Document pBkegMk2JYVMVMydLM41830L6
1
American Excess Insurance Association }
THIS IS A REPORTED OCCURRENCE POLICY THAT CONTAINS CERTAIN FEATURES THAT ARE ANALOGOUS TO THE ONES FOUND IN CLAIMS MADE POLICIES. PLEASE READ THE ENTIRE SPECIMEN POLICY CAREFULLY. "DEFENSE EXPENSES" ARE INCLUDED IN THE LIMIT OF LIABILITY OF THE FOUCY AND ARE INCLUDED IN THE **P0* OCCURRENCE UNDERLYING AMOUNT". This Policy Application must be completed in its entirety. When appropriate, questions herein may be answered by specific reference to material attached hereto, but every, question must be answered. This Policy Application and fts Schedules will be attached and term a pan of the policy if issued. Other documents attached to the application by the applicant may also be attached to and form a part of the policy should a policy be issued.
1. (a) Name of Applicant (To appear as Named Insured if policy is issued): Hanson P.L.C.
(b) rrfAppliram- 99 Mood Avenue South Iselin, M3 08830
(c) Effective Date of Coverage: 1Q/01/S6 (d) Retroactive Date:___________ 10/01/86 2. Limit of Liability Requested: _ $25,000,000 Aggregate excess of $254300,000 per Occurrence
$50,000,000 Aggress excess of $25,000,000 per Occurrence $100,000,000 Aggregate excess of $100,000,000 per Occurrence S75,OCO.GOO Aggregate excess of $75000,000 per Occurrence X $10b,o5>,000 Aggregate excess of $75,000,000 - Alternate Quotation (For certain <***, finite of $25,000,000 Aggregate or $50,000,000 Aggregate may be offered only rn excess of $50,000,000 per Occurrence)
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N17602
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3. Designate who shall represent all insureds in all matters under this policy (such as but not limited to:
premium payment, negotiating renewal terms, acceptance of claim payment), indicate the represen tative's tide and address* Examples of appropriate designees are: the Risk Manager, the Chief Financial Officer. The named designee will appearas the Named Insured's representative in Item 8 . of the Declarations pages on the policy should a policy be issued:
Donald l. Schoenewolf____________
!
_________
Director of Risk Management: Hanson Industries
99 Wood Ayenue South
Iselin, HJ 08830
4. Attach a copy of Applicants latest Annual Report and Form TOK (or the equivalent if not applicable). See Annual Report and Form 20-F attached
5. List Applicant's subsidiaries or affffiates whose accounts are consolidated in its financial statements. (Attach list or make reference to listing in Applicant's Form 1QK or Annual Report):
See Annual Report, Form 20-F and Exhibit A
6. If Applicant is foreign, attach a list of subsidiaries or affiliates whose accounts would have been consolidated in accordance with generally accepted accounting principles in the United States.
See Annual Report and Form 20-f attached 7. Ust in Section I of Schedule A any other subsidiary, and affiliated or assooated company for which
coverage is requested. Attach Form 10K or Annual Report (or equivalent if not applicable) for each entity listed.
8. Describe in Section H of Schedule A:
(a) Each Joint Venture in which the Applicant has an interestfor which coverage is requested for the Applicant's interest only; and,
(b) All Joint Ventures, regardless of the amount of Applicant's participation, for which the Applicant requests coverage for the interestof ^1 participants.
9. Provide estimates for one year beginning with the intended effective data cf coverage:
(a) Annual Payroll (in U.S.doBara)
See Exhibit No. \
i a s
CanadaS
-- AH Others------ ------------- -----
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<31X1055904
0049-GLD-000055904
(b) Annual Gross Sales (in U.S. dollars) See Exhibit No. 1 and Form 20-F
USAS___________ CanadaS All Other $____________________________________________
Indude in (a) and (b) above operations described in Sections i and II of Schedule A. As respects Section 11 indude only the Applicant's participation forthose Joint Ventures for which coverage is requested orfy for the Applicant's participation. Indude total estimates for those Joint Ventures for which coverage is requested on behalf of all participants.
State amount and describe intercompany sales induded in (b) above exceeding 10% of total:
(c) Number of Employees: USA___35*000
n*narfa included in USA
All Other
(d) Describe exposure under the following and indcate correlalive payrolls:
1. juries a m Code 7031
Payroll: $ 320 r DM est
& FELA_______________________________________________________________
- ------
-
- Paymiha-- 40rOOP
______________
(e) Has the Applicant refused or in any way failed to accept Workers' Compensation in any state? Describe:
No__________________________________________________________________________
10. List automotive power units (estimate total owned and teased by type): $ae Exhibit 1
(a) TmHcg and Trar-trar; --------------
SchOOlh,Igoc
Ta*AM tuy
________________________________________
(b) Type of cargo hauled (elaborate if toxicfflammabie/exptosive or other similar hazardous-type substances are hauled):'
Tnsnreris nwn nrarinrt.s: HmlfPri hark haul npat>Mne
(c) Give details of long haul (over 500 miles one way) operations:
Snmp divisions .will, frnm time to tiro, haul their own goods in axcoss of 500 miles.
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GLD05S905
0049-GLD-000055905
(d) Describe any bus operations tor which coverage is requested: n /A
^
Description of
Number of
Miles
Number of
Operations
Buses
Travelled , Passengers Annually
Intercity intracity
|
School Buses
Tours
Other
' 11. Description of Operations:
Form 20-F
(a) Desert details of operations not otherwise contained in the attached Formfl^Sfor Annual
Report (e.g., occupancy type risks--number and size; construction type risks--tunnel and
dam work, turnkey operations; utilities--dams: etc.):
See Schedule A________________________________________ - -
(b) Describe entities, operations and services that have been sold, divested or otherwise discontin ued within the last 10 years and for which coverage is requested. As respects sold entities, state if requested coverage is for a) the interest of the Applicant, or b) the interest of the Applicant and the sold entity. Describe any products or completed operations associated with such entities, operations and services and state whether the liabilities arising from such products or compieled
' operations have been retained by the Applicant ft such liabilities have been assumed by others, describe by whom:
See Exhibit No. 2_________________________________________n-
(c) Describe any areas of expected expansion or charge or new products in next 12 months: "Hanson has and will continue to acquire companies which fit into
its major business segments when the proper opportunities arise.
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C~'
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GLD055906
0049-GLD-000055906
'f
12. Description of watercraft, railroad, fgftt-rafl, impoundments, waste operations and aircraft exposures: e.
(a) Describe for requested coverage any. owned or chartered watercraft under IX feet, nonseifpropeBed watercraft under 200 feet and any nonowned watercraft exposures under 100 feet Describe the use of such watercraft and provide details if such use involves the transportation of gloswe, flammable or hazardous materials:
See Exhibit to. 3______________________________________________ ;
Describe any watercraft not listed In (a) above forwhich coverage Is requested. Provide derails as respects type and use:
See Exhibit Wo. 3_____________ _____
(b) Describe any railroad exposures including details of any facSities/operations owned or operated (otherthan incidental sidings and premises grade crossings):
See Exhibit No. 4
_________________________________________
(c) Describe any light-rail exposure (e.g.. subway, streetcar, etc.) for which coverage is requested: No Known Exposure_____________ _
(d) Provide details as respects dams, dikes, levees or similar water consul devices in excess of 25 feet in height, and water impoundments, reservoirs, tailing ponds or similar water containers with more than X acre-feet of capacity that are owned, operated or are in the Care. Custody or Control of the Applicant _See_Exhibii_
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GLD055907
0049-GLD-000055907
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(e) Desctfce any transportation, treatment or storage ofwaste performed for others: See Form 2QF - Page 17. fcRr'c BrPfrnwavn lunriftU fUac^.ifanagwianfr)
. !Lu Jj w ^2^.
ft Describe any nonowned and chartered with crew aircraft and if coverage is requested, owned,
leased or chartered without crew aircraft. As respects owned, leased or chartered without crew
aircraft, describe each such aircraft and state number of passenger and crew seats:
See Exhibit Nn. fi.
a w-
t3. With respect to malpractice and professional Eability exposures, state:
(a) i. Medical (incidental to other operations): A. Number of doctors employed:__ 9 Fun B. Number of nurses employed: 35
s<woai Pay*
______________
C. if hospital or mecfical facilities are maintained by the AppScant, give location, number of beds, occupancy rate, outpatient visits:
-m
D. Desofee the use of such doctors, nurses, hospitals or mecfical facilities, by patients . who are not employees of the Applicant.
N/A
Indicate percentage of nonemployee patients:
--
2. List all hospitals, nursing, convalescent and retirement homes, HMO's, PPO's and similar medical care management services:
No Known Exposures
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GLD055908
0049-GLD-000055908
(b) Descrfoe ncnmedicai professional services (e-g., Architects, Engineer. Accountants, Lawyers, eta). Descrfce extent to which such services ere provided to third parties:
to Known Exposure______________________________ _____ __.__..
____ _______
_
t
(c) Descrtoe Insurance and Reinsurance Companies, Insurance and Reinsurance Producers. Claim and Engineering Services, Actuarial Services* Medical Review, Third Party Administrators, etc:
Hanson provides rone of ths services noted above to third parties_____________
14. Attach a list or describe below the products manufactured, handled, distributed, sold or services
performed under the following classifications:
Annual Sales
Classification
Description
USA
Canada
All Other
(a) Aircraft and/or aerospace products
or any material or substance supplied direcdytoorfor the use by the aircraft and or/aerospace industry
________________ -......
_________________ _________________
_________________ --
Please refer to Exhibit A, Exhibits 1 and la and Form 20-F
. - ..__
(b) Pharmaceuticals (Submit lists of prescription and nonprescription medical care products)
(c) Birth centre! drugs or devices
-(d) Chemicals and petrochemicals
(e) Nuclear Energy
(f) Pollution control devices
(g) Other products, or major services performed
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GLD055909
0049-GLD-000055909
15. Real and Personal Property (over $10,000,000 in value per location):
(a) Schedule locations of leased premises and indicate use and indicate whether Applicant is held harmless and/or named as an additional insured in landlord's policy: See Exhibit No. 7 atached:__where responsible^ Hanson.covers_wihh Property Insurer.^ Ij-Jvu.tuL-
1
(b) Schedule locations where personal property of others is in Applicant's Care. Custody or Control (e.g., Data Processing Equipment. Leased Machinery or Equipment. Goods for Storage or Processing, etc.):
None known in excess _of $500.000 at any one Location: where Hanson is
responsible, Hanson covers with Property Insurer.
16. Contractuai/Hoid Harmiessflndemnity Agreements: Provide details of any agreement that could reasonably be considered to be outside of the scope of those agreements normally entered into by the Applicant in the normal course of operations and any other such agreements that may be mate rial to the Applicant's legal liability or where the sole negligence of the indemnitee is assumed by the Applicant:
None Known
___ _
___
___ __
17. Describe loss control and loss prevention measures which Applicant employs and would like the underwriter to consider. Attach a copy of the program if appropriate. Is the program self-adminis tered? If administered by a service company or insurance company, provide name of administrator:
Various Loss Control used to provide .assistance .including-.Sedgwiote-James^.
N,A.T.L._S_.C.Q, Brown 8 Root Maintenance. lnc. and Austm ft Ant-ter^ar, Tnri.,
Johnson & Higgins - see Exhibit 8
Jut
18. Liston Schedule e ail liability insurance of the Applicant List layered policies in ascentfngjorder of
attachment, including layers retained by Applicant
With respect to Schedule B please:
(a) Explain any additional exclusions to standard General liability Policy coverage:
Asbestos. HazardOUS_Substance- Remedial firHnn and Pollution Rgrlnsinn
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GLD055910
0049-GLD-000055910
(b). Indcste deductibles, self-insured retentions,.retrospective rating plans or other funding mecha nisms in the amount of $1 mflfion or more per occuronee/acctdent:
See Schedule B
19. List on Schedule C a summary of losses by year (both insured and uninsured, including losses arising from discontinued or sold operations and losses arising from produce no longer manufac tured and services no longer provided) farthe past 10 years by tine of coverage. e.g.:
(a) Automobile Liability (b) General Liability (c) Produets and Completed Operations Liability
See Schedule C See Schedule C See Schedule C
(Note: the ineiusion of toss information in this application 5 not deemed to be Notice of Occurrence or Claim in accordance with section (c) of Section IV CONDITIONS of the Policy.)
20. Indicate on Schedule C any losses included on Schedule C that are caused by or alleged to be caused by pollution.
21. On Schedule D itemize and give details of all losses shown on Schedule C (Including losses arising from discontinued or sold operations and from products no longer manufactured and services no longer rendered) that exceed $1,000,000 (Paid, outstanding reserve and allocated expenses),
(a) caused by a single occurrence and separately,
(0} caused by any defect or hazard or alleged defect or hazard associated with Applicant's product
or operations completed or abandoned by the Applicant.
--
22. if any of the losses on Schedules C or D have been handled or reserved amounts established through a service contract rather than by an insurance company for its own account, give details below. (Include name of individual or organization; if Applicant self-administers own losses, furnish information about individuai(s) responsible for handling losses and their qualifications and the proce dures they toSow; attach report If a claim audit has been made in the past year by an independent service organization.):
Crawford 8 Co,, Constitution State Services Co., AIGCS, ESIS, 6AB. PMA
23. Is the Applicant aware of:
(a) any event or conditions which might reasonably be expected to give rise to a loss or liability in excess of SI ,000.000? (Indude toss or Babifty arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.) Describe:
See Schedule D
py. ,1a /
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0049-GLD-000055911
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(b) any defect or hazard or alleged defect or hazard associated with the Applicant's products or operations completed or abandoned bythe Applicant which might reasonably beexpected to give rise to a loss or liability in excess of $1,000,000 in aggregate? (Include any such defect or hazard arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.) Describe: No Known Exposure
24. Within the fast 10 years, has the Applicant had any settlements or judgments that are sealed and not disclosed in this application? (indude settlements or judgments arising from discontinued or sold operations and losses arising from products no longer manufactured and services no longer rendered.}: Yes See below ___Nc
25. Descrfce any ongoing nvestigations into the Applicants products or operations by any govern* mental body: None Known
26. Additional comments: Beazer East/Koppers losses not-.disrlnseri. Ongoing roveraop nnt reonesteri
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GLD055912
0049-GLD-000055912
27. THE APPLICANT, BASED ON REASONABLE INQUIRY (INCLUDING BUT NOT LIMITED TO REASONABLE INQUIRY OP THE LEGAL AND RISK MANAGEMENT DEPARTMENTS OF THE APPLICANT), WARRANTS TO THE BEST OF ITS KNOWLEDGE AND BELIEF THATTHE STATEMSVTS SET FORTH HEREIN ARE TRUE AND THAT NO MATERIAL INFORMATION HAS BEEN WITHHELD. IT IS UNDERSTOOD THAT THE COMPANY MAY REQUEST ADDITIONAL INFORMATION WHICH, WHEN SUBMITTED, WILL BECOME PART OF THIS APPLICATION AND SUBJECT TO THE FOREGOING WARRANTY.
SIGNING OFTHtS APPLICATION DOES NOT BIND THE COMPANY TO OFFER. NOR THE APPLICANT TO ACCEPT INSURANCE, BUT IT IS AGREED THAT THIS APPLICATION SHALL BE THE BASIS OF THE INSURANCE SHOULD A POLICY BE ISSUED.
BY SIGNING THIS APPLICATION, THE APPLICANT ACKNOWLEDGES THAT IT HAS RECEIVED A SPECIMEN POLICY AND AGREES TO BE BOUND BY THE MANDATORY ARBITRATION PROVISION SHOULD A POLICY BE ISSUED.
THE APPLICANT FURTHER WARRANTS THAT IF THE INFORMATION SUPPLIED ON THIS APPLICATION CHANGES BETWEEN THE DATE OF THIS APPLICATION AND THE INCEPTION DATE OF THE POLICY PERIOD, IT WILL IMMEDIATELY NOTIFY THE COMPANY.
THE APPLICANT FURTHER ACKNOWLEDGES THAT IT HAS RECEIVED INFORMATION FROM THE COMPANY DESCRIBING THE LIMITED SCOPE OF COVERAGE AND THE POTENTIAL COVERAGE GAPS INHERENT IN THE POUCY FORM. FURTHER, THE APPLICANT ACKNOWL EDGES THAT IT IS AWARE THAT THE LIMIT OF LIABILITY CONTAINED IN THE POUCY SHALL BE REDUCED, AND MAY BE COMPLETELY EXHAUSTED, BY "DEFENSE EXPENSES" AND, TO THE EXTENT THAT THE POUCY UMIT IS THEREBY EXCEEDED, THE COMPANY SHALL NOT BE LIABLE FOR "DEFENSE EXPENSES" OR FOR THE AMOUNT OF ANY JUDG MENT OR SETTLEMENT. THE COMPANY HEREBY ADVISES THE APPLICANT OF ITS RIGHT, UPON WRITTEN REQUEST, TO AN ACCOUNTING OF "DEFENSE EXPENSES" ACTUALLY PAID BY THE COMPANY UNDER THIS POUCY.
AS RESPECTS POUCIES ISSUED IN NEW YORK, NEW YORK LAW MANDATES THAT THE
FOLLOWING WARNING BE GIVEN:
___
"ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COM PANY OR OTHER PERSON FILES AN APPUCATION FOR INSURANCE CONTAINING ANY FALSE INFORMATION, OR CONCEALS FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO, COMMITS A FRAUDULENT INSURANCE ACT, WHICH IS A CRIME."
AS RESPECTS POUCIES ISSUED IN OHIO, OHIO REVISED CODE SECTION 3999.21, AS ENACTED BY HOUSE BILL 347, REQUIRES THE FOLLOWING WORDING BE ATTACHED TO INSURANCE APPUCATIONS AND CERTIFICATES OF INSURANCE:
"ANY PERSON WHO, WITH INTENT TO DEFRAUD OR KNOWING THAT HE IS FACILITATING A FRAUD AGAINST AN INSURER, SUBMITS AN APPUCATION OR FILES A CLAIM CONTAINING A FALSE OR DECEPTIVE STATEMENT IS GUILTY OF INSURANCE FRAUD."
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GLD055913
0049-GLD-000055913
NAME OF APPLICANT: (See 1. (a) Above)
Hanson P.L,C.
(Type)
(THIS APPLICATION MUST BE SIGNED ONLY BY A REPRESENTATIVE AUTHORIZED TO BIND THE APPLICANT).
TYPED NAME OF AUTHORIZED REPRESENTATIVE: Donald L. Schoenewolf
SIGNATURE OF AUTHORIZED REPRESE..N..T..ATIVE:
TITLE OF AUTHORIZED REPRESENTAT1vjfTDTrector of RisKManagement (Type)
nATP,/)
Submitted by a duly authorized insurance producer representing a Member Company ofthe Association.
NAME OF FIRM: Sedgwick James of NJ, Inc.
(Type)
COMPLETEMAUNG AnnHFSfi- 3 Becker Farm Road, Roseland, NJ 07068 (Type)
PHON& (201) 533-9393
cav. (201) 535-0591
TELEX: (___ L
NAME OF AUTHORIZED REPRESENTATIVE:
CZ
ASSOCIATION MEMBER COMPANY REPRE
(Type)
cZ
St ?~^ 7
All producers, except as noted below, should return the completed signed application to:
American Excess Insurance Association River Bend Executive Park 77 Hartiand Street, Suite 400 East Hartford, CT 06108
Phone Number (203) 528-2105 Fax Number: (203) 282-9393
Producers domiciled in Delaware, Maryland, New Jersey, New York, Pennsylvania and Canada, should return the completed signed application to:
American Excess Insurance Association Two World Trade Center, Suite 3870 New York, NY 10048
Phone Number: (212) 466-0097 Fax Number (212) 46&6303
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GLD055914
0049-GLD-000055914
(
SCHEDULE A
SECTIONI None Known
SECTION II
Name
Gifford-HilfAmerican Holdings, Inc.
Genoa Dock Corporation Squaw Creek Coal Company Kayenta Mobile Home Park Tecumseh Coal Corporation Yaamba Oil Shale Yaamba Magnesite Yankeetown Dock Corporation Dominion Terminal Associates
Battleground Water Co. Battleground Water Dist Co.
Description of Operations
Manufacturer of Concrete Pressure Pipe - Corporation Dock Transfer of Coal - Corporation Coal Mining - Joint Venture Mobile Home Park - Joint Venture Coat Mining - Corporation 0/7 Production - Joint Venture Magnesite Production - Joint Venture Dock Transfer of Coal - Corporation Terminal for Ocean Shipments of Coal Joint Venture Water Supply - Joint Venture Water Supply with three pipelines - Joint Venture
0a0tt9401jam
Stpvtun
DemllLSd*mmof Dlnetar e/XidUmeftmmr, Inc.
Oat*
GLD055915
0049-GLD-000055915
EXHIBIT A* 1. HANSON INDUSTRIES
COMPANY
Boral Resources Inc.
Cavenham Forest Ind. Inc. Duke City Lumber Co., Inc. Endicott Johnson Retail Corp. Glidco Organics
Goldfields Grove Cranes Kaiser Cement Kidde Industries, Inc. National Crane Peabody Holding Company Powder River Coal Company Quantum Chemical Company
SCM Chemicals SCM Chemicals-St. Helans Suburban Propane Company
OPERATIONS
Road Construction & Asphalt Production
Forestry & Forest Products Saw Mills & Lumber Manufacturing Shoe Stores Artificial Aromas & Flavors
Manufacturing Gold Mining Crane Manufacturing Cement Manufacturing Importers Truck Mounted Crane Manufacturing Coal Mining Coal Mining Manufacturing and Marketing of
Petrochemicals Titanium Dioxide Manufacturing Pigments Manufacturing Retail and Wholesale Propane
Distribution
* Refer to Question 5
GLD055916
0049-GLD-000055916
COMPANY
ARC Group
Ar Hanson Berry Magicoal/Dip
British Agricultural British Ever Ready Butterley Brick
Coombs HA
Crabtree Electric Cramic Engineering Croydex/Mallod/QRT Dufaylite
Greenways Landfill/Econowash Grove Coles LTD
Hanson Bank Hanson Brick Hanson H.O. Hanson Island Mgt. Imp. Foods Sevenseas
Imp. Foods Sidwell Imperial Foods H.O. Imperial Investment Imperial Tobacco H.O. UL Export Liverpool ITL International
EXHIBIT A
2. HANSON PLC
OPERATIONS
Aggregates, Civil Engineering, Building & Building Products
Helicopter Charter & Maintenance Manufacturers of electrical & Gas
Appliances Farming Contractors Battery Manufacturers Brick & Lightweight Aggregate
Manufacturers Manufacturers ofRubber & Plastic
Bands Electrical Components Engineering Factors ofHousehold Goods Manufacturer ofIndustrial Honeycomb
& Cold Stores Landfill Manufacturers ofMobile Cranes Lifting Platforms, Lorry Mounted Cranes, etc. Banking Services Brick Manufacturers Holding Company Investments Refiners ofEdible Oils & Suppliers of
Vitamins Importers of Tinned Salmon Management Company Pension Fund Administration Manufacturers ofCigarettes, Cigars,etc. Manufacturers of Cigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc.
GLD055917
0049-GLD-000055917
COMPANY
ITL LeafDivision ITL ManfBristol ITL Manf Glasgow ITL ManfIpswich ITL ManfLiverpool ITL ManfNottingham ITL Sinclair & CoIIis ITL Trading Central TIL Trading Liverpool ITL Trading Northern ITL Trading Southern James & Bloom
Krupp Mobil Krane Lindustries London Brick Marboum Melody Radio Ltd. Morton, RBT
Robinson Willey S.C.M. Scholes Group Scientific Fum.
SLD Bobcat SLD Genlite
SLD Pumps SLD Rollalong Stray Field Int.
Teddington Bellows Teddington Controls Teddington Industrial
EXHIBIT A
OPERATIONS
Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Manufacturers ofCigarettes, Cigars,etc. Vehicle Building Supplies, Roller
Shutters, Bar Grilles, Glass Fibre Mouldings Crane Manufacturer Management Company Brick Manufacturers Manufacturers ofElectrical Accessories. Commercial Radio Station Brewery, Aerospace & General Engineers Including Nuclear Industries Electrical & Gas Heating Appliances Manufacturers ofTitanium Dioxides Manufacturer of small circuit breakers Suppliers ofMedical, Laboratory & Scientific Equipment Bobcat Hirers & Distributors Hire & Sale ofPumps & Dewatering Equipment Hirers of Concrete Pumping Equipment Hirers ofRollalong Site Amenity Huts Manufacturers ofRadio & Frequency Drying Systems Manufacturers ofMetallic Bellows Precision Engineers Manufacturers ofPressure & Temperature Sensing Devices
GLD055918
0049-GLD-000055918
COMPANY
Toolrite Wame, Wm
Weber Futair
EXHIBIT A
OPERATIONS
Toolmakers & Precision Engineers Manufacturers ofRubber & Plastic
Industrial Products Manufacturers & Hire of Site Amenity
Huts
3. CORNERSTONE CONSTRUCTION & MATERIALS
COMPANY
OPERATIONS
Acme Materials & Construction Co.
Ash Carriers, Inc. Ash Products Associated Asphalt Products, Inc. Bayshore Concrete Products Corp. Beazer East Corp. Beazer Pennsylvania
Benchmark Materials Company
Blue Diamond Materials
Bonanza Materials, Inc.
BWD Reality, Inc. CDK Contracting Chester Carriers Chino Ready-Mix, Inc. Concrete Products Dallas Concrete Davidson Minerals Properties, Inc. Davis Concrete Company
Eastern Rock Products, Inc.
Construction Materials Producer & Road Construction
Trucking - Fly Ash Fly Ash Sales Construction Materials Paving Concrete Products Manufacturing Construction Construction Materials Producer &
Road Construction Aggregates and Hot-Mix Asphalt
Products Construction Materials & Ready-Mix
Concrete Manufacturing Ready-Mix, Aggregate Manufacturing &
Trucking Home Development
Construction
Concrete Manufacturing & Distribution Concrete Products Manufacturing Concrete & Ready-Mix Manufacturing Construction Materials Manufacturing Construction Materials & Ready-Mix
Concrete Manufacturing Construction Materials Producer & road Construction
GLD055919
0049-GLD-000055919
COMPANY
Echols Brothers, Inc. Eldorado ofMcKinney Energy, Inc. Fairfield Bridge Co. FK Company, Inc. Fort Worth Concrete France Stone Co. General Crushed Stone Co.
Gifford Hill & Company
Holland Div. ofDavidson Min. Prop. HRI, Inc.
Industrial Construction, Inc. Kaiser Sand & Gravel Company
Kentucky Stone Co.
Kem Rock Company
Larco Construction
Livingston-Graham
Lycoming Silica Sand Co. Mid-South Materials
Miles & Sons Trucking Service, Inc. Nello L. Teer Co.
North Texas Concrete Company Partin limestone Products, Inc.
Reed Paving, Inc.
Reeves Construction Company
Ric Company
EXHIBIT A
OPERATIONS
Construction Home Development
Bridge Construction Construction Concrete & Ready-Mix Manufacturing Construction Materials Manufacturing Construction Materials Producer &
Road Construction Aggregates, Hot-Mix Asphalt and
Concrete Pipe Products Construction Materials Manufacturing Construction Materials Producer &
Road Construction Asphalt Manufacturing Construction Materials & Ready-Mix
Concrete Manufacturing Construction Materials Manufacturing &
Paving Construction Materials & Ready-Mix
Concrete Manufacturing Construction Materials Producer & road
Construction Open-Pit Mining & Ready-Mix Concrete
Manufacturing Construction Materials Manufacturing Construction Materials & Ready-Mix
Concrete Manufacturing Trucking Construction Materials Producer &
Road Construction Aggregates Manufacturing Crushed White Limestone Bagged
Distribution Construction Materials Producer &
Road Construction Construction Materials Producer &
Road Construction Cement Import Terminal
GLD055920
0049-GLD-000055920
COMPANY
Sim J. Harris Company
Sloan Construction Co., Inc.
South Coast Materials Company
South Texas Materials
Southern Pacific Milling Company
Spectrum Construction Company
Squires Homes, Inc. Stone Man, Inc. Stilly-Miller Contracting Company Suncrete Materials Company Sunridge Country Classics Teer Aggregates Tidewater Construction Corp. Tidewater Equipment Corp. Tugalo Construction Co. Western Rock
EXHIBIT A
OPERATIONS
Construction Materials Producer & Road Construction
Construction Materials Producer & Road Construction
Open-Pit Mining & Asphalt Manufacturing
Construction Materials & Ready-Mix Concrete Manufacturing
Construction Materials & Ready-Mix Concrete Manufacturing
Construction & Highway and Bridge Construction
Home Development Aggregates Road Construction Ready-Mix & RoofTile Manufacturing Home Development Aggregates Construction Barge Construction & Steel Fabricating Construction Materials Manufacturing Aggregates
4. OVERSEAS
COMPANY
OPERATIONS
Kidde Consumer Durables (F.E.) Ltd. Kidde Consumer Durables (Taiwan) Ltd. SCM Chemicals, Ltd.
Exporters - Hong Kong Exporters - Taiwan Titanium Dioxide Manufacturing -
Australia
Donald L. Schoenewolf Director ofRisk Management, Inc.
080294.HAN
Signature
Date
GLD055921
0049-GLD-000055921
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GLD055922
0049-GLD-000055922
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OCTOBER 1, T9H'OCTOBER 1 1M,
2J
GLD055923
0049-GLD-000055923
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
GLD055924
0049-GLD-000055924
O llx v n BORIN BUftDERS SUPPtY
USI SOLO
SUPPU6RTO MOSB.E HOME INOUSTRY
v
EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
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GLD055925
0049-GLD-000055925
V
EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
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GLD055926
0049-GLD-000055926
x
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EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
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GLD055927
0049-GLD-000055927
GLD055928
0049-GLD-000055928
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
27
GLD055929
0049-GLD-000055929
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
GLD055930
0049-GLD-000055930
GLD055931
0049-GLD-000055931
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
20
GLD0S5932
0049-GLD-000055932
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
C
EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
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GLD055933
0049-GLD-000055933
1
EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
II
3o
i1 5
3
l
s> 93S92 88888
25 3 2 55 3
1111111 I s
GLD055934
0049-GLD-000055934
EXHIBIT 2
HANSON INDUSTRIES DISCONTINUED OPERATIONS
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33
GLD055935
0049-GLD-000055935
i
II
s1 j* 11 &
V
GLD055936
0049-GLD-000055936
HANSON INDUSTRIES DISCONTINUED OPERATIONS
EXH
EXHIBIT 3 U.S. WATERCRAFT EXPOSURES
I. SCM Chemicals, Inc.
a) Harbor tug "Satin Lady" owned by SCM Chemicals and used for the transport of sulfuric add in Baltimore.
Description: Year Built Gross Tonnage: Physical Value:
steel tugboat 1977 44 $275,000
Three barges owned by SCM Chemicals - #3,4,5.
Description:
' add barges
Year Built:
No. 3-1946
Nos. 435-1956
Gross Tonnage: 155 each barge
Physical Value: $75,000 each barge
Trade in Chesapeake Bay
II. Kaiser Cement
a) Kaiser Cement "Norman" owned by Kaiser Cement Corp.
Gross Tonnage; 3,771 Registered in Panama Capacity 5,500 tons of cement in bulk
b) . "Orion 21" - Charter Vessel bulk cement carrier
Gross Tonnage: 3,499.70
Net Tonnage:
2,033.71
Dead Weight: 6,370 tons
Capadty Length: 112.20 M
(L.O.A.) .
.
Both of the above trade between UBE, Japan to Guam and Saipan. Kaiser charters various tugs, barges and ships depending on demand for cement.
08029402
3?
2`d TyaOTS) >DIM903S Ud0fst70 So, 62 cQS
GLD055937
0049-GLD-000055937
EXHIBIT 3 IIL Beazer East - Tidewater Construction
Vaygl
1969 Crewboat Barge #30130* Barge #31130* Barge #32140*
Barge #33385' Barge #34 Barge #35 385' Barge #36140* Barge #41 Barge #42 Barge #43 80' Barge #44100' Barge #45 100' Barge #46 100` Barge #47120' Barge #40120' Barge #51120'
Barge #52120' Barge #53 120' Barge #54 120' Barge #55 80* Barge #56 100' Barge #59 50' Barge #60130' CHAD D 57' DAUNTLESS 511 TCC27 TCC28 TCC29 TCC37 Mr. G. 37' RIG #11 110' RIG #14 88' RIG #15 127* RIG #16 88'
RIG #17(P/R)96' RIG#1S 130' RIG #20 150' Sampson 165' Tramp 64' William 4V
Workboat/Crewboat Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-10,000 Gal Oil/Fuel
Barge-10,000 Gal Oil/Fuel Barge-No Fuel Aboard Barge-10,000 Gal Oil/Fuel Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard
Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-10,000 Gal OH/Fuel Towboat/Tug/Pushboat Towboat/Tug/Pushboat Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-No Fuel Aboard Barge-10,000 Gal Oil/Fuel Towboat/Tug/Pushboai Barge-10,000 Gal Oil/Fuel Barge-10,000 Gal Oil/Fuel Barge-10,000 Gal Oil/Fuel Barge-10,000 Gat Oil/Fuel
Barge-10,000 Gal Oil/Fuel Barge-10,000 Gal Oil/Fuel Barge-10,000 Gal Oil/Fuel Barge-10,000 Gal Oil/Fuel Towboat/Tug/Pushboat Towboat/Tug/Pushboat
Insured Value
$75,000 $75,000 $150,000 $100,000
$100,000 $350,000
$46,000 $45,000 $45,000 $45,000 $60,000 $60,000 $75,000 $75,000 $75,000 $75,000 $25,000 $45,000 $20,000 $75,000 $325,000 $75,000
$30,000 $350,000 $300,000 $800,000 $500,000 $300,000 $800,000 $1,200,000 $1,000,000 $125,000 $40,000
GRT
330 16 330 556 1,504 941 1,504 800 300 300 300 260 260 260 330 330 330 330 380 380 70 230 72 700 50 33 661 820 620 600 17 600 300 600 370 300 1,000 900 850
52 22
*d 1930" MDIMSG3S Wd0P::tP0 96, 62
GLD055938
0049-GLD-000055938
IV.
PEABODY COAL COMPANY (PCCM) Watercraft
Equipment Switch Boats M/V Jean McDowell M/V Old Aba M/VTedKelce M/V Eagles Net PERMANENTLY MOORED FLEETING BARGES MAT 2 Repair (Kaskaskla) Steel Flat Deck Pontoon Barge No. 152 Kadkaskla) TVA 1 and 2 Barge MTM 202
GLD055939
0049-GLD-000055939
*
EXHIBIT 3 V. Cavenham - Forest Industries
Five Boats (owned) under 25 feet
Number Location
Purpose
2 Cathlamet, WA Boom boats used in log rafting.
1
Olympic, WA
McGregor 18 foot boat.
2 Warrenton, OR Boom boats under in log raft movement.
VI. Quantum
(A) Quantum owns two barges at the LaPorte Complex in Texas. Quantum leasas barges at the Clinton, Iowa, Morris, Illinois and LaPorte, Texas plants. Quantum also charters ocean vessels, the charter is spot and never the entire vessel.
(B) The capacity of the two owned barges at LaPorte are 10,000 barrels each.
(C) The type of cargo carried: Ocean Vessels - Vinyl Acetate Monomer - Acetic Acid
Barges: Debutanized Aromatic Concentrate -BHM -Pygas - Vinyl Acetate Monomer
-Acetic Acid
- Mixed C4's - Metanol - Resid
(D) Navigationai limits
- Spot charters primarily Europe, occasionally Turkey and Singapore.
-River and Intgrcoast^Waterway for the barges.
(E) The type of charter for the ocean vessels is spot.
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37 7'd ")t#aO"D >DIM303S Wdtfr:*0 S6, 62 d35
GLD055940
0049-GLD-000055940
EXHIBIT 4
RAIL OPERATIONS
LINES
I
Peabody Coal Companies own or lease 155 route miles distributed among 38 locations, an average of four miles per location, though a single line can be as long as 43 miles {Lee Ranch) followed by eighteen (18) at Lynnville, or as short as less than one mile (Robin Hood). Approximately 18 route miles of the total is inactive.
TRAFFIC
At four sites coal is moved by Peabody locomotives from mines to prep plants and to rail heads at transportation facilities such as docks and truck-loading facilities or directly to power plants. At the remaining fourteen sites. Class (railroads bring their equipment instances onto the property and load the cars while on our premises. As indicated above in Lines, none of our railroad operations are of substantial distance save the 43-mile stretch leading to Lee Ranch in NM, and all are located in a rural environment. See attached for detailed breakdown.
TRACK
Most lines are single track. The exceptions are: those in West Virginia, where there is multiple track operation at every Prep. Plant (see attached); a five-mile addition which became operable on 10/1/94 at Rochelle, WY, doubling capacity, but not route miies.
TRACTION AND ROLUNG STOCK
Thirteen locomotives (nine owned, four leased) located at seven different sites. 668 hopper cars (66 owned, 602 leased). One of the owned locomotives sits at a closed facility (see attached).
LOSOt/2
3?
GLD055941
0049-GLD-000055941
EXHIBIT 4
1
LOCATION Kentucky Star Breaker
PEABODY HOLDING COMPANY
08/01/95 Railroad Exposures
(0* Owned. L b Leased)
TRACK
ROLLING
MILAGE on. STOCK on.
0(0 01
LOCO*
J
MOTIVES } OJL 1 STATUS
i !1
Oi (CLOSED
River Queen * Midland (fotmeriy
River Queen Prep. Plant)
Center RP
Ohio
Sunnyhiil
Illinois
Randolph PP
Eagle U/G PP
River King #3
Freeburg PP
Kaskaskia
Will Scarlet
Mine 10
Oklahoma
1
Rogers Ctv 2
Missouri
1
Power
Indiana Lynnville 1
i
Universal
Hawthorn
Squaw Creek
Jasonvilie Shop
Sunlight Sour
West Virginia
1
Robin Hood
Huntington
Colony Bay
Wells
Rock Lick
Harris
Kopperston
Tyqart River Various Mines
Montana
Big Sky
Wyoming
North Antelope
Rochelle
Caballo
Rawhide
Colorado
i
Powderhom
New Mexico
1
Lee Ranch
TOTALS
1
Owned
Leased
GRAND TOTAL
10.99 0 00
OIO
16 0 6.25 iO
OIL OlO 7iO 010 , OIO
i OlO
0:0
18.310 i
OiO Bio 4.17)0 0:0 o:o
1 0.85; L
OiO 1.43:0
1;0 1o 1!0 10 I'O
!
8.6'0 i
90 60 5.2 0 50
1.820
430
155.760.851
156.61!
OS 01
! 01
L
59)0 0)0 01 01
40IL
01 0<
: 0.
0)
70 20IL
0 0= 142 L 0 0
0 0 0 00 O' 0* Oi 400'L
1
0! !
00 0 O'
0 ____ i
- -___i_ __________ 01____ ,
1 5S.0 602-L 668
i i 110 {CLOSED 0! (CLOSED i:
Oi (CLOSED ;j
510 :ACT1VE OIO (CLOSED 01 1CLOSED 01 iCLOSED 2:L ACTIVE 0: CLOSED
oo ' CLOSED :
Oi ICLOSED
Oi CLOSED I1
2:0 `ACTIVE
o. CLOSED Oi ACTIVE 2:L :ACTIVE O' CLOSED o: CLOSED
: 0: IDLE 01 CLOSED 01 (ACTIVE 0. ACTIVE 1:0 (ACTIVE 0< 'ACTIVE 01 (ACTIVE 01 `ACTIVE 01 ACTIVE
1! o: ACTIVE
ii 0 ACTIVE Oi ACTIVE 0. ACTIVE 0: ACTIVE
0! ACTIVE
j 01 ACTIVE
90 4'L 13
10801/3
33
GX.D055942
0049-GLD-000055942
EXHIBIT 5
DAMS AND IMPOUNDMENTS We have a sufficient number of Division Mine, Safety & Health Administration (MSHA) Certified Dam and Levee Inspectors. They inspect 49 dams weekly and an additional eight quarterly. There are no adverse reports, deficiencies or citations for any impoundment structures at this time (08/01795). There are twenty-four impoundments of six hundred acre feet or larger. The largest is six thousand (6,000) acre feet and is located approximately two miles from Freeburg, lb. Only two are located closer than one mile to a town. One has an area of 1,632 feet and is approximately 1,000 feet from Twilight, WV, a town of 200. The other has an area of 3,637 acre feet and is located .5 miles from Prenter, WV. Peabody claim records reflect that no claim exceeding $25,000 has been made against Peabody for damages arising out of a dam or impoundment incident for the period 1978 through July 31, 1995. The following schedule lists dams and impoundments that are 60 acre feet or larger and is based on information contained in the 08/01/93 Impoundment Survey.
L0801/4
6LD055943
0049-GLD-000055943
EXHIBIT 5
PEABODY HOLDING COMPANY, INC. 08/01/95Dams andImpoundments
LOCATION/TYPE/POND
Camp #11/Slurry Camp # 11/Fresh Water Hawthom/Fresh Water Lynnville/Slurry Mine #10/Slurry1 Mine #10/Slurry1 Randolph/Slurry 2
River King/Slurry 3 River King/Slurcy 3
River King/Fresh water River Queen/Siurry
Camp #9/$lurry Big Mountian/SIurry Wells (EACC)/Slurry Kopperston/Slurry Monteoal/Slurry Robin Hood/Slurry
Federal # 2/Slurry Rock Lick/Slurry Kayenta/Fresh water Kayenta N7D Siltation
ACRE FEET 730 2,400 700 2,400 2,670 3,394 2,820
1,050 6,000
60 4,810
6,020 3,673 2,500
608 1,445 1,632
3,233 2,604
669 755.88
DISTANCE
2.0 2.0 2.5 2.0 3.0 3.0 1.0
2.0 2.0
3.3 2.0
1.1 .5
1.5 1.5 1 1
4 .5
20 20
TOWN
Boxville, KY
Boxviile, KY
E. Pleasantville, IN
SW 1-64 & Rt. B1 Pawnee, IL
Pawnee, IL
SW Marissa, IL
E. Freeburg, IL Freeburg, IL
NW Sparta, IL NW State Road 181 and W. KY Parkway Weverly, KY
SW Prenter, WV E. Wharton, WV E. of Kopperston NW Montcoal, WV
Twilight, WV
Blacksville, WV Bald Knob, WV Kayenta, AZ
Kayenta, AZ
' STRUCTURES BELOW
Farmland and Hwy. 141 Farmland and Hwy. 141 Farmland and Railroad Old strip spoils Mine #10 Prep. Plant Farm House, Farmland & Lake Strip mine spoil, roads & one residence Slurry area Uninhabited lowlands - low hazard per MSHA Farmland, 3850 & 5761 pits Mined lands
Farmland & Hwy. 141 Prenter (pop. 200) River, railroad, town & Route 85 Crany (pop. 1001 Eunice, WV (pop. 600) and railroad Twilight ipop. 200} & PCC Prep Plant Mine Portal Uninhabited land Range land, power line Range land, road.
1 - no water
2 - dam to be modified 3 - storage is less than 5 acre-feet
L0801/5
GLD055944
0049-GLD-000055944
EXHIBITS
U.S. AIRCRAFT- OWNED EXPOSURE
Aircraft
Reaistration
1. Commander N0B40FK 840 Turbo
2 BAE125-1000 N792H
3. Challenger w-eSG CL601
4. Challenger N-46SG CL600
5. Sikorsky S-76 N-9HM
6. Saberiiner 80 N-90GW
7 TWin Otter N-304PC
9. Westwind If N-500MD 300
9. BA-125-700A N700SG
Sealing Pass Crew 6+2
9+3 8+3
12 + 3
~6 + 2 6+2 19+2 7+2
8+2
Insured Value
S750,000
Business Unit
FK Contracting
$13,000,000 Hanson Corp. $15,000,000 Hanson Corp.
$15,000,000 Hanson Corp.
$7,500,000 $1,500,000 $1,000,000 $2,000,000
Hanson Corp. Grove Peabody Peabody
$3,250,000 Peabody
oaowja,
Slgaanm
DDianaaicMrtLfR.5UtkkoMwBneaftftmtnt. ^
Dv
GLD055945
0049-GLD-000055945
EXHIBIT 7
HANSON INDUSTRIES
U.S. LEASED PROPERTY (OVER I$lQ>OOOtQQO N VALUE)
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GLD055946
0049-GLD-000055946
i
AMERICAN EXCESS INSURANCE ASSOCIATION 77 Haitland Street
East Hartford, CT 06108
Allen F. Lyons Phone: 2035282131
Fax: 203 282 9393
August 24,1995
FAX: 1-201-535-0591
Richard Bennett Sedgwick Global Roseland, NX
RE: Hanson PLC
Dear Richard:
Thank you for arranging the meeting with Don Schoenewolfand Anthony Ferrara.
I sent you earlier this morning the letter on USI claims. This is confirm our understanding regarding a number ofthings that relate directly to the pricing ofthe renewal.
Don wants quotations for limits of$75 million and $100 million excess of $75 million, $100 million and $125 million.
Eastern will not be included on the renewal quotation. The English government has yet to approve the merger.
Don provided the following information regarding sales:
Peabody Venezuela Gold Fields Hanson Bricks Seven Seas EverReady Smith Meter Artesanias Baja Signa Arc Aggregate Greenways Environ Waste Imperial Tobacco
No activity Inactive Same sales as last year ($83 million) Same sales as last year ($83 million) Sold Sold Sold Sold Same sales as last year ($833 million) Same sales as last year ($38 million) Less that 1% of total sales, including electricity. Same sales as last year ($3.5 million)
LfC
GLD055947
0049-GLD-000055947
The proportion of sales on Peabody Coal has changed significantly. The deep shaft sales now comprise only 45% (versus 53% last year) of all Peabody's sales. He also said that he is getting the UK sales and we will have these soon. It is very important that we get this information prior to the renewal so I would appreciate your staying on top of this. Don also advised that Hanson may be responsible for some claims in the excess area. He used as an example claims related to US and Kidde. He also advised that Krupp retains no liabilities on cranes made by Krupp before the sale to Hanson. We advised that our policy does not respond to " rip and tear" claims. X will tiy to get the quotation to you as soon as possible. Thanks again for your help.
Allen F. Lyons, Sr. Account Analyst Farmington Management, Inc. General Manager for American Excess Insurance Association
4/
GLD055948
0049-GLD-000055948
Post? "SXNOtS
7671
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Pimw#
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(CTeQu<*ift n. RISK CONTROL
Hanson isa conglomerate with seven majorproduct lines: Product (e.g. company)
Chemical (Quantum) Timber (Cavehham) Coed (Peabody) + Construction andConstructionProducts (Tidewater) Propane (Suburban) MaterialHandling (Grave andNational Crane) Miscellaneous (SCMand Glidco)
Responsibility andStandards
i
Due to the diversity ofoperations, each division is responsiblefor its safelyprogram. Safety is a line responsibility and accountability is at the local level Each has a designated safety management or coordinator. These ine&vidudls are responsible in assuring that safety standards art maintained andnew standards developedandimplemented.
Minimum safety standards include:
HazardInspections/Analysis AccidentInvestigations Safety Committees/Teams Employee Safety Training Management Support/Direction Medical/FirstAid OSHA Compliance
Hanson Risk Control Goals
Risk Controlgoals are threefold:
Reduce losses Minimise cost ofaccidents Assure compliance and regulations
Risk Control Consultants are provided by Hanson Ride Management to meet these goals. Consultants work with Division Management in a variety of disciplines including Safety Management, Ergonomics, Industrial Hygiene,, Training and Education, etc. The consultants assist Hanson Management in the design and implementation ofsystems to meet the basic goals.
Sedgwick Risk Control Consultants work with Hanson Risk Management to ensure that the services are effective and cost efficient. Other providers include HA71SC0, Johnson & Higgins, Liberty Mutual and taker independent consultants. This is in line with Hanson RiskManagement
14 X
I'd TbaOTSi X0IMD03S Wd0S:20 96/ ST 9DW
GLD055949
0049-GLD-000055949
r
philosophy of assuring if* host person far the task. Consultants are not limited to Workers' Compensation, but are also involvedwith all liability issues.
JURISDICTIONS:
For worker safety, Hanson comes under the auspices offee Federal Occupational Safety & Health Administration (OSHA and the accepted state plans (California, Tennessee etc.). This isfor all divisions wife fee exception ofPeabody Coal which is under the auspices of the Mine Safety & Health SafetyAdministration (MSHAJ, Consuhantsworkwife fee divisions to ensure compliance.
2'd -WSCTB >DIMM3S Wd0S:20 S6, SI 30W GLD055950
0049-GLD-000055950
MEORANDUM VIA FAX FROM SEDGWICK GLOBAL NEW JERSEY
To: Allen F. Lyons - ABA
Frwn:2bigCftracijaiMlc 201-8394888/939-0891 fax
Date: August 18,1998 Subject: AEIA Application
Fax No: 203482-9393 Tota pages tad. this page: 2
In regard to yours of 8/15/98, please note as follows:
1. Requested from insured. 2. Exhibit 1 shows exposures for US companies and their foreign operations only. Krupp, UK and othertereign domiciled subsidiary companies were not included on Exhibit 1.
See page 5 of the 20-P which Indfcates the totals tor UK and otherforeign companies. I
will try to obtain projected sains forforeign companies as par your questions 8 & 7. ^Schedule A. as required by AEIA application question 7 is for all other entitles not included under application question 8 (Schedule A-Seetion IJand per question 8 all Joint Ventures (Schedule A-Sectien II.). The answer to Schedule A-seetfon l is "None Known". I will try to obtain joint venture projected sales and sales as per 2. above. 4. Requested. 5. Requested. 6. & 7. See response to 2 A 3 above. 8. Requested. 9. Requested. 10. See attached corrected response to Question 10(a). It is answered the same as last year. 11. Cheeking this out, will advise. 12. No they do not. In fact in most cases the railroad operates with their engines and their employees and they provide their own lability insurance. 13. Those note marked are 3/31/98. 14. Will find out for you. 18. Yea this is against Casco.
Thank you.
4* I'd IdaOlS XDIM9G3S Wd8T:2T S6r 9T Sffld
GLD055951
0049-GLD-000055951
AMERICAN EXCESS INSURANCE ASSOCIATION 77 Hartland Street
East Hartford, CT 06108
Allen F. Lyons Phone: 203 528 2131
Fax: 203 282 9393
August 15,1995
FAX: 1-201-535-0591
Zbig Chrzesrijanek Sedgwick James ofNew Jersey Roseland, NJ
RE: Hanson PLC AEIA Renewal
Dear Zbig:
I just completed the review ofthe renewal submission. I appreciate the effort in getting all the information into us but I have a number ofquestions.
Also, you asked ifwe could provide coverage on watercraft on a blanket basis. We are willing to cover all owned and non-owned watercraft less than 100 feet in length and not used for hire. Will this be satisfactoiy?
1. Will we be asked to quote on Eastern Group PLC? If so, see my fax of 8-1-95 regarding dams.
2. Schedule A entities are not dear. I noticed that Krupp Mobile Krane is included on Exhibit A but it is not shown on Exhibit 1. Is it included in one ofthe other entity's sales?
3. We need the sales of all entities on Schedule A unless they are included in one ofthe listed entities on Schedule 1. Please advise ifthe sales of entities on Schedule A are included.
4. Please split out the revenues earned from deep shaft mining on Peabody Coal. Last year it was about 53% ofthe total.
5. Please advise the revenues earned from Hanson Properties East.
GLD055952
0049-GLD-000055952
6. Foreign sales apparently are incomplete. It appears that the same entities that were originally overlooked last year are not included this year. The following are missing:
Imperial Tobacco Gold Fields Signa (both US and Foreign) " Kidde Consumer Durables (KCDC) Artesanias Baja Peabody Venezuela Coal (advise if deep shaft or strip) Arc Aggregate Hanson Brick Entities Smith Meters Seven Seals EverReady Greenways Environ Waste 7. It is very important that all sales in the United Kingdom be identified so we can properly allocate the taxes for them.
8. Please advise the receipts earned on the waste management operations.
9. Please advise the receipts derived from the electricity generated from the waste management operation.
10. Question 10(a) ofour application was not answered. Please advise the
number ofprivate passenger autos, trucks and tractors, school buses and taxi-
livery vehicles.
."-..tS
11. Please confirm that Hanson is not responsible for unreported claims on the
sold entities regardless ofwhen the date ofaccident is.
' P '
12. Please verify that Peabody Coal does not operate any trains on Class 1 railroads. Ifthey do, what protections are afforded at crossings.
'-
13. Please advise the Loss Evaluation Date ofthe loss information. 3- : -
14. Please provide more detail on the Quantum explosion loss from the accident
of6-ll-92. The claimants were Marten & Dahlstrom. &- w-':
r
15. Is the Nathan Heintz $3,002,312 loss against Casco? Ifnot, please advise the status ofthe Casco loss that was on last year's experience. M' 1 ' '
GLD055953
0049-GLD-000055953
When I hear from you on the above I will try to complete the pricing for the renewal. Thanks. Allen F. Lyons, Sr. Account Analyst Farmington Management, Inc. General Manager for American Excess Insurance Association
M-7 GX1D055954
0049-GLD-000055954
Sedgwick
Sedgwlek James of New Jersey, Inc.
3 Becka-Farm Road. RosgtentlNgw Jersey 07068-37f
Telephone 201 533-9393. Direct Telephone 20?33-4O88
. Facsir
October 31, 1995
0591 ip-v r?
Mr. Anthony R. Ferrara RiskManager Hanson Industries 99 WoodAvenue South Iselin, NJ 08830
Re: American Excess Insurance Association Policy No. HR00099795 October 1,1995 to October 1,1996
Dear Anthony:
Enclosed please find the captioned renewal policy issued by the AEIA. This policy has been reviewedand is in order. A Summary ofInsurance outlining AEIA'spolicy is attached
Also enclosed is a corrected Endorsement No. 9, which now shows the proper spelling of "SubsidiariesYou can return die original endorsement to our ctffice, which will beforwarded to AEIA.
Drydock Builders Enterprise and Moulinex Group (which was automatically included since it is under 5% of sales) have been added to the policy. Please provide the schedule of underlying insurance for each if separate or advise in which existing underlying program/s will they be placed.
Please note that the Peabody Coal Company Watercraft schedule will be corrected to show values and sizeAveight. Joe O'Conner is obtaining the details, which will beforwarded to AEIA andyou when available.
Ifyou shouldhave any questionsplease advise.
With kindest regards\
ZolgniewJChrzescijanek Associate Director
ZOlod
cc: DonaldL Schoenewolf
Insurance Broking Risk Services Employee Benefils
GLD055955
0049-GLD-000055955
MMtnMXi
Sedgwick
SUMMARY OFINSURANCE
Type ofPolicy:
Excess Liability
Named Insured:
Hanson PLC
Insurer:
American Excess Insurance Association The insurance afforded by thispolity isprovided by member insurance companies listedasfollows:
Insurance Companies
Percentage Participation
The Aetna Casualty and Surety Company Continental Casualty Company Continental Insurance Company Employers Reinsurance Corporation Federal Insurance Company Fireman's Fund Insurance Company General Accident Insurance Company ofAmerica The General Star National Insurance Compary The Indemnity Insurance Company ofNorth America NAC Reinsurance Corporation North American Specialty Insurance Compary St. Paul Fire andMarine Insurance Company The Travelers Indemnity Company Zurich Insurance Company, U.S. Branch
19.58% 6.89% 6.65% 2.60% 5.70% 5.79% 1.04% 5.21% 10.42% 5.79% 5.79% 5.79% 12.26% 6.59%
Policy Number:
HR000099795
Policy Term:
October 1,1995 to October 1,1996
Coverage and Limits:
$50,000,000 Limit ofLiability under thispolicy in the Aggregatefor all covered Occurrences; this is a Reported Occurrence Polity that contains certainfeatures that are analogous to the onesfound in claims madepolicies
$100,000,000 Per Occurrence Underlying Amount
Hanson is indemnified, excess ofthe underlying,for losses that they shall become obligated to pay as Damages and/or Defense Expenses by reason ofliability imposed upon Hanson by law or liability of others assumed by Hanson under contract or agreement because of Personal Injury (which includes Bodily Injury) Property Damage or Adverting Offense anywhere
-1-
GLD055956
0049-GLD-000055956
Sedgwick
Defense Expenses are included in the Limit ofLiability ofthe policy andare in the Per Occurrence UnderlyingAmount
ExtendedReporting Periodcan bepurchasedannually; ifnot purchased there is a 60 Day graceperiodfor reporting occurrences
COVERAGE EXCLUSIONS:
A. Personal Injury, Property Damage orAdvertising Offense occurrences assumed under contract which occurredprior to contract becoming effective
B.
C. Offense
Personal Injury, Property Damage or a Advertising Offense as respects Watercraft except loading or unloading atpremises owned, leased or controlled by Hanson Also not excluded: 1. Excess of$100 million, all ownedand chartered or leased Watercraft
shown in Exhibit 3 ofthe renewal submission 2. Excess of$100 million on all rum-owned Watercraft less than 125feet
and not used to transport thirdparties orproducts ofthirdparties 3. PersonalInjury or Property Damage arising out ofa
Watercraftwhichfall within the definition ofInsureds Products 4. Coveragefor MNorman" is excluded
1. PersonalInjury; Property Damage or Advertising Offense arising out of: A. Actual or alleged or threateneddischarge ofany Pollutant into or upon person, place or thing, including land, property, air; water andwhether below or above ground B. Environmental evaluation, testing, clean up etc. directed by governmental or otherwise Except for Personal Injury, Property Damage or Advertising arisingout of: (x) Hanson's Products (y) Unintendedfire, explosion, lightning or a collision or overturning ofan automobile or railroadvehicle (z) Single or intermittent discharge which ceases in seven days ofits first commencement and is discoveredwithin seven days after discharge
2. As respects l(y) and (z) abovefor Hanson owned, leasedand/or rented property, the cost to evaluate, testfor clean up etc. the discharge ofany Pollutant is excluded. (Note: above isper Endorsement 7)
D. Advertising Offense arising out of) 1. Failure ofperformance ofcontract, other than the unauthorized appropriation ofideas based upon alleged breach ofimplied contract .2-
GLD055957
0049-GLD-000055957
Sedgwick
2. Incorrect description or mistake in advertisedprice 3. Failure ofgoods, products or services to conform to advertised
quality orperformance
PersonalInjury or Property Damage die to war, civilwar, insurrection, rebellion or revolution; applies to liability assumed under a contract or agreement
Personal Injury, Property Damage or Advertising Offense arising out of asbestos, tobacco or tobaccoproducts, dioxin, asbestiform talc, diethylstilbestrol, ureaformaldehyde or any intrauterine device
Personal Injury, Property Damage or Advertising Offense wising out of Aircraft, Spacecraft, Missile or Launch Vehicle operations. Nonowned aircraft (leased or chartered) with a crew is covered; Endorsement 5 amends the policy to cover owned aircraft operations in excess ofa $500,000,000 underlyer
Personal Injury or Property Damage resultingfrom hazardousproperties of nuclear material
Personal Injury or Property Damage arisingfrom ionizing radiation or contamination by radioactivity outside the UnitedStates, its territories, or Canadafrom any nuclearfuel or waste or combustion, fission orfusion of nuclearfuei
Property Damage to property rented, used, or occupied by or in the care, custody or control ofHanson: 1. to the extent that Hanson has agreed toprovide insurance; or 2. ifproperty is owned or controlled by aperson or organizations
comingtander the control ofHanson
1. loss ofuse oftangible property notphysically injured or destroyed resultingfrom delay or lack cfperformance orfailure ofProducts or Operations to meet any warranty as to level ofperformance, etc; this exclusion does not apply to loss ofuse ofother tangible property ifsudden andaccidental destruction ofHanson's Products or Operations occur after it isput to use by anyperson or organization other than Hanson
2. (a) Property Damage to anyportion ofHanson's Products ifarising out ofthatportion ofsuch product
(b) Property Damage to particularpart ofoperations completed by Hanson ifarising out ofthatparticular part ofoperations, or out of materials, parts or equipmentfurnished. (Note Endorsement 6 amends K.2. as indicatedabove)
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GLD055958
0049-GLD-000055958
Sedgwick
3. Products recaU
L. Workers' Compensation, unemployment compensation, disability benefits law, Longshoremen's andHarbor Workers' Compensation Act or similar state offederal law (exceptfor Federal Employers Liability Act or Jones Act)
M. Personal Injury, Property Damage or Advertising Offense resultingfrom occurrences given notice, prior to Inception Date, under anypolicy that has expiredprior to or upon the inception ofthispolicy
N. Personal Injury or Property Damage arising out ofdiscrimination or humiliation related to employment
O. Personal Injury or Property Damage arising out ofactual or threatened termination ofemployment
P. Personal Injury, Property Damage or Advertising Offense and or any liability arising out of: / purchase, sale or distribution ofsecurities (or offers to), or investment counseling or management, including liability under Security Acts of 1933, 1934 etc. and similar laws 2. Antitrust orprohibition of monopties, restraint oftrade, unfair competition, deceptive acts in trade and commerce,, including Sherman Act, Clayton Act, etc. andsimilar laws 3. Fraud or breach offiduciary duty 4. Governmental, civil or criminalfines orpenalties 5. Failure topay governmental tax or other governmentalfee or any relatedpenalty 6. Copyright orpatent infringement 7. Any defect in or impairment to title to realproperty 8. Disclosure or other regulation ofsales of, and offers to sell, real property 9. Employee, officer or director dishonesty or their liability ofan Insured to such Insured 10. Treble damages, finespenalties under the Racketeer Influence Corrupt Organisation Act or any similarfederal, state, or load law
ENDORSEMENTS:
1. Liability ofInsurers Endorsement, AEIA-2 2. New Jersey Mandatory Endorsement, AEIA-S-9 3. DesignatedProducts Endorsement, AEIA-S 4. Insurance Company Errors & Omissions Exclusion, AEIA-20 5. OwnedAircraftEndorsement, AEIA-34
-4-
GLD055959
0049-GLD-000055959
INSUREDS:
Sedgwick
6. Property Damage to Insureds Products or Operations Exclusion Revision Endorsement, AEIA-SP-I
7. Pollution Exclusion Revision Endorsement, AEIASP-2 8. Amendment to /Coverage, AEIA-SP-3 9. AddingDrydock Builder's Enterprise, AEIA-SP-4
1. Hanson PLC 2. Any subsidiary or affiliate ofHanson whose accounts are
consolidated in thefinancial statements ofHanson m accordance with generally acceptedaccountingprincipals in the United States ofAmerica 3. Any entity acquired orformed by or mergedwith an Insured subsequent to inception andprior to cancellation dates, provided gross sales do not exceed 5% oftotal reportedgross sales of Hanson, andprovidedfurther that operations are not materially different; this is automatic with no premium charge; all other entities need underwriting approval andmay require a additional premium charge 4. Any entity not affiliatedwith Hanson can be included under Schedule A if die required terms and conditions are complied with 5. Stockholder ofany entity described in 1, 2, 3 or 4 but only with respect to his or its liability as such 6. A. Executive officer, other employee or director, or B. Anyperson or organization while acting as a real estate
managerfar: persons or entities describedin 1,2, 3 or 4 while acting within the scope ofhis duties 7. With respects to ownership, maintenance or use ofany automobile an insuredwould be: A. Person or organization using an automobile owned, lent or hired on behalfofJ, 2, 3 or 4 andanyperson or organization legally responsible, provided the automobile is used withpermission B. Executive officer, director, employee or stockholder ofI, 2, 3 and 4 while using a non-owned, lent or hired automobile used in their business, those excluded we: (x) person employed in Automobile sales, repair shop, service station, storage garage orpublicparkingplace not operatedby 1, 2, 3 and 4 (y) owner or lessee and arty agent or employee, ofany automobile hiredfor use by or on behalfofor lent to, such describedperson or entity
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GLD055960
0049-GLD-000055960
Sedgwick
8. Anyperson or organization to whom anyperson or entity in 1,2, 3 or 4 is obligated by virtue ofa written contract, however newly acquiredformed, or mergedorganizations andjoint ventures are excluded unless they are listed and covered through 3 and 4 above
POLICY TERRITORY: Anywhere
CANCELLATION PROVISION:
90 Days Noticefrom ALIA to Hanson, 30 Days Noticefrom Hanson to AEIA, and IS Daysfar Nonpayment ofpremium; cancellation requestedby Hanson will be short rate but with a minimum of50% ofthe statedpolicypremium and Cancellation by AEIA will bepro-rata
-6-
GLD055961
0049-GLD-000055961
