Document Z0jdvwLmvxO15z4jojdbapo7
Health
Policy
Advisory
Center
No. 48 January 1973
HEALTH PAC
BULLETIN BULLETIN BULLETIN
THE POLITICS OF
MENTAL RETARDATION
It has been estimated that as much as
three percent of the population - six mil-
lion Americans are mentally retarded.
Based on the definition of the Ameri-
can Association on Mental Deficiency
(AAMD) that mental retardation is " sub-
average general intellectual functioning
which originates in the developmental pe-
riod and is associated with impairment
in adaptive functioning, " this estimate
would include children and adults who
are able to live on their own and perform
marginal unskilled jobs as well as those
who are incapable of such minimal func-
tions as eating, sitting up, or being toilet
trained. And this number is increasing as
more and more severely and profoundly
retarded infants survive to adulthood as a
result of medical advances.
Until recently, it has been public policy
to institutionalize people of all levels of
retardation. There are now more than
200,000 people, half of them children,
warehoused in 167 public institutions for
the retarded. Another 50,000 people are
on waiting lists. The annual expenditure
for maintaining these institutions runs
over $ 500 million with the average daily
maintenance cost per resident being 6.72 $
in 1966. (New York ranked 29th in the
daily amount spent.)
With the 1960's Federal emphasis on
developing community resources and the
media spotlight on institutional ware-
houses like Willowbrook State School (see
article, Page 11), institutions have be-
gun to restrict their population to the more
profoundly and severely retarded. Ninety-
five percent of the mentally retarded popu-
lation resides in the community despite
the virtual absence of public services for
the majority who are mildly and moder-
ately handicapped.
However, institutional warehousing still
continues in all parts of the country. In-
deed, less is spent annually on the 95
percent living in the community than is
spent on those in institutions. And the atti-
tudes which historically led to the segre-
gation and isolation of the retarded in this
country still affect all aspects of Federal,
State, and local retardation programs.
There is no place in this society for
" productive non -"
people, be they aged,
young, or mentally retarded. Mental re-
tardation, as determined by intelligence
tests, is a measure of performance and
reflects the emphasis on economic produc-
tivity which mirrors the society's con-
cerns (see box, Page 5). Poverty and
mental retardation are inextricably inter-
twined, particularly in the case of the
" borderline " mentally retarded. Undoubt-
edly, the rate of mental retardation among
the poor is higher due to poor nutrition
and lack of medical care. On the other
hand, it is clear that much of this rate re-
flects not the intellectual potential of the
persons being measured, but rather the
social and economic biases of the psycho-
logical tests used as well as the poor
quality of education available in poverty
areas.
Most " borderline " retarded persons
could be taught to perform basic skills
and could hold many unskilled and semi-
CONTENTS
1 Retardation Policy
11 Willowbrook
skilled jobs. However, in a society where
there are not enough jobs for those who
are not handicapped, the mentally re-
tarded don't stand a chance. Thus institu-
tional warehousing becomes the only way
of dealing with " the problem. "
Retardation has always been viewed
from a social perspective even more
than from a scientific or medical one.
Through the years, attitudes toward men-
tally retarded people have dovetailed
with major trends in religious and eco-
nomic thought; and the treatment ac-
corded the retarded has changed with
every significant social upheaval. How-
ever, except for a few brief and confident
periods of history, retarded persons have
received little but fear and brutality from
society. Furthermore, the welfare of re-
tarded people (or any people for that mat-
ter) has never been seen as the collective
business of society.
The Wild Child
The history of efforts to treat the retard-
ed starts with Dr. J. Itard, teacher of the
Savage of Aveyron (subject of the recent
Truffaut film " The Wild Child "). He is
credited with the first disciplined educa-
tional effort directed toward a mentally
deficient person - in this case an orphaned
child captured in a French forest in the
1790's.
While Itard felt that he failed in his
instruction of the boy, his work was picked
up by other European intellectuals, espe-
cially those most influenced by the demo-
cratic social ideals of the French Revolu-
tion. Educational work with the retarded
attracted them because of their own no-
tions of the " natural man, " the expand-
ability of intelligence, and the perfect-
ibility of man. One of the most influential
of these was Seguin (also French) who
came to the US in the mid 1800's -
, a time of
great social and intellectual ferment. He,
along with Samuel Gridley Howe (Boston
abolitionist, educator and head of the
Perkins School for the Blind), was instru-
mental in starting a number of schools for
the retarded. The schools were not de-
signed as custodial institutions. They were
to be small, located in cities and com-
munities and they were not to care for
residents permanently. While their ob-
jectives were somewhat qualified (they
did not work with the profoundly retard-
ed) they were optimistic. Seguin reported:
" Idiots have been improved, educated,
and even cured. Not one in a thousand
has been entirely refractory to treatment,
not one in a hundred who has not been
made more happy and healthy. " It is
doubtful that there has been any signif-
icant educational effort made for the re-
tarded in this country, in the 100 years
since Seguin was quoted.
The early educational efforts of Howe
and others coincided with Dorothea Dix's
reform campaign to create special institu-
tions for the " insane and feebleminded. "
She toured Massachusetts towns observing
the treatment given these outcasts in jails
and almhouses " in cages, closets, cellars,
stalls, pens! Chained, beaten with rods
and lashed into obedience. " Her eloquent
statement " Memorial to the Legislature of
Massachusetts " in 1848 described one
common and pernicious custom in town-
ships across the state. Every year, the
town's dependents would be auctioned
out to the lowest bidder for care. This
early form of " foster care " almost guar-
anteed that these persons would suffer
horrendous deprivations in food, clothing
and shelter as well as sadistic punish-
ments and confinements. Dix's expos
worked and the first State School was es-
tablished that same year under Howe's
directorship. New York State established
a State school the next year and other
states quickly followed suit.
From School to Asylum
Before long however, it became clear
that most of the retarded residents of
these schools were not merely suffering
from slowly developing intelligence, but
were, in fact, permanently impaired. The
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2
schools became larger as fewer students
were returned to the communities from
which they came.
By the 1880's the idea of educating the
retarded was rejected and schools became
asylums. The Rome, New York Custodial
Asylum for Unteachable Idiots was open-
ed in 1893, with the governor pronouncing
his benediction: " Give them an asylum,
with good and kind treatment; but not a
school. A well - fed, well cared -
for idiot
is a happy creature. An idiot awakened
to his condition is a miserable one. " (The
governor did not explain how an " un-
teachable " could be " awakened " to his
condition.) The conditions in these insti-
tutions are not described, but for a brief
period the rhetoric accompanying the care
of retarded people was dripping with
benevolence. A writer of the time waxed
on: " Here and there, scattered over the
country, may be'villages of the simple, '
made up of the warped, twisted, and incor-
rigible, happily contributing to their own
and the support of those more lowly-
' cities of refuge,'in truth; havens in which
all shall live contentedly, because no
longer misunderstood nor taxed with ex-
tractions beyond their mental or moral
capacity " (1885). This period of benevo-
lent paternalism came to a quick end in
the early 1900's, but only after many large
and remote institutions were " scattered
over the country. "
Sterilization and Segregation
As immigrants by the thousands came
into the cities, the political and social
climate changed. Philanthropists and leg-
islators, among others, seemed to be over-
whelmed by nationalistic ambitions and
racist fears. The retarded, insane, poor
and " different " all came in for undifferen-
tiated hatred and damnation. All sorts of
social inequities and repressive policies
were justified by the atmosphere of
laissez - faire economics and Social Dar-
winism.
Alexander Johnson, president of the Na-
tional Conference on Charities and Cor-
rection (now the American Association on
Mental Deficiency), was one among many
civic minded advocates of " final solu-
tions " to retardation: " I do not think that,
to prevent the propagation of this class it.
is necessary to kill them off or to resort
to the knife, but if it is necessary, it
should be done. " Based on false notions
of inherited mental and moral traits, ster-
ilization became widely proposed, as
necessary to " conserve the mental virility
and moral integrity of the race. " The
American [Cattle] Breeders Association
which became the American Eugenics So-
ciety, propagandized for selective breed-
ing. State after state passed preventive
marriage and compulsory sterilization
laws. It is not known how many people
were sterilized, but the idea was soon
dropped as impractical.
According to Stanley Davies, head of
the New York State Charities Aid Associ-
ation and author of the classic history of
retardation (Social Control of the Men-
tally Deficient), " segregation became the
most practicable and acceptable means of
control. " The advisability of segregating
the retarded gained in popularity when a
study of a much beleaguered -
family, the
Kallikaks, was released in 1914. Research
into this family's history, it was believed,
proved that mental retardation and moral
degeneracy were linked and were inher-
ited. Bad blood would affect countless gen-
erations and would spread geometrically
throughout the race.
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New York State was quick to respond
to the threat of hordes of retarded that
was conjured up in the public mind. Citing
" the well known propagating tendency of
the feebleminded, " the State Commission
to Investigate Provisions for the Mentally
Deficient declared that there were at least
21,000 persons who needed immediate
segregation. " The mentally defective man
or woman at liberty constitutes a serious
menace to the State. " The State Charities
Aid Association supported segregation as
" the only means of protecting the public
not only from the moral menace of the
feebleminded but also from the danger of
murderous assault, arson and crimes of
sexual perversion. " By the 1920's New
York was well on its way toward estab-
lishing its present complement of State
Schools.
3
Now, however, little thought was given
to the happiness, comfort or education of
the residents. Segregation was, in ef-
fect, advocated because sterilization didn't
work and murder was somehow out of the
question. Considerable thought was given
to cost. The per capita cost of care plum-
meted. Institutions which had budgeted
several hundred dollars a year for the
care of each resident now attempted to
get the per capita cost under $ 100.
Fernald, an influential leader in the devel-
opment of State Schools in Massachusetts,
realized that " the cost of housing them
must be reduced to a point where it can-
not be criticized by the business man and
the taxpayer. " Residents were put to work
for little or no pay and what is now re-
ferred to as " institutional peonage " be-
" It is true, that the plea
of ignorance can be made in
excuse for the neglect and
ill treatment - which they
have hitherto received; but
this plea can avail us no
longer. Other countries
have shown us that idiots
may be trained to habits of
industry, cleanliness, and
self respect. .-.
. "
-Samuel Gridley Howe
1848
came common. Davies noted in his book
that one of the advantages offered by
farm colonies was an " answer to the ques-
tion frequently raised as to whether the
segregation program is not creating an
aristocracy of the feebleminded, housed
as many of them have been in costly
buildings, and waited upon by paid at-
tendants. " This was written in 1930!
During the Depression and war years
out and - - out hostility toward the retarded
diminished, but no new forms of treat-
ment were developed. Instead, more
schools were built by the Works Progress
Administration (WPA) and the bureauc-
racies controlling the state programs be-
came more entrenched and short sighted -
.
4
In 1950, the National Association for
Retarded Children (NARC) was founded.
This group, with its state and local affili-
ated chapters, was the first significant or-
ganization of parents and friends of the
retarded. NARC has tried to remove the
stigma associated with retardation and it
has encouraged public discussion and
education on the subject. And while NARC
has lobbied to improve conditions in
state schools, its most important function
has been to sponsor community services
for the retarded. These services are the
only alternatives to the degradation and
pain of confinement of the state school
system.
In an area where few people are ac-
tive or concerned, even a weak organiza-
tion can become powerful. This has hap-
pened to NARC in the area of community
services. NARC affiliates and several other
small local organizations now control all
the community options as the states con-
trol all custodial options for the retarded
and their families. These options can in-
clude day care, special schools, family
counselling, sheltered workshops, and rec-
reation programs. Recently some residen-
tial services, such as hostels and group
homes have been initiated. These services
are, by and large, oriented toward the
middle class; they are random and discon-
tinuous; they serve the least retarded; and
they focus on children, rather than adults.
In all, only five percent of retarded people
benefit from community services.
Privately initiated and privately oper-
ated community services grew up in the
vacuum created by public indifference
and hostility toward such programs. They
have, in effect, taken government off the
hook, although they now operate largely
with public funds. A symbiotic relation-
ship has developed between the private
organizations and government; as a result,
the organizations have become close,
friendly and less critical of the public
bureaucracies and more removed from
their parent roots. This form of privately-
run, publicly - funded service received a
large boost under the Kennedy Adminis-
tration of the early 1960's.
Kennedy and National Policy
John Kennedy was the first popular
figure to openly discuss retardation, as it
had affected his family through his re-
tarded sister. Until he became President
there was no federal program which ad-
dressed itself to the issue of mental retar-
dation. In 1961, Kennedy appointed the
President's Panel on Mental Retardation.
Its report, " A Proposed Program for Na-
tional Action to Combat Mental Retarda-
tion " dealt with research into the causes
of mental retardation, prevention through
maternal and infant care, and so forth.
The Report stressed community services
and recommended that no residential insti-
tution for the mentally retarded should
accommodate more than 1,000 people and
that no new facility should be planned for
over 500 residents. While (
most states
have followed this advice, New York has
been a notable exception.) Kennedy and
his family performed a valuable educa-
tional service by discussing retardation
eral government significant influence in
mental retardation policies, but it did not
give the states and localities significant
amounts of money to deal with the issue
-nor in fact did they choose to. The
amount of money authorized was indecent
-only $ 203 million for retardation facil-
ities and programs for the entire nation.
To compound the indecency, by 1969,
only $ 137.4 million of this money had been
The Economics of I.Q.
The emphasis of early psychologists such as G. Stanley Hall and Alfred Binet
on the development and measurement of intelligence made mental retardation
a natural area of study for the burgeoning field of psychology. In fact, the first
intelligence tests were developed at the beginning of this century by Binet as a
way of identifying and sorting out students who could not be expected to benefit
from traditional education. Mental deficiency or " mindedness feeble -"
was de-
fined as an IQ of less than 75 and was divided into three grades based on IQ:
idiot 0-24 (
IQ), imbecile (25-49 IQ), and moron (50-69 IQ).
These classifications were in vogue as late as 1964. A standard introductory
psychology text, Principles of General Psychology by Kimble and Garmezy
(1963) gave the following description of the behavioral characteristics which
were taken from British legal definitions: " Idiots... are often incapable even of
feeding and clothing themselves. Imbeciles can be taught these simple skills
and may learn to do a certain amount of manual labor. The moron group can
usually master the skilled semi -
occupations and need protection mainly in
managing their affairs. "
The presently accepted classification of levels of mental retardation, devel-
oped by the American Association on Mental Deficiency, purports to be much
more scientific and descriptive than the earlier categorizations of idiot, imbecile,
and moron. It is still based on IQ scores and is described by a National Insti-
tutes of Health pamphlet as:
OE Profound retardation (0-24 IQ): " person requires care for all bodily needs; "
OE Severe retardation 25-39 (I
Q): " person is unable to learn reading and writ-
ing but is capable of some useful work; "
OE Moderate retardation (40-54 IQ): " person has some earning power but
needs much supervision and protection; "
M@ Mild retardation (55-69 IQ): " person has ability for self support -
with some
supervision; "
OE Borderline retardation (70-84 IQ): " person is able to support himself with
little or no supervision. " This category used to be called borderline intelligence!
(Emphasis ours.)
What is evident from these descriptions is that IQ is a measure of economic
performance and productivity, not a " pure " measure of intelligence.
openly; in February, 1963, he addressed
Congress on the taboo subject. He stated
that " services to both the mentally ill and
the mentally retarded must be community
based " and that Federal money ought to
be used " to stimulate State, local and pri-
vate action. When carried out, reliance on
the cold mercy of custodial institutions
will be supplanted by the open warmth of
community concern and capability. "
Congress responded by passing the
" Mental Retardation Facilities and Com-
munity Mental Health Center Construc-
tion Act of 1963 " which Kennedy signed
into law only several weeks before he was
murdered. This legislation gave the fed-
spent of this only $ 61.5 million went to
community facilities since the legislation
did not require retardation programs (un-
like mental health programs) to be com-
munity based. So much for the " open
warmth of community concern! " Annual
appropriations for mental retardation
were subsequently dropped.
Developmental Disabilities Act
In 1969, Congress passed the Develop-
mental Disabilities Act authored by Ted
Kennedy. This act deals with mental re-
tardation as one of several " develop-
mental disabilities " (diseases or injuries
of the central nervous system). Accord-
ing to Gunnar Dybwad, a noted scholar in
5LO
the field of mental retardation, this " per-
verted the concept of developmental dis-
abilities into an administrative mechan-
ism through which money for mental
retardation must now be shared with cere-
bral palsy and epilepsy. " Some mental
from society was so urgent that the state
took on the entire cost also localities -
have not had to pay anything for this
service.
The rationale for institutionalization has
long since vanished, but the institutions
" It appears... that a relatively high level of access had been
achieved by the Association (NYARC) with the Bureau of
Mentally Handicapped Children for the Division of
Handicapped Children in the State Education Department.
For the Association, as the largest supplier of the newly
state financed -
services, the relationship was one of cooper-
ation and compromise rather than strict
enforcement of regulations too stringent for NYARC chapter
school compliance. "
-Herbert J. Lerner in
State Association for Retarded Children
and New York State Government, 1948-1968
retardation professionals claim that as pal-
try as federal contributions to retardation
programs were before, that now that funds
must be shared, the federal contribution
is even less. Thus fighting among the
various disabilities interest groups, like
NARC, will be even greater.
In all, the federal government spends
$ 585 million on mental retardation; more
than one third -
of this is through Social
Security. This is an astoundingly insignif-
icant amount of money when one realizes
that New York State annually spends
$ 111.6 million on its money starved -
State
Schools alone.
Despite the rhetoric of federal programs,
it is obvious that the real action in retar-
dation comes from the states. New York
is illustrative of most states in that it is
primarily interested in managing unman-
ageable custodial institutions. To the ex-
tent that the brutality of these schools is ex-
posed, the state pays the voluntary
agencies to run community services.
New York and the State Schools
New York, like other states, took on the
entire responsibility over one hundred
years ago, of caring for its communities '
mentally retarded inhabitants. A massive
system of State Schools has grown up to
ensure the segregation of over 25,000 peo-
ple. The demand to remove these people
6
remain and, in fact, grow. In 1967, the
State opened Suffolk State School for
1,780 residents and it added 12 new build-
ings at Willowbrook. More recently, it
has opened three more schools (Kings
County, Syracuse and Oswald D. Heck)
each of which has more than 750 res-
idents. Only an estimated one tenth -
of the
retarded population needs a totally shel-
tered residential environment. Yet the
New York State Department of Mental
Hygiene spends over 24 times as much
on institutional services as it does on par-
tially sheltered services in the community
(171.6 $
million as opposed to $ 7 million).
By the State's own statistics, 8,000 mem-
bers of the State School population could
leave these institutions immediately-
another 5,000 could leave with transitional
rehabilitative help - and yet in 1968 when
the " Study on the Appropriateness of Con-
tinued Institutionalization " was done,
there were community services for only
2,180 of these people. Thus while one half -
of the school residents could be freed,
the State Department of Mental Hygiene
concluded that " 9 out of 10 persons.
required continued institutional residency. "
That same year, the State had nine new
State Schools in the design stage.
There are a number of important factors
which maintain and expand New York's
institutional emphasis. There is a bureauc-
racy of psychiatrists and administrators
which has a vested interest in the schools.
It remains influenced by old ideas and im-
pressed by the power and size of institu-
tions. (Some have been proud that Wil-
lowbrook is the largest of its kind in the
world.) As with the remote mental hos-
pitals and prisons, entire towns are eco-
nomically dependent on the Schools and
their upstate legislators dominate State
politics. The State is notoriously influenced
by the construction industry and union
lobby; Rockefeller is especially known
for large building projects with little or
no programmatic content (the edifice
complex). Lastly, because the State is
wedded to its institutions, there exists no
alternative to institutional care. So thou-
sands of families must add their relatives
Where the Money Goes
Most New York State mechanisms for funding and developing community
services are not under the control of the Department of Mental Hygiene (DMH).
But, like Local Services which is under DMH, they use State and Federal money
to fund private agencies which provide community services. This, in effect, frees
local governments, particularly local school boards, from having to provide
public State mandated -
programs for the mentally retarded and physically dis-
abled. It also has the effect of segregating these people from the larger com-
munity. What has happened is that the programs which have been developed
provide only for the mildly, moderately, and less severely retarded child and
adult. The only alternative for most severely and profoundly retarded indi-
viduals is still the State School.
@ Developmental Disabilities: The Developmental Disabilities Council ap-
pointed by Rockefeller doles out New York's allotment of Federal money under
the 1970 Act to local agencies, primarily private ones. In 1971, more than one-
half of their $ 760,000 budget was used on construction. By 1971, New York's
share had increased to $ 1.4 million, all of which was used for services. The
small amount which was funnelled to public agencies went to local Boards of
Cooperative Education Services (pronounced BOCES -
" sees bo - "). The State
estimated that the 110 project requests for Developmental Disabilities money
totalled $ 13 million in 1971.
@ BOCES: These boards were developed by the State Office of Education to
get individual communities off the hook of having to provide special services
in their public schools to a small number of retarded and multiply handicapped
children. It has developed into a technique whereby small urban and suburban
communities band together to provide segregated, specialized public facilities.
A dual system has evolved which is financially advantageous to the local
school boards but educationally and socially disadvantageous to the handi-
capped child.
OE Greenberg Law: Section 4407 of the State Education Law, otherwise
known as the Greenberg Law, provides $ 2,000 tuition subsidies for the private
education of retarded and multiply handicapped children when a local school
board has demonstrated that it has no adequate public facilities for these chil-
dren. It was originally intended only for use by unusually physically handi-
capped children in out state - of -
facilities. In 1966, the New York Association for
Retarded Children (NYARC) successfully lobbied to have the law apply to the
mentally retarded and to private New York facilities as well. As a result, the
budget for 4407 has expanded from $ 10,000 in 1960 to nearly $ 14 million in
1972, all of it State money, much of it going to local AHRC facilities.
OE Family Court Act 232: While 4407 pays only for tuition and has a per
capita maximum of 2,000 $
, Family Court Act 232 (also known as Section 4403
of the State Education Law) provides funds for maintenance, transportation,
home teaching, and tuition. Because of the absence of stringent regulations, it
is often used to supplement 4407 funds. In contrast to 4407, there is no maximum
per capita allowance and the city or county of residence must, in most cases,
pay 100 per cent of the cost as determined by the Family Court. Also in contrast
to 4407, facilities receiving this money do not have to be approved by the Office
of Education. It is not clear how much of the money directed to be spent is actu-
ally spent. For example, in New York City the City Comptroller has refused to
release funds for these purposes.
7
to the school waiting lists, proving in the
State's view, the overwhelming demand
for yet more State Schools.
New York and Community Services
Despite New York's huge investment in
its institutions, recent publications by the
Department of Mental Hygiene flaunt its
new community approaches. Most of
these are administrative in nature and in-
volve no new programs and not much
money. In fact, while the Department of
Mental Hygience has direct responsibility
for retardation, it spends less for com-
munity services than do other state
agencies which are only tangentially in-
terested in the subject (such as Social
Services or Education). The money that
it does spend on community services goes
to private voluntary agencies, under a pro-
gram called Locally Operated -
State Aided
Programs.
In 1971, the Department spent $ 7 million
on Local Services. These funds were
matched 50-50 with city and voluntary
agency funds to support, along with fees,
198 community programs reaching over
25,000 people. The State's $ 7 million share
goes to pay for services which reach the
same number of people as are served in
institutions at a cost of $ 171.6 million. In
all, only 10 percent of the state's retarded
population is affected by Department of
Mental Hygiene programs. In mental re-
tardation, as in other areas, the public
sector ends up spending too much to run
the wrong thing badly, while it gives a
little money to the private sector to do the
right thing badly. As a result, public man-
agement is completely discredited and the
solution appears to be to provide unac-
countable private management with more
money.
However, very little public control or
direction goes along with the money. The
funds are allocated through the Com-
munity Mental Health (and Retardation)
Boards which were established in most
states following the Federal community
mental health legislation. The Boards are
usually composed of representatives of
social and mental health agencies, both
public and private. In New York City, the
Board was so controlled by voluntary
agency interests that considerable public
pressure forced it to be disbanded. It was
replaced by the weak Department of
Mental Health and Mental Retardation,
which one well placed -
observer charac-
terized as " an erand boy... a'nothing '
among agencies... which doesn't do a
damn single thing for a human being in
direct services. " The Bureau of Mental Re-
tardation is the part of that department
which runs errands for the mental retarda-
tion agencies. This year the Bureau is
bringing 4 $ million down from Albany
00
which it is giving to 35 voluntary agencies
for community service contracts.
While the Bureau is supposed to con-
duct compresensive planning, contract su-
pervision and new program development,
it is in an extraordinarily weak position to
do these things, and does not seek to take
an aggressive or independent role in men-
tal retardation services. It has only four
staff persons which means that there is no
one to even supervise contracts in Queens
or Staten Island. The planning process
originates in Borough advisory groups
which are primarily composed of volun-
tary agencies and are usually dominated
by one or two of the largest. Plans are
forwarded to the Bureau, which is sup-
posed to be advised by another advisory
council of agencies, citizens and com-
munity groups. This council does not exist,
so the Bureau meets with an ad hoc Ad-
visory Council composed only of the con-
tracting agencies, without even one con-
sumer or community representative. One
long - time observer of the mental retarda-
tion scene characterized most agencies as
" bureaucracies run for the benefit of ad-
ministrators; using largely public funds to
operate what amounts to private busi-
nesses and taking care of only the easier
people. "
Even the Bureau's Annual Plan (draft)
acknowledges the agencies'control and
biases: " To an extent, mental retardation
services continue to spring up not on the
basis of an objective evaluation of unmet
needs, but rather on the basis of a par-
ticular agency's specific program or re-
search interest. "
Until recently, the agencies were not
even held to providing services within
their own geographic areas. For example,
only 25 percent of the money given to
agencies in Manhattan was spent on Man-
hattan residents. This reflects the agencies '
ability to discourage poorer parents and
families of the wrong racial or religious
background from using their services. In
poor neighborhoods, where there are no
voluntary agencies (or those that exist
serve another population) there have
been no services.
The Bureau will not run its own pro-
grams; and thus it will not take the one
step which could both meet the needs for
new kinds of community services and put
pressure on the agencies to be more re-
sponsive and responsible. The Bureau's
strong private agency orientation is not
surprising since its Director, Ted Lucas,
was previously director of the New York
City Association for the Help of Retarded
Children. He believes that " good business
management " indicates that " the City
shouldn't run any programs. " While
Lucas describes his Bureau's function as
" catalytic, " it may just as easily be
community services are shared by the
described as supplicant. To get new ser-
State, 50 percent; City, 10 percent; and
vices started, Lucas uses a tactic called
private agency fund raising, 40 percent.
" gilting the carrot any way we can. "
Under Unified Services, shares will most
This means that the Bureau writes up a
likely be divided as State, 80 percent; the
description and plan of new services,
City's 10 percent will probably remain the
gives it to the agency which has to do
same (because it now only amounts to a
little more than fill in the blanks, and then
stingy $ 500,000); and the voluntary fund-
funds it. " If it needs 100 percent funding,
raising will drop to 10 percent. While the
1
then we'll get it for them. "
agencies are chided for their unsophisti-
Agency Bonanza
cated fundraising techniques (one pro-
Soon the agencies will have access to
gram director complained that all his
" If we are unable to form a coalescence between our
bricks and money, on the one hand, and our philosophies
and practices, on the other, I know that the community
centers planned for our future will differ from current
' human warehouses'only in size and, for awhile, in smell-
but not in the per capita harm they will promote unwittingly
and the wasted lives they will not be able to salvage. "
- Burton Blatt
Exodus from Pandemonium
even more public funds. In the near future,
the legislature is likely to pass the Unified
Services Bill which it is hoped will encour-
age the development of community - based
services and discourage local reliance on
institutional non solutions -
. Essentially, the
bill will establish a formula in which local-
ities will have to start paying about 20 per-
cent of an individual's institutional care,
rather than not being at all responsible
for it; the State, for its part, will up its
contribution to local services to about 80
percent of the cost. This double incentive
to the local units of government may over-
come some of the traditional hostility to
maintaining retarded people in society,
but it does not address itself to other as-
pects of the problem. There is the obvious
lack of assurance that the total State
budget for both forms of retardation ser-
vices will increase. Also, while existing
community programs will receive more
State funds, the creation of new services
will be left to chance and local inclination.
However, for the local agencies, almost
all of which are private voluntary organ-
izations, it is clear that Unified Services
will yield a bonanza. For example, in New
York City the present costs of agency - run
agency did was " have Bingo parties and
go stand in Port Authority with donation
cans one day a year "), it is startling how
well these agencies have fundraised in
Albany. When their receipts from pub-
licly supplied -
fees (see box, Page 7)
are added in, the voluntary agencies will
be receiving well over 90 percent of their
budgets from public sources.
Politics of Community Care
Community care is becoming an in-
creasingly popular notion as exposs like
the Willowbrook State School scandal
make it more and more difficult to justify
institutionalization as a beneficial or civil-
ized treatment for mentally retarded peo-
ple. Reformers in the field are turning to
the Scandinavian countries where retard-
ed persons receive almost utopian ser-
vices when compared to their peers on
this side of the Atlantic. Denmark and
Sweden have had national programs since
the 1950's which provide public services
to the retarded in communities. The com-
prehensive services (housing, recreation,
education, etc.) are designed to integrate
the retarded person into the fabric of so-
9
ciety as much as possible. Similarities,
rather than differences, are emphasized;
this means that when an individual's
handicaps prevent him or her from living
in a " normal " environment, a special en-
vironment (whether it be work, home, or
play) is " normalized " as much as pos-
sible. Services are continuous, as well as
comprehensive, so that public programs
can assist the retarded person and his
family from cradle to grave.
In this country, however, treatment of
and local public agencies have virtually
no interest in or experience with the re-
tarded. Lastly, although community ser-
vices are relatively new in this country,
they are tending to become segregated
services already. Integration and normal-
ization, while talked about, have not been
put into practice widely. This is the result
of the private, charity orientation of the
retardation agencies, which have to fight
each other, the other special handicap
charity organizations, and " normal " so-
Progress: 1848 to 1972
Dorothea Dix 1848
"... I was conducted into the yard, where a small building of rough boards
was imperfectly joined. Through these crevices was admitted what portion of
heaven's light and air was allowed by man to his fellow - man. The shanty or
shell enclosing a cage might have been 8 or 10 feet square.
...
It was very
cold. The air within was burdened with the most noisome vapors, and desola-
tion with misery seemed here to have settled their abode.... The person who
conducted me tried with a stick to rouse the inmate. I entreated her to desist,
the twilight of the place making it difficult to discern anything within the cage.
There at last I saw a human being, partially extended, cast upon his back,
amidst a mass of filth, the sole furnishing, whether for comfort or necessity,
which the place afforded. "
Suit Against Willowbrook State School (1972)
The school is sued for " barbaric restrictions " which amount to " cruel and
unusual punishment " - " Placing residents in locked solitary isolation rooms for
extended periods of time. At the present time at least 11 residents are confined
almost continuously, many of them nude, in locked, solitary isolation rooms
that have no sinks or toilets, no sheets or blankets, and no furnishings other
than a vinyl mattress. At least five of those residents have been continuously
confined in seclusion for more than one year, and at least three have been
continuously confined in seclusion for more than five years. Tying or strapping
residents to their beds or chairs for substantial periods of time, or restricting
their movements through the use of straitjackets and similar devices. Confining
residents to locked wards and buildings. "
New York Times, November 19, 1972
" The Pennsylvania State police are investigating the operations of two homes
for retarded children.
*
The state police announced recently that the deaths
of thirteen children from May, 1959 to November, 1961 were " suspicious. "... Mr.
Reilly [operator of the homes and father of a retarded child] faces a murder
charge as a result of the death of one retarded youth, Frank Dickerson, 23, from
pneumonia allegedly caused by his being forced to stand naked in the snow as
punishment for trying to run away. " "
x
the retarded has developed in an alto-
gether different way. First, there is neg-
ligible Federal commitment to provide any
form of program to the retarded. States
took on the burden of the responsibility
and they have carried it out by building
large, dehumanizing, isolated institutions.
Secondly, the impetus for developing
community services has come from an-
guished families and friends of the re-
tarded. As a result community services
are private and oriented to the middle
class. Almost all public funds for com-
munity services go to private agencies
10
ciety for the miniscule expenditures which
go to people with special needs.
Burton Blatt, director of the Center on
Human Policy at the University of Syra-
cuse has observed that, without changes
in attitudes and values, community ser-
vices "... planned for our future will
differ from current'human warehouses '
only in size and for a while, in smell - but
not in the per capita harm they will pro-
mote unwittingly and the wasted lives
they will not be able to salvage. '
-A. Sandra Abramson and
Constance Bloomfield
WILLOWBROOK:
FROM AGONY TO ACTION
The story of America's institutions for
the mentally retarded is a story of neglect,
abuse and superstition reminiscent of the
Victorian era for which they were named:
Creedmoor, Belchertown, Letchworth, Wil-
lowbrook. Occasionally the spotlight of
public attention pierces the gloom of these
human warehouses and the public mo-
mentarily recoils with shock and pity.
Soon after, public officials, politicians and
commentators, exhausted by their own
rhetoric, steal away and the institutions
return to the backwaters of public priority,
out of the sight and mind of all but those
who must live, work, or maintain their
relatives there.
Last year the spotlight focused on Wil-
lowbrook State School for the Mentally
Retarded on Staten Island, the largest
such institution in the country. But unlike
the past, this time a movement of parents,
relatives, friends and workers has devel-
oped which may disrupt this weary ritual
and possibly alter the entire system of ser-
vices to the mentally retarded in New
York State.
During the winter of 1970, New York
State slashed its budget and froze all hir-
ing. These cutbacks hit hardest at New
York's schools for the retarded where staff
turnover is normally high. At Willow-
brook, they threatened to push conditions
beyond the already strained -
limits of toler-
ation. At that time Willowbrook housed
5,268 residents - 500 more than its rated
capacity and 1,800 more than its suggest-
ed capacity. Willowbrook clasified 77 per-
cent of its residents as " severely or pro-
foundly retarded " (see classification, Page
5); 60 percent as not toilet trained; 76
percent as unable to dress themselves; 30
percent as having a history of seizures;
and 70 percent as having " behavior prob-
lems. "
Like many of New York's schools for
the retarded, Willowbrook looks like a se-
cluded, well groomed -
, pleasant college
campus from the outside. Most of the
school was built during the late thirties
and 27 sturdy brown brick residential
buildings together with a school, adminis-
tration building and staff quarters dot its
380 bucolic acres.
On the inside however, Willowbrook is
quite another story. Conditions there are
so bad that officials admit that it does not
meet licensing standards for State institu-
tions or those for privately - operated facil-
ities. Most residents sleep in barrack - like
quarters with 60 to 100 identically - made
beds lined up in rows, sometimes as little
as six inches apart. There are no night
stands, chests or other furniture. Residents
own few, if any, personal possessions and
there is no personal touch to break the
barrenness and uniformity. Occasionally
large cutout letters displayed across the
wall of a ward cruelly proclaim (to peo-
ple who cannot read): " This is your
home. Keep it clean. "
Developmental programs of any kind
are virtually non existent -
at Willowbrook.
Only 13 percent of the school age chil-
dren and four percent of the adults receive
any kind of schooling; only 37 percent of
the residents participate in recreational
programs; only 10 percent receive speech
development programs; and only six per-
cent receive physical therapy. Even these
figures, supplied by Willowbrook officials,
are deceptive. For instance, they do not
reveal that the physical therapy program,
esential to prevent irreversible paralysis
in many residents, is staffed with only one
11
licensed physical therapist.
Without programs, most residents spend
their days milling, lurching, rocking,
moaning and sleeping in dayrooms fur-
nished only with rows of hard benches
and a TV set. On the wards for babies and
young children, not a single toy is in evi-
dence and children can be seen playing
The spirit of hopelessness and demoral-
ization engulfs not only the residents, but
the staff as well. On a normal day ten
percent of Willowbrook's 2900 employees
are absent. Overall staff turnover is 30
percent a year; turnover among staff giv-
ing direct patient care is much higher. At
the time of the hiring freeze, the staff was
Into the Courts
Legal initiatives on behalf of mentally handicapped persons are setting
important precedents and within the last year include:
@ The Right of the Mentally Retarded and Mentally Ill to Adequate
Treatment - In the case of Wyatt v. Stickney, the Federal District Court
in Alabama ruled for the first time that the institutionalized mentally ill
and mentally retarded have a constitutional right to adequate treatment. The
court found that treatment at Bryce State Hospital was inadequate and in an
emergency order, forced the State to fire proof -
buildings, control drug distribution
and hire 300 new employees within thirty days. With the assistance of expert
witnesses, the court established minimal standards of care which the State must
implement: minimal staffing standards; minimal nutritional standards; detailed
physical standards; evaluation of residents; habilitation plans and programs:
provision for a Human Rights Committee; and a number of measures to ensure
a " humane psychological environment. " The State is presently appealing
this decision.
Recently the federal court in New York ruled that individuals running an
institution could be held personally liable for not providing adequate treatment.
The plaintiff, Donaldson, who had been confined 15 years without treatment,
won $ 38,500 in damages from the superintendent and chief psychiatrist of the
institution. The case is being appealed.
The Right of Retarded, Emotionally Disturbed and Other Exceptional
Children to Free Public Education - In case of Mills v. the Board of Education,
the latter conceded that it was violating a District of Columbia law requiring it
to " provide a publicly supported education for each resident of the District of
Columbia who is capable of benefitting from such instruction. " Virtually every
state has a similar law. The Court also required the Board of Education to make
a special outreach effort to identify all children in similar situations and to offer
its services.
@ Protection From Involuntary Servitude - In the first case ever to challenge
" institutional peonage, " Mrs. Dale, a former mental patient, is suing for dam-
ages for pain and suffering and for violation of 13th Amendment protection
against involuntary servitude. Expert witnesses testified that there was no
evidence that Mrs. Dale's 16 years of work in the laundry, kitchen and in
various janitorial capacities was part of any treatment plan, was tailored to
her needs, was compensated, or was even noted in her records. Rather, they
testified, it was clear that the work was done for the benefit of the institution
and not the patient. The case has been heard and the outcome is being awaited.
for hours with a piece of thread or fleck
of dirt. What all Willowbrook residents do
most and best is wait. At ten in the morn-
ing they are " waiting for lunch. " At two in
the afternoon, they are " waiting for sup-
per. " Everyone, including the residents.
themselves, knows that they, like the resi-
dents of many old age homes, are waiting
for nothing, except possibly death. The
difference is that Willowbrook residents
are five, fifteen or thirty - five years old,
not eighty.
12
already 300 short. Then, during the next
year Willowbrook lost 650 more
em-
ployees, until in many areas the number
of vacant positions exceeded the number
of actual staff. Typically, total care for a
ward of 50 to 60 residents would rest on
two attendants. In wards where residents
are totally disabled, the task is mind-
boggling. " It's easier to clean up the floor
than it is to try to diaper them, " com-
mented an attendant in such a ward.
Often attendants are forced to feed resi-
dents in as little as three minutes apiece.
Under circumstances like these, it is all
attendants can do to provide for the most
elementary of human needs.
" With the hiring freeze we could see
conditions deteriorating before our very
eyes, " commented one parent. With fewer
staff filth accumulated; illness rose; acci-
dents, incidents of self abuse -
and attacks
by other residents soared; the death rate,
particularly due to choking, jumped 30
percent; and more than ever, the institu-
tion had to rely on seclusion, physical
restraint and drugs to control the residents.
On top of this, the State continued to ad-
mit new residents.
Parent Organizing
At this point, several professionals on
the Willowbrook staff began organizing
parents, using as an entry their access to
information about conditions at the insti-
tution and the parents'complete lack of
it. " We were blind, dumb and ignorant, "
commented the mother of a twelve - year-
old boy. " We would come on Sunday af-
ternoons and wait in the reception area
until an attendant brought our child. We
never saw the wards or the living condi-
tions behind those reception areas. " If a
child appeared with a gash or extensive
bruises, as they often did, parents were
told they must speak with the supervisor
or doctor in charge to find out what hap-
pened. Of course, the particular doctor or
supervisor was virtually unavailable on
Sundays, and when parents finally did.
track them down, a standard reply was
ready: " We don't know what happened, "
or " He fell down. " Questions about why a
child was transferred from one building to
another or what programs he was receiv-
ing were always answered in the vaguest
possible terms. " Whenever we tried to
ask questions, we were treated coldly. We
were told that we were ignorant - they
were the professionals. If we pressed to
get our child into a program, we were told
that he was too retarded to benefit and that
he would only be taking the opportunity
away from some who could. Most parents
were afraid to make too much of a fuss '
for fear the staff would take it out on their
children. After a few months or years, you
come to accept this. "
The first steps in parent organizing
were simple. Mike Wilkins, a doctor, and
Elizabeth Lee, a social worker, set up
office hours in one building on Sunday
afternoons and informed visiting parents
and relatives that they were available
for consultation. Here they gave parents
their first glimpse of the real situation at
Willowbrook. " Yes, your son was beaten
up by another resident; there was only
one attendant on duty that night for 60
residents. Or, " Yes, of course the officials
told you your daughter is in physical ther-
apy. What they failed to tell you is that
Willowbrook has one licensed physical
therapist for all its 5,200 residents. "
Out of the dismay and rage kindled
by discovering the truth about Willow-
brook, some parents began to meet regu-
larly at the building level, to pool their
experience, knowledge and frustrations
and to discuss what they could do. Each
building is a world unto itself, and it is
here that parents could deal with the
many immediate and concrete problems
affecting their children.
In the beginning, building organizations
had to deal with the pervasive guilt that
haunts all parents of retarded children-
guilt at having produced a " defective "
child, guilt at having to put the child in a
place like Willowbrook. " Parents of re-
tarded children aren't like other parents, "
commented Diane McCourt, one of the
most active parent organizers. " When
they come to visit their child, they run
right in to get him and run right out again,
looking at the floor the whole time. They
don't go near each other on the grounds,
and if they are sitting together at a play-
ground, they don't talk to each other. They
are embarrassed. " She described typical
parents of the past as either " those who
are passive, who feel God has given them
a difficult lot in life and their role is to
bear it quietly; those who have made
their niche perhaps -
by buttering up a
supervisor or talking with an attendant-
and who feel they have something to lose;
or those who are angry, but are fighting
on their own and don't see the need for
relating to others. "
Of the parents who have become active,
many are the young ones who have not
yet been ground down by the inhuman-
ities of Willowbrook. The building organ-
izations took on the most immediate
complaints - beatings, injuries, filth, un-
explained transfers, lack of clothing, lack
of programs, etc. The elected captains
who could collect and relay information as
well as take action between meetings,
call meetings and formulate agendas.
They also established a grievance com-
mittee which relieved the fear of reprisal
inhibiting individual complaints. As the
parents organized, they began to hold
large meetings and demonstrations which
focused public attention on Willowbrook.
Concerned groups both inside and out-
side the institution became involved, and
a local newspaper began a series of ex-
poss of conditions at Willowbrook.
As with so many " total institutions, "
Willowbrook could not tolerate the pub-
lic eye. Willowbrook Director Jack Ham-
mond summarily fired Mike Wilkins and
13
Elizabeth Lee, both of whom were pro-
visional employees, for organizing parents
and speaking with the media. He further
forbade all Willowbrook employees from
speaking or meeting with parents without
his permission. This escalated the conflict
and resulted in a full scale -
national expos
of Willowbrook. The day after he was
fired, Mike Wilkins led Geraldo Rivera of
ABC - TV into the back wards of Willow-
brook. For the next several weeks New
York residents viewed the plight of Wil-
lowbrook residents on the evening news.
Eventually it was featured nationally on
an hour - long news special, as well as on
the Dick Cavett Show. This further galvan-
ized concerned groups and put the Wil-
lowbrook administration and the State
Department of Mental Hygiene on the ex-
treme defensive. Unfortunately, it also
polarized relations between parents and
workers at Willowbrook.
Worker - Parent Conflict
Willowbrook has traditionally handled
dissatisfaction both among workers and
among parents by exploiting their natural
differences and setting one against the
other. Attendants are always the first
targets of parent anger and frustration,
for it is they who are present, visible, and
seemingly responsible for the misfortunes
that befall the residents. This natural
prejudice is often confirmed because the
impossible conditions under which they
work soon causes indifference and uncon-
cern on the part of many workers. More-
In " 1966-67 per diem costs
over the country (excepting
Alaska) ranged from about
$ 14 3- $. In contrast, five
of the largest zoos even a
few years back spent an
average of over $ 7 for
their large animals. "
-President's Committee on
Mental Retardation, 1969
over, those who try to fulfill the demands
of their job are under such stress that they
sometimes react by taking out their frus-
trations on the residents.
14
The workers are equally prejudiced
about parents. Parents put a child into
Willowbrook when they can no longer
cope with him at home. " If two parents
can't cope with a single child at home,
what do they expect from two attendants
who must cope with 60 such children on
a ward, " the workers reason. Many work-
ers feel angry that parents have aban-
doned their children at Willowbrook and
feel they alone are concerned about resi-
dents'welfare, receiving support from
neither parents nor the administration.
Their feelings are substantiated by the
fact that the rate of parental abandon-
ment is high, particularly as residents
grow older.
Beyond this, workers feel threatened
by parents'demands for better conditions
at Willowbrook. They fear it will place an
even greater burden of work on them.
They also fear the loss of their jobs. Many
workers are poor, black, uneducated,
older women, and they fear that no other
jobs are available for them. They fear
that the " upgrading " of Willowbrook,
were it ever to happen, would squeeze
them out. Even worse, they fear the clos-
ing of the institution.
There are attendants who are dedicated
and whose efforts go far beyond the call
of duty. Were it not for them, many feel
Willowbrook would collapse. When Wil-
lowbrook hit the media, it was these
workers who reacted most strongly. Not
only did no one understand their impos-
sible predicament, but they felt they were
being blamed for the inhumanity of Wil-
lowbrook. Many were embarrassed to ad-
mit to friends that they worked there.
This made fertile ground for pitting work-
ers against parents.
After massive public protest of
parents and other concerned groups, the
Department of Mental Hygiene first agree-
ed to reinstate Dr. Wilkins and Ms. Lee.
But on the day this was to happen, Wil-
lowbrook workers held a large rally and
threatened to strike if the two were taken
back. Circulated among the crowd and to
the press were leaflets accusing Wilkins
and other leaders of being Communist-
Maoist - Black Panther agitators. Many par-
ents believe that the strike initiative, as
well as the red baiting -
, originated within
the Willowbrook administration. The De-
partment of Mental Hygiene then used
the occasion to renege on its offer, and it
has been entangled in a lawsuit over the
issue ever since.
The lack of worker support seriously
hurt the cause of the parents. Many now
feel the national publicity was premature
and possibly unfortunate. Organizing con-
tinues, although on a more sober note and
with a longer timetable. There are now
organizations in six of Willowbrook's 27
buildings. Parents report that as time
passes, worker opposition is relaxing and
volunteers, donating equipment, holding
" sunshine parties " for residents, and pro-
viding a social milieu for its members. It
Project Exodus
One of New York State's so called -
community oriented programs is " Project
Exodus. " A direct result of the Willowbrook State School expose, this project,
like its name - sake, is designed to get residents out of that particular concentra-
tion camp. The recently established -
community service units of all the State
Schools have been assigned quotas of Willowbrook residents to place else-
where ideally -
in community - based programs. In this way the State can live
up to its promised reduction of Willowbrook's population by 2,000 at the end
of 1973. So far 300 people have been evacuated from Willowbrook.
Since the project lacks overall coordination and direction, the fate of these
residents has been left up to chance and the bureaucratic needs of the State
Schools. Although the community service units are supposed to develop and
utilize community resources, most of the residents have not been placed in
community facilities or programs but simply in other State Schools. For ex-
ample, adult residents are being transferred to the retardation unit of Creed-
moor State Hospital. In order to get the consent of families who don't want their
relatives placed in Creedmoor (known well -
as another abominable institution)
the name of the unit has been changed to " Glen Oaks. "
Manhattan State School (a new facility located in a building once housing
Rockefeller's highly publicized, but do nothing -
drug treatment program) has
been given a Project Exodus quota of 200 Willowbrook residents. However, the
new School's function and value other (
than for gubernatorial public relations)
has not been settled yet, so none of the former Willowbrook residents are being
placed in this facility. Instead, Manhattan State is seeking out community
placements. Nonetheless, the School has not been able to place one single
person in all of the borough because of the lack of community programs. It has
transferred 25 people from Willowbrook and so far all of them have been sent
to a private, profit making -
residence in the Catskill Mountains (a newly - con-
verted summer camp called Cochecton School). One Project Exodus staff person
complains that " All of these mild and moderately retarded people are good
candidates for true community placement, but now they're being sent off to
the boondocks again. Without any follow - up from social workers, they don't
have a chance of ever getting back to society. "
some ties between parents and workers
are being established. One " building
captain " reports that workers now seek
her out to report difficulties and com-
plaints they think the building organiza-
tion should take to the administration.
4
Another reports that workers attend build-
ing organization meetings from time to
time.
The Benevolent Society
As the situation at Willowbrook heated
up, parents began to become active in
Willowbrook's official parent organization
- the Benevolent Society for Retarded
Children, Willowbrook Chapter. " Benevo-
lent, " as it is called, is a relatively pow-
erful and affluent, traditional, charity-
oriented organization which is affiliated
with the New York State Association for
Retarded Children. In the past, it has
been geared to raising money, recruiting
has consisted largely of a close circle of
long standing -
friends who had made their
peace with the Willowbrook administra-
tion and within limits, using their connec-
tions, could " get things done " there.
The new parents are, by and large,
young and angry and their more militant,
human rights approach is in sharp con-
flict with the charity orientation -
of the
older organization. The scenario is a fa-
miliar one with new parents charging
that Benevolent had been " bought off " by
the administration, and old members re-
sponding, " where were you back when... "
and " you just don't do things that way. "
In May, when one third -
of the Benevolent
Board of Directors was up for re election -
,
the " new parents " elected their entire
slate. Not surprisingly, Benevolent has be-
gun to take more militant stands, demand-
ing, for instance, that the State provide
wheelchairs and other essential equip-
15
ment which the Benevolent Society has
traditionally donated. As the official par-
ent organization, Benevolent has rights
and powers which it is only now begin-
ning to utilize. It has access rights to the
school and now conducts unannounced
building inspections. It has obtained the
right for residents to have visitors when-
ever they please. It has also achieved the
nominal right to have a voice in all im-
portant policy decisions concerning the
institution.
The Legal Offensive
Most recently, Benevolent, together with
the New York State Association for Re-
tarded Children and individual parents
(with the legal assistance of the American
Civil Liberties Union and Legal Aid So-
ciety) have launched a class action suit
on behalf of Willowbrook residents. The
suit charges the Willowbrook administra-
tion, the State Department of Mental
Hygiene and Governor Rockefeller with
knowingly running a flagrantly inhumane
institution, devoid of developmental pro-
grams and in gross violation of basic con-
stitutional rights of the residents in rela-
tion to the State's obligation to provide
treatment and care for those who are de-
pendent on its institutions.
The Willowbrook suit is based on a
precedent - setting Alabama case in which
the federal district court ruled that the
institutionalized mentally ill and mentally
retarded have a constitutional right to ade-
quate treatment, and that the adequacy
of treatment can be established through
standards for staffing, physical plant, nu-
trition, habilitation programs, etc. The
Willowbrook plaintiffs are also seeking
massive emergency relief and the phas-
ing out of Willowbrook in favor of small,
decentralized, community - based services.
Affidavits from parents, expert witnesses
who evaluated care at Willowbrook, and
replies from the State Department of
Mental Hygiene provide the most compre-
hensive empirical and human account of
the situation at Willowbrook. In affidavit
after affidavit, parents testified to the re-
gression their children underwent upon
entering Willowbrook. Children who could
walk and talk and who were toilet trained -
reverted to babyhood shortly after admis-
sion. Parent after parent told of find-
ing their children mysteriouly bruised,
scratched, burned, having broken bones or
deep gashes and having Willowbrook doc-
tors deny the condition until parents got
independent medical assistance. They told
of rampant nakedness on the wards and of
being told by attendants not to bring their
children clothes, since they would only
disappear in the laundry. Parents told of
having to submit their child to medical
16
experimentation where children were in-
tentionally infected with hepatitis, unless
they wanted to wait years to have their
child admitted to Willowbrook. " Since all
residents are exposed to hepatitis within
six months at Willowbrook anyway, " "
they were told by Willowbrook officials,
" wouldn't it be better for them to get the
disease under controlled conditions? "
The experts told of finding residents seg-
regated in barren, unlighted isolation cells
Policy
Action
Conference
Goals...
1. A continuum of services must
be available to all persons with spe-
cial needs from birth through old age
to insure them a dignified and pro-
ductive life.
2. The prevention of, or the imme-
diate intervention, in any type of
handicap must be actively sought
through organized programs, begin-
ning with family counseling and
continuing through all levels of health
and education services.
3. Normal living and integration
into community life must be the right
of every person with special needs
and their families.
4. A consolidated agency shall
administer all programs, allocate all
funds and resources, set standards
of care and service, and regulate the
quality of all services, and such ser-
vices must be guaranteed to meet
the specific needs of the individual,
regardless of the complexity of the
need or the profundity of the han-
dicap.
5. The parent and consumer com-
munity, with the aid and consulta-
tion of professional providers, shall
determine policy and priorities in the
planning, direction and delivery of
services to people with special needs,
so that the professionals and techni-
cians are fully accountable to the
parent and consumer community.
6. The financial burden for ser-
vices to people with special needs
shall not be solely the responsibility
of the individual family, but shall
fall upon the state when it exceeds
the basic expenditure for a normal
child.
... And Proposal
A new law would create a State
Authority on Disabilities and Human
Development and amend all existing
laws in the State to end fragmenta-
tion, exclusion from services, waste-
ful duplication and competition
among governmental agencies. The
Authority would:
OE Act as advocate by carrying on
research to improve service, paying
for legal aid to protect the constitu-
tional and civil rights of people with
special needs; educating the public
about the needs and rights of people
with special needs; establishing a
registry of all people with special
needs to ensure total planning and
services; and overseeing statewide
training programs in all present
facilities.
@ Contract all services to regional
centers. The Authority would not pro-
vide direct services, but would have
money to buy services needed by
each person with special needs, ser-
vices that are not provided in the
general community. Contracts will
be renewed only if the services meet
individual and collective needs of
the people served. A Regional Cen-
ter would form the administrative
and service hub of a complex of pri-
vate and public service agencies
needed by individuals that are phys-
ically or mentally handicapped.
Accountability would be establish-
ed in state, regional and area policy
and planning boards. These would
be independent from the Authority
and formed from a broad base of
consumers in each community who
depend on services. The boards
would be no less than 60 percent con-
sumers not counting concerned cit-
izens, public officials and agency
representatives.
These boards would analyze the
needs in their communities, develop
a plan each year or two and set pri-
orities for all services relevant to peo-
ple with special needs. The State plan
would be based on regional plans
which in turn would be based on
area plans. These boards, at each
level, would have the power to ap-
prove, veto or recall officials, and
would have veto power over major
policies set by the Authority, if they
were not in the public interest or
spirit of area, regional and State
plans.
sometimes for years at a time; of finding
residents in physical restraints or tied to
beds and chairs; of finding 75 to 95 per-
cent of the residents on some wards
heavily drugged. They reported seeing
wards of physically handicapped children
who spend day after day and year after
year packed two and three together in
cripple '
carts, " lining the walls of the
ward. Every expert told of a particular
child with hemophilia who lies in a hos-
pital bed with all four limbs tied down
because no one can provide the kind of
attention he requires. Bill Bronston, a Wil-
lowbrook doctor and one of the leaders in
the parent struggle, told of filling out
death certificates for children who need-
lessly choked on food because no one
was around to save them.
The testimony is heart rending -
, shock-
ing and revolting. What's more, the State
does not refute its accuracy. In fact,
formally parents and the State claim
there is no philosophical difference be-
tween them. Both agree that " normaliza-
tion, " small decentralized, community-
based services, integration into the com-
munity insofar as it is possible, foster
home care, hostels, half way -
houses and
small residential facilities represent the
humane and progressive alternative to
Willowbrook. The State says it is pursu-
ing this course as rapidly as it can. But
it has been saying this for the last five
years. And during this time it has built or
is building at least ten new institutions
with capacities of 500 or more, while pro-
viding hostel and half way -
house care for
less than 1,000 of its 26,000 institutional-
ized mentally, - retarded residents.
Historically, the State has shown its
main desire to be keeping its retarded off
the TV screen and out of the headlines.
This time parents have managed to make
the price pretty high at Willowbrook.
Since the fury began, the State has re-
stored $ 20 million cut from its statewide
mental hygiene budget of $ 580 million;
kicked Director Jack Hammond upstate;
lifted the hiring freeze; halted all admis-
sions; promised to reduce Willowbrook
population by 1,000 this year, and another
1,000 next year (while maintaining the
present staff); closed the experimental
hepatitis ward; abolished the official use
of segregation and instituted a " behavior
medification program " for the 11 residents
who had been kept in continuous isolation
-some of them for up to 16 years; made
unprecedented overtures to parents, in-
cluding establishing a Task Force to write
guidelines for patient and parents rights
for all State institutions for the mentally
retarded and mentally ill. Whether these
changes will touch the daily lives of the
4900 residents who now remain depends
17
on the parents'ability to keep the price
high.
Parents are sober about the prospects.
Building organization is proceeding slowly,
and always present is the tension between
the need for long term -, thorough - going
change and the need to deal with small
but urgent problems in the buildings.
People look to the class action suit with
a mixture of hope and fear hope -
that it
represents one of the most potent tactics
they presently posess; fear that the ever-
conservative more -
Supreme Court will
overturn the Alabama precedent and with
it the other suits across the country which
have followed in its wake.
Beyond Willowbrook
Regardless of the immediate outcome
of the suit, the work done at Willowbrook
over the last year has mobilized new peo-
ple and new groups, breathed new life
into old organizations, and kindled a
small but growing civil rights movement
among the physically and mentally hand-
icapped in New York. Groups such as
United Parents for the Handicapped on
Staten Island, Voice for the Handicapped
on Long Island, Citizens Action Commit-
tee for the Handicapped in Westchester
County, Working Organization for Retard-
ed Children, Action for the Retarded Dis-
abled in Action, and the Federation of
Parents Organizations for New York State
Mental Institutions have united previously
disparate special interest groups and com-
bined a civil rights stance with a direct-
action style. Separately and together,
these groups have conducted demonstra-
tions and disruptions, held their own hear-
ings and packed, testified at or disrupted
others, engaged in legal offensives, etc. A
coalition of these groups demonstrated at
the United Nations, filing formal charges
of " Crimes Against Humanity " against
Governor Rockefeller. If in the end the UN
failed to act on the charges, the protocol
involved was embarrassing for all U.S.
officials concerned. Disabled in Action has
recently conducted two rush hour -
wheel-
chair disruptions of traffic in mid Manhat- -
tan, protesting the fact that they are de-
nied access to virtually all public trans-
portation, public buildings, stores, apart-
ments, etc. The City has not arrested
them, possibly because of the publicity
it would gain for arresting wheelchair pro-
testors, only to find they would not fit
through paddy wagon or police house
doors.
Out of this activity, but most impor-
tantly, out of the Willowbrook struggle,
an unprecedented new group has formed,
the Policy and Action Conference (PAC).
Its most basic premise is that all handi-
capped people, their relatives and friends
have to unite if they are to gain the
18
strength to change the social status of the
handicapped. The similarities between the
blind, the deaf, the physically and men-
tally handicapped are greater than the
differences, PAC maintains. Like Blacks,
women, and other oppressed groups be-
fore them, the handicapped are discrim-
inated against, treated as third class -
cit-
izens, or as if they did not exist at all.
Their presence causes discomfort and em-
barrassment among the so called -
" nor-
mal. " The mentally and physically handi-
capped are regularly rejected from public
schools and denied jobs regardless of
their ability. Those in wheelchairs are
denied access to public transportation and
to most buildings. For instance, architects
standardly design bathroom doors smaller
than the width of a wheelchair, in spite
of the fact it costs no more to build them
wider.
PAC's approach is in sharp contrast to
the fragmented, charity oriented -
approach
of the past. Because of their minority sta-
tus and the urgency of their needs, most
handicapped persons and their families
have found it necessary to rely on private
voluntary agencies which raise their
money with pitiful posters and contribu-
tions cans on street corners. As soon as a
particular handicap is identified, be it
cerebral palsy, spina bifida, or retinitis
pigmentosa, a separate foundation is set
up to raise money, lobby and protect the
special interests of that group. The result
is hundreds of special interests all com-
peting with each other for the same char-
ity dollar and a small piece of the public
priorities pie. PAC's goals include public
priority for the problems of the handicap-
ped and a guarantee of their civil and
human rights - both to be implemented
through the creation of a single, independ-
ent State " Authority on the Disabilities
and
17).
Human Development " (see box, P.
The problem facing all of the handicap-
ped is not one of changing stated policy
or legislation. No one disagrees that hu-
man warehousing is bad, that the state is
obligated to provide free public educa-
tion for all school - age children, that Fed-
eral regulations require the design of
buildings to provide access to the handi-
capped where Federal funds are used,
that the handicapped share the constitu-
tional rights of all. The problem comes in
the willingness of the Federal, State and
local governments to live up to their own
promises and rhetoric, to enforce these
policies and uphold these rights. And
here, only strong, unrelenting political
pressure will alter the situation. Perhaps
in the Willowbrook parents, their friends,
and groups such as PAC, the seeds of
that pressure have been planted.
- Ronda Kotelchuck
LETTERS
TO THE
EDITOR
The Board of Directors of HIP has di-
rected me to send this letter to you.
There are many misstatements of fact
in the October 1972 issue of Health / PAC
BULLETIN in your article entitled " Crip-
pled H.I.P. " Moreover, on page 18 of the
Bulletin you state:
" Nobody mourned for Brindle and
Cohen. For years they had been ac-
cused of mismanaging HIP. Allega-
tions of the misappropriation of money
were widespread. "
The Board of Directors of HIP considers
the above statement to be entirely un-
founded, and is shocked and dismayed
that such a statement would be printed by
a responsible organization without proof
or verification. No allegations of the mis-
appropriation of HIP monies has come to
our attention. If you have any information
regarding the misappropriation of HIP
monies this information should be prompt-
ly directed to the proper authorities and
to the HIP Board. Failing receipt of any
such information, we must insist that this
statement be withdrawn by you in the
next issue of Health / PAC BULLETIN.
I think you will agree that unless you
have facts in your possession which can
substantiate the statement made by you,
the only fair thing would be to tender an
apology. A statement such as you have
printed unjustly maligns the reputation
of the previous officers of HIP and of HIP
itself.
We request a prompt acknowledgment
of this letter together with the text of a cor-
rective statement on this matter as it will
appear in the next issue of Health / PAC.
ALLAN KORNFELD
'
Acting President and
General Counsel
Editor's Note:
Mismanagement or misappropriation,
call it what you may. The salient fact is
that HIP subscribers have been short-
changed by HIP fiscal practices. For ex-
ample, a couple of years ago, HIP spent
about $ 11,000 to send 17 HIP administra-
tive personnel to Hawaii on the occasion
of James Brindle's inauguration as Presi-
dent of the Group Health Association of
America. It is hard to discern just how
these days in the sun benefitted HIP
patients.
Or, take another example. HIP execu-
tives exhibited poor judgement in commit-
ting scarce monies to initiate the regional-
ization program prior to obtaining any as-
surance that the necessary rate increase
would be forthcoming. HIP patients pay
for this poor judgement in reduced ser-
vices.
Whether these are instances of misap-
propriation or mismanagement, Health-
PAC does not wish to quibble over words.
Rather, we feel, HIP's 570,000 subscribers
would be better served if the HIP Board
addressed itself to the substance of
Health - PAC's criticisms - the engaging structural
defects in HIP rather than engaging in
semantics.
Dear Health - PAC:
Thank you for the complimentary copy
of your first Health - PAC Bulletin on occu-
pational health and safety. Such efforts
are needed to promote constructive, vol-
untary compliance with the Williams-
Steiger Act.
Summarily, the legislative history of the
Act indicated the lack of a unified effort
in the control or prevention of occupa-
tional injuries and illnesses. However, it
also recognized the excellent, but splinter-
ed efforts of governmental agencies, pro-
fessional organizations and societies, and
other employee and employer groups.
We in OSHA (and NIOSH) are dedi-
cated to " marshalling " these forces to-
gether into vigorous enforcement and vol-
untary compliance programs to the end of
protecting the worker. OSHA is equally
committed to fulfilling its standards - set-
ting and enforcement responsibilities in a
professional manner.
My staff welcomes your efforts and will
provide any assistance in accomplishing
our mutual goal of improving the work-
place for our most vital resource - the
worker.
Very truly yours,
George C. Guenther
Assistant Secretary of Labor
To Our Readers
We welcome your comments
on articles. Keep writing.
19
News Briefs
Occupational Hazard?
It was no ordinary ribbon cutting -
cere-
mony, reports the New York Times, when
Cleveland Mayor Ralph J. Perk, clad in a
welder's smock and safety glases, step-
ped forward to cut the titanium ribbon to
the Metal Show and Materials Congress.
Indeed, the sparks from his torch ignited
first his hair and then his pants. When all
was extinguished, the Mayor, in the prob-
able understatement of the day by a poli-
tician, said, " This job is more hazardous
than I thought. "
No Yellows for the Blues
A new Illinois regulation on blood bank
labeling may literally separate the blue
bloods from the poor. The regulation calls
for the labeling of blood transfusion units
as either " purchased blood " or " blood
from volunteer. " But currently, most hos-
pitals get up to 60 percent of their supply
from commercial sources. Commercially-
obtained blood carries ten times the risk of
transmitting hepatitis. It would seem that
someone in the hospital will have to de-
cide who gets which kind of blood. It is
unlikely that the blue bloods will be the
ones turning yellow.
Sticking Pins in Acupuncture
New York State authorities, with the
strong support of the AMA, have ruled
that acupuncture is the practice of med-
icine and can therefore be performed only
by licensed doctors or other authorized
medical personnel. Hence they moved to
close down several Chinese acupuncture
clinics in New York City which have re-
cently been flooded with patients who
could find no relief for their ailments in
more traditional medicine. Up in arms the
patients, calling themselves " Acupunc-
ture Now, " demonstrated in front of the
State Education Department, which licen-
ses professions, to protest the ruling.
The Have's and Have - Not's
Yes, Boris, there is a comprehensive
health care, if you are an American or
Russian exchange scientist, that is. For
the visiting Americans, there was no prob-
lem. They received the comprehensive
benefits which the socialized medical sys-
tem of the Soviet Union extends to all its
citizens. Providing equivalent benefits for
the Russians, however, was so easy. Solv-
ing this " unique " problem, as Hospital
Week called it, required a complicated
arrangement between Washington, D.C.
Blue Cross Blue Shield and the Depart-
ment of Health, Education and Welfare,
with a subsidy from the Agency for Inter-
national Development. The cost: $ 18.98 per
" man month, " not including preventive
services.
EVALUATION OF COMMUNITY INVOLVEMENT
IN COMMUNTY MENTAL HEALTH CENTERS *
The Health - PAC study which exposes the myth of community
in community mental health centers. An in depth -
analysis of how
the community is manipulated, ignored and contained by the
new mental health establishment. The project was done under
the auspices of the National Institute of Mental Health. It includes
six case studies on community mental health centers in Philadel
phia, Pennsylvania: Pontiac, Michigan; Prestonsburg, Kentucky;
Pine Bluff, Arkansas; Minneapolis, Minnesota and San Francisco,
California. An eye opening -
view of mental health across the
country.
The study is available for $ 6.00 from the
U.S. Commerce Department
National Technical Information Service
5825 Port Royal Road
Springfield, Va. 22151
* Accession # PB 211 267
20