable force to protect persons or property. No inference shall be made from the exclusion of liabilities, PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE in any Exclusion that this POLICY would otherwise cover such liabilities, PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE or cover similar liabilities. PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE; nor shall any portion of any Exclusion to the POLICY be construed to be an extension of coverage otherwise provided-by the POLICY. IV. CONDITIONS (a) Premium (1) The premiums under this POLICY are fiat premiums and are not subject to adjustment, except as otherwise provided in paragraph (3) of Definition (i) and Condition (q) hereof. The premium shall be paid to the COMPANY. (2) Additional premium for an EXTENDED REPORTING PERIOD shall be fully earned, notwithstanding anything contained in this POLICY to the contrary, when the ANNUAL PERIOD io which such premium is applicable incepts. (b) inspection and Audit (1) The COMPANY shall be permitted but not obligated to inspect the INSURED'S property and operations at any time. Neither the COMPANY'S right to make inspections nor the making thereof nor any report thereon shall constitute an undertaking, on behalf of or for benefit of the INSURED AEtA-1 (1-92) [8 of 17] GLD053070 0049-GLD-000053070 orothers, to determir^ warrantthat such property or operations ai^ j,rfe, healthful or in compliance with any law, rule or regulation. (2) The COMPANY may examine and audit and make copies of the INSURED'S books and records, as far as they relate to the subject matter of this POLICY, at any time while this POLICY is in force and within ten (10) years after the final termination of this POLICY or within one (1) year after final settlement of all claims arising out of any OCCURRENCE, notice of which has been given to the COMPANY during the POLICY PERIOD or any EXTENDED REPORTING PERIOD. (c) Notice of Occurrence or Claim (1) Subject to the provisions of paragraph I., COVERAGE, if any employee of the risk management or legal department or any officer or director of any INSURED shall become aware of an OCCUR RENCE likely to involve this POLICY, the NAMED INSURED shall as soon as practicable, as a condition precedent to the rights of any INSURED under this POLICY, give written notice to the COMPANY, which notice shall include, but not be limited to, information as to the nature of the OCCURRENCE, the actual or anticipated injury or damage resulting therefrom, the name(s) of any claimant(s) or potential claimants) and the manner in which and the date on which the INSURED first became aware of the OCCURRENCE and such other detailed information as the COMPANY may reasonably request regarding the OCCURRENCE. Unless such written notice is provided as required herein, there shall be no rights to any coverage hereunder. (2) Subject to the provisions of paragraph I., COVERAGE, as a condition precedent to the rights of any INSURED under the POLICY, the NAMED INSURED shall, as soon as practicable, give written notice to the COMPANY of any CLAIM likely to involve this POLICY which is made against any INSURED, and, if written notice ofthe OCCURRENCE from which the CLAIM arises has not already been given to the COMPANY, the NAMED INSURED shall give written notice in accordance with paragraph (1) of this Condition (c) of the claimed or alleged OCCURRENCE with respect to which such CLAIM is made, and the NAMED INSURED shall promptly forward to the COMPANY copies of any written CLAIM, demand, notice, summons, complaint or other process received by the INSURED or its representatives or agents. Unless such written notice is provided as required herein, there shall be no rights to ary coverage hereunder. (3) Notice to the COMPANY shall be given to the person or entity stated in Item 7 of the Declarations and shall be deemed to be given when sent by courier or by registered or certified mail with return receipt requested, by telex, provided that receipt is acknowledged, or by any express mail service where a written receipt of sending is provided. (d) Assistance and Cooperation The COMPANY shall not be called upon to assume charge of the settlement or defense of any CLAIM made against an INSURED, but the COMPANY shall have the right and shall be given the opportunity to associate at its own expense with the INSURED or the issuers of OTHER INSURANCE or both in the investigation, settlement, defense and control of any CLAIM relative to any OCCURRENCE where the CLAIM involves, or appears reasonably likely to involve, the COMPANY, in which event the INSURED and the COMPANY shall cooperate in all things in the defense of such CLAIM. In the event that the COMPANY associates with the INSURED or the issuers of OTHER INSURANCE, or elects to make an appeal as provided in Condition (e) below, the INSURED shall cooperate with the COMPANY and take all actions necessary, or in the opinion of the COMPANY, desirable, to permit the COMPANY to participate in the investigation, settlement and/or defense of any CLAIM orthe making of any appeal, and, in the case of an appeal, to prosecute the appeal in the name of the INSURED. The INSURED shall enforce or cooperate with the COMPANY to enforce any right of contribution or indemnity against any person or organization who may be liable to the INSURED because of PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE with respect to which insurance is afforded under this POLICY. In the event that the COMPANY, in its sole discretion, chooses to exercise its rights pursuant to this Condition (d), no action taken by the COMPANY in the exercise of such rights shall serve to modify or expand in any manner the COMPANY'S liability or obligations under this POLICY beyond what the COMPANY'S liability or obligations would have been had it not exercised its rights under this Condition (d). (e) Appeals Inthe eventthe INSURED orthe issuersofOTHER INSURANCE elect not to appeal ajudgment in excess of the limits of liability of such OTHER INSURANCE, the COMPANY may elect to make such appeal at its own cost and expense and shall be liable for the taxable costs and disbursements and interest on AEIA-1 (1-92) [9 of 17] GLD053071 0049-GLD-000053071 judgments incidental thl ao , but in no event shall the total liability of\ COMPANY exceed its Limit of Liability stated in item 2 of the Declarations plus the cost and expense of such appeal. If the COMPANY elects to make an appeal, the INSURED shall cooperate with the COMPANY and take ail actions necessary, or, in the opinion of the COMPANY, desirable, to permit and authorize the COMPANY to prosecute the appeal in the name of the INSURED. (f) Loss Payable (1) Indemnity under this POLICY with respect to any OCCURRENCE shall not attach unless and until the INSURED and/or the issuers of OTHER INSURANCE shall have paid the greater of either: (A) ULTIMATE NET LOSS in the amount ofthe PER OCCURRENCE UNDERLYING AMOUNT; or (B) ULTIMATE NET LOSS with respectto any OCCURRENCE in the amountcovered by collectible OTHER INSURANCE; whichever is applicable, as provided in paragraph 11(a) hereof and, unless and until the INSURED'S liability shall have been fixed and rendered certain either by final judgment against the INSURED after an adjudicatory proceeding or by settlement approved in writing by the COMPANY. (2) The INSURED shall make a written demand for payment for any amount of the ULTIMATE NET LOSS for which the COMPANY may be liable under this POLICY as soon as practicable after the INSURED'S liability shall have been fixed and rendered certain and after such amount shall have been paid by or on behalf of the INSURED. If any subsequent payments shall be made by the INSURED on account of the same OCCURRENCE, additional written demands for payment should be made similarly from time to time. Such losses shall be due and payable by the COMPANYwithin a reasonable time after they are demanded and proven in conformity with this POLICY. (3) No person or organization shall have any right under this POLICY to join the COMPANY as a party to any action against the INSURED, nor shall the COMPANY be impleaded by the INSURED or his or its legal representative. (g> Representation Such person or office as the NAMED INSURED shall designate in Item 8 of the Declarations shall representthe NAMED INSURED and any and all INSUREDS hereunderin all matters under this POLICY, including, without limitation, paymentof premium, negotiation ofthe termsof renewal and the adjustment, settlement and payment of CLAIMS. (h) Other Insurance The insurance afforded by this POLICY shall be in excess of and shall not contribute with OTHER INSURANCE. Nothing herein shall be construed to make this POLICY subject to the terms, conditions and limitations of any OTHER INSURANCE. (i) Subrogation Inasmuch as this POLICY is excess coverage, the INSURED'S right of recovery against any person or other entity cannot be exclusively subrogated to the COMPANY. It is, therefore, understood and agreed that in case of any payment hereunder, the COMPANY will act in concertwith all other interests (including the INSURED'S) concerned in the exercise of such rights of recovery. The apportioning ofamounts which may be so recovered shall follow the principle that any interests (including the INSURED'S) that shall have paid an amount over and above any payment hereunder, shall first be reimbursed up to the amount paid by them; the COMPANY is then to be reimbursed out of any balance then remaining up to the amount paid hereunder and, lastly, the interests (including the INSURED'S) of which this coverage is in excess are entitled to claim the residue, if any. Expenses necessary to the recovery of any such amounts shall be apportioned between or among the interests (including the INSURED'S) concerned, in the ratio of their respective recoveries as finally settled. (j) Changes Notice to or knowledge possessed by any person shall not effect a waiver or a change in any part of this POLICY or estop the COMPANY from asserting any right under the terms of this POLICY; nor shall the terms of this POLICY be waived or changed except by endorsement signed by the COMPANY or its authorized representative and issued to form a part of this POLICY. (k) Assignment Assignment of interest under this POLICY shall not bind the COMPANY unless and until its consent is endorsed hereon. AEIA-1 (1-92) [lOof 17] GLD053072 0049-GLD-000053072 (l ) Cross Liability V ' In the event of CLAIMS being made by reason of: {1) PERSONAL INJURY suffered by an employee of one INSURED hereunder; or (2) damage to property belonging to any INSURED hereunder; for which another INSURED hereunder is or may be liable, then this POLICY shall cover, subject to the terms of this POLICY, such INSURED against whom a CLAIM is made or may be made in the same manner as if separate policies had been issued to each INSURED hereunder. Nothing contained herein shall operate to increase the COMPANY'S Limit of Liability as set forth in item 2 of the Declarations. (m) Former Subsidiaries and Affiliates If any subsidiary or affiliate of the NAMED INSURED, which is an INSURED hereunder by virtue of Definition (i) hereof, shall cease to be such a subsidiary or affiliate of the NAMED INSURED, then, at the time of such cessation, the POLICY PERIOD shall automatically expire as to such former subsidiary or affiliate and, if the NAMED INSURED or such subsidiary or affiliate elects in advance of such expiration, an EXTEN DED R EPORTING PE RIOD shall automatically incept as to such former subsidiary or affiliate and continue in force until expiration of the NAMED INSURED'S POLICY PERIOD under this POLICY without additional payment or return of any premium. Nothing in this Condition (m), however, shall modify the coverage otherwise provided by this POLICY to the NAMED INSURED or its other subsidiaries or affiliates for ULTIMATE NET LOSS for which they shall become legally obligated to pay with respect to such former subsidiary or affiliate. (n) Headings The descriptions in the headings and sub-headings of this POLICY are inserted solely for convenience and do not constitute any part of the terms hereof. (o) Insolvency (1) Bankruptcy or insolvency of the INSURED orthe INSURED'S estate shall not relieve the COMPANY of any of its obligations hereunder. (2) The insolvency, bankruptcy, receivership or any refusal or inability to pay of the INSURED and/or any insurer shall not operate to: (A) lower the PER OCCURRENCE UNDERLYING AMOUNT; or (B) increase the COMPANY'S liability under this POLICY; and in no event and under no circumstances shall the COMPANY assume or be deemed to have assumed the liabilities and/or responsibilities and/or obligations of the INSURED. (p) Warranty The NAMED INSURED warrants and agrees as follows: (1) that it has no knowledge at the Inception Date stated in Item 4 of the Declarations of any fact or circumstance not disclosed tothe COMPANY in the Application for this POLICY which is likelyto give rise to a claim hereunder; and (2) that based upon reasonable inquiry and to the best of its knowledge and belief: (A) all information provided to the COMPANY in the Application for this POLICY is true and correct; and (B) no material information requested has been withheld. (q) Cancellation This POLICY may be cancelled: (1) at any time by the NAMED INSURED by delivering written notice to the COMPANY stating when, not less than thirty (30) days from the date the notice is delivered, cancellation shall be effective; or (2) at any time by the COMPANY by delivering written notice to the NAMED INSURED stating when, not less than ninety (90) days from the date notice was delivered, cancellation shall be effective; provided, however, that in the event of cancellation for nonpayment of premiums, cancellation shall become effective fifteen (15) days after the date notice is delivered. Payment or tender of unearned premium is not a condition of cancellation. Written notice shall be delivered bycourier or by registered or certified mail with return receipt requested, or by telex, provided that receipt is acknowledged, or by any express mail service where a written receipt AEIA-1 (1-92) [11 of 17] GLD053073 0049-GLD-000053073 of sending is provided. Vj POLICY PERIOD shall end on the effecft. date and hour of cancellation stated in the notice. In the event of cancellation by the INSURED, the premium retained by the COMPANY shall be calculated in accordance with the COMPANY'S short fate table which is attached hereto as Schedule C, but in no event will the premium be less than fifty percent (50%) ofthe premium stated in Item 6 ofthe Declarations. In the event of cancellation by the COMPANY, the premium retained by the COMPANY shall be calculated pro rata based upon the duration of the POLICY PERIOD. For purposes of notice required under this Condition (q) or pursuant to regulation, the offer by the COMPANY of renewal on terms or premiums different Irom those in effect during the POLICY PERIOD shall not constitute cancellation or nonrenewal of this POLICY by the COMPANY. (r) Arbitration (1) Resolution of Disputes: All disputes between any INSURED(S) and the COMPANY (hereafter referred to collectively as the "parties") arising out of or relating to this POLICY, whether arising before or after termination of Ihis POLICY, shall be submitted to arbitration in the manner set forth in this Condition (r). (2) Composition of Panel: Unlessthe parties agree upon a single arbitratorwithin fifteen (15) days after the receipt of a notice of intention to arbitrate, all disputes shall be submitted to an arbitration panel composed of two arbitrators and an umpire, chosen in accordance with paragraph (3) or paragraphs (3) and (4) of this Condition (r). (3) Appointment ofArbitrators: The members of the arbitration panel shall be disinterested, active or retired business executives familiar with die usages and practices of the insurance industry. Unless a single arbitrator Is agreed upon by the parties, the party requesting arbitration (hereafter referred to as the "initiating party") shall appoint an arbitrator and give written notice thereof, either by courier or by registered or certified mail with return receipt requested, by telex, provided that receipt is acknowledged, or by any express mail service where a written receipt of sending Is provided, to the other party (hereafter referred to as the "responding party") together with the notice of intention to arbitrate. If there is more than one initiating party or responding party, such parties shall act collectively as a single initiating party or single responding party for all purposes including giving notice of intention to arbitrate or giving answer to such notice, and appointing an arbitrator. The notice of intention to arbitrate shall state with specificity the full names and addresses of the parties, the POLICY pursuant to which arbitration is sought, the nature of the dispute and the relief sought Within thirty (30) days after receiving the notice of intention to arbitrate, the responding party also shall appoint an arbitrator and notify the initiating party thereof in the same manner as above. Before instituting a hearing, the two arbitrators so appointed shall choose an umpire from among such persons meeting the qualifications set forth in this paragraph. If, within twenty (20) days after the appointment of the arbitrator chosen by the responding party or chosen in accordance with paragraph (4) of this Condition (r), the two arbitratorsfail to agree upon the appointment of an umpire, the initiating party shall petition the Center for Public Resources, 680 Fifth Avenue, New York, N.Y. 10019 to appoint the umpire. In the event that an arbitrator or the umpire withdraws from the panel or is unable to discharge his or her duties by reason of death, ilness, incompetency or otherwise, a replacement shall be selected in the same manner as provided in the original appointment. (4) Failure ofPartyto AppointArbitrator. If the responding party fails to appoint an arbitratorwithin thirty (30) days after receiving notice ofintention to arbitrate, the initiating party shallappoint such arbitrator who shall then, together with the first arbitrator appointed by the initiating party, choose an umpire as provided in paragraph (3) of this Condition (r). (5) Choice ofLawand Forum: Any arbitration instituted pursuant to this Condition (r) shall be held in the State of Connecticut and the arbitrators shall apply the laws of that State to the extent they deem appropriate, for purposes of interpreting this POLICY. The arbitrators are to construe the terms of this POLICY in an evenhanded fashion as between the INSURED and the COMPANY and, in the event they find the language of this POLICY ambiguous or otherwise unclear, they shall construethe POLICY in the manner most consistent with the relevant terms (without regard to authorship of the language or presumption or construction in favor of either the INSURED or the COMPANY) and in accordance with the intent of the parties. In reaching any decision, the panel shall give due consideration to the customs and usages of the insurance industry. (6) Submission of Dispute to Panel: Unless otherwise directed by the panel, the initiating party shall submit its initial brief within twenty (20) days from appointment ofthe umpire and the responding party shall submit its brief within twenty (20) days following its receipt of the initiating party's brief. Additional reply briefs may be submitted by the parties at the discretion of the panel. AEIA-1 (1-92) [12 of 17] GLD053074 0049-GLD-000053074 (7) Procedure GovemirC .rbitratforr. All proceedings before the pan^ .all be informal and the panel shall not be bound by strict rules of legal procedure or evidence. The panel shall have the power to fix all procedural rules relating to the arbitration proceeding butcross-examination and rebuttal shall be allowed. (S) Arbitration Award: The arbitration pane! shall render its decision within sixty (60) days after termination of the arbitration proceeding; the decision shall be in writing and may state the reasons therefore. The decision of the majority of the panel shall be final and binding on the parties to the arbitration and may include interest at the appropriate market rate(s). The panel shall not itself assess and award punitive or exemplary damages; however, it mayorderthe COMPANY to pay such damages where a court ofcompetentjurisdiction has awarded such damages against an INSURED. Judgment may be entered upon the award in any state or federal court having jurisdiction thereof. (9) Cosf ofArbitration: Each party shall be responsible for its own attorneys' fees and disbursements. All other fees and expenses associated with the arbitration shall be divided equally between the parties. The fees payable to the arbitrators shall be based upon the usual hourly or per diem rate charged by each for consulting ordispute resolution services, as the same may be in effect from time to time. (s) Currency (1) The premiums and losses under this POLICY are payable, and the amounts set forth in the Declarations are expressed, in United States currency. (2) If judgment is rendered or settlement is denominated, or another element of ULTIMATE NET LOSS is stated, in a currency other than United States currency, payment underthis POLICY shall be made in United States currency atthe rate of exchange prevailing (aspublished by The Wall StreetJournal) on the date the final judgment is rendered, the amount of the settlement is agreed upon or the other element of ULTIMATE NET LOSS is due, respectively. V. DEFINITIONS As used in this POLICY: (a) "ADVERTISING OFFENSE" means DAMAGES arising out of the INSURED'S advertising activities on account of libel, slander, defamation, invasion of right of privacy, piracy, idea misappropriation under an implied contract, or infringement of copyright, title or slogan (other than a patent) committed in any advertisement, publicity article, broadcast or telecast; (b) "ANNUAL PERIOD" means the period of twelve (12) months commencing at: (1) the effective date of cancellation or the Expiration Date of the POLICY PERIOD; or (2) the expiration date of any prior ANNUAL PERIOD; (c) "AUTOMOBILE" means a land motor vehicle, trailer or semi-trailer; (d) "CLAIM" means: (1) any written demand, suit or proceeding against any INSURED by a specifically identified person, entity orasserted class for DAMAGES because of PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE; or (2) any written notice of PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE by any specifically identified person, entity or asserted class; (e) "COMPANY" means the American Excess Insurance Association on behalf of its member insurance companies as set forth in Endorsement Number 1 to this POLICY; (f) "DAMAGES" mean all forms of compensatory damages, and punitive or exemplary damages, but "DAMAGES" do not include governmental, civil or criminal fines or penalties or DEFENSE EXPENSES; (g) "DEFENSE EXPENSES" means reasonable and necessary legal fees and other expenses which are incurred by or on behalf of the INSURED in the investigation, adjustment, settlement or litigation ofclaims and which are paid as a consequence of an OCCURRENCE covered hereunder; excluding ail salaries of the INSURED'S employees, officers and directors and office expenses; (h) "EXTENDED REPORTING PERIOD" means the period, if applicable, commencing, with respect to the INSURED, at the effective date of cancellation or the Expiration Date stated in Item 4 of the Declarations or, with respect to a former subsidiary or affiliate of the NAMED INSURED, at the automatic expiration date provided for in Condition (m) hereof and terminating as provided in paragraph 1(b) or Condition (m) hereof, whichever is applicable; ABA-1 (1-92) (13 of 17] GLD053075 0049-GLD-000053075 (i) "INSURED" means the\_..owing to the extent set forth below: V (1) the NAMED INSURED and, if the NAMED INSURED is designated in Item 1 of the Declarations as a partnership or joint venture, the partnership or Joint venture so designated, and each partner or member thereof, but only with respect to his or its liability as a partner or member; (2) (A) any subsidiary or affiliate of the NAMED INSURED whose accounts, as of the date of the financial statements of the NAMED INSURED submitted to the COMPANY most recently prior to the rating of the premium for the POLICY PERIOD: (i) are consolidated in the financial statements of the NAMED INSURED in accordance with generally accepted accounting principles in the United States of America (or, in the case of any foreign NAMED INSURED, any subsidiary or affiliate whose accounts would be consolidated in the financial statements of such NAMED INSURED if such accounts would have been consolidated in accordancewithgenerally accepted accounting principles in the United States of America); or (ii) were eligible for such consolidation and whose financial statements were submitted to the COMPANY as of such date; and/or (B) any subsidiary or affiliate of the NAMED INSURED listed on Schedule A hereto; (3) any entity acquired or formed by or merged with an INSURED (a "Potential Additional INSURED") subsequent to the Inception Date stated in Item 4 of the Declarations and prior to toe effective date of cancellation of the POLICY or toe Expiration Date stated in Item 4 of the Declarations, provided that toe total gross sales of the Potential Additional INSURED as reported in its most recent consolidated, audited financial statements does not exceed 5% ofthe total gross sales of the NAMED INSURED and its consolidated subsidiaries and affiliates as most recently reported to the COM PANY for rating purposes prior to the POLICY PERIOD on the NAMED fNSURED's most recent consolidated audited financial statements, and provided further, that neither toe operations of the Potential Additional INSURED prior to such acquisition, formation or merger nor the resultant combined or consolidated operations of such INSURED and the Potential Additional INSURED subsequent to such acquisition, formation or merger are materially different from those of such INSURED prior to such acquisition, formation or merger. In the case of an entity meeting the criteria setforth in this paragraph (3), it is agreedto automatically include such entity as an I NSURED without adjustment of premium under this POLICY. Unless notice to the COMPANY shall have been given and any additional premium required by the COMPANY shall have been pad in respect of the acquisition orformationof ormergerwith any Potential Additional INSURED not meeting the criteria set forth in this paragraph (3) of Definition (i), such Potential Additional INSURED shall not be an INSURED hereunder. With respect to any OCCURRENCE giving rise to liability of any Potential Additional INSURED that qualifies to be an INSURED hereunder, toe RETROACTIVE DATE shall be: (A) in the case of automatic inclusion, the date of acquisition, formation or merger of the Potential Additional INSURED by an INSURED; or (B) in the case where an additional premium is paid, toe date of acquisition, formation or merger of the Potential Additional INSURED by an INSURED, or such other date as may be agreed between the NAMED INSURED and the COMPANY; It is understood and agreed that the COMPANY shall have no obligation to insure hereunder any Potential Additional INSURED not meeting the criteria for automatic inclusion set forth in this paragraph (3) aid may in its sole discretion decline to provide insurance forsuch Potential Additional INSURED. (4) any entity not affiliated with the NAMED INSURED which is listed on Schedule A hereto: provided, however, that the NAMED INSURED and any such entity comply with any conditions to coverage specifically set forth in such Schedule A in addition to complying with the other terms and conditions of this POLICY; (5) any stockholder of any entity described in paragraph (1), (2), (3) or (4) of this Definition (i), but only with respect to his or its liabiity as a stockholder of such entity; (6) (A) any executive officer, other employee or director of; or (B) any person or organization while acting as real estate manager for; any person or entity described in paragraph (1), (2), (3) or (4) of this Definition (i) while acting within the scope of his or its duties as such; except with respect to the ownership, maintenance or use, including loading and unloading, of any AUTOMOBILE; ( AEIA-1 (1-92) [14 of 17] GLD053076 0049-GLD-000053076 (7) with respect to thi ownership, maintenance or use, indudings_,ading and unloading, of any AUTOMOBILE: (A) any person (including an employee of such person or entity) while using any AUTOMOBILE owned by, lent to or hired for use by or on behalf of any person or entity described in parag raph (1), (2), (3) or (4) of this Definition (i) and any person or organization legally responsible for the use thereof, provided that the actual use of such AUTOMOBILE is with the permission of such described person or entity; (B) any executive officer, director, partner, employee or stockholder of any person or entity described in paragraph (1), (2), (3) or (4) of this Definition (i) while using any AUTOMOBILE not owned by, lent to or hired for use by or on behalf of such described person or entity, but only while such AUTOMOBILE is being used in the business of such described person or entity; but none of the following shall be an INSURED under this paragraph (7) of Definition (i): (x) any person while employed in or otherwise engaged in duties in connection with an AUTOMO BILE sales agency, repair shop, service station, storage garage or public parking place not operated by any person or entity described in paragraph (t), (2), (3) or (4) of this Definition (i); or (y) the owner or lessee (of whom such described person or entity is sub-lessee) of any AUTOMOBILE hired for use by or on behalf of, or lent to, such described person or entity, and any agent or employee of such owner or lessee; (8) any person or organization to whom any person or entity described in paragraph (1), (2), (3) or (4) of this Definition (i) is obligated by virtue of awritten contract or agreement to provide insurance such as is afforded by this POLICY, but only to the extent of such obligation and only with respect to operations (other than commercial insurance operations) performed by such described person or entity or facilities owned or used by such described person or entity; provided, however, that the following shaii not be deemed to be an INSURED under this paragraph (8): (A) any organization acquired or formed by or merged with an INSURED after the inception of the POLICY PERIOD; and/or (B) a person or organization which is engaged in a joint venture with the NAMED INSURED. O') "INSURED'S PRODUCTS' means: (1) goods or products manufactured, sold, tested, handled or distributed by the INSURED or others trading under its name ifthe end-use thereof occurs after possession of such goods or products has been relinquished to others by the INSURED or by others trading under its name, and if such use occurs away from premises owned, rented or controlled by the INSURED; provided such goods or products shall be deemed to include any container thereof other than an AUTOMOBILE, WATER CRAFT or AIRCRAFT; and/or (2) materials that were the subject of completed or abandoned OPERATIONS of the INSURED; (k) "NAMED INSURED" means the person or organization first named in Item 1 of the Declarations; (l ) "OCCURRENCE" means: (1) an event, or a continuous, intermittent or repeated exposure to conditions, which causes, allegedly causes or is deemed to cause PERSONAL INJURY or PROPERTY DAMAGE or gives rise to, allegedly gives rise to or is deemed to give rise to ADVERTISING OFFENSE, where all of such PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE arising from such event or exposure to conditions commences on or subsequent to the RETROACTIVE DATE, and: (A) some of such PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE commences prior to the earlier of the effective date of cancellation or the Expiration Date stated in Item 4 of the Declarations; and (B) such event or exposure to conditions commences on or subsequent to the RETROACTIVE DATE and prior to the earlier of the effective date of cancellation or the Expiration Date stated in Item 4 of the Declarations; or (2) a use (including a single instance or continuous or recurring use(s) by the same user) of an INSURED'S PRODUCT which causes, allegedly causes or is deemed to cause PERSONAL INJURY or PROPERTY DAMAGE, where: (A) all of the PERSONAL INJURY and PROPERTY DAMAGE resulting from that use commences on or subsequent to the RETROACTIVE DATE and some of the PERSONAL INJURY or AEIA-1 (1-92) [15 of 17] GLD053077 0049-GLD-000053077 PROPERTY DAMAGE commences priorto the earlier of the et^tive date ofcancellation orthe Expiration Date stated in Item 4 of the Declarations, and (8) except as may be specifically agreed between the NAMED INSURED and the COMPANY in an endorsement hereto, the INSURED, at the Inception Date stated in item 4 of the Declarations, had noknowledge ornotice of any defect or hazard orany alleged defector hazard associated with the INSURED'S PRODUCTS or with any similar products of any INSURED causing or allegedly causing PERSONAL INJURY or PROPERTY DAMAGE, which defect or hazard or alleged defect or hazard is similar to that defect or hazard or alleged defect or hazard which caused or allegedly caused or was deemed to cause the PERSONAL INJURY or PROPERTY DAMAGE for which a CLAIM has been made against an INSURED and reported to the COMPANY under this POLICY; For purposes of this clause (2), in addition to an INSURED'S actual knowledge or notice of a fact, an INSURED shall be deemed to have knowledge that, or notice of the fact that, a defect or hazard or an alleged defect or hazard caused PERSONAL INJURY or PROPERTY DAMAGE in such circumstanceswhere a reasonable person would have believed that such defect or hazard oralleged defect or hazard caused, could have caused or could cause PERSONAL INJURY or PROPERTY DAMAGE. Where the INSURED becomes liable fora series of and/orseveral PERSONAL INJURIES, PROPERTY DAMAGES or ADVERTISING OFFENSES which result, directly or indirectly, from the same or substantially the same (i) event or exposure to conditions or the failure or alleged failure to warn of same, or a defect, hazard or failure, an alleged defect, hazard or failure, or the failure or alleged failure to warn of same; or (ii) usage, design, formulation, manufacture, distribution, operation, maintenance or repair of an INSURED'S PRODUCT, or the failure to warn as to the usage, operation or maintenance of an INSURED'S PRODUCT, all such PERSONAL INJURIES, PROPERTY DAMAGES orADVERTISING OFFENSES shall be treated as having resulted from one OCCURRENCE irrespective ofthe length of the period orthe size of the area over which the PERSONAL INJURIES, PROPERTY DAMAGES or ADVERTISING OFFENSES occurred orthe number of claimants, PERSONAL INJURIES, PROPERTY DAMAGES or ADVERTIS ING OFFENSES. (m) "OPERATIONS" means operations of the INSURED away from premises owned, rented or controlled by the INSURED and includes materials, parts or equipment furnished in connection therewith. OPERA TIONS shall be deemed completed at the earliest of the following types: (1) when all OPERATIONS to be performed by or on behalf of the INSURED under the contract have been completed; (2) when all OPERATIONS to be performed by or on behalf of the INSURED at the site of the OPERATIONS have been completed; or (3) when the portion of the work out of which the injury or damages arise has been put to its intended use by any person or organization other than another contractor or subcontractor engaged in performing OPERATIONS for a principal as a part of the same project; (n) "OTHER INSURANCE" means any other insurance available to the INSURED which, irrespective of the existence of this POLICY, indemnifies the INSURED for, or pays on behalf of the INSURED. DAMAGES or DEFENSE EXPENSES with respect to an OCCURRENCE for which DAMAGES or DEFENSE EXPENSES, depending on the amount(s) thereof, may be indemnifiable or payable under this POLICY; except OTHER INSURANCE does not include insurance under any policy or policies issued by the COMPANY or insurance under any policy or policies in which this POLICY is specifically scheduled as underlying insurance or under any policy which is scheduled in this POLICY as insurance in excess of this POLICY; (o) "PER OCCURRENCE UNDERLYING AMOUNT" means the amount stated in Item 3 of the Declarations; (p) "PERSONAL INJURY" means: [1) bodily injury, shock, fright, mental injury, mental anguish, disability, sickness or disease sustained by any person, including death at any time resulting therefrom; (2) injury arising out of false arrest, detention or imprisonment, malicious prosecution, wrongful entry or eviction or other invasion of the right of private occupancy, humiliation or discrimination because of race, religion, age, sex or physical disability (unless insurance therefor is prohibited by law); and AEIA-1 (1-92) [16 of 17] GLD053078 0049-GLD-000053078 (3) except with respect ... injury occurring in the course of the INSUft^J'S advertising activities, injury arising out of the publication or utterance of a libel or slander or of other defamatory or disparaging material, or a publication or utterance in violation of an individual's right of privacy; (q) "POLICY" means alt the terms of insurance issued by the COMPANY to the NAMED INSURED for the POLICY PERIOD set forth in Item 4 ofdie Declarations including the Application herefor, the Declarations and Schedules hereto and any Endorsements at any time endorsed hereon; (r) "POLICY PERIOD" means the period set forth in Item 4 of the Declarations commencing with the Inception Date and terminating with the effective date of cancellation or the Expiration Date; (s) "POLLUTANT means any solid, liquid, gaseous or thermal irritant, contaminant or toxic or hazardous substance or any substance which may, does or is alleged to affect adversely the environment, property, persons or animals, including smoke, vapor, soot, fumes, acids, alkalis, chemicals and WASTE; (t) "PROPERTY DAMAGE' means: (1) physical injury to or destruction of tangible property including the loss of use thereof at any time resulting therefrom; or (2) loss of use of tangible property which has not been physically injured or destroyed; (u) "RETROACTIVE DATE" means the time and date stated in Item 5 of the Declarations or, with respect to any Potential Additional INSURED, the date provided for in paragraph (6) of Definition (i); (v) "ULTIMATE NET LOSS" means the total sum which the INSURED shall become obligated to pay as DAMAGES and/or DEFENSE EXPENSES on account of PERSONAL INJURY, PROPERTY DAMAGE or ADVERTISING OFFENSE, either by final judgment against the INSURED after trial or by settlement approved in writing by the COMPANY after making proper deduction for all recoveries and salvages collectible; (w) "WASTE" means POLLUTANTS that are or are to be disposed of or stored for or as disposal, or are to be or are being recycled, reconditioned or reclaimed; (x) "WATERCRAFT means any ship or vessel of whatever type including, but not limited to, cargo vessels, passenger vessels, other vessels used for transport, towboats and barges, vessels used in the construction of pipelines, platforms orother facilities, storage vessels, tanker vessels, drill ships, offshore drilling platforms, drilling barges (including, without limitation, submersible drill barges, semi-submersible drill barges and self-elevating drill barges) and all other vessels of whatever nature and description, all whether or not self-propelled. IN WITNESS WHEREOF, each of the members of the COMPANY has caused this POLICY to be signed on its behalf by the President and a Secretary of the COMPANY and countersigned on the Declarations Page by 3. dl,lv ai ithnriTorl anont nf thtt COMPANY Secretary President AEIA-1 (1-92) 17 of 171 GLD053079 0049-GLD-000053079 4* c Schedules f A. Subsidiaries or affiliates which form part of the NAMED INSURED -- See Definition (i)(2) (B) See Attached B. Additional premiums for the EXTENDED REPORTING PERIOD Year of Extended Reporting Period 1st year 2nd year 3rd year 4th year 5th year PerCentof Premium Stated In Items of the Declarationa 1i% 9% 7% 7% 6% Year of Extended Reporting Period 6th year 7th year 8th year 9th year 10th year C. COMPANY'S Short Rate Table -- See Condition (q) Days Policy In Force PerCentof Premium Stated in Item 6 of the Dectaratlona ....... 5% 2..... .............. ......... ...... 6 3-4.......... ................ 7 5"S ....... 8 7-8.........................- ....... 9 9*1 0 eeeeeeeeeteeeeeeeeeeaeee*. 10 11-12_____________ ........ 11 13-14......................... 4....... 12 1 5-16.......Me.......... . 13 17-1A ............... 14 19-20........ ................ 15 21-22.... ................. . 16 23-25______ _______........ 17 26-29...... .................. ....... 30-32......... ............... ....... aa-as ..................... 18 19 20 37-40........ .............. 21 41-43...................... .......... 22 44-47......................... 48-51 ......... ......... 23 ' ' 24...' 52-54. ...................... 55-58............. ........... 59-82 ............... 25 26 27 69-65........................ 88-89 ......... ..... 28 29 70-73........................ 7A-7R .............. 30 31 77-80........................ 32 81-83___________ .... 84-87........................ 88-91 .................. ..... 33 34 35 92-94......................... 36 Days Policy In Force Per Cent of Premium Stated In Items of the Declarations 95-98..-.. e.ee.e.M.*.e*.e.eeee.e. 37^^ 99-102 -- ........................ 38 103-105 -- ........................ 39 106-109 -- 110-113 -- 114-116 -- ..... .................. 42 1 1 7*120 M.....M...M...4e...4.... 43 121-124 -- ........................ 44 125-127 -- 128-131 -- ....................... 132-135 -- ....................... 48 47 136-138 -- 139-142 -- ........................ 49 143-146 -- 147-149 -- 150-153 154-158 ....................... 59 sa 157-160 --......... ............... 54 161-164 ....................... 55 165-167 -- 168-171 ....................... 172-175 .... .................... 176-178 179-182 .......... 183-187-- ...................... 188-191 ....................... 192-196 197-200 57 58 59 60 fil 69 69 8rl 201-205.... 206-209 --........................ 210-214 ....................... BS 87 215-218 -- See Coverage (b) Par Cent of Premium Stated In Item 6 ot the Declarations 6% 6% 6% 6% 6% Days Policy In Pace 219-223 224-228 229-232 233-237 238-241 242-246 247-250 251-255 256-280 261-264 265-269 270-273 274-278 279-282 283-287 288-291 292-296 297-301 302-305 '306-310 311-314 315-319 320-323 324-326 329-332 333-337 338-342 343-346 347-351 352-355 356-360 361-365 PerCent ef Premium Stated In Item 6 of the Declarations ....... 69% ------ 70 ....... 71 ....... 72 ....... 73 ------ 74 ....... 75 ____ 76 ....... 77 ....... 78 ....... 79 ....... 80 ....... 81 ....... 82 ....... 83 ........ 84 ....... 85 ....... 86 ....... 87 ....... 88 ....... 89 ....... 90 ....... 91 ....... 92 ....... 93 ....... 94 ....... 95 ....... 96 ....... 97 ....... 98 ------ 99 .......100 D. WATERCRAFT and risks not excluded under Exclusion (b). Mon-owned watercraft less than 125 feet in length and not used for hire. See Exhibit 3 attached to renewal application ' See attachment to Sedgwick James's letter of 9/16/92 AEiA-13 (1-92) 1 of 1 GLD053080 0049-GLD-000053080 f Schedule A Hanson Natural Resources Corporation HN Angelo - American Ltd. Riverside cement Company Gifford - Hill American Holdings, Inc. GLD053081 0049-GLD-000053081 LIABILlf OF INSURERS ENDORSEMENT Endorsement Number 1. Effective Date of Endorsement Attached to and forming part of POLICY Number_______ October 1st: 1992 HR000061092 NAMED INSURED Hanson PLC It is hereby understood and agreed between the NAMED INSURED and the insurance companies listed below, which are the members of AMERICAN EXCESS INSURANCE ASSOCIATION (referred to in the POLICY as "the COMPANY"), as follows: (1) the insurance afforded by this POLICY is provided by the several separate insurance companies listed below (hereafter the "insurance companies") and not by the AMERICAN EXCESS INSURANCE ASSOCIATION which is not an insurance company; (2) the liability of the insurance companies shall be several and not joint, the liability of each insurance company shall be separate and apartfrom the liabilities of all otherinsurance companies and in no event shaK any insurance company participate in the liability of any other insurance company; (3) the maximum liability of all the insurance companies shall be the total of the percentage participations of such insurance companies as listed below, which total of percentage participations is IQQ % of $ 50,000,000___; (4) each insurancecompany shall only be liable underthe POLICY forthe percentage, set opposite its name below, of any ULTIMATE NET LOSS; provided that: (A) in the event that the total of the percentage participations of the insurance companies listed below is less than 100% of $ so,000,000 , then, in respect of any ULTIMATE NET LOSS, irrespective of the amount thereof, the INSURED shall have no right of recovery underthis POLICY for the uninsured percentage of such ULTIMATE NET LOSS, which uninsured percentage is the percentage by which such total of the percentage participations Is less than 100%; (B) in no event shall any insurance company pay more than the percentage set opposite its name of the amount stated in Item 2 of the Declarations as the COMPANY'S Limit of Liability; (C) in the event that any insurance company for any reason whatsoever, including but not limited to the insolvency or financial impairment of such insurance company, is unable or refuses to indemnify any INSURED In respect ofthe percentage of any ULTIMATE NET LOSS forwhich such insurance company is liable, no other insurance company or companies shall be liable for such percentage and the INSURED shall have right of recovery of such percentage only from the insurance company which is so unable or so refuses. INSURANCE COMPANIES AETNA CASUALTY AND SURETY COMPANY AMERICAN HOME ASSURANCE COMPANY CONTINENTAL CASUALTY COMPANY CONTINENTAL INSURANCE COMPANY FEDERAL INSURANCE COMPANY ,, INSURANCE COMPANY OF NORTH AMERICA GENERAL STAR NATIONAL INSURANCE COMPANY HOME INSURANCE COMPANY MARYLAND CASUALTY COMPANY NAC REINSURANCE CORPORATION TRAVELERS INDEMNITY COMPANY UNITED STATES FIRE INSURANCE COMPANY ZURICH INSURANCE COMPANY, U.S. BRANCH PERCENTAGE PARTICIPATION 19.16% 7.59% 7.59% 7.59% 7.50% 13.49% 4.00% 1.35%. 1.65% 4.00% 16. 15% 1.33% 8.60% AEIA-2 (1-92) Signature of Authorized Representative 1 of 1 GLD053082 0049-GLD-000053082 f MANDATORY ENDORSEMENT^ (For Use on Policies Issued in New Jersey) Pursuant to New Jersey Law, this POLICY cannot be canceled or non-renewed for any underwriting reason or guideline^) which is (are) arbitrary or capricious or unfairly discriminatory or without adequate prior notice to file NAMED INSURED. The underwriting reasons or guidelines that an insurer can use to cancel or non* renewthis POLICYare maintained bythe insurerin writing and will be furnished to the NAMED INSURED and/ or the NAMED INSURED'S lawful representative upon written request This provision shall not apply to any POLICYwhich has been in effectfor less than 60 days at the time notice of cancellation is mailed or delivered, unless the POLICY is a renewal policy. AEIA-S-9 (1-92) 1 of 1 GLD053083 0049-GLD-000053083 AMERICAN EXCESS INSURANCE ASSOCIATION It is agreed that this POLICY shall not apply to any liability or alleged liability of the INSURED for the watercraft known as "Norman" owned by Kaiser Cement Corporation or for the charter vessel known as Encanto. This endorsement forms part of the POLICY to which attached, effective on the inception date of the POLICY unless otherwise stated herein. (The information below is required only when this endorsement is issued subsequent to preparation of the POLICY.) Endorsement effective io/Di/92 Endorsement No 3 Policy No. HR000061092 NAMED INSURED Hanson PLC Countersigned b^ (Authorized Representative) AEIA-SP--1 6LD053084 0049-GLD-000053084 (( AMERICAN EXCESS INSURANCE ASSOCIATION It is agreed that Schedule A is amended to read: Hanson Natural Resources Corporation HM Angelo - American Ltd. Riverside Cement Company Gifford - Hill American Holdings, Inc. North Texas Cement Company Peabody Holding Company Genoa Dock Corporation Squaw Creek Coal Company Kayenta Mobile Home Park Tecumseh Coal Corp. Yaamba Oil Shale Joint Venture Yaamba Magnesite Joint Venture Yankeetown Dock Corporation Dominion Terminal Associates This endorsement forms part of the POLICY to which attached, effective on the inception date of the POLICY unless otherwise stated herein. (The information below is required only when this endorsement is issued subsequent to preparation of the POLICY.) Endorsement effective October 1. 1992 Endorsement No. 4 Policy No. HR000Q61092 NAMED INSURED Hanson PLC (Authorized Representative) AEIA-SP-2 GLD053085 0049-GLD-000053085 fr i AMERICAN EXCESS INSURANCE ASSOCIATION EXTENDED REPORTING PERIOD ENDORSEMENT It is agreed that, the NAMED INSURED haying, in accordance with Coverage (B) of the POLICY: (1) elected to secure an EXTENDED REPORTING PERIOD for all INSURED(S) as is or are designated below; and (2) paid to the COMPANY the applicable annual premium as set forth in schedule B to the POLICY; an EXTENDED REPORTING PERIOD shall incept for the ANNUAL PERIOD which commences at the Effective Date of this Endorsement, and shall expire at 12:01 a.m. on the day of October 1, 1993 {"Annual Expiration Date"). The terms and conditions of the policy and this Extended Reporting Period shall apply only to limits of $25,000,000 in the aggregate excess of a Per Occurrence Underlying Amount of $25,000,000. Designated INSURED(S): 1. Hanson Industries 2. 3. GLD053086 0049-GLD-000053086 ( -2- ( A third ANNUAL PERIOD shall incept on the Annual Expiration Date provided the NAMED INSURED gives written notice of election to continue the EXTENDED REPORTING PERIOD not less than ten (10) days prior to the Annual Expiration Date and pays to the COMPANY the applicable annual premium as set forth in Schedule B to the POLICY. This endorsement forms part of the POLICY to which attached, effective on the inception date of the POLICY unless otherwise stated herein. (The information below is required only when this endorsement is issued subsequent to preparation of the POLICY.) Endorsement effective 10/01/92 Policy No. HR000043990 Endorsement No. 5 Additional Premium S69.000 NAMED INSURED: Hanson Industries AEIA-SP-1 Countersigned by: (Authorized Representative) GLD053087 0049-GLD-000053087 American Excess Insurance Association THIS IS A REPORTED OCCURRENCE POLICY THAT CONTAINS CERTAIN FEATURES THAT ARE ANALOGOUS TO THE ONES FOUND IN CLAIMS MADE POLICIES. PLEASE READ THE ENTIRE SPECIMEN POLICY CAREFULLY. "DEFENSE EXPENSES" ARE INCLUDED IN THE LIMIT OF LIABILITY OF THE POLICY AND ARE INCLUDED IN THE "PER OCCURRENCE UNDERLYING AMOUNT". This Policy Application must be completed in its entirety. When appropriate, questions herein may be answered by specific reference to material attached hereto, but every, question must be answered. This Policy Application and its Schedules will be attached and form a part of the policy if issued. Other documents attached to the application by the applicant may also be attached to and form a part of the policy should a policy be issued. 1. (a) Name of Applicant (To appear as Named insured it policy is issued): Hanson P.L.C. (b) Address of Applicant: 99 Wood Avenue South Iselin, NJ 08830 (c) Effective Date of Coverage: --10/1 (d) Retroactive Date: 10/1/86 2. Limit of Liability Requested: _____$25,000,000 Aggregate excess of $25,000,000 per Occurrence $50,000,000 X $50,000,000 Aggregate excess of per Occurrence _____$75,000,000 Aggregate excess of $25,000,000 per Occurrence _X__$75,000,000 Aggregate excess of $50,000,000 - Alternate Quotation (For certain classes, limits of $25,000,000 Aggregate or $50,000,000 Aggregate may be offered only in excess of $50,000,000 per Occurrence) AEIA-3H-92) 1 of 17 GLD053088 0049-GLD-000053088 f( 3. Designate who shall represent all insureds in all matters under this policy (such as but not limited to: premium payment negotiating renewal terms, acceptance ot claim payment), indicate the represen tative's title and address. Examples of appropriate designees are: the Risk Manager, the Chief Financial Officer. The named designee will appear as the Named insured's representative in item 8 of the Declarations pages on the poficy should a policy be issued: N/A Form 20-F 4. Attach a copy of Applicant's latest Annual Report and Form tOf*(or the equivalent if not applicable). 5. List Applicants subsidiaries or affiliates whose accounts are consolidated in its financial statements. (Attach list or make reference to listing in Applicants Form X0K or Annual Report.): Form 20-F See annual report and Form 20-F Hanson Industries Schedule A & A.C.E. application attached. 6. If Applicant is foreign, attach a list of subsidiaries or affiliates whose accounts would have been consolidated in accordance with generally accepted accounting principles in the United States. See annual report 20-F and Schedule A 7. List in Section I of Schedule A any other subsidiary, and affiliated or associated company for which coverage is requested. Attach Form 10K or Annual Report (or equivalent If not applicable) for each entity listed. Hanson Natural Resources is a Division of the insured made up of Cavenham and Goldfields operations included in above schedule. 8. Describe in Section II of Schedule A: (a) Each Joint Venture in which the Applicant has an interest for which coverage is requested for the Applicant's interest only; and, __ (b) All Joint Ventures, regardless of the amount of Applicants participation, for which the Applicant requests coverage for the interest of all participants. See Schedule A and Beazer WEst 9. Provide estimates for one year beginning with the intended effective date of coverage: (a) Annual Payroll (in U.S. dollars) see Exhibit No. 1 USA sSee Exhibit1 Canada S incl____________ All Other __________ ... AE1A-3 (1-92) 2 of 17 GLD053089 0049-GLD-000053089 Annual Gross Sales (in U.S. dollars) ^ee Exhibit No. 1 (b) See k .$ Exhibit No. Incl.__________ All Others IncI- Indude in (a) and (b) above operations described in Sections I and H of Schedule A. As respects Section II, include only the Applicant's participation for those Joint Ventures for which coverage is requested only for the Applicant's participation. Include total estimates for those Joint Ventures for which coverage is requested on behalf of ail participants. State amount and describe intercompany sales included in (b) above exceeding 10% of total: (c) Number.of Employees: S66 IlfiA Exhibit No. 1 See Exhibit No. 1 P.anaria Incl. All Other IhCl. (d) Describe exposure under the following and indicate correlative payrolls: 1. Jones Act Code 7031______________________________________________ ________ '_______________ ___Payron:$ 232,000 Hanson/$85,000 Cavenham 2. FELA________________.__________________ / . ......... ,, ...... , , . ___________________ ;,, Payroll: $ (a) Has the Applicant refused or in any way failed to accept Workers'Compensation in any ' state? Describe: No 10. List automotive power units (estimate total owned and leased by type): Exhibit No. 1 (a) Private passengerTrucks and Tractors_______ _____________ - School busesTaxi-Livery (b) Type of cargo hauled (elaborate if toxic/fiammable/explosive or other similar hazardous-type substances are hauled): Insured's own products limited back haul operations are possible. (c) Give details of long haul (over 500 miles one way) operations: Some divisions will, from time to time, haul their own goods in excess of 500 miles. AEIA-3 (1-92) 3 of 17 3 GLD053090 0049-GLD-000053090 f (d) Describe any bus operations for which coverage is requested: < No Known Exposure Description of Operations Number of Buses Miles Travelled Number of Passengers Annually Intercity Intracity School Buses Tours Other________ 11. Description of Operations: 20-F (a) Describe details of operations not otherwise contained in the attached Form X81b<or Annual Report (e.g., occupancy type risks -- number and size; construction type risks--tunnel and dam work, turnkey operations: utilities -- dams; etc.): See Schedule A; ( (b) Describe entities, operations and services that have been sold, cfivested or otherwise discontin ued within the last 10 years and for which coverage is requested. As respects sold entities, state if requested coverage is for a) the interest of the Applicant or b) the interest of the Applicant and the sold entity. Describe any products or compieted operations associated with such entities, operations and services and state whether the liabilities arising from such products or compieted operations have been retained by the Applicant, if such libiltties have been assumed by others, describe by whom: See Exhibit No. 2 .. .. :. ' " . ___ ---------- (c) Describe any areas of expected expansion or change or new products in next 12 months: Hanson has and will continue to acquire, companies which Tit into its major business segments when the proper opportunities arise. acia.i m.q 9\ A nf 17 GLD053091 0049-GLD-000053091 -... - - ;.?.v . :... . (f 12. Description of watercraft, railroad, light-rail, impoundments, waste operations and aircraft exposures: (a) Describe for requested coverage any owned or chartered watercraft under i op feet, nonselfpropelied watercraft under 200 feet and any nonowned watercraft exposures under 100 feet Describe the use of such watercraft and provide details if such use involves the transportation of explosive, flammable or hazardous materials: See attached list from expiring October I, 1991 - 1992 policy Exhibit No. 3 also see Schedule A - Beazer West Riverside Cement. Describe any watercraft not listed in (a) above for which coverage is requested. Provide details as respects type and use: See Exhibit No. 3 ......... (b) Describe any railroad exposures in (other than incidental sidings and premises grade crossings}: See Exhibit No. 4 owned or operated - (c) Describe any iight-raii exposure (e.g.. subway, No Known Exposure , etc.) for which coverage is requested: (d) Provide details as respects dams, dikes, levees or similar water control devices in excess of 25 feet in height and water impoundments, reservoirs, tailing ponds or similar water containers with more than 50 acre-feet of capacity that are owned, operated or are in the Care, Custody or Control of the Applicant See Exhibit No. 5 ........ : - . AEIA-3 (1-92) 5 of 17 Jd GLD053092 0049-GLD-000053092 (c (e) Describe any transportation, treatment or storage of waste performed for others: No Known Exposures . --------------------- --------------------------:------------------ -----..... r-z-- - ' 'f (f) Describe any nonowned and chartered with crew aircraft and if coverage is requested, owned, leased cr chartered without crew aircraft As respects owned, leased or chartered without crew aircraft, describe each such aircraft and state number of passenger and crew seats: See Exhibit No. 6 13. With respect to malpractice and professional liability exposures, state: (a) 1. Medical (incidental to other operations): 3 Full Time, Several Part Time A. Number of doctors employed:, B. Number of nurses employed: _ 35 C. if hospital or medical facilities are maintained by the Applicant, give location, number of beds, occupancy rate, outpatient visits: N/A D. Describe the use of such doctors, nurses, hospitals or medical facilities, by patients who are not employees of the Applicant. N/A____________________________ '________________________________ _____ Indicate percentage of nonempioyee patients:_______________________________ _ 2. List all hospitals, nursing, convalescent and retirement homes, HMO's, PPO's arid similar medical care management services: No Known Exposures ____________________________ ( AEIA-3 (1-92) 6 of 17 6 GLD053093 0049-G LD-000053093 (f Describe nonmedica! professional services (e.g.. Architects, Engineers, Accountants, Lawyers, etc.). Describe extent to which such services are provided to third parties: No Known Exposure (c) Describe Insurance and Reinsurance Companies, Insurance and Reinsurance Producers, Claim and Engineering Services, Actuarial Services, Medical Review, Third Party Administrators, etc: Hanson provides none of the services noted above to third parties. 14. Attach a fist or describe below the products manufactured, handled, distributed, sold or services performed under the following classifications: Annual Saies Classification Description USA Canada All Other (a) Aircraft and/or aerospace products or any material or substance supplied directly to or for the use by the aircraft and or/aerospace industry See Schedule A, _________________ _________________ _________________ _________________ _________________ _________________ " _______ included in annual report and 20-F Note: Insured Carries Aircraft' products Liability with a limit of $500,000,000, see Schedule 3. (b) Pharmaceuticals (Submit lists of. prescription and nonprescription medical care products) .c) Birth control drugs or devices (d) Chemicals and petrochemicals (e) Nuclear Energy (0 Pollution control devices ,(g.) Ot.her prod.u_cts, or major services performed No Known Exposures No Known Exposures No Known Exposures No Known Exposures No Known Exposures N_o___K_n_o_w_n___E_xrposures _________________ _________________ AEIA-3 (1 -92) 7 of 17 -----) GLD053094 0049-GLD-000053094 fc 15. Real and Personal Property (over $10,000,000 in value per location): (a) Schedule locations of leased premises and indicate use and indicate whether Applicant is held harmless and/or named as an additional insured in landlord's policy: See Exhibit No. 7, attached (b) Schedule locations where personal property of others is in Applicant's Care, Custody or Control (e.g.. Data Processing Equipment, Leased Machinery or Equipment, Goods for Storage or Processing, etc.): No known in excess of $500,000 in any one location. 1S. Contractual/Hold Harmless/lndemnity Agreements: Provide details of any agreement that could reasonably be considered to be outside of the scope of-those agreements normally entered into by the Applicant in the normal course of operations and any other such agreements that may be mate rial to the Applicant's legal liability or where the sole negligence of the indemnitee is assumed by the Applicant: No Known Exposures normally entered into by the insured. 17. Describe loss control and loss prevention measures which Applicant employs and would like tire underwriter to consider. Attach a copy of the program if appropriate. Is the program self-adminis tered? If administered by a service company or insurance company, provide name of administrator: Various loss Control used to provide assistance including Sedgwick James, N.A.T.L.S.C.O and sel-f insured programs. 18. List on Schedule B all liability insurance of the Applicant. List layered policies in ascending order of attachment, including layers retained by Applicant. With respect to Schedule B please: (a) Explain any additional exclusions to standard General Liability Policy coverage: Asbestos, Hazardous substance. Remedial Action and Pollution Exclusion. AEIA-3 {1-92} ------------------------------ .---------- :---- ---- ------- 8 of 17 GLD053095 0049-G LD-000053095 rr (b). Indicate deductibles, self-insured retentions, retrospective rating plans or other funding mecha nisms in the amount of $i million or more per oecurrence/accident: See Schedule B 19. list on Schedule C a summary of losses by year (both insured and uninsured, including losses arising from discontinued or sold operations and losses arising from products no longer manufac tured and services no longer provided) for the past 16 years by line of coverage, e.g.: (a) Automobile Liability (b) General Liability Schedule Schedule (c) Products and Completed Operations liability Schedule (Note: the inclusion of loss information in this application is not deemed to be Notice of Occurrence or Claim in accordance with section (c) of Section IV CONDITIONS of the Policy.) 20. Indicate on Schedule C any losses included on Schedule C that are caused by or alleged to be caused by pollution. 21. JOtXSMSdUUfXX itemize and give details of all losses shown on Schedule C (including losses arising from discontinued or sold operations and from products no longer manufactured and services no longer rendered) lhat exceed $1,000,000 (Paid, outstanding reserve and allocated expenses), (a) caused by a single occurrence and separately, (b) caused by any defect or hazard or alleged defect or hazard associated with Applicant's product or operations completed or abandoned by the Applicant 22. If any of the losses on Schedules C HKD have been handled or reserved amounts established through a seivice contract rather than by an insurance company for its own account, give details below. (Include name of individual or organization; if Applicant self-administers own losses, furnish information about individuai(s) responsible for handling losses and their qualifications and the proce dures they follow; attach report if a claim audit has been made in the past year by an independent , seivice organization.): Crawford Co., Constitution State Services Co., A.I.A.C. 23. Is the Applicant aware of: (a) any event or conditions which might reasonably be expected to give rise to a loss or liability in excess of $1,000,000? (Include loss or liability arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.) Describe: Schedule C AEIA-3 f1-921 9 Of 17 1 0049-G LD-000053096 r( (b) any defect or hazard or alleged defect or hazard associated with the Applicant's products or operations completed or abandoned by the Applicant which might reasonably be-expected to give rise to a loss or liability in excess of $1,000,000 in aggregate? (Include any such defect or hazard arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.) Describe: No Known Exposure 24. Within the last 10 years, has the Applicant had any settlements or judgments that are sealed and not disclosed in this application? (Include settlements or judgments arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.): ______Yes _JL.No 25. Describe any ongoing investigations into the Applicant's products or operations by any govern mental body: None Known 26. Additional comments: AEIA-3 (1-92) 10 of 17 }0 GLD053097 0049-GLD-000053097 27. THE APPLICANT. BASED ON REASONABLE INQUIRY {INCLUDING BUT NOT LIMITED TO REASONABLE INQUIRY OF THE LEGAL AND RISK MANAGEMENT DEPARTMENTS OF THE APPLICANT), WARRANTS TO THE BEST OF ITS KNOWLEDGE AND BELIEF THATTHE STATEMENTS SET FORTH HEREIN ARE TRUE AND THAT NO MATERIAL INFORMATION HAS BEEN WITHHELD. IT IS UNDERSTOOD THAT THE COMPANY MAY REQUEST ADDITIONAL ! ""#$% &$')in f o r k Wh ic h ; Wh e n ( t ed , w il l ( e Pk o f t h is k k AND SUBJECT TO THE FOREGOING WARRANTY. SIGNING OF THIS APPLICATION DOES NOT BIND THE COMPANY TO OFFER, NOR THE APPLICANT TO ACCEPT INSURANCE, BUT IT IS AGREED THAT THIS APPLICATION SHALL BE THE BASIS OF THE INSURANCE SHOULD A POLICY BE ISSUED. BY SIGNING THIS APPLICATION, THE APPLICANT ACKNOWLEDGES THAT IT HAS RECEIVED A SPECIMEN POLICY AND AGREES TO BE BOUND BY THE MANDATORY ARBITRATION PROVISION SHOULD A POLICY BE ISSUED. THE APPLICANT FURTHER WARRANTS THAT IF THE INFORMATION SUPPLIED ON THIS APPLICATION CHANGES BETWEEN THE DATE OF THIS APPLICATION AND THE INCEPTION DATE OF THE POLICY PERIOD, IT WILL IMMEDIATELY NOTIFY THE COMPANY. THE APPLICANT FURTHER ACKNOWLEDGES THAT IT HAS RECEIVED INFORMATION FROM THE COMPANY DESCRIBING THE LIMITED SCOPE OF COVERAGE AND THE POTENTIAL COVERAGE GAPS INHERENT IN THE POLICY FORM. FURTHER, THE APPLICANT ACKNOWL EDGES THAT ITIS AWARE THAT THE LIMIT OF LIABILITY CONTAINED IN THE POOCY SHALL BE REDUCED, AND MAY BE COMPLETELY EXHAUSTED, BY "DEFENSE EXPENSES" AND, TO THE EXTENT THAT THE POLICY LIMIT IS THEREBY EXCEEDED, THE COMPANY SHALL NOT BE LIABLE FOR "DEFENSE EXPENSES" OR FOR THE AMOUNT OF ANY JUDG MENT OR SETTLEMENT. THE COMPANY HEREBY ADVISES THE APPLICANT OF ITS RIGHT, UPON WRITTEN REQUEST, TO AN ACCOUNTING OF "DEFENSE EXPENSES" ACTUALLY PAID BY THE COMPANY UNDER THIS POLICY. AS RESPECTS POLICIES ISSUED IN NEW YORK, NEW YORK LAW MANDATES THAT THE FOLLOWING WARNING BE GIVEN: "ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COM PANY OR OTHER PERSON FILES AN APPLICATION FOR INSURANCE CONTAINING ANY FALSE INFORMATION, OR CONCEALS FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO, COMMITS A FRAUDULENT INSURANCE ACT, WHICH IS A CRIME. " - AS RESPECTS POLICIES ISSUED IN OHIO, OHIO REVISED CODE SECTION 3999.21, AS ENACTED BY HOUSE BILL 347, REQUIRES THE FOLLOWING WORDING BE ATTACHED TO INSURANCE APPLICATIONS AND CERTIFICATES OF INSURANCE: "ANY PERSON WHO, WITH INTENT TO DEFRAUD OR KNOWING THAT HE IS FACILITATING A FRAUD AGAINST AN INSURER, SUBMITS AN APPLICATION OR FILES A CLAIM CONTAINING A FALSE OR DECEPTIVE STATEMENT IS GUILTY OF INSURANCE FRAUD." AEIA-3 (1-92) ' ' ' '' llofl 7 '' ' , I I" ...................... ' GLD053098 0049-GLD-000053098 NAME OF APPLICANT:. Hansen P.L.C. (See 1. (a) Above) (Typo) (THIS APPLICATION MUST BE SIGNED ONLY BY A REPRESENTATIVE AUTHORIZED TO BIND THE APPLICANT). _ Donald L. Schoenewolf TYPED NAME OF AUTHORIZED REPRESENTATIVE:. SIGNATURE OF AUTHORIZED REPRESENTATIVE: TITLE OF AUTHORIZED REPRESENTATIVE of Risk Management (Type) Submitted by a duly authorized insurance producer representing a Member Company of the Association. N...A..M. .E. OF FIRM,: Se^dg_w_ic_k__J_a_m_a_s_o__f_N_J,!__In_c__. _____ (Type) ( 830 Norris Turnpike, Short Hills, NJ 07078 COMPLETE MAILING ADDRESS: (Type) PHo Ne ;{J01)J64^00_ Fay. ( 201 ) 564-7240 TELEX: L__L NAME OF AUTHORIZED REPRESENTATIVE:. Jack J. Solazzo (Type) ASSOCIATION MEMBER COMPANY REPR! All producers, except as noted below, should return the completed signed application to: American Excess insurance Association River Bend Executive Park ' 77 Hartland Street, Suite 400 East Hartford, CT 06108 Phone Number: (203) `528-2105 Fax Number: (203) 282-9393 Producers domiciled in Delaware, Maryland, New Jersey, New York, Pennsylvania and Canada, should return the completed signed application to: American Excess Insurance Association Two World Trade Center, Suite 3870 New York, NY 10048 Phone Number: (212) 466-0097 Fax Number: (212) 466-6303 AEIA-3 (1-92) 12 oil 7 )^ GLD053099 0049-GLD-000053099 assets are less than $25,000,000 need not be shown.) Enter "b" lor those joint ventures lor which coverage is m 3 a> w o ocCoD *5; 5` <a> o to O OC3Oo<D" <5CaD "Da o 3 <of 3 CD CD tfi fi . 3a. oc <CD 3 CD fji 5* !_ o' 3fl> Q^) Ia> In S' a. 2 s* "fDSiL"C2D>I. S'-* *063' oCo 4a0 O 5CCOO" o C=Dr C<D 3 C 3 ( *O<C0oDO3 3 O O(CcDO < o* 3 T3 3 CD O a5* "O> a*. 03 K3D 503* f p 3 3 o o SO on 3s3(a<u . su Sa.' > m 33 O > z m x om CO C/3 o xm-z o< m > 0) o o > o z P 3 O Ot3--s1 33 D IC3O GLD053100 0049-GLD-000053100 AMERICAN EXCESS INSURANCE ASSOCIATION SCHEDULE B UNDERLYING INSURANCE (Continued on next page) >m :> o O og > o^c 3o <3D a. CO 3* c>o CD 00 c Or01<3D ^ g3oacov>. j?oacotjn a. co c3o* "0 b lCD. CO CjOl] I s 3 Q. o> 3 <0 5o 3. a (3O CoD *S<* -- g^ <0 e* b 3. 305 s 0C3L O-fl 3 &00c D3 O3 0n 3 1-- a* St *< 3 oo< t3o CD *6* <0 <0 33 C05D TO3 O3) <D 3 03 > n0 O <Q -- o-o 3 *< * (2Q ST or ca. 2. Sr 0) CD <Q fSlj* <0 3 Q.'i > is~ss~ ZQo2 .-"O--I- c 2- = 3 <D Q. -3 T3 O SOS 3~ <mo2. aeK S 5* 3 Q. W "o0 cn nCrOr 3 Ccl 3CD C s so3r" CL o Oo 3 *c0j *3< > 3 m ii 5 . ...3 oll>szlafgll2: S3i*fgSSL TS ?g3 3Q"3 OI3 " O--f3>t> a0). 2P* m o C' L <o=n* GLD053101 0049-G LD-000053101 13 * > r " f""'~ C , -u Mw Itf, -W -t-C *1 ' - "iw:,:-, AMERICAN EXCESS INSURANCE ASSOCIATION SCHEDULE B UNDERLYING INSURANCE (In ascending order ol attachment) > CD TJ m IIT. m X O CD (cAn oCj cr o of cCDr > o cr CcDr a>< CD S> CD r5o*** -03: cn c d m m 03 -- o_ -- 3 CD p o'c o'12- < ==-s < s > > 8 eax. 32. a. Q. -3 cn' -d P ffl 8 55- -- SU Q. _ cn cn CD !-- CB CD 3 01 ~ O' n Ooa<"1 CO *u o o<5*' CD o o> o CQ < (2O 03 CQ CO K) 5O--* S35S Qc3. co "S 9O- *< c i. 03 CD I T5 v C^D T3 oca. =2s o S'a fa CD -Si CD 3 O 1 r? ^ *c<T Oo 52. c CD W CD 3 Cl CD "0 o 03 o*< O rr CD CPI O CD CeC--DLi 3 00 3 CD O CD o o 3o >m 3 CD i3 03 03 --o gQ. 05T22.0 2 o g- c d a s. 8 a $H33^0--5) * < 0oP33*.C0--Q1i *a. On /> >-o GLD053102 0049-GLD-000053102 clA-3 (1-92) AMERICAN EXCESS INSURANCE ASSOCIATION SCHEDULE C SUMMARY LOSS INFORMATION 16ot 17 OC 03 r 1 s(0 3 i CD --* <Q <X> 3 21 3 S.BOS--T 3 2a i SeC aQ. < a o 3 Ui CD 3 *= g -< "0 CD O CD o| If 0 go- -sai o.SS c _ 1 It'1' 3id a9) c2t*f <lclr tao dO O' 5- q 5-03 2= o3t 1 ,,O 3O *1 CO < taos < 0.0CD g- W Z 2 CD O > T3 *o o o* 3 t3o c3r X) S 3s ID CL ? lEi? I 3 [ ^ _ . o^S X = X_ O L o* r- 8 g 9c - g ? 52. *0 SS 9 m a a o 8 S-^ 2. TJ ^0<3 O2 c d a. o82 =* 8. in arr o. mx >= xrrtXoo--I "5*0 3 (Q O o o o 3 3 *2. 32 _ a> is 1 |gs & 8 a. S: 2 Q- cr OOO3 T/O-3v 2c q 03 ca 'C 3 c CL o 3C0 3 t_yi nxn >ss SO S.D<D oO aOa3<i$w3 a. *= ! g12 w O CO o 03 O O a. 2. <30 T3 3 Q. Dc* 3 3 T3 03 CL O* 3 r* O "U 2 *o<' 3 ex "i ?r -- ?8 IS St CL a m a T3 x C32 >a g-f I P- a. g o' m2. a. 25% w3 ^o -* < O^ ^ _o i=.f* f 33 <o * 2 5" eo C =532L.'' OZT CO o~t 9 30 O g sCuO _3_ oZT 12 o O "2 Oc^ 3 0 2 *5 o . 3 2g < c 2o1 a Q3.C--3Qt S3T /^ GLD053103 0049-GLD-000053103 AtlA-3 (1-92) AMERICAN EXCESS INSURANCE ASSOCIATION SCHEDULE C INDIVIDUAL LOSS INFORMATION 17 o l' r rooa< c-- c0a3 --. oo<y*> ^33 CO Q. oW CO *o 3can3 0o30 wC0O OoH 01 o' a> S* oto. to a. 3 ro o r- O 03 C<O0 s. o~ o 3 q . to cn* L 30* ' T*>o3 Oto o3 a n2* <fl r- Sco B5* 3 oC/> rr CD CGL i <6* 2TmS3 gS>5 2om$. sZo.1 h2sr. ss-"D s &s o SCDI a?/ <<- e* m > nr o H Sx 8= xSc-iO w= aQ rr 3 8 8-3 & O= 2 Sa-.T5J Og Q. 3Q. $yj Ci <n e* or~ ccno o Sto a CL GLD053104 0049-GLD-000053104 Sedgwick James Sedgwick James National Accounts Group 830 Morris Turnpike. Short Hilts. New Jersey 07078-2694 Telephone 201564-7200. Direct Telephone 201 564-^2 . Telex 138324. Facsimile 201 5S4-7240 September 16, 1992 Mr. Allen Lyons Senior Account Analyst AEIA 77 Hartland Street Suite 400 East Hartford, CT 06108 Re: Hanson Industries Policy No. HR00005191 Expiring October 1,1992 Dear Ah With regard to your letters dated September 14, 1992 here is our response to each of your questions and comments. 1. It is our understanding that the AEIA cannotprovide coverage for the Watercraft known as Norman and Encanto, not only due to chanter operations (the encanto is owned) but also because of type of operation and use on open seas. 2. The Muscat Cement is a converted cement carrier. 3. The Beazer - Tidewater Watercraft schedule is attached. 4. With regard to railroad operations under Exhibit No. 4 Peabody Holding does not. have Class 1 tracks. In addition, I have attached a description of Beazer West railroad operations which appear to be side track only. 5. On the question of leased buildings with a value of $10,000,000 or more (question 15a Exhibit 7) Don Schoenewolf has advised that in most cases Hanson would purchase the direct property insurance where required by lease a agreement. 6. The Beazer East and Beazer West assets are greater than five percent, therefore, automatic coverage would not apply. Insurance Broking Risk Services tmoloyee Benefits /? GLD053105 0049-GLD-000053105 Sedgwick James Mr. Alien Lyons September 16, 1992 Page 2 7. The updated sales of Hanson PLC UK companies is attached. We trust that you now have all of the information necessary to prepare your renewal premium quotation. We will await your advises. Very truly yours, JackJ. Solazzo Senior Vice President JJS/lod cc: Dick Legge GLD053106 0049-GLD-000053106 a VJJL30** SE-^'JICK JAMES TEL: 2015647240 r Sep 16'92 r 12:55 No.008 P.05 GLD053107 0049-GLD-000053107 a Sf-'MICK JfiHES <' 0C^i-' -+ f TEL2015647240 ( ........... * Vi*. 3 Sep 16*92 vC 12:55 No.008 P.04 ENDORSEMENT NO . / 0049-GLD-000053108 Sedgwick James HANSON P.L.C. COMPANIES & DESCRIPTION OF OPERATIONS SCHEDULEA GLD053109 0049-GLD-000053109 r. ;*. "**-`*i- '* ' v. r cn-r: in 27-Ati-n Cw ' jEr.ii'h i'.CF.l' A'-'.smcmsL Ate* mmw imM US $!LP:ti: c-.-iisi srrmitit.'ns s r c f . -*i"Ci'ic/j>iist isiHcrm Ldi asmat ttwnm im-* mum cmaw mix imams*. me. cnmit usnm ml cirvicfix nm-v; m. i*8, Iff. mn mm? Sf.TL MW: wgctm; Famuli m: am mm cs. ums s t at e t r as h * EE0R6H F5>' urn? usmn MiMttin mn cwu i u'-m-r; vMCSZZJ cm, ucm: ihwjm: H?i CPF. j, uarin mz-: c es v p msms tmm mm awn, isc, ns umm iffs pms h c s IcHlMr flrrlCf rcwss ng K/mmums, m. wimi C8M HA?m t ex t il es a; mitt w h y FEXBW CSAi nmasr damns P583E8 aim cm C0SPA8Y pREscanrmem SCHMT2 mams amm P.EU1F. ms amn samacntinm SCS CfltSiC/i'i sc* emmu-ST Beam sen SETAIS ami* k t l C'-ix ep.f it p e mm*-: mm:i write: awfWjiK s .as mi sscKs po ps i mm wrss wjgmm mftssic.im k t al maim wa-fiyssm mice s s f f l ies Bisrsimon mis me?? amjttmm mam ~mmm aMmeniRw 4I8CMF7 KSM SMUG PEFStBISSiHi ramc, mas < amm tAttFACTstm aasiBm n.mFAcwixc fomm i ramr n.mm usarm nmm amf*cmm m mm mm imTAcrmsa - mcisw mmn tmmtm f * s eii coc?of immr' sm mxAcwtiHi t can mm m amFtemm c o mpar e smfacmm mm i SYarainc rm mss mm mis omtemm iwm warns wmemm am msfaemm minuL mats i f l aw s swFxemm sees j i c r am swFAcmna mums i s h al l f ir s t k pr o mt s mt'Acrams tmaarm w t s mat mams m> i wit sYsm smfmmm sammi rose s '$p. axasPAcmm pticism pw s s t s HAMACTmm m sm camcm warn? imms nmm wsFAcmm ClXskT HWFACmm tiexnaa f ix t u r es amrAcmms lamms imm? nmm axamemm taiJB PLASTIC WB3CTS miJFACTb'SM o f f ic e FRoaocTS oiswimt maw $ map. tamtamne t r u c k wsnm c r as s SAsoFAcmna l ac e i mean amnemm OFFICE SUPPLIES SISmSUTOF cm anise samm amFAcmne cciAi nmm Liannas fixmis k as h f ac Team iawsTtm mm umsm arnfAeimm RtSlBESTlAL 4 CSSSsflIC/li 11687185 84SSfj!CTtfSI8fi YACSeS CHASERS 88#0F8CTMIS6 SCSIHESS FUSS $ BIS1MSS FMS HAmEHih'T OFFICE SUPPLIES MSTtlsmt TITASm BICXm RASliFACmiKS PmiJiTS HAHtiFACTSSIKO PBSSim PETALS XAXIIFACTSAltiC GLD053110 0049-GLD-000053110  m o i 9' - # 2 % f c o h pah y JMKM JWST5I COHPAXIES! IM cm mm n-hq-n scm me spams spmme umm isms mm mm t s o l ar mme ammm corn. MITE? CHAU sammi YALLEY C3HPAHY HO SYM ifESU AIRCRAFT o f f t c e earners mmsem wsa i ussTfiw ??.mci imfucmm 4 immm imrm mmes imf ac t s r w ar t if ic ial noh er s onrnmox me mimtr mmac t ir m t e t t h e f ih w m mmm umumue o f f ic e cum nmxwm m ew ipk u t s/mtentm FOOL TABLES, CUES 4 CiEiTSSSIC PART 5.E POTKCTWW l eat h er mmr$ tt/wncrams ATRCRAFt SEAT, LAVATORY 5 WllEi' 'FMF ZTCkW mm, isc. ASM WE81ALS 5 COSSrPSCTM CO. fiSS CARRIERS, ISC. ASH PRODUCTS ASSOCIATES ASPHALT PP.mCTS/JC. SAYSeSRE CMRETE PtSMCTS CORE, urn?. pemnmiA use s u mh b menus mum* mums, isc. 3HB REALTY, me. cm cosmcjm CMHO RE.W-W, me. :m iwiiwiti, m. MCiETt pmscis 3ULAS CmP.ETf iwms muALs pimmes, m. Wi$ cmiETE tCiPAW EASTERS m PtmiTS, lie, ECHOLS itsTHUS. ISC, e l imp s f srfimr EHUSY, me. r.srtFiiLVWiw If C3HPAHY, me. FORT mm C7RCIETE UESCS STORE CO. SESESAl mSHEO STORE CO. H-nuHO p ip . n mm}* m. ?w. m, isc. imSTRTAL CSRSATgeCWS. IRC. A.AISsR sm 6 TRAVEL ClfPAHY `.'mar srm so. ms tea amm -..ARCS CI-iH'gitUW - ivmi-ehmtHm i:CCm$ -ULta S.448 CO. NTWAiS n-i ; nm rxaui t u u c e . f .l o zm ( :. " ** Ti iS :.0y.Et:i i'.XfiH) -'> !:::onn, i -.; cmrmnott memis PFmm i mo cMmcrm T9KKIMS - FLY ASH FLY ASH SALES cmmcjm w e mis *MFiCT8xm * *v c w c r et e mems tmmww cmnmia h p t e u a l s mwcut ;i *s7c:;5* cmmcr.ss mums s -wy-m c o au et e tiM/icimhi nAvY-ru, n&esm h mf u c mm i memo me s e v e u p h e h t c mc z e t e nmfACTmm i h s t t imis h mi mumesT cactm msm wafxv-m amm # tem-m imnentm cwrwnw mams amtewm tmwcriM menus tem-nx c o h u et e xmmnnni cmwcmii'**mm$ >imcu i note 'ahsmcr.os cswmTin me BewjpmT itwremmerm cmTPMim :mtus i swf-m owrAcmm cessrmrm h t e r ia is cmrftmm h a t w a l s pr o po s e: * *$< E-nvnaisy emmsam metim miuFtmsm Cimm:i3s mums nonces : :-? :>?-vcrr:< ASPHALT MUF.KTP.m msmerm mentis nw-w :nr-.-e ***& a C-j^TRSCrm -UrERlALS >; nssTWim mums i ntc- -rr ^rnr-:- yrnmnu mums nmen :?Ei--?ir a in s ! uw-w incnn ^cNc-jFm co.H$Tmmi snums ****::;< n ; x -6w :t :o !` Hs'tFihs > /;.: ?- ?' r : r: '-v-x'v-;-. .nnnxii* MTinn; -o^ :arLirn jii-ue:- mn .mri- . me- w;;.-:;*- GLD053111 0049-GLD-000053111 r WWW w*sc mssmt CSiiMMfS: 130 c WfMTIOSS Miitifs miem. me. REES p.mas, me. REEVES eomRUCTIOH CSWHY sic cmaxy RMSSIBE CEHERT CORPM si?Har r is mmy $im commas* ca. me. tarn tom wains emm mn t ew w er u l s mTHEiM PACIFIC HllLW CWAHY mim urns, me. s t o r e m, :sc. SBiLY-mLEi cmtKTMS CMPM ORCRETE MTEMAVi CWM'i maim emm- c l as s ic s Timma cornmmx cm. tWEMER EMIPHEST COUP. rmic emwerm es. pm SEVELOPHERT emnuerm imams mwm * wo eomtucna* comfRiicnoH h at er u s pmacea i mo emmm Ct3t.iT ymp.r Timm c ssc r et e oismmw coaswcTm h at er u l s h o me s * mo cmrmna emmerm mams mwen eaHsmema o pes-pit aims i nsrtMir mtftfwm comamm mf eh mis i ww-m c mr et e t*mjieij*m msTPserm akrtmis i msY-m comcrt tAwtemho sm cEmmvn r o ad cosmmm REm-m i ROOF TILE WOFACIMm hose beyel opsest commnas 3APSE COmmTIOR > STEEL WRICATiM cmnmw utauts mn w o t h im OVERSEAS ASTESAKIJtS BAJA. S.A. ERR Js REmo ERR IUK) '.TO. ESC!-Em i.a.A. mom wm Ream STROPS, S.F.A; !if comma mmis (f .e j .t o . w o e comma omaiES mum l t o . sea cmicALC. ;t j . RESIPESTAL LISXTM FIl'WES iMFACTMHS - HWC3 t o y mvFAemm - aemco m ammmm - ms mo t o y *w e Acmm -r al y mwjw TJ3S i ms imwmiK - mm msLPoai u k i spas wrnemm -:?y EXPORTERS - ms MIS EXPORTERS -WMR warn omits mmmtw - mmiu <^.b __ _ GLD053112 0049-GLD-000053112 Hanson industries Schedule A 1) Hanson Natural Resources Corporation 2) HM Anglo-American Ltd. 3) Beazer East 1. To be advised 2. 3. 4. 4) Beazer West 1. Riverside Cement Company 2. North Texas Cement Company 3. Gifford-Hill American Holdings, Inc. Insured: Hanson Industries Donald L. Schoenewolf ____________ Date: _____________________ 080792C.WAD amb/L24 -2* GLD053113 0049-GLD-000053113 . vda table sets forth tha parent and subsidiary corporations of BEAZER WEST, 12c. with -- trade/'" mss oar division names in bracks. K-^on SIC (England) v " Bearer FLC (England) Beazer, Inc. (Dal.) *Beazer ( k . inc. (Del.) Authorlz.Shs 'Issued Shs EBAZER WEST, PC. (Del.l [Giffcrd-Hill 6 Corpany] 10,000 1,105 Aone Materials & Construction Carpany (Wash.) voting 152,220 Cl.A 152,220 Non-Voting 347,780 Cl.B 228,768 [Yakima Concrete & Asphalt Carpany] Acne Concrete Carpany (Wash.) Cunningham Sand and Gravel Co., Inc. (Wash.) Yakima Concrete & Asphalt Company (Wash.) Ancord, Inc. (Del.) G-H Detroit Holdings Canpany (Del.) G. K. Nebraska Holdings Carpany (Neb.) N N N I I I 1,000 1,000 1,000 1,000 1,000 (C) 40,000 1,000 1,000 1,000 1,000 1,000 25,825 (P) 500 -- Magnum Minerals, Inc. (Penn.) I 1,000 1,000 Lucas Coal Carpany, Inc. (Penn.) I 1,000 1,000 Muskin Corporation (Del.) I 1,000 1,000 Ash Carriers, Inc. (Del.) 1,000 1,000 Austin Concrete Works, Inc. (Tex.) N 10,000,000 20,000 Beazer West of California, Inc. (Del.) 1,000 1,000 [Crystal Hills Sand t Gravel Carpany) Chino Readv-Mix, Inc. (Cal.) 2,000 50 Crystal Hills Sand & Gravel Carpany (Cal.) N 1,000 1,000 Industrial Construction, Inc. (Nev.) 2,500 4 Bonanza Materials, Inc. (Nev.) 2,500 2,250 (Anderson Transport] (Bonanza Ready Mix] Anderson Transport, Inc. (Nev.) N 1,000 1,000 Bonanza Ready Mix, Inc. (Nev.) N 1,000 1,000 SunCrete Materials Company (Cal.) (C) 10,000,000 1,000,000 [A. V. Ready Mix) (P) 1,000,000 - [Apple Valley Acquisition Group) [Kenny's Ready Mix] [Palm Desert Rock 6 Sand] [SunCrete Ready Mix] - [Tehachapi Ready Mix] [Victor Valley Ready Mix] A. V. Ready Mix, Inc. (Cal.) 1,000 1,000 SunCrete Ready Mix, Inc. (Cal.) 1,000 1,000 SunTile Corporation (Cal.) 1,000 500 [SunCrete Rooftile) SunCrete ftooftile, Inc. (Cal.) 1,000 1,000 Tehachapi Ready Mix, Inc. (Cal.) 1,000 1,000 Victor Valley Ready Mix, Inc. (Cal.) 1,000 1,000 Beazer West Cement Carpany (Del.) 1,000 1,000 50% Riverside Cement Company (J.V. Partnership) [Riverside Cement Carpany] 49% RIC Carpany (J.V.Partnership) # (for details on holdings, see other 51% listing below) * Partin Limestone Products, Inc. (Cal.) * Riverside Cement Holdings Carpany (Del.) * * 51% RIC Carpany (J.V.Partnership) # Vistula Shipping Corporation (Liberia) * Wilmington Warehouse Carpany, Inc. (Cal.) 100,000 1,000 10,000 1,000 12,BOO 1,000 io;0oo 100 GLD053114 0049-GLD-000053114 HMSRWST, DC. (Del.) - (Continued) l ConAgg Transportation, Inc. (Tioc.). ( Crestaoxe Development, Inc. (Del.) I First Boployeee Incuzance Company (Tax.) 6 F H Financial Services Corporation {Did..) Gifco Properties, Inc. (Dal.) Gifco Development Carpany (Tex.) I 50% Giffcrd-Hill-Arnerican Holdings, Inc. (Del.) |GiffordWlill-American, Inc. (Del.) .... I GHA lock Joint. Inc. (Del.) GLfferd-Hill Cement Carpary of Texas (Del.) 50% north Texas Cement Carpary (J.V.Partnership) Gifford-Hill Midlothian, Inc. Gifford-Hill Chemical Ccnpany (Del.) I Gifford-Hill & Carpary, Inc. (His.) N Gifford-Hill Concrete Carpany (Tex.) [Datvis Concrete Ccirpany] [Gainesville Sand and Gravel Carpary] Gifford-Hill Materials Ccnpany (Tex.) Gifford-Hill International, Ltd. (Cay.Is.) I Giffard-Hill Ag Development, Ltd. (Cay. Is.) I Gifford-Hill Pipe Ccnpany (Del.) Gifford-Hill Prestress Ccnpany, Inc. (Del.) Gifford-Hill USA, Inc. (Del.) Gold Coast Paving Ccnpany (Del.) I Kaiser Sand & Gravel Carpany (Del.) Miles & Sans Trucking Service, Inc. (Cal.) Mission Gonczete Pipe Ccnpany (Tex.) H Nobles Trucking Ccnpany (Del.) Pacific Brpire Construction Materials & Services, Inc. (Del.) Crestmore Materials Ccuparry (Del.) Picon Transportation, Inc. (Tex.) Riverside Cement Ccnpany (Del.) H Riverside Cement (Pacific), Inc. (Del.) * 50% Ssangyong/Riverside Ltd. (J.V.Partnership) * I [CenCal Cement Carpany] * ICenCal Cement Company (Cal.) N Sim J. Harris Ccnpany (Del.) [South Coast Asphalt products Co. ] (South Coast Materials Ccnpany] [Sully-Miller Obstruction] - South Cbast Asphalt Products Co. (Cal.) N Sully-Miller Construction Carpany (Cal.) N Sully-Miller Contracting Ccnpany (Cal.) (Blue Diamond Materials] [L-T Transport] [Livingston-Graham] Blue Diamond Materials Ccnpany (Cal.) N KSm Rock Carpany (Cal.) L-T Transport, Inc. (Cal.) Livingston-Graham, Inc. (Del.) P & K Materials, Inc. (Cal.) Southern Pacific Milling ccnpany (Cal.) K N 1,000 1,000 300,000 1,000 3,000,000 10,000 2,000 2,000 1,000 1,000 1,000 1,000 300,000 1,000 1,496,254 10,000 *- 2,000 2,000 1,000 1,000 1,000 1,000 1,000 1,000 -- 1,000 1,000 1,000 1,000 1,000 720,000 720,000 1,000 1,000 1,000 100 100 1,000 1,000 100 1,000 1,000 10,000 10,000,000 1,000 1,000 100,000 1,000 1,000 1,000 1,000 100 100 1,000 1,000 100 1,000 1,000 2,100 100,000 1,000 1,000 100 1,000 100 1,000 1,000 150,000 1,000 1,000 109,222 1,000 100,000 1,000 1,000 2,500 000,000 1,000 22,570 1,000 1,000 50 100,000 ownership is 100% owned unless otherwise indicated. 'rT symbol * indicates unconsolidated for financial reporting purposes. feadquarters Mailing Addressx P. 0. Box 190999, Dallas, Texas 75219. N - Narreholder corporation; I * Inactive corporation. (C) - Ccmmcn Stock? (P) Preferred Stock. Stock is Carmen, unless otherwise noted. Jik . GLD053115 0049-GLD-000053115 Sedgwick James HANSON P.LC. SCHEDULEB SCHEDULE OF UNDERLYING POLICIES GLD053116 0049-GLD-000053116 >a5. 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Schoenwolf D a te : __________________ r P 0P PP031 f3t 3c OhAPpft' t* 0# p --ro p3> p3 K to P PoPP3n 90a0n pp 3fat <o Pr ptr C<PHDO> H39Cn9 a. ft* *< Sfcf9ttt' fPt 0 9 a tftt & 3 p ft P P r rP* & OP' a ft ^2 t3P3 O *fn<t sft o3 O O' a ft ft o* O' ft (O0 fCtO 9P CD fh >fP1t P3 a r pfctr ncIaD p PfPt CfDt < (D 9 O 9 F CD (9 a x (9 h M P B rt *^O03f302t t3fXP9fOtf O 9 M 9 acrftj 9fftt w </> MP to to % oo oo oo oo oo oo p CD iQ P tQ n n O' 0 tQ 0 po rt o ro c n (D 3 0 ft D PP P 9 Oft 9 a cn p 9fftt V) v> v> > P tn * VI o %P oooO oooo o o oo o Q oo oooo oOoo p ft p CD tQ p tQ P tQ a tQ 0 9* n 3 ID p \Q 0 tQ 0 PQp0 ft 0 rt 0 a> C ft 3 n *1 ft CD 99 00 0 CD uw p u> p *ps^ to o to ro ti v& sO u> to Ul Ul p vO to to Ul oo tf-t* 3X O P P9 9 tQ < ft O9 9 C Xft 9 Oft z p ft p 0 9 P P a 9 P 0 9 ZZ P ft ft ft PP o0 39 ft ft P* P CC 99 PP 0O 99 Z ft ft P o 9 ft P a 9 p O 9 CO <o V) o v> /> CO V> CO </> c/> CO / MM pp o %O to *to to oi Ol O O 31 ^%% o O o oo o U1 O o o O in O o o o o o cn o o o o o O o o o oo o O oo o o o o o o o o o oo o oo o o O oo oo o o O oo oo o o o o o oo o O oo ooa o ft ft ft *o ft ft 3 h > d 0 Q ft *0 ft p p 0 P ft ft p ft n ft ft ft O a o P* o o a p n 0 3 a p 3* 3 3 P- 3 o 3 p* ft CD a ft 3 o o C *1 0 O o 0 a ft *< ft 33 ft o p a3 a p O o p ft ft 3 P ft ft o c 0 c o P* *o p p* p* o p* 3 P Qt ft Q p ^ ft c P n n o 5 O a X to ft O tQ p ft <t> ft p> *< ft 0 ft 9 0 tQ ft 9 3 9 ft 3 ft 3 ft a 3 P 3 ft O a ft ft 3 9 d ft n ft m ft a O ft P tQ ft \ a p- ft a ft ft p p p* o < rt rt uQ tO a ft ft ft ft iD iQ Hn ft ft ft p ft ft o ft na rt p* (0 ft a0 Pp ft ft p *0 3 CD ft ft ft P tQ 9 vQ 9n t-J p pp pp v^ to tO to toJt SO to u> p pp ** pp pp to to to to to to pp pp s. Sx pp pp V. ^ to to to to t1 11 to to pp rj n 53 JO H w z H Z M 03 03 a 0 p p ft n m GLD053120 0049-GLD-000053120 ( <o ( ehVc*I ( S3 CO a a CO 3? 5 \n ilii#|i *11lif I .i "2\dm4ii in il?i Ms.4i ga saa 8? iUJ SS 5 L as ii i, Ma I ! li V> \ j ! S !2 II J J I ? 5 ft 8. S. is is f 4' .S ?: 8 i^ 5 % si i 41 si? Vw Si? ss Mr- Mr- Si Si as as \ GLD053121 0049-G LD-000053121 f s S* 3 I SI I f i i ii u i I b. fall L * ll = I I Pi si II 5 s I 2 2!sN* 1 1 T ? ? | I 1 tit ! ! S ?!4 Ms ?? 58 II ? I g g 8| g | w "* 5 1} jj jj jj |i II .11 s Ua mJ 3- GLD053122 0049-GLD-000053122 (f 8 ( s ip POLICY PERIOD___________ LIHITS. POLICY NO. III ? 3? ?8 |2 ?? ? S? S? ? 3S2 8I 9 m ? |3 ? B2 3 M ? |S * Isi 3 p5- X3I 09 C GLD053123 0049-GLD-000053123 -INSURANCE COVERAGES RIVERSIDE CEJCMT COMPANY, A C a lifo rn ia General Partnership Including Riverside Ceaent Coapany, Partin Llaestone Products Conpany and RIC Coap 222 1 ll V zZ l s 2z V I 3? GLD053124 0049-GLD-000053124 3 3 N I I ( r I 9 88 3 2 Iff iii! >* '5 t. POLICY HO._____ eOUQY-miM_________ LIMITS. !S ! l I 1s 1s 1 I I & ?? oo 1 I 2 aoo 85 8 s w 2 GLD053125 0049-GLD-000053125 5a 8 ( 3 ** 8 3 8( i 8 a aa a ****** m a* %* * hh sS <3 3 u*4 Mu fit DC * ft* i | ( aI s o 5a s u> a as s ex ( in s .rc c GLD053126 0049-GLD-000053126  f 588 m 5S S o INSURANCE COVERAGES NORTH TEXAS CEMENT COMPANY- *T0 4 1 i01 S NM CM ao. 2 s .si uoc. f" o 5 *1 *5 S 8" si* < 31 IM2iyism0 4? rSO-- J*nffit-oji*a- Q. -J J <J> a uF* 1. 4-1 l 0 a *05 > 2a. M 0 S 0> 8 8 S t* C fc 5o C(Jl a U ca <C 110 GUD053127 0049-GLD-000053127 rr NO o CM ( MCM3 o CM < U n cm o + H . * 4 .0 a? o *9 O 4i mo CM 9 no 9 a u a oo o o e* o o CO o o A a 0 e*. JCO CM O H U oO cwl . 0 H 4* 0 41 41 CM l* co U 1 o* nov rn o> Ot cn o\ il II ~4 0 0 1 1I OCMi PM CM 0* 0> CM 01 CaMy pI4 I I I 0O 1 I Ho I o CO CCMM #4 M8 1Qi 5 H- - u m% ow |a4 5 oa u *m K 4> u^ 9 .0 C89->2-3 003t CM 4 vO CM *-fj1o--m3ft fGKpG<tmb. 5 4*4 u 2Mw 3tM| iI 2a OM IA o o 8 *LW4.. KpI 5CUU8 & n. *ftu*. C<fmt4J fcM3 t. He4 * 4> O **"* o 85 4J < 4 K 4* * U .3 0 55 0\ CO o c\ M CM <ft oO Xs a, 58 4s1 U *8 ir S jwa M3m nJ *-a< ao 4k wa 3 S. 88 ft U O OL I s cw ' hpM4 U 83 (3i a. wa u 4OU 40a1 -4K4i I 4l -4 J3 Uaa M3o *-hJ trqa* sui GXiD053128 0049-GLD-000053128 -INSURANCE COVERAGES NORTH TEXAS CEMENT COMPANY in c .n tc c i U *r 8. o + I 8 i M < 4 3k GLD053129 0049-GLD-000053129 Sedgwick James HANSON PJLC. LOSS INFORMATION SCHEDULE C GLD053130 0049-GLD-000053130 c cT? a> c r X x z o co ;2 CO -- => co Q CO Is X< Q3 a a. a. 1 JJ ** T3 TJ T3 Sg . JZ c gas's CO CPLj CJ *C3 1g^s88E8 g sal set fist a c253 *g ,S JSS .S Rrrr g 8 .2 .2 .2 s xi -E -5 c C* * * g ass o || I g _j _i * 11 rfrffffCL CL <D CD c. o S J2 e f -i o </> SSooo o>,o>g,0M00M Q ^^QQQ 8 cc 03 CO Q. CL Eo Eo oo 5 US US oo (0 CO a axz c cc 11 _J --J a. a. CJO Q. o(A eco aeo > * >CD o r>* r** O 3 *MSB ^O^SoS ^o i i jo g g g g I ooooo 2 3 <8 oo CO CO CO CO oo to . c CO Q. |SE rt3 a- -9 tS <0 o. E of *o y - o 22 5< , o E cc 8tz cn to a c ac. w 5g> SCSD: <COn cCoO Q 43 X-----X---O' U. 5 tz co oCO o m JZ O CL <; as d d ui Q_ 11 gs a. c l t = EEg 0 o a. II 8 11.1 c cS 1ig sfaix oaa Q. e wo eCO eCO e<0 >*>>* Q r- r*. io I -Q t a. jg< i j = |o coo s < t oa< c O o" c>: g .2 .2 g "3 fl> m2.0OOt) g ts -If as c: J'8 X _u) T3 2 &c 'cO E 2 _JT> I .at c | ,,r Stag .2 5 a. & e .CO ow a >% <0 r-To- t>o* JoZ jz k_ to *c CO o o 2 M "O 3 J3 5o c cn c TS o *> =5 .2 8 X} CO & I 3 o> CL E cn-f: . c: c 5S <a ~ 8>8 c ,2> Oa 3g* >c(32 ill5 u j ui cn "O x: o> s 5 ill to NMN S3 > d<3<Sts 05 CL to too <!mo -tz 2 tino c <i c d d l *+4 GLD053131 0049-GLD-000053131 (( HANSOM INDUSTRIES ALL ACTIVE COMPANIES Detailed Financial Sumary AUTO LIABILITY Accident Tear Occur Clam Count Count Indemnity/ Prop Damage Medical/ Bodily Inj Expense 80/81 Closed: 141 179 Paid: o '0oV Open: 0 83,473.18 0.00 199,064.63 0.00 27,044.08 0.00 Total: 141 179 Total: 83,473.18 199,064.63 27,044.08 81/82 Closed: 119 155 Paid: Open: 0 0 0/S: 228,588.84 0.00 83,834.78 0.00 51,564.45 0.00 Total: 119 155 Total: 228,588.84 83,834.78 51,564.45 82/83 Closed: 105 141 Paid; Open: 0 0 O/S: 78,708.85 0.00 62,185.46 0.00 45,238.08 0.00 Total: 105 141 Total: 83/84 Closed: 128 166 Paid: Open: 0 0 O/S: ( Total: 128 166 Total: 78,708.85 101,422.99 0.00 101,422.99 62.18S.46 29,599.02 0.00 29,599.02 45,238.08 22,432.24 0.00 22,432.24 84/85 Closed: 173 230 Paid: Open: 0 0 0/S: Total: 173 230 Total: 85/86 Closed: 183 227 Paid: Open: 0 0 O/S: Total: 183 227 Total: 86/87 Closed: 175 227 Paid: Open: 1 1 0/S: Total! 176 228 Total: 157.236.3S 0.00 137,236.35 135,896.16 0.00 135,896.16 190,527.17 0.00 190,527.17 117,291.93 0.00 117,291.93 10S,506.33 0.00 105,506.33 271,534.40 300.000.00 571,534.40 29,391.29 0.00 29,391.29 48,470.55 0.00 48,470.55 60,141.84 17,591.58 77,733.42 Fart: I A +k ,- t Recovery 0.00 0.00 0.00 0.00 0.00 0.00 829.05 0.00 829.05 120.00 0.00 120.00 966.41 0.00 966,41 1,111,.00 0.00 1,111,00 4,286.95 0.00 4,286,95 Total 309,581.89 0.00 309,581.89 363.988.07 0.00 363,988.07 185,303.34 0.00 18S,303.34 153.334.2S 0.00 153,334.25 302,953.16 0.00 302,953.16 288,762.04 0.00 288,762.04 517,916.46 317,591.58 835,508.04 *EP<J S LIMITED TO CLAIMS WHERE! ABATE G '10/01/80' 10C_LVLC EQ 'ACTIV L0CJ.VL3 HOT AMONG C '71*00',-71500', '7U.w j V5UO','7MOOV5270`, '5130', '5240', '5170', '6090') LDCJ.VL2 HE '3050' Report is per claimant. Accident year runs from Oct thru Sep. Generated 08/09/92 on data valued as of 07/31/92CR) using SIGMA version 04.00. Created by HAMREMA SIGMA GLD053132 0049-GLD-000053132 HANSON INDUSTRIES ( ALL ACTIVE COMPANIES Detailed Financial Sunnary AUTO LIABILITY celd*nt Tear Occur Clain Count Cotnt Indemnity/ Prop Oaaage Medical/ Bodily In] Expense 87/88 Closed: Open: 177 210 Paid: 4 8 0/S: 133,440.34 1,600.00 102,287.74 15,150.00 86,434.45 30,860.03 Total: 181 218 Total: 135,040.34 117,437.74 117,294.48 88/89 Closed: 169 226 Paid: Open: 1 1 O/S: 159.3S0.88 0.00 167,398.59 25,000.00 61,806.15 0.00 Total: 170 227 Total: 159,350.88 192,398.59 61,806.15 89/90 Closed: 129 158 Paid: Open: 6 11 O/S: 106,325.77 6,000.00 66,807.18 63,049.11 19,398.50 29,848.60 Total: 135 169 Total: 112,325.77 129,356.29 49,247.10 90/91 Closed: Open: 127 158 Paid: 8 15 O/S: !55,844.07 33,065.58 13,999.34 781,100.66 27,758.10 35,008.54 Total: 135 173 Total: 188,909.65 795,100.00 62,766.64 91/92 Ctosed: Open: 85 114 Paid: 36 57 O/S: 86,813.01 60,429.87 14,370.00 841,300.00 7,568.19 17,969.22 Total: 121 171 Total: 147,242.88 855,670.00 25,537.41 .k /e z Recovery 2,410.50 0.00 2,410.50 2,851.01 0.00 2,851.01 6,752.60 0.00 6,752.60 0.00 0.00 0.00 90.00 0.00 90.00 Total 319,752.03 ,, 47,610.03 367,362.06 385,704.61 25,000.00 410,704.61 185.778.85 98,897.71 284,676.56 197,601.51 849,174.78 1,046,776.29 108,661.20 919,699.09 1,028,360.29 Closed: 1,711 2,191 Paid: Open: 56 93 O/S: Total: 1,757 2,284 Total: 1,617,627.61 101,095.45 1,718,723.06 1,233,879.40 2,025,599.77 3,259,479.17 487,247.92 131,277.97 618.52S.89 19.417.S2 0.00 19.417.52 3,319,337.41 2.257,973.19 S,577,310.60 pom LIMITED TO CLAIMS UHERE: ADATE GE '10/01/80' LOC_LVL4 EQ 'ACTIV LOC_LVL3 NOT AMONG <'71400'`71SOO1, nooc ,'5140', >70400*,'5270VS130V5240V5170','6090') IOCJ.VL2 NE '3050' Report is per claimant. Accident year runa from Oct thru Sep. Generated 08/09/92 on data valued at of 07/31/921R) using S1CHA version 04.00. Created by HANRENA SICHA. , I GLD053133 0049-GLD-000053133 HAHSCW INDUSTRIES ALL ACTIVE COMPANIES Detailed Financial Smeary GENERAL LIABILITY Accident Year Occur Clsiai Count Count Indemnity/ Prop Damage M/61 Closed; 16 18 Paid: Open; 0 0 O/S: 8,711.77 0.00 Total: 16 IS Total: 8,711.77 61/62 Closed: 15 18 Paid: Open: 0 0 0/S; 4,584.41 0.00 Medical/ Bodily inj 45,752.00 0.00 45,752.00 135,786.86 0.00 Expense 54,346.54 0.00 54.346.S4 76.687.17 0.00 Total; 15 13 Total: 4,584.41 135,766.86 76,687.17 62/83 Closed: 16 16 Paid: Open: 0 0 o/S: 1,585.49 0.00 43,341.30 0.00 24,126.56 0.00 Totat: 16 16 Total: 63/64 Closed: 25 26 Paid: Open: 0 O o/s: t l. Total: 25 26 Total: 1,585.49 3,815.41 0.00 3,815.41 48,341.30 152,253.72 0.00 152,253.72 24.126.S6 t13,690.98 0.00 113,690.93 84/8S Closed: 22 26 Paid: Open: 2 2 0/S: 2,003.25 0.00 119,250.00 200,000.00 122,167.37 1,754.13 Total: 24 23 Total: 2,008.25 319,250.00 123,921.55 85/86 Closed: 48 64 Paid: 202,059.66 Open; 1 1 O/S: 0.00 Total: 49 65 Total: 202,059.66 414,552.56 10,000.00 424,552.56 367,628.67 24,436.87 392,065.54 86/87 Closed: Open: Total: 27 205 Paid: 1 1 O/S: 28 206 Total: 17,727.13 65,000.00 82,727.13 30,114.65 0.00 30,114.65 160,414.22 3,212.76 163,626.98 PACE 3 Recovery 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Cl. 00 0.00 O'. 00 0.00 0.00 0.00 0.00 0.00 4,694.25 0.00 4,694.25 0.00 0.00 0.00 Total 108,810.31 0.00 108,810.31 217,058.46 0.00 217,058.46 74,053.35 0.00 74,053.35 269,760.11 0.00 269,760.11 243,425.62 201,754.18 445,179.80 979,546.64 34,436.87 1,013,983.51 208,256.00 68,212.76 276,468.76 REPOu. IS UNITED TO CLAIMS WHERE: ADATE OE `10/01/BO' LOCJl VL4 EO *ACT1V LOC_LVL3 NOT AMONG (<71400*, `71500', 71000',*5140',<70400*,'5270', *5130*, >5240',*5170*,'6090') L0C_LV12 v '3050' Report i* per claimant. Accident year runs from Oct Thru Sep. Generated 08/09/92 on data valued as of 07/31/92<"R) using SIGMA version 04,00. Created by NANRENA SIGMA. 'JL1 GLD053134 0049-GLD-000053134 cr HANSON INDUSTRIES AIL ACTIVE COMPANIES . Detailed Financial Sumary GENERAL LIABILITY Accident Tear Occur Clsia Count Count Indemnity/ Prop Damage Medical/ 8odily Inj Expense 87/88 Closed: 20 22 Paid: Open: 4 5 0/S: 1,732.61 0.00 11,400.00 758,500.00 102,478.90 63,171.IS Total: 24 27 Total: 1,732.61 769,900.00 165,650.05 88/89 Closed: 31 32 Paid: Open: 7 7 0/S: 56,208.62 4,634.15 15.43S.60 210,000.00 166,673.11 60,124.96 Total: 38 39 Total: 60,842.77 225.43S.60 226,798.07 89/90 Closed: 17 18 Paid: 4,898.04 Open: 10 11 0/S: 105,368.41 27,324.00 270,000.00 70,102.31 50,364.49 Total: 27 29 Total: 110,266.45 297,324.00 120,466.80 90/91 Closed: 57 64 Paid: Open: 21 26 0/S: 58,307.59 27,301.19 96,243.00 205,100.00 48.972.75 57,011.47 Total: 78 90 Total: 85,608.78 301,343.00 105,984.22 91/92 Closed: 29 42 Paid: Open: 36 39 0/S: 22.283.16 57,686.00 3,965.44 40,825.00 2,153.87 6.994.00 Total: 63 81 Total: 79,969.16 44,790.44 9,147.87 Recovery 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PAGE 4 Total 115,611.51 821,671.15 93r,282.66 238,317.33 274,759.11 513,076.44 102.324.35 42S.732.90 S2S,057.25 203.523.34 289,412.66 492,936.00 28.402.47 105,SOS.00 133,907.47 Closed: 323 551 Paid: Open: 82 92 0/S: Total: 405 643 Total: 383,922.14 159,989.75 643,911.89 1,100,419.15 1,694,425,00 2,794,844.15 1,309,442.45 267,069.88 1,576,512.33 4,694.25 0.00 4,694.25 2,789,089.49 2,221,484.63 5,010,574.12 AEPOcf IS LIMITED TO CLAIMS WHERE: ABATE GE '10/01/80' LOC_LVL4 EO 'ACTIV' LOC_LVLS WOT AMONG <*71400*,'71500', 710005140* / 7040052705130 V * 52405T70*/'6BP0' ) LOC_Lv l TTe 3050' Report it per claimant. Accident year runs frcm Oct thru Sep. Generated 08/09/92 on data valued as of C7/5V92(R) using SIGMA version 04.00. Created by HAMRENA SIGMA 4? GLD053135 0049-GLD-000053135 f HANSON INDUSTRIES All ACTIVE COMPANIES Detailed Financial Sunnary PROOUCTS LIABILITY Accident Year Occur Claim Count Count Indemnity/ Prop Damage Medical/ Bodily Inj Expense 80/81 Closed: 142 197 Paid: Open: 0 0 O/S: 185,400.47 0.00 2,647,806.90 0.00 1,500,999.05 0.00 Total: 142 197 Total: 185,400.47 2,647,806.90 1,500,999.05 81/82 Closed: 204 253 Paid: Open: 0 0 0/S: 48,376.64 0.00 2,065,379.88 0.00 2,081,296.89 0.00 Total: 204 253 Total: 82/83 Closed: 172 197 Paid: Open: 0 0 0/S: Total: 172 197 Total: 48,376.64 13,356.59 0.00 13,356.59 2,065,379.88 460,571.50 0.00 460,571.50 2,081,296.89 972,701.04 0.00 972,701.04 83/84 ( Closed: Open: Total: 167 189 Paid: 4 8 O/S: 173 ' 197 Total: 72,593.48 25,000.00 97,593.48 3,245,551.60 300,000.00 3,545,551.60 2,603,473.26 129,848.09 2,733,321.35 84/8$ Closed: 192 240 Paid: Open: 3 3 O/S: Total: 195 243 Total: 64,730.43 0.00 64,730.43 5,420,083.64 70,100.00 5,490,183.64 3,822,729.29 183,115.36 4,005,844.65 85/86 Closed: Open: 172 218 Paid: 14 16 0/S: 10,407.80 0.00 3,383,445.18 2,161,500.00 2,965,778.77 252,692.32 Total: 184 234 Total: 10,407.80 5,544,945.18 3,218,471.09 M/87 Closed: 151 219 Paid: Open: 24 27 O/S: Total: 175 246 Total: 595,630.46 62,735.63 658,366.09 1,773,780.15 864,S08.54 2,638,288.49 2,651,729.77 195,292.81 2,847,022.58 PACE 5 r Recovery 0.00 0.00 0.00 70,977.16 0.00 70,977.16 0.00 0.00 Q.,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 125,000.00 0.00 125,000.00 Total 4,334,206.42 0.00 4,334,206.42 4,124,076.25 0.00 4,124,076.25 1,446,629.13 0.00 1,446,629.13 5,921,618.34 454,848.09 6,376.406.-3 9,307.543.3a 2S3.2*5.3d 9,560.758.72 6.359,631.75 2,414,192.32 8,773,824.37 4,896,140.38 1,122,536.98 6,018,477.36 !EPd .S UNITED TO CLAIMS WHERE: ADATE C6 *10/01/80' L0CJ.VL4 EO 'ACTIV* L0CJ.VL3 NOT AMONG (' 71400", 71S00*, "71000","5140*,"70400*,"5270","5130*.*5240*.'5170*, *6090*) L0C_LVL2 HE "3050" Report f* per claimant. Accident year runs iron Oct thru Sep. Generated 08/09/92 on data valued as of 07/31/92<R> using SIGMA version 04.00. Created by 0k 1231k SIGMA r- GX.D053136 0049-GLD-000053136 (r HAHSON INDUSTRIES ( ALL ACTIVE COMPANIES Datailed Financial Stitmary PRODUCTS LIA8IUTT Accident Tear Occur Claia Cotnt Count Indemnity/ Prop Damage Medical/ Bodily Inj Expense 87/88 Cloaad: 143 167 Paid: Open: 24 29 0/S: 83,753.66 119,000.00 973,056.52 880,632.49 1,357,113.36 261,578.46 Total: 167 196 Total: 202,753.66 1,853,689.01 1,618,691.82 88/89 Closed: 118 148 Paid: Open: 30 33 0/S: 103,092.77 0.00 720,190.73 549,000.00 988,778.91 203,841.55 Total: 148 181 Total: 103,092^77 1,269,190.75 1,192,620.46 89/90 Closed: 66 73 Paid: Open: 26 28 0/S: 22,970.53 25,400.00 152,734.50 236,200.00 212,931.66 135,168.11 Total: 92 101 Total: 48,370.55 388,934.50 348,149.77 90/91 Closed: 60 62 Paid: Open: 28 28 O/S: ( Total: as 90 Total: 13,728.63 13,231.85 26,960.48 61,635.18 368,235.00 429,870.18 45,60S.07 97,968.99 143,574.06 91/92 Closed: 19 20 Paid: Open: 10 10 O/S: 6,440.11 54,400.00 5,465.52 21,800.00 1,504.79 2,576.33 Total: 29 30 Total: 60,840.11 27,265.52 4,081.12 PACE 6 Recovery 0.00 0.00 0.00 924.41 0.00 924.41 0.00 0.00 0.00 0.00 0.00 o.oo 0.00 0.00 0.00 Total 2,413,923.54 ^,261,210.95 3,675,134.49 1,811,138.02 752,84t.SS 2.563,979.57 388,686.71 396,768.11 785,454.82 120,968.88 479.43S.84 600,404.72 13,410.42 78,776.33 92,186.75 Closed: 1,626 2,003 Paid: Open: 165 182 O/S: Totals 1,791 2,185 Total: 1,220,481.59 299,767.48 !,S20,249.07 20,909,701.32 5,451.976.03 26,361,677.35 19,204,691.86 1,462,082.02 20,666,773.88 196,901.57 0.00 41,137,973.20 7.213,825.53 196,901.57 48,351,798.73 EPO S UMITEO TO CLAIMS WHERE: ADATE GE '10/O1/B0* L0C_LV14 EO 'ACTIV i.OC_lVL3 HOT AMONG < '71400', '71S00', 71000',`SUO*, 70400*,*5270', '5130', '5240', '5170',6090*) LOC_lVl2 HE '3050' Report is par claimant. Accident year runs from Oct thru Sep. Generated 08/09/92 on data valued as of 07/S1/92CRJ using SIGMA version 04.00. Crested by HANREMA SIGMA. GLD053137 0049-GLD-000053137 (f HANSON INDUSTRIES ALL DISCONTINUED COMPANIES ( Detailed Financial Sumary AUTO LIABILITY Accident Year Occur Claiai Cotnc Count Indemnity/ Prop Damage Medical/ Bodily tnj Expense 80/81 Closed: 446 568 Paid: Open: 0 0 O/S: 294,920.81 0.00 544,736.82 0.00 166,688.3S 0.00 Total: 446 568 Total: 294,920.B1 544,736.82 166.688.35 81/82 Closed: 525 658 Paid: Open: 0 0 O/S: 330,378.67 0.00 123,320.87 0.00 72,520.24 0.00 Total: 52S 658 Total: 330,378.67 123,320.87 72,520.24 82/83 Closed: 436 561 Paid: Open: 0 0 O/S: 252,451.31 0.00 1,323,504.57 0.00 157.S37.11 0.00 Total: 436 561 Total: 252,451.31 1,323,504.57 157,537.11 83/84 Closed: 455 577 Paid: Open: 0 0 0/S: 321,360.29 0.00 809,149.20 0.00 256,422.50 0.00 i Total: 455 577 Total: 84/85 Closed: 412 517 Paid: Open: 0 0 O/S: 321,360.29 359,064.53 0.00 809,149.20 256,159.61 0.00 256,422.50 82,073.05 0.00 Total: 412 517 Total: 359,064.53 256,159.61 82,073.05 85/86 Closed: 331 453 Paid: Open: 0 0 O/S: 486,062.11 0.00 599,517.50 0.00 137,996.67 0.00 Total: 331 453 Total: 486,062.11 599,517.50 137.996.67 86/87 Closed: 262 322 Paid: Open: 0 0 O/S: 313,443.16 0.00 543,895.12 0.00 110,254.11 0.00 Total: 262 322 Total: 313,443.16 543,895.12 110,254.11 Part I B 4k 6e t Recovery 3,263.46 0.00 3,263.46 2,315.30 0.00 2,315.30 668.00 0..00 668.00 3,093.49 0..00 3,093.49 9,166.09 0.00 9,166.09 692.00 0.00 692.00 197.00 0.00 197.00 Total 1,003,082.52 0.00 '1,003.032.52 523,904.48 0.00 523,904.48 1,732,824.99 0.00 1,732,824.99 1,383,838.50 0.00 1,383.838.50 688,'3' : :.;c 688, -.1' 1,222,884. 0.00 1,222.884.25 967,395.39 0.00 967,355.JO REPOST is UNITED TO CLAIMS VHERE: AOATE CS *10/01/80' LOCJ.VL4 EQ 'DISC OR IOCJ.VL3 AMONG (*71400',' 71500*, *71 ,'5140*.*70400*,'5270*,'S130','5240','5170',*W)90'> OR LOC_LVL2 EO *3050* Report it per claimant. Accident year runs frcm Oct thru Sts. Generated 08/09/92 on data valued as of 07/31/92<R) using SIGMA version 04.00. Created by 7k 89:8; <=>?k . GLD053138 0049-GLD-000053138 ( HAMSOU INDUSTRIES ALL DISCONTINUED COMPANIES Detailed Financial Summary AUTO LIABILITY Accident Year Occur Claim Count Count Indemnity/ Prop Damage Medical/ Bodily inj Expense 87/88 Closed: 195 249 Paid: Open: 1 1 O/S: 214,995.51 0.00 191,937.24 a.oo 63,663.92 0.00 Total: 196 250 Total: 214,995.51 191,937.24 63,663.92 88/89 Closed: Open: 94 115 Paid: 0 0 O/S: 128,702.03 0.00 70,996.93 0.00 33,610.06 0.00 Total: 94 115 Total: 128,702.03 70,996.93 33,610.06 89/90 Closed: 36 51 Paid: Open: 1 1 O/S: 55.464.2S 0.00 147,722.17 5,000.00 22,123.90 7,874.91 Totst: 37 52 Total: 55,464.25 152,722.17 30,003.81 90/91 Closed: 1 1 Paid: Open: 0 0 O/S: ( Total: 1 1 Total: 750.27 0.00 750.27 0.00 0.00 0.00 102.91 0.00 102.91 91/92 Closed: 1 2 Paid: Open: 0 0 O/S: 0.00 0.00 0.00 0.00 5.00 0.00 Total: 1 2 Total: 0.00 0.00 5.00 PACE Z Recovery Total 1,838.00 0.00 468,758.67 - 0.00 1,838.00 468,758.67 125.00 0.00 233,184.02 0.00 125.00 233,184.02 0.00 0.00 225,315.32 12,874.91 0.00 238,190.23 0.00 O.dO 853.18 0.00 0.00 853.18 0.00 0.00 5.00 0.00 0.00 ............ 5.00 Closed: 3,194 4,074 Paid: Open: 2 2 O/S: Total:, 3,196 4,076 Total: 2,757,592.94 0.00 2,757,S92.94 4,610,940.03 5,000.00 4,615,940.03 1,103,002.82 7,874.91 1,110,877.73 21,358.34 0.00 21,358.34 8,450,177.45 12,874.91 8.463,052.36 REPO .S LIMITED TO CLAIMS WHERE: ADATE GE > 10/01/80' LOCJ.VL4 EO 'DISC' OR L0CJ.VL3 AMONG {'71400', *71500', '71000','5140',*70400','5270','5130','5240','5170','6090*> OR L0CJ.VL2 EQ '3050' Report I* per claimant. Accident year runs from Oct thru Sep, Generated 08/09/92 on data valued as of 07/31/92(8) using SIGMA version 04.00. Created by HAHREND SIGMA GLD053139 0049-GLD-000053139 (c HANSON INDUSTRIES AU DISCONTINUED COMPANIES Detailed Financial Surmary GENERAL LUSIUTT Accident Tear Occur Claim Count Cotnt Indemnity/ Prop Damage 80/81 Closed: 286 298 Paid: Open: 1 1 0/S: 99,667.24 500,00 Medical/ Bodily Inj 425,552.98 0.00 Expense 237,861.36 o.oo Total: 267 299 Total: 100,167.24 425,552.98 237,861.36 81/82 Closed: 277 317 Paid: Open: 0 0 O/S: 585,894.59 0.00 391,522,07 0.00 489,170.29 0.00 Total: 277 317 Total: 82/83 Closed: 197 220 Paid: Open: 2 2 O/S: 585,894.59 275,246.21 0.00 391,522.07 482,516.09 132,500.00 489,170.29 426,034.66 7,231.41 Total: 199 222 Total: 275,246.21 615,016.09 433,266.07 83/54 Closed: 244 253 Paid: Open: 2 2 O/S: 104,998.23 10,000.00 1,305,202.71 496,379.60 504,241.89 4,203.70 Total: 246 255 Total: 114,998.23 1,803,582.31 508,445.59 84/8S Closed: 190 206 Paid: Open: 7 7 0/S: 102,808.73 0.00 432,786.16 560,000.00 649,399.88 99,127.83 Total: 197 213 Total: 102,808.73 992,786.16 748,527.71 85/86 Closed: 110 121 Paid: Open: 4 4 0/S: Total: 114 125 Total: 77,830.85 0.00 77,830.85 t83,027.98 30,000.00 213,027.98 229,089.13 19.581.09 248,670.22 86/87 Clostfd: 182 199 Paid: Open: 8 11 O/S: 211,094.40 5,000.00 8t4,705.75 435,878.25 374,962.41 45,024.19 Total: 190 210 Total: 216,094.40 1,250,584.00 419,986.60 PACE 3 Recovery 450.00 0.00 450.00 3,076.05 0.00 3,076.05 0.00 0.00 0.00 22,000.00 0.00 22,000.00 600.00 0.00 600.00 0.00 0.00 0.00 55.00 0.00 55.00 Total 762,631.58 500.00 763,131.58 1,463,510.90 0.00 1,463,510.90 1,183,796.96 139,731.41 1.323.S28.37 1,892,442.83 512,583.30 2,405,026.13 1,184,394.77 659,127.83 1,843,522.60 489,947.96 49,581.09 539,529.05 1,400,707.S6 485,902.44 1,886,610.00 ?EPr 71. *S UNITED TO CLAIMS WHERE: ACATE SE *10/01/80' L0C_LV14 EQ 'DISC' OR LOCJ.VL3 AMONG (*71400*, *71500* .V5K0*,*70400*,*5270*.'5130*,*5240',*S170>,'6090<) OR LOCJ.VL2 EQ *3050* Report is per claimant. Accident year runs From Oct thru Sep. Generated 08/09/92 on data valued as of 07/SI/92IR) using SIGMA version 04.00. Created by HANREND SIGKA GLD053140 0049-GLD-000053140 (f HANSON INDUSTRIES ALL DISCONTINUED COMPANIES Detailed Financial Sunrrary GENERAL LIABILITY Accident Year Occur Claia Count Court Indemnity/ Prop Damage Medical/ Bodily Inj Expense 87/88 Closed: 58 78 Paid: 109,224.54 Open: 4 5 0/S; 25,000.00 72,091.51 370,000.00 40,677.54 41,695.31 Total: 82 83 Total: 125,224.54 442.091.51 82.372.8S 88/89 Ctosed: 14 19 Paid: Open: 2 2 O/S: 33,238.10 500.00 0.00 200,000.00 26,349.69 9,632.29 Total: 16 21 Total: 33,738.10 200,000.00 35,981.98 89/90 Closed: 3 3 Paid: Open: 0 0 0/S: 985.00 0.00 8,000.00 0.00 7,942.03 0.00 Total: 3 3 Total: 985.00 8,000.00 7,942.03 90/91 Closed: 0 0 Paid: Open: 1 1 0/S: ( Total: 1 1 Total: 0.00 0.00 0.00 0.00 5,000.00 5,000.00 0.00 1,000.00 1,000.00 PACE 4 Recovery Total 0.00 0.00 212,993.59 '' 436,695.31 0.00 649,688.90 242.50 0.00 59,345.29 210,132.29 242.50 0.00 0.00 269,477.58 16.927.03 0.00 0.00 0.00 0.00 16,927.03 0.00 6,000.00 0.00 6,000.00 Closad: 1,561 1,714 Paid: Open: 31 3S 0/S: Total: 1,592 1,749 Total: 1,591,987.89 41,000.00 1,632,987.89 4,115.405.25 2.231,757.85 6,347,163.10 2,985.728.88 227.49S.82 3,213,224.70 26,423.55 0.00 26,423.55 8,666,698.47 2,500,253.67 11,166,952.14 EPO. .S LIMITED TO CLAIMS WHERE: ABATE G '10/01/80' L0CJ.VL4 EQ 'DISC' OR IOC.LVL3 AMONG C'71400*,'7'JSOO', 71000'.'5140*. '70400','5270',*5130','5240','5170','6000') OR L0CJ.VL2 EOT '3050' Report is per claimant. Accident year runs From Oct thru Sep. Generated 08/09/92 on data valued as of 07/31/92(8) using SIGMA version 04.00. Created by KAMREKD SICMA. GLD053141 0049-GLD-000053141 f HANSOM INDUSTRIES ALL DISCONTINUED CWPAMES r Detailed financial $unitary PRCOUCTS LIABILITY Accident Year Occur Claia Count Count tndesnity/ Prop Damage Medical/ Bodily Ini Expense 80/81 Closed: 273 320 Paid: Open: 0 0 O/S: 116,691.73 0.00 2,321.141.41 0.00 1,213,214.43 0.00 Total: 278 320 Total: 81/82 Closed: 292 326 Paid: Open: 1 1 0/S: 116,691.78 89,593.59 500.00 2,321,141.41 913,744.21 0.00 1,213,214.43 1,151,456.28 0.00 Total: 293 327 Total: 90,093.59 913,744.21 1,151,456.28 82/83 Closed: 280 322 Paid: Open: 0 0 0/S: 54,446.40 0.00 5,587,399.15 0.00 1,474,152.63 0.00 Total: 280 3Z2 Total: 54,446.40 5,587,399.15 1,474,1S2.63 83/64 Closed: 204 232 Paid: Open: 1 1 O/S: 82,317.59 0.00 3,754,346.11 10,001.00 1,087,257.68 7,454.96 Total: 205 233 Total: 82,317.59 3,764,347.11 1,094,712.64 84/85 Closed: 188 203 Paid: Open: 3 3 O/S: 558,908.87 510,000.00 1,021.148.62 25,000.00 997,957.27 70,195.09 Total: 19t 206 Total: 1,063,908.87 1,046,148.62 1,068,152.36 85/86 Closed: 119 134 Paid: Open: 7 9 O/S: 55,259.30 620,000.00 3,790,300.01 2,502,065.39 1,716,097.53 188,007.32 Total: 126 143 Total: 86/87 Closed: Operf: 91 110 Paid: 14 19 0/S: 67S.2S9.30 32,263.16 823,250.00 6,292,365.40 47a,908.50 672,500.00 1,904,104.85 992,788.27 124,024.41 Total: 105 129 Total: . 855,513.16 1,151,408.50 1,116,812.68 PAGE 5 Recovery 0.00 10.00 0.00 6,947.45 0.00 6,947.45 125.00 0.00 125.00 1,220.00 0.00 1,220.00 750.00 0.00 750.00 0.00 0.00 0.00 0.00 0.00 0.00 Total 3,651,047.62 0.00 3,651,047.62 2,147,846.63 500.00 2,148,346.63 7,115,873.18 0.00 7,115,873.18 4,922,701.38 17,455.96 4,940,157.34 2,577,264.76 605,195.09 3,132,459.85 5,561,656.84 3,310,072.71 8,871,729.55 1,503,959.93 1,619,774.41 3,123,734.34 REPORT 1 LIMITED TO CLAIMS WHERE: ADATE GE '10/01/80' LOCJ.VL4 E0 'DISC1 OR 10C_LVL3 AMONG <'71400*.*71500', *?1 5140*,'70400',5270,f'5130'r'5Z0*,'5170',*6090') OR tOC_LVl2 EO '3050* Report it per claimant. Accident year runs frcm Oct thru Sep. Generated 08/09/92 on data valued as of 07/J1/92H) using SIGMA version 04.00. Created by HAKREMO StGKA. GLD053142 0049-GLD-000053142 rr HANSOM INDUSTRIES AU DISCONTINUED COMPANIES Detailed Financial Stannary PROOUCTS LIABILITY Accident Year Occur Cli Count Count Indennity/ Prop Damage 87/88 Closed: 62 73 Paid: 114,454.50 Open: IS 17 0/S: 1,091,764.50 Total: 77 90 Total: 1,206,219.00 88/89 Closed: 59 77 Paid: 200,604.08 Open: 21 24 O/S: 601,000.00 Total: 80 101 Total: 801,604.08 89/90 Closed: 25 27 Paid: 3,721.84 Open: 11 18 0/S: 580,000.00 Total: 36 45 Total: 583,721.84 90/91 Closed: Open: 9 9 Paid: 6 13 O/S: 7,697.13 62,952.87 t Total: 15 22 Total: 91/92 Closed: 4 4 Paid: Open: 4 5 O/S: 70,650.00 782.95 26,000.00 Total: 8 9 Total: 26,782.95 Medical/ Bodily Inj 273,094.13 188,900.00 461,994.13 iai(si7.os 411,000.00 592.S17.05 116,710.26 85,000.00 201,710.26 0.00 25,000.00 25,000.00 0.00 50,000.00 S0,000.00 Expense 817,579.67 100,245.74 917,825.41 656,766.15 123,598.73 780,364.88 215,713.90 284,440.28 500,154.18 57,622.09 11,989.00 69,611.09 2,676.28 30,114.02 32,790.30 PAGE 6 Recovery 500.00 0.00 500.00 0.00 0.00 0.00 0.90 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Total 1,204,628.30 J.380,910.24 2,585,538.54 1,038,887.28 1,135,598.73 2,174,486.01 336,146.00 949,440.28 1,285,586.28 65,319.22 99.941.37' 165.26'.39 3.vS:.2J 106. "!..:2 109.573.25 Closed: 1,611 1,837 Paid: Open: 83 110 O/S: Total: 1.694 1,947 Total: 1,316,741.19 4,315,467.37 5,632,208.56 18,438,309.45 3,969,466.39 22,407,775.84 10,383,282.18 940,069.55 11,323,351.73 9,542.45 0.00 9,542.45 30,128,790.57 9,225,003.51 39,353,793.68 REP IS LtHITED TO CLAIMS WHERE: ADATE GE *10/01/83* LOC_LVL4 EQ `DISC' OS 10C_LVL3 AMONC f'71400*,7150C*, ?. .O'j'StGO','70400*,'5270*,'5130','5240',`StTO*,'6090*) OS t.OC_LVL2 EO '3050' Report Is per claimant. Accident year runs frcm Oct thru Sep. Generated 08/09/92 on data valued as of 07/JI/92CR) usinp SIGMA version 04.00. Created by KANREMO SIGMA. Ne6*. GLD053143 0049-GLD-000053143 (f HANSON INDUSTRIES (' Detailed Financial Suanary eosco, me. PRCOUCTS UABILITT Accident Year Occur Claim Count Count tndennity/ Prop Damage Medical/ Bodily tnj Expense 80/81 Closed: 18 21 Paid: Open: 0 0 O/S: 0.00 0.00 1,088,508.03 0.00 116,949.23 0.00 Total: 18 21 Total: 0.00 1.068,504.03 116,949.23 81/82 Closed: 18 16 Paid: Open: 0 0 0/S: 0.00 0.00 226,279.12 0.00 78,493.56 0.00 'otal: 18 18 Total: 0.00 226,279.12 78,493.56 82/83 Closed: 25 28 Paid: Open: 0 0 0/S: 150.00 0.00 110,143.00 0.00 87,900.13 0.00 Total: 25 28 Total: 150.00 110,143.00 87,900.13 83/84 Closed: 15 15 Paid: Open: 0 0 0/S: 1,000.00 0.00 2,620,850.00 0.00 268.944.80 0.00 ] Total: 15 15 Total: 84/85 Closed: 7 7 Paid: Open: 0 0 O/S: 1,000.00 0.00 0.00 2,620,850.00 561,000.00 0.00 268,944.80 14,002.18 0.00 Total: 7 7 Total: 0.00 561,000.00 14,002.18 8S/86 Closed: 15 18 Paid: Open: 0 0 O/S: 0.00 0.00 3,353,647.39 0.00 491,634.08 0.00 Total: 15 18 Total: 0.00 3,353,647.39 491,634.06 88/87 Closed: 8 9 Paid: Open: 3 3 O/S: 0.00 0.00 40,000.00 545,000.00 148,537.07 2,777.09 Total: 11 12 Total: 0.00 585,000.00 151,314.16 Part I C PAGE 1 Recovery 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00. 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0,00 Total 1.185,455.26 0.00 1,185,455.26 304,772.68 0.00 304,772.68 198,193.13 0.00 198,193.13 2.888,794.80 0.00 2,888,794.80 575,002.18 0.00 575,002.18 3,845,281.45 0.00 3,845,281.45 188,537.07 547,777.09 738,314.16 REPu IS LIMITED TO CLAIMS WHERE: MATE C '10/01/80' COVERAGE EQ 'PR' L0CJ.V13 AMONG *71000','70400','41400*,'4070'! Report is per claiment. Accident yeer runs frcm Oct thru Sep. Generated 08/04/92 on data valued as of 07/51/92 using SIGMA version 04.00. Created try STEPOtVS SIGMA. GLD053144 0049-GLD-000053144 ff HANSOM INDUSTRIES (" Detailed Financial Sunnary COSCO, IMC. PRCOUCTS LIABtLITY Accident Tear Occur Claim Count Count Indemnity/ Prop Damage Medi cal/ Bodily tnj Expense 37/88 Closed: 3 3 Paid: Open: 3 4 O/S: 0.00 0.00 115,021.46 55,400.00 285.S62.33 9,573.65 Total: 6 7 Total: 0.00 170,421.46 295,135.98 88/89 Closed: 5 5 Paid: open: 2 2 O/S: 0.00 0.00 31,262.05 30,000.00 13,284.83 11,960.87 Total: 7 7 Total: 0.00 61,262.05 25,245.70 89/90 Closed: 1 1 Paid: Open: t 1 O/S: 0.00 0.00 58,250.00 20,000.00 79,422.77 0.00 Total: 2 2 Total: 0.00 78,250.00 79,422.77 90/91 Closed: Open: 1 1 Paid: 0 0 O/S: 0.00 0.00 0.00 0.00 28.50 0.00 { Total: 1 1 Total: 0.00 0.00 28.50 91/92 Closad: 0 0 Paid: Open: 1 1 O/S: 0.00 0.00 0.00 14,000.00 30.00 20.00 Total: 1 1 Total: 0.00 14,000.00 50.00 Recovery 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 MCE 2 Totsl 400,583.79 64,973.65 465,557.44 44,546.88 41,960.87 86,507.75 137,672.77 20,000.00 157,672.77 28.S0 0.00 28.50 30.00 14,020.00 14,050.00 closed: 114 124 Paid: Open: 10 11 O/S: Total: 126 135 Total: 1,150.00 0.00 1,150.00 8,144,959.05 664,400.00 4,849,359.05 1,552,789.46 24,331.61 1,607,121.07 0.00 0.00 0.00 9,768,898.51 688,731.61 10,457,630.12 Closed: 116 124 Paid: Open: 10 11 O/S: Total: 126 135 Total: 1,150.00 0.00 1,150^00 8.144,959.05 664,400.00 8,849,359.05 1,582,789.46 24,331.61 1,607,121.07 0.00 0.00 0.00 9,768,898.51 688.731.61 10,457,630.12 REPU.. IS UNITED TO CUIMS WHERE; ABATE GE '10/01/40' COVERACE EO 'PR* LOC_LVl3 AMONG (<71000*, *70*00', 'AUOO*, '6070*) Report ia par claimant. Accident year runs from Oct thru Sep. Generated 08/04/92 on data valued as of 07/31/92 using SIGMA version 04.00. Created by STEPDIVS SIGMA. 1 C <f GLD053145 0049-GLD-000053145 <r HAHSON INDUSTRIES t Detailed Financial Sumwry FEKUAL, INC. PRODUCTS LIABILITY Accident Tear Occur Claie Count Count Indean) ty/ Prop Daaiage Medical/ Bodily Inj Expense 80/81 Closed: 8 8 Paid: 11,250.00 Open: 0 0 0/S: 0.00 0.00 0.00 95,360.97 0.00 Total: 8 8 Total: 11,250.00 0.00 95,360.97 81/82 Closed: 7 7 Paid: open: 0 0 0/S: 0.00 0.00 0.00 0.00 7,485.33 0.00 Totel: 7 7 Total: 0.00 0.00 7,485.33 82/85 Cloied: Open: 6 23 Paid; 0 0 0/S: 1,800.00 0.00 1,250.00 0.00 139.6S3.51 0.00 Total: 6 23 Total: 1,600.00 1,250.00 139,653.51 83/84 Cloaed: 5 7 Paid: Open: 0 0 0/S; l Total: s 7 Total: 7,500.00 0.00 7.SOO.OO 0.00 0.00 0.00 85,410.08 0.00 83,410.06 84/8S Closed: 4 4 Paid: open: 0 0 O/S: 1,477.00 0.00 0.00 0.00 20,801.03 0.00 Total: 4 4 Total: 1,477.00 0.00 20,801.03 85/88 Closed: 5 9 Paid: 13,997.00 0.00 Open: 1 1 O/S: 0.00 150,000.00 71,334.05 39,429.22 Totel: 8 10 Total: 13,997.00 150,000.00 110,763.27 88/87 Closed; 0 0 Paid: 0.00 Open: 3 4 O/S: 760,250.00 0.00 50,000.00 154,947.96 98,032.04 Total: 3 4 Total: 780,250.00 50,000.00 253,000.00 Parc ID @k AB 4 Recovery 0.00 0.00 0.00 0.00 0.00 O.DO 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 o'. 00 0.00 Total 106,610.97 0.00 106,610.97 7,465.33 0.00 7,465.33 142,503.51 0.00 142,303.51 92,910.08 0.00 92,910.06 22,278.03 0.00 22,278.03 85,331.05 189,429.22 274,760.27 154,967.96 903,282.04 1,063,2S0.00 REPORT IS UNITED TO CUINS WHERE: ADATE CE '10/01/80' COVERAGE Ed 'PR* 10CJ.VL3 AMONG ('71000', '70400',' 41400','6070* } Report It per cUimnt. Accident year runs from Oct thru Sep. Generated 08/04/92 on data valued as of 07/31/92 using SIGMA version 04.00. Created by STEPOIVS SIGMA. vb ` j GLD053146 0049-GLD-000053146 ( RAMSCH INDUSTRIES r Detailed Financial Suanary FEKUAL, INC. PROOUCTS LIABILITT Accident Tear Occur Claia Count Count Indemnity/ Prop Damage Medical/ Bodily In] Expense 87/88 Closed: 6 6 Paid: 9,750.00 Open: 3 3 0/S: 60,000.00 9,500.00 1,000.00 39,611.66 4,689.85 Total: 9 9 Total: 69,750.00 10,500.00 44,301.SI 88/89 Closed: 8 9 Paid: 52,856.07 35,000.00 306,037.45 Open: 6 7 O/S: 61,000.00 160,000.00 26,S13.60 Total: 14 16 Total: 113,856.07 195,000.00 332,551.05 89/90 Cloaed: Open: 3 3 Paid: 0.00 6 13 0/S: 555,000.00 10,000.00 0.00 30,764.21 106,858.27 Total: 9 16 Total; 555,000.00 10.000.00 137,622.48 90/91 Closad: 2 2 Paid: 4,500.00 Open: 2 9 0/S: 52,000.00 0.00 10,500.00 8,036.26 2,989.00 Total: 4 11 Total: 56,500.00 10,500.00 11,025.26 91/92 Closad: 0 Paid: 0.00 Open: 1 1 o/s: 25,000.00 0.00 0.00 0.00 5,000.00 Total: 1 1 Total: 25,000.00 0.00 S,000.00 Recovery 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PACE S Total 58,861.66 65,689.8S 124,551.51 393,893.52 247,513.60 641,407.12 40,764.21 661,858.27 702,622.48 12,536.26 65,489.00 78,025.26 0.00 30.000.00 30,000.00 Closad: Open: Total: 54 78 Paid: 102,930.07 22 38 O/S: 1,513,250.00 76 116 Total: 1,616,180.07 55,750.00 371,500.00 427,250.00 959,442.49 283,511.98 1,242,954.47 0.00 0.00 0.00 1,118,122.56 2,168,261.98 3,286,384.54 Closad: Open: Total: 54 78 Paid: 102,930.07 22 38 O/S: .1,513,250.00 76 116 Total: 1,616,180.07 55,750.00 371,500.00 427,250.00 959,442.49 283,511.98 1.242,954.47 0.00 0.00 0.00 1,118,122.56 2,168,261.98 3,286,384.54 RE8 IS LIMITED TO CLAIMS UKERE: ADATE CE *10/01/80' COVERAGE EO 'PR* LOC_lVl3 AMONG < 71000', >70400*,`4K00,'6070') Report is per elaiaant. Accident year runs from Oct thru Sep. Generated 00/04/92 on data valued as o/ 07/31/92 using SIGMA version 04.00. Created by STEPOIVS SIGXA. r\r\A^ r-v . ^ GLD05314 7 0049-GLD-000053147 HANSON INDUSTRIES ( Detailed Financial Smeary VALTER AI DOE DIVISION PRODUCTS LIASILITT Accident Tear Occur Clata Count Count Indeanity/ Prop Dasaga Medical/' Bodily Inj Expense 80/81 Closed: Open: 77 98 Paid: 0 0 O/S: 90,318.64 0.00 108,586.64 0.00 352,821.48 0.00 Total: 77 98 Total: 90,318.64 108,586.64 352,821.48 81/82 Closed: 66 81 Psid: Open: 0 0 O/S: 59,655.40 0.00 9,100.00 0.00 221,013.64 0.00 Total: 66 81 Total: 59,655.40 9,100.00 221,C:3.64 82/83 Closed: 77 89 Paid: Open: 8 0 O/S: 36.115.76 0.00 73,267.20 0.00 186,921.14 0.00 Total: 77 89 Total: 36,115.76 73,267.20 186,921.14 83/84 Closad: 38 52 Paid: Open: 1 1 O/S: 44,802.15 0.00 530,303.18 10,001.00 341,236.91 7,454.96 ( Total: 39 53 Total: 44,802.15 84/8S Closad: 48 54 Paid: 487,469.60 Open: 1 1 O/S: 10,000.00 540,304.18 42,707.00 0.00 348,691.87 311,101.46 7,902.32 Total: 49 55 Total: 497,469.60 42,707.00 319,003.78 SS/S6 Closed: 38 44 Paid: 29,427.22 Open: 3 5 O/S: 550,000.00 67,773.50 15,000.00 263,582.95 29,740.25 Total: 41 49 Total: 579,427.22 82,773.50 293,323.20 86/87 Closed? 26 33 Paid: Open: 4 7 O/S: 31,455.36 53,000.00 68,500.00 27.SOO.OO 157,103.10 8,196.10 Total: 30 40 Total: " 84,455.36 96,000.00 165,299.20 Part I E Ck DE 6 Recovery 0.00 0..00 0.00 6,928.91 0.00 6,928.91 0..00 a ..00 0.00 0.00 0..00 0..00 750.00 0.00 750.00 0.00 0.00 0.00 o.oa 0.00 0.00 Total 55t,726.76 0.00 551,726.76 282,840.13 0.00 282,840.13 296,304.10 0.00 296,304.10 916,342.24 17,455.96 933,798.20 840,523.06 17,902.32 858,430.33 360,783.67 594,740.25 955,523.92 257,058.46 88,696.10 345,754.56 -EPCfc. .S UNITED TO CUIUS WHERE: MATE CE '10/01/80' COVERAGE EQ 'PR' IDCJ.VI.3 AMONG < '71000', '70400*, '41400', >6070') Report is per clsisant. Accident yeer runs fra* Oct thru Sep. Generated 08/04/92 on data valued as of 07/31/92 using SIGMA version 04.00. Created by STEP01VS SIGMA. bI GLD053148 0049-GLD-000053148 cf HANSCH INDUSTRIES PACE 7 Detailed financial Surmary WALTER KXOOE DIVISION PRODUCTS LIABILITY _a ' ' " Accident Year Occur Claim Count Count Indeanity/ Prop Damage 87/88 Closed: 8 10 Paid: 101,454.50 Open: S 6 o/S: 1,031,764.50 ............ ............. -- --.................... Total: 13 16 Total: 1,133,219.00 Medical/ Bodily InJ 5,000.00 105,000.00 110,000.00 Expense 287,200.50 71,922.60 ........ ............. .. 359,123.10 Recovery *** 0.00 0.00 0.00 Totel 393,655.00 ..1,208,687.10 1,602,342.10 88/89 Closed: 19 30 Paid: 133,357.83 Open: 7 9 O/S: 540,000.00 21,100.00 61,000.00 280,252.76 50,734.89 0.00 0.00 434,710.S9 651,734.89 Total: 28 39 Total: 673,357.83 82,100.00 330,987.65 0.00 1,086,445.48 89/90 Closed: 17 18 Paid: Open: 1 1 O/S: 3,721.84 25,000.00 18,460.26 0.00 69,519.20 136,748.84 0.00 0.00 91,701.30 161,748.84 Total: 18 19 Total: 28,721.84 18,460.26 206,268.04 0.00 253,450.14 90/91 Closed: 6 6 Paid: 3,197.13 Open: 3 3 O/S: 10,952.87 | Total: 9 9 Total: 14,150.00 0.00 5,000.00 5,000.00 49,557.33 7,500.00 57.057.33 0.00 0.00 0.00 52,754.46 23,452.87 76,207.33 91/92 Closed: 4 4 Paid: Open: 1 2 O/S: 782.95 1,000.00 0.00 1,000.00 140.30 100.00 0.00 0.00 923.25 2,100.00 Total: 3 6 Total: 1,782.95 1.000.00 240.30 0.00 3,023.25 Closed: 424 319 Paid: 1,021,758.38 Open: 28 35 O/S: 2,221,717.37 944,797.78 224,501.00 2,520,450.77 320,299.96 Total: 4S0 554 Total: 3,243,475.75 1,169,298.78 2,840,750.73 7,678.91 0.00 7,678.91 4,479,328.02 2,766,518.33 7,245,846.35 Closed: 424 S19 Paid: 1,021,758.38 Open: 26 35 0/S: 2,221,717.37 944,797.78 224,501.00" 2,520,450.77 320,299.96 Total: 450 554 Total: 3,243,475.75 1,169,298.78 2,840,750.73 7.678.91 0.00 7.678.91 4,479,328.02 2,766.518.33 7,245,846.35 REPORT IS LIMITED TO CUIKS WHERE: ABATE OE *10/01/80* COVERAGE EQ 'PS' LOCJ.VL3 AMCNC (>71000*, '70400*. *41400*, *8070*) Report t* per claimant. Accident year runs from Oct thru Sep. Generated 08/04/92 on data valued as of 07/31/92 using SIGMA version 04.00. Created by STEPOIVS SIGMA. 4 JL. GLD053149 0049-GLD-000053149 mSQK tJOUSTNES PAGE 8 tailed financial Stannary WALTER K1DDE DiVIStOW PRODUCTS LIABILITY Accident Tear Occur Ctain Count Court Indeaxiity/ Prop Danas* Medical/ Bodily In] Experts* Recovery Total 2axaxxx sssssxs Closed: 643 771 Open: 59 65 ***********''BB*a*sass'ss3s' MSSSBSSSnSSSSS tississasvmiiia Paid: o/s: 1,126,138*45 3,735,467.37 12,650,902.69 1,260,401.00 6,028,501.56 628,143.55 7,678.91 0.00 19,797,864.78 5,624,011.92 Total: 702 856 Total: 4,861,605.82 13,911,304.68 6,656,645.11 7,678.91 25,421,876.70 ( REPOL iS LIMITED TO CUIKS WHERE: ABATE GE *10/01/80' COVERAGE EQ 'PR* LOCJ.VL3 AMONG (71000*,'70400', '41400*, '6070') Report i* p*r claimant. Accident year runs from Oct thru Sep. Generated 08/04/92 on data valued as of 07/31/92 usinfl SIGMA version 04.00. Created by STEPOIVS SIGMA. 63 GLD053150 0049-GLD-000053150 fr Parc II A f "ON INDUSTRIES (. .ITUTIQN STATE SERVICE COMPANY LOSS INFORMATION AwtVE COMPANIES VALUED AS OF 6/30/92 HANSON INDUSTRIES Automobile Liability Year Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/35-86 10/1/86-87 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 62 0 118 0 70 454 75 3,230 66 0 54 0 43 515 31 284 TOTAL 524 4,483 General Liability Year Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/85-86 10/1/86-87 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 10 0 15 0 80 90 11 0 a0 30 10 (' YAL 65 0 Products Liability Year Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/85-86 10/1/86-87 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 25 0 39 0 37 0 29 0 91 0 82 0 64 0 20 0 Paid Indemnity Reserve Indemnity Paid Expense Reserve Expense Total Incurred 0 120,631 0 493674 0 86,506 0 1,086,720 0 436,455 0 169,345 0 113,322 0 46,349 1 4 1 100,002 1 195,255 552,792 89,114 2,194 55200 2,524 51j53Q 72,962 34,293 675 613 0 2,932 1 1,564 2 13,785 15,832 2,853 122,626 551,810 89,486 1,243,046 509,420 412,678 683,136 139,213 0 2,553,002 937,170 219,991 36,969 3,751,615 Paid Indemnity Reserve Indemnity Paid Expense Reserve Expense Total incurred 0 152,385 0 t7,251 0 169,636 0 64,140 0 10,379 0 74,519 0 85,375 200,001 17,694 53,214 356,284 0 9,103 1 811 1 9,916 0 0 48,199 5,000 135,000 0 26,171 3,013 12,435 3,000 221,805 11,013 0 1,426 7,500 0 1,000 9,926 0 0 30,000 0 0 30,000 0 365,628 372,502 75,319 69,650 883,099 Paid Indemnity Reserve Indemnity Paid Expense Reserve Expense Total Incurred 0 47,198 225,000 0 307,110 475,000 0 201,770 59,175 0 1,192,546 20,001 0 305,435 1,097,500 0 70,674 952,000 0 10,520 892.500 0 749 13,167 149,239 399.408 415,367 333,042 768,402 349,242 116,393 4,295 0 55,344 64,988 1,980 393,450 445,418 141,830 60,340 421,437 1,236,862 741,300 1,547,569 2,564,787 1,817,334 1,161,243 78,551 TOTAL 387 0 0 2,136,002 3,734,343 2,535,388 1,163,350 9,569,083 64 GLD053151 0049-GLD-000053151 rc Part IX B SCM CORPORATION Automobile Liability Tear Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/85-86 to/t/as-a7 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 O0 00 24 2,188 so 2,220 13 0 60 00 00 TOTAL 93 4,406 General Liability Year Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/85-86 10/1/66-87 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 00 00 00 10 20 10 00 00 TOTAL 40 Pr 'nets Liability Year Paid Claim Count Medical Reserve Medical 10/1/84-85 10/1/85-86 10/1/86-87 10/1/87-88 10/1/88-89 10/1/89-90 10/1/90-91 10/1/91-92 00 00 30 40 80 10 00 00 TOTAL 16 0 Paid Reserve Paid Indemnity Indemnity Expense Reserve Expense Total Incurred 0 0 00 0 0 00 0 47,591 0 24 0 59,065 3 7,639 0 29,605 0 14 0 6,450 30,808 0 0 0 00 00 00 00 00 0 49,801 1 68,928 0 29,619 too 37,358 00 00 0 142,711 30,811 7,677 101 185,706 Paid Reserve Paid Indemnity Indemnity Expense Reserve Expense Total Incurred 0 0 9 00 0 0 0 0 00 0 00 0 00 0 0 400 0 0 0 400 0 0 50,000 392 19,608 70,000 0 0 0 00 0 0 0 0 00 0 0 0 0 00 0 0 400 50,000 392 19,608 70,400 Paid lrndemnity Reserve Indemnity Paid Expense Reserve Expense Total Incurred 0 0 0 00 0 0 0 0 00 0 0 10,000 0 45,570 7,759 63,329 0 3,688 0 11,146 6,009 20,843 0 8,000 175,000 141,648 67,115 391,763 0 0 30,000 7,465 2,535 40,000 00 0 00 0 0 0 0 00 0 0 21,688 205,000 205,829 83,418 515,935 GLD053152 0049-GLD-000053152 ( HAMSOK INDUSTRIES PEABCOY HOLDIKG CO. HISTORICAL AGGREGATE LOSS EXPERIEHCE VALUED AS Of: 7/7/91 f Part III A General/Prcduet Liability Hunber Year of Claims 1983 1984 1985 1986 1987 1988 1989 84 65 62 35 71 40 16 Paid Medical 318,853 169,366 366,324 126,398 106,397 1,120,663 59.709 Paid Indemnity 935,213 539,244 202,127 76,393 279,584 37,971 0 Reserved Kedieal 0 155,000 260,001 230,000 S80.001 780,001 65,000 Reserved Indemnity 20,000 240,000 0 24,000 12,000 52,509 20,905 Total Expense 58,184 260,559 219,719 140,914 708,888 52,655 22,291 Total Incurred 1,332,250 1,364,169 1,046,171 597,705 1,636,870 2,043,799 167,003 Autcmobite Liability Ninber Year of Claims 1983 1984 1985 1986 1987 1988 1989 64 55 . 80 36 56 30 27 Paid Medical 220,304 53,448 355,381 46,656 38,479 56,518 44,100 Paid Indemnity 0 0 0 0 1,718 103,047 27.537 Reserved Medical 0 0 0 0 5,000 0 0 Reserved Indemnity 0 0 0 0 0 0 0 Total Expense 31,426 9,482 35,332 10,007 35,467 43,072 6,098 Total Incurred 251,730 62,930 390,713 56.663 80.664 207,637 77,735 NOTE: 1990 year and onward see Hanson Industries Loss Aggregate. GLD053153 0049-GLD-000053153 FREMs CPIUEMHPM FOREST 8/6/8210:55 AM r TO: UG S. 1.992 li:42W1 K248 P.02 <3LO<RENJ<L8 Part III B HANSON NATURAL RESOURCES COMPANY CAVENHAM FOREST INDUSTRIES DIVISION Loss History (From date of spin-off from Crown Zeilerbach Corp.) AUTO 5/5/88-5/4/87 5/5/87*5/31/88 6/1/88-5/31/89 6/1/89-S/31/90 6/1/90-6/31/91 6/1/91-9/30/91 10/01/91-9/30/92 Paid Reserves Total $40,198 $0 $40,198 $30,677 $0 $30,677 $25,793 $13,500 $39,293 $12,800 $1,000 $13,800 $1,602 $0 $1,602 $0 $0 $0 $1,092 $0 $1,082 GENERAL LIABILITY 5/5/88-5/4/87 5/5/87-5/31/88 6/1/88-5/31/89 8/1/89-5/31/90 6/1/90-5/31/91 6/1/91-9/30/91 10/01/91-8/30/92 Paid Reserves Total $73,112 $0 $73,112 $22,659 $2,006 $24,665 $155 $4,000 $4,155 $48,740 $20,000 $68,740 $52,039 $489,199 $521,238 $17,198 $72,812 $90,010 $794 $23,400 $24,194 PRODUCT LIABILITY 5/5/88-5/4/87 5/5/87-5/31/88 6/1/88-6/31/89 6/1/88-5/31/90 6/1/90-6/31/91 6/1/91-9/30/81 10/01/91-9/30/92 Paid Reserves $0 $23,427 $0 $0 $o $0 $0 Total $0 $0 $$00 $23,427 $0 $0 $0 $0 $0 $0 $0 $0 $0 CLAIMS OVER $250,OCX) DO! CLAIMANT 6/1 /90-5/3I /81 11 /20/90 KELLEY, FRED Paid Reaer/ea Total $16,748 $297,699 $314,447 Page 2 Cl GLD053154 0049-GLD-000053154 ( OK INDUSTRIES AIAC ACTIVE COMPANIES VALUED AS OF 6/30/92 Gold Fields Mining Corp. Automobile Liability Year Claim Count Paid Medical 6/1/86-87 6/1/87-88 6/1/88-89 6/1/89-90 6/1/90-91 2 1,372 3 2,389 1 1,936 13 10,913 5 4,786 General/Product Liability Year Claim Count Paid Medical 6/1/86-87 6/1/87-88 6/1/88-89 6/1/89-90 6/1/90-91 14 2 4 2 0 0 0 0 0 0 Reserve Medical 0 0 0 0 0 Paid Indemnity 0 2,S7S 0 12,304 12,883 Reserve Indemnity 0 0 0 0 O Reserve Medical 30,000 15,000 22,500 7,500 0 Paid Indemnity 0 0 0 0 0 Reserve Indemnity 7,509 0 0 7,500 0 Part III C Paid Expense 0 4,126 0 0 0 Reserve Expense 0 0 0 0 0 Total Incurred ' 1,372 9,390 1,936 23,217 17,669 Paid Expense 0 0 0 0 0 Reserve Expense 37,500 15,000 22,500 15,000 0 Total Incurred 75,009 30,000 45,000 30,000 0 NO LARGE LOSSES EXCESS OF $100,000. GLD053155 0049-GLD-000053155 BEAZER WEST, INC. Part IV A > TOTAL GENERAL LIABILITY/PRODUCTS LIABILITY/COMPLETED OPERATIONS LIABILITY POLICY EEaim 1-1-87 1-1-88 1-1-88 1-1-89 1-1-89 6-30-89 6-30-89 4-1-90 4-1-90 4-1-91 4-1-91 4-1-92 4-1-92 4-1-93 GENERAL LIABILITY 673,021 1,090,647 72,699 2,019,671 2,940,271 442,885 10,731 PRODUCTS-LIABILITY COMPLETED. OP-ERAIIQNS 364,160 37,921 10,000 339,900 10,654 20,000 -0- TOTAL 1,037,181 1,128,568 82,699 2,359,571 2,950,925 462,885 10,731 GLD053156 0049-GLD-000053156 r.( Y '.R EAST, INC. \ .d as of November 30, 1991 Ongoing operations Automobile Liability Year Claim Count Total Paid 1983 1984 1985 1986 1987 1988 1/1/89-6/29/89 6/30/89-3/30/90 3/30/90-3/30/91 3/30/91-3/30/92 41 23,471 54 62,478 66 81,847 123 141,674 145 377,952 248 291.956 120 865.299 227 508,539 256 305,618 152 132,219 TOTAL 1,432 2,791,053 General Liability Year Claim Count' Total Paid 1983 1984 1985 1986 1987 1988 1/1/89-6/29/89 6/30/89-3/30/90 3/30/90-3/30/91 3/30/91-3/30/92 54 14,078 55 798,065 110 83,548 104 78,223 155 281,124 183 219,390 209 92,477 362 117,635 333 166,838 133 29,379 TAL 1,698 1,880,757 Products Liability Year Claim Count Total Paid 1983 1984 1985 1986 1987 1988 1/1/89-6/29/89 6/30/89-3/30/90 3/30/90-3/30/91 3/30/91-3/30/92 9 400 24 327 10 7 5,000 3 5,500 40 20 00 10 10 Total Reserve 2 0 2 7,243 26.500 155,146 211,664 667,736 294,358 160,054 1,522,705 Total Reserve 3 8 0 44,849 257,093 492,742 406,579 345,457 268,000 84,327 1,899,058 Total Reserve 0 0 0 0 15,000 47,500 7,500 0 0 10,000 Paid Expense 6,071 6394 9,591 561 41,283 66,564 18,688 26,858 12,582 5,037 193,629 Reserve Total Expense Incurred 0 1 0 0 3,500 2,262 12,448 23,832 5,619 18,647 29,544 68,873 91,440 149,478 449,235 515,928 1,108,099 1,226,965 618,177 315,957 66,309 4,573,696 Paid Expense 3,937 27365 20,022 15.955 98,329 154,057 73,458 23,582 11,984 1,313 435,002 Reserve Total Expense Incurred 0 0 0 3,501 3.888 18,418 30,190 30,646 23,884 4,816 18,018 825,438 103,570 142,528 640,434 946,341 729,617 522,320 470,706 119,835 115,343 4,518,B07 Paid Expense 3,438 0 0 29,346 35,415 5,500 29,439 0 0 0 Reserve Total Expense Incurred 0 0 2,500 0 498 10,476 5,000 0 0 5,000 3,838 327 2,500 34,346 56,413 63,476 41,939 0 0 15,000 Part: IV B TOTAL 52 11,227 80,000 103,138 23,474 217,839 GLD053157 0049-GLD-000053157 rr *4ZER EAST, INC. .ued as of November 30, 1991 t claims exluding Bearer East General Liability tear Claim Count Total Paid 1987 1988 1/1/89-6/29/89 6/30/89-3/30/90 1/30/90-3/30/91 J/30/91-3/30/92 96 2,964,460 74 140,475 47 56,489 00 00 00 TOTAL 217 3,161,424 Products Liability 'ear Claim Count Total Paid 1987 1988 1/1/89-6729/89 6/30/89-3/30/90 1/30/90-3/30/91 i/30/91-3/30/92 173,047 527,792 0 0 0 0 TOTAL 700,839 Total Reserve 1,528,000 537,853 195,100 0 0 0 2,260,953 Total Reserve 1,955,158 1,876,981 25,000 0 0 0 3,857,139 Paid Expense 954,791 212,906 162,752 0 0 0 1,330,449 Paid Expense 284,739 667,298 3,125 0 0 0 955.162 Reserve Total Expense Incurred 109,752 41,846 16,401 0 0 0 5,557,003 933,080 430,742 0 0 0 167,999 6,920,825 Reserve Total Expense Incurred 185,998 125,354 2,285 0 0 0 2,593,942 8,197,425 30,410 0 0 0 313,637 10,826,777 Part IV C ( n i/ GLD053158 0049-GLD-000053158 <4) ** EASTCIA1HSVALUEDASOf 11/30/91. <S) CftOUNOROUND-DIVESTEDU|THUADIUTIES 11/29/69. (6) OAISY-SOLDUITNLIABILITIES 11/15/63. v> um ^ >-^ 8SSS III!5 SSJSR oeono h M Itop * ra WSmWm5WmS55|| |*i=Mu M feis R8 i i2 iiiMi iZ e8O> 8 5 55 si ois *-wvo ru j- sasss:i l? # s> v e> S2SS25 : R SfMSartRp.C-O"S^a; *: mg>4 5*s 1S! l*51 aisi= 3ssMgiAss^--B>"5 * 2 W (A * *rm:*wn S8 5I m mPSR 2p zi>5 !58 f\i -- as as II ^eetwO>|^i<>uAi-* |||S||8S||:;t f'Sf 838R3S2222S nnnonoonnOO- g& neein>>ci; 2 s3s*ss3*<s8s>sss85gQ^>ssck*gk:=<s R R fi w< < r s S2m8omKSr -<3 rrrrrr M* g m m g> 'V*m gigl;!i 3 r iiSeSo^eSeSS"Sa^i'S mi i S> sUoUuS>nU)* :3 2X*N ua8* NNUMlUAieMMNP VeosVNfOtVNs^Vea^V^NsgBi< go oSuBoVis.Vaisigo suao so !1 NU M*-> l51e||SEi=i m-u ~e m < m u ** 'gT'mSSo~-*.rgnJgw?^p*SR5SW5*f*n S2=s28Zsi i3SilEip:SB -sac _n n x * s-">.S3se.TJ8,sS-ri>ST'*S>-1eO*=>**Socp8--S^. s5KI;"'"3rg1 SMSffli C s o^Jfi5n J<Snam> >3> s* s|si ii sis s--aHe DOr-- P=>S> *p8-<* Xmu fe" M-- GLD053159 0049-GLD-000053159 NSON PLC - EMPLOYERS LIABILITY O'J EXPERIENCE 1990/91 30 0 0 2 0 0 0 0 9 0 ?lmr~ a T~ 2 m2 ro cJ3 2 xmu> 2r 3 5< m 2 rh 2*5 53 --mat 5 1 J*Ro fn- -': m O2 m 32 arn D2 33 3 H 2& 3rn 5mm3.W&-r a5^r a o H GO X 3ma a>o<m: M 7<5 5> $ to is o O> 2 : * *'*;?; :f>l *B te:-- si i *v* ,..-tjvv *. 'S- * V't.' * CoO O<cnn) CO . * --k c n 4)v- < :v -oa. CoOo rooroo c0o1 4v --t X rUol CO 4k * 00a09t CO0oO9> s 8--i to4cokn r4o*. 3 8 CO 0r0Coo9O9 0rCo-AoO0 4-C<vDkj| ro ooo4k CO 8O 0U09>I o 00o0990 O C0O9 OCFOUl oM0Cj0Dk 4cr4onkk CCOCOOD) ro 09 Cl coaaroo>> i- ' . , *t 0ro9 0_9L CCTOOO CoO -* c4O04ko9kl 0oo9 ro aU>I ro CooaO orCMC0oO1*l CCttooOO 4k COrrvooOll V. Ot0Vo9l ro 00roaa99i c nk j. a0CCv9OOtl OC04OOk9l ro CtoO 0o9 covn| -* oor0oo9 0oO9 0c0n11 oco C--OA CO oo0O9 0QOQ9 O O O O oCocIrDonO C1 <0c4ok1n 8 roo. 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R & WILLS TTERS' BRICK VENSEAS TALS 1985/86 1986/87 1987/88 ICLAIMS |ICLAIMS |ICLAIMS [o n I ON PD & 0/S | iPD&O/SI Z ro O 12740 11397 T ro TALS - PAID TALS - 0/S 0006 || 3740| I 113971 r sy 4; ,, zO oS [1988/89 | CD F 3 o r-- "0 > O S CO Qm <0 x TJ m aj TJ o 2 CO 9 O m z o m co CD T1,,. & ft CO z o Tf o D co e Om CO 55 m 1989/90 CLAIMS MANUAL ICLAIMS | TOTAL WAGEROLL IRE IRE 0 335000 ro 3917 28054 .2960000 0 209000 M m m0 NIL I', I 3915 | 19052! 1 9002 TO rill miiitirr^atniflaaiaeMilMaiMlMaaiiaiBWMMaaaiMiaaMMaMaMaMMattMBMMM fM ^ iy jiffiy p ^ ^ ^ WSON PLC - PUBLIC/PRODUCT L IA E # T Y CLAIMS EXPERIENCE $1990/91 33 r Tj > 2: -a 0 1 z o X > 2> 2 n _ o x r- > Z n O 5 g o $ r* 1-- z> xzj ro 2 2< {/> CO 3g r* ^ r~ XXX m rn m 333 >>> m z n O M a~ m 3 *TT 111 Q` r*Q CO J2 mz <m as wm QH W\tl O Q z CO o z m z 0 z rn m 2 z z CO o z id > _ ?C o < m o or m CO a m33 x m > m x x m > mx xm > cxo m 0s>r mx xm > rg- == 3mo m m --1 xxr Xm Xm c-s > >-- ao -< < --I m x D> o 3OX 2 >o offlg 52x ozo *o " 3 m X d co X _t c--o X X Xd 5 X> z > a X 2 7oC X x r>n x o c CO o z O -< co -4 ro 1cn0 CD 01 p raoo>* --k 0Mat cn -rog a_4 -i. CcOn 0"* -c4n CmO+ 0 3vf C<rToD> 001 *>n 0 00 -1 co B. CO U 1co0 CcoO co cn -J- 0> "rwo4i -Vl en *n | cn o o a. CO _J. ro 0to3 Oh 0O( CD Oo> CO cn o ro ro croo IO C>D4 cn CO -* 0 oo CO 88 Oh IO -t 0h cd O-4 * 4 cn cn cn ra-o4> OCOh -O4h 05 _JL - * cn 0 00 r-voj rcon cn 0 ro 0 80 0 00 co N> -* co co 01 -l s C<O0 c-Nnl ro <T> cn p to 0) rroo <cO7nh5 c05o0) 0 c-4n aO OO *>D CO cOo Oh oo oa oo oa 0 -j . -j . Mi. 4Oht O -4 yi *r*o*4 c*-n4 Xh O) at ro ro IO c0o 0O CcnD 0 0 -* ro oro> *n > O (0 rcon o o oocn CCOO o cn -* -o* 1^0 oo oo acn oco _L _L pl Oh CD O ro CO -* 0 0h 0 <n 0 O 0 cn 0 O 0 CO o a CD **4 O? to ro cn ro Xh * 4 co 0 CD ro co cn CD cNnj C-4D --ot CD OT v| CD (D ro 00 vj ccoo oui coo tcnn cn -Oa COO CD ^ CO CO -sj 00 o aC>D -cn ro ooo ocroo o< o< 1;. . . . GLD053164 0049-G LD-000053164 ANSON PLC - PUBLIC/PRODUCT L1AEITY CLAIMS EXPERIENCE 1990/91# O .M . I oH o3 X o 33 o 33 o rr S *> 5 /> -v ~o OZDSZ Sp p T1 O >O oZ mz H >33 o 3-t Sm 33 oc T> T331 c: >H Z z o DO H 33 3m3 > <3r> ?rn 3z3 33 C/3 b "c0 3<3: b rzrt r* o 03 O 03 o sv mz H *TT CO --) o m H cTT TJ _ s P2 z co/> 2: rr*m -< 0 0 H O 33 a CO 0 > 33 H N 33 H OZ 33 5 41 5 a < 30 > 0 O 30 03 cO 3z0 z 0 Oc 1" 3 DT 30 m O CO PC s: m U3 CO CO c 0 ? 0 c N N --1 30 > g z 0 CO 0 C H X m 3z3 H 33 g> z Z H 33 g> z E H 03 23 z z> 30 o c= 2o HP 33 E- > CO to 4k <4yk> -v| tCoD -k O oo <con rCoD Oc nu 00 co to CO 4k rcon o ro o o oo ON CO 0 CO v| ro <dk a> to 0 0 aml 0 cn 63 CO --J. CO <0 cn 0 ~-4 *n | ro o n > a <7> M cn O Vi CO cn CO cn cn 4 4 0 0 0 wk cn 0 $ 0 0 00 cn 0 0 00 CO CO CO 0 cn CO ro cn -sj CO O4kl 4k cr> CO m4 cn mJk T>7 IO s| O) 10 cn o> CO CO Ot 0 CO v| O ro oco> jk 8 oo oo ro CO cn <7> 0Cr4oOk C4Oa CCroOl or Vkj ICOO -0a. r0CoO CO Ol CCOO ro <o o o oro con CO ocn o o o oo o CO ro CO <_Jb cn icon j. CO ^1 CO o/s I 200 3000 500 35 tcon CD CO 0A0. <i0> CO ro 0 0 0 0 IO cvni 0vrn>i 0 00 cJnk <n 0 CD 0CvOi 10 fa) OO 0J3. CO 041k CD CvOj 040k c--nx G0O0 ro 0 CD --* v4k| O CJ O C4Ok O CO r--o* --JL O a 4 cn 00 4k Vv|j CO .4 CO mmL to r4yk> Jk 0 0 _L 4k Xk GO "4 fO 0 0 0 ro ro ro cn .4 O O O k CO cn ro 0 CO ro ro CD COO as _L. <vJ>| *>4 .._a4. f(n0 CO O-v| CO rjko -Nj .j, cn CMD O 0 u CD CD 0 O) O mJt 4k CO O ro cn 0 O CO 0 rCoD cn 0 --* 0 ro cn -4 0 0 a m< r-- > /fi GLD053165 0049-GLD-000053165 NSON PLC - PUBLIC/PRODUCT L IA B l^T Y CLAIMS EXPERIENCE 1990/91 ,r ( :-f-:: : V' \e ' -' v^'v; -. r \ GLD053166 0049-GLD-000053166 -1 I o ;: , S' : Nik j, X > Z CO Oz *r0* O 13 <= 03 n Q T3 33 O a c q r; > co O5 mJk --i s < CO COMPANY 11985/86 1986/87 1987/88 1988/89 1989/90 ICLAIMS |ICLAIMS | CLAIMS |ICLAIMS a Du ON ON ON ON E ^ T READY PD & O/S PD & O/S PD & O/S 10085 ITL PLAYER & WILLS 7000 BUTTERLY BRICK SEVENSEAS 810085 TOTALS - PAID______________________ ________________________ 5 8 7000* TOTALS-O/S 1 10000 1 7000 > z cn2 om x 13 Co m O2 &m z -a om e tCOo Qo CO CD m 33 m CLAIMS TURNOVER TURNOVER | TOTAL 000's USA 000`s STG IRE IRE tcno ccdn 10085 CD cadooi 7000 c>Oo)J rcc^ono 50 0 17085 ?&i--!T07801 17000 HANSON PLC - MOTOR FLEET CLAIMS E X IG E N C E 1990/91 13 24 38 20 H r g 3 > z-n CD o ?|1- H > z*n CD 33 g HH H T> mo m33 3> 33 m D CD <> <D oz o o o m-D 33 > TmJ 33 > o 13 -n O O O CD CD 2 m 13 -n O O D CD CD < m z CD m > CD CD oo zz CD I 5 o D -i X >z CD o Z m z z m m 33 Z CD X >z CD o Z cd > * D 33 m o m CD r --oI m ^ 33 < CD 3 mo 5 J > CD m > CD O O CD CD CD gpsr. X O C X m >ol H =D C-lCDl C^=D: Zmj 13 00 > O X r- -j ni x ^ls>2 r- z jT m O a m33 Oz mP mx P> m !< ro x o 3D m>o-< O r2o>; 33 CD o ro ro "4 rtno C UO CD -fc. 4 cn .. * 4k co rr> o <0 a> a? cn CO o> N? -1 o01 ^x CO 0C5D con co CO -X 05 CO CO CO o o> ^4 CO o o> o ro CO X tn cn rjko ,- CaO CO T p ro cn nr* > j X 4k CD -4 00 cn 05' jk ro 05 --* -fl to o o X CO o -4 x 4k a> _x 00 o CD CO n at ro ro cn o ro 4k cn co co co o o g> co _L CD X mJk ccnn CO ro ro cn CD --> ro ro rroo C0O5 o to troo ro o oo o -1 -4 co 05 CO 4k ro 0050 -*> tn o x tn ro o CO X rmmoL to 4k X o ro 0*45 05 -44k CO CO ro o _x 05 ro r oX -4 cn *4 to co 4-X O ^ ro ro 0tn5 4k _X CO tn o CO oo ro 05 09 -o -X O o 4 cn cn 05 ro CroO tXo x to 9to! CO cn 05 vX tD 0> 05 CO CO 05 CO CO O P r> Cfl ON mJk to to r-Xo tit *4 tn o cn co IS ro 05 4k cn 05 <rn x o <o CO 00 X CO o ro cn 05 -* co -X > o sc tri T? _4 x X ro CD CO cn ro ro 4ok co --X -X4 ro C^Ox mmJk o _x ro o 05 -4 r ro or 05 4k ro o 4* ro , i\> c-4n 4*. o<n to CtnO 05 CO *4 < mJL *4 m Xv> z o X ? 5<n tn O "4 O ro 05 ro ro 05 -4 CD cn to cn o CO C5 05 05 *4 ro 05 O 4k o ro o o t_ox to 4k to o O O O O CD 05 tD 0> O cn ro o 05 a o .x >4 ~x CO 4k o to ro tn o *4 ro f\5 0> 05 to 05 CO tn -4 4k CD -4 05 "4 4 05 tr> -4 H3 O -4 CO ro ro ro ro ro c0o5 05 O-*v> oro cororococorococnro -x ro k . oco co co 05 rcon txox GLD053168 0049-G LD-000053168 HANSON PLC - MOTOR FLEET CLAIMS E X # 31ENCE 1990/91 1 rco-->~n1 X> fcoH>n o H >rcoH~n X> cz > o e_ cc--mon< o 9o o CO -c1n zo>: o *n O X g cn XQ cXon > CO rw~ so imA O oCro>D go k--* C3 o0>0 Tcc`vOnnl frCcrOooDn cn Mb tao> rCCoDD gCD 0C*nD3J OoCO) Cto.ruO> -C=CPDDJ* toorooo>o r;> O33 vi> TR. /' OJ3>D > o33 > 3o3 > 3o3 X> o >X o >xo xo> >x o x> o x> o x> o > X o >^> >xo. > Xo >Xo X>o r 1zcn rXn > o DO Q X CIO r- m 5m O3*n om cn x -mo 03 o Oz CD oo m ~ gn mcn > pe "0 x zcn. o< tmc 533 O2 zc52mn! s: > X m o o r" Ox ? m cn cn 03 =-SXcnI o?>x cO"* o Qo O CD x2 35 03 O CH X < mCHmxn 03 C 3X0 > 2 zOZ X X b b o zHX >o cn X b > G> D mX O--cm>n! go O 33 33 O Jmd- cX x z mx o o s X X z> z> < CO o o o 3 m m H rO* 0> > 2 a> rxn m z o m mi> CD CD o CO ooooooooooooooooooooooo o to --i oi t. o) -u* o u coi>. -* OT -- -* -1 --*s|CllUlfflCtl(SO)UlUIltOUlOIM^U Bcn S3 GLD053170 0049-GLD-000053170 m oOo ooo r33n CD CD COD m o z m TO CD 3> CO xm j . *om 2 $z>: co O *o O tw JO CD c d i\> 05 ro COMPANY1 C EVER READY ITL PLAYER & WILLS BUTTERLY BRICK SEVENSEAS TOTALS 1987/88 1988/89 1989/90 CLAIMS NO. OF ICLAIMS 1ICLAIMS |ICLAIMS | TOTAL VEHICLES 'ON NO. | PAID & O/S |NO. | PAID & O/S | | PAID & O/S 1 IRE * 0> 16854 1999 19853 12907 12907 CD <0 CD 32760 oo jTOTALS - PAID TOTALS - O/S 29761 1999 [ 31760 1000]| 1000 Sedgwick James HANSON PEO EXHIBIT NO. 1 PAYROLL, SALES, EMPLOYEES & AUTOMOBILES 'S GLD053172 0049-GLD-000053172 rr ! \ U.S. Exposure PAYROLL (000'S) RH GRP COMPANY TOTAL 21 47 4 14 4 10 41 18 1 11 25 4 15 < 2' 2 18 51 4 13 S1 26 S5 14 2 18 26 1 16 S 15 3 17 2 16 60 2 18 2I 21 21 6 18 6 18 4 13 52 4 13 4 '3 42 '4) APES CO. ANDERSON HICKEY ARTESANIASDE BAJA S.A. AXELSON A&S BUILDINGS BAYLESS STATIONERS BAYLIS BROS. BEAR ARCHERY BEARING INSPECTION BEA2ER EAST BEA2ER EAST INC. TIDEWATER GROUP FK COMPANY HOMES 4 PROPERTIES BEAZER - WEST GIFFORD-HILL(JV) NORTH TEXAS CEMERT(JV) RIVERSIDE CEMENT(JV) BLUE MOUNTAIN* BROUN M0ULDIH6 BYRON UD/G S TANNING CAVENHAM FOREST IND. COLUMBIA LIGHTING DUKE CITY END1C0TT JOHNSON ERTL COMPANY FARBERUARE FRANKLIN DYED YARNS GARDEN FGk GH Ik JJKJL GEORGIA BOOT GlIDCO ORGANICS GOLD FJIELDS GROVE CRANES HALKEY-ROSERTS HANSON CORPORATE HURON JACUZZI BROS. JACUZZI CANADA JACUZZI UHIRLEPOOL JADE CORP. JAOE-EAM INC JU LIGHTING KAISER CEMENT KEYSTONE LIGHTING KIM LIGHTING KIM-ARCH LIGHT LEON PLASTICS 26,809 11,068 INC PROGRESS 14,197 4,827 6,613 3,810 4,075 1,624 96,000 26,800 20,500 22,5B2 106,253 11,800 4,421 15,100 7,574 10,157 28,063 19,921 10,261 5,824 60,306 25,367 22,522 3,302 16,411 15,710 5,042 31,753 73,272 4,154 7 8,757 5,277 4,451 9,912 16,416 INC JADE 7 10,760 9,257 6,644 1,044 7,369 TEXAS 98 6,312 9,702 7 7 7 7 30 1,702 41 334 28 286 CASUALTY INSURANCE EXPOSURE DATA As of: 7/1/92 07-Aug-92 EMPLOYEES SALES (000'S) AUTOMOBILES TOTAL TEXAS TOTAL PPV'S TRUCKS TRACTORS 936 2 622 342 INC PROGRESS 484 314 160 192 172 44 15 (M 3,000 331 118 411 500 361 1,295 618 582 266 3,855 1,110 895 192 987 722 193 805 2,622 151 7 347 205 142 472 443 INC JADE 7 246 450 268 39 319 1,138 331 118 0 1 52 108 1 5 1 & 132,471 '-'i' 55 47,281 6 INC PROGRESS ` 1 61,050 ~ - 177 26,200 ^ru 9 43,507 ~ - 47 26,555 r - 1 17,060 '* 3 6,218 - 1 7' , 513,000 - /? 153,000 83,000 'N.!,-/ 115,000 r . 4--505,260 7 v'',, 7 36,898 4T '-V ? 92,727 53,000 w !V ^ 7 7 29,400 <V! V 16 68,525 <7 wf 93 i/l25,803 r: " ' 7 280,134 hi / 134 74,000 *C.- ^ 7 31,840 - 24 117,321 7.4' 90 111,691 , 32 107,416 = 37 20,300 7? y 125,803 XR1' 8 a f73,058 TT 68,370 . ' - v' 5 9 166,095 r r- 181 336,855 - ^ 123 16,261 ,T // 5 o '-- 20 28,020 T / 8 35,019 - v , 25 ^ 33,083 -t 8 88,630 . V 47 30,757 - - 12 2,500 '' 9V, 2 via,000 f< i V 2 109,946 ~ 4 41 -------109,798 '< r0\/ 8 37,921 ^4 . 5,272 ./ 2 30,995 T-> 8 . 11 8 4 19 1 7 7 7 7 0 2 .7 4 6 3 4 3 29 4 3 1 9 5 r> GLD053173 0049-GLD-000053173 fr i PAYROLL COOO'S) RK GDP COMPANY TOTAL TEXAS 1 8 MeQUtDDY OFFICE DESIGN 2 1 MW KFG. 3 17 NATIONAL CRANE NATIVE TEXTILES* 1 8 NJ OFFICE SUPPLY 3 2 PEABOOT COAL 6 2 1 PIEDMONT MOULDING A 13 PRESCOLITE 6 12 PROCTOR SCHWARTZ 4 14 PROGRESS LIGHTING T 4 REXAIR 1 9 ROSS MARTIN 1 8 SCHUABACHER/FREY 1 15 SCX CHEMICALS 2 16 SCM METALS 1 8 SCOTT RICE 1 4 SPARTUS 14 T SPAULDING LIGHTING a TETERS 2 5 TOMMY ARMOUR 1 11 TUBE-TEX* 4 7 UNITED CHAIR 4 5 UNIVERSAL 2 5 VALLEY COMPANY 4 10 WEBER AIRCRAFT ALL HANSON COMPANIES 4,040 25,861 7,720 15,461 ? -- 429,252 1,297 21,606 10,459 24,026 11,810 6,777 4,329 59,100 7,903 9,281 10,181 6,544 6,780 9,048 4,584 11,041 6,585 5,838 59,980 SEE ABOVE 1,556 101 38 622 55 100 1,119 39 30,412 SEE ABOVE TOTAL 1,555,508 52,575 *-Neu company on list. X CHANGE SINCE LAST YEA# P*yroll-33X Employees-10X Sates-31X Vehicles-3.3X EMPLOYEES SALES COOO'S) AUTOMOB tLES TOTAL TEXAS TOTAL PPV'S TRUCKS TRACTORS TEXAS 204 1,338 298 607 7 9,539 72 787 63 350 605 2 406 1 280 25 136 1,420 330 1 352 451 2 241 910 257 266 169 521 228 2 289 2,168 1,308 SEE A80VESEE ABOVE 35,753 20 115,027 ' y 71 33,354 " 9 79,000 7 169,822 ryl -90 1,793,966 _ . -*`'1,218 6,150 : - 's' 9 t, 72,010 ^ 29 35,400 ; 11 ' 111,069 ' . v 6 86,872 - ' \/ 6 26,000 7- v 23 28,150 'y 19 453,684 52 63,494 8 V 69,252 KC-'S 69 78,800 .1 V ^ 10 29,693 : i' 4 43,707! - ' y 48 k '55,748 -- 1 22,711 ' L 33 63,000 .-...'Y 12 31,651^1.? lA- 17 v 33,895 .-T V; 3 152,863 K}$\S 15 SEE ABOVE SEE ABOVE 12 68 9 2 17 1 15 3 2 2 1 3 2 1 SEE ABOVE 46,843 4,095 7,886,111 3, 056 SSESSiSBSSSSSSSS: " sssssss 261 vn GLD053174 0049-GLD-000053174 Canada Exposure PAYROLL <000'S> COMPANY TOTAL AMES CO. ERTL COMPANY GOLD FIELDS JACUZZI CANADA PRESCOLITE PROGRESS LIGHTING 3,340 155 869 4,451 1,719 517 TOTAL 11,051 X CHANGE SINCE LAST TEAR Payroll-30X Eipployees-5GX Sales-See above Vehicles-See above INTERNATIONAL-EXCLUDING UK PAYROLL CCUKTRY/COHPANY (OOC'S) ARGENTINA . WEBER 36 AUSTRALIA PEABODY SCM CHEMICALS 127 13,506 BARBADOS BAYLIS BROS. 1,510 BELGIUM GLIDCO SCM CHEMICALS SCM ffiTALS 260 246 111 BRAZIL JACUZZI 2,298 CHILE GOLD FIELDS JACUZZI 567 551 CHINA ENOICOTT JOHNSON ERTL SPARtUS 69 13 326 FRANCE f EXPOSURE DATA As of: 7/1/92 EMPLOYEES SALES (OOO'S) TOTAL 187 4 20 142 52 19 TOTAL Inc. above Inc. above Inc. above Inc, above Inc. above Inc. above AUTOM PPV'S TRUCKS Inc. above Inc. above Inc. above Inc. above Inc. above Inc. above 424 EMPLOYEES 1 1 411 371 5 4 2 292 40 66 1 5 296 z7 GLD053175 0049-GLD-000053175 JACUZZI SCH CHEMICALS GERMANY SCM CHEMICALS KAISER GUAM HONG KONG ERTL SPARTUS TETERS ITALY ERTL JACUZZI MEXICO ERTL PROGRESS/ARTESIAN BAJA SAIPAN KAISER SINGAPORE GROVE JADE ST VINCENT BAYLIS BROS TAIWAN SPARTUS SB 57 70 890 566 457 12 582 4,798 1,354 1,408 182 231 2,557 424 1,724 UNITED KINGOOM CAR 1SBROOK ERTL CO. GROVE EUROPE JACUZZI SCM CHEMICALS WEBER AIRCRAFT 7.891 682 29,573 166 18,900 0 TOTAL 92,202 =::sisraei3i X CHANGE SINCE LAST YEAR Payroll*9% reduction Enployees-17X reduction Sales-N/A Vehicles-N/A 2 1 1 25 30 2B 202 16 172 434 241 11 6 190 173 190 298 24 1,279 4 578 1 5,401 GLD053176 0049-GLD-000053176 HANSON PLC - No. of Employees COMPANY r______.___ f MANUAL Clerical All Other Pilots WAGE AIR HANSON BERRY MAGICOAL / DIP BRITISH EVER READY BUTTERLEY BRICK COOMBS, H. A. CRABTREE ELECTRIC CRAMIC ENGINEERING CROYDEX/MALLOD/QRT DUFAYLITE ERTL (UK) LTD EVER READY LIMITED DAWLEY EXPORT NEWBURN TANFIELD LEA W TRADING WOLVERHAMPTON EVER READY SPECIAL GROVE COLES LTD HANSON BANK HANSON ENGINEERING HANSON H.O. HANSON ISLAND MGT J\P. FOODS SEVENSEAS IMP. FOODS SIDWELL IMPERIAL FOODS H. 0. IMPERIAL INVESTMENT IMPERIAL TOBACCO INTERNATIONAL ITL EXPORT LIVERPOOL 29 47 69 189 11 340 1300 NK NK 420 1266 15 23 NK NK 60 69 18 6 30 140 NK NK 69 157 62 159 128 143 NK NK 30 140 611 994 9 3 105 15 NK 185 175 6 3 26 NK 16 8 NK ROLL 10 563000 1607000 18200000 133000 12003000 284149 2925000 925000 62000 1246000 56000 2233000 2139000 2245000 945000 1146000 14169000 300000 1500000 111000 ITL LEAF DIVISION Jfl. MANF BRISTOL W MANF GLASGOW ITL MANF IPSWICH ITL MANF LIVERPOOL ITL MANF NOTTINGHAM ITL BRISTOL CIGAR DIVISION ITL CENTRE DIVISION ITL TRADING CENTRAL ITL TRADING LIVERPOOL ITL TRADING NORTHERN ITL TRADING SOUTHERN ITL SINCLAIR & COLLIS JACUZZI JAMES & BLOOM L1NDUSTRIES .ONDON BRICK MARBOURN MELODY RADIO MORTON, RBT PROCTOR & SCHWARTZ 28 42 45 42 32 240 80 116 330 24 1256 181 102 NK 59 4 NK NK NK 31 100 47 214 292 250 87 867 194 10 148 6 75 82 146 45 NK NK 45 100 651000 3483000 4246000 3344000 1402000 15018000 3363000 100000 2620000 91000 1176000 1215000 1290000 461000 40190000 1850000 767000 1700000 GLD053177 0049-GLD-000053177 I HANSON PLC - No. of Employees 3 I l COMPANY Clerical All Other f I ROBINSON WILLEY 1 S.C.M. SCIENTIFIC FURN. 4 SLD BOBCAT SLD GENLITE SLD PUMPS I SLD ROLLALONG SMITH METERS TEDDINGTON BELLOWS I TEDDINGTON CONTROLS TEDDINGTON INDUSTRIAL TOMMY ARMOUR TOOLRITE ------UNIVERSAL GYM WARNE, WM 0EBER FUTAIR WEST OF ENGLAND SACK ARC GROUP ARC NORTHERN ARC CENTRAL ARC P.DAGGREGATES ARC P.D.CONTRACTS ARC SURFACING NORTH I \RC SOUTH WESTERN ARC SOUTHERN ARC SURFACING SOUTH ARC SMITHS CONCRETE ARC COLN GRAVEL ARC MARINE ARC PROPERTIES ARC WANSDYKE SECURITY ARC BATH & PORTLAND ABC DUDLEY COLES WiC CONBLOC ARC PIPES ARC P.D.BRICKS ARC HOMES ARC GREENWAYS 70 156 298 322 NK NK 25 23 176 10 189 189 .26 19 400 637 33 55 46 166 64 62 4 -6 21 20 5 60 185 94 220 21 NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK NK i TOTALS ii i IRELAND I BUTTERLEY BRICK LTD i EVER READY i PLAYER & WILLS SEVEN SEAS 1 14 16 21 125 185 1 Pilots MANUAL WAGE ROLL 1356000 5600000 82650 302583 146496 2820000 229246 6950000 642000 1291000 430000 353851 75000 1845742 2185000 3000 6357000 8900000 7526000 1145000 2980000 3000000 12147000 4503000 489000 104000 330000 112000 1974000 2000000 5138000 5981000 987000 1775000 2355197T7 190000 304545 2960 i 0i :( GLD053179 0049-GLD-000053178 Sedgwick James HANSON P.L.C EXHIBIT NO. 2 DISCONTINUED COMPANIES / GLD053179 0049-GLD-000053179 c iomrt h ms m in d u s t r ies d is c o n t in u ed mmuHi SOS FORMER ONHER DISPDSITIEN SMS 10 DATE SESCSIMlOt tPERATim a a ease AB3EY HEALTHCARE 4CS HOSPITAL SYSTEM, INC. ADVANCES TENPORARIES tilt PACKABIKB ALLIES EStLY XfltSii.M DESK KEG, C5. Amer ic an h o s e cm AMERICAN POXES DEVICES AMERICAN im ASICS, IHC. Wl-FIltE APPLIANCES LTV. IS.A.'ARC AMERICA CMP. fimwicm Picm turn l o c k csmpjjm ASIA INDUSTRIES ASSOCIATED TESTIHS ATLANTIC C3XTPACT CARRIER'S AtCC-N CHRP. H ELECTRIC CO.. ITS. FlAIfW 4.2. ' INC. 2A& RE SPICE MRSTEEL BEACON CYCLE 6 WHY CO. 3ELX00D SESKELY SCHOOL: SILT SITE JUVENILE PRODUCTS BIRD IS HARD FOOD 3. mm:t ESPEC!AHWAS *.A. (.ill) miS BCJLoERS SUPPLY 3RI6N7 STAR skoomss SUClLiA 2VCKR, SPIES SOmclO ISEUSWA rniv-m mums cm. emit F.D. SJEHUT i ASSOCIATES CALIFORNIA MFSEi 2S0.E-C CAPITAL IRE i CASH CM*. CARDINAL COTTONS CENTRAL mES. Ihi. emUSTOS HE'SIEAY SILLS mm sms CH1CAS3 THREAD FASTENERS CLEM.lNB.iEC. ESHER ?:CH:<E : FOUidSY :e u e r ic in im ecu imn c u p. cv.cfim i'imoHiu, USI SOLS UCDE SPSS Off MI DDE KISDE LSI HANSON "irr-E XIS5E rAXSON SOLE SPUN OFF MU SOLO SOLD SPUN m ASSET f41 SOLD HELCS S3LMM MILL SOLD iCDDE i AN'SON KISDE .MCI iflE SOLD nm ASSET J4LE .SI mo NANSOU srcci saif SAM ON SHE? ms COLO 1EL0S SOLS 7 CSE SHUT um HOSE SOLD HANSON ASSET SALE ESI SOLD til sm HANSON SOLD m SSI A CODE SOLD SOLD SOLS DDE SHUT Dm MI SSLS r ansom HANSON ASSET SALE SOLD SANSON SOLD SANSON SOLS hANSOH ASSE7 SALE i.ms uses 2S! SOLD SPUN MF SOLD ESC SOLD MI SOLD IS! S015 sum * ASSET SALE SOLD * i*? SON SOLD j :j i :.l . ;i * ' * " S':i cm HIM cm :.W . . i i- :?? AQmnm, m. mum unmi mm emu?' if sun unw mm mum 6/2V9& "2 pic moms usAi us mu c k er imsmis me. BLUE Tit COUP. usiim ui$m s/sm mm.?f icnsisc rum CY2S/U i:2m vi:ni mi- muss -cum uuve worn HiUCKER lNWIRltS INC. iism ms HMEFl EY MLDINSS LTD UC'MS HEDEHTHL rtTAL SUPPLY C! .mm -cC.CCMJ CNSUTA.'ES INC. ujitm umrs iCis'C CHUT' u.srs emeus uu cm HO melons MAC WHS DEUCES xmixs SERVICE HOSPITAL TV RENTALS TSP9tm CLERICAL s er v ic e EXTMINED PLASTIC PRODUCTS OFFICE SUPPLIES StATm;ARMt"Mimm, CUSHi E'C mkSISS SERVICE mi-cmmm'i nm'm. IIHC NFS. ELECTRONIC TOYS THE FIBHTm CNEXKU.S 4 EVWEVT CEMENT 1 ASSRESm PRODUCTS HATCHES CHMICAL LOC-'S mUlPHHE'S H.ACKUW SCPKIER '7Esim"me?$m CONTRACT KOTOR Mm CARklER DECmriVE UONr SOLOS SHARD SERVICES s pic e m. SLA7 ROLLED MEEiiG/SM ICTCLE HFE. f u r n it u r e m. SECRETARIAL Ei-OOL emmrs rmm rOSlTSY PROCESS!NS cmmf$R$ Euwm n mm h o n e imusft-- CATTERY MO. FmiTORE AM. TENT HE R-0. FIRE PROTECTION'EiSlPMENT ESILDCm HA'ERTAL mnSSTm SEMES vcNiiEcrmL espum VJRSlbO SimSE COPE* FIRE umu casino miL: mss -clan :.m mvATM- . m. CTPSRT CC'-HSUC:? CF CUTE'S1: i'Uir.t: *r -'th:S -'<0 Hti : :s ; -7 . :: h e d e -s . : ; :4*'; * ... GLD053180 0049-GLD-000053180 comm 3AK3K mcmma mmrm 10! rmia MVER Piswims $919" T9 "SATE' 27-fcj- oEscRihw o*imm csmencui iimsm s er v ic e COXSEH c s h t ih ek t ai o f f ic e suppl y cmt/am im * m-nEr/pi2 icmu) C3R-RAD c s o k m? C3SC0 CmiCALS COSCO 8SF owners cams stems cam asisr e s s mer h s cm. camm m. co. csima Finmm m. uma menu cairns amfxmm s u s t s h cam mat nMFAcmm tomm CALfnlTl f.m CQHPASY SAmwe A/S (DcHMK) St CAT'IS suss mt$ - o.a mmrs eww HEX STEEL SCAMS USHTMS DULY T5. CS. ISC. SlYEP.SACdS E-mUS RMALL cm c o u p -iorsmEf oiv. SUPA CM.-MIAK WIS1M s u p a cm.-EiEcm mic mism s u m cm.-tiEcurm s eek s m cw.-m$ m. vmmt c u a csRP.-spomum sit. mu cm.-immui imsm TWEE Elms FSSBS TWEE FS35S EAST S13E USHT1HS ELECTRIC SALES i TWICE ETC. ELECTS6)ili Limns CWMilt sums saw EMKEV CHUT M*. Vlf. -USEES EYCELizB cm :l-Jh Ihr.'ii-S siL^S tt.w.y ral ias a ? ism ;w:. ~Wt>. IrC. : Hr ISP -JHTJ 2f::T '-El A. :e?*h wrms 5? u u p . :::. OS! SOLO 2/25/77 OS! SCLO 5/2?/77 mm SOLO mils MIHESS s y s t em 10/24/SS WOE SSLS 5/29/S? LSI CLOSES .'?tS9 OS1 HAHm SSLS SOLO 11122/71 */:' '?$ KICK SOLO 2:2/0y WOE SOLO 2:12.3! HARSCH SOLO ?75CK : ::m WOE SOLO RSH/CAPIiz ASSET SALE CATSET 0CMAWE'3am wwvn US! SOLO man WOE *919 :2V S3 WOE ASSET SALE Wiii LSI smcLW WS WOE S9LS'ASSET? SAW P'MEACTOrhS' SC. :j/.5/i3 sums tm WOE mo WS! WOE sm ps w t - j WOE SOLO COLO FTEL5S SOLS SLOE TEE CUP. XW.`S2 wen>. umu SM MWEtm f/f-WT : r- WOE SOLO CS! HEROES m-PiEX \:W7i smox WET -4LE ,3.-41JCr/5 MUSTWE UC . r>i-w WOE SSLS WOE sea WJS: WOE SCLS mm WOE SOLS -till WOE SOLS c.w: WOE SOLS WOE msm SSLS sea w ^et t cemt- mem mm WOE sea M07 SCUM :: me wn: ;:! WOE COLS *i * i -i . . */57 i-PSHt ur ::w - Ei'/SP"" j S! ws ci wen.:: Mi :s l : *.C. ` S310 ;T ' no * t; wo i:s e we . 1! > * icnw:.-- ; ' * *: .- * i.2 umsm c emic e imam umm x a c w es ? > 'friC* Pfi'fS t SSfW i S1STP.15. 4A7. CEASE - CWE 19. M?6 i CSHCPm CWCTUES PETAL EABRICAT1M 511 F1EL3 rl`HPISS xcr smarm mmm:r XTET SEAT)i> S8SEMSIS 1 S9 fC-WmSS mm smms * mtnEiv :xmam - custtiVi i mm sr maiHEt ism 0MET2 C/rSJALS AacsmaiAi mm?? SEWS UCPISE Ml.-:*I i 2b.M$ ,4.vi fiELEi i /ism: ESSE iAWtemW omn cumis IPS Mis SLASWrl ' WPS Lissme amounts snm c mc*m cm 7RSC710S SUU CSI'L w. AmcurcpAL imp:- w Li* WS PARTS i AWi mm w e msmi nm ASHERS me l if t s , met i " AliEP. SL'$ PENSI: :u?m i-AUEts pet al mwm i nm WOES LSI UES,EOT. wns cm i pas t : ijff&Tjss nmm UTE-niiV E-IS'TA! VyHiL r. WTH Wi wo -IS. i wwc: c.nuiST l '.i ~:w\ ,t: .:-w.;:-t s s f i w :*w :a, o k a ?. ; : - Jifr; :7i> 5F5 -t ::, ? n-m:ww *r ' ; *. *i. ;r :>?- ' : r ^:t ;:t :u GLD053181 0049-GLD-000053181 cr CMFASY HAmu ntmmis smamct 9'fmnm m mnm own mwsn iso 55'5 75 r.4rr scmirrm e?mnm fitm iitcrmm FESTAL IHC. nmm mmuF. s sccsmms flSEAFOM fliTES HUM CM. f ir e cffim inmumn u p ,Emm FiCEST FmiCAl'W row, me. m:n mmemm emut sMSm-SSTTM, me. SAimium* cmmmicm SCHBAL Amsms muti cam m. mm) tn. mtm -OFFSET MS7M . me. Stem t. FA1L1SS C3. se-mm cmr o f mem omm irassTiics "( m CLEcmmcs me. f t l u v mm rto -ani ns cwim * -:t*os Si.:zm WAM S.A. s l u e samms umv sum Fsnmesr mm nmmm SAB.- LAKES SCPES me s mih mmam mm a-m, m. m-'E COLES -52>H v?ev;- p mmj s temw V-ULiCit imSWES rwmx - 'UUCTtx i UCtiAFMvti -EiLTA ISMSTSm h m: swmm .r Ov-lC ELECT?.'*',C'E wm* W713S9 CESE.iT me a s e rsa srxers '!c<nu scFm S'EEt : MCI mOvLTAi-K H7A it- l ,'T JFKT, 'Vi', y- :-nm ;.5;. - * - ** ; .* :? MSsX mssa usee ASSET SALE SOLO :sis Emmie wmniEi in. Trails swim nc nwn<> 22/2/5? i:Sl sm ms /j ; mx mamms smw FT??: KidvE SOLE SUE ih'i'T W* mum mwss h c Wi;M mms am Kmc SOLD SHOT m.T FME Sif. SSI SOLD SOLS ms mew! 5-fT 5:4/77 am SOLS am SOLS SSLS "EICS 551? am :s l ? >Si J8iP >:ms 5I$$*l/5 55it nun SOLS 4SI :.no msof :SL: sea ?:is *E Cv8P, SLOE TEE EQB. scum sum; - siins :nns .-ft 4; m j SALE Ariik }. MCE SAB: :n. :>i ,`j/SS si; tea iv:vn ms am W err LViUF j SI WSsS ms ? uoa SALE Wii-sm !*W7>.w :-c. nns-y FAM-JS STSCI SALE itrcmTiim pisrnxt inpnw'& u ms SSLS nun? am m SAMS aip SOLS SOLS i :<fn? / 2 7 1 5 : nm ELLS cu ELLS uitn: s: am ms SSLS ;WS> SOLS :WC* ::m ..-a cant mas me >:e l :s e l l : m SOLS' mi nc I.!" lljl { V-vi i ?' , z :; 1 7 * * ;} - '; " nnoa :: croc* 'al e in-: * \ ** ." * * . -c r -v;rr- ; ------ . ;_ r-icmsm f s . cm miECTm e /s w g nmuat mwmoRM MT -F? 1? T9 }T HOT mum not Ul Iees t Kccnm-c cm nr-cam :u mm a simrv mmr? mm ia s p s i f e c r imt umm nmm c m -r; nmm msEtAm i iirrm `AMTS imma: mimes w miEt-WMSUZ CURES *mt i ec h o camcin uimim* rSH *lr:tS asu WE m ,as AEASBmRTtHmm;- hmsm Er? Mtm -AIR75, CSiTinS 4 2ESISS :TS r25/SCi*WI7y EEAflCEC -omn Arum niWAfr CLtilCAL SEAL ICE Timw ca.ws4i semei . AFC COLS bEAM PASmtSS > PAM EUR RE7E? m. . ii$r mz miwm EiSTmmmEPii?. or man no. i zurm cmc r-. APS TAsir um fmm*E TWirrrmSi emms rs-:;-- inn spy :"5 - ; ! ;F ii-H--tJ cm:' :c<n :: *< : * - " - .* . ;; '-v - -- n " ".s *: :': i*- : >?<:: **; ` l .r - - GLD053182 0049-GLD-000053182 (( COMPANY HAHSSN INDUSTRIES iiscmixvES o per at io n s 27-vUif~?? m f o r mer ONNER Bisposmo# SOLD TO DATE DESCRIPTION OPERATIONS iemeu h setts BSI SCID mES h ebd o n 's setts XIBDE SOLD MIMM* NURSES XIBDE SPUR OFF JANE COLBY OSI DISSOLVED j avel in el ec t r o nic s XIM SOLD JEFFERIES ISI SOLD jERHsm Fmm HANSON SOLD JERBLD 0SI SOLD j er s ey bg r ik c i mum cm. XIBDE SBLB JERSEY TESTIRS LABORATORIES IRC. XIBDE SOLD ms (t empo r ar ies } XIBDE SPUR OFF jm IECKEY RARSOR SOLD X t S immiES XIBDE SOLD XEMM mmrs, IRC. KANSSK STOCK SALE 60 R1CHUART 4 LO CAGAK xim Ainmut smuts/ s r sum XIDDE SOLD met bu s in es s s er v ic es , me. XIBDE SPUR BFF RUBE CemTER SERVICES CW. XIBDE SHOT DORR RISK CtRSBLIARTS-XARYLARB KAKSOR KSKT BUYOUT XIBDE CREBIT CAUDA, IRC. RARSBR SOLD XIBDE CREDIT MP. PARSER SOLD X1BBF FIRE PROTECTM SYSTEMS XIBDE SOLD XII -ERCRARBISIRS Ei. GRP fitES) XIBDE tint RECREATIONAL PRSBllCTS tCARADAtmVE *IOB SALES 4 SERYICt-KICH HAKSOR SOLD ilLLim HOLDMS PLC XIBDE SALES t SERVICE-KJ HAKSOR SOLD WILMS' KBLD1HCS PLC XIBDE SYSTESS RARSBR ASSET SALE PSBLICXEP, mOSTRIES IRC. XIBDE (SUE) UD RARSBR SOLD mums h o l d in g s pl c KJJfG 811 SBLB FIELDS SOLD USE TEE COOP. XLlEXSmiBT SCR LOO XXBmUE IRON GOIB FIELDS SOLD BLUE TEE COOP. XBRPEL IRC. 0S1 SOLD x.s. c an nin g a. XIBDE SOLD l aguna spdr t snear SSI SOLD ' LMCRDFI SSI HUH BUT LARSBALE TRARSWBR 4 ELECTRBRICS XIBDE SOLD LeFEBBRE CORPORATISM XIBDE ASSET SALE LECXARB PARXER DSI SOLD Ll/CAS BSI SOLD ItARVIH ELECTRIC (MARCH) RARSBR STOCX SALE RASTERVlEli NINDOXS HAKSOR ASSET SALE PUBLICXEO mOSUlES IRC. NcXlNNEY MANUFACTURING COKPARY XIBDE ASSET SALE RcPRERSBR GROUP XIBDE SPUR OFF REB1CAL KELP SERVICE, IRC XIBDE SPUR BFF .** METALS TESTING COKPARY, IRC. XIDBE SOLD KEYREBB HOSIERY BSI SBLB HOP' '41 FIRISKIRG * BSI SBLB KOi. . TEXTILES i FMITBRE BSI CLOSED me-mei (s u bibw y o f bs pm XIBDE SOLD ROPER CORPORATION O. LA2AR0S 4 COKPARY BSI SOLD KATIORAL MARXET1M0 CORP. XIBDE SHOT DORR 10/10/80 11/11/87 4/30/79 10/83 11/4/75 mom 2/8/79 11/11/87 mi 2/12/8J 5/71/90 4/3/88 11/11/87 17/15/88 11/73/88 1/10/89 4/1/85 12/1/88 17/1/88 17/19/90 12/1/88 mom 17/15/84 7/28/84 10/7/77 hmm 4/85 10/83 2/4/84 1/13/74 umm si u no 17/19/90 7/4/84 11/11/87 11/11/87 7/17/80 J/25/SJ J/71/79 7/1/77 11/1/48 5/7J/SO 10/1/80 8U1ST1C 1.SH7 PANELS 4 PLASTIC SHEETS FISBIM 1.MES 4 1ACXLE NURSING SERVICE LADIES XH1T ARB ROVER 6ARKEHTS CLOSED CIRCUIT TV EtOIPXEHT APPAREL HUAI FORGING SER-S COATS RFC 4 WORTER TEST SOU B881H8S * TESTING S7CS. FOR PROF. ENGINEERS TEMPORARY CLERICAL SERVICE SALE OF CORKERICAL FISHING Ei. LAKH THINKERS BATHROOM t RETAT PRBMCTS FIRE PROTECTION SYSTEMS TEMPORARY CLERICAL SERVICE COMPUTER SOFTHARE SERVICES ENGINEERING' CONSULTANTS COMRERlCAt FINANCE C0HHER1CAL F!NANCE' ALARMS 4 SECURITY PRODUCTS DISPLAY 4 EDUCATIONAL EGOIPNENJ SALE RECREATIONAL PRODUCTS FIRE PRBTECim EG FIRE PROTECTION E6`` DESIGN FIRE SUPPRESSION SYS7ERS FIRE PROTECTION Ei........... 4 'COHNONICAmNS SOFTHARE, SHIPMENT TRACXI f air toHonmm ih s t al l at io m-pn il ippime CONTRACT PACKAGER i MEN'S SKMEAR | REAL ESTATE $. GERMANIUM TRARSISljlRS (PURCHASED 2/1/79} BANKING miPNEKT % PART OF NORTON TEiflLES-INTERIOR DESIGN FLAT ROLLER STEEL NAREHOBSIHG LIGHTIRG FIXTURES NFS. SIMD6X NFS. ... 8*CHCTM'M' XASSURE TEMPORARY CLERICAL:SERVICE NURSING SERVICE NONDESTRUCTIVE TESTING MALE HOSIERY NFS DYING OF "FABRICS jV DESIGNER OF 0FFICES-CHICAG3 SHON BLBHERS ETC. CONTRACT SUPPLIER OF CUSTGMED TEXTILES DIRECT MAIL ORDER Cr jy! GLD053183 0049-GLD-000053T83 f comxr h ar bo r MIISTR1ES Biscmmm msATim m sms? o bber mmiTM sold to dat e desc r ipTies ouc/nctc mmu v id e b/bel l s am SOLD 5/1/87 r eyc c iIASSOR ASSET SALE P0BL1CKER mSSTRlES JSC. WWW mxm mm BASSOS STOCK SSA? JMS BSLDSXm W7/90 bebpo r t nmics BASSOS STOCK SALE mun k is s ek commit* HASSOK LIQUIDATED 0/20189 xmEs c ex t r al r ebis t r y urn SPOX SFF umw OFFICE SffPPtV ce BASSOS SPSS OFF 7/23/S? oiLFiEit mtmm u s es XIME SHOT DOSS OILFIELD FIFE 0 SUPPLY CO. KIM SOOT DOTS I//I/95 OU) BAT COXPAXY 1IASSOR SOLD STOCK AcCORXKK 4 COXPAXT 8/SOM CLP SAIT SEAFOOD COM. BASSOS SOLS 4/1/05 mict OSI DISSOLVED 7/25170 comics HARMS SOLD 8/22/Si mim OSI SOLD 5(13102 amcE am o f c mmi BASSOS SOLD 6f20(83 ORR-SCHLEHE-KAYEROX i ASSOC. BASSOS ASSET SALE P03LKKER IKDOSmES !SC. "ifnow BmAlAE-AmiO-CARFESTES KIM SOLS tO/81 PACIFIC APPRAREL MS. Ct. OSI SOLS 10/7/77 PATERSOB CAMIKG CO. K1DDE SOLS PATHE MitlPKHT CBXPASY, ISC. KIM DISCOfTIXOED PCS (SPECIAITY CHEIIICAISI BASSOS SOLD 3/26/87 PS SCX-SLMES SSLS XOSAY 12/5/77 OS! SOLD 0/15/77 pmms c ex t r ax er k ax as c o s t a s ic a sat SOLD 4/1138 Pimm e c w o s mas s .a. sex SOLS 4/1/33 PLASTIC i ROSSES PRODUCTS OS! SOLD 3127173 PBIY TECS BASSOS SOLS 10/24(34 PRESTO LOCK CO. K100E SOLS 12/1/81 PROCTOR SiLEX sex pgoBiicms comois OS! SSLS 9(30/75 PROFESSIOXAL ROSSES SilSEAS KKOE SPSS SFF I///I/87 P. LAItPESTI A C..S.P.A. (ITALY} KMC SOLS 3/79 RAO FASTSERS BASSOS SOLD ASSETS 3/16M REBAl/ETRA . OSI SOLS 10/27/75 RELIABLE SEXTRY SRVCS LTB. (CASAdA) KIM SHOT DOM REPtBLlC OFFICE SUPPLY KIDDE SOLD RIVER WEES BOAT VORKS SSI LIQUIDATED 1974 RIVIERA SFS. C3. OSI SOLD 19/2/75 SARBEXT A CCS?AST ' K109E ASSET SALE 2/0/86 SfACBASZ BASSOS SOLD 4/15)85 SEABA7S IS/WIBff CO. OSI SOLD 9/9/81 SfBCfl OSI SOLS 7/27179 SSEPARi CLOTHES BAXSOS SOLS 6/20136 SILVER SARO OSI SOLD 12/12/78 SKYTSP 3SEXSTER CO. OSLO FULOS DISSOLVED 6/06 sr- cosoxa BASSOS SPOII OFF 7/28189 Sl TEWBffIMS7 KWE SOLS 6/88 BASSOSs o h t h er x x u l /s a . s r it x l o s s es c o . SOLD BOISE CASCADE CORP. 6/30/36 sornEix SESISS BASSOS SOLD 2(1/88 STACY FABRICS OSI SOLD 12/23175 HOSPITAL 7V SfSTSIS IXPORTERS SOLD XlliISS PLASTIC PROOOCTS OYX E0B1PXEXT TEXPO.WY XURSIX6 JFM/r OFFICE SUPPLIES o il f iel d Em?mr OU 4 BAS SEPARATORS SPICE XAXRFACTBUm FOOD PROCESSIKS XFO OF JEAXS-CBEAP HAMS XOXEX'S SUPPERS EYE BLASSES 17 HOTELS 4 RESUMAS?; j* CAXADA EXBIBEERIBS CORSUlUn IXERBEXCY (BBT., HEBAPHtRlI-, BJCIliSTMS RFS BEX'S APPAREL IS Pi2IJPl*S COXTRACT PACKABER XEEDLE SEBISS 4 S71ICMX3 6ffIPJT*T CBEXTCALXF6. BOXER'S H91SESY PAWS PAIBTS XFO OF PLASTIC i RCMR PARTS POLYETXYLEBE FILX COmRSlOX LUBBABE SECURITY BARDiARE COStliER BBODS PACKASIXS TEXPBRARY HURSTXB SERVICE UBBTIXB FIXTURES CLOTBIXB FASTXERS LADIES XABD8ASS BOARD SERVICES OFFICE SUPPLIES BOAT KFff. APPAREL ARCBECTDRIAL HARDBABE FISHISB 4 FISH PROCESSUC (SOX FRIABLE) SPORTIXB 59995 WSIiiJSmi! HETAC TOBIHS PRODUCTS BEX'S CLOTHIHS XFB. XATER1AL SUPPLIER 19 ROAD CeXSTRDCTM OFFICE E8UIPHEHT DISTRIBUTOR FOR DROVE ClABES PAPER 4 SAB BILLS- lACKSOX. AU. BLUE XFS. APPAREL cn GLD053184 0049-GLD-000053184 COHPAHY amas immm mxomnm 9Pmm*$ m ream Oi/.HER disposnm SOLD TO STASBARB MiuYS SUB TIELOS SUB STAMM HETALS SOLS FIELDS SOLO STEEL SERVICE s u b f ie l d s mo STABLER if CALIFOMIA Ml ms snmi r e a r cfom s s o u e i SSI DISSOLVED s s s s e t mums 8MS08 sm mx SBX-L2TE EHTEWRISES 3S! CLOSED WESLiTt amms p o p p u HMSH SOLD SVEHSKA sm tJ. HAHSOH SOLD 28ITCHES BIY SBHSET LAMP KWE SOLD SYLVAC8EH idf 20L8 m mrm c mf a h y me. ESI OUT OR BUS $&$ mSBMEL r.mE SPOH 0" 7ALB8TT HILLS HARSCR SOU TEXAS REACT HU HAKSSH SOLD Tnvm, us oimo ASSET SALE urnm*son OS! SOLD JIBE E9BIPHEHT CMP, m POLO TIDE LEASIHS SB. !8S. 322 SOLD 'IfFIHY MF8P.HS OS! OLD iy~*? rrmAm l t o a Him SOLO ~l , CSmUTBA CO. K1CDE SUB TOPS '!? ?. if>33 ORE TOSE FOULER iAXm s h o t am 767AL FSERSTE8EP. A CO, iOERHAH'-} MME sou TSM-wmc immiEt OS! KLB TUCKER mSEMES PAHSCX sm STOOL r-JCKER STEEL L'S! sou s u s s e s miSAmH p ip e c s . LSI SOLI SHUAST -..WSH SOLD OS HUES Rim SOLS iLSI ABi>l 3BISHESS SSI SUB K7 PUERTO Aid OS! SUB LSI PEST HiSIeS LTD. OS! SUB JS1PHIL, iriC. SSI SUB VALOR SSI USOIDATEB tiimE TUTTLE iMSBSTMS OS J :us KCTOR firse SUB VICTOR 7EHP9WY SERVICES *;5PE SP8H SFF VISTA UHS CCAP, tfgfSTO PICS; ` -FT-c SOLS PALTER f'ISDE Uim f-.'P5E 5s3 .'MSS* H.nm SOLD sm tALTEP. fWE PLC sm 'ALTER KISSE S.A, i MM sm PAim POUTUS < TlEC^'KiL lERTK: msi* ; r V" : :: ~.i'i 2PRICE RW0C7S EiiC2S:*E3Ctt ; 't v-i.s *R7is!Ui s er v ic e: :CW47; : < m: f ' C; ' r'. * -EETHSAu.m Eitimrmi co. me. m SSLS BLUE TEE CMP. SLOE TEE CMP. SLOE TEE SOAP. RiLiiAHs mums PIC mu cMmpTm ui.uts us u: h.ots uu:r:--. uc uuius -uiuis usuiS' r: 27-^2 BATE BEFCsmm oPERtrms snsm 2026m 2/2$m "V2T07S mr emtsE'Aft :o um : / j>/V; mu; HER's s u it s , s pmt c bat s RES 7F57 'JP.PS m ssrmt 'minn one,os CUBEf SLOCK MS. 12 'US'S 7/WS2 2 /um 12 IVTi RUE WT'CTM ES. ilTEPHATW, !StilTIS* COILS, vUTASE REE s s eh ic al .mafmsp.iii UiKTlHS RTXmES TEmRARY CLERICAL ISO ICE UUP SB LADIES Oir SHEME" nmm :nir m c h e s t vim nwi on men TRAUEM TAFTS i ItAllCt TO <031t ROHRS ssoumr l e s s us 7>2?m 7!U:7E EvvIPHEHT it/Sm LADIES 0H!fim-8i!-'ES ETC EAIHT 1RE.-5RUIL !U6: cam Atm iinvsi i'?T 'Emmy c l er ic al s er v ic e map mu c .s ;e - {p e fmrm cmic.n:. c u o ip h r e t 50/7.77 5/47} tnm mufO CATERPILLAR TimMiMW-SMifSitE RUSTIC miC/iMS 1MIKE MhBItt FEMES j UHSECTm ifP Aimm 4 PLASTIC SUE uumo TisuEiis Shiftm PUPAHY uourn E-u Ptmm.fEetEic.fif.rm.cws W1V0! hSPi J.'i.T' * '; 7; **. V- I - (ATEAULlAi nsm-ETMUl? CATERPILLAR ilCTRUSTSPIRl? 'ATcmiiA* mmo-jimi? APPAREL LARivi* `MttEL is s u es : Ticiux IREKS 'SHURA?! SSRvms . Hi- ^u i r p p ` . * >5 :2oOS uvo 1 -: "* < u. Rp.E 'K'y'K* ;`l : i: .4 `' . . ' ; " - l . * * * : "; .'; r; ;; * * ' ' *. SIR '1C SI OLD053185 0049-GLD-000053185 ( m?m KILLIANS DMSIM mmssm so l e NUTT INDUSTRIES INC. ( mm INDUSTRIES disc o nt inued o f exat io ks JO 3 f meg o n n er mmnm UDDE shut sm MODE SOLD VS1 m m sm Tt r 27-hr92 DATE mm ms DESCRWW QnRATim XmADLIC i NECmiCAL FARTS 69LF SALES mssm msn f amc at j d h a er ec t io n v GLD053186 0049-GLD-000053186 Sedgwick James HANSONRL.C EXHIBIT NO. 3 WATERCRAFT joe GLD053187 0049-GLD-000053187 r( WATERCRAFT X. l) Harbor tug "Satin Lady" owned by s c m Chemicals and used for the transport of sulfuric acid in Baltimore. Description: steel tugboat Year Built: 1977 Gross Tonnage: 44 Physical Value: $275,000 2) Three barges owned by SCM Chemicals - #3, 4, 5. Description: acid barges Year Built: No. 3 - 1946 Nos. 4 & 5 - 1956 Gross Tonnage: 155 each barge Physical Value: $75,000 each barge Trade in Chesapeake Bay II. X) Kaiser Cement "Norman" owned by Kaiser Cement Corp. Gross Tonnage: 3,771 Registered in Panama Capacity 5,500 tons of cement in bulk 2) Encanto - Charter Vessel Gross Tonnage: 3,927 Net Tonnage: 1,831 Dead Weight: 6,370 tons Both of the above trade between UBE, Japan to Guam and Saipan. Kaiser charters various tugs, barges and ships depending on demand for cement. III. Beazer East owns "Muscat Cement". status. Gross Tonnage: 24,529 Net Tonnage: 14,439 ' 573 feet Presently in laid-up IV. Beazer - Tidewater schedule Schedule attached Insured: Hanson Industries Donald L. Schoenewolf Date: WAD\cwg 090589.CHI tt GLD053188 0049-GLD-000053188 JHEDULE D WATERCRAFT ( ( The following watercraft ace not excluded under Exclusion (b): 1 Tug Boat and 3 Barges at Baltimore, MD M/V Jean McDowell, owned by Peabody Coal Company M/V Old Abe, owned by Peabody Coal Company M/V Miss Gib, owned by Peabody Coal Company TVA I and 2 operated by Peabody Coal Company but owned by Tennessee Valley Authority. GLD053189 0049-GLD-000053189 Sedgwick James HANSON PJLG EXHIBIT NO. 4 RAILROAD EXPOSURES /Co GLD053190 0049-GLD-000053190 203 292 9393 fiXERICO EXCESS ( Q8.<20--52 15:57 c Qfcjt, RAIL OPERATIONS PAGE 1 OF 3 Peabody owns or leases approximately 131 miles of railroad track at twenty-five locations, an average of five miles per location. Approximately eleven miles of the total is inactive. The longest track we control is 18.3 miles at Lynnville #1, and is followed by 16.0 at Randolph Prep Plant. We have seventeen locomotives, located at eight sites, and 740 coal cars. Coal Is moved by our locomotives from mines to prep plants, and to transportation facilities, such as docks and truck loading facilities, as well as to power plants. Where we don't have locomotives, railroads bring their equipment instances, load the cars while on our premises. As indicated above, none of our railroad operations are of substantial distance and all are located In a rural environment. See attached for detailed breakdown. /I Vr' t: GLD053191 0049-GLD-000053191 s pen ps ? w -f r iMk f x (~f s h '' * Cr Location EASTERN Star Breaker R. Queen PP Center PP Sunnyhfll ILLINOIS Randolph PP Eagle R. King #3 R. King PP Kaskaskia Will Scarlet Mine 10 Rogers Cty 2 Power INDIANA Lynnville 1 Universal Hawthorn Lynnville 2 Squaw Creek Jasonville Shop Sunlight Spur PEABODY HOLDING COMPANY, INC. ...199U - Railroad Exposures Track Mileage Number of Cars 2.50 - 0 10.90 - 0 1.66 - 0 2.56 - 0 17.62 43-0 43 16.00 - 0 6.25 - 0 *38 L 4.17 - 0 7.00 - 0 3.33 - 0 2.33 - 0 10.38 - 0 3.79 - 0 54.23 48-0 21-0 100 - L 40 - L -- 209 18.30 - 0 1.25-0 8.00 - 0 4.17 - 0 1.44-0 2.00 - 0 35.16 112 - 0 25-0 151 - L --* 308 PAGE 2 OF 3 Number of Locomotives 2-0 * -- 2 5-0 1 -0 2-L -- 8 2-0 2*1 _ 4 i C^ GLD053192 0049-GLD-000053192 8 203 282 9393 AMERICA EXCESS 08/20''S2 13: OB OKJO (r Location WEST VIRGINIA* Robin Hood Huntington Various Mines PEABODY HOLDING COMPANY, INC. "1990 - Railroad txposures Track Mileage Number of Cars .85 - 0 .74 - L 1.59 180 - L 180 C 'vi 1 . L' J Nk OP 3 o f 3 Number of Locomotives 2-0 1" 1 3 WESTERN Bio Sky 8.60 - 0 NORTH ANTELOPE ROCHELLE 8.50 - 0 4.30 - L PCWDERHORN 1.82 - 0 GRAND TOTALS 131.62 740 17 0 - Owned L - Leased 124.58 - 0 7.21 - L 249 - 0 491 - L 12 - 0 5-L * There are 1 - 2 miles of sidetrack, leased from Chesapeake-Ohio RR, at each prep plant location / C(~ GLD053193 0049-GLD-000053193 Sedgwick James HANSON P.LC EXHIBIT NO. 5 DAMS, IMPOUNDMENTS \01 ^ ^ GLD053194 0049-G LD-000053194 R pr p q^qrs flM=Rirp pxcpqq nfvptvq? i=^:rwi pipp f DAMS AND IMPOUNDNENTS EXHIBIT F Page 1- of 3 M M" We have a total of approximately 80 Division MSHA Certified Dam and Levee Inspectors. They Inspect 68 dams weekly and an additional 10 quarterly.There are no adverse reports, deficiencies or citations for any impoundment structures at this time (as of 4/2/90). There are twenty-five Impoundments of six hundred acre feet or larger. The largest Is 6,000 acre feet and Is located approximately two miles from Freeburg, Illinois. Only four are located closer than one mile to a town. One has an area of 1,980 acre feet and is approximately 1,000 feet from Twilight, West Virginia, a town of 200 population. Another has an area of 762 acre feet and is located .3 miles from Dugger. Indiana, a town of 500 population. A third is 2,585 acre feet and is located .6 miles from Prenter, West Virginia (Pop. 200). The fourth Is 1,148 acre feet, located .8 miles from Edwlght, West Virginia (Pop. 500),. Peabody claim records reflect that no claim exceeding $25,000 has been made against Peabody for damages arising out of a dam or impoundment Incident for the period 1978 through Nay 1, 1990. ( ' The following schedule lists dams and impoundments that are six hundred acre feet or larger and is based on information obtained 4/2/90. u- GLD053195 0049-GLD-000053195 r r8 203 282 9393 fTERICTl EXCESS 03-20.J92 15:55 003 UAHS AMD IMPOUNDMENTS 600 ACRE FEET OR LARGER EXHIBIT F , Page 2 of 3 Location/ Type Pond Acre Ft. Distance of Town Camp #11/Slurry 730 2,0 Boxvllle, KY Structures Below Farmland and Kwy-141 Camp #11/ Fresh Water 2.400 2.0 Boxvllle, KY Farmland and Hwy. 141 Camp #11/Slurry 2.700 2.0 Boxvllle, KY Farmland & Camp #11 Portal Center Prep/ SI urry 3,025 2.0 Ml. SW Centertown. KY Country Rd. & Sm. Creek Dugger/ Freeh Water 762 .3 Ml. SW Dugger, IN Faroland and Wet Land Hawthorn/ Fresh Water 700 2.5 Ml. E, Pleasantville, IN Farmland and RR Ken/Slurry 90S 2.4 Cool Spring, KY Farmland, Prep. Plant Lynnville/ Slurry 3,400 2.4 Ml, SW 1-64 * Rt. 61 Old strip spoils Lynnville/ Slurry 4,000 Z.l Ml. SW 1-64 & Rt. SI Access Road S Spoils Miller/SI urry 600 z.3 Ml.Jasonvllle, IN Old slurry area Mine #1U/Slurry 2,670 3.0 Pawnee, IL Mine #10/ Slurry 3,394 3.0 Pawnee, IL Mine #10 Prep. Plant Farm House 6 Farm Land GLD053196 0049-GLD-000053196 s 203 232 9393 AMERICA EXCESS 0a-20^'92 13:5b 004 (f DAMS AND IMPOUNDMENTS (Continued) EXHIBIT F Page 3 of 3 Location/ Type Pond Randolph/ Slurry Acre Ft. Distance of Town 2,820 1.0 Mi. $W Marlssa, 1L Structures Below Strip Mine Spoil R. King/Slurry 1,050 2.0 E. Freeburg, IL Slurry area R. King/Slurry 6,000 2.0 Freeburg, IL Lowlands, uninhabited R. King/ Fresh Water 3,741 3.3 Ml. NW Sparta, IL Farmland, 3850 & 5761 pits R. Queen/ Slurry 4,810 2.0 Mi. MV St Rt. 181 and WJ<Y. Parkway Mined lands Tecumseh/Slurry 2,300 4.4 Ml, SE 1-64 S Rt. 61 Slurry area Big Mtn,/ Slurry 2,585 .6 Ml. SW Prenter, WY (Pop. 200) Prenter Kopperston/ SIurry 608 1.0 Ml. Crany, WY (Pop. 100) Crany Montcoal/ Slurry 1,560 1.7 Mi. Eunice,WV (Pop. 500) Eunice and RR Robin Hood/ Slurry 1,980 1,000` Twilight, WY (Pop. 200) Twilight l PCC Prep Plant Sundial/ Slurry Wells/ Slurry Kayenta/ Fresh Water 1,148 .8 Mi. Edwight, WY (Pop. 500) Edwight RR & PCC Prep Pit. 3,400 2.5 Mi. Bira, WV (Pep. 100) Farm 669 20.0 Mi. Kayenta, AZ Range Land r i s. GLD053197 0049-GLD-000053197 Sedgwick James ( HANSON P.L.C. EXHIBIT NO. 6 AIRCRAFT ( !I GLD053198 0049-GLD-000053198 Schedule G HANSON INDUSTRIES Aircraft - Owned 1.* 2. 3. 4. 5. 6. 7** 1966 BAC--111 1987 DH--125--800 1979 PIPER CHIEFTAN 1989 CANADIAN CHALLENGER 1976 SABERLINER SIKORSKY S-76B HELICOPTER GULFSTREAM COMMANDER N333GB N-531BA N-35225 N-SSG N-90GM N-9HM N-840FK 4 + 12 - Seating 2 + 6 - Seating 1 V 9 - Seating 1 + 8 - Seating 2 + 7 - Seating ' 2 + 5..- Seating 2 + 7 - Seating * Laid up and out of Service ** New since last year Insured: Hanson Industries Donald L. Schoenewolf Date: WAD\cwg 082989.CHI / I =? GLD053199 0049-GLD-000053199 Sedgwick James HANSON P.L.C. EXHIBIT NO. 7 LEASED PROPERTY II3 GLD053200 0049-GLD-000053200 COUPAM l o c at io h cs. mm, ?mt o sics SOAtJOS kumr :> sam, uommu, as EAkBEAtARE H5 BSSCfSEB Bin, BBSS?., sr riYSToss l u v m 97E 13 i IEIS S*. SRISrSL, M AXELSS* t:o mosrmi am, iMww.rr XEEEF: AIRCRAFT mO EPS' YALEHCIA OF... FSUESTSK, Cfi g ac s ih Em 12401 1STESSTATE St, UTUE SOCK, AS asm air c r af t 3200 ESmPSISE ST, BREA, CA HnH SO HELMIE USE. MOVES, HI 9AH SrSTEH: 112? imsTsm aismr, sotimaPTOH, pa rmE.tmE mo BmETT m, mu, by COLOMBIA LMTltS 3303 Si'll IMS Ed, TSEBTmO, M kio . el ec t r ic 02 L1BETIHS 18555 E SALE APE, CITY OF ISB, M 750 so, ifossros, n: COSO-EXCESS mo. too SETTY AYE, CLIFTCM, S3 w sc uhe PRESCOLITE OS $ IttmUiAL RS, L SARAOS, Ai pr es c o l it e zoss-mm 1201 SOOiimf SR.. SAM LEM90, CA 504 EAST 44TS ST, T6LSA, Of. GEORGIA 8827 22 J MRG2S 51. FRRXKL1H, 7h' ef j l cams MS,MAY 20, PESSTA, IA AB0BY mows Cu soi mn xEmxm u, sr. lows, as miSBROQK pr o w s mm. g l ees f al l s , k y ww lamma nmm r ec o r d s as tfs mm LOCATmi TOTAL MA30F, ?? 2i-hI-9 ismtsu mm SSSA9E om: FS5TASE /LEASES OCCiiPARCY 00,000 51,527 52.935 44,739 37,263 32.524 2S,6U 24,914 24,501 23,58? 23,149 13,256 1S,JS4 17,695 15,795 14,437 13,725 13.358 23,222 22,507 11,267 521,000 LUSIO i-immTm c eht e 193,320 l ease? C09K1H5 Pm-mE 463,670 IEAXI LIGHT PUT m 226,700 l ease; CU FL? es m 133,000 LEASEr AIRCRAFT PROP'S 253,453 LE4S77 p w m. 131,000 LEASES AIRCRAFT FRO? S 234,201 LEASES OFFICE SUPPLIES 23,000 LEASE? imsni.tL so 239,000 LEASE? o f f ic e /am 276,000 LEASED LIGHT UFO 264,571 080/150 OUTDOOR LIGHT 256,000 LEASE? 200,000 LEASE? 156,060 LEASE? LIGHT BF6 IOXTIYl LIGHT an 133,330 LEASE? 102,214 LEASE? 97,003 LEASES S3,600 LEASES u g h - nn an Bmassc rcm BOLT ail. -lYF-f-il : LEASES :-:'--nmmTE?s LEASE? ! i <4 GLD053201 0049-GLD-000053201