Document M8vk4JDGLowxjdxoZeXb7a1j
BFGoodrich
The BFGoodrich Company 3925 Embassy Parkway Akron. Ohio 44313-1799
September 7, 1990
Mr. Ron Hanson Hoffman Plastics 16616 Garfield Avenue
Paramount, California
90723
RE: FDA STATUS OF POLYVINYL CHLORIDE (PVC) RESIN
Dear Mr. Hanson:
This is in response to our conversation regarding the prior sanctioned status of PVC.
Polyvinyl chloride is prior sanctioned for use in general food contact applications, both flexible and rigid. The prior sanction is based on an article by A. J. Lehman, from the FDA,
published in the Journal of the Association of Food and Drug Officials, July, 1951. The current Good Manufacturing Practice (GMP) specifications for prior sanctioned PVC are a maximum volatility of 3.0% (1 hour at 105C) and an inherent viscosity of not less than 0.35 by ASTM D-1243-79.
PVC is also listed as an acceptable ingredient of food contact articles under 21CFR:
175.105 175.300 176.180 177.1010
177.1200 177.2250 179.45
As promised, I am enclosing a copy of the 1986 FDA PVC proposal which acknowledges the prior sanctioned status of PVC. To
date, the FDA has not finalized the proposed regulation mostly due to preparation of an environmental impact analysis. Consequently, PVC retains its prior sanction status as explained above.
T o o a z .80
i
Mr. Ron Hanson September 7, 1990 Page 2 If you have any further questions, regarding the FDA status of PVC, please call me at 216/374-3422. Sincerely THE BFGOODRICH COMPANY
Toxicologist Environmental Health and
Safety Management Systems 0907-1/jp G. Schaaf - CL-OTM (w/o attachment)
I 5 $3
Federal Register / Vol. 51, No. 22 / Monday, February 3. 1986 / Proposed Rules
4173
DEPARTMENT Of HEALTH ANO HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 172,175,176,177,179, and 161
(Docket No. 75N-01S0]
Vinyl Chloride Polymers; Withdrawal of Proposal
aqincy: Food and Drug Administration.
action: Withdrawal of proposal.
summary: The Food and Drug Administration (FDA) is withdrawing the notice of proposed rulemaking that would have restricted the uses of vinyl chloride polymers in contact with food. The agency is taking this action because, based upon new scientific and legal developments. FDA has decided that the actions outlined in the proposal -no longer represent the appropriate course of regulatory action.
FOR FURTMDt INFORMATION CONTACT: Vir Anand. Center for Food end Safety end Applied Nutrition (HFF-335). Food end Drug Administration. 200 C St SW,, Washington. DC 20204.202-472-6680. SURMJMtMTARY MFORMATION: In the Federal Ragiatar of Septaober 3.1976 (40 FR 40529). FDA proposed to prohibit come usee of vinyl chloride polymers (homo* and copolymers), including their use in semirigid and rigid food-contact articles such as bottles and sheet, and to interim list the use of these polymers in water pipe.
Since publication of the proposal, there have been a number of significant developments that bear on the agency's position concerning regulation of vinyl chloride polymers. The major developments include: (1) Vastly improved production technology has made it possible for manufacturers to succeed in reducing the level of residual vinyl chloride monomer in vinyl chloride polymer by a factor of nearly 1 million: (2) the agency has dsvaloped a policy concerning the regulation of food and color additives that may contain carcinogenic imparities: and (3) FDA now beliavaa that developments in scientific technology and its experience with risk assaesmsnt procedures make it possible for the agency to determine whether the use of additives that contain carcinogenic importbasis sals. As a consequence of these developments, many of the issues raised by the September 1976 proposal and by i the comments on that proposal an moot FDA now baUesire that the use of vinyl chlorida polymers can be regulated provided that such polymers mast
certain limitations on the levels of
residual vinyl chloride monomer. In the Federal Register of March IS.
1977 (42 FR 14302). FDX reorganized and
repubiished regulations formerly
codified in 21 CFR Part 121. In the present document. FDA will refer to the old Pari 121 section numbers and. if appropriate, to the recodified section numbers.
Elsewhere is this issue of the Federal Register. FDA is proposing: (1) To provide for the safe use of vinyl chloride polymers; (2) to codify all known prior sanctions of vinyl chloride polymers: (3) to provide far the use of certain
previously unregulated vinyl chlorida polymers in manufacturing vinyl chloride bottles: and (4) to delate vinyl chloride-vinylidene chloride copolymers from the list of materials that may ba used as coatings on fresh dtrus fruit (21 CFR17T210).
FDA received 190 comments on the September 1975 proposal. One hundred fifty-four of these commante did not include any data on the use of vinyl chloride polymers. Of these comments, 86 supported the proposal: 57 expressed
concern about the risk associated with the use of vinyl chlorida polymers; and 11 opposed the proposed ban an rigid and semirigid vinyl chloride polymers. The remaining 36 comments did submit data or legal arguments for FDA's consideration.
In addition, the docket contains 15 supplements to comments: 21 letters from industry, professional societies, public interest groups, and individuals: 11 memoranda of meetings: and 11 memoranda of telephone conversations. None of tha additional letters and memoranda contained data, but tha 15 supplements to comments contained
scientific data that FDA reviewed and evaluated.
All comments received in response to tha proposal are addressed in this document
A Noaendatare
1. One comment stated that vinyl chlorida should ba referred to as "vinyl chlorida monomer" or as "VCM" in tha various proposed regulations to prevent any misunderstanding about what particular substance la being prohibited. The comment further stated that the .
identification of vinyl chlorida monomer should include its chemical formula (CeftCl). its alternative name "cMoreetheua." and its Chemical Abstracts Registry Number (CAS Rag. No.).
FDA apses that It should one the CAS
Rag. No. and tha term "vinyl chlorida monomer" to identify the monomer. R has done so in the propoeal published
elsewhere in this issue of the Federal
Register. The term "chinroethere-' is not
a commonly used term for vinyl
chloride. FDA concludes that vinyl
chloride is adequately defined by its chemical forinuia and its CAS Reg. No.
2. One comment stated that vinyl
chloride-vrnytidene chloride copolymer
should be renamed vinylidene chloride-
vinyl chloride copolymer to reflect the
relative dominance of the monomers. It
noted that vinylidene chloride is the
more dominant monomer in copolymers of vinyl chloride and vinylidene
chloride.
FDA concludes that vinyl chloride-'
vinylidene chloride copolymers should
continue to be so named. Vinyl chloride '
has customarily been the first monomer '
cited in industry usage and in food
,
additive regulations when referring to
copolymers, regardless of the major
J
component Although there may be some j
advantage to naming copolymers by the
predominance of monofhers. renaming
the copolymers would only lead to confusion and unnecessary paperwork. /
B. Administrative--Legal
3. Five comments stated that FDA did not have the statutory authority to issue
food additive regulations prescribing
conditions of use for a substance that
may not reasonably be expected to
become a component of food. The
comments claimed that there was no
expectation of migration of vinyl
chloride monomer into food from the use
of vinyl chloride polymer packaging.
Section 201(s) of the Federal Food.
Drug, and Coametic Act (the act) defines
food additives as "any substance tlie
intended use of which results or may
reasonably be expected to result
directly or indirectly, in its becoming a
component or otherwise affecting the
characteristics of any food (including
any substance intended for use in
producing, manufacturing, packing,
precasting preparing treating
packaging transporting or holding food,
and including any source of radiation
intended for any such use) * " *"(2l
U.S.G 321(s)). Section 408(d) of the act
(21 U.S.C. 346(d)) authorizes FDA to
estaQTsh regulations prescribing with
respect to any particular use of a food
additive, the conditions under which
such additive may be safely used.
Vinyl chloride polymer becomes s
X*
component of food (s food additive)
when tha unacted vinyl chlorida
^;
monomer trapped in tha polymer matrix .
migrates from the polymer to food. Tha
data, both experiments! and theoretical. ^
produced by industry and by FDA
laboratories about vinyl chlorida
polymers demonstrates that under
1
4174
Federal Register / Vol. 51, Na^ 22 f Monday, February 3, 1986 / Proposed Rules
normal conditions of use. migration of
was not incorporated into the agency's Additionally, since the publication of
vinyl chloride monomer will occur from final action on vinyl chloride polymers. the 1973 notice of proposed rulemaking,
all types of vinyl chloride polymer food-
FDA disagrets with this comment
scientific developments, such as
contact articles, regardless of the levels FDA has explained why it has
improved risk assessment procedures,
of the monomer in the articles. The
concluded that the vinyl chloride
have led FDA to reconsider how it
amount of vinyl chloride monomer that monomer will migrate in response to the regulates food and color additives when
migrates to food will depend on the
preceding comment In regard to a
the additive as a whole contains
initial residual monomer content, the
request for a public hearing, section
carcinogenic impurities but has not been
time and temperature of exposure to
409(f)(1) of the act provides that within shown to be a carcinogen in appropristt
food, the thickness of the polymer, and 30 days after publication of a final order testing. As a result of its
such other properties of the polymers as on a food additive, any person adversely reconsideration, the agency has decided
their permeability and whether they
effected by the order may file objections that it can approve or list the use of such
have been plasticized.
to the order and may request a public
additives when an asaesament shows
One example of the work done on
hearing on tha matter. Thera ere no
that the risk from the use of these
vinyl chloride monomer is that of Ethyle provisions in section 409 of the act for
additives, with their carcinogenic
Corp. In a series of reports dating from requesting a public hearing in response impurities, is so tow that there ia a
January 17.1973, Ethyl proposed and
to a notice of proposed rulemaking,
reasonable certainty of no harm from
utilized a diffusion model that
although this request may be made in
their use. The application of this
accurately predicted levels of vinyl
response to final regulations on this
approach to vinyl chloride polymers is
chloride monomer migration into food
subject
described in detail in the notice of
simulating solvents. Based on this
9. Two comments atated that no final proposed rulemaking appearing
model's success in predicting the '
action to ban rigid and semirigid vinyl elsewhere in this issue of the Federal
observed levels of monomer migration. chloride polymers should be taken until Register.
Ethyle's diffusion model can be relied
an examination haa been made of the
7. Four comments suggested that
upon to predict the level of such
potential migration from currently
proposed f 121-2009 Vinyl chloride
migration even when the monomer is
produced vinyl chloride polymers that . polymer resine. which Ueted tits prior-
not detectable by current analytical
contain low levels of residual vinyl
sanctioned usee of vinyl chlorida
capabilities.
chloride monomer.
polymers, should be revised to permit
On the basis of existing theories,
FDA has reviewed the data on tha
tha use of polymers listed ia that section
diffusion models, and available
migration of vinyl chloride monomer
in articles that will contact all types of '
experimental data. FDA concludes that from polymers that contain varying
food or should be revised to allow the
vinyl chloride monomer is capable of
levels of residual monomer (Division of use of additional types of articles
migrating into food from vinyl chloride Chemistry end Physics memorandum
produced from vinyl chloride polymers.
polymers in more than insignificant
dated July 27.1979). The agency
Tha agency finds that such 0 revision
amounts. The use of models capable of concludes that migration of the *
is inappropriate. Proposed ) 121.2009
predicting monomer migration has beat monomer into food will occur if there Is n was tntended to be a listing of those
addressed in Monsanto v. Kennedy. 013 any residual monomer in tha polymer. I uses of vinyl chloride polymers that are
F.2d 947 (1979), where the court stated; The new proposed regulations published . the subject of prior sanctions. La* those
"Nor is it necessary that the level of
elsewhere in this issue of the Federal r usee that were approved by FDA or the
migration be significant with reference Register reflect this determination.
US. Department of Agriculture (USDA)
to the threshold of direct detectability,
0. Two comments objected to
before September 0.193&. The list of
so long as its presence in food can be
permitting any use of vinyl chloride
such uses esnnot be altered or
predicted on the basis of a meaningful polymers in contact with food because expanded to Include additional uses
protection from reliable data." .
of the presence of a carcinogen (vinyl
without proof that those additional uses
FDA has further concluded that given chloride monomer) in these polymers.
were approved by FDA or USDA before
the fact that vinyl chloride monomer has The comments claimed that, by
that data.
been shown to be a carcinogen, the
permitting the use of these polymers.
Therefore. the agency cannot expand
projected vinyl chloride monomer
FDA wee. in effect setting a tolerance the prior-sanctioned usaa of vinyl
migration from vinyl chloride polymers ' for a carcinogen at the level of .
chlorida polymers to com contact with
under the conditions ofuse currently
sensitivity of the analytical methoda to alltypaaof food as propoe**'
{ specified in its regulaians is not so small detect vinyl chloride monomer. Tha
as to present no public health or safety comment stated that all asae of vinyl
la the1878 propoaaLFDA.u*.
concerns. The agency finds, however.
chloride polymers should be banned
prior sanctions tor which it could find
that safety can be assured through the until manufacturers can produce vinyl evidence and explicitly solicited
establishment of limits on residual
chloride polymers that contain no vinyl. evidence of any additional sanctions.
monomer concentrations, ss proposed chloride monomer;
No evidaaca of othar prior sanctions
elsewherein this issue of die Federal
FDA agrees that vinyl chloride
waa submitted to FDA. FDA. however,
Register. The agency, therefore, is
polymers with unsafe levels of vinyl
located tat its own files evidence of four
exercising its authority under section
chloride monomer should not be
additional prior sdnetiana. (1. Letter to
400 of the act to promulgate regulations permitted on the market However, FDA Flraetona Plastics Co. Pottstown. PA.
that would pravant the marketing of
does not believe that banning vinyl
dated April 20,1901. permitting tha use
polymers with unsafe levels of vtnyi '
chlorida polymers Is ntcaraaiy because of vinyl chloride resine as filrna for food e
chloride monomer.
these polymers now can bo
packaging. 2. Latter to Firestone Plastics a'
4,One comment contended that that* manufactured with residual vinyl
Co* Pottatown. PA. dated October & -
was no reasonable expectation of, . chlorida monomer levels that are at.
1900, permitting the use of rigid
migration and. also, that tha polymers least one milliea timet lower than the
ware not food additives. The
. residual monomer levels in polymer* .
packeging poultry. 3. Letter to
a
requested a hearing if its point of view . that were marketed in the early lfiTffs. Fbaetaae Plastics Co^Pottetewn, PA.
Federal Register / Vol. 51. No. 22 / Monday. February 3. 1986 / Proposed Rules
4175
dated February 2L1957. permitting the
use of vinyl chloride and vinyl chlorideacetate resins for "food wrapping
purposes." 4. Letter of Borden Co.. Santa Barbara. CA. dated August 15.1957. permitting the use of vinyl chloride soolymers as tubing for food-contact use.) ^ The agency has included these sanctions > in its proposal published elsewhere in M this issue of the Federal Register. The ^ agency believes that all valid prior sanctions of vinyl chloride polymers are set forth in the new proposal
> 8. Two comments stated that the wording of proposed 5 12L20O9(a)(3} should be revised to provide a proper description of the materials used far coating conveyor belts. The comments asserted that these materials are blends of vinyl chloride homopolymer and butadiene or butadiene/acrylonitrile copolymer rather than "vinyl chloride/
butadiene" or "vinyl chloride/ butadiene/acrylonitrile" copolymer, aa described in the proposal.
The original letters received by FDA on the conveyor belt coatings referred to the coatings as "resins." a term broadly
applied to any thermoplastic material. Although the letters that FDA wrote in response refer to the conveyor belt l
coatings as copolymers, the coatings were never identified as copolymers by the manufacturers. The agency, in reviewing these records, finds that the records contain no data that would limit
the prior sanctions to copolymers rather than blends.
Accordingly, in the propoael published elsewhere in this issue of the Federal Register, FDA has revised $ 181-37 (proposed as i 121.2009(a)(3)) to use the term "resin." rather than "copolymer." to refer to both the resin blend and the copolymer.
9. One comment stated that all food packaged in vinyl chloride polymers or
prepared with equipment in which the food will come into contact with vinyl chloride polymers should be so labeled.
FDA hat considered this comment and has concluded that the requested labeling is not necessary to ensure the safety of foods that contact vinyl chloride polymers. In a notice of proposed rulemaking published elsewhere in this issue of the Federal Register. FDA sets forth proposed
regulations that contain limitationa on the amount of residual vinyl chloride monomer that may be present in various
types qf vinyl chloride food contact
surfaces. FDA also sets forth In that - proposal the bests on which it has
tentatively concluded that vinyl chloride polymers that meet the proposed limitations are safe for food-contact net. Therefore, than is no need to label
foods that have contacted vinyl chloride
polymers. 10. One comment stated that the use
of vinyl chloride polymers as coatings
on fresh citrus fnrits. which is permitted under 21 CFR 121.1179 (now 21 CFR 172.210). has been discontinued.
After publication of the 1975 proposal, the major producer of vinyl ehloridievmylidene chloride copolymers informed FDA that it wse unaware of any market for the coatings on hush citrus fruit (Telecommunication. M.
Flood to }. Cobler. September 30 and October 3.1983. Dow Chemical Co.). On the basis of this information, the agency
is proposing elsewhere in this issue of the Federal Register to revoke the regulation for the use of vinyl chloride polymers as coatings on fresh citrus fruit.
11. Four comments were received objecting to the inclusion of rigid end semirigid polymers in f 121.108 Substances prohibited from use in human food (now 21 CFR Part 188).
FDA has now completed its
evaluation of all safety data pertinent to the use of rigid end semirigid vinyl . chloride polymers and has tentatively concluded that safe conditions of use can be prescribed for these polymers. Therefore, rather then banning the use of these polymers, elsewhere in this issue of the Federal Register. FDA is proposing to approve certain usee of these substances.
C. Chemistry
12. Seven comments statsd that one or more of the proposed regulations should be revised to permit all ases of ymyt chloride polymers for which there is no
reasonable expectation of migration of vinyl chloride monomer to food.
Five of these comments contained data for calculations to support the contention that when a food-contact article dots not contain detectable level* of vinyl chloride monomer, the potential amount of migration of this monomsr so insignificant as to make it unreasonable to expect that vinyl chloride polymer will become component of food. One comment further stated that a regulation ' permitting the os* of ati vinyl chloride
polymers when there was no detectable residual vinyl chloride monomer in the food-contact artidss or not detectable migration of vinyl chloride monomer to
food would adequately protect the public health.
A number of thaw comments discussed specific processes used to
remove "atP residual vinyl chloride monomer from vinyl chloride polymers. According to the comments, these procawe* produced polymers in which
there were either very low levels {i.e.. 2
to 50 parts per billion (ppbj) or no
detectable amount of residual vinyl
chloride monomer because the steps
taken during these fabrication processes
were adequate to remove ati of the
residual vinyl chloride monomer.
On the basis of all available evidence.
FDA hss concluded that under normal
use conditions, migration of vinyl
chloride monomer wilt occur from all
types of vinyl chloride polymer articles
(see response to comment 3J. The
amount of vinyl chloride monomer that
will migrate n determined by the nature
of the articles (e.g.. film, bottle, or
coating): the residual vinyl chloride
monomer content; and the conditions of
use (time* and temperature of exposure
to food).
The agency is aware that over the
past 10 years, the manufacturers of vinyl
chloride polymer products have
succeeded in reducing the levels of
residual vinyl chloride monomer by a
factor of nearly e million. However, the
data that FDA has received from
industry dearly establish that vinyl
chloride polymers still contain
measurable levels of vinyl chloride
monomer, and that available diffusion
theory relates the level of monomer hi
the polymer to the level of monomer m
the food, even though the level may be
below current analytical detection
limits. Therefore. FDA concludes that
regulation should be based on safe
upper limits of migration rather than the
level of detectability.
13. One comment stated that as the
level of residual vinyl chloride monomer
in a vinyl chloride polymer is reduced,
there te a corresponding reduction in the
migration of the monomer. The comment
theorized thst there are sites in a
polymer to which some monomer can
attach. Them sites are called "active
binding sites." The comment asserted
that these active binding sites prevent
migration of tha monomer when there is
less than o.l part per million of residual
monomer. The comment argued that as a
resell FDA had no authority to regulate
the polymer when it contained such low
levels of the monomer.
FDA finds that the available
experimental data on the process of
migration of vinyl chloride monomer
from vinyl chloride polymers do not
support this theory (Division of
r>
Chemistry and Physics memorandum Q
dated July 27.1979).
{
FDA's evaluation of tha data on vhr * >'
chloride migration that were submitte
as comments to the 1975 proposal by
Ethyl Corp. revealed that under normc
use condition, migration of vinyl
chloride monomer wifi occur from all v`1
4178
Federal Register / Vol. 51. No. 22 / Monday, February 3, i960 A Proposed Rules
types of vinyl chloride polymers, regardless of the monomer level in the polymers- Although the alternative active site'* theory, if correct would predict zero migration of vinyl chloride monomer to food at some minimum residual monomer level, no experimental data have been submitted to FDA that would confirm the theory. A more detailed discussion of the migration issue is contained in the notice of proposed rulemaking published elsewhere in this issue of the Federal Register.
14. One comment outlined a mathematical model that reportedly predicted the extractable levela of vinyl chloride monomer from any level of residual vinyl chloride monomer in vinyl chloride polymers. The comment stated that, based on the model and the low concentration of residual vinyl chloride
monomi-r in Us product, there is not a reasonable possibility of migration of vinyl chloride monomer.
FDA disagrees and finds, upon evaluation of the model that the model predicts zero migration only if there it no monomer in the food container (Division of Chemistry and Physics memorandum dated July 27.1979). FDA is not aware at this time of any manufacturing process that can produce vinyl chloride polymers without some level of residual vinyl chloride monomer being present The diffusivity of the vinyl chloride monomer is discussed briefly in comment 12 end at length in the notice of proposed rulemaking published elsewhere in this issue of the Federal Register.
15. Three comments stated that the proposed regulations should be revised to exempt specific types of packaging such as laminates and packaging for dry solids. The comments stated that food packaged in such containers would not be expected t<>contain vinyl chloride monomer as a result of migration from the packaging materials. -
As discussed in response to comment 12. the agency conclude* that us* of vinyl chloride polymer* as component* of the types of packaging materials described in these comments will result in low levela of migration of vinyl chloride monomer. However, the agency is proposing to permit such use of vinyl chloride polymers, with limitations on the level* of residual vinyl chloride monomer, as set forth in the proposed rule published elsewhere in this issue of the Federal Register.
td. One comment stated that the restrictions on the us* of rigid and semirigid articles should be revised to
permit their uso with ay food or that
thepropoaad restrictionstn this - "
regulations for adjuvants should be
eliminated.
As explained in the proposal
published elsewhere in this issue of the
Federal Register, based on the
improvements in the manufacturing
process for vinyl chloride poiymen and
on other scientific and legal
developments. FDA now believes that it
can approve the use of vinyi chloride
polymers in rigid and semirigid articles
not only with dry food but also with
aqueous,
and fatty foods.
Because FDA is no longer proposing to
ban these uses of rigid and semirigid
vinyl chloride polymers, the question of
restriction of adjuvants for use in rigid
end semirigid vinyl chloride polymers is
moot However. FDA is proposing to
delete certain adjuvants currently
regulated for use in vinyl chloride/
vinylidene chloride copolymer coatings
for fresh citrus bruit. The usF of this
copolymer for coating fresh citrus fruit
was discontinued several yean ago and
there is no longer a need for the
regulation. The deletion of this use af
these adjuvants from FDA's regulations
has no effect on their other regulated
uses..
D. Toxicology
17. One comment stated that the use of vinyl chloride polymers in rigid and semirigid food-contact articles should be
permitted on an interim basis pending the outcome of studies necessary to demonstrate the safety of such polymers. The comment stated that FDA had based the proposed regulations on preliminary reports, speculation, and rumors, and that animal feeding studies to demonstrate the toxicity of vinyl chloride monomer when ingested were now underway end were expected to be completed within 30 month*
Since this comment wee submitted, FDA has received four reports of completed bioassay studies on the carcinogenicity of vinyl chloride monomer. These include: (l) Peron at *L chronic rat oral study performed at the QVO Institute TNO in the Netherlands {Food and Cosmetics Toxicology,
1*317-333.1931); (2) Maitoni et aL rat study on vinyl chloride monomer by
both oral ingestion and inhalation routes of exposure [Annals of tin Now York
Acadomy ofScience* 246:199-218.1973; Environmental Health Perspective*.
41:3-2* 1961b (3) The British Industrial Biological Research Association
unpublished rat study on vinyl chloride monomer administered in the drinking water for up to 152 weeks (the final report entitled "An Investigation Into the Carcinogsnio>Potsntial of Vinyi .
Chloride Monomer When Administered.
to Rats tn the Drinking Water foe Up to.
152 Weeks." dated 1980): (4) CIVO Institute TNO second unpublished rat study on vinyl chloride monomer (the final report entitled "Lifespan Oral Carcinogenicity Study of Vinyl Chloride
in Rats." dated September 1983).
The agency has determined that vinyi chloride monomer is a carcinogen via oral route of exposure on the basis of the results from these studies.
Elsewhere in this issue of the Federal Register, PDA ie proposing to establish safe condition* of use for vinyl chloride polymen. FDA believes that vinyi
chloride polymers can be regulated under the agency's carcinogenic impurities policy, which is described elsewhere in this document and in the accompanying notice of proposed rulemaking. FDA has used this policy to regulate food and color additives that contain carcinogenic impurities but which themselves have not been found to be carcinogenic.
The agency's proposed regulations published elsewhere in this issue of the Federal Rejectee deal with the use* of vinyl chloride polymers including rigid and semirigid article* and the specific limitations that are needed to ensure their safe us*.
E. Environmental Impact
1& One comment stated that, under
the proposed regulation* products expected to substitute for vinyl chloride polymer products would have far greater environmental impacts than vinyl chlonda polymer. In addition, the comment suggested that vinyi chloride polymer could be efficiently burned in properly designed and operated incinerator*
The agency's proposaL set forth elsewhere in this issue of the Federal Register, provides conditions for the safe use of regulated and priorsanctioned vinyl chloride poiymen. This proposed action is in contrast to the 1073 proposaL which would have prohibited certain uses of vinyl chloride polymer* FDA has prepared two document* an environmental assessment and a finding of no significant impact that evaluate the potential Impact both advent and beneficUL expected from the increased uM of vinyl chloride polymer* These documents consider the environmental factor* addressed in the comment's subndssioin. lbs environmental assessment and tha finding of no significant impact may be seen in the Dockets Management Branch (HFA306). Food and Drug Administration. Rm. 4-32.3000 Ftobara Line. Rockville. MD 20667.
Federal Register / Vol. 51. No. 22 / Monday. February 3, 1986 I- Proposed Rules
4177
F. Economic Impact
19. One comment stated that the proposed regulations appeared to be more restrictive than necessary to assure protection of the public health from ingestion of vinyl chloride and discussed shortcomings and omissions in FDA's analysis of potential economic impact of the regulations. Another
prior-sanctioned vinyl chloride polymers.
11118 action is takeiwmder the Federal
Food. Drug, and Cosmetic Act (secs. 201(s). 402. 409. 701. 52 Stat 1042.10461047 as amended. 1049.1055 (21 U.S.C. 321 (s). 342. 346. 371)) and under authority delegated to the Commissioner of Food and Drugs (21 CFR 5.10).
Aoomss: Written comments to the Dockets Management Branch (HFA305). Food and Drug Administration. Rm.
4-62,5600 Fishers Lane. Rockville. MD 20857.
son furthir information contact: Vir Anand. Center for Food Safety and Applied Nutrition (HFF-335). Food and Drug Administration. 200 C St. SW..
comment contained data concerning the
Dated: Jknuary 27.1980.
Washington. DC 20204. 202-472-5690.
economic impact the proposed
Frank E. Young.
SUFFLfMKMTARV INFORMATION:
regulations would have upon the firm. FDA has considered these data and
comments in preparing the economic assessment on the proposed regulations published elsewhere in this issue of the Federal Register. The economic assessment may be seen at the Dockets Management Branch (address above).
G. Conclusions
Since the publication of the September 1975 proposal, there have been significant scientific and legal developments that have caused FDA to reconsider its proposed regulations on the use of vinyl chloride polymers. Improvements in the manufacturing process have enabled vinyl chloride polymer manufacturers to lower greatly the levels of residual vinyl chloride monomer in the polymers. This development, along with procedures for risk assessment now make it possible for the agency to establish safe conditions of use for vinyl chloride polymers. Details of the scientific and legal developments as well as the risk assessment are set forth in the notice of proposed rulemaking published elsewhere in this issue of the Federal Register.
The agencyahas also developed a policy for providing for the safe use of food additives and color additives containing low levels of carcinogenic impurities. This policy was set forth in an advance notice of proposed rulemaking published in the Federal Register of April 2.1982 (47 FR14465). The use of this policy was upheld by the
Commissioner of Food and Drugs.
(FR Doc. 86-223* Filed 1-31-6& 8:45 am)
aOJJNQ COM <KM1
21 CFR Parts 172.17$, 178,177,176, and 161
(Docket No. MM-6334]
Proposed Uena of Vinyl CMorMt Polymers
aoincv: Food snd Drug Administration.
action: Proposed rule.
SUMSAitr The Food and Drug Administration (FDA) ia proposing to amend its regulations to provide for the safe use of vinyl chloride polymers. The agency is proposing: (1) To providt for the safe use of certain vinyl chloride polymers by establishing limits on the amount of residual vinyl chloride monomer that they may contain: (2) to codify ell known prior sanctions for vinyl chloride polymers; (3) to provide for the use of certain previously unregulated vinyl chloride polymers in manufacturing vinyl chloride bottles; and (4) to delete vinyl chloridevinylidene chloride copolymers from the list of materials that may be used as coatings on fresh citrus fruits. Elsewhere in this issue of the Federal Register. FDA is withdrawing the proposal on vinyl chloride polymers that it published in the Federal Register of September 3. 1975 (40 FR 40529). DATE Comments by April 4.1966.
L Introduction
The purpose of this proposal ia to
provide for the safe use of vinyl chloride
polymers in contact with food.
Vinyl chloride is a chemical with the
formula GtHtCTused at a monomer in t-r -
the producudh of polymers. Other
monomers are chemically bonded to this
monomer by the process of
polymerization to form larger, more
complex molecules called "polymers"
When ell of the monomers that are
polymerized together ere molecules of
the same substance, the resulting
molecule is called a "homopolymer."
The vinyl chloride homopolymer is
sometimes called "polyvinyl chloride"
(CAS Rag. No. 9002-66-2).
When molecules of different
chemicals are polymerized together, the
resulting molecule is celled a
f
"copolymer." Thus when ethylene
molecules art polymerized to vinyl
chloride molecules the resultina_____
copolymer is called "ethylene vtnvliden#
chlorids"
Elsewhere in this issue of the Federal
Register. FDA is withdrawing an earlier
proposal on vinyl chloride polymers that
it published on September 3.1975.
Responses to comments received on the
September 3,1975 proposal are set forth
in the withdrawal document.
IL Regulatory History
Vinyl chloride (CAS Reg. N& 75-01-1) is a chemdal with the following structure:
U.S. Court of Appeals in Scott v. FDA .
728 F^d 322 (6th Cir. 1984). a case
involving FDA's decision to list -
permanently the use of DSC Green No.
5.This color additive contains a ,
C2H3CI, Molecular weight: 62.5
carcinogenic impurity, but when the
additive as a whole was tested in
laboratory animals it did not induce
cancer. This policy is explained in detail
in that document (47FR 14463). Accordingly, FDA is withdrawing the
' A wide variety of vinyl chloride
proposal published in the Federal.
polymers including homopolymer and
Register of September 3.1978 (40 FR' various.copolymers era available far .
40529). Published elsewhere in thts isene ; use in the production of articles
of the Federal Register Is a notice of t
intended to contact food. Including food-
proposed rulemaking that would;.
packaging materials coatings plaetieols
authorize the safe use of regulated and .. geekets parte for food:processing . _j.
V equipment flexible tubing, and ..
>^
waterptps
s--'
Under seedpa 301(e) of the Federal j- -
Food, Drug, end Cosmetic Apt (the act) '
(21.UAC, 321(s)).a suhatenne is . . ^
exeluded from.the definition pf e"food O
. additive" If ituse wMsancttaoed by
4178
Federal Register / Vol. 51. No. 22 / Monday, February 3, 1986 / Proposed Rules
FDA before September G, 1958. the date vinyl chloride monomer as high as 20
have been permitted under the{*ry
of the enectment of the Food Additive* parts per million (ppm). Other
interim regulation.
Amendment. FDA issued several
components of the bottles that gave gin
The September 1975 proposal cited
sanctions for uses of vinyl chloride
and vodka an off-flavor were also
inhalation studies by Dr. Cesare
polymers before that date. Those
extracted, but these components were
Maltoni, who reported the development
sanctions were in the form of letters,
not identified. By May 10.1973, FDA
of angiosarcomas of the liver along with
advisory opinions, and articles by FDA chemists had confirmed that vinyl
other types of tumors at levels of
scientists that appeared in scientific
chloride monomer was present in vinyl atmospheric exposure as low as 250
journals. Although currently there is no chloride polymer liquor bottles, and that ppm ("Carcinogenicity Biossay of Vinyl
list of the prior-sanctioned uses of vinyl it migrated into the liquor.
Chloride.'" Environmental Research,
chloride polymers in the Code of Federal As a result of these findings. FDA
7:387-045.1974). Since then, vinyi
Regulations. FDA is aware of such
published a notice of proposed
chloride has been shown to be an
sanctions for their use as components of rulemaking in the Federal Register of
animal carcinogen both by inhalation
film for food wraps, as components of
May 17.1973 (38 FR 12931). to restrict
and by oral administration and a human
can enamels, arid as components of
the use of vinyl chloride polymer resins carcinogen by inhalation, as discussed
certain types of rigid food-packaging
to food-packaging materials that were
below (IARC Monographs. 19:409-412.
materials, excluding bottles.
used with nonalcoholic foods.
1979).
Since the enactment of the Food
By March 1974. the agency had
Additives Amendment in 1958. FDA has received information horn various
Data Received in Response to Proposal
approved a variety of uses of vinyl
sources suggesting that the migration of
As a result of the September 3,1975
chloride polymers in food-contact
vinyl chloride monomer from vinyl
proposal. FDA received numerous
articles. The regulations codifying these chloride polymer resins was not limited comments, which an addressed
approvals include: 1172-210 Coatings to situations in which the polymer was elsewhere in this issue of the Federal
on fresh citrus fruit (formerly
used in food-contact articles for
Registar, and considerable analytical
1121.1179); 1175.105 Adhesives (formerly 1121.2520); 1175.300 Resinous andpolymeric coatings
alcoholic beverages. By this time, vinyl chloride monomer had been linked to liver cancer in humans. Therefore, in the
manufacturing and toxicological data bearing on th* reduction in th* level of vinyl chloride monomer in vinyl chloride
(formerly 1121.2514); {175.320
Federal Registar of April 22.1974 (39 FR polyman. These data lad FDA to
Resinous andpolymeric coating for
14215). FDA proposed to ban vinyl
publish this new proposal on vinyl
polyolefin films (formerly i 121.2580);
chloride as an aerosol propellant in drug chlorida polyman.
1178.170 Component ofpaper and
and cosmetic preparations and also
Data submitted by industry in
paperboardin contact with aqueous and requested data from industry about the response to the September 1975 proposal
fattyfoods (formerly 1121.2528);
use of vinyl chloride polymers, the
showed that manufacturers had
1178.180 Components ofpaper and
residual concentration of vinyl chloride succeeded in reducing the vinyl chloride
paperboardin contact with dry food
monomer in vinyl chloride polymers,
monomer levels in vinyl chloride
(formerly 1121.2571); 1177.1010
and the migration of vinyl chloride
polymer resin. Before 1975, residual
Acrylic andmodified acrylicplastics,
monomer from vinyl chloride' polymer
vinyl chlorida monomer levels of 1.000
semirigid and rigid (formerly
containers.
ppm wan common. Since than,
S 121.2591); i 177.1200 Cellophane
In the Federal Registar of August 28,
improved manufacturing procedure*
(formerly 1121.2507); 1177.1210
1974 (39 FR 30830), the agency issued a have lowered the residuiu vinyl chloride
Closures with seeling gaskets forfood final rule that prohibited the use of vinyl monomer levels by more than fiva
containers (formerly i 121.2550);
chloride as a propellant in aerosol
orders of magnitude.
1177.1830 Polyethylene phthalate
cosmetic products and that required that Although methods for reducing vinyl
polymers (formerly 1121.2524);
a manufacturer obtain an approved new chloride monomer levels have varied
S 177.1850 Textryls (formerly
drug application before using vinyl
from company to company, such
11212545); 1177.1950 Vinyl chloride- chloride as a propellant in aerosol drug methods gtnarally have involved
ethylene copolymers (formerly
products. This action was based on
spplicatiaa of hast and vacuum during -
11212809); 1177.1900 Vinyl chloride- evidence that Inhalation of high
processing of the resin. Manufacturers
hexene-l copolymers (formerly
concentration* of vinyl chloride resulted nave also taken steps to produce small.
1121.2823); i 177.1970 Vinyl chloride- in acuta toxicity that was manifested by ^CTOwaffrato^rtMaa ^Icbhava
lauryb vinyl either copolymers
an array of symptoms, including
(formerly 11212808); 1177.1980 Vinyl unconsciousness, cardiac effects, bone of tha resin.
chloride-propylene copolymers
rtfwg-- and degenerative changes in / Substantiation of dm reduction in
(formerly 11212521); 11772280
the brain, liver, and kidneys.
/ vinyl chlorida monomar has bean
Microporous polymericfilters (formerly
As a result of the many comments that provided by raporta of residual vinyl
11212831); and 1179.45 Packaging
the agency received on the April 22.1974 chlorida monomer levels of 10 ppb in
material* used during the irradiation of proposal, in the Federal Registar of
vinyl chlorida polymer bottles (Tha
packaged foods (formerly 1121.2543).
September 3.1975 (40 FR 40529). FDA
Society of tba Plastics industry, Inc,
The .renumbering of these sections
proposed further restrictions on the use November 121982) and an estimated
occurred as part of a recodification that of vinyl chloride polymers in contact
100 parts per trillion In can coatings
FDA announced in the Federal Reflates of March 15.1977 (42 FR14302),
with food. Under the September 1975 proposal,
(Union Carbide Co^ December 121980). The Society of tha Plastics Industry,
On January 4.1973. representatives of rigid and semirigid vinyl chloride
Inc (SPQ. in a submission (November
Schuisy Distillers met with FDA to . polymers would have been banned from 121962) on behalf of tb* vinyl chlorida
rspart the results of enelyses that
food-contact use because of possibly
polymer manufacturers, informed tha
showed that alcoholic beverages stated unsafe levels of vinyl chloride monomer i agency "that with respect to vinyl
in vinyl chloride polymer battles for
migration, although caatteued use of \ chloride polymer bottles, the Industry
periods of up to 9 moathe-hed levels of .-< vinylchloride polymer waterpipe would *Nqan provide products with raaidual
Federal Register / Vol. 51, No. 22 / Monday. February 3. 1986 / Proposed Rules
4179
monomer levels not exceeding 10 ppb by 4. Oxford Press. London. 1976). The
2.4 ppb. while vinyl chloride monomer
weight." The SP1 submission further
differential equations expressing these levels in the extract from the 0.28 ppm
stated "the quantity of viniy chloride
laws contain a variable called
sheet averaged 1.6 ppb' (Diachenko, et
available to migrate is so low, and the
diffusivity. The form oQhe differential
al.. Journal of the Association of Official
rate of migration of vinyl chloride from equations derived from Fick's laws
Analytical Chemists. 80:570-575.1977).
vinyl chloride polymer containers made with a residual [vinyl chloride monomer] content of 10 ppb or less is so slow that the concentration of vinyl chloride in the contents even after an exaggerated / shelf-life exposure at moderately elevated temperatures will not exceed l the safe (0.073 ppb) level."
To monitor the level of residual vinyl chloride monomer in vinyl chloride polymers, the agency has developed a sensitive gas chromatographic method titled "Head Space Sampling and GasSolid Chromatographic Determination and Confirmation of >1 ppb Vinyl Chloride Residues in Polyvinyl Chloride Food Packaging" (J.L. Dennison, et aL. Journal of the Association of Official Analytical Chemists. 81:813-819.1978). This analytical method has been tested by FDA and by at least one major manufacturer of vinyl chloride polymers and has been found to yield satisfactory analytical results. However, the method has not been tested with all possible vinyl chloride-based food-contact articles.FDA invity? mnwnuts --tth* applicability of this analytical method
an/^WUI rsminw "y
receiveSTn developing a final rule.
IIL The Use of Vinyl Chloride Polymers in Food-Contact Articles WID Result in Their Becoming Components of Food
Section 201(s) of the act defines a "food additive" as "any substance the intended use of which results or may reasonably be expected to result directly or indirectly, in its becoming a
depends on the boundary conditions, i.e.. monomer concentration inside and
outside the bottle wall, and on the conditions existing at the time of initiation of diffusion of vinyl chloride monomer, such as the intitial residual monomer concentation.
When applied to the particular situation of monomer migration from a bottle, such as vinyl chloride monomer from a vinyl chloride polymer bottle, the diffusion equations derived from Fick's Second Law always predict a finite migration of the monomer based on initial monomer concentration in the bottle walL provided diffusivity is not zero. Only if diffusivity is zero would no migration be likely.
Based on its review of published experimental results and of theoretical calculations based on numberous systems. FDA believes that the diffusivity of vinyl chloride monomer in vinyl chloride polymer will always be greater than zero, and that migration will occur whenever residual vinyl , chloride monomer ^present in the A*
polymer. In a series of reports dating from
January 17.1975. Ethyl Corp. proposed
and utilized a diffusion model that it has derived from Fick's Second Law. This
model can be used to predict monomer levels in various food simulants when the initial residual vinyl chloride monomer concentration in the bottle wall and the diffusivity are known.
Ethyl Corp. originally applied this diffusion model to extraction data
The Ethyl predicts that there will be migration, albeit below the limits of
detection by current analytical techniques, from vinyl chloride polymers that contain vinyl chloride monomer at the level of less than one ppm. According to the model, as migrant
concentration in a polymer is reduced, the contribution to diffusion from the interaction among migrants also
decreases. In the limiting case of a single migrant molecule, the only interaction that will occur is between the migrating monomer and the polymer. Even though diffusivity will be reduced
to a finite constant in this case, it will not become zero. Thus, even when the
polymer contains the monomer at very low levels, the presence of the vinyl chloride monomer in food "* * * can be predicted on the basis of a meaningful
projection from reliable data." See Monsanto Co. v. Kennedy. 813 F.2d 947. 955 (D.C Cir. 1979).
Therefore, besed on the evidence before it. FDA concludes that vinyl chloride polymer will become e component of food, and that the extent to which this will be the case depends,
at least in part, on the amount of monomer in the polymer. Given these facts and the fact that vinyl chloride monomer has been shown to be a carcinogen. FDA has decided to regulate the use of vinyl chloride polymers under the act (21 U.S.C. 348) to ensure that the polymer that is marketed does not
contain unsafe levels of the monomer.
component or otherwise affecting tha
characteristics of any food (including any substance intended for use in
derived from bottles containing residual IV. Carcinogenic Impurities Approach to
vinyl chloride monomer at levels of from 80 to 330 parts per million (ppm). This
Safety Evaluation
producing, manufacturing, packing,
model accurately predicted the level of A. Applicable Legal Standards
processing, preparing, treating, packaging, transporting, or holding food; and including any source of radiation intended for any such use) * * *'* (21 U.S.C. 321(a)).
FDA Finds that vinyl chloride polymers used in food-contact articles
meet this definition. Existing theory,
supported with data produced by industy and by FDA laboratories., demonstrates that under normal
conditions of use. vinyl chloride
monomer will migrate to food from all types of vinyl chloride polymer food*
monomer that migrated into food
simulating solvents.
FDA also has used sensitive
^
analytical methods to measure the ,X
levels of vinyl chloride monomer in V
extracts from vinyl chloride polymers,
those methods have shown that,
consistent with Ethyl's model the levels
of monomer in tha extract could be
related to the intitial residual
concentration of the monomer in the
polymer. For example. FDA conducted a
migration study on two lots of
unplasticized polymer sheet. One lot
FDA. in its evaluation of the safety of vinyl chloride polymers, reviewed, as it does with all indirect food additives, the safety of both the polymer and its possible impurities (c.g- starting materials used to manufacture the. . additive). As stated above, the polymer is likely to contain residual amounts of a carcinogenic compound, vinyl chloride monomer, that is used in the manufacture of the polymer. The level of residual monomer in polymers is an important factor in assessing safety.
contact-articles.
contained 0.44 ppm residual vinyl
Under section 409(c)(3)(A) of die act
The migration of vinyl chloride
chloride monomer and the other (US
; (21 U.S.C. 346(c)(3)(A)). the so-celled
monomer from vinyl chloride polymers ppm. Samples from each lot ware
"general safety clause" of the Food
can be described by Fick's First and.
extracted with SO percent ethanol for 19 . Additives Amendment a food additive
Second Laws of Diffusion, first
days at 49 *C (120 *F). Vinyl chloride
cannot be approved for a particular use
enunciated in 1858 (Crank. 4- "The
monomer levels in the extract from the unless the data presented to FDA
Mathematics of Diffusion." 2d Ed. pp. 2- , polymer containing 044 ppm averaged establish that the food additive is safe
\
-.30
4180
Federal Register f Vol. 51. No. 22 / Monday. February 3. 1988 / Proposed Rules
for that um. the concept of safety
embodied in this requirement was
explained in the legislative history of the Food Additives Amendment of 1958. "Safety requires proof of a reasonable certainty that no barm will result from a proposed use of an additive. It does not--and cannot--require proof beyond any possible doubt that no harm will result under any conceivable circumstance." H. Rept. 2284. 85th Cong., 2d Sess. 1 (1958). This definition of safety is incorporated in FDA's food additive regulations (21 CFR 170.3(i)). The Delaney anticancer clause of the Food Additives Amendment of 1958 (section 409(c)(3)(A) of the act (21 U.S.C. 348(c)(3)(A)) provides further that no food additive can be deemed to be safe
if it is found to induce cancer when ingested by man or animal.
In the past FDA often refused to list a food or color additive that contained or was expected to contain minor amounts of a carcinogenic chemical, even if the additive as a whole had not been shown to cause cancer. As explained below, however, scientific developments and experience with risk assessment procedures have made it possible for FDA. in appropriate circumstances, to approve the use of additives that contain a carcinogenic chemical.
In the preamble to the final rule permanently listing D&C Green No. 8 published in the Federal Register of April 2.1982 (47 FR14138). FDA explained the basis for approving the use of a color additive that had not been shown to cause cancer, even though it contains a carcinogenic constituent Since that decision. FDA has listed, on
the $c-= basis, the uses of several color addu fei that contain carcinogenic impurities, including the use of D&C Green No. 8 for coloring contact lenses (48 FR 13020; March 29.1983) and the use of D&C Green No. 5 (47 FR 24Z78; June 4.1982) and of D&C Red No. 8 and D&C Red No. 7 (47 FR 57881: December 28.1982) for coloring drugs and cosmetics. (See also tha advenes notice of proposed rulemaking publiahed in the Federal Register of April 2.1982 (47 FR 14482).)
The appropriateness of FDA's decision to list the uses of these color additives is supported by Scott v.-FDA.
728 F.2d 322 (8th Cir. 1964). That ease
involved a challenge to FDA's decision to approve the use of D&C Green No. 5. which contains a carcinogenic chemical but has not itself been shown to cause cancer. Relying heavily on the reasoning in the agency's decision, the U.S. Coart of Appeals for the Sixth Circuit refected the challenge to FDA's action and affirmed tha Hating regulation.
The Delaney or anti-cancer clause is not triggered unless the additive as a whole is found to induce cancer. An additive that has not been shown to . induce cancer but that contains a carcinogenic impurity is propeny evaluated under the general safety clause of the statute, using risk assessment procedures to determine whether there is a reasonable certainty that no harm will result from the
proposed use of the additive. Therefore, because vinyl chloride
polymers, manufactured from tha component vinyl ehlonde monomer, have not been shown to causa canear, the anticancer clause does not apply. FDA has evaluated the safety of this additive under the general safety clause, using risk assessment procedures to estimate the upper bound limit of risk presenttd by the carcinogenic chemical that may be present as an impurity in tha additive. Thia discussion is presented below.
B. Carcinogenicity Data an Vinyl
Chloride Monomer
FDA. since tbs early 1970's, has bean monitoring ongoing animal studies that hava investigated the toxicity of vinyl
chloride monomer. The agency has reviewed four available oral cardnoganidty studies'on vinyl chloride monomer. These four studies are: (1) Cesare Maltoni's vinyl chloride monomer carcinogenicity study (Environmental Health Perspectives. 41:3-29.1981), (2) tha chronic oral study performed by Feron at al. (Food and Cosmetic Toxicology, 19^17-333.1981), (3) Tha British industrial Biological Research Association (BZB
unpublished study (1980) enutled "An Investigation into the Carcinogenic Potential of Vinyl Chloride Monomer when Administered to Rate in the Drinking Water for up 52 weeks." and (4) CIVO Institute 9 unpublished study (19&>j entitled "Lifespan Oral Carcinogenicity Study of Vinyl Chloride in Rata."
In tha Feron et aL study, Wistar rats were fed a diet containing vinyl chloride monomer in vinyl chloride homopolymer powder or were administered vinyl chloride monomer in soybean oil by gavage. The results of this study show that vinyl chloride me earner ia a carcinogen in Wistar rata, inducing neoplastic livtr call nodules, hepatocellular carcinomas, and angiosarcomas of tha liver and the lung. Tha agency chose this study for
computation of tha risk for human axpoaura to vinyl chlnaida mooomar because it wee a lifetime (133 to 144
weeks) feeding study, and because tha individual misl data wart available.
In the Maltoni study vinyl eh;c*lde monomer was administered by v us
routes (including oral gavage). dost, and schedules of treatment, to animals of various species, strains, sex. and age. For the oral portion of the study. Sprague-Dawley rats were administered vinyl chloride monomer in olive oil by gavage for 52 weeks (5 times/week) and kept until spontaneous death (136 weeks). The report contains few details on the experimental design. Howsver. the results of the oral portion of this study suggest that vinyl chloride monomer ia an animal carcinogen. Tha results have not been used for the agency's risk assessment because the treatment issue only 52 weeks. The data from this experiment were also presented by Maltoni at "Tha Conference to Re-evaluate the Toxicology of Vinyl Chloride Monomer. Polyvinyl Chloride and Structural Analogues" held at the National Institute! of Health, Bethesda. MD. March 20 and 21.1980, and ware publiahed in Environmental Health Perspectives, 41:3-29.1981.
In the BORA study. Wistar rats war* administered vinyl chloride monomer as solutions in tha drinking water for up to 152 weeks. The wsuts show that vinyl chloride monomer ia carcinogenic to Wistar rats, inducing predominantly
hepatic hemangioaarcomaa. The leteat CIVO Institutes TNO study
(1983) is actually a repeated study of Feron et at. (1981). but at lower test levels of vinyl chloride monomer. The earlier study (Feron et si. 1981) had shown that liver neoplasia were found to occur at all doaa levels. Therefore, in order to provide ideal experimental data for risk extrapolation, a similar life-span oral carcinogenicity study with vinyl chloride monomer in Wistar rats was
carried out at lower dose levels at tha same laboratory. Tha results of this study essentially confirmed tha results observed in the earlier study in that vinyl chloride monomer, at the lower doses, induced only hepatocellular tumors (neoplastic nodules and hepatocellular carcinomas).
Upon reviewing the results of these studies, the agency concluded that vinyl
chloride monomer la an animal liver carcinogen via tha oral route of exposure.'
An extensive review of the .
toxicological affects of vinyl chloride monomer has also bean presented in International Agency for Research on
Cancer (1ARC) monograph No. 19 (published February 1979). which was prepared by an 1ARC evaluation group that mat in February 1973. Tha evaluation group concluded that vinyl
Federal Register / Vol. 51. No. 22 / Monday. February 3. 1966 / Proposed Rules
4181
chloride monomer ia a carcmogen in animals (both via inhalation and oral routes) and in humane (inhalation). It
found that vinyl chloride monomer ia
carcinogenic by the inhalation route to
mica. rats, rabbits, hamsters, and humans. The evaluation group also found that the monomer produces tumors at multiple aites but ia most active in induction of the otherwise rare hepatic angiosarcomas.
IARC summarized the data on vinyl chloride monomer as follows (1ARC
Monographs. Supplement 1. p. 4S. 1978);
A. Evidence for Cartteogenidty to Haitians (Sufficiaiit)
Vinyl chloride causes angiosarcomas of the liver h has also been associated with tumors of the braia and lung and ef the haematopoietic and lymphatic systems In humans. Reports of inaeaaad fnddram of tumors of the digestive system wwery tract, and breast (in women) are inadequate to evaluate the carcinogenicity ai vinyl chloride for these sites.
(Sufficient)
ilJ
Vinyl chloride is catcioogeaic is nice. rats, sad haautars after its edmioistratiea welly or by inhalation producing tumors at eaveiai sites, including anginaawnmaa ofihe lives
Cl r Activity to Short Tent Teals (Suffci--I)
Vinyl chloride induces DNA damage in
prokaryotaa and. in maannalian cads w rJtn
It was amtagensr to SaianneUa typhimuritm
in the ebaence of aa exogenous metehoiic
actlvatina system and to Escherichia ceU.
Schizosaccharamycet pcmbe and
Socchammyces cenvisiae but not to
Neumpoie erasso. h wss mutagenic to
Drosophila mefawogoafer. inducting sex*
linked mceasivu lethal anitattaaa sad to
homateroeiissn wan. It i
chrootaeomel ebenutu
chromatid exchanges ia Cbsaasa haamtaea .
exposed is viva it did not indues dominant
lethal or sostatic mutations in mica. Vinyl
chloride alkylated the liver DNA of rats
treated in rfvo. Chromosomal aberrations
and sister chromatid exchangee were induced
in worker* expooed to vtayt chloride. Moat
such data mart obtained whaoexpomeu was
tu levels of 23 ppm. in fallow m studies, ia
which workers wee exposed to Wvuis that
had bean reduced tn 13 ppm or lower, ap
aberrations or sister chromatid evrhsngss
were reported. Sister duomaOd exdtange
inbdant* dropped to s noraud level shortly
after termination of exposure to
levels.
Howuver. the tnridenee of chromoeomel
berratiooe retiaued to mnoai only after two
year*. (Thus, although i
evrhiagee ware oot oboereod to i
studies, sampling may have i
the lsvsl ratumad to aomalj
ThelflbPi
wiriia vinyl chloride monomar is am astahdshsd animal carcmoyearia both inhaladonaad oral ingasdon. its carciaoganlc activity iabrnnama has so
far been demonstrated only in workers liters (letter dated August 17.1983. from
who were involved in the production,
The Society of the Plastics Industry.
polymerization, and processing
Inc.). If the vinyl chloride monomer
industries and who wgjp exposed to
residual level is 10 ppb. the proposed
*
high environmental concentrations of
limitation in 1177.1975. and if 100
vinyl chloride monomer vapor. Based on percent migration occurs, the predicted
its own review of the data. FDA concurs vinyl chloride monomer level in the
with this conclusion.
beverage would be 0.65 ppb. The
C. Risk Assessment
in assessing the risk presented by vinyl chloride monomer from the ose of vinyl chloride polymers, the agency has used risk assessment procedures that are similar to those that it used in evaluating the risk from the minor carcinogenic impurities that may be present in the color edditivee that FDA discussed above.
The risk evaluation of the raranogenir. constituent has two aspects: (lj Assessment of the probable exposure to the constituent (vinyl chloride monomer) from all the regulated and prior-eanctinnad usee of vinyl chloride polymers, and (2) extrapolation of the risk obseived la the animal bioasaays to the conditions of probable exposure to humans.
resulting vinyl chloride monomer levels in the liquor would be below the detection limits of current analytical
methods.
The actual migration expected over the shelf life of liquor is likely to be lower based on experimental migration levels from containers having higher residual monomer levels. For example, when bottles containing 0.9 ppm residua! vinyl chloride monomer were extracted with 90 percent ethanol for 9 months at 72* F. no vinyl chlorids
monomar could be detected in the solvent at a level of detection of 10 ppb (Ethyl Carp., report dated September 27. 1976). Therefore, if it is assumed that migration nocure at die level of
detection. 5J percent of the raeidual vinyl chloride monomer migrated. Because dlffushrity has bean shown by
1. Exposure \ ^
Ethyl's work to decrease as die residual
The agency has calculated an estimated daily intake for vinyl chloride monomar from known current uses of vinyl chloridepolymers as potential wall atadditional uses taking into account the fraction of the daily diet that might be packaged In materials made of vinyl chloride polymers. Vinyl chloride monomer exposure may be estimated
using known vinyl chloride monomer residuals tn the vinyl chloride homopolymer or copolymer and survey data for current production levels for these polymers.
The estimated daily intake calculations for-vtnyi chloride polymers
vinyl chloride monomer ia redaesd. dm
percent migration must also decreets.
Therefore. 8J percent migration of
n
l residual vinyl chloride monamerfroa^ }v
bottles containing 10 ppb vtnyl chloride \
npnomer is an upper limit W 5.5 percent
if the available vinyl chloride monomer
migrates from a 1-75-Hter bottle having
10 ppb raeidual vinyl chloride monomer. /
the predicted level of vinyl chloride j
monomer in the packaged food would be/
sQ.036 ppb.
According to available statistics
("Public Revenues from Alcoholic
Beverages." p. 26,1980/1981. Economics
and Statistics Division. Distilled Spirits
are ae foOowr t. Liquor bottfes. Because this ose of
Council of dm United States, lac.), par capita liquor consumption in 1980 was
vinyl chloride polymers is not permitted 198 gallons or about 19 grams per day.
by current regulations or by a prior
The avenge vinyl chloride monomer
sanction, than are no available
ingested par person par day from this
marketing data from which die agency use would be about 0.88 nanogrmm per
might estimate potential vinyl chloride day if vlnyi chloride monomer migration
monomer expose! a from vinyl chloride is 0988 ppb.
polymer Hquor bottles. There are severe! Exposure may also be estimated using
waye of estimating exposure to vinyl
the U.S. Department of Agriculture
chloride monomer from use of these
(USDA) Nationwide Food Consumption
liquor bottles, each using the
Survey. 1977-1978. Of the 37974
conservative assumption that all Hquor individuals surveyed, those who
will be packaged in these bottiae. In
consumed liquor at least once during the
reality, vinyl dhtorids polymer* wf8
3-day study period consumed an
compete with other materials guch as polyethylene tarsphthalataand flash which are Uqoor..
average of 48 mams par day. Tht 90th
parcantSa farina for tiaara was 98 grams par day. V this Uttar vahm is used, vinyl
chloride monomer txpoanra becomes 39
nc
c
A typical vinyl chloride ploymar - \- nanugrams per day. This number is
liquor bottle will weigh approximately conservative because users who
109 peats and have a capacity dug
consuom liquor lass fraquandy than
i
4182
Federal Register / Voi. 51. No. 22 / Monday, February 3. 1986 / Proposed Rules
once in 3 days were not included in the
survey. The 1977-1978 Market Research
Corp. of America (MRCA) survey of
food consumed over a 14-day period
reports an upper 90th percentile level of
only 28 grams per day for brandy,
whiskey, rum. and vodka.
2. Wine bottles. According to the
Distilled Spirits Council of the United
States. Inc-1980 consumption of wine
was approximately the same as that of
liquor. However, the 90th percentile
users' intake reported by USDA is 232
grams per day (USDA Nationwide Food
Consumption Survey. 1977-1978). If all
this wine contained vinyl chloride
monomer at a level of 0.036 ppb (baaed
on the Ethyl Corp. 50 percent ethainol
extraction experiments referred to
above), ingestion of vinyl chloride
monomer would be 8.4 nanograms per*''
day. This number is even more
conservative than that calculated for
liquor because water does not extract
vinyl chloride monomer as well as
alcohol and migration into a beverage
containing 14 percent or less alcohol
should be lower than migration into
beverages containing 50 percent alcohol
Furthermore, as with liquor, the
assumption that all wine will be
packaged in vinyl chloride polymer
bottles is highly conservative. (The
corresponding MRCA 14-day survey,
gives a level of 78 grams per day for the
90th percentile user.)
3. Oil bottles. There are vinyl chloride'
polymer vegetable oil bottles on the
market and, although the number of
these bottles is small there are
indications that the number will
increase. In contrast to the consumption
pattern for liquor and wine, fats and oils
are consumed by almost the entire
population. In 1978. salad and cooking
oil consumption (including oils used in
commercial salad dressings) averaged
2Z4 pounds per person per year ("Fatr
and Oils Situation." USDA. May 1980) or
28 grams per day per capita. For food.
items with broad consumption patterns,
the 90th percentile users' intaka la
generally about two times the per capita
intake and yields an estimated 58 grama
per day for 90th percentile users ofsalad
and cooking oil (The MRCA 90th
percentile level for retail salad and -
cooking oils is a much lower 5.2 grama
P day.)
.............
Experimental results demonstrate that
the migration rate of vinyl chloride
monomer, from a rigid vinyl chloride .
polymer bottle into a vegetable oil
approximates the miration rate into 90 '
percent sicohoL (See. e.g-extraction -
results reported by Ethyl Corp. in the.
April 1973 issue of "Modsm
Packaging.") From Information supplied
by The Society of the Plastics Industry, of the total daily diet is packaged in
Inc., a typical oil bottle contains 38
vinylidene chloride-vinyl chloride
ounces of oil and weighs 70 grams.
copolymers. Using the maximum value
Assuming a migration rate for oil that is of 24 percent, the migration level of 0.14
identical to that for 50 percent alcohol ppb. and a total dietary intake of 3.000
the estimated 90th percentile user intake grams per day. FDA calculates exposure
is 24 nanograms per day.
to vinyl chloride monomer from this use
4. Vinyl chloride homopolymer film. to be 12 nanograms per-day.
Vinyl chloride monomer levels in
(ii) Vinyl chloride-vinylidene
plasticized vinyl chloride homopolymer copolymer coatings on fresh citrus fruit.
film are lower than those found in rigid Based on information from a major vinyl chloride polymer. An upper limit of producer of vinyl chloride-vinylidene
exposure to vinyl chloride monomer
chloride copolymer (memorandum of
from the film can be obtained by
telephone conversation. M. Flood. FDA
assuming that all of the vinyl chloride
and). Cobier. Dow Chemical Co-
monomer in th film migrates into food. N September 30 and October 3.1983). FDA
For example, a film with a thickness of 1 has determined that this copolymer is no
mil (0.0025 centimeter), a density of 1.28 /'longer used as a coating on fresh citrus
grams per cubic centimeter, and a vinyl, fruit Therefore, the agency is proposing
chloride monomer residual of 5 ppb < to revoke the regulation permitting this
would yield a maximum level in food o'f use and is not including any
0.010 ppb. if 1 square inch of film
contribution of vinyl chloride monomer
^contacts 10 grama of food--FDA's usual from this use in its calculation of the
assumption. Analyses of plasticized film estimated daily intake.
for vinyl chloride monomer have *
6. Other uses. FDA has only included
generally shown residual vinyl chloride the primary probable contributors in
monomer levels of less than 5 ppb
estimating the daily intake of vinyl
(Dennison, et aL. Journal of the
chloride monomer. It has not included '
Association of Official Analytical
other food-contact uses of vinyl chloride
Chemists. 61:4413-619.1978). The
homopolymers and copolymers because
assumption of 100 percent migration is they contribute such a small amount of
likely to be an exaggeration even for use vinyl chloride monomer to the diet that,
with fatty foods such as meat and
in view of the conservatisms used in
poultry, which would extract vinyl
estimating exposure from the primary
chloride monomer to a greater extent
contributors, they can be disregarded.
than other nonalcoholic foods.
An example of these uses includes vinyl
Currently, food packaged in
chloride copolymers used as coatings,
plasticized film is estimated to be about where heat treatment of the coating
5 percent of the diet. Industry
after application would reduce vinyl
projections indicate that this percentage choride monomer in the coating to levels
may rise to about 74 percent in 5 years. not measurable by current analytical
FDA used the latter value in computing technology. Additionally, uses of vinyl
its estimates.
chloride in articles such as water pipe or
Considering migration, fraction of the filters can be disregarded. These articles
diet packaged in film (74 percent), and a have a long service life, come into
total dietary intake of 3.000 grams per
contact with extremely large amounts of
day. FDA estimates exposure to vinyl
water and other food, and will contain
chloride monomer from the use of vinyl small amounts of vinyl chloride
chloride homopolymer film to be 12
monomer. Therefore. FDA believes that
nanograms per day ("Guidelines tot
these uses will not contribute any
Estimating Exposure to Indirect Food
measurable amounts of vinyl chloride
Additives." FDA. June 1961).
monomer when used in accordance with
9. Vinyl chJoride-rinylidene chloride the proposed regulations. -
copolymers (i) Films. Although the use
To obtain an estimate of the upper
of this type of film with food is mote
limit vinyl chloride monomer exposure
limited than the use of vinyl chloride
from all food-contact uses of vinyl
homopolymer films, residual vinyl
^ chloride polymers. FDA has summed the
chloride monomer levels are higher than upper limit exposures from each of the
those encountered in vinyl chloride
,A primary contributors to the exposure,
homopolymer films. If the vinyl chloride v FDA considers it unlikely that a high
monomer residual is 30 ppb. a level thaf user of vinyl chloride polymer food-
FDA believes la the lowest level
contact products would be exposed at
achieveble with current technology, a1 maximum levels of vinyl chloride '
calculation similar to that for.
monomer from each use. Because it la- *
homopolymer film yields a level of (LI* most unlikely that a 90th percentile wine
ppb-in food from lWkporcant migration. consumer is also e 90th percentile liquor
Information submitted by indnstiy
consumer, particularly on a lifetime
indicates that 14 percent to 24 percent. basis, these two `exposure eetimetes are
, rynffb*4, JUA^*
Federal Register / Vol. 51, No. 22 / Monday, February 3. 1986 / Proposed Rules
4183
not added together, kntead. FLAts
using the higher value for wine ta the vinyl chloride monomer cmdetivv
calculation. FLA conservatively estimates that the ii/uiiiee net aged individual exposure to vmyi chloride monomer from the probable food* contact use of vinyl chloride polymers will not excee^^^onograma per day.
2. Extrapolation of Risk
The agency used a quantitative risk
assessment procedure (linear
proportional model) to extrapolate from
the dose in the animal experiment to the
very low doses of possible human
exposure. This procedure is net likely to
underestimate the actual risk from very
low doses. In fact the
of the
risk is most likely exaggerated hecenae
(he extrapolation models used ate
designed to estimate the maximum
possible risk consistent with the date.
For this reason, the estimate can be used
with confidence to determine to a
reasonable certainty whether any barm
will result from the use of vinyl chloride
polymem.
FLA has used date from e
carcinogenicity hioassay in which vinyl
chloride monomer was administered in
the diet of nts to estimate the upper
level of human risk from axposnre to
. this impurity from the proposed use of
vinyl chloride polymers (Faron et al.
study and memorandum dated May 27.
1984. from Cancer Assessment
Committee to V. Anand, FDA).
f FDA has calculated that the
"\
) individual lifetime risk of cencer from /-
*{ exposure to vinyl chloride monomer et S [^23 naimgmms p-- Amj is 1-- i te in)
million. Because of numerous
conservatisms in the axpoeere estimate,
lifetime-averaged individual exposure is
expected to be substantially ices then 29
nanograms per day. Thus, die agency
concludes that there is e reasonable
certainty of no harm from the exposure
to vinyl chloride monomer diet may
result from die oee of vinyl chloride
polymers hi food perlreging compiytng
with the vinyl chloride monomer
limitations set forth in tide ducemaut
These limitations oa resides! vinyl
chloride monomer era necessary to
ensure that the preeent and fttore
exposure to vinyl chloride monomer to
the daily diet remains within dm Units
used to conclude that vinyl chloride
polymers may be used safely.
V. Mar sanctions
The neeney <e propaefog to estohfish a listing of all known prior aanctioaa for the use of vinyl chloride polymers in packaging materials. These prior sanctions include thoee hated in the 2B7& propaaeL so well as additional prior
sanctions discovered since publication V. Proposed Regulations
of that proposal. As discussed above, die ese of a
substance is excluded from the
A. Curmndy Regulated Polymers In order to provide for the safe use of
definition of "food additive" ht section vinyl chloride polymer* currently
2<Jt(3) of the ect if that use ie in
regulated under Title 21 of the Code of
accordance with a sanction or approval Federal Regulations, FDA is proposing
granted prior to the enactment of the
the following:
Food Additives Amendment Section
1. In 1172210 Coatings on fresh citrus
181.5 of FDA's regulations (21 CFR 1815) froit. FDA is proposing to delete the use
provides that a prior sanction exists
of vinyl chloride-vinylidena chloride
only for specific uses oi a substance; ie.. copolymer, und the adjuvant* used in its
at the levels required for the technical
production, as components of coatings
effects and in the food categories lor
on fresh citrus fruit The only known
which there is explicit approval. As a
manufacturer of this copolymer reported
result same uses of e substance may be to FDA that the materiel has not been
food additive uses while other uses may used to coat fresh citrus fruit for many -
be prior sanctioned. Indeed. FLA
years, and that there an no plana to
regulations list uses of a number of
market the product for this use in the
substances, including vinyl chloride
future. Deletion of the additive vinyl
polymers, in each category.
chloride-vinylldene chloride copolymer
Lie 1975 proposal listed several prior- in this regulatoin will also result in the
sanctioned uses of vinyl chloride
deletion of polyethylene glycol,
polymers and requested that firms
poiyvinyl-pytrolidana. potassium
holding other valid prior sanctions for
persulfate, propylene glycol alginate,
these polymers forward them to FLA for end sodium iscylbenxene sulfonate
inclusion in the final regulation. Theca from 117? nn because din only use of
were no suhmieainns in response to that these adjuvants permitted by this
request.
regulation is in vinyl cbiorids-vinylidane
Subsequently. FDA reviewed its files on ell firms that wars known to be manufacturing vinyl chloride polymers
chloride coplymeta. The deletion of these adjuvants has no effect an their statue in other food additive regulations.
for sm m food-contact articles before
2 In | 172305AeUasfim FDA is
the effective date of the Food Additives proposing to establish a limit on residual
Amendment-to the act. This review
vinyl chloride eumoeier of 3 ppb by
revealed the following additional prior weight of tbs vinyl chloride homo- or
sanctions: L Letter to Flnsstana Mastics Co*
copolymer component of tha adhesive. 2 In f 175300 Resinous andpolymeric
Pottstown. PA. dated April 20. US1.
coatings, tot the vinyl chloride homo- or
permitting the use of vinyl chloride ramus as films for food packaging.
copolymer component of the coatings. FDA is proposing to establish a halt on
2. Letter toFirestone Plastics Co.
reeiriutl vinyl chtorida nsaonmer of 9
Pottstown. PA. dated October A IMA Permitting the use of rigid polyvinyl
ppb by weight 4. i 175.330 Bmiootm andpolymeric
chloride (bornopoijruwr) sheet for
coatings fotpoiyoiefia pirns. FDA is
packaging poultry.
proposing to establish a limit on raaidiial
3. Loiter to Firestone Plastics Co.
vinyl chloride maocener of 5 ppb by
Pottstown. PA. dated February 221087. weight of the vinyl chloride oopotymer
permitting the use of vinyl chloride and
vinyl chloride-acetate resins for "food wrapping purposes-*'
component of the olefin polymer coating.
2 1XTltfQQsmporwats ofpaper<md
4. Letter to Borden Co. Sente
paperboard in contact with aqmaeeond
Barabara. CA. dated Angus! IS. M87.
fattyfoods. FDA ie proposing to
Permitting the ese of vinyl diteride
establish a limit an residual vtoyi
polymers as tubing for food-contact eae. chloride monomer of 8 ppb by weight of
FLA is proposing to establish f 111.37 the listed vinyl chloride copolymer
to cover those uses of these vinyl
chloride potynan for which
documentation of the prior aaactloue Ie
2 In 1172180 Cooipaoenta ofpaper
avaiiabia. FDA's review of its files far
and paperboard in contact with dry
all known pre-19BB manafactarvrs failed foods. FDA la proposing to establish a
to locate any docaaentatioa of a prior
eanction for a rigid or semirigid vinyl chloride polymer bottle. The only
liarit on reelduel vinyl chloride monowen?
of 3 ppb by wright of the vtejd chloride O
homo- or copolymer component
(.
V 7. In 1177.1010Acrylic and modified * i
vfaxyi chloride polymer that the apeacy acrylicplastics, semirigidend rigid.
found were for wuterptpeend poulhy
FDA Is propeeutg to establish a Until anr^
packaging tray*
residual vinyl chtoride 1
rof 5
u
4181
Federal Register / Vol. 51, No. 22 / Monday, February 3, 1986 / Proposed Rules
ppb by weight of the vinyl chloride
copolymer component.
a. In f 177.1200 Cellophane. FDA ia
proposing to establish a limit on residual
vinyl chloride monomer of S ppb by
weight of the vinyl chloride homo- or
copolymer components.
9. In { 177.1210 Closures with sealing
gaskets forfood containers. FDA is
proposing to establish a limit on residual
vinyl chloride monomer of 5 ppb by
weight of the yinyl chloride copolymer
component.
10. In 177.1830 Polyethylene
phthalate polymers. FDA is proposing to
establish a limit on residual vinyl
chloride monomer of S ppb by weight of
the vinyl chloride copolymer component.
11. In 1177.1850 Textryls. FDA is
proposing to establish a limit on residual
vinyl chloride monomer of 5 ppb by
weight of the vinyl chloride copolymer
component.
12. In 1177.1950 Vinyl chloride-
ethylene copolymers, FDA is proposing
to establish a limit on residual vinyl
chloride monomer of 10 ppb by weight
of the vinyl chloride copolymer
component.
13. In 1177.1960 Vinyl chloride-
hexene-1 copolymers, FDA is proposing
to establish a limit on residual vinyl
chloride monomer of 10 ppb by weight
of the vinyl chloride copolymer
component
14. In 1177.1970 Vinyl chloride-louryi
vinyl ether copolymers. FDA is
proposing to establish a limit on residual
vinyl chloride monomer of 10 ppb by
weight of the vinyl chloride copolymer
component
15. In i 177.1980 Vinyl chloride-
propylene copolymers. FDA is proposing
to establish a limit on residual vinyl
chloride monomer of 10 ppb by weight
of the vinyl chloride copolymer
component
18. In 1177.2250 Filters, microporous
polymeric. FDA is proposing to establish
a limit on residual vinyl chloride
. monomer of 50 ppb by weight of the
vinyl chloride homo- or copolymer
component -
t
17. In 1179.45 Packagingmaterials for
use during the irradiation of
prepackagedfoods, FDA is proposing to
establish a limit on residual vinyl
chloride monomer of 5 ppb by weight of
the vinyl chloride copolymer component
B. Polymers Not Previously Regulated
In Part 177. FDA is also proposing to establish new.|177.1975 Vinyl ihloride polymer resins, rigid and semirigid, to. provide for the safe use of rigid end semirigid vinyl chloride polymers that have beenmarketed beaed on the belief
that they are covered for food use by a vaUd-prior sanction.-TUa regulation.
provides for the use of those vinyl ' chloride polymers that are not covered by a valid prior sanction or by existing regulations.
This regulation proposes various specifications, including a residual vinyl chloride monomer limit of 10 ppb by weight of the vinyl chloride polymer.
C. Prior-sanctioned Polymers
FDA is proposing new i 181.37 Vinyl chloride homo- and copolymer resins. which sets forth all known prior sanctions for vinyl chloride homo- and copolymers and sets forth limits on residual vinyl chloride monomer in these polymers based on what FDA hat determined the manufactuera are capable of achieving. The specific proposed limits, expressed by weight of the vinyl chloride homo- or copolymer component, are as follows:
1. In vinyl chloride homo- or copolymer films and coatings, except es noted below, FDA proposes to limit residue! vinyl chloride monomer to 5 ppb by weight of the vinyl chloride homo- or copolymer component
2. In vinyl chloride-vinyUdene chloride film*. FDA propose* to limit residual
vinyl chloride monomer to 50 ppb by weight of the vinyl chloride copolymer . component
3. In vinyl chloride polymer waterpip*. FDA proposes to limit residual vinyl chloride monomer to SO ppb by weight of the vinyl chloride homopolymer component
4. In plasticized vinyl chloride for use as flexible tubing and es gaskets and bottle or far linen. FDA proposes to . limit residual vinyl chloride monomer to 5 ppb by weight of the vinyl chloride polymer components.
5. For rigid vinyl chloridt polymer sheet FDA proposes to limit residual vinyl chloride monomer to 10 ppb by weight of the vinyl chloride polymer component
Based on available toxicity data, the agency's sxposun cslcustions. and its ssdmites of the risk from tha cartinogtnic constituent vinyl chloride monomer, in tbs polymer when the . polymer complies with the specifications that the agency isproposing. FDA tentatively concludes that the use of vinyl chloride polymers as food-contact materials, as described above is safe. The agency Is. therefore,
proposing to emend the food additive regulations and to adopt new regulations to provide for the sale use of vinyl chloride polymers. Tha agsncy is also proposing to delete from the current food additive regulations the use ai vinyl chloride-vinyhdane chloride
copolymers as s component of coatings
of fresh citrus fruit.
Following publication of the 1975 -------
proposal, the Environmental Protection
Agency (EPA). under authority of the
1974 Safe Drinking Water Act executed
a memorandum of understanding (MOl')
with FDA (see 44 FR 42775: July 20.
1979). That MOU established an
agreement between EPA and FDA with
regard to the control of direct and
indirect additives in drinking water.
According to that MOU. FDA has the
regulatory responsibility with respect to
water, and substances in water, used in
food and food processing, as well aa
regulatory responsibility for bottled
drinking water under the act. The MOU
also gives primary regulatory
responsibility to EPA for direct and
indirect additives in municipal drinking
water under the Sefe Drinking Water
Act the Toxic Substances Contr *,
and the Federal Insecticide. Fung.,
and Rodenticide Act Therefore. FDA
hea deferred to EPA to prescribe
conditions for the safe use of vinyl
chloride polymer pipe in municipal
water systems.
---------
The agency has carefully considered
the potential envoronmentel effects of
this action and hea concluded that the
action will not have a significant impact
on tha human environment and that an
environmantal impact statement ia not
required. The agency's finding of no
significant impact end the evidence
supporting that finding, contained in an
environmantal assessment may be seen
in the Dockets Management Branch
(address above) between 9 a.m. and 4
p.m- Monday through Friday. This
action was considered under FDA's final
rule implementing the National
Environmental Policy Act (21CFR Part
25) that was published in the Federal
Register of April 28.1985 (50 FR 10638.
effective July 23,1985).
FDA welcomes the submission of any
data bearing on tha issues and
conclusions contained in tha finding of
no significant impact and the
environmental sssessment FDA would
particularly Uka any additional
information on tha environmental fate
(e.g.. persistence; of dl(i-sthyinaxyl)
IflJ ijgpats. and
sxpoxtdtzedToybean ou in terrvsT
ana Dentrue environments, and any
additional information on the effects
(acute, subacute, and chronie) of these
chemicali on representative organisms
from those environments. FDA would
also likeadditional Information an
whether vinyl chloride polymers .
contribute >" l--
polychlorinated dibenzn-p-diiwii..
MtiYchUiwnstoo dTihhoennszaoffuurrasnna* from
1
Federal Register / Vol. 51. No. 22 / Monday. February 3. 1966 / Proposed Rules
4185
municipal solid waste incinerators. FDA will reexamine its conclusions if new information became* av.uahU suMesting that this action will have
significant environmental Impact
The agency has prepared an assessment concerning the economic impact of the proposed rule. The cost expected to arise from any final rule based on this proposed rule is the cost of reducing residual vinyl chloride monomer to acceptable levels in foodcontact articles containing vinyl chloride. FDA has found that since 1975.. most vinyl chloride polymer resin manufacturers and manufacturers of food-contact articles containing vinyl chloride have made the changes in their manfuacturing processes that are necessary to produce vinyl chloride polymers that comply with this regulation. Therefore, this regulation
should not produce any new . developmental costs for manufacturers. The agency notes, however, that the improved methods of manufacturing vinyl chloride polymers are more expensive than those that were in use before 1975. The egency estimates that ,
these new methods cost about S2J
million more annually than their predecessors.
FDA. in accordance with the Regulatory Flexibility Act. has considered the effect that this proposal would have on small entities including small businesses and certifies in accordance with section 005(b) of the Regulatory Flexibility Act that no significant economic impact on a substantial number of small entities will result from this action. A copy of the assessment supporting these determinations may be seen in the Dockets Management Branch (address above).
Interested persons may. on or before April 4.1986. submit to the Dockets Management Branch (address above) . written comments regarding this proposal. Two copies of any comments ' are to be submitted, except that individuals may submit one copy. Comments are to be identified with the docket number found in brackets in the heading of this document Received comments may be seen in the office above between 9 a.m. and 4 pm.' Monday through Friday.
List of Subjects
21 CFR Part 176
Food additives. Food packaging.
21 CFR Part 177 ~
Food additives. Food packaging.
21 CFR Part 179
Food additives. Food packaging. Radiation protection.
21 CFR Part 161
Food ingredients. Food packaging.
Therefore, under the Federal Food. Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs, it is proposed that Parts 172,175.176.177,179. and 181 be amended as follows:
PART 172--FOOO ADDITIVES PERMITTED FOR DIRECT ADDITION TO FOOD FOR HUMAN CONSUMPTION
1. The authority citation for 21 CFR Part 172 continues to read as follows:
Authority: Sms. 201(a). 409.72 stat 17841788 as amended (21 U.S.C. 321(a). 348k a CFRS.10.
2. In 117210 by removing and reserving paragraph (b)(3) and by revising the introductory text of paragraph (b)(4) to read as follows:
1172210 Coatings on fresh citrus frutt.
(b) * (3) [Reserved] (4) In lieu of the components listed in paragraph (b)(2) of this section, the following rosin derivatives and either or both of foe listed adjuvants:
PART 175--INDIRECT FOOO ADOITIVES: ADHESIVES AND COMPONENTS OF COATINGS
3. The authority citation for a CFR Part 175 continues to read as follows:
Authority: Secs. 201(s). 409.72 StaL 17841788 as amended (a U&C 32Us). 348): 21 CFRS.10.
4. In 1175.105 (c) (5) by revising foe item "Vinyl chloride" to read as follows:
21CFR Part 172
' 1171.tOi
Food additives. ..
21 CFR Part 175
`
Adhesives. Food additives. Food ..
packaging.
. --. ................
-F'vfb
SeMHK mV cmenM menu* cctimm
I <77 iTj<ei rm cnaour. m* net
iMMlwniwmeiti yi ot
VS M^fl cMpnflg
Qf MBC^MT
Lj . .1/
5. In 1175-300 by adding new paragraph (i) to read as follows:
1175J00 Resinous and polymeric coatings.
(i) Residual vinyl chloride monomer content determined in the finished coatings, using the method described in 1177.1975(c) of this chapter, shall not exceed 5 parts par billion hy weight of the vinyl chloride homo- orcopolymer
6. In i 175.320 by redesignating paragraph (e) as paragraph (cHl) and by adding new paragraph (c)(2) to read as follows: .
1178220 Raalnoua and polymeric coastings lor polyolefin fMma
(c) 84
(2) For coatings formulated with a vinyl chloride homo- or copolymer listed in paragraph (b)(3) of this section, residual vinyl chloride monomer content determined in thejuihad miHnw using foe methoJ described in 1177.1975(c) of this chapter, shall not exceed 5 parts per billion by weight ofthe vinyl idycopoij
VfliGn-'
PART m INDIRECT FOOO ADOITIVES: PAPER ANO
-7. Theauthority citation for 21 CFR....... Part 176 continues to read as follows:
Authority: Sacs. 201(1). 409.72 Stat 17041788 as amendad (21 U.S.C. 321(a). 348): 21 CFRS.10.
8. In | 176.170(b)(2) in foe table by f V
adding limitations to the items "vinyl 'qJ
chloride copolymers," "Vinyl chloride- FZ
vinyl acetate hydroxyl-modified
.
copolymers." "Vinyl chlbride-vinyl
aoetate hydroxyl-modified copolymecs ^
reacted with trimellitic anhydride." and --;
"Vlnyiidena chloride copolymers" to - p*.
< reads* follows: -
*188
Federal Reliefer / Vol. 51. No. 22 / Monday, February 3. 1986 / Proposed Rules
17g.l70 Components of paper and paperboard In contact wittt aqueous and fatty' foods.
(b) * ' *
(2) * * *
a*onat cepohnriara
Far papar or nuaiiiiiaiil (| iru Mini Mwi i a eonaa ao*
1177 1973(C) a* M
neii 5 aora aor a
ft* ot
9. In 1175.180(b)(2) by revising the item "Vinyl chloride" to reed as follows:
178.180 Components of paper and
ffl MRIIKI WVUV W J IwUli
177.1010 Acrylic and modffled acrylic plastic*. *mirlgid and rigid,
* * * i
(a) * * * (2) Copolymer* produced by copolymerization of one or more of the monomers listed in paragraph (a](l) of this section with one or more of the following monomers, provided that for any articles that contain a vinyl chloride polymer, residual vinyl chloride monomer. fee be determined in the finished form in which the articles are to contact food using the method described in 1177.1975(c). shall not exceed 5 parts per billion by weight-ofths vinyl chloride oapalystsrcggpoasw*.
(4) Polymers identified in paragraph
(a) (1). (2). and (3) of this section are
mixed together and/or with the
following polymers, provided that no
chemical reactions, other than addition
reactions, occur when they are mixed:
provided further that for any polymers
that include a vinyl chloride homo* or
copolymer, residual vinyl chloride
monomer, to be determined in the
finished foyj-^nff**'-*
using the
method described in 1177.1975(c). shall
not axcaad 5 parts par billion by weight
of the vinyl chloride homo* or copolymer
im ot i
VriyldPtf CfiOM 0 ATM 0I V 9
Do.
fyw*. duty rrmriaytiim. m* tavw.
erytMa. 2-*9*r999* iWk cryfw. Myl iwdwgy 1818. 'tacone 804. RlfPlfr crytC 804 fWW|8 80y8R8.
f7i#i^o MfigcryiM, pnpfl
8ery8i8. propyl motapy 18(8. wnyi cfRond*
Vinyl emend* herwopnrywr___A8 pip Mhc porymer For
pom i dame 9 0
13. In f 177.1210(b)(5) by revising tbs item "Vinyl chloride-vinyl stearate copolymer" to read at follows:
(b) * (*]*
PART 177--fMOmiCT TOOO . AODITIVESt POLYMERS
10.The authority citation far a CFR Part 177 continues to mad as foilowc
Authority: See* 201(a). 40* 73 Stat 1784-
17M as amended (21 U.&C.3a(s). 344k &
Gntua;
^
n. fat 11771010 by revising the
introductory tests of paragraph (a) (2) end (4) to read asfollows:
12. In 1177.1200(c) in the table by removing the item "Polyvinyl chloride," by revising the items "Polyvinyl stearate," "Vinyl acetate-vinyl chloride copolymer resins." "Vinyl acetate-vinyl chioride-malaie add copolymer resins," "Vinylidana chloride copolymerizad with * * V and "VInylidena chloride* math*crylie decyloctyl copolymer," and by adding naw item "Vinyl chloride homopolymar" to read as follows:
177.1200 CaOophawoa
(c) * ' *
14. In 1177.16ao(eM4Xili) by revising the item "Vinyl chloride" to read as follows:
177.1030 PstyeOiytows
8
W# (4) * * * (Ui) * * *
Vinylidana chloride oopolymerised with oneor mere of the following:
Vinyl chloride. Residual vinyl chloride monomer, determined in thifiaiahtd gmobmaunating. using the method described in I l77.l*7S(c|. shell ao< exceed 5 parts per billion by weight at Ihs vtayl ahieride-eepeiyweaeempoaHt'
Federal Repair / Vol. 51. No. 22 / Monday. February 3. 1986 / Proposed Rules
4187
IS. In ) 177.1850 by revising paragraph (c)(2) to read as follows:
{177.1850 Tsrtryte.
see*
(c) * ' *
SuMtVCM
UMMM
(2) Ffen*
pror0 wn* Crtona
*nyt KMH COQOhF^Ff
* m ease cBBaamo
mryw
ntonetw. outmma tw Swwd
moMS * |!m*7J<ci. 1W not I S pars nr MMn W i
16. In 177.1950 by adding new paragraph (c)(l)(iii) to read as follows:
{ 177.1950 Vinyl cMorida ethylene
1177.1975 Vinyl cMoride polyar realm, rigid and semirigid.
Vinyl chloride polynjgrs may be safely used as articles or components of articles intended for use in contact with food subject to the provisions of this, section.
(a) Identity. Vinyl chloride polymer resins consist of (1) homopolymer resins produced by polymerization of vinyl chloride, which has the molecular formula C.H.Q (CAS Reg. No. 75-01-5). Vinyl chlonde polymer resins (molecular formula (CiHiCl).; Cas Reg. No. 900286-2) have s maximum volatility of not over 3 percent when heated for 1 hour at 105 C (221*F) and an inherent viscosity of at least 0-35 when determined by ASTM method D1243-79, "Standard Method of Test for Dilute Solution Viscosity of Vinyl Chloride Polymers" (Method A), which is incorporated by reference. Cooies are available front the
copolymers.
ee e
(c)* * *
(D* * * (iii) Residual vinyl chloride monomer, determined in the finished food-contact article, using the method described in { 177.1975(c). shall not exceed 10 parts per billion by weight of the vinyl rhlnridt nspilymrr rnmpnnrnt
tea
21. In 177.2250 by redesignating existing paragraphs (e). (f). and (g). as paragraphs (f), (g) and (h). respectively, and by adding new paragraph (e) to read as follows:
1177.2250 ntora, mlcroporoua polymeric. 90S
(e) Residual vinyl chloride monomer,
determined in the finiihed microporous
.polymeric filters, using the method
dasaeikad tea ft
tATKfal akell ears*