Document 1VXyd9MRr4ZX8EmLb2akm0VX
WHAT'S AHEAD FOR PLASTIC WASTES IN THE 1970'$ Hugh H. Connolly*
Last March I had the pleasure of addressing a RETEC in this
same location sponsored by the Philadelphia Section, SPE. At that
. meeting, I pointed up the relationship of proper solid waste manage
ment to environmental pollution control--the threat posed by solid
waste to our environment, our present facilities for coping with
that threat, and what we were trying to do about it. In so doing,
I indicated how plastics, specifically, fit into the picture.
Let me repeat a general statement I made rather early in my
talk. I stated that all plastics combined, including the chlorinated
organics, presently make up less than 3% by weight of the normal
municipal solid waste load. Because of this small percentage, and
its dilution in the total load, plastics have probably constituted
an environmental hazard in only rare instances. However, they have
been reported to be the source of problems in incinerators, where the
acid gases formed have had severe corrosive effects on grates and metal
parts.
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Since then, the Bure'au has been challenged several times to
prove, beyond the shadow of a doubt, that hydrochloric acid resulting
from incineration of PVC has been the specific cause of corrosion in
municipal incinerators. Certain elements of the SPI, as well as other
*Deputy Director, Bureau of Solid Waste Management, Environmental Health Service, DHEW. Address to Palisade Section, Society of Plastics Engineers,
Cherry Hill, New Jersey, October 27, 1970.
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plastic groups, have taken the position that, until this is proven, they will take the stand that PVC causes no problems in incineration, and that the plastics industry is being falsely labeled as the "boogie man."
Our Bureau is not in the business of labeling "boogie men." As stated by President Nixon in his Message on the Environment:
The fight against pollution . . . is not a search for villains. For the most part, the damage done to our environment has not been the work of evil men, nor has it been the inevitable by-product
either of advancing technology or of growing popu lation. It results not so much from choices made as from choices neglected; not from malign intention, but from failure to take into account the full con
sequences of our actions.
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It is true that we have not been able to prove this causal
relationship involving HC1 by means of a "tagged" (radioactive or other
wise) sample of PVC, in which the tag material has- been ultimately
recovered from the corroded sections within the incinerators. However,
the circumstantial evidence available suggests the relationship is valid
so far as we are concerned. One, since HC1 gas forms rapidly and is
very stable, it is an inevitable product of combustion of PVC. Two,
HC1 in the presence of moisture is known to be a highly corrosive mate
rial which readily attacks metal surfaces. Three, corrosive effects
on metal surfaces have been recorded from incinerators in which PVC *
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wastes constitute a portion of the solid waste feed. It might be con
cluded, therefore, that HC1 resulting from incineration of PVC corrodes
metal surfaces in the incinerators.
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SPI has supported work through the efforts of Battelle Memorial
Institute to investigate potential problems due to plastics and to
identify them. As a result of these efforts, Battelle published a
report entitled "The Role of Plastics in Solid Wastes." I would like
to quote briefly from this Report:
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The presence of halogens (chlorine or bromine) in plastics, such as polyvinyl chloride, and in flameretarding plasticizers and other additives presents three problems in the disposal of these materials by incineration:
(1) Combustion is inhibited by the halogen gases; thus, more vigorous turbulence is needed to take care of the increased tendency for production of smoke.
(2) The chlorine or bromine appears in the combustion products as gaseous hydrogen chloride (HC1) or hydrogen bromide (HBr) which can attack metals in the incinerator.
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(3) The emission of HC1 and HBr contributes to air pollution.
It is acknowledged that the SPI, in a later report, says the effect of HC1 in incinerator corrosion has been exaggerated, and that may be true. The point I am making is that, despite the fact incon trovertible proof of specific PVC-generated acid attack on specific incinerator parts is not readily available, a number of studies (including the one sponsored by the SPI) indicate recognition of a growing problem and an awareness that corrective action must be taken. . We can no longer sympathize with the "ostrich" approach to the situ ation, but must move ahead to define the extent of the problem and its solution. Moving ahead requires responsible industry action.
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Let's do a little "star-gazing" into the future and see what kinds of problems we might be facing in 1980, for instance, if plastics production continues to grow at its predicted rate in this . country, and nothing is done to achieve plastic recyclability or disposability. Using the estimated average annual growth ranging from 11% for polystyrene to 16% for polypropylene (Chemical and Engineering News; Sept. 1, 1969 - "Facts and Figures"), and assuming the same percentage enters the waste stream then as now, we approach a plastics waste load of 25 million tons per year by 1980. Let's also assume that all metals and glass and 50% of the paper in solid waste is being reclaimed from the waste by that time, for there is certainly a major trend in that direction. The technologies for reclamation in these areas should be well developed by then, and the economic . incentives clearly established and operating. Based on a 50% increase in solid waste generated from municipal sources by 1980, the total would amount to 375 million tons annually. Deducting 75 million tons of metals and glass and 95 million tons of paper through reclamation processes, the balance to be disposed would be 205 million tons. Plastics then, under these assumptions, would constitute 12% of the . disposable portion of solid waste. Not only would the present-day problems connected with incineration be greatly aggravated, but environ.mental hazards of air pollution would likely be commonplace.
In early August, I met with a Japanese study team in our offices in Rockville. This team consisted of 15 Japanese scientists and engi: neers sent to this country to learn of advanced methods we may have
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for solid waste handling and to exchange information on common
problems. The spokesman for this team, Professor S. Iwai of Kyoto
- University, stated that plastic wastes represent 15% of the total
waste load in Japan. He further stated that these wastes are causing .
severe problems in incineration, and that metal parts of the inciner
ators rapidly deteriorate as a result. He indicated there are measures
under consideration in Japan' to curtail plastics production in order
to alleviate the problem.
If, indeed, circumstantial evidence is borne out by research .
now in progress, we too could greatly curtail plastics production in
this country. For instance, is there any reason we couldn't legislate
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against the use of any piastic material in a beverage container-
requiring that all such containers be either of glass, which is both
reusable and recyclable, or of a metal which can be reclaimed? A bill ' .
(H.R. 15959) was introduced to the Congress in February 1970 by .
Congressman Scheuer of New York which would lead to this eventual re
sult. This bill is still being considered by the House Ways and Means
Commi ttee.
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Why not legislate against the use of plastics in any form of
packaging materials? How would this affect us in our daily lives?
We could go back to buying milk in glass bottles which would be
returned to the store or be picked up by the dairy which delivers to
our doors, rather than have the convenience of the plastic-impregnated
paper cartons. We could get along without the plastic bottles and tubes .
containing shampoos, hair dressings, toothpaste, cosmetic items,
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medicinals, etc. that we use so many of, and go back to the glass and
metal containers that were previously used for this purpose. It might
'be less convenient, and perhaps more costly, but we could do it. We
could.dispense with plastic-impregnated paper for frozen foods,' too,
and either buy all such food products in cans or, in the cases of
fruits and vegetables, in their fresh form when they are in season.
There may be times of the year when we couldn't eat the things we like,
and we may have to sacrifice a little taste quality here and there,
but we could make out. Meat packaging may have to go down the drain,
and the old-fashioned butcher may. well be back in style, but we could
. live with that. Many children's toys would have to be done away with,
or be made of more expensive materials, but kids have too many toys
anyway and could get along with much less.
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Everything I have suggested here says "go back"--go back to the
old ways of doing things. It means giving up those many conveniences
that have become so much a part of our way of Tife--those things that
have been made possible by the great advances in the technology of
plastics production. Is this what we watit to do--to return to the
technology of the 19-30's? Is this the only alternative we have avail -
able? I say emphatically noT The technology that produced these con
veniences can, I feel certain, likewise solve the environmental problems
caused by them. I believe we can, in this case, "have our cake and
. eat it."
Referring again to the talk I gave in March, I made clear that,
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from the solid waste management point-of-view, the use of plastics
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need not necessarily be limited or discouraged.
Synthetic fibers and plastics possess many desirable qualities which support their continued
use in Targe quantities. It does mean, however, that increased attention must be given to im
proving the technology of plastics disposal, or to changing the physical and chemical characteristies of plastics themselves in order to reduce the problems they now present to the disposal plant
operator.
I further suggested that, "to prevent these useful materials from becoming environmental problems, we believe that research is indicated in the following areas:
1. Development of new incinerator technology
providing capability of incinerating these wastes
while retaining, in a disposable form, the dele
- terious combustion by-products.
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2. Development of additives to the material itself which would change its combustion by-products, thus eliminating threats to equipment and environment.
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3. Development of separation and recycling tech niques which will provide for economic reuse of the materials, thus removing them from the waste stream entirely.
4. Development of economic incentive systems'"which will help to insure optimum source reduction, recla mation, and reuse.
.. We are still of the opinion that these represent four valid areas for concentration of research activity.
The Bureau of Solid Waste Management, within the constraints pro vided by limited resources and breadth of responsibility, is pursuing several courses of action directly related to the problems caused by plastics. Through a contract with the Stanford Research Institute,
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we are conducting a "Study and Evaluation of Technical and Economic Factors of Polymer Waste Disposal." The objectives of the study are to assess the disposal problem and evaluate alternative approaches to polymer waste utilization. Seven polymer producing plants, ranging in production capacity from 62.5 to 275 million tons per year, were contacted for this purpose.
Some interesting observations can be made as a result of the work thus far. The waste generation rates from these plants range from 0.5 to 4.0 percent, with the average being 1.75 percent. On this basis, the average resins producer generated 7.7 tons of polymer waste per day per plant in 1969. Of the seven plants, four use open dumping on company land, two use sanitary landfill, and one employs incineration. The weighted mean cost of disposal was calculated at $26 per ton of production. The report states there was virtually a unanimous desire for development of improved reclamation methods in uses for low'grade contaminated plastics.
Another phase of the study was related to the waste character istics of the processing and fabrication enterprises. Of 47 plants studied, the total estimated polymer processing rate was 781 million pounds per year. The aggregate polymer waste generation was estimated at 17 million pounds per year, or 2.2 percent of the total production.^ The vast majority of the plants used off-site sanitary landfill as a principal waste disposal technique. The weighted mean disposal cost for all plants was estimated at $23.50 per ton of production.
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The study included an evaluation of all tentative disposal
techniques for polymer wastes, and estimates were made of costs
associated with various alternatives together with an assessment of
their usefulness and acceptability in helping to solve the problem.
The study recognizes the need for special design characteristics
in incinerators planned for the combustion of plastics generated by
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polymer producers and plastic fabricators. Hopefully, a final report
on this contract will be available for general distribution in early
1971..
Two projects supported by research grants should produce some
findings of interest and value. The first is entitled "Incineration
of Plastics Found in Municipal Refuse," and the project is being
carried out at Syracuse University. The objectives are to system
atically study the destruction of plas,tics and plastic-rich rejfuse by direct burning and by anaerobic heating followed by burning the
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volatile matter. Of particular interest are the chemical and toxi
cological nature of stack effluent and the interaction of the residue
with water. This project is scheduled to be concluded early in 1972.
The second project is entitled "Combustion Products from the
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Incineration of Plastics," and it is being carried out at the University
of Michigan. The objectives are to analyze the combustion products
of various polymers under a variety of conditions of temperature and
air supply. Some combustion runs will be performed with secondary
burning so that both complete and incomplete incinerator conditions
are approximated. This project is scheduled to be concluded in the
latter part of 1972.
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Another contract involves studying the concept of advanced incineration processes to generate electric power through the use of a fluidized bed combustion system and a gas turbine. It is significant that, in this study, it has been necessary to include in the design factors the need for removal of HC1 gas in order to protect the steel of the turbine blades. Neutralizing agents incor porated in the bed will, hopefully, prevent the corrosive effects otherwise anticipated. The Bureau's contractor is also taking into consideration the possibility that sodium pyrosulfate or other sodium salts act as a catalyst in the corrosive attack of HC1 on metal. -
Two final contracts were only recently awarded to Union Carbide Corporation and Arthur D. Little, Inc., respectively. The first is for an "Investigation of the Biodegradability of Plastics," and the ' scope of the effort will be limited to determination of the effect of molecular weight, end group composition, and polymer chain structure on biodegradability. The systems studied will be structurally related to polyethylene and polystyrene, the two largest volume packaging plastics. Subsequent studies would be directed to the determination of the utility of the polymers containing biodegradable structures as packaging materials. The second contract is for a "Study of the Incentives for Plastic Recycling and Reuse." Its objectives are to: ,,
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(1) develop a number of complete strategies to be applied to the total system to improve recycling and reuse; (2) evaluate each strategy frpm a systems approach, taking into consideration the probability of ' success, administrative problems, legal constraints, and economics;
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and (3) select the best strategy. This, theoretically, would be
translated into legislation.
There is work going on outside government circles which is
aimed at solving the problems caused by plastics. It would appear,
for instance, that incinerable plastic bottles for popular carbonated
soft drinks are just around the corner. One such product, known as
Barex 210, was developed by Vistron Corporation, a subsidiary of
Standard Oil of Ohio, and is being test marketed by the Pepsi-Cola
Company under the trade name of "Plastastic." This material is an
acrylonitrile methyl acrylate copolymer--a "high-barrier acrylic
thermoplastic which can be blow-molded into bottles substantially
better in resistance to gas permeation and chemical attack and in
the retention of flavors and fragrances of food and cosmetics than
other plastic bottles now available."
Another such material is XT polymer, produced by the American
Cyanamid Company. It, too, is halogen-free, and should produce no
problems of corrosion on incineration. It offers the same transparency,
inertness, and rigidity for which acrylic plastics are noted, and is
suitable for the same general uses as is Barex 210.
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A recent press release from the University of Toronto in Canada
. indicates that a research team in the Chemistry Department may have ,
taken an important step forward toward development of a biodegradable
plastic. The key to their new process is to attach a few "sensitizer
groups" along the backbone of a polymer chain which can be included
during the commercial synthesis of the plastic and may be in such low
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concentrations that they do not obviously affect the general physical
properties of the material. These "sensitizer groups" have the
" property of absorbing the ultraviolet light of the sun and using
this energy to break the polymer chain. When the chains are broken,
. the plastic loses its physical strength and becomes brittle so that
it is easily broken up by natural erosion--wind, waves, or rain--
into small particles which become part of the soil and are then in
a form which can be attacked by microorganisms.
If the "sensitizing group" is properly selected, it will not
absorb visible light, but only certain wavelengths of ultraviolet. `
Hence, it is postulated that a package or bottle woul'd have a greetly.
extended life indoors and would begin to disintegrate only when dis
carded outdoors.
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, A British team of scientists is working on the same proposition
with polyolefins at the University of Ashton in Birmingham. This
team uses a two-component additive system that absorbs ultraviolet
light of 280 to 330 millimicrons wave length. The additive forms
free radicals which add on oxygen, yielding hydroperoxy radicals.
. These, in turn, abstract a hydrogen atom from the polymer molecule,
causing breakdown of the long chain backbone and thus degradation.
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The polymer itself can indicate when degradation is about to take
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place, since the free-radical mechanism that initiates the action can
also cause color changes in dyes included in the polymer.
Obviously, there are many problems yet to overcome before
marketable products are available. For example, additives must be
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produced which are non-toxic, and such additives must be unaffected
by plastics fabricating techniques (extrusion, molding, etc.) and
must not unfavorably affect the working properties of the plastic.
Also, the system must be applied to yet untried plastics, such as polystyrene and polyvinyl chloride, which may present special prob
lems. In addition,' the economics of the system must be carefully worked out and evaluated. The important thing is, progress is being
made. Where do we go from here? I'd like to quote from a speech
made by Senator Thomas F. Eagleton of Missouri, a member of the ' Senate Public Works Committee, to a meeting of the Midwestern Division of the National Association of Secondary Materials Industries in St. Louis recently:
Our nation is at a watershed in its economicdevelopment. Since the first trees fell at Jamestown and Plymouth, we have pursued a policy-a right and necessary policy for a young country-of exploiting our natural resources. Now we must turn to conserving our resources, protecting our environment, and recycling what we already have for maximum use.
What action must the Federal Government take during the 1970's to eliminate future problems caused by plastics and other wastes and
to head in the direction pointed out by Senator Eagleton? There are many paths open- to it, some of which I have already mentioned in '
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terms of legislation introduced for consideration. It could restrict
production of plastics, ban no-return beverage containers, impose
; severe disposal taxes on plastic materials, etc. Or it could lead I '
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the way in assuring new developments in plastics which will allow . `*
our continued use of them at the desired levels without future
injury to the environment.
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The recently enacted "Resource Recovery Act of 1970" gives
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a good indication of the route the Federal Government will take.
This Act provides funds for extensive research toward: uses and out
lets for recovered wastes; modification of product characteristics
to enhance recycling; improved collection, separation, and container
ization; use of Federal procurement to develop market demand for
recovered resources; incentives and disincentives to accelerate '
reclamation of materials; effects of existing public policies upon
the recycling of-materials; and the necessity of.imposing disposal
' charges on packaging, vehicles, and other manufactured goods. The
Act also provides funds for demonstrating resource recovery systems,
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improvements in such systems, and related technology. It is clear
that the Federal Government expects to find solutions to the problems
by routes other than restrictive legislation against the source
materials if at all possible.
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What actions must be taken by the nation's municipal authorities
who are faced with the stark realities of the problem on a day-to-day
basis? They must accept the fact that adequate management of waste 1
materials is a dire necessity for the future, and the procedures now
being commonly practiced in so many locations will no longer be toler
able. They must likewise accept the fact that proper management will
; require greater expenditures of funds, and they must be prepared to
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provide those funds. They must be willing to install the new systems,
or improve their existing ones, as the new developments in waste
management are demonstrated. They must realize that protection of
vtheir environment is not wholly the responsibility of the Federal
Government, nor of the waste-producing industries, but is also the
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responsibility of every community and every citizen.
What actions must be taken by industries, and by the plastics
industry in particular? The plastics industry must shoulder part of
the responsibility for financing the management of wastes which it
produces. We can no longer tolerate the attitude taken by some that
industry's responsibility is solely that of providing consumer items
to the American public which are aesthetically pleasing, efficient,
durable, and at lowest possible cost, and that disposal of these items
after use is solely the responsibility of the user. This was clearly '
spelled out by former Secretary of Health, Education, and Welfare, the
Honorable Robert H. Finch, in his testimony before the Subcommittee
on Air and Water Pollution, Senate Committee on Public Works, September 30,
1969. He said:
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I would propose that our investigation and study include a review of possible methods, including the economic consequences of applying such methods, by which more of the burden of waste disposal might be shifted to those who introduce waste into the environment. For example, ... We need to study ways of removing bottles and cans and other con tainers from the category of a social cost. It may . be efficient for industry to use these containers
only because the efficiency formula excludes the cost to society of disposing of indestructible nonreturnable containers. The separation and reclamation
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of such containers would clearly benefit society; the [present] non-returnable container does not.
The message then, is clear. When new products are developed,
the industry must consider waste management problems in addition
to the items of durability, consumer appeal, and economy. For
products that are on'the market today, methods for recovery, reuse,
and/or ready disposability must be devised. Industry must begin to
allocate a greater portion of its research and development dollar
to solving the solid waste management problems created by its prod
ucts. If industry doesn't take more positive steps to help solve
the waste problems it creates, and take them now, Federal regulation
will likely result.
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Many of you, I am sure, are aware of the creation, by the
President, of the National Industrial Pollution Control Council
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(NIPCC). This Council is composed of 63 members, each of whom is
a top corporation executive with a major U.S. company (either
Chairman of the Board or President). The purpose of the Council is
to provide advice to the President and the Chairman of the Council
on Environmental Quality on industrial policies and progress relating
to improvement of environmental quality. .Each two members of the
Council represent a major industry that has a part in the problem
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of pollution and pollution control, and these two members serve as .
chairman and vice-chairman of a sub-council, with another six people
from that industry added. So we now have approximately 250 top
American businessmen working on the problem of alleviating pollution
in all its forms.
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Each of the sub-councils, having been given its charge, has met at least once. The types of questions to which they have been asked to supply answers are:
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1. What is the nature of the problem in our industry?
2. How does it manifest itself in production, in our products, and in disposal of by-products?
3. What are we doing about it in.terms of dollars and in terms of action?
4. What are the barriers with which we are con fronted in getting the job done?
5. How long will it take us to resolve the problem?
6. What can government or others do to help us?
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In regard to the last question mentioned, our Bureau has been
approached and has agreed to cooperate fully with the Council in
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helping it achieve its goals. This represents one form of joint
Federal-industrial cooperation that should be-beneficial.
Our Bureau has been working directly with the Coca Cola
Bottling Company to establish a joint relationship with the beverage
container industry. Our initial contacts were for the purpose of
becoming acquainted with Coca Cola's program in the area of solid
waste management, and to ascertain wherein the Coca Cola efforts
interfaced with or duplicated those of the Bureau. As a result of
these contacts, a worthwhile dialogue has resulted in which we expect
to include other major beverage, manufacturers. The hoped-for end
result will be a joint Federal-industry study covering the entire
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We firmly believe that both reusable and biodegradable plastics can be devised without sacrificing the positive character istics that make plastics desirable. Evidence from the research work currently underway convinces us of that. We further believe that it will not be necessary to make a drastic change in our inode of living away from the trend of convenience packaging and the "throw away" habit. However, we will have to look closely at packaging of various types to determine if the materials used have sufficient present or potential value as candidates for recycling processes.
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As the earth's available resources dwindle, the acceptability of con venience packaging may be governed by a different set of priorities. Certainly, we must find the appropriate recycling or disposal mechanism for each material.
Your industry is particularly well qualified to deal with specific solutions to these critical problems, since most of the solu tions involve polymer chemistry. The reservoir of knowledge in this field lies not with the Federal Government, but with academia and
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industry. These-, therefore, are in the best position to conduct much of the needed research. The plastics industry must shoulder its share of the load and "move out" with it.
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