Document 06Y2w9E8R9Nk14DNnZwQVrDbx
54160 ` Federal Register / VoL 17,' No. tZl/ Monday, Novembe 16, .1992 / Notices - r
DEPARTMENT OF HEALTH AND
r' Foa rjuthea information contact:Jr': manufacturers and processors of die j
HUMAN SERVICES : . ,; 'iT
Dr. Wiliiam Cibola*. Division of ; : >.. hazardous substances under the Toxic
,1
J * F ,,V;,, Toxicology. Research Implementation, Substances Control Act (TSCA) and ":<*
Agency for Toxic Substances and
BrandL Agency for Toxic Sub*tancee ' registrants under the Federal -
Disease Registry
;*ndD!ea*e'Registry,Maflst0pE-28, K 1 Insecticide. Fungicide, and Rodentidde `
[ATSDA-4U , r: ,7*9. J.
-1800 Clifton Road NR. Atlanta, Georgia Act (FIFRA), or by cost recovery from _J*
*, v- ; 30333, telephone 404-639-6306.
r responsible parties under CERCLA. . . Furthermore, section 104(i)(5)(C) states -
Reviaed Procedures For Conducting SUPPLEMENTARY MPORMA7MMC.
that in developing and implementing the
Voluntary Research ;
Background,:
' research program, the Administrator of ATSDR and the Administrator of EPA ;
aocncy: Agency for Toxic Substances ~ _The Comprehensive Environmental;
and Disease Registry (ATSDR). Public . Response, Compensation, and Liability
Health Service (PHS), Department of . ' Act of 1980 (CBtCLA). as amended by -
Health and Human Services (HHSJ. V the Superfund Amendments and
Reauthorization Act of 1988 (SARA) (42
acnore Notice.
U.S.C. #004(1]), requires that ATSDR: (1)
shall coordinate such program with the. ~ National Toxicology Program (NTP) and. .with programs of toxicological testing ^
established under TSCA and FIFRA, T achieve this coordination, ATSDR - - -L established the TTiagency Superfund >
summary: This* notice announce* the
revised procedures for volunteering to *
conduct research as part of the ATSDR
Substance-Specific Applied Research
Program authorized by the-
.
Comprehensive Environmental
Response. Compensation, and Liability
Act (CERCLA or Superfund), as .
amended. The procedures for conducting
voluntary research were initially
announced in the Federal Register on
February 7,1992 (57 FR 4758). The public
was invited to comment on the ,- >
procedures and the attendant
Memorandum of Understanding (MOU).
The voluntary research will be
conducted by the private sector to fill
priority data needs for hazardous
substances that are the subjects of the
ATSDR toxicological profiles. Thie
notice describes the revised procedures.
Develop jointly with the Environmental. Protection Agency (ERA) e list of - ' hazardous substances found at National' Priorities List (NPL) sites fin order of . priority), (2) prepare toxicological profile* of these substances, and (3) assure the initiation of e research , , program to fill identified data needs associated with the substances..
The identification of the priority data needs for 38 priority hazardous substance* was described in the Federal Register (58 FR 52178. October 17,1991), public comments were invited, and companies were requested to volunteer to conduct research to fill specific , priority data needs during the public ' ' comment period for that notice. The Federal Register notice, "Announcement of Final Priority Date Needs for 38 Priority Hazardous Substances", which includes a second call for private sector
.Applied Research Committee (TASARC) a# a forum for ATSDR. EPA and NTP to discuss and coordinate use of potential mechanisms for developing end implementing this CERCLA SubstanceSpecific Applied Research Program. Meetings of the TASARC ere not open to the public. The first meeting of TASARC was held on April 20,1992. to inform the Committee on the Agency's progress in implementing the SubstanceSpecific Applied Research Program, and to seek the Committee's input in planning for the Agency's public meeting on voluntary research held on April 29, 1992.
The ATSDR encourages private sector organizations to conduct voluntary research to fill specific priority data needs identified in the Agency's Substance-Specific Applied Research . program. Toward that end, the
DATES: The ATSDR considers this voluntary research effort to be of '
voluntarism, is being published in this issue of the Federal Register. Future
procedures for conducting voluntary research, and the attendant
significant importance to the continuing - Federal Register notices will announce Memorandum of Understanding, were
development of the Substance-Specific the names of companies that have ' developed by ATSDR end announced in
Applied Research Program. Therefore, volunteered to fill specific priority date the Federal Register on February 7.1992
public comments concerning this '
needs.
(57 FR 4758). The Agency is aware of
Federal Register notice will be accepted
throughout the Agency's involvement
with voluntary research.
,
The major purpose of this ATSDR Substance-Specific Applied Research
concerns within some segments of the public regarding voluntary research conducted by companies with vested ...
Program is to supplement the substance- interests in tire research. Therefore, the
addresses: Comments on this notice . should bear the docket control number ATSDR-61 and should be submitted to the Division of Toxicology, Research
specific information needs of the public and scientific community, and to eupply . necessary information for conducting comprehensive public health
Agency encouraged the public to , comment on ATSDR'* procedure for
conducting voluntary research. Additionally, for each research project
Implementation Branch, Agency for . assessments for populations living in the
Toxic Substances and Disease Registry,. vicinity of hazardous waste sites. This '
Mailstop E-29,1600 Clifton Road NR, - program will also provide dafTthat can
Atlanta. Georgia 30333. Requests for e be generalized to other substances or
copy of the model Memorandum of
-areas of science, including risk
conducted voluntarily, the MOU (signed by ATSDR end the interested company), the ATSDR approved study plan, peer reviewer's comments, and the final research report and supporting data will
Understanding should be addressed -
similarly.
,
assessments of chemicals, thus creating be available for public Inspection at the a scientific base for filling a broader ,- location and times indicated in the
Comments on this notice will be available for public inspection at the -
range of data needs. ^ ,
*-
.. .
ADDRESSES section of this notice.
ATSDR intends to enter into voluntary
Agency for Toxic Substances and
Procedure for Conducting Voluntary :
Disease Registry, Building 4, Suite 2400, Research
research projects in ways that lead only to high quality scientific work. This
Executive Park Drive, Atlanta, Georgia (not a mailing address), from 8 a.m. until
CERCLA, as amended in section l04(i)(5)(D), states that it is the sense of
necessitates peer review of study ' protocols and results consistent with
4:30 pm., Monday through Friday,-
, Congress that the costs for conducting CERCLA section 104(0(13). CERCLA
except for legal holidays. - .
this research program be borne by the requires the peer review panel to consist
*
CMA 113701
Federal Register f Vol. S7,'Na22l / Monday, NovemWr 16. 1992 f Notices
54161
s.-. . ,
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of three to seven peer reviewers who (*) ' The Agency it cognizant of the private frivate sector organizations (companies!
ere selected by the Administrator of
-sector's concern that EPA may require -' interested in volunteering to conduct -
ATSDR, (b) are disinterested scientific Industry testing during or following a" ~r ' research on priority data needs are
experts, (c) have a reputation for -
voluntary research effort with ATSDR'- asked to submit to ATSDR, in writing, a
scientific objectivity, and (d) lade
which may be regarded as duplicative of brief statement that addresses the
institutional ties with any person
that effort There are several safeguards priority date need(s) to be filled and the
involved in the conduct of the study or to prevent this from happening. First ` methods to be used. It should be noted
research under review.
' - ATSDR, EPA. and NTP are coordinating that ATSDR encourages innovative
The ATSDR held a public meeting on to conserve the testing resources of both protocols, where appropriate. Therefore,
April 29,1992, to discuss the proposed the government and the private sector the interested company should indicate
procedures for voluntary research. *-- ; and avoid unnecessary or duplicative ^ when innovative protocols are being
Comments were received from industry testing. This coordination occurs at
proposed.Interested companies may ''
groups, environmental groups and 'V many points; the review of ATSDR'e address substance-specific data needa
Federal agencies. As a result of 'l'*''. toxicological profiles, review of ATSDR or. where appropriate, propose to
discussions at these two meetings and data needs documents, meetings of
conduct research that will provide '
other public comments received by the TASAKC and the Interagency Testing' ' information relevant to classes of
Agency, ATSDR has revised the "
Committee, and review of research
chemical substances or which may be
voluntary research procedures. The
proposals developed under ATSDR's " lenerallzed to other areas of science. It
major revisions and clarification of the f voluntary research program. EP^
.should be noted that all voluntary.. ..
procedure* are described below.
intends to review research proposals
research conducted to fill ATSDR's
ATSDR now believes that prior to
developed under this program for
priority data needs should comply with
negotiation of the study plan, it would conformity with basic testing concepts the Department of Health and Human
be more appropriate to have a Letter of under TSCA. FIFRA, and the OECD.
Services' Laboratory Animal Welfare
Intent submitted by the interested ' ' Second, the Toxic Substances Control Act of 1966 (Pub. L. 69-544. as amended,
company, rather than to have the MOU Act expressly requires EPA to find that 7 U.S.C. 2131 et seq.) or Protection of
signed by the interested company and - data are inadequate to reasonably ._
Human Subjects (45 CFR part 46)..
the Agency as originally indicated, in
determine or predict the effects of a V .
The interested company's statement
the revised procedures, the interested chemical substance. EPA has already .. will be reviewed by TASARC. Based on
Company and ATSDR will enter into an . interpreted this to mean that it cannot TASARC'S recommendations. ATSDR
MOU after the study plan has been
require duplicative testing. As a matter will determine white, and how, specific
approved by the Agency. Furthermore, of policy EPA will not require testing in , voluntary research projects will be
the procedures will now indicate that a tide which duplicates ongoing testing pursued with volunteering companies. In
ATSDR encourages Innovative
by government or the private sector
instances where volunteered research
protocols, where appropriate. With
pursuant to an MOU until the test data initiatives are considered by TASARC
respect to the role of peer review.' -
are submitted, reviewed and determined to be more appropriate for EPA .
ATSDR will continue to pursue its
to be inadequate. There may be
response, EPA may negotiate directly
policy of peer review of both study -
instances where research conducted
with the interested company.
protocols and results as mandated under under an industry/ATSDR MOU will
If ATSDR decides to pursue a specific
CERCLA However, to the extent that yield results which indicate additional voluntary research project submitted by
research protocols entail accepted teat testing is necessary or where the testing a company, the Agency will request the
guidelines developed under TSCA, ,- under the MOU is not intended to
* company to forward a Letter of Intent
FIFRA or by organizations such as the* address the endpoint of concern to EPA. within four weeks of the approval of the
Organization for Economic Cooperation In these cases, EPA may exercise its
company's statement The Letterof
and Development (OECD), less rigorous authority to require testing under TSCA Intent should indicate that the company
peer review of the study protocol may or FIFRA.
is prepared to enter into discussion with
be required. Furthermore, the peer
It is generally the policy of ATSDR to ATSDR regarding the research plan to
review process will not supersede the rely on data and studies which are
fill a specific data need identified by the
function of Institutional Review Board - publidy available, with the exception of . ATSDR Substance-Specific Applied -
activities related to protection of human personally identifiable information on Research Program. Furthermore, the
subjects or animals.
--
study projects. Therefore, research .
Letter of Intent will state that if the
With respect to potential termination conducted under this program should be research plan is approved by ATSDR.
of the MOU at the convenience of either designed so as not to disclose Trade
the company will negotiate an MOU ~
party. ATSDR intends that this action Secrets or other Confidential Business 1 with ATSDR prior to initiation of the
will be taken as a last resort, and that Information. If the company finds that research.
*-
-
prior to such an action, all possible - * . such research is impossible to conduct 1 The Agency recognizes that two or
avenues of dialogue with the private
under this restriction. ATSDR will enter more companies or a consortium of -
sector organization would be pursued, ~ into discussions of alternative solution!, interested firms may elect to enter into
within reasonable limits. However, - or may choose to terminate negotiations. collaborative efforts in pursuing one or
decisions as to what constitutes a
Finally, in reference to research costs, more research projects, therefore, where
breach of the MOU will be at the ' the direct and indirect tests associated appropriate, a single MOU will be
discretion of ATSDR. Moreover. ATSDR with the research program are those
signed between ATSDR and multiple
recognizes that in the course of
incurred by the research sponsor and
companies. Following the submission of
conducting research, unexpected and..- - not by ATSDR. The Agency wilt Bssume the Letter of Intent and prior to the
unanticipated delays may occur and
responsibility for administrative costs initiation of the research, the interested
wherever possible this wrill be - / ^ ; including the cost of peer review ae part company will negotiate with ATSDR to
negotiated with the private sector *:> of its overall program. -*' *. t *-> v r*- agree upon an approved study plan
organization in the spirit of mutual * ^ - The procedures for conducting
including testing protocols and time "
cooperation.
- `e-; > -
voluntary research are described below. schedules.-.- - ** - ...... *
CMA113702
S41B2
Federal Raster / Vet S7. ffo. 221 / Monday. -November 16.1882 / Noboaa
Tbs company shall submit to ATSDR - The testing schedule and completion v-y the MOU. and (ii) inspect (and in the
s study plan lor each test six Meeks
date of the study wifi be established
case of records, copy) any records and
slier submitting the Letter of Intent. The -from the approved study plan. Interim^,j ' spedman* required to be ssamtatead to
study {dsn shall Include test protocols progress reports shall be submitted to connection with research performed . l
and a schedule with reasonable
ATSDR within six months after the
pursuant to the MOU. -
\ r-.
timetable and deadlines for initiation Initiation of testing and thereafter within (8) Submission and publication of . -
and completion of each test and . ^ - six months after submission of each - data--All data and reports submitted to
submission of interim and final reports. previous interim report The final report ATSDR pursuant to the MOU shall be
,Tbe test protocols will be reviewed by on the results of testing shall be
sent to ATSDR. to duplicate, at the -
an ATSDR-appointed peer review penal. submitted to ATSDR no more than 20 address indicated in the Aoosusa
If ATSDR disapproves the study plan. It weeks following the end of the study. ; section. Final reports will not be
will inform the company of (be
Final reports wul not be accepted lithe accepted if the date is designated
deficiencies of the plan. The company data are designated Confidential
Confidential Business Information (CBQ
may request reconsideration of the
Business Information [CBQQ or otherwise or otherwise restricted from public -
study plan, resubmit a modified study ... restricted from public disclosure, with ' disclosure. Furthermore, acceptance of
plan, or elect to terminate further
the exception of personally Identifiable the final report is contingent upon
discussion on the proposed research ' information on study subjects.
approval by ATSDR following the peer
with no obligation of either party, to the Moreover, ATSDR't acceptance of the reviewers* recommendations, consistent
event that the company resubmits a ' *= final report will be contingent upon
with CERCTA peer review requirements.
modified study plan and ATSDR
. approval by ATSDR following the peer '.The company maintsins ell rights to
disapproves it, the Agency may elect to reviewers* recommendations, consistent publication of data and results, however
teiminete further discussion. :
with CERCLA section 104(0(13} peer
all results of research conducted . . ..
ff the study plan is approved by
. review requirements. All results of`j pursuant to the MOU and all supporting
ATSDR upon the recommendations of research conducted pursuant to the . date associated with the final research .
the peerreviewers, the company will
MOU and all supporting data assodated report will be provided to ATSDR end
enter into an MOU with the Agency. The with the research report will be -
-made available by the Agency to the
Scontent of the MOU is described below: (1) Identification of the parly or
rovided to ATSDR and made available public as part of its implementation of y the Agency to the public as part of its section 104(f)(5) of CERCLA. .
parties comprising the company which enters into the MOU--This section consists of the name and address of
implementation of sections 104(0(3} and (9) Payments of cost* and expense* -
(S) of CERCLA.
Each company shall agree to pay all
costs, direct and indirect, associated
each party responsible for the conduct of the research.
(2) Identification of the subetancefs) subject to research requirements under the MOU--This section consists of the name and Chemical Abstract Service (CAS) Number of the chemical substance(s) that ia the subject of the MOU. The chemical substance(s) to be tested shall be as pure as reasonably can be attained. However, under certain drcumstances. ATSDR recognize* that It may be more desirable to test mixtures or technical grade product!. Furthermore, alternate language will be
guidelines, and schedules--If a company
intends to modify e study plan, protocol,
or schedule that was approved by
ATSDR, it must notify ATSDR in writing
of the proposed modifications and
reasons therefor. If ATSDR approves of
die modifications, the time schedule
established for completion of the tests
shall be renegotiated end appended to
the existing MOU. tf ATSDR
disapproves die company's request and
the company doe* not accept ATSDR's
decision to disapprove die modified
study plan, the company may terminate
the MOU.
-
with the research programs. The Agency wifi assume responsibility for
administrative costs including the coat of peer review ae part of its overall program. -
(10) Events constituting a breach of the MOU--Failure by the company to:
(a) Initiate any test agreed to to the MOU by the date established pursuant
to the MOU; . . (bj Adhere to GLP standards, established test procedures or accepted
practice* ofgood science to the extent that these standards and practices
substituted when the subject of the research ia s human population, es to epidemiologic studies.
(3) Identification of the effecta or characteristics for which research ia to
be conducted--to this section, the health effects, environmental fate or other
(6) Observance of Good Laboratory Practical All research agreed to to tbe MOU shall be conducted in eocordanoe with the Good Laboratory Practice (GLP) standard* codified in 40 CFR part 792, to tbe extent that such GLP
standards apply. Should Good - " `
ppfy; , (c) Submit any interim report required
under the MOU by the date established pursuant to the MOU; or , (d) Submit any final report that receives ATSDR's approval following
1 peer review conducted by the Agency,
characteristics for which research is to Epidemiology Practices ("Guidelines for shall constitute a breach of the MOU. to
be conducted under the MOU shall be Good Epidemiology Practices for
the event of breach. ATSDR will not
listed
Occupational and Environmental
impose any claim to damage*, but at tbe
(4) Initiation of Research end
Epidemiologic Research"--The '
Agency's discretion may terminate the
Submission of Interim and Final
Chemical Manufacturer Association'* MOU. ,
Reporta--The starting date of tbe'
- Epidemiology Task Group, Journal of
For research completed subsequent to
research project may be negotiated . Occupational Medicine. Volume 3& '. termination of an MOU. or termination
depending on the type of research being 1221-1229.1991} be relevant to a
of negotiations in anticipation of an
conducted. However, as s general
research project those Practices should MOU, companies may not represent
guideline, the research effort shall be
be affixed to the study protocoL -
endorsement of such research by
initiated within eight weeks of the
(7} Inspections--The company shall ATSDR based on ATSDR's approval of
approval of the study plan and
ensure that authorized employees of
a study protocoL plan or other aspect of
attendant test protocols, and the signing . ATSDR are permitted, at reasonable
the research.
-
of the MOU. Written notification ofthe times and in a reasonable manner, to (i) (11) Termination--Since the MOU ie
starting date of the test will be .
inspect any research or testing facilities entered into voluntarily by ATSDR and *
submitted to ATSDR by the company. that ia conducting research pursuant to tbe company, termination by ATSDR ia
CMA113703
Federal Register /VI. 57, No. 221 / Monday, November 16. 1992 / Notices
54163
not considered reviewable agency/' . . their authority under any other c^
Research Program will be used for -
action pursuant to the Administrative provision of law; or the response and
public health assessment purposes end
Procedures Act or any other applicable - abatement authorities of CERCLA.: - "'2 to reassess ATSDR's substance-specific
Federal law, and there will be no appeal - As previously stated, EPA is not - priority data need*. It is the intention of
process beyond that set out in the MOU. currently planning to participate as a
the Agency, at this time, to re-evaluate
The company may elect to terminate the potential signatory tn MOU negotiations the priority data needa for the listed
MOU at any time. . (lz) Statutory compliance--Consistent
with section 104(i)(12) of CERCLA. as amended (42 U.S.C. 9004(i)(12)), nothing
arising from this Notice. However, if EPA were to participate, the contents
described above would need to be v
appropriately revised to reflect * " / \
hazardous substances every three years.
Dated: Novembers, Mt
William L Ropar*.
-
in the MOU shall be construed to delay commitments made by or to EPA, and Adminietralor, Agencyfor Toxic Subttancet
or otherwise affect or impair die 5a' - "*- other matters deemed appropriate by - ' one Dinar*Regietry.
authority of the President,ihe
theparties/1" '>*.
. r- . "V (FR Doc. 92-27034 Hied 11-13-02 8:45 am)
Administrator of ATSDR or the
The results of the'research viathis ;
Administrator of EPA to exercise any of .ATSDR Substance-Specific Applied ~i
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CMa 113704