Document 2O6jodrJw5dJqZEXkMykp9Qp
TOXICOLOGICAL RESEARCH PROGRAM IN PERFLUORINATED
CHEMISTRIES
John L. Butenhoff, Ph.D. Medical Department 3M Company
Value of Legacy Fluorochemical Toxicological Research
Association of Chemistry with 3M Reduced Uncertainty in Risk Assessment Credibility in the Health Science Field Causal Perspective for:
- Employee medical surveillance - Epidemiological investigation
Defensive Barriers to Litigation Application to Current and New Products
Causal Perspective for Epidemiology
The Environment and Disease: Association or Causation?1
1Hill (1965) Proc Royal Soc Med 58, 295-300.
Bradford-Hill Criteria
Strength Consistency Specificity Temporality Biological Gradient
This area has become increasingly important as new epidemiological studies are released.
Plausibility
Coherence
Experiment
Analogy
Flood of New Science
Frequency of new scientific papers has increased.
Appreciation of the whole field by the newer authors is obviously limited.
Increasing attempts to associate effects with general population exposures.
3M Publication Impact
54 3M-authored, peer-reviewed fluorochemical papers cited 1804 times in scientific literature.
Individual Publication by Year
Tim es Cited
Two Broad Areas of Research
Pharmacodynamics
- Biochemical interactions - Biochemical and physiological responses
Adaptive or pathological
Pharmacokinetics
-Absorption, distribution, metabolism, excretion
Current Research Strategies
Internal 3M research
- Pharmacodynamics and pharmacokinetics
Collaborative research
- E.g., USEPA NHEERL, Universities
Contract research
- E.g., TNO
3M-sponsored university research
- U of MN, Stockholm U, UKMC, U of Houston, Penn State
Chemical and Physical Properties
Perfluorinated alkyls (PFAs)
- Exceptionally stable - Non-reactive - Solubility varies - Amphiphilic, "organic" acids with low pKa - Essentially dissociated under most conditions - Surface active - Low Van der Waal's forces in carbon chain
Physical/Chemical Determinants
Resemble free fatty acids (FFAs); although. ..
- Non-reactive - Not metabolized - Do not enter into the biochemical reactions that use
fatty acids as substrate.
However, PFAs may present as FFAs.
- Transporters - Receptors - Carrier proteins
Biological Interactions of PFAAs
Expected interactions
- Biological membranes - Organic anion transport processes
Induction, competition
- Protein ionic binding sites
Competition with endogenous substrates (e.g., FFA, hormones)
- Activation of biochemical processes
Nuclear receptor activation (e.g., PPARa)
Pharmacodynamics
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change Tumorigenesis Reproduction/Development Immune system Nervous system Endocrine system (hormones)
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health
Serum lipid chemistry Body-weight change Tumorigenesis Reproduction/Development Immune system Nervous system Endocrine system (hormones)
Monkey Liver at 0.75 mg/kg/d K+PFOS
(human equivalent dose = 53 mg/d)
Electron micrographs of liver cells from six-month monkey study with K+PFOS1
Male control 184 d
Male 0.75 mg/kg 184 d
1Seacat et al. (2002) Toxicol Sci 68, 249-264.
Male 0.75 mg/kg after 211 d recovery
Liver Effects
Increased liver weight
- Enlarged cells (hypertrophy)
Adaptation or pathological change?
- Increased numbers of cells (hyperplasia)
Pathological change (hyperplasia ^ tumor ^ cancer)
Metabolic and biochemical changes
- e.g., increased burning of fat
Human relevance
- PPARa activation - Other processes (e.g., CAR and PXR) - Adaptation vs. pathological change
Diversion #1 - Molecular Biology
Xenobiotics, Hormones, Cytokines, Growth
Receptors & Transcription Factors
PPARa CAR
Gene Expression, Transcription
CYP4A mRNA CYP2B mRNA
Protein Synthesis
Enzymes Other Compounds
Metabolism
Metabolic Products
Based on: Waxman (1999) Arch. Biochem. Biophys. 369, 11-23.
Some Common Nuclear Receptors Controlling CYP Induction
Receptor PPARa PPARy car PXR LXRa FXR RXR TR Ah1
Typical Activator Fatty acids, Fibrates Rosiglitazone Phenobarbital Steroids, Dexamethasone Cholesterol Bile acids Retinoic acid Triiodothyronine Polycyclic aromatics, Dioxin
1 PAS transcription family member, not a nuclear receptor
Experimental Approaches
Engineered nuclear receptor domains Primary cell culture In-life exposure followed by biochemical
and molecular biological methods Transgenic mouse studies
- Remove or repress receptor - Insert human form of receptor
Species Differences in PPARa
Humans less responsive than rodents
- Lower human levels of PPARa - Human PPARa not associated with hyperplasia
Use of genetically-modified mice1'2'34
- Using specific activators of PPARa
mPPARa (natural) - hypertrophy and hyperplasia hPPARa - hypertrophy but NO hyperplasia No PPARa - NO hypertrophy and NO hyperplasia
1Cheung et al. (2004) Cancer Res 64, 3849-3854. 2Morimura et al. (2006)Carcinogenesis 27, 1074-1080. 3Shah et al. (2007) Mol Cell Biol 27, 4238-4247. 4Yang et al. (2008) Toxicol Sci 101, 132-139.
Relative Lytifflm sn Attivi
Differential Activation of PPARa in an Engineered System
PFOA is a weak activator of PPARa compared to ciprofibrate and natural fatty acids.
Nuclear Receptor Activation by PFOA and PFOS in an Engineered System
Mouse, rat, human receptor forms PFOA and PFOS activate PPARa
- Less potent than clofibrate and endogenous long chain FFA
PFOS and PFOA are weak agonists for PPARy
- Much less potent than rosiglitazone
No activation of RXRa or LXRp PFOA and PFOS more specific and less potent
than endogenous long-chain FFAs.
1Vanden Heuvel et al. (2006) Toxicol Sci 92, 476-489.
Human vs. Rat Liver Cells in Primary Culture and PPARa Activation by PFAs
> All PFAs at 25 pM in cell culture media.
> C < 4 PFAs have little or no effect.
CKeonudrtaelsl yWoafllDacr.e, U of MN.
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health
Serum lipid chemistry
Body-weight change Tumorigenesis Reproduction/Development Immune system Nervous system Endocrine system (hormones)
Serum Lipids
Hypolipidemia
- Reduced serum total cholesterol with
PFOS; PFHxS; PFBA; PFOA (not consistently) Early onset clinical observation in lab animals
- Apparent reduction in HDL (female monkeys)
PFOS A basis for MDH HRL for PFOS
- Mode(s) of action
PPARa activation (evidence strong) HMG CoA reductase inhibition (evidence weak)
Serum Lipids
Hyperlipidemia
- Inconsistent epidemiological association of serum PFOS and PFOA with increased serum cholesterol in humans
C8 Science Panel Report
- "In multivariate models adjusting for other factors ... all lipid outcomes except HDL were higher when serum PFOA and PFOS levels were higher. The positive trends were statistically significant in all cases, again with the exception of HDL."
A Case of Reverse Causation?
Do higher serum lipids increase serum binding capacities for PFOA and PFOS?
Is there a experimental basis for causation?
Continuing areas of research
- Serum lipid biochemical studies - Binding of PFOS and PFOA to serum
lipoproteins - Pharmacokinetic distribution studies
Serum Lipids
Experimental model:
- "Humanized" lipoprotein-profile transgenic mice - Developed by TNO in The Netherlands - Studying PFBS, PFHxS, PFOS - Western-style diet (high fat) - PFOS, PFHxS, PFBS at ~ 3, 6 and 30 mg/kg
body weight/d in diet, respectively.
APOE*3Leiden Mouse Study
PFOS and PFHxS
- Reduced total cholesterol and triglycerides - Decreased cholesterol 7-a-hydroxylase - Increased liver size - Increased fatty acid oxidation - Suggests a PPARa agonist mode of action
PFBS had no effect.
APOE*3Leiden.CETP Mouse Studies
Incorporate cholesterol ester transfer protein PFOS and PFHxS
- reduced total cholesterol and triglycerides via
decreased VLDL production increased VLDL lipolysis and clearance increased HDL clearance
PFBS
- reduced total cholesterol and triglycerides
to a lesser extent and via reduced VLDL production and increased VLDL clearance no effect on HDL
PFBS, PFHS, PFOS & Hypolipidemia APOE*3Leiden.CETP Mouse
- ^ G ro u p 1: control - - G roup 4: 0.006 % PFHS
--^ G ro u p 2: 0 .0 3 % F e n o fib ra te - * - G ro u p 3: 0 .0 3 % P F B S - - G roup 5: 0.003 % PFOS
C h o le ste ro l (m m o l/L )
Association of PFOS and PFOA with Hyperlipidemia in Epi Studies
APOE*3Leiden mouse model argues against causation.
Serum binding studies show affinity of PFOS and PFOA for lipoproteins.
Additional serum binding work may help prove reverse causation.
Percent Binding to Isolated Human Serum Protein Fractions at 10 pg/mL
PFBS
PFHS
PFOS
Albumin
93.5
> 99.9
99.8
y-Globulin
< 0.1
26.1
24.1
a-Globulin
< 0.1 13.7 59.4
Fibrinogen
< 0.1
< 0.1
< 0.1
a-2-Macro- globulin
< 0.1
< 0.1
< 0.1
Transferrin
< 0.1 6.4 <0.1
|3-Lipo-protein
thern Research Institute, unpublished data
PFOA H
99.7 3.0 11.0 < 0.1 < 0.1 2.1 39.6
Percent Binding to Isolated Human Serum Protein Fractions at 10 pg/mL
Albumin y-Globulin a-Globulin Fibrinogen a-2-Macro- globulin Transferrin 3-Lipo-protein
PFBS
93.5< 0.1 < 0.1 < 0.1 < 0.1 < 0.1 < 0.1
PFHS
> 99.926.1 13.7 < 0.1 < 0.1 (M 64.1
PFOS
PFOA H
99.8-
99.7-
24.1 3.0
59.4
11.0
< 0.1
< 0.1
< 0.1
< 0.1
CO CO
95.6
39.6
Additional Experimental Approaches
Binding interaction studies
- Exploit
35S-PFOS made at Stockholm University in Ake Bergman's lab.
Biochemical expertise of Joe DePierre's research group.
In-life experiments under consideration
- Exploit APOE*3Leiden.CETP mice
Dietary manipulation of lipoprotein profile
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry
Body-weight change
Tumorigenesis Reproduction/Development Immune system Nervous system Endocrine system (hormones)
Body Weight
Decreased weight gain in growing animals
Rat pups
Weight loss at sufficient dose
Male monkeys
Mean %Change in Body Weight
Maternal Dose (mg PFOS/kg/day)
Mean Pup Weight Gain/Liller (grams)
Body Weight
Hypotheses
- Increased burning of fat
Uncoupling of oxidative phosphorylation (mitochondria) Inc- reOanslyedwimthitcoecrthaoinndsurilafolnbaomdidieess ((PNFOOTAP)FOS or PFOA) PP- AERvaideancctievafrtoiomn rat and monkey studies
- Strong evidence from mouse studies
- Decreased appetite
Some evidence
- Malabsorption of nutrients
Not fully investigated
Biological Interactions - Mitochondria
3M sponsored
- Starkov and Wallace (2002) Toxicol Sci 66, 244-252. - O'Brien et al. (2008) Toxicol Appl Pharmacol 227,
184-195. - Berthiaume and Wallace (2002) Toxicology Lett 129,
23-32. - Butenhoff et al. (2002) Toxicol Sci 69, 244-257. - Mitochondrial proliferation mode of action (current)
NTP sponsored (i.e., they think its important)
- Mitochondrial interactions of PFCs in vitro (Wallace)
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change
Tumorigenesis
Reproduction/Development Immune system Nervous system Endocrine system (hormones)
Tumorigenicity in SD Rats
PFOA
- At 300 ppm in diet (~15 mg/kg body weight)
Hepatocellular adenoma (males) Pancreatic acinar-cell adenoma (males) Testicular Leydig-cell adenoma ("Tumor triad" pattern seen with other PPARa agonists) No increased tumor incidence in females
PFOS
- At 20 ppm in diet (~1 mg/kg body weight)
Hepatocellular adenoma (males and females) Thyroid follicular cell adenoma (20 ppm stop-dose males)
Tumorigenesis - PFOA
Hepatocellular
- Consequences of PPARa activation - Oxidative stress - Potential for contribution of CAR activation
Testicular Leydig cell adenoma
- Consequences of PPARa activation - Induction of aromatase enzyme leading to increased estrogen
Pancreatic acinar cell adenoma
- Consequences of PPARa activation - Increased cholecystokinin hormone (evidence weak) - Mitogenic activity of thyroid hormone, retinoids (not tested).
Pancreatic acinar cell proliferation
From: Ohmura et al. (1997) Can Res 57, 795-798.
Thyroid hormone (T3) is a strong mitogen for rat pancreatic acinar cells, as are BR931 and 9-cisRA.
BrDU staining showing proliferation of acinar cells and not ductal or islet cells in rat pancreas stimulated with T3.
W. f ^ / a ? .1
f "2
y '
n A il
fSsSm&L,*a#$ r 9 t \'
/*
A"tO p^ 7 ,D*S&n?
Thyroid hormone (T3)
Peroxisome proiferator Retinoid
Tumorigenesis - PFOS
Was PPARa activation responsible? PFOS - CXR investigation results
- Liver
PFOS is a mixed agonist in the rat PPARa, CAR, PXR
- Thyroid
No effect of PFOS
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change Tumorigenesis
Reproduction/Development
Immune system Nervous system Endocrine system (hormones)
PFAs Studied for Reproduction and Developmental Effects
PFBS PFHxS PFOS PFBA PFOA
Results of Major Laboratory Studies
No effect on functional aspects of reproduction
Structural anomalies associated with dosing causing maternal stress
Developmental delays noted in some cases
Birth weight and weight gain affected in some cases
Neonatal mortality with PFOS and PFOA
Modes of Action - Current Thoughts
Although in utero exposure of both PFOS and PFOA caused neonatal mortality, the adverse effects may be mediated by separate mechanisms
PFOA likely acts through the PPARa signaling pathway that regulates intermediary metabolism
PFOS likely interacts with phospholipids of lung surfactant and interferes with lung inflation and pulmonary function
Lung Histology and Morphometry
Control
PFOS
Dose (mg/kg)
0
5
10
Air Space (%)
63.9 1.5 56.7 2.1
55.2 2.2*
Septal Space (%)
31.6 1.3 41.2 2.0* 43.6 1.9*
Alveolar Structure
Surfactant prevents lungs from collapsing during end-expiration by reducing the surface tension at the air-liquid interface
Alveolar
olar type I cell
Lamellar body Tubular
Alveolar flui
Air space
PFOS?
Alveolar macrophag
Modified from Hawgood & Clements, 1990.
PFOS and Pulmonary Surfactant
PFOS was detected in amniotic fluid that bathed the fetal lung
Oral gavage of newborn rats failed to cause mortality - chemical has to reach within the lung
PFOS interacts with phospholipids (Xie et al., 2007) - Dipalmitoylphosphatidylcholine (DPPC) is a major component of lung surfactant - In vitro study: PFOS had strong tendency to partition into and disrupt DPPC bilayers - PFOS > PFOA >>OS
Definitive evidence is needed
Non-Occupational Human Studies - Summary
Endpoint PFA
Apelberg Fei
Monroy
Gestational PFOS
NS
NS
NS
Age
PFOA
NS
NS
NS
Birth Weight PFOS
(g) PFOA
NS (-69a,Tb) NS NS (-104a,T) -10.6
NS NS
Birth Length (cm)
PFOS PFOA
NS NS
NS -0.69
N/A N/A
Head Circum. PFOS
(cm)
PFOA
NS N/A NS N/A
Abdominal
PFOS
Circum. (cm) PFOA
N/A N/A
NS -0.059
N/A N/A
Ponderal Index
PFOS PFOA
-0.074 (T) -0.074 (T)
NS NS
N/A N/A
Placental Weight
PFOS PFOA
N/A N/A
NS NS
N/A N/A
a Stat. sign. when adjusted for gest. age but not sign. in fully-adjusted analysis. b Log transformed (change for 2.7-fold change in PFA concentration).
Birth Weight - Another Case of Reverse Causation?
Plasma volume expansion positively associated with increased birth weight.
Concentrations of plasma constituents may decrease during pregnancy.
Research approach:
- Modeling of pharmacokinetics in pregnancy - Contract with The Hamner Instutues
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change Tumorigenesis Reproduction/Development
Immune system
Nervous system Endocrine system (hormones)
PFOS and PFOA & Immune System
Suppression of adaptive immunity in mice
- Thymic and splenic atrophy
Enhancement of innate immunity in mice Attenuated by knocking out PPARa Appears to be a high-dose effect (DePierre) However, Peden-Adams report on PFOS
effect at 91 ppb PFOS in serum. Epi studies?
Immune System and PFOS - Mice
Dr. DePierre's research group at Stockholm University
- Carefully repeated Peden-Adams et al. work. - Not able to reproduce observed effects. - Likely due to methodological issues with
Peden-Adams et al. study.
Human data would be helpful
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change Tumorigenesis Reproduction/Development Immune system
Nervous system
Endocrine system (hormones)
Nervous System
Decreased habituation consistently observed with PFOS in developing male rats and mice (transient)
- Publishing DNT study
Delayed pupillary reflex in male rats given PFOA and PFBA
- Grant to Dr. Donald Fox, U of Houston
Brain uptake studies
- Collaborative with USEPA - Grant to Dr. Grant Anderson, U of MN
Responses of Laboratory Animals To Perfluorinated Alkyls (PFAs)
Liver function and health Serum lipid chemistry Body-weight change Tumorigenesis Reproduction/Development Immune system Nervous system
Endocrine system (hormones)
Endocrine System
PFAs can interfere with free hormone measurement
Current focus on thyroid hormones
- Publication of remaining PFOS work - Publication of PFBA work
Human thyroid hormone displacement studies planned
Follow-up to PFBA planned using ultrafiltration and lC-MS/MS T4 method
Pharmacokinetics
Key Questions
What are the mechanisms of PFAA transport and elimination?
What are the determinants of interspecies elimination differences?
How can interspecies dose-response extrapolations best be accomplished?
3M-Sponsored Research
Joe DePierre's lab at Stockholm U
- Distribution and binding
Hagenbuch's lab at KUMC
- Renal and liver tgransport
Anderson's lab at Univ of MN
- Thyroid hormone transport interactions - Brain uptake
The Hamner Institute
- Pharmacokinetic modeling
Pharmacokinetics - Tissue Distribution of Radiolabelled PFCs
Recent synthesis of 35S-PFOS at Stockholms Universitet:
- Initial distribution study in mice completed. - Whole-body distribution in progress - Fetal, age effects, intracellular investigations
planned - Protein binding studies to be addressed
Role of Organic Anion Transport
Active renal proximal tubular reabsorption First suggested by Kudo et al. (2002)
- Based on increased mRNA for Oatpl in male rats
First modeled by Andersen et al. (2006)
- Cynomolgus monkey PK data for PFOA and PFOS fit resorption model
Evidence in rat by Katakura et al. (2007)
- Oat3 and Oatpl may be reabsorption transporters
A Schematic for a Physiologically-Motivated Renal Resorption Pharmacokinetic Model1
1Andersen e t al. (2006) Toxicology 226, 156-164.
Uptake transporters in renal proximal tubule cells
Lumen
Blood
5 Oatplal Oat2
Oatpl a3
Oatp4c1 Oat1 Oat3
Apical Membrane
Basolateral Membrane
Based on subcellular localization, Oat1 and Oat3 may be responsible for active renal secretion of PFHA, PFOA and PFNA while Oatp1a1 may be responsible for reabsorption of PFDA, PFNA and PFOA. (From poster by Weaver and Hagenbuch, 2008).
Pharmacokinetics - PBPK Models
The Hamner Institutes (3M funding)
Andersen et al. (2006) Toxicology 227, 156-164. Tan et al. (2008) Toxicol Lett 177, 38-47.
EPA
Wambaugh et al. (2008) J Pharmacokinet Pharmacodyn 35, 683-713.
Harris and Barton (2008) Toxicol Lett 181, 148-156. Lou et al. (2009) Toxicol Sci 107, 331-341.
Protein ionic Binding
Albumin
- Major carrier protein in serum12 3 - Saturable1 - Competition with endogenous substrates
Steroid hormones1 Thyroid hormones4
- Carbon number (size) and solubility
Jones et al. (2003) Environ Toxicol Chem 22, 2639-2649. 2Han et al. (2003) Chem Res Toxicol 16, 775-781. 33M and Southern Research institute, unpublished report, USEPA Docket AR-226. 4Chang et al (2008) Toxicology 243, 330-339.
Binding of PFOS to HSA
v/c (M-1)
Binding o f P F O S to H S A 35000
y = -4 0 2 2 7 + 22376 R2 = 0.7454
30000
25000 i
20000 *
15000
i
10000
5000
0 0
234 v (molPFOS/molHSA)
5
6
[ b o u n d O A - H S A ) (|j M)
Binding of PFOS to TTR
Binding of PFOS to TTR
Determination of the Ka for binding of PFOS to TTR
[total PFOS] (mM)
Saturable
Competition between PFOS and thyroxine for binding to TTR
700 i
Q.
400 300
T3
00
>
* w 5 10 15 20 25 30
[thyroxine] (mM)
5 uM PFOS fixed concentration
1 -2 binding sites
Summary - Key Research Areas
Differential effects: human vs. lab animals Mechanism of effects on serum lipids Immune effects - human relevance
Transporters - species differences Pharmacokinetic models; e.g, pregnancy Distribution studies Binding studies