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CHEMICAL SAFETY REPORT PROVIDED AS COMMENTS TO THE PUBLIC CONSULTATION ON THE REACH RESTRICTION PROPOSAL ON PER- AND POLYFLUOROALKYL SUBSTANCES (PFAS) Submitted by: 1 Date: June 29, 2023 Substance: Polyvinylidene fluoride CAS No.: 24937-79-9 EC No.: 607-458-6 Industrial PVDF-based ultrafiltration membranes required to be installed into (a) new water or wastewater treatment plants designed after EiF (including extensions of/changes to existing plants) subject to special conditions (low spatial requirements) for high quality purification of industrial and urban wastewater, process water and drinking water and (b) existing water or wastewater treatment plants ensuring possibility for maintenance and replacement during the operational life of the plant, both (a) and (b) until at least 15.5 years after EiF. 1 Countries of sales and service: No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table of Contents Table of Tables ....................................................................................................3 Table of Figures ...................................................................................................4 Abbreviations ......................................................................................................5 Declaration .........................................................................................................6 1 SCOPE OF THIS REPORT ...............................................................................7 2 PHYSICOCHEMICAL PROPERTIES of PVDF........................................................9 3 LIFECYCLE STAGES OF PVDF AND MEMBRANES RELATED TO APPLICATIONS ............................................................................................................... 12 3.1 PVDF transportation.............................................................................. 12 3.2 PVDF unloading at casting solution mixing sites ........................................ 13 3.3 Manufacturing...................................................................................... 16 3.3.1 Manufacturing of PVDF UF membranes ............................................ 18 3.3.1.1 Casting solution mixing ............................................................... 18 3.3.1.2 PVDF UF membranes manufacturing ............................................. 19 3.3.2 PVDF UF membranes module production ......................................... 20 3.3.2.1 Sheet making & Drying ............................................................... 20 3.3.2.2 Potting ..................................................................................... 21 3.3.2.3 Testing and finishing .................................................................. 22 3.3.2.4 Cassette assembly ..................................................................... 23 3.4 Service life of the PVDF UF membranes ................................................... 23 3.5 Disposal procedure ............................................................................... 23 4 PFAS EMISSIONS DURING THE LIFE-CYCLE OF THE PVDF UF MEMBRANES......... 24 4.1 Overview of residues/emissions.............................................................. 24 4.2 Manufacturing of PVDF UF membranes .................................................... 24 4.2.1 Workplace exposure ..................................................................... 24 4.2.2 Exhaust air emissions ................................................................... 24 4.2.3 Wastewater emissions .................................................................. 25 4.2.4 Process waste.............................................................................. 26 4.3 Use phase of PVDF UF membranes.......................................................... 28 4.3.1 Background concentrations............................................................ 28 4.3.1.1 PFAS ........................................................................................ 28 4.3.1.2 TOF.......................................................................................... 29 4.3.2 Leaching test for PVDF raw materials ( ) ................ 29 4.3.3 Leaching test of newly produced PVDF UF membranes....................... 30 4.3.4 Leaching test for PVDF membranes already in use/installed in water treatment plants........................................................................................ 31 1 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 4.3.5 Conclusion on leaching tests .......................................................... 33 4.4 End-of-service life ................................................................................ 34 4.4.1 Incineration................................................................................. 36 4.4.2 Landfilling ................................................................................... 37 5 SUMMARY & CONCLUSION .......................................................................... 40 6 REFERENCES............................................................................................. 44 Annex ............................................................................................................. 46 2 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table of Tables Table 1: Substance identity 9 Table 2: Physicochemical properties of PVDF 10 Table 3: Specific properties of VDF 10 Table 4: Overview on process waste during membrane manufacturing 27 Table 5: Information about PVDF membranes operated in water treatment plants for years 32 Table 6: PVDF tonnages at end of service life based on PVDF commercialized within the EEA 35 Table 7: PVDF tonnages at end of service life based on PVDF commercialized within the EEA - optimized 36 Table 8: PVDF tonnages for membrane production and PFAS emissions in 2022 42 3 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table of Figures Figure 1: Structural formula of PVDF.......................................................................9 Figure 2: Transportation system of PVDF raw material consisting of three layers ......... 12 Figure 3: Use of a vacuum lance to transfer PVDF to the storage tank ....................... 13 Figure 4: Overview on Unloading & Mixing Area 1 - Unloading Station ....................... 14 Figure 5: Overview on Unloading & Mixing Area 2 (A) and LEV system connected to unloading system............................................................................................... 15 Figure 6: Filter system and waste collection ........................................................... 16 Figure 7: Main process steps for membrane and module manufacturing ..................... 17 Figure 8: Overview on Unloading & Mixing Area 1 (A) and cleaning room located under Area 1 (B)......................................................................................................... 18 Figure 9: Picture of spin-line at the production site of ...................... 20 Figure 10: Production of membrane sheets ............................................................ 20 Figure 11: Drying of membrane sheets ................................................................. 21 Figure 12: Potting of membranes to produce modules ............................................. 22 Figure 13: Overview of the testing and finishing room ............................................. 22 Figure 14: Digester filled with 100 g anaerobic inoculum (18 to 25% dry solids) and 20 g of the testing sample. ......................................................................................... 38 4 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Abbreviations ACC AoA CSR DU DW ED EU GC/MS HVAC units LC-MS/MS LEV MBR NMP OC(s) PCPs PFAS PFBA PFBS PFHxA PFHxS PFOA PFOS PFPeA PPE PVDF REACH RMM(s) RPE SEA SOP SPELC/MS TOF UF VDF American Chemical Council Analysis of Alternatives Chemical Safety Report Downstream user Drinking water Endocrine disruptor European Union Gas chromatography/mass spectrometry Heating, ventilation and air conditioning units Liquid chromatography-tandem mass spectrometry Local exhaust ventilation Membrane bioreactor N-methylpyrrolidone Operational Condition(s) Pesticides, pharmaceuticals, personal care products Per- and polyfluoroalkyl substances Perfluorobutanoic acid Perfluorobutanesulfonic acid Perfluorohexanoic acid Perfluorohexanesulfonic acid Perfluorooctanoic acid Perfluorooctanesulfonic acid Perfluoropentanoic acid Personal protective equipment Poly(vinylidene fluoride) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) Risk Minimization Measure(s) Respiratory protective equipment Socio-Economic Analysis Standard Operating Procedure Solid-phase-extraction liquid chromatography/mass spectrometry total organo-fluorine Ultrafiltration Vinylidene fluoride WWTP Wastewater Treatment Plant 5 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Declaration We, (" "), are aware of the fact that further evidence might be requested by ECHA to support the information provided in this document. Also, we request that the information blanked out in the "public version" of the Chemical Safety Report is not disclosed. We hereby declare that, to the best of our knowledge as of today (June 29, 2023) the information is not publicly available, and, in accordance with the due measures of protection that we have implemented, a member of the public should not be able to obtain access to this information without our consent or that of the third party whose commercial interests are at stake. Signature: Date, Place: General Counsel 6 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 1 SCOPE OF THIS REPORT uses polyvinylidene fluoride ("PVDF") to produce ultrafiltration membranes at its site located in Importantly, no polymerization process is carried out at the site because purchases the PVDF polymer from an EU-based supplier. The UF membranes manufactured in the plant in are sold within the EEA and the rest of the world. 's UF membranes are critical components to industrial-scale water and wastewater treatment plants ("WWTP") owned by municipalities, water companies and industrial companies in the European Union ("EU") and all over the world. UF removes particles, pathogens (parasites, bacteria, and viruses), microplastics and combined with adsorption removes micropollutants (such as pesticides, pharmaceuticals, personal care products ("PCPs"), endocrine disruptors ("EDs")) from liquid media (water). Through this PVDFbased UF, the membranes achieve high quality water purification in the following applications: Application 1: Production of Industrial Process Water; Application 2: Production of Municipal Drinking Water; Application 3: Treatment of Industrial Wastewater; Application 4: Treatment of Urban Wastewater. manufactures the following types of PVDF membranes: (together "PVDF Ultrafiltration ("UF") membranes"). The site receives (50 - 500 t) of PVDF raw material per year, The substance is used for the production of PVDF UF membranes. Where applicable, the potential of exposure of employees and to the environment to PVDF is highlighted. Measurements and studies analyzing properties relevant for the assessment of emissions and/or exposure to the environment are provided in section 4. This Chemical Safety Report ("CSR") is part of the derogation submission from the PFAS2 Annex XV REACH3 Report ("PFAS REACH Restriction Proposal"). The derogation submission also consists of an Analysis of Alternatives ("AoA")/Socio-economic analysis ("SEA") provided separately. The aim of this CSR is to provide information on the substance identity of PVDF, its composition, stability, and degradation (section 2). Most importantly, this document shall provide information on Risk Minimization Measures ("RMMs") and Operational Conditions ("OCs") of the manufacture, use and disposal of membranes during their life cycle (section 3). Potential emissions during the life-cycle stages are outlined. Measurement results and laboratory studies on degradability are used to support the hypothesis that environmental emissions from the manufacture and use stages of membranes made of PVDF are minimal (section 4). An overall conclusion based 2 Per- and polyfluoroalkyl substances 3 Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals 7 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT on substance stability, emission sources and measured/laboratory data is provided in section 5. is also committed to increase the sustainability of the manufacture, application, and disposal of its PVDF-based UF membranes. For this purpose, the company developed a sustainability commitment that will fully apply during the required 15.5-year derogation. With this information submitted as comments to the public consultation on the PFAS restriction proposal, aims to achieve a minimum derogation of 15.5 years (from EiF) for the manufacturing and placing on the market of PVDF-based UF membranes. By obtaining a time-bound derogation from the upcoming PFAS Restriction, ensures supply for the growing need (urbanization and related population growth, stricter water quality parameters, climate change, sustainable industry, etc.) of this advanced water and wastewater treatment technology across the EU and the rest of the world (see chapter 5.1 of AoA/SEA). considers that its PVDF use is not fully covered by any of the currently proposed derogations in the PFAS REACH Restriction Proposal. Therefore, requests a specific derogation which is described in detail in the AoA/SEA. 8 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 2 PHYSICOCHEMICAL PROPERTIES OF PVDF PVDF is obtained from . Its identity is described in Table 1 and its structure is shown in Figure 1. PVDF homopolymers are polymerized from vinylidene fluoride ("VDF", 1,1-difluoroethylene) either via a suspension or an emulsion process to control for the melting temperature and crystallinity ratio targeted for the specific products ( ). Table 1: Substance identity EC number 607-458-6 CAS number 24937-79-9 Chemical name Ethene, 1,1-difluoro-, homopolymer Other names Poly(vinylidene fluoride) (PVDF) Molecular formula -(C2H2F2)n- Figure 1: Structural formula of PVDF has a purity of > 99.9% ( ). The impurity content is < 0.1%. ( ), and is described as a very high molecular weight PVDF homopolymer in powder form ( ). Physicochemical properties of PVDF are summarized below in Table 2. 9 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 2: Physicochemical properties of PVDF Property Physical state Melting/freezing point Density Vapour pressure Partition coefficient noctanol/water (log value) Water solubility Description of key information solid 170-175 C 1.7-1.8 g/cm (bulk density: 0.5-1 g/cm) not applicable not applicable insoluble Source As indicated above, the base material for the PVDF material is the monomer VDF. VDF has a very low boiling point of - 83C (NCBI, 2023), and it is readily volatilized (and captured or destroyed) during polymer manufacture processing and drying steps (Korzeniowski et al., 2023). Furthermore, the residual VDF monomer concentration in PVDF has been reported as < 50 ppb (Korzeniowski et al., 2023); this is in line the reported purity of PVDF used for the production of membranes, which has a concentration of > 99.9 % ( ). In total of PVDF have been received by the membrane manufacturing plant in 2022. Considering an assumed monomer content of < 50 ppb (see above) a total amount of < g VDF/year may be expected as residues in the manufacturing plant. Table 3: Specific properties of VDF Property Description of key information VDF boiling point: -83C Water solubility Insoluble; 164.9 mg/L (at 25C) Partition coefficient log Kow = 1.24 VDF monomer content in PVDF < 50 ppb 1) Data directly extracted from NCBI, a secondary source of literature Source NCBI (2023) 1) NCBI (2023) 1) NCBI (2023) 1) Korzeniowski et al. The use of fluorinated processing aids in the PVDF raw material is highlighted in a letter (April, 2022) from the manufacturer as follows: "[...] To the best of our knowledge concerning relevant raw materials and manufacturing processes, is produced without any intentional use and/or addition of (Per- and polyfluoroalkyl substances, PFAS) fluorinated process aids including PFOA (Perfluorooctanoic acid), its salts and PFOA-related compounds. However given the 10 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT ubiquitous nature of PFAS, the presence of unintentional impurities of these substances could exist. [...]" 4 The communication is attached in Annex 3. Reactions resulting in the generation of VDF monomers during membrane mixing solution preparation are considered to be excluded based on physicochemical behavior of the polymer. According to the manufacturer's information, PVDF shows a high chemical stability against most inorganic acids and salts, organic acids, alcohols, ethers, aliphatic and aromatic hydrocarbons ( ). It is furthermore resistant against crude oil and fuels, as well as halogens (except fluorine) ( ). A more detailed overview on substances, concentrations and associated maximum temperatures may be found in the referenced document. Dimethylformamide, dimethylsulphoxide and N-methylpyrrolidone ("NMP") are listed as classic polymer solvents ( ); as described later, NMP is also used by during membrane manufacturing. PVDF may also be subject to chemical attack from free radicals and bases ). As outlined by Rabuni et al. (2013) and Marshall et al. (2021) mild or strong (pH 11) basic conditions, respectively, may lead to degradation of PVDF. However, expert knowledge and experience of shows that membranes last years under typical working conditions in drinking water and wastewater plants. Degradation as described above would lead to loss of polymer properties, loss of mechanical membrane integrity and would result in membrane failure, which is monitored frequently during operation. Such deterioration process, even if not so intense, would be well monitorable by the membrane integrity decline and also by the brownish discoloration of the membrane fibers in the modules which is not the case and is never reported. Membranes are thus stable under typical conditions in areas of intended application. In general, PVDF is stable to a temperature of ~ 400C (cf. section 4.4.1); therefore, no thermal degradation is considered in the areas of actual application of PVDF UF membranes (~ 0- 40C). As no thermal degradation is assumed, no generation of VDF or other PFAS by-products is expected either from manufacturing or during the subsequent uses of the membranes. Further information on stability of PVDF can be found in section 4.4, where details on incineration and anaerobic biodegradation are given. The Safety Data Sheet of can be found in Annex 4. 4 "PFOA", Perfluorooctanoic acid 11 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 3 LIFECYCLE STAGES OF PVDF AND MEMBRANES RELATED TO APPLICATIONS 3.1 PVDF transportation PVDF is delivered to the site in ~ 30 times per year. In total, the site received of PVDF in 2022. The PVDF raw material is received in a three-layered transportation system. Two outer layers made of polyethylene shrink wrap and an octabin cardboard box provide structural stability to the packaging system and protect the content from moisture. Importantly, environmental contaminants are effectively prevented by the packaging system. The raw material PVDF is located in a super sac/big bag made of polypropylene within the octabin cardboard box. The big bag is not porous, preventing emissions from dust, and keeping the raw material, and surroundings uncontaminated. The big bag is also directly used for further unloading tasks. Example pictures are provided below. Figure 2: Transportation system of PVDF raw material consisting of three layers Panel A) displays shrink-wrap packaged octabin container, panel B) shows the big bag after removal of shrinkwrap within the cardboard box, panel C) indicates the unloading procedure required for mixing processes in Unloading & Mixing Area 2. 12 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT The unloading part of the Unloading & Mixing Area 1 has no specific Local Exhaust Ventilation ("LEV") or other air extraction system in place, and no exhaust air emissions are emitted from this process location. To reduce worker exposure to process chemicals as well as PVDF as dust, employees conducting the task wear nitrile gloves (EN 374-1), a disposable protective lab coat (EN 1149-1), and respiratory protective equipment ("RPE") in form of a full-face respirator (EN 136) with a particle (EN 143 P2) or combined filter (EN 14387 ABEK2P3). Worn personal protective equipment ("PPE") is visible in the overview of Unloading & Mixing Area 1 (Figure 4). It is worth noting that the average particle diameter of was analyzed as 112.2 to 119.7 m in a study conducted for in 2022. Smaller particles (1st decile) were identified as 68.7 to 70.5 m, with larger particles (9th decile) in the range of 163.0 to 182.9 m. According to a publication by the European Commission Joint Research Center (2002) particles with an aerodynamic diameter of > 100 m "are not included in the inhalable convention", while particles with an aerodynamic diameter of 10 m are counted towards the thoracic fraction; smaller particles (aerodynamic parameter of 4 m) are considered respirable. While the reported particle size of relates to the measured diameter, and not the aerodynamic diameter, a direct comparison is not possible. However, as the average density of PVDF homopolymer is 1.78 g/cm and PVDF is reported to consist in most cases of spherulites (phase ) ( ), the data might serve as an indicator that the respirable or even inhalable fraction of PVDF dust is low. Used PPE and packaging materials are disposed as hazardous waste under European Waste Code 150110*, as contaminated packaging material, and 150202* as contaminated PPE. Figure 4: Overview on Unloading & Mixing Area 1 - Unloading Station During the task the employee wears adequate RPE. However, due to reasons of data protection this section of the image has been redacted. 14 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT In the second unloading and mixing area (internally termed MMP mixing area) 56 % of the PVDF raw material is processed. In this area, Big Bags are brought in every days. big bags are completely unloaded during these occasions, there is no temporary storage in the area. A batch used for production of membranes is . The octabin containing the PVDF in a big bag is transported to the loading position using a pallet-jack. The big bag is removed from the octabin using a crane (Figure 5 - Panel A). The bottom of the big bag is connected to the loading system inlet. The contents of the big bag are transferred to a storage silo in a closed dust conveyor system. A LEV is connected to the unloading point (Figure 5 - Panel B). On demand, PVDF is transferred to the scale tank, and subsequently loaded into a selected mixing tank. Figure 5: Overview on Unloading & Mixing Area 2 (A) and LEV system connected to unloading system During the task the employee wears adequate RPE. However, due to reasons of data protection this section of the image has been redacted. Used PPE and packaging materials are disposed of under the waste codes described above. With regard to the LEV, air is filtered to capture PVDF and other organic dust. However, no air is emitted to the environment. An F7 type bag filter (previous EN 779 standard) is used. This filter has an efficiency of 80 to 90% of filtering dust with particle sizes of 0.4 m. While no direct conversion to the new ISO 16890 standard is possible, it is considered by technical experts that the closest category that fits the parameters above is ePM1 60%. PVDF and other organic dust ingredients trapped in the auxiliary exhaust filter is regularly emptied and disposed as hazardous waste (16 05 08*). Waste extracted from the filter system is collected in a polyethylene ("PE") bag via a dedicated valve (Figure 6). This process is conducted ~ 1 per year. An estimated amount of < % of filtered waste (PVDF and other organic dust) is collected and disposed annually. 15 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT The filter itself is cleaned automatically in a closed system via air scouring using compressed air. During this process, the dust particles collected by the filter are dislodged and collected in the PE bag underneath. Figure 6: Filter system and waste collection 3.3 Manufacturing PVDF UF membranes manufactured in the manufacturing plant are hollow fiber and may be manufactured either with or without an internal support structure. The support, if used, is a polyester woven, hollow format structure called braid. Braids are used for required stability and flexibility. The manufacture of braid supports has not been considered in this CSR, as the process does not contain PVDF, and is conducted before PVDF is introduced into the process. Depending on product type and support required, manufactured membrane fibers are formulated into sheets or bundles before being assembled into modules and cassettes. An overview on the production process is given in Figure 7. The process steps are explained in more detail in the following sub-sections. Tasks related to the manufacturing of filtration membranes, as well as, module production are conducted continuously on a daily basis. 16 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT (EN 143 P2) or combined filter (EN 14387 ABEK2P3). Contaminated PPE is treated as hazardous waste during all process steps (including the unloading of PVDF) and is shipped off for incineration. Work clothes worn underneath disposable Tyvek suits or lab coats are not disposed of but cleaned by the company they are leased from. 3.3.1.2 PVDF UF membranes manufacturing Membranes are produced on spin-lines. Several spin-lines are installed to produce the range of products manufactured in the site. The membrane casting solution mixture is pumped through a special annular die into a coagulation bath of where the final hollow membrane is formed. In the coagulation NMP solvent is exchanged with water, in which only soluble components will dissolve; the membrane forming polymer will not dissolve, but precipitate, thereby generating the porous coagulated polymer membrane structure. The hollow tubular form of the membrane is realized by either using a support braid material (see section 3.3) or via use of a bore fluid of different composition (e.g., ). All spin-line baths for coagulation and rinsing are equipped with local air exhausts connected to point source emission points. These serve mainly for the emission control of NMP. Amongst the measured substances each air emission point source is subject to a permit which requires the plant to conduct air measurements every 5 years, or if there is a change in technology. Results are submitted to the regional environmental agency for approval. There are no further emission sources in this area. Fresh air for the spin-line areas (which are located in a large open process hall) is provided by central HVAC units. Wastewater from the tanks is directed to the factory industrial WWTP for treatment. Wastewater is passed through a membrane bioreactor ("MBR") with PVDF UF membranes. Additional info on wastewater are presented in section 4.2.3. Membranes and remnants of casting solution mixture which are not fully coagulated are handled as hazardous waste under code 06 10 02. Scrap membrane is generated for example when the composition of the membrane mixture is changed and the spin-line has been re-started; it is determined by several quality parameters if membranes are considered scrap material (e.g., incorrect diameters). Scrap membranes that have undergone full coagulation are handled as non-hazardous waste under code 07 03 13. The end-part of a spin-line i.e., where the freshly-made membrane fiber is collected on spools is shown in Figure 9. 19 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT There are no point source air emissions in this process step. Scrap modules (rare) are handled as non-hazardous waste under code 07 03 13. The wastewater (glycerine, sodium hypochlorite water) generated in this area is directed to the industrial WWTP for treatment. 3.3.2.4 Cassette assembly In the final production step, membrane modules are assembled into cassette frames. As a first step, the cassette frame is assembled, and the integrity of the permeate system of the cassette frame is tested. After loading of modules (e.g., 52 modules as the most common cassette setup) into the frame, the integrity of the cassette is tested (dry PDT). After assembly and passing of QC requirements, the cassette is packed and prepared for delivery in crates. 3.4 Service life of the PVDF UF membranes The standard service life of a membrane is ~ 10-20 years. No PVDF emissions from the membranes are expected during the service life. To support the hypothesis that PVDF membranes are stable and environmental exposure of PVDF by the use of membranes is small, commissioned leaching tests on aged membrane material. The results are described in section 4.3.4 below. For a detailed description of the service life of AoA/SEA. membranes, please refer to the 3.5 Disposal procedure At EOL, PVDF UF membrane modules are disposed of by customers through incineration (hazardous/non-hazardous) or landfills (hazardous / non-hazardous). has conducted a survey amongst its DUs. Based on the responses (n = 14 DUs) it was concluded that 45 % (n = 4) of used PVDF UF membranes are landfilled and 55 % (n = 5) are incinerated, 5 DUs did not provide answers (not reaching end-of-life yet). Recycling is not considered in this assessment. As indicated previously, has commissioned studies to further examine the potential for releases from incineration and anaerobic biodegradability. The results are displayed in sections 4.4.1 and 4.4.2. It is furthermore highlighted that, as part of this comment, commits to complete an ongoing feasibility study on the recycling of EOL membranes and study and develop guidelines on the disposal of used membranes via incineration. 23 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 4 PFAS EMISSIONS DURING THE LIFE-CYCLE OF THE PVDF UF MEMBRANES 4.1 Overview of residues/emissions Potential PFAS emissions have been investigated for all relevant life stages (manufacturing, use phase and end-of-life phase). Manufacturing: PFAS leaching from raw material has been tested and also different sources for emissions have been investigated for PFAS/PVDF residues (e.g., dust, wastewater and other waste articles). Use phase: PVDF membranes with different `service times' have been investigated for PFAS leachates. End-of-life phase: Disposal to incinerators have been discussed and anaerobic degradation (representing disposal to landfill) have been tested for PVDF breakdown/stability. Overall, no breakdown of PVDF (except incineration) could be observed and also no relevant PFAS concentrations were detected or are to be expected during the different life stages of PVDF. 4.2 Manufacturing of PVDF UF membranes 4.2.1 Workplace exposure The PVDF is transferred in "unloading areas" where a filter system is installed with a filter mesh size of F7 according to old EN 779 standard (means efficiency 80-90% of filtering particle size of 0.4 m). This is equivalent to the new ISO 16890 standard "ePM1 60%". Considering the implemented filter system, it is highly unlikely for PVDF particles to pass the filter system, as its 1st decile particle size is 69.5 m according to internal data and is thus larger than the filter particle size by a factor of 173. Workplace exposure to PVDF may mainly occur at Unloading Areas 1 & 2: In Unloading Area 1 any PVDF powder spilled or PVDF dust accumulated in the zone is swept / vacuumed then sent to hazardous waste incineration. Unloading Area 2 has an LEV system for the collection of dust; dust is transferred to a PE bag. Collected dust is disposed of as hazardous waste. Dust from filter cleaning is also collected in a PE bag and disposed of as hazardous waste. Any PVDF powder spilled or PVDF dust accumulated in the zone is swept / vacuumed then sent to hazardous waste incineration. Less than % of the total PVDF/year used for membrane production in membrane manufacturing plant is emitted as dust. This is equivalent to < kg PVDF when considering the tonnage used for PVDF manufacturing in 2022 (i.e. ). 4.2.2 Exhaust air emissions Based on the process description outlined above, no emissions of PVDF to exhaust air are expected. Main sources for potential contaminations and emissions are areas in which 24 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT PVDF raw material is handled, before it is dissolved for the membrane casting process. A LEV system is installed in Unloading & Mixing Area 2. However, PVDF dust extracted with this system is not emitted into the environment but filtered and collected. It thus primarily serves to control workplace exposure towards PVDF in dust form. In Unloading & Mixing Area 1 no LEV is installed. In later process steps (after dissolving PVDF) LEV systems are mainly installed to control for solvent exposure. Based on physical / chemical properties of PVDF polymer as well as the process structure no PVDF is expected to be emitted via air/vapor exhaustion. (1) When PVDF is introduced and thus the solution viscosity is relatively high, reducing the chance that PVDF in any form would be emitted via NMP vapours. (2) During the dosing of PVDF there is no vacuum applied in the kg level (Unloading Area 1) casting solution mixing which minimizes the chance for PVDF powder to leave the mixer. (3) During the dosing of PVDF there is vacuum applied in the kg level (Unloading Area 2) casting solution mixing, but the vacuum is used to pull PVDF powder into the solution from below the solution level into an already elevated viscosity solution which minimizes the chance to have PVDF powder escaping from the solution through the vacuum system (4) Even if there is certain NMP vapour pressure measurable in the gas phase in the closed mixer kept under reduced pressure during mixing, the chance that dissolved PVDF molecules would be co-evaporating from the liquid into the gas phase is considered extremely low due to the very high molecular weight of the polymer and logically assumably low vapour pressure of the solid material even in dissolved state. In addition to these arguments, is nonetheless committed to investigate analytical means / methodology to detect PVDF in air. 4.2.3 Wastewater emissions For PVDF membrane production, about 1000 to 1300 m3 industrial wastewater per day (not combined with flushing toilets, showers, etc.) are emitted from spin-line operation, , cooling water for mixing and used reverse osmosis water from testing tanks. Before the wastewater enters the municipal sewer system, it is purified/treated at various stations (Equalization Tank 1: coarse screen, Equalization Tank 2: Pre-treatment - drum screen 1 mm, MBR and sludge treatment/dewatering for land application). It is assumed that no PVDF is emitted by industrial process wastewater as PVDF is insoluble in water and it is not considered to be able to pass in any form (solubilized or suspended) through the membrane bioreactor (MBR) with ultrafiltration membrane (pore size about 10 to 50 nm). Water samples were taken at different stages of water treatment and were screened for PFAS compounds (see Annex 5) in 2021 and 2022 by two laboratories using liquid chromatography-tandem mass spectrometry ("LC-MS/MS") following EPA 533 and internal method GLS OC 400:2021-04-15, respectively ( and Eurofins Wessling 25 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT .). No relevant5 PFAS concentrations above the reporting limit (1.0 ng/L in report; 17 to 65 ng/L in Eurofins report) were identified. In addition, wastewater samples were taken at different stages of water treatment and analyzed by a contracted laboratory using gas chromatography-mass spectrometry ("GC/MS") for residues of organic fluorine compounds (e.g. CHF2+, CF3+, C2HF3+ or C3HF6+). However, concentrations above the detection limit of 0.15 mg/L were not found indicating that PVDF does not degrade during manufacturing. Analyzed PFAS and organic fluorine compounds were below analytical detection limits in wastewater samples and thus none of the analyzed PFAS is expected in the sludge produced by the WWTP. is however committed to analyze the sludge for completeness in this series of analysis. Please note however that raw material leaching tests identified TOF values above the detection limit. Due to the production process small amounts of leached TOF may thus end up in wastewater and sewage sludge (see section 4.3.2). 4.2.4 Process waste Different waste articles could occur during the PVDF membrane manufacturing process e.g., filters, scrapped membrane casting solution, and scrapped membranes. This waste can contain PVDF and are either incinerated or disposed of in landfills. It was estimated that during production around % of ordered PVDF are discarded as process waste. Quantities of PVDF waste for different production steps are presented in Table 4. Please note that the waste treatment is considered similar for process waste and waste occurring at the end of the membrane service life. Waste treatment is described in section 4.4. 5 In the report, the lab blank and field blank samples indicate a PFBA contamination of approx. ~2 ng/L. Concentrations up to 6.4 ng/L were detected and are considered background concentrations not related to PVDF membrane manufacturing. Moreover, PFPeA has been identified above the reporting limit in the field reagent blank (1.1 ng/L) and in few wastewater samples up to concentrations of 2.3 ng/L. 26 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 4: Overview on process waste during membrane manufacturing Waste name/origin Waste description EU waste code/labelling Final destination Waste/year % PVDF in waste PVDF in total waste/year Organic chemical waste e.g., dust from raw material PVDF 16 05 08 Organic chemical waste (hazardous waste) Hazardous incineration 2019: kg 2020: kg 2021: kg 2022: kg % 1) 2019: kg 2020: kg 2021: kg 2022: kg PVDF Packaging3) & PPE / unloading zone PVDF powder plastic liner packaging & PPE 07 02 13 Non-hazardous Plastic waste Hazardous incineration < kg < % 1) < kg Scrapped membrane Liquid membrane 06 10 02 Hazardous 2019: t %1) casting solution/ membrane manufacturing coating material Hazardous Chemical Preparation Waste incineration 2020: t 2021: t 2022: t 2019: t 2020: t 2021: t 2022: t Scrapped membranes / Coated ( %) and 07 02 13 Non-hazardous 2019: t %1) membrane manufacturing uncoated ( %) membranes. % Dry / % wet Non-hazardous Plastic waste landfill 2020: t 2021: t membranes 2) 2022: t 2019: t 2020: t 2021: t 2022: t 1) Indicative 2) Dry & wet membranes refer to glycerinated & non-glycerinated membranes 3) PVDF powder cardboard packaging is not included in the table as it is recycled. No contamination with PVDF for the cardboard packaging is expected as a "super sac" is used which is a physical barrier to block any contamination from outside in and PVDF from inside out. The "super sac" is a non-porous material that blocks gases and dust to pass through. 27 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 4.3 Use phase of PVDF UF membranes PVDF UF membranes have been rigorously tested and meet drinking water standards throughout the world. Certifications include NSF 61, NSF 419, KTW (Germany), KIWA (Netherlands), ACS (France), DWI (UK), ICIM (Italy), Hungary, Poland, Czech, MOH (China), KWWA (Korea). Information on potential PFAS release during the use of PVDF membranes for drinking water treatment can be derived from these certificates. NSF 61 (NSF/ANSI/CAN Standard 61) certification requires the assessment of Hexafluoropropene and VDF release. Other certifications, like ACS in France, impose very strict requirements including testing for "unexpected organic substances". In addition to these certificates, a set of leaching tests were performed to investigate potential release of PFAS and total organo-fluorine ("TOF") from PVDF membranes focusing on the following life-cycle stages of PVDF: Raw materials used by for membrane production; Newly produced (pristine) PVDF membranes; PVDF membranes already in use/installed in water/WWTP for some years. PFAS analyses were conducted by North American R&D Analytical Laboratory based in , USA. TOF analyses were conducted in the laboratories of Bureau Veritas (Canada). It is also important to mention that during the use phase of PVDF UF membranes, the performance of the membranes and as a consequence, the integrity of the membranes, is continuously controlled and monitored through turbidity measurement and other relevant water quality parameters. In addition, for Municipal Drinking Water application, a membrane integrity test is automatically performed on a daily basis. Integrity failures are caused by upstream failures causing damage to the downstream membranes (e.g., debris entering the treatment system). Failures are not caused by polymer material degradation. This has been found to be the case in every autopsy completed by when following up on integrity failures at customer plants. 4.3.1 Background concentrations 4.3.1.1 PFAS As certain background concentrations of different PFAS compounds can be found in the environment, it is important to consider these background contaminations for the analysis. In order to account for these background concentrations, laboratory equipment and chemicals were analyzed and showed the following results: The chemicals used for PFAS determination by the analytical laboratory contained 2 ng/L perfluorobutanoic acid ("PFBA") and 2-3ng/L perfluorooctanesulfonic acid ("PFOS") above detection limit. These values for PFBA and PFOS were considered as analytical background for all PFAS measurements performed and thus, the 2 ng/L PFBA and 2-3 ng/L PFOS background values were subtracted from the 28 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT measured PFBA and PFOS concentration values while concentration values of other PFAS compounds were used as reported. MilliQ ultrapure water used in all experiments was measured to contain no PFAS above the detection limit for all samples (considering analytical background PFBA and PFOS levels). Hypochlorite solution used in all experiments was measured to contain <3.6 ng/L PFBA and no other PFAS compounds above the detection limit (considering analytical background PFBA and PFOS levels). Hotmelt and UV glue was measured to contain low levels (1.6 ng/L) of PFBA and brought only this PFAS compound to the membrane leaching experiments which was considered within background. Membrane filtration equipment was measured to add no PFAS compounds to the water-based membrane leaching experiments above detection limit. Plastic packaging used for the used membrane samples from sites did not release PFAS above the detection limit. Plastic beakers and cylinders were measured to bring ~6 ng/L PFBA to the PVDF raw material leaching experiments. Filtration glassware were measured to bring ~4 ng/L PFBA to the PVDF raw material leaching experiments. Nitrile gloves were measured to bring 4 ng/L PFBA and 2 ng/L PFOS to the PVDF raw material leaching experiments. Determination of PFAS detection limit The instrumental detection limits for the measured PFAS are 1 ng/l. As stated above, the chemicals used for PFAS determination by the analytical laboratory contained 2 ng/L PFBA and 2-3 ng/L PFOS and therefore these values were subtracted from the measured PFBA and PFOS concentrations while concentrations of other PFAS compounds were used as reported. 4.3.1.2 TOF Sampling of laboratory equipment did not result in TOF concentrations above the detection limit (1 g/L). 4.3.2 Leaching test for PVDF raw materials ( ) Method In order to find any PFAS by-products and TOF within the PVDF raw material, 10 g of PVDF powder (raw material) was inserted in a glass filter packed in between two paper filter sheets. For the PFAS analysis, water (50 mL) was driven through the material and the process was repeated 10x times and finally diluted to 130 mL, which was collected in the sample vial. For TOF, the same method was used, but the raw material was extracted in 390 ml of water without further dilution. The laboratory applied the EPA 533 (solid phase extraction and LC-MS/MS) method to monitor 25 PFAS compounds in aqueous matrices with reporting limits of 1 ng/L (ppt). The entire 125 mL sample is loaded onto an anion exchange cartridge to capture 29 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT PFAS compounds and then eluted to generate a concentrated extract for liquid chromatography mass spectrometry analysis (LC-MS/MS). TOF analysis performed by the Laboratory of Bureau Veritas (Canada) used a combustion ion chromatograph following method ( ). The limit of detection is 1.0 g/L. Result Water-leached PVDF raw material (10 g PVDF extracted with 50 mL water (10x), diluted to 130 mL) does not release any PFAS above the analytical detection limit (1 ng/L) or background levels. However, the measured TOF concentration was 8.7 g/L in one sample. Of the analysed PFAS, no substance was measured at this level; this suggests an impurity of a different organo-fluorine compound within the raw material. It is however considered unlikely that the gaseous VDF is the source of the TOF as it would likely evaporate from the sample. Based on the mass of the sample and extraction volume (10 g raw material in 390 ml), a TOF amount of 339.3 g/kg can be calculated. In relation to an annual tonnage of t of PVDF, a TOF mass of g/a may be expected within the manufacturing plant. The TOF leaching from raw material may end up in the spinline wastewater and subsequently in the wastewater treatment MBR as no TOF was found to be leaching from newly produced membranes (see section 4.3.3). Although the emissions do not originate from itself but from the raw material used for membrane production, will carry out further investigations to understand the nature of this potential g/a emission and its fate. 4.3.3 Leaching test of newly produced PVDF UF membranes Method Pristine (newly produced, unused) membrane samples from the final filtration membrane product have been used to investigate potential PFAS and TOF release. Samples were taken from `the Membrane Manufacturing Plant'. Two types of pristine membranes were used in this study: 1. membrane; 2. membrane. Both membrane types were received from the production plant in glycerol-wetted condition. Before use in the tests both membrane types have undergone the typical deglyceration process (water-soaking for 24 h at room temperature) which is also used in the field at water treatment sites. The membrane fibers were then formulated into 50 cm long closed loops and glued into a T-connector with hot glue and connected to the peristaltic pump of the filtration apparatus. 30 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT The membrane loop (50 cm) was used to permeate 600 mL water through the membrane recirculating the permeate using outside-in permeation mode for 48 h, 2 mL/min flow rate, 40 lmh (L/mh) flux at room temperature. In 48 h the fluid volume ( : 0.1 mL, : 0.4 mL) in the membrane lumen recirculated 57 600 times in the and 14 400 times in the membranes. In 48 h the total solution volume (600 mL) was recirculated 9.6 times. At the end of the run a 130 mL permeate sample of the 600 mL was collected and sent for PFAS/TOF analysis. For PFAS analyses, samples were investigated by the Laboratory following the EPA 533 (solid phase extraction and LC-MS/MS) method to monitor 25 PFAS compounds in aqueous matrices with reporting limits of 1 ng/L (ppt). The laboratory of Bureau Veritas (Canada) used a combustion ion chromatograph following method to determine TOF in the samples. The limit of detection is 1 g/L. Result The de-glyceration process (water-permeation, 24 h) of newly produced and membranes does not release PFAS above the detection limit or background concentrations of the measurement. 48 h water leached sample of newly produced releases PFBA and PFOS within the range of background levels of the laboratory equipment/chemicals (see 4.2 for consideration of PFAS background contaminations). 48 h water leaching of newly produced and de-glycerated and membranes does not release PFAS above the detection limit or background concentrations of the measurement. 48 h water leached samples of newly produced no TOF above detection limit (1 g/L). and membranes release 4.3.4 Leaching test for PVDF membranes already in use/installed in water treatment plants Method Used membrane samples have been taken from different water treatment plants with different applications and operational time to determine potential PFAS residues within the membrane. All membrane samples were harvested from different membrane modules of the actual plant and have been closed at both ends of the membrane fiber to avoid foulants to enter the lumen (permeate) side of the membrane. The membrane samples were packed in plastic bag and sent to ( Membrane Development Lab). 31 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 5: Information about PVDF membranes operated in water treatment plants for years Location WWTP Plant in Italy WWTP Plant in Italy WWTP Plant in Finland DW Plant in Italy DW Plant in Germany DW Plant in Germany DW: Drinking water Application Urban MBR Urban MBR Urban MBR Municipal DW Municipal DW Municipal DW Module configuration 340-sq ft 250-sq ft 370-sq ft 440-sqft 370 sq ft 370 sq ft Age 11-year-old membranes 6-year-old membranes 4-year-old membranes 7-year-old membranes 11-year-old membranes 20-year-old membranes Pieces of clean bags were sampled for PFAS analysis for reference of packaging material. The fouled membrane fiber pieces were pre-cleaned with hypochlorite solution (1000 ppm) using inside-out permeation (30s/600s: 20 lmh/relaxation cycles) for 48 h and the permeated membranes were rinsed with ultrapure water after this sanitization and foulantremoving process. Alternatively, some used membrane fibers were not pre-cleaned and were used as is. The membrane fibers were then formulated into 50 cm long closed loops and glued into a T-connector with hot glue and connected to the peristaltic pump of the filtration apparatus. The membrane loop (50 cm) was used to permeate 600 mL water or 1000 ppm hypochlorite solution through the membrane recirculating the permeate using outside-in permeation mode for 48 h, 2 mL/min flow rate, 40 lmh (L/mh) flux at room temperature. In 48 h the fluid volume ( 0.1 mL, 0.4 mL) in the membrane lumen recirculated 57 600 times in the and 14 400 times in the membranes. In 48 h the total solution volume (600 mL) was recirculated 9.6 times. At the end of the run a 130 mL permeate sample of the 600 mL was collected and sent for PFAS analysis. The laboratory used the EPA 533 (solid phase extraction and LC-MS/MS) method to monitor 25 PFAS compounds in aqueous matrices with reporting limits of 1 ng/L (ppt). The entire 130 mL sample is loaded onto an anion exchange cartridge to capture PFAS compounds and then eluted to generate a concentrated extract for liquid chromatography mass spectrometry analysis (LC-MS/MS). TOF analysis was analyzed by the Laboratory of Bureau Veritas (Canada) using a combustion ion chromatograph following method . The limit of detection is 1.0 g/L. Results 48 h water leaching of all tested drinking and wastewater application membranes do not release PFAS above the analytical detection limit and taking laboratory PFAS contamination background levels into account. Foulant removed from used membranes by water rinsing showed the highest concentration of PFAS and also the highest variety of PFAS. Analysis 32 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT of the foulant material showed concentrations about ~1-10 ng/L PFBA and ~1-7 ng/L PFOS, ~1-10 ng/L perfluorobutanesulfonic acid ("PFBS"), ~1-4 ng/L perfluorohexanoic acid ("PFHxA"), ~1-2 ng/L PFOA and ~1-10 ng/L perfluoropentanoic acid ("PFPeA") (including potential background concentrations). The PFAS measured in the foulant on the membrane surface likely originated from the water/wastewater treated by the PVDF membranes. 48 h water leached samples of used above the detection limit. and membranes released no TOF 4.3.5 Conclusion on leaching tests Tests described in previous sections were conducted to answer the questions outlined in bold font. Brief summaries of the main results are reported below: Does the raw material used by for membrane production contain/leach out PFAS compounds? PFAS analysis after water-based leaching showed no PFAS compounds higher than the limit of detection or background levels released from raw material. Does the raw material contain/leach out organic compounds which can be measured by TOF? raw material does contain measurable (8.7 g/L) organic fluorinated compounds which can be considered as contaminants. Do newly produced PVDF UF membranes leach out PFAS compounds? and membranes do not release PFAS compounds via water- filtration above analytical detection limit or analytical background levels caused by the laboratory equipment. Typical field-related preparatory de-glyceration process (water-based rinsing) does not release PFAS compounds above analytical detection limit or laboratory background levels. Do newly produced PVDF UF membranes contain/leach out fluorinated organic compounds which can be measured by TOF? and membranes do not release organic fluorinated compounds above detection limit (1.0 g/L). Do PVDF UF membranes already in use/installed in water treatment plants leach out PFAS compounds? PVDF UF membranes operated in wastewater and drinking water filtration applications up to 20 years from 6 different field examples were shown not to release PFAS compounds by water leaching above analytical detection limit when considering laboratory background concentrations. In one case, PFBS was measured in concentrations above the detection limit; however, this analyte might be attributed to PFBS from remaining foulant as related foulant samples showed higher concentrations of this substance. Do PVDF UF membranes already in use/installed in water treatment plants contain/leach out fluorinated organic compounds which can be measured by TOF? PVDF UF membranes operated in wastewater and drinking water filtration applications do not release organic fluorinated compounds above the detection limit (1.0 g/L). 33 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 4.4 End-of-service life The estimation of annual waste resulting from the end of service life is based on the volume of PVDF ordered by the manufacturing site in In 2022, the site ordered ~ t of PVDF. It was estimated that during production around % of ordered PVDF are discarded as process waste (cf. section 3.5 and4.2), being a sum of % disposed to landfills and % disposed to incineration. The remaining t of PVDF are considered to be commercialized as membranes modules, of which % are commercialized within the EEA. Consequently, a waste tonnage of t of PVDF membrane modules is expected to be disposed as waste at the end of their service life. As indicated in section 3.5, a DU survey was conducted by . Of the total number of 14 DUs, five DUs did not provide an answer to the question on waste disposal (membranes not reaching end of life); four DUs reported that modules are disposed to landfills (45 %), and five DUs reported that modules are incinerated (55 %). As outlined in the AoA/SEA, strives to support the transition from landfilling to incineration of their DUs. Accordingly, it is estimated that from 2027 onwards no service life waste is landfilled. Please note that currently works on a process optimization to reduce raw materials consumption (see details in section 5.5.2. of the AoA/SEA). PVDF waste based on commercialized PVDF from 2007 until 2040 according to the current situation, as well as, the optimized raw materials use scenario are presented in Table 6 and Table 7, respectively. 34 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 6: PVDF tonnages at end of service life based on PVDF commercialized within the EEA Year PVDF ordered (t) PVDF commercialized within EEA (t) End of service life (10 years) reached in year EEA waste based on commercialized PVDF (t)1) Landfill (nonhazardous or hazardous) Incineration (municipal or hazardous) 2007 2017 2008 2018 2009 2019 2010 2020 2011 2021 2012 2022 2013 2023 2014 2024 2015 2025 2016 2026 2017 2027 2018 2028 2019 2029 2020 2030 2021 2031 2022 2032 2023 2033 2024 2034 2025 2035 2026 2036 2027 2037 2028 2038 2029 2039 2030 2040 2031 2041 2032 2042 2033 2043 2034 2044 2035 2045 2036 2046 2037 2047 2038 2048 2039 2049 2040 2050 1) About 45% of commercialized PVDF within the EEA is disposed of in non-hazardous landfill and about 55% is disposed of via incineration in accordance to an downstream users ("DU") survey. 2) strives to support the transition from landfilling to incineration of their DUs; accordingly, it is estimated that from 2027 onwards no service life waste is landfilled 35 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 7: PVDF tonnages at end of service life based on PVDF commercialized within the EEA - optimized Year PVDF ordered (t) PVDF commercialized within EEA (t) End of service life (10 years) reached in year EEA waste based on commercialized PVDF (t)1) Landfill (nonhazardous or hazardous) Incineration (municipal or hazardous) 2023 2033 2024 2034 2025 2035 2026 2036 2027 2037 2028 2038 2029 2039 2030 2040 2031 2041 2032 2042 2033 2043 2034 2044 2035 2045 2036 2046 2037 2047 2038 2048 2039 2049 2040 2050 1) Including 50% PVDF recycling plan 2) strives to support the transition from landfilling to incineration of their DUs; accordingly, it is estimated that from 2027 onwards no service life waste is landfilled 4.4.1 Incineration With regard to thermal degradation of PVDF, for example, Silva et al. (2020) reported that PVDF has a thermal stability but starts degrading in higher temperatures. The authors present that PVDF degradation occurs in two processes: (i) from 400 to 510 C, and (ii) from 510 to 700C. The majority of the polymer mass was reported to be lost in the first phase. A thermal stability up to 375-400C was also indicated by for the product . A comparable thermal stability of PVDF containing photovoltaic backsheets has been demonstrated by Danz et al. (2019). Moreover, Silva et al. (2020) summarize two competitive routes of thermal degradation of PVDF, leading to the formation of e.g., hydrogen fluoride and diene species, which subsequently will result in aromatization of macromolecules, or e.g., to halogenated/oxygenated compounds, VDF monomer and hydrogen fluoride. Similarly, Danz et al. (2019) indicate that "most of the fluorine was released into the gas phase during pyrolysis and incineration". However, the generation of reaction products is expected following data published in literature (here: referred to fluorinated photovoltaic backsheets) (Danz et al., 2019). In a publication by Aleksandrov et al. (2019) on the incineration of PTFE - which is structurally similar to PVDF - it was reported that the substance does mainly transform to fluorine as hydrofluoric acid. It was also concluded by 36 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT the authors that PFAS identified in the incineration stream are likely related to contaminations. Based on the information summarized above, the formation of complex reaction products cannot be excluded during waste treatment via incineration. Overall, this image is reflected in the Annex B to the PFAS Annex XV REACH Report (ECHA et al., 2023), and it is stated that "most publications conclude [...] that most sampled PFASs are destroyed >99%". It is however highlighted in the Annex XV Report, that a discrepancy between laboratory and field data may exist, due to unacknowledging operational variations, and also PFAS may be used in the incinerator for pollution control, making it difficult to assess the actual emissions from an incinerator (ECHA et al., 2023). Municipal incinerators have been described to operate at a temperature of 850C, while hazardous waste incinerators may reach higher temperatures (ECHA et al., 2023). It was therefore considered in Annex XV Report, that releases from incineration stations during waste treatment cannot be excluded. However, no estimation of releases from the incineration of waste has been derived as part of this report as no reliable degradation and/or release rates were identified for PVDF. It was considered not applicable to model emissions using default factors published, e.g. those published in the ECHA guidance on waste (ECHA, 2012), as it remains to be clarified if these are in the range of actual emission rates. It should furthermore be noted that has also commissioned a study to examine emissions of PVDF and (the formation of) by-products. Results of this study are expected before end of 2023. In addition, is in contact with the American Chemical Council ("ACC") to collaborate on a program to carry out pilot scale tests followed by an industrial scale trial. Beyond proposed R&D activities on PVDF incineration, we understand that comments related to PFAS incineration will be provided by Hazardous Waste Europe (HWE) and other stakeholders during the public consultation. 4.4.2 Landfilling As PVDF is non soluble in water and stable under common environmental conditions, it can be considered to be not bioavailable. To provide more information about potential degradation under landfill conditions, has carried out an anaerobic biodegradability study in accordance with ASTM D5511 (a standard test method for determining anaerobic biodegradation of plastic materials). This study should confirm the stability of PVDF in landfills. It is acknowledged though that landfilling conditions are not uniform. A possible solution to give more insights into disposal via landfill could be achieved by considering modelling results. However, due to the variety of environmental conditions in landfills, modelling of releases from landfills is difficult. In addition, no PVDF specific data/release rates were identified that may serve as indicators for the potential of releases to leachate. Consequently, it was not considered feasible to reliably estimate emissions from landfills via modelling due to the weak database. Method ASTM D5511 test 37 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT The objective of this test is to determine whether PFAS are formed as a result of PVDF membrane biodegradation under simulated landfill disposal conditions. The ASTM D5511 test is conducted at 52C and chopped membrane, pure PVDF powder, a positive control (cellulose) and blank negative controls were tested. As an inoculum anaerobic digestate from urban WWTP (Illinois, USA) was used. The different samples were incubated within the digesters for 60 days. Then samples were taken to determine potential degradation to PFAS in water and solids. After the main study was concluded, supernatant of the membrane, PVDF powder and positive control vessels were sent to the laboratory in After removal of solids by centrifugation and decanting, the prepared supernatant was tested for PFAS (see Annex 7) following EPA method 533 and the analysis was conducted using Solid- Phase-Extraction-LC/MS ("SPE-LC-MS"). The reporting limits ranged from ~ 1-2 ng/L. A second control group (inoculum only) as well as a field blank were sampled at test start. Moreover, solids samples were drawn and analyzed in the laboratories by Bureau Veritas towards 22 PFAS compounds (see Annex 7) at test end. They were analyzed using SPELC-MS, following method ASTM D7968-17a m. The detection limit was 1 g/kg dry solids. Samples had to be pooled due to small sample volume in individual replicates. A second control group (inoculum only) as well as a field blank were sampled at test start. The detection limit was 20 g/kg for these samples. Figure 14: Digester filled with 100 g anaerobic inoculum (18 to 25% dry solids) and 20 g of the testing sample. Results After 60 days of incubation, the anaerobic biodegradation study resulted in biodegradation rates of 5.9 % (membranes) and 1.6 % (PVDF powder) (measured as Theoretical amount of CO2 (ThCO2 equivalent) via production of CO2 and CH4). The positive control (cellulose) showed 84.8 % ThCO2 equivalent. Initial and final pH were 8.2 and 8.5, respectively, throughout test and control samples. As specified in the report, the biodegradation rates 38 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT of membranes and PVDF powder are so small that they cannot be interpreted as a sign of biological degradation. Supernatant analysis revealed PFAS in negative control and test samples. In samples of membranes and PVDF powder, 3 and 8 PFAS compounds, respectively, were measured in concentrations above the detection limit. In contrast, the negative controls (blanks, inoculum only) had 12 PFAS compounds in concentrations above the reporting limit (it is common to find PFAS traces in urban sludge). The summed, averaged concentration of all PFAS measured ranged from < 79.5 ng/L in the membrane sample, < 153 ng/L in the PVDF powder sample, and < 253.1 ng/L in the negative control. Furthermore, while the highest concentration of PFBA showed up in the PVDF powder sample (29 ng/L versus 18 ng/L and 19 ng/L in PVDF powder samples and negative control, respectively), the remaining highest concentrations of individual PFAS were found in the negative control. For example, PFOA was found in concentrations of 36 ng/L in the negative control, 17 ng/L in the PVDF powder sample and was below the reporting limit in the membrane sample. Similarly, PFOS was identified in the negative control in concentrations of 56 ng/L but did not exceed the analytical detection limit in both membrane and PVDF powder samples. Data from the initial control and field blank sampled at test start revealed distinctly lower levels of PFAS; five and two PFAS compounds, respectively, were identified in concentrations with highest concentrations of 11 ng/L PFOS in the inoculum blank. Solids samples from the membranes and PVDF raw material groups analyzed at test end detected just a single PFAS compound above the detection limit each (14 ng/L PFOS and 1.4 ng/L perfluorohexanesulfonic acid ("PFHxS"), respectively). By contrast, in the negative control, five PFAS were found in concentrations above the detection limit; the highest concentration was 8.5 ng/L PFOS. Moreover, the initial negative control sampled at test start contained 22 ng/L PFOS. PFHxS was not identified in negative controls. Overall, the membrane and PVDF powder groups did not exhibit higher levels of PFAS than the controls - results were within the variability and background levels observed for the control. In summary, reported degradation rates under anaerobic conditions were so small (< 6 %) that they cannot be interpreted as a sign of biological degradation. Analysis of supernatant of test media (membranes and PVDF powder) showed that PFAS can be detected in concentrations above the reporting limit. While PFAS were found in supernatant of both membrane or PVDF powder samples, the control sample showed comparable or even higher values of PFAS. Also, the number of identified PFAS compounds was higher for control samples. Analysis of solids revealed similar results. The ASTM D5511 test, despite its aggressive conditions, did not demonstrate biodegradation of the membrane or PVDF raw material. In addition, PFAS levels in supernatant controls are comparably high and do not allow the conclusion that membranes and raw material contributed to the measured PFAS levels. The test did show evidence that PVDF is stable in landfill conditions. 39 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 5 SUMMARY & CONCLUSION Within this CSR, the different life stages of PVDF membranes were identified: manufacturing, operation, and end-of-life. The sources of potential PFAS emissions to the environment at each stage were identified, as were RMMs. A summary is also provided in tabular form below (Table 8). PVDF is purchased from It is polymerized exclusively from 1,1-difluoroethylene (VDF), not involving other per- and polyfluoroalkyl substances. In 2022, a total of tons of PVDF were used at the site for the manufacturing of PVDF membranes. For the manufacturing stage of PVDF membranes, potential emission sources for PFAS/PVDF include dust, wastewater, and other waste articles. Of the tonnage used, less than % hence less than kg of PVDF, were emitted as dust in areas where PVDF raw material is handled. To capture these emissions, one unloading area is swept or vacuumed in case of any incidental spills and the other unloading area is equipped with a filter system. Additionally, these two areas are regularly cleaned. The waste from cleaning is collected and disposed of as hazardous waste. Contaminated water coming from the removal of incidental spills of PVDF raw material is disposed of and sent for incineration. In the process steps after PVDF was dissolved, exhaust ventilation systems are installed. The concentration of residual monomer (VDF) in PVDF was determined to be < 50 ppb (Korzeniowski et al., 2023) and therefore considered to be of limited relevance for further environmental assessments of PVDF used for membrane manufacturing. The leaching of PFAS by-products from PVDF raw material into water was examined, and no PFAS concentrations above analytical detection limits were identified. Moreover, the leaching potential of PVDF raw material was examined by TOF analysis. The results indicated low concentrations (ng/L), resulting in a potentially leachable amount of g TOF/a in relation to the annual tonnage of t (2022). The TOF leaching from raw material may end up in the spinline wastewater and subsequently in the on-site MBR wastewater treatment plant as no TOF was found to be leaching from newly produced membranes (see section 4.3.3). will carry out further investigations to understand the nature of this potential g TOF/a emission and their fate. During the production of PVDF membranes, around 1,000 to 1,300 m of industrial wastewater are emitted per day, which is directed to the on-site MBR wastewater treatment plant before entering a municipal wastewater treatment plant. Wastewater samples confirmed that no typically measured PFAS or TOF were found in concentrations above analytical detection limits. It is assumed that also no PVDF is emitted by industrial process wastewater as PVDF is not considered to be able to pass in any form (solubilized or suspended) through the MBR with ultrafiltration membrane (pore size about 10 to 50 nm). Finally, any other waste produced during the manufacture of PVDF membranes, such as organic chemical waste, PVDF packaging or scrap membranes, is either incinerated or disposed of in landfills for non-hazardous waste. The exact amounts per waste type can be found in section 4.2.4. Since analyzed PFAS and organic fluorine compounds in wastewater samples were below analytical detection limits, it can be assumed that none of the analyzed PFAS is expected in the sludge produced by the WWTP. Nonetheless, is also committed to further investigate this matter. The next stage in the lifecycle of PVDF membranes is their service life. PVDF raw material, freshly produced membranes, and PVDF membranes operated in water technology process for years (4-20 years) have been tested for PFAS and TOF emissions. No PFAS releases 40 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT above analytical detection limit and/or including analytical background were detected in membrane leachates. Foulants removed from used membranes contained some PFAS above the background levels. However, as these foulants are considered to accumulate PFAS from different sources during the use phase these measurements are interpreted as independent from PVDF membranes. This also relates to a measurement of leachate of a cleaned membrane, which showed concentrations of PFBS above the limit of detection. The correlated concentration of PFBS in the foulant as well as the leachate of the uncleaned membrane were considerably high and indicate a remaining contamination. Leachate of cleaned, used membranes from the other five scenarios did not result in PFBS values above the detection limit. The last stage concerns the end-of-life phase of PVDF membranes, which is currently handled by incineration or disposal in landfills for non-hazardous waste. In a survey, downstream users (DUs) were asked about their methods of disposing of the UF membranes. Different methods such as non-hazardous landfill (29 %), municipal incineration (14 %) and hazardous waste incineration (21 %) emerged. Regarding incineration, it is concluded that no estimations of PFAS/PVDF releases from the incineration of waste can be made, due to the lack of reliable degradation and/or release rates for PVDF. Moreover, has commissioned a study on this topic, and results are expected before the end of 2023. Concerning the disposal to landfills, an anaerobic biodegradability study on PVDF breakdown/stability has been conducted on behalf of The calculated biodegradation rate is so small that it cannot be interpreted as biological degradation. In addition, PFAS levels in the supernatant and solids of control groups were higher than or comparable to the range of values detected for the membrane and PVDF powder groups. The overall study shows evidence that PVDF is stable in landfill conditions. From the data summarized above it was concluded that the emission potential during the life cycle of PVDF-membranes is extremely low and controlled. The emissions to the environment from the manufacturing process are considered to be controlled due to the implemented RMMs and the technical prerequisites of the process. Data on waste treatment (especially incineration) are currently being created; furthermore, new data suggest that the potential for creation and emission of PFAS from PVDF incineration is limited. 41 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT Table 8: PVDF tonnages for membrane production and PFAS emissions in 2022 PVDF Life-cycle step Manufacturing Total PVDF ordered for PVDF membrane manufacture Produced PVDF membranes Estimated PVDF waste during manufacturing Estimated PVDF in wastewater or sewage sludge (applied in land application) Leaching from operational PVDF membranes Tonnage PVDF (in 2022) ~ t Percentage of total ordered PVDF in 2022 Disposal route 100 % PFAS emission? ~ t ~ t ~ % of total PVDF amount per year ~ % of total PVDF amount per year t % of total amount per year Membranes with different service lives (420 years) tested for leaching of PFAS and TOF Membranes produced before 2022 Not relevant in 2022 considering a life-time of 10 years Either incinerated or disposed of in nonhazardous landfills WWTP & Sewage sludge Disposal of membranes at the end of service life described in row below Membranes are stable and leaching tests indicated no directly related PFAS or TOF concentrations above detection limit and/or background concentration Incineration: No data is currently available but R&D activities on PVDF incineration are on going. Landfills: Membranes are considered to be stable. Anaerobic degradation tests did not provide evidence of degradation; PFAS in supernatant and solids were lower or in range of control values No PFAS and no TOF detected above detection limit and/or background concentration; however, other TOF measurements showed leaching of raw material which may end up in wastewater and sewage sludge Membranes are stable and leaching tests indicated no directly related PFAS or TOF concentrations above detection limit and/or background concentration Reference Section 3.1 Sections 3 and 4.3.3 Sections 4.2.4, 4.4.1, and 4.4.2 Section 4.2.3 Section 4.3.4 42 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT PVDF Life-cycle step Tonnage PVDF (in 2022) Percentage of total ordered PVDF in 2022 Disposal route PFAS emission? Reference Disposed PVDF t1) membranes in EEA Membranes produced before 2022 Either incinerated or disposed of in nonhazardous landfills2) Incineration: No data is currently available but R&D activities on PVDF incineration are on going. Sections 4.2.4, 4.4.1 and 4.4.2 Landfills: Membranes are considered to be stable. Anaerobic degradation tests did not provide evidence of degradation; PFAS in supernatant and solids were lower or in range of control values 1) Based on commercialized PVDF within the EEA while considering a membrane lifetime of 10 years, i.e .this number represents the total tonnage of PVDF commercialized in 2012 within the EEA. 2) 45% of commercialized PVDF is disposed of in non-hazardous landfill and 55% is disposed via incineration based on a downstream user survey. 43 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 6 REFERENCES Aleksandrov, K., Gehrmann, H.-J., Hauser, M., Mtzing, H., Pigeon, D., Stapf, D., Wexler, M., 2019. Waste incineration of Polytetrafluoroethylene (PTFE) to evaluate potential formation of per- and Poly-Fluorinated Alkyl Substances (PFAS) in flue gas. Chemosphere 226, 898-906. https://doi.org/10.1016/j.chemosphere.2019.03.191 Danz, P., Aryan, V., Mhle, E., Nowara, N., 2019. Experimental study on fluorine release from photovoltaic backsheet materials containing PVF and PVDF during pyrolysis and incineration in a technical lab-scale reactor at various temperatures. Toxics 7, 47. ECHA, 2012. Guidance on information requirements and chemical safety assessment Chapter R.18: Exposure scenario building and environmental release estimation for the waste life stage (Ver. 2.1). ECHA, BAuA, RIVM, KEMI, Norwegian Environment Agency, The Danish Environmental Protection Agency, 2023. Annex B to the Annex XV restriction report - Proposal for a restriction: Per- and polyfluoroalkyl substances (PFASs) - Version number 2. European Commission - Joint Research Centre (JRC) Institute for Health and Consumer Protection (IHCP), 2002. Guidance Document on the Determination of Particle Size Distribution, Fibre Length and Diameter Distribution of Chemical Substances (EUR 20268 EN). Korzeniowski, S.H., Buck, R.C., Newkold, R.M., kassmi, A.E., Laganis, E., Matsuoka, Y., Dinelli, B., Beauchet, S., Adamsky, F., Weilandt, K., Soni, V.K., Kapoor, D., Gunasekar, P., Malvasi, M., Brinati, G., Musio, S., 2023. A critical review of the application of polymer of low concern regulatory criteria to fluoropolymers II: Fluoroplastics and fluoroelastomers. Integrated Environmental Assessment and Management 19, 326-354. https://doi.org/10.1002/ieam.4646 Marshall, J.E., Zhenova, A., Roberts, S., Petchey, T., Zhu, P., Dancer, C.E.J., McElroy, C.R., Kendrick, E., Goodship, V., 2021. On the Solubility and Stability of Polyvinylidene Fluoride. Polymers (Basel) 13. https://doi.org/10.3390/polym13091354 NCBI, 2023. NCBI. PubChem Compound Summary for CID 6369, Vinylidene fluoride. Rabuni, M.F., Nik Sulaiman, N.M., Aroua, M.K., Hashim, N.A., 2013. Effects of Alkaline Environments at Mild Conditions on the Stability of PVDF Membrane: An Experimental Study. Ind. Eng. Chem. Res. 52, 15874-15882. https://doi.org/10.1021/ie402684b Silva, A.J. de J., Contreras, M.M., Nascimento, C.R., Costa, M.F. da, 2020. Kinetics of thermal degradation and lifetime study of poly(vinylidene fluoride) (PVDF) subjected to bioethanol fuel accelerated aging. Heliyon 6, e04573. https://doi.org/10.1016/j.heliyon.2020.e04573 44 No copying / Use allowed - Property of CHEMICAL SAFETY REPORT 45 No copying / Use allowed - Property of Annex 6 CHEMICAL SAFETY REPORT 6 The annex is only available in the confidential version of this document and was removed from the public version. 46 No copying / Use allowed - Property of