Document B25ONozERgY2N4ZXN5JXkkKw
HEALTH / PAC
BULLETIN Policy HealAdtvhis
ory
Center
1 Pathologies of Place and
Disorders of Mind:
" COMMUNITY LIVING " FOR EX MENTAL -
PA-
TIENTS IN NEW YORK CITY. The state of New
York has been able to reduce its institutionalized
patient load at the expense of neighborhoods and
the ex patients -.
3 Vital Signs
13 Columns
WASHINGTON: Blue Boards of Happiness
URBAN: Community Clinics in Seattle: A System
that Works
WOMEN: Birth of a Struggle
WORK ENVIRON /
: OSHA Act Axed
23 Business at the Bedside:
HEALTH CARE IN BROOKLYN, 1890-1915.
By the second decade of the 20th century,
hospitals were turned from charity institutions for
all regardless -
of ability to pay, with uniform care
services - into money conscious -
corporations
seeking to attract a better class of patient.
Y,
Volume 11, Number 4
March / April, 1980
ISSN 0017-9051
HPCBAR 11 (4) 1-32
0
Pathologies of Place and Disorders of Mind
" COMMUNITY When is a mental health problem not a men-
LIVING " FOR
EX MENTAL -
tal health problem?
PATIENTS IN For thousands of ex mental -
patients, re entry -
in-
NEW YORK to life outside the asylum walls means endless
CITY
rounds of defeat and demoralization. Prolonged
periods of hospitalization often weaken the capaci-
ty for social interaction, damage the ability to deal
with independent living, and leave many ex-
patients extremely wary of offers of help. Add to
this whatever abiding disabilities and / or residual
peculiarities (or " symptoms ") that may persist
despite the most powerful pharmacological
agents, and it is easy to see why under -
the best of
conditions - ex - patients find it difficult to manage
the newly bestowed freedom that comes with
release.
For vast numbers of ex patients -
, however,
" under the best of conditions " is never realized in
practice, further complicating the question of ex-
patients'ability to handle " freedom. " To exercise
deliberation and choice presumes there is some-
thing to consider and choose - a presumption
wildly at odds with the everyday situation of most
ex patients -.
The courts have directed humanely -
, many
feel that the " least restrictive " treatment alter-
natives be employed for ex patients -
. But for many
ex patients -
, this is experienced as a new form of
societal rejection. This is less due to the fact that
some people are callous and uncaring than it is to
the fact that the material necessities of a decent
livelihood prove terribly difficult to procure. In this
respect, the ex patient's -
plight parallels that of
other unproductive populations at the margins of
polite society.
In the pages that follow, we examine one of the
basic material necessities - housing. The facts sug-
gest that present circumstances contrive to ensure
the failure of " community living " for ex mental -
pa-
tients because New York remains a house divided
against itself - with one bureaucracy handling
strictly " mental health " problems, and a myriad of
others handling housing, food, emergency
assistance, etc. For many of New York's ex-
patients, the impossibility of securing adequate
housing becomes the major threat in the day - to-
day struggle for peace of mind.
To Find A Home
The fact that it was the fiftieth anniversary of the
Great Crash didn't change things much for An-
drew. He got up early to go to mass at St. Francis
Church one of the few accessible warm spots in
the city at six in the morning. The friars don't seem
to mind you nodding off in the back pews, and
afterwards, they give out coffee and baloney sand-
wiches. Last night, Andrew was lucky. He slept, as
he put it, " at the Princeton Club, up on 43rd
Street. " He means on the sidewalk outside, where
the blowers from inside the building provide an in-
termittent stream of warm air. He hasn't worked
" for some time, " has " something of a drinking
problem " and has been in and out of mental
hospitals.
Uptown, the commuters at the 110th 110th Street Sta-
tion haven't quite gotten used to Annie's using the
place as her private urinal. Annie carries all of her
worldly goods in a Lord & Taylor bag, smells pro-
foundly bad and looks a mess. It isn't clear that this
is simply evidence of a sadly disordered
mind there -
is too much cunning to her statement
that her disheveled appearance keeps strangers
away. Annie sleeps " around, " on the trains when
she can, and finds most of her food, it seems, by
rummaging through garbage. No, she doesn't
know who the President is and she'd probably
2 have difficulty counting backwards from 100 by
sevens.
These people have two things in common: they
are homeless and they have some difficulty
negotiating the ordinary transactions of everyday
life, let alone the byzantine procedures of a welfare
application. Their lot is an increasingly common
one. The friars at St. Francis report a 40 percent in-
crease in the numbers of people in their breadline
compared with last year, partly due to a growing
number of ex mental -
patients, whose arrange-
ments for " community living -shaky "
to begin.
with have -
simply fallen apart.
The plight of people released from mental insti-
tutions to " the community " has been well docu-
mented by the media, by local politicians respond-
ing to outraged neighborhoods, by mental health
professions and, not least of all, by ex patients -
themselves. There is a curious irony here. The tales
of horror that emanated from institutions just over a
decade ago have followed their victims into the
community. " Deinstitutionalization " has become
re institutionalization -
. Old walls are torn down, but
new, less visible ones are erected. Someone has
called it moving " from back wards to back alleys. "
Whatever it is called, it still adds up to ghettoizing
the mentally disabled.
New York State, recognized as a national leader
in mental health, offers a prototype case. Until
recently, state officials were still proclaiming the
loftiest of intentions in the face of obvious and re-
calcitrant failure as thousands of ex patients -
are left
to make do as best they can in subways, parks,
single - room occupancy hotels (SRO), the
notorious adult homes and the Men's and Women's
Shelters.
Estimates of the number of mentally disabled in
New York vary widely depending on one's source.
One source, the Associate Commissioner of the
State's Office of Mental Health, has calculated on
the basis of aggregated county - by - county data
that there are 79,900 chronically mentally ill peo-
ple in " the community " in New York State, 47,000
of which reside in New York City () 1.
Legacy of Deinstitutionalization
The origins of deinstitutionalization can be traced
to three developments: the synthesis of powerful
" psychotic anti -"
drugs in the early 1950s (2); a
growing recognition by the public and profes-
sionals that institutional treatment was less than
therapeutic for most and harmful for many (3);
and, finally, the efforts of state and local govern-
ments to cut costs (4). The relevance of this last fac-
tor is especially important when one notes that
costs of inpatient care were rising simultaneously
with pressure to renovate the deteriorating insti-
Continued on Page 6
FAST... FAST FAST ...
FAST RELIEF,
SPELLED
P O - R - - F - I - T - S
" Pain has become the disease, "
says Arthur F. Battista, co director -
of New York University Medical
Center's Comprehensive Pain
Center. And if pain is a disease,
then its treatment can be a market.
That is one of the rules of capitalist
medical systems. And true to
form, about 40 companies have
already generated a $ 30 million
annual market selling 40,000
transcutaneous neurostimulators
-mechanisms attached to the pa-
tient's skin which are supposed to
block the brain's perception of
pain.
Unfortunately for their manufac-
turers, transcutaneous stimulators
have a couple of drawbacks. Only
about 10 per cent of the energy
reaches the affected nerves and
only about 70 per cent of the pa-
tients that use them are really
helped. Further, they have to be
plugged in. But in capitalism,
product problems are market op-
portunities. So companies are
developing implantable stimu-
lators. Some are powered by
long - life batteries and others can
be recharged from outside the
body by radio waves -, a pro-
cedure first used to recharge bat-
Vital Signs
teries on satellites. To compete
with all these mechanical devices,
more pain killing pills are being
developed. Hopefully, these new
pills will also be less addictive than
previous pain killers.
The reason for all this frenzied
activity is not that pain hurts,
although it does. Pain has become
costly to business. When people
suffer pain they do not work as ef-
ficiently. And they may even seek
costly and perhaps reimbursed
-medical treatment for their
chronic backaches. According to
Dr. Richard D. Black, director co -
of Johns Hopkins Pain Center in
Baltimore, chronic pain " is the
third largest economic medical
problem, next to cancer and car-
diovascular disease. " Lower back
pain disables five million in an
average year and costs $ 1.5
billion in hospital and doctor bills.
Workmen's Compensation bills
for back pain run in the hundreds
of millions of dollars. And the lost
work and medical costs for the six
million people disabled by arthri-
tis out - of the 21 million who have
the disease comes to $ 10 billion
per year.
There can be no doubt of the
need for such advances. But as
always, there is potential danger
in how they are used and who
decides. Here, the danger is ram-
pant that they will be misused by
company doctors and those op-
posed to preventing occupational
hazards. In the near future a com-
pany doctor will be able to stop
any pain from interfering with a
full day's work. Who knows? May-
be they can make cancer painless.
An employee just keeps working
around the local carcinogen until
he or she drops dead painlessly -
.
-George Lowery
Source: Business Week, Dec. 10,
1979
HOW TO SQUEEZE
PROFIT FROM A
LEMON
The medical
malpractice insurance
crisis crisis.... again
The belief that crises can be
solved without changing underly-
ing causes is one of the great and
transparent fallacies of liberal and
conservative thought. It is like the
inventor of the gattling gun think-
ing his invention would make war
so horrible that humans would
cease forever to wage it. More
recently, liberals and conser-
vatives thought the crisis in
medical malpractice insurance
had been solved by limiting the
patient's right to sue and by set-
ting up some inhouse or coopera-
tive insurance companies, often
owned by the client hospitals or
doctors.
These cooperatives, incidently,
should not be interpreted as col-
lective action in the socialist mold.
Rather, these " pan bed - mutuals "
are cases of the attempt by mono-
poly capital to drop losing pro-
positions into the public lap-
" lemon socialism. " But their efforts
were short circuited by physicians
and hospitals which want to keep
the public out of " their " business at
all costs.
And these costs may be higher
than they imagined. For once
again, malpractice insurance rates
are on their way up. Recently,
Aetna Life and Casualty Co.
raised premiums charged to
Connecticut doctors by 24.5 owe
xwbr; International Telephone
and Telegraph subsidiary Hart-
ford Insurance Group hit Col-
orado doctors with a 20 percent
hike; and St. Paul Fire and Marine
Insurance Co. boosted rates in 20
of the 30 states in which it insures
nearly 44,000 physicians.
Discussions of the reasons for 3
the rate hikes sound like an old
phonograph record: more claims;
greater severity of claims; claims
staying open for more than a year
(40 per cent of losses paid by the
Hartford Group are from ac-
cidents prior to 1977); expanded
concepts of liability; a fading of
the defensive medicine practiced
after the last crisis; more sophisti-
cated lawyers; and generous
juries. Mostly, doctors and
lawyers blame each other. Just as
in the medical encounter, the pa-
tient is the silent legal partner. No
one raises the possibility that there
are too many malpractice suits
because there is too much
malpractice.
And as in 1974-1975, victim
blaming is running rampant. Says
Business Week: " Publicity about
high jury verdicts - such as the
$ 7.6 million recently awarded to
an 18 year - old California girl who
became a quadriplegic when an
overdose of radiation damaged
her spinal cord'whets the ap-
petites of plaintiffs,'" according to
Donald J. Fager, consultant for the
New York State doctors'mutual.
(Editor's note: such awards are
almost always lowered substantial-
ly on appeal.) Indeed, one can see
patients climbing all over each
other to be first in line to become a
quadriplegic so they too may be
awarded multimillion dollar jury
verdicts and get their pictures in
the paper.
-George Lowery
Sources: Business Week, Nov.
23, 1979 and Dec. 4, 1978, and
Sylvia Law and Steven Polan,
Pain and Profit, The Politics of
Malpractice.
THE OLD SHELL
GAME
In an ironic twist, the leading
free market -
advocates on the
4 Health and Environment Subcom-
Health / PAC Bulletin
Tony Bale
Pamela Brier
Robb Burlage
Michael E. Clark
Board of Editors
Hal Strelnick
Glenn Jenkins
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David Rosner
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MANUSCRIPTS, COMMENTS, LETTERS TO THE EDITOR
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1980 Human Sciences Press
Illustrations by David Celsi (pp. 1, 7, 23, 25, 27, 29)
mittee of the House Commerce
Committee are moving quickly to
deprive consumers of the very in-
formation which would make
meaningful choice between com-
peting providers possible. The
Subcommittee has passed a " com-
promise " bill which will keep con-
sumers from getting quality of
care information about individual
physicians or hospitals. The infor-
mation is collected by Professional
Standards Review Organizations
(PSROs). PSROs are funded and
regulated by the federal govern-
ment, and their decisions can
deny Medicaid or Medicare reim-
bursement for medical treatment.
Although they are strictly con-
trolled by local physicians, the
PSROs collect information and
deny payment in the name of the
federal government. Arguing that
this relationship made them sub-
ject to the Freedom of Information
Act (FOIA), Ralph Nader's Public
Citizen Health Research Group
has sued to force disclosure of
PSRO data.
After initial court decisions
favored the consumer group,
conservative Congressmen
sought to exempt PSROs from
FOIA. In December the Health
Subcomittee passed a " com-
promise " bill which would prevent
the release of any data under
FOIA until six months after a final
court decision - ample time for
Congress to change the law and
protect physician secrecy.
This development is especially
troubling in light of increasing
pressures for hospital closures and
regionalization. Health Systems
Agencies (HSAs) will be forced to
decide which hospitals should be
closed without being able to com-
pare the quality of care at the in-
stitutions. It will be equally im-
possible to quickly estimate the
racial composition of a hospital's
patients if the HSAs, and HEW's
Office of Civil Rights, are denied
the demographic profiles of each
hospital's patients which the
PSROs compile.
Because of this, the Health Sub-
committee is urging HEW to
rapidly make hospital - specific
data available to the planning
agencies. Yet HCFA is resisting
PSRO disclosure of hospital-
specific data. In this effort they are
getting extra help from a very
well placed -
source. It seems that
HEW General Counsel Jody
Bernstein's husband is a physician
who has claimed that disclosure of
PSRO data will prevent doctors
from talking to their patients. Both
the planning agencies and the
civil rights advocates face a tough
road ahead. The battle for the
data may well be the first real test
of whether or not HEW Secretary
Patricia Harris will place a com-
mitment to civil rights above
private professional prerogatives.
-Mark Kleiman
5
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5
Pathologies of Place
Continued from Page 2
tutions in order to comply with more stringent ac-
creditation criteria. Unionization of state
employees also increased the public expense of
psychiatric hospitalization, despite efforts by
unions to compromise on some issues and to
develop deinstitutionalization strategies of their
own. Most notably, the State's burden could be
shifted to federally financed entitlement systems
(i.e., SSI and Welfare) and to local programs
when patients were discharged into " the com-
munity " (5).
The numbers involved were staggering. The
nationwide state hospitals census which had in-
creased steadily since asylums were first con-
structed in the early nineteenth century, reaching
a peak of 559,000 in 1955, began to drop
precipitiously from 1961-1970. Combining
stricter admission criteria with rapid discharge
policies, New York State was able to reduce its in-
patient population from 85,000 in 1965 to 25,000
to date (6). The State's Five Year - Plan for Mental
Health (1979-1983) projects that this population
will drop to 18,000 by 1983.
The declining census obscures the fact that State
readmission rates for former mental patients climb-
ed markedly, reaching 65 percent of all admis-
sions in 1974 (7). The readmission rates indicate
For many of New York's ex mental -
patients, the impossibility of securing
adequate housing becomes the major
threat in the day day - to - struggle for
peace of mind
that
Imany have failed to " make it " in the communi-
ty and can even pass the heightened admission
barriers to reside " inside, " albeit for shorter
average stays. The rates would be multiplied many
times if they included all those who seek admission
or are brought for admission by police, family or
others, but are refused. Manhattan State Hospital,
for example, currently refuses to hospitalize 40
percent of those referred from Bellevue Municipal
Hospital (7b).
New York City is estimated currently to hold 40
percent of the State's population and 57 percent of
the State hospital inpatient population (8). Of the
estimated 47,000 chronically mentally disabled
people living outside hospitals in the City, at least
5200 are (conservatively) estimated to be
homeless, surviving as best they can on the streets
(8b). In the face of cutbacks and threatened clos-
ing, municipal hospitals provide the bulk of the Ci-
ty's emergency mental health services and short-
term inpatient treatments. The few aftercare
facilities and the services of the City's Department
of Social Services are swamped by referrals
following discharge from the hospitals. One of the
Robberies and assaults in SROs are
common, most never reported. Ex-
patients - among the more defenseless
of the city's population - are easy
prey
key problems they face along with their newly
discharged clients is that no one has planned for
the basic problem of a place to stay - a home.
Few Choices
The search for housing theoretically begins.
while an individual is still an inpatient, as part of
" discharge planning. " This is widely recognized to
be " a joke ", according to one member of the Quali-
ty of Care Commission for the State's mental health
system. Dishcarge planning, in most cases,
amounts to giving the soon - to - be ex patient -
the ad-
dress of the Department of Social Services and a
subway token to get there (9).
It be a mistake, however, to ascribe the place-
ment of ex patients -
in substandard housing solely
to administrative bungling, neglect or corruption.
Horror stories, of course, abound, but simple
greed does not adequately account for the ubiqui-
ty of the problems. Even the most humane intent is
shipwrecked on one brute fact: decent, low-
income housing alternatives do not exist (see Box).
Dangerous, filthy and relatively expensive cells
exist in SROs and PPHAs (private proprietary
homes for adults). Cots in dormitories or wire-
ceilinged cubicles can be had at the Bowery's
flophouses. There is space for up to 200 on the
concrete floor of the " big room " at the Men's
Shelter. But even these options do not meet the de-
mand. Many are turned away daily even from
these because they are " undesirable " -that is, 6
E
0.01
&
even less desirable than the people who are ac-
cepted or because there is, in fact, no spare
room, cot or floorspace.
During the summer months, parks are resorted
to even -
preferred - to the other choices. The
winter months are more forbidding. These
" surplus people " are warned to " keep circulating. "
There are few refuges: even passing time in
24 hour -
coffee shops requires money and rea-
sonable behavior as well as a presentable ap-
pearance.
SROs
The " SRO phenomenon " as it has been called-
-
characterized as " the conspicuous clustering of de-
viant single people in specific buildings " (-had 10)
its origins in the housing shortage produced by the
wartime migration of workers and servicemen in
the 1940s. Landlords suddenly found it profitable
to convert tenements into single - room hotels. The
postwar economic boom attracted families as well,
who huddled in cramped quarters while bread-
winners attempted to gain some measure of finan-
cial security. Many of them failed to do
so, and an uneasy alliance grew be-
tween the City's Department of Welfare
and the more marginal SROs. Migrant
families were joined by ex inmates -
,
discharged patients and homeless con-
valescents. Conditions deteriorated to
the point that a 1960 law forbade rentals
to tenants with children. The resulting
outflux of poor families was quickly
countered by an inflow of single men,
mostly from the Bowery.
Urban renewal efforts in the'60s had
their peculiar effects as well. As whole
blocks of " unrenewable " hotels were
reduced to rubble, their populations
were displaced elsewhere. Middle - class
neighborhoods were invaded, the new
residents offending sensibilities and
depressing real estate -
values. Charges
of " spreading urban blight " were heard
with increasing frequency. These were
intensified when, in the late 60s, an old
figure, the ex mental -
patient, began to
accumulate in harrowing numbers.
Public outrage mounted as " proper "
neighborhoods read their demise in the
appearance of local clusters of ex-
patients.
SRO residents, typically paying
around $ month 150 /
, live in tiny rooms
and usually share bathroom and kitchen
facilities at the end of an open hall. Some
officials talk as though it were planned that way.
According to the National Executive Board on
SROs:
.. kitchens and private bathrooms are often
not considered necessary by many older peo-
ple who have never had them. Heat, security
and cleanliness are much more important to the
quality of life of tenants than room size or even
private bathrooms (11).
Such a proposition reveals a great deal about the
bureaucratic mentality that often does the " plan-
ning " for the ex patient -
population. It ignores the
reality that SRO tenants rarely have heat, security
or clean quarters. It is not apparent why ex-
patients should be forced to trade one " necessity "
for another in any event. Nor do the stated " pref-
erences " square at all with our own experience in
talking with tenants. (We are quite curious about
the origins of these and similar " judgements " about
ex patients -).
For better or worse, the National Executive 7
Several forces have exacerbated conditions for SRO residents. New York
City's J 51 - program grants tax abatements to developers who convert SROs
into middle and upper class residential housing. This has led to the closing of
several SROs and dislocation of tenants; some SROs have been emptied over
the weekend
Board does not set standards for SROs. The pre-
sent reality is that SRO tenants exist at the mercy of
individual SRO landlords, who consider heat,
security, cleanliness, room size and private bath-
rooms as secondary to collecting maximum rent
and maintaining high occupancy rates. The
resulting conditions typically resemble those
described by one reporter in a recent article:
The halls and stairways are dimly lit, unswept,
littered with debris and fallen plaster.
Throughout the halls, there's the stink of toilets
overflowing with paper, feces and urine. Some
of the toilets haven't worked in months. Electri-
cal wires are exposed where plaster has been
knocked out of the walls. Doors to the rooms
have been broken, patched with boards. Locks
have been gouged (12).
One hotel on the Upper West Side was cited for
over 250 violations of the City Health Code and its
owner fined $ 37,500; it remains in operation while
the case is in litigation (13). Robberies and assaults
are common, most never reported. Ex patients- -
among the more defenseless of the city's popula-
tion are easy prey.
Estimates of former psychiatric patients in SROs
are difficult to obtain. Many SRO residents are
justifiably hesitant about admitting psychiatric his-
tories for fear of being rehospitalized. Estimates of
ex patients -
in SROs range from ten to twenty thou-
sand. The greatest concentrations in Manhattan
are currently on the Upper West Side and in the
Murray Hill area.
The New York City Department of Social Ser-
vices has provided on site - assistance to SRO
tenants for several years, including hot lunch pro-
grams as well as recreational and rehabilitation
programs staffed by case workers, part time - physi-
cians and nurses. A new " Community Support
Services " program has augmented their staff. Both
are admirable efforts and both help, despite a con-
text which presents staggering obstacles to the or-
dinary notion of " service. "
Given such obstacles, it is remarkable what
some dedicated workers have manged to accom-
plish in certain SROs with the most meager of re-
sources. The Aberdeen Hotel on 32nd Street is
8 one such example. For nine years, Al Pettis and his
small staff have worked to transform this hovel. To-
day, one stumbles across elements of genuine
community at the Aberdeen: tenants are offered
support, companionship, assistance in managing
money and dealing with the demands of SRO
management and activities - all despite their own
shaky mental status and the deteriorating physical
structure of the hotel (13b 13b).
The great majority of SROs have no such pro-
grams. In the past, managers occasionally agreed
to such programs in hopes of getting more refer-
rals and hence a higher occupancy rate. Now
empty units are scarce, and the rooms in which
programs operate could be rented out.
Several forces have exacerbated conditions for
SRO residents. The City's J 51 - program grants
general tax abatements (which total approximately
$ 40 million annually) (14) to developers who con-
vert SROs into middle / upper class residential
housing - clearly the more profitable real estate
holding. This has led to the closing of several SROs
and dislocation of residents. Harrassment of
tenants by owners eager to empty their buildings
for conversion has included the use of dogs and
sawed - off shotguns at early morning hours; some
SROs have been emptied over a weekend.
Tenants, especially disabled ones, rarely exercise
their legal rights to prevent such harassment.
In addition to the number of SROs that have
closed, others have raised their prices above the
designated lower priced -
hotel level. In March
1978, there were 23 percent fewer lower priced -
hotels than in January 1975 (15). Waiting lists for
vacancies are growing as hotels report near-
capacity occupancy.
Predictably, the cheap drama and outrageous
characters that are everyday fare in SROs has
recently occasioned exploitation of a new sort.
CBS is preparing a pilot script for a serial situation
comedy based on one SRO and its inhabitants.
The SRO situation has its comic aspects, to be sure,
but to reduce it to personal idiosyncrasy and con-
fusion is to misread both the scale and the intran-
sigence of the suffering involved. One wonders
what SRO residents themselves will feel, watching
the dirty particulars of their lives parodied on the
television set wired near the ceiling of a small bleak
room lined with chairs.
The Context of the Housing Problem
Decent cost low - housing is increasingly hard
to come by in New York City. In recent
years, housing stock has declined and the
quality of what remains on the market has
deteriorated. At the same time rents have
been increasing and incomes shrinking. The
resulting hardship falls on many households,
but is especially acute for low income -
households and the single elderly, as the
following excerpts from Peter Marcuse's re-
cent study, Rental Housing in the City of
New York: Supply and Conditions 1975-
1978 (January 1979), make clear.
Level of Rents
No matter how one examines the data on
renter household incomes for New York City
in the aggregate, having adequate income
for the necessities of life in New York City ap-
pears to be a problem for an increasing
number of renter households. (p. 27)
The long term - trend of the rent income ratio
has been up. After a relatively stable period
between 1950 and 1960, it began a slow
trend upward starting in 1960, with a possi-
ble partial and temporary decline between
1968 and 1970, but a sharp increase be-
tween 1970 and 1975, and a continuing in-
crease between 1975 and 1978.... Both
changes in rents and changes in incomes.
contribute to this pattern. Median rents in-
creased by 23.8 percent in the last three
years alone, while median income has
been substantially stagnant - rising seven
percent and the cost of living rose 19.8
percent. Thus, at the same time as rent is tak-
ing a higher portion of income, the cost of
commodities other than rent has also gone
up faster than incomes (although not as fast
as rents, at the median) (pp. 197f.)...For
the first time in the City's recent history,
more than half (57 percent) of all tenants are
paying more than 25 percent of their gross
incomes for rents and utilities. The median
gross rent income -
ratio in 1978 was 28.3
percent; in 1975, it was 24.7 percent; 10
years ago it was 21.0 percent (p. 8).
Availability of Low Income -
Housing and its Quality
Faced with virtually no vacancies within
their price range among standard units, it is
no wonder that many low income house-
holds are forced to accept dilapidated units
even of rentals that are little savings to them
over what other households pay for standard
units. There are, after all, 11,100 vacant
dilapidated units for rent in New York City.
These units are not considered " available for
rent " for purposes of measuring the
availability of adequate housing, since
dilapidated units are not by definition ade-
quate, but that does not necessarily mean
that they are not on the market. When a
household, particularly a low income house-
hold, goes out to seek an empty apartment
within its means in the City of New York, it
will find that 16 percent of all vacant units for
rent, and undoubtedly far greater propor-
tions of units for rent within its price range,
are dilapidated. It is these low income
households that will end up in dilapidated
units, whether or not they save money by
doing so. It is thus understandable that
rent income -
ratios will be almost as high in
dilapidated units as in standard ones; those
forced to live in dilapidated units in the first
place have too little choice to bargain (p.
212).
Single Person - Households
The continuing increase in single persons
living alone is one of the major phenomena
on the New York housing scene. Since
1965, the number of renter households of
each size decreased with the exception of
the number of single person -
households.
Single person -
households went from 26.9
percent of all renter households in 1965 to
33.7 percent in 1975, and in 1978 ac-
counted for 37.2 percent of all renter
households. In Manhattan, over 50 percent
of all households today are single persons
(p. 21).. Singles have a lower median in-
come than renters as a whole. In part this is
because of the greater percent of singles
who are age 65 or older, the majority of
whom are likely to be on fixed incomes
(p. 49).
The'problem'is the nettlesome presence of these individuals - the mentally
disabled, discharged into the community, have become visible. Most
solutions all have the effect of removing objects from the public's eye
Private Proprietary Homes for Adults
Another substantial number of discharged
psychiatric patients, approximately 6,650, reside
in the State's notorious private proprietary homes
for adults (PPHAs), with the greatest concentration
in the NYC metropolitan area. An investigative
report by the Deputy Attorney General (March,
1979) exposed the pervasiveness of:
unhealthy, unsanitary, and unsafe living condi-
tions, poor nutrition, failure to provide even
minimal services and recreational programs,
deficiencies relating to medical care and the ad-
ministration of medication and numerous viola-
tions of local buildings, fire and safety codes
(16).
The questionable circumstances around a num-
ber of deaths of PPHA residents, combined with
numerous suicides, underscore the extreme pre-
cariousness of such living conditions. During one
month in 1977, one PPHA witnessed:
an attempted rape by an incoherent resident
walking around naked; a knife point -
demand
for $ 5.00; four fights or assaults in the course of
a day by one resident; five other assaults, in-
cluding one with a broken bottle and one with
an iron pipe... two suicide attempts... and
missing residents (17).
Adult home residents are entitled to $ 444 per
month through supplemental security income
payments, of which all but an $ 18 to $ 38 personal
allowance goes to the adult home. The minimal in-
come of the adult home industry in the State has
been estimated at $ 8.4 million monthly (18). " Ac-
tivity programs " range from the well intended -
but
infantilizing to the downright ludicrous. One case
manager reported to us a particularly poignant in-
stance of the lunacy that can be installed there: she
was trying to recruit women for a sewing group
when she discovered these women had spent 40
years in the sweatshops as garment workers.
The Shelters
The Men's Shelter located on the Bowery pro-
vides meals, showers, clothing and medical care to
10 approximately 10,000 men annually. The State
Department of Social Services licenses and funds
50 percent of the Shelter's operating costs; the Ci-
ty matches this amount. A study in 1976, based on
1,235 men provided with sleeping accommoda-
tions on a given night, found that 30 percent of
them had previous psychiatric hospitalization (s)
(19). Estimates based on interviews with clients
placed the percentage of significant, overt mental
illness in that same group at nearly 50 percent or
over 600 men on that single night.
Again reflecting the underlying housing and
related problems, the supervisor of the Shelter's
psychiatric unit notes that this is not simply due to
failure to plan:
Most of the men don't come directly from the
State hospital.. usually community plans are
made for them, but they fall apart.. Either
they are thrown out of their SRO, their welfare
stopped or they never followed through with
referrals to a clinic (20).
The Shelter serves three meals a day to about
1,500 men and dispenses 800 lodging vouchers
redeemable in one of the Bowery lodging (flop)
houses under contract with the Men's Shelter. The
liquor store on a nearby corner has a steady
clientele. During the winter, 1,200 men seek lodg-
ing each night. When the Shelter exhausts its sup-
ply of vouchers, the remaining men sleep on a
concrete floor in the shelter's " big room. " Once the
" big room " is filled to capacity, men are turned
back into the street. In the fall of 1979, upwards of
200 were turned away every night.
The official spokesperson for Human Resources
Administration (HRA), the agency that operates
the Shelter, has denied (in an affidavit) that any
men are turned away from the big room. Pro-
viders in nearby service programs, men living on
the Shelter's vouchers, and " off the record "
information from HRA functionaries all argue
otherwise. It is unknown how many men are never
counted as being turned away because they know
their vouchers have long since been exhausted.
The lodging houses - dirty, unhealthy and
dangerous - offer dormitory space for approx-
imately 100 men sleeping in a single room or in
separate five by seven foot cubicles with a small
cot and wire ceilings cubicles -
which would not
meet federal regulations for prison cells. The State
Department of Social Services says it is consider-
ing denying its license and withdrawing support
unless conditions are ameliorated. Without
replacement, such action would, in fact, exacer-
bate the situation. Meanwhile, a recent city report
concluded that the Shelter " resembles nothing so
much as a 19th century asylum " (21).
The surrounding neighborhoods are justifiably
Neighborhood residents are outraged
when their streets are turned into
running sewers because a shelter has
only two toilets for the 500 men who
eat there...
a
outraged when their streets are turned into run-
ning sewers because the Shelter supplies only two
toilets for the 1,500 men who live there. They are
equally upset when men wander the streets aimless-
ly all day because the flophouses they sleep in throw
them out at 7-8 in the morning and will not allow
them back in until late afternoon. Neither of these
concerns is an automatic byproduct of the
disabilities of the ex inmate -
or wino, but reflect the
structured neglect that characterizes provisions for
their living arrangements.
The City - run equivalent for homeless women is
also located on the Lower East Side, and has 77
beds. Competition to get in is fierce. During one
four month -
period, 407 women were turned
away. Many are rejected because they refuse to be
questioned, to take showers, or to undergo the
mandatory physical and psychiatric examinations.
Proposed Solutions
Surveying recently proposed solutions to the
severe housing shortage facing disabled, depen-
dent people in New York City results in some
uncertainty as to which is worse: the problem or
the proposed solutions. Neither seriously meets the
needs of mentally disabled adults. The " problem "
recently has been the nettlesome presence of such
individuals: the mentally disabled, discharged into
the community, have become visible. The " solu-
tions, " it will be noted, all have the effect of remov-
ing objects from the public's eye.
The " Country Retreat " Alternative
Camp LaGuardia, a 1,000 bed facility operated
by the NYS Department of Social Services in
upstate New York, claims to restore men's health
through " fresh air, nutritious food, proper rest and
work training " (22). Its regimen has reminded
more than one observer of the workhouses of the
19th century. Men from the Shelter are encour-
aged to go there and stay indefinitely.
The Island Alternative
Two islands, Wards and North Brothers, are also
being considered for the surplus Shelter popula-
tion. On Wards Island, the State Office of Mental
Health owns a vacant building which was formerly
part of Manhattan Psychiatric Center. The State
has been reluctant to give the Island to the City for
the purpose of housing surplus population from
the Shelter, and it is simultaneously being con-
sidered for four other undesirable and dependent
populations.
Should the Island be designated for the excess
Shelter population, men would go there on a
voluntary basis, although their only alternative
may be freezing to death, adding a particular
urgency to such " voluntarism. " North Brothers
Island, owned by the City, lies in the waters off the
South Bronx. Its remaining buildings were former-
ly used for tuberculosis treatment. One minor
problem with this site is that there is currently no
access to the island. (One wonders whether the Ci-
ty has contemplated restoring the 15th century -
" ship of fools perhaps "
converting one of the Cir-
cle Liners to carry the more disorderly of the mad
on soothing tours around Manhattan.)
The Winter Storage Alternative
Rows of cots in State armories have been con-
a
... They are equally upset when
men wander the streets aimlessly all
day because the flophouses they
sleep in throw them out at 7 in the
morning and will not let them back
in until late afternoon
sidered as emergency measures for the homeless
this winter. A high proportion of persons needing
these emergency provisions would, again, be dis-
charged ex mental -
patients. The program was con-
ceived to operate for only the five coldest months,
putting the men back on the streets in the Spring.
The Back - to - the Asylum Alternative
Others, less concerned with cosmetic surgery,
have rediscovered the house mad -
in its classical 11
Reeser e e ec n e e e r e
Residents of SROs and Shelters generally do not demand essential services for
fear of being rehospitalized, indicating that although community living may
be difficult, even treacherous, the institution is worse
form. A National Institute of Mental Health (NIMH)
study re affirms -
that " custody and asylum " are per-
manent institutional needs in any society (25). The
New York State Mental Health Subcommittee on
Community Aftercare concluded that:
The Department Office of Mental Health must
seek to locate those discharged patients who
are not'making it'in the facilities where they
presently reside, and it must urge their return to
the state hospital for further care, with the
understanding that they will be returned to the
community in more appropriate accommoda-
tions when that is feasible (26).
Now that inpatient costs of treating a patient in a
psychiatric hospital have risen to $ 30,000 per
year, it is unlikely that the State will reinstitu-
tionalize many, however, at least not within the
same highly regulated structures. More likely, old
institutional forms will be tinkered with to create
less costly structures. As for re release -
at some
future date once " feasible " accommodations have
been arranged, given the past history of neglect
and abuse, ex patients -
wisely suspect these to be
paper promises.
The Conversion Alternative
Perhaps inevitably, the State Office of Mental
Health has proposed to convert those buildings on
the grounds of mental institutions that can no
longer meet federal and State regulations for new-
ly accredited " domiciliary care facilities " (DCFs).
These facilities would be occupied by residents
transferred from the inpatient buildings across the
paths, in patients -
now in substandard housing in
the community, and a third, peculiarly undefined
category, " the new chronics. " Among the stated
advantages of such facilities would be improved
staffing ratios for inpatients, heading toward the
mandated JCAH (Joint Commission on Accredita-
tion of Hospitals) levels, and the removal of these
buildings from the hospital classification, thus ex-
empting them from the JCAH survey altogether
and its more stringent treatment, health and safety
criteria.
Reimbursement to State hospitals from third par-
ty payers is currently linked to a facility's compli
ance with the standards of JCAH, an agency which
12 apparently had " traditionally been sympathetic to
the financial plight of state hospitals and conse-
quently had not required rigid compliance to all
life safety codes, staffing ratios, patient require-
ments, etc " (23). More recently, under pressure
from legislative authorities, the JCAH is strictly en-
forcing standards for state institutions.
Residents of DCFS would be guaranteed none of
the rights (i.e., right to treatment, right to minimum
wage remuneration for labor performed and rights
around the process of commitment and discharge)
that have been won by patients'activists in recent
years. These rights have been legally limited, for
the most part, to inpatient settings. The conversion
of state hospital buildings to DCFs, it is suggested,
would require " modest cost and staffing levels. "
Unquestionably, it would mean a large increase in
resident capacity (24). The ominous feature in all
of this, of course, is that residents will be as isolated
from the community as are inpatients and yet legal-
ly and statistically would be considered as residing
in a " community - based " structure.
To criticize the forms community care has
taken or the remedies currently under discus-
sion - is not to conclude that institutional care is the
alternative. Recent, somewhat glib arguments that
the mental hospital has a new role to play in ad-
vocating for the mentally disabled, or that the men-
tal hospital is a necessary and supportive part of
" the community, " strain the credulity of those
familiar with the recent history of such institutions.
While the names of public institutions for the men-
tally disabled have changed from lunatic asylums
and " farms for the insane " to state hospitals, and
most recently to mental health institutes or psychia-
tric centers, conditions for individuals inside re-
main generally deplorable. And, according to a
1978 survey of inhabitants of State hospitals, 28
percent of the current inpatient population are
capable of being discharged, but remain " back-
logged " for lack of community placements (27).
It is frequently observed that those who live in
SROs, the Shelters and on the streets do not con-
tact or respond to available services for fear of be-
ing rehospitalized, indicating that although com-
munity living may be inhospitable, even treacher-
ous, the institution is worse. James Prevost, current
State Commissioner of Mental Health, reflects
some official awareness of this last point. In an in-
Continued on Page 21
WASHINGTON
BLUE BOARDS
OF HAPPINESS
Physician control of Blue Shield
boards and reimbursement com-
mittees is like money in the bank
according to a recent report of the
Federal Trade Commission. A
detailed econometric study by the
FTC found that Blue Shield
boards controlled by local
medical societies reimburse physi-
cians at a rate at least 16 percent
higher than more independent
boards do. Even when factors
which could affect the charges for
medical services are taken into ac-
count, the FTC found that physi-
cian domination of Blue Shield
boards costs US consumers an ad-
ditional $ 500 million annual-
ly equal -
to the entire annual
budget of New York City's Health
and Hospitals Corporation.
The national study is a signifi-
cant boost to growing local efforts
to turn control of these key in-
surors over to the premium pay-
ing public. In 1978 the Penn-
sylvania legislature passed a law
requiring that Blue Cross, the
largest single insuror of inpatient
services, turn its board over to a
majority of subscriber represen-
tatives. Similar legislation in
Michigan is being enthusiastically
supported by the United Auto
-
Workers. In the most promising
legal development, Ohio's Assis-
tant Attorney General Charles
Weller forced the Ohio State
Medical Association to agree to
turn over Blue Shield of Ohio to a
board of subscriber represen-
tatives. The settlement terms pro-
hibit the medical association from
having any representatives on the
Blue Shield board or rate setting -
committees. The Ohio Attorney
General has recently announced
a similar victory against a
provider controlled - dental in-
surance program.
The ground breaking - FTC
report was the first shot in an effort
to promulgate a legally binding
FTC rule limiting physician con-
trol of Blue Shield boards because
of the stifling effect it has on com-
petition.
In addition to its work on Blue
Shield, the FTC has taken the lead
in exposing the " Medigap " in-
surance industry. " Medigap " poli-
cies are sold to elderly citizens,
ostensibly to cover the gaps in
Medicare coverage. Because
many of the policies overlap with
Medicare, unreasonably exclude
common conditions, and have
unrealistically low payment levels,
they are often nearly useless to the
tens of millions of seniors who pur-
chase them. High pressure fear
tactics used by many insurance
agents add to the problem.
The FTC has also drawn blood
with its report on cancer in-
surance. Cancer insurance al-
ready grosses several hundred
million dollars per year. It was
given a big boost after the Three
Mile Island nuclear disaster last
year. Agents for the leading
cancer insurance companies
reported great success selling
their policies door door - to -
in the
Harrisburg area and in other com-
munities with nearby nuclear
plants. Although most commercial
insurors pay out in benefits 80-90
percent of what they take in, the
cancer insurors pay out less than
half their take as benefits. The rest
goes for lavish commissions and
profits. Most policies have so
many exclusions that they pay for
less than one - fifth of the actual cost
of cancer treatment for those in-
dividuals who do get cancer.
The Agony and the FTC
Such activism does not go un-
noticed - or unavenged. The in-
surance industry, the American
Medical Association and the
American Dental Association are
all taking leading roles in a major
corporate attack on the FTC's
authority. It is virtually certain that
the FTC will be stripped of its abili-
ty to even investigate any in-
surance matters.
An amendment, sponsored by
Senator McClure (ID R -), would
prevent the FTC from studying or
regulating the conduct of any
" state regulated professions. " In
theory, doctors, lawyers and den-
tists are already regulated by state
licensing boards which control
their conduct and protect con-
sumers. This theory ignores the
reality that professionals dominate
on state licensing bodies and use
them to protect and advance pro-
fessional prerogatives. Only
California, New York and Mary-
land have experimented by plac-
ing a significant number of non-
professional public members on
licensing boards. The McClure
amendment is opposed by a wide
range of labor and consumer
groups. Despite this concerted
defense of the FTC, the amend-
ment has a 50-50 chance of pass-
ing.
The attack from the health in-
dustry is only one part of an even
bleaker picture. Other amend-
ments would void FTC activities in
the areas of children's television
advertising, funeral homes, large
agricultural combines and mobile
homes. Although consumer
groups have mounted a last-
minute defense, it may be too little
and too late. This drives home an
important lesson for regulators 13
URBAN
M
COMMUNITY CLINICS
IN SEATTLE:
A SYSTEM THAT
WORKS
Over the past decade, Seattle
has developed a network of com-
munity - based primary care clinics
which today seem to be thriving.
What are some of the reasons that
the Seattle experience has suc-
ceeded where others have not?
By many of the traditional mea-
sures, there is certainly no lack of
health care in the Seattle - King
County area. The ratio of physi-
cians to the general population is
higher than all but a few places in
the country. There is a large
medical school (University of
Washington) reputed to be among
the finest. One of the oldest HMOs
in the nation Group -
Health Co-
operative of Puget Sound - pre-
sently has nearly a quarter - million
local enrollees out of some 1.2-
1.4 million residents in the greater
Seattle area.
In the face of this apparent
bounty, however, a large seg-
ment of Seattle's population lacks
access to routine health care: the
uninsured " medically indigent, "
including the working poor, mem-
bers of the city's ethnic minorities,
and a variety of marginal people
with alternative lifestyles who find
existing primary care services in-
accessible and / or unacceptable.
In response to this need, a varie-
ty of community controlled clinics
were formed in Seattle in the late
1960s with funding from a variety
of sources, including Model
Cities and Office of Economic
Opportunity (OEO) grants. These
have developed into some 20
medical and five dental facilities
that today provide 70,000 patient
contacts yearly and wield signifi-
cant political power.
Seattle has traditionally been a
city of neighborhoods. Built on
multiple hills, the geography of
the area promotes the sense of
neighborhood, with political
" clubs " and Community Councils
that have played an active role in
local politics for many years. Ac-
cording to Linda Doupe, Presi-
dent of the Central Seattle Com-
munity Council Federation, these
organizations often represent
widely disparate views. The issues
they raise and the stands they take
are sometimes exclusionary and
elitist, at other times radically
idealistic. As in most cities, they
nearly always focus on issues
close to home: schools, parks,
health, safety and preservation of
life style. Their role in stabilizing
and strengthening neighborhoods
is undeniable.
In the late'60s several factors
accentuated the need for addi-
tional health care in Seattle's
neighborhoods. Two of the major
factors were significant cutbacks
in the county hospital clinic sys-
tem and a prolonged economic
recession precipitated by massive
layoffs at the Boeing Company,
one of the city's major employers.
The clinics that were developed
reflect the diversity of the com-
munities they serve: the inner city
elderly, " skid rowers, " Blacks,
Chicanos, Native Americans,
Asians, women, street people,
youth, residents in a number of
low income -
housing projects and
" garden communities. " Such
diversity means the clinics are
unique in a real sense, and each
reflects varying individual needs
and life styles.
The clinics share commonly
stated goals: providing con-
tinuous, quality primary care, pa-
tient service in a humanistic
fashion, affordable prices and an
emphasis on preventive care. All
have community boards which
actively participate in planning,
implementation, maintenance and
evaluation of the clinic's
programs.
Innovative organization has
been one key to continued growth.
and stability. Some clinics are run
as collectives (in 1980!) without
hierarchy or salary differences.
Innovative use of local
and federal resources has
strengthened the positions
of all parties, involved,
including government
agencies
Others are molded along more
traditional lines.
All of the clinics utilize some
variation of a multidisciplinary
team of medical providers, social
service personnel, patient ad-
vocates and outreach workers
and volunteers. Most direct medi-
cal care is provided by mid level -
practitioners. Some clinics offer
alternatives to traditional Western
medicine.
Central to the vitality of the
community clinic network has
been the role of Seattle's US
Public Health Service (USPHS)
Hospital. In the early 1970s, the
USPHS Hospital system nationally 15
In a bold move to both provide needed care and strengthen its community ties,
the Public Health Service Hospital negotiated agreements of affiliation with each
of the various clinics. The clinics agreed to provide care for low income patients
and the hospital agreed to provide secondary and ancillary services
was under severe political pres-
sure from the Nixon admnistration
and was in serious danger of be-
ing disbanded. In a bold move to
both provide desperately needed
care and strengthen its commun-
ity ties, the hospital negotiated
agreements of affiliation with each
of the various clinics. Under this
agreement, the clinics agreed to
provide primary care for low-
income patients as well as all PHS
beneficiaries (federal employees
and other original users of the old
USPHS Hospital system). The
hospital agreed to provide secon-
dary and ancillary services in-
cluding laboratory, x ray -, special-
ty consultations and inpatient
admissions.
The consequences have been
extremely favorable for all in-
volved. The clinics gained a
powerful political ally as well as a
high quality backup resource.
The hospital gained a substantial
increase in both inpatient and out-
patient volume plus new support
from the community. Today,
federal officials proudly speak of
the Seattle experience as a model
for governmental involvement in
local health care.
National Health Service Corps
personnel have been utilized since
the early phases of development
of the Seattle clinics. The Seattle
Indian Health Board - one clinic
in the system - got approval for
the use of NHSC personnel as ear-
ly as 1972. Subsequently, several
of the larger clinics formed two
consortia, each of which de-
veloped its own umbrella com-
munity board and administration,
16 while member clinics maintained
their own individual boards and
administrative structure. By 1976,
Health Manpower Shortage Area
(HMSA) designation for many of
the clinic catchments was ac-
complished. Shared NHSC per-
sonnel were assigned to the con-
sortia beginning in July, 1977.
The USPHS Hospital Director
functions as project officer for this
unique project, and additional ad-
ministrative personnel and a
clinical coordinator were added at
Seattle's Community Develop-
ment Block Grant revenues have
been allotted by the city to help
the clinics provide service to their
medically indigent patients.
Several clinics already obtain
grants from the King County
general fund. The Seattle - King
County Health Department has
also been closely involved in both
planning and monitoring clinic
programs as well as providing
some ancillary lab and x ray - ser-
the hospital to facilitate the pro-
ject.
More recently, added funding
has been obtained from the Urban
Health Initiative (UHI) program
and additional personnel have
been assigned to several innova-
tive projects. A cooperative effort
between the Seattle - King County
Jail and two community clinics
was begun in 1979, the first of its
kind in the country. In another co-
operative venture, Planned
Parenthood and two clinics have
vices, immunizations and screen-
ing. Other agencies, such as the
HSA, have become active sup-
porters in the development of this
network.
The model developed in Seattle
bears close study. Innovative
utilization of local and federal
resources has strengthened the
positions of all parties involved, in-
cluding governmental agencies.
Agency cooperation has general-
ly been good. Perhaps most cen-
tral to the success of the whole
joined forces in a program to ad-
dress the problems of teenage and
other high - risk pregnancies by
providing enhanced prenatal and
maternity services.
The Seattle network has also en-
system has been its roots in well
established communities and
strong local commitment to health
services for the entire Seattle
population. Finally, the utilization
of diverse resources including the
joyed strong political support. At
NHSC, UHI, the USPHS Hospi-
a national level, Senator Warren
tal, the local Health Department
Magnuson has been an instru
and other local governmental
mental supporter. Both city and
agencies has created a broad
county governments have lent
financial and political base which
much needed financial support,
strongly favors the continued suc-
making health care a major priori-
cess of the project.
ty. Mayor Royer's primary ad-
-
-William Shaw
visor on health issues gained near-
(William Shaw is a physician
ly 10 years experience working
who works at the Pioneer
within the community clinic
Square Neighborhood Health
system.
Station, one of the clinics in
For 1980, over $ 1 million of Seattle's system.)
WORK ENVIRON
F
OSHA ACT AXED
Recently in this column we dis-
cussed OSHA's failure to stem the
growing rate of lost time -
injuries
among US manufacturing work-
ers (see Health / PAC BULLETIN,
Vol. 11, No. 2, pp. 19-20). I sug-
gested that to improve its record
OSHA will have to expand the
scope of its safety standards to
cover a great many more unsafe
situations than it now does. " If
OSHA can't or won't do this, it
can expect grave political pro-
blems, since its business and poli-
tical enemies will surely make the
general public aware of the agen-
cy's failures. "
Well, in just a few short months
this has happened - with a ven-
geance! Citing OSHA's inability
to stem the lost time - injury rate-
industry's lost time - injury rate, it
should be added Senator -
Rich-
ard Schweiker (PA R -) has intro-
duced the so called -
" Occupation-
al Safety and Health Improve-
ments Act of 1980 (S2153).
Of course, many proposed
amendments to OSHA are intro-
duced each year and in the past
many have been passed in one or
both Houses of Congress only to
be killed later in joint Senate-
House conference committee or
by Presidential veto. What makes
this bill's chance for passage so
much greater than past OSHA
amendments is the long term -
buildup of industry opposition to
OSHA and the bill's sponsorship
in the Senate not only by Repub-
licans Schweiker, Governor Rea-
gan's Vice Presidential -
choice in
the 1976 presidential race, and
freshman Orrin Hatch (UT R -), a
chief spokesman for the Senate's
raving rightwing, but by promi-
nent Democrats as well. Among
the Democrats are Senator Har-
rison Williams (NJ D -), co author -
of
the original OSHA Act and pre-
viously OSHA's strongest, most
consistent defender in the Senate,
Senator Alan Cranston (CA D -),
Assistant Democratic Majority
Leader in the Senate and one of
President Carter's closest
Senatorial allies, and Senator
Frank Church (ID D -), chairman of
the powerful Senate Foreign Rela-
tions Committee.
A Bad Taste All Around
The bill itself is a much more
comprehensive rewrite of the
OSHA Act than other OSHA
amendments in the past. It would
exempt an estimated 94 percent
of all US businesses and indus-
tries from OSHA OSHA inspections,
based on the companies'fatality
and lost time - injury records for
the previous year as determined
primarily from worker's compen-
sation reports. It would also
eliminate or lower fines for OSHA
violations from firms that establish
advisory " " labor management -
safety committees and regular
safety and health consultation
programs.
Senator Williams couched his
support for the amendment as
" one method " to " effectively tar-
get limited enforcement resources
so that it (OSHA) concentrates on
the most unsafe workplaces "
(Congressional Record, Dec. 19,
1979, p. S19252). But Schwei-
ker, citing rising US lost time - in-
jury rates, makes clear the true
spirit behind the bill: " The bottom
line is this: After nine years under
the Act's present safety regulatory
scheme, we are left with no
demonstrable evidence that it
works and a bad taste all around
from the experience, " (op. cit., p.
S19249 - author's emphasis).
Schweiker says there is a " bad
taste all around, " but workers with
" The bottom line is this:
After After nine nine years under
OSHA's present safety
regulatory scheme, we
are left with no
demonstrable evidence
that it works '
-Senator Schweiker
(PA R -)
whom I and many others have
spoken don't have any such bad
taste about OSHA. They support
OSHA, although it is weak and
they would like it to be stronger
and more effective. The bad taste
is in industry's mouth. For OSHA
has been a thorn in industry's side
for many years (to switch meta-
phors) and industry is using
OSHA's real failures in the safety
field as a smokescreen to accom-
plish their long term - goal - to
mortally weaken the Act if not kill
it outright.
What is a Safety Inspection?
What is a Health Inspection?
Specifically, the bill would
exempt all firms from " safety in-
spections " or other investigations
by NIOSH or OSHA (for exam-
ple, to check company records) 17
OSHA has been a thorn in industry's side for many years and industry is us
ing OSHA's real failures in the safety field as a smokescreen to accomplish
their long term -
goal - to kill the agency outright
a
if during the previous year the
company did not report one or
more injuries each involving at
least two lost workdays.
OSHA could only enter the firm
one injury, even a fatality, and still
be exempt from inspection.
cumstances:
* An incident occurs involving a
fatality or the hospitalization of
two or more employees,
* An imminent danger of a seri-
ous nature occurs in the work-
place (presumably reported by
some one inside, since the
OSHA inspector is initially
barred from entering),
* A worker reports a suspected
violation to OSHA and after the
employer is notified of the com-
plaint OSHA has not been
given " satisfactory assurances
that appropriate action, if any,
has been taken, " or
OSHA wishes to conduct a
health hazard investigation.
(The proposed amendment, by
the way, does not specify how
to distinguish a safety from a
health investigation - how's that
for creating a legal wrangle that
will keep inspectors out of the
workplace while lawyers on all
sides are busy at hearings and
in the courts?)
Then to keep the legal kettle
boiling further - and the inspec-
tors stewing on the outside of the
plants - the bill stipulates that
" where distinctly separate activi-
ties are performed at a single
physical location, each activity
shall be treated as a separate
workplace "! Think of the license
that this provision alone will give
employers - for example, if two
welders were killed or injured on
the job in the previous year, the
18 company can try to keep the
OSHA inspector out of the
machinists'work area, etc.
And if the OSHA inspector is
entitled to enter the plant based
on any of the above specifications
and if further the company has an
" advisory " safety committee and
a hazard consultation program,
then the company cannot be
fined for any serious violations
found, even if it has caused a
worker's death.
Finally to assure that the bill
gives the employer an even
break ()!, it also allows employers
yet another escape hatch from
OSHA investigation. If the com-
pany had no fatalities caused by
occupational injuries during the
previous year and the rate of lost-
time injuries in the plant is below
the national average of four lost-
time injuries per hundred full time -
workers in that year (the specific
rate limits for plants of various size
are given in the bill), the firm is
also exempt from the inspections.
The First of the Worst
What are the quintessentially
worst features of this bill, among
the many candidates in its two
short pages?
With exemptions from inspec-
tion based on weak, poorly ad-
ministered state worker's com-
pensation laws, the bill encour-
ages employer manipulation
and deception on worker comp
reports. (For example, in a
number of states like Rhode Is-
land injured workers are en-
couraged to file for compensa-
tion under the relatively more
generous state medical disabil-
ity laws than under the state
comp laws. Since the disability
laws use state funds to com-
pensate for any disabling in-
jury or illness, no matter what
its cause, this system keeps
employer comp insurance rates
down and leaves occupational
incidents unreported or under-
reported. Similar problems
abound in other states).
* The bill largely removes work-
ers'greatest power under
OSHA, the threat to call in
OSHA if a company does not
improve health and safety con-
ditions in the plant. Typically
OSHA inspections in any given
plant are infrequent and inade-
quate, but the threat of one,
with the attendant uncertainty
faced by management, is a
powerful weapon in workers '
hands.
* Finally the bill makes the
OSHA Act the antithesis of a
preventive health measure.
Only after workers are killed or
maimed could OSHA enter
most plants and then perhaps
as much as a year after if the in-
cidents occur early in the year
of the firm's exemption. The
public health concepts em-
bodied in this bill represent the
most advanced thinking of the
Nineteenth Century applied to
the problems of the Twentieth!
As for setting priorities for
OSHA inspections, which the bill
purports to do, it is one thing for
Congress to set OSHA inspection
priorities, it is quite another to
eliminate OSHA's right to inspect
most workplaces, as this bill does.
The New York Committee for
Occupational Safety and Health
(P.O. Box 3285, Grand Central
Station, NY, NY 10017) is coor-
dinating activity against this
measure, as are other COSH
groups and labor unions around
the country.
-David Kotelchuck
WOMEN
Q
BIRTH OF A
STRUGGLE
Marianne Doshi, Elizabeth Leg-
gett, Carolle Baya, and Rosalie
Tarpening are just four of the most
recent victims of the struggle for
humane, safe childbirth.
As birth rates declined during the
1960s the practice of obstetric
medicine became less profitable,
simply because there were fewer
patients to receive this care. And
as existing standard obstetric
practice has come under fire from
a number of different fronts,
because of its dehumanizing
obsession with technology, its
high costs, and its less than
laudable infant mortality statistics,
more and more women turn to the
only real alternative: homebirth.
And as the popularity of home-
birth increases, the medical com-
munity becomes more threatened
-and more vicious.
California legislators introduced
legislation in 1977 to legalize lay
midwifery and give it autonomy
from the medical profession (see
" Lay Midwifery: The Old
Becomes the New? ", Health / PAC
BULLETIN, no. 79, November /
December 1977). By September
1978, when the bill became law,
there was no mention of mid-
wives at all. The bill had become
an authorization for any govern-
ment agency to apply to sponsor a
pilot project for " training in-
novative health care personnel. "
The change in emphasis is at-
tributed to the California Medical
Association's (CMA) strong op-
position. This organized opposi-
tion to midwifery extended to the
delivery of medical care itself, as
clearly evidenced by the case of
Marianne Doshi, a lay midwife
from San Luis Obispo, charged
with second degree murder and
practicing medicine without a
license.
After an apparently uneventful
labor, the baby of a couple Doshi
attended at a home delivery ex-
hibited breathing difficulties at
birth. Doshi administered mouth-
to mouth -
resuscitation until the
local fire men - arrived and me-
chanically induced breathing.
The infant and her mother were
taken to Sierra Vista Hospital,
where the mother was refused ad-
mission because she had no at-
tending obstetrician. Numerous
sources report that this was the
result of an agreement among
local county obstetricians to
refuse prenatal consultation and
care for women planning to deliv-
er at home. The baby was subse-
quently flown 200 miles to Mt.
Zion Hospital in San Francisco,
where she died five days later.
The parents filed no charges
against Doshi. Doshi was arrested
and charged, however, by the
County of San Luis Obispo.
Doshi was cleared of both
charges on October 20, 1978, by
San Luis Obispo Superior Court
Judge Richard Kirkpatrick. In his
ruling Kirkpatrick defended the
right of parents to deliver children
at home and called for better com-
munication between the medical
community, the educational com-
munity, midwives and parents
seeking alternative childbirths.
John N. Miller, Chairman of the
California chapter of the Ameri-
can College of Obstetricians and
Gynecologists, commented after
the hearing, " The difficulty I find
with the judge's decision is that
these people are totally unlicens-
ed. They are just a group of peo-
ple, some with no qualifications,
whose only experience in some
cases is having watched five or six
people give birth. They have no
comprehension of the complica-
tions that can arise in childbirth. "
Yet the very bill which would have
established licensure criteria
(education, apprenticeship, etc.).
was the very bill decimated by the
CMA, Miller himself and
numerous other medical groups
and individuals.
Midwifery itself is not the issue.
Midwifery is a growing specializa-
tion in the nursing profession.
What is at issue is who becomes a
midwife, where the midwife at-
tends births, and how much auto-
nomy the midwife has.
The nursing profession has
recognized both the criticisms of
modern obstetric practice and the
demands of women to have more
wholistic, supportive prenatal and
delivery care, and created a mid-
wifery specialty, certified by the
American College of Nurse Mid-
wives. Certified nurse midwives
do much to alleviate a number of
the recent criticisms, but they
have not been able to solve all of
them. By state regulation, and
professional choice, most nurse
midwives confine their practice to
hospitals or birthing centers. Thus
the demand for home birth atten-
dants is largely ignored by the
obstetrical profession and cer-
tified nurse midwives. Nurse mid-
wives bring with them a medical
bias towards birth, at least moreso
than lay midwives. Nurse mid-
wives are trained to see them-
selves as " apprentices " of obstetri-
cians, having the same relation to 19
them that physician assistants
have to family practitioners.
In Tennessee, where The Farm
is known for its safety record of
midwife attended - out hospital - of -
deliveries, Elizabeth Leggett, RN,
had her nursing license revoked
by the Tennessee Board of Nurs-
ing for practicing midwifery with-
out certification. Tennessee has no
laws regulating lay midwives, and
lay midwifery is specifically ex-
empt from the state's medical
practice act. The charges? " Un-
professional conduct, performing
functions she is not prepared to
handle, and being unfit or in-
competent to handle forseeable
consequences. " At issue here was
the fact that Leggett was an RN,
since, " If she weren't a nurse, the
board would have no case,
because Tennessee law does not
regulate midwives, " according to
Elizabeth Hocker, RN, executive
director of the Tennessee Board of
Nursing.
Doctors in Tennessee are no
more receptive to homebirths
than are doctors in California. The
Childbirth Information Associa-
tion has " been looking for over
three years for a doctor to help us
set up a safe home delivery ser-
vice for women who want it. " One
such doctor was found, but was
allegedly threatened with loss of
hospital privileges until he
withdrew his assistance. President
of the Tennessee Medical Associa-
tion, John B. Dorian, feels that
anything is better than the home
for delivery. " The specialty of
gynecology actually got its start
from the repair of home deliv-
eries, " commented Dr. Terry De-
Witt, a " local obstetrician " who re-
fuses prenatal care to any woman
anticipating home delivery.
The attacks keep coming. In St.
Augustine, Florida, Carolle Baya,
a birth attendant and home birth
educator, was charged with prac-
ticing midwifery and medicine
without a license. Although there
had been no bad outcomes or
parent complaints concerning
Baya's birth attendances, the
charges were initiated by Dr. An-
thony Mussalem, one of the two
practicing obstetricians in her
community. Dr. Mussalem's com-
plaints led to Baya's termination as
a Lamaze instructor for the Coun-
ty School Board and to the (afore-
mentioned) charges from the
State Attorney's Office, as well as
an attempted injunction to " tem-
porarily and permanently enjoin
Baya from attending home child-
birth " until she was granted a mid-
wifery license. The attempted in-
junction would have been the
ultimate licensure catch - 22 -
is
contingent upon attendance of a
specified number of births! Baya
had been pursuing licensure as a
midwife for over a year prior to
the levying of charges against her.
Florida's 1931 statutes regard-
ing midwifery were declared un-
constitutional by Judge Richard
O. Watson in a six page opinion,
October 10, 1979. The opinion
applies only to the Baya case,
unless, after appeal by the State
and the Department of Health and
Rehabilitation Services (HRS), the
decision is upheld in the Florida
Supreme Court. As of December
1979, no appeal had been filed.
HRS, however, proposed new
regulations for midwives while the
decision was being awaited.
Among other provisions, the
legislation would require a physi-
cian to " certify " a patient as
suitable for lay midwife delivery
and to forbid lay midwives to at-
tend a woman having her first
baby. It is expected that this
legislation will be introduced in
1980.
The most recent case to come to
our attention, and the most serious
known charge to date, is that of
Rosalie Tarpening. Tarpening is a
licensed physical therapist who
first assisted at a friend's home
delivery some 10 years ago in
Madera (Monterey County), Cali-
fornia. Since then, Tarpening as-
sisted over 350 home births, with
an infant mortality rate of
2.7 1,000 /
live births. The rates for
the county were so high (23.9 /
1,000), that a trial program
recruiting nurse midwives was in-
itiated, lowering the rates to
10.2 1000 /. Tarpening's rates
compare most favorably with the
county statistics cited above. Until
November 28, 1979, Tarpening
had no problems in any of her
assistances. On that date, Tarpen-
ing assisted in what was to
become a still birth. Although the
family had no complaints, the
District Attorney, after learning of
Tarpening's presence at the
home, charged her with first
degree murder and practicing
medicine without a license. The
preliminary hearing is scheduled
for February 28, 1980.
The struggles for the legitimiza-
tion of lay midwifery cited here.
are part of a much larger struggle
in obstetrics, and health care in
general, today. Financial factors
lend credibility to the cries of
women for nonhospital - based
deliveries, since the latter are ob-
viously less costly. Traditionally,
childbirth has been woman's do-
main. The development of forceps
and anesthetic technology allow-
ed the male medical profession to
dominate childbirth here in the
United States. As the women's
health movement grows stronger,
this dominance is challenged. The
cases cited here are just the begin-
ning of a long, protracted struggle
for the control of a human birth
experience and for the control
by women of their own bodies.
-Marilynn -Marilynn Norinsky
(Editor's note: For further informa-
tion, see The Federal Monitor,
volumes 1 and 2.)
20
Pathologies of Place
Continued from Page 12
house memorandum responding to the suggestion
that " patients " in SROs (the state vacillates between
calling them " patients " and " patients ex -"
) would be
better kept in institutions, he wrote:
Hard though, that it may be to believe,
however, many of the individuals living in those
facilities are there by choice and state a
preference for remaining rather than returning
to the hospital. If these individuals are
prisoners, they are prisoners of poverty not of
the mental health system. Were SSI benefits
adequate. Were jobs really available. Were low
income housing sufficient. Most of these in-
dividuals could live quite capably in communi-
ty settings. While they may be living in cir-
cumstances far less than ideal, many of them
prefer those circumstances to a hospital en-
vironment (28).
Ironically, however, Prevost's remarks neglect a
more commonly stated prerequisite for successful
community survival - readily available and suffi-
cient mental health services. Whether intentional
or not, the omission is a rather telling one because
the " more services " mentality is a deeply
ingrained and widely proclaimed one, receiving
its latest and most illustrious endorsement from the
President's Commission on Mental Health (29).
What the mentally disabled need, however, is
less often more services than it is a more decent
life. One ex patient -
has described his situation as
follows:
I realize you got to have a place to live when
you leave the hospital, and (patients) take what
they can find. (But in an SRO) you're still
isolated and by yourself. Most of all, you aren't
living in a place that you chose for yourself. It
was simply arranged for you Many of us.
with just a little help, could live with each other
in a real apartment of our own (30).
It is sometimes objected that these are
" social " -not " therapeutic " -needs, thus the con-
cern, properly, of the welfare - not the mental
health system -
. But it has long been recognized
that pathologies of place compound disorders of
the mind. One study under way in Pittsburgh in-
dicates that among ex patients -
living in the com-
munity, the severity of roaches in the home is a bet-
ter predictor of re hospitalization -
than the severity
of symptoms in the sensorium (31).
Service bureaucracies are inherently ingrown,
overweight and firmly entrenched. In a period of
fiscal cutbacks, their de facto priority has become
their own survival. In " the field " (or " front - lines "),
mental health workers tiptoe daily round the edge
of despair: demoralization is rampant, caseloads
are huge and efforts at finding decent housing for
their charges are futile when there is none to be
had. The " helpfulness " of such professions
becomes a cruel joke to practitioner and ex patient -
alike. Meanwhile, public disgust scales new
heights in outrage over the eyesore of the sidewalk
psychotic. Even reconstructed liberals, survivors
of all the failures of the Great Society, are
overheard muttering, " I don't care what you do
with them, just get them off my street. "
It would be wishful thinking to encourage ex-
patients to " hold out " till the next turn of prosperity
arrives. Nor is there any real hope in shuttling
them off to some well ordered -
oblivion.
The City, for its part, might be taken as seriously
concerned if it were to propose legislation revers-
ing the J 51 - " gentrification " program, thus pro-
viding incentives for upgrading low income -
hous-
ing. The result might then be shelter which
respected the privacy and dignity of even the un-
washed and deranged - in short, providing both
short - term refuges and long term - possibilities for
setting up housekeeping on one's own or with
Shelter is a fundamental human
need, not a mental health service to
be given and withheld on the basis of
one's mental status. Nor does it
require mental health expertise to
know that security and stability of
environment promotes stability of
mind
others. However, in the words of one City ad-
ministrator we interviewed, " this is still a landlord's
town. " So long as that remains the case, articles
like this can go on restating the problems that
result.
Fluctuations in the real estate market and cost-
cutting by State and City governments facing fis- 21
cal crises force the mentally disabled to live in
expensive, unsafe, substandard housing, and on
the streets. Many of their routine fears and unusual
behaviors are best understood as reactions to con-
ditions none of us could truly be asked to tolerate.
Shelter is, after all, a fundamental human need; it is
not a mental health service to be given and witheld
on the basis of one's mental status. Nor does it re-
quire mental health expertise to know that security
and stability of environment promotes stability of
mind.
-Ellen Baxter and Kim Hopper
(Ellen Baxter and Kim Hopper work at the Com-
munity Service Society of New York on a research
project examining the quality of life for mentally
disabled adults in the'community'of New York
City.)
References
1.
Lund, D.A., " The Mentally Impaired and the Long Term -
Care Systems: A Profile of Needs. " A paper prepared for
the State Communities Aid Association, New York, June
4, 1979.
2. Brill, H. and R. Patton, " Psychopharmacology and the
Current Revolution in Mental Health Services. " Pro-
ceedings of the Fourth World Congress of Psychiatry,
Amsterdam, 1966.
3. Goffman, E., Asylums: Essays on the Social Situation of
Mental Patients and Other Inmates. Garden City, N.Y.:
Doubleday, 1961.
4. Scull, A., Decarceration: Community Treatment and the
Deviant A Radical View. Englewood Cliffs, N.J.:
Prentice - Hall, 1977.
5. See " Service Integration for Deinstitutionalization:
Cost Benefit /
Analysis, " Vol. 5, Rehabilitation Services
Administration of HEW, April, 1975 and Baxter, E.,
" Deinstitutionalization: A Critical Analysis ", forthcoming
in Social Policy for reviews of this evidence.
6. See Lander, L., " The Mental Health Con Game, "
Health / PAC BULLETIN, No. 65, July August /
1975 for a
more detailed analysis of New York State's mental health
policy over this period.
7
. Ibid.
7 b. Testimony of Kathleen Clarkson, The Catholic Worker, at
the Public Hearing of the Senate Mental Hygiene and Ad-
diction Control Committee, New York City, November
14, 1979.
8.
Bellamy, C., " From Country Asylums to City Streets, " Of-
fice of the New York City Council President, July, 1979.
8b. Prevost, J. Year Five -
Comprehensive Plan for Services to
Mentally Ill Persons in New York State: 1980. October 1,
1979, p. 109.
9.
Christmas, J., Final Report of the Interagency Task Force
on Problems of Deinstitutionalization and the Chronically
Mentally Ill, N.Y.C. Department of Mental Health, Mental
Retardation and Alcoholism Services, New York City, Ju-
ly 17, 1978.
10. Shapiro, J., Communities of the Alone. New York:
Association Press, 1971.
11. " Single Room Occupancy: A Need for National
Concern, " Special Committee on Aging, U.S. Senate,
1978.
12. Lorber, C., " The Village's Worst SRO, " The Villager,
March 12, 1979.
13. Witten, M., " West Side SRO Fined $ 37,000; Biggest
Ever, " The Westsider, February 2-8, 1979.
13b. Not to be alone and isolated, to have regular and varied
22
social contacts with others (be they family, friends or other
tenants) has been shown to reduce hospitalization re -
rates
among ex patients -
living in a similarly serviced hotel. See
Cohen, C. and J. Sokolovsky, " Schizophrenia and social
networks: ex patients -
in the inner city, " Schizophrenia
Bulletin 4 546-560:
, 1978.
14. A press release from City Council Member Ruth Mes-
singer's Office entitled, " Council Member Messinger
Charges Tax Benefit Programs Favor Manhattan; Cites
Abuse in J 51 - Program, " August 21, 1979.
15. Kopp, E. and K. Murphy, " Priced Lower -
Hotels in New
York City: 1978, " Human Resources Administration,
Department of Social Services, New York City, 1978.
16. Hynes, C., " Private Proprietary Homes for Adults, " Of
fice ofthe Deputy Attorney General, New York, March
31, 1979.
17.
Ibid.
18.
Ibid.
19. Quoted in Community Support System Contract Pro-
posal for the Men's Shelter, Human Resources Ad-
ministration, Department of Social Services, New York
City, January 12, 1979.
20.
Bellamy, op. cit.
21.
Bellamy, op. cit.
22.
Community Support System Contract Proposal, op. cit.
23.
Miles, D., Memorandum on " Domiciliary Care Facilities, "
New York State Office of Mental Health, November 29,
1978.
24.
Ibid.
25.
Bachrach, L., Deinstitutionalization: An Analytical
Review of Sociologal Perspective, Washington, D.C.,
U.S. Government Printing Office, 1976.
26. New York State Assembly Sub Committee -
on Communi-
ty Aftercare. From the Back Wards to the Back Alleys.
New York, March 15, 1978, p. 10.
27. Weisman, S., " 28% Are Held in Mental Hospitals
Needlessly, New York Study Finds, " New York Times,
January 15, 1978.
28. Prevost, J., Memorandum to Governor Carey on deinsti-
tutionalization, New York State Office of Mental Health,
October 23, 1979.
29. Summary Report ofthe President's Commission on Mental
Health, U.S. Government Printing Office, Washington,
D.C., 1978.
30. Peterson, R., " What are the Needs of Chronic Mental Pa-
tients. " Paper delivered at the American Psychiatric
Association Meetings, Washington, D.C., January 11-14,
1978.
31. Bromet, E. et al., " Community Environments of Deinstitu-
tionalized Patients. " Paper delivered at the 107th Annual
Meeting of the American Public Health Association, New
York City, November 4, 1979.
RING
NURSE
CELSI
MCMLXXX
Business at the Bedside
HEALTH CARE
Jewish Hospital of Brooklyn has been in end-
IN B1R8O9O0K-L1Y9N1,5
stage financial condition for the past few years.
The reasons for its chronic financial plight, how-
ever, are subject to dispute. On the one hand,
various officials maintain that its condition is the
result of severe administrative mismanagement
and improper business practice. On the other
hand, its trustees and administrators claim that
their institution is insolvent because it has been
meeting the special needs of a very poor and
underserved community and has not been ade-
quately reimbursed. Ironically, as the following
article will illustrate, it was the trustees of this very
institution who, in the early years of this century,
were in the forefront of a battle to instill
management ideals and modern business prac-
tices into what were, until that time, charitable
institutions. By now Jewish Hospital's trustees have
probably learned that their founders'view that the
hospital is " no different from any other large, com-
mercial enterprise " is probably wrong.
Institutional survival and the survival of patients
need not automatically conflict. But, historically at
least, there has been uneasy coexistence between
an institution's financial needs and the needs of the
patient. This article looks into the early history of
the introduction of business methods and notions
of efficiency into what were once charity hospitals.
The effects of an early crisis in hospital finance on
the administration, organization and patient popu-
lation are studied. Now, as many administrators
once again turn to business to lend us advice re-
garding hospital management techniques, it is
especially important to review earlier experiences
and learn from them.
This article recently appeared in Health Care In
America: Essays in Social History edited by Susan
Reverby and David Rosner, both of whom have
been associated with Health / PAC. This volume
was published by Temple University Press in
1979 and the article is reprinted here with their
permission.
23
Most of us recognize that patients are assigned
space in the hospital in accordance with special
medical needs. But it is also true that patients are
assigned beds according to ability to pay, insur-
ance coverage, and source of referral. Private
and semiprivate rooms and small wards are as
much a characteristic of contemporary hospitals
as are the medical, surgical, and specialty
services (1).
The separation of patients according to
economic class and other social factors has a long
history. In nineteenth - century America, for in-
stance, wealthier clients generally received care
at home or in private doctors'offices; working-
class and indigent patients often received care
through the out patient -
department of hospitals,
local dispensaries, workers'associations (lodges)
or the charity hospital. While distinctions in ser-
vice for the rich and the poor have always existed
in the American health system as a whole, the
incorporation of differing services within the
hospital is a relatively recent phenomenon.
Before the turn of the century most non munici- -
pal institutions were charitable in nature and
served a primarily working - class population. In
that sense, the nineteenth - century hospital was a
" class one - " facility. While separate institutions
existed for women, blacks and distinct immigra-
grant groups, internally they were organized in a
relatively uniform way. Patients were housed in
wards with few distinctions based upon the pa-
tient's ability to pay (2). Services were provided at
the expense of philanthropists and hospital trus-
tees. As Morris Vogel has illustrated, the nine-
teenth century -
facility served primarily social,
rather than medical needs for working class and / or
destitute persons (3).
By the early 1900s a change occurred in the
organization of hospital services in charity institu-
tions. During that period the more modern volun-
tary hospital system arose. This development
entailed a dramatic reorganization of the physical
space and administrative hierarchy of the hospital.
First, the development of class specific -
services
was a prominent feature of the physical restructur-
ing of the facilities. As trustees sought private pa-
tients and their fees, private and semi private -
rooms and wards began to displace public and
charity wards. Second, as trustees sought to make
their institutions more amenable to paying
patients, private physicians were admitted to the
institutions in the hope that they would bring their
patients with them. Ironically, the authority of lay
trustees declined as physicians began to exert
greater control over the day day - to - services pro-
24 vided their private patients. Third, the care of the
charity patient, originally the function of these
facilities, was increasingly seen as an incon-
venience. In New York the municipal and later the
state governments were called upon to bear a
larger portion of the financial responsibilities for
poor patients in voluntary institutions. This article
will examine some of the economic pressures that
forced trustees in Brooklyn's Progressive Era hos-
pitals to abandon their older, traditional functions
as stewards to the poor and to allow their facilities
to undergo profound, and at times disruptive,
change.
The decline in the charity functions of philan-
thropic institutions resulted in part from the severe
economic crisis that af-
fected many facilities in ____
the wake of the depres-
sion of the 1890s. This
As hospitals
depression hit Brooklyn's Brooklyn's
institutions during a
period when costs for
modernized,
health services
health care were rapidly
increasingly
rising. In general, institu-
became
tions in need of money
turned to the paying
patient as the most likely
segmented by
class and a
source. The provision of
patient's ability
hospital care ceased to
be an act of charity and
to pay
became a commodity to
be bought and sold by
those who could afford
it.
pF
The move away from charity to pay services.
was rationalized as part of the larger Progressive
Era movements toward order, efficiency and
bureaucracy. However, the hospitals of the
period also exemplify changes that do not fit
neatly into any historiographic package. The appli-
cation of business principles to charity hospitals
had a different result: other reform movements led
to greater emphasis on corporate responsibility,
while changes in hospital finance placed the bur-
den on individuals.
Deficits Demand and Demand
In the early years of the twentieth century a pro-
minent Brooklyn businessman, Abraham Abra-
ham, became deeply involved in the formation of
the Jewish Hospital of Brooklyn. This hospital,
Abraham stated, would avoid some of the chronic
problems that plagued many of the city's charita-
ble institutions; it would be so organized that it
would " not run in debt. " Abraham, owner of
Abraham and Straus, the city's largest depart-
ment store, noted that a hospital was not very
Laas
different from other large enterprises. He believed
that " charitable institutions, however laudable and
worthy, should be conducted on sound business
principles " (4).
Abraham's concern for the development of
" business principles " in charity institutions was
spurred by a mounting crisis in hospital financing.
During the depression years of the 1890s, many
of Brooklyn's charity institutions had found their
costs rising at the very time that their incomes
from philanthropy were shrinking. As economic
conditions worsened, working - class patients in-
creasingly demanded hospital service. Ever
larger numbers of patients found themselves in
need of the traditional services that hospitals pro-
vided shelter and food (5). As demand in-
creased, so too did the costs of running the
facilities. At Brooklyn Hospital, for instance,
hospital utilization nearly doubled during the de-
pression years, growing from just over 1,200
patients in 1895 to nearly 2,300 by 1899 (6). At
Brooklyn Maternity Hospital the secretary noted a
similar dramatic increase. " When the necessity for
relief [is great], the greater will the demand be
upon all charitable institutions for that relief " (7).
Others noted that the " times have been hard..
but it is hard to turn away appeals for aid [from
patients] " (8). Even in relatively good times, the
use of the hospital by those who needed non-
medical services and aid was common. " The
coming of Spring always brings remarkable
recoveries to some of our most stubborn cases, "
sarcastically noted one hospital surgeon (9).
At the very time that patient demand was rising,
hospital trustees were faced with another chal-
lenge to the financial security of their institutions:
costs for medical supplies were growing. As bac-
teriological practices began to be felt in terms of
higher standards of general cleanliness, sterile sur-
roundings, and aseptic surgery, a slow growth in
costs for medical supplies and maintenance re-
sulted (10). During the period, for instance, the
use of rubber gloves, sterile bandages, supplies
and equipment became a standard part of hospital
expense. At Brooklyn Hospital the average cost
for a day of care rose from $.89 in 1890 to $ 2.78
by 1915 (11).
These two factors, rising patient demand and
increasing costs for medical supplies, had a signi-
ficant impact upon many hospitals. But the ulti-
mate crisis in finance was a result of the fact that
philanthropists could no longer make donations
large enough to rescue the hospitals from their
plight. In the earlier years of the nineteenth cen-
tury philanthropists could be counted on to cover
deficits that were chronic features in most nine-
teenth century -
charity facilities. Many hospitals, in
fact, used small but manageable deficits as part of
their appeals for funds. A deficit was seen as an
indication of the worth of the institution, just as
modest want was seen as proof of the worthiness
of one of the hospital's inmates. Philanthropists
were more willing to give to an institution that had
a small end - of - the year deficit.
The depression forced philanthropists to reas-
sess this long standing -
practice. Hospital deficits
were now growing larger every year. Further-
more, the trustees and philanthropists themselves
were feeling the pinch of this long and severe
depression. They were less willing and able to
part with their money than they had been in the
past.
In sum, charity was proving an inadequate
means of supporting the hospitals. Trustees and
managers alike remarked that there was a " ten-
By the early years of the 20th century,
it had become apparent that a few
wealthy benefactors and local
subscription drives were an inadequate
means of financing the city's private
hospitals
dency of charitable bequests to diminish " and that
this was " a matter of great concern " 12 (). One
trustee noted that when the " financial depression
struck this land, we were obliged to struggle on as
best as we could. " The president of Brooklyn Hos-
pital reported in 1895 that the hospital's financial
condition was poor. " On the financial side, " he re-
25
marked, " we have not been able to meet our
expenses " (13). The president of one of Brooklyn's
oldest specialty facilities summed up the crisis that
plagued many institutions during the depression
years: " Not only are the demands upon the
hospital greater and the expenses consistently
increasing, but the sources of revenue from
individual subscription are diminishing " (14).
The economic crunch that hit Brooklyn's hospi-
tals served as a warning to the trustees of some
institutions and as a death blow to others. During
the 1890s, for instance, no fewer than five of
Brooklyn's largest hospitals closed their doors.
One trustee noted that Memorial Hospital " had an
uphill and hopeless struggle...
Disaster after
disaster overtook them until burdened with debt,
[it]. had to succumb " (15). When the Williams-
burg Hospital in a large working - class neighbor-
hood closed in the early 1900s, the trustees were
deeply in debt and could not gather the necessary
funds. Homeopathic Hospital struggled through
the depression and was taken over by the city,
70,000 $
in debt (16). By 1899 one of the pro-
minent hospitals reported that it owed $ 27,000 to
various banks and that a substantial portion of its
endowment had been spent 17 ().
By the early years of the twentieth century, the
general crisis in hospital finance had become so
widely recognized that a " Conference on Hospital
Needs and Hospital Finances " was called for by
administrators and the Charity Organization
Society. In the announcement for the meeting the
sponsors noted that " heavy annual deficits are the
rule rather than the exception " in most of the city's
hospitals (18).
In New York and Brooklyn alike, trustees and
superintendents recognized that the charity
system was breaking down. A few wealthy bene-
factors and local annual subscription drives were
an inadequate means of financing the city's
Increasingly, hospitals began to look
for paying patients, seeing their
traditional'charity'role as an
unmitigating financial burden
private institutions (19). Hospital administrators
and trustees were faced with the necessity of
finding alternative sources of financial support. As
Mr. Abraham pointed out in his own inimicable
way, " In reading over the reports of [Brooklyn's]
26 charitable [institutions] they all ring... the one'leit
motif and the one refrain: appeal upon appeal to
the public to help pay off large mortgages and
other indebtedness " (20). A new means of finan-
cing charitable institutions was clearly needed.
During the early 1900s, in the wake of a severe
depression, trustees in many facilities began to
look toward pay patients as a new source of
income and as a means of forestalling the collapse
of their facilities.
Giving'Em the Business
The traditional financial bases of most Brooklyn
hospitals had been the benevolence of wealthy
trustees, patrons, church - goers and other private
individuals. They participated in hospital work for
many reasons: partly from a sense of noblesse
oblige, in order to gain or maintain recognition as
community leaders or because of their interest in
social control and cultural hegemony. The objects
of their benevolence had uniformly been the poor
and working class of the city.
But by the early 1900s it was clear that there
were good economic reasons for reluctant trus-
tees to abandon their uniform objective of servic-
ing the poor (21). Scientific medicine was
changing the character of the old charity facilities,
wealthier patients seemed ready to utilize the
hospital and poorer persons were a severe drain
on the resources of many facilities. Hospital
income could be increased significantly if, first,
patients could be convinced to pay for their care
and, second, if a greater number of wealthier
clients could be attracted to the facility. Most
trustees still maintained that charity was the
proper justification for the hospital. But, increas-
ingly, " free " or " charity " patients were seen as a
growing burden to financially pressed trustees
(22).
Some trustees felt that the number of poor
persons admitted should be limited, while others
felt that more extreme measures were necessary.
Some actually refused care to those who could not
pay. Especially during the depression, trustees
learned that limiting the number of working - class
patients who needed " free " care was the only
means open to them to cut costs. " Early last
winter, it became apparent that something must
be done to procure immediate pecuniary relief, "
one hospital president remarked. " A cruel fact
stared us in the face.... We had been rolling up a
debt.. After careful study, our advisors
decided that. we should limit the number of
inmates " (23). At a small Williamsburg facilities,
trustees reluctantly observed that there was a
" limit to our resources " (24).
During bad times it was clear that no facility
could accommodate everyone. But this practice
of excluding poorer patients was carried on past
the immediate depression years and became an
axiom of hospital administration during the earily
twentieth century. At the Brooklyn Hospital, for
instance, the trustees began to see the paying
patient as an important source of income and the
free patient as an increasingly expendable burden.
" Further space in the wards must be prepared for
the [pay] service if we wish to further increase our
income from this source, " the vice president -
of the
board of trustees declared in 1899 (25). By 1902
the trustee " decided to shut out part of the charity
patients [in order to] keep expenditures down. "
The hospital, the president remarked, had pre-
viously " attempted to do more charity work than it
could afford " (26). In 1892 only 12 percent of this
hospital's income came directly from the patient.
By 1905 nearly 45 percent was derived from
patient payments (27).
Although changes in hospital organization and
administration had begun earlier in the nineteenth
century, the depression of the 1890s greatly
accelerated them. Specifically, the deficits made
the businessman's cry for efficiency, bureaucracy
and business practices more convincing to hos-
pital boards. The deficits also undermined the
charity orientation of many trustees. Furthermore,
the crisis led to the hospitals'new dependence
on physicians who claimed they could supply
them with a new class of patients who could pay
for care. This meant that new amenities and
services would have to be provided in order to
attract doctors and their patients. Advanced
technology services that were of interest to prac-
titioners were introduced. Private rooms, wards,
doctoring and nursing had to be provided for
wealthier clients. In quick succession hospital
boards voted to expand their visiting and attend-
ing staffs. Brooklyn Hospital increased the
number of associated physicians from fewer than
a dozen in 1890 to nearly sixty by 1915. At
Methodist the number rose from about fifteen to
fifty five - during the same period (28).
The introduction of private physicians into the
charity hospital had a profound and long lasting -
effect on the organization of these facilities. First,
trustees had traditionally seen the hospital as their
private responsibility and the arrival of large
numbers of physicians meant a new challenge to
their authority as benefactors and stewards to the
poor. Second, the physicians had a substantial
impact on the underlying purpose of these institu-
tions. Hospitals became more clearly defined as
places for medical treatment rather than shelters
for the poor and homeless.
While doctors changed the tone of the wards,
businessmen on the boards changed the tenor of
board meetings. Like Abraham Abraham at the
Jewish Hospital, businessmen gained a new im-
portance at other institutions as well. The presi-
dent of the board at the small Bushwick Hospital
announced that H.C. Bohack, who had recently
opened a chain of food stores, had joined the
board. As the president saw it, " the business
interests of the hospital could not more effectively
be safeguarded " than by directly involving such
men. At Brooklyn Hospital, Charles Pratt became
president of the board. Pratt, whose family had
founded the oil refineries in Greenpoint and who
managed John D. Rockefeller's East Coast
refineries, made substantial changes at this institu-
tion as well (29).
The direct effects of the involvement of all of
these individuals was ambiguous. But they
certainly did bring a business point of view to
challenge the norms of the hospital boards.
Managers and trustees, who ascribed to older
paternalist ideologies, found themselves hard put
to defend their roles as financial stewards when
they themselves had no solution to the chronic
financial crises. Older ideals began to be played
down and newer business ones placed in their
stead. Some trustees were often put in a quan-
dary, denying that the facility had changed into a
business. The president of one hospital cried out
that his facility was " a work of mercy...not a
business " (30). Another declared in 1907 that " we
are not in hospital work to make money " (31).
At the end of the Progressive Era one prominent
surgeon commented on a paper about a Brooklyn
hospital published in the Bulletin of the Taylor
Society, the society dedicated to scientific
management. The paper sought to apply prin-
ciples of scientific management to the organization
of the hospital. In commenting on the paper, 27
Ernest Codman, a Boston surgeon concerned
and willing group of middle - class patients eager to
with the rationalization of the hospital, observed
use charity facilities long associated with the most
that " charitable hospitals have beome businesses
degrading type of care; only special services and
and are... wolves in sheep's clothing " (32).
new accomodations could attract the middle class.
Clearly the older charitable impetus for hospital
The small, financially unstable facilities of
work was waning as the financial cruch hit many
Brooklyn could hardly afford to build additional
facilities. Charity clients were a burden. As one
wings and services. Consequently, space for free
trustee pointed out, " Additional income must be
patients was often converted into space for pay
had, and that can come only from pay patients "
patients and, more often than not, formerly
(33).
charity patients were required to pay for their
Paying Patients and Private Rooms
care. At Brooklyn Hospital, for instance, the
number of " free " patients grew from about 1,000
The turn away from charity affected the
to 1,600 during the depression years and
working - class patients in two ways. First, trustees
immediately following but then dropped drama-
sometimes converted " free " wards into pay wards
tically from 1,600 in 1900 to 1,200 in 1903. As
or rooms. This took away space previously avail-
noted earlier, it was 1900 when the hospital
able for indigent pa-
trustees announced that
tients. Second, trustees
beds in the charity ward
more often began to
would be converted into
charge working - class
pay beds in order to
patients for services that
were previously pro-
The poorest
of the patients
vided free. Different were
increasingly seen as the
levels of services were
source of the
financial
increase income. At the
same point the number
of paying patients began
to grow dramatically,
devised for those willing
problems of
the hospital
to pay. Also, existing rather than
the victims of the
ethnic and other social
distinctions functioned to
crisis in
hospital finance.
convince those who
rising from just over 200
in 1899 to 1,400 by
1911. The number of
private room patients,
never a large number in
could afford it not to use
any particular year,
a " lower grade " of
remained relatively small
service. This divided
throughout the period.
different working - class groups into separate
In 1895, 16.3 percent of all patient days were
quarters and perpetuated existing divisions
used for pay ward - patients. By 1905 this category
within this class. Moreover, the poorest of
had grown to 44.5 percent (35).
the patients, those unable to pay anything
While the change in hospital space usage was
for their care, were increasingly seen as the
dramatic, the change in the class of the hospital
source of the financial problems of the hospital
patients was not. This leads to the conclusion that
rather than the victims of the crisis in hospital
the pay wards were primarily filled by the same
finance. The " fruitful cause for the annual defi-
class of patients that previously used the free
ciency in the hospitals, " remarked one hospital
hospital space. In Brooklyn Hospital, for example,
manager in New York, " is the large number of
white collar -
workers accounted for 13 percent of
free patients. " If the former objects of charity did
the patients in 1892 and grew slowly to 21
not pay for their care, then they were now defined
percent by 1902. The bulk of the patients were
as the problem. " If hospital patients had more
still working class - only now they had to pay for
honor and pride, I do not think there would be
their care. On the one hand, it was " obvious that
any large deficiency, " he concluded (34). Instead
there can be no very great increase in income
of seeing the poorer patients as needy and con-
from [pay patients] unless the accommodations......
sequently deserving of care, hospital administra-
are increased at the expense of space alloted now
tors viewed neediness as a moral failing of the
to those [who] cannot pay at all " (36). On
patient.
the other hand, charging the same group of
If hospitals now charged only wealthier clients
patients who had previously used the facility for
for their care while maintaining services to
free accomplished much the same thing. At
working - class patients, the practical effect of this
Brooklyn Hospital this appeared to be what was
reorientation toward the paying patient might not
done. The trustees periodically transformed
have been terribly important. This was not the
charity wards into pay wards when income was
28 case, however. In Brooklyn there was no ready
needed (37).
The internal organization of many facilities was
also greatly affected by the change from charity to
pay. Hospitals throughout Brooklyn began to
assign bed space to patients according to social
and economic criteria rather than medical need.
Within the context of the growing acceptance of
patient payment as a legitimate source of hospital
revenue, it became mandatory for hospital
managers to make services distinctly different for
the charity and paying patients in order to
convince patients that, if they could afford to, they
should use the paying service. The source of
referral, whether the social service and business
office or the private practitioner, gave some basis
for differentiating between those able to pay and
those who were indigent. But the offering of
different services provided a surer means of
selecting out patients. The right to a private physi-
cian, smaller wards or private rooms, and better
food were immediately seen as prerogatives of the
pay service. In contrast, charity patients were
provided with care that was determined by the
administration rather than by a private physician.
Private patients were serviced in entirely different
quarters. Some called for separate facilities for the
rich and poor. The Journal of the American
Medical Association pointed out that the " absolute
segregation of charity patients from pay patients "
was necessary if the wealthier patient was to be
convinced to pay for his or her care. " Those who
really have no means will perforce go to the
genuine charity hospitals, while few of those who
have any income will sink their pride so far as to
enter an institution patronized by none but the
destitute.... When the only alternative is a pay
hospital where none are treated free, the deed is
done. So long as rich and poor are treated under
one roof, the well - to - do will not scrupple at getting
free treatment [since] no stigma attaches to
residence in an institution where many pay their
way. " Separation of services along class lines was
necessary to guarantee that clients would, if able,
pay for their treatment (38).
The transformation of the structure and organi-
zation of the hospital preceded the introduction of
wealthier clients. In many facilities private rooms
and pay wards remained empty until after World
War I. But in the interim many working - class
patients were refused entrance, charged for
services previously provided free and made to
feel that the hospital was no longer concerned
with their well being -
. Some poorer patients were
able to scrape together the necessary cash and
enter the new " pay " wards. Others were forced to
seek care in the growing system of public institu-
tions. Still others were taken into the voluntary
institutions only when payment from the city
coffers was guaranteed.
The relationship between the charity hospitals
and the city government had a long history,
dating pack to the 1840s. At that time the city of
Brooklyn issued lump - sum payments to charity
facilities so that these institutions would care for
poor persons who were deemed to be proper
recipients of the city's protection. But in the early
1900s this flat grant -
system of payments was
transformed into per capita, per diem payments
schemes based upon a means test of all patients.
The means test and new grant system further
accelerated the administrators'plan to exclude
those whose expenses were not covered (39).
It would be naive to conclude that trustees
consciously reorganized hospital services along
social class lines. Rather, such actions to develop
class distinct -
services were an outgrowth of a
complex process of financial, intellectual, and
social changes that had little to do with the trustees
and superintendents themselves. Once patients
were accepted as a reasonable source of income,
the selling of health services - through private
rooms, wards, private nursing, doctors and
special amenities - swiftly arose. Most trustees, in
fact, had little or no understanding of how
profoundly their institutions would change once
patients were turned to as a source of income. In
fact, the trustees'own declining authority was
further threatened by the very practitioners whom
they needed to save the hospital. These practi-
tioners brought with them a growing expertise
and professional authority that would quickly.
allow them to bypass the trustee in influence (40).
The decisions of trustees to change the base of
their financial support had a deleterious effect on
their own position as well.
29
By the end of the Progressive Era the modern
outlines of an internally fragmented hospital
system were apparent in many of Brooklyn's
facilities. Not only were physicians much more
prominent, and not only were their interests re-
flected in an increasingly complex medical or-
ganization, but the hospital itself was now split
between public and private services. In 1916 the
Brooklyn Hospital distributed a brochure with an
illustration of the hospital on its cover. Engraved
across the roof of one of the two wings of the
hospital was the word " PUBLIC. " Across the roof
of the other was the word " PRIVATE. " Between
these stood the administration building that kept
two worlds of medicine far apart (41).
-David Rosner
(David Rosner teaches in the Baruch College-
Mount Sinai School of Medicine Program in
Health Administration and in the Baruch Col-
lege Department of History. He is also a mem-
ber of the Health / PAC Editorial Board.)
References
1. See, for example, the voluminous literature on the organi-
zation of ward, room and private service within hospitals.
The most widely known critique of such service dif-
ferentiations comes from various Health / PAC publications.
For instance, see Health / PAC's The American Health
Empire (New York: Random House, 1970), and David
Kotelchuck, ed. Prognosis Negative: Crisis in the Health
Care System (New York: Vintage Books, 1976).
2. Morris Vogel, " Patrons, Practitioners, and Patients: The
Voluntary Hospital in Mid - Victorian Boston, " in Victorian
America, ed. by Daniel W. Howe (Philadelphia: University
of Pennsylvania Press, 1976), pp. 120-21: " Patients who
could not, and in most cases were forbidden to, pay
any fee. " Other authors have also noted the organization
of charity hospitals in the nineteenth century; see, for
example, Charles Rosenberg, " And Heal The Sick: The
Hospital and Patient in 19th Century American, " Journal
of Social History 10 (June 1977): 482-97.
3. See, in addition to the above mentioned article, Morris
Vogel, " Boston's Hospitals: 1880-1930 " (Ph.D. Diss.,
University of Chicago, 1974); also Susan Reverby's article
in Health Care in America: Essays in Social History (S.
Reverby, D. Rosner, eds.), Temple University Press, 1979,
and her thesis in progress, American Studies Program,
Boston University.
4. Jewish Hospital of Brooklyn, 2nd Annual Report, 1903,
p. 10.
5. Such social (i.e., non medical -
) functions were an im-
portant aspect of nineteenth - century hospital care. See
note 3, above, for a more extended discussion of the
nineteenth - century facility.
6. 6. See Brooklyn Hospital, Annual Reports, 1895, 1899.
7. Brooklyn Maternity Hospital, Annual Report, 1896, p. 11.
8. 8. See Brooklyn Nursery and Infants Hospital, Annual
Report, 1896, p. 15; and Methodist Hospital, Annual
Report, 1896, p. 15, for similar comments.
9. " Men and Women Who Feign Disease: Hospitals...
Have To Be Constantly On Guard Against Malingerers, "
New York Tribune, 1 May 1904, sec. 2, p. 2.
10. An analysis of costs at a number of Brooklyn facilities
indicates that general housekeeping, maintenance and
other costs grew along with a slow rise in the category
of " medical supplies. " But patient demand was of great
significance as well.
11. The statistical information in this article is drawn from the
annual reports of the various institutions; see, for example,
Brooklyn Hospital, Annual Reports, 1890-1915, for the
above quoted material.
12. Frederick Sturges, " What Managers of Hospitals Say
30
About Their Financial Problems, " Charities 12 (January
1904): 32.
13. See, for example, Memorial Hospital, 10th Annual Report,
1898, p. 16: Brooklyn Eye and Ear Hospital, 13th
Annual Report, 1898. In 1896 the directors noted that
the " sources of revenue are diminishing " (Brooklyn
Hospital, Annual Report, 1895, p. 6). See also, Charity
Organization Society of New York, Report, 1900:
" Several of the large private hospitals are having increased
difficulty in securing...... funds [from philanthropists]. "
14. Brooklyn Eye and Ear Hospital, 29th Annual Report, 1896;
Methodist Hospital, Annual Report, 1894, p. 19; and
other numerous contemporary statements.
15. Jewish Hospital of Brooklyn, 2nd Annual Report, 1903,
p. 8. Also Memorial Hospital's Annual Reports for the
previous ten years, which outline its financial collapse.
16. Jewish Hospital, 2nd Annual Report, 1903, p. 8. See also
" Williamsburg Hospital Closes, " New York Tribune, 16
January 1903, p. 7: " The trustees could see no way.
they could obtain the necessary money to continue
[and] they decided to abandon the work before going
further into debt. " See " City Takes the Hospital, " B.D.
Eagle, 26 July 1900 (The Homeopathic Hospital be-
came Cumberland Hospital); " Homeopathic Hospital to
Close This Evening, " B.D. Eagle, 31 March 1900; " Hos-
pital Bill Hearing To Day -, " B.D. Eagle, 7 March 1900;
" Anent the Homeopaths, " B.D. Eagle, 6 March 1900.
17. Editorial, The Trained Nurse and Hospital Review, 29
(September 1902): 194. See also Brooklyn Hospital,
Annual Report, 1899, p. 8: " Deficits of recent years
[have] resulted in a floating debt of about twenty - seven
thousand dollars. "
18. " A Hospital Conference in New York, " Charities, 11
March 1905, p. 565.
19. Frederick Sturges, " What The Managers Of The Hospitals
Say About Their Financial Problems, " Charities 12
(January 1904): 32. Sturges continues saying that " the
founders and the charter members of the great private
hospitals, and their direct descendants are the ones who
are now principally carrying them, and it is extra-
ordinarily difficult to interest the younger generation.. "
20. Jewish Hospital, 2nd Annual Report, 1903, p. 10. See
also Frank Tucker, " The Public Conscience and the
Hospital, " Charities 13 (December 1904): 285; and
Tucker, " Hospital Situation in New York, " Charities 12
(January 1904): 31.
21. Morris Vogel has outlined some of the demographic
factors such as changes in housing patterns and in the
make - up of the work force. He has also noted some
internal reasons for the introduction of private patients.
See notes 2 and 3 above.
22. Jewish Hospital, Annual Report, 1903, p. 11.
23. Nursery and Infant Hospital, 23rd Annual Report, p. 16.
See also, Memorial Hospital for Women and Children,
Annual Report, 1898, p. 18.
24. Brooklyn Eastern District Dispensary and Hospital,
Annual Report, 1891, p. 8.
25. Brooklyn Hospital, Annual Report, 1899, p. 8, and
Brooklyn Hospital, Annual Report, 1900, p. 7.
26. Editorial Comment, The Trained Nurse and Hospital
Review, 29 (September 1902): 194. I would like to
thank Susan Reverby for providing this citation.
27. This tendency to depend increasingly upon patient
payments is general to most of Brooklyn's hospitals.
See, for example, the annual reports of Methodist, Jewish
and other institutions.
28. See medical directories and medical registers of New York,
Brooklyn and New Jersey for these years. These pub-
lications put out by the local medical societies contain
lists of physicans and their affiliations for specific years.
29. Bushwick and Bushwick Central Hospital, 11th Annual
Report, March 1904-1905, p. 10. See also Obituary,
" H.C. Bohack, " New York Times, 18 September 1931,
p. 23: " President of Bohack Chain of 746 stores.
H.C. Bohack was born in Germany in 1865, opened his
first store in 1885. Had five stores by 1900, president of
a realty corporation, director of People's National Bank,
Guarantee Title and Mortgage Co., Brooklyn National
Life Insurance Co., Williamsburg Savings Bank, Manhat-
tan Trust. " See also Brooklyn Hospital, Minutes, 1912-
1914, for detailed description of the numerous changes
that Pratt made in hospital organization.
30. Lutheran Hospital Association, Annual Report, 1914, p. 2.
See also Brooklyn Homeopathic Maternity, Annual Re-
port, 1899, p. 12, in which the secretary disdainfully
notes that " other maternities in this and our sister city...
demand pay for every patient [while] we work largely
for charity. "
31. Bushwick Hospital, Annual Report, 1906-1907, p. 15.
32. See Robert L. Dickinson, " Hospital Organization As
Shown By Charts of Personnel and Power Functions, "
Bulletin of the Taylor Society, 3 (October 1917), pp. 1-11,
and Codman's response.
33. Lutheran Hospital Association, Annual Report, 1914, p.
21; Methodist Hospital, Annual Report, 1894, p. 20. See
also Long Island College Hospital, Hospital Yearbook,
1919, p. 35, for a later statement of the increasing pres-
sure to get paying patients into the hospital. A.C. Bunn,
" Church Hospitals, " Brooklyn Medical Journal 15 (Sep-
tember 1909): 508.
34. Ogden Chisholm, " Financial Problems of New York's
Hospitals, " Charities, 12 (2 June 1904): 38.
35. See the annual reports of Brooklyn Hospital for 1890-
1915; also Charles Rosenberg, " The Shaping of the
American Hospital 1880-1914, " unpublished manuscript,
1978, for confirmation that many hospitals found their
private services empty during the period.
36. Frank Tucker, " The Hospital Situation in New York, "
Charities 12 (January 1904): 30; A.C. Bunn, " Church
Hospitals, " Brooklyn Medical Journal 15 (September
1901): 510. See also Charlotte Aikens, " Relation of the
Training School to the Hospital Deficit Problem. " The
Trained Nurse 37 (September 1910): 157: " The Extension
and Improvement of the Pay Patient Department... is
one of the remedies for deficits that is meeting with
general favor. "
37. Brooklyn Hospital, Executive Minutes 5 (23 January 1901):
104: " Resolved that the private accomodations of the
Hospital be increased by converting Wards 10, 11, 12,
and 13 or so much thereof as may be necessary, into
Pay Wards without material alterations or expense.
38. Editorial, " Abolish The Hospital Grafter, " Journal of the
American Medical Association 44 (27 May 1905): 1691.
39. For a fuller description of the city's involvement, see
David Rosner, " Gaining Control: Reimbursement, Reform
and Politics in New York's Hospitals, 1890-1915, " Amer-
ican Journal of Public Health, in press, and David
Rosner, " A Once Charitable Enterprise: Health Care in
Brooklyn, 1890-1915 " (Ph.D. diss., History of Science
Department, Harvard University, 1978), chap. 3.
40. See Gerald E. Markowitz and David K. Rosner, " Doctors
in Crisis: Medical Education and Medical Reform During
The Progressive Era, 1895-1915, " in Health Care in
America: Essays in Social History (S. Reverby, D. Ros-
ner, eds.), Temple University Press, 1979, for an ex-
panded discussion of the rising professional status of the
physician.
41. See brochure and illustration that is reproduced in
" Brooklyn's Oldest Hospital Built Anew, " The Modern
Hospital 7 (November 1916): 361-66.
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