Document qd07Xrxn9048zM4qpNZp8839E
HEALTH + PAC
HEALTH POLICY ADVISORY CENTER
Bulletin
+19 May 1969
Editorial...
MENTAL HEALTH FOR THE MASSES
THE MENTAL HEALTH MARKETPLACE LOOKS, AT FIRST GLANCE, STRIKINGLY SIMILAR TO THE MEDICAL CARE MARKET-
PLACE. MUCH OF THE MANPOWER IS STILL SCATTERED IN PRIVATE OFFICES, THOUGH INCREASINGLY IT IS BECOMING
CONCENTRATED IN THE PSYCHIATRY DEPARTMENTS OF MEDICAL SCHOOLS AND IN MAJOR VOLUNTARY HOSPITALS.
FOR MOST PEOPLE, BASIC AMBULATORY AND PREVENTIVE SERVICES ARE FINANCIALLY, IF NOT GEOGRAPHICALLY,
INACCESSIBLE, ALTHOUGH FREE HOSPITALIZATION AWAITS AT THE TERMINAL STAGES OF ILLNESS. AS IN PHYSICAL
HEALTH, THERE IS GROWING GOVERNMENT CONCERN ABOUT THE DISORGANIZATION OF MENTAL HEALTH SERVICES
IN THE FACE OF MOUNTING DEMAND. AND, AS IN PHYSICAL HEALTH, PUBLIC EFFORTS TO SPREAD MENTAL HEALTH
AROUND RELY ALMOST WHOLLY ON THE IMAGINATION AND GOODWILL OF THE PRIVATE STRONGHOLDS OF PROFES-
SIONAL MANPOWER. AT THE FEDERAL LEVEL, WELL SPRING -
OF MUCH " CORPORATE " MEDICINE, VAST SUMS HAVE BEEN
EARMARKED FOR LOCAL EXPERIMENTS IN MENTAL HEALTH: COMMUNITY MENTAL HEALTH CENTERS. THE LOCAL
INSTITUTIONAL RESPONSE TO THIS " CREATIVE FEDERALISM " HAS BEEN A MIXTURE OF ACADEMIC DIFFIDENCE AND
UNABASHED HUSTLING.
The analogy to the medical marketplace still holds true at the city level. The City mental health agency confines its
activities to writing contracts with private providers - much as the City Hospitals Department would like to do. In both
departments, the ability to write a meaningful contract is seriously compromised by personnel overlaps with the private
sector. What mental health services are operated directly by the City, like the City hospitals, serve chiefly the poor and
the acute emergencies. In fact, both City hospitals and City - run mental hospitals hark back to a common ancestor - the
town lunatic asylum.
But there is something uncomfortably different about mental health, something that still smacks of ridicule, forced
detention and dehumanizing " treatments. " Historically, public mental health " services " served only the community,
protecting it from the disturbing presence of the " ill. " The idea that the ill might also need protection and even services
is relatively new and still revolutionary in its implications. For the public role in mental health is still largely a police
function. And the exercise of public mental health power is, if possible, far more arbitrary than other police powers. At
least in criminal cases, a person serves a fixed sentence. But the mentally ill serve indefinitely - for periods depending
(Continued Page 2)
Inside This Issue: The Patchwork Approach
IN THIS ISSUE HEALTH - PAC ventures into the mental
New York City which has a bonafide community mental
health policy and issues arena. It is not our intention to
health center - if so, you should know how to identify
present a comprehensive survey of the problem. Others
it and a little bit about the man who made it possible
have criticized psychoanalytic elitism and the horrors
[See Page 8].
of state mental hospitals. Our emphasis, therefore, is on
Community Mental Health - that amorphous concept of
the'60's which was to revolutionize mental health services.
OE Or, on the other hand, if you have heard tell of the
" revolution in mental health " and you live in Washington
Heights or Bedford Stuyvesant, look out your window
We will attempt to define Community Mental Health.
[See Page 10].
Who thought of it? What is it? Where is it? And, more
@ You will gain new insights into psychiatric power
importantly, IS IT?
in New York City, the Vienna of the New World [See
Hi You will look inside the confines of the Community
Mental Health Board where City officials make policy de-
cisions. You will meet the board, learn how the private
Page 12]; and how difficult it is for non private - - prac-
tice psychiatrists in State Mental Hospitals to see their
patients over the top of their paperwork [See Box, Page 7].
health empires gather in the public tax money, and under-
@ And finally, after reading the above, if you feel this
stand what moves are possible in Mental Health Monopoly
is a vital area of public policy, we have provided you with
[See Page 3].
a guide to the upcoming legislative issues affecting mental
@
You may live in one of the five neighborhoods in
health [See Box, Page 2].
Editorial
.........
on nebulous and shifting criteria - and sometimes adding up to
more time than the maximum sentence for the same act
under criminal law. Even more sinister are the potential uses
of " preventive " mental health services, to weed out dissidents
and other deviates. In fact, some cynical professionals see
the entire community mental health " movement " as the
latest, most refined style of riot control.
The differences between medical care and mental health
services go deeper than public policy and politics. No one
disputes the goals and few can challenge the methods of
medical care. But in mental health nothing is sacred; little
can be left to the technicians and the scholars. Neither the
goals nor the methods of mental health services are agreed
on especially -
not by the practitioners themselves. What is
" mental health ": A state of inner strength and confidence-
or blind adjustment to an insane world? And how do you get
there: through pills and id probin-g o-r
through creative strug-
gle for social change?
Henry Stack Sullivan, the famous American psychiatrist,
used to tell his students, " I want you to remember, that in
the present state of our society, the patient is right and you
Legislative Lookout
Although many mental health bills are floating around
in Albany, the issues most likely to be acted on this ses-
sion are those dealing with the mechanics of providing
and financing services. Overshadowing all policy questions
is a bill to recodify the entire Mental Hygiene Law. This
bill has been introduced for study purposes but won't be
acted on until at least the next legislative session. Policy
questions even major ones like whether or not the police
can commit you could come up but may well be deferred
until the debate on the recodification.
Issues of immediate concern to City residents are:
DEPARTMENTALIZATION: The City has had a bill intro-
duced in Albany which would create a City Department of
Mental Health within the Health Services Administration.
This would transfer policy power from the CMHB to City
officials. The Board would then become " advisory. " The
bill is still pending in the City Council and cannot be
passed in Albany until the Council enacts it.
HEALTH AND HOSPITALS CORPORATION: Because the
Corporation would have charge of hospital - based psy-
chiatric services, many mental healthniks are somewhat
distressed that overlapping " jurisdictions " will lead to a
lot of confusion, and inhibit coordination of services.
BUDGET: Word has come down from top City policy-
makers to HSA: Cut $ 6 million. In addition, the State re-
imbursement formula was just changed. In one day the
bill swooshed through the legislature and the Governor's
office. The new formula cuts State reimbursement for local
mental health services from 50 percent to 45 percent for
operation, and from 33 1/3 percent to 28 1/3 percent for
construction. The actual monetary legislation has yet to be
introduced, and there will be some attempt by the volun-
tary agencies to restore through the appropriations some
of what was lost in the policy legislation.
Published by the Health Policy Advisory Center, Inc.,
17 Murray Street, New York, N.Y. 10007. (212) 227-2919,
Staff: Robb Burlage, Vicki Cooper, Barbara Ehrenreich,
Oliver Fein, M.D., Ruth Glick and Maxine Kenny. 1969.
are wrong. " In the same spirit, a young psychologist said re-
cently, " Mental health professionals are always asking'Why
do so many students rebel?'That's the wrong question. What
they should be asking is, " Why don't all students rebel? '
And'What can we do to help get them ready to rebel? " "
A new sense of humility is even extending to the myth-
ridden science ""
of individual therapy. When asked about the
value of his psychoanalytic training, one seasoned practitioner
answered, " What I learned was how to prescribe drugs. As
for the rest I've - spent much of my career'unlearning'it ".
Besides being critical of the traditional professional props-
drugs, beds and couches - many mental health workers ques-
tion their own personal abilities to relate effectively to pa-
tients. " I have my own middle class hang - ups, " said a
psychiatric resident, " Maybe in therapy I'm just trying to
impose them on the patient. " Some of the professional
answers have a deeply anti professional -
ring: " I don't think
of the other person as the'patient,'" said a mental health
worker with years of experience in Harlem. " We're both in
trouble. Maybe by working together, though, we can both
straighten things out. "
But the confusion about individual therapy is only a mutter
compared to the roar of controversy over the new, " com-
munity " mental health. Does community mental health mean
bringing traditional services to the community - or working on
all fronts for a " healthy " community? The professionals who
have ridden the Federal funding -
wave into the streets are
sharply divided. One camp see themselves, like Albert
Schweitzer, establishing psychotherapeutic outposts in the
jungle. Others see themselves as the vanguard in a trail-
blazing sweep through our urban wastelands - attacking poor
housing, unemployment and all the other symptoms of a fail-
ing society. It is hard to say which approach is the most
arrogantly ambitious, for it is no easier to cure individuals
who live in a sick society than it is to treat " " a society whose
members have lost hope.
What does this professional ferment mean for public policy
in mental health? Should the public pay the contending pro-
fessionals for anything as vague and questionable as " com-
munity mental health "?
We really have very little choice. As long as millions of
lives are wasted by alcohol, drugs or lost to mindless decay
of institutional " maintenance " - we have no choice but to
use the resources at hand, and to use them as precisely and
efficiently as we can. But there is one lesson that we must
draw from the turmoil in the mental health porfessions:
Mental health services are not something that we can pay for
and then sit back and wait to have delivered. The deliverers-
the professionals - are too scarce to do the job alone. And,
since we aren't even exactly sure what the job is, they cannot
be trusted to do it alone. Community mental health must be
a community project, involving the community people as
workers, planners, administrators and evaluators.
Community - worker control of mental health services is
not, then, a nasty, uncontrollable by product -
of an otherwise
" professional " program. Nor is it a liberal " frill " - a sort of
therapeutic " extra " -to be staged and managed by psycho-
social engineers. For community - worker control of mental
health services is not an administrative nicety which can be
negotiated. Such control, structured flexibly and demo-
cratically, is the key to community mental health. Y'
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PSYCHING - OUT THE CITY SCENE
MENTAL HEALTH MAY BE THE LAST PRESERVE of old-
fashioned, laissez - faire spending for public health. Other
areas of health services are groping (usually misguidedly)
towards a more rational image through -
" benefit cost -
ana-
lysis, " Program Budgeting - Planning -
and other methods bor-
rowed from the defense industry. At least in NYC, mental
health remains shrouded in a Viennese fog of psychiatric and
social work shibboleths, impenetrable to 19th century ac-
counting methods, much less to style new - " systems " analysis.
So it is always startling to recall that mental health in this
City is a big business - well over a half a billion a year is
spent by or for New Yorkers for this undefinable commodity,
and 80 percent of this money is public tax money.
Most public money for mental health comes from the
State, and most of it is administered by the State, for the
operation of eight hospitals which serve New York City res-
idents. (Five of these State hospitals are within NYC limits:
Manhattan, Bronx, Brooklyn, Creedmoor and the Psychiatric
Institute at Columbia.) An increasingly hefty chunk of the
public funds is administered by the City agency, the Com-
munity Mental Health Board (CMHB). Since 1961, CMHB's
budget has grown five fold -, reaching now well above $ 100
million. 92 percent of CMHB's budget comes from public tax
sources: 48 percent from the State, 40 percent from the City
and a small fraction from the Federal government.
CMHB came into existence, in a sense, as a budgetary
afterthought. The 1954 New York State Mental Hygiene Act
made available State matching funds for local mental health
programs, and established city and county " CMHB's " to re-
view and evaluate local programs for the purposes of this
State reimbursement. In New York City the programs which
fell under CMHB's purview were of two types: City operated -
facilities (hospitals and City - run clinics administered by
agencies such as the Board of Education) and voluntary agen-
cies (hospitals and independent clinics). As in other areas
of health services, the City private /
division of facilities cor-
responded to a class division of patients, with poorer patients
falling into the City agencies, and more affluent patients seek-
ing care in the private sector. With the creation of CMHB,
liberal leaning -
mental health buffs envisioned an eventua!
unification of sectors and sane coordination of all services.
Funnel for Funds
Operationally, what the Board does is somewhat less spec-
tacular. The major function of the nine member -
Board is to
approve contracts with voluntary agencies and to incorporate
into their own budget the budgets of City agencies. These
duties require only biweekly meetings; the day day - to - opera-
tions are carried on by a small staff headed up by a Com-
missioner of Mental Health. The staff is structured along the
lines of the programs CMHB channels funds to; with Assistant
Commissioners for Hospital Services, school services, etc.,
and other middle echelon -
staff assigned to voluntary agencies
and, since 1964, to Community Mental Health Centers. Rela-
tive to the amount of money it handles, CMHB's staff of about
170 is miniscule: Only about 2 percent of CMHB's budget goes
for staff salaries, as compared to 7 percent for central staff
salaries in the Department of Hospitals. The difference, of
course, is that the Department of Hospitals actually operates
services, while CMHB serves largely as a conduit for funds.
(CMHB has taken this passive role by choice there is
nothing in the State Mental Hygiene Law which prohibits
CMHB from operating its own services.)
In fiscal year 1969 (the year which ends June 30, 1969)
CMHB handled 110 $ million for expenses. (This is above and
beyond money for construction, which is appropriated sepa-
rately in the capital budget.)
Of this, $ 60 million went to Municipal agencies and $ 50
million went directly to private agencies. (Actually, over $ 12
million of the $ 60 million City share - went indirectly to pri-
vate agencies, through affiliation contracts.) The great bulk
of the money for City agencies (44 million) went to City
hospitals, notably Bellevue and Kings County. Dividing the
rest of the City share were the Department of Education (for
the Bureau of Child Guidance), the Department of Correc-
tion (for psychiatric services to prisoners), the Criminal Court
and the Family Court. Of the $ 50 million earmarked for the
private sector, the two largest shares went to private hos-
pitals for the care of Medicaid patients (14 $ million) and
to the city's 66 voluntary outpatient agencies (18 $ million).
Two Class - System
Many people who are familiar with the city's mental health
picture charge that this pattern of spending is heavily weighted
in favor of voluntary agencies, hence in favor of not poor - so -
clients. Almost all the money for inpatient care goes for the
poor (who else would stay in Bellevue?), but perhaps as
much as half of the outpatient money goes to private agencies
who may or may not serve the poor. CMHB is extremely
defensive about such charges. It answers that (1) it is im-
possible to know who uses what facilities (although this is
routine data available to NIMH and the State Department of
Mental Hygiene); (2) about half of the voluntary agencies
under contract to CMHB serve poverty areas (although it is
not known whether these agencies serve poverty patients);
and (3) that mental illness is the great leveller services L
are needed as much, if not more, by the middle class (al-
though independent studies show mental illness to be much
more prevalent in low income -
groups).
Setting aside the question of who uses what, there is a
clear and growing disparity between allocations for City
and for voluntary agencies. Since 1961, the amount CMHB
allocates to voluntary agencies has grown eight - fold, while the
amount it allocates to all Municipal services has grown only
two fold -. In 1961, Municipal clinics were handling 78 percent
of the city's admissions and receiving 45 percent of the
CMHB money for clinic care, while voluntary clinics under
contract to CMHB were handling 22 percent of the admis-
sions and receiving 54 percent of the funds. Municipal clinics
continue to handle the overwhelming majority of admissions,
while voluntary clinics receive the lion's share of the funds.
In a sense, though, it is unfair to compare spending for
City and private mental health facilities. The two sectors
serve greatly different functions. In fact, it is questionable
whether many of the Municipal services can be called " mental
health " services at all. Bellevue and Kings County, the two
major City psychiatric hospitals, are only holding operations
Lstopping off places between the street and the State hos-
pitals. Most of their patients are brought in by the police,
and, once in, are given no " treatment " beyond a perfunc-
tory diagnostic interview and perhaps a dose of tranquilizers.
(Continued Page 4)
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PSYCHING - OUT
(From Page 3)
The main function of the Bureau of Child Guidance, the
schools'" mental health " service, is removing " disturbed "
and retarded children from the public school system. Pathe-
tically few of the children are given any semblance of coun-
selling, and almost none are followed up. Psychiatric services
in the criminal courts exist solely to determine peoples'fit-
ness to stand trial - with no pretense of treatment. Little is
known, even by CMHB, about what passes for psychiatric
treatment in the jails run by the City's Department of Cor-
rection. In short, the Municipal mental health services openly
serve what are essentially police functions.
In contrast, the 66 voluntary clinic agencies under contract
to CMHB offer (at least on paper) a smorgasbord of special-
ized services: family counselling, psychoanalysis, schools for
disturbed children, rehabilitation, after - care, pre care -, etc.
Some specialize in a " disease category; " some zero in on a
particular age group; many are concerned mainly with train-
ing professionals. Some of the agencies under CMHB contract
serve only a few dozen patients a year; others have caseloads
of hundreds. Altogether, though, they do not begin to meet
the need. Only about 60,000 people a year are admitted to
voluntary clinics, while hundreds of thousands more are on
the waiting lists, month after month. Some of these agencies
are autonomous, but many fall under the umbrella of the
Jewish Board of Guardians, Catholic Charities, or a major
voluntary hospital. Each has its own jealously preserved spe-
cial " philosophy " of care and style of operation.
This then is the mental health scene in New York City 15
years after the creation of CMHB: For the poor, there are
no mental health services - only various degrees of detention
and isolation. For the middle class patient, there exist facil-
ities, but it is questionable that any of them will be inter-
ested in the particular set of problems the patient presents,
at the time he presents them. From a public policy point of
view, the system is irrational, expensive and grossly wasteful
of manpower.
Fragmented Authority
CMHB's failure to live up to its rhetorical promise may be
due in part to the system it finds itself in. It was superim-
posed on an already irrational array of services, both public
and private, over which it has no administrative power. With
respect to the private agencies, CMHB is frankly permissive.
After all, they are run by professionals and who is CMHB to
interfere? CMHB's suspicions - mild as they are - are directed
towards the Municipal mental health agencies it funds, which
obviously lack appropriate psychiatric guidance. But here
CMHB is powerless. The Department of Hospitals runs the
psychiatric hositals. The Board of Education runs the Bureau
of Child Guidance. Courts and Corrections run their own
clinics. CMHB might decide to get tough about these agencies
and withhold their funds from its budget, but this would
probably be a futile gesture. CMHB's budget must be ap-
proved by the Health Services Administrator and the State
Commissioner of Mental Hygiene, and then, of course, the
City Budget Bureau. Even after CMHB's budget is approved,
the State still has the power to withhold funds. Any deviant
behavior on CMHB's part could be quickly checked.
Over - all authority for mental health services in the city is
not clearly divided between CMHB and the State Department
of Mental Hygiene. According to a well known -
New York City
health economist, the 1954 legislation which created CMHB
was " a cop - out by the State. " The State could have taken
the initiative to develop local services itself, through the
creation of truly community mental health boards, rather than
by setting up artificial city and county level CMHB's. Appar-
ently the State began to have second thoughts about its
abdication from the local scene a few years after CMHB's
formation. State officials criticized the City CMHB for failing
to expand local programs and upgrade Municipal facilities
and for favoring the inscrutable voluntary agencies. In recent
years, tension between the State and CMHB has eased con-
siderably, largely because of their common commitment to
the community mental health center program. The State still
tends to forget that CMHB is the local mental health plan-
ning agency and occasionally by passes -
it in important plan-
ning decisions.
Conflict of Interest
But CMHB's failings cannot all be chalked up to " the
system. " The agency also suffers from grave " character
defects. " As is well known to many community groups, many
top and middle - level CMHB posts are filled by people who
simultaneously work for voluntary agencies under contract to
CMHB - a conflict of interest situation paralleling that in the
Pentagon. Consider the composition of the Board. The situa-
tion gets even murkier as one plumbs the depths of CMHB's
retinue of staff. Here precise documentation is unavailable,
but it is known that a number of people, especially among the
older Wagner - era staff, have worked, do work or will work
in voluntary agencies under contract to CMHB. [See Page 6].
What this means in practice is that CMHB members and
staff, with a few exceptions, have little incentive to do the
things that CMHB is supposed to do: upgrade Municipal
services, regulate private agencies, and coordinate services.
In fact, some CMHB staff members view any activity other
than rubber stamping -
voluntary contracts as an unjustifiable
infringement upon private professional prerogatives. For
instance, three staff members (at about the assistant com-
missioner level) were questioned about selective intake
policies at voluntary clinics and at a City hospital clinic
affiliated with a private teaching institution. All three ad-
mitted that these clinics tend to reject the poor (you can,
or at least you could, tell them by their Medicaid cards), and
all three defended this policy: " The psychiatrist has a right
to choose his own patients, " said one. " The poor don't really
have mental illnesses. They have environmental problems, "
said another. And, from the third, " We can't criticize these
private agencies. We should be thankful that they donate
their services to the public. " Naturally such people vigorously
evade their regulatory and coordination responsibilities. When
the cost effectiveness of the 66 various voluntary contract
agencies is questioned, middle - rank staff members reply:
" You can't quantify mental health services, " and " You can't
compare one agency to another. Every one has a unique
approach. " Of course, such attitudes do not sit well with
CMHB's job of coordinating the services of the voluntary
agencies in the interests of continuity of care.
CMHB's special intimacy with the private sector tends to
set it apart from other related health -
agencies. There (
is also
an element of conflict of interest in the Hospital Depart-
ment's modus operandi, whereby officials write affiliation con-
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Under The Federal Law: Who Gets What?
No one will ever be exactly sure what President John
Kennedy had in mind when, with the 1963 Community
Mental Health Centers Act, he called for a bold " new
approach to mental health. " But when the experts finished
bickering, the program meant little more than projecting
tradition - bound professionals into the community. Their mis-
sion was clear enough - to prevent and to treat mental
illness in the community. Everyone, though, had his own
idea about what constitutes " mental illness, " how much
of it is " preventable " and how much is " treatable. "
Beneath liberal fanfare and the professional pontifica-
tions, the community mental health center program had
a dollars and cents rationale. The Kennedy Administration
appraised mental illness and retardation as the single
most costly social condition draining the public treasury,
largely because of the enormous load of term long - institu-
tionalized patients. Half of the hospital beds in the nation
are occupied by mental patients, at a cost of over $ 3 bil-
lion a year. The idea behind the Act was that decentralized
outpatient services could prevent more serious mental ill-
nesses, and eventually ease the load on State hospitals.
The Act provides Federal funds for both the construction
and staffing of CMH Centers. For construction, the Federal
share may be up to one third of the costs, though it has
been running much lower since the escalation in Viet Nam.
For staffing, the Federal share starts at 75 percent and
de escalates -
to zero over a 51 month period. A move is now
afoot to pin the Feds down to steady support at 75 percent,
because it is clear that local governments will not be able
to pick up the tab alone.
The idea of mental health services for the masses was
threatening to many psychiatrists. Most psychiatrists,
whether in private practice or in State institutions, are
accustomed to treating people on a one - to - one basis, and
treating only those patients who are suitably articulate ".
"
They saw the whole community mental health center idea
as a power grab by upstart psychologists and social
workers. Battlelines were drawn and, after the dust settled,
the Act bore the clear mark of the psychiatric establish-
ment: All community mental health centers were required
to have inpatient beds in order to be eligible for Federal
money. Hence all centers were to revolve around the tradi-
tional medical inpatient outpatient /
core. Thus, as Colum-
bia's Dr. Kolb has pointed out, these centers are essen-
tially hospitals, with the added trappings of emergency
services, consultation and education services and partial
(day care or night care) hospitalization.
In New York City (the nation's psychiatric capital)
nothing was left to chance. Psychiatric pressure was
brought to bear on CMHB to establish a policy of granting
community mental health center funds only to hospitals
and hospital sponsored -
programs. One implication of this
decision is that planning for these centers falls under the
jurisdiction of the Health and Hospital Planning Council-
which would have had nothing to say about non hospital -
associated centers. Recently the door was pried open a
bit when the Hunts Point Multi Service -
Center obtained its
funding directly, rather than through Lincoln Hospital.
tracts with, and plan construction for private hospitals that
they will later work for.) Although it is one of the four build-
ing blocks of HSA (the others are the Departments of Health
and Hospitals and the Office of the Chief Medical Examiner),
CMHB is not a City department. Moves to make CMHB into a
department of mental health, to which the Board would be
only advisory, have until recently been resisted by CMHB-
Board and staff. On their part, many officials in the rest of
HSA express skepticism and distrust about CMHB attitudes -
which the CMHB old guard -
like to read as " prejudice about
mental illness. " City Budget officials, who have to read
CMHB's 66 contracts each year, are even more cynical. One,
more sympathetic to CMHB's aims than most, described
CMHB as a " pork barrel operation. " As long as it's mostly
State money, though, no one interferes.
It may seem surprising that CMHB has voided public
scandal or official shakedowns for so long. CMHB owes its
immunity, above all, to its invisibility and to the Federally
legislated community mental health centers'program. These
centers were to be everything that existing mental health
services are not communi-t yba s-e
d, comprehensive, heavy on
preventive and outpatient care, etc. And centers were to be
located in every community. Thus any criticism of existing
mental health services was easily dismissed by top staff:
" Of course what we have now is inadequate and inhumane,
but in a few years it will all be replaced by community mental
health centers anyway. " The idyllic center image not only
deflects public criticism, but it absorbs most of the energies
of the more liberal and talented CMHB staff members.
CMHB responded to the Federal legislation by embarking
in 1965 on a " Master Plan " for covering the entire city
with community mental health centers. The city was divided
into 51 areas tailored to fit Federal population requirements
for a center (between 75,000 and 200,000 residents). Integra-
tion was the guiding principle in the design of these special
" mental_health_communities mental_health_communities mental_health_communities, " or " catchment areas. " For
instance, the East Harlem catchment area unites Spanish
Harlem and the silk stocking district of the Upper East Side.
Once the maps were drawn, CMHB activists saw no need for
further planning. After all, the Federal law defined CMHC's-
all you had to do was to find the institutions to staff them
and start building.
The " Edifice " Complex
Maps in hand, CMHB's then Comprehen. sSierev ic-e
s Di-
rector, Margery Frank (now a community mental health center
planner for Columbia P & S), dashed out to " sell " centers to
the voluntary hospitals and medical schools - first come,
first served. Not everyone was as enthusiastic about such
centers as was CMHB. More conservative departments of psy-
chiatry were dubious about " community psychiatry, " fearing
that the venture would cheapen their academic reputations.
One ex CMHB -
staff member compares CMHB's promotion of
centers with Dr. Trussell's efforts to enlist private institutions
for the hospital affiliation program: The private sector was
generally reticent but yielded to the promise of staff salaries
and the unbeatable argument- " Only you have the expertise
to do it. " Of course with the mental health " affiliation " pro-
gram there was an additional incentive to the private sector,
the acquisition of a new multi million -
dollar building. When
the program began in 1964, the only thing that was certain
about centers was that they were buildings.
Bit by bit, the Master Plan has been transformed into an
ambitious construction program. Seventeen centers are listed
(Continued Page 6)
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-
Meet The Board...
HARVEY J. TOMPKINS, M.D., Chairman of the Board:
Director of Psychiatry at St. Vincent's Hospital and con-
sultant for the Catholic Charities of the Bronx and Man-
hattan. St. Vincent's Hospital and the clinics operated by
the Catholic Charities are under contract to CMHB.
RICHARD SILBERSTEIN, M.D.: Director of the Staten Island
Mental Health Society clinics and director of mental health
services at St. Vincent's Hospital in Richmond. He is
affiliated with the Brookdale Hospital Center and with New
York Hospital. All the facilities which Dr. Silberstein is as-
sociated with receive funds from CMHB.
FRANK KARELSEN: Member of the Board of Jewish Board
of Guardians, whose clinics are all under contract to CMHB.
HELEN HABERMAN: Member of the Board of the Jewish
Board of Guardians.
GEORGE KENT WELDON: Active in Catholic Charities
affairs.
GERALDINE MOWBRAY: M.D.: A pediatrician.
GURSTON GOLDIN, M.D.: Staff member at Columbia P & S.
The two public members of the Board are the Com-
missioner of Health and the Commissioner of Social Ser-
vices, serving ex officio.
Four of the seven private sector representatives on the
Board continue to serve although their terms have ex-
pired. CMHB refers to these ducks lame - fondly as
" charter members. "
PSYCHING - OUT
(From Page 5)
in the City's 69/70 capital budget, and about nine others
are being pushed by CMHB for admission to future capital
budgets. Thus the City has committed itself to implementing
at least one third of the original Master Plan. Considering the
highly personal and informal manner in which the construc-
tion plans were laid, it is not surprising that the third of
the catchment areas so far selected for centers share no
common characteristics, such as poverty or lack of mental
health services. Recently CMHB designated as top priority nine
catchment areas which are high in poverty and low in services.
To its embarrassment, only three of the 17 already budgeted -
projects turn out to be in any of the nine " top priority "
catchment areas. On the other hand, one of the 17 budgeted
projects and three of the nine runners - up fall into catchment
areas now admitted by CMHB to be in the bottom 25-30 per-
cent according to priority rankings.
The lack of rational priorities in planning these centers
can be seen by a closer examination of the projects already
budgeted or being pushed. Of the three already budgeted -
centers which will be located in high priority catchment areas,
one (Hunts Point) was until recently only a component of the
Lincoln Hospital center. A second (Greenpoint) has no insti-
tutional backing and hence no prospects of staffing, so the
meaning of its inclusion in the budget is unclear. By con-
trast, projects are planned for Greenwich Village, North
Richmond, and the North Bronx. The first two are backed
by St. Vincents, and the third by Einstein, which may explain
why they are already included in the budget or are being
pushed by CMHB, despite their being in low priority catch-
ment areas.
None of the city agencies responsible for this expansive
capital program - CMHB, the City Planning Commission and
the Bureau of the Budget - seems to have had any idea of
what they were getting into. Estimates of construction costs,
based on bed head - per - ratios from State hospital experience,
ran from below $ 15 million to above $ 20 million per center,
or over $ 300 million for the capital budget, and about $ 1 bil
lion for the whole Master Plan. What it would cost to staff
these centers, once completed, was even more uncertain.
The few complete staffing grant applications which have been
filed run in the neighborhood of $ 3 to $ 4 million a year
per center. Thus it would take about $ 200 million - almost
twice CMHB's present annual expenditures - to operate a
city - full of community mental health centers.
The Scoreboard
In 1969, though, less than 5 percent of CMHB's total op-
erating budget went to such centers. Only three centers are
" complete " insofar as Federal requirements for services go-
Maimonides, Metropolitan and Soundview - Throgs Neck Tremont -
.
Another two Brookdale -
and Lincoln - are on the verge of
achieving " comprehensiveness. " None of the centers in the
capital budget has been completed. In fact only three-
Bellevue, Metropolitan and Gouverneur - are in construction.
Engineers and planners in HSA estimate that most centers
now listed in the capital budget will not be open for at least
ten years at present rates of progress.
This particular case of delayed action on a City program
cannot be blamed on " government red tape. " CMHB's in-
volvement in center planning ended, for all practical pur-
poses, with the Master Plan. It was up to the private insti-
tutions enlisted to staff these centers and to prepare designs
and staffing proposals. The only groundrules are those set
forth in the Federal Act, requiring each center to offer five
basic services [See Box, Page 5] inpatient and outpatient
care, emergency services, partial hospitalization, education
and consultation for other community agencies. But how many
people would use a center? The 2 percent who now enter a
State hospital annually, or the 20-80 percent estimated to be
more or less seriously impaired by mental illness? Of those
who used the center, how many would need a bed, and for
how long? Given a certain level of utilization, what space
would be required? How many and what kinds of staff were
needed?
\
Remolding the " Concept "
None of the private institutions involved in CMHB planning
have made any serious attempt to answer these questions.
And of course, as long as these questions are unanswered,
no one can challenge the plans set forth in any center grant
applications by private institutions. Government agency grant
reviewers can't help but wonder, when confronted by widely
varying plans for similar kinds of neighborhoods, whether the
plans aren't based on the needs of institutions rather than
those of communities. Maybe this one's staffing pattern is
tailored to fit some future residency program. Maybe another
one's architectural scheme was designed to accommodate
private offices. After all, even the sacrosanct " catchment
areas " have been gerrymandered to suit institutional tastes.
For instance, much of NYU's planning efforts have been dedi-
cated to redefining the Bellevue center's catchment area to
omit poverty areas of the Lower East Side.
City Budget Bureau engineers, the men who finally approve
appropriations for capital projects, express a growing skepti-
(6)
cism about the whole community mental health center pro-
gram. They see no reason why the City should rush into a
brick and mortar commitment to anything as vague and
mysterious as the current concepts of CMHC's. " How can 1
judge these, " one complained, " Here's a proposal that in-
volves twice as much floor space as any other. Here's one that
would cost $ 21 million to build, compared to only $ 13 million
for one in a similar neighborhood. " At least a framework for
judgment is beginning to emerge from HSA's new planning
unit, Health SPACE - (Space, Planning, Architecture and Con-
struction Equipment), where planners are attempting to develop
a methodology for planning and evaluating grant applications.
CMHB, though, has not been aggressive about imposing
Health SPACE logic on tempermental private institutions, and
some SPACE - men are discouraged about seeing their work
politely shelved.
One stumbling block in the way of centers which CMHB
freely acknowledges is " the communities. " CMHB had con-
fined its " community organizing " to the private psychiatric
" community " leaving it to the center sponsoring -
institutions
to clear their plans with the local people. One way or another,
people in the chosen catchment areas began to discover the
community mental health center concept for themselves.
Up from the Drawing Board
The case of the Rego Park catchment area is almost
legendary. Monsignor Fitzpatrick of Catholic Charities had his
heart set on a center for St. Johns Hospital. The hospital,
however, was not really enthusiastic about community mental
health until CMHB whitewashed the community - by dropping
a black health area and adding a white one. Residents of
the lucky white health area rebelled against being a part of
this checkerboard game. On the grounds that community
mental health could mean " addicts " and " crazies " right there
in the community - Rego Parkers organized and blocked the
center plans. In poor neighborhoods, the community reac-
tions have been more favorable but no less obstreperous
[See " Battle, " Page 10]. CMHB and private institutions
have generally responded to such grass - roots uprisings by
retreating from whatever center plans were afoot.
The bloom finally wore off on the community mental health
center program in late 1968. Under pressure from the Mayor
to produce some visible results, from the Budget Bureau to
explain how much the centers would cost, and from the
Washington Heights community to forget the building and
start the services - CMHB began to recover from its edifice "
complex. " In the Fall of 1968, only days after an espe-
cially tumultuous confrontation with the Washington Heights
community, Acting Commissioner Fill announced to his staff
that they would henceforth concentrate on the immediate de-
velopment of services in the neediest areas first. Acknowl-
edging that there was nothing in the Federal legislation which
required community mental health " centers " to be buildings,
top CMHB staff began to talk about such centers as being
" integrated networks of service, " linking hospitals, school
services, voluntary agencies, etc. CMHB quietly agreed with
the Budget Bureau that at least seven of the 17 centers in
the capital budget could be dropped, as soon as the rele-
vant communities and private institutions aren't looking.
What will remain in the budget will very likely be only those
CMHC's which are to be built in already large medical cen-
ters, such as Bellevue and Metropolitan.
Medical Inspectors?
What happens when Albany announces that State
" medical inspectors " will visit a State Mental Hospital? A
hospital worker in one of the local State hospitals reports
that the flurry of activity preceding the visitation focuses
more on the paper work than the patient. Apparently the
inspectors never get past the record room, with its sta-
tistics and charts, to the wards where patients are con-
fined. Thus one administrator was overheard telling a
resident who was behind on his chart work, " Just write up
any history, copy it and change the patients'names...
all we need is a history in the chart. "
When the inspectors arrive, they count the number of
teaching conferences, they tabulate the number of pa-
tients on drug therapy and psychotherapy, and they check
the charts to be sure diagonses are filled out and physical
examinations have been performed. But they do not stay
around to see what topics are covered in teaching confer-
ences, or how many psychotherapy sessions actually do
take place. The major failure they would see in drug
therapy, if they ventured onto the wards, is the number of
drugs ordered but not given. The stamp: " NOT AVAILABLE
-ORDER FROM ALBANY HAS NOT COME THROUGH " is
commonplace. [If the inspectors are interested in patient
care, it might behoove them to work on the bottleneck
in Albany.]
After the inspectors leave, if anything changes, it is an
increase in paper work rather than in patient care.
Of course, creating " integrated networks of service " was
one of the things CMHB was assigned to do at its birth in
1954. Now that it has awakened from its six year - long fixa-
tion on monumental community mental health buildings, there
is a chance that it will finally get to work. But it may be
too late. Many of the private institutions who played along
with the community mental health " movement " when a five
story building was at stake are not about to " integrate " with
other facilities or venture into storefronts. As the experiences
of Columbia & P S and Einstein show [See " Battles " and " Lin-
coln, " Pages 10-11], the only reward for such benevolent pub-
lic service may be a swift boot out of the community. If the
private institutions really get turned off on community mental
health, CMHB might as well go out of business.
Community? Mental? Health?
The alternative is for CMHB to become a truly public,
truly community mental health agency. In recent months,
CMHB has already taken a few timid steps in this direction:
There is talk of decentralizing into neighborhood - based com-
munity mental health boards. There is evidence of some rec-
ognition of community groups as local planning agencies.
There are mutterings about a new hard - line policy with respect
to both the free wheeling -
voluntary agencies and the hide-
bound Municipal agencies. But CMHB must go much further.
As demand for mental health services increases, CMHB can
no longer stand by, shrugging its shoulders and asking, " But
what can we do about it? " There is nothing in the law to
prevent CMHB from taking the initiative and directly oper-
ating services. The enormous opportunities presented by Fed-
eral and State funding are still here, and are up for grabs.
Will CMHB be able to seize them, and translate " community
mental health " into an action program?
-Barbara Ehrenreich
(7)
Mental Health
Outposts
WINNING THE HEARTS AND MINDS
HOW DO THE community mental health centers of the 1960's
differ from the mental health hospitals and services of
yesteryear? A survey of three out of five functioning mental
health centers in New York City confirms that basically the
same services are available to people sometimes -
more
available, sometimes more quickly available, and sometimes
available closer to home.
[A fourth center, Lincoln Hospital Mental Health Services
South (Bronx), continues to offer only skeletal services in
the wake of # worker community -
revolt against the center's
administration. See Box, Page 11; and April 1969 BULLETIN.]
This is probably the first time the psychiatric and social
worker " mentalities " have eagerly jumped at the same bait.
Thus the centers have produced everything from more couches
to an array of war poverty - on -
type social storefronts, all with
some form of advice or consent from the community.
According to law, the community mental health center must
provide medical services to the mentally ill, as well as work
within the community setting to promote mental health. The
basic services are specifically defined inpatient -
, outpatient,
24 hour - emergency service, partial hospitalization and con-
sultation and education - but the packaging and delivery of
the services has been dictated by the personal style and
interest of the directors of each center.
a **
CASE STUDY I PATIENT -
MANAGEMENT: Dr. Jack Wilder,
psychiatrist director of the Soundview - Throgs Neck Tremont -
Community Mental Health Center (Bronx), calculates mental
health by a therapist - per - patient ratio. He interprets the
center legislation as primarily a mandate to treat the psy-
chotic patient population within his area (a middle - class
area with a recent influx of poor Puerto Ricans and blacks)
and has used new center funding as a means of reinforcing
a program he initiated several years before the 1963 Com-
munity Mental Health Centers Act. He rules a fiefdom within
the walls of the Albert Einstein Empire [See April 1969
Bulletin], and regards Community " controlniks "... socially
oriented professionals...... and the like, as " poachers. " The
" center " is not a building, but rather an effort to adminis-
tratively link all existing mental health facilities in the area
so that when a patient comes in for mental health services,
he may be referred to the proper service and seen more
quickly. The center includes a ward at Bronx State, two wards
at Bronx Municipal (Jacobi), the Throgs Neck and Tremont
clinics based at the local District Health Center, and a re-
cently rented storefront in a Soundview shopping center.
Patients who call, or just walk into a clinic, will more than
likely be given an appointment to see a " private " physician
for consultation and perhaps referral to a clinic program
(such as group therapy) or to the wards of Bronx State or
Jacobi. An after hours - caller would be referred by an
answering service. Within its limits, this " better management "
approach has given the doctors more administrative control
of the patient - it is conceivable that the doctor might know
where the patient is, how he is, and where his medical record
is at any given time.
Dr. Wilder calls anyone who disagrees with the medical
model (and the prescribed approach) " revolutionaries who
don't have a program... they would rather talk then get
down to work. " As for sub professionals -
, " I don't know of
a person who comes in here who would like to be treated
by an indigenous person - they want to see doctors! " Sub-
professional staff recently formed a " black caucus " but they
say Dr. Wilder refuses to acknowledge their existence.
Where does the community come in? Each of the three
geographic sub divisions -
has some form of advisory board
to that unit of the center. Dr. Wilder sees a real potential for
~
community involvement in the realm of " education and con-
sultation " and offers technical assistance, community organ-
izers, and encouragement to social services in related fields
(churches, schools, etc.). In fact, if the community gets in-
volved, Dr. Wilder is ready to help it get a grant to do its
own thing - far from his medical show.
s * *
CASE STUDY II TAKING -
TO THE STREETS: Mark Tarail,
D.S.W., administrator - spokesman for the Maimonides Mental
Health Center (Brooklyn), is a crusader. He hopes that one
day something like the " Maimonides model " will be avail-
able to all the people of New York City and the nation. Dr.
Tarail is part of the social " uplift " wave. He fought psy-
chiatric power at the time of the passage of the Community
Mental Health Centers Act, helped write the legislation, is an
advisor to NIMH and the City Community Mental Health Board.
At Maimonides, he chooses to work within the " intent " of
the law rather -
than strictly within narrow Federal regulations.
The Maimonides center operates on a $ 2 million annual
budget. (Dr. Tarail is part of a " movement " to take the word
" escalating de -"
out of the language of Federal reimburse-
ment for staffing grants to community mental health centers.)
Center activities emanate from a beautifully designed new
glass and brick building on the campus of Maimonides (vol-
untary) Hospital and a recently opened neighborhood store-
front. Its geographic service area is predominantly middle-
class Italian and Jewish, with a small, rapidly growing Puerto
Rican and black low income -
grouping. (The latter is expected
to jump from 10 to 50 percent of the population in 10 years.)
Traditional psychiatric care is wrapped in a new package.
The four story building, with a bed 39 - inpatient ward on the
top floor, is therapeutically designed for openness - open
doors, open stairways and open spaces. (Violent or dangerous
patients are referred to a State Hospital.) Patients are en-
couraged to socialize. They have a choice of dining in a
kosher cafeteria or may prepare their own food in an ad-
joining patients'kitchen. A variety of clinical services are
available on a walk - in basis.
Dr. Tarail is not satisfied with sitting in the center and
waiting for patients to come in, however. When the center
opened the staff went door door - to - and introduced them.
selves and now a professional team (its members vary
according to the situation) is just a phone call and a few
minutes away from any resident within the center's domain.
Dr. Tarail sees the necessity for re training -
and re human- -
izing professionals to better meet the mental health needs
of the people. Medical vestments have been shed and each
professional must spend at least a third of his time on some
type of community mission. Such public exposure has met
with some professional resistance - one of the more tradi-
tional psychiatrists he (has retained his brown vinyl couch)
(8)
is still campaigning for some kind of a shade for his street
level office window (in the meantime, he insures privacy by
making do with cardboard and scotch tape).
Does Maimonides offer " new careers " for indigenous
workers? " We're not going to make the same mistake they
made at Lincoln. We don't tell people they can start out as
mental health workers, and in five years they can be psy-
chiatrists, " says Dr. Tarail. Subprofessionals at the center
are paid more than comparable positions in the main hospital.
And furthermore, " they are called by titles that describe
the work they do. " No longer the demeaning job titles of
" maid " and " porter, " but rather " housekeeping staff "
workers. Administrative inflexibility is blamed for the fact
that these subprofessionals have not been able to shed their
traditional garb of the blue dress with white trimmings and
the dark green work shirt and pants. The center administra-
tion has instituted a limited academic upgrading program,
but the idea has met with reactions ranging from disinterest
to hostility by established medical and academic institutions.
There has been a real push by the center to involve the
community - much in the style of the community action pro-
gram during the heyday of the war on poverty. The one
storefront operation was opened in the area's poverty pocket
-Castle Hill. Though the center still controls the purse
strings, it has not dictated the program of the storefront.
Local residents decided they would like it to contain repre-
sentatives of each social service in the area, such as welfare and
housing specialists, and the mental health center remains
in the background as one among many services. Indigenous
persons are employed by the Maimonides center to run the
store. Other organizing efforts recently produced a large
streetcorner rally to protest the budget cuts which faced
the hospital and the center.
* * *
CASE STUDY III - A FEDERATION OF FREE ENTERPRISES: The
Community Mental Health Center of Metropolitan (City) Hos-
pital has raised great hopes in East Harlem - among division
heads of the Department of Psychiatry of New York Medical
College (who staff the hospital and center through an affilia-
tion contract -among)
staff for both personal and social
reasons and among the people of " El Barrio, " one of
Manhattan's ghettos.
So far, the Center has been an extension of the Depart-
ment of Psychiatry - so much so that if a new " center " build-
ing were not going up next door to the Hospital, it would be
business as usual. All that building has meant so far is that
heads of an array of very independant divisions have had to
attend " cabinet meetings " called by Chairman Alfred Freed-
man, M.D. to fight over floor space and division budgets.
The concept of sharing the operating budget for the center,
or of a unified philosophy of mental health - would not occur
to top level cabinet officials. This is understandable. When
Chairman Freedman set out to build a Department of
Psychiatry, he sought out division heads who could pay their
own way. Each division became a one man - show of grant-
hustling and demonstration projects which would insure
NIMH, State and City public tax support. (One division,
Martin Deutsch's famous child development unit, became so
successful that a few years ago Dr. Deutsch picked up and
moved lock computer - stock - and -
to a more exciting institu-
tional base at New York University.)
With such a federation of unrelated and unaccountable
services being dictated from the top, it is not hard to imagine
why workers professional -
and non profession-a lfi n-d
it diffi-
cult to deliver service in an effective, let alone comprehen-
sive or responsive, fashion. Each service functions inde.
pendently at the command of isolated division heads
-wasting much manpower through duplication of effort. Such
fragmentation is an administrative horror: Patient records - if
the patient should move from one service to another - often
don't follow the patient.
Add to all this the general teaching priority of the institu-
tion, and service drops even lower on the scale. The center's
services are manned, for the most part, by young residents-
in training -
and students who are interested in making it as
traditional psychotherapists and psychoanalysts. They naturally
have little interest in problems endemic to a ghetto com-
munity. Psychotherapy may be fine for the middle class,
verbal patient who comes into the center from below 96th
street. (The area served by Metropolitan stretches down-
town to the mid 70's -.) But how effective or relevant is tradi-
tional psychiatric treatment to the immediate community?
How relevant can it be, for instance, to: the depressed and
suicidal, 23 year - - old Puerto Rican mother of three children,
living on ADC in the (clichd now -) rat infested -
apartment
on 102nd Street, whose addict husband deserted her.
The same authoritarian " enlightened trusteeship " which
" knows best " for the patient, treats the staff with a " we know
best'attitude. The staff has little knowledge of what goes into
decision making at the " cabinet level -and "
they are told
nothing beyond their immediate assignments. A few months
ago a " black caucus " of the partial hospitalization program
(a therapy oriented -
day hospital) drew up and presented a
list of demands for more involvement of blacks in the decision
making of and in the direction of the division and called for
the involvement of the surrounding ghetto community in de-
signing new services to meet its needs. The demands were
quietly received. Since then, some say, there has been a de-
liberate effort to further isolate the staff from the community.
Many staff members would say the center should pay equal
attention to preventive mental health services and education
for the whole community, rather than focusing almost entirely,
as is now the case, on that 5-10 percent segment of the
population with psychiatric illness - to which the center
serves up an often too " late " treatment. Such community-
oriented staff members feel that equal time and attention to
community needs will happen only when the real community
becomes involved in setting the center's priorities.
In less than a year, the many mental health service divi-
sions will move under the common roof of an $ 15 million
center building. This brings more sharply into focus the
problem that the entire community mental health center is
only marginally useful to most of the residents in the hos-
pital's service area. Many don't even know it exists. The
center's planners have yet to hear from the people of the
area, or their organizations and institutions.
All planning for the center, thus far, has been entrusted
to the Division of Community Mental Health (primarily an
education and training unit which gives little actual service).
To the dismay of many of the staff, although the paper con-
cept of a community mental health center is integrated, com-
prehensive community mental health services, this Division
has not yet permitted the other services to participate even
in the discussion of the plan. Staff, not only at the lower
levels of the hierarchy (and hierarchy is very important at
Metropolitan), but also at the higher levels are totally in the
dark at this late stage in the development. Naturally, there
is little enthusiasm for something which very few feel in any
(9)
Local Insurgencies
BATTLE FOR HEADS, BEDS & TERRITORY
NO ONE WOULD DENY that it took the community to put the
group which was to organize the community in support of
word back into " community " mental health. Skirmishes over
Columbia's plan for a community mental health center for
community mental health centers in New York City have
Washington Heights and Inwood. (CMHB guidlines for com-
erupted sporadically since money was appropriated in 1964.
munity health centers call for community involvement in the
What was initially seen as a battle among mental health pro-
planning stage.) The community invaders took control of the
fessionals over beds, heads, and territorial rights has been
chair from Dr. Kolb, challenged his leadership, called the
preempted by civil wars between community residents and
plans illegitimate, and declared that henceforth the community
medical institutions.
would plan for its own mental health needs.
It now appears that the City Community Mental Health
Persons close to the CMHB say that this incident, almost
Board (CMHB) and the State Department of Mental Hygiene
to the hour, tolled a change in tune from the Board. No
(DMH) have launched a full fledged -
pacification program in
longer would the agency talk of " centers " (i.e., buildings), but
certain strategic hamlets Washington Heights (bordering on
rather " networks of service " to meet immediate needs. Up
Harlem) and Bedford Stuyvesant in Brooklyn. [Thus far, CMHB
to this point, the CMHB had collaborated in Columbia's plans
has taken a tougher line with the rebellious Lincoln Hospital
to purchase and raze the Audubon Ballroom, which many
mental health workers. See Box, Page 11.]
Harlem residents consider a shrine to Malcom X who was
These two ghetto communities had for years been seething
with resentment about the way planning for centers was tak-
slain there; architectural plans which provided separate en-
trances and facilities - one for the black and Puerto Rican
ing place without any involvement of local service agencies,
population of Washington Heights and the other for the
let alone the " target populations. " The CMHB proceeded with
white, middle class of Inwood; and programs and service plan-
singlemindedness: New York City was divided into catchment
ning without the involvement of any lay or professional per-
areas, planning grants were made to designated institutions,
sons from a minority group.
and architectural programming began.
In September, 1968, Puerto Ricans and blacks from Wash-
When CMHB suddenly extended a congratulatory hand to
the insurgent Washington Heights - West Harlem Inwood -
Com-
ington Heights had had enough of begging at the door to be
munity Mental Health Council, the gesture was viewed by the
heard, and they packed a meeting called by Dr. Lawrence
community with some suspicion. They recalled that only the
Kolb, Director of the New York State Psychiatric Institute
year before, the Commissioner of Mental Health of CMHB
(located on the grounds of Columbia University School of
and a Columbia planner had been an hour late arriving at a
Medicine). Dr. Kolb is also chairman of the Medical School's
meeting because they couldn't find their way Uptown.
Department of Psychiatry. He had called together a selected
The Council received recognition from CMHB and the State
DMH as the new mental health planning group for the area,
Winning Minds
From (Page 7)
way responsible for.
Such " cloak and dagger " planning has thus far forestalled
community involvement of any kind positive -
or negative.
Certainly no real community enthusiasm for the center is
evident. Even in nearby Washington Heights and Harlem
communities where there is vigorous community opposition to
Columbia P & S and Harlem Hospitals'plans for centers, there
is more genuine enthusiasm for the development of services.
There is a widespread suspicion that the leadership is
more interested in avoiding " problems " like the Lincoln
Community Mental Health Center experienced (i.e., worker-
community coalition) than it is in developing comprehensive
community services. [See Box, Page 11.]
In any case, the situation has boiled down to the fact that
most of the " community " groups in the area who have been
consulted (the social service agencies, etc.) are less the
consumers of services than they are the deliverers of service
to the community. In other words, they are on the same side
of the fence as the community mental health center.
and they are pointed to with some pride by both agencies.
What planning monies will be available to them from CMHB
is not clear; nor is the CMHB definition of a planning agency
clear. The $ 93,000 contract made to Columbia almost three
years ago will expire in June. Only about $ 9,700 of the grant
remains. The Council has demanded that this money be given
to them immediately; at the same time, Columbia has re-
quested CMHB's permission to hire two community liaison
persons one would be assigned to work with the Council.
Thus far, CMHB has not agreed to end the contract, and it
appears it will die a natural death, i.e., quietly expire.
There is no sign that Columbia or Dr. Kolb has given up
hope of getting a part of the community mental health center
action. After all, community mental health centers are re-
quired by law to provide traditional inpatient care. Therefore,
after the Council has attempted to coordinate all existing
mental health agencies and identified the service gaps and
rounded up some community persons to work as subprofes-
sionals, they will have to come back to the medical empire
for psychiatric beds and services. Community cynics allege
that during the last three months, Columbia and Knickerbocker
(a floundering voluntary hospital) have been meeting to di-
vide the spoils agreeing that a less tainted -
Knickerbocker
The real question is yet to be answered. Will any staff
will offer inpatient services and that both institutions will
and community involvement develop over the next few
share the short - term care patients from the Council's " center. "
months, before the center is crystallized (rigidified)? Or will
the Metropolitan Community Mental Health Center be just
another high powered -
purveyor of traditional services with
minimal benefit resulting to the community as a whole?
Almost simultaneously, the CMHB gave a tip of the hat
to another community - based mental health council - the Com-
munity Health Committee of the Central Brooklyn Coordinating
Council. They too were given the go ahead -, and told they were
- -Maxine Kenny
the official mental health planners for Bedford Stuyvesant.
(10)
Unlike the Washington Heights group, the Committee had
begun to organize residents as early as 1965 and within a
year were ready to meet the community mental health center
promoters more than half way. The Coordinating Council, rep-
resenting about 120 community agencies and organizations,
staged several sit ins - at CMHB meetings before convincing
reluctant board members of Bed Stuy's -
need.
Since the community initiated the effort to get a mental
health center, they did have a say in what hospital should
sponsor their center. But because of scarcity of health services
in that depressed area, one could hardly say they had a real
choice. It was a tossup (from the community standpoint) be-
tween two local hospitals - St. Johns Episcopal -
and St. Marys-
Catholic. Both hospitals would have liked the facility - CMHB
had allocated $ 21.4 million for construction - but after talk-
ing to officials of both, the Committee felt St. Johns had
been the least negative to the community in the
past and would be more willing to provide immediate mental
health services. [Even this choice ""
was not possible without
a fight. CMHB had promised the center to the expanding
Catholic Medical Center. As a consolation prize, as runner - up,
St. Marys psychiatric services received a hefty monetary
boost from CMHB so that it might better serve Ocean Hill.]
St. Johns acquired a building across the street which opened
in the fall of 1968 as a psychiatric outpatient clinic under
contract to CMH8.
St. Johns promised to staff the clinic subject to community
approval and to work closely with the community to further
develop the center's program. But, within a few months, the
honeymoon was over. The hospital summarily dismissed the
clinic's director, a black psychiatrist who had been recom-
mended by the community, charging him with " administrative
insubordination. " The hospital steadfastly refused to discuss
or negotiate the matter with the local committee.
The deteriorating communication between the black com-
munity committee and the white hospital administration was
aggravated by the hospital's decision to paint the clinic
brownstone building white. The Committee, which had taken
responsibility for both interior and exterior decoration of
the clinic as a way to get more community involvement, saw
this as a slap from the " white lily - medical establishment. "
An angered community called upon CMHB and the State
DMH to step into the fight on the people's behalf. CMHB,
through its acting commissioner, Dr. Herbert Fill, cautiously
Insurgency is everywhere. Activities of a newly created -
Radical caucus highlighted last month's convention of the
American Orthopsychiatric Association. Initiated by a New
York group called Radicals in Mental Health, the Caucus
held meetings, creatively disrupted several sessions, and
initiated an ongoing communications network. A remark-
ably large proportion of the conference participants ex-
pressed enthusiasm and support for the Caucus's activities.
The following questions were raised in its Call " to Mental
Health Workers, Students, and Professionals! "
i How can we alter our current mental health concepts
and practices to make them relevant to needed radical
social change?
OE Why do mental health profesionals, including those
who have undergone personal psychoanalysis and psycho-
therapy, cling to class and generation biases and blindly
identify with the entrenched establishment?
@ To what extent is the urban mental health center
movement actually a subtle attempt to pacify a colonial
population?
Lincoln Brigade II
The mental health workers of Lincoln Hospital Mental
Health Services (LHMHS) have returned to their posts at
Lincoln, but the fight is far from over. The struggle for com-
munity - worker control of the mental health services con-
tinues, and the veiled positions of the overlords, Albert
Einstein College of Medicine - Yeshiva University, shift from
day to day. [See " Taking Care " April 1969 BULLETIN.]
The workers - both professionals and paraprofessionals
-seized the administrative offices March 3 and began run-
ning the services. The occupation ended two weeks later
with the arrest of 19 workers. (The charges were subse-
quently dropped.) They were suspended for over two weeks
without pay along with 48 workers co -
. A law suit, brought
on behalf of the workers against Yeshiva on the basis of
the illegal and arbitrary suspensions, will demand back pay
for the workers who returned to work April 9.
Meanwhile, Einstein - Yeshiva is beginning to deliver on
promises made to the workers over a year ago. A community
board for LHMHS has been formed with representatives
from the Lincoln Hospital Community Advisory Board, the
Hunts Point Multi Service -
Corporation, the Federation of
South Bronx Agencies and LHMHS workers. A Policy Plan-
ning and Review Board (an internal workers'board respon-
sible to the community board) is now being instituted.
The directors of the LHMHS have resigned, but it is un-
clear who will take over their task, and to whom they will
owe their allegiance. Some people (including officials of
the City Community Mental Health Board) think that Ein-
stein Yeshiva -
is anxious to get out of the community and
back into the hallowed halls and behind ivy walls. This
could mean a cut - off of Federal funds to LHMHS. Many of
the workers see this behavior as further indication that the
community and workers must be responsible for their own
mental health services, and they are ready to demand the
money to run community - worker controlled services.
replied with a letter recommending that the Committee and
St. Johns work out specific personnel practices and establish
guidelines and job descriptions. In order to pacify the na-
tives, the State DMH went a step further and dug up 21
job positions at Brooklyn Sate Hospital and suggested the
community fill these positions so as to expand available psy-
chiatric services for Bed Stuy -. These were hardly positions
that a new planning agency could make use of, let alone fill
(they had been without takers for years). After much haggling
over civil service requirements, etc., the community recently
elicited a verbal promise from DMH that it would try to make
the job descriptions more flexible so as to make some use of
a part of the $ 250,000 represented in those 21 budget lines.
The community, which has withdrawn its support from St.
Johns as the sponsoring institution for a Bed Stuy - mental
health center, hopes the State offer will be the core of a new,
community - planned mental health center.
The pacification program was not without political motiva-
tion. Acting Commissioner Fill, who had been quietly soliciting
support for months, has become Commissioner Fill. And the
State DMH, which had been under fire to investigate allega-
tions of conflicts of interest and misspent public funds by
CMHB, can take a breather while the communities wrestle with
the problem of coordinating " networks of services. " The com-
munity councils are willing to give the new CMHB " liberal line "
a chance to unwind - but they are prepared to continue the
fight for real public services which they control.
- Maxine Kenny
(11)
Meanwhile, Back At The'Old School '
UNLIKE MUCH OF COSMOPOLITAN American medicine, in
analytic emphasis on the profession - a private practice, elitist
which the medical school deanery and the medical center ad-
orientation based on a sickness model of mental health.
ministrators have begun to gain ascendency over the private
practitioner forces, the psychiatric establishment appears to
remain firmly in the grip of the psychoanalytic elite. Though
this balance has been shaken some by the forces set in motion
Psychiatric practice is largely private practice. In the nation
as a whole, over 50 percent of all psychiatrists are in private
practice. In New York City alone, over 66 percent of all psy-
chiatrists are in private practice. Money isn't the only attrac-
through the Community Mental Health Centers Act (1963), the
conservative psychoanalytical powers still dominate.
New York is the Vienna "
of the new world. " It has five
tion. Private practice allows for the selective treatment of
upper middl-e c-la
ss white people and affords a kind of seclu-
sion, in which the psychiatrist's work cannot be reviewed or
major psychoanalytic institutes and many minor break - away
schools. However, only three of the New York institutes are
recognized by the American Psychoanalytic Association: the
New York Psychoanalytic Institute, the oldest, most staid group
has no medical school or university affiliation; the Psycho-
analytic Clinic for Training and Research is associated with
the Department of Psychiatry of Columbia Medical School
and the Division of Psychoanalytic Training, the third institute,
is an integral part of the Department of Psychiatry at Down-
state Medical School. Other shoots off -
which are judged re-
spectable, but do not follow a strict " freudian line " and
therefore are not recognized by the APA, include the William
Alyson White Institute and the Karen Horney Institute.
The large number of psychoanalytic associations gives the
impression of democracy and decentralization within the psy-
chiatric establishment. Nothing could be farther from reality.
In fact, one interpretation of the proliferation of schools of
psychoanalysis is that they are a reaction to a monolith: New
ideas that cannot be accepted by the captains of psychiatric
thought are forced to set sail on their own. Because of the
non medical -
(unscientific) mode of therapy and because Freud
was a Jew, he and his psychoanalytic methods for training
and treatment were excluded from the university. Increasingly
these excuses for the seclusionary posture of the psychoana-
lytic institutes are becoming inapplicable, yet there is little to
suggest that psychoanalysts will be less defensive in the future.
In New York City, all seven of the medical schools have
departments of psychiatry. These departments have respon-
sibility for teaching medical students and maintaining residency
training programs and are staffed by psychiatrists, many of
whom have been through the psychonanalytic institutes. Post-
residency training programs remain controlled by the psycho-
analytic institutes. The autonomy of both training programs
is maintained by a separation of leadership. Thus at Columbia,
Dr. Lawrence Kolb is chairman of the Department of Psychiatry
(also current president of the American Psychiatric Associa-
tion), while Dr. George Goldman is head of the Psychoanalytic
Clinic for Training and Research, and Clinical Rrofessor of
Psychiatry. Founded in 1945, the Psychoanalytic Clinic at
Columbia prides itself on being the first psychoanalytic insti-
tute to be affiliated with a university program. Some view this
trend optimistically, seeing opportunities for the " academica-
zation " of the psychoanalytic approach; others see it as pro-
longing psychoanalytic dominance of university programs.
evaluated by third parties. Also, psychiatrists are pushed into
private practice by training programs that deny intensive
analytic experience during the residency years, and empha-
size the need for such training in the post residency -
period
through the psychoanalytic institutes. Residents are hounded
during their first year to make a commitment to an analytic
program and are regarded as mavericks unless they comply.
The pervasiveness of the medical and psychoanalytic ap-
proach results in an elitist posture toward the problems of
manpower shortages in the mental health field. Take for in-
stance, Dr. Lawrence Kolb's analysis: Only " psychiatrists com-
mand the full depth of diagnostic and therapeutic skills....
More than a larger number of professionals in mental health,
we need a functional analysis of diagnostic and therapeutic
procedures and of the capacities of different professionals to
carry out various treatment precedures.... All measures
that call for somatic as well as psychological procedures will
remain the responsibility of physicians, nurses and physical
therapists. Other measures, such as activity therapies, psy-
chological tests and procedures, and group work, may be
delegated to other suitably trained professionals, who must of
course be able to recognize symptoms that call for direct
medical intervention and who will promptly seek medical con-
sultation. " Such medical psychoanalytical -
elitism suggests
psychiatrists will not lead a " new careers " movement.
A third manifestation o. psychoanalytic domination of psy-
chiatry is the fixed attention that psychiatrists have paid to
sickness models in mental health. This preoccupation has re-
sulted in a paucity of plans for preventive models in psychia-
try. In New York City, less than 1.5 percent of all psychiatrists
view their work as primarily preventive. Perhaps this sickness
orientation has prevented psychiatrists from leading the move-
ment to abolish mental hospitals.
For that matter, the psychoanalytic framework appears to
create a bias against " movements for change. " Typifying the
profession's attitude toward social change, one psychoanalyst
said: I have learned to be patient. I have seen how long it
takes to change the individual patient. I have experienced the
longer amounts of time required to change families. It is hard
for me to imagine how much longer it must take to change
institutions. We must be patient with social change. " Psycho-
analytic training prevents psychiatrists'from seeing that
changing institutions can change thousands of people and
that the process of struggle is itself therapeutic.
Structurally, the national psychiatric establishment consists
of three main groups. The American Psychoanalytic Association
represents the psychoanalytic institutes and private practicing -
doctor analysts -. The American Psychiatric Association is
oriented more to university - based psychiatric training pro-
grams and doctor psychiatrists -
. The Orthopsychiatric Associ-
ation embraces an interdisciplinary group including social
workers, psychologists and psychiatrists with many different
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