Document RkVXepdDmRqe86ad7LGkXyXX
MATTHEW H. MEAD GOVERNOR
OF WYOMING
Office of the Governor
STATE CAPITOL CHEYENNE, WY 82002
November 13, 2014 Honorable Gina McCarthy Administrator U.S. Environmental Protection Agency 1200 Pennsylvania Avenue, NW (1101A) Washington, DC 20460 Honorable Jo-Ellen Darcy Assistant Secretary o f the Army (Civil Works) 108 Army Pentagon Washington, DC 20310 Re: Docket Number ID No. EPA-HQ-OW-2011-0880 Dear Administrator McCarthy and Assistant Secretary Darcy, Thank you for the opportunity to comment on the proposed rule, Definition of "Waters of the United States" Under the Clean Water Act, referenced above. The State of Wyoming has reviewed the proposal and objects to its promulgation as a final rule. The State has serious concerns, summarized in this paragraph, regarding the proposed rule. It does not stem from consultation with the State. It does not incorporate state comments or authorities or recognize state rights under the Clean Water Act (the Act). It attempts to expand the jurisdiction of the Environmental Protection Agency (the EPA) and the Corps of Engineers (the Corps) to new waters beyond the purview of the Act. It lacks quantifiable scientific support. It misapplies the "significant nexus" test. It does not adequately address economic costs and benefits. Further, the EPA has miscommunicated the content and effect of the proposed rule and released a scientific report late, preventing meaningful opportunity for review. The proposed rule is procedurally defective, and it exceeds the jurisdictional limits set by Congress as well as by the Commerce Clause of the U.S. Constitution. It should be withdrawn. A brief discussion of these concerns follows. The State o f Wyoming should have been consulted, its views considered, and its regulatory role retained in any rule change. Most waters, with the exception of those that are interstate, navigable, or consistently and directly connected to navigable/interstate waters (as established in court decisions) are best regulated by the individual states. This important principle is consistent with the Act, and the proposed rule runs counter to it.
PHONE: (307) 777-7434
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The proposed rule relies on only one purpose o f the Act, "to restore and maintain the chemical,
physical, and biological integrity o f the Nation's waters" and ignores the equally important
purpose "to recognize, preserve, and protect the primary responsibilities and rights of states to
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land and water Clean Water 1251(a)-(b). The
proposed rule overrides the jurisdictional responsibilities of states for waters within their
boundaries and places almost every body o f water in the country under the control of federal
agencies. It takes away the primary rights o f the states recognized in the Act.
States should be consulted for any proposed change in regulation under the Act and certainly should have been consulted early and continuously for a drastic proposal like this one. Yet state governments were not appropriately consulted.
On September 12, 2014, Administrator McCarthy hosted a meeting in Washington, D.C. During that meeting, EPA staff acknowledged that little was done to solicit input from policy makers in state government on the proposed rule. The EPA indicated it viewed public comments related to previously proposed and withdrawn guidance documents as sufficient input to move forward. The EPA has been visiting stakeholders to provide "information" during an extended comment period. At least one of these sessions occurred in Wyoming. The EPA announced the discussions were "not recorded, not for official comment, and only to provide information."
Public information presentations are an inadequate alternative to the consultation process that
should have occurred specific to the proposed rule. Using comments received in 2011 on
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unacceptable and falls 43255 (August 10, 1999).
The proposed rule seeks to jurisdiction over its waters,
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the state's role "tributary" for
in
jurisdictional purposes.
The proposed rule recognizes that some ditches as well as associated features (such as artificially irrigated areas that would revert to uplands should irrigation cease) do not contribute to traditional navigable waters, interstate waters, the territorial seas or impoundments. The proposed rule recognizes that these ditches and associated features are beyond the scope of federal jurisdiction. However, the EPA and the Corps (the Agencies) also express intent to exercise jurisdictional authority over waters that contribute flow either "directly or through another water". 79 Fed. Reg. 22274. Although the first clause appears to exempt some waters, the second clause effectively nullifies the first.
The proposed rule makes return flows, shallow subsurface groundwater or tail waters (that create artificial wetlands and riparian areas at field bottoms) "waters of the United States" based on
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potential for contribution. Id. While small streams and ditches can join larger "navigable" streams or interstate waters, it is at the point ofjoinder that they could be considered jurisdictional, not before. Putting these types o f waters under federal jurisdiction could result in limiting or eliminating positive contributions o f flow to waters of the United States. The proposed rule creates a disincentive to anything but the full consumptive use o f these waters in ditches and small streams. This defeats one of the Act's purposes to maintain and restore the Nation's waters.
In the western United States, a great number of streams and ditches can be legally managed at the discretion o f the water right holder to prevent return flows. Ditches carry appropriated water to those with the right to beneficially use that water, and they are regulated by the states. Flows, level of input, and therefore connectivity to waters of the United States are controlled by state law. These waters are not (and should not be considered) "waters of the United States" subject to federal management. The proposed rule is an inappropriate effort to take these waters under federal control.
The Agencies should start over with respect to the proposed rule. They should not try to exert regulatory authority over shallow subsurface groundwater, irrigation ditches, small, intermittent or ephemeral streams, or other small water bodies. They should defer to the states for the regulation o f these and all other waters that are intrastate with only minimal or temporary hydraulic conductivity to traditional waters o f the United States.
STdtehafetinepsitr,iooinpndoosicefad"tetrrduibltehuuatatnrfliaeedws.e"frualTllyjhueerniUslad.Sricg. teSisountphrseehmsocueolpdCeobuoerfctf,oeindnsetarraaplilnjuuerrdailstidotyic"otripeolinantiwiovnietlhiyntphReearpmpraaonnpoeosnstve,.dUnited standing, or continually flowing bodies of water," specifically excluding "channels through which water flows intermittently, or ephemerally, or channels that periodically provide drainage for rainfall." 547 U.S. 715, 739-42 (2006) (Kennedy, J., concurring in judgment). Even Justice K"reenmnoetdeya,nodniwnshuobssetaonptiinailo"nwtahteerAs gtheantc"iemsaryelfyl,odwidinntoottargardeiteiotnhaelAngaevnigcaiebslehwavaetejrusr.i"sdIidc.tiaotn7o7v8e-r 779.
Justice Kennedy features carrying
objected to an little and even
innoterwparteetra.tiIodn.
of the Act that extended jurisdiction to In contrast, the proposed rule defines
remote tributaries,
for jurisdictional purposes, to include any feature, carrying water or not, with a "bed and bank
and ordinary high water mark . . . which contributes flow, either directly or through another
water." 79 Fed. Reg. 22274.
The Agencies interpretation.
hTavheeydiascrtegualtrrdaedvirtehse,
opinion of the plurality, as well as under the proposed rule, in trying
Justice Kennedy's
to take jurisdictional
authority over more waters in contradiction to the case law.
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The proposed rule makes a number of claims about connectivity to justify asserting federal
regulatory authority over all connected waters, regardless of size. The Agencies claim the
"scientific literature clearly demonstrates that streams, regardless of their size or how frequently
they flow . . . influence how downstream waters function." 79 Fed. Reg. 22196. This claim is
used to arrive at the Agencies' position that, essentially, all water is connected and thus under the
Agencies'jurisdiction. But insufficient consideration to
sqauyainngtittyhiasnddotehsennoetemd atokeesittasbol.ishTh"ereAlagteivnecliyespehramveangeivnet"n
connections. Likewise, they have incorrectly discounted state primacy.
The Agencies' proposed definition o f tributaries is flawed. It includes any geomorphic feature capable of carrying water (if it can physically be characterized as having a bed, banks and ordinary high water marks) that contributes flow either directly or through another water. It is overbroad, ambiguous and greatly expands federal jurisdiction beyond the scope of the Act. It incorporates dry washes, arroyos, seasonal water bodies, and ephemeral streams (that rarely have sufficient flow and volume to significantly affect more permanent water bodies). Congress clearly intended to limit the Act's jurisdiction to waters - not to landscape features which can transmit waters or lands which can affect waters.
The Agencies have ignored the Supreme Court's plurality decision on the need for relatively permanent, standing, or continually flowing bodies of water. The proposed definition of a tributary and the intent to federally regulate tributaries must be reconsidered. Only waters with significant and measureable flows and relatively permanent, continual hydrologic connections to navigable or interstate waters should be included. This would be consistent with Justice Kennedy's assessment that there must be "some measure o f the significance o f the connection for downstream water quality." 547 U.S. at 784-785.
Defining virtually all waters as connected and thus waters of the U.S. is an error. The basis for this approach appears to be Justice Kennedy's statement that a wetland could be a jurisdictional water if the wetland alone or "in combination with similarly situated lands in the region" had significant nexus to a navigable water. Under the proposed rule, the Agencies have incorrectly determined that Justice Kennedy's "region" is a watershed. 79 Fed. Reg. 22274. Without any limiting definition, a watershed is far too broad a concept to insert into Justice Kennedy's "region" calculus. Watersheds are nested and can cover small acreages or thousands o f square miles. The watershed approach also disregards Justice Kennedy's standard which opposes using remote waters with minor flows that may be separated by many miles to establish a significant nexus. 547 U.S. at 778-779.
The proposed rule replaces the Act's jurisdiction over "waters" with jurisdiction over
"watersheds." This dubious approach extends the invites contention, ignores states' regulatory roles
afendderisalcohnotorkarbyetyoonthde
what the law allows, guidance o f the courts.
The Agencies should work with states to define a quantitative threshold for waters where the
authorities o f the state and federal government are separated.
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Justice Kennedy stated that the Agencies could, through rulemaking, "identify categories of
tributaries" that were jurisdictional. 547 U.S. at 781. He specifically identified "volume o f
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on which to base and and Justice Kennedy
limit the in their
attempt to expand the definition of tributary to include everything.
The Agencies have also failed to provide needed clarity in defining key terms used in the
proposed that need
rule. to be
Floodplains, riparian, and likewise spelled out in the
upprolapnods,ala.reSeexeaTm. pDleusnndeefainneddLin.Bs.cLieenotpifoilcdl,itWeraatteurrein
Environmental Planning (W.H. Freeman & Co., 1978). Failure to adequately define these key
terms further increases the possibility for regulatory creep.
The Agencies should establish not if there is a connection but rather at what level waters become relatively permanent or continually flowing bodies that contribute significantly to interstate or navigable streams. They should then develop appropriate categories leaving significant room for the states. Given the science, the Agencies are derelict in failing to propose alternative, quantifiable, and objective measures. The Agencies should withdraw the current proposal and work instead on a quantifiable, standards-based approach, like that suggested by Justice Kennedy.
The lack of conclusions
aarteimseerlyioruesleparsoebolefmthse.
science
report
and
the
lack
o
f
concrete
and
applicable
After withdrawing the scientific approach. A
2"0s1c1iengtuifidicanrecpeo, rtth"ewAagsetnhceiersesauplpt.eaSreeed
to recognize Connectivity
the need for a of Streams and
Wetlands to Downstream Waters: A Review and Synthesis o f the Scientific Evidence,
Washington, DC: U.S. Environmental Protection Agency (preliminary draft 2013). Yet the
Agencies failed to wait for the final scientific report prior to issuing the proposal, calling into
question the integrity of both the report and the proposed rule.
The Agencies put the cart before the horse. They released a rule supposedly backed by science
before the science was known and without time for analysis by commenters. When pressed, the
EPA has indicated that the conclusions o developing comments as the science was
f the science report already "known."
Twheereduranfnt erceepsosratriynctolutdheodse
information that essentially described the hydrologic cycle. The reasoning - all water is
connected according to the laws o f physics so a nexus exists and therefore all waters should fall
under federal jurisdiction - is not sound and falls short. It is a faulty bootstrap by which to
snatch jurisdiction over all waters. Such a conclusion does not answer the question of relative
significance and fails to acknowledge that Congress already recognized the states' authority over
certain waters.
Insufficient consideration has been given to establishing and quantifying metrics for "relatively
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permanent" connections within the report. The report should be revised to address quantity and significance and made available for comment prior to another proposal. An adequate report, which does not currently exist, could be the basis for the states and the EPA to discuss the thresholds for state versus federal jurisdiction.
The proposed rule misapplies Justice Kennedy's "significant nexus" test.
Justice Kennedy used the "significant nexus" test to define the limits of connectivity. The Agencies use it to reach beyond jurisdictional limits.
"Rivers, streams, and other hydrographic features" identifiable as "waters" are the focus of the
Atocfti.ndJujustriicsedKicteinonneodvyeurs"erdem"noetxeuasn"dtoinasudbdsrteasnstwiaeltwlaantdesrst"hathtawte"rme aryelfaltoivweliyntcolotsrea,diwtihonilaelrefusing
navigable waters." 547 U.S. at 778. The concept of connectivity was used to "trim" the
tributaries and wetlands that with a "significant nexus" to
were under federal jurisdiction (not enlarge them), so only traditional navigable waters would be federally regulated.
tThhoisse
is
consistent with the plurality opinion, which declined to find jurisdiction beyond "relatively
permanent, standing or continuous flowing bodies of water," specifically excluding "channels
tdhrraoinuagghewfohricrhaiwnafatellr."floIdw. satin7t3e9rm. ittently or ephemerally, or channels that periodically provide
The proposed rule uses "nexus" differently. 79 Fed. Reg. 22204. Any relationship that can affect the chemical, physical, or biological condition, no matter how minute, is used by the smAJiuggasnetttniiecfcireciheaKsonewttnofnroceerlmdajuiyomr'tseis)cod,opisnciontniioeiotcnntm,.iv5uiW4sty7thbaUeenr.desSia.gtshanJteifru7iecs7ftao9incr-et8e.0Kf,eedtnheneraeAdl jyguehrniesclddieicstht'iaosttnat.nhceTenhieissxtuahspaptmrauoanstcehxexudissisterxaeignsadtsrbd(esno
The Agencies' misapplication o f the "significant nexus" test is a defect in the proposed rule.
The costs and benefits o f the proposed rule are not properly addressed.
The Agencies state that the proposed rule "saves businesses time and money" and "provides more benefits to the public than it costs." These statements are grossly inaccurate.
The Agencies note savings in Agency expenditures based on an assumption that there will be less field-based, case-specific determinations for jurisdictional authority. While the proposed rule may save some administrative cost if the Agencies assume certain jurisdiction over more waters, it creates an expectation for more services elsewhere. The Agencies have failed to incorporate the weight of additional responsibilities they assume in this proposal.
Under the proposed definitions of waters of the United States, specifically those related to tributaries and the "watershed," the Agencies would become responsible for significantly more
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Section 404 permitting. Additional resources will be required to complete requisite environmental analysis under the National Environmental Policy Act. The cost for those in business and the economic effects of delayed permitting would be staggering.
The Agencies also fail to address the cost to individuals, landowners, businesses and states whose water and property rights will be affected and diminished if the proposed rule is finalized and implemented. The loss o f rights is a significant "cost," which should alone doom this proposal.
AEMxdeedmmitopiortniaoannlldsyu,hmtahveoefnneUogtnabdteieverensetafdafeencqdtusianotgefltyAhamedAodngrgeesntshceeideUsin'.SItne. trDemrepspraoerfttiemvceeoRnntuoolmefi(AcIRgimr)icpfouarlcttAu.rgeSr,eicTeuhlteuUra.lS.
IEmnpvilreomnemnetanttiaolnPorfottehceti4o0n4A(fg)(e1n)c(Ay,)aEnxdetmheptUio.Sn.
Department o f the Army Concerning for Certain Agricultural Conservation
Practice
Standards, 2014. The time and cost increases for landowners to comply with new requirements
could have devastating impact with far reaching consequences, yet the Agencies do not address
them. The Agencies cannot ignore impacts by mislabeling a rule as interpretive.
I have written you previously about the IR. It is substantive. It undercuts the agricultural exemption provided in the Act. It adds a third federal agency, the Natural Resources Conservation Service (NRCS), as a regulator and enforcer. Its implementation would significantly increase costs for multiple federal agencies. What has been an exemption for farming expressly set forth in the Act is no more under the IR. NRCS standards, specifications and certifications, previously inapplicable, take the place of the exemption provided by law. The IR is part of this jurisdiction-expanding rulemaking attempt and it too should be withdrawn.
The economic burden of the proposed rule has been inadequately evaluated. It was based on a narrow perception o f those affected and failed to look at the full cost of implementation. Costs to even those industries such as agriculture, that the Agencies claim to have intended to hold exempt, are increased. Costs to other industries will likewise increase. Costs in lost rights, as noted above, are also involved.
The Agencies have not been forthright about the proposed rule.
The proposed rule clearly expands federal jurisdiction over water and diminishes state rights and
property EPA has
rcilgahimts.edCtlhaaitmtshiasreprboepinosgaml daodeespnuobtlbicrloyabdyenthceovAegreangec.iesSetoe
the contrary. EPA Waters
For example, o f the United
States Website. However, on this public website urging support for the proposal, the EPA
identifies the lack o f existing federal authority to regulate small tributaries as an impediment to
its compliance and enforcement efforts and as justification to broaden its authority under the
proposed rule.
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On its website, the EPA also lamented discontinuing enforcement actions in Arizona because
nreoanc-hp.oiEnPt Asouthrecne
pollution on small tributaries to the offered the content o f the proposed
San rule
Pedro River were beyond as a solution. It therefore
its regulatory stands to
reason that the EPA views the proposed rule as giving the agency jurisdictional tools to control
waters previously beyond their reach.
Different messages for different audiences. It is one thing to propose a rule that is excessive, onerous, and in derogation of states; it is another entirely to assure the public that they have misunderstood the proposal and then saddle those same people with the burden o f a rule the content and intent of which was misrepresented by the Agencies.
The lack of sincerity, clarity, and the variety of interpretations from the Agencies themselves is troubling and frames the problematic nature o f the proposal.
The proposed rule exceeds the jurisdictional limits set by Congress as well as the Commerce Clause of the U.S. Constitution.
The definition of the waters of the United critical, relying heavily on the Commerce
CStlaatuesseidfoerntaiufitehsor"intiaevsi.gaSbelee"33anUd.Sin.Cte.rst1a2te51waettesresqa. s
(1972); U.S. Const. Art. I, Sec. 8, Clause 3. A water, together with other water bodies, forms an
interconnected highway to carry commercial goods in interstate and foreign commerce. 547 U.S.
at 730-35, 760-61; 79 Fed. Reg. 22271. However, the agencies have ignored the navigability
aspect o f the Act in its entirety in their tributaries and "watershed" approach.
The proposed rule expands jurisdiction beyond what the Corps has already termed the "outer limits of Congress's commerce power." 42 Fed. Reg. 37122, 37144 (July 19, 1977). If the Agencies have been operating at the outer limits of constitutional authority under the current regulatory scheme, Congress should provide a clear indication that the Agencies can go beyond. The Agencies cannot determine on their own to do so.
The remote waters the proposed rule would consider as "waters of the United States" do not have
tChleau"ssue basuttahnotriaitly[. ecGoonnozmailce]s
ev.ffRecaticohn,
interstate 545 U.S.
commerce" necessary 1, 17 (2005).
to
sustain
Commerce
Conclusion
The Agencies have been remiss in the assumptions used to create the proposed rule. The lack of collaboration with the states to develop the proposed rule is disappointing. Expanding federal jurisdiction into areas that belong to the states, cherry picking science, and spinning court decisions are unacceptable - they do not withstand scrutiny.
The Agencies are aware o f the problems that have plagued this process. They have an opportunity to revisit their decisions and direction on this issue. Doing so would be responsible,
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wbeintheftihceiapl,roapndosreedsprueclet,fualnodftthheecsotlaltaebso-ratthievier
regulatory process to
partners - and the public. correct them, will require
The problems major revisions
and a greatly expanded effort to work with the states.
There are many waters in federally regulated under
Wyoming that the Act. They
shhaovueldnobtebleeefnt tfoedtheeraSltlyatree. gIutlaisteidn
and should not be the best interests o
f
the Agencies - in everyone's best interests - to withdraw the proposed rule. The State of
Wyoming asks you to withdraw it.
Sincerely,
Matthew H. Mead Governor MHM:mdm cc: The Honorable Michael B. Enzi, U.S. Senate
The Honorable John Barrasso, U.S. Senate The Honorable Cynthia Lummis, U.S. House of Representative
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