Document 1Q6z36eM3K6J4JnJ1B8r95b7a
LEVINSON, CONOVER, FINK a AXELROD
265 Hobart Street Perth amboy. N. J. 08861
TEL. 442-8200
plaintiffs
ATTORNEYS FOR
UNITED STATES DISTRICT COURT, FOR THE DISTRICT OF NEW JERSEY
j: EUGENE MALIKO, et al
j
<*
j! VS.
Plaintiffs,
j: MONSANTO COMPANY, etc.
Defendants
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Civil No. 76-1533 ) SUPPLEMENTALINTERROGAT
TO:
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PITNEY,HARDIN & KIPP,ESQS., Attorneys for deft.Union Carbide 163 Madison Ave., Morristown,N.J.07960
SIRS: The plaintiffs desire of the defendants answers to the
following Supplemental Interrogatories under oath within the time prescribed by law:
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1. Set forth the precise chemical formula of each vinyl resin wh was shipped by this defendant to the OTD or ATC between 1960
and 1974.
During the period 1964-1976 Union Carbide produced 171 varieties of vinyl chloride resin. It is not possible to give the precise chemical formula of each such resin because vinyl resins are not
precise chemical compounds in tne normal sense; they are collec tions of molecules of varying sizes and compositions. Polyvinyl Chloride Homopolymer is generally represented as: (See Rider Attached).
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RNW 0433
2. Set forth the amount in total tonage on a weekly or monthly ! basis that was shipped.
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(See Rider Attached)
3. As to each vxnyl resin shipped, state the actual measurements j| (GC-MS) indicating unconverted monomer concentrations in the resir
if particles on a weight parts per million weight parts of resin bas:
(for example, 1,2,100, or 1000 ppm.)
'} Reliable methods of determining ppm levels in resin were not de;; veloped until 1971 and were not used widely until 1974. However, ! no analytical data on each of the 171 resins which containedjvinyl j! chloride and which were produced by Union Carbide during the per il iod 1964-1976 was recorded. Also, samples of these products which ji are in the possession of Union Carbide do not reveal the actual !i measurements of unconverted monomer concentrations as those con i' centrations existed at the time of shipment. Therefore, it is not i; possible to answer this interrogatory.
iI 4.
In answer to Interrogatory 6 of the original interrogatories,'
jf defendant first set down under "I" that "these resins are-
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!j essentially free of unconverted monomers, solvents and water solub
i; components." What does the defendant mean as to the word "essenti
ally free" in terms of actual amounts of existing unconverted
|! luo.i' ners.
` Essentially free of uncorverted vinyl chloride monomer means less !
: than 1 ppm. Other monomers and solvents are less tnan 0.1% total !
as produced.
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5. This defendant under Rider to Interrogatories II stated that : "These resins are free of unconverted monomer and water soluble ;
components. They differ from Item I in process and higher degree :
of polymerization." Set forth the precise amount, if any, of unconverted monomer as to the nonsolvent vinyl resins.
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I Non-solvent vinyl resins contain approximately 4ppm vinyl chloridd
monomer when produced. This drops very rapidly so that within ;
a few days none is detectable.
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6. As to Rider to Interrogatories III, Dispersion PVC resins, the defendant has again states that these resins are "essentially free of unconverted monomer. Set forth the precise concentration of monomer in the resin particles.
Again, as is the case with solvent vinyl resins, residual vinyl chloride monomer is less than lppm by weight.
7. As to Rider to Interrogatories IV, the defendant in referring to suspension vinyl resins (polyvinyl chloride and polyvinyl chloride/vinyl acetate) has used the word "relatively high" in reference to monomer concentration. What is meant generally by "relatively" in terms of concentration mathematically stated.
Current levels of residual monomer (VCM) concentrations are lppm to 3207ppm in suspension vinyl resins.
' 8. As to Rider to Interrogatories V, the defendant again has
j used the word "relatively high" in connection with residual free mb
i mer in resin.What is meant in mathematical terms by resin relativel
' high in terms of concentration.
Union Carbide has no measurements on these materials because it
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does not produce them. The use of the phrase "relatively high" iri
partv of the answer to Interrogatory 6 was intended to convey that I
residual free monomer in these products exceeded lOOOppm.
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: 9. Does this 'defendant maintain in its laboratory, ie, the laborar
| tory working with these specific chemical products any fixed
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; mathematical standards relating to concentration when they refer j
to words as "relatively, relatively high, essentially free" or any
other nomenclature.
i i No. During the period 1960-1974 very few measurements were avail-!
; able for actual data; thus, Union Carbide tried to indicate gen- 1
eral levels in its answers to Interrogatories.
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Ji 10. Set forth all the nomenclature used by its laboratories to ji correlate or equate descriptive words with actual concentration :l. to describe the contents mathematicallv. i| Union Carbide objects to this interrogatory as being too vague ;! and unclear to be capable of a response. Notwithstanding that
I objection, but without waiving same, Union Cafrbide answers as j follows. The only meaningful description in general use by the I Union Carbide laboratories is "essentially free", which means I little visible or measureable by methods then in" use.
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j 11. Defendant has stated in its answers to original Interroga-
j tories that it shipped PVC to ATC in powdered form, in bulk and | bags. Was this powdered form referred to commonly by the defendant
as suspension PVC.
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ji No. Suspension vinyl resin was one of a group of white powders |! shipped to ATC during the period 1960-1974; it was not the only
i!y powder.
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II,i i; ji 12. Did the suspension form PVC contain free monomer and if so, i| set forth the amount of free monomer and actual concentration, in j! the products in mathematical form.
Union Carbide did not begin measuring the suspension polyvinyl chloride which was shipped to ATC until 1975. Therefore, it can not answer the interrogatory.
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13.
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Answer #28 to the original Interrogatories reflect that the j
I1 resin shipped.in bulk by the defendant corporation to the plaintiff'
: employer was largely suspension PVC. Describe the precise manner jir
which this product was shipped, ie in open railroad cars, in open*
or closed containers and set forth in detail the size of the containef s,demensions, weight and closure of the containers.
j, (See Rider Attached)
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14. Set forth the label on these containers.
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Ij The labels consisted of paper board tags attached to the discharge
j| opening, showing the resin variety (example: Solvent Vinyl Resin),
'! the resin type (example: VYHA) and the blend number (example:
:j B-1428). Shipping papers and correspondence between the defen-
!! dant and ATC showed this data and the van box number.
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j; 15. Did these containers have any other labels between, the years
ji 1960 and 1974 indicating "For Industry Use Only" and if so, set
li forth precisely either by attaching hereto or totally describing i! the color, size, lettering, etc. on the label used.
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|j Union Carbide assumes that the "containers" referred to in the in-
terrogatory are the aluminum van boxes discussed in its answer
;j to Interrogatory 13. No other labels were attached to those con-
I tainers during the years 1960 and 1974. With the implementation
ji of the OSHA Vinyl Chloride Standard in April, 1975, the warning
:j labels required by the Standard (and as described in the Standard);
jj were attached to the aluminum van boxes which contained non-sol-
vent and suspension resins.
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j! 16. The defendant has attached a form of Material Safety Data j! sheet by way of answers to interrogatories 33 and 48 specifying
ij in detail that material safety data sheet to each form of PVC which i| was shipped by this defendant to the plaintiffs' employer correlatji
1 the name of each product with the Material Safety Data Sheet. Set j forth as to the information required on the Material Safety Data j
j sheet which would accompany each formula and describe in detail the formula to which this Material Safety Data sheet applies..
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j Union Carbide objects to this interrogatory as being too vague and
<; unclear to be capable of a response. Notwithstanding that ob- I
i jection, but without waiving same. Union Carbide answers as fol- j
lows. The Material Safety Data sheets & Product Standards provided j
;; in previous interrogatories were intended to represent the general
ji data provided to customers. As stated in previous answers, during j
1 the period 1964-1976 Union Carbide produced 171 varieties of vinyl
chloride resin. Material Safety Data sheets were initiated in 19^0
! and do not exist for all these products. Additional copies of
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!; Safety Data sheets will be provided if available.
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!17. Did the PVC suspension to which this defendant referred as !being shipped by the defendant corporation to the plaintiffs' i,employer have any toxic effect on human tissue.
I! ; The polyvinyl chloride suspension resin as well as all other : vinyl resins shipped to ATC showed no known toxic effect on human :j tissue.
|! 18. Was this product inflammable.
Ij i No, with the assumption that "this product" means polyvinyl chlor-j
;| ide suspension resin.
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!;19. Does this product give off any airborne dust.
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!; Vinyl resin powders yield airborne dust if aerated or moved througl ,i air. None give off airborne dust spontaneously.
j:20. Did the airborne dust particles have any inherent danger to I persons breathing same.
i ij This interrogatory is improper in that it seeks expert opinion in 1; a manner inconsistent with Rule 26(4) (A) (i) FRCP, which provides :j the sole means by which the opinions of experts may be obtained;
i.e., through interrogatories requiring a party "to identify each person whom the * * * party expects to call as an expert witness : at trial, to state the subject matter on which the expert is ex. pected to testify, and to state the substance of the facts and *
21. When for the first time did this defendant corporation have :reason to ascertain that there would be any danger to human health 'or life by being exposed to PVC chemical with free monomer.
; (See Rider Attached)
|i * opinions to which the expert is expected to testify and a summary of the grounds for each opinion."
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22. How did the defendant obtain this information, ie by experiemei
j(or by investigation or research.
' See the Answer to Interrogatory 21.
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i|23. Did this defendant have any knowledge of the hazards of PVC ;:resin dust particles to animals any time subsequent to 194 0 and `[if so, name the articles in which it first became familiar with jsuch hazards either by ingestion of dust particles, accute toxcity. !or inhalation of monomers.
j Union Carbide is aware that one study has concluded that PVC
S ` resin dust is harmful to animals, but Union Carbide's evaluation | of that conclusion has not yet been finalized. That study is !; "Influence of PVC Dust on the Respiratory System in the Rat,"
j: by J. Popow (1969).
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1-24. How did it become familiar with such
ij'; ;! See the answer to Interrogatory 23.
hazards.
25. The defendant has referred in its appendix to Interrogatories
to a list of references and citations. Who in the defendant
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^corporation was familiar with these cited references and set forth j
when and where read.
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The list does not represent all published information, but it was j chosen to provide a reference source. The Bibliography on Vinyl j Chloride, dated May 22, 1974, and prepared by NIOSH, was included ; to aid the plaintiff. The papers on the list of References and i \ Other Data SO-urces was studied by R. N. Wheeler in the course of j : his work for Union Carbide in vinyl chloride resin manufacture. i They were also read by others in vinyl chloride resin research, j ' engineering and manufacture.
:i26. Set forth what individual or collective conclusions were drawn and where recorded.
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:: (See Rider Attached)
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27. Did these conclusions and recordations have any impact on the defendant corporation's attempt to either protect their workers
/from any health hazards in the processing or being exposed to PVC /resins and or VCM chemicals.
jj (See Rider Attached)
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|!28. Did this defendant require its own PVC resin workers and
: VCM employees in its plants to wear protective clothing and use
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self-contained breathing apparatus while on the job prior to 1974. j
i / Union Carbide objects to this interrogatory on the same ground as [
i it objects to Interrogatory 27. Notwithstanding this objection, i
j but without waiving same. Union Carbide answers as follows.
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|| Protective clothing was provided from approximately 1968 onward
|| but use was not mandatory. Employees entering unventilated
!; spaces and tanks were required to use air supplied respirators if
:j acute exposure was likely or if there was an absence of oxygen.
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`29. If the above is answered in the affirmative, set forth in detail
I,the specific protective device used by the workers and the date of i
i.such use, and the name and address of the plant where it was put in
iuse.
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(See Rider Attached)
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30. What was the threshold limit value for VCM in ambient air jithat was in effect prior to 1974.
i! !' See the answer to Interrogatory 31.
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; 31. Was this threshold limit value established by OSHA, FDA or jlEPA or any other and if so, set forth in detail that group or ^governmental body which established same as well as the date and jjnumber of regulations so established.
|| (See Rider Attached) it
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|! ) U32. What relationship does the threshold limit value for VCM !air have with threshold limit value for VCM in the resin when
ijresin particle is exposed to ambient air.
in the
il j! i| This interrogatory is improper because it seeks expert opinion
i! in a manner inconsistent with Rule 26(4) (A) (i), FRCP, as disjj cussed in Union Carbide's objection to Interrogatory 20.
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33. Explain fully the term ppm of VCM in a resin particle as shipped in bulk or bags.
The full term is ppm by weight of vinyl chloride. At a one ppm '] level there would be one pound of vinyl chloride contained in one ;! million pounds of resin. iiI;;1
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:134. What do the units represent in the ppm term, physically and ^chemically.
! i| Ppm does not have units.
percentage.
It is a dimensionless ratio similar to
" RNW 0441
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What does the ppm term mean when used for ambient air.
By convention gases are analyzed volumetrically; thus, 1 ppm in ambient air is 1 volume per million volumes. A volume in this case may be milliliters, cubic feet or other volumetric measurement.
j;3 6. What are the units and what physical and chemical interpreta tion is associated with the units of ppm for ambient air that has ibeen polluted with VCM gas.
ji This interrogatory is improper because it seeks expert opinion j in a manner inconsistent with Rule 26(4)(A)(i), FRCP, as dis_:l cussed in Union Carbide's objection to Interrogatory 20.
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.|37. What is the conversion factor for ppm (air) in order to obtain
V ! the equivalent in mg/nr* (milligrams per meter cubed) . if
mg/m-
62.5 j
ppm
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|i If temperature departs significantly from 20C and pressure from ;S 760 mm Hg, then corrections must be made if extreme accuracy is i}iI needed.
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;38. If you take a pound each of resin dust which the defendant has iadmitted shipping in bulk or bag to ATC and which the defendant jfurther stated contained either relatively high unconverted monomer or relatively little and containerize them in individually,hermeti cally sealed glass bottles with an air head-space, describe fully what happens to the residual free monomer in each bottle over the jcour.se of time extending to several weeks or months.
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!! This interrogatory is improper because it seeks expert opinion !i in a manner inconsistent with Rule 26(4)(A)(i), FRCP, as dis` cussed in Union Carbide's objection to Interrogatory 20.
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:|39. In relation to the defendant's response to question 38, ^specifically what role does each of the following items have on
I the destiny of VCM in the bottle.
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|! (a) initial residual free monomer concentration in the
jresin.
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,i (b) temperature effects including elevated temperatures Band ignition temperature.
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It i (c) volume of head-space to volume of resin.
(d) type of polymeric resin
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!; 'resin.
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(e) effective mass diffusion coefficient for VCM in the
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(f) resin particle size, shape and microvoid porosity.
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(g) state of agitation of the particles in the bottles.
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(h) chemisorption, sorption, dissolution,Henry's Law, etc.
ii This interrogatory is improper because it seeks expert opinion ji in a manner inconsistent with Rule 26(4) (A) (i), FRCP, as disi! cussed in Union Carbide's objection to Interrogatory 20.
!i 1IIJ1: j-40.
Regarding the bottle process in question #38, set forth how VC!
jiin the resin and VCM in the head-space of the bottle are measured
^'experimentally.
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! This interrogatory is improper because it seeks expert opinion
ii in a manner inconsistent with Rule 26(4) (A) (i), FRCP, as dis-
!i cussed in Union Carbide's objection to Interrogatory 20. -
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'41. What instruments and/or wet chemistry analytical methods
Hare used for the measurements, also indicate what controls are run.
ji ii I; This interrogatory is improper because it seeks expert opinion
! in a manner inconsistent with Rule 26(4)(A)(i), FRCP, as dis-'
! cussed in Union Carbide's objection to Interrogatory 20.
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;I4 2. Set forth what are the instruments' sensitivity, calibration
; factors.
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|; Thisinterrogatory isimproper because
it seeks expertopinion
jj in a mannerinconsistent withRule26(4)(A)(i), FRCP, as dis-
!; cussed in Union Carbice's objection to Interrogatory 20. I:I
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43. Did the defendant have knowledge of or access to a gas chromatography-Mass Spectrometer instrument prior to 1974.
Yes, Union Carbide had possession of a gas chromatography-Mass Spectrometer instrument prior to 1974.
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44. With respect to questions 30 through 43, inclusively, set for
your repsonse to each individual question as to the information
sought for the individual chemicals associated with plasticizers, surfactants, solvents, water soluble components, etc. which were j
used in the manufacturing of the subject resins.
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Union Carbide objects to this interrogatory as being improper on j several grounds: (1) with regard to Interrogatories 32, 36 and j 38 through 42, the plaintiffs are seeking expert opinion in a manner inconsistent with Rule 26(4)(A)(i), FRCP; (2) as stated in previous answers. Union Carbide produced 171 varieties of vinyl chloride resin during 1964-1976; this interrogatory now appears to seek extensive information for each of these resins and the various components thereof, which is extremely burdensome and constitutes harassment upon Union Carbide; and (3) the interroga tory is too vague and unclear to be capable of a response.
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45. With response to the PVC resins and any VCM monomers if any, set forth all toxicological studies associated with the subject resins and (a) what tests were conducted if any (b) were only animals used for such tests (c) were the test animals (and/or humans) specifically subjected to the effects of ingested resin dust particles as inhaled or swallowed, (d) were the test animals subjected to varying levels of VCM in ambient air that is inhaled under controlled conditions (e) what were the levels of residual free VCM in the resins that were ingested by the test animals and (f) what were the specific findings from these kinds of tests.
Union Carbide assumes that this interrogatory seeks information
contained within those papers listed in the list of References
and Other Data Sources attached to Union Carbide's answers to the j
first set of Interrogatories. That information can be determined '
by a reading of the papers by the plaintiffs, their attorneys or |
their experts and it is improper, burdensome and harassing to re- j
quest Union Carbide to provide this information.
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i: 4 6. T Set forth all compounds and chemicals, used in .the formulation j> or PVC resins that: were shipped to ATC and OTD giving the period >
!' of time during which such products were shipped.
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;l The vinyl chloride resins shipped to ATC and OTD during the
| period 1960 to 1974 were unformulated. Plasticizers, stabilizers,:
: colorants, lubricants and other materials were added by fabrica- '
tors to whom OTD and ATC shipped the resins.
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47. Set forth how it was prepared starting with the original j: chemical.
!j See the answer to Interrogatory 46.
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! 48.
What products or products resulted therefrom.
See the answer to Interrogatory 46.
ji 49.
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What intermediate products resulted.
!| See the answer to Interrogatory 46.
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i: 50. what was the complete chemical breakdown qualitivity and
.quantitivity of PVC resins manufactured and shipped by this
(defendant to the plaintiffs' employer for the period of 1960-1974.
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j; Vinyl chloride homopolymer usually contains 4.87, hydrogen, 38.4%
carbon and 56.87. chlorine. A vinyl chloride vinyl acetate homo| polymer containing 16% vinyl acetate homopolymer would contain i- 5.1% hydrogen, 40.8% carbon, 48.9% chlorine and 5.2% oxygen.ii Resins produced by Union Carbide fall between these ranges.
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! 51.
were f
The plaintiffs' employer exposed to the following
has indicated chemicals:
that
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plaintiffs
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j Polyethylene resin, vinyl resin, isoproplidene bisphenol ! resin and polystyrene resins
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Did this defendant ship each of these chemicals to the plaintiffs'
^employer at any time between 1960 and 1974 and if so, set forth
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i;what chemicals were shipped and when they were shipped.
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ii ! j Union Carbide objects to that portion of this interrogatory which j
!: conveys plaintiffs' understanding of deposition testimony in this |
ij matter. Notwithstanding that objection, but without waiving same,'
j; Union Carbide shall answer, but its answer shall in no way be
perceived to be an acceptance of the plaintiffs' understanding
|; of the deposition testimony.
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!' Yes, except that isoproplidene
bis-phenol resin was not shipped;
j| bis-phenol-A was shipped. Attached hereto is a tabulation sheet !
showing the material shipped to ATC from 1963 to 1974 and the
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|j amounts thereof. This sheet was compiled from available documents '; i
j:5 2. in what manner were these chemicals transported, ie in solid
form, pellet or liquid form or in any other manner.
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' All the products listed in the answer to Interrogatory 51 wer^ i
shipped in bulk; polyethylene and polystyrene were in pelletr-
, form; polyvinyl chloride was in powder form; and bis-pehnol-A
was in flake form; polyethylene was also in powder form.
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; 53- Set forth and describe the manner in which these chemicals ;\were packaged.
All the materials listed in the answer to Interrogatory 51 were received in van boxes.
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;5 4. Set forth the labels attached'to each of these products.
|| A general format for the labels was to show the resin process I (example: low density polyethylene); the resin grade (example: i DYNH); and the resin lot number (example: 4320).
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155.
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State in what manner the packages containing the PVC were
jjsealed.
l!t i Van boxes have hatchways and openings closed by rubber gasketed
bolted plates or blind flanges.
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:;5 6. Describe the actual material enclosing the product, ie PVC.
i; Van boxes were made of aluminum. i'
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LEVINSON,CONOVER,FINK & AXELROD, BY: Alfred A.Levinson, Memberof firm
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