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In the lite ra tu re
Beyond Politics
(1997). They noted the value of keep ing pace w'ith the important elements
Mixing Private Action and Climate Policy
of "institutional realignment that are occurring in society'. Notably, the role
of government is narrowing, the private
By G. Tracy Mehan III
sector's responsibilities are broadening, and nongovernmental organizations,
from think tanks to activist groups, are
D istinguishing government from governance, identify ing the separate yet comple
or privatization. She demonstrated that user-managed fish stocks, pastures, woods, lakes, and groundwater basins,
increasingly' important policy' actors." Michael P. Vandenbergh and Jona
than M. Gilligan, respectively, profes
mentary roles of the private and pub in many countries and cultures, are able sors of law' and engineering at Vander
lic spheres, say, in the realm o f envi to establish norms of behavior, sophis bilt University, argue strenuously for
ronmental m anagement, and think ticated rules for decisionmaking, and private action and governance spe
ing seriously about the opportunities evert enforcement mechanisms. Her cifically, in the context of the climate
and barriers of an integrated or col classic book on the subject is Governing change and the flagging efforts of
laborative approach to confronting the Commons: The Evolution o f Institu governments, especially' the United
the challenges of the day -- none of tionsfo r Collective Actions (1990).
States, to take meaningful action. They
this would have made any sense to a
Given the state of environmental are not anti-governmental action. But
citizen o f the Rom an Em pire in the protection today', with many problems they' believe that time is ffying and pri
time of Augustus.
dispersed throughout society', the land vate action provides a realistic, interim
The classical view did not recognize scape, the air- and watershed, involving strategy' until an effective political
anything like civil society beyond the numerous small sources or causes of consensus develops before catastrophe
Empire itself encompassing both po harm, all within the control o f private befalls the world. Their Beyond Poli
litical, social and religious
tics: The Private Governance
aspects. It was only after
Response to Climate Change
centuries of struggle between
Beyond P o litics. The P rivate
is an imposing work o f aca
Church and Empire, state and society, and the emer
Beyotxi Politics
G overnance R esponse to C lim a t e C h a n g e . By Michael
demic scholarship (e.g., over 200 footnotes in one chapter
gence o f varying degrees of individualism, did the con
SS"
| P. Vandenbergh and Jonathan M.
y* | Gilligan. Cambridge University
alone). But their engaging, accessible writing style makes
cept o f a civil order and in
Press; 467 pages; $99.99
the slog a pleasant one for the
stitutions (church, family,
| (Amazon Prime).
diligent reader. It might have
community, labor unions, corporations), antecedent to and independent of the state, come to pass.
Without civil society, gov
w
been subtitled M aking a Vir tue o fNecessity given the reali ties of climate politics, global aspirations for economic grow'th, and the complexity'
ernment and governance are
of the science.
essentially the same. With
In the very first line of
civil society government is simply part parties, households, farms and institu their preface, Vandenbergh and Gilli
of the complex web of governance by' tions, the old top-down, hierarchical gan cite Gallup for the proposition that
which a society' orders itself as well as model, driven by a federal government two thirds o f Americans believe that
the state. Thus, no longer is governance much less revered now than in the big government is the greatest threat
viewed as a synonym for government. 1970s, seems inadequate.
facing the United States. So any sys
The late Elinor Ostrom of Indiana
Writing in 1997, Daniel Esty and tematic regulation to mitigate climate
University, the first woman to receive Marian R, Ghertow o f Yale, called for change faces predictable resistance. The
the Nobel Prize in economics, did the "next generation" of environmental authors seem to believe that the T um p
pioneering research on a plethora of policies "that are not confrontational administrations rollback on carbon
collaborative approaches to resource but cooperative, less fragmented and regulation is a temporary phenome
management -- governance if you more comprehensive, not inflexible non, but they' astutely' observe that the
will -- around the world in ways that but rather capable of being tailored to 2009 Waxman-Markey cap-and-trade
mitigate the Tragedy of the Com mons fit varying circumstances.5' See intro bill failed "even though the party that
not imagined by' Garrett Hardin, who duction to Thinking Ecologically: 7he espouses support for climate mitiga
reduced everything to either regulation6 Next Generation ofEnvironmentalPolicy tion controlled the White House and
6 !T H E ENVI RONMENTAL FORUM Sierra Club v. EPA 18cv3472 NDCA
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In the lite ra tu re
both bodies of Congress -- a failure public and private governance. In our
that seems remarkable until it is viewed view, they are complementary7, and we
against the backdrop of two decades should pursue both."
with only one major new pollution
control statute."
"'Only in the past several years have scholars begun to recognize that a fun damental shift has occurred away from
T he authors cite many instanc es o f effective private action, notably7 m ajor institutions
federal legislation as a social response and corporations such as Walmart,
to environmental threats, a shift that M icrosoft, Google, and the like, cor
became much more apparent with porate giants which can lean on their
the 2016 elections," write the authors. suppliers for emission reductions,
They might also have noted the 1997 practices that could be scaled up
vote of 95-0 in favor o f the Byrd-Hagel nationally and internationally. They
Resolution in the LJ.S. Senate against take heart in Elinor O strom 's con
signing onto the Kyoto Protocol.
cept o f "polycentric governance to
Vandenbergh and Gilligan make a reduce G H G emissions" which she
sincere, passionate, even eloquent case first applied to the m anagem ent o f
to both conservative and liberal skep water resources and the provision of
tics, the former skeptical as to climate municipal services. This refers to the
policy in general and big government use of multiple scales of government
in particular, the latter concerned and nongovernmental organizations
about undermining the case of strong to address collective action problems,
governmental action on climate.
such as m anaging com m on pool re
Essentially, these authors see zero sources.
chance of the community' of nations
Readers o f T h e E n v ir o n m e n t a l
meeting the goal of stabilizing global F o r u m may recall Professor Vanden
temperature at 2 de
bergh s article, "The
grees Celsius as called
for in the Paris Agree ment. In fact, the
Filling the gap between what government can
Drivers of Corporate Climate Mitigation," in the January/Febru-
Paris .Agreement, even achieve and a realistic ary issue, providing a
if all commitments are fulfilled, will allow
temperature goal
succinct statement of the case for private ac
an increase in global
tion in that realm.
emissions of roughly 34 to 46 percent
Big fans of Pope Francis and his
in 2025 over 1990 levels," Even with 2016 encyclical addressing the moral
full implementation of all Paris com dimension of climate change, they
mitments, the globe is likely to see view' the Catholic Church as not just an
temperatures of more than 3 degrees influence): on government, but also "a
Celsius above pre-industrial ones.
private regulator of its energy7suppliers
The Vanderbilt professors look to and emissions in and of itself. ' Based
private action to achieve "a significant on their back-of-the-envelope calcu
fraction of the necessary reductions lations, Catholicism, w7ith its many
-- carbon dioxide emissions equiva churches, schools, hospitals, orphanag
lent to roughly 1 billion tons out of es, and missions, would be among the
the 5-5 billion tons per year o f reduc top 50 largest emitters in the world if it
tions necessary over the next decade were a country7. Whether or not such a
to close the Paris Gap." They view' this vast collection o f bishoprics, dioceses,
strategy' as "buying time for a more religious orders, lay institutions, and
comprehensive government response" the like could ever be subject to such
at some indeterminate point in the fu centralized management, not with-
ture, presumably post-Trump. They'do standing its unity' o f doctrine and prac
not posit "an all-or-nothing argument tice, it is an interesting thought experi
that the world must choose between ment, as the Germans say.
Vandenbergh and Gilligan aim to ground their optimism on sound rea soning, to wit: "Our view that marry households and corporations will re spond to private initiatives by7reducing emissions does not require unrealistic assumptions about altruism. Instead, the opportunity arises because private initiatives can stimulate efficiency7 im provements that have not yet been exploited because o f market and be havioral failures. Private initiatives also can draw on existing levels of support for climate mitigation in ways that gov ernments cannot. These initiatives also can address solution aversion among moderates and conservatives, bypass ing resistance to government climate efforts that arises from concerns about big government. At the international level, private governance initiatives can supplement the slow and cumbersome international negotiations process. Pri vate initiatives also can harness supply chains to transfer pressure for lowercarbon goods and services across in ternational boundaries, circumventing sovereignty and free-trade concerns and increasing support for mitigation in de veloped and developing countries. '
The "principal barrier" is "concep tual," i.e., "the need for opinion lead ers, corporate and N G O leaders, and philanthropists to grasp the magnitude of the opportunities available to them."
Beyond Politics is provocative and challenging, well-sourced and full of insights as to motivational approaches to household and institutional behav ior. Yet, no where in the dozen or so pages o f the books index will the read er find any references to either adapta tion or resilience in the face o f climate change. The authors chose to focus ex clusively on mitigation. Society, how ever, may7 be forced to consider other options given the stark political and economic realities of climate policy.
G. Tracy Mehan III is an adjunct professor
at the Antonin Scaiia Law School, George
Mason University, and executive director for
government affairs a t the American Water
Works .Association. He may be reached a t
tm ehan@ aw w a.org.
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