Document 0gq5NmLO2J519joX3y01QgaBJ
ABD00001347
Federal Register / Voi 53, No. 133 / Tuesday. July 12. 1988 / Notices
2833T
^formation as the warning statements
1 Stroup. Exhibit 73-42
fifiequired by this paragraph. Jwjy ^4} Material safety data sheets* (i)
employer who uses focmakiehyde-
2. Acheson et aL Exhibit 42-1 3 Blair et aL (recent NCI report) 4 Olsen et al Exhibit 73-36
Jf&. containing materials that constitute a
In addition, formaldehyde has been tested
j; * ^eaitn hazard as defined in this *' * standard shall comply with the 7' Requirements of 29 CFR I9l01200(gj
^th regard to the development and ''updating of Material Safety Data Sheets
(ii) Manufacturers, importers, and
` distributors of formaldehyde containing materials that constitute a health hazard
" a9 defined in this standard shall assure ttf&tbat Material Safety Data Sheets and
apdated information are provided to all
and snown to cause cancer m three separate
atumal studies by CUT (Exhibit 42-131). New
Yorx University (Exhibits 42-3.42-4) and
(Exhibit 73-146) Cenotoxaty baa also been
documented through several short term
assays Health professionals must employ a large
measure of judgment when making decisions about the appropriateness of a label waning They must keep in mind that the HCS is primarily an information standard and as such expresses an attest to disclose
employers purchasing such materuls at information rather than, to withhold
_ . the time of the initial shipment and at the time of the first shipment after a 'Material Safety Data Sheet a updated.
:Signed at Washington. DC tha 6thday of Iuly.1988. Theresa M. O'Malley.
c -'Acting Department^ Clearance Officer.
,, Appendix OL Memo to the Field--
informstwo. Accordingly label warnings stating the carcinogenic potential tor
formaldehyde will generally be required
under (ha HCS
The specific words or phraaaa osad to warn of formaldehyde cazcmogendty wiB vary.
Compliance officers should expect to see
warnings such as "CARGNOCEN." -POTENTIAL CARCINOGEN." and -ANIMAL CARCINOGEN." Others will
,_7'_ labeling of FfrrmalrinhydfrTlonraining .>>* Products Under the Hazard p-~ rrxmn^nnW-aK^rv Standard
incorporate modifying statements sod es -INCONCLUSIVE EVIDENCE OF HUMAN CARQNOCENOTY"Widetodtade sfcoaM
September 9.1986.
be permitted as tongas thelabelbeing
-evaluatedwarns of
Hit.
&. MEMORANDUM FOR ALL REGIONAL ADMINISTRATORS
FROM.JOHNB.MILES. JR.Director. ' Jr' Directorate of Field Operation*.
SUBJECT Labeling <rfFormaldehyde
(FR Doc 88-15333 Filed 7-TJ-88: 45 am} siumocooe isio-w-m
Containing Products Under the Hoard ComunicaUon Standard.
Several parties have asked for guidance on the eubject isaue. The Hazard Commmncaacg Standard (HCS) does not
Voluntary Protection Programs To Supplement Enforcementand To Provide Safe and Healthful Working Conditions; Changes
establish a dear threshold for the mduston of
hazard warnings on product labels. The term
'appropriate hazard warning" found under 29 . CFR 1910.1200$ i the determining factor in
agency: Occupational Safety and Health Administration (OSHA); Labor.
I-' the standard's labeling requirements.
action: Clarifications to the voluntary
' While it is not the Agency's intent to
protection programs (VPP) regarding
l t-
provide specifications that might erode the standard's inherent flexibility, it to nacawary _
injury rates and-refarafe.
to establish guidelines to auaura
m
- oui enforcement evaiuafioetgf employer.
fc -
originally on. May 16.1986 and further refined
summary: Documentation retention duration, applicability of the- .
requirements tt> small businesses. Star
recently an July IS rnOSHA Instruction GPE * construction end Merit fhjaej rates,
2-2J8Aand CPL r-Z38A CK-T (pages A-T2 frequency oo consultation safety
-through A-tSJ. Thegntdeilnea provfde criteria
thatare smamatfsed in Table1 of1h
. directive oo pageA-SLThesegattettass <
establish the presenceof aswgtevaHA `
pmifinn iluily hmmj.haaian miilaiM ii nf -- carcmogcmqty as a sufficientban lortha
fflrlwwm nf f-arom>g#n waminywi pftvfitrt
. labels. -
_____ ^
committee inspection*and areas of ^generic employee participation " requirements are eferified. ad OSHA's
* policy on referral for enforcement la specified. Other program requirements and OSHA responsibilities remain
unchanged ' ''
In a recent formaldehyde rufenrikmg*f v.
proposal (50 PR 50412), die Agency
7*
'effective oate June 23, 1988.
considered theepfdemfotogfeai evidence as FOR FURTHER INFORMATION CONTACT: '
suggestivebaaed oa a oonsideiatfomfaO available evidence.-Thee ge.however. severafvalid,poahure atucbea dtowfeg v * -/
_ James Foster, Room N36C7 Office of * Information and Consumer.Affairs,
- humancarcuiogezudtyl.Tb*followingara.-o Occupational Safetyand Health '
>. niimKrn wfo tn .l_ -Admimstratigg. 20UConstitution
: fonnaldehydedockeL.number.H225aiKf^7;'
Avenue. NW,, Washington. DC20230. .
J H22SAJ: -
* (220)523-8148.
J'
SUPPLEMENTAPY INFORMATION:
I. Introduction
A Background
The Voluntary Protection Programs (VPP), adopted by OSHA on July 2.1982 have established the credibility of
cooperative action among government,
industry and labor to address worker
safety and health issues and expand
worker protection Requirements for VPP participation are based on
comprehensive management systems
with active employee involvement to prevent and control the potential safety
and health hazards of the site
Companies which qualify generally view
OSHA standards as a minimnyn level of
safety and health performance and set
their own more stringent standards
where necessary for effective employee protection.
From the beginning. OSHA has % reserved the right to use Us enforcement
authority in specified instances such, as
the investigation of employee
(.v
complaLQLs.significantaccidenfB.and i
chemical leaks or spilb. On the other :! hand, OSHAlias been careful to keep
separate from enforcement any' ^ "
information submitted through the VPP application process, because
have voluntarily requested OSHA. j. review and have voluntarily presented- -
to- OSHA safety and health program. * -
information not requited by law. A1984
study of private sector attitudes about ,
the VPP indicated that the risk most
non-partiapatiog employers
with VPP application was the possibility
that a VPP review could lead to -
enforcement action. Thathas not ever
been and is not now OSHA's intent-
The question has arisen as to-what ;
action OSHA would takein the event','
that, dunng the course of VPP '
mteraction.it was determined that ,1_ `
employees were endangeredand the:
cooperative approach, was not effective
in resolving the situation. In the.first^k>,'
place. OSHA bebevee that such a.
situatioa would be cane; if h ever were
to occur. Dunng the more then-five year
history ofthe VPP, cooperation has -- *
always resolved any kfentiffed>,'>fy'`i^"
problems. Sinai ft fstoncefvabft^
however, that a
address a mntfitmnVbidrjoiMaMj^^^ senous threat to the safety andbealA cd,'
ABD00001348
26340______________ Federal Register / Vol 53. No 133 / Tuesday. July 12, 1988 / Notices
VPP participants have requested
Merit Program as announced in
clarification on the length of time -
53FR2101 with the clarifications m the
program documentation must be
program requirements and OSHA
maintained
responsibilities
Questions have ansen requiring a clarification of the time requirements for
II. Rationale for Change
prior site experience at construction
The first change in section IILD 2
sites which are applying for Star
involves a specification in the
participation, necessitating a clarification In addition, a previous
assurances section of management's commitment to optimum occupational
change inadvertently eliminated an
safety and health protection and to
option for Merit construction
meeting and maintaining the
participation, thereby warranting a
requirements for program participation.
reinstatement of earlier language.
This has been required as a part of
A discrepancy between two sections management commitment m IH.E.5 a.
addressing frequency of construction
Instructions for VPP application and
safety committee inspections has been
review tools used by OSHA staff,
noted and requires correction.
however, have addressed this issue
Langage intended to permit waivers of primarily m the assurances area. So that
some requirements for written * VPP materials will reflect the order of
procedures and documentation for small requirements listed in the Federal
businesses has not been clearly
Register, this assurance has been added
understood.
to the assurances section as Section
Finally, where employee participation I S.2.a. The 'concept continues to be
has been implied in the generic sensed
addressed in the management
that term has been used instead of die*, commitment section as well.
reference to safety committees which was previously used. Where die intent \
The second change is in section ULD^-g. That section specifies the kind,
was to refer specifically to safety committees, there has been no change.^
ofprogram documentation which must be maintained for OSHA review. ' Implied in previous Federal Register
B. Statutory Framework. \
uj->. language was the idea that such
The Occupational Safety and Health*' documentation must be kept for the
Act of 197a 29 U.S.C 651 etseq. (the, *" - duration of VPP participation. In fact
"Act" and the "OSH AcV*), waa enacted '.records required for VPP alone, such as
"to ensure so far as possible every'- ~ documentation of self-inspection or
working man and woman in die Nation safety committee activities musfbe
safe and healthful working conditions
retamed for a minimum of twelve
and to preserve our human resources."
months or until OSHA has
Section 2(b) specifies the measures by communicated its decision regarding
which the Congress would have OSHA program participation based on the
carry out these purposes. They include
results of its pre-approval review or
the following provisions which establish regularly scheduled evaluation. This ~:
the legislative mandate for the
means that initially, documentation of
Voluntary Protection Programs, r 1 *
program activities for the previous
twelve months is required to
' * .1(1) by encouraging employers and . demonstrate whether or not the VPP
employees in their efforts to reduce the * number of occupational safety and health' -
"requirements have been operational for ' the minimum nmntmf of hw Tfi!
hazards at thetr places ofemployment and to stimulate employers and employees to * .
documentation should be retained until
institute new and to perfect existing
OSHA has communicated its decision
programs for providing safer and healthful i ' . regarding VPP participation in case any
working conditions;" - '
j questions arise about any aspects of the
"* *.(4) by building upon edvai^es - -f site program. The same type of safety
'already made through employer and
^ and health program documentation must
employee initiative for providing safe and
then be maintained throughout the
healthful working conditions;". "* V* (5) by developing innovative*` ^
methods, tedmiques. and approachesfor
dealing with occupational safety and health* problems;" - -...........
\ (13) by encouraging {omt-labor-. fr-
period of participation to be covered by ' the OSHA evaluation, again untile - -
notification of OSHA's dedston,,-j regarding continued approval is - - received, for the reason previously
management efforts to reduce injuries and 4 ~-; noted.
'
-
disease arising out of employment", Jt ^
This time period is now specified to .
C. Structure'ofNotice-*
--
-- dear up any uncertainty for .. V, participants. Some of the Uemslisted. *
'Section deals with the rationale for * such 'as'the OSHA log and industrial -
`'the"changes'.V" '
^'-tygiene recbrtia.'must also be "7"
' *'* SectionTO incorporates the cbange^fr~ maintained for periods oftime specified
--the nameonhe TryTrogram'to'tB'e
r," by"other regulations. * ' r ily.Z" '
The change is section HI E.4 clar the point that the length of tune th. rates for all employees at a constr. site must have been kept together most recent twelve months The previous language requiring site ra* for "the last full year" Could be ** misconstrued as referring to the preceding complete calendar year.
Section III E 5 a(4) has been chan to clarify the ability of OSHA to wa formal requirements such as wntter procedures or documentation for sr business where, due to the size of t worksite and numbers of employees such formalities are unnecessary for effective functioning of safety and health management systems. It is intended that OSHA will make die * determination on a case-by-case bas after thorough review of the - --x_effectiveness of the system in quest
Section OLE e. (2)(d) has beer? changed to coincide with the requirement in section QLE.b. (3Xc that construction safety committee^ inspections cover the entire wrikstt.. least monthly. Because of the coosta changing conditions at a constzncticsite, more frequent coverage oftha"entire worksite Is required to ensure prompt hazards correction thairSS*required as a'minimum for a statyc^.
general industry site. Mos't general*? industry Star sites provide mote2^' frequent inspection coverage thap is required.
In Section IIT.E.51 (2), N lx. (5V&c N.2.C. (6) the term "safety committee had been used as a genenc term toindicate some type of "employee -V participation." In order to reflect tins genenc connotation more accurately term "employee participation" least instead. When the VPP was adoptee 1982. the preponderance of informs^
regarding employee involvement bio safety and health programs focused c joint committees: During the agency* more than five years* experienced reviewing site programs, however^c different kinds of effective employe participation have been seen^Aflhn options are allowed. OSHAdoegSg want to limit, by its use of langnag^
type of employee partiripatioo-dia? company manychoose.-The seednd third changes, regarding emplo3e% participation in the'evaluationV5???.
measures,.clarify that the effective^, of whatever type of partitipationtjk uses will be*a-major deiennininglac m contwied'VPP participation***#
The changein eeetionQL3.b*{ifS|
involves an injuryrate clarification!
previous revision to the Vohintfif&fl Protection Programs,^ FR 7337?tipF language regarding injury ratoii^t-
ABD00001349
Federal Register / Vcl 53. No 133 / Tuesday. July 12, 1986 / Notices
26
Try Program (now know as Merit]
it is not anticipated that a situation of
inadvertently omitted the fact that both this nature will anse.
the three-year average lost workday
it is not OSHA's intent to jeopardize
case rate and the total recordable
the cooperative relationship between
- incdence rate could be above the
volunteer companies and OSHA staff
industry average for a general industry nor to squander enforcement resources
applicant if OSHA were convinced that in pursuing tinvial concerns. It is.
the applicant s planned program
however. OSHA's intention that no
unprovements could be expected to
safety and health problem which would
bring the rates down to a level at or
senously endanger employees, and
below the industry average in a
which anyone acting in good faith would
reasonable time The language has been expect to see corrected, go unresolved
changed to reflect "either or both." in
The careful balance between these
accord with original program design. ' important needs requires an approach
In response to questions from agency which emphasizes die gravity of the personnel. Section L has been revised to question and the need for consistency in
mdicate how OSHA would handle
selecting the best way to assure that the
enforcement referrals in unlikely event that a company would refuse to resolve
employees in question are protected. The agency has, therefore, determined
. a safety and health issue that had been identified during the course of VPP
that any referral to appropriate enforcement officials shall be decided
interaction To date, no enforcement referral has been needed to protect workers at potential or participating
VPP sites. There is always the potential for
differences of opinion among reasonable people regarding the appropriate way to ' prevent and control hazards. The spint of cooperation engendered by VPP facilitates opendiscussionofoptions .
~and supports Joint efforts for . _ ~ `
by the Assistant Secretary. Current participants in the VPP have
expressed their recognition of the need
for enforcement referrals in deplorable
situations that remain unresolved and have indicated their trust in OSHA to make the determination of that need appropriately.
Other program requirements and OSHA responsibilities remain unchanged.
determining solutions to any safety and ,health problem that may anse. When ^
jomt efforts are successful and .. ' "employees are protected, a referral is
m. The Voluntary Protection Programs
A. Purpose ofthe Voluntary Protection Programs
unnecessary and would not be made Given the cooperative spint of the program, the need for referral is -
unlikely On the other hand, one can imagine a scenano where workers could be seriously endangered and for one reason or another, management refused
OSHA has long recognized that compliance with its standards cannot be
itself accomplish all the goals established by the Act The standards, no matter how carefully conceived and properly developed, will never cover all unsafe activities and conditions.
to make changes necessary to protect
Furthermore, limited resources will
.them. If that situation were to occur, it is never permit regular or exhaustive
clear that OSHA would be obligated to 'ensure the safety and health of those -- 'employees, and a referral to appropnate
inspections of all of the Nation's workplaces. In addition, employers and employees, because of their day-to-day
-.enforcement officials would be made -
/.because OSHA cannot ignore its
^'responsibility to employee safety and -
^health. - >. ~
-A - _ .
experience in the'workplace, acquire a special knowledge of the processes. ' materials and hazards involved with the lob. This knowledge, combined with the
% A referral to enforcement would never abihty to evaluate and address unique
-'the made lightly. OSHA. in line with the hazards quickly and to provide rewards
cooperative spint on which theVPP are for positive action, can be used by
Abased,-would first make every effortto-.-j employers to improve workplace safety
!find a mutually satisfactory solution
and health in ways simply not available
Iamong government'managementand jy - to OSHA. % -';,*"* -_-*
?labor. Since the companies that apply
* .The purpose of the Voluntary. ~
*for VPP participation commit themselves. Protection Programs (VPP) is to 4 *
^to providing superior worker protection ' emphasize the importance o& encourage
rthat goes beyond the minimum
the improvement^!. and recognize . .
'requirements of OSHA jtandardsand
excellence in employer-provided, site-'
innce compames;that are willing id work specific occupational safety and health
jVnth OSHA on a-cooperatiytfbasis are^' programs. Theseprograms 4re~'V .
-unlikely to .take a negative apprbachto^- comprised of managment systems* for ,
Hhe"resolution of any occupational"safety' preventing or controlling occupational
hndhealth.concem,as indicated ftbavej hazards. The systems hofotily ensure ~'
that OSHA s standards are met. but beyond the standards to provide the best feasible protection at that site.
When employers apply for and ach.eve approval for participation m VPP. they are removed from programmed inspection lists This fret OSHA's inspection resources for visit' to establishments that are less likely meet the requirements of the OSHA standards VPP participants enter int< new relationship with OSHA m whicl safety and health prob'eras can be approached cooperatively, when and they anse
Participation in any of the program* does not diminish existing employer employee nghts and responsibilities under the Act In particular. OSHA dc not intend to increase the liability of party at an approved VPP site. Employees or any representatives of employees taking part in an OSHAapproved VPP safety and health program are not assuming the - -r ,,*employer's statutory or common law responsibilities for providing safe and healthful workplaces or undertaking fc any way to guarantee a safe end - -v healthful work environment' ./ -
The programs included in theVPP*ar voluntary m the sense that no employ* is required to participate and thatiny employer may volunteer for appUcatto to one of the VPP. Compliance with*v OSHA standards and applicablelaws ' remains mandatory* - ~ -* '
Approval for participation is determined by the Assistant Secretary for Occupational Safety and Health.
B Purpose of this Notice -
This notice describes" the qualifications aitena for approval of *" participation in the Voluntary Protectfc Programs (VPP), and the condition of participation, termination of or withdrawal from participation and means of reinstate*ment - -aa- k -
C Program Description
1 General .
The VPP are 'voluntary program*^
which provide recognition.to qualified employers and removes those~^! f "recognized.employers" from '`Pre programmed inspection lists/They*^ emphasize the importance ofwbreaftje safety and health programs'Ufmeetinj the goal of the Act Mto assure so'faras possible every working man and worn in the Nation safe and healthfulworidr conditions' . T through official recogmtioflfof exceQenfsaf^ylu^ health programs,'asstotaqire^^ employers in the e|fortsrto'readrirl of excellence and the iise of the^^Wo
ABD00001350
26342
Federal Register / VoL 53. No. 133 / Tuesday. July 12, 1388 / Notices
cooperative approach to resolve safety employees at the site, such as the
and health problems.
general contractor or the owner
The VPP consist of two major
d. Organizations Representing Groups
programs. Star and Merit, plus a
of Small Business in the Same Industry
Demonstration Program to permit
OSHA will consider, for Demonstration
demonstration and/or testing of
Programs, applications from
exnenmental approaches which differ
organizations providing health and
from the two established programs. In
safety program services to groups of
addition, wtiun the Star and Merit
small businesses of the same industry
Programs there are some variations
(at the three or four digit SIC level) in a
between genera! industry and
limited geographical area All sites must
construction industry requirements
meet requirements and will be subj'ect to
2 Recognition
onsite review
By approving an applicant for
2 Assurances
participation in the VPP, OSHA
Applications for all VPP must be
recognizes that the applicant is
accompanied by certain assurances
providing, at a minimum, the basic
describing what the applicant will do if
elements of ongoing systematic
the application is approved for
protection of workers at the site which participation in one of the VPP. The
makes routine Federal enforcement
applicant must assure that:
efforts unnecessary. The symbols of this
a. All the requirements for the VPP
recognition are certificates of approval will be met and maintained.
and the nght to use flags showing the
b. All employees, including newly
program m which the site is - .
participating. The participant may also
choose to use program logos in such
items as letter-head or award items for
employee contests
-.
In addition to removing approved
worksites from programmed inspection
lists (but not from valid, formal
employee safety and health complaint,
inspections, investigations ofsignificant
chemicals spills/leaks, nor fatality/
catastrophe investigations), OSHA will
provide the opportunity for a company
to work cooperatively with the agency
both in the resolution of safety and .
health problems and in the promotion of
effective safety and health problems
through such means as presentations
before meetings of safety and health-
organizations such the National Safety
Congress. Each approved site will have
a designated OSHA Contact Person to -
handle information and assistance'-!, `^
requests. -
%;
hired employees when they reach die
site, will have the VPP explained to
them, specifically including employee
rights under the program and under the
Act
c. All hazards discovered through self-
inspections, accident investigations or
employee notification will be corrected
in a timely manner. -
d. If employees are given health and
safety duties as part of the applicant's
safety and health program, the applicant
will assure that those employees will be
protected from discriminatory actions
resulting from the duties, just as section
11(c) of the Act protects employees for
the exercise of rights under the Act
e. Employees shall have access to the
results of self-mspections and accident
investigations upon request fin
construction, this requirement may be
met through the joint labor-management
committee). - ' -
~ ''
f. For construction, injury records for
D Aspects Common to AH VPP*' 1 The Eligible Applicant
' all work done at the site whl be recorded together and the injury rates for that site wifi be maintamed at or
a Site Management Management at a below tiie national average for that type
site which is either independent or part of construction. ~
of a corporation can make application to " g. The information listed below will _
the VPP foMhat site* " '~JZl
> be maintained and available for OSHA
- ^b. Corporate ManagemehCTtie/^ ' review. It will be retained until OSHA
-management of a corporatidnnfay;apply communicates its decision approving
to the VPP oabehalf of.one ormqre sites VPP participation. The tame information
in the corporation. This staffprovide .C~ will be retained during participation for
one or more aspects of the"site safety TV evaluation purposes for the time period
and health program.4 |iv- ' covered by the evaluation until OSHA'
-*-a GeneraLContractors and
' communicates its decision regarding
OrgahizalionsTrpvidJngOverall'
continued approval for VPP
.Management at.fyluhi-EmployefSites? -.participation.
/'
At multi-employer sites! such aSLlrithe^ (1) Written safety and health program;'
construction industry/ the dnly^Bgibli^.-(2) Copies of the log ofinjuriesand
* applicant fs the'one whfch'cdn coritroj illnesses end the OSHA 101 or its .
safety and health conditions'of alT.-^r*10 equivalent;*''
(3) Monitoring and sampling recor
applicable.
(4) Agreement between manage
and the collective bargaining agent(.
concerning the functions of the safet
committee and its organization wher
applicable,
3
(5) Minutes of each committee me?
where applicable,
4
(6) Committee inspection records*
where applicable.
.v
(7) Management inspection and ^
accident investigation records. ^
(8) Records of notifications of unaa
or unhealthfui conditions received fr
employees and action taken, taking i
account appropriate privacy interest
and.
.5
(9) Annual internal safety and heal
program evaluation reports (describe
below in EJi.)
<
h. Applicants for the Ment or -}
Demonstration Programs must provi
assurance that any data necessary ti
evaluate achievement of individual^
goals not listed above will be made?
available to OSHA for evaluation
purposes. - -
'*.-
1. Each year by February IS. the *
participating site wifi send notificafc
to the designated OSHA Contact Pef
described under Section THAI, oftin -
site's injury incidence and Iostwmkj
case rates, hours worked and estints;
average employment for the past full,
calendar year. "
'
3 Unionized Sites
When a site covered by an appher for any of the VPP has a significant portion of its employees organized b> one or more collective bargaining un. the authorized agent must either sign
application or submit a signed state"mdicating that the collective bargafc. agentfs) dofes) not object to - -
participation in the program. Wlthoi such concurrence. OSHA will not -approve program participation. ^ * *1
4 Inspection/Interaction History /
If the applicant has been inspected
the last three years, the inspection. - *2
abatement and/or any-other history c
interaction with OSHA must indicate,
good faith attempts <0 improve safety
and health and indode no upheldvnT
violations duringthose last threeyc r
- --* ---*
if . r i v-'
He StarProgram "
`,yV-
1. Purpose*-*':.^
The Star Program is based on'tlie" characteristics of the most comperehenslve'shfety and health-T programs usedfiyAmerican industry; aims to recogo&e leaders in Injury's;
Illness preventiorTprograms who habeen successful EntedQdng workpU-
ABD00001351
r
Federal Register / Vol. 53, No. 133 / Tuesday. July 12. 1983 / Notices
26343
plaxards and to encourage others to ^0rk toward such success
evaluation of supervisors: and a system for rewarding good and correcting
'*> Term of Participation
' The term for participation in an aporoved Star Program is unlimited, contingent upon continued favorable triennial evaluation In the construction
deficient performance (i) The general industry applicant
must have a documented system for holding all line managers and supervisors accountable for safety and health
industry, participation is ended with the
(u) The construction applicant must
completion of construction work at the demonstrate that, at a minimum, the
project manager and contractor
* 3. Experience
All elements of the safety and health program must be in place and have been implemented for a period of not less than twelve months before Star approval at both general industry and construction sites Adequate written
superintendents are held accountable for safety and health conditions within their areas of responsibility. -
(c) Resources. Commitment of adequate resources to workplace safety and health, in staff, equipment, promotion, etc..
(d) Management Involvement Top
__ guidance must be available prior to Star management involvement in worker
approval.
safety and health concerns, including
c4. Results
1 The general industry applicant must have an average of both lost workday injury case rates and injury incidence rates for the most recent three-year
, penod at or below the most recent spectfic industry (at the three or four
clear lines of communication.with employees and setting an example of safe and healthful behavior; and
(e) Contract Worker Coverage. All
contractors and subcontractors are required, whether in general industry,
construction or other specialized industry, to follow worksite safety and
digit level) national average published health rules and procedures applicable by BLS. For the construction application, to their activities while at the site,
the average injury incidence rate end
including special precautions necessary
lost workday injury case rate for at least as a result of their activities.
the most recent twelve months at the
(1) Except where precluded by -
site applied for. including all workers of government regulations, participants
all subcontractors of the site, must be at should be able to demonstrate that they
or below the national average for that
have considered the safety and health
type of construction according to the
programs and performance of maj'or
most precise SIC code. The SIC for the contractors during the evaluation and
site is based on the type of construction selection process, especially in
project, not individual trades.
operations such as construction where
5 Safety and Health Program .Qualifications for the Star Program
contractors and subcontractors are a
1
routine aspect of business arrangements. (u) In general industry, when me
a. Management Commitment and
contractor's activities are not part of the
- Planning. Each applicant must be able to overall operation and include special
demonstrate top-level management :* skills and hazards beyond the ,. -
- commitment to occupational safety and participant's expertise, the participant's
health m general and to meeting-the ' - responsibility is not expected to extend .
requirements of VPP. Management
beyond proper diligence and prudence
systems for comprehensive-planning - * ~ in4)oth die selection and the oversight of
: must address safety and health.
the contractor. ... * ..
*' (1) Commitment to Safety andHealth - (2) Commitment to VPPParticipation.
Protection.-As with any other '* -
Management must also clearly commit -
management system, authority and - : itself tomeeting maintaining the.**, r
responsibility for employee-safety and requirements of the VPP-forwhich - w
-health must beintegrated withtheW- j-1* application is made.---i? -**'
'j-
management system of the organization..* - (3) Planning. Planning for safety and -
' and must involve emp!oyees.Thi$ v- t. health must be a part ofrthe overall, _ - -
~ commitment includes;, .- ret-59 * * *
management planning process. In..'-
(a) Policy.- Clearly established policies construction, this includes pre-job t~ -
and results-oriented objectives for -; planning and preparation for different
-worker safety and health protection _ j phases of construction as the project
- 'which have been communiqated^to all~ji progresses.
* employees:
T7*K.vv (4) Written Safety and Health,, _-rr- -
* (blZ/ne Accountability. Authority and Program. All critical elements of a basic
responsibility forsafety and.health :
safety and health program.-which^
protection clearlydefined and sj~t. ,{(cv includes hazard assessment,Jiazanl--. -
implemented; accountability.jthrougb vt . 'correction and control safety andhealth
training, employee participation and -
safety and health program evaluation,'~
must be part of the written program All
aspects of the safety and health program
must be appropriate to the size of the
worksite and the type of industry* Some
formal requirements such as written - -
procedures or documentation maybe <-
waived for small businesses where the
effectiveness of the systems has been
evaluated and verified. Waivers will be
decided on a case-by-case.
b Hazard Assessment Management
of safety and health programs must
begin with a thorough understanding of '
all potentially hazardous situations'ahd '
the ability to recognize and correct all ;
existing hazards as they artse This
requires.
(1) Analysis of all new processes, f^ :z
matenals or equipment before use'
.
begins to determine potential hazards ^ '
and plan for prevention or control.
(2) Comprehensive safety and .Health..*.
surveys,at intervals appropriate for the""
nature of workplace, operations, and
regular reviews (by a person(s) qualified'
to recognize existinghazards antT^^'*'.
potentially significant risks) to ensgre j'3,
the employer's awareness and controTof
those risks. _
(a) A baseline survey of health^.---
hazards accomplished through injtiaj^v
comprehensive industrial hygietie,.,^^
surveying or other comprehensive *
means of assessment such as complete^*',
industrial hygiene engineering studies, /*
before equipment or process installation
in general industry or in the pre-job
'
planning for construction, and
(b) The use of nationally recognized
procedures for aO sampling, testing, and*
analysis with written records olresufrsc'
(3) A system for conducting, as T *>v`~
appropriate, routine self-inspections^'-
which follow written procedures
guidance and which result in written^- -
reports of findings andtimekmg ofJlrti. *"
hazard correction. V ` 7',
~
(a) In general industry, theae:^-*^ t
inspections must occur no les% v*;
frequently than monthlyand oaves the', -
whole worksite at least-quarterly;
- (b) In construction, this must include, 'v
management inspections which coyer-,
the entire worksite at least weekly; aaji-$
(c) Also in construction, inspections'i ~ `
by members of.the safety and health committee-which coverihe eatire-.*vvWjoa
worksite as. appropriate, but no4ese^i
frequently than once per months are
required. - l \. , .~ js
(4) Routine examination and analysis.-^
of hazards associated With individual <} -
jobs, processesfor phases,and inclusions
of the results in training and hazardmonst;
control programs. This includes, e$*jbb'&_
safety analysis end process hazard *!
ABD00001352
26344
Federal Register / VoL 53, No. 133 / Tuesday, July 12. 1988 / Notices
review. In construction, the emphasis
employees. Procedures should include
hazardous activities and comfit
should be on spectal safety and health provisions for emergency telephone
This is required because of the
hazards of each craft and each phase of numbers, exit routes, and training drills seriousness of the
tfr*
construction.
(5) Ongoing monitoring and
worksite conditions, the expas
(5) A reliable system for employees,
without fear of reprisal to notify
appropriate management personnel m
writing about conditions that appear
hazardous and to receive timely and
appropriate responses. The system must
include tracking of responses and
hazard corrections.
(61 An accident/incident investigation
system which includes written
procedures or guidance, with written
reports of findings and hazard
correction tracking: and review of
injury/iUness experience identifying
causes and providing for preventive or
corrective actions.
(7) A
program which includes
the availability of physician services
and personnel trained in first-aid.
c. Hazard Correction and Control.
Based on the results ofhazard
assessment, identified hazards and
potential hazards must be addressed by
the implementation of engineering
controls: equipment maintenance:
personal protective equipment;
disciplinary action, when needed; and
emergency preparedness. Safety rules
and work procedures must be
developed, thoroughly understood by
supervisors and employees, and
followed by everyone in the workplace,
to prevent and control potential hazards
These include the following provisions;
(1) Reasonable site access to Certified
Industrial Hygienists and Certified
Safety Professionals or Certified Safety
Engineers must be available, as needed,
based on the potentially significant risks
of the site.
(2} Means for eliminating or
controlling hazards. These include the
following*
(a) Engineering controls. ?' *
(b) Personal protective equipment.
(c) Safety and health rules, including
safe and healthful work procedures for
specific operations.
* ''
(0 Appropriate to the potential
hazardrof the site/' k - -7'
(uj Written] Implemented and updated
by management as needed and used by '
employees.'
~ - *-
"
(3) Procedure* for disciplinaryaction'
maintenance of workplace equipment to
prevent it from becoming hazardous.
(6) A system for initiating and
tracking hazard correction in a timely
manner
d. Safety and Health Training.
Training is necessary to implement
management's commitment to prevent
exposure to hazards. Supervisors and
employees must know and understand
the policies, rules and procedures
established to prevent exposure.
Training for safety and health must
ensure that.
(1) Supervisors understand the
hazards associated with a Job, their
potential effects on employees, and the
supervisor's role, thnmgh teaching and
enforcement in ensuring that employees
follow the rules, procedures and work
practices for avoiding or controlling
exposure to the hazards. -- *
(2) Employees are made aware of
hazards, and the safe work procedures
to follow m order to protect themselves -
from the hazards, through training at the
same time they'are taught to do a Job
and through reinforcement
(3) Supervisors and all employees
understand what to do in emergency
situations.
'4
(4) Wbete personal protective
equipment is required, employees
understand that it is required, why it is
required, its limitations, how to use it
and bow to maintain it and employees
use it properly.
e Employee Participation. (l) For
general industry, the requirement for
employee participation may be met in
any one of a variety of ways, as long as
employees have an active and
meaningful way to participate in safety *
and health problem identification and
resolution.
'
(al This is in addition to the iriklividaal
right to notify appropriate managers of
hazardous conditions and practices.w
(b) Examples of acceptable means of
providing for employee impact on - *-*
decision-making uirinde thefollowing: ''
(i) Safety committees. - * ~
(ii) Safety observers, a r
7`" J
Cilf) Ad hoc safety and health
contracting work force and the turnover in the construction inc The appbcant must be able to demonstrate that the site has a
labor-management committee' and health which has the follow
characteristics.
(a) Has a minimum of one yet experience providing safety anc advice and making periodic inspections.
(b) Has at least equal represer
by bona fide worker represenia'.
who work at the site and who a:
selected, elected, or approved fc.
authorized collective bargaining organization.
(c) Meets regularly, keeps mfc
the meetings, and follows qoon
requirements consisting of atle-
of the members of the committee
representatives of both employe
management
.
(d) Makes regular workplace-
inspections (with at least ooe w
representative) at least monthly
more frequently as needed, ana *.
provided for at least monthly
of the whole worksite.
(e) In addition, the Joint comic: must be allowed to: -- .
Observe or assist in the .>
investigation and
itirn-
major accidents:
Have access to all relevant z-
and health information; and. 1 *
Have adequate training so tr
committee can ggcngugg hazard
continued trannng as needed. * '
(3) If a construction applicant c
to use a joint committee
either in the nwmhgmhfp conpc*'
m tim fwm-itnmd
yrittwl
above, the applicant smsfe.'<ks.
(a) Meet operational requirane
quorum, meeting
et&^
(b) Demonstratelhat the sites:
practices achieve the objectives^
practices they replace.For exec
bona fide employee repceeestetk the joint committee is Intendedtc that all site employees partidpe*
in matters of safety and Iwieltfa1
or reorientation ofemployees nd~--\ - problem-solving pospa.&
they are fully Informed ofdeds^
supervisor* whobreak ordisregard-
(iv) Safety and health training of other affecting safety and beaidi4st
safetyrules, safe work, materials-^-"'.'- - employees, - :
absence of bona fide employee;
handling or emergency procedures must > (v) Analysis ofhazards ofJobarand**: 1 representation on the joliitcoiff
be written, communicated to employees," (iv) Committees which plan and
~ means which areequally ef&Mff?
and enforced.
^7
.1 conduct safety'and health awareness'- K achieving tfa^e objectives mo*
(4) Procedsreafor response tor1*1-
programs.
--
vw>iiv.} provided.*'', - ... -7_-a
emergencies listing requirements for - -- (Z) Construction sttea must utilize the ? >tc]ContractuaUy bind affcofL
personal protective equipment, first aid, - labor-management safetycommittee'-^ - * and subcontractors opei
medical care.'oremergency egress must j approach to involve employeestn the
applicant's site to maintaineBri.
be writtenwndoqmmumcatedJo all fla'fan identification and correctioh'df
safety and health program* afr
ABD00001353
26346
Federal Register / Vol 53. No. 133 / Tuesday, July 12. 1988 / Notices
3 Term of Participation
4 Application Withdrawal
(4] Obtain information to assist t
Demonstration programs will be approved, subject to annua! evaluation, for the penod of tune agreed upon in advance of approval but not to exceed five years.
4 Approval to Star
Any appbcant may withdraw a ` submitted application at any tune after formal submission and before approval or demal When the applicant notifies
OSHA of its withdrawal, theongmai application will be returned to the applicant.
Assistant Secretary in making the approval decision
b Preparation. The review will arranged at the mutual convenient OHSA and the applicant The revk team will consist of a team leader back-up along with health and safe
a Approval to Star is contingent upon. (1) Successful demonstration of the
alternative aspects; and. (2) A deciston by the Assistant
Secretary that changing the requirements of the Star Program to
allow inclusion of these alternative
aspects is desirable. ' b Once a decision has been made by
the Assistant Secretary to change Star, those changes must be pubbshed in the Federal Register to provide pubbc notice
OSHA may keep the assigned Program Officer's merited working copy of the application for a year before discarding it. in case the applicant should raise questions concerning the handling of the application. Once an application has been withdrawn, a new submission of a formal application is required to begin application review again.
5. Public Access
specialists as required by the size site and the complexity of the safe
health program
c. Duration of the Review The t
required for the Pre-Approval Revi will depend upon the size of the sit the program applied for. Reviews i
usually average one-and-a-half to
days onsite, unless the site has me
dian 1.000 workers or has other,
complicating factors.
T.
of the change. ,
The following documents will be
d. Content All Pre-Approval Re
c. When the published change has
maintained in OSHA's National and
will include a review of injury tec
become effective, the demonstration site
may be approved to Star without , . _
submitting a* new application or
undergoing further onsite review
provided that the approval occurs no
later than one year following the last
evaluation under the Demonstration
Program. *
-
*' '
H Application RequirementsforAll
VPP. ,*
* .... -.
_A
*
1. The Application Instructions
applicable Regional Offices for public
access beginning on the day the.
applicant is approved and for so long as
VPP participation is active:'
a. VPP application and amendments;
b. Pre-Approval report and ' -
subsequent evaluation reports
c. Transmittal memoranda tir
Assistant Secretary;
*.
d. Assistant Secretary's approval
letter and.
*'
e. Notification memoranda to Regional
recalculation of the rates submitte the application, verification that t safety and health program descrit the application has been unpleme. and a general assessment of safet health conditions to determine if t safety and health program is adeq for the hazards of the site.*
The review will also include .rfr interviews with relevant indlvidcu * (such as members of joint safety -
OSHA will prepare, keep current and ~ Administrator.
make available to all interested parties, /. Qualification Verification _
application guidelines which explain the type of information to be submitted for
1. Initial Review
'7
OSHA review.
The initial review of the application is
committees, management persons randomly selected non-supervisor personnel).
Onsite document review will hicl the following records (or samples :
2. Application Content
made to ascertain whether those '.
them] if they exist and are relevar.
qualifications which can be documented the application or the safety and h -
Eligible appbcants will be required to provide all relevant information -
described in the most current version of the Application Instructions which 'r apply to the program for which
by paper submission have been met The applicant will be given the opportunity to amend tbeiappUcatioa with additional or substitute materials for the purpose of improving the application. Where ....
program;
' 7.7*$'
(1} Management statement of v commitment to safety and hea^.'
(2) The OSHA 200 log;'-
application is made.
- -' i
resources allow, OSHA staff will assist
(3) Safety and health manuals};'
Amendments to submitted '
with application preparation** - -
(4) Employee notificatiorityLfr
applications will be requested when the application information is insufficient to determine eligibility for onsite review.
Materials needed tp document the- * safety and health program,which the 1 appbcant feels may involve invasion of privacy or a trade.secret should not.be
included in the application. Instead, such materials should be described in .
particularly for the Demonstration
'
Program.
*i *
-
2. Pre-Approval Onsite Reviews'"*'*'"
a. Purpose. The Pre-Approval Review, which is. conducted by a team of non- enforcement OSHA staff, on the site for which participation has been requested is a managementreview. of the.site
and health problems; '
(5) Safety rules, emergencyj^f
procedures and examples of safe?*
procedures;
jS^pr
(6) The system for.enforcing safe
rules;
v.>*SL
_
*
v
(7) Self-inspection procedures r
and correction tracking;
the applicatioa'andprovided'for,viewing safety and health program. lt U
. (6) Accident mvestigation^s^r
onlyat thesite,.ifanpnsitePre-^ ^ - conducted to;
^ (9) Safety committee minuted
ApprovalJleyiewls.cqnducted.as part
of the apphcatiojnrpview.
-
3. Application Submission^- ^
'
Applications may be submitted to .
(1) Verify the information supplied in the application concerning qualification for the VPP for wluch application made;
(2) Identify the strengths and_JL _ r .. weaknesses of the site safety andhealth
'* (10) Employee orientationand^
training programs and attendance
records;
v1
(11) Industrial hygieneTnomtor'
OSHARegional Offices or, in .the case . program;
7"
records:,and,
-7 t
ofmiilti-fegionaLapplicatiohs,to J
(3) Determine the adequacyxf the
(12) Other^eco'rds which provg.
~OSHA`s Directorate ofFederal-SUte^-^^ safety and health program to a'ddress~
documentation of the quaBfifiiyg
Operations in Washington, DC'* " ^. vj - the potential hazards of the sjte; and .. these programs..^
^A *_/'
ABD00001354
Federal Register / Vol S3. No 133 / Tuesday, July 12, 1988 / Notices________
2SZ
comply with applicable safety and health rules and regulations:
(>) Such contract provisions must specify authority for the oversight coordination and enforcement of those programs by the applicant and there must be documentary evidence of the exercise of this authority by the applicant
(u) Such contract provisions must provide for the prompt correction and control of hazards, however detected, by the applicant in the event that contractors or individuals fail to correct
or control such hazards; and (m) Such contract provisions must
specify penalties, including dismissal from the worksite, for wdlftil or repeated non-compliance by contractors, subcontractors, or individuals.
I Safety and Health Program Evaluation. The applicant must have a system for evaluating the operation of the safety and health program annually to determine what changes are needed to improve worker safety and health prolechoc.
(11 The system must provide for written naiT&tive reports with recommendations for improvements and documentation of fotlowup action.
(2) la particular, die effectiveness of
the operation of the self-inspection system, the employee hazard notification system, accident. investigations, employee participation, safety and health training, the enforcement of safety and health rules, and the coverage of health aspects, including personal protective equipment and routine monitoring and sampling, should be determined and the findings should be used to improve the implementation of the company's written safety and health program.
(3) The evaluation may be conducted
~ by corporate or site officials or bya
private sector thinkparty..... (4) In construction, the evaluation
should be conducted annually and immediately prior to completion of construction to determinewhat has been learned about safety and health' activities that can be used to improve the contractor's safety and health program at other sites..c. --
F. The Merit Progrtzm'
. 1. Purpose.
e.. r.^
.
The Mail Program in Aimed at y' employers-m any industry who do not yet meet the qualifications for the Star Program but.who wish.towork toward Star ftogram.partidpation. S.OSHA determines that the'employer has. demonstrated the commitment and the potential tb-achicvc the Star requirements. Merit is used to set goals
that when achieved, will qualify die site workday cases, or both for the last th
for Star participation.
calendar years a above the national
2. Term of Participation
Nlent Programs will be approved for a period of tune agreed upon in advance of approval. The term will be dependent upon how long it is expected to take the applicant to accomplish the goals for Star participation. Participation is canceled at the end of the term.
3 Qualifications for Ment
average for the specific industry are? (at the three or four digit level) as me recently published by BLS. the apptic must indicate goals for the reduction either or both of those rates and
demonstrate that the methods planne. to reduce them are feasible.
c Coals Any system required for S participation that is not in place or is * yet of Star quality at (he time of
a Safety and Health Program Requirements. An eligible applicant to
approval must be set as a goal along with any rate reduction goals.
the Ment Program must have a written safety and health program which covers the essential elements of a safety and
C The Voluntary Protection Demonstration Program
health program as described in Section 1. Purpose
IQ E for Star. (1) The basic elements (management
commitment and planning; hazard assessment; hazard correction and control; safety and health training; .
employee participation and safety and health program evaluation) should all be operational or. at a minimum, in place
This program provides the opportur
for companies to demonstrate the ' effectiveness of alternative methods', which, if proven successful (usually * more than one site), could be substitu!. as alternative qualifications far the St Program for certain situation* to' *_
and ready foe implementation by the date of approval. For the construction
explore the use of VPP in industries' other than construction and those
industry, the joint labor-management
classified as general industries, such
committee must have had a minimum 0f mantime or agriculture; and to test '
three months experience in providing
methods of overcoming problemsWhk
safety and health inspections before
have kept certain employers, such as
approval.
small business employers and many ~
(2) The elements are not expected to contractors in the construction fndnst
be at Star quality of completeness. The from taking part in the VPP. 'f
Ment applicant is not expected to meet each of the specific Star requirements in 2. Qualifications
each element. Participation in Merit is an opportunity for employers to work with OSHA to improve tire quality of their safety and health programs and reduce their injury rates to meet the requirements for Star
b. Injury Rates. (1) For the Merit- Program m construction, if the Injury rates for the site applied for are not at or below the industry averages for the preceding twelve months as required for
Star, the applicant company must be able to demonstrate that the company's three-year average injury rates are at or below the most recently published BLS national average for the industry (at the three efigit level). The injury incidence rate and the lost workday case rate must each be averaged overthe last r~ three complete calendar jearvThe rate * must include alloftheappficanfx: employees who are actually employed at construction sites in that SIC. The *' _ applicant may ase natiqnwfde.%'r -7: [ employment ormay designate an., ~
a. Like all VPP participants, those in the demonstration program must have site safety and health program that -- addresses a witmiwh> iii elements (management commitment t planning, hazard assessment, hazard correction and control safety training, employee participation, mid safety and health program errieetinr described foe Star m SectionELE.*r_ above.How the applicant imptemsnCs those elements-may be the sabpetof demonstration to long as StKrqrehty protection is afforded afi eopkqreta^* The applicant is rot expected tomeat each of the speofics in each 1
b. 'Applicants for this programmast demonstrate to-the-AssistantSecret satisfaction that the alternative^^ approach shows reasooabfeprondser being successful enough to sesvesra alternative basis for inclusionfertiMTi Program. This indudes havingewerag injury incidence and lost woikday^cw
appropriate geographical area which *
rates for the previous three jenSKt
indude the site for which application is '* belovctfre specific fndus&y svtrtftgi
made. ,,
'.
Injuryrates for mobile worksjtesnd
(2] For genera) fndustry;ffeither the, ^ in the construction industry
three-year average rate for
or below the spedfic industry atgra?
recordable Injuries, orfbrtnjnrjrlqst
. for the life of the worksite.'
--- --
- a.
ABD00001355
Federal Register / Voj. 53, No. 133 f Toeaday, fitly 12, 1988 / Notices
26947
ppdcotion ApprovuJ
L. Inspection Requirements
JjjJferred Approval
1 Programmed Inspections
^at the conclusion of the PreLjval Review, the applicant needs to factions to meet the qualifications ^approval, reasonable time--up to 90
be allowed for those actions ibe taken before a recommendation is S2e to the Assistant Secretary. Where an onsite visit will be made
the actions taken after the PreAp~prova1l Review visit
,Hon Withdrawal
r the applicant cannot meet the .girements for participation m one of }VPP or for any reason does not wish
i the approval process, enable time shall be allowed for Bcatioa withdrawal as provided for
H.4* before recommendation is (to the Assistant Secretary
Participating work sues will be removed from OSHA's programmed inspecboo lists.
2. Workplace Complaints
Employee complaints to OSHA will be handled by enforcement personnel in accordance with normal OSHA enforcement procedures.
3 Chemical Leaks/SpiUs
Any significant chemical leaks spills will be handled by enforcement personnel in accordance with normal OSHA enforcement procedures.
4. Fatalities and Catastrophes
Ail fatalities and catastrophes will be handled by enforcement personnel in accordance with normal OSHA enforcement procedures.
jbcation Approval
5. Referrals
fthe'opLuon of the Pre-Approval ' team, the applicanthas met the ihons requirements of the VFP led for or an alternative VPP ptable to the applicant, the team's sendation win be made to foe
t Administrator, who. on ice. will recommend approval
i Director of Federal-State ilims. The Director ofFederal>, Operations shall review the report
latent application of foe
Although the history of foe VFP . indicates that safety and health
problems discovered during contact with worksites far VPP purposes are resolved cooperatively, OSHA most reserve the right, where the safety and health of employees is seriously.-
endangered and site management refuses to correct the situation, to refer
the situation to foe Assistant Secretary for review and enforcement action if
warranted. a The employer will be informed in
ition requirements and, on
advance that a referral will be made to
ence, will forward the
the Assistant Secretary and that
ommendation to the Assistant
enforcement action may result
' to approve participation.
h. Because companies with excellent
Lwiil occur on the day that foe safety end health programs that me
st Secretary signsa letter
interested in participating in the VPP are
! the applicant of approval.
not likely to refuse to address e soions
pBcatioa Denial ' 2'- _ - . _ -
-
problem in a cooperative apinl. a -- * situation of this type is unlikely to occur.
iold the Assistant Seoetary, for * It is important, however, foe interested .
[reason, refect foeFSO and/or "* employers and employees to be aware
1 recoBHaemfotioo to approve. a of and understand OSHA's obligation in
'from foe Assistant Seoetary approval wifl be sent to foe'
the event that occur.
a sitnation should ;
it The denial vriB occur as of foe rof foe letter.'' 4 -/**" --'** *
lould an applicantappeal.to the
c. Where a cooperative spirit does not exist between OSHA and a company, VPP participation is not appropriate. . Therefore, tfa company in tide situation
it Seoetary a findingby the ... does not choose to wifodrawfreVPP
atqualifications are not met foe consideration. VPP participation shall
)r ofFederal-Stale Operations'
be denied or terminated. ~
raH foe
in foe*Assistant
7. along with foe team's
.. M. Post-ApprovalAssistance `(`*
ibon of denial.; - --_ 1. OSHA Contact Person
Assistant Secretary accepts foe Humendattan to deny approval, the
will occur as offoe datefoe. distant Secretary signs a letter. , -
ting foeapplicant of foe dedsros. -
An OSHA official will be assigned to each VPP participatingworksite as . .
Contact Person. This person WflT be ~'C available to assist foe partfcfpant/as "
needed, to assure smooth Interface1 with
OSHA and to provide expertise as required
2. Problem Solving
If a problem comes to the attention of the OSHA Contact Person, either through evaluation efforts, review of injury rates, records of OSHA complaint inspections, chemical leaks/spills or accident investigations, or by request of the VPP participant the Contract Person will attempt to assist the participant m resolving the problem, including, if necessary, arranging with the participant for an onsite visit to assess the problem and its possible causes.
3 Scheduled Onsite Assistance
In some eases, such as in the Demonstration Program, in the construction program or when needed for foe Merit Program, a schedule of onsite assistance visits shall be agreed upon before approval
4. Significant Organizational or -
Ownership Changes
;.~
Whenever significant changes are ' made in ownership or organizational M structure at a VPP site, the Contact * Person shook! make an onsite "'v~ assistance visit to determine the impae of the changes on VPP participation.
iV, Evaluation
--
1 The Star Program
--
a Purpose. (11 To determine continue qualification for the Star Program. ",
(2) To document results ofprogram
participation in terms of tire evaluation criteria other linking aspects of it-,
site program or its results. ~ - (3) To identify any problems which
have the potential of adversely nfbdfc continued Star Pro&am qualification* and to determine if those problems require additional evaluations. .IJi'V?j
b. Frequency. Star Programs'ihaKbe evaluated every three years (except^ when serious problems have been^f.'
identified which require an earlier,, r evaluation} with an annual revteyaaij
injury incidence and lost workdayin^ case rates which shell include a recalculation,of the latest foree^ycar^g-
averages. j l r\^ c. Measures ofEffecdvenessJVbk-j.
following factors will be usedin.the^ evaluation of Star Program participant"
(1) CoatmuedcompUanee wflhfofcprogram requirements;
(2) Satisfaction of the partidpaahe/ (3) Nature and validity of any '?comptemts received byOSHA^^frf" (4) Nature and resolution ofprobfcm-
that may have come to attention since approval or'tfae laac^f
evaluation: mid
ABD00001356
26348
Federal Register / Vol 53. No 133 / Tuesday. July 12, 1988 / Notices
(5) The effectiveness of employee participation programs
d Description of Evaluation OSHA's evaluation of Star Program participants will consist mainly of an onsite visit of similar duration and scope of the PreApproval Program Review described in HI 1.2. Documentation of program implementation from pre-approval review or the previous evaluation will be reviewed
2 The Merit Program
a Purpose (1) To determine continued
qualification for the Ment Program, or to
determine whether the applicant may be
approved for the Star Program.
(2) To determine whether adequate
progress has been made toward the
agreed-upon goals.
(3) To identify any problems in the
safety and health program or its
implementation which need resolution
in order to continue qualification or
meet agreed-upon goals.
(4) To document program
improvements and/or improved results.
(5) To provide advice and suggestions
for improvements that might be made.
b Frequency. All merit programs will
be evaluated annually for the duration
of the period of approval, except where
the participant requests an evaluation
before the annual evaluation for the
purpose of determining whether the Star
qualifications have been met <. '
c Measure ofEffectiveness. The
following factors will be used in the
evaluation of Ment Programs:
(1) Continued adequacy of the safety
and health program to address the
potential hazards of the workplace.
(2) Companson of rates to the industry
average;
(3) Satisfaction of the participants;
(4) Nature and validity of any "
complaints received by OSHAT
(5) Nature resolution of problems that
have come to OSHA's attention; * - *
(6) Effectiveness of the employee '
participation program; and, "
(7) Progress made toward goals :
specified tn the pre-approval or previous
evaluation report*- - -- ^ - . - ,:-
d. Description ofEvaluation. OSHA's
evaluation will consist mainly of an --
onsite-visit of duration and content
similar to the Pre-Approval Review' <
described in mX2.
*
O. Termination or Post-Approval . ,
Withdrawal
__
=. ^ j.
1 Reason forTennlnation
a. Completion of covered"construction work at the site'will terminate construction industry approval.J .
b. Sale of the approved site to another company or any management change
that eradicates or significantly weakens the safety and health program may terminate the approval.
c The participating site management, or the duly authorized collective bargaining agent where applicable, may terminate participation for any reason.
d. OSHA may terminate participation for cause
2 Cause for OSHA Termination
a Star Program Termination by OSHA will occur when a significant failure to maintain the safety and health program in accordance with the program requirements has been identified.
b. Ment Program. Termination by OSHA will occur when:
(1} A significant failure to maintain the safety and health program in
accordance with the program requirements has been identified; or.
(2) No significant progress has been made toward the goals; or
(3) The term of approval hasjexptred.
c. The Voluntary Protection Demonstration Program. Termination by
OSHA will occur when: . '
(1) OSHA determines that continuation of the experiment will:
(a) Endanger workers at the covered
site(s), and/or,
`.
(b) Be unlikely to result in inclusion
into the Star Program, or,
(2) The period of approval has
expired
3 Notification
OSHA will provide the participant
and other relevant parties 30 days notice of intent to terminate participation
unless: -
- - -r.
(a) Other terms for termination were
agreed-upon before approval: or'
(b) A set period for approval Is'
expiring or construction has been
comp_leted.
*__;^' b ***
4. Post-approval Withdrawal
_ Upon receipt of notice of intent to ... terminate, or for.any otherreason, a participant may withdraw from-the VPP by submitting written notification to the assigned Contract Person. r. r-^; -
P. Reinstatement
`
Reinstatement requires reapplication.
Signed at Washington, DC. this 29th day of
June
' *^
John A. Pendergrass, - 1 Assistant Secretary [FR Doc 68-15513 Filed 7-ll-"a:45 am] MJJMQ cooe 4S10-M4
NATIONAL LABOR RELATH
BOARD
'
Experimental Modification of
Procedures Governing the aL
Rescheduling of Unfair Lab<l
Hearings
J
agency: National Labor Relat Board.
action: Notice of experiment modification of procedures the rescheduling of unfair lal hearings
summary: Notice is hereby the National Labor Relations' commence a one-year expei August 1,1988, transferring, _ certain circumstances, the aut reschedule unfair labor pract hearings from the Regional___ the administrative law judges.' experiment modifies the proceL forth in $ 102.16 of the Board's*! Regulations.
FOR FURTHER INFORMATION
John C. Truesdale. Executive: 1717 Pennsylvania Ave, NW.,'1 Washington. DC 20570, Telepl 254-9430.
SUPPLEMENTARY INFORMATIOfCi
102.16 of the National Labor! Board's Rules and Regulatioi as amended, currently permits^ Agency's Regional Directors tol. the date of a scheduled unfair la^ practice heanng either upon bdsTb own motion or upon proper caus^ by any other party It appears th is a public perception that thisl procedure is unfair insofar as tKig
Regional Directors are also thepe. responsible for prosecuting the uft labor practice cases. Recognizing detrimental effect such adverse perceptions may have on the Agg. continued credibility and statnreg National Labor Relations Boardpr implement a one-year expertmeoLof its Regional Offices whereby t authority currently granted the Re Directors under Section 102.16 WyL transferred, under certain circumstances, to the administrate Judges.
With respect to all unfair labc1 practice complaints issued be.tw* August 1,1988 and July 31.198& authority to extend the date of a scheduled heanng shall reside yr administrative law judges, excep the Regional Directors shall reta^ authonty to extend the date oft scheduled heanng in the following limited circumstances-
(1) Where all parties agree tfr^ * extension of the date of heanng;--