Document 2qYmQKNNq4GVmKYLmxwga9ag5
' 1835 K Street, N. W. Suite 402 Washington, D. C. 20006
IMPACT 0: SAFETY, HEALTH AND ENVIRONMENTAL REGULATIONS ON
MEDICAL PRACTICE IN INDUSTRY
'
Certain-Teed Corporation Occupational Medicine Seminar
PAValley Forge,
June 16-17, 1977; Morton Corn, Ph.D,
^PLAINTIFF'S llilEXHIBlt'IS
:;ASA-114, v.
INTRODUCTION
.
I It is an honor to be invited to address this group.
t was
MY -'RIVI LEGE "0 ACCEPT THE INVITATION A,ND MV PLEASURE TO BE WITH
YOU TODAY.
Mr. Kittlestadt informed ME THAT the majority of those in
THE AUDIENCE ARE PART-TIME EMPLOYEES OF THE CERTAIN-TEED CORPOR
ATION, PHYSICIANS WHO PROVIDE SERVICE TO Ce*TAIN"TeED. It IS THE
PURPOSE OF MY PRESENTATION TODAY "O CALL ATTENTION TO THE EVOLV
ING concepts of Federal regulation of safety, health and environ
U.S.ment in the
and their implications for professionals with
RESPONSIBILITY IN THESE AREAS. THERE ARE EXTENSIVE PROFESSIONAL
RAMIFICATIONS OF THESE CHANGING PHILOSOPHIES TO THE INDIVIDUAL
PRACTITIONER. It IS EVEN MORE DIFFICULT TO TRANSLATE THESE IM
PACTS TO THE ROLE OF THOSE FULFILLING A PART-TIME MEDICAL RESPON
SIBILITY., THAN IT IS TO RELATE THEM TO THOSE SERVING AS FULL-TIME
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CORPORATE OCCUPATIONAL PHYSICIANS. In FACT, IT WILL BE YOUR RE'
SPON.ABILITY TO SUPERIMPOSE ON MY PRESENTATION THE ADAPTATION OF
THE -`ART-TIME PHYSICIAN TO THE RESPONSIBILITIES AND NEEDS DE"
SCRIMED.
$
First, we should recognize that much of what will be discus
sed :s controversial. This is a period of transition, im the
SENSE OF CHANGES FROM THAT WHICH EXISTED PRI DR TO THE LATE 1960's
IN THE FIELDS OF OCCUPATIONAL SAFETY AND HEA_TH AND THE ENVIRON
MENT. Also, it is a transition in the more immediate sense of
THE NEW ADMINISTRATION IN WASHINGTON. It IS ALREADY IN THE PRO
CESS OF ALTERING SOME OF THE PROCEDURES AND APPROACHES THAT WERE
FORMULATED DURING THE PREVIOUS -ADMINISTRATION.
.
In 1959 THERE WERE VERY FEW REGULATIONS AFFECTING THE CHEMI-
+' CAL INDUSTRY AND THE ENVIRONMENT, EITHER THE ENVIRONMENT OUTSIDE
OR INSIDE THE WORKING FACILITY. SOME OF THE ACTS, LAWS AND REGU"
.^
LATIONS WHICH HAVE SINCE COME INTO EFFECT ARE AS FOLLOWS:
The Clean Air Act; The Clean Water Act; The Occupational Safe
ty and Health Act; The Mine Safety and Health Act; The Coastal Zone
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3 r-ANAfEKENT AcTj THE ENDANGERED SPECIES Ad; IHE ENERGY SUPPLY AND
Envii.onmental Coordination Act;'The Federal Environmental Pestici
de. Control Act; The Federal Insecticide, Fungicide and Rodenticide
Act; The Fish and Wildlife Coordination Act; The Hazardous Mater-
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ials Transportation Act; The Marine Protection Research and Sanctu
aries Act; The Resources Conservation and Recovery Act; The Solid
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Waste Disposal Act; the new Toxic Substances Control Act; The Trans
portation Safety Act; and the Consjmer Product Safety Act. Virtual
ly ALL OF THESE STATUTES DEEPLY IN/OLVE THE SCIENTIFIC, TECHNICAL
AND BUSINESS COMMUNITIES AND YET T^SE GROUPS HAVE ONLY OF LATE'BE COME AWARE OF THE RELEVANCE OF THIS LEGISLATION TO THEIR EVERYDAY '
LIFE, AND TO THEM IN THEIR ROLES AS PRACTICING PROFESSIONALS AND BUSINESSMEN. THERE IS LITTLE DOUBT THAT IN RETROSPECT THE PAST 10
TO 15 YEARS WILL BE CHARACTERIZED BY MANY AS A PERIOD OF MAJOR
Federal initiatives to regulate technological and scientific as
pects OF OUR COMPLEX SOCIETY. A RECENT ISSUE OF BUSINESS WEEK DE"
VOTES ITS MAJOR STORY TO THIS SUBJECT, WHICH IT CALLS "GOVERNMENT
intervention". Almost all of the aforementioned statutes are de
voted TO REGULATING THE CHEMICAL ENVIRONMENT.
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TO FURTHER STRESS THE EXTENT-OF GOVERNMENT INVOLVEMENT, LET
US BRIEFLY LOOK AT THE STAFFING'OF SELECTED FEDERAL REGULATORY
agencies. The Environmental Protection Agency now employs ap-
prox:mately 10..000; the proposed E?A budget offered by the Carter
i
administration adds over 600 POSITIONS, 182 OF which WILL BE ALLO
CATE) TO ADMINISTERING THE NEW TOXIC SUBSTANCES CONTROL ACT. In
FACT. AT THE RECENT APPROPRIATIONS HEARINGS FOR EPA, HR. JOHN
Quar.es, Actins Administrator of the Agency, informed the Com
mittee THAT BY 1980 THE-ADMINISTRATION OF Th E TOXIC SlBSTANCES
Control Act would require an Agency about ThE size of the Food
and Drug Administration, that is, about 7,000 persons and a $250
c X 10 annual budget.
.
'
The Occupational Safety and Health Administration employs
approximately 2,700; the Mine Enforcement and Safety Administra
tion employs approximately 2,400; the Food and Drug Administration
employs about 7,000. The Consumer Product Safety Commission: 900.
These are substantial numbers of Federally employed regulators.
All told, I believe there are somewhere in the neighborhood of
85,COO Federal employees performing regulatory funcj{pmc MUTrH HER 0000919
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COULE AFFECT IFE PROFESSIONAL SCIENTIFIC AND TECHNICAL COMMUNITY.
The employment figures for the sta*'e and local governments employ
ING /DDITIONAL INDIVIDUALS FOR DUTIES RELATE.) TO THE SAME STATUTES,
AND fONITORED EY THE FEDERAL GOVERNMENT IN THEIR ACTIVITIES, ARE
HARDCR TO COME BY AND I CANNOT OFFER THEM HE*E.
There can be enormous and dramatic repercussions of regulatory
-
ACTION IN THE AREA OF SCIENTIFIC DECISION MAKING. THE MOST RECENT EXAMPLES OF THIS ARE THE jfoOD AND DRUG ADMINISTRATION BAN ON SAC
CHARIN, CALLED FOR BY THE DELANEY CLAUSE IN THE PURE FOOD AND
Drug and Cosmetics Act of 1958, and the Federal Court decision
TO HALT CONSTRUCTION OF THE TELLICO DAM IN THE TENNESSEE VALLEY
Authority elec"ricity generating grid, on the basis of the provis
ions of the Endangered Species Act of 1973.
It is not my purpose to argue the merits of either of these
CASES HERE. SUFFICE IT TO SAY THAT THE PUBLIC IS THOROUGHLY CON -^
FUSED WITH RESPECT TO THE MERITS OF BOTH DECISIONS. FURTHERMORE,
IN BOTH CASES, THERE ARE VALID SCIENTIFIC ARGUMENTS WHICH COULD
SUPPORT OR REFUTE THE DECISIONS REACHED. In OTHER WORDS, DECIS
IONS SUCH AS THESE TWO ARE, INDEED, ON THE FOREFRONT CF OUR KNOWLEDGE
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OF THE PARTICULAR SUBJECTS INVOLVED/ AND RECUIRE EXTRAPOLATION
FROM THE AVAILABLE DATA BASE/ WITH ALL THE INDIVIDUAL SUBJECTIVE
DISTORTIONS INHERENT IN SUCH EXTRAPOLATION.' In THE CASE OF THE
Delahey Clause., the flexibility of the regulator is ncn-existent;
the statute incorporates the extrapolation;cf effects to man on
the jasis of a zero exposure threshold for carcinogen response by
animals.
How SHOULD MEMBERS OF THE MEDICAL/ SCIENTIFIC/ TECHNICAL AND
BUSINESS COMMUNITIES RELATE TO THESE LEGISLATIVE PRODUCTS? WHAT
OPTIONS ARE AVAILABLE? WHAT HAS BEEN OUR ROLES TO DATE? FlRS.T/
LET JS EXAMINE THE NATURE OF THE REGULATORY ENABLING LEGISLATION
AND THEN PROCEED TO THESE QUESTIONS. Most statutes have both general and specific provisions. The
SPECIFIC PROVISIONS OF THE AcT LEA/E LITTLE FLEXIBILITY FOR THE AD
MINISTRATOR. Again/ the Delaney Clause is an example of specifi
CTSHAcity. The numerous consensus safety standards adopted by
are
ILLUSTRATIVE OF VERY SPECIFIC REGULATIONS. THERE ARE NUMEROUS
OTHER EXAMPLES IN THE ACTS MENTIONED EARLIER. HOWEVER/ IT IS MORE
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COMMON FOR THE STATUTE TO LAY OUT.A BROAD DIRECTION FOR THE ADMIN~
ISTR/TION OF THE ACT AND TO CHARGE THOSE, WHO THROUGH APPOINTIVE
OR CIVIL SERVICE QUALIFICATIONS ARI; ENTRUSTED TO ENFORCE THE STAT"
'
UTE, TO CONSTRUCT DETAILED ADMINISTRATIVE DIRECTIVES FOR THE RE"
GULA'ORY FORCE IN THE FIELD. EXAMPLES OF THIS APPROACH ARE THE
RULES FOR STATIONARY SOURCE EMISSIONS TO THE ATMOSPHERE, WHICH THE
m
EPA . SSUES UNDER THE AUTHORITY OF THE CLEAN AlR A.CT. EPA SPECIFIES
THE STANDARDS THAT WILL BE MET, THE MANNER OF TESTING THE STATION
ARY SOURCE, AND THE REPORTING SCHEME FOR RESULTS OF SUCH TESTING.
IN THE CASE OF THE OCCUPATIONAL SacETY AND HEALTH ACT, THE STAT
UTE -STATES THAT STANDARDS MUST BE ADOPTED FOR THE WORKPLACE. A
'
PROCEDURE IS PRESENTED FOR ARRIVING AT SUCH STANDARDS. THUS, THE
Agency can form an advisory committee to gather information in pub
lic hearings. Once a proposal is pramed by the Agency, with or
without the aid of an advisory committee, there must be a public
HEARING. A PUBLIC COMMENTARY PERIOD FOLLOWING THE PUBLIC HEARING
IS REQUIRED. WlTHIN A SPECIFIED PERIOD OF TIME THE AGENCY MUST
THEN PROMULGATE A FINAL STANDARD. THE EFFECTIVE DATE OF THE STANDARD
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IS SPECIFIED, USUALLY 90 OR 180\DAYS FOLLOWING THE PROMULGATION. With this procedure, the constraints of the Agency are that the STANDARD PROMULGATED MUST RELFECT THE PUBLIC RECORD GATHERED BO"H
DURHG THE HEARING PROCESS AND THROUGH WRITTEN COMMENTARY TO THE
#
Agency. For those unhappy with the regulatory standards promul gated in this manner, recourse can be made to the Occupational Safety and Health Commission, which was established by the Occu pational Safety and Health Act. The Commission is composed of THREE INDIVIDUALS WHO RULE ON THE MERITS OF EACH CONTEST. If THE DECISION OF THE COMMISSION IS NOT SATISFACTORY TO THE REGULATEE, THEN THE CHALLENGE TO THE AGENCY AND THE REGULATORY COMMISSION DE CISION CAN BE ESCALATED TO THE.FEDERAL COURT OF APPEALS AND, IF _ NECESSARY, TO THE SUPREME COURT. THIS COURSE OF EVENTS DOES OCCUR. For example, the right of entry to the employer premises by OSHA INSPECTORS IS 3EING CHALLENGED UNDER THE BlLL OF RIGHTS RIGHT TO
*
PRIVACY AND NECESSITY FOR A SEARCH WARRANT. THIS CHALLENGE IS NOW BEFORE THE SUPREME COURT. In OTHER STATUTES, THE DIRECT ROUTE TO the Court of Appeals is more common. A result of the challenge to
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THE REGULATORS AGENCY IS USUALLY A STAY OF THE.REGULATION UNTIL
SUCI TIME AS THE COURT RULES ON THE MERITS OF THE CASE.
Within this framework of administrative procedures, where can
THE MEMBERS OF THE SCIENTIFIC, MEDICAL AND BUSINESS COMMUNITIES
CONTRIBUTE OR, IF NECESSARY, INTRUDE? THE VERY FIRST STAGE OF IN
VOLVEMENT IS AT THE ADVISORY LEVEL. THE ENVIRONMENTAL PROTECTION
'
Agefcy has a Science Advisory Board which rtfers to the Administra
tor MATTERS OF SCIENTIFIC CONCERN THE ADMINISTRATOR MAY ALSO RE
FER to the Board matters for investigation. Many of the agencies
PERFORM THEIR OWN RESEARCH. EPA HAS A VERY EXTENSIVE RESEARCH PRO
GRAM, BUDGETED IN THE NEIGHBORHOOD OF $60~70 MILLION A YEAR. THE
Occupational Safety and Health Administration is serviced by the -
National Institute of Occupational Safety and Health cor its re
Msearch; the ine Enforcement Safety Agency is serviced in its re
search by the Bureau of Mines. Certain agencies conduct their own
FDA,research, such as
In general, the National Institutes of
Health service a wide variety of agencies. Much of the research
is performed through contractural mechanisms with qualified invest
igators outside of government. The opportunity for the introduction
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OF 1-ATA INTO THE DIALOGUE IS MA.INLY THROUGH THE MECHANISM OF RE~ SEAF CH, BUT IN THE REGULATORY AREAS THAT WE ARE DISCUSSING HERE THE RESEARCH HAS NOTORIOUSLY LAGGED THE MONJMENTAL NEEDS FOR DATA,
AN ILLUSTRATION OF THE INADEQUACY OF CJRRENT KNOWLEDGE RE"
#
LATFS TO THE MORE THAN .10,000 PAGES OF PUBLIC RECORD ACCUMULATED PR ICR TO PROMULGATION BY OSHA OF A STANDARD FOR WORKP-ACE EXPOS URE TO COKE OVEN EMISSIONS. THE AVAILABLE DATA PROVIDED AN IN ADEQUATE DOSE-RESPONSE CURVE FOR COKE OVEN EMISSIONS; BY DOSE" RESPONSE CURVE I MEAN WHAT QUANTITY OF EMISSIONS INHALED FOR WHAT PER!OD OF TIME WOULD CAUSE WHAT INCIDENCE OF LUNG CANCER IN THOSE exposed? Furthermore, the specific agent causing the cancer was ' UNKNOWN; A SURROGATE MEASURE QF THE ACTIVE AGENT WAS SELECTED AS THAT WHICH HAD TO BE MONITORED TO BE SURE THAT COKE OVEN EMISSIONS
WERE NOT EXCESSIVE. THE OTHER ASPECT OF THE COKE OVEN STANDARD
THAT REQUIRED SCIENTIFIC AND TECHNOLOGICAL INPUT WAS THE SPECIFI CATION OF ENGINEERING CONTROLS FOR COKE OVENS. THE AGENCY' INCLUDED IN THE STANDARD VERY SPECIFIC CONTROLS WHICH WOULD HAVE TO BE IN STALLED BY CERTAIN FUTURE DATES. ALL OF THESE ABOVE MATTERS DREW
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EXTENSIVE COMMENT FROM THE PUBLIC AND FROM "HE SCIENTIFIC AND EN
GINEERING COMMUNITIES. THE FINAL STANDARD WAS PROMULGATED AND
OCCUPIED APPROXIMATELY THREE TO FCOJR PAGES' !N THE FEDERAL REGISTER,
BUT ABOUT FORTY PAGES WERE DEVOTED TO EXPLA MING, ON THE BASIS OF
f
THE PUBLIC RECORD, THE REASONS FOF: INCLUSION OF ITEMS IN THE
ADOPTED STANDARD ON THE BASIS OF l.ESSrTHAN-COMPLETE DATA.
9
'
OSHAIn MANY CASES, THE
procedures are not followed by regula
tory AGENCIES. IN MANY REGULATIONS THERE IS NO PROVISION FOR PUB
LIC HEARING OR OTHER ADMINISTRATIVE PROCEDURES THAT WOULD BRING' RULEMAKING INTO THE PUBLIC DOMAIN. In THESE CASES, WHEN A RULE APPEARS IN THE FEDERAL REGISTER, !T IS A FI ML REGULATION ADOPTED *
by. the Agency. According to BUSINESS WEEK, about 72,000 Federal
Register pages of regulations appeared in 1075, increased from 54,COO in 1970. The submission of data and arguments by the sci entific COMMUNITY AND OTHERS HAS, HOPEFULLY, OCCURRED DURING THE
PERIOD PRECEDING ADOPTION OF THE REGULATION, AT LEAST BY CONSULT
ANTS AND ADVISORY COMMITTEES. ALL ADVISORY COMMITTEE MEETINGS ARE
NOW OPEN TO THE PUBLIC AND THERE ARE, CERTAINLY IN THE CASE OF EN
VIRONMENTAL REGULATIONS, PUBLIC INTEREST GROUPS PRESENT.
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The SEPARATION OF FACT FROM. OPINION IN THE OFFERING OF AD
VICE IS CRUCIAL. IT WAS MY EXPERIENCE THAT SOME VERY REPUTABLE
CONSULTANTS WOULD OFTEN CONFUSE THESE TWO MATTERS AND NOT DOCU"
MEN! THEIR OPINIONS. ARE VERY IMPRESSIVE.
4
OFTEN, THE CREDENTIALS OF SUCH INDIVIDUALS
0
The INFORMED PUBLIC A>JD EVEN THE REASONABLY
WELL INFORMED AGENCY MEMBERS ARE CONFUSED B( THEIR TESTIMONY OR
THE INTENT OF THE TESTIMONY, WHEN FACT AND OPINION ARE NOT SEPAR
ATED OR APPROPRIATELY REFERENCED.
Another facet of the presentation of s:ientific testimony as
PART OF THE REGULATORY PROCESS IN THE UNITED STATES IS THAT THE
SAME PERSONS TEND TO ACT IN THE PROCEEDINGS. THERE IS A SMALL
CADRE OF THE SCIENTIFIC COMMUNITY WHO ARE DEEPLY INVOuVED IN PUB
LIC POLICY AND THEIR NAMES TEND TO APPEAR OVER AND OVER AGAIN.
The vast majority of the scientifec and tec inical community are
.
not involved. This is unfortunate. It appears to me that facts
WILL OUT BY ONE MEANS OR ANOTHER. We HAVE ALL OBSERVED TOO MANY
CASES WHERE RELUCTANT OR LATE DIVULGEMENT HAS LEAD TO MORE PROB/
LEMS FOR PRIVATE SECTOR COMPANIES THAN THE INFORMATION ITSELF.
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\ cgw`;`i.r,.yw5. -
an
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.n.j u iuuite.'irT,nw
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The public is very sensitive tomfe good citizen role of private
CORPORATIONS. SECRECY OF INVOL'VEFENTS AND DATA CAN, I BELIEVE,
ONLY HARM THE IMAGE AND THE REALITY OF CORPORATIONS AMD THEIR BE
HAVIOR.
.
IT IS APPROPRIATE THAT WE ALSO NOTE THE'. ROLE OF THE LEGAL
PROFESSION VIS-A-VIS THE SCIENTIFIC COMMUNITY IN REGULATORY AC~ TI ON3. The INTRODUCTION OF SO MANY STATUTE.1 BRINGS THE LEGAL
PROFESSION VERY MUCH INTO THE PICTURE. EARLIER WE NOTED THAT THE DCCUPATIONAL SAFETY-AND HEALTH ADMINISTRATION NOW EMPLOYS
APPROXIMATELY 2,700 PERSONS; APPROXIMATELY 250 OF THESE ARE LAW
YERS. OF THE ONE HUNDRED THOUSAND CITATIONS FOR VIOLATIONS OF
STANDARDS ISSUED BY THAT AGENCY DURING 1975 IN ITS REGULATORY
FUNCTIONS, SOME SIX THOUSAND WERE CONTESTED- LAWYERS ARE VERY
INVOLVED IN RESOLUTION OF SCIENTIFIC AND TECHNICAL ISSUES. As AN EXAMPLE, A MAJOR CASE IN OSHA LEGAL HISTORY WAS THE RELEVANCE
'^
OF AIR AND BIOLOGICAL SAMPLING TO THE ESTABLISHMENT OF BODY BUR
DENS OF LEAD. THE PROCEEDINGS OF THAT CONTEST OF CITATION READS
LIKE A TOXICOLOGY-PHYSIOLOGY TEXTBOOK. THE COMPLEXITY OF MANY
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CASE!- PLACES EXTREME BURDENS ON \TH! LEGAL COMMUNITY/ AND AN ADDED BURDEN ON THE SCIENTIFIC-TECHNICAL COMMUNITY/ TO ADOPT A COMMON LANGUAGE UNDERSTANDABLE TO BOTH. [T WAS MY EXPERIENCE THAT MANY
OF TIE SOLICITORS IN THE OCCUPATIONAL SAFETY AND HEALTH AGENCY
WERE VERY WELL VERSED IN SCIENTIFIC AND TECHNICAL MATTERS. IN
DEED. ON SOME SUBJECTS SOME WERE BETTER VERSED THAN THEIR TECHNI CAL COUNTERPARTS IN THE AGENCY. THE SCIENTIST OR ENGINEER/ IN TURN. WAS VERY FAMILIAR WITH THE LEGAL PROCEDURES NECESSARY UNDER THE STATUTE AND WAS OFTEN CALLED U3ON TO APPEAR IN VARIOUS CON TEST". AND HEARINGS INVOLVING THE A.3ENCY, FOR THE TECHNOLOGISTSCIENTIST/ THE OVER-LAY OF FAMILIARITY WITH THE ROLE OF THE COURTS AND THE LEGAL PROFESSION IN THESE REGULATIONS IS A NECESSITY.
ON THE OTHER HAND/ THERE ARE THOSE WHO BELIEVE THAT THE LEGAL PROFESSION IS TOO DEEPLY INVOLVED IN THESE MATTERS. CERTAINLY THE ENTRY OF THE LEGAL PROFESSION INTO THESE FIELDS HAS CAUSED SOME CUMBERSOME PROCEDURES WHICH INEVITABLY LEAD TO DELAY/ BUT LET US NOT FORGETTHAT THIS HAS ALSO CLARIFIED MANY ISSUES AND HAS/ IN NO UNCERTAIN TERMS/ INDICATED THE SERIOUS INTENT OF THE REGULATORY
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AGENCIES TO BRING ABOUT SOCIETALr CHANGES IN THESE FIELDS. AND
MOST IMPORTANT/ DUE PROCESS OF LAW HAS BEEN ASSURED TO ALL IN
VOLVED.
'`
.
With regard to this, perhaps the most important role of the
i
SCIENTIFIC-TECHNICAL-BUSINESS COMMUNITIES, THE PROVISION OF DATA
AND PRESENTATION OF TESTIMONY, SOME! WORDS OF JOHN GARDNER IN HIS '
book, NO EASY VICTORIES,.are particularly pertinent.
"We have all seen men with lots of bright ideas but no
patience with the machinery by WHICH ideas are trans
lated INTO ACTION. As A RULE, THE MACH NERY DEFEATS THEM. IT IS A PITY, BECAUSE THE PROFESSIONAL AND ACA
DEMIC MAN CAN PLAY A USEFUL ROLE IN PRACTICAL AFFAIRS.
HBut too often he is a dilettante.
e d:ps in here or
there; he gives bits of advice on a dozen fronts; he
.
never gets his hands dirty working with one piece of
THE SOCIAL MACHINERY UNTIL HE KNOWS IT WELL. He WILL
NOT TAKE THE TIME TO UNDERSTAND THE SOCIAL INSTITUTIONS AND PROCESSES BY WHICH CHANGE IS ACCOMPLISHED."
And again:
-
"The curse of the citizen action is the glancing blow--
i
A LITTLE WORK ON THIS COMMITTEE AND ON TO THE NEXT ONE; A LITTLE WORK ONTHAT COMMITTEE AND ON TO SOMETHING ELSE... NEVER GETTING FAR ENOUGH BELOW THE SURFACE TO UNDERSTAND
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HOW THE MACHINERY WORKS Iff WHATEVER ACTIVITY HE IS TRYING
TO CHANGE; JUST LINGERING LONG ENOUGH TO SIGN THE COM
MITTEE REPORT, NOT STAYING LONG ENOUGH TO SEE WHAT THE
. CONSEQUENCES OF THE REPORT ARE."
'
There are other major provisions of regulations which should
AFFECT BEHAVICR OF RESPONSIBLE MANAGERS. THUS, THERE ARE NOT
ONL^ CIVIL PENALTIES IN THE OSHA AND THE TOXIC SUBSTANCES CONTROL
Act, there are criminal penalties, including jail sentencing
WHERE WILLFUL VIOLATIONS CAN BE DEMONSTRATED. MANY STATUTES
ALSC HAVE PROVISIONS FOR CITIZEN SUITS AGAINST THOSE ADMINISTER
ING the Acts at the Federal level.
.
How SHOULD THE MEDICAL PROFESSION RESPOND TO THESE EXTENSIVE
REQUIREMENTS OF FEDERAL LEGISLATION? FlRST, YOU SHOULD RECOGNIZE,
BECAUSE THOSE IN GOVERNMENT ARE COMING TO RECOGNIZE, THAT THE PRI
VATE SECTOR KNOWS MORE ABOUT ITS AFFAIRS THAN MEMBERS OF THE GOVERNMENT WILL EVER KNOW. FEDERAL REGULATORY EFFORT IS DEPENDENT
ON THE KNOWLEDGE CONTRIBUTED BY THE REGULATEE. YOU KNOW MORE ABOUT
FEASIBLE MEDICAL PRACTICES IN THE INDUSTRY YOU ARE INVOLVED WITH
THAN OSHA KNOWS. THOSE IN OSHA ARE TRYING TO MEET THEIR RESPONSI
BILITIES UNDER THE ACT AND THEY WILL DO THE BEST THEY CAN. HOW DO
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YOU KISH TO BE REGULATED? THE O'NLY HOPE FOR FEASIBLE REGULATIONS
'
IS FCR VOLUNTEERING OF INFORMATION ON YOUR PART.
,
GET THE TYPE OF REGULATION YOU HELF' TO SHAPE
In GENERAL, YOU
As YOU MAY KNOW,, OSHA STANDARDS REQUIREMENTS INCLUDE RECORD"
KEEPING, MONITORING, SPECIFIC ENGINEERING CONTROLS AND A HOST OF
WORK PRACTICES, INCLUDING PROTECTIVE CLOTHING AND EQUIPMENT, JOB
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ROTATION IN REGULATED AREAS, HYGIENIC FACILI"IES, LABELLING, AND
.
MEDICAL SURVEILLANCE. TRAINING AND EDUCATION REQUIREMENTS ARE ALSO
USUALLY INCLUDED. LARGE- NUMBERS OF SPECIFIC STANDARDS DEALING
WITH INDIVIDUAL CHEMICALS ARE PROJECTED FOR "HE FUTURE, THERE
IS ALSO A DEVELOPMENTAL EFFORT DIRECTED AT GENERIC STANDARDS, STAN
DARDS THAT CUT ACROSS INDIVIDUAL COMPOUNDS. THE MOST RECENT ILLU" _
STRATI ON OF THIS APPROACH IS THE GENERIC STANDARD ENTITLED "IDEN
TIFICATION, Classification and Regulation of Carcinogens". Under
Toxicthe
Substances Control Act the private sector will be required
' ,^
TO PROVIDE INFORMATION ON THE INDIVIDUAL CHEMICALS USED BY EACH FIRM.
The government will require the "chemical identity, production levels
USES, BY-PRODUCTS, ANY HEALTH AND SAFETY STUDIES, ALLEGED ADVERSE
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REACTIONS, AND OTHER FACTORS OF 'ENVIRONMENTAL SIGNIFICANCE." ALL
TESTING OF NEW PRODUCTS WILL BE PERFORMED BY THE PRIVATE SECTOR
WITH INFORMATION PROVIDED TO THE GOVERNMENT;
<
OSHAThe medical requirements under
standards differ for many
SUBSTANCES REGtLATED. I HAVE BROUGHT ALONG A SUMMARY DOCUMENT BY
Mr. Furr, of Westinghouse Corporation in Pittsburgh, which indica
TES ALL CURRENT REQUIREMENTS UNDER THE STANDARDS. It SHOULD BE
NOTEI THAT THIS ADMINISTRATION HAS CONTINUED THE STRESS ON HEALTH
ASPECTS OF OSHP CONCERNS RATHER THAN SAFETY ASPECTS. !)r. EuLA
BlNGhAM HAS COMMITTED HERSELF TO CONTINUING THE INCREASED ATTENTION
TO HEALTH HAZARDS IN THE WORK ENVIRONMENT BY INCREASING THE NUMBER
OF HYGIENISTS IN THE AGENCY AND THE NUMBER Oc HEALTH STANDARDS PRO
MULGATED. D .Most recently. r Bingham has indicated that standards
FOR COTTON DUST, BERYLLIUM, BENZENE, ARSENIC, NICKEL AND LEAD WILL
BE PROMULGATED BY THE END OF 1977. BECAUSE OF THE REQUIREMENTS OF
THE STANDARDS AND THE THIRD PARTY LIABILITY POSSIBILITIES, IT IS
NECESSARY TO SET UP A MAJOR DATA KEEPING FACILITY IN EACH COMPANY.
IT WILL BE NECESSARY IN THE FUTURE TO HAVE READILY AVAILABLE RECORDS
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19 OF PERSONNEL EXF'OSURE TO CHEMICALS. It WOULD BE A MISTAKE AT THIS
TIME "0 THINK THAT THE "HEAT IS GOING TO DECREASE". It IS NOT.
The- heat in this field is going to increase; There are certain
immed.ate steps that the private se:tor and the medical profess
ION C/vN TAKE TO ENSURE THAT REGULATORY ACTIVITY IN THE FUTURE IS
WELL HASED. I WOULD LIKE TO REVIEW THESE. 4
.
1. There must be corporate coordinate and professional man
Ipower in this field. During my tenure at OSHA addressed the
Presidents and Vice-Presidents of the Petroleum Refining Associ
200 Iation., approximately
men and women.
asked how many had
ever met or taken part in the hiring of the industrial hygienist
OR SAFETY PROFESSIONAL IN THEIR-FIRM. APPROXIMATELY THREE HANDS WERE RAISED. I THEN ASKED HOW MANY HAD MET CR TAKEN PART IN THE HIRING OF THEIR CHIEF DESIGNER. VIRTUALLY EVERY HAND IN THE AU DIENCE WENT UP. The AUDIENCE DID NOT REALIZE THAT THE HEALTH AND SAFETY PERSONNEL IN THEIR ORGANIZATION IS A CRITICAL MEMBER OF THE
COMPANY AND THAT THEIR FUTURE LIABILITY IS VERY MUCH DEPENDENT ON THE EFFORTS OF THAT INDIVIDUAL. THE PRIVATE SECTOR MUST PLAN FOR
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TESTING FACILITIES OR MUST MAKE'INSTITUTIONAL ARRANGEMENTS FOR UTI
LIZATION OF THE TESTING FACILITIES OF OTHERS FOR CHEMICALS. HOPE
FULLY, THIS WILL BE DONE ON AN ASSOCIATION V/IDE BASIS SO THAT AN
INDIVIDUAL FIRM IS NOT RESPONSIBLE FOR THE "OTAL COST BURDEN. Do
i.
YOU, AS PHYSICIANS, KNOW THE CHEMICALS THAT ARE USED IN THE FACIL
ITIES THAT YOU ARE EXAMINING MEN TO WORK IN Do YOU KNOW THE PO~
TENTIAL OF THESE CHEMICALS FOR CAUSING HARM? MANY OF THEM ARE
MARKETED UNDER TRADE NAMES. ARE YOU AWARE OF THEIR INGREDIENTS?
2. Because of the'above questions, each firm must review its
PROCEDURES IN HANDLING, LABELLING., MONITORING, SURVEILLANCE, ETC.,
OF THE CHEMICALS IN ITS INVENTORY. It MUST JUDGE THE ADEQUACY OF
CURRENT PROCEDURES AND MOVE TO' IMPROVE PROCEDURES WHERE THEY ARE -
INADEQUATE. If PERSONNEL ARE NOT IN HOUSE TO DO THIS, THEN SUCH
SKILLED PERSONNEL MUST BE HIRED FFOM FIRMS PROVIDING THIS SERVICE YOU, AS THE PHYSICIANS CHARGED WITH THE HEALTH OF THE PEOPLE IN .
THE INDUSTRY, MUST APPLY THE PRESSURE TO MANAGEMENT TO DO THIS. _ 3. The toxicological data in hand with regard to the chemi
cals UTILIZED MUST BE REVIEWED. YOU ARE KEY PERSONS IN THIS RE
VIEW PROCEDURE.
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21
4. Do YDU HAVE CLOSE TIES OR ASSOCIATIONS WITH YOUR COUNTER
PARTS IN OTHER PLANTS? Or DO YOU OPERATE ALONE? I DO NOT KNOVf
THE PROCEDURES FOR SHARING OF KNOWLEDGE IN YOUR GROUP, BUT IT IS
ESSENTIAL TO ESTABLISH SUCH PROCEDURES.
`
5. Establishment of recordkeeping and data storage. I re
fer TO THIS ACTIVITY AS "DOCUMENTING THE NEGATIVE". ?RIOR TO THE
-
ADVEiNT OF ALL THIS REGULATION, THE PRIVATE SECTOR USED TO DOCUMENT
POSITIVE CASES--CASES WHERE PEOPLE WERE HURT. TODAY IT IS NECES-
SAR\ TO DOCUMENT THE NEGATIVE, TO INDICATE IN YOUR RECORDS THAT
YOU! FACILITIES DID, INDEED, ADHERE TO ALL CURRENT STANDARDS AND
REGULATIONS. If PERSONS ARE INJURED IN THE FUTURE AND THEY HAVE
AT ONE TIME OR ANOTHER BEEN EXPOSED TO POTENTIALLY HAZARDOUS CON- .
DITIONS IN YOUR FACILITY, THERE IS A HIGH PROBABILITY THAT THEY
WILL ATTEMPT TO RELATE THEIR MEDICAL CONDITION TO THA** EXPOSURE. Only by documenting the negative can you avoid the associated lia
BILITY.
6. Education of management personnel is crucial. This edu
cational process must include the technical expert, as well as
HER 0000936
22
SENIOR MANAGEMENT PERSONNEL. MANY FIRST LINE MANAGERS ARE UNAWARE
OF THE RAMIFICATIONS OF THE REGULATIONS FOP THEIR JOES AND THE:R
COM3ANIES. T-IEY ARE STILL LIVING EXCLUSIVELY IN THE WORLD OF PRO"
**
DUCflON LINE CHECKPOINTS AT CERTAIN HOURS CF THE DAY, CHECKS OF
*
VOLJME PRODUCTION, QUALITY CONTROL OF PRODLCTS, ETC. THEY HAVE
NOT BUILT INT3 THEIR AUTOMATIC REFLEXES THE HEALTH AND SAFETY AS
PECTS OF THE ENVIRONMENT, ASPECTS AS IMPORTANT AS THE FORMER PRO
DUCTION concerns. Health and safety must ee made a line management
RESPONSIBILITY. It IS-A WAY OF DOING BUSINESS THAT IS WHAT THE RE
GULATORY EFFORT IS ALL ABOUT.
7. IReview of medical surveillance prccedures.
t is neces
sary FOR MANAGEMENT TO APPRISE ITSELF OF THE ADEQUACY OF MEDICAL .
SURVEILLANCE PROCEDURES,. THESE PROCEDURES ARE NOT ABSTRUSE AND
DIFFICULT TO COMPREHEND. ARE YOU, AS PHYSICIANS, EXPLOITING THE
MYSTIQUE OF MEDICINE? If SO, IT IS INAPPROPRIATE. f'lOST SENIOR
**
MANAGEMENT PERSONNEL ARE FULLY CAPABLE OF UNDERSTANDING MEDICAL
TERMINOLOGY AND THE TESTS THAT SHOULD BE PERFORMED AND THE RESULTS
OBTAINED THEREFROM. It IS THE OBLIGATION OF MEDICAL SPECIALISTS
. HER 0000937
23
TO MAKE THEIR WORK UNDERSTANDABLE TO THE MANAGER. IT IS ONLY TOO
_
COMMON TO HAVE SENIOR MANAGEMENT PERSONNEL ASSIGN ALL RESPONSIBI-
* ,
LITY TO THE PHYSICIAN AND NOT EVEN QUERY THE PHYSICIAN ON PROCED-
URES AND RESUL"S. We COJLD FURTHER DISCUSS SPECIFIC CASES OF HOW
. .I
THIS HAS CAUSED MAJOR PROBLEMS TO 3USINE$S MANAGERS.
Finally, are you, as an occupational physician, thinking pre
ventive MEDICINE? Or are YOU IN YDUR PART-TIME RESPONSIBILITIES IN Ail INDUSTRIAL FACILITY PRACTICIMG CURATIVE OR HEROld MEDICINE?
OUR MEDICAL SCHOOLS ARE STILL ORIENTED TOWARDS CURATIVE MEDICINE,
BUT OCCUPATIONAL HEALTH IS A BRANCH OF PREVENTIVE MEDICINE. YOU
ARE PERHAPS THE MOST IMPORTANT PERSON IN THE OCCUPATIONAL HEALTH
AND SAFETY TEAM TO GIVE WEIGHT TO PREVENTIVE MEASURES IN THE FAC" . ILITY. Are YOU STILL IN THE MINDS OF THOSE IN THE PLANT, THE "DOC"
THAT WILL ASSIST THEM WHEN THEY GET HURT? If THEY THINK OF YOU
THAT WAY, YOU ARE NOT FULFILLING THE ROLE OF AN OCCUPATIONAL HEALTH
9
physician. Unfortunately, the profession of occupational medicine
A A is under a cloud.
recent code of ethics was adopted by the m
erican Association of Occupational Medicine. There are charges of
'
HER 0000938
THE ALLEGIANCE OF PHYSICIANS TO THEIR COMPANIES AND NOT TO THEIR
CL I ENTS, THE WORKERS. ALL OF THESE CONFLICTS FACE YOU AS YOU
PURSUE YOUR PROFESSIONAL ROLE. I CANNOT OVER.STRESS THE IMPOR-
'
TANCE OF THAT ROLE NOR THE NEED FOR YOU TO EXAMINE IN DEPTH THE
9
WAY IN WHI.CH YOU ARE RISING TO THE DEMANDS OF THE AMERICAN WORK
PLACE--DEMANDS REFLECTED-IN THE REGULATIONS WE HAVE DISCUSSED.
HER 0000939